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13820 | https://en.wikipedia.org/wiki/Henry%20Rollins | Henry Rollins | Henry Lawrence Garfield (born February 13, 1961), known professionally as Henry Rollins, is an American singer, actor, presenter, comedian, and activist. He hosts a weekly radio show on KCRW, is a regular columnist for Rolling Stone Australia, and was a regular columnist for LA Weekly.
After performing in the short-lived band State of Alert in 1980, Rollins fronted the California hardcore punk band Black Flag from 1981 to 1986. Following the band's breakup, he established the record label and publishing company 2.13.61 to release his spoken word albums, and formed the Rollins Band, which toured with a number of lineups from 1987 to 2003 (and again in 2006).
Rollins has hosted numerous radio shows, such as Harmony in My Head on Indie 103, and television shows such as The Henry Rollins Show, 120 Minutes, and Jackass. He had recurring dramatic roles in the second season of Sons of Anarchy as A.J. Weston, in the final seasons of the animated series The Legend of Korra as Zaheer, and has also had roles in several films. He has campaigned for various political causes in the United States, including the promotion of LGBT rights, World Hunger Relief, the West Memphis Three, and an end to all war.
Early life
Rollins was born Henry Lawrence Garfield in Washington, D.C., on February 13, 1961, the only child of Iris and Paul Garfield. His mother is of Irish descent. His father was of Jewish descent. Rollins's paternal great-grandfather, Henach Luban, fled to the U.S. from Rēzekne, Latvia (then part of the Russian Empire) and changed his first name to Henry. When Rollins was three years old, his parents divorced and he was raised by his mother in the Washington neighborhood of Glover Park. As a child and teenager, Rollins was sexually assaulted, and he suffered from depression and low self-esteem. In fourth grade, he was diagnosed with hyperactivity and took Ritalin for several years to focus during school.
Rollins attended The Bullis School, then an all-male preparatory school in Potomac, Maryland. According to Rollins, the school helped him to develop a sense of discipline and a strong work ethic. It was at Bullis that he began writing. After high school, he attended American University in Washington for one semester, but dropped out in December 1979. He began working minimum-wage jobs, including a job as a courier for kidney samples at the National Institutes of Health. In 1987, he said that he had not seen his father since the age of 18, and, in 2019, wrote, "What my father thinks of me, or if he is still alive, I have no idea."
Music career
State of Alert
Initially into bands like Van Halen and Ted Nugent Rollins soon developed an interest in punk rock with his friend Ian MacKaye.
From 1979 to 1980, Rollins was working as a roadie for D.C. bands, including Teen Idles. When the band's singer Nathan Strejcek failed to appear for practice sessions, Rollins convinced the Teen Idles to let him sing. Word of Rollins's ability spread around the punk rock scene in Washington D.C.; Bad Brains singer H.R. would sometimes get Rollins on stage to sing with him. In 1980, the Washington punk band the Extorts lost their frontman Lyle Preslar to Minor Threat. Rollins joined the other members of the band and formed State of Alert (S.O.A.) and became its frontman and vocalist. He put words to the band's five songs and wrote several more. S.O.A. recorded their sole EP, No Policy, and released it in 1981 on MacKaye's Dischord Records.
Around April 1981, drummer Simon Jacobsen was replaced by Ivor Hanson. At the time, Hanson's father was a top admiral in the U.S. Navy and his family shared living quarters with the U.S. Vice President in the Naval Observatory. The band held their practices there and would have to be let in by Secret Service agents.
S.O.A. disbanded after a total of a dozen concerts and one EP. Rollins had enjoyed being the band's frontman, and had earned a reputation for fighting in shows. He later said, "I was like nineteen and a young man all full of steam and loved to get in the dust-ups." By this time, Rollins had become the assistant manager of the Georgetown Häagen-Dazs ice cream store; his steady employment had helped to finance the S.O.A. EP.
Black Flag
In 1980, a friend gave Rollins and MacKaye a copy of Black Flag's Nervous Breakdown EP. Rollins soon became a fan of the band, exchanging letters with bassist Chuck Dukowski and later inviting the band to stay in his parents' home when Black Flag toured the East Coast in December 1980. When Black Flag returned to the East Coast in 1981, Rollins attended as many of their concerts as he could. At an impromptu show in a New York bar, Black Flag's vocalist Dez Cadena allowed Rollins to sing "Clocked In", a song Rollins had asked the band to play in light of the fact that he had to drive back to Washington, D.C. to begin work.
Unbeknownst to Rollins, Cadena wanted to switch to guitar, and the band was looking for a new vocalist. The band was impressed with Rollins's singing and stage demeanor, and the next day, after a semi-formal audition at Tu Casa Studio in New York City, they asked him to become their permanent vocalist. Despite some doubts, he accepted, in part because of MacKaye's encouragement. His high level of energy and intense personality suited the band's style, but Rollins's diverse tastes in music were a key factor in his being selected as singer; Black Flag's founder Greg Ginn was growing restless creatively and wanted a singer who was willing to move beyond simple, three-chord punk.
After joining Black Flag in 1981, Rollins quit his job at Häagen-Dazs, sold his car, and moved to Los Angeles. Upon arriving in Los Angeles, Rollins got the Black Flag logo tattooed on his left biceps and also on the back of his neck, chose the stage name of Rollins, a surname he and MacKaye had used as teenagers. Rollins played his first show with Black Flag on July 25, 1981, at Cuckoo's Nest in Costa Mesa, California. Rollins was in a different environment in Los Angeles; the police soon realized he was a member of Black Flag, and he was hassled as a result. Rollins later said: "That really scared me. It freaked me out that an adult would do that. ... My little eyes were opened big time."
Before concerts, as the others of the band tuned up, Rollins would stride about the stage dressed only in a pair of black shorts, grinding his teeth; to focus before the show, he would squeeze a pool ball. His stage persona impressed several critics; after a 1982 show in Anacortes, Washington, Sub Pop critic Calvin Johnson wrote: "Henry was incredible. Pacing back and forth, lunging, lurching, growling; it was all real, the most intense emotional experiences I have ever seen."
By 1983, Rollins's stage persona was increasingly alienating him from the rest of Black Flag. During a show in England, Rollins assaulted a member of the audience who attacked Ginn; Ginn later scolded Rollins, calling him a "macho asshole". A legal dispute with Unicorn Records held up further Black Flag releases until 1984, and Ginn was slowing the band's tempo down so that they would remain innovative. In August 1983, guitarist Dez Cadena had left the band; a stalemate lingered between Dukowski and Ginn, who wanted Dukowski to leave, before Ginn fired Dukowski outright. 1984's heavy metal music-influenced My War featured Rollins screaming and wailing throughout many of the songs; the band's members also grew their hair to confuse the band's hardcore punk audience.
Black Flag's change in musical style and appearance alienated many of their original fans, who focused their displeasure on Rollins by punching him in the mouth, stabbing him with pens, or scratching him with their nails, among other things. He often fought back, dragging audience members on stage and assaulting them. During a Black Flag concert, Rollins repeatedly punched a fan in the face who had continuously reached for his microphone. Rollins became increasingly alienated from the audience; in his tour diary, Rollins wrote "When they spit at me, when they grab at me, they aren't hurting me. When I push out and mangle the flesh of another, it's falling so short of what I really want to do to them." During the Unicorn legal dispute, Rollins had started a weight-lifting program, and by their 1984 tours, he had become visibly well-built; journalist Michael Azerrad later commented that "his powerful physique was a metaphor for the impregnable emotional shield he was developing around himself." Rollins has since replied that "no, the training was just basically a way to push myself."
Rollins Band and solo releases
Before Black Flag disbanded in August 1986, Rollins had already toured as a solo spoken word artist. He released two solo records in 1987, Hot Animal Machine, a collaboration with guitarist Chris Haskett, and Drive by Shooting, recorded as "Henrietta Collins and the Wifebeating Childhaters"; Rollins also released his second spoken word album, Big Ugly Mouth in the same year. Along with Haskett, Rollins soon added Andrew Weiss and Sim Cain, both former members of Ginn's side-project Gone, and called the new group Rollins Band. The band toured relentlessly, and their 1987 debut album, Life Time, was quickly followed by the outtakes and live collection Do It. The band continued to tour throughout 1988; in 1989 another Rollins Band album, Hard Volume was released. Another live album, Turned On, and another spoken word release, Live at McCabe's, followed in 1990.
In 1991, the Rollins Band signed a distribution deal with Imago Records and appeared at the Lollapalooza festival; both improved the band's presence. However, in December 1991, Rollins and his best friend Joe Cole were accosted by two armed robbers outside Rollins's home. Cole was murdered by a gunshot to the head, Rollins escaped without injury but police suspected him in the murder and detained him for ten hours. Although traumatized by Cole's death, as chronicled in his book Now Watch Him Die, Rollins continued to release new material; the spoken-word album Human Butt appeared in 1992 on his own record label, 2.13.61. The Rollins Band released The End of Silence, Rollins's first charting album.
The following year, Rollins released a spoken-word double album, The Boxed Life. The Rollins Band embarked upon the End of Silence tour; bassist Weiss was fired toward its end, and replaced by funk and jazz bassist Melvin Gibbs. According to critic Steve Huey, 1994 was Rollins's "breakout year". The Rollins Band appeared at Woodstock 94 and released Weight, which ranked on the Billboard Top 40. Rollins released Get in the Van: On the Road with Black Flag, a double-disc set of him reading from his Black Flag tour diary of the same name; he won the Grammy for Best Spoken Word Recording as a result. Rollins was named 1994's "Man of the Year" by the American men's magazine Details and became a contributing columnist to the magazine. With the increased exposure, Rollins made several appearances on American music channels MTV and VH1 around this time, and made his Hollywood film debut in 1994 in The Chase playing a police officer.
In 1995, the Rollins Band's record label, Imago Records, declared itself bankrupt. Rollins began focusing on his spoken word career. He released Everything, a recording of a chapter of his book Eye Scream with free jazz backing, in 1996. He continued to appear in various films, including Heat, Johnny Mnemonic and Lost Highway. The Rollins Band signed to Dreamworks Records in 1997 and soon released Come In and Burn, but it did not receive as much critical acclaim as their previous material. Rollins continued to release spoken-word book readings, releasing Black Coffee Blues in the same year. In 1998, Rollins released Think Tank, his first set of non-book-related spoken material in five years.
By 1998, Rollins felt that the relationship with his backing band had run its course, and the line-up disbanded. He had produced a Los Angeles hard rock band called Mother Superior, and invited them to form a new incarnation of the Rollins Band. Their first album, Get Some Go Again, was released two years later. The Rollins Band released several more albums, including 2001's Nice and 2003's Rise Above: 24 Black Flag Songs to Benefit the West Memphis Three. After 2003, the band became inactive as Rollins focused on radio and television work. During a 2006 appearance on Tom Green Live!, Rollins stated that he "may never do music again", a feeling which he reiterated in 2011 when talking to Trebuchet magazine. In an interview with Culture Brats, Rollins admitted he had sworn off music for good – "... and I must say that I miss it every day. I just don't know honestly what I could do with it that's different."
On the same topic, Rollins more recently said in 2016 "For me, music was a time and a place. I never really enjoyed being in a band. It was in me and it needed to come out, like a 25-year exorcism. One day, I woke up, and I didn't have any more lyrics. I just had nothing to contribute to the form, and I was done with band practice and traveling in groups."
Rollins is a guest star on Damian Cowell's 2017 album Get Yer Dag On!.
Musical style
As a vocalist, Rollins has adopted a number of styles through the years. He was noted in the Washington, D.C. hardcore scene for what journalist Michael Azerrad described as a "compelling, raspy howl". With State of Alert, Rollins "spat out the lyrics like a bellicose auctioneer." He adopted a similar style after joining Black Flag in 1981. By their album Damaged, however, Black Flag began to incorporate a swing beat into their style. Rollins then abandoned his State of Alert "bark" and adopted the band's swing. Rollins later explained: "What I was doing kind of matched the vibe of the music. The music was intense and, well, I was as intense as you needed."
In both incarnations of the Rollins Band, Rollins combined spoken word with his traditional vocal style in songs such as "Liar" (the song begins with a one-minute spoken diatribe by Rollins), barked his way through songs (such as "Tearing" and "Starve"), and employed the loud-quiet dynamic. Rolling Stones Anthony DeCurtis names Rollins a "screeching hate machine" and his "hallmark" as "the sheets-of-sound assault".
With the Rollins Band, his lyrics focused "almost exclusively on issues relating to personal integrity", according to critic Geoffrey Welchman.
As producer
In the 1980s, Rollins produced an album of acoustic songs for convict Charles Manson titled Completion. The record was supposed to be released by SST Records, but the project was canceled because the label received death threats for working with Manson. Only five test presses of Completion were pressed, two of which remain in Rollins's possession.
In 1995, Rollins produced Australian hard rock band the Mark of Cain's third full-length album Ill at Ease.
Media work
Television
As Rollins rose to prominence with the Rollins Band, he began to present and appear on television. These included Alternative Nation and MTV Sports in 1993 and 1994 respectively. Rollins also co-starred in The Chase with Charlie Sheen. In 1995 Rollins appeared on an episode of Unsolved Mysteries that explored the murder of his best friend Joe Cole and present State of the Union Undressed on Comedy Central. Rollins began to present and narrate VH1 Legends in 1996. Rollins, busy with the Rollins Band, did not present more programs until 2001, but made appearances on a number of other television shows, including Welcome to Paradox in 1998 in the episode "All Our Sins Forgotten", as a therapist who develops a device that can erase the bad memories of his patients. Rollins also voiced Mad Stan in Batman Beyond in 1999 and 2000.
Rollins was a host of film review programme Henry's Film Corner on the Independent Film Channel, before presenting the weekly The Henry Rollins Show on the channel. The Henry Rollins Show is now being shown weekly on Film24 along with Henry Rollins Uncut. The show also lead to a promotional tour in Europe that led to Rollins being dubbed a "bad boy goodwill ambassador" by a NY reviewer. He also hosted Fox's short-lived 2001 horror anthology Night Visions.
In 2002, Rollins guest-starred on an episode of the sitcom The Drew Carey Show as a man Oswald found on eBay and paid to come to his house and "kick his ass". He co-hosted the British television show Full Metal Challenge, in which teams built vehicles to compete in various driving and racing contests, from 2002 to 2003 on Channel 4 and TLC. He has made a number of cameo appearances in television series such as MTVs Jackass and an episode of Californication, where he played himself hosting a radio show. In 2006, Rollins appeared in a documentary series by VH1 and The Sundance Channel called The Drug Years.
Rollins appears in FX's Sons of Anarchys second season, which premiered in the fall of 2009 in the United States. Rollins plays A.J. Weston, a white supremacist gang leader and new antagonist in the show's fictional town of Charming, California, who poses a deadly threat to the Sons of Anarchy Motorcycle Club. In 2009, Rollins voiced "Trucker" in American Dad!s fourth season (episode eight). Rollins voiced Benjamin Knox/Bonk in the 2000 animated film Batman Beyond: Return of the Joker.
In 2010, Rollins appeared as a guest judge on season 2 episode 6 of RuPaul's Drag Race. In 2011, he was interviewed in the National Geographic Explorer episode "Born to Rage", regarding his possible link to the MAOA gene (warrior gene) and violent behavior. In 2012, he hosted the National Geographic Wild series "Animal Underworld", investigating where the real boundaries lie in human-animal relationships. Rollins also appeared in the Hawaii Five-0 episode "Hoʻopio" that aired on May 6, 2013.
In November 2013, Rollins started hosting the show 10 Things You Don't Know About on the History Channel's H2. In 2014, he voiced the antagonist Zaheer in the third season of the animated series The Legend of Korra.
Rollins played the part of Lt. Mueller in episodes 1-3 of the fourth season of the TV series Z Nation, which originally aired on Syfy in 2017.
In 2019, Rollins began appearing as a disillusioned poisons instructor in the TV series Deadly Class.
Radio and podcast
On May 19, 2004, Rollins began hosting a weekly radio show, Harmony in My Head, on Indie 103.1 radio in Los Angeles. The show aired every Monday evening, with Rollins playing music ranging from early rock and jump blues to hard rock, blues rock, folk rock, punk rock, heavy metal and rockabilly, and touching on hip hop, jazz, world music, reggae, classical music and more. Harmony in my Head often emphasizes B-sides, live bootlegs and other rarities, and nearly every episode has featured a song either by the Beastie Boys or British group The Fall.
Rollins put the show on a short hiatus to undertake a spoken-word tour in early 2005. Rollins posted playlists and commentary on-line; these lists were expanded with more information and published in book form as Fanatic! through 2.13.61 in November 2005. In late 2005, Rollins announced the show's return and began the first episode by playing the show's namesake Buzzcocks song. In 2008, the show was continuing each week despite Rollins's constant touring with new pre-recorded shows between live broadcasts. In 2009, Indie 103.1 went off the air, although it continues to broadcast over the Internet.
In 2007, Rollins published Fanatic! Vol. 2 through 2.13.61. Fanatic! Vol. 3 was released in the fall of 2008. On February 18, 2009, KCRW announced that Rollins would be hosting a live show on Saturday nights starting March 7, 2009, which has since been moved to Sunday nights at 8PM. In 2011 Rollins was interviewed on Episode 121 of American Public Media's podcast, "The Dinner Party Download", posted on November 3, 2011.
Starting in February 2015, Rollins began recording a semi-regular podcast with his longtime manager Heidi May, titled Henry & Heidi. In describing the show, Rollins stated, "One day Heidi mentioned that I've told her a lot of stories that never made it to the stage and we should do a podcast so I could tell them ... I thought it was a good idea and people seem to like how the two of us get along. We've been working together for over 20 years and are very good friends." The podcast has received positive reviews from Rolling Stone and The A.V. Club.
Filmography
Rollins began his film career appearing in several independent films featuring the band Black Flag. His film debut was in 1982's The Slog Movie, about the West Coast punk scene. An appearance in 1985's Black Flag Live followed. Rollins's first film appearance without Black Flag was the short film The Right Side of My Brain with Lydia Lunch in 1985. Following the band's breakup, Rollins did not appear in any films until 1994's The Chase. Rollins appeared in the 2007 direct-to-DVD sequel to Wrong Turn (2003), Wrong Turn 2: Dead End as a retired Marine Corps officer who hosts his own show which tests the contestants' will to survive. Rollins has also appeared in Punk: Attitude, a documentary on the punk scene, and in American Hardcore (2006). In 2012, Rollins appeared in a short documentary entitled "Who Shot Rock and Roll" discussing the early punk scene in Los Angeles as well as photographs of himself in Black Flag taken by photographer Edward Colver. Rollins also auditioned for playing Negan in The Walking Dead television series and inspired the character's characterization in the comic book series of the same name, but eventually lost the role to Jeffrey Dean Morgan.
Film
Some feature-length films Rollins has appeared in include:
Kiss Napoleon Goodbye (1990), with Lydia Lunch and Don Bajema
Jugular Wine: A Vampire Odyssey (1994), with Frank Miller
The Chase (1994), with Charlie Sheen
Johnny Mnemonic (1995), with Keanu Reeves, Ice-T and Dolph Lundgren
Heat (1995), with Al Pacino, Robert De Niro and Val Kilmer
Lost Highway (1997), with Bill Pullman and Patricia Arquette; directed by David Lynch
Jack Frost (1998), with Michael Keaton
Batman Beyond: Return of the Joker (2000) (voice), with Will Friedle, Kevin Conroy and Mark Hamill
Morgan's Ferry (2001), with Billy Zane and Kelly McGillis
Dogtown and Z-Boys (2001 documentary)
Scenes of the Crime (2001), with Jeff Bridges
The New Guy (2002), with Tommy Lee and DJ Qualls
Jackass The Movie (2002) with Johnny Knoxville and Bam Margera
Bad Boys II (2003) with Will Smith and Martin Lawrence
A House on a Hill (2003) with Philip Baker Hall and Laura San Giacomo
Deathdealer: A Documentary (2004)
Feast (2005), with Balthazar Getty and Navi Rawat
The Alibi (2006)
Wrong Turn 2: Dead End (2007)
The Devil's Tomb (2009), with Cuba Gooding Jr. and Ron Perlman
H for Hunger (2009 documentary), directed by Neil Hollander
William Shatner's Gonzo Ballet (2009 documentary)
Suck (2009), with Alice Cooper, Iggy Pop and Malcolm McDowell
Green Lantern: Emerald Knights (2011) (voice) as Kilowog
West of Memphis (2012 documentary)
Downloaded (2013 documentary)
Salad Days (2014 documentary)
He Never Died (2015), with Steven Ogg and Booboo Stewart
Gutterdämmerung (2015), with Iggy Pop and Grace Jones, directed by Björn Tagemose
The Last Heist (2016)
Dreamland (2019)
Music (2021)
Television
Books and audiobooks
Rollins has written a variety of books, including Black Coffee Blues, Do I Come Here Often?, The First Five (a compilation of High Adventure in the Great Outdoors, Pissing in the Gene Pool, Bang!, Art to Choke Hearts, and One From None), See a Grown Man Cry, Now Watch Him Die, Smile, You're Traveling, Get in the Van, Eye Scream, Broken Summers, Roomanitarian, and Solipsist.
For the audiobook version of the 2006 novel World War Z Rollins voiced the character of T. Sean Collins, a mercenary hired to protect celebrities during a mass panic caused by an onslaught of the undead. Rollins's other audiobook recordings include 3:10 to Yuma and his own autobiographical book Get in the Van, for which he won a Grammy Award.
Online journalism
In September 2008, Rollins began contributing to the "Politics & Power" blog at the online version of Vanity Fair magazine. Since March 2009, his posts have appeared under their own sub-title, Straight Talk Espresso. His posts consistently criticize conservative politicians and pundits, although he does occasionally target those on the left. In August 2010, he began writing a music column for LA Weekly in Los Angeles. In 2012, Rollins began publishing articles with The Huffington Post and alternative news website WordswithMeaning!. In the months leading up to the 2012 United States Presidential election, Rollins broadcast a YouTube series called "Capitalism 2012", in which he toured the capital cities of the US states, interviewing people about current issues.
Spoken word
Rollins also has toured all over the world doing spoken word performances and his shows frequently last for over three hours. His spoken word style encompasses stand-up comedy, accounts of experiences he's had in the world of music and during his extensive travels around the globe, self-deprecating stories about his own shortcomings, introspective recollections from his own life (such as the death of his friend, Joe Cole), commentaries on society and playful, sometimes vulgar, anecdotes.
Video games
Rollins was a playable character in both Def Jam: Fight for NY and Def Jam Fight for NY: The Takeover. Rollins is also the voice of Mace Griffin in Mace Griffin: Bounty Hunter.
Campaigning and activism
Rollins has become an outspoken human rights activist, most vocally for gay rights. In high school, a gay classmate of Rollins's was bullied by classmates to the point of attempting suicide. Rollins has cited this as the main catalyst of his "anti-homophobia". Rollins frequently speaks out on justice on his spoken word tours and promotes equality, regardless of sexuality. He was the host of the WedRock benefit concert, which raised money for a pro-gay-marriage organization.
During the Iraq War, he started touring with the United Service Organizations to entertain troops overseas while remaining against the war, leading him to once cause a stir at a base in Kyrgyzstan when he told the crowd: "Your commander would never lie to you. That's the vice president's job." Rollins believes it is important that he performs for the troops so that they have multiple points of contact with other parts of the world, stating that "they can get really cut loose from planet earth." He has made eight tours, including visits to bases in Djibouti, Kuwait, Iraq, Kyrgyzstan, Afghanistan (twice), Egypt, Turkey, Qatar, Honduras, Japan, Korea and the United Arab Emirates.
He has also been active in the campaign to free the "West Memphis Three", three young men who were believed by their supporters to have been wrongfully convicted of murder, and who have since been released from prison, but not exonerated. Rollins appears with Public Enemy frontman Chuck D on the Black Flag song "Rise Above" on the benefit album Rise Above: 24 Black Flag Songs to Benefit the West Memphis Three, the first time Rollins had performed Black Flag's material since 1986.
Continuing his activism on behalf of US troops and veterans, Rollins joined Iraq and Afghanistan Veterans of America (IAVA) in 2008 to launch a public service advertisement campaign, CommunityofVeterans.org, which helps veterans coming home from war reintegrate into their communities. In April 2009, Rollins helped IAVA launch the second phase of the campaign which engages the friends and family of Iraq and Afghanistan veterans at SupportYourVet.org.
On December 3, 2009, Rollins wrote of his support for the victims of the Bhopal disaster in India, in an article for Vanity Fair 25 years–to the day–after the methyl isocyanate gas leak from the Union Carbide Corporation's pesticide factory exposed more than half a million local people to poisonous gas and resulted in the deaths of 17,000 people. He spent time in Bhopal with the people, to listen to their stories. In a later radio interview in February 2010 Rollins summed up his approach to activism, "This is where my anger takes me, to places like this, not into abuse but into proactive, clean movement."
Rollins is an advocate for the legalization of cannabis. Rollins has stated he does not personally consume cannabis but views the issue as an important matter of civil rights, arguing that its illegality is based in "bigotry and racism and financing the prison–industrial complex". Rollins has shared his views on the subject as keynote speaker at the Oregon Marijuana Business Conference and the International Cannabis Business Conference.
In August 2015, Rollins discussed his support for Bernie Sanders as a candidate in the 2016 Democratic Party presidential primaries.
Personal life
Views and relationships
Rollins has said that he does not have religious or spiritual beliefs, though he also does not consider himself an atheist. He has mostly avoided recreational drugs throughout his life, but experimented a few times with alcohol, cannabis, and LSD during his teens and early 20s.
Rollins is childless by choice, and says that he has not been in a romantic relationship since his 20s. He considers himself a solitary person, and maintains few deep relationships outside of his professional ones. One of his closest personal friends is musician Ian MacKaye, with whom he has been close since they met as children. He also enjoys a friendship with actor William Shatner, which developed after he performed on Shatner's album Has Been.
In an interview with Jason Tanamor of Zoiks! Online, when asked about a longtime rumor of Rollins being homosexual, the singer said, "Perhaps wishful thinking. If I were gay, believe me, you would know."
Murder of Joe Cole
In December 1991, Rollins and his best friend Joe Cole were the victims of armed robbery and shooting when they were assaulted by robbers outside their shared home in Venice Beach, California. Cole died after being shot in the face, but Rollins escaped. The murder remains unsolved. In an April 1992 Los Angeles Times interview, Rollins revealed he kept a plastic container full of soil soaked with Cole's blood: "I dug up all the earth where his head fell—he was shot in the face—and I've got all the dirt here, and so Cole's in the house. I say good morning to him every day. I got his phone, too, so I got a direct line to him. So that feels good."
In a 2001 interview with Howard Stern, Rollins was asked about rumors that he kept Cole's brain in his house. He stated that he has only the soil from the spot where Cole was killed. During the interview, he also speculated that the reason they were targeted may have been because, days prior to the incident, record producer Rick Rubin had requested to hear the newly recorded album The End of Silence and parked his Rolls-Royce outside their house while carrying a cell phone. Because of the notoriety of the neighborhood, Rollins suspected that this would bring trouble because of the implication that there was money in the home. He even wrote in his journal the night of Rubin's visit that his home "is going to get popped".
Rollins has included Cole's story in his spoken word performances.
Works
Musical releases
With State of Alert
No Policy (1981)
Flex Your Head (1982)
With Black Flag
Damaged (1981)
My War (1984)
Family Man (1984)
Slip It In (1984)
Live '84 (1984)
Loose Nut (1985)
In My Head (1985)
Who's Got the 10½? (1986)
Solo
Hot Animal Machine (1987)
Drive by Shooting (1987)
Live (1987) – split album with Gore
With Rollins Band
Life Time (1987, re-release 1999)
Hard Volume (1989, re-release 1999)
Turned On (1990)
The End of Silence (1992, double-CD re-release 2002) #160 US
Weight (1994) #33 US, #22 UK
Come In and Burn (1997) #89 US
Insert Band Here (1999)
A Clockwork Orange Stage (2000)
Get Some Go Again (2000) #180 US
Nice (2001) #178 US
A Nicer Shade of Red (2002)
End of Silence Demos (2002)
The Only Way to Know for Sure: Live in Chicago (2002)
Rise Above: 24 Black Flag Songs to Benefit the West Memphis Three (2002)
With Wartime
Fast Food For Thought (1990)
Spoken word
Short Walk on a Long Pier (1985)
Big Ugly Mouth (1987)
Sweatbox (1989)
Live at McCabe's (1990)
Human Butt (1992)
The Boxed Life (1993)
Think Tank (1998)
Eric the Pilot (1999)
A Rollins in the Wry (2001)
Live at the Westbeth Theater (2001)
Talk Is Cheap: Volume 1 (2003)
Talk Is Cheap: Volume 2 (2003)
Talk Is Cheap: Volume 3 (2004)
Talk Is Cheap: Volume 4 (2004)
Provoked (2008)
Spoken Word Guy (2010)
Spoken Word Guy 2 (2010)
Spoken word videos
Talking from the Box (1993)
Henry Rollins Goes to London (1995)
You Saw Me Up There (1998)
Up for It (2001)
Live at Luna Park (2004)
Shock & Awe: The Tour (2005)
Uncut from NYC (2006)
Uncut from Israel (2006)
San Francisco 1990 (2007)
Live in the Conversation Pit (2008)
Provoked: Live From Melbourne (2008)
50 (2012)
Keep Talking, Pal (2018)
Audio books
Get in the Van: On the Road with Black Flag (1994)
Everything (1996)
Black Coffee Blues (1997)
Nights Behind the Tree Line (2004)
World War Z (2007)
Guest appearances and collaborations
Essays
I Am an Audiophile, an editorial essay in Stereophile.
Iron and the Soul, an editorial essay in Details.
References
Further reading
Azerrad, Michael. Our Band Could Be Your Life: Scenes from the American Indie Underground, 1981–1991. Little Brown and Company, 2001.
External links
IFC Site for The Henry Rollins Show
Interview with Henry Rollins on PMAKid.com
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13854 | https://en.wikipedia.org/wiki/History%20of%20France | History of France | The first written records for the history of France appeared in the Iron Age. What is now France made up the bulk of the region known to the Romans as Gaul. Greek writers noted the presence of three main ethno-linguistic groups in the area: the Gauls, the Aquitani, and the Belgae. The Gauls, the largest and best attested group, were Celtic people speaking what is known as the Gaulish language.
Over the course of the first millennium BC the Greeks, Romans and Carthaginians established colonies on the Mediterranean coast and the offshore islands. The Roman Republic annexed southern Gaul as the province of Gallia Narbonensis in the late 2nd century BC, and Roman Legions under Julius Caesar conquered the rest of Gaul in the Gallic Wars of 58–51 BC. Afterwards a Gallo-Roman culture emerged and Gaul was increasingly integrated into the Roman Empire.
In the later stages of the Roman Empire, Gaul was subject to barbarian raids and migration, most importantly by the Germanic Franks. The Frankish king Clovis I united most of Gaul under his rule in the late 5th century, setting the stage for Frankish dominance in the region for hundreds of years. Frankish power reached its fullest extent under Charlemagne. The medieval Kingdom of France emerged from the western part of Charlemagne's Carolingian Empire, known as West Francia, and achieved increasing prominence under the rule of the House of Capet, founded by Hugh Capet in 987.
A succession crisis following the death of the last direct Capetian monarch in 1328 led to the series of conflicts known as the Hundred Years' War between the House of Valois and the House of Plantagenet. The war formally began in 1337 following Philip VI's attempt to seize the Duchy of Aquitaine from its hereditary holder, Edward III of England, the Plantagenet claimant to the French throne. Despite early Plantagenet victories, including the capture and ransom of John II of France, fortunes turned in favor of the Valois later in the war. Among the notable figures of the war was Joan of Arc, a French peasant girl who led French forces against the English, establishing herself as a national heroine. The war ended with a Valois victory in 1453.
Victory in the Hundred Years' War had the effect of strengthening French nationalism and vastly increasing the power and reach of the French monarchy. During the Ancien Régime period over the next centuries, France transformed into a centralized absolute monarchy through Renaissance and the Protestant Reformation. At the height of the French Wars of Religion, France became embroiled in another succession crisis, as the last Valois king, Henry III, fought against rival factions the House of Bourbon and the House of Guise. Henry, the Bourbon King of Navarre, won the conflict and established the Bourbon dynasty. A burgeoning worldwide colonial empire was established in the 16th century. The French monarchy's political power reached a zenith under the rule of Louis XIV, "The Sun King".
In the late 18th century the monarchy and associated institutions were overthrown in the French Revolution. The country was governed for a period as a Republic, until Napoleon Bonaparte's French Empire was declared. Following his defeat in the Napoleonic Wars, France went through several further regime changes, being ruled as a monarchy, then briefly as a Second Republic, and then as a Second Empire, until a more lasting French Third Republic was established in 1870.
France was one of the Triple Entente powers in World War I against Germany and the Central Powers. France was one of the Allied Powers in World War II, but was conquered by Nazi Germany in 1940. The Third Republic was dismantled, and most of the country was controlled directly by Germany while the south was controlled until 1942 by the collaborationist Vichy government. Living conditions were harsh as Germany drained away food and manpower, and many Jews were killed. The Free France movement took over the colonial empire, and coordinated the wartime Resistance. Following liberation in 1944, the Fourth Republic was established. France slowly recovered, and enjoyed a baby boom that reversed its very low fertility rate. Long wars in Indochina and Algeria drained French resources and ended in political defeat. In the wake of the 1958 Algerian Crisis, Charles de Gaulle set up the French Fifth Republic. Into the 1960s decolonization saw most of the French colonial empire become independent, while smaller parts were incorporated into the French state as overseas departments and collectivities. Since World War II France has been a permanent member in the UN Security Council and NATO. It played a central role in the unification process after 1945 that led to the European Union. Despite slow economic growth in recent years, it remains a strong economic, cultural, military and political factor in the 21st century.
Prehistory
Stone tools discovered at Chilhac (1968) and Lézignan-la-Cèbe in 2009 indicate that pre-human ancestors may have been present in France at least 1.6 million years ago.
Neanderthals were present in Europe from about 400,000 BC, but died out about 30,000 years ago, possibly out-competed by the modern humans during a period of cold weather. The earliest modern humans — Homo sapiens — entered Europe by 43,000 years ago (the Upper Palaeolithic). The cave paintings of Lascaux and Gargas (Gargas in the Hautes-Pyrénées) as well as the Carnac stones are remains of the local prehistoric activity. The first written records for the history of France appear in the Iron Age. What is now France made up the bulk of the region known to the Romans as Gaul. Roman writers noted the presence of three main ethno-linguistic groups in the area: the Gauls, the Aquitani, and the Belgae. The Gauls, the largest and best attested group, were Celtic people speaking what is known as the Gaulish language.
Over the course of the 1st millennium BC the Greeks, Romans, and Carthaginians established colonies on the Mediterranean coast and the offshore islands. The Roman Republic annexed southern Gaul as the province of Gallia Narbonensis in the late 2nd century BC, and Roman forces under Julius Caesar conquered the rest of Gaul in the Gallic Wars of 58–51 BC. Afterwards a Gallo-Roman culture emerged and Gaul was increasingly integrated into the Roman empire.
Ancient history
Greek colonies
In 600 BC, Ionian Greeks from Phocaea founded the colony of Massalia (present-day Marseille) on the shores of the Mediterranean Sea, making it the oldest city of France. At the same time, some Celtic tribes penetrated the eastern parts (Germania superior) of the current territory of France, but this occupation spread in the rest of France only between the 5th and 3rd century BC.
Gaul
Covering large parts of modern-day France, Belgium, northwest Germany and northern Italy, Gaul was inhabited by many Celtic and Belgae tribes whom the Romans referred to as Gauls and who spoke the Gaulish language roughly between the Oise and the Garonne (Gallia Celtica), according to Julius Caesar. On the lower Garonne the people spoke Aquitanian, a Pre-Indo-European language related to (or a direct ancestor of) Basque whereas a Belgian language was spoken north of Lutecia but north of the Loire according to other authors like Strabo. The Celts founded cities such as Lutetia Parisiorum (Paris) and Burdigala (Bordeaux) while the Aquitanians founded Tolosa (Toulouse).
Long before any Roman settlements, Greek navigators settled in what would become Provence. The Phoceans founded important cities such as Massalia (Marseille) and Nikaia (Nice), bringing them into conflict with the neighboring Celts and Ligurians. Some Phocean great navigators, such as Pytheas, were born in Marseille. The Celts themselves often fought with Aquitanians and Germans, and a Gaulish war band led by Brennus invaded Rome c. 393 or 388 BC following the Battle of the Allia.
However, the tribal society of the Gauls did not change fast enough for the centralized Roman state, who would learn to counter them. The Gaulish tribal confederacies were then defeated by the Romans in battles such as Sentinum and Telamon during the 3rd century BC. In the early 3rd century BC, some Belgae (Germani cisrhenani) conquered the surrounding territories of the Somme in northern Gaul after battles supposedly against the Armoricani (Gauls) near Ribemont-sur-Ancre and Gournay-sur-Aronde, where sanctuaries were found.
When Carthaginian commander Hannibal Barca fought the Romans, he recruited several Gaulish mercenaries who fought on his side at Cannae. It was this Gaulish participation that caused Provence to be annexed in 122 BC by the Roman Republic. Later, the Consul of Gaul — Julius Caesar — conquered all of Gaul. Despite Gaulish opposition led by Vercingetorix, the Gauls succumbed to the Roman onslaught. The Gauls had some success at first at Gergovia, but were ultimately defeated at Alesia in 52 BC. The Romans founded cities such as Lugdunum (Lyon), Narbonensis (Narbonne) and allow in a correspondence between Lucius Munatius Plancus and Cicero to formalize the existence of Cularo (Grenoble).
Roman Gaul
Gaul was divided into several different provinces. The Romans displaced populations to prevent local identities from becoming a threat to Roman control. Thus, many Celts were displaced in Aquitania or were enslaved and moved out of Gaul. There was a strong cultural evolution in Gaul under the Roman Empire, the most obvious one being the replacement of the Gaulish language by Vulgar Latin. It has been argued the similarities between the Gaulish and Latin languages favoured the transition. Gaul remained under Roman control for centuries and Celtic culture was then gradually replaced by Gallo-Roman culture.
The Gauls became better integrated with the Empire with the passage of time. For instance, generals Marcus Antonius Primus and Gnaeus Julius Agricola were both born in Gaul, as were emperors Claudius and Caracalla. Emperor Antoninus Pius also came from a Gaulish family. In the decade following Valerian's capture by the Persians in 260, Postumus established a short-lived Gallic Empire, which included the Iberian Peninsula and Britannia, in addition to Gaul itself. Germanic tribes, the Franks and the Alamanni, entered Gaul at this time. The Gallic Empire ended with Emperor Aurelian's victory at Châlons in 274.
A migration of Celts appeared in the 4th century in Armorica. They were led by the legendary king Conan Meriadoc and came from Britain. They spoke the now extinct British language, which evolved into the Breton, Cornish, and Welsh languages.
In 418 the Aquitanian province was given to the Goths in exchange for their support against the Vandals. Those same Goths had sacked Rome in 410 and established a capital in Toulouse.
The Roman Empire had difficulty responding to all the barbarian raids, and Flavius Aëtius had to use these tribes against each other in order to maintain some Roman control.
He first used the Huns against the Burgundians, and these mercenaries destroyed Worms, killed king Gunther, and pushed the Burgundians westward. The Burgundians were resettled by Aëtius near Lugdunum in 443. The Huns, united by Attila, became a greater threat, and Aëtius used the Visigoths against the Huns. The conflict climaxed in 451 at the Battle of Châlons, in which the Romans and Goths defeated Attila.
The Roman Empire was on the verge of collapsing. Aquitania was definitely abandoned to the Visigoths, who would soon conquer a significant part of southern Gaul as well as most of the Iberian Peninsula. The Burgundians claimed their own kingdom, and northern Gaul was practically abandoned to the Franks. Aside from the Germanic peoples, the Vascones entered Wasconia from the Pyrenees and the Bretons formed three kingdoms in Armorica: Domnonia, Cornouaille and Broërec.
Frankish kingdoms (486–987)
In 486, Clovis I, leader of the Salian Franks, defeated Syagrius at Soissons and subsequently united most of northern and central Gaul under his rule. Clovis then recorded a succession of victories against other Germanic tribes such as the Alamanni at Tolbiac. In 496, pagan Clovis adopted Catholicism. This gave him greater legitimacy and power over his Christian subjects and granted him clerical support against the Arian Visigoths. He defeated Alaric II at Vouillé in 507 and annexed Aquitaine, and thus Toulouse, into his Frankish kingdom.
The Goths retired to Toledo in what would become Spain. Clovis made Paris his capital and established the Merovingian Dynasty but his kingdom would not survive his death in 511. Under Frankish inheritance traditions, all sons inherit part of the land, so four kingdoms emerged: centered on Paris, Orléans, Soissons, and Rheims. Over time, the borders and numbers of Frankish kingdoms were fluid and changed frequently. Also during this time, the Mayors of the Palace, originally the chief advisor to the kings, would become the real power in the Frankish lands; the Merovingian kings themselves would be reduced to little more than figureheads.
By this time Muslims had conquered Hispania and Septimania became part of the Al-Andalus, which were threatening the Frankish kingdoms. Duke Odo the Great defeated a major invading force at Toulouse in 721 but failed to repel a raiding party in 732. The mayor of the palace, Charles Martel, defeated that raiding party at the Battle of Tours and earned respect and power within the Frankish Kingdom. The assumption of the crown in 751 by Pepin the Short (son of Charles Martel) established the Carolingian dynasty as the Kings of the Franks.
Carolingian power reached its fullest extent under Pepin's son, Charlemagne. In 771, Charlemagne reunited the Frankish domains after a further period of division, subsequently conquering the Lombards under Desiderius in what is now northern Italy (774), incorporating Bavaria (788) into his realm, defeating the Avars of the Danubian plain (796), advancing the frontier with Al-Andalus as far south as Barcelona (801), and subjugating Lower Saxony after a prolonged campaign (804).
In recognition of his successes and his political support for the Papacy, Charlemagne was crowned Emperor of the Romans, or Roman Emperor in the West, by Pope Leo III in 800. Charlemagne's son Louis the Pious (emperor 814–840) kept the empire united; however, this Carolingian Empire would not survive Louis I's death. Two of his sons — Charles the Bald and Louis the German — swore allegiance to each other against their brother — Lothair I — in the Oaths of Strasbourg, and the empire was divided among Louis's three sons (Treaty of Verdun, 843). After a last brief reunification (884–887), the imperial title ceased to be held in the western realm, which was to form the basis of the future French kingdom. The eastern realm, which would become Germany, elected the Saxon dynasty of Henry the Fowler.
Under the Carolingians, the kingdom was ravaged by Viking raiders. In this struggle some important figures such as Count Odo of Paris and his brother King Robert rose to fame and became kings. This emerging dynasty, whose members were called the Robertines, were the predecessors of the Capetian Dynasty. Led by Rollo, some Vikings had settled in Normandy and were granted the land, first as counts and then as dukes, by King Charles the Simple, in order to protect the land from other raiders. The people that emerged from the interactions between the new Viking aristocracy and the already mixed Franks and Gallo-Romans became known as the Normans.
State building into the Kingdom of France (987–1453)
Kings during this period
Capetian Dynasty (House of Capet):
Hugh Capet, 940–996
Robert the Pious, 996–1027
Henry I, 1027–60
Philip I, 1060–1108
Louis VI the Fat, 1108–37
Louis VII the Young, 1137–80
Philip II Augustus, 1180–1223
Louis VIII the Lion, 1223–26
Saint Louis IX, 1226–70
Philip III the Bold, 1270–85
Philip IV the Fair, 1285–1314
Louis X the Quarreller, 1314–16
John I the Posthumous, five days in 1316
Philip V the Tall, 1316–22
Charles IV the Fair, 1322–28
House of Valois:
Philip VI of Valois, 1328–50
John II the Good, 1350–64
Charles V the Wise, 1364–80
Charles VI the Mad, 1380–1422
English interlude (between Charles VI and VII):
Henry V of England
Henry VI of England and France
Charles VII the Well Served, 1422–61
Strong princes
France was a very decentralised state during the Middle Ages. The authority of the king was more religious than administrative. The 11th century in France marked the apogee of princely power at the expense of the king when states like Normandy, Flanders or Languedoc enjoyed a local authority comparable to kingdoms in all but name. The Capetians, as they were descended from the Robertians, were formerly powerful princes themselves who had successfully unseated the weak and unfortunate Carolingian kings.
The Carolingian kings had nothing more than a royal title when the Capetian kings added their principality to that title. The Capetians, in a way, held a dual status of King and Prince; as king they held the Crown of Charlemagne and as Count of Paris they held their personal fiefdom, best known as Île-de-France.
The fact that the Capetians held lands as both Prince and King gave them a complicated status. They were involved in the struggle for power within France as princes, but they also had a religious authority over Roman Catholicism in France as King. The Capetian kings treated other princes more as enemies and allies than as subordinates: their royal title was recognised yet frequently disrespected. Capetian authority was so weak in some remote places that bandits were the effective power.
Some of the king's vassals would grow sufficiently powerful that they would become some of the strongest rulers of western Europe. The Normans, the Plantagenets, the Lusignans, the Hautevilles, the Ramnulfids, and the House of Toulouse successfully carved lands outside France for themselves. The most important of these conquests for French history was the Norman Conquest by William the Conqueror, following the Battle of Hastings and immortalised in the Bayeux Tapestry, because it linked England to France through Normandy. Although the Normans were now both vassals of the French kings and their equals as kings of England, their zone of political activity remained centered in France.
An important part of the French aristocracy also involved itself in the crusades, and French knights founded and ruled the Crusader states. An example of the legacy left in the Middle East by these nobles is the Krak des Chevaliers' enlargement by the Counts of Tripoli and Toulouse.
Rise of the monarchy
The monarchy overcame the powerful barons over ensuing centuries, and established absolute sovereignty over France in the 16th century. A number of factors contributed to the rise of the French monarchy. The dynasty established by Hugh Capet continued uninterrupted until 1328, and the laws of primogeniture ensured orderly successions of power. Secondly, the successors of Capet came to be recognised as members of an illustrious and ancient royal house and therefore socially superior to their politically and economically superior rivals. Thirdly, the Capetians had the support of the Church, which favoured a strong central government in France. This alliance with the Church was one of the great enduring legacies of the Capetians. The First Crusade was composed almost entirely of Frankish Princes. As time went on, the power of the King was expanded by conquests, seizures and successful feudal political battles.
The history of France starts with the election of Hugh Capet (940–996) by an assembly summoned in Reims in 987. Capet had been "Duke of the Franks" and then became "King of the Franks" (Rex Francorum). Hugh's lands extended little beyond the Paris basin; his political unimportance weighed against the powerful barons who elected him. Many of the king's vassals (who included for a long time the kings of England) ruled over territories far greater than his own. He was recorded to be recognised king by the Gauls, Bretons, Danes, Aquitanians, Goths, Spanish and Gascons.
Count Borell of Barcelona called for Hugh's help against Islamic raids, but even if Hugh intended to help Borell, he was otherwise occupied in fighting Charles of Lorraine. The loss of other Spanish principalities then followed, as the Spanish marches grew more and more independent. Hugh Capet, the first Capetian king, is not a well documented figure, his greatest achievement being certainly to survive as king and defeating the Carolingian claimant, thus allowing him to establish what would become one of Europe's most powerful house of kings.
Hugh's son—Robert the Pious—was crowned King of the Franks before Capet's demise. Hugh Capet decided so in order to have his succession secured. Robert II, as King of the Franks, met Emperor Henry II in 1023 on the borderline. They agreed to end all claims over each other's realm, setting a new stage of Capetian and Ottonian relationships. Although a king weak in power, Robert II's efforts were considerable. His surviving charters imply he relied heavily on the Church to rule France, much like his father did. Although he lived with a mistress—Bertha of Burgundy—and was excommunicated because of this, he was regarded as a model of piety for monks (hence his nickname, Robert the Pious). The reign of Robert II was quite important because it involved the Peace and Truce of God (beginning in 989) and the Cluniac Reforms.
Under King Philip I, the kingdom enjoyed a modest recovery during his extraordinarily long reign (1060–1108). His reign also saw the launch of the First Crusade to regain the Holy Land, which heavily involved his family although he personally did not support the expedition.
It is from Louis VI (reigned 1108–37) onward that royal authority became more accepted. Louis VI was more a soldier and warmongering king than a scholar. The way the king raised money from his vassals made him quite unpopular; he was described as greedy and ambitious and that is corroborated by records of the time. His regular attacks on his vassals, although damaging the royal image, reinforced the royal power. From 1127 onward Louis had the assistance of a skilled religious statesman, Abbot Suger. The abbot was the son of a minor family of knights, but his political advice was extremely valuable to the king. Louis VI successfully defeated, both military and politically, many of the robber barons. Louis VI frequently summoned his vassals to the court, and those who did not show up often had their land possessions confiscated and military campaigns mounted against them. This drastic policy clearly imposed some royal authority on Paris and its surrounding areas. When Louis VI died in 1137, much progress had been made towards strengthening Capetian authority.
Thanks to Abbot Suger's political advice, King Louis VII (junior king 1131–37, senior king 1137–80) enjoyed greater moral authority over France than his predecessors. Powerful vassals paid homage to the French king. Abbot Suger arranged the 1137 marriage between Louis VII and Eleanor of Aquitaine in Bordeaux, which made Louis VII Duke of Aquitaine and gave him considerable power. However, the couple disagreed over the burning of more than a thousand people in Vitry during the conflict against the Count of Champagne.
King Louis VII was deeply horrified by the event and sought penitence by going to the Holy Land. He later involved the Kingdom of France in the Second Crusade but his relationship with Eleanor did not improve. The marriage was ultimately annulled by the pope and Eleanor soon married the Duke of Normandy — Henry Fitzempress, who would become King of England as Henry II two years later. Louis VII was once a very powerful monarch and was now facing a much stronger vassal, who was his equal as King of England and his strongest prince as Duke of Normandy and Aquitaine.
Abbot Suger's vision of construction became what is now known as Gothic architecture. This style became standard for most European cathedrals built in the late Middle Ages.
Late Capetians (1165–1328)
The late direct Capetian kings were considerably more powerful and influential than the earliest ones. While Philip I could hardly control his Parisian barons, Philip IV could dictate popes and emperors. The late Capetians, although they often ruled for a shorter time than their earlier peers, were often much more influential. This period also saw the rise of a complex system of international alliances and conflicts opposing, through dynasties, Kings of France and England and Holy Roman Emperor.
Philip II Augustus
The reign of Philip II Augustus (junior king 1179–80, senior king 1180–1223) marked an important step in the history of French monarchy. His reign saw the French royal domain and influence greatly expanded. He set the context for the rise of power to much more powerful monarchs like Saint Louis and Philip the Fair.
Philip II spent an important part of his reign fighting the so-called Angevin Empire, which was probably the greatest threat to the King of France since the rise of the Capetian dynasty. During the first part of his reign Philip II tried using Henry II of England's son against him. He allied himself with the Duke of Aquitaine and son of Henry II—Richard Lionheart—and together they launched a decisive attack on Henry's castle and home of Chinon and removed him from power.
Richard replaced his father as King of England afterward. The two kings then went crusading during the Third Crusade; however, their alliance and friendship broke down during the crusade. The two men were once again at odds and fought each other in France until Richard was on the verge of totally defeating Philip II.
Adding to their battles in France, the Kings of France and England were trying to install their respective allies at the head of the Holy Roman Empire. If Philip II Augustus supported Philip of Swabia, member of the House of Hohenstaufen, then Richard Lionheart supported Otto IV, member of the House of Welf. Otto IV had the upper hand and became the Holy Roman Emperor at the expense of Philip of Swabia. The crown of France was saved by Richard's demise after a wound he received fighting his own vassals in Limousin.
John Lackland, Richard's successor, refused to come to the French court for a trial against the Lusignans and, as Louis VI had done often to his rebellious vassals, Philip II confiscated John's possessions in France. John's defeat was swift and his attempts to reconquer his French possession at the decisive Battle of Bouvines (1214) resulted in complete failure. Philip II had annexed Normandy and Anjou, plus capturing the Counts of Boulogne and Flanders, although Aquitaine and Gascony remained loyal to the Plantagenet King. In an additional aftermath of the Battle of Bouvines, John's ally Holy Roman Emperor Otto IV was overthrown by Frederick II, member of the House of Hohenstaufen and ally of Philip. Philip II of France was crucial in ordering Western European politics in both England and France.
Philip Augustus founded the Sorbonne and made Paris a city for scholars.
Prince Louis (the future Louis VIII, reigned 1223–26) was involved in the subsequent English civil war as French and English (or rather Anglo-Norman) aristocracies were once one and were now split between allegiances. While the French kings were struggling against the Plantagenets, the Church called for the Albigensian Crusade. Southern France was then largely absorbed in the royal domains.
Saint Louis (1226–1270)
France became a truly centralised kingdom under Louis IX (reigned 1226–70). Saint Louis has often been portrayed as a one-dimensional character, a flawless example of the faith and an administrative reformer who cared for the governed. However, his reign was far from perfect for everyone: he made unsuccessful crusades, his expanding administrations raised opposition, and he burned Jewish books at the Pope's urging. Louis had a strong sense of justice and always wanted to judge people himself before applying any sentence. This was said about Louis and French clergy asking for excommunications of Louis' vassals:
Louis IX was only twelve years old when he became King of France. His mother — Blanche of Castile — was the effective power as regent (although she did not formally use the title). Blanche's authority was strongly opposed by the French barons yet she maintained her position until Louis was old enough to rule by himself.
In 1229, the King had to struggle with a long lasting strike at the University of Paris. The Quartier Latin was strongly hit by these strikes.
The kingdom was vulnerable: war was still going on in the County of Toulouse, and the royal army was occupied fighting resistance in Languedoc. Count Raymond VII of Toulouse finally signed the Treaty of Paris in 1229, in which he retained much of his lands for life, but his daughter, married to Count Alfonso of Poitou, produced him no heir and so the County of Toulouse went to the King of France.
King Henry III of England had not yet recognized the Capetian overlordship over Aquitaine and still hoped to recover Normandy and Anjou and reform the Angevin Empire. He landed in 1230 at Saint-Malo with a massive force. Henry III's allies in Brittany and Normandy fell down because they did not dare fight their king, who led the counterstrike himself. This evolved into the Saintonge War (1242).
Ultimately, Henry III was defeated and had to recognise Louis IX's overlordship, although the King of France did not seize Aquitaine from Henry III. Louis IX was now the most important landowner of France, adding to his royal title. There were some opposition to his rule in Normandy, yet it proved remarkably easy to rule, especially compared to the County of Toulouse which had been brutally conquered. The Conseil du Roi, which would evolve into the Parlement, was founded in these times. After his conflict with King Henry III of England, Louis established a cordial relation with the Plantagenet King.
Saint Louis also supported new forms of art such as Gothic architecture; his Sainte-Chapelle became a very famous gothic building, and he is also credited for the Morgan Bible. The Kingdom was involved in two crusades under Saint Louis: the Seventh Crusade and the Eighth Crusade. Both proved to be complete failures for the French King.
Philip III and Philip IV (1270–1314)
Philip III became king when Saint Louis died in 1270 during the Eighth Crusade. Philip III was called "the Bold" on the basis of his abilities in combat and on horseback, and not because of his character or ruling abilities. Philip III took part in another crusading disaster: the Aragonese Crusade, which cost him his life in 1285.
More administrative reforms were made by Philip IV, also called Philip the Fair (reigned 1285–1314). This king was responsible for the end of the Knights Templar, signed the Auld Alliance, and established the Parlement of Paris. Philip IV was so powerful that he could name popes and emperors, unlike the early Capetians. The papacy was moved to Avignon and all the contemporary popes were French, such as Philip IV's puppet Bertrand de Goth, Pope Clement V.
Early Valois Kings and the Hundred Years' War (1328–1453)
The tensions between the Houses of Plantagenet and Capet climaxed during the so-called Hundred Years' War (actually several distinct wars over the period 1337 to 1453) when the Plantagenets claimed the throne of France from the Valois. This was also the time of the Black Death, as well as several civil wars. The French population suffered much from these wars. In 1420, by the Treaty of Troyes Henry V was made heir to Charles VI. Henry V failed to outlive Charles so it was Henry VI of England and France who consolidated the Dual-Monarchy of England and France.
It has been argued that the difficult conditions the French population suffered during the Hundred Years' War awakened French nationalism, a nationalism represented by Joan of Arc (1412–1431). Although this is debatable, the Hundred Years' War is remembered more as a Franco-English war than as a succession of feudal struggles. During this war, France evolved politically and militarily.
Although a Franco-Scottish army was successful at the Battle of Baugé (1421), the humiliating defeats of Poitiers (1356) and Agincourt (1415) forced the French nobility to realise they could not stand just as armoured knights without an organised army. Charles VII (reigned 1422–61) established the first French standing army, the Compagnies d'ordonnance, and defeated the Plantagenets once at Patay (1429) and again, using cannons, at Formigny (1450). The Battle of Castillon (1453) was the last engagement of this war; Calais and the Channel Islands remained ruled by the Plantagenets.
Early Modern France (1453–1789)
Kings during this period
The Early Modern period in French history spans the following reigns, from 1461 to the Revolution, breaking in 1789:
House of Valois
Louis XI the Prudent, 1461–83
Charles VIII the Affable, 1483–98
Louis XII, 1498–1515
Francis I, 1515–47
Henry II, 1547–59
Francis II, 1559–60
Charles IX, 1560–74 (1560–63 under regency of Catherine de' Medici)
Henry III, 1574–89
House of Bourbon
Henry IV the Great, 1589–1610
the Regency of Marie de Medici, 1610–17
Louis XIII the Just and his minister Cardinal Richelieu, 1610–43
the Regency of Anne of Austria and her minister Cardinal Mazarin, 1643–51
Louis XIV the Sun King and his minister Jean-Baptiste Colbert, 1643–1715
the Régence, a period of regency under Philip II of Orléans, 1715–23
Louis XV the Beloved and his minister Cardinal André-Hercule de Fleury, 1715–74
Louis XVI, 1774–92
Life in the Early Modern period
French identity
France in the Ancien Régime covered a territory of around . This land supported 13 million people in 1484 and 20 million people in 1700. France had the second largest population in Europe around 1700. Britain had 5 million, Spain had 8 million, and the Austrian Habsburgs had around 8 million. Russia was the most populated European country at the time. France's lead slowly faded after 1700, as other countries grew faster.
The sense of "being French" was uncommon in 1500, as people clung to their local identities. By 1600, however, people were starting to call themselves "bon françois."
Estates and power
Political power was widely dispersed. The law courts ("Parlements") were powerful, especially that of France. However, the king had only about 10,000 officials in royal service – very few indeed for such a large country, and with very slow internal communications over an inadequate road system. Travel was usually faster by ocean ship or river boat. The different estates of the realm — the clergy, the nobility, and commoners — occasionally met together in the "Estates General", but in practice the Estates General had no power, for it could petition the king but could not pass laws.
The Catholic Church controlled about 40% of the wealth, tied up in long-term endowments that could be added to but not reduced. The king (not the pope) nominated bishops, but typically had to negotiate with noble families that had close ties to local monasteries and church establishments.
The nobility came second in terms of wealth, but there was no unity. Each noble had his own lands, his own network of regional connections, and his own military force.
The cities had a quasi-independent status, and were largely controlled by the leading merchants and guilds. Paris was by far the largest city with 220,000 people in 1547 and a history of steady growth. Lyon and Rouen each had about 40,000 population, but Lyon had a powerful banking community, a vibrant culture and good access to the Mediterranean Sea. Bordeaux was next with only 20,000 population in 1500.
Peasants made up the vast majority of population, who in many cases had well-established rights that the authorities had to respect. In 1484, about 97% of France's 13 million people lived in rural villages; in 1700, at least 80% of the 20 million people population were peasants.
In the 17th century peasants had ties to the market economy, provided much of the capital investment necessary for agricultural growth, and frequently moved from village to village (or town). Geographic mobility, directly tied to the market and the need for investment capital, was the main path to social mobility. The "stable" core of French society, town guildspeople and village labourers, included cases of staggering social and geographic continuity, but even this core required regular renewal.
Accepting the existence of these two societies, the constant tension between them, and extensive geographic and social mobility tied to a market economy holds the key to a clearer understanding of the evolution of the social structure, economy, and even political system of early modern France. The Annales School paradigm underestimated the role of the market economy; failed to explain the nature of capital investment in the rural economy; and grossly exaggerated social stability.
Language
Although most peasants in France spoke local dialects, an official language emerged in Paris and the French language became the preferred language of Europe's aristocracy and the lingua franca of diplomacy and international relations. Holy Roman Emperor Charles V (1500-1558) quipped, "I speak Spanish to God, Italian to women, French to men, and German to my horse."
Because of its international status, there was a desire to regulate the French language. Several reforms of the French language worked to make it more uniform. The Renaissance writer François Rabelais (? - 1553) helped to shape French as a literary language, Rabelais' French is characterised by the re-introduction of Greek and Latin words. Jacques Peletier du Mans (1517-1582) was one of the scholars who reformed the French language. He improved Nicolas Chuquet's long scale system by adding names for intermediate numbers ("milliards" instead of "thousand million", etc.).
Consolidation (15th and 16th centuries)
With the death in 1477 of Charles the Bold, France and the Habsburgs began a long process of dividing his rich Burgundian lands, leading to numerous wars. In 1532, Brittany was incorporated into the Kingdom of France.
France engaged in the long Italian Wars (1494–1559), which marked the beginning of early modern France. Francis I faced powerful foes, and he was captured at Pavia. The French monarchy then sought for allies and found one in the Ottoman Empire. The Ottoman Admiral Barbarossa captured Nice in 1543 and handed it down to Francis I.
During the 16th century, the Spanish and Austrian Habsburgs were the dominant power in Europe. The many domains of Charles V encircled France. The Spanish Tercio was used with great success against French knights. Finally, on 7 January 1558, the Duke of Guise seized Calais from the English.
"Beautiful 16th century"
Economic historians call the era from about 1475 to 1630 the "beautiful 16th century" because of the return of peace, prosperity and optimism across the nation, and the steady growth of population. Paris, for example, flourished as never before, as its population rose to 200,000 by 1550. In Toulouse the Renaissance of the 16th century brought wealth that transformed the architecture of the town, such as building of the great aristocratic houses. In 1559, Henri II of France signed (with the approval of Ferdinand I, Holy Roman Emperor) two treaties (Peace of Cateau-Cambrésis): one with Elizabeth I of England and one with Philip II of Spain. This ended long-lasting conflicts between France, England and Spain.
Protestant Huguenots and wars of religion (1562–1629)
The Protestant Reformation, inspired in France mainly by John Calvin, began to challenge the legitimacy and rituals of the Catholic Church. It reached an elite audience.
Calvin, based securely in Geneva, Switzerland, was a Frenchman deeply committed to reforming his homeland. The Protestant movement had been energetic, but lacked central organizational direction. With financial support from the church in Geneva, Calvin turned his enormous energies toward uplifting the French Protestant cause. As one historian explains:
He supplied the dogma, the liturgy, and the moral ideas of the new religion, and he also created ecclesiastical, political, and social institutions in harmony with it. A born leader, he followed up his work with personal appeals. His vast correspondence with French Protestants shows not only much zeal but infinite pains and considerable tact and driving home the lessons of his printed treatises.
Between 1555 and 1562, more than 100 ministers were sent to France. Nevertheless, French King Henry II severely persecuted Protestants under the Edict of Chateaubriand (1551) and when the French authorities complained about the missionary activities, the city fathers of Geneva disclaimed official responsibility. The two main Calvinist strongholds were southwest France and Normandy, but even in these districts the Catholics were a majority. Renewed Catholic reaction — headed by the powerful Francis, Duke of Guise — led to a massacre of Huguenots at Vassy in 1562, starting the first of the French Wars of Religion, during which English, German, and Spanish forces intervened on the side of rival Protestant ("Huguenot") and Catholic forces.
King Henry II died in 1559 in a jousting tournament; he was succeeded in turn by his three sons, each of which assumed the throne as minors or were weak, ineffectual rulers. In the power vacuum entered Henry's widow, Catherine de' Medici, who became a central figure in the early years of the Wars of Religion. She is often blamed for the St. Bartholomew's Day massacre of 1572, when thousands of Huguenots were murdered in Paris and the provinces of France.
The Wars of Religion culminated in the War of the Three Henrys (1584–98), at the height of which bodyguards of the King Henry III assassinated Henry de Guise, leader of the Spanish-backed Catholic league, in December 1588. In revenge, a priest assassinated Henry III in 1589. This led to the ascension of the Huguenot Henry IV; in order to bring peace to a country beset by religious and succession wars, he converted to Catholicism. "Paris is worth a Mass," he reputedly said. He issued the Edict of Nantes in 1598, which guaranteed religious liberties to the Protestants, thereby effectively ending the civil war. The main provisions of the Edict of Nantes were as follows: a) Huguenots were allowed to hold religious services in certain towns in each province, b) They were allowed to control and fortify eight cities (including La Rochelle and Montauban), c) Special courts were established to try Huguenot offenders, d) Huguenots were to have equal civil rights with the Catholics.
Henry IV was assassinated in 1610 by a fanatical Catholic.
When in 1620 the Huguenots proclaimed a constitution for the 'Republic of the Reformed Churches of France', the chief minister Cardinal Richelieu (1585–1642) invoked the entire powers of the state to stop it. Religious conflicts therefore resumed under Louis XIII when Richelieu forced Protestants to disarm their army and fortresses. This conflict ended in the Siege of La Rochelle (1627–28), in which Protestants and their English supporters were defeated. The following Peace of Alais (1629) confirmed religious freedom yet dismantled the Protestant military defences.
In the face of persecution, Huguenots dispersed widely throughout Protestant kingdoms in Europe and America.
Thirty Years' War (1618–1648)
The religious conflicts that plagued France also ravaged the Habsburg-led Holy Roman Empire. The Thirty Years' War eroded the power of the Catholic Habsburgs. Although Cardinal Richelieu, the powerful chief minister of France, had mauled the Protestants, he joined this war on their side in 1636 because it was in the raison d'État (national interest). Imperial Habsburg forces invaded France, ravaged Champagne, and nearly threatened Paris.
Richelieu died in 1642 and was succeeded by Cardinal Mazarin, while Louis XIII died one year later and was succeeded by Louis XIV. France was served by some very efficient commanders such as Louis II de Bourbon (Condé) and Henry de la Tour d'Auvergne (Turenne). The French forces won a decisive victory at Rocroi (1643), and the Spanish army was decimated; the Tercio was broken. The Truce of Ulm (1647) and the Peace of Westphalia (1648) brought an end to the war.
Some challenges remained. France was hit by civil unrest known as the Fronde which in turn evolved into the Franco-Spanish War in 1653. Louis II de Bourbon joined the Spanish army this time, but suffered a severe defeat at Dunkirk (1658) by Henry de la Tour d'Auvergne. The terms for the peace inflicted upon the Spanish kingdoms in the Treaty of the Pyrenees (1659) were harsh, as France annexed Northern Catalonia.
Amidst this turmoil, René Descartes sought answers to philosophical questions through the use of logic and reason and formulated what would be called Cartesian Dualism in 1641.
Colonies (16th and 17th centuries)
During the 16th century, the king began to claim North American territories and established several colonies. Jacques Cartier was one of the great explorers who ventured deep into American territories during the 16th century.
The early 17th century saw the first successful French settlements in the New World with the voyages of Samuel de Champlain. The largest settlement was New France, with the towns of Quebec City (1608) and Montreal (fur trading post in 1611, Roman Catholic mission established in 1639, and colony founded in 1642).
Louis XIV (1643–1715)
Louis XIV, known as the "Sun King", reigned over France from 1643 until 1715 although his strongest period of personal rule did not begin until 1661 after the death of his Italian chief minister Cardinal Mazarin. Louis believed in the divine right of kings, which asserts that a monarch is above everyone except God, and is therefore not answerable to the will of his people, the aristocracy, or the Church. Louis continued his predecessors' work of creating a centralized state governed from Paris, sought to eliminate remnants of feudalism in France, and subjugated and weakened the aristocracy. By these means he consolidated a system of absolute monarchical rule in France that endured until the French Revolution. However, Louis XIV's long reign saw France involved in many wars that drained its treasury.
His reign began during the Thirty Years' War and during the Franco-Spanish war. His military architect, Vauban, became famous for his pentagonal fortresses, and Jean-Baptiste Colbert supported the royal spending as much as possible. French dominated League of the Rhine fought against the Ottoman Turks at the Battle of Saint Gotthard in 1664. The battle was won by the Christians, chiefly through the brave attack of 6,000 French troops led by La Feuillade and Coligny.
France fought the War of Devolution against Spain in 1667. France's defeat of Spain and invasion of the Spanish Netherlands alarmed England and Sweden. With the Dutch Republic they formed the Triple Alliance to check Louis XIV's expansion. Louis II de Bourbon had captured Franche-Comté, but in face of an indefensible position, Louis XIV agreed to the peace of Aachen. Under its terms, Louis XIV did not annex Franche-Comté but did gain Lille.
Peace was fragile, and war broke out again between France and the Dutch Republic in the Franco-Dutch War (1672–78). Louis XIV asked for the Dutch Republic to resume war against the Spanish Netherlands, but the republic refused. France attacked the Dutch Republic and was joined by England in this conflict. Through targeted inundations of polders by breaking dykes, the French invasion of the Dutch Republic was brought to a halt. The Dutch Admiral Michiel de Ruyter inflicted a few strategic defeats on the Anglo-French naval alliance and forced England to retire from the war in 1674. Because the Netherlands could not resist indefinitely, it agreed to peace in the Treaties of Nijmegen, according to which France would annex France-Comté and acquire further concessions in the Spanish Netherlands.
On 6 May 1682, the royal court moved to the lavish Palace of Versailles, which Louis XIV had greatly expanded. Over time, Louis XIV compelled many members of the nobility, especially the noble elite, to inhabit Versailles. He controlled the nobility with an elaborate system of pensions and privileges, and replaced their power with himself.
Peace did not last, and war between France and Spain again resumed. The War of the Reunions broke out (1683–84), and again Spain, with its ally the Holy Roman Empire, was defeated. Meanwhile, in October 1685 Louis signed the Edict of Fontainebleau ordering the destruction of all Protestant churches and schools in France. Its immediate consequence was a large Protestant exodus from France. Over two million people died in two famines in 1693 and 1710.
France would soon be involved in another war, the War of the Grand Alliance. This time the theatre was not only in Europe but also in North America. Although the war was long and difficult (it was also called the Nine Years' War), its results were inconclusive. The Treaty of Ryswick in 1697 confirmed French sovereignty over Alsace, yet rejected its claims to Luxembourg. Louis also had to evacuate Catalonia and the Palatinate. This peace was considered a truce by all sides, thus war was to start again.
In 1701, the War of the Spanish Succession began. The Bourbon Philip of Anjou was designated heir to the throne of Spain as Philip V. The Habsburg Emperor Leopold opposed a Bourbon succession, because the power that such a succession would bring to the Bourbon rulers of France would disturb the delicate balance of power in Europe. Therefore, he claimed the Spanish thrones for himself. England and the Dutch Republic joined Leopold against Louis XIV and Philip of Anjou. The allied forces were led by John Churchill, 1st Duke of Marlborough, and by Prince Eugene of Savoy. They inflicted a few resounding defeats on the French army; the Battle of Blenheim in 1704 was the first major land battle lost by France since its victory at Rocroi in 1643. Yet, the extremely bloody battles of Ramillies (1706) and Malplaquet (1709) proved to be Pyrrhic victories for the allies, as they had lost too many men to continue the war. Led by Villars, French forces recovered much of the lost ground in battles such as Denain (1712). Finally, a compromise was achieved with the Treaty of Utrecht in 1713. Philip of Anjou was confirmed as Philip V, king of Spain; Emperor Leopold did not get the throne, but Philip V was barred from inheriting France.
Louis XIV wanted to be remembered as a patron of the arts, like his ancestor Louis IX. He invited Jean-Baptiste Lully to establish the French opera, and a tumultuous friendship was established between Lully and playwright and actor Molière. Jules Hardouin Mansart became France's most important architect of the period, bringing the pinnacle of French Baroque architecture.
The wars were so expensive, and so inconclusive, that although France gained some territory to the east, its enemies gained more strength than it did. Vauban, France's leading military strategist, warned the King in 1689 that a hostile "Alliance" was too powerful at sea. He recommended the best way for France to fight back was to license French merchants ships to privateer and seize enemy merchant ships, while avoiding its navies:
Vauban was pessimistic about France's so-called friends and allies and recommended against expensive land wars, or hopeless naval wars:
Major changes in France, Europe, and North America (1718–1783)
Louis XIV died in 1715 and was succeeded by his five-year-old great grandson who reigned as Louis XV until his death in 1774. In 1718, France was once again at war, as Philip II of Orléans's regency joined the War of the Quadruple Alliance against Spain. King Philip V of Spain had to withdraw from the conflict, confronted with the reality that Spain was no longer a great power in Europe. Under Cardinal Fleury's administration, peace was maintained as long as possible.
However, in 1733 another war broke in central Europe, this time about the Polish succession, and France joined the war against the Austrian Empire. This time there was no invasion of the Netherlands, and Britain remained neutral. As a consequence, Austria was left alone against a Franco-Spanish alliance and faced a military disaster. Peace was settled in the Treaty of Vienna (1738), according to which France would annex, through inheritance, the Duchy of Lorraine.
Two years later, in 1740, war broke out over the Austrian succession, and France seized the opportunity to join the conflict. The war played out in North America and India as well as Europe, and inconclusive terms were agreed to in the Treaty of Aix-la-Chapelle (1748). Once again, no one regarded this as a peace, but rather as a mere truce. Prussia was then becoming a new threat, as it had gained substantial territory from Austria. This led to the Diplomatic Revolution of 1756, in which the alliances seen during the previous war were mostly inverted. France was now allied to Austria and Russia, while Britain was now allied to Prussia.
In the North American theatre, France was allied with various Native American peoples during the Seven Years' War and, despite a temporary success at the battles of the Great Meadows and Monongahela, French forces were defeated at the disastrous Battle of the Plains of Abraham in Quebec. In Europe, repeated French attempts to overwhelm Hanover failed. In 1762, Russia, France, and Austria were on the verge of crushing Prussia, when the Anglo-Prussian Alliance was saved by the Miracle of the House of Brandenburg. At sea, naval defeats against British fleets at Lagos and Quiberon Bay in 1759 and a crippling blockade forced France to keep its ships in port. Finally peace was concluded in the Treaty of Paris (1763), and France lost its North American empire.
Britain's success in the Seven Years' War had allowed them to eclipse France as the leading colonial power. France sought revenge for this defeat, and under Choiseul France started to rebuild. In 1766, the French Kingdom annexed Lorraine and the following year bought Corsica from Genoa.
Having lost its colonial empire, France saw a good opportunity for revenge against Britain in signing an alliance with the Americans in 1778, and sending an army and navy that turned the American Revolution into a world war. Spain, allied to France by the Family Compact, and the Dutch Republic also joined the war on the French side. Admiral de Grasse defeated a British fleet at Chesapeake Bay while Jean-Baptiste Donatien de Vimeur, comte de Rochambeau and Gilbert du Motier, Marquis de Lafayette joined American forces in defeating the British at Yorktown. The war was concluded by the Treaty of Paris (1783); the United States became independent. The British Royal Navy scored a major victory over France in 1782 at the Battle of the Saintes and France finished the war with huge debts and the minor gain of the island of Tobago.
French Enlightenment
The "Philosophes" were 18th-century French intellectuals who dominated the French Enlightenment and were influential across Europe. Their interests were diverse, with experts in scientific, literary, philosophical and sociological matters. The ultimate goal of the philosophers was human progress; by concentrating on social and material sciences, they believed that a rational society was the only logical outcome of a freethinking and reasoned populace. They also advocated Deism and religious tolerance. Many believed religion had been used as a source of conflict since time eternal, and that logical, rational thought was the way forward for mankind.
The philosopher Denis Diderot was editor in chief of the famous Enlightenment accomplishment, the 72,000-article Encyclopédie (1751–72). It was made possible through a wide, complex network of relationships that maximized their influence. It sparked a revolution in learning throughout the enlightened world.
In the early part of the 18th century the movement was dominated by Voltaire and Montesquieu, but the movement grew in momentum as the century moved on. The opposition was partly undermined by dissensions within the Catholic Church, the gradual weakening of the absolute monarch and the numerous expensive wars. Thus the influence of the Philosophes spread. Around 1750 they reached their most influential period, as Montesquieu published Spirit of Laws (1748) and Jean Jacques Rousseau published Discourse on the Moral Effects of the Arts and Sciences (1750).
The leader of the French Enlightenment and a writer of enormous influence across Europe, was Voltaire (1694–1778). His many books included poems and plays; works of satire (Candide [1759]); books on history, science, and philosophy, including numerous (anonymous) contributions to the Encyclopédie; and an extensive correspondence. A witty, tireless antagonist to the alliance between the French state and the church, he was exiled from France on a number of occasions. In exile in England he came to appreciate British thought and he popularized Isaac Newton in Europe.
Astronomy, chemistry, mathematics and technology flourished. French chemists such as Antoine Lavoisier worked to replace the archaic units of weights and measures by a coherent scientific system. Lavoisier also formulated the law of Conservation of mass and discovered oxygen and hydrogen.
Revolutionary France (1789–1799)
Background of the French Revolution
When King Louis XV died in 1774 he left his grandson, Louis XVI, "A heavy legacy, with ruined finances, unhappy subjects, and a faulty and incompetent government." Regardless, "the people, meanwhile, still had confidence in royalty, and the accession of Louis XVI was welcomed with enthusiasm."
A decade later, recent wars, especially the Seven Years' War (1756–63) and the American Revolutionary War (1775–83), had effectively bankrupted the state. The taxation system was highly inefficient. Several years of bad harvests and an inadequate transportation system had caused rising food prices, hunger, and malnutrition; the country was further destabilized by the lower classes' increased feeling that the royal court was isolated from, and indifferent to, their hardships.
In February 1787, the king's finance minister, Charles Alexandre de Calonne, convened an Assembly of Notables, a group of nobles, clergy, bourgeoisie, and bureaucrats selected in order to bypass the local parliaments. This group was asked to approve a new land tax that would, for the first time, include a tax on the property of nobles and clergy. The assembly did not approve the tax, and instead demanded that Louis XVI call the Estates-General.
National Assembly, Paris anarchy and storming the Bastille (January–14 July 1789)
In August 1788, the King agreed to convene the Estates-General in May 1789. While the Third Estate demanded and was granted "double representation" so as to balance the First and Second Estate, voting was to occur "by orders" — votes of the Third Estate were to be weighted — effectively canceling double representation. This eventually led to the Third Estate breaking away from the Estates-General and, joined by members of the other estates, proclaiming the creation of the National Assembly, an assembly not of the Estates but of "the People."
In an attempt to keep control of the process and prevent the Assembly from convening, Louis XVI ordered the closure of the Salle des États where the Assembly met. After finding the door to their chamber locked and guarded, the Assembly met nearby on a tennis court and pledged the Tennis Court Oath on 20 June 1789, binding them "never to separate, and to meet wherever circumstances demand, until the constitution of the kingdom is established and affirmed on solid foundations." They were joined by some sympathetic members of the Second and First estates. After the king fired his finance minister, Jacques Necker, for giving his support and guidance to the Third Estate, worries surfaced that the legitimacy of the newly formed National Assembly might be threatened by royalists.
Paris was soon consumed with riots and widespread looting. Because the royal leadership essentially abandoned the city, the mobs soon had the support of the French Guard, including arms and trained soldiers. On 14 July 1789, the insurgents set their eyes on the large weapons and ammunition cache inside the Bastille fortress, which also served as a symbol of royal tyranny. Insurgents seized the Bastille prison, killing the governor and several of his guards. The French now celebrate 14 July each year as 'Bastille day' or, as the French say: Quatorze Juillet (the Fourteenth of July), as a symbol of the shift away from the Ancien Régime to a more modern, democratic state.
Violence against aristocracy and abolition of feudalism (15 July–August 1789)
Gilbert du Motier, Marquis de Lafayette, a hero of the American War of Independence, on 15 July took command of the National Guard, and the king on 17 July accepted to wear the two-colour cockade (blue and red), later adapted into the tricolour cockade, as the new symbol of revolutionary France.
Although peace was made, several nobles did not regard the new order as acceptable and emigrated in order to push the neighboring, aristocratic kingdoms to war against the new regime. The state was now struck for several weeks in July and August 1789 by violence against aristocracy, also called 'the Great Fear'.
On 4 and 11 August 1789, the National Constituent Assembly abolished privileges and feudalism, sweeping away personal serfdom, exclusive hunting rights and other seigneurial rights of the Second Estate (nobility). The tithe was also abolished which had been the main source of income for many clergymen.
The Declaration of the Rights of Man and of the Citizen was adopted by the National Assembly on 27 August 1789, as a first step in their effort to write a constitution. Considered to be a precursor to modern international rights instruments and using the U.S. Declaration of Independence as a model, it defined a set of individual rights and collective rights of all of the estates as one. Influenced by the doctrine of natural rights, these rights were deemed universal and valid in all times and places, pertaining to human nature itself. The Assembly also replaced France's historic provinces with eighty-three departments, uniformly administered and approximately equal to one another in extent and population.
Curtailment of Church powers (October 1789–December 1790)
When a mob from Paris attacked the royal palace at Versailles in October 1789 seeking redress for their severe poverty, the royal family was forced to move to the Tuileries Palace in Paris.
Under the Ancien Régime, the Roman Catholic Church had been the largest landowner in the country. In November '89, the Assembly decided to nationalize and sell all church property, thus in part addressing the financial crisis.
In July 1790, the Assembly adopted the Civil Constitution of the Clergy. This law reorganized the French Catholic Church, arranged that henceforth the salaries of the priests would be paid by the state, abolished the Church's authority to levy a tax on crops and again cancelled some privileges for the clergy. In October a group of 30 bishops wrote a declaration saying they could not accept the law, and this fueled civilian opposition against it. The Assembly then in late November 1790 decreed that all clergy should take an oath of loyalty to the Civil Constitution of the Clergy. This stiffened the resistance, especially in the west of France including Normandy, Brittany and the Vendée, where few priests took the oath and the civilian population turned against the revolution. Priests swearing the oath were designated 'constitutional', and those not taking the oath as 'non-juring' or 'refractory' clergy.
Making a constitutional monarchy (June–September 1791)
In June 1791, the royal family secretly fled Paris in disguise for Varennes near France's northeastern border in order to seek royalist support the king believed he could trust, but they were soon discovered en route. They were brought back to Paris, after which they were essentially kept under house arrest at the Tuileries.
In August 1791, Emperor Leopold II of Austria and King Frederick William II of Prussia in the Declaration of Pillnitz declared their intention to bring the French king in a position "to consolidate the basis of a monarchical government", and that they were preparing their own troops for action. Instead of cowing the French, this infuriated them, and they militarised the borders.
With most of the Assembly still favoring a constitutional monarchy rather than a republic, the various groups reached a compromise. Under the Constitution of 3 September 1791, France would function as a constitutional monarchy with Louis XVI as little more than a figurehead. The King had to share power with the elected Legislative Assembly, although he still retained his royal veto and the ability to select ministers. He had perforce to swear an oath to the constitution, and a decree declared that retracting the oath, heading an army for the purpose of making war upon the nation or permitting anyone to do so in his name would amount to de facto abdication.
War and internal uprisings (October 1791–August 1792)
On 1 October 1791, the Legislative Assembly was formed, elected by those 4 million men — out of a population of 25 million — who paid a certain minimum amount of taxes. A group of Assembly members who propagated war against Austria and Prussia was, after a remark by politician Maximilien Robespierre, henceforth designated the 'Girondins', although not all of them really came from the southern province of Gironde. A group around Robespierre — later called 'Montagnards' or 'Jacobins' — pleaded against war; this opposition between those groups would harden and become bitter in the next 1½ years.
In response to the threat of war of August 1791 from Austria and Prussia, leaders of the Assembly saw such a war as a means to strengthen support for their revolutionary government, and the French people as well as the Assembly thought that they would win a war against Austria and Prussia. On 20 April 1792, France declared war on Austria. Late April 1792, France invaded and conquered the Austrian Netherlands (roughly present-day Belgium and Luxembourg).
Nevertheless, in the summer of 1792, all of Paris was against the king, and hoped that the Assembly would depose the king, but the Assembly hesitated. At dawn of 10 August 1792, a large, angry crowd of Parisians and soldiers from all over France marched on the Tuileries Palace where the king resided. Around 8:00am the king decided to leave his palace and seek safety with his wife and children in the Assembly that was gathered in permanent session in Salle du Manège opposite to the Tuileries. After 11:00am, the Assembly 'temporarily relieved the king from his task'. In reaction, on 19 August an army under Prussian general Duke of Brunswick invaded France and besieged Longwy. Late August 1792, elections were held, now under male universal suffrage, for the new National Convention. On 26 August, the Assembly decreed the deportation of refractory priests in the west of France, as "causes of danger to the fatherland", to destinations like French Guiana. In reaction, peasants in the Vendée took over a town, in another step toward civil war.
Bloodbath in Paris and the Republic established (September 1792)
On 2, 3 and 4 September 1792, some three hundred volunteers and supporters of the revolution, infuriated by Verdun being captured by the Prussian enemy, and rumours that the foreign enemy were conspiring with the incarcerated prisoners in Paris, raided the Parisian prisons. Jean-Paul Marat had called for preemptive action and between 1,200 and 1,400 prisoners were murdered within 20 hours (September Massacres), many of them Catholic nonjuring priests but also aristocrats, forgers and common criminals. In an open letter on 3 September the radical Marat incited the rest of France to follow the Parisian example. Danton and Robespierre kept a low profile in regard to the murder orgy. The Assembly and the city council of Paris (la Commune) seemed inapt and hardly motivated to call a halt to the unleashed bloodshed.
On 20 September 1792, the French won a battle against Prussian troops near Valmy and the new National Convention replaced the Legislative Assembly. From the start the Convention suffered from the bitter division between a group around Robespierre, Danton and Marat referred to as 'Montagnards' or 'Jacobins' or 'left' and a group referred to as 'Girondins' or 'right'. But the majority of the representatives, referred to as 'la Plaine', were member of neither of those two antagonistic groups and managed to preserve some speed in the convention's debates. Right away on 21 September the Convention abolished the monarchy, making France the French First Republic. A new French Republican Calendar was introduced to replace the Christian Gregorian calendar, renaming the year 1792 as year 1 of the Republic.
War and civil war (November 1792–spring 1793)
With wars against Prussia and Austria having started earlier in 1792, in November France also declared war on the Kingdom of Great Britain and the Dutch Republic. Ex-king Louis XVI was tried, convicted, and guillotined in January 1793.
Introduction of a nationwide conscription for the army in February 1793 was the spark that in March made the Vendée, already rebellious since 1790 because of the Civil Constitution of the Clergy, ignite into civil war against Paris. Meanwhile, France in March also declared war on Spain. That month, the Vendée rebels won some victories against Paris and the French army was defeated in Belgium by Austria with the French general Dumouriez defecting to the Austrians: the French Republic's survival was now in real danger.
On 6 April 1793, to prevent the Convention from losing itself in abstract debate and to streamline government decisions, the Comité de salut public (Committee of Public Safety) was created of nine, later twelve members, as executive government which was accountable to the convention. That month the 'Girondins' group indicted Jean-Paul Marat before the Revolutionary Tribunal for 'attempting to destroy the sovereignty of the people' and 'preaching plunder and massacre', referring to his behaviour during the September 1792 Paris massacres. Marat was quickly acquitted but the incident further acerbated the 'Girondins' versus 'Montagnards' party strife in the convention.
In the spring of 1793, Austrian, British, Dutch and Spanish troops invaded France.
Showdown in the Convention (May–June 1793)
With rivalry, even enmity, in the National Convention and its predecessors between so-called 'Montagnards' and 'Girondins' smouldering ever since late 1791, Jacques Hébert, Convention member leaning to the 'Montagnards' group, on 24 May 1793 called on the sans-culottes—the idealized simple, non-aristocratic, hard-working, upright, patriotic, republican, Paris labourers—to rise in revolt against the "henchmen of Capet [= the killed ex-king] and Dumouriez [= the defected general]". Hébert was arrested immediately by a Convention committee investigating Paris rebelliousness. While that committee consisted only of members from la Plaine and the Girondins, the anger of the sans-culottes was directed towards the Girondins. 25 May, a delegation of la Commune (the Paris city council) protested against Hébert's arrest. The convention's President Isnard, a Girondin, answered them: "Members of la Commune (…) If by your incessant rebellions something befalls to the representatives of the nation, I declare, in the name of France, that Paris will be totally obliterated".
On 29 May 1793, in Lyon an uprising overthrew a group of Montagnards ruling the city; Marseille, Toulon and more cities saw similar events.
On 2 June 1793, the convention's session in Tuileries Palace—since early May their venue—not for the first time degenerated into chaos and pandemonium. This time crowds of people including 80,000 armed soldiers swarmed in and around the palace. Incessant screaming from the public galleries, always in favour of the Montagnards, suggested that all of Paris was against the Girondins, which was not really the case. Petitions circulated, indicting and condemning 22 Girondins. Barère, member of the Committee of Public Safety, suggested: to end this division which is harming the Republic, the Girondin leaders should lay down their offices voluntarily. A decree was adopted that day by the convention, after much tumultuous debate, expelling 22 leading Girondins from the convention. Late that night, indeed dozens of Girondins had resigned and left the convention.
In the course of 1793, the Holy Roman Empire, the kings of Portugal and Naples and the Grand-Duke of Tuscany declared war against France.
Counter-revolution subdued (July 1793–April 1794)
By the summer of 1793, most French departments in one way or another opposed the central Paris government, and in many cases 'Girondins', fled from Paris after 2 June, led those revolts. In Brittany's countryside, the people rejecting the Civil Constitution of the Clergy of 1790 had taken to a guerrilla warfare known as Chouannerie. But generally, the French opposition against 'Paris' had now evolved into a plain struggle for power over the country against the 'Montagnards' around Robespierre and Marat now dominating Paris.
In June–July 1793, Bordeaux, Marseilles, Brittany, Caen and the rest of Normandy gathered armies to march on Paris and against 'the revolution'. In July, Lyon guillotined the deposed 'Montagnard' head of the city council. Barère, member of the Committee of Public Safety, on 1 August incited the convention to tougher measures against the Vendée, at war with Paris since March: "We'll have peace only when no Vendée remains… we'll have to exterminate that rebellious people". In August, Convention troops besieged Lyon.
In August–September 1793, militants urged the convention to do more to quell the counter-revolution. A delegation of the Commune (Paris city council) suggested to form revolutionary armies to arrest hoarders and conspirators. Bertrand Barère, member of the Committee of Public Safety—the de facto executive government—ever since April 1793, among others on 5 September reacted favorably, saying: let's "make terror the order of the day!" On 17 September, the National Convention passed the Law of Suspects, a decree ordering the arrest of all declared opponents of the current form of government and suspected "enemies of freedom". This decree was one of the causes for 17,000 death sentences until the end of July 1794, reason for historians to label those 10½ months 'the (Reign of) Terror'.
On 19 September the Vendée rebels again defeated a Republican Convention army. On 1 October Barère repeated his plea to subdue the Vendée: "refuge of fanaticism, where priests have raised their altars…". In October the Convention troops captured Lyon and reinstated a Montagnard government there.
Criteria for bringing someone before the Revolutionary Tribunal, created March 1793, had always been vast and vague. By August, political disagreement seemed enough to be summoned before the Tribunal; appeal against a Tribunal verdict was impossible. Late August 1793, an army general had been guillotined on the accusation of choosing too timid strategies on the battlefield. Mid-October, the widowed former queen Marie Antoinette was on trial for a long list of charges such as "teaching [her husband] Louis Capet the art of dissimulation" and incest with her son, she too was guillotined. In October, 21 former 'Girondins' Convention members who had not left Paris after June were convicted to death and executed, on the charge of verbally supporting the preparation of an insurrection in Caen by fellow-Girondins.
On 17 October 1793, the 'blue' Republican army near Cholet defeated the 'white' Vendéan insubordinate army and all surviving Vendée residents, counting in tens of thousands, fled over the river Loire north into Brittany. A Convention's representative on mission in Nantes commissioned in October to pacify the region did so by simply drowning prisoners in the river Loire: until February 1794 he drowned at least 4,000. By November 1793, the revolts in Normandy, Bordeaux and Lyon were overcome, in December also that in Toulon. Two representatives on mission sent to punish Lyon between November 1793 and April 1794 executed 2,000 people by guillotine or firing-squad. The Vendéan army since October roaming through Brittany on 12 December 1793 again ran up against Republican troops and saw 10,000 of its rebels perish, meaning the end of this once threatening army. Some historians claim that after that defeat Convention Republic armies in 1794 massacred 117,000 Vendéan civilians to obliterate the Vendéan people, but others contest that claim. Some historians consider the civil war to have lasted until 1796 with a toll of 450,000 lives.
Death-sentencing politicians (February–July 1794)
Maximilien Robespierre, since July 1793 member of the Committee of Public Prosperity, on 5 February 1794 in a speech in the Convention identified Jacques Hébert and his faction as "internal enemies" working toward the triumph of tyranny. After a dubious trial Hébert and some allies were guillotined in March. On 5 April, again at the instigation of Robespierre, Danton and 13 associated politicians were executed. A week later again 19 politicians. This hushed the Convention deputies: if henceforth they disagreed with Robespierre they hardly dared to speak out. A law enacted on 10 June 1794 (22 Prairial II) further streamlined criminal procedures: if the Revolutionary Tribunal saw sufficient proof of someone being an "enemy of the people" a counsel for defence would not be allowed. The frequency of guillotine executions in Paris now rose from on average three a day to an average of 29 a day.
Meanwhile, France's external wars were going well, with victories over Austrian and British troops in May and June 1794 opening up Belgium for French conquest. However, cooperation within the Committee of Public Safety, since April 1793 the de facto executive government, started to break down. On 29 June 1794, three colleagues of Robespierre at the Committee called him a dictator in his face — Robespierre baffled left the meeting. This encouraged other Convention members to also defy Robespierre. On 26 July, a long and vague speech of Robespierre was not met with thunderous applause as usual but with hostility; some deputies yelled that Robespierre should have the courage to say which deputies he deemed necessary to be killed next, which Robespierre refused to do.
In the Convention session of 27 July 1794, Robespierre and his allies hardly managed to say a word as they were constantly interrupted by a row of critics such as Tallien, Billaud-Varenne, Vadier, Barère and acting president Thuriot. Finally, even Robespierre's own voice failed on him: it faltered at his last attempt to beg permission to speak. A decree was adopted to arrest Robespierre, Saint-Just and Couthon. 28 July, they and 19 others were beheaded. 29 July, again 70 Parisians were guillotined. Subsequently, the Law of 22 Prairial (10 June 1794) was repealed, and the 'Girondins' expelled from the Convention in June 1793, if not dead yet, were reinstated as Convention deputies.
Disregarding the working classes (August 1794–October 1795)
After July 1794, most civilians henceforth ignored the Republican calendar and returned to the traditional seven-day weeks. The government in a law of 21 February 1795 set steps of return to freedom of religion and reconciliation with the since 1790 refractory Catholic priests, but any religious signs outside churches or private homes, such as crosses, clerical garb, bell ringing, remained prohibited. When the people's enthusiasm for attending church grew to unexpected levels the government backed out and in October 1795 again, like in 1790, required all priests to swear oaths on the Republic.
In the very cold winter of 1794–95, with the French army demanding more and more bread, same was getting scarce in Paris as was wood to keep houses warm, and in an echo of the October 1789 March on Versailles, on 1 April 1795 (12 Germinal III) a mostly female crowd marched on the Convention calling for bread. But no Convention member sympathized, they just told the women to return home. Again in May a crowd of 20,000 men and 40,000 women invaded the convention and even killed a deputy in the halls, but again they failed to make the Convention take notice of the needs of the lower classes. Instead, the Convention banned women from all political assemblies, and deputies who had solidarized with this insurrection were sentenced to death: such allegiance between parliament and street fighting was no longer tolerated.
Late 1794, France conquered present-day Belgium. In January 1795 they subdued the Dutch Republic with full consent and cooperation of the influential Dutch patriottenbeweging ('patriots' movement'), resulting in the Batavian Republic, a satellite and puppet state of France.
In April 1795, France concluded a peace agreement with Prussia, later that year peace was agreed with Spain.
Fighting Catholicism and royalism (October 1795–November 1799)
In October 1795, the Republic was reorganised, replacing the one-chamber parliament (the National Convention) by a bi-cameral system: the first chamber called the 'Council of 500' initiating the laws, the second the 'Council of Elders' reviewing and approving or not the passed laws. Each year, one-third of the chambers was to be renewed. The executive power lay with five directors — hence the name 'Directory' for this form of government — with a five-year mandate, each year one of them being replaced.
The early directors did not much understand the nation they were governing; they especially had an innate inability to see Catholicism as anything else than counter-revolutionary and royalist. Local administrators had a better sense of people's priorities, and one of them wrote to the minister of the interior: "Give back the crosses, the church bells, the Sundays, and everyone will cry: vive la République!"
French armies in 1796 advanced into Germany, Austria and Italy. In 1797, France conquered Rhineland, Belgium and much of Italy, and unsuccessfully attacked Wales.
Parliamentary elections in the spring of 1797 resulted in considerable gains for the royalists. This frightened the republican directors and they staged a coup d'état on 4 September 1797 (Coup of 18 Fructidor V) to remove two supposedly pro-royalist directors and some prominent royalists from both Councils.
The new, 'corrected' government, still strongly convinced that Catholicism and royalism were equally dangerous to the Republic, started a fresh campaign to promote the Republican calendar officially introduced in 1792, with its ten-day week, and tried to hallow the tenth day, décadi, as substitute for the Christian Sunday. Not only citizens opposed and even mocked such decrees, also local government officials refused to enforce such laws.
France was still waging wars, in 1798 in Egypt, Switzerland, Rome, Ireland, Belgium and against the U.S.A., in 1799 in Baden-Württemberg. In 1799, when the French armies abroad experienced some setbacks, the newly chosen director Sieyes considered a new overhaul necessary for the Directory's form of government because in his opinion it needed a stronger executive. Together with successful general Napoleon Bonaparte who had just returned to France, Sieyes began preparing another coup d'état, which took place on 9–10 November 1799 (18–19 Brumaire VIII), replacing the five directors now with three "consuls": Napoleon, Sieyes, and Roger Ducos.
Napoleonic France (1799–1815)
During the War of the First Coalition (1792–97), the Directoire had replaced the National Convention. Five directors then ruled France. As Great Britain was still at war with France, a plan was made to take Egypt from the Ottoman Empire, a British ally. This was Napoleon's idea and the Directoire agreed to the plan in order to send the popular general away from the mainland. Napoleon defeated the Ottoman forces during the Battle of the Pyramids (21 July 1798) and sent hundreds of scientists and linguists out to thoroughly explore modern and ancient Egypt. Only a few weeks later the British fleet under Admiral Horatio Nelson unexpectedly destroyed the French fleet at the Battle of the Nile (1–3 August 1798). Napoleon planned to move into Syria but was defeated at the Siege of Acre and he returned to France without his army, which surrendered.
The Directoire was threatened by the Second Coalition (1798–1802). Royalists and their allies still dreamed of restoring the monarchy to power, while the Prussian and Austrian crowns did not accept their territorial losses during the previous war. In 1799, the Russian army expelled the French from Italy in battles such as Cassano, while the Austrian army defeated the French in Switzerland at Stockach and Zurich. Napoleon then seized power through a coup and established the Consulate in 1799. The Austrian army was defeated at the Battle of Marengo (1800) and again at the Battle of Hohenlinden (1800).
While at sea the French had some success at Boulogne but Nelson's Royal Navy destroyed an anchored Danish and Norwegian fleet at the Battle of Copenhagen (1801) because the Scandinavian kingdoms were against the British blockade of France. The Second Coalition was beaten and peace was settled in two distinct treaties: the Treaty of Lunéville and the Treaty of Amiens. A brief interlude of peace ensued in 1802–3, during which Napoleon sold French Louisiana to the United States because it was indefensible.
In 1801, Napoleon concluded a "Concordat" with Pope Pius VII that opened peaceful relations between church and state in France. The policies of the Revolution were reversed, except the Church did not get its lands back. Bishops and clergy were to receive state salaries, and the government would pay for the building and maintenance of churches. Napoleon reorganized higher learning by dividing the Institut National into four (later five) academies.
In 1804, Napoleon was titled Emperor by the senate, thus founding the First French Empire. Napoleon's rule was constitutional, and although autocratic, it was much more advanced than traditional European monarchies of the time. The proclamation of the French Empire was met by the Third Coalition. The French army was renamed La Grande Armée in 1805 and Napoleon used propaganda and nationalism to control the French population. The French army achieved a resounding victory at Ulm (16–19 October 1805), where an entire Austrian army was captured.
A Franco-Spanish fleet was defeated at Trafalgar (21 October 1805) and all plans to invade Britain were then made impossible. Despite this naval defeat, it was on the ground that this war would be won; Napoleon inflicted on the Austrian and Russian Empires one of their greatest defeats at Austerlitz (also known as the "Battle of the Three Emperors" on 2 December 1805), destroying the Third Coalition. Peace was settled in the Treaty of Pressburg; the Austrian Empire lost the title of Holy Roman Emperor and the Confederation of the Rhine was created by Napoleon over former Austrian territories.
Coalitions formed against Napoleon
Prussia joined Britain and Russia, thus forming the Fourth Coalition. Although the Coalition was joined by other allies, the French Empire was also not alone since it now had a complex network of allies and subject states. The largely outnumbered French army crushed the Prussian army at Jena-Auerstedt in 1806; Napoleon captured Berlin and went as far as Eastern Prussia. There the Russian Empire was defeated at the Battle of Friedland (14 June 1807). Peace was dictated in the Treaties of Tilsit, in which Russia had to join the Continental System, and Prussia handed half of its territories to France. The Duchy of Warsaw was formed over these territorial losses, and Polish troops entered the Grande Armée in significant numbers.
In order to ruin the British economy, Napoleon set up the Continental System in 1807, and tried to prevent merchants across Europe from trading with British. The large amount of smuggling frustrated Napoleon, and did more harm to his economy than to his enemies.
Freed from his obligation in the east, Napoleon then went back to the west, as the French Empire was still at war with Britain. Only two countries remained neutral in the war: Sweden and Portugal, and Napoleon then looked toward the latter. In the Treaty of Fontainebleau (1807), a Franco-Spanish alliance against Portugal was sealed as Spain eyed Portuguese territories. French armies entered Spain in order to attack Portugal, but then seized Spanish fortresses and took over the kingdom by surprise. Joseph Bonaparte, Napoleon's brother, was made King of Spain after Charles IV abdicated.
This occupation of the Iberian peninsula fueled local nationalism, and soon the Spanish and Portuguese fought the French using guerilla tactics, defeating the French forces at the Battle of Bailén (June and July 1808). Britain sent a short-lived ground support force to Portugal, and French forces evacuated Portugal as defined in the Convention of Sintra following the Allied victory at Vimeiro (21 August 1808). France only controlled Catalonia and Navarre and could have been definitely expelled from the Iberian peninsula had the Spanish armies attacked again, but the Spanish did not.
Another French attack was launched on Spain, led by Napoleon himself, and was described as "an avalanche of fire and steel." However, the French Empire was no longer regarded as invincible by European powers. In 1808, Austria formed the War of the Fifth Coalition in order to break down the French Empire. The Austrian Empire defeated the French at Aspern-Essling, yet was beaten at Wagram while the Polish allies defeated the Austrian Empire at Raszyn (April 1809). Although not as decisive as the previous Austrian defeats, the peace treaty in October 1809 stripped Austria of a large amount of territories, reducing it even more.
In 1812, war broke out with Russia, engaging Napoleon in the disastrous French invasion of Russia (1812). Napoleon assembled the largest army Europe had ever seen, including troops from all subject states, to invade Russia, which had just left the continental system and was gathering an army on the Polish frontier. Following an exhausting march and the bloody but inconclusive Battle of Borodino, near Moscow, the Grande Armée entered and captured Moscow, only to find it burning as part of the Russian scorched earth tactics. Although there still were battles, the Napoleonic army left Russia in late 1812 annihilated, most of all by the Russian winter, exhaustion, and scorched earth warfare. On the Spanish front the French troops were defeated at Vitoria (June 1813) and then at the Battle of the Pyrenees (July–August 1813). Since the Spanish guerrillas seemed to be uncontrollable, the French troops eventually evacuated Spain.
Since France had been defeated on these two fronts, states that had been conquered and controlled by Napoleon saw a good opportunity to strike back. The Sixth Coalition was formed under British leadership. The German states of the Confederation of the Rhine switched sides, finally opposing Napoleon. Napoleon was largely defeated in the Battle of the Nations outside Leipzig in October 1813, his forces heavily outnumbered by the Allied coalition armies and was overwhelmed by much larger armies during the Six Days Campaign (February 1814), although, the Six Days Campaign is often considered a tactical masterpiece because the allies suffered much higher casualties. Napoleon abdicated on 6 April 1814, and was exiled to Elba.
The conservative Congress of Vienna reversed the political changes that had occurred during the wars. Napoleon suddenly returned, seized control of France, raised an army, and marched on his enemies in the Hundred Days. It ended with his final defeat at the Battle of Waterloo in 1815, and his exile to St. Helena, a remote island in the South Atlantic Ocean.
The monarchy was subsequently restored and Louis XVIII, Younger brother of Louis XVI became king, and the exiles returned. However many of the Revolutionary and Napoleonic reforms were kept in place.
Napoleon's impact on France
Napoleon centralized power in Paris, with all the provinces governed by all-powerful prefects whom he selected. They were more powerful than royal intendants of the ancien régime and had a long-term impact in unifying the nation, minimizing regional differences, and shifting all decisions to Paris.
Religion had been a major issue during the Revolution, and Napoleon resolved most of the outstanding problems. Thereby he moved the clergy and large numbers of devout Catholics from hostility to the government to support for him. The Catholic system was reestablished by the Concordat of 1801 (signed with Pope Pius VII), so that church life returned to normal; the church lands were not restored, but the Jesuits were allowed back in and the bitter fights between the government and Church ended. Protestant, Jews and atheists were tolerated.
The French taxation system had collapsed in the 1780s. In the 1790s the government seized and sold church lands and lands of exiles aristocrats. Napoleon instituted a modern, efficient tax system that guaranteed a steady flow of revenues and made long-term financing possible.
Napoleon kept the system of conscription that had been created in the 1790s, so that every young man served in the army, which could be rapidly expanded even as it was based on a core of careerists and talented officers. Before the Revolution the aristocracy formed the officer corps. Now promotion was by merit and achievement—every private carried a marshal's baton, it was said.
The modern era of French education began in the 1790s. The Revolution in the 1790s abolished the traditional universities. Napoleon sought to replace them with new institutions, the École Polytechnique, focused on technology. The elementary schools received little attention.
Napoleonic Code
Of permanent importance was the Napoleonic Code created by eminent jurists under Napoleon's supervision. Praised for its Gallic clarity, it spread rapidly throughout Europe and the world in general, and marked the end of feudalism and the liberation of serfs where it took effect. The Code recognized the principles of civil liberty, equality before the law, and the secular character of the state. It discarded the old right of primogeniture (where only the eldest son inherited) and required that inheritances be divided equally among all the children. The court system was standardized; all judges were appointed by the national government in Paris.
Long 19th century, 1815–1914
The century after the fall of Napoleon I was politically unstable:
Every head of state from 1814 to 1873 spent part of his life in exile. Every regime was the target of assassination attempts of a frequency that put Spanish and Russian politics in the shade. Even in peaceful times governments changed every few months. In less peaceful times, political deaths, imprisonments and deportations are literally incalculable.
France was no longer the dominant power it had been before 1814, but it played a major role in European economics, culture, diplomacy and military affairs. The Bourbons were restored, but left a weak record and one branch was overthrown in 1830 and the other branch in 1848 as Napoleon's nephew was elected president. He made himself emperor as Napoleon III, but was overthrown when he was defeated and captured by Prussians in an 1870 war that humiliated France and made the new nation of Germany dominant in the continent. The Third Republic was established, but the possibility of a return to monarchy remained into the 1880s. The French built up an empire, especially in Africa and Indochina. The economy was strong, with a good railway system. The arrival of the Rothschild banking family of France in 1812 guaranteed the role of Paris alongside London as a major center of international finance.
Permanent changes in French society
The French Revolution and Napoleonic eras brought a series of major changes to France which the Bourbon restoration did not reverse. First of all, France became highly centralized, with all decisions made in Paris. The political geography was completely reorganized and made uniform. France was divided into 80+ departments, which have endured into the 21st century. Each department had the identical administrative structure, and was tightly controlled by a prefect appointed by Paris. The complex multiple overlapping legal jurisdictions of the old regime had all been abolished, and there was now one standardized legal code, administered by judges appointed by Paris, and supported by police under national control. Education was centralized, with the Grand Master of the University of France controlling every element of the entire educational system from Paris. Newly technical universities were opened in Paris which to this day have a critical role in training the elite.
Conservatism was bitterly split into the old aristocracy that returned, and the new elites that arose after 1796. The old aristocracy was eager to regain its land but felt no loyalty to the new regime. The new elite — the "noblesse d'empire" — ridiculed the other group as an outdated remnant of a discredited regime that had led the nation to disaster. Both groups shared a fear of social disorder, but the level of distrust as well as the cultural differences were too great and the monarchy too inconsistent in its policies for political cooperation to be possible.
The old aristocracy had returned, and recovered much of the land they owned directly. However they completely lost all their old seigneurial rights to the rest of the farmland, and the peasants no longer were under their control. The old aristocracy had dallied with the ideas of the Enlightenment and rationalism. Now the aristocracy was much more conservative, and much more supportive of the Catholic Church. For the best jobs meritocracy was the new policy, and aristocrats had to compete directly with the growing business and professional class. Anti-clerical sentiment became much stronger than ever before, but was now based in certain elements of the middle class and indeed the peasantry as well.
In France, as in most of Europe, the sum total of wealth was concentrated. The richest 10 percent of families owned between 80 and 90 percent of the wealth from 1810 to 1914. Their share then fell to about 60 percent, where it remained into the 21st century. The share of the top one percent of the population grew from 45 percent in 1810 to 60 percent in 1914, then fell steadily to 20 percent in 1970 to the present.
The "200 families" controlled much of the nation's wealth after 1815. The "200" is based on the policy that of the 40,000 shareholders of the Bank of France, only 200 were allowed to attend the annual meeting and they cast all the votes. Out of a nation of 27 million people, only 80,000 to 90,000 were allowed to vote in 1820, and the richest one-fourth of them had two votes.
The great masses of the French people were peasants in the countryside, or impoverished workers in the cities. They gained new rights, and a new sense of possibilities. Although relieved of many of the old burdens, controls, and taxes, the peasantry was still highly traditional in its social and economic behavior. Many eagerly took on mortgages to buy as much land as possible for their children, so debt was an important factor in their calculations. The working class in the cities was a small element, and had been freed of many restrictions imposed by medieval guilds. However France was very slow to industrialize (in the sense of large factories using modern machinery), and much of the work remained drudgery without machinery or technology to help. This provided a good basis for small-scale expensive luxury crafts that attracted an international upscale market. France was still localized, especially in terms of language, but now there was an emerging French nationalism that showed its national pride in the Army, and foreign affairs.
Religion
The Catholic Church lost all its lands and buildings during the Revolution, and these were sold off or came under the control of local governments. The bishop still ruled his diocese (which was aligned with the new department boundaries), but could only communicate with the pope through the government in Paris. Bishops, priests, nuns and other religious people were paid salaries by the state. All the old religious rites and ceremonies were retained, and the government maintained the religious buildings. The Church was allowed to operate its own seminaries and to some extent local schools as well, although this became a central political issue into the 20th century. Bishops were much less powerful than before, and had no political voice. However, the Catholic Church reinvented itself and put a new emphasis on personal religiosity that gave it a hold on the psychology of the faithful.
France remained basically Catholic. The 1872 census counted 36 million people, of whom 35.4 million were listed as Catholics, 600,000 as Protestants, 50,000 as Jews and 80,000 as freethinkers. The Revolution failed to destroy the Catholic Church, and Napoleon's concordat of 1801 restored its status. The return of the Bourbons in 1814 brought back many rich nobles and landowners who supported the Church, seeing it as a bastion of conservatism and monarchism. However the monasteries with their vast land holdings and political power were gone; much of the land had been sold to urban entrepreneurs who lacked historic connections to the land and the peasants.
Few new priests were trained in the 1790–1814 period, and many left the church. The result was that the number of parish clergy plunged from 60,000 in 1790 to 25,000 in 1815, many of them elderly. Entire regions, especially around Paris, were left with few priests. On the other hand, some traditional regions held fast to the faith, led by local nobles and historic families.
The comeback was very slow in the larger cities and industrial areas. With systematic missionary work and a new emphasis on liturgy and devotions to the Virgin Mary, plus support from Napoleon III, there was a comeback. In 1870, there were 56,500 priests, representing a much younger and more dynamic force in the villages and towns, with a thick network of schools, charities and lay organizations. Conservative Catholics held control of the national government, 1820–30, but most often played secondary political roles or had to fight the assault from republicans, liberals, socialists and seculars.
Economy
French economic history since its late-18th century Revolution was tied to three major events and trends: the Napoleonic Era, the competition with Britain and its other neighbors in regards to 'industrialization', and the 'total wars' of the late-19th and early 20th centuries. Quantitative analysis of output data shows the French per capita growth rates were slightly smaller than Britain. However the British population tripled in size, while France grew by only third—so the overall British economy grew much faster. The ups and downs of French per capita economic growth in 1815–1913:
1815–1840: irregular, but sometimes fast growth
1840–1860: fast growth
1860–1882: slowing down
1882–1896: stagnation
1896–1913: fast growth
For the 1870–1913 era, the growth rates for 12 similar advanced countries — 10 in Europe plus the United States and Canada — show that in terms of per capita growth, France was about average. However its population growth was very slow, so as far as the growth rate in total size of the economy France was in next to the last place, just ahead of Italy. The 12 countries averaged 2.7% per year in total output, but France only averaged 1.6%.
Bourbon restoration: (1814–1830)
This period of time is called the Bourbon Restoration and was marked by conflicts between reactionary Ultra-royalists, who wanted to restore the pre-1789 system of absolute monarchy, and liberals, who wanted to strengthen constitutional monarchy. Louis XVIII was the younger brother of Louis XVI, and reigned from 1814 to 1824. On becoming king, Louis issued a constitution known as the Charter which preserved many of the liberties won during the French Revolution and provided for a parliament composed of an elected Chamber of Deputies and a Chamber of Peers that was nominated by the king.
Evaluation
After two decades of war and revolution, the restoration brought peace and quiet, and general prosperity. "Frenchmen were, on the whole, well governed, prosperous, contented during the 15-year period; one historian even describes the restoration era as 'one of the happiest periods in [France's] history."
France had recovered from the strain and disorganization, the wars, the killings, and the horrors of two decades of disruption. It was at peace throughout the period. It paid a large war indemnity to the winners, but managed to finance that without distress; the occupation soldiers left peacefully. Population increased by 3 million, and prosperity was strong from 1815 to 1825, with the depression of 1825 caused by bad harvests. The national credit was strong, there was significant increase in public wealth, and the national budget showed a surplus every year. In the private sector, banking grew dramatically, making Paris a world center for finance, along with London. The Rothschild family was world-famous, with the French branch led by James Mayer de Rothschild (1792–1868). The communication system was improved, as roads were upgraded, canals were lengthened, and steamboat traffic became common. Industrialization was delayed in comparison to Britain and Belgium. The railway system had yet to make an appearance. Industry was heavily protected with tariffs, so there was little demand for entrepreneurship or innovation.
Culture flourished with the new romantic impulses. Oratory was highly regarded, and debates were very high standard. Châteaubriand and Madame de Staël (1766–1817) enjoyed Europe-wide reputations for their innovations in romantic literature. She made important contributions to political sociology, and the sociology of literature. History flourished; François Guizot, Benjamin Constant and Madame de Staël drew lessons from the past to guide the future. The paintings of Eugène Delacroix set the standards for romantic art. Music, theater, science, and philosophy all flourished. The higher learning flourished at the Sorbonne. Major new institutions gave France world leadership in numerous advanced fields, as typified by the École Nationale des Chartes (1821) for historiography, the École Centrale des Arts et Manufactures in 1829 for innovative engineering; and the École des Beaux-Arts for the fine arts, reestablished in 1830.
Overall, the Bourbon government's handling of foreign affairs was successful. France kept a low profile, and Europe forgot of its animosities. Louis and Charles had little interest in foreign affairs, so France played only minor roles. Its army helped restore the Spanish monarch in 1823. It helped the other powers deal with Greece and Turkey. King Charles X, an ultra reactionary, mistakenly thought that foreign glory would cover domestic frustration, so he made an all-out effort to conquer Algiers in 1830. He sent a massive force of 38,000 soldiers and 4500 horses carried by 103 warships and 469 merchant ships. The expedition was a dramatic military success in only three weeks. The invasion paid for itself with 48 million francs from the captured treasury. The episode launched the second French colonial empire, but it did not provide desperately needed political support for the King at home. Charles X repeatedly exacerbated internal tensions, and tried to neutralize his enemies with repressive measures. He depended too heavily upon his inept chief minister Polignac. Repression failed and a quick sudden revolution forced Charles into exile for the third time.
July Monarchy (1830–1848)
Protest against the absolute monarchy was in the air. The elections of deputies to 16 May 1830 had gone very badly for King Charles X. In response, he tried repression but that only aggravated the crisis as suppressed deputies, gagged journalists, students from the University and many working men of Paris poured into the streets and erected barricades during the "three glorious days" (French Les Trois Glorieuses) of 26–29 July 1830. Charles X was deposed and replaced by King Louis-Philippe in the July Revolution. It is traditionally regarded as a rising of the bourgeoisie against the absolute monarchy of the Bourbons. Participants in the July Revolution included the Marquis de Lafayette. Working behind the scenes on behalf of the bourgeois propertied interests was Louis Adolphe Thiers.
Louis-Philippe's "July Monarchy" (1830–1848) was dominated by the haute bourgeoisie (high bourgeoisie) of bankers, financiers, industrialists and merchants.
During the reign of the July Monarchy, the Romantic Era was starting to bloom. Driven by the Romantic Era, an atmosphere of protest and revolt was all around in France. On 22 November 1831 in Lyon (the second largest city in France) the silk workers revolted and took over the town hall in protest of recent salary reductions and working conditions. This was one of the first instances of a workers revolt in the entire world.
Because of the constant threats to the throne, the July Monarchy began to rule with a stronger and stronger hand. Soon political meetings were outlawed. However, "banquets" were still legal and all through 1847, there was a nationwide campaign of republican banquets demanding more democracy. The climaxing banquet was scheduled for 22 February 1848 in Paris but the government banned it. In response citizens of all classes poured out onto the streets of Paris in a revolt against the July Monarchy. Demands were made for abdication of "Citizen King" Louis-Philippe and for establishment of a representative democracy in France. The king abdicated, and the French Second Republic was proclaimed. Alphonse Marie Louis de Lamartine, who had been a leader of the moderate republicans in France during the 1840s, became the Minister of Foreign Affairs and in effect the premier in the new Provisional government. In reality Lamartine was the virtual head of government in 1848.
Second Republic (1848–1852)
Frustration among the laboring classes arose when the Constituent Assembly did not address the concerns of the workers. Strikes and worker demonstrations became more common as the workers gave vent to these frustrations. These demonstrations reached a climax when on 15 May 1848, workers from the secret societies broke out in armed uprising against the anti-labor and anti-democratic policies being pursued by the Constituent Assembly and the Provisional Government. Fearful of a total breakdown of law and order, the Provisional Government invited General Louis Eugene Cavaignac back from Algeria, in June 1848, to put down the workers' armed revolt. From June 1848 until December 1848 General Cavaignac became head of the executive of the Provisional Government.
On 10 December 1848, Louis Napoleon Bonaparte was elected president by a landslide. His support came from a wide section of the French public. Various classes of French society voted for Louis Napoleon for very different and often contradictory reasons. Louis Napoleon himself encouraged this contradiction by "being all things to all people." One of his major promises to the peasantry and other groups was that there would be no new taxes.
The new National Constituent Assembly was heavily composed of royalist sympathizers of both the Legitimist (Bourbon) wing and the Orleanist (Citizen King Louis Philippe) wing. Because of the ambiguity surrounding Louis Napoleon's political positions, his agenda as president was very much in doubt. For prime minister, he selected Odilon Barrot, an unobjectionable middle-road parliamentarian who had led the "loyal opposition" under Louis Philippe. Other appointees represented various royalist factions.
The Pope had been forced out of Rome as part of the Revolutions of 1848, and Louis Napoleon sent a 14,000-man expeditionary force of troops to the Papal State under General Nicolas Charles Victor Oudinot to restore him. In late April 1849, it was defeated and pushed back from Rome by Giuseppe Garibaldi's volunteer corps, but then it recovered and recaptured Rome.
In June 1849, demonstrations against the government broke out and were suppressed. The leaders, including prominent politicians, were arrested. The government banned several democratic and socialist newspapers in France; the editors were arrested. Karl Marx was at risk, so in August he moved to London.
The government sought ways to balance its budget and reduce its debts. Toward this end, Hippolyte Passy was appointed Finance Minister. When the Legislative Assembly met at the beginning of October 1849, Passy proposed an income tax to help balance the finances of France. The bourgeoisie, who would pay most of the tax, protested. The furor over the income tax caused the resignation of Barrot as prime minister, but a new wine tax also caused protests.
The 1850 elections resulted in a conservative body. It passed the Falloux Laws, putting education into the hands of the Catholic clergy. It opened an era of cooperation between Church and state that lasted until the Jules Ferry laws reversed course in 1879. The Falloux Laws provided universal primary schooling in France and expanded opportunities for secondary schooling. In practice, the curricula were similar in Catholic and state schools. Catholic schools were especially useful in schooling for girls, which had long been neglected. Although a new electoral law was passed that respected the principle of universal (male) suffrage, the stricter residential requirement of the new law actually had the effect of disenfranchising 3,000,000 of 10,000,000 voters.
Second Empire, 1852–1870
The president rejected the constitution and made himself emperor as Napoleon III. He is known for working to modernize the French economy, the rebuilding of Paris, expanding the overseas empire, and engaging in numerous wars. His effort to build an empire in Mexico was a fiasco. Autocratic at first, he opened the political system somewhat in the 1860s. He lost all his allies and recklessly declared war on a much more powerful Prussia in 1870; he was captured and deposed.
As 1851 opened, Louis Napoleon was not allowed by the Constitution of 1848 to seek re-election as President of France. He proclaimed himself Emperor of the French in 1852, with almost dictatorial powers. He made completion of a good railway system a high priority. He consolidated three dozen small, incomplete lines into six major companies using Paris as a hub. Paris grew dramatically in terms of population, industry, finance, commercial activity, and tourism. Napoleon working with Georges-Eugène Haussmann spent lavishly to rebuild the city into a world-class showpiece. The financial soundness for all six companies was solidified by government guarantees. Although France had started late, by 1870 it had an excellent railway system, supported as well by good roads, canals and ports.
Despite his promises in 1852 of a peaceful reign, the Emperor could not resist the temptations of glory in foreign affairs. He was visionary, mysterious and secretive; he had a poor staff, and kept running afoul of his domestic supporters. In the end he was incompetent as a diplomat. Napoleon did have some successes: he strengthened French control over Algeria, established bases in Africa, began the takeover of Indochina, and opened trade with China. He facilitated a French company building the Suez Canal, which Britain could not stop. In Europe, however, Napoleon failed again and again. The Crimean war of 1854–56 produced no gains. Napoleon had long been an admirer of Italy and wanted to see it unified, although that might create a rival power. He plotted with Cavour of the Italian kingdom of Piedmont to expel Austria and set up an Italian confederation of four new states headed by the pope. Events in 1859 ran out of his control. Austria was quickly defeated, but instead of four new states a popular uprising united all of Italy under Piedmont. The pope held onto Rome only because Napoleon sent troops to protect him. His reward was the County of Nice (which included the city of Nice and the rugged Alpine territory to its north and east) and the Duchy of Savoy. He angered Catholics when the pope lost most of his domains. Napoleon then reversed himself and angered both the anticlerical liberals at home and his erstwhile Italian allies when he protected the pope in Rome.
The British grew annoyed at Napoleon's humanitarian intervention in Syria in 1860–1861. Napoleon lowered the tariffs, which helped in the long run but in the short run angered owners of large estates and the textile and iron industrialists, while leading worried workers to organize. Matters grew worse in the 1860s as Napoleon nearly blundered into war with the United States in 1862, while his takeover of Mexico in 1861–67 was a total disaster. The puppet emperor he put on the Mexican throne was overthrown and executed. Finally in the end he went to war with the Germans in 1870 when it was too late to stop German unification. Napoleon had alienated everyone; after failing to obtain an alliance with Austria and Italy, France had no allies and was bitterly divided at home. It was disastrously defeated on the battlefield, losing Alsace and Lorraine. Historian A. J. P. Taylor was blunt: "he ruined France as a great power."
Foreign wars
In 1854, The Second Empire joined the Crimean War, which saw France and Britain opposed to the Russian Empire, which was decisively defeated at Sevastopol in 1854–55 and at Inkerman in 1854. In 1856, France joined the Second Opium War on the British side against China; a missionary's murder was used as a pretext to take interests in southwest Asia in the Treaty of Tientsin.
When France was negotiating with the Netherlands about purchasing Luxembourg in 1867, the Prussian Kingdom threatened the French government with war. This "Luxembourg Crisis" came as a shock to French diplomats as there had been an agreement between the Prussian and French governments about Luxembourg. Napoleon III suffered stronger and stronger criticism from Republicans like Jules Favre, and his position seemed more fragile with the passage of time.
The country interfered in Korea in 1866 taking, once again, missionaries' murders as a pretext. The French finally withdrew from the war with little gain but war's booty. The next year a French expedition to Japan was formed to help the Tokugawa shogunate to modernize its army. However, Tokugawa was defeated during the Boshin War at the Battle of Toba–Fushimi by large Imperial armies.
Franco-Prussian War (1870–71)
Rising tensions in 1869 about the possible candidacy of Prince Leopold von Hohenzollern-Sigmaringen to the throne of Spain caused a rise in the scale of animosity between France and Germany. Prince Leopold was a part of the Prussian royal family. He had been asked by the Spanish Cortes to accept the vacant throne of Spain.
Such an event was more than France could possibly accept. Relations between France and Germany deteriorated, and finally the Franco-Prussian War (1870–71) broke out. German nationalism united the German states, with the exception of Austria, against Napoleon III. The French Empire was defeated decisively at Metz and Sedan. Napoleon III surrendered himself and 100,000 French troops to the German troops at Sedan on 1–2 September 1870.
Two days later, on 4 September 1870, Léon Gambetta proclaimed a new republic in France. Later, when Paris was encircled by German troops, Gambetta fled Paris became the virtual dictator of the war effort which was carried on from the rural provinces. Metz remained under siege until 27 October 1870, when 173,000 French troops there finally surrendered. Surrounded, Paris was forced to surrender on 28 January 1871. The Treaty of Frankfurt allowed the newly formed German Empire to annex the provinces of Alsace and Lorraine.
Modernisation and railways (1870–1914)
The seemingly timeless world of the French peasantry swiftly changed from 1870 to 1914. French peasants had been poor and locked into old traditions until railroads, republican schools, and universal (male) military conscription modernized rural France. The centralized government in Paris had the goal of creating a unified nation-state, so it required all students be taught standardized French. In the process, a new national identity was forged.
Railways became a national medium for the modernization of traditionalistic regions, and a leading advocate of this approach was the poet-politician Alphonse de Lamartine. In 1857, an army colonel hoped that railways might improve the lot of "populations two or three centuries behind their fellows" and eliminate "the savage instincts born of isolation and misery." Consequently, France built a centralized system that radiated from Paris (plus in the south some lines that cut east to west). This design was intended to achieve political and cultural goals rather than maximize efficiency. After some consolidation, six companies controlled monopolies of their regions, subject to close control by the government in terms of fares, finances, and even minute technical details.
The central government department of Ponts et Chaussées (bridges and roads) brought in British engineers, handled much of the construction work, provided engineering expertise and planning, land acquisition, and construction of permanent infrastructure such as the track bed, bridges and tunnels. It also subsidized militarily necessary lines along the German border. Private operating companies provided management, hired labor, laid the tracks, and built and operated stations. They purchased and maintained the rolling stock—6,000 locomotives were in operation in 1880, which averaged 51,600 passengers a year or 21,200 tons of freight. Much of the equipment was imported from Britain and therefore did not stimulate machinery makers.
Although starting the whole system at once was politically expedient, it delayed completion, and forced even more reliance on temporary experts brought in from Britain. Financing was also a problem. The solution was a narrow base of funding through the Rothschilds and the closed circles of the Paris Bourse, so France did not develop the same kind of national stock exchange that flourished in London and New York. The system did help modernize the parts of rural France it reached, but it did not help create local industrial centers. Critics such as Émile Zola complained that it never overcame the corruption of the political system, but rather contributed to it.
The railways probably helped the industrial revolution in France by facilitating a national market for raw materials, wines, cheeses, and imported manufactured products. Yet the goals set by the French for their railway system were moralistic, political, and military rather than economic. As a result, the freight trains were shorter and less heavily loaded than those in such rapidly industrializing nations such as Britain, Belgium or Germany. Other infrastructure needs in rural France, such as better roads and canals, were neglected because of the expense of the railways, so it seems likely that there were net negative effects in areas not served by the trains.
Third Republic and the Belle Epoque: 1871–1914
Third Republic and the Paris Commune
Following the defeat of France in the Franco-Prussian War (1870–71), German Chancellor Otto von Bismarck proposed harsh terms for peace – including the German occupation of the provinces of Alsace and Lorraine. A new French National Assembly was elected to consider the German terms for peace. Elected on 8 February 1871, this new National Assembly was composed of 650 deputies.
Sitting in Bordeaux, the French National Assembly established the Third Republic. However, 400 members of the new Assembly were monarchists. (Léon Gambetta was one of the "non-monarchist" Republicans that were elected to the new National Assembly from Paris.) On 16 February 1871, Adolphe Thiers was elected as the chief executive of the new Republic. Because of the revolutionary unrest in Paris, the centre of the Thiers government was located at Versailles.
In late 1870 to early 1871, the workers of Paris rose up in premature and unsuccessful small-scale uprisings. The National Guard within Paris had become increasingly restive and defiant of the police, the army chief of staff, and even their own National Guard commanders. Thiers immediately recognized a revolutionary situation and, on 18 March 1871, sent regular army units to take control of artillery that belonged to the National Guard of Paris. Some soldiers of the regular army units fraternized with the rebels and the revolt escalated.
The barricades went up just as in 1830 and 1848. The Paris Commune was born. Once again the Hôtel de Ville, or Town Hall, became the center of attention for the people in revolt; this time the Hôtel de Ville became the seat of the revolutionary government. Other cities in France followed the example of the Paris Commune, as in Lyon, Marseille, and Toulouse. All of the Communes outside Paris were promptly crushed by the Thiers government.
An election on 26 March 1871 in Paris produced a government based on the working class. Louis Auguste Blanqui was in prison but a majority of delegates were his followers, called "Blanquists." The minority comprised anarchists and followers of Pierre Joseph Proudhon (1809–1855); as anarchists, the "Proudhonists" were supporters of limited or no government and wanted the revolution to follow an ad hoc course with little or no planning. Analysis of arrests records indicate the typical communard was opposed to the military, the clerics, the rural aristocrats. He saw the bourgeoisie as the enemy.
After two months the French army moved in to retake Paris, with pitched battles fought in working-class neighbourhoods. Hundreds were executed in front of the Communards' Wall, while thousands of others were marched to Versailles for trials. The number killed during la semaine sanglante (The "Bloody Week" of 21–28 May 1871) was perhaps 30,000, with as many as 50,000 later executed or imprisoned; 7,000 were exiled to New Caledonia; thousands more escaped to exile. The government won approval for its actions in a national referendum with 321,000 in favor and only 54,000 opposed.
Political battles
The Republican government next had to confront counterrevolutionaries who rejected the legacy of the 1789 Revolution. Both the Legitimists (embodied in the person of Henri, Count of Chambord, grandson of Charles X) and the Orleanist royalists rejected republicanism, which they saw as an extension of modernity and atheism, breaking with France's traditions. This conflict became increasingly sharp in 1873, when Thiers himself was censured by the National Assembly as not being "sufficiently conservative" and resigned to make way for Marshal Patrice MacMahon as the new president. Amidst the rumors of right-wing intrigue and/or coups by the Bonapartists or Bourbons in 1874, the National Assembly set about drawing up a new constitution that would be acceptable to all parties.
The new constitution provided for universal male suffrage and called for a bi-cameral legislature, consisting of a Senate and a Chamber of Deputies. The initial republic was in effect led by pro-royalists, but republicans (the "Radicals") and Bonapartists scrambled for power. The first election under this new constitution — held in early 1876 — resulted in a republican victory, with 363 republicans elected as opposed to 180 monarchists. However, 75 of the monarchists elected to the new Chamber of Deputies were Bonapartists.
The possibility of a coup d'état was an ever-present factor. Léon Gambetta chose moderate Armand Dufaure as premier but he failed to form a government. MacMahon next chose conservative Jules Simon. He too failed, setting the stage for the 16 May 1877 crisis, which led to the resignation of MacMahon. A restoration of the king now seemed likely, and royalists agreed on Henri, comte de Chambord, the grandson of Charles X. He insisted on an impossible demand and ruined the royalist cause. Its turn never came again as the Orleanist faction rallied themselves to the Republic, behind Adolphe Thiers. The new President of the Republic in 1879 was Jules Grevy. In January 1886, Georges Boulanger became Minister of War. Georges Clemanceau was instrumental in obtaining this appointment for Boulanger. This was the start of the Boulanger era and another time of threats of a coup.
The Legitimist (Bourbon) faction mostly left politics but one segment founded L'Action Française in 1898, during the Dreyfus Affair; it became an influential movement throughout the 1930s, in particular among the conservative Catholic intellectuals.
Solidarism and Radical Party
While liberalism was individualistic and laissez-faire in Britain and the United States, in France liberalism was based instead on a solidaristic conception of society, following the theme of the French Revolution, Liberté, égalité, fraternité ("liberty, equality, fraternity"). In the Third Republic, especially between 1895 and 1914 "Solidarité" ["solidarism"] was the guiding concept of a liberal social policy, whose chief champions were the prime ministers Leon Bourgeois (1895–96) and Pierre Waldeck-Rousseau (1899–1902)
The period from 1879 to 1914 saw power mostly in the hands of moderate republicans and "radicals"; they avoided state ownership of industry and had a middle class political base. Their main policies were governmental intervention (financed by a progressive income tax) to provide a social safety net. They opposed church schools. They expanded educational opportunities and promoted consumers' and producers' cooperatives. In terms of foreign policy they supported the League of Nations, compulsory arbitration, controlled disarmament, and economic sanctions to keep the peace.
The French welfare state expanded when it tried to followed some of Bismarck's policies, starting with relief for the poor.
Foreign policy
French foreign policy from 1871 to 1914 showed a dramatic transformation from a humiliated power with no friends and not much of an empire in 1871, to the centerpiece of the European alliance system in 1914, with a flourishing empire that was second in size only to Great Britain. Although religion was a hotly contested matter and domestic politics, the Catholic Church made missionary work and church building a specialty in the colonies. Most Frenchman ignored foreign policy; its issues were a low priority in politics.
French foreign policy was based on a fear of Germany—whose larger size and fast-growing economy could not be matched—combined with a revanchism that demanded the return of Alsace and Lorraine. At the same time, in the midst of the Scramble for Africa, French and British interest in Africa came into conflict. The most dangerous episode was the Fashoda Incident of 1898 when French troops tried to claim an area in the Southern Sudan, and a British force purporting to be acting in the interests of the Khedive of Egypt arrived. Under heavy pressure the French withdrew securing Anglo-Egyptian control over the area. The status quo was recognised by an agreement between the two states acknowledging British control over Egypt, while France became the dominant power in Morocco, but France suffered a humiliating defeat overall.
The Suez Canal, initially built by the French, became a joint British-French project in 1875, as both saw it as vital to maintaining their influence and empires in Asia. In 1882, ongoing civil disturbances in Egypt prompted Britain to intervene, extending a hand to France. France's leading expansionist Jules Ferry was out of office, and the government allowed Britain to take effective control of Egypt.
France had colonies in Asia and looked for alliances and found in Japan a possible ally. During his visit to France, Iwakura Tomomi asked for French assistance in reforming Japan. French military missions were sent to Japan in 1872–1880, in 1884–1889 and the last one much later in 1918–1919 to help modernize the Japanese army. Conflicts between the Chinese Emperor and the French Republic over Indochina climaxed during the Sino-French War (1884–1885). Admiral Courbet destroyed the Chinese fleet anchored at Foochow. The treaty ending the war, put France in a protectorate over northern and central Vietnam, which it divided into Tonkin and Annam.
In an effort to isolate Germany, France went to great pains to woo Russia and Great Britain, first by means of the Franco-Russian Alliance of 1894, then the 1904 Entente Cordiale with Great Britain, and finally the Anglo-Russian Entente in 1907, which became the Triple Entente. This alliance with Britain and Russia against Germany and Austria eventually led Russia and Britain to enter World War I as France's Allies.
Dreyfus Affair
Distrust of Germany, faith in the army, and native French anti-semitism combined to make the Dreyfus Affair (the unjust trial and condemnation of a Jewish military officer for "treason" in 1894) a political scandal of the utmost gravity. For a decade, the nation was divided between "dreyfusards" and "anti-dreyfusards", and far-right Catholic agitators inflamed the situation even when proofs of Dreyfus's innocence came to light. The writer Émile Zola published an impassioned editorial on the injustice (J'Accuse…!) and was himself condemned by the government for libel. Dreyfus was finally pardoned in 1906. The upshot was a weakening of the conservative element in politics. Moderates were deeply divided over the Dreyfus Affair, and this allowed the Radicals to hold power from 1899 until World War I. During this period, crises like the threatened "Boulangist" coup d'état (1889) showed the fragility of the republic.
Religion 1870–1924
Throughout the lifetime of the Third Republic there were battles over the status of the Catholic Church. The French clergy and bishops were closely associated with the Monarchists and many of its hierarchy were from noble families. Republicans were based in the anticlerical middle class who saw the Church's alliance with the monarchists as a political threat to republicanism, and a threat to the modern spirit of progress. The Republicans detested the church for its political and class affiliations; for them, the church represented outmoded traditions, superstition and monarchism. The Republicans were strengthened by Protestant and Jewish support. Numerous laws were passed to weaken the Catholic Church. In 1879, priests were excluded from the administrative committees of hospitals and of boards of charity. In 1880, new measures were directed against the religious congregations. From 1880 to 1890 came the substitution of lay women for nuns in many hospitals. Napoleon's 1801 Concordat continued in operation but in 1881, the government cut off salaries to priests it disliked.
The 1882 school laws of Republican Jules Ferry set up a national system of public schools that taught strict puritanical morality but no religion. For a while privately funded Catholic schools were tolerated. Civil marriage became compulsory, divorce was introduced and chaplains were removed from the army.
When Leo XIII became pope in 1878 he tried to calm Church-State relations. In 1884, he told French bishops not to act in a hostile manner to the State. In 1892, he issued an encyclical advising French Catholics to rally to the Republic and defend the Church by participating in Republican politics. This attempt at improving the relationship failed.
Deep-rooted suspicions remained on both sides and were inflamed by the Dreyfus Affair. Catholics were for the most part anti-dreyfusard. The Assumptionists published anti-Semitic and anti-republican articles in their journal La Croix. This infuriated Republican politicians, who were eager to take revenge. Often they worked in alliance with Masonic lodges. The Waldeck-Rousseau Ministry (1899–1902) and the Combes Ministry (1902–05) fought with the Vatican over the appointment of bishops. Chaplains were removed from naval and military hospitals (1903–04), and soldiers were ordered not to frequent Catholic clubs (1904). Combes as Prime Minister in 1902, was determined to thoroughly defeat Catholicism. He closed down all parochial schools in France. Then he had parliament reject authorisation of all religious orders. This meant that all fifty four orders were dissolved and about 20,000 members immediately left France, many for Spain.
In 1905 the 1801 Concordat was abrogated; Church and State were separated. All Church property was confiscated. Public worship was given over to associations of Catholic laymen who controlled access to churches. In practice, Masses and rituals continued. The Church was badly hurt and lost half its priests. In the long run, however, it gained autonomy—for the State no longer had a voice in choosing bishops and Gallicanism was dead. Conservative Catholics regained control of Parliament in 1919 and reversed most of the penalties imposed on the Church, and gave bishops back control of church lands and buildings. The new pope was eager to assist the changes, and diplomatic relations were restored with the Vatican. However, the long-term secularization of French society continued, as most people only attended ceremonies for such major events as birth, marriage and funerals.
Belle époque
The end of the 19th and the beginning of the 20th century was the Belle Époque because of peace, prosperity and the cultural innovations of Monet, Bernhardt, and Debussy, and popular amusements — cabaret, can-can, the cinema, new art forms such as Impressionism and Art Nouveau.
In 1889, the Exposition Universelle showed off newly modernised Paris to the world, which could look over it all from atop the new Eiffel Tower. Meant to last only a few decades, the tower was never removed and became France's most iconic landmark.
France was nevertheless a nation divided internally on notions of ideology, religion, class, regionalisms, and money. On the international front, France came repeatedly to the brink of war with the other imperial powers, such as the 1898 Fashoda Incident with Great Britain over East Africa.
Colonial empire
The second colonial empire constituted the overseas colonies, protectorates and mandate territories that came under French rule from the 16th century onward. A distinction is generally made between the "first colonial empire", that existed until 1814, by which time most of it had been lost, and the "second colonial empire", which began with the conquest of Algiers in 1830. The second colonial empire came to an end after the loss in later wars of Vietnam (1954) and Algeria (1962), and relatively peaceful decolonizations elsewhere after 1960.
France lost wars to Britain that stripped away nearly all of its colonies by 1765. France rebuilt a new empire mostly after 1850, concentrating chiefly in Africa as well as Indochina and the South Pacific. Republicans, at first hostile to empire, only became supportive when Germany after 1880 started to build their own colonial empire. As it developed, the new empire took on roles of trade with France, especially supplying raw materials and purchasing manufactured items as well as lending prestige to the motherland and spreading French civilization and language and the Catholic religion. It also provided manpower in the World Wars.
It became a moral mission to lift the world up to French standards by bringing Christianity and French culture. In 1884, the leading proponent of colonialism, Jules Ferry, declared; "The higher races have a right over the lower races, they have a duty to civilize the inferior races." Full citizenship rights — assimilation — were offered. In reality the French settlers were given full rights and the natives given very limited rights. Apart from Algeria few settlers permanently settled in its colonies. Even in Algeria, the "Pied-Noir" (French settlers) always remained a small minority.
At its apex, it was one of the largest empires in history. Including metropolitan France, the total amount of land under French sovereignty reached in 1920, with a population of 110 million people in 1939. In World War II, the Free French used the overseas colonies as bases from which they fought to liberate France. "In an effort to restore its world-power status after the humiliation of defeat and occupation, France was eager to maintain its overseas empire at the end of the Second World War." However, after 1945 anti-colonial movements successfully challenged European authority. The French Constitution of 27 October 1946 (Fourth Republic), established the French Union which endured until 1958. Newer remnants of the colonial empire were integrated into France as overseas departments and territories within the French Republic. These now total about 1% of the pre-1939 colonial area, with 2.7 million people living in them in 2013. By the 1970s, the last "vestiges of empire held little interest for the French. … Except for the traumatic decolonization of Algeria, however, what is remarkable is how few long-lasting effects on France the giving up of empire entailed."
1914–1945
Population trends
The population held steady from 40.7 million in 1911, to 41.5 million in 1936. The sense that the population was too small, especially in regard to the rapid growth of more powerful Germany, was a common theme in the early twentieth century. Natalist policies were proposed in the 1930s, and implemented in the 1940s.
France experienced a baby boom after 1945; it reversed a long-term record of low birth rates. In addition, there was a steady immigration, especially from former French colonies in North Africa. The population grew from 41 million in 1946, to 50 million in 1966, and 60 million by 1990. The farming population declined sharply, from 35% of the workforce in 1945 to under 5% by 2000. By 2004, France had the second highest birthrate in Europe, behind only Ireland.
World War I
France did not expect war in 1914, but when it came in August the entire nation rallied enthusiastically for two years. It specialized in sending infantry forward again and again, only to be stopped again and again by German artillery, trenches, barbed wire and machine guns, with horrific casualty rates. Despite the loss of major industrial districts France produced an enormous output of munitions that armed both the French and the American armies. By 1917 the infantry was on the verge of mutiny, with a widespread sense that it was now the American turn to storm the German lines. But they rallied and defeated the greatest German offensive, which came in spring 1918, then rolled over the collapsing invaders. November 1918 brought a surge of pride and unity, and an unrestrained demand for revenge.
Preoccupied with internal problems, France paid little attention to foreign policy in the 1911–14 period, although it did extend military service to three years from two over strong Socialist objections in 1913. The rapidly escalating Balkan crisis of 1914 caught France unaware, and it played only a small role in the coming of World War I. The Serbian crisis triggered a complex set of military alliances between European states, causing most of the continent, including France, to be drawn into war within a few short weeks. Austria-Hungary declared war on Serbia in late July, triggering Russian mobilization. On 1 August both Germany and France ordered mobilization. Germany was much better prepared militarily than any of the other countries involved, including France. The German Empire, as an ally of Austria, declared war on Russia. France was allied with Russia and so was ready to commit to war against the German Empire. On 3 August Germany declared war on France, and sent its armies through neutral Belgium. Britain entered the war on 4 August, and started sending in troops on 7 August. Italy, although tied to Germany, remained neutral and then joined the Allies in 1915.
Germany's "Schlieffen Plan" was to quickly defeat the French. They captured Brussels, Belgium by 20 August and soon had captured a large portion of northern France. The original plan was to continue southwest and attack Paris from the west. By early September they were within of Paris, and the French government had relocated to Bordeaux. The Allies finally stopped the advance northeast of Paris at the Marne River (5–12 September 1914).
The war now became a stalemate – the famous "Western Front" was fought largely in France and was characterized by very little movement despite extremely large and violent battles, often with new and more destructive military technology. On the Western Front, the small improvised trenches of the first few months rapidly grew deeper and more complex, gradually becoming vast areas of interlocking defensive works. The land war quickly became dominated by the muddy, bloody stalemate of Trench warfare, a form of war in which both opposing armies had static lines of defense. The war of movement quickly turned into a war of position. Neither side advanced much, but both sides suffered hundreds of thousands of casualties. German and Allied armies produced essentially a matched pair of trench lines from the Swiss border in the south to the North Sea coast of Belgium. Meanwhile, large swaths of northeastern France came under the brutal control of German occupiers.
Trench warfare prevailed on the Western Front from September 1914 until March 1918. Famous battles in France include Battle of Verdun (spanning 10 months from 21 February to 18 December 1916), Battle of the Somme (1 July to 18 November 1916), and five separate conflicts called the Battle of Ypres (from 1914 to 1918).
After Socialist leader Jean Jaurès, a pacifist, was assassinated at the start of the war, the French socialist movement abandoned its antimilitarist positions and joined the national war effort. Prime Minister Rene Viviani called for unity—for a "Union sacrée" ("Sacred Union")--Which was a wartime truce between the right and left factions that had been fighting bitterly. France had few dissenters. However, war-weariness was a major factor by 1917, even reaching the army. The soldiers were reluctant to attack; Mutiny was a factor as soldiers said it was best to wait for the arrival of millions of Americans. The soldiers were protesting not just the futility of frontal assaults in the face of German machine guns but also degraded conditions at the front lines and at home, especially infrequent leaves, poor food, the use of African and Asian colonials on the home front, and concerns about the welfare of their wives and children.
After defeating Russia in 1917, Germany now could concentrate on the Western Front, and planned an all-out assault in the spring of 1918, but had to do it before the very rapidly growing American army played a role. In March 1918 Germany launched its offensive and by May had reached the Marne and was again close to Paris. However, in the Second Battle of the Marne (15 July to 6 August 1918), the Allied line held. The Allies then shifted to the offensive. The Germans, out of reinforcements, were overwhelmed day after day and the high command saw it was hopeless. Austria and Turkey collapsed, and the Kaiser's government fell. Germany signed "The Armistice" that ended the fighting effective 11 November 1918, "the eleventh hour of the eleventh day of the eleventh month."
Wartime losses
The war was fought in large part on French soil, with 3.4 million French dead including civilians, and four times as many military casualties. The economy was hurt by the German invasion of major industrial areas in the northeast. While the occupied area in 1913 contained only 14% of France's industrial workers, it produced 58% of the steel, and 40% of the coal. In 1914, the government implemented a war economy with controls and rationing. By 1915 the war economy went into high gear, as millions of French women and colonial men replaced the civilian roles of many of the 3 million soldiers. Considerable assistance came with the influx of American food, money and raw materials in 1917. This war economy would have important reverberations after the war, as it would be a first breach of liberal theories of non-interventionism. The damages caused by the war amounted to about 113% of the GDP of 1913, chiefly the destruction of productive capital and housing. The national debt rose from 66% of GDP in 1913 to 170% in 1919, reflecting the heavy use of bond issues to pay for the war. Inflation was severe, with the franc losing over half its value against the British pound.
The richest families were hurt, as the top 1 percent saw their share of wealth drop from about 60% in 1914 to 36% in 1935, then plunge to 20 percent in 1970 to the present. A great deal of physical and financial damage was done during the world wars, foreign investments were cashed in to pay for the wars, the Russian Bolsheviks expropriated large-scale investments, postwar inflation demolished cash holdings, stocks and bonds plunged during the Great Depression, and progressive taxes ate away at accumulated wealth.
Postwar settlement
Peace terms were imposed by the Big Four, meeting in Paris in 1919: David Lloyd George of Britain, Vittorio Orlando of Italy, Georges Clemenceau of France, and Woodrow Wilson of the United States. Clemenceau demanded the harshest terms and won most of them in the Treaty of Versailles in 1919. Germany was forced to admit its guilt for starting the war, and was permanently weakened militarily. Germany had to pay huge sums in war reparations to the Allies (who in turn had large loans from the U.S. to pay off).
France regained Alsace-Lorraine and occupied the German industrial Saar Basin, a coal and steel region. The German African colonies were put under League of Nations mandates, and were administered by France and other victors. From the remains of the Ottoman Empire, France acquired the Mandate of Syria and the Mandate of Lebanon. French Marshal Ferdinand Foch wanted a peace that would never allow Germany to be a threat to France again, but after the Treaty of Versailles was signed he said, "This is not a peace. It is an armistice for 20 years."
Interwar years: Foreign policy and Great Depression
France was part of the Allied force that occupied the Rhineland following the Armistice. Foch supported Poland in the Greater Poland Uprising and in the Polish–Soviet War and France also joined Spain during the Rif War. From 1925 until his death in 1932, Aristide Briand, as Prime Minister during five short intervals, directed French foreign policy, using his diplomatic skills and sense of timing to forge friendly relations with Weimar Germany as the basis of a genuine peace within the framework of the League of Nations. He realized France could neither contain the much larger Germany by itself nor secure effective support from Britain or the League.
As a response to the failure of the Weimar Republic to pay reparations in the aftermath of World War I, France occupied the industrial region of the Ruhr as a means of ensuring repayments from Germany. The intervention was a failure, and France accepted the American solution to the reparations issues, as expressed in the Dawes Plan and the Young Plan.
In the 1920s, France established an elaborate system of border defences called the Maginot Line, designed to fight off any German attack. The Line did not extend into Belgium, which Germany would exploit in 1940. Military alliances were signed with weak powers in 1920–21, called the "Little Entente".
The Great Depression affected France a bit later than other countries, hitting around 1931. While the GDP in the 1920s grew at the very strong rate of 4.43% per year, the 1930s rate fell to only 0.63%. The depression was relatively mild: unemployment peaked under 5%, the fall in production was at most 20% below the 1929 output; there was no banking crisis.
By contrast to the mild economic upheaval, the political upheaval was enormous. Socialist Leon Blum, leading the Popular Front, brought together Socialists and Radicals to become Prime Minister from 1936 to 1937; he was the first Jew and the first Socialist to lead France. The Communists in the Chamber of Deputies voted to keep the government in power, and generally supported the government's economic policies, but rejected its foreign policies. The Popular Front passed numerous labor reforms, which increased wages, cut working hours to 40 hours with overtime illegal and provided many lesser benefits to the working class such as mandatory two-week paid vacations. However, renewed inflation canceled the gains in wage rates, unemployment did not fall, and economic recovery was very slow. The Popular Front failed in economics, foreign policy, and long-term stability: "Disappointment and failure was the legacy of the Popular Front." At first the Popular Front created enormous excitement and expectations on the left—including very large scale sitdown strikes—but in the end it failed to live up to its promise. However, Socialists would later take inspiration from the attempts of the Popular Front to set up a welfare state.
The government joined Britain in establishing an arms embargo during the Spanish Civil War (1936–1939). Blum rejected support for the Spanish Republicans because of his fear that civil war might spread to deeply-divided France. Financial support in military cooperation with Poland was also a policy. The government nationalized arms suppliers, and dramatically increased its program of rearming the French military in a last-minute catch up with the Germans.
Appeasement of Germany, in cooperation with Britain, was the policy after 1936, as France sought peace even in the face of Hitler's escalating demands. Prime Minister Édouard Daladier refused to go to war against Germany and Italy without British support as Neville Chamberlain wanted to save peace at Munich in 1938.
World War II
Germany's invasion of Poland in 1939 finally caused France and Britain to declare war against Germany. But the Allies did not launch massive assaults and instead kept a defensive stance: this was called the Phoney War in Britain or Drôle de guerre — the funny sort of war — in France. It did not prevent the German army from conquering Poland in a matter of weeks with its innovative Blitzkrieg tactics, also helped by the Soviet Union's attack on Poland.
When Germany had its hands free for an attack in the west, the Battle of France began in May 1940, and the same Blitzkrieg tactics proved just as devastating there. The Wehrmacht bypassed the Maginot Line by marching through the Ardennes forest. A second German force was sent into Belgium and the Netherlands to act as a diversion to this main thrust. In six weeks of savage fighting the French lost 90,000 men.
Many civilians sought refuge by taking to the roads of France: some 2 million refugees from Belgium and the Netherlands were joined by between 8 and 10 million French civilians, representing a quarter of the French population, all heading south and west. This movement may well have been the largest single movement of civilians in history prior to 1947.
Paris fell to the Germans on 14 June 1940, but not before the British Expeditionary Force was evacuated from Dunkirk, along with many French soldiers.
Vichy France was established on 10 July 1940 to govern the unoccupied part of France and its colonies. It was led by Philippe Pétain, the aging war hero of the First World War. Petain's representatives signed a harsh Armistice on 22 June 1940 whereby Germany kept most of the French army in camps in Germany, and France had to pay out large sums in gold and food supplies. Germany occupied three-fifths of France's territory, leaving the rest in the southeast to the new Vichy government. However, in practice, most local government was handled by the traditional French officialdom. In November 1942 all of Vichy France was finally occupied by German forces. Vichy continued in existence but it was closely supervised by the Germans.
The Vichy regime sought to collaborate with Germany, keeping peace in France to avoid further occupation although at the expense of personal freedom and individual safety. Some 76,000 Jews were deported during the German occupation, often with the help of the Vichy authorities, and murdered in the Nazis' extermination camps.
Women in Vichy France
The 2 million French soldiers held as POWs and forced laborers in Germany throughout the war were not at risk of death in combat, but the anxieties of separation for their 800,000 wives were high. The government provided a modest allowance, but one in ten became prostitutes to support their families. It gave women a key symbolic role to carry out the national regeneration. It used propaganda, women's organizations, and legislation to promote maternity, patriotic duty, and female submission to marriage, home, and children's education. Conditions were very difficult for housewives, as food was short as well as most necessities. Divorce laws were made much more stringent, and restrictions were placed on the employment of married women. Family allowances that had begun in the 1930s were continued, and became a vital lifeline for many families; it was a monthly cash bonus for having more children. In 1942, the birth rate started to rise, and by 1945 it was higher than it had been for a century.
Resistance
General Charles de Gaulle in London declared himself on BBC radio to be the head of a rival government in exile, and gathered the Free French Forces around him, finding support in some French colonies and recognition from Britain but not the United States. After the Attack on Mers-el-Kébir in 1940, where the British fleet destroyed a large part of the French navy, still under command of Vichy France, that killed about 1,100 sailors, there was nationwide indignation and a feeling of distrust in the French forces, leading to the events of the Battle of Dakar. Eventually, several important French ships joined the Free French Forces. The United States maintained diplomatic relations with Vichy and avoided recognition of de Gaulle's claim to be the one and only government of France. Churchill, caught between the U.S. and de Gaulle, tried to find a compromise.
Within France proper, the organized underground grew as the Vichy regime resorted to more strident policies in order to fulfill the enormous demands of the Nazis and the eventual decline of Nazi Germany became more obvious. They formed the Resistance. The most famous figure of the French resistance was Jean Moulin, sent in France by de Gaulle in order to link all resistance movements; he was captured and tortured by Klaus Barbie (the "butcher of Lyon"). Increasing repression culminated in the complete destruction and extermination of the village of Oradour-sur-Glane at the height of the Battle of Normandy. At 2.15 p.m. on the afternoon of 10 June 1944, a company of the 2nd SS Panzer Division, 'Das Reich', entered Oradour-sur-Glane. They herded most of its population into barns, garages and the church, and then massacred 642 men, women and children, all of whom were civilians.
In 1953, 21 men went on trial in Bordeaux for the Oradour killings. Fourteen of the accused proved to be French citizens of Alsace. Following convictions, all but one were pardoned by the French government.
On 6 June 1944 the Allies landed in Normandy (without a French component); on 15 August Allied forces landing in Provence, this time they included 260,000 men of the French First Army. The German lines finally broke, and they fled back to Germany while keeping control of the major ports. Allied forces liberated France and the Free French were given the honor of liberating Paris in late August 1944. The French army recruited French Forces of the Interior (de Gaulle's formal name for resistance fighters) to continue the war until the final defeat of Germany; this army numbered 300,000 men by September 1944 and 370,000 by spring 1945.
The Vichy regime disintegrated. An interim Provisional Government of the French Republic was quickly put into place by de Gaulle. The gouvernement provisoire de la République française, or GPRF, operated under a tripartisme alliance of communists, socialists, and democratic republicans. The GPRF governed France from 1944 to 1946, when it was replaced by the French Fourth Republic. Tens of thousands of collaborators were executed without trial. The new government declared the Vichy laws unconstitutional and illegal, and elected new local governments. Women gained the right to vote.
Since 1945
The political scene in 1944–45 was controlled by the Resistance, but it had numerous factions. Charles de Gaulle and the Free France element had been based outside France, but now came to dominate, in alliance with the Socialists, the Christian Democrats (MRP), and what remained of the Radical party. The Communists had largely dominated the Resistance inside France, but cooperated closely with the government in 1944–45, on orders from the Kremlin. There was a general consensus that important powers that had been an open collaboration with the Germans should be nationalized, such as Renault automobiles and the major newspapers. A new Social Security system was called for, as well as important new concessions to the labor unions. Unions themselves were divided among communist, Socialist, and Christian Democrat factions. Frustrated by his inability to control all the dominant forces, de Gaulle resigned early in 1946. On 13 October 1946, a new constitution established the Fourth Republic. The Fourth Republic consisted of a parliamentary government controlled by a series of coalitions. France attempted to regain control of French Indochina but was defeated by the Viet Minh in 1954. Only months later, France faced another anti-colonialist conflict in Algeria and the debate over whether or not to keep control of Algeria, then home to over one million European settlers, wracked the country and nearly led to a coup and civil war. Charles de Gaulle managed to keep the country together while taking steps to end the war. The Algerian War was concluded with the Évian Accords in 1962 that led to Algerian independence.
Economic recovery
Wartime damage to the economy was severe, and apart from gold reserves, France had inadequate resources to recover on its own. The transportation system was in total shambles — the Allies had bombed out the railways and the bridges, and the Germans had destroyed the port facilities. Energy was in extremely short supply, with very low stocks of coal and oil. Imports of raw material were largely cut off, so most factories had shut down. The invaders had stripped most of the valuable industrial tools for German factories. Discussions with the United States for emergency aid dragged on, with repeated postponements on both sides. Meanwhile, several million French prisoners of war and forced laborers were being returned home, with few jobs and little food available for them. The plan was for 20 percent of German reparations to be paid to France, but Germany was in much worse shape even in France, and in no position to pay.
After de Gaulle left office in January 1946, the diplomatic logjam was broken in terms of American aid. Lend Lease had barely restarted When it was unexpectedly handed in August 1945. The U.S. Army shipped in food, 1944–1946. U.S. Treasury loans and cash grants were given in 1945–47, and especially the Marshall Plan gave large sums (1948–51). There was post-Marshall aid (1951–55) designed to help France rearm and provide massive support for its war in Indochina. Apart from low-interest loans, the other funds were grants that did not involve repayment. The debts left over from World War I, whose payment had been suspended since 1931, was renegotiated in the Blum-Byrnes agreement of 1946. The United States forgave all $2.8 billion in debt from the First World War, and gave France a new loan of $650 million. In return French negotiator Jean Monnet set out the French five-year plan for recovery and development. The Marshall Plan gave France $2.3 billion with no repayment. The total of all American grants and credits to France from 1946 to 1953, amounted to $4.9 billion.
A central feature of the Marshall Plan was to encourage international trade, reduce tariffs, lower barriers, and modernize French management. The Marshall Plan set up intensive tours of American industry. France sent 500 missions with 4700 businessmen and experts to tour American factories, farms, stores and offices. They were especially impressed with the prosperity of American workers, and how they could purchase an inexpensive new automobile for nine months work, compared to 30 months in France. Some French businesses resisted Americanization, but the most profitable, especially chemicals, oil, electronics, and instrumentation, seized upon the opportunity to attract American investments and build a larger market. The U.S. insisted on opportunities for Hollywood films, and the French film industry responded with new life.
Although the economic situation in France was grim in 1945, resources did exist and the economy regained normal growth by the 1950s. France managed to regain its international status thanks to a successful production strategy, a demographic spurt, and technical and political innovations. Conditions varied from firm to firm. Some had been destroyed or damaged, nationalized or requisitioned, but the majority carried on, sometimes working harder and more efficiently than before the war. Industries were reorganized on a basis that ranged from consensual (electricity) to conflictual (machine tools), therefore producing uneven results. Despite strong American pressure through the ERP, there was little change in the organization and content of the training for French industrial managers. This was mainly due to the reticence of the existing institutions and the struggle among different economic and political interest groups for control over efforts to improve the further training of practitioners.
The Monnet Plan provided a coherent framework for economic policy, and it was strongly supported by the Marshall Plan. It was inspired by moderate, Keynesian free-trade ideas rather than state control. Although relaunched in an original way, the French economy was about as productive as comparable West European countries.
Claude Fohlen argues that:
in all then, France received 7000 million dollars, which were used either to finance the imports needed to get the economy off the ground again or to implement the Monnet Plan….Without the Marshall Plan, however, the economic recovery would have been a much slower process — particularly in France, where American aid provided funds for the Monnet Plan and thereby restored equilibrium in the equipment industries, which govern the recovery of consumption, and opened the way… To continuing further growth. This growth was affected by a third factor… decolonization.
Vietnam and Algeria
Pierre Mendès France, was a Radical party leader who was Prime Minister for eight months in 1954–55, working with the support of the Socialist and Communist parties. His top priority was ending the war in Indochina, which had already cost 92,000 dead 114,000 wounded and 28,000 captured in the wake of the humiliating defeat at the Battle of Dien Bien Phu. The United States had paid most of the costs of the war, but its support inside France had collapsed. Public opinion polls showed that in February 1954, only 7% of the French people wanted to continue the fight to keep Indochina out of the hands of the Communists, led by Ho Chi Minh and his Viet Minh movement. At the Geneva Conference in July 1954 Mendès France made a deal that gave the Viet Minh control of Vietnam north of the seventeenth parallel, and allowed France to pull out all its forces. That left South Vietnam standing alone. However, the United States moved in and provided large scale financial military and economic support for South Vietnam. Mendès-France next came to an agreement with Habib Bourguiba, the nationalist leader in Tunisia, for the independence of that colony by 1956, and began discussions with the nationalist leaders in Morocco for a French withdrawal.
Algeria was no mere colony. With over a million European residents in Algeria (the Pieds-Noirs), France refused to grant independence until the Algerian War of Independence had turned into a French political and civil crisis. Algeria was given its independence in 1962, unleashing a massive wave of immigration from the former colony back to France of both Pied-Noir and Algerians who had supported France.
Suez crisis (1956)
In 1956, another crisis struck French colonies, this time in Egypt. The Suez Canal, having been built by the French government, belonged to the French Republic and was operated by the Compagnie universelle du canal maritime de Suez. Great Britain had bought the Egyptian share from Isma'il Pasha and was the second-largest owner of the canal before the crisis.
The Egyptian President Gamal Abdel Nasser nationalized the canal despite French and British opposition; he determined that a European response was unlikely. Great Britain and France attacked Egypt and built an alliance with Israel against Nasser. Israel attacked from the east, Britain from Cyprus and France from Algeria. Egypt, the most powerful Arab state of the time, was defeated in a mere few days. The Suez crisis caused an outcry of indignation in the entire Arab world and Saudi Arabia set an embargo on oil on France and Britain. The US President Dwight D. Eisenhower forced a ceasefire; Britain and Israel soon withdrew, leaving France alone in Egypt. Under strong international pressures, the French government ultimately evacuated its troops from Suez and largely disengaged from the Middle East.
President de Gaulle, 1958–1969
The May 1958 seizure of power in Algiers by French army units and French settlers opposed to concessions in the face of Arab nationalist insurrection ripped apart the unstable Fourth Republic. The National Assembly brought De Gaulle back to power during the May 1958 crisis. He founded the Fifth Republic with a strengthened presidency, and he was elected in the latter role. He managed to keep France together while taking steps to end the war, much to the anger of the Pieds-Noirs (Frenchmen settled in Algeria) and the military; both had supported his return to power to maintain colonial rule. He granted independence to Algeria in 1962 and progressively to other French colonies.
Proclaiming grandeur essential to the nature of France, de Gaulle initiated his "Politics of Grandeur." He demanded complete autonomy for France in world affairs, which meant that major decisions could not be forced upon it by NATO, the European Community or anyone else. De Gaulle pursued a policy of "national independence." He vetoed Britain's entry into the Common Market, fearing it might gain too great a voice on French affairs. While not officially abandoning NATO, he withdrew from its military integrated command, fearing that the United States had too much control over NATO. He launched an independent nuclear development program that made France the fourth nuclear power. France then adopted the dissuasion du faible au fort doctrine which meant a Soviet attack on France would only bring total destruction to both sides.
He restored cordial Franco-German relations in order to create a European counterweight between the "Anglo-Saxon" (American and British) and Soviet spheres of influence. De Gaulle openly criticised the U.S. intervention in Vietnam. He was angry at American economic power, especially what his Finance minister called the "exorbitant privilege" of the U.S. dollar. He went to Canada and proclaimed "Vive le Québec libre", the catchphrase for an independent Quebec.
In May 1968, he appeared likely to lose power amidst widespread protests by students and workers, but persisted through the crisis with backing from the army. His party, denouncing radicalism, won the 1968 election with an increased majority in the Assembly. Nonetheless, de Gaulle resigned in 1969 after losing a referendum in which he proposed more decentralization. His War Memoirs became a classic of modern French literature and many French political parties and figures claim the gaullist heritage.
Economic crises: 1970s-1980s
By the late 1960s, France's economic growth, while strong, was beginning to lose steam. A global currency crisis meant a devaluation of the Franc against the West German Mark and the U.S. Dollar in 1968, which was one of the leading factors for the social upheaval of that year. Industrial policy was used to bolster French industries.
The Trente Glorieuses era (1945–1975) ended with the worldwide 1973 oil crisis, which increased costs in energy and thus on production. Economic instability marked the Giscard d'Estaing government (1974-1981). Giscard turned to Prime Minister Raymond Barre in 1976, who advocated numerous complex, strict policies ("Barre Plans"). The first Barre plan emerged on 22 September 1976, with a priority to stop inflation. It included a three-month price freeze; a reduction in the value added tax; wage controls; salary controls; a reduction of the growth in the money supply; and increases in the income tax, automobile taxes, luxury taxes and bank rates. There were measures to restore the trade balance, and support the growth of the economy and employment. Oil imports, whose price had shot up, were limited. There was special aid to exports, and an action fund was set up to aid industries. There was increased financial aid to farmers, who were suffering from a drought, and for social security. The package was not very popular, but was pursued with vigor.
Economic troubles continued into the early years of the presidency of François Mitterrand. A recession in the early 1980s, which led to the abandonment of dirigisme in favour of a more pragmatic approach to economic intervention. Growth resumed later in the decade, only to be slowed down by the economic depression of the early 1990s, which affected the Socialist Party. Liberalisation under Jacques Chirac in the late 1990s strengthened the economy. However, after 2005 the world economy stagnated and the 2008 global crisis and its effects in both the Eurozone and France itself dogged the conservative government of Nicolas Sarkozy, who lost reelection in 2012 against Socialist Francois Hollande.
France's recent economic history has been less turbulent than in many other countries. The average income in France, after having been steady for a long time, increased elevenfold between 1700 and 1975, which constitutes a 0.9% growth rate per year, a rate which has been outdone almost every year since 1975: By the early Eighties, for instance, wages in France were on or slightly above the EEC average.
1989 to early 21st century
After the fall of the USSR and the end of the Cold War potential menaces to mainland France appeared considerably reduced. France began reducing its nuclear capacities and conscription was abolished in 2001. In 1990, France, led by François Mitterrand, joined the short successful Gulf War against Iraq; the French participation to this war was called the Opération Daguet.
Terrorism grew worse. In 1994, Air France Flight 8969 was hijacked by terrorists; they were captured.
Conservative Jacques Chirac assumed office as president on 17 May 1995, after a campaign focused on the need to combat France's stubbornly high unemployment rate. While France continues to revere its rich history and independence, French leaders increasingly tie the future of France to the continued development of the European Union. In 1992, France ratified the Maastricht Treaty establishing the European Union. In 1999, the Euro was introduced to replace the French franc. Beyond membership in the European Union, France is also involved in many joint European projects such as Airbus, the Galileo positioning system and the Eurocorps.
The French have stood among the strongest supporters of NATO and EU policy in the Balkans to prevent genocide in former Yugoslavia. French troops joined the 1999 NATO bombing of the Federal Republic of Yugoslavia. France has also been actively involved against international terrorism. In 2002, Alliance Base, an international Counterterrorist Intelligence Center, was secretly established in Paris. The same year France contributed to the toppling of the Taliban regime in Afghanistan, but it strongly rejected the 2003 invasion of Iraq, even threatening to veto the US proposed resolution.
Jacques Chirac was reelected in 2002, mainly because his socialist rival Lionel Jospin was removed from the runoff by the right wing candidate Jean-Marie Le Pen. Conservative Nicolas Sarkozy was elected and took office on 16 May 2007. The problem of high unemployment has yet to be resolved.
In 2012 election for president, Socialist François Hollande defeated Sarkozy's try for reelection. Hollande advocated a growth policy in contrast to the austerity policy advocated by Germany's Angela Merkel as a way of tackling the European sovereign debt crisis. In 2014, Hollande stood with Merkel and US President Obama in imposing sanctions on Russia for its actions against Ukraine.
In the 2017 election for president the winner was Emmanuel Macron, the founder of a new party "La République En Marche!". It declared itself above left and right. He called parliamentary elections that brought him absolute majority of députés. He appointed a prime minister from the centre right, and ministers from both the centre left and centre right.
Sophie Meunier in 2017 ponders whether France is still relevant in world affairs:
France does not have as much relative global clout as it used to. Decolonization… diminished France's territorial holdings and therefore its influence. Other countries acquired nuclear weapons and built up their armies. The message of "universal" values carried by French foreign policy has encountered much resistance, as other countries have developed following a different political trajectory than the one preached by France. By the 1990s, the country had become, in the words of Stanley Hoffmann, an "ordinary power, neither a basket case nor a challenger." Public opinion, especially in the United States, no longer sees France as an essential power. The last time that its foreign policy put France back in the world spotlight was at the outset of the Iraq intervention…[with] France's refusal to join the US-led coalition….In reality, however, France is still a highly relevant power in world affairs….France is a country of major military importance nowadays…., France also showed it mattered in world environmental affairs with….the Paris Agreement, a global accord to reduce carbon emissions. The election of Trump in 2016 may reinforce demands for France to step in and lead global environmental governance if the US disengages, as the new president has promised, from a variety of policies.
Muslim tensions
At the close of the Algerian war, hundreds of thousands of Muslims, including some who had supported France (Harkis), settled permanently to France, especially to the larger cities where they lived in subsidized public housing, and suffered very high unemployment rates. In October 2005, the predominantly Arab-immigrant suburbs of Paris, Lyon, Lille, and other French cities erupted in riots by socially alienated teenagers, many of them second- or third-generation immigrants.
Schneider says:
For the next three convulsive weeks, riots spread from suburb to suburb, affecting more than three hundred towns….Nine thousand vehicles were torched, hundreds of public and commercial buildings destroyed, four thousand rioters arrested, and 125 police officers wounded.
Traditional interpretations say these race riots were spurred by radical Muslims or unemployed youth. Another view states that the riots reflected a broader problem of racism and police violence in France.
In March 2012, a Muslim radical named Mohammed Merah shot three French soldiers and four Jewish citizens, including children in Toulouse and Montauban.
In January 2015, the satirical newspaper Charlie Hebdo that had ridiculed the Islamic prophet, Muhammad, and a neighborhood Jewish grocery store came under attack from angry Muslims who had been born and raised in the Paris region. World leaders rally to Paris to show their support for free speech. Analysts agree that the episode had a profound impact on France. The New York Times summarized the ongoing debate:
So as France grieves, it is also faced with profound questions about its future: How large is the radicalized part of the country's Muslim population, the largest in Europe? How deep is the rift between France's values of secularism, of individual, sexual and religious freedom, of freedom of the press and the freedom to shock, and a growing Muslim conservatism that rejects many of these values in the name of religion?
See also
Annales School, historiography
Demographics of France, For population history
Economic history of France
Foreign relations of France, Since the 1950s
French colonial empire
History of French foreign relations, To 1954
International relations, 1648–1814
International relations of the Great Powers (1814–1919)
International relations (1919–1939).
Diplomatic history of World War I
Diplomatic history of World War II
Cold War
International relations since 1989
French peasants
French Revolution
Historiography of the French Revolution
History of French journalism
History of Paris
Legal history of France
List of French monarchs
List of presidents of France
List of prime ministers of France
Military history of France
Politics of France
Revue d'histoire moderne et contemporaine
Territorial evolution of France
Timeline of French history
Women in France
Notes
Further reading
Surveys and reference
French textbook
textbook
Social, economic and cultural history
economic and business history
Essays on female artists, "printer widows," women in manufacturing, women and contracts, and elite prostitution
Middle Ages
survey by a leader of the Annales School
Early Modern
historiography
Old Regime
social history from Annales School
survey by leader of the Annales School
wide-ranging history 1700–1789
biography
Enlightenment
Revolution
survey of political history
history of ideas
biography
hundreds of short entries
short essays by scholars
narrative
Long-term impact
38 short essays by leading scholars on the political values of the French Republic
comparative history
Napoleon
succinct coverage of life, France and empire; little on warfare
political biography
maps and synthesis
popular history stressing empire and diplomacy
stress on military
evaluation of major books on Napoleon & his wars
biography
Restoration: 1815–1870
Survey of political history
historiography
Third Republic: 1871–1940
topical approach
World War I
argues that the extremely high casualty rate in very first month of fighting permanently transformed France
Vichy (1940–1944)
Fourth and Fifth Republics (1944 to present)
Historiography
essays by scholars
64 essays; emphasis on Annales School
Primary sources
Scholarly journals
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External links
History of France, from Prehistory to Nowadays (in French + English translation)
History of France, from Middle Ages to the 19th century
History of France: Primary Documents (English interface) |
13861 | https://en.wikipedia.org/wiki/Hampshire | Hampshire | Hampshire (, ; abbreviated to Hants) is a county in South East England on the coast of the English Channel. The county town is Winchester, but the county is named after Southampton. Its two largest cities are Southampton and Portsmouth which are administered separately as unitary authorities; the rest of the county is governed by a combination of Hampshire County Council and Non-metropolitan district councils.
First settled about 14,000 years ago, Hampshire's recorded history dates to Roman Britain, when its chief town was Winchester, then known as Venta Belgarum. The county was recorded in the 11th century Domesday Book, divided into 44 hundreds. From the 12th century, the ports grew in importance, fuelled by trade with the continent, wool and cloth manufacture, fishing and large shipbuilding industries. By the 16th century, the population of Southampton had outstripped that of Winchester. By the mid-19th century, with the county's population at 219,210 (double that at the beginning of the century) in more than 86,000 dwellings, agriculture was the principal industry and 10 per cent of the county was still forest. Hampshire played a crucial military role in both World Wars. The borders of the ceremonial county were created by the Local Government Act 1972 (enacted 1974). Historically part of Hampshire, the Isle of Wight was made a separate ceremonial county and the towns of Bournemouth and Christchurch were administered as part of the ceremonial county of Dorset.
The county's geography is varied, with upland to and mostly south-flowing rivers. There are areas of downland and marsh and two national parks: the New Forest and part of the South Downs, which together cover 45 per cent of Hampshire.
Hampshire is one of the most affluent counties in the country, with an unemployment rate lower than the national average. Its economy mainly derives from major companies, maritime, agriculture and tourism. Tourist attractions include seaside resorts, national parks, the National Motor Museum and the Southampton Boat Show. The county is known as the home of writers Jane Austen and Charles Dickens. Hampshire is also the childhood home of Florence Nightingale and the birthplace of engineer Isambard Kingdom Brunel.
Toponymy
Hampshire derives its name from the settlement that is now the city of Southampton. Southampton was known in Old English as , roughly meaning 'village-town', so its surrounding area or became known as . The old name was recorded in the Domesday book as , and from this spelling the modern abbreviation "Hants" derives. From 1889 until 1959 the administrative county was named the County of Southampton and has also been known as Southamptonshire.
Hampshire was a departure point for several groups of colonists who left England to settle on the east coast of North America during the 17th century, and many inhabitants of Hampshire settled there, naming the land New Hampshire in honour of their original homeland.
History
Before the Norman Conquest
The region is believed to have been continuously occupied since the end of the last Ice Age about 12,000 BCE. At that time sea levels were lower and Britain was still attached by a land bridge to the European continent and predominantly covered with deciduous woodland. The first inhabitants were Mesolithic hunter-gatherers. The majority of the population would have been concentrated around the river valleys. Over several thousand years the climate became progressively warmer and sea levels rose; the English Channel, which started out as a river, was a major inlet by 8000 BCE, although Britain was still connected to Europe by a land bridge across the North Sea until 6500 BCE. Notable sites from this period include Bouldnor Cliff.
Agriculture was being practised in southern Britain by 4000 BCE and with it a neolithic culture. Some deforestation took place at that time, although during the Bronze Age, beginning in 2200 BCE, it became more widespread and systematic. Hampshire has few monuments to show from those early periods, although nearby Stonehenge was built in several phases at some time between 3100 and 2200 BCE. In the very late Bronze Age fortified hilltop settlements known as hillforts began to appear in large numbers in many parts of Britain including Hampshire, and they became more and more important in the early and middle Iron Age; many of them are still visible in the landscape today and can be visited, notably Danebury Rings, the subject of a major study by archaeologist Barry Cunliffe. By that period the people of Britain predominantly spoke a Celtic language, and their culture shared much in common with the Celts described by classical writers.
Hillforts largely declined in importance in the second half of the second century BCE, with many being abandoned. Probably around that period the first recorded invasion of Britain took place, as southern Britain was largely conquered by warrior-elites from Belgic tribes of northeastern Gaul, but whether those two events were linked to the decline of hillforts is unknown. By the Roman conquest the oppidum at Venta Belgarum, modern-day Winchester, was the de facto regional administrative centre; Winchester was, however, of secondary importance to the Roman-style town of Calleva Atrebatum, modern Silchester, built further north by a dominant Belgic polity known as the Atrebates in the 50s BCE. Julius Caesar invaded south-eastern England briefly in 55 and again in 54 BCE, but he never reached Hampshire. Notable sites from this period include Hengistbury Head (now in Dorset), which was a major port.
The Romans invaded Britain again in 43 CE and Hampshire was incorporated into the Roman province of Britannia very quickly. It is generally believed their political leaders allowed themselves to be incorporated peacefully. Venta became the capital of the administrative polity of the Belgae, which included most of Hampshire and Wiltshire and reached as far as Bath. Whether the people of Hampshire played any role in Boudicca's rebellion of 60–61 is not recorded, but evidence of burning is seen in Winchester dated to around that period. For most of the next three centuries southern Britain enjoyed relative peace. During the later part of the Roman period most towns built defensive walls; a pottery industry based in the New Forest exported items widely across southern Britain. A fortification near Southampton was called Clausentum, part of the Saxon Shore forts, traditionally seen as defences against maritime raids by Germanic tribes. The Romans withdrew from Britain in 410.
Two major Roman roads, Ermin Way and Port Way, cross the north of the county connecting Calleva Atrebatum with Corinium Dobunnorum, modern Cirencester, and Old Sarum respectively. Other roads connected Venta Belgarum with Old Sarum, Wickham and Clausentum. A road presumed to diverge from the Chichester to Silchester Way at Wickham connected Noviomagus Reginorum, modern Chichester, with Clausentum.
Records are unreliable for the next 200 years, but at that time southern Britain went from being British to being English owing to settlement of Germanic tribes such as the Angles and Saxons. Hampshire emerged as the centre of what was to become the most powerful kingdom in Britain, the Kingdom of Wessex. Evidence of early Saxon settlement has been found at Clausentum, dated to the fifth century. It has been suggested that Germanic settlement in this region was initially controlled and directed by powerful Romano-British trading ports; however, the incomers eventually appear to have dominated the locals, and by the seventh century, most of the population of Hampshire spoke Old English rather than Brittonic. Around this period, the administrative region of "Hampshire" seems to appear; the name is attested as "Hamtunscir" in 755, and Albany Major suggested that the traditional western and northern borders of Hampshire may even go back to the very earliest conquests of Cerdic, legendary founder of Wessex, at the beginning of the sixth century. Wessex, with its capital at Winchester, gradually expanded westwards into Brythonic Dorset and Somerset in the seventh century. A statue in Winchester celebrates the powerful King Alfred, who repulsed the Vikings and stabilised the region in the 9th century. A scholar as well as a soldier, the Anglo-Saxon Chronicle, a powerful tool in the development of the English identity, was commissioned in his reign. King Alfred proclaimed himself "King of England" in 886; but Athelstan of Wessex did not officially control the whole of England until 927.
Middle Ages onwards
By the Norman conquest, London had overtaken Winchester as the largest city in England and after the Norman Conquest, King William I made London his capital. While the centre of political power moved away from Hampshire, Winchester remained an important city; the proximity of the New Forest to Winchester made it a prized royal hunting forest; King William Rufus was killed while hunting there in 1100. There were 44 hundreds, covering 483 named places, recorded in the Domesday Book of 1086 which are in present-day Hampshire and part of Sussex. From the 12th century, the ports grew in importance, fuelled by trade with the continent, wool and cloth manufacture in the county, and the fishing industry, and a shipbuilding industry was established. By 1523 at the latest, the population of Southampton had outstripped that of Winchester.
Over several centuries, a series of castles and forts was constructed along the coast of the Solent to defend the harbours at Southampton and Portsmouth. These include the Roman Portchester Castle which overlooks Portsmouth Harbour, and a series of forts built by Henry VIII including Hurst Castle, situated on a sand spit at the mouth of the Solent, Calshot Castle on another spit at the mouth of Southampton Water, and Netley Castle. Southampton and Portsmouth remained important harbours when rivals, such as Poole and Bristol, declined, as they are amongst the few locations that combine shelter with deep water. Mayflower and Speedwell set sail for America from Southampton in 1620.
During the English Civil War (1642–1651) there were several skirmishes in Hampshire between the Royalist and Parliamentarian forces. Principal engagements were the Siege of Basing House between 1643 and 1645, and the Battle of Cheriton in 1644; both were significant Parliamentarian victories. Other clashes included the Battle of Alton in 1643, where the commander of the Royalist forces was killed in the pulpit of the parish church, and the Siege of Portsmouth in 1642.
By the mid-19th century, with the county's population at 219,210 (double that at the beginning of the century) in more than 86,000 dwellings, agriculture was the principal industry (10 per cent of the county was still forest) with cereals, peas, hops, honey, sheep and hogs important. Due to Hampshire's long association with pigs and boars, natives of the county have been known as Hampshire hogs since the 18th century. In the eastern part of the county the principal port was Portsmouth (with its naval base, population 95,000), while several ports (including Southampton, with its steam docks, population 47,000) in the western part were significant. In 1868, the number of people employed in manufacture exceeded those in agriculture, engaged in silk, paper, sugar and lace industries, ship building and salt works. Coastal towns engaged in fishing and exporting agricultural produce. Several places were popular for seasonal sea bathing. The ports employed large numbers of workers, both land-based and seagoing; Titanic, lost on her maiden voyage in 1912, was crewed largely by residents of Southampton.
On 16 October 1908, Samuel Franklin Cody made the first powered flight of in the United Kingdom at Farnborough, then home to the Army Balloon Factory.
After 1914
Hampshire played a crucial role in both World Wars due to the large Royal Navy naval base at Portsmouth, the army camp at Aldershot, and the military Netley Hospital on Southampton Water, as well as its proximity to the army training ranges on Salisbury Plain and the Isle of Purbeck. Supermarine, the designers of the Spitfire and other military aircraft, were based in Southampton, which led to severe bombing of the city in World War II. Aldershot remains one of the British Army's main permanent camps. Farnborough is a major centre for the aviation industry.
During World War II, the Beaulieu estate of Lord Montagu in the New Forest was the site of several group B finishing schools for agents operated by the Special Operations Executive (SOE) between 1941 and 1945. (One of the trainers was Kim Philby who was later found to be part of a spy ring passing information to the Soviets.) In 2005, a special exhibition was established at the Estate, with a video showing photographs from that era as well as voice recordings of former SOE trainers and agents.
Although the Isle of Wight has at times been part of Hampshire, it has been administratively independent for over a century, obtaining a county council of its own in 1890. The Isle of Wight became a full ceremonial county in 1974. Apart from a shared police force, no formal administrative links now exist between the Isle of Wight and Hampshire, though many organisations still combine Hampshire and the Isle of Wight.
In the 1970s, local government reorganisation led to a reduction in Hampshire's size; in 1974, the towns of Bournemouth and Christchurch were transferred to Dorset.
Geography
Hampshire is bordered by Dorset to the west, Wiltshire to the north-west, Berkshire to the north, Surrey to the north-east, and West Sussex to the east. The southern boundary is the coastline of the English Channel and the Solent, facing the Isle of Wight. It is the largest county in South East England and remains the third largest shire county in the United Kingdom despite losing more land than any other English county in all contemporary boundary changes. At its greatest size in 1890, Hampshire was the fifth-largest county in England. It now has an overall area of , and measures about east–west and north–south.
Geology
Hampshire's geology falls into two categories. In the south, along the coast is the "Hampshire Basin", an area of relatively non-resistant Eocene and Oligocene clays and gravels which are protected from sea erosion by the Isle of Purbeck, Dorset, and the Isle of Wight. These low, flat lands support heathland and woodland habitats, a large area of which forms part of the New Forest. The New Forest has a mosaic of heathland, grassland, coniferous and deciduous woodland habitats that host diverse wildlife. The forest is protected as a national park, limiting development and agricultural use to protect the landscape and wildlife. Large areas of the New Forest are open common lands kept as a grassland plagioclimax by grazing animals, including domesticated cattle, pigs and horses, and several wild deer species. Erosion of the weak rock and sea level change flooding the low land has carved several large estuaries and rias, notably the long Southampton Water and the large convoluted Portsmouth Harbour. The Isle of Wight lies off the coast of Hampshire where the non-resistant rock has been eroded away, forming the Solent.
A 2014 study found that Hampshire shares significant reserves of shale oil with other neighbouring counties, totalling 4.4 billion barrels of oil, which then Business and Energy Minister Michael Fallon said "will bring jobs and business opportunities" and significantly help with UK energy self-sufficiency. Fracking in the area is required to achieve these objectives, which has been opposed by environmental groups.
Natural regions
Natural England identifies a number of national character areas that lie wholly or partially in Hampshire: the Hampshire Downs, New Forest, South Hampshire Lowlands, South Coast Plain, South Downs, Low Weald and Thames Basin Heaths
Green belt
Hampshire contains all its green belt in the New Forest district, in the southwest of the county, from the boundary with Dorset along the coastline to Lymington and northwards to Ringwood. Its boundary is contiguous with the New Forest National Park. The Hampshire portion was first created in 1958. Its function is to control expansion in the South East Dorset conurbation and outlying towns and villages.
Hills
The highest point in Hampshire is Pilot Hill at , in the northwest corner of the county, bordering Berkshire, and there are some 20 other hills exceeding . Butser Hill, at , where the A3 crosses the South Downs, is probably the best known. In the north and centre of the county the substrate is the rocks of the Chalk Group, which form the Hampshire Downs and the South Downs. These are high hills with steep slopes where they border the clays to the south. The hills dip steeply forming a scarp onto the Thames valley to the north, and dip gently to the south. The highest village in Hampshire at about above sea level is Ashmansworth, located between Andover and Newbury.
Rivers
The Itchen and Test are trout rivers that flow from the chalk through wooded valleys into Southampton Water. Other important watercourses are the Hamble, Meon, Beaulieu and Lymington rivers. The Hampshire Avon, which links Stonehenge to the sea, passes through Fordingbridge and Ringwood and then forms the modern border between Hampshire and Dorset. The northern branch of the River Wey has its source near Alton and flows east past Bentley. The River Loddon rises at West Ham Farm and flows north through Basingstoke.
Wildlife
Hampshire's downland supports a calcareous grassland habitat, important for wild flowers and insects. A large area of the downs is now protected from further agricultural damage by the East Hampshire Area of Outstanding Natural Beauty. The River Test has a growing number of otters as, increasingly, does the Itchen, although other areas of the county have quite low numbers. There are wild boar kept for meat in the New Forest, which is known for its ponies and herds of fallow deer, red deer, roe deer, and sika deer as well as a small number of muntjac deer. The deer had been hunted for some 900 years until 1997. An unwelcome relative newcomer is the mink population, descended from animals that escaped or were deliberately released from fur farms since the 1950s, which cause havoc amongst native wildlife.
Farlington Marshes, of flower-rich grazing marsh and saline lagoon at the north end of Langstone Harbour, is a nature reserve and an internationally important over-wintering site for wildfowl. In a valley on the downs is Selborne; the countryside surrounding the village was the location of Gilbert White's pioneering observations on natural history. Hampshire's county flower is the Dog Rose.
Hampshire contains two national parks; the New Forest is wholly within the county, and the South Downs National Park embraces parts of Hampshire, West Sussex and East Sussex; they are each overseen by a national park authority.
Climate
Hampshire has a milder climate than most areas of the British Isles, being in the far south with the climate stabilising effect of the sea, but protected against the more extreme weather of the Atlantic coast. Hampshire has a higher average annual temperature than the UK average at , average rainfall at per year, and holds higher than average sunshine totals of around 1,750 hours of sunshine per year.
Settlements
For the complete list of settlements see List of places in Hampshire and List of settlements in Hampshire by population.
Hampshire's county town is Winchester, a historic city that was once the capital of the ancient kingdom of Wessex and of England until the Norman conquest of England. The port cities of Southampton and Portsmouth were split off as independent unitary authorities in 1997, although they are still included in Hampshire for ceremonial purposes. Fareham, Gosport and Havant have grown into a conurbation that stretches along the coast between the two main cities. The three cities are all university cities, Southampton being home to the University of Southampton and Southampton Solent University (formerly Southampton Institute), Portsmouth to the University of Portsmouth, and Winchester to the University of Winchester (formerly known as University College Winchester; King Alfred's College). The northeast of the county houses the Blackwater Valley conurbation, which includes the towns of Farnborough, Aldershot, Blackwater and Yateley and borders both Berkshire and Surrey.
Hampshire lies outside the green belt area of restricted development around London, but has good railway and motorway links to the capital, and in common with the rest of the south-east has seen the growth of dormitory towns since the 1960s. Basingstoke, in the northern part of the county, has grown from a country town into a business and financial centre. Aldershot, Portsmouth, and Farnborough have strong military associations with the Army, Royal Navy, and Royal Air Force respectively. The county also includes several market towns: Alresford, Alton, Andover, Bishop's Waltham, Lymington, New Milton, Petersfield, Ringwood, Romsey and Whitchurch.
Demographics
Population
At the 2001 census the ceremonial county recorded a population of 1,644,249, of which 1,240,103 were in the administrative county, 217,445 were in the unitary authority of Southampton, and 186,701 were in Portsmouth. The population of the administrative county grew 5.6 per cent from the 1991 census and Southampton grew 6.2 per cent (Portsmouth remained unchanged), compared with 2.6 per cent for England and Wales as a whole. Eastleigh and Winchester grew fastest at 9 per cent each.
Southampton and Portsmouth are the main settlements within the South Hampshire conurbation, which is home to about half of the ceremonial county's population. The larger South Hampshire metropolitan area has a population of 1,547,000.
Cities and towns by population size: (2001 census)
Southampton – 244,224
Portsmouth – 207,100
Basingstoke – 90,171 (town), 152,573 (borough)
Gosport – 69,348 (town), 77,000 (borough)
Andover – 64,000
Waterlooville – 63,558
Aldershot – 58,120
Farnborough – 57,147
Fareham/Portchester – 56,010 (town), 109,619 (borough)
Eastleigh – 52,894 (town), 116,177 (borough)
Havant – 45,435 (town), 115,300 (borough)
Winchester – 41,420 (city), 116,600 (district)
Fleet – 32,726
Petersfield-14,974 (town)
The table below shows the population change up to the 2011 census, contrasting the previous census. It also shows the proportion of residents in each district reliant upon lowest income and/or joblessness benefits, the national average proportion of which was 4.5 per cent (August 2012). The most populous district of Hampshire is New Forest District.
Ethnicity and religion
At the 2011 census, about 89 per cent of residents were white British, falling to 85.87 per cent in Southampton. The significant ethnic minorities were Asian at 2.6 per cent and mixed race at 1.4 per cent; 10 per cent of residents were born outside the UK. 59.7 per cent stated their religion as Christian and 29.5 per cent as not religious. Significant minority religions were Islam (1.46 per cent) and Hinduism (0.73 per cent).
The Church of England Diocese of Winchester was founded in 676AD and covers about two thirds of Hampshire and extends into Dorset. Smaller parts of Hampshire are covered by the dioceses of Portsmouth, Guildford and Oxford.
The Roman Catholic Diocese of Portsmouth covers Hampshire as well as the Isle of Wight and the Channel Islands.
Politics
With the exceptions of the unitary authorities of Portsmouth and Southampton, Hampshire is governed by Hampshire County Council based at Castle Hill in Winchester, with eleven non-metropolitan districts beneath it and, for the majority of the county, parish councils or town councils at the local level.
In the 2016 United Kingdom European Union membership referendum, nearly 55% of Hampshire (including the Isle of Wight) voted in favour of Brexit. Gosport was the area that voted to Leave with the highest majority (64%), while Winchester was the area that voted to Remain with the highest majority (59%). Hart and East Hampshire also voted to Remain.
Parliament
Hampshire elects eighteen Members of Parliament. As of the 2019 General Election, sixteen MPs are Conservative and two MPs are Labour.
In the 2019 General Election there were no seat changes, with the 16 Conservative constituencies and 2 Labour constituencies holding on to the same seats won or held in 2017. This is despite the Liberal Democrats gaining 57,876 more votes (an increase of 50.4%) compared to 2017, and Labour losing 72,278 votes (29.9%) compared to 2017.
At the 2017 General Election, the Conservatives won 16 seats, continuing their dominance in the county. Labour took two seats, Southampton Test and Portsmouth South.
In the 2015 general election, every Hampshire seat except Southampton Test (Labour) was won by the Conservatives.
In 2010, 14 constituencies were represented by Conservative Members of Parliament (MPs), two by the Liberal Democrats, and two by Labour. Labour represented the largest urban centre, holding both Southampton constituencies (Test and Itchen). The Liberal Democrats held Portsmouth South and Eastleigh.
The Conservatives represent a mix of rural and urban areas: Aldershot, Basingstoke, East Hampshire, Fareham, Gosport, Havant, Meon Valley, North East Hampshire, North West Hampshire, New Forest East, New Forest West, Portsmouth North, Romsey and Southampton North and Winchester.
At the 2013 local elections for Hampshire County Council, the Conservative Party had a 37.51 per cent share of the votes, the Liberal Democrats 21.71 per cent, the UK Independence Party 24.61 per cent and Labour 10 per cent. As a result, 45 Conservatives, 17 Liberal Democrats, 10 UKIP, four Labour and one Community Campaign councillor sit on the County Council. Southampton City Council, which is a separate Unitary Authority, has 28 Labour, 16 Conservative, 2 Councillors Against the Cuts and 2 Liberal Democrat councillors. Portsmouth City Council, also a UA, has 25 Liberal Democrat, 12 Conservative and 5 Labour councillors.
Hampshire has its own County Youth Council (HCYC) and is an independent youth-run organisation. It meets once a month around Hampshire and aims to give the young people of Hampshire a voice. It also has numerous district and borough youth councils including Basingstoke's "Basingstoke & Deane Youth Council".
Emergency services
Hampshire Fire and Rescue Service
South Central Ambulance Service
South East Coast Ambulance Service
Hampshire & Isle of Wight Air Ambulance
Hampshire Constabulary
British Transport Police
HM Coastguard
Economy
Hampshire is one of the most affluent counties in the country, with a gross domestic product (GDP) of £29 billion, excluding Southampton and Portsmouth. In 2018, Hampshire had a GDP per capita of £22,100, comparable with the UK as a whole.
Portsmouth and Winchester have the highest job densities in the county; 38 per cent of workplace workers in Portsmouth commuted into the city in 2011. Southampton has the highest number of total jobs and commuting both into and out of the city is high. The county has a lower level of unemployment than the national average, at 1.3 per cent when the national rate is 2.1 per cent, as of February 2018. About one third are employed by large firms. Hampshire has a considerably higher than national average employment in high-tech industries, but average levels in knowledge-based industry. About 25 per cent of the population work in the public sector. Tourism accounts for some 60,000 jobs in the county, around 9 per cent of the total.
One of the principal companies in the high tech sector is IBM which has its research and development laboratories at Hursley and its UK headquarters at Cosham.
Many rural areas of Hampshire have traditionally been reliant on agriculture, particularly dairy farming, although the significance of agriculture as a rural employer and rural wealth creator has declined since the first half of the 20th century and agriculture currently employs 1.32 per cent of the rural population.
The extractive industries deal principally with sand, gravel, clay and hydrocarbons. There are three active oilfields in Hampshire with one being also used as a natural gas store. These are in the west of the county in the Wessex Basin. The Weald Basin to the east has potential as a source of shale oil but is not currently exploited.
The New Forest area is a national park, and tourism is a significant economic segment in this area, with 7.5 million visitors in 1992. The South Downs and the cities of Portsmouth, Southampton, and Winchester also attract tourists to the county. Southampton Boat Show is one of the biggest annual events held in the county, and attracts visitors from throughout the country. In 2003, the county had a total of 31 million day visits, and 4.2 million longer stays.
The cities of Southampton and Portsmouth are both significant ports, with Southampton Docks handling a large proportion of the national container freight traffic as well as being a major base for cruise liners, and Portsmouth Harbour accommodating one of the Royal Navy's main bases and a terminal for cross-channel ferries to France and Spain. The docks have traditionally been large employers in these cities, though mechanisation of cargo handling has led to a reduction in manpower needed.
The Marine Accident Investigation Branch has its principal offices in Southampton, while the Air Accidents Investigation Branch has its head office in Farnborough in Rushmoor District . The Rail Accident Investigation Branch has one of its two offices at Farnborough.
Transport
Air
Southampton Airport, with an accompanying main line railway station, is an international airport situated in the Borough of Eastleigh, close to Swaythling in the city of Southampton. The Farnborough International Airshow is a week-long event that combines a major trade exhibition for the aerospace and defence industries with a public airshow. The event is held in mid-July in even-numbered years at Farnborough Airport. The first five days (Monday to Friday) are dedicated to trade, with the final two days open to the public.
Sea
Cross-channel and cross-Solent ferries from Southampton, Portsmouth and Lymington link the county to the Isle of Wight, the Channel Islands and continental Europe.
Rail
The South West Main Line (operated by South Western Railway) from London to Weymouth runs through Winchester and Southampton, and the Wessex Main Line from Bristol to Portsmouth also runs through the county as does the Portsmouth Direct Line.
Road
The M3 motorway bisects the county from the southwest, at the edge of the New Forest near Southampton, to the northeast on its way to connect with the M25 London orbital motorway. At its southern end it links with the M27 south coast motorway. The construction of the Twyford Down cutting near Winchester caused major controversy by cutting through a series of ancient trackways and other features of archaeological significance. The M27 serves as a bypass for the major conurbations and as a link to other settlements on the south coast. Other important roads include the A27, A3, A31, A34, A36 and A303.
The county has a high level of car ownership, with only 15.7 per cent having no access to a private car compared with 26.8 per cent for England and Wales. The county has a lower than average use of trains (3.2 compared with 4.1 per cent for commuting) and buses (3.2 to 7.4 per cent), but a higher than average use of bicycles (3.5 to 2.7 per cent) and cars (63.5 to 55.3 per cent).
Inland waterways
Hampshire formerly had several canals, but most of these have been abandoned and their routes built over. The Basingstoke Canal has been extensively restored, and is now navigable for most of its route, but the Salisbury and Southampton Canal, Andover Canal and Portsmouth and Arundel Canal have all disappeared. Restoration of the Itchen Navigation, linking Southampton and Winchester, primarily as a wildlife corridor, began in 2008.
Education
The school system in Hampshire (including Southampton and Portsmouth) is comprehensive. Geographically inside the Hampshire LEA are 24 independent schools, Southampton has three and Portsmouth has four. Few Hampshire schools have sixth forms, which varies by district council. There are 14 further education colleges within the Hampshire LEA, including six graded as 'outstanding' by Ofsted: Alton College, Barton Peveril Sixth Form College, Brockenhurst College, Farnborough College of Technology, Farnborough Sixth Form College, Peter Symonds College, Queen Mary's College, and South Downs College.
Notable independent schools in the county include Winchester College, allegedly England's oldest public school, founded in 1382, and the pioneering co-educational Bedales School, founded in 1893.
The four universities are the University of Southampton, Southampton Solent University, the University of Portsmouth, and the University of Winchester (which also had a small campus in Basingstoke until 2011). Farnborough College of Technology awards University of Surrey-accredited degrees.
Health
There are major NHS hospitals in each of the cities, and smaller hospitals in several towns, as well as a number of private hospitals. Southern Health NHS Foundation Trust coordinates public health services, while Hampshire Hospitals NHS Foundation Trust coordinates hospital services.
Culture, arts and sport
Flag
The Flag of Hampshire was officially added to the Flag Institute's registry of flags on 12 March 2019 after receiving support from Hampshire County Council, the Lord Lieutenant of Hampshire, and many local organisations. The county day and flag day is 15 July, St Swithun's Day; St Swithun was an Anglo-Saxon bishop of Winchester.
Music
Hampshire is the home of many orchestras, bands, and groups. Musician Laura Marling hails originally from Hampshire. The Hampshire County Youth Choir is based in Winchester, and has had successful tours of Canada and Italy in recent years. The Hampshire County Youth Orchestra (with its associated chamber orchestra and string orchestra) is based at Thornden Hall.
Museums
There are a number of local museums, such as the City Museum in Winchester, which covers the Iron Age and Roman periods, the Middle Ages, and the Victorian period over three floors. A "Museum of the Iron Age" is in Andover. Solent Sky Museum depicts the story of aviation in Hampshire and the Solent region, with more than 20 airframes from the golden age. Southampton's Sea City Museum is primarily focused on the city's links with the Titanic. Basingstoke's Milestones Museum records the county's industrial heritage. There are also a number of national museums in Hampshire. The National Motor Museum is located in the New Forest at Beaulieu. The Royal Navy Museum is part of Portsmouth Historic Dockyard. Other military museums include The Submarine Museum at Gosport, the Royal Marines Museum, originally in Southsea but was due to transfer to the Dockyard in 2019, the Aldershot Military Museum, the D-Day Story by Southsea Castle and the Museum of Army Flying at Middle Wallop. Several museums and historic buildings in Hampshire are the responsibility of the Hampshire Cultural Trust. Specialist museums include the Gilbert White museum in his old home in Selborne, which also includes The Oates Collection, dedicated to the explorer Lawrence Oates.
Annual events
The New Forest and Hampshire County Show takes place annually at the end of July; 2020 will mark its centenary. The largest gathering of Muslims in Western Europe, Jalsa Salana, takes place near Alton, with 37,000 visitors in 2017. The ancient festival of Beltain takes place at Butser Ancient Farm in the spring.
Buildings and protected monuments
There are 187 Grade I listed buildings in the county, ranging from statues to farm buildings and churches to castles, 511 buildings listed Grade II*, and many more listed in the Grade II category. National Heritage's figures include the Isle of Wight, listing 208 Grade I buildings, 578 Grade II* and 10,372 Grade II, 731 scheduled monuments, two wrecks, 91 parks and gardens, and a battlefield: the Battle of Cheriton, which took place in 1644, near Winchester.
Sport
The game of cricket was largely developed in south-east England, with one of the first teams forming at Hambledon in 1750, with the Hambledon Club creating many of cricket's early rules. Hampshire County Cricket Club is a first-class team. The main county ground is the Ageas Bowl in West End, which has hosted one day internationals and which, following redevelopment, hosted its first test match in 2011.
The world's oldest surviving bowling green is the Southampton Old Bowling Green, which was first used in 1299.
Hampshire's relatively safe waters have allowed the county to develop as one of the busiest sailing areas in the country, with many yacht clubs and several manufacturers on the Solent. The Hamble, Beaulieu and Lymington rivers are major centres for both competitive and recreational sailing, along with Hythe and Ocean Village marinas. The sport of windsurfing was invented at Hayling Island in the south east of the county.
Hampshire has several association football teams, including Premier league side Southampton F.C., EFL League One side Portsmouth F.C. and National league sides Aldershot Town F.C., Eastleigh F.C. and Havant & Waterlooville F.C. Portsmouth F.C. and Southampton F.C. have traditionally been fierce rivals. Portsmouth won the FA Cup in 1939 and 2008 and the Football League title in 1949 and 1950. Southampton won the FA Cup in 1976 and reached the finals in 1900, 1902, and 2003. Aldershot F.C. were members of the Football League from 1932 to 1992. They were succeeded by Aldershot Town F.C. who in 2008 were crowned the Conference Premier champions and promoted to the Football League, but lost their Football League status after the 2012–13 season. Hampshire has a number of Non League football teams. Bashley, Gosport borough and AFC Totton play in the Southern Football League Premier Division and Sholing F.C. and Winchester City F.C. play in the Southern Football League Division One South and West.
Thruxton Circuit, in the north of the county, is Hampshire's premier motor racing circuit, with a karting circuit; there are other karting circuits at Southampton and Gosport. The other main circuit is the Ringwood Raceway at Matchams.
Lasham Airfield, near Alton, is a major centre for gliding, hosting both regional and national annual competitions.
Media
Television
The county's television news is covered by BBC South Today from its studios in Southampton and ITV Meridian from a studio in Whiteley, though both BBC London and ITV London can be received in northern and eastern parts of the county. A local independent television station, That's Hampshire, started transmitting in May 2017.
Radio
Around 25 commercial radio stations cover the area, and BBC Radio Solent looks after the majority of the county, while BBC Surrey can be heard in the north east. University journalism students also "broadcast" bulletins on line for local areas, such as the University of Winchester's WINOL (Winchester News Online), run by students on its BA (Hons) Journalism course.
Press
Southampton and Portsmouth support daily newspapers; the Southern Daily Echo and The News respectively. The Basingstoke Gazette is published three times a week, and there are a number of other papers that publish on a weekly basis, notably the Hampshire Chronicle, one of the oldest newspapers in the country.
Notable people
Possibly the most notable resident was the Duke of Wellington, who lived at Stratfield Saye House in the north of the county from 1817. An eminent Victorian, who made her mark and “came home” to Hampshire for burial at East Wellow was Florence Nightingale.
Hampshire's literary connections include the birthplace of authors Jane Austen, Wilbert Awdry and Charles Dickens, and the residence of others, such as Charles Kingsley and Mrs Gaskell. Austen lived most of her life in Hampshire, where her father was rector of Steventon, and wrote all of her novels in the county. Alice Liddell, also known as Alice Hargreaves, the inspiration for Alice in Lewis Carroll's Alice's Adventures in Wonderland, lived in and around Lyndhurst, Hampshire after her marriage to Reginald Hargreaves, and is buried in the graveyard of St Michael and All Angels Church in the town. Hampshire also has many visual art connections, claiming the painter John Everett Millais as a native, and the cities and countryside have been the subject of paintings by L. S. Lowry and J. M. W. Turner. Selborne was the home of Gilbert White. Journalist and social critic Christopher Hitchens was born into a naval family in Portsmouth. Broadcasters Philippa Forrester, Amanda Lamb and Scott Mills also are from the county. American actor and gameshow host, Richard Dawson, was born and raised here. Richard St. Barbe Baker Founder of the International Tree Foundation and responsible for planting over two billion trees was born in West End.
See also
Business in Hampshire
Custos Rotulorum of Hampshire—Keepers of the Rolls
Hampshire (UK Parliament constituency)—Historical list of MPs for Hampshire constituency
List of High Sheriffs of Hampshire
List of churches in Hampshire
Places of interest in Hampshire
Recreational walks in Hampshire
Notes
References
Further reading
Bullen, Michael et al. The Buildings of England: Hampshire (Winchester and the North). Yale, 2010.
Draper, Jo. 1990. Hampshire. Wimborne: Dovecote Press.
Pigot & Co's Atlas of the Counties of England, 1840. London: J Pigot & Co.
External links
Hampshire County Council
Images of Hampshire at the English Heritage Archive
Further historical information and sources on GENUKI
Non-metropolitan counties
South East England
Counties of England established in antiquity |
13863 | https://en.wikipedia.org/wiki/Handloading | Handloading | Handloading, or reloading, is the process of making firearm cartridges by assembling the individual components (case, primer, propellant, and projectile), rather than purchasing mass-assembled, factory-loaded ammunition.
The term handloading is the more general term, and refers generically to the manual assembly of ammunition. Reloading refers more specifically to handloading using previously fired cases and shells. The terms are often used interchangeably however, as the techniques are largely the same, whether the handloader is using new or recycled components. The differences lie in the initial preparation of cases and shells; new components are generally ready to load, while previously fired components often need additional procedures, such as cleaning, removal of expended primers, or the reshaping and resizing of brass cases.
Reasons for handloading
Economy, increased performance and accuracy, commercial ammunition shortages, and hobby interests are all common motives for handloading both cartridges and shotshells. Handloading ammunition waives the user off the labor costs of commercial production lines, reducing the expenditure to only the cost of purchasing components and equipment. Reloading used cartridge cases can save the shooter money, providing not only a greater quantity, but also a higher quality of ammunition within a given budget. Reloading may not however be cost effective for occasional shooters, as it takes time to recoup the cost of needed equipment, but those who shoot more frequently will see cost-savings over time, as the brass cartridge cases and shotgun shell hulls, which are often the most expensive components, can be reused with proper maintenance. Additionally, most handloading components can be acquired at discounted prices when purchased in bulk, so handloaders are often less effected by changes in ammunition availability.
The opportunity to customize performance is another common goal for many handloaders. Hunters for instance, may desire cartridges with specialized bullets with specific terminal performance. Target shooters often experiment extensively with component combinations in an effort to achieve the best and most consistent bullet trajectories, often using cartridge cases that have been fire formed in order to best fit the chamber of a specific firearm. Shotgun enthusiasts can make specialty rounds unavailable through commercial inventories at any price. Some handloaders even customize cartridges and shotshells simply to lower recoil, for instance for younger shooters who might otherwise avoid shooting sports because of the high recoil of certain firearms. It is also a not infrequent practice for handloaders to make increased-power ammunition (i.e. "hot loads") if higher muzzle velocities (hence flatter trajectories) are desired. Rather than purchasing a special purpose rifle, which a novice or adolescent shooter might outgrow, a single rifle can be used with special handloaded rounds until such time more powerful rounds become appropriate. This use of specialized handloading techniques often provides significant cost savings as well, for instance when a hunter in a family already has a full-power rifle and a new hunter in the family wishes to learn the sport. This technique also enables hunters to use the same rifle and caliber to hunt a greater diversity of game.
Where the most extreme accuracy is demanded, such as in rifle benchrest shooting, handloading is a fundamental prerequisite for success, but can only be done consistently accurate, once load development has been done to determine what cartridge parameters works best with a specific rifle. Additionally, collectors of rare, antique and foreign-made firearms must often turn to handloading because the appropriate cartridges and shotshells are no longer commercially available. Handloaders can also create cartridges for which no commercial equivalent has ever existed — the so-called wildcat cartridges, some of which can eventually acquire mainstream acceptance if the ballistic performance is proven to be good enough. However, as with any hobby, the pure enjoyment of the reloading process may be the most important benefit.
Recurring shortages of commercial ammunition are also reasons to reload cartridges and shotshells. When commercial supplies dry up, and store-bought ammunition is not available at any price, having the ability to reload one's own cartridges and shotshells economically provides an ability to continue shooting despite shortages.
There are three aspects to ballistics: internal ballistics, external ballistics, and terminal ballistics. Internal ballistics refers to things that happen inside the firearm during and after firing, but before the bullet leaves the muzzle. The handloading process can realize increased accuracy and precision through improved consistency of manufacture, by selecting the optimal bullet weight and design, and tailoring bullet velocity to the purpose. Each cartridge reloaded can have each component carefully matched to the rest of the cartridges in the batch. Brass cases can be matched by volume, weight, and concentricity, bullets by weight and design, powder charges by weight, type, case filling (amount of total usable case capacity filled by charge), and packing scheme (characteristics of granule packing).
In addition to these critical items, the equipment used to assemble the cartridge also has an effect on its uniformity/consistency and optimal shape/size; dies used to size the cartridges can be matched to the chamber of a given gun. Modern handloading equipment enables a firearm owner to tailor fresh ammunition to a specific firearm, and to precisely measured tolerances far improving the comparatively wide tolerances within which commercial ammunition manufacturers must operate.
Equipment
Inexpensive "tong" tools have been used for reloading since the mid-19th century. They resemble a large pair of pliers and can be caliber-specific or have interchangeable dies.
However, in modern days, handloading equipments are sophisticated machine tools that emphasize on precision and reliability, and often cost more than high-end shooting optics. There are also a myriad of various measuring tools and accessory products on the market for use in conjunction with handloading.
Presses
The quintessential handloading equipment is the press, which uses compound leverage to push the cases into a die that performs the loading operations. Presses vary from simple, inexpensive single-stage models, to complex "progressive" models that operate with each pull of the lever like an assembly line at rates up to 10 rounds per minute.
Loading presses are often categorized by the letter of the English alphabet that they most resemble in shape: "O", "C", and "H". The sturdiest presses, suitable for bullet swaging functions as well as for normal reloading die usage, are of the "O" type. Heavy steel completely encloses the single die on these presses. Equally sturdy presses for all but bullet swaging use often resemble the letter "C". Both steel and aluminum construction are seen with "C" presses. Some users prefer "C" style presses over "O" presses, as there is more room to place bullets into cartridge mouths on "C" presses. Shotshell style presses, intended for non-batch use, for which each shotshell or cartridge is cycled through the dies before commencing onto the next shotshell or cartridge to be reloaded, commonly resemble the letter "H".
Single-stage press, generally of the "O" or "C" types, is the simplest of press designs. These presses can only hold one die and perform a single procedure on a single case at any time. They are usually only used to crimp the case neck onto the bullet, and if the user wants to perform any different procedures with the press (e.g. priming, powder dispensing, neck resizing), the functioning die/module need to be manually removed and changed. When using a single-stage press, cases are loaded in batches, one step for each cartridge per batch at a time. The batch sizes are kept small, about 20–50 cases at a time, so the cases are never left in a partially completed state for long because extended exposure to humidity and light can degrade the powder. Single-stage presses are commonly most used for high-precision rifle cartridge handloading, but may be used for high-precision reloading of all cartridge types, and for fine-tuning loads (developing loading recipes) for ultimately mass-producing large numbers of cartridges on a progressive press.
Turret press, most commonly of the "C" type, is similar to a single-stage press, but has an indexed mounting disc that allows multiple dies to be quickly interchanged, with each die being fastened with lock rings. Batch operations are performed similar to a single-stage press, different procedures can be switched by simply rotating the turret and placing a different die into position. Although turret presses operate much like single-stage presses, they eliminate much of the setup time required in positioning individual dies correctly.
Progressive press is far more complex in design and can handle several cases at once. These presses have a rotating base that turns with each pull of the lever. All the dies/loading modules needed (often including a case hopper, a primer feed, a powder measure, and sometimes also a bullet feeder) are mounted in alignment with each case slot on the base disc, and often also include an additional vacant station where the powder levels are manually checked to prevent over- or under-charges. Progressive presses can load hundreds of cartridges sequentially with streamlined efficiency, and all the user has to do is pulling the lever, occasionally provide manual inputs such as placing the bullet in place on the case mouth (if a bullet feeder is not used).
Primer pocket swages can be either standalone, bench-mounted, specialized presses, or, alternatively, a special swage anvil die that can be mounted into a standard "O" style loading press, along with a special shell holder insert with either a large or a small primer pocket insert swage that is then inserted into the position on the "O" press where a normal shell holder is usually clicked into position. This way, both small and large primer pockets on different types of military cases can be properly processed to remove primer pocket crimps. Both types of presses can be used to remove either ring crimps or stab crimps found on military cartridges when reloading them. Reamers for removing primer pocket crimps are not associated with presses, being an alternative to using a press to remove military case primer pocket crimps.
Shotshell presses
Shotshell presses are generally a single unit of the "H" configuration that handles all functions, dedicated to reloading just one gauge of shotshell. Shotshell reloading is similar to cartridge reloading, except that, instead of a bullet, a wad and a measure of shot are used, and after loading the shot, the shell is crimped shut. Both 6 and 8 fold crimps are in use, for paper hulls and plastic hulls, respectively. Likewise, roll crimps are in use for metallic, paper, and plastic hulls. The shotshell loader contains stations to resize the shell, measure powder, load the wad, measure shot, and crimp the shell. Due to the low cost of modern plastic shotshells, and the additional complexity of reloading fired shells, shotshell handloading is not as popular as cartridge handloading. For example, unlike when handloading rifle and pistol cartridges, where all the various components (cases, gas checks, powder, primers, etc.) from different manufacturers are usually all interchangeable, shotshells typically are loaded for particular brands of shotshell cases (called hulls) only with one specific brand of wad, shot cup (if used), primer, and powder, further increasing the complexity and difficulty of reloading shotshells. Substitution of components is not considered safe, as changing just one component, such as a brand of primer, can increase pressures by as much as 3500 PSI, which may exceed SAAMI pressure limits. Reloading shotshells is therefore more along the lines of precisely following a recipe with non-fungible components. Where shotshell reloading remains popular, however, is for making specialized shotgun shells, such as for providing lowered recoil, when making low-cost "poppers" used for training retrievers before hunting season to acclimate hunting dogs to the sound of a gun firing without actually shooting projectiles, for achieving better shot patterning, or for providing other improvements or features not available in commercially loaded shotshells at any price, such as when handloading obsolete shotshells with brass cases for gauges of shotshells that are no longer commercially manufactured.
Rifle and pistol loading presses are usually not dedicated to reloading a single caliber of cartridge, although they can be, but are configured for reloading various cartridge calibers as needed. In contrast, shotshell presses are most often configured for reloading just one gauge of shotshell, e.g., 12 gauge, and are rarely, if ever, reconfigured for reloading other gauges of shotshells, as the cost of buying all new dies, shot bar, and powder bushing as required to switch gauges on a shotshell press often exceeds the cost of buying a new shotshell press outright, as shotshell presses typically come from the factory already set up to reload one gauge or bore of shotshell. Hence, it is common to use a dedicated shotshell press for reloading each gauge or bore of shotshell used. Likewise, the price of shot for reloading shotshells over the last several years has also risen significantly, such that lead shot that was readily available for around $0.50/lb. (c. 2005) now reaches $2.00 per pound (2013.) Due to this large increase in the price of lead shot, the economy of reloading 12 gauge shotshells vs. just using promotional (low-cost) 12 gauge shotshells only starts to make economic sense for higher volume shooters, who may shoot more than 50,000 rounds a year. In contrast, the reloading of shotshells that are usually not available in low-cost, promotional pricings, such as .410 bore, 12 ga. slugs, 16 ga, 20 ga., and 28 ga., becomes more economical to reload in much smaller quantities, perhaps within only 3-5 boxes of shells per year. Reloading .410 bore, 12 ga. slugs, 16 ga., 20 ga, and 28 ga. shells therefore remains relatively common, more so than the reloading of 12 gauge shotshells, for which promotional shotshells are usually readily available from many retailers. These smaller bore and gauge shotshells also require much less lead shot, further lessening the effect of the rapid rises seen in the price of lead shot. The industry change to steel shot, arising from the US and Canadian Federal bans on using lead shotshells while hunting migratory wildfowl, has also affected reloading shotshells, as the shot bar and powder bushing required on a dedicated shotshell press also must be changed for each hull type reloaded, and are different than what would be used for reloading shotshells with lead shot, further complicating the reloading of shotshells.
With the recent rampant rise in lead shot prices, though, a major change in handloading shotshells has also occurred. Namely, a transition among high volume 12 gauge shooters from loading traditional 1-1/8 oz. shot loads to 7/8 oz. shot loads, or even 24 gm. (so-called International) shot loads has occurred. At 1-1/8 oz. per shotshell, a 25 lb. bag of lead shot can only reload approximately 355 shotshells. At 7/8 oz. per shotshell, a 25 lb. of leadshot can reload 457 shotshells. At 24 grams per shotshell, a 25 lb of leadshot can reload approximately 472 shotshells. Stretching the number of hulls that it is possible to reload from an industry standard 25 lb. bag of lead shot by 117 shells has significantly helped mitigate the large increase in the price of lead shot. That this change has also resulted in minimal changes to scores in the shooting sports such as skeet and trap has only expedited the switch among high volume shooters to shooting 24 gm. shotshells with their lesser amounts of shot.
With the recent shortages over 2012–2013 of 12 gauge shotshells in the United States (among all other types of rifle and pistol ammunition), the popularity of reloading 12 gauge shotshells has seen a widespread resurgence. Field use of the International 24 gm. 12 gauge shells has proven them to be effective on small game, while stretching the number of reloads possible from a bag of shot, and they have subsequently become popular for hunting small game. Since shot shells are typically reloaded at least 5 times, although upwards of 15 times are often possible for lightly loaded shells, this transition to field use of 24 gm. loads has helped mitigate ammunition shortages for hunters.
Shotshell presses typically use a charge bar to drop precise amounts of shot and powder. Most commonly, these charge bars are fixed in their capacities, with a single charge bar rated at, say, 1-1/8 oz. of lead shot, with a switchable powder bushing that permits dropping precisely measured fixed amounts of different types of powder repetitively (e.g., MEC.) On the other hand, some charge bars are drilled to accept bushings for dropping different fixed amounts of both shot and powder (e.g. Texan.) For the ultimate in flexibility, though, universal charge bars with micrometers dropping fixed volumes of powder and shot are also available; these are able to select differing fixed amounts of both powder and shot, and are popular for handloaders who load more than just a few published recipes, or, especially, among those who wish to experiment with numerous different published recipes. Fixed charge bars are rated for either lead or steel shot, but not for both. Universal charge bars, on the other hand, are capable of reloading both lead or steel shot, being adjustable.
Like their pistol and rifle counterparts, shotshell presses are available in both single stage and progressive varieties. For shooters shooting fewer than approximately 500 shells a month, and especially shooting fewer than 100 shells a month, a single-stage press is often found to be adequate. For shooters shooting larger numbers of shells a month, progressive presses are often chosen. A single stage press can typically reload 100 hulls in approximately an hour. Progressive presses can typically reload upwards of 400 or 500 hulls an hour.
Shotshell presses are most commonly operated in non-batch modes. That is, a single hull will often be deprimed, reshaped, primed, loaded with powder, have a wad pressed in, be loaded with shot, be pre-crimped, and then be final crimped before being removed and a new hull being placed on the shotshell press at station 1. An alternative, somewhat faster method, often used on a single stage press is to work on 5 hulls in parallel sequentially, with but a single processed hull being located at each of the 5 stations available on a single stage shotshell press, while manually removing the finished shotshell from station 5 and then moving the 4 in-process hulls to the next station (1 to 2, 2 to 3, 3 to 4, 4 to 5) before adding a new hull at the deprimer (station 1) location. Both these modes of shotshell reloading are in distinct contrast to the common practice used with reloading pistol and rifle cartridges on a single stage press, which are most often processed in batch modes, where a common operation will commonly be done on a batch of up to 50 or 100 cartridges at a time, before proceeding to the next processing step. This difference is largely a result of shotshell presses having 5 stations available for use simultaneously, unlike a single stage cartridge press which typically has but one station available for use.
In general, though, shotshell reloading is far more complex than rifle and pistol cartridge reloading, and hence far fewer shotshell presses are therefore used relative to rifle and pistol cartridge reloading presses.
.50 BMG and larger cartridge presses
Reloading presses for reloading .50 BMG and larger cartridges are also typically caliber-specific, much like shotshell presses, as standard size rifle and pistol reloading presses are not capable of being pressed into such exotic reloading service. The reloading of such large cartridges is also much more complex, as developing a load using a specific lot of powder can require nearly all of a 5 lb. bottle of powder, and a load must be developed with a single load of powder for reasons of safety.
Dies
Dies are generally sold in sets of two or three units, depending on the shape of the case. A three-die set is needed for straight cases, while a two die set is used for bottlenecked cases. The first die of either set performs the sizing and decapping operation, except in some cases in the 3 die set, where decapping may be done by the second die. The middle die in a three-die set is used to expand the case mouth of straight cases (and decap in the case where this is not done by the first die), while in a two die set the entire neck is expanded as the case is extracted from the first die. The last die in the set seats the bullet and may apply a crimp. Special crimping dies are often used to apply a stronger crimp after the bullet is seated. Progressive presses sometimes use an additional "die" to meter powder into the case (though it is arguably not a real die as it does not shape the case).
Standard dies are made from hardened steel, and require that the case be lubricated, for the resizing operation, which requires a large amount of force. Rifle cartridges require lubrication of every case, due to the large amount of force required, while smaller, thinner handgun cartridges can get away with alternating lubricated and unlubricated cases. Carbide dies have a ring of tungsten carbide, which is far harder and slicker than tool steel, and so carbide dies do not require lubrication.
Modern reloading dies are generally standardized with 7/8-14 (or, for the case of .50 BMG dies, with 1-1/4×12) threads and are interchangeable with all common brands of presses, although older dies may use other threads and be press-specific.
Dies for bottle neck cases usually are supplied in sets of at least two dies, though sometimes a third is added for crimping. This is an extra operation and is not needed unless a gun's magazine or action design requires crimped ammunition for safe operation, such as autoloading firearms, where the cycling of the action may push the bullet back in the case, resulting in poor accuracy and increased pressures. Crimping is also sometimes recommended to achieve full velocity for bullets, through increasing pressures so as to make powders burn more efficiently, and for heavy recoiling loads, to prevent bullets from moving under recoil. For FMJ bullets mounted in bottle neck cases, roll crimping is generally not ever used unless a cannelure is present on the bullet, to prevent causing bullet deformation when crimping. Rimless, straight wall cases, on the other hand, require a taper crimp, because they headspace on the case mouth; roll crimping causes headspacing problems on these cartridges. Rimmed, belted, or bottleneck cartridges, however, generally can safely be roll crimped when needed. Three dies are normally supplied for straight walled cases, with an optional fourth die for crimping. Crimps for straight wall cases may be taper crimps, suitable for rimless cartridges used in autoloaders, or roll crimps, which are best for rimmed cartridges such as are used in revolvers.
There are also specialty dies. Bump dies are designed to move the shoulder of a bottleneck case back just a bit to facilitate chambering. These are frequently used in conjunction with neck dies, as the bump die itself does not manipulate the neck of the case whatsoever. A bump die can be a very useful tool to anyone who owns a fine shooting rifle with a chamber that is cut to minimum headspace dimensions, as the die allows the case to be fitted to this unique chamber. Another die is the "hand die". A hand die has no threads and is operated—as the name suggests—by hand or by use of a hand-operated arbor press. Hand dies are available for most popular cartridges, and although available as full-length resizing dies, they are most commonly seen as neck sizing dies. These use an interchangeable insert to size the neck, and these inserts come in 1/1000-inch steps so that the user can custom fit the neck of the case to his own chamber or have greater control over neck tension on the bullet.
Shellholders
A shellholder, generally sold separately, is needed to hold the case in place as it is forced into and out of the dies. The reason shellholders are sold separately is that many cartridges share the same base dimensions, and a single shellholder can service many different cases. Shellholders are also specialized, and will generally only fit a certain make of reloading press, while modern dies are standardized and will fit a wide variety of presses. Different shell holders than used for dies are also required for use with some hand priming tools (e.g., Lee Autoprime tool.)
Scale
A precision weighing scale is a near necessity for reloading. While it is possible to load using nothing but a powder measure and a weight to volume conversion chart, this greatly limits the precision with which a load can be adjusted, increasing the danger for accidentally overloading cartridges with powder for loads near or at the maximum safe load. With a powder scale, an adjustable powder measure can be calibrated more precisely for the powder in question, and spot checks can be made during loading to make sure that the measure is not drifting. With a powder trickler, a charge can be measured directly into the scale, giving the most accurate measure.
A scale also allows bullets and cases to be sorted by weight, which can increase consistency further. Sorting bullets by weight has obvious benefits, as each set of matched bullets will perform more consistently. Sorting cases by weight is done to group cases by case wall thickness, and match cases with similar interior volumes. Military cases, for example, tend to be thicker, while cases that have been reloaded numerous times will have thinner walls due to brass flowing forward under firing, and excess case length being later trimmed from the case mouth.
There are 3 types of reloading scales:
Mechanical reloading scale (they are measured manually with no usage of power).
Digital Scales (they need electricity or batteries to operate).
Digital Scales with dispenser (they unite both reloading scales and dispense options into one version).
Priming tool
Single-stage presses often do not provide an easy way of installing primers to ("priming") cases. Various add-on tools can be used for priming the case on the down-stroke, or a separate tool can be used. Since cases loaded by a single-stage press are done in steps, with the die being changed between steps, a purpose-made priming tool (so-called "primer" tool) — is often faster than trying to integrate a priming step to a press step, and also often more robust than a model that needs to be mounted and fitted onto a press, resulting in a more consistent primer seating depth.
Powder measure
Beginning reloading kits often include a weight-to-volume conversion chart for a selection of common powders, and a set of powder volume measures graduated in small increments. By adding the various measures of powder a desired charge can be measured out with a safe degree of accuracy. However, since multiple measures of powder are often needed, and since powder lots may vary slightly in density, a powder measure accurate to is desirable.
Bullet puller
Like any complex process, mistakes in handloading are easy to make, and a bullet puller device allows the handloader to disassemble mistakes. Most pullers use inertia to pull the bullet, and are often shaped like hammers. When in use, the case is locked in place in a head-down fashion inside the far end of the "hammer", and then the device is swung and struck against a firm surface. The sharp impact will suddenly decelerate the case, but the inertia exerted by the heavier mass of the bullet will keep it moving and thus pull it free from the case in a few blows, while the powder and bullet will get caught by a trapping container within the puller after the separation. Collet-type pullers are also available, which use a caliber-specific clamp to grip the bullet, while a loading press is used to pull the case downwards. It is essential that the collet be a good match for the bullet diameter, because a poor match can result in significant deformation of the bullet.
Bullet pullers are also used to disassemble loaded ammunition of questionable provenance or undesirable configuration, so that the components can be salvaged for re-use. Surplus military ammunition is often pulled for components, particularly the cartridge cases, which are often difficult to obtain for older foreign military rifles. Military ammunition is often tightly sealed, to make it resistant to water and rough handling, such as in machine gun feeding mechanisms. In this case, the seal between the bullet and cartridge can prevent the bullet puller from functioning. Pushing the bullet into the case slightly with a seating die will break the seal, and allow the bullet to be pulled.
Primers are a more problematic issue. If a primer is not seated deeply enough, the cartridge (if loaded) can be pulled, and the primer re-seated with the seating tool. Primers that must be removed are frequently deactivated first—either firing the primed case in the appropriate firearm, or soaking in penetrating oil, which penetrates the water resistant coatings in the primer.
Components pulled from loaded cartridges should be reused with care. Unknown or potentially contaminated powders, contaminated primers, and bullets that are damaged or incorrectly sized can all cause dangerous conditions upon firing.
Case trimmer
Cases, especially bottleneck cases, will stretch upon firing. How much a case will stretch depends upon load pressure, cartridge design, chamber size, functional cartridge headspace (usually the most important factor), and other variables. Periodically cases need to be trimmed to bring them back into proper specifications. Most reloading manuals list both a trim size and a max length. Long cases can create a safety hazard through improper headspace and possible increased pressure.
Several kinds of case trimmers are available. Die-based trimmers have an open top, and allow the case to be trimmed with a file during the loading process. Manual trimmers usually have a base that has a shellholder at one end and a cutting bit at the opposite end, with a locking mechanism to hold the case tight and in alignment with the axis of the cutter, similar to a small lathe. Typically the device is cranked by hand, but sometimes they have attachments to allow the use of a drill or powered screwdriver. Powered case trimmers are also available. They usually consist of a motor (electric drills are sometimes used) and special dies or fittings that hold the case to be trimmed at the appropriate length, letting the motor do the work of trimming.
Primer pocket tools
Primer pocket cleaning tools are used to remove residual combustion debris remaining in the primer pocket; both brush designs and single blade designs are commonly used. Dirty primer pockets can prevent setting primers at, or below, the cartridge head. Primer pocket reamers or swagers are used to remove military crimps in primer pockets.
Primer pocket uniformer tools are used to achieve a uniform primer pocket depth. These are small endmills with a fixed depth-spacing ring attached, and are mounted either in a handle for use as a handtool, or are sometimes mounted in a battery-operated screwdriver. Some commercial cartridges (notably Sellier & Bellot) use large rifle primers that are thinner than the SAAMI standards common in the United States, and will not permit seating a Boxer primer manufactured to U.S. standards; the use of a primer pocket uniformer tool on such brass avoids setting Boxer primers high when reloading, which would be a safety issue. Two sizes of primer pocket uniformer tools exist, the larger one is for large rifle (0.130-inch nominal depth) primer pockets and the smaller one is used for uniforming small rifle/pistol primer pockets.
Flash hole uniforming tools are used to remove any burrs, which are residual brass remaining from the manufacturing punching operation used in creating flash holes. These tools resemble primer pocket uniformer tools, except being thinner, and commonly include deburring, chamfering, and uniforming functions. The purpose of these tools is to achieve a more equal distribution of flame from the primer to ignite the powder charge, resulting in consistent ignition from case to case.
Headspace gauges and modified case gauges
Bottleneck rifle cartridges are particularly prone to encounter incipient head separations if they are full-length re-sized and re-trimmed to their maximum permitted case lengths each time they are reloaded. In some such cartridges, such as the .303 British when used in Enfield rifles, as few as 1 or 2 reloadings can be the limit, before the head of the cartridge will physically separate from the body of the cartridge when fired. The solution to this problem, of avoiding overstretching of the brass case, and thereby avoiding the excessive thinning of the wall thickness of the brass case due to case stretching, is to use what is called a "headspace gauge". Contrary to its name, it does not actually measure a rifle's headspace. Rather, it measures the distance from the head of the cartridge to the middle of the shoulder of the bottleneck cartridge case. For semi-automatic and automatic rifles, customary practice is to move the midpoint of this shoulder back by no more than 0.005 inches, for reliable operation, when resizing the case. For bolt-action rifles, with their additional camming action, customary practice is to move this shoulder back by only 0.001 to 0.002 inches when resizing the case. In contrast to full-length resizing of bottleneck rifle cartridges, which can rapidly thin out the wall thickness of bottleneck rifle cartridges due to case stretching that occurs each time when fired, partial length re-sizing of the bottleneck case that pushes shoulders back only a few thousandths of an inch will often permit a case to be safely reloaded 5 times or more, even up to 10 times, or more for very light loads.
Similarly, by using modified case gauges, it is possible to measure precisely the distance from a bullet ogive to the start of rifling in a particular rifle for a given bottleneck cartridge. Maximum accuracy for a rifle is often found to occur for only one particular fixed distance from the start of rifling in a bore to a datum line on a bullet ogive. Measuring the overall cartridge length does not permit setting such fixed distances accurately, as different bullets from different manufacturers will often have a different ogive shape. It is only by measuring from a fixed diameter point on a bullet ogive to the start of a bore's rifling that a proper spacing can be determined to maximize accuracy. A modified case gauge can provide the means by which to achieve an improvement in accuracy with precision handloads.
Such head space gauges and modified case gauges can, respectively, permit greatly increasing the number of times a rifle bottleneck case can be reloaded safely, as well as to improve greatly the accuracy of such handloads. Unlike the situation with using expensive factory ammunition, handloaded match ammunition can be made that is vastly more accurate, and, through reloading, that can be much more affordable than anything that can be purchased, being customized for a particular rifle.
Materials required
The following materials are needed for handloading ammunition:
Cases or shotshell hulls. For shotshells, plastic or paper cases can be reloaded, though plastic is more durable. Steel and aluminum cases do not have the correct qualities for reloading, so a brass case is essential (although nickel-plated brass cases, while not as reformable as plain brass, can also be reloaded)
Propellant of an appropriate type. Generally, handgun cartridges (due to shorter barrels) and shotshells (due to heavier projectile weights) use faster burning smokeless powders, and rifle cartridges use slower burning powder. Powder is generally of the "smokeless" type in modern cartridges, although on occasion the older black powder more commonly known as "gunpowder" may be used.
Projectiles, such as bullets for handguns and rifles, or shot and wads for shotguns.
Centerfire primers, most commonly a Boxer-type.
Case lubrication may also be needed depending on the dies used. Carbide pistol dies do not require case lubricant. For this reason, they are preferred by many, being inherently less messy in operation. In contrast, all dies for bottleneck cartridges, whether made of high strength steel or carbide, and steel dies for pistol do require the use of a case lubricant to prevent having a case become stuck in a die. (In the event that a case does ever become stuck in a die, there are stuck case remover tools that are available to remove a stuck case from the die, albeit at the loss of the particular case that became stuck.)
Reloading process
Pistol/Rifle cartridges
The operations performed when handloading cartridges are:
Depriming — the removal of any old, expended primers from previously fired cases. Usually done with a thin rod that is inserted into the flash hole via the case mouth and push out the primer from inside.
Case cleaning — removal of foulings and tarnishes from the cases, optional but recommended for reused rifle or pistol cases. Cleaning can be done with an ultrasonic cleaner, or more commonly with a mass finishing device known as a "case tumbler". Tumblers use abrasive granules known as tumbling media (which can be stone or ceramic granules, fragments of corncob or walnut/coconut shells, or small segments of stainless steel wire often called "pins") to burnish the cases, and can be either a vibratory type ("dry tumbling") or a water/detergent-based rotary type ("wet tumbling"). In either type, when the cleaning is completed, a "media separator" is needed to sieve out and remove the abrasive media. In the "wet" rotary tumbling, a food dehydrator-like convection dryer is sometimes used to eliminate moisture retention that might later interfere with handloading.
Case inspection — looking for cracks or other defects, and discard visibly imperfect cases. The interior may be inspected by a wire-feeler or feeler gage to detect emerging interior cracks. Bent case mouths may be repaired during resizing.
Case lubrication — spraying surface lubricant on the exterior surface of the cases to prevent them getting stuck inside the die (carbide dies do not require lubrication).
Resizing — modifying the shape of the case neck/shoulder and/or removing any dents and deformities.
Reaming or swage crimping the primer pocket (reloading military cases only), or milling the primer pocket depth using a primer pocket uniformer tool
Gauging and trimming — measuring the case length and remove excess length from the case neck (as needed; rarely required with handgun cases)
Deburring and reaming — smoothing the case mouth edge (optional, as-needed; only trimmed cases need to be deburred); some benchrest shooters also do exterior neck turning at this stage in order to make the cartridge case have uniform thickness, so the bullet will be crimped and released with the most uniformity.
Primer pocket cleaning and flash hole uniforming (optional) — the primer pockets and flash holes will have deposits from previous primer combustion, as well as occasional deformation, that need fixing; generally only benchrest shooters perform these.
Expanding or chamfering the case mouth — to allow easier, smoother seating of the bullet before pressing (not required for boat-tailed bullets)
Cleaning the lubricant off the cases
Priming — seating a new primer into the case (primer pockets often become loose after multiple loadings; a lack of effort being required to seat new primers indicates a loose primer pocket; cases with loose primer pockets are usually discarded, after crushing the case to prevent its reuse)
Powder charging — adding a measured amount of propellant powder into the case. This is a critical step, as incorrect powder charges are extremely dangerous, both undercharged (which can lead to a squib load) as well as overcharged (which can cause the gun to explode).
Bullet seating — positioning the bullet in the case mouth for the correct cartridge overall length (OAL) and for aligning bullet cannelure (if present) with case mouth
Crimping — Pressing and tightening the case mouth to fix the bullet in place; some may hold the bullet with neck tension alone.
Final cartridge inspection
When previously fired cases are used, they must be inspected before loading. Cases that are dirty or tarnished are often polished in a tumbler to remove oxidation and allow easier inspection of the case. Cleaning in a tumbler will also clean the interior of cases, which is often considered important for handloading high-precision target rounds. Cracked necks, non-reloadable cases (steel, aluminum, or Berdan primed cases), and signs of head separation are all reasons to reject a case. Cases are measured for length, and any that are over the recommended length are trimmed down to the minimum length. Competition shooters will also sort cases by brand and weight to ensure consistency.
Removal of the primer, called decapping or depriming, is usually done with a die containing a steel pin that punches out the primer from inside the case. Berdan primed cases require a different technique, either a hydraulic ram or a hook that punctures the case and levers it out from the bottom. Military cases often have crimped-in primers, and decapping them leaves a slightly indented ring (most common) or, for some military cartridges, a set of stabbed ridges located on the edge of the primer pocket opening that inhibits or prevents seating a new primer into a decapped case. A reamer or a swage is used to remove both these styles of crimp, whether ring crimps or stab crimps. The purpose of all such primer crimps is to make military ammunition more reliable under more extreme environmental conditions. Some military cartridges also have sealants placed around primers, in addition to crimps, to provide additional protection against moisture intrusion that could deactivate the primer for any ammunition exposed to water under battlefield conditions. Decapping dies, though, easily overcome the additional resistance of sealed primers, with no significant difficulty beyond that encountered when removing non-sealed primers.
When a cartridge is fired, the internal pressure expands the case to fit the chamber in a process called obturation. To allow ease of chambering the cartridge when it is reloaded, the case is swaged back to size. Competition shooters, using bolt-action rifles that are capable of camming a tight case into place, often resize only the neck of the cartridge, called neck sizing, as opposed to the normal full-length resizing process. Neck sizing is only useful for cartridges to be re-fired in the same firearm, as the brass may be slightly oversized in some dimensions for other chambers, but the precise fit of case to chamber will allow greater consistency and therefore greater potential accuracy. Some believe that neck sizing will permit a larger number of reloads with a given case in contrast to full size resizing, although this is controversial. Semi-automatic rifles and rifles with SAAMI minimum chamber dimensions often require a special small base resizing die, that sizes further down the case than normal dies, and allows for more reliable feeding.
Once the case is sized down, the inside of the neck of the case will actually be slightly smaller than the bullet diameter. To allow the bullet to be seated, the end of the neck is slightly expanded to allow the bullet to start into the case. Boattailed bullets need very little expansion, while unjacketed lead bullets require more expansion to prevent shaving of lead when the bullet is seated.
Priming the case is the most dangerous step of the loading process, since the primers are pressure-sensitive. The use of safety glasses or goggles during priming operations can provide valuable protection in the rare event that an accidental detonation takes place. Seating a Boxer primer not only places the primer in the case, it also seats the anvil of the primer down onto the priming compound, in effect arming the primer. A correctly seated primer will sit slightly below the surface of the case. A primer that protrudes from the case may cause a number of problems, including what is known as a slam fire, which is the firing of a case before the action is properly locked when chambering a round. This may either damage the gun, and/or injure the shooter. A protruding primer will also tend to hang when feeding, and the anvil will not be seated correctly so the primer may not fire when hit by the firing pin. Primer pockets may need to be cleaned with a primer pocket brush to remove deposits that prevent the primer from being properly seated. Berdan primers must also be seated carefully, and since the anvil is part of the case, the anvil must be inspected before the primer is seated. For reloading cartridges intended for use in military-surplus firearms, rifles especially, "hard" primers are most commonly used instead of commercial "soft" primers. The use of "hard" primers avoids slamfires when loading finished cartridges in the military-surplus firearm. Such primers are available to handloaders commercially.
The quantity of gunpowder is specified by weight, but almost always measured by volume, especially in larger scale operations. A powder scale is needed to determine the correct mass thrown by the powder measure, as loads are specified with a precision of 0.10 grain (6.5 mg). One grain is 1/7000 of a pound. Competition shooters will generally throw a slightly underweight charge, and use a powder trickler to add few granules of powder at a time to the charge to bring it to the exact weight desired for maximum consistency. Special care is needed when charging large capacity cases with fast burning, low volume powders. In this instance, it is possible to put two charges of powder in a case without overflowing the case, which can lead to dangerously high pressures and a significant chance of bursting the chamber of the firearm. Non-magnum revolver cartridges are the easiest to do this with, as they generally have relatively large cases, and tend to perform well with small charges of fast powders. Some powders meter (measure by volume) better than others due to the shape of each granule. When using volume to meter each charge, it is important to regularly check the charge weight on a scale throughout the process.
Competition shooters also often sort bullets by weight, often down to 0.10 grain (6.5 mg) increments. The bullet is placed in the case mouth by hand, and then seated with the press. At this point, the expanded case mouth is also sized back down. A crimp can optionally be added, either by the seating die or with a separate die. Taper crimps are used for cases that are held in the chamber by the case mouth, while roll crimps may be used for cases that headspace on a rim or on the cartridge neck. Roll crimps hold the bullet far more securely, and are preferred in situations, such as magnum revolvers, where recoil velocities are significant. A tight crimp also helps to delay the start of the bullet's motion, which can increase chamber pressures, and help develop full power from slower burning powders (see internal ballistics).
Shotgun shells
Unlike the presses used for reloading metallic cartridges, the presses used for reloading shotgun shells have become standardized to contain 5 stations, with the exact configuration of these 5 stations arranged either in a circle or in a straight row. Nonetheless, the operations performed using the industry-standard 5 station shotshell presses when handloading shotshells with birdshot, although slightly different, are very similar as to when reloading metallic cartridges:
Selecting an appropriate charge bar and powder bushing, or charge bar with shot bushing and powder bushing, or a universal charge bar (if used) for measuring shot and powder, for the shotshell press.
Verifying that all components are properly selected (hull, primer, powder, wad, and shot). (No substitutions are allowed in components, nor in charge weights of shot and powder. The only substitution allowed is in the brand of shot and the size of the shot (#8, #9, etc. Also, no substitutions are allowed in the shot material itself (whether it is lead shot, hevi-shot, steel shot, etc.), as the malleability of lead shot is noticeably different than steel.)
Loading shot and powder in press, and verifying that the as-dropped weights are per an established, published, loading recipe using a calibrated scale. (Typically, 5 to 10 trials of shot and powder drops, each, are recommended by shotshell press or universal charge bar user manuals.)
Adjusting bushings or universal charge bar settings to account for small differences in densities due to lot-to-lot variations in both powder and shot.
Inspecting each hull. (Examining for cracks or other hull defects, and discarding any visibly imperfect hulls. Also, turning each hull upside down to remove any foreign object debris before depriming.)
Removing the fired primer and sizing/resizing the brass outer diameter at the base of the hull (Station 1).
Inserting a primer in the well of the press, and sizing/resizing the inner diameter of the hull while inserting a new primer (Station 2).
Verifying primer is fully seated, not raised. If primer is not fully seated, re-running operation at Station 2 until primer is fully seated.
Positioning primed hull (at Station 3), pulling handle down, toggling charge bar to drop measured amount of powder, raising handle, inserting wad, dropping handle again to seat wad, toggling charge bar to drop measured amount of shot, raising handle.
Pre-crimping of shell (Station 4).
Final crimping of shell (Station 5).
Inspecting crimping on shell. If crimp is not fully flat, re-crimping (Station 5).
Inspecting bottles of shot and powder on the shotshell press, adding more as needed before it runs out.
Cutting open 4 or 5 shells randomly selected from a large lot of handloaded shells, respectively, and verifying that the as-thrown weights of powder and shot are both within desired tolerances of the published recipe that was followed. (Optional, but recommended.)
The exact details for accomplishing these steps on particular shotshell presses vary depending on the brand of press, although the presence of 5 stations is standard among all modern presses.
The use of safety glasses or goggles while reloading shotshells can provide valuable protection in the rare event that an accidental detonation takes place during priming operations.
The quantities of both gunpowder and shot are specified by weight when loading shotshells, but almost always measured solely by volume. A powder scale is therefore needed to determine the correct mass thrown by the powder measure, and by the shot measure, as powder loads are specified with a precision of 0.10 grain (6.5 mg), but are usually thrown with a tolerance of 0.2 to 0.3 grains in most shot shell presses. Similarly, shot payloads in shells are generally held to within a tolerance of plus or minus 3-5 grains. One grain is 1/7000 of a pound.
Shotshell reloading for specialty purposes, such as for buckshot or slugs, or other specialty rounds, is often practiced, but varies significantly from the process steps discussed previously for handloading birdshot shotshells. The primary difference is that large shot cannot be metered in a charge bar, and so must be manually dropped, a ball at a time, in a specific configuration. Likewise, the need for specialty wads or extra wads, in order to achieve the desired stackup distance to achieve a full and proper crimp for a fixed shell length, say 2-3/4", causes the steps to differ slightly when handloading such shells.
Modern shotshells are all uniformly sized for Type 209 primers. However, reloaders should be aware that older shotshells were sometimes primed with a Type 57 or Type 69 primer (now obsolete), meaning that shotgun shell reloading tends to be done only with modern (or recently produced) components. Being essentially "published recipe" dependent, antique shotshell reloading is not widely practiced, being more of a specialty, or niche, activity. Of course, when reloading for very old shotguns, such as those with Damascus barrels, special shotshell recipes that limit pressures to less than 4500 psi are still available, and these "recipes" are reloaded by some shotgunning enthusiasts. Typical shotshell pressures for handloads intended for modern shotguns range from approximately 4700 psi to 10,000 psi.
Brass shotshells are also reloaded, occasionally, but typically these are reloaded using standard rifle/pistol reloading presses with specialty dies, rather than with modern shotshell presses. Rather than plastic wads, traditional felt and paperboard wads are also generally used (both over powder and over shot) when reloading brass shotgun shells. Reloading brass shotshells is not widely practiced.
Shotguns, in general, operate at much lower pressures than pistols and rifles, typically operating at pressures of 10,000 psi, or less, for 12 gauge shells, whereas rifles and pistols routinely are operated at pressures in excess of 35,000 psi, and sometimes upwards of 50,000 psi. The SAAMI maximum permitted pressure limit is only 11,500 psi for 12 gauge 2-3/4 inch shells, so the typical operating pressures for many shotgun shells are only slightly below the maximum permitted pressures allowed for safe ammunition. Because of this small difference in typical operating vs. maximum industry allowed pressures, and the fact that even small changes in components can cause pressure variances in excess of 4,000 psi, the components used in shotshell reloading must not be varied from published recipes, as the margin of safety relative to operating pressures for shotguns is much lower than for pistols and rifles. This lower operating pressure for shotguns and shells is also the reason why shotgun barrels have noticeably thinner walls than rifle and pistol barrels.
Legal aspects
Since many countries heavily restrict the civilian possession of ammunition and ammunition components, including primers and smokeless powder, handloading may be explicitly or implicitly illegal in certain countries. Even without specific restrictions on powder and primers, they may be covered under other laws governing explosive materials. Handloading may require study and passing an exam to acquire a handloading permit prior to being allowed to handload ammunition in some jurisdictions. This is done to avoid catastrophic accidents caused by lack of knowledge/skill as much as possible, and also allows the government to maintain information on who reloads their own cartridges. The standards organization C.I.P. rules that the products of handloaders that do not comply with the C.I.P. ammunition approval rules for commercial ammunition manufacturers cannot be legally sold in C.I.P. member states.
Many firearms manufacturers explicitly advise against the use of handloaded ammunition. Generally, this means that the maker's warranty is void and the manufacturer not liable for any damage to the gun or personal injury if handloaded ammunition is used which exceeded established limits for a particular arm. This arises because firearm manufacturers point out that while they have some influence and scope for redress with ammunition manufacturers, they have no such influence over the actions of incompetent or overly ambitious individuals who assemble ammunition.
United States
In the United States, handloading is not only legal and requires no permit, but is also quite popular. Experts point to potential legal liabilities (depending on the jurisdiction) that the shooter may incur if using handloaded ammunition for defense, such as an implied malice on the part of the shooter, as the use of handloaded ammunition may give the impression that "regular bullets weren't deadly enough". Additionally, forensic reconstruction of a shooting relies on using identical ammunition from the manufacturer, where handloaded ammunition cannot be guaranteed identical to the ammunition used in the shooting, since "the defendant literally manufactured the evidence". In particular, powder residue patterning is used by law enforcement to validate the distance between the firearm and the person shot using known facts from the manufacturer about powder type, content, and other factors.
Canada
Handloading is legal in Canada. The Explosives Act places limits on the amount of powder (either smokeless or black) that may be stored in a building, on the manner in which it is stored, and on how much powder may be available for use at any time. The Act is the responsibility of Natural Resources Canada. If the quantity of powder stored for personal use exceeds 75 kg, then a Propellant Magazine Licence (Type P) is required. There is no limit on the number of primers that may be stored for non-commercial use.
Germany
As an example for a European country, handloading in Germany requires a course, terminated in an exam, in handloading and handling of explosive propellants; often, this is offered in combination with a course and exam in muzzle-loading and black powder-shooting. The State's Ministry of the Interior conducts the exam. When passed and the reloader can provide a reason for his will to reload ("Bedürfnisprüfung"), he can apply for a permit to a quota of propellant for five years (after which time he has to extend the permit). Every propellant is recorded into the permit. Primers, cartridges, bullets and reloading equipment are available without permit.
As German law gives maximum pressures for every commercial caliber, the handloader is allowed to non-commercially give away his ammunition. He is liable for incorrect loading. His references are data-books by propellant manufacturers (like RWS), bullet manufacturers (like Speer), reloading tool manufacturers (like Lyman) or neutral manufacturers institutions like the DEVA. Firearms manufacturers give guarantee as long as the handloaded ammunition is within the correct parameters.
The relevant rules for non commercial application can be found in §27 of the Explosives Act ("Sprengstoffgesetz").
In order to investigate gun destruction – material fault or incorrectly loaded ammunition – , and for handloaders to get data for new loads, gun and/or handloaded cartridges can be sent to the DEVA institute (German institute for testing and examining of hunting and sporting guns); the DEVA returns a pressure diagram and a report whether this load is within legal range for this ammunition.
South Africa
Hand loading or reloading is allowed in South Africa as long as you are in possession of a competency certificate to possess a firearm as well as a license to possess such a firearm. Sport shooters load to make the shooting sports more affordable and hunters load to obtain greater accuracy. Powder and primers are strictly controlled by law and can not exceed for 2 kg for powder and 2400 primers. The amount of ammunition you may have in your possession is also limited to 200 rounds per chambering. If you are a registered dedicated sportsman, the quantities are unlimited. Although the powder's quantity is unlimited if you are a dedicated sportsman, storage of excess amounts of powder is dangerous due to the potential of fire occurring from accidental ignition. A manual from a South African powder manufacturer Rheinmetall Denel Munition (previously Somchem) is available for reloaders with adequate information and guidelines.
Atypical handloading
Berdan primers, with their off-center flash holes and lack of self-contained anvil, are more difficult to work with than the easily removed Boxer primers. The primers may be punctured and pried out from the rear, or extracted with hydraulic pressure. Primers must be selected carefully, as there are more sizes of Berdan primers than the standard large and small pistol, large and small rifle of Boxer primers. The case must also be inspected carefully to make sure the anvil has not been damaged, because this could result in a failure to fire.
Rimfire cartridges (e.g. 22 Long Rifle) are not generally hand-loaded in modern times, although there are some shooters that unload commercial rimfire cartridges, and use the primed case to make their own loads, or to generate special rimfire wildcat cartridges. These cartridges are highly labor-intensive to produce. Historically, liquid priming material was available for reloading rimfire ammunition, but the extreme explosive hazard of bulk primer compound and complexity of the process (including "ironing out" the firing pin strike) caused the practice to decline.
Some shooters desiring to reload for obsolete rimfire cartridges alter the firearm in question to function as a centerfire, which allows them to reload. Often it is possible to reform cases from similarly sized ammunition which is in production, and this is the most economical way of obtaining brass for obscure or out of production calibers. Even if custom brass must be manufactured, this is often far less expensive than purchasing rare, out of production ammunition. Cartridges like the 56-50 Spencer, for example, are not readily obtainable in rimfire form, but can be made from shortened 50-70 cartridges or even purchased in loaded form from specialty dealers.
An unusual solution to the problem of obtaining ammunition for the very old pinfire cartridges is even available. This solution uses specialized cartridges that use a removable pin and anvil which hold a percussion cap of the type use in caplock firearms. To reload a fired case, the pin is removed, allowing the anvil to slide out; a percussion cap is placed in the anvil, it is re-inserted, and the pin serves to lock the anvil in place, as well as to ignite the percussion cap.
Shotshell reloading is sometimes done for scatter shot loads, consisting of multiple wads separating groups of shot, which are intended for use at short distance hunting of birds. Similarly, shotshell reloading for buck shot loads and non-lethal "bean bag" loads are sometimes handloaded. These types of shotshells are rarely handloaded.
Accuracy considerations
Precision and consistency are key to developing accurate ammunition. Various methods are used to ensure that ammunition components are as consistent as possible. Since the firearm is also a variable in the accuracy equation, careful tuning of the load to a particular firearm can yield significant
accuracy improvements.
Cases
The internal volume of the cartridge case, or case capacity, significantly affects the pressure developed during ignition, which significantly affects the velocity of the bullet. Cases from different manufacturers can vary in wall thickness, and as cases are repeatedly fired and reloaded the brass flows up to the neck and is trimmed off, increasing capacity as well as weakening the case. The first step to ensuring consistent case capacity is sorting the cases by headstamp, so each lot of cases is from the same manufacturer and/or year. A further step would be to then weigh these cases, and sort by case weight.
The neck of the case is another variable, since this determines how tightly the bullet is held in place during ignition. Inconsistent neck thickness and neck tension will result in variations in pressure during ignition. These variables can be addressed by annealing and thinning the neck, as well as by careful control of the crimping operation.
Bullets
Bullets must be well balanced and consistent in weight, shape, and seating depth to ensure that they correctly engage the rifling, exit the barrel at a consistent velocity, and fly straight. Buying bullets from a high quality source will help ensure quality, but for ultimate accuracy some shooters will measure even the best bullets, and reject all but the most consistent. Measurement of the weight is the easiest, and bullets that are out of round can be detected by rotating the bullet while measuring with a micrometer. There is even a device available that will detect changes in jacket thickness and internal voids in jacketed rifle bullets, though its high cost makes it prohibitively expensive for all but the most dedicated shooters.
The transition from case to barrel is also very important. If the bullets have to travel a varying distance from the case to the point where they engage the rifling, then this can result in variations in pressure and velocity. The bearing surface of the bullet should ideally be seated as close as possible to the rifling. Since it is bearing surface that matters here, it is important that the bullets have a consistent bearing surface.
Load tuning
Tuning load to gun can also yield great increases in accuracy, especially for standard, non-accurized rifles. Different rifles, even of the same make and model, will often react to the same ammunition in different ways. The handloader is afforded a wider selection of bullet weights than can readily be found in commercially loaded ammunition, and there are many different powders that can be used for any given cartridge. Trying a range of bullets and a variety of powders will determine what combination of bullet and powder gives the most consistent velocities and accuracies. Careful adjustment of the amount of powder can give the velocity that best fits the natural harmonics of the barrel (see accurize and internal ballistics). For ultimate accuracy and performance, the handloader also has the option of using a wildcat cartridge; wildcats are the result of shaping the cartridge and chamber themselves to a specific end, and the results push the envelope of velocity, energy, and accuracy. Most, but not all, reloads perform best when the powder selected fills 95% or more of the case (by volume).
Cost considerations
Those who reload with the primary goal of maximizing accuracy or terminal performance may end up paying more per reloaded round than for commercial ammunition—this is especially true for military calibers which are commonly available as surplus. Maximum performance, however, requires the highest quality components, which are usually the most expensive. Reloaders who reload with the primary goal of saving money on ammunition, however, can make a few tradeoffs to realize significant cost savings with a minimal sacrifice in quality.
Case life maximization
Since the case is the single most expensive part of a loaded round, the more times a case can be re-used, the better. Cases that are loaded to a moderate pressure will generally last longer, as they will not be work hardened or flow under pressure as much as cases loaded to higher pressures. Use of moderate pressure loads extends the life of the case significantly, not to mention saving quite a bit of wear and tear on the barrel. Work hardening can cause cracks to occur in the neck as the hardened brass loses its malleability, and is unable to survive swaging back into shape during the resizing operation. Rifle brass tends to flow towards the neck (this is why rifle brass must be trimmed periodically) and this takes brass away from the rear of the case. Eventually, this will show as a bright ring near the base of the cartridge, just in front of the thick web of brass at the base. If brass is used after this ring appears, it risks a crack, or worse, a complete head separation, which will leave the forward portion of the brass lodged in the chamber of the gun. This generally requires a special stuck case removal tool to extract, so it is very undesirable to have a head separation.
With bottlenecked cartridge cases, choosing the right sizing die can also be important. Full length sizing of cartridges is often thought to greatly shorten case life by work hardening the full length of the case, which can cause the case neck to split, although some studies show that the number of reloads possible with a case is essentially the same for either full length sizing as for neck sizing only if the issue is one of neck hardening. If the reloaded cartridges are going to be used in the same firearm in which they were previously fired, though, and if that firearm has a bolt action or other action with a strong camming action on closing, then full length resizing may not be needed. A collet neck sizing die can be used to size just the case neck enough to hold the bullet, and leave the rest of the case unsized. The resulting cartridge will chamber into the specific rifle that previously fired it, though the fit might be tight and require more force to chamber than a full length resized case. The use of a neck-sizing die in conjunction with moderate pressure loads may extend the life of the case significantly by minimizing the amount of case that is work hardened or stretched. This is especially true for reloads intended for military rifles with intentionally large chambers such as the Lee–Enfield in .303 British. The use of partial length or neck sizing for cartridges used in such large chambers permits effectively switching the headspacing from relying on the rim of a rimmed cartridge to the shoulder of the bottle neck transition instead, increasing the number of times a rimmed military cartridge can be reloaded from once to perhaps 5 or more times, all while avoiding dangerous incipient head separations. One final form of limiting case wear is, unfortunately, limited strictly to benchrest shooters with custom-cut chambers. The chamber of these rifles is cut so that there is just enough room, typically just a few thousandths of an inch, in the neck area. The result of using this type of chamber is that fired rounds don't require any resizing whatsoever once the case is fired. The brass will 'spring back' a bit after firing, and will properly hold a new bullet without further manipulation. Some refer to this as a 'fitted' neck, however it is a function of both the carefully cut precision neck and the case adjusted to fit with very little clearance.
Work hardening happens to all cases, even low-pressure handgun cases. The sudden increase in pressure upon firing hits the brass like a hammer, changing its crystalline structure and making it more brittle. The neck of the case, if it becomes too brittle, will be incapable of standing the strain of resizing, expanding, crimping, and firing, and will split during loading or firing. Since the case neck remains in tension while holding the bullet in place, aging ammunition may develop split necks in storage. While a neck split during firing is not a significant danger, a split neck will render the case incapable of holding the bullet in place, so the case must be discarded or recycled as a wildcat cartridge of shorter overall length, allowing the split section to be removed. The simplest way to decrease the effects of work hardening is to decrease the pressure in the case. Loading to the minimum power level listed in the reloading manual, instead of the maximum, can significantly increase case life. Slower powders generally also have lower pressure peaks, and may be a good choice.
Annealing brass to make it softer and less brittle is fairly easy, but annealing cartridge cases is a more complex matter. Since the base of the case must be hard, it cannot be annealed. What is needed is a form of heat treatment called differential hardening, where heat is carefully applied to part of the case until the desired softness is reached, and then the heat treatment process is halted by rapidly cooling the case. Since annealing brass requires heating it to about 660 °F (350 °C), the heating must be done in such a way as to heat the neck to that temperature, while preventing the base of the case from being heated and losing its hardness. The traditional way is to stand the cases in a shallow pan full of water, then heat the necks of the cases with a torch, but this method makes it difficult to get an even heating of the entire case neck. A temperature-sensitive crayon can be used at the point to which it is to be annealed, which is just behind the shoulder for bottlenecked cartridges, or at the bottom of the bullet seating depth for straight-wall cartridges. The neck of the case is placed in a propane torch flame and heated it until the crayon mark changes color, indicating the correct temperature. Once the correct temperature is reached the case is completely quenched in water to stop the annealing process at the desired hardness. Failing to keep the base of the case cool can anneal the case near the head, where it must remain hard to function properly. Another approach is to immerse the case mouth in a molten alloy of lead that is at the desired annealing temperature for a few seconds, then quickly shake off the lead and quench the case.
Cases that have small cracks at the neck may not be a complete loss. Many cartridges, both commercial and wildcats, can be made by shortening a longer cartridge. For example, a 223 Remington can be shortened to become a .222 Remington, which can further be shortened to become a .221 Fireball. Similarly, .30-06 Springfield can become .308 Winchester, which can become any number of specialized benchrest shooting cartridges. Since the cracking is likely due to a brittle neck, the cases should be annealed before attempting to reform them, or the crack may propagate and ruin the newly formed shorter case as well.
Powder cost minimization
Powder is another significant cost of reloading, and one over which the handloader has significant control. In addition to the obvious step of using a minimum charge, rather than a full power one, significant cost savings may be obtained through careful powder choice. Given the same bullet and cartridge, a faster burning powder will generally use a smaller charge of powder than required with a slower powder. For example, a 44 Magnum firing a 240-grain lead semi-wadcutter could be loaded with either Accurate Arms #2, a very fast pistol powder, or #9, a very slow pistol powder. When using the minimum loads, 9.0 grains (0.58 g) of AA #2 yield a velocity of 1126 ft/s (343 m/s), and 19.5 grains (1.26 g) of #9 yield 1364 ft/s (416 m/s). For the same amount of powder, AA #2 can produce approximately twice as many rounds, yet both powders cost the same per weight.
The tradeoff comes in terms of power and accuracy; AA #2 is designed for small cases, and will burn inconsistently in the large 44 Magnum case. AA #9, however, will fill the case much better, and the slow burn rate of AA #9 is ideal for magnum handgun rounds, producing 20% higher velocities (at maximum levels) while still producing less pressure than the fast burning AA #2. A medium burning powder might actually be a better choice, as it could split the difference in powder weights while delivering more power and accuracy than the fastest powder.
One solution that is applicable to revolvers in particular is the possibility of using a reduced-volume case. Cartridges such as 357 Magnum and 44 Magnum are just longer versions of their parent rounds of .38 Special and .44 Special, and the shorter rounds will fire in the longer chambers with no problems. The reduced case capacity allows greater accuracy with even lighter loads. A 44 Special loaded with a minimum load of AA #2 uses only 4.2 grains (0.27 g) of powder, and produces a modest 771 ft/s (235 m/s). It is important to note that when reloading .38 Special and .44 Special, extreme care must be exercised to not exceed maximum powder specifications - i.e. a 357 Magnum load must never be used in a .38 special case, as even though the powder charge may fit, the difference in case volumes will likely create an overpressure scenario resulting in unsafe conditions.
Bullets
While the case is usually the most expensive component of a cartridge, the bullet is usually the most expensive part of the reloaded round, especially with handgun ammunition. It is also the best place to save money with handgun ammunition. This is because the bullets are used one time, and the case lasts for many reloadings.
Other advantages of casting or swaging bullets from lead wire (which is pricier but avoids many quality-control issues of casting) is the ability to precisely control many attributes of the resulting bullet. Custom bullet molds are available from a number of sources, allowing the handloader to pick the exact weight, shape, and diameter of the bullet to fit the cartridge, firearm, and intended use. A good example of where this is useful is for shooters of older military surplus firearms, which often exhibit widely varying bore and groove diameters; by making bullets specifically intended for the firearm in question, accuracy of the resulting cartridges can be significantly increased.
Casting
For the truly frugal, the cheapest method of obtaining bullets, buckshot, and slugs intended for reloading use at low to moderate velocities is casting them.
This requires a set of bullet, buckshot, or slug molds, which are available from a number of sources, and a source of known quality lead. Linotype and automotive wheelweights are often used as sources of lead that are blended together in a molten state to achieve the desired Brinell hardness. Other sources of scrap lead, such as recovered bullets, lead cable sheathing, lead pipe, or even lead–acid battery plates (EXTREME caution should be used as modern battery components, when melted, can yield hazardous, even deadly gases), can yield usable lead with some degree of effort, including purification and measuring of hardness.
Cast bullets are also the cheapest bullets to buy, though generally only handgun bullets are available in this form. Some firearms manufacturers, such as those using polygonal rifling like Glock and H&K, advise against the use of cast bullets. For shooters who would like to shoot cast bullets, aftermarket barrels are generally available for these models with conventional rifling, and the cost of the barrel can generally be recouped in ammunition savings after a few thousand rounds.
Soft lead bullets are generally used in handguns with velocities of 1000 ft/s (300 m/s) or lower, while harder cast bullets may be used, with careful powder selection, in rifles with velocities of 2000 ft/s (600 m/s) or slightly more. A modern solution to velocity limitations of cast projectiles is to powder coat the projectile, encasing it in a protective skin allowing higher velocities to be achieved with softer lead alloys with no lead build up in the firearm. The limit is the point at which the powder gas temperature and pressure starts to melt the base of the bullet, and leave a thin coating of molten and re-solidified lead in the bore of the gun—a process called leading the bore. Cast lead bullets may also be fired in full power magnum handgun rounds like the 44 Magnum with the addition of a gas check, which is a thin aluminum, zinc or copper washer or cup that is crimped over a tiny heel on the base of appropriate cast bullets. This provides protection for the base of the bullet, and allows velocities of over 1500 ft/s (450 m/s) in handguns, with little or no leading of the bore.
Such cast lead bullets, intended for use with a gas check, will have a reduced diameter at the rear of the cast lead bullet, onto which the gas check can be swaged using a lubricating/resizing press. All cast lead bullets, whether with or without a gas check, must still be lubricated, to prevent leading of the rifling of the barrel. A lubricating/resizing press, which is a special purpose bullet processing press, can be either a standalone press dedicated to lubricating and resizing bullets, or can be an add-on to a reloading press, at the option of the handloader. Not all handloaders resize cast lead bullets, although all handloaders do lubricate cast lead bullets. An option to using a lubricating press is simply to coat the bullets with bullet lube, which can be done either with a spray, in a tumbler, in a plastic bowel with a liquid lube, in a tray with melted bullet lube, or even with a manual lubricating process.
Slugs for shotgun shells are also commonly cast from pure lead by handloaders, for subsequent reloading into shotgun shells. Although roll crimps of shotgun hull cases are commonly used for handloading these cast lead slugs, in place of the fold crimps that are used when reloading shot into shotgun shells, some published recipes specifically do include fold crimps. For published recipes using fold crimps and shot wads used as sabots, slugs can be easily reloaded using standard shotshell presses and techniques, without requiring any roll crimp tools. Whether roll crimps or fold crimps are used, cast lead slugs are commonly used in jurisdictions where rifles are banned for hunting, under the reasoning that fired slugs will not travel but over short distances, unlike rifle bullets which can travel up to several miles when fired. Use of cast lead slugs is therefore very common when hunting large game near populated areas.
Similarly, cast lead buckshot is often cast by handloaders, for reloading into shotgun shells for hunting larger game animals. Such buckshot is then placed by hand into shotgun shells when handloaded, due to the necessity of having to stack the buckshot balls into specific configurations depending on the gauge of shotgun shell being reloaded, the choice of wad, the volume of powder, and the size of the buckshot (e.g., 00, 000, 0000 buckshot). Such cast lead buckshot is never simply dropped from a shotshell press charge bar into a shotgun shell when reloading.
Swaging
Most shooters prefer jacketed bullets, especially in rifles and pistols. The hard jacket material, generally copper or brass, resists deformation and handles far higher pressures and temperatures than lead. Several companies offer swaging presses (both manual and hydraulic) that will manufacture on a small scale jacketed bullets that can rival or surpass the quality of commercial jacketed bullets. Two swaging equipment manufacturers offer equipment and dies designed to turn 22 Long Rifle cases into brass jackets for 22 caliber (5.56 mm) bullets.
Example variants of swage dies include:
R dies, used for bullet swaging in the reloading press. No expensive special press is needed; however, the reloading press cannot swage all calibers and variants of bullets.
S dies, steel dies for a manual press. They have a maximum caliber of and a maximum jacket length of .
H dies, dies designed for hydraulic presses and are offered in calibers up to and jacket lengths of more than 1.3". In a hydraulic press, bullets from powdered metal can be swaged.
Every bullet diameter, and most of the bullet types, need special dies, making swaging a rather investment-intensive enterprise.
Purchased Bullets
Handloaders have the choice to swage but most choose to purchase pre-made jacketed bullets, due to the obscure nature of swaging and the specialized, expensive equipment. The process of manufacturing a jacketed bullet is far more complex than for a cast bullet; first, the jacket must be punched from a metal sheet of precise thickness, filled with a premeasured lead core, and then swaged into shape with a high pressure press in multiple steps. This involved process makes jacketed bullets far more expensive on average than cast bullets. Further complicating this are the requirements for controlled expansion bullets (see terminal ballistics), which require a tight bond between the jacket and the core. Premium expanding bullets are, with match grade bullets, at the top tier in expense.
Plated Bullets
A more economical alternative was made available to the handloader in the 1980s, the copper-plated bullet. Copper-plated bullets are lead bullets that are electroplated with a copper jacket. While thinner than a swaged bullet jacket, the plated jacket is far thicker than normal electroplate, and provides significant structural integrity to the bullet. Since the jacket provides the strength, soft lead can be used, which allows bullets to be swaged or cast into shape before plating. While not strong enough for most rifle cartridges, plated bullets work well in many handgun rounds, with a recommended maximum velocity of 1250 ft/s (375 m/s). Plated bullets fall between cast and traditional jacketed bullets in price.
While originally sold only to handloaders as an inexpensive substitute for jacketed bullets, the plated bullet has come far. The ammunition manufacturer Speer now offers the Gold Dot line, commercially loaded premium handgun ammunition using copper-plated hollow point bullets. The strong bond between jacket and core created by the electroplating process makes expanding bullets hold together very well, and the Gold Dot line is now in use by many police departments.
See also
Pacific Tool Company
Table of handgun and rifle cartridges
References
Citations
Further reading
Cartridges of the World 8th Edition, Book by Frank Barnes, DBI Books, 1997,
Handbook for Shooters & Reloaders vol I, Book by P.O. Ackley; Plaza Publishing, 1962,
Handbook for Shooters & Reloaders vol II, Book by P.O. Ackley; Plaza Publishing, 1966, ASIN B000BGII48
The Handloader's Manual of Cartridge Conversions, Book by John J. Donnelly, Stoeger Publishing, 1987,
Designing and Forming Custom Cartridges, Book by Ken Howell, Precision Shooting, 1995,
Barnes Reloading Manual Number 3; Edited by Dave Scovill, LP, 2001
Black Powder Handbook & Loading Manual, 2nd Edition; Book by Sam Fadala, Lyman Publications, 2001 UPC #011516971005
Lapua Shooting and Reloading Manual 2nd Edition; Book by Nammo Lapua, LP, 2000,
Waters, Ken, Ken Waters' Notebook, Wolfe Publishing Co, 2006,
Modern Reloading; Book by Richard Lee, LP, 1996
Sierra Reloading Manual 5th Edition; Book by Sierra Bullets, LP, 2003
Speer Reloading Manual Number 13; Book by Speer, Blount, Inc., 1998
External links
MidwayUSA's Application charts and reloading information |
13867 | https://en.wikipedia.org/wiki/Harold%20Holt | Harold Holt | Harold Edward Holt (5 August 190817 December 1967) was an Australian politician who served as the 17th prime minister of Australia from 1966 until his presumed death in 1967. He held office as leader of the Liberal Party.
Holt was born in Sydney and moved to Melbourne in childhood, studying law at the University of Melbourne. Before entering politics he practised law and was a lobbyist for cinema operators. He was first elected to the House of Representatives at the age of 27, becoming a member of parliament (MP) for the division of Fawkner at a by-election in 1935. A member of the United Australia Party (UAP), Holt was made a minister without portfolio in 1939, when his mentor Robert Menzies became prime minister. His tenure in the ministry was interrupted by a brief stint in the Australian Army, which ended when he was recalled to cabinet following the deaths of three ministers in the 1940 Canberra air disaster. The government was defeated in 1941, sending the UAP into opposition, and he joined the new Liberal Party upon its creation in 1945.
When the Liberals came to office in 1949, Holt became a senior figure in the new government. As Minister for Immigration (1949–1956), he expanded the post-war immigration scheme and relaxed the White Australia policy for the first time. He was also influential as Minister for Labour and National Service (1949–1958), where he handled several industrial relations disputes. Holt was elected deputy leader of the Liberal Party in 1956, and after the 1958 election replaced Arthur Fadden as Treasurer. He oversaw the creation of the Reserve Bank of Australia and the decimal Australian dollar, but was blamed for a credit crunch that almost cost the Coalition the 1961 election. However, the economy soon rebounded and Holt retained his place as Menzies' heir apparent.
Holt became prime minister in January 1966, elected unopposed as Liberal leader following Menzies' retirement. He fought a general election later that year, winning a landslide victory. The Holt Government continued the dismantling of the White Australia policy, amended the constitution to give the federal government responsibility for indigenous affairs, and took Australia out of the sterling area. Holt promoted greater engagement with Asia and the Pacific, and made visits to a number of East Asian countries. His government expanded Australia's involvement in the Vietnam War, and maintained close ties with the United States under President Lyndon B. Johnson. While visiting the White House, Holt proclaimed that he was "all the way with LBJ", a remark which was poorly received at home.
In December 1967, Holt disappeared while swimming in rough conditions at Cheviot Beach, Victoria. He was presumed dead, although his body was never recovered; his disappearance spawned a number of conspiracy theories. Holt was the third Australian prime minister to die in office. He was succeeded by Country Party leader John McEwen on an interim basis and then by John Gorton. His death was commemorated in a number of ways, among them by the establishment of the Harold Holt Memorial Swimming Centre in Melbourne.
Early life
Birth and family background
Holt was born on 5 August 1908 at his parents' home in Stanmore, New South Wales, a suburb of Sydney. He was the first of two sons born to Olive May (née Williams; formerly Pearce) and Thomas James Holt; his younger brother Clifford was born in 1910. His parents had married seven months before his birth, in January 1908. On his father's side, Holt was descended from James Holt, a cobbler from Birmingham, England, who arrived in New South Wales in 1829. His paternal grandfather, Thomas Holt Sr., owned a large farming property in Nubba, and was twice elected mayor of nearby Wallendbeen. Holt's father trained as a schoolteacher in Sydney and when Harold was born, worked as a physical education teacher at the Cleveland Street School in Surry Hills. Holt's mother was born in Eudunda, South Australia, and had Cornish, English, German, and Irish ancestry; her sister was the actress Vera Pearce.
Education
In 1914, Holt's parents moved to Adelaide, where his father became the licensee of a hotel in Payneham. He and his brother stayed behind in Sydney, living with an uncle and attending Randwick Public School. In late 1916, Holt was sent to live with grandparents in the country, where he briefly attended the Nubba State School. He returned to Sydney the following year, and for three years was enrolled at Abbotsholme College, a private school in Killara; his parents separated around that time. In 1920, Holt began boarding at Wesley College, Melbourne. He was a popular and talented student, winning a scholarship in his final year and graduating second in his class. Holt generally spent school holidays with his relatives in Nubba or with schoolmates, rather than with his parents – his father had begun working as a talent agent, touring the country on the Tivoli circuit, while his mother died in 1925. He was 16 at the time, and was unable to attend the funeral.
In 1927, Holt began studying law at the University of Melbourne, living at Queen's College on a scholarship. He represented the university in cricket and football, and was also active in various student organisations, serving as president of the Law Students' Society and of the Queen's College social club. Holt won prizes for oratory and essay-writing, and was a member of the inter-university debating team. He graduated with a Bachelor of Laws degree in 1930. Holt's father – living in London – invited to him to continue his studies in England, but he declined the offer.
Legal career
Holt served his articles of clerkship with the firm of Fink, Best, & Miller. He was admitted to the Victorian Bar in late 1932, and opened his own legal practice the following year. However, clients during the Depression were scarce and frequently underpaid, so Holt lived in a boardinghouse and often relied upon the hospitality of friends. Drawing on his family connections in show business, he eventually accepted an offer to become secretary of the Victorian Cinematograph Exhibitors' Association, a film industry lobby group. In this capacity he appeared several times before the Commonwealth Court of Conciliation and Arbitration. This had a positive effect on his own practice, and he eventually took on two partners, first Jack Graham and later James Newman. The firm of Holt, Graham, & Newman was dissolved in 1963, following a financial dispute and subsequently reconstituted as Holt, Newman, & Holt, with Holt's son Sam as the new addition. Holt's involvement in the practice declined once he entered politics and ceased altogether in 1949, although he did not formally retire until assuming the prime ministership.
Early political career
In 1933, Holt joined the Young Nationalists, the youth wing of the United Australia Party. He cultivated a friendship with Mabel Brookes, and through Brookes became acquainted with senior members of the influential Australian Women's National League (AWNL). He also secured the patronage of Robert Menzies, with whom he shared a similar background and political views. At the 1934 federal election, Holt stood for the UAP in the Division of Yarra. It was a safe seat for the Labor Party, held by the party's leader (and former prime minister) James Scullin. Holt lost heavily, as was expected, but was praised for his campaigning. Early the following year, he contested Clifton Hill – another safe Labor seat – at the Victorian state election, losing to Bert Cremean. Holt was eventually elected to parliament on his third attempt, winning a federal by-election for the seat of Fawkner in August 1935; his predecessor, George Maxwell, had died in office. He won UAP preselection against five other candidates, a victory which Smith's Weekly attributed to his "political godmothers" in the AWNL. His new seat was centred on Melbourne's wealthy inner-eastern suburbs.
Holt was twenty-seven years old when he entered parliament, making him its youngest member. He kept a relatively low profile in his first few years, but spoke on a wide range of topics. When Robert Menzies became prime minister in April 1939, he made Holt one of four ministers without portfolio. His inclusion was made possible by the collapse of the coalition with the Country Party – previously a certain number of positions had been reserved for Country MPs, but the new ministry was composed solely of UAP members. Although Holt officially had no portfolio, he effectively served as an assistant minister to Richard Casey, who headed the Department of Supply and Development. He was given responsibility for the Council for Scientific and Industrial Research (CSIR), and also acted for periods as Minister for Trade and Customs and Minister for Civil Aviation and Air while the incumbents were overseas. Holt's first stint as a government minister came to an end in March 1940, when the coalition with the Country Party was reinstituted. His replacement was Arthur Fadden, another future prime minister.
World War II
Holt enlisted in the Militia in February 1939, joining a part-time artillery unit for businessmen and professionals. He was given indefinite leave during his ministerial service. In May 1940, without resigning his seat, Holt enlisted in the Australian Imperial Force with the intent of becoming a full-time soldier. Several of his parliamentary colleagues did likewise at various points in the war. Holt was posted to the 2/4th Field Regiment, holding the rank of gunner. He had been offered a commission as an officer in the Royal Australian Air Force, but declined due to his lack of experience. In a press statement, Holt said "as the youngest member of the House, I could not feel happy in my position if I were not prepared to make some sacrifice and take an active part". He was sent to Puckapunyal for training, and expected to be posted to North Africa or Palestine.
Holt's brief military career came to an end as a result of the Canberra air disaster on 13 August, which killed three senior government ministers. Menzies called an early general election for 21 September, which resulted in a hung parliament and a UAP–Country minority government. Holt was given leave from the army to campaign, and won re-election with a large majority. Menzies subsequently asked him to return to cabinet, to which he agreed. Holt was sworn in as Minister for Labour and National Service on 28 October, and formally resigned from the army the same day. He was placed in charge of the new Department of Labour and National Service, which took over most of the responsibilities of the previous Department of Industry. He also became a member of the bipartisan Advisory War Council, although he personally favoured the establishment of a national unity government with the Labor Party.
As labour minister, Holt's foremost task was to prevent industrial disputes from disrupting the war effort. He met with union leaders and employer groups, and secured their agreement to a streamlining of the arbitration process while the war was underway. He had also been made Minister in charge of Scientific and Industrial Research, which gave him responsibility for the CSIR and its wartime efforts. In April 1941, Holt sponsored and oversaw the passage of the Child Endowment Act, which introduced a universal child endowment scheme; newspapers labelled him "the godfather to a million Australian children". When leadership troubles hit the Coalition later in the year, Holt initially supported Menzies. However, he and five cabinet colleagues eventually transferred their allegiance to Arthur Fadden, the leader of the Country Party, believing this way the only to ensure stable government. Menzies felt he had been betrayed, but forgave Holt and accepted his assurances that he had been acting in the best interests of the country.
Holt retained his portfolios in the Fadden Government, which lasted only 40 days before being defeated on a confidence motion in October 1941. After going into opposition, he kept a reasonably low profile for the remainder of the war, except for his membership of the Joint Committee on War Expenditure. He was criticised by some for not re-joining the army, and at the 1943 election was opposed by Brigadier William Cremor, whose campaign was funded by Sydney businessmen (including Keith Murdoch). He lost a significant portion of his primary vote, but suffered only a small swing on the two-party-preferred count. Menzies returned as leader of the UAP in September 1943, and Holt was initially a candidate for the deputy leadership; he withdrew once former prime minister Billy Hughes entered the race. Holt was in favour of the creation of the Liberal Party, but played little role in the practical aspects of its establishment. He became an official member of the new party in February 1945.
Postwar ministerial career
After eight years in opposition, the Coalition won the federal election of December 1949 and Menzies began his record-setting second period as Prime Minister. In a redistribution held ahead of that election, Holt's majority in Fawkner nearly disappeared. He transferred to Higgins, one of several new seats created in the 1949 redistribution. The seat was created as a safe Liberal seat; it had been carved out of the wealthier portions of Fawkner. Holt won it easily. He was appointed to the prestigious portfolios of Minister for Labour and National Service (1949–1958; he had previously served in this portfolio 1940–41) and Minister for Immigration (1949–1956), by which time he was being touted in the press as a "certain successor to Menzies and a potential Prime Minister". In Immigration, Holt continued and expanded the massive immigration programme initiated by his ALP predecessor, Arthur Calwell. However, he displayed a more flexible and caring attitude than Calwell, who was a strong advocate of the White Australia policy. One of his first acts was to intervene in the case of Lorenzo Gamboa, a Filipino man with an Australian wife and children who had been denied entry by Calwell due to his race. Holt reversed the decision, allowing Gamboa to settle in Australia permanently.
Holt excelled in the Labour portfolio and has been described as one of the best Labour ministers since Federation. Although the conditions were ripe for industrial unrest—Communist influence in the union movement was then at its peak, and the right-wing faction in Cabinet was openly agitating for a showdown with the unions—the combination of strong economic growth and Holt's enlightened approach to industrial relations saw the number of working hours lost to strikes fall dramatically, from over two million in 1949 to just 439,000 in 1958. He also had ministerial responsibility for the Melbourne Olympics in 1956.
Holt fostered greater collaboration between the government, the courts, employers and trade unions. He enjoyed good relationships with union leaders like Albert Monk, President of the Australian Council of Trade Unions; and Jim Healy, leader of the radical Waterside Workers Federation;and he gained a reputation for tolerance, restraint and a willingness to compromise, although his controversial decision to use troops to take control of cargo facilities during a waterside dispute in Bowen, Queensland in September 1953 provoked bitter criticism.
Holt's personal profile and political standing grew throughout the 1950s. He served on numerous committees and overseas delegations, he was appointed a Privy Counsellor in 1953, and in 1954 he was named one of Australia's six best-dressed men. In 1956, he was elected Deputy Leader of the Liberal Party and became Leader of the House, and from this point on, he was generally acknowledged as Menzies' heir apparent.
Treasurer (1958–1966)
In December 1958, following the retirement of Arthur Fadden, Holt succeeded him as Treasurer. Holt had little knowledge or interest in economics, but the job cemented his position as Menzies' likely successor. As Treasurer, Holt relied strongly on the advice of Treasury secretary Roland Wilson. His achievements included major reforms to the banking system (originated by Fadden)including the establishment of the Reserve Bank of Australiaand the planning and preparation for the introduction of decimal currency. It was Holt who convinced Cabinet to call the new currency the "dollar" rather than the "royal".
The economy Holt inherited was growing strongly, aided by the opening of new iron ore mines. However, in 1959, inflation was running at 4.5% and Treasury was alarmed. Holt was reluctant to act, but in November 1960 introduced a deflationary package of tax changes. He also reluctantly agreed to an interest rate rise by the Reserve Bank. The credit squeeze was nicknamed the "Holt jolt". The economy went into recession, and unemployment rose to three percent, which was considered high for the time and contrary to the government's policy of full employment.
The credit squeeze brought the Coalition dangerously close to losing the 1961 election, with the Coalition being returned with a precarious one-seat majority. There were calls for Holt to be sacked, but he retained Menzies' support. He later described 1960–61 as "my most difficult year in public life". Most of the deflationary measures were reversed in 1962, and unemployment dropped down to 1.5 percent by August 1963. In later budgets, Holt retreated to his Queensland holiday home while it was being prepared. He said that the 1965 budget "has had the best reception yet of any in the series I have presented".
Prime Minister (1966–1967)
Holt was sworn in as prime minister on 26 January 1966, following the retirement of Robert Menzies six days earlier. He won the leadership election unopposed, with William McMahon elected as his deputy. His swearing in was delayed by the death of Defence Minister Shane Paltridge; he and Menzies both served as pallbearers at Paltridge's state funeral on 25 January. Holt was the first Australian prime minister born in the 20th century and the first born after federation. He was almost fourteen years younger than his predecessor, but, at the age of 57, was still the fourth-oldest man to assume the office.
He had been an MP for over 30 years before becoming prime minister, still the longest wait for any non-caretaker Prime Minister. The only person who had a longer wait was his caretaker successor John McEwen, who had served 33 years before ascending to the post. Stylistically, Holt was more informal and contemporary than Menzies, and his wife accompanied him into the political spotlight. He gave the media an unprecedented level of access, and was the first prime minister to conduct regular press conferences and grant regular television interviews. His press secretary, Tony Eggleton, accompanied him virtually every time he travelled.
Holt's initial cabinet was virtually unchanged from that of his predecessor. John Gorton and Les Bury were promoted to replace Menzies and Paltridge, but there were no other changes in composition. There were also no major changes in portfolio, outside of McMahon's promotion to Treasurer in place of Holt. A notable addition to the outer ministry was Senator Annabelle Rankin as Minister for Housing – the first woman to hold a ministerial portfolio. A minor reshuffle occurred after the 1966 election, with Doug Anthony and Ian Sinclair added to cabinet and Charles Barnes demoted to the outer ministry. The only new government department created during Holt's tenure was the Department of Education and Science, established in December 1966, which was the first federal department specific to either of those areas.
Elections
On 26 November 1966, Holt fought his first and only general election as prime minister, winning a somewhat unexpected landslide victory. The Coalition secured 56.9 percent of the two-party-preferred vote, gaining 10 seats and bringing its total number of seats in the House of Representatives to 82 out of 124; the Liberal Party was only two seats away from forming majority government in its own right. It was a higher margin victory of victory than Menzies had achieved in eight elections as Liberal leader, and was the Labor Party's worst electoral defeat in 31 years.
Holt received little credit for the Coalition's election victory, even from within his own party. It was generally held that the Labor Party's poor campaign had been the major factor in its defeat. Arthur Calwell, the Leader of the Opposition, was 70 years old and had limited personal popularity – a Gallup poll before the election placed his personal approval rating at 24 percent, compared with Holt's 60 percent. Calwell had suffered a damaging rift with his deputy Gough Whitlam earlier in the year, and the general public still perceived the party as divided. In an election where the Vietnam War was a major campaign issue, he and Whitlam publicly contradicted each other on major policy decisions. Labor ran on an anti-war platform, but struggled to appeal to voters concerned about national security; combined with Calwell's dedication to the White Australia policy, this allowed the party to be portrayed as isolationist and naive about external affairs. Calwell was far less telegenic than his opponent, and was seen as gruff and antagonistic where Holt was suave and easy-going. At a rally in Adelaide a week before the election, Calwell accused Holt of having "chickened out of World War II – just as his three stepsons are chickening out of the war in Vietnam today". His attack on Holt's family – which he refused to withdraw – was viewed as desperate and undignified, and it was pointed out that, unlike Holt, Calwell had performed no military service in World War II.
In early 1967, Arthur Calwell retired as ALP leader and Gough Whitlam succeeded him. Whitlam proved a far more effective opponent, both in the media and in parliament, and Labor soon began to recover from its losses and gain ground, with Whitlam repeatedly besting Holt in Parliament. By this time, the long-suppressed tensions between the Coalition partners over economic and trade policies were also beginning to emerge. Throughout his reign as Liberal leader, Menzies had enforced strict party discipline but, once he was gone, dissension began to surface. Some Liberals soon became dissatisfied by what they saw as Holt's weak leadership. Alan Reid asserts that Holt was being increasingly criticised within the party in the months before his death, that he was perceived as being "vague, imprecise and evasive" and "nice to the point that his essential decency was viewed as weakness".
Domestic policy
According to his biographer Tom Frame, "Holt's inclinations and sympathies were those of the political centre [...] he was a pragmatist rather than a philosopher, but he nonetheless claimed a philosophical lineage connecting him with Alfred Deakin and approvingly quoted his statement that 'we are liberal always, radical often, and reactionary never'."
Economy
Holt as prime minister was sometimes criticised for a failure to be assertive on economic matters. A major drought in 1965 had led to slowdown in growth, but he was unwilling to increase public spending in case it increased inflation. The Australian dollar – a legacy of Holt's period as Treasurer – came into circulation on 14 February 1966, less than a month after his prime ministership began. In November 1967, the British government unexpectedly announced that it would be devaluing the pound sterling by 14 percent. Holt announced that the Australian government would not follow suit, effectively withdrawing Australia from the sterling area. The decision was strongly opposed by the Country Party, who feared it would disadvantage primary industry. John McEwen, the Country Party leader, issued a public statement criticising the government, which caused a breakdown in his relations with Holt and nearly led to the collapse of the Coalition. The Bulletin said that the withdrawal was "quite certain to mean the end of any remaining special relationship between Australia and Britain". There were no other important economic policy reforms made by the Holt Government, although Australia did become a founding member of the Asian Development Bank in 1966.
Immigration
As prime minister, Holt continued the liberalisation of immigration law that he had begun as Minister for Immigration. When he came to office, what remained of the White Australia policy was upheld by ministerial decree rather than by explicit legislation. In March 1966, the residency requirement for naturalisation was changed to a uniform five years; it had previously been 15 years for non-whites. Discriminatory provisions relating to family reunification were also removed. As a result, in the two years after March 1966 around 3,000 Asian immigrants were granted Australian citizenship, compared with 4,100 in the preceding two decades. Additionally, Immigration Minister Hubert Opperman announced that potential immigrants to Australia would be assessed solely "on the basis of their suitability as settlers, their ability to integrate readily, and their possession of qualifications which are in fact positively useful to Australia"; non-whites had previously had to demonstrate that they were "highly qualified and distinguished" to gain entry.
Keith Wilson believed that the Holt Government's reforms ensured that "from now on there will not be in any of our laws or in any of our regulations anything that discriminates against migrants on the grounds of colour or race". However, there would not be a practical change in the composition of Australia's immigration intake for many more years. Holt maintained that "every country reserves to itself the right to decide what the composition of its people shall be", and promised "a community life free from serious minority and racial problems". He was careful to frame his changes as simply a modification of existing policy, in order to avoid alienating organised labour (historically the greatest supporters of restricting non-white immigration). The Labor Party had only removed "White Australia" from its platform in 1965, and Opposition Leader Arthur Calwell stated he was "determined to continue to oppose, for many obvious reasons, any attempt to create a multi-racial society in our midst". However, Holt was less circumspect outside Australia, telling British journalists that no White Australia policy existed and ordering Australian embassies to promote the changes to Asian governments and media outlets.
Constitutional reform
In 1967, the Holt Government amended the constitution to alter section 51 (xxvi) and remove section 127. This gave the federal government the power to legislate specifically for Indigenous Australians, and also allowed indigenous people to be enumerated in the census. The constitutional amendments required a referendum before they could be enacted, which passed with over 90 percent of the vote; it remains the largest referendum majority in Australian history. Holt personally considered the amendments unnecessary and mostly symbolic, but thought they would be well received by the international community (particularly Asia). According to Barrie Dexter, he was privately shocked by the referendum result, having been uncertain whether it would even pass.
Holt came to regard the referendum as indicative of a shift in the national mood. In the following months, he toured Aboriginal communities and consulted with indigenous leaders, including Charles Perkins and Kath Walker. Despite opposition from state governments, he created a new Office of Aboriginal Affairs within the Prime Minister's Department, as well as a new advisory body called the Council of Aboriginal Affairs (chaired by H. C. Coombs). According to Coombs and Paul Hasluck, Holt had little interest in indigenous affairs before becoming prime minister. Despite this, he brought about a fundamental shift in the way policy was handled, paving the way for the federal government to assume many of the powers and responsibilities that had previously been the preserve of the states. Indigenous academic Gary Foley has said that Holt's death was a setback for Aboriginal people, as his successors did not show the same commitment to the framework that he established.
The Holt Government also unsuccessfully attempted to remove section 24 of the constitution (the so-called "nexus clause"), which requires the number of members in the House of Representatives to be "as nearly as practicable, twice the number of senators". The resulting referendum did not come close to passing, with only 40 percent voting in favour nationwide and only one state (New South Wales) recording a majority. All three major-party leaders campaigned for the "Yes" vote, while opposition came mainly from Coalition backbenchers and Democratic Labor Party senators. Supporters of the "No" vote successfully argued that section 24 protected the influence of the Senate, and thus the interests of less populous states and rural areas. Holt did make one other significant legal reform, albeit one that did not require a constitutional amendment. In September 1967, he announced that his government would use section 74 of the constitution to remove the potential for High Court cases to be appealed to the Judicial Committee of the Privy Council. The necessary legislation was not passed until after his death.
The arts
In November 1967, in one of his last major policy statements, Holt announced the establishment of the National Gallery of Australia and the Australia Council for the Arts. The National Gallery, which did not open until 1982, was the first arts-related major infrastructure project to be funded by the federal government; previous projects had been funded by state governments or by private subscription. Holt said it would "add significantly to the cultural life of Australia and the national capital". The other element of his announcement, the Australia Council for the Arts, was the first national arts council, intended to provide arms-length advice to the Prime Minister's Department on arts funding. Rupert Myer has suggested that "Holt's legacy ought to be a core belief in, and broad public demand for, the sustained support of cultural activity from all three tiers of government".
Foreign policy
Holt believed it was his responsibility as prime minister "to reflect the modern Australia to my fellow countrymen, to our allies and the outside world at large". His approach to national security emphasised opposition to international communism and the need to engage more with Asia. Holt said that the "great central fact of modern history" was "the tremendous power conflict between the communist world and the free world". He was a strong believer in the domino theory and containment, holding that communism had to be fought wherever it occurred in order to prevent it spreading to neighbouring countries. In April 1967, Holt told parliament that "geographically we are part of Asia, and increasingly we have become aware of our involvement in the affairs of Asia – our greatest dangers and our highest hopes are centred in Asia's tomorrows". Gough Whitlam said that Holt "made Australia better known in Asia and he made Australians more aware of Asia than ever before [...] this I believe was his most important contribution to our future".
Personal diplomacy was Holt's strong point – he believed diplomatic ties could be strengthened by making intimate connections with other world leaders. This approach was disliked by his external affairs minister, Paul Hasluck, who in his memoirs accused him of believing in "instant diplomacy" and crediting his personal charms for advances made by diplomatic officials. As prime minister, Holt's first overseas trip was to South-East Asia in April 1966, where he visited Malaysia, Singapore, South Vietnam, and Thailand. He toured Cambodia, Laos, South Korea, and Taiwan in March and April 1967, and had planned to visit Burma, India, Indonesia, Japan, and Pakistan in 1968. Most of those countries had never before been visited by an Australian prime minister. There were also a number of reciprocal visits from East Asian leaders, including Eisaku Satō of Japan, Souvanna Phouma of Laos, and Thanom Kittikachorn of Thailand. The most controversial of those occurred in January 1967, when Prime Minister Nguyễn Cao Kỳ of South Vietnam visited on Holt's personal invitation – issued without consulting cabinet. Public sentiment was beginning to turn against the war, and Ky's visit was met with large demonstrations; opposition leader Arthur Calwell issued a statement calling him a "miserable little butcher". Ky nonetheless handled himself well, and The Bulletin called his visit a "personal triumph".
Vietnam War
The Vietnam War was the dominant foreign policy issue during Holt's term in office. He was a strong supporter of Australian involvement in the war, which had begun in 1962, and accused its critics of adopting a "Lotus Land" attitude. As well as citing Australia's SEATO obligations to South Vietnam, Holt justified the war on the grounds that Australia was morally obligated to "resist communist subversion and aggression" and "defend the right of every people to choose their own social and economic order". He held that "unless there is security for all small nations, there cannot be security for any small nation".
In March 1966, Holt announced that the 1st Battalion, Royal Australian Regiment, would be withdrawn and replaced by the 1st Australian Task Force, a self-contained brigade-sized unit based at Nui Dat. This effectively tripled the number of Australian troops in Vietnam to around 4,500, and also included 1,500 national servicemen – the first conscripts to serve in the conflict. By the final months of Holt's prime ministership, Australia had over 8,000 personnel stationed in South Vietnam, drawn from all three branches of the Australian Defence Force; the final troop increase was announced in October 1967. Holt "never deviated from his whole-hearted support for American bombing of North Vietnam and the hope that steadily increasing the number of foreign troops deployed to South Vietnam would lead to military victory and a solution to the crisis". John Gorton later said it was "ironical that, being a man of peace, he should have presided over one of the greatest build-ups of military power that Australia has found itself engaged in".
The government's handling of the war initially enjoyed broad public support, and was considered a key contributor to the landslide election victory in 1966 – referred to by some as a "khaki election". By the end of the following year, however, opinion polls were showing that public sentiment had turned against the war, and previously supportive media outlets had begun to criticised Holt's decision-making. He did not live long enough to see the mass demonstrations experienced by his successors. Political opposition to the war was initially led by Opposition Leader Arthur Calwell, who promised a total withdrawal from the conflict and labelled it a "cruel, unwinnable civil war". His replacement, Gough Whitlam, adopted a more pragmatic approach, focusing on policy specifics (particularly the government's apparent lack of an exit strategy) rather than the validity of the war itself.
"All the way with LBJ"
Holt cultivated a close relationship with the United States under President Lyndon B. Johnson. He believed that "without the American shield most of us who live in Asia and the South Pacific would have a continuing sense of insecurity". Cooperation between the two countries extended beyond the Vietnam War. Holt approved the construction of several Earth stations for use by NASA and American intelligence agencies, including Pine Gap, Honeysuckle Creek, and Tidbinbilla. This made Australia "the most substantial centre for American missile and space operations outside the continental United States".
Holt and Johnson developed a personal friendship. They were the same age, and had first met in 1942, when Johnson visited Melbourne as a naval officer; afterwards they shared a similar career trajectory. Holt visited the U.S. twice while in office, in June and July 1966, and on the latter visit was invited to stay at Camp David. He and Johnson reportedly played tennis, lounged by the pool, and watched movies together. In October 1966, Johnson made the first visit to Australia by an incumbent American president; Vice President Hubert Humphrey had visited in February of that year. He toured five cities, and was greeted by large crowds as well as a number of anti-war demonstrators, who disrupted the presidential motorcade. The opposition criticised the visit as a publicity stunt. Johnson later returned to Australia for Holt's memorial service, and invited his widow Zara to stay with him when she visited the United States in 1969.
On his first visit to the U.S., Holt made what was widely viewed as a faux pas while delivering a ceremonial address at the White House. Departing from his prepared remarks, he said: "And so, sir, in the lonelier and perhaps even more disheartening moments which come to any national leader, I hope there will be a corner of your mind and heart which takes cheer from the fact that you have an admiring friend, a staunch friend that will be all the way with LBJ." Holt had meant it to be a "light-hearted gesture of goodwill towards a generous host", referencing the slogan used in Johnson's 1964 presidential campaign. It was interpreted as such by his immediate audience, but once it was reported back in Australia it came to be viewed as a "foolish, sycophantic and dangerous statement" that was indicative of Australian subservience. Bill Hayden said Holt's remarks "shocked and insulted many Australians [...] its seeming servility was an embarrassment and a worry". Newspaper editorials generally agreed with Holt's assertion that he had been misinterpreted, but still criticised him for making an error in judgment. His comments intensified anti-war sentiments among those who were already opposed to the war, but had little electoral impact. Nonetheless, "all the way with LBJ" is still remembered as Holt's "best-known utterance".
Britain and the Commonwealth
Holt was a strong supporter of the Commonwealth of Nations, and believed its member states had moral obligations to one another – particularly Britain, as the former "mother country". However, his relationship with Harold Wilson, the British prime minister, was somewhat frosty. He repeatedly lobbied Wilson to maintain a strong British presence "East of Suez", in order to complement American efforts, and in early 1967 received assurances that no reduction was being contemplated. However, by the middle of the year Wilson had announced that Britain intended to close all of its bases in Asia by the early 1970s (except for Hong Kong). In response to Holt's concerns, it was suggested by Wilson that a British naval base could be established in Cockburn Sound. Holt rejected this outright, and felt that Wilson had deliberately misled him as to his intentions.
Controversies
Holt's popularity and political standing was damaged by his perceived poor handling of a series of controversies that emerged during 1967. In April, the ABC's new nightly current affairs program This Day Tonight ran a story which criticised the government's decision not to reappoint the Chair of the ABC Board, Sir James Darling. Holt responded rashly, questioning the impartiality of the ABC and implying political bias on the part of journalist Mike Willesee (whose father Don Willesee was an ALP Senator and future Whitlam government minister), and his statement drew strong protests from both Willesee and the Australian Journalists' Association.
In May, increasing pressure from the media and within the Liberal Party forced Holt to announce a parliamentary debate on the question of a second inquiry into the 1964 sinking of to be held on 16 May. The debate included the maiden speech by newly elected NSW Liberal MP Edward St John QC, who used the opportunity to criticize the government's attitude to new evidence about the disaster. An enraged Holt interrupted St John's speech, in defiance of the parliamentary convention that maiden speeches are heard in silence; his blunder embarrassed the government and further undermined Holt's support in the Liberal Party. A few days later, Holt announced a new Royal Commission into the disaster.
In October the government became embroiled in another embarrassing controversy over the alleged misuse of VIP aircraft, which came to a head when John Gorton (Government Leader in the Senate) tabled documents that showed that Holt had unintentionally misled Parliament in his earlier answers on the matter. Support for his leadership was eroded even further by his refusal to sack the Minister for Air, Peter Howson, in order to defuse the scandal, fuelling criticism from within the party that Holt was "weak" and lacked Menzies' ruthlessness. Much of the blame for the episode within the Public Service was visited upon Sir John Bunting, Secretary of the Prime Minister's Department, although other figures such as the Deputy Secretary Peter Lawler were able to protect themselves. One of John Gorton's first acts upon becoming Prime Minister in January 1968 was to sideline Bunting by creating a separate Department of the Cabinet Office with Bunting as its head, and replaced him with Lenox Hewitt.
In November 1967, the government suffered a serious setback in the senate election, winning just 42.8 per cent of the vote against Labor's 45 per cent. The coalition also lost the seats of Corio and Dawson to Labor in by-elections. Alan Reid says that, within the party, the reversal was blamed on Holt's mishandling of the V.I.P. planes scandal. Disquiet was growing about his leadership style and possible health problems.
Disappearance
Holt loved the ocean, particularly spearfishing, and had holiday homes at Portsea, Victoria, and Bingil Bay, Queensland. On 17 December 1967, while Holt was spending the weekend at Portsea, he and four companions decided to drive to Point Nepean to watch sailor Alec Rose pass through The Rip on his solo circumnavigation attempt. On their way back to Portsea, Holt convinced the group to stop at remote Cheviot Beach for a swim before lunch – he had spearfished there on many previous occasions, and claimed to "know this beach like the back of my hand". Because of the rough conditions, only one other person, Alan Stewart, joined Holt in the water. Stewart kept close to shore, but Holt swam out into deeper water and was seemingly caught up in a rip, eventually disappearing from view. One of the witnesses, Marjorie Gillespie, described it as "like a leaf being taken out [...] so quick and final."
Holt's disappearance sparked "one of the largest search operations in Australian history", but no trace of his body was ever found. At 10 p.m. on 18 December, Governor-General Lord Casey announced he had terminated Holt's commission as prime minister upon his presumed death. A police report released in early 1968 made no definitive findings about Holt's death, while a coronial inquest in 2005 returned a verdict of accidental drowning. It is generally accepted that Holt overestimated his swimming ability. Some have alleged that Holt committed suicide, but those close to him rejected this as uncharacteristic of his personality. Conspiracy theories have included suggestions that Holt faked his own death, was assassinated by the CIA, or was collected by a submarine so that he could defect to China.
A memorial service for Holt was held at St Paul's Cathedral, Melbourne, on 22 December, and attended by numerous world leaders. Aged 59 at the time of his death, Holt became the third Australian prime minister to die in office, after Joseph Lyons (1939) and John Curtin (1945). John McEwen, the leader of the Country Party, was sworn in as caretaker prime minister on 19 December. The Liberal Party held a leadership election on 9 January 1968, in which John Gorton defeated Paul Hasluck, Billy Snedden, and Les Bury. Gorton was a member of the Senate, and in line with constitutional convention transferred to the House of Representatives at the by-election caused by Holt's death.
Personal life
Relationships
While at university, Holt met Zara Dickins, the daughter of a Melbourne businessman; there was an "instant mutual attraction". They made plans to marry once Holt had graduated, but after a financial dispute chose to separate. Zara went on a trip to Britain, where she was introduced to James Fell, a British Indian Army officer. She accompanied Fell to India, and then in early 1935 returned to Australia where Holt again proposed marriage. She declined his offer, and married Fell a short time later, going to live with him in Jabalpur. Holt had entered parliament by that time, and was soon being profiled as "the most eligible bachelor in parliament". He briefly dated Lola Thring, the daughter of his father's business partner, F. W. Thring, but his widowed father Tom was also interested in her (to his son's "disgust"). Tom Holt married Lola in 1936, and their daughter Frances (Harold's half-sister) was born in 1940; Tom Holt died in 1945.
In 1937, Zara returned to Australia to give birth to her first child, Nicholas. She had two more children, twins Sam and Andrew, in 1939. Her marriage with Fell broke down a short time later, and in late 1940 she returned to Australia permanently and resumed a relationship with Holt. Their relationship did not become public for some time, in order to avoid Holt's being implicated in Zara's divorce proceedings. They eventually married on 8 October 1946, at Zara's parents' home on St Georges Road, Toorak. They initially lived on nearby Washington Street, but in 1954 bought the St Georges Road house. Holt legally adopted Zara's three children, and as young men they changed their surname to his. According to biographer Tom Frame, it was an "open secret" that Holt was the biological father of the twins, as they shared his physical appearance and had been conceived at a time when Zara was known to have been in Melbourne.
Zara Holt was a successful businesswoman, owning a chain of dress shops, and out-earned her husband even as prime minister. It was her success that allowed the couple to purchase two holiday homes, one at Portsea, Victoria, and the other at Bingil Bay, Queensland. She nonetheless made sacrifices for her husband's political career, accompanying him on all but one of his overseas trips, which could last for weeks.
After her husband's death, Zara remarried in 1969 to one of his Liberal Party colleagues, Jeff Bate. She was widowed a second time in 1984, and died in 1989. In a 1988 interview with The Sydney Morning Herald, Zara stated that her husband Harold had carried on "dozens" of extramarital affairs. In his biography of Holt, Tom Frame wrote: "I have not included the names of women with whom Holt allegedly had a sexual relationship because I was unable to confirm or deny that most of these relationships took place […] by their very nature they were always illicit and Holt was very discreet."
Personality
Holt was the first Australian Prime Minister born in the twentieth century. He was an enthusiastic sportsman and avid swimmer, in stark contrast to Menzies and the majority of his predecessors and colleagues. Like later successor Bob Hawke, this resonated with positive effect within the electorate. His oratory skills were vastly superior to that of Arthur Calwell, whom Holt resoundingly beat in 1966. Holt's rhetoric was, however, considered a match to that of new Labor leader Gough Whitlam. Whitlam himself later said of Holt:
Religious beliefs
Holt has been described as an "apathetic agnostic". He was baptised Anglican, attended Methodist schools, and married with Presbyterian forms, but neither he nor his wife had any interest in religion. His lack of religiosity apparently had little impact on his political prospects, and was not generally remarked upon. Alick Downer believed that Holt's thoughts "lay in this world not the next". According to his friend Simon Warrender, he "was an agnostic whose raison d'être was dedication to his career". Holt had a reputation as something of a fatalist, and frequently quoted from Andrew Marvell's carpe diem poem "To His Coy Mistress". He was also fond of Rudyard Kipling's poem "If—", which Warrender said he used as a "guiding light in his political and private life".
Memorials and other legacies
Harold Holt is commemorated by the Harold Holt Memorial Swimming Centre in the Melbourne suburb of Glen Iris. The complex was under construction at the time of Holt's disappearance, and since he was the local member, it was named in his memory. The irony of commemorating a man who is presumed to have drowned with a swimming pool has been a source of wry amusement for many Australians. The swimming pool within the 1st Australian Support Compound in South Vietnam was also named for him.
In 1968, the newly commissioned United States Navy Knox-class destroyer escort was named in his honour. It was launched by Holt's widow Dame Zara at the Todd Shipyards in Los Angeles on 3 May 1969, and was the first American warship to bear the name of a foreign leader.
In 1969, a plaque commemorating Holt was bolted to the seafloor off Cheviot Beach after a memorial ceremony. It bears the inscription:
Other memorials include:
the suburb of Holt, Australian Capital Territory;
the Naval Communication Station Harold E. Holt;
the Division of Holt, an electoral district in the Australian House of Representatives in Victoria;
a sundial and garden in the Fitzroy Gardens, Melbourne;
a wing for boarders at Wesley College, Melbourne;
the Harold Holt Fisheries Reserves – five protected areas in southern Port Phillip, located at Swan Bay, Point Lonsdale, Mud Islands, Point Nepean and Pope's Eye (The Annulus).
a memorial stone within the 'Prime Ministers Garden' of Melbourne General Cemetery
By way of a folk memorial, he is recalled in the Australian vernacular expression "do a Harold Holt" (or "do the Harry"), rhyming slang for "do a bolt" meaning "to disappear suddenly and without explanation", although this is usually employed in the context of disappearance from a social gathering rather than a case of presumed death.
In the Queen's Birthday Honours of June 1968, Holt's widow Zara was made a Dame Commander of the Order of the British Empire, becoming Dame Zara Holt DBE. She later married for a third time, to a Liberal party colleague of Holt's, Jeff Bate, and was then known as Dame Zara Bate.
See also
Declared death in absentia
First Holt Ministry
List of people who disappeared
Second Holt Ministry
Notes
References
Bibliography and further reading
Hancock, Ian (2000), 'Harold Edward Holt,' in Michelle Grattan (ed.), Australian Prime Ministers, New Holland, Sydney, pages 270–285.
Holt, Dame Zara (1968), My Life and Harry. An Autobiography, Herald and Weekly Times, Melbourne.
Hughes, Colin A (1976), Mr Prime Minister. Australian Prime Ministers 1901–1972, Oxford University Press, Melbourne, Victoria, Ch.19.
External links
Harold HoltAustralia's Prime Ministers / National Archives of Australia
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13869 | https://en.wikipedia.org/wiki/Heavy%20metal%20music | Heavy metal music | Heavy metal (or simply metal) is a genre of rock music that developed in the late 1960s and early 1970s, largely in the United Kingdom and United States. With roots in blues rock, psychedelic rock and acid rock, heavy metal bands developed a thick, monumental sound characterized by distortion, extended guitar solos, emphatic beats and loudness. The lyrics and performances are usually associated with aggression and machismo, an issue that has sometimes led to accusations of misogyny.
In 1968, three of the genre's most famous pioneers, Led Zeppelin, Black Sabbath and Deep Purple, were founded. Though they came to attract wide audiences, they were often derided by critics. Several American bands modified heavy metal into more accessible forms during the 1970s: the raw, sleazy sound and shock rock of Alice Cooper and Kiss; the blues-rooted rock of Aerosmith; and the flashy guitar leads and party rock of Van Halen. During the mid-1970s, Judas Priest helped spur the genre's evolution by discarding much of its blues influence, while Motörhead introduced a punk rock sensibility and an increasing emphasis on speed. Beginning in the late 1970s, bands in the new wave of British heavy metal such as Iron Maiden and Saxon followed in a similar vein. By the end of the decade, heavy metal fans became known as "metalheads" or "headbangers".
During the 1980s, glam metal became popular with groups such as Bon Jovi and Mötley Crüe. Meanwhile, however, underground scenes produced an array of more aggressive styles: thrash metal broke into the mainstream with bands such as Metallica, Slayer, Megadeth, and Anthrax, while other extreme subgenres such as death metal and black metal remain subcultural phenomena. Since the mid-1990s, popular styles have expanded the definition of the genre. These include groove metal and nu metal, the latter of which often incorporates elements of grunge and hip hop.
Characteristics
Heavy metal is traditionally characterized by loud distorted guitars, emphatic rhythms, dense bass-and-drum sound, and vigorous vocals. Heavy metal subgenres variously emphasize, alter, or omit one or more of these attributes. The New York Times critic Jon Pareles writes, "In the taxonomy of popular music, heavy metal is a major subspecies of hard-rock—the breed with less syncopation, less blues, more showmanship and more brute force." The typical band lineup includes a drummer, a bassist, a rhythm guitarist, a lead guitarist, and a singer, who may or may not be an instrumentalist. Keyboard instruments are sometimes used to enhance the fullness of the sound. Deep Purple's Jon Lord played an overdriven Hammond organ. In 1970, John Paul Jones used a Moog synthesizer on Led Zeppelin III; by the 1990s, in "almost every subgenre of heavy metal" synthesizers were used.
The electric guitar and the sonic power that it projects through amplification has historically been the key element in heavy metal. The heavy metal guitar sound comes from a combined use of high volumes and heavy fuzz. For classic heavy metal guitar tone, guitarists maintain gain at moderate levels, without excessive preamp or pedal distortion, to retain open spaces and air in the music; the guitar amplifier is turned up loud to produce the characteristic "punch and grind". Thrash metal guitar tone has scooped mid-frequencies and tightly compressed sound with multiple bass frequencies. Guitar solos are "an essential element of the heavy metal code ... that underscores the significance of the guitar" to the genre. Most heavy metal songs "feature at least one guitar solo", which is "a primary means through which the heavy metal performer expresses virtuosity". Some exceptions are nu metal and grindcore bands, which tend to omit guitar solos. With rhythm guitar parts, the "heavy crunch sound in heavy metal ... [is created by] palm muting" the strings with the picking hand and using distortion. Palm muting creates a tighter, more precise sound and it emphasizes the low end.
The lead role of the guitar in heavy metal often collides with the traditional "frontman" or bandleader role of the vocalist, creating a musical tension as the two "contend for dominance" in a spirit of "affectionate rivalry". Heavy metal "demands the subordination of the voice" to the overall sound of the band. Reflecting metal's roots in the 1960s counterculture, an "explicit display of emotion" is required from the vocals as a sign of authenticity. Critic Simon Frith claims that the metal singer's "tone of voice" is more important than the lyrics.
The prominent role of the bass is also key to the metal sound, and the interplay of bass and guitar is a central element. The bass provides the low-end sound crucial to making the music "heavy". The bass plays a "more important role in heavy metal than in any other genre of rock". Metal basslines vary widely in complexity, from holding down a low pedal point as a foundation to doubling complex riffs and licks along with the lead or rhythm guitars. Some bands feature the bass as a lead instrument, an approach popularized by Metallica's Cliff Burton with his heavy emphasis on bass solos and use of chords while playing the bass in the early 1980s. Lemmy of Motörhead often played overdriven power chords in his bass lines.
The essence of heavy metal drumming is creating a loud, constant beat for the band using the "trifecta of speed, power, and precision". Heavy metal drumming "requires an exceptional amount of endurance", and drummers have to develop "considerable speed, coordination, and dexterity ... to play the intricate patterns" used in heavy metal. A characteristic metal drumming technique is the cymbal choke, which consists of striking a cymbal and then immediately silencing it by grabbing it with the other hand (or, in some cases, the same striking hand), producing a burst of sound. The metal drum setup is generally much larger than those employed in other forms of rock music. Black metal, death metal and some "mainstream metal" bands "all depend upon double-kicks and blast beats".
In live performance, loudness—an "onslaught of sound", in sociologist Deena Weinstein's description—is considered vital. In his book, Metalheads, psychologist Jeffrey Arnett refers to heavy metal concerts as "the sensory equivalent of war". Following the lead set by Jimi Hendrix, Cream and The Who, early heavy metal acts such as Blue Cheer set new benchmarks for volume. As Blue Cheer's Dick Peterson put it, "All we knew was we wanted more power." A 1977 review of a Motörhead concert noted how "excessive volume in particular figured into the band's impact." Weinstein makes the case that in the same way that melody is the main element of pop and rhythm is the main focus of house music, powerful sound, timbre, and volume are the key elements of metal. She argues that the loudness is designed to "sweep the listener into the sound" and to provide a "shot of youthful vitality".
Heavy metal performers tended to be almost exclusively male until at least the mid-1980s apart from bands such as Girlschool. However, by the 2010s, women were making more of an impact, and PopMatters' Craig Hayes argues that metal "clearly empowers women". In the sub-genres of symphonic and power metal, there has been a sizable number of bands that have had women as the lead singers; bands such as Nightwish, Delain, and Within Temptation have featured women as lead singers with men playing instruments.
Musical language
Rhythm and tempo
The rhythm in metal songs is emphatic, with deliberate stresses. Weinstein observes that the wide array of sonic effects available to metal drummers enables the "rhythmic pattern to take on a complexity within its elemental drive and insistency". In many heavy metal songs, the main groove is characterized by short, two-note or three-note rhythmic figures—generally made up of 8th or 16th notes. These rhythmic figures are usually performed with a staccato attack created by using a palm-muted technique on the rhythm guitar.
Brief, abrupt, and detached rhythmic cells are joined into rhythmic phrases with a distinctive, often jerky texture. These phrases are used to create rhythmic accompaniment and melodic figures called riffs, which help to establish thematic hooks. Heavy metal songs also use longer rhythmic figures such as whole note- or dotted quarter note-length chords in slow-tempo power ballads. The tempos in early heavy metal music tended to be "slow, even ponderous". By the late 1970s, however, metal bands were employing a wide variety of tempos. In the 2000s decade, metal tempos range from slow ballad tempos (quarter note = 60 beats per minute) to extremely fast blast beat tempos (quarter note = 350 beats per minute).
Harmony
One of the signatures of the genre is the guitar power chord. In technical terms, the power chord is relatively simple: it involves just one main interval, generally the perfect fifth, though an octave may be added as a doubling of the root. When power chords are played on the lower strings at high volumes and with distortion, additional low frequency sounds are created, which add to the "weight of the sound" and create an effect of "overwhelming power". Although the perfect fifth interval is the most common basis for the power chord, power chords are also based on different intervals such as the minor third, major third, perfect fourth, diminished fifth, or minor sixth. Most power chords are also played with a consistent finger arrangement that can be slid easily up and down the fretboard.
Typical harmonic structures
Heavy metal is usually based on riffs created with three main harmonic traits: modal scale progressions, tritone and chromatic progressions, and the use of pedal points. Traditional heavy metal tends to employ modal scales, in particular the Aeolian and Phrygian modes. Harmonically speaking, this means the genre typically incorporates modal chord progressions such as the Aeolian progressions I-♭VI-♭VII, I-♭VII-(♭VI), or I-♭VI-IV-♭VII and Phrygian progressions implying the relation between I and ♭II (I-♭II-I, I-♭II-III, or I-♭II-VII for example). Tense-sounding chromatic or tritone relationships are used in a number of metal chord progressions. In addition to using modal harmonic relationships, heavy metal also uses "pentatonic and blues-derived features".
The tritone, an interval spanning three whole tones—such as C to F#—was considered extremely dissonant and unstable by medieval and Renaissance music theorists. It was nicknamed the diabolus in musica—"the devil in music".
Heavy metal songs often make extensive use of pedal point as a harmonic basis. A pedal point is a sustained tone, typically in the bass range, during which at least one foreign (i.e., dissonant) harmony is sounded in the other parts. According to Robert Walser, heavy metal harmonic relationships are "often quite complex" and the harmonic analysis done by metal players and teachers is "often very sophisticated". In the study of heavy metal chord structures, it has been concluded that "heavy metal music has proved to be far more complicated" than other music researchers had realized.
Relationship with classical music
Robert Walser stated that, alongside blues and R&B, the "assemblage of disparate musical styles known ... as 'classical music has been a major influence on heavy metal since the genre's earliest days. Also that metal's "most influential musicians have been guitar players who have also studied classical music. Their appropriation and adaptation of classical models sparked the development of a new kind of guitar virtuosity [and] changes in the harmonic and melodic language of heavy metal."
In an article written for Grove Music Online, Walser stated that the "1980s brought on ... the widespread adaptation of chord progressions and virtuosic practices from 18th-century European models, especially Bach and Antonio Vivaldi, by influential guitarists such as Ritchie Blackmore, Marty Friedman, Jason Becker, Uli Jon Roth, Eddie Van Halen, Randy Rhoads and Yngwie Malmsteen". Kurt Bachmann of Believer has stated that "If done correctly, metal and classical fit quite well together. Classical and metal are probably the two genres that have the most in common when it comes to feel, texture, creativity."
Although a number of metal musicians cite classical composers as inspiration, classical and metal are rooted in different cultural traditions and practices—classical in the art music tradition, metal in the popular music tradition. As musicologists Nicolas Cook and Nicola Dibben note, "Analyses of popular music also sometimes reveal the influence of 'art traditions'. An example is Walser's linkage of heavy metal music with the ideologies and even some of the performance practices of nineteenth-century Romanticism. However, it would be clearly wrong to claim that traditions such as blues, rock, heavy metal, rap or dance music derive primarily from "art music'."
Lyrical themes
According to David Hatch and Stephen Millward, Black Sabbath and the numerous heavy metal bands that they inspired have concentrated lyrically "on dark and depressing subject matter to an extent hitherto unprecedented in any form of pop music". They take as an example Sabbath's second album Paranoid (1970), which "included songs dealing with personal trauma—'Paranoid' and 'Fairies Wear Boots' (which described the unsavoury side effects of drug-taking)—as well as those confronting wider issues, such as the self-explanatory 'War Pigs' and 'Hand of Doom'." Deriving from the genre's roots in blues music, sex is another important topic—a thread running from Led Zeppelin's suggestive lyrics to the more explicit references of glam metal and nu metal bands.
The thematic content of heavy metal has long been a target of criticism. According to Jon Pareles, "Heavy metal's main subject matter is simple and virtually universal. With grunts, moans and subliterary lyrics, it celebrates ... a party without limits ... [T]he bulk of the music is stylized and formulaic." Music critics have often deemed metal lyrics juvenile and banal, and others have objected to what they see as advocacy of misogyny and the occult. During the 1980s, the Parents Music Resource Center petitioned the U.S. Congress to regulate the popular music industry due to what the group asserted were objectionable lyrics, particularly those in heavy metal songs. Andrew Cope states that claims that heavy metal lyrics are misogynistic are "clearly misguided" as these critics have "overlook[ed] the overwhelming evidence that suggests otherwise". Music critic Robert Christgau called metal "an expressive mode [that] it sometimes seems will be with us for as long as ordinary white boys fear girls, pity themselves, and are permitted to rage against a world they'll never beat".
Heavy metal artists have had to defend their lyrics in front of the U.S. Senate and in court. In 1985, Twisted Sister frontman Dee Snider was asked to defend his song "Under the Blade" at a U.S. Senate hearing. At the hearing, the PMRC alleged that the song was about sadomasochism and rape; Snider stated that the song was about his bandmate's throat surgery. In 1986, Ozzy Osbourne was sued over the lyrics of his song "Suicide Solution". A lawsuit against Osbourne was filed by the parents of John McCollum, a depressed teenager who committed suicide allegedly after listening to Osbourne's song. Osbourne was not found to be responsible for the teen's death. In 1990, Judas Priest was sued in American court by the parents of two young men who had shot themselves five years earlier, allegedly after hearing the subliminal statement "do it" in the song Better by You, Better than Me, it was featured on the album Stained Class (1978), the song was also a Spooky Tooth cover. While the case attracted a great deal of media attention, it was ultimately dismissed. In 1991, UK police seized death metal records from the British record label Earache Records, in an "unsuccessful attempt to prosecute the label for obscenity".
In some predominantly Muslim countries, heavy metal has been officially denounced as a threat to traditional values. In countries such as Morocco, Egypt, Lebanon, and Malaysia, there have been incidents of heavy metal musicians and fans being arrested and incarcerated. In 1997, the Egyptian police jailed many young metal fans and they were accused of "devil worship" and blasphemy, after police found metal recordings during searches of their homes. In 2013, Malaysia banned Lamb of God from performing in their country, on the grounds that the "band's lyrics could be interpreted as being religiously insensitive" and blasphemous. Some people considered heavy metal music to being a leading factor for mental health disorders, and thought that heavy metal fans were more likely to suffer with a poor mental health, but study has proven that this is not true and the fans of this music have a lower or similar percentage of people suffering from poor mental health.
Image and fashion
For many artists and bands, visual imagery plays a large role in heavy metal. In addition to its sound and lyrics, a heavy metal band's image is expressed in album cover art, logos, stage sets, clothing, design of instruments, and music videos.
Down-the-back long hair is the "most crucial distinguishing feature of metal fashion". Originally adopted from the hippie subculture, by the 1980s and 1990s heavy metal hair "symbolised the hate, angst and disenchantment of a generation that seemingly never felt at home", according to journalist Nader Rahman. Long hair gave members of the metal community "the power they needed to rebel against nothing in general".
The classic uniform of heavy metal fans consists of light colored, ripped, frayed or torn blue jeans, black T-shirts, boots, and black leather or denim jackets. Deena Weinstein writes, "T-shirts are generally emblazoned with the logos or other visual representations of favorite metal bands." In the 1980s, a range of sources, from punk and goth music to horror films, influenced metal fashion. Many metal performers of the 1970s and 1980s used radically shaped and brightly colored instruments to enhance their stage appearance.
Fashion and personal style was especially important for glam metal bands of the era. Performers typically wore long, dyed, hairspray-teased hair (hence the nickname, "hair metal"); makeup such as lipstick and eyeliner; gaudy clothing, including leopard-skin-printed shirts or vests and tight denim, leather, or spandex pants; and accessories such as headbands and jewelry. Pioneered by the heavy metal act X Japan in the late 1980s, bands in the Japanese movement known as visual kei—which includes many nonmetal groups—emphasize elaborate costumes, hair, and makeup.
Physical gestures
Many metal musicians when performing live engage in headbanging, which involves rhythmically beating time with the head, often emphasized by long hair. The il cornuto, or devil horns, hand gesture was popularized by vocalist Ronnie James Dio while with Black Sabbath and Dio. Although Gene Simmons of Kiss claims to have been the first to make the gesture on the 1977 Love Gun album cover, there is speculation as to who started the phenomenon.
Attendees of metal concerts do not dance in the usual sense. It has been argued that this is due to the music's largely male audience and "extreme heterosexualist ideology". Two primary body movements used are headbanging and an arm thrust that is both a sign of appreciation and a rhythmic gesture. The performance of air guitar is popular among metal fans both at concerts and listening to records at home. According to Deena Weinstein, thrash metal concerts have two elements that are not part of the other metal genres: moshing and stage diving, which "were imported from the punk/hardcore subculture". Weinstein states that moshing participants bump and jostle each other as they move in a circle in an area called the "pit" near the stage. Stage divers climb onto the stage with the band and then jump "back into the audience".
Fan subculture
It has been argued that heavy metal has outlasted many other rock genres largely due to the emergence of an intense, exclusionary, strongly masculine subculture. While the metal fan base is largely young, white, male, and blue-collar, the group is "tolerant of those outside its core demographic base who follow its codes of dress, appearance, and behavior". Identification with the subculture is strengthened not only by the group experience of concert-going and shared elements of fashion, but also by contributing to metal magazines and, more recently, websites. Attending live concerts in particular has been called the "holiest of heavy metal communions."
The metal scene has been characterized as a "subculture of alienation", with its own code of authenticity. This code puts several demands on performers: they must appear both completely devoted to their music and loyal to the subculture that supports it; they must appear uninterested in mainstream appeal and radio hits; and they must never "sell out". Deena Weinstein states that for the fans themselves, the code promotes "opposition to established authority, and separateness from the rest of society".
Musician and filmmaker Rob Zombie observes, "Most of the kids who come to my shows seem like really imaginative kids with a lot of creative energy they don't know what to do with" and that metal is "outsider music for outsiders. Nobody wants to be the weird kid; you just somehow end up being the weird kid. It's kind of like that, but with metal you have all the weird kids in one place". Scholars of metal have noted the tendency of fans to classify and reject some performers (and some other fans) as "poseurs" "who pretended to be part of the subculture, but who were deemed to lack authenticity and sincerity".
Etymology
The origin of the term "heavy metal" in a musical context is uncertain. The phrase has been used for centuries in chemistry and metallurgy, where the periodic table organizes elements of both light and heavy metals (e.g., uranium). An early use of the term in modern popular culture was by countercultural writer William S. Burroughs. His 1962 novel The Soft Machine includes a character known as "Uranian Willy, the Heavy Metal Kid". Burroughs' next novel, Nova Express (1964), develops the theme, using heavy metal as a metaphor for addictive drugs: "With their diseases and orgasm drugs and their sexless parasite life forms—Heavy Metal People of Uranus wrapped in cool blue mist of vaporized bank notes—And The Insect People of Minraud with metal music". Inspired by Burroughs' novels, the term was used in the title of the 1967 album Featuring the Human Host and the Heavy Metal Kids by Hapshash and the Coloured Coat, which has been claimed to be its first use in the context of music. The phrase was later lifted by Sandy Pearlman, who used the term to describe the Byrds for their supposed "aluminium style of context and effect", particularly on their album The Notorious Byrd Brothers (1968).
Metal historian Ian Christe describes what the components of the term mean in "hippiespeak": "heavy" is roughly synonymous with "potent" or "profound", and "metal" designates a certain type of mood, grinding and weighted as with metal. The word "heavy" in this sense was a basic element of beatnik and later countercultural hippie slang, and references to "heavy music"—typically slower, more amplified variations of standard pop fare—were already common by the mid-1960s, such as in reference to Vanilla Fudge. Iron Butterfly's debut album, released in early 1968, was titled Heavy. The first use of "heavy metal" in a song lyric is in reference to a motorcycle in the Steppenwolf song "Born to Be Wild", also released that year: "I like smoke and lightning/Heavy metal thunder/Racin' with the wind/And the feelin' that I'm under."
An early documented use of the phrase in rock criticism appears in Sandy Pearlman's February 1967 Crawdaddy review of the Rolling Stones' Got Live If You Want It (1966), albeit as a description of the sound rather than as a genre: "On this album the Stones go metal. Technology is in the saddle—as an ideal and as a method." Another appears in the May 11, 1968, issue of Rolling Stone, in which Barry Gifford wrote about the album A Long Time Comin' by U.S. band Electric Flag: "Nobody who's been listening to Mike Bloomfield—either talking or playing—in the last few years could have expected this. This is the new soul music, the synthesis of white blues and heavy metal rock." In January 1970 Lucian K. Truscott IV reviewing Led Zeppelin II for the Village Voice described the sound as "heavy" and made comparisons with Blue Cheer and Vanilla Fudge.
Other early documented uses of the phrase are from reviews by critic Mike Saunders. In the November 12, 1970 issue of Rolling Stone, he commented on an album put out the previous year by the British band Humble Pie: "Safe as Yesterday Is, their first American release, proved that Humble Pie could be boring in lots of different ways. Here they were a noisy, unmelodic, heavy metal-leaden shit-rock band with the loud and noisy parts beyond doubt. There were a couple of nice songs ... and one monumental pile of refuse". He described the band's latest, self-titled release as "more of the same 27th-rate heavy metal crap".
In a review of Sir Lord Baltimore's Kingdom Come in the May 1971 Creem, Saunders wrote, "Sir Lord Baltimore seems to have down pat most all the best heavy metal tricks in the book". Creem critic Lester Bangs is credited with popularizing the term via his early 1970s essays on bands such as Led Zeppelin and Black Sabbath. Through the decade, heavy metal was used by certain critics as a virtually automatic putdown. In 1979, lead New York Times popular music critic John Rockwell described what he called "heavy-metal rock" as "brutally aggressive music played mostly for minds clouded by drugs", and, in a different article, as "a crude exaggeration of rock basics that appeals to white teenagers".
Coined by Black Sabbath drummer Bill Ward, "downer rock" was one of the earliest terms used to describe this style of music and was applied to acts such as Sabbath and Bloodrock. Classic Rock magazine described the downer rock culture revolving around the use of Quaaludes and the drinking of wine. Later the term would be replaced by "heavy metal".
Earlier on, as "heavy metal" emerged partially from heavy psychedelic rock, also known as acid rock, "acid rock" was often used interchangeably with "heavy metal" and "hard rock". "Acid rock" generally describes heavy, hard, or raw psychedelic rock. Musicologist Steve Waksman stated that "the distinction between acid rock, hard rock, and heavy metal can at some point never be more than tenuous", while percussionist John Beck defined "acid rock" as synonymous with hard rock and heavy metal.
Apart from "acid rock", the terms "heavy metal" and "hard rock" have often been used interchangeably, particularly in discussing bands of the 1970s, a period when the terms were largely synonymous. For example, the 1983 Rolling Stone Encyclopedia of Rock & Roll includes this passage: "known for its aggressive blues-based hard-rock style, Aerosmith was the top American heavy-metal band of the mid-Seventies".
"The term 'heavy metal' is self-defeating," remarked Kiss bassist Gene Simmons. "When I think of heavy metal, I've always thought of elves and evil dwarves and evil princes and princesses. A lot of the Maiden and Priest records were real metal records. I sure as hell don't think Metallica's metal, or Guns N' Roses is metal, or Kiss is metal. It just doesn't deal with the ground opening up and little dwarves coming out riding dragons! You know, like bad Dio records."
History
Antecedents: 1950s to late 1960s
Heavy metal's quintessential guitar style, built around distortion-heavy riffs and power chords, traces its roots to early 1950s Memphis blues guitarists such as Joe Hill Louis, Willie Johnson, and particularly Pat Hare, who captured a "grittier, nastier, more ferocious electric guitar sound" on records such as James Cotton's "Cotton Crop Blues" (1954). Other early influences include the late 1950s instrumentals of Link Wray, particularly "Rumble" (1958); the early 1960s surf rock of Dick Dale, including "Let's Go Trippin'" (1961) and "Misirlou" (1962); and The Kingsmen's version of "Louie Louie" (1963) which became a garage rock standard.
However, the genre's direct lineage begins in the mid-1960s. American blues music was a major influence on the early British rockers of the era. Bands like The Rolling Stones and The Yardbirds developed blues rock by recording covers of classic blues songs, often speeding up the tempos. As they experimented with the music, the UK blues-based bands—and the U.S. acts they influenced in turn—developed what would become the hallmarks of heavy metal; in particular, the loud, distorted guitar sound. The Kinks played a major role in popularising this sound with their 1964 hit "You Really Got Me".
In addition to The Kinks' Dave Davies, other guitarists such as The Who's Pete Townshend and The Yardbirds' Jeff Beck were experimenting with feedback. Where the blues rock drumming style started out largely as simple shuffle beats on small kits, drummers began using a more muscular, complex, and amplified approach to match and be heard against the increasingly loud guitar. Vocalists similarly modified their technique and increased their reliance on amplification, often becoming more stylized and dramatic. In terms of sheer volume, especially in live performance, The Who's "bigger-louder-wall-of-Marshalls" approach was seminal to the development of the later heavy metal sound.
The combination of loud and heavy blues rock with psychedelic rock and acid rock formed much of the original basis for heavy metal. The variant or subgenre of psychedelic rock often known as "acid rock" was particularly influential on heavy metal; acid rock is often defined as a heavier, louder, or harder variant of psychedelic rock, or the more extreme side of the psychedelic rock genre, frequently containing a loud, improvised, and heavily distorted guitar-centered sound. Acid rock has been described as psychedelic rock at its "rawest and most intense," emphasizing the heavier qualities associated with both the positive and negative extremes of the psychedelic experience rather than only the idyllic side of psychedelia. In contrast to more idyllic or whimsical pop psychedelic rock, American acid rock garage bands such as the 13th Floor Elevators epitomized the frenetic, heavier, darker and more psychotic psychedelic rock sound known as acid rock, a sound characterized by droning guitar riffs, amplified feedback, and guitar distortion, while the 13th Floor Elevators' sound in particular featured yelping vocals and "occasionally demented" lyrics. Frank Hoffman notes that: "[Psychedelic rock] was sometimes referred to as 'acid rock'. The latter label was applied to a pounding, hard rock variant that evolved out of the mid-1960s garage-punk movement. ... When rock began turning back to softer, roots-oriented sounds in late 1968, acid-rock bands mutated into heavy metal acts."
One of the most influential bands in forging the merger of psychedelic rock and acid rock with the blues rock genre was the British power trio Cream, who derived a massive, heavy sound from unison riffing between guitarist Eric Clapton and bassist Jack Bruce, as well as Ginger Baker's double bass drumming. Their first two LPs, Fresh Cream (1966) and Disraeli Gears (1967), are regarded as essential prototypes for the future style of heavy metal. The Jimi Hendrix Experience's debut album, Are You Experienced (1967), was also highly influential. Hendrix's virtuosic technique would be emulated by many metal guitarists and the album's most successful single, "Purple Haze", is identified by some as the first heavy metal hit. Vanilla Fudge, whose first album also came out in 1967, has been called "one of the few American links between psychedelia and what soon became heavy metal", and the band has been cited as an early American heavy metal group. On their self-titled debut album, Vanilla Fudge created "loud, heavy, slowed-down arrangements" of contemporary hit songs, blowing these songs up to "epic proportions" and "bathing them in a trippy, distorted haze."
During the late 1960s, many psychedelic singers, such as Arthur Brown, began to create outlandish, theatrical and often macabre performances that influenced many metal acts. The American psychedelic rock band Coven, who opened for early heavy metal influencers such as Vanilla Fudge and the Yardbirds, portrayed themselves as practitioners of witchcraft or black magic, using dark—Satanic or occult—imagery in their lyrics, album art, and live performances. Live shows consisted of elaborate, theatrical "Satanic rites". Coven's 1969 debut album, Witchcraft Destroys Minds & Reaps Souls, featured imagery of skulls, black masses, inverted crosses, and Satan worship, and both the album artwork and the band's live performances marked the first appearances in rock music of the sign of the horns, which would later become an important gesture in heavy metal culture. At the same time in England, the band Black Widow were also among the first psychedelic rock bands to use occult and Satanic imagery and lyrics, though both Black Widow and Coven's lyrical and thematic influences on heavy metal were quickly overshadowed by the darker and heavier sounds of Black Sabbath.
Origins: late 1960s and early 1970s
Critics disagree over who can be thought of as the first heavy metal band. Most credit either Led Zeppelin or Black Sabbath, with American commentators tending to favour Led Zeppelin and British commentators tending to favour Black Sabbath, though many give equal credit to both. Deep Purple, the third band in what is sometimes considered the "unholy trinity" of heavy metal (Black Sabbath, Led Zeppelin, and Deep Purple), fluctuated between many rock styles until late 1969 when they took a heavy metal direction. A few commentators—mainly American—argue for other groups including Iron Butterfly, Steppenwolf or Blue Cheer as the first to play heavy metal.
In 1968, the sound that would become known as heavy metal began to coalesce. That January, the San Francisco band Blue Cheer released a cover of Eddie Cochran's classic "Summertime Blues", from their debut album Vincebus Eruptum, that many consider the first true heavy metal recording. The same month, Steppenwolf released its self-titled debut album, including "Born to Be Wild", which refers to "heavy metal thunder" in describing a motorcycle. In July, the Jeff Beck Group, whose leader had preceded Page as The Yardbirds' guitarist, released its debut record: Truth featured some of the "most molten, barbed, downright funny noises of all time," breaking ground for generations of metal ax-slingers. In September, Page's new band, Led Zeppelin, made its live debut in Denmark (billed as The New Yardbirds). The Beatles' self-titled double album, released in November, included "Helter Skelter", then one of the heaviest-sounding songs ever released by a major band. The Pretty Things' rock opera S.F. Sorrow, released in December, featured "proto heavy metal" songs such as "Old Man Going" and "I See You". Iron Butterfly's 1968 song "In-A-Gadda-Da-Vida" is sometimes described as an example of the transition between acid rock and heavy metal or the turning point in which acid rock became "heavy metal", and both Iron Butterfly's 1968 album In-A-Gadda-Da-Vida and Blue Cheer's 1968 album Vincebus Eruptum have been described as laying the foundation of heavy metal and greatly influential in the transformation of acid rock into heavy metal.
In this counterculture period MC5, who began as part of the Detroit garage rock scene, developed a raw distorted style that has been seen as a major influence on the future sound of both heavy metal and later punk music. The Stooges also began to establish and influence a heavy metal and later punk sound, with songs such as "I Wanna Be Your Dog", featuring pounding and distorted heavy guitar power chord riffs. Pink Floyd released two of their heaviest and loudest songs to date; "Ibiza Bar" and "The Nile Song", which was regarded as "one of the heaviest songs the band recorded". King Crimson's debut album started with "21st Century Schizoid Man", which was considered heavy metal by several critics.
In January 1969, Led Zeppelin's self-titled debut album was released and reached number 10 on the Billboard album chart. In July, Zeppelin and a power trio with a Cream-inspired, but cruder sound, Grand Funk Railroad, played the Atlanta Pop Festival. That same month, another Cream-rooted trio led by Leslie West released Mountain, an album filled with heavy blues rock guitar and roaring vocals. In August, the group—now itself dubbed Mountain—played an hour-long set at the Woodstock Festival, exposing the crowd of 300,000 people to the emerging sound of heavy metal. Mountain's proto-metal or early heavy metal hit song "Mississippi Queen" from the album Climbing! is especially credited with paving the way for heavy metal and was one of the first heavy guitar songs to receive regular play on radio. In September 1969, the Beatles released the album Abbey Road containing the track "I Want You (She's So Heavy)" which has been credited as an early example of or influence on heavy metal or doom metal. In October 1969, British band High Tide debuted with the heavy, proto-metal album Sea Shanties.
Led Zeppelin defined central aspects of the emerging genre, with Page's highly distorted guitar style and singer Robert Plant's dramatic, wailing vocals. Other bands, with a more consistently heavy, "purely" metal sound, would prove equally important in codifying the genre. The 1970 releases by Black Sabbath (Black Sabbathgenerally accepted as the first heavy metal album and Paranoid) and Deep Purple (Deep Purple in Rock) were crucial in this regard.
Birmingham's Black Sabbath had developed a particularly heavy sound in part due to an industrial accident guitarist Tony Iommi suffered before cofounding the band. Unable to play normally, Iommi had to tune his guitar down for easier fretting and rely on power chords with their relatively simple fingering. The bleak, industrial, working class environment of Birmingham, a manufacturing city full of noisy factories and metalworking, has itself been credited with influencing Black Sabbath's heavy, chugging, metallic sound and the sound of heavy metal in general.
Deep Purple had fluctuated between styles in its early years, but by 1969 vocalist Ian Gillan and guitarist Ritchie Blackmore had led the band toward the developing heavy metal style. In 1970, Black Sabbath and Deep Purple scored major UK chart hits with "Paranoid" and "Black Night", respectively. That same year, two other British bands released debut albums in a heavy metal mode: Uriah Heep with ...Very 'Eavy ...Very 'Umble and UFO with UFO 1. Bloodrock released their self-titled debut album, a collection of heavy guitar riffs, gruff style vocals and sadistic and macabre lyrics. The influential Budgie brought the new metal sound into a power trio context, creating some of the heaviest music of the time. The occult lyrics and imagery employed by Black Sabbath and Uriah Heep would prove particularly influential; Led Zeppelin also began foregrounding such elements with its fourth album, released in 1971. In 1973, Deep Purple released the song "Smoke on the Water", with the iconic riff that's usually considered as the most recognizable one in "heavy rock" history, as a single of the classic live album Made in Japan.
On the other side of the Atlantic, the trend-setting group was Grand Funk Railroad, described as "the most commercially successful American heavy-metal band from 1970 until they disbanded in 1976, [they] established the Seventies success formula: continuous touring". Other influential bands identified with metal emerged in the U.S., such as Sir Lord Baltimore (Kingdom Come, 1970), Blue Öyster Cult (Blue Öyster Cult, 1972), Aerosmith (Aerosmith, 1973) and Kiss (Kiss, 1974). Sir Lord Baltimore's 1970 debut album and both Humble Pie's debut and self-titled third album were among the first albums to be described in print as "heavy metal", with As Safe As Yesterday Is referred to by the term "heavy metal" in a 1970 review in Rolling Stone magazine. Various smaller bands from the U.S., U.K, and Continental Europe, including Bang, Josefus, Leaf Hound, Primeval, Hard Stuff, Truth and Janey, Dust, JPT Scare Band, Frijid Pink, Cactus, May Blitz, Captain Beyond, Toad, Granicus, Iron Claw, and Yesterday's Children, though lesser known outside of their respective scenes, proved to be greatly influential on the emerging metal movement. In Germany, Scorpions debuted with Lonesome Crow in 1972. Blackmore, who had emerged as a virtuoso soloist with Deep Purple's highly influential album Machine Head (1972), left the band in 1975 to form Rainbow with Ronnie James Dio, singer and bassist for blues rock band Elf and future vocalist for Black Sabbath and heavy metal band Dio. Rainbow with Ronnie James Dio would expand on the mystical and fantasy-based lyrics and themes sometimes found in heavy metal, pioneering both power metal and neoclassical metal. These bands also built audiences via constant touring and increasingly elaborate stage shows.
There are arguments about whether these and other early bands truly qualify as "heavy metal" or simply as "hard rock". Those closer to the music's blues roots or placing greater emphasis on melody are now commonly ascribed the latter label. AC/DC, which debuted with High Voltage in 1975, is a prime example. The 1983 Rolling Stone encyclopedia entry begins, "Australian heavy-metal band AC/DC". Rock historian Clinton Walker writes, "Calling AC/DC a heavy metal band in the seventies was as inaccurate as it is today. ... [They] were a rock 'n' roll band that just happened to be heavy enough for metal". The issue is not only one of shifting definitions, but also a persistent distinction between musical style and audience identification: Ian Christe describes how the band "became the stepping-stone that led huge numbers of hard rock fans into heavy metal perdition".
In certain cases, there is little debate. After Black Sabbath, the next major example is Britain's Judas Priest, which debuted with Rocka Rolla in 1974. In Christe's description,
Black Sabbath's audience was ... left to scavenge for sounds with similar impact. By the mid-1970s, heavy metal aesthetic could be spotted, like a mythical beast, in the moody bass and complex dual guitars of Thin Lizzy, in the stagecraft of Alice Cooper, in the sizzling guitar and showy vocals of Queen, and in the thundering medieval questions of Rainbow. ... Judas Priest arrived to unify and amplify these diverse highlights from hard rock's sonic palette. For the first time, heavy metal became a true genre unto itself.
Though Judas Priest did not have a top 40 album in the United States until 1980, for many it was the definitive post-Sabbath heavy metal band; its twin-guitar attack, featuring rapid tempos and a non-bluesy, more cleanly metallic sound, was a major influence on later acts. While heavy metal was growing in popularity, most critics were not enamored of the music. Objections were raised to metal's adoption of visual spectacle and other trappings of commercial artifice, but the main offense was its perceived musical and lyrical vacuity: reviewing a Black Sabbath album in the early 1970s, Robert Christgau described it as "dull and decadent...dim-witted, amoral exploitation."
Mainstream: late 1970s and 1980s
Punk rock emerged in the mid-1970s as a reaction against contemporary social conditions as well as what was perceived as the overindulgent, overproduced rock music of the time, including heavy metal. Sales of heavy metal records declined sharply in the late 1970s in the face of punk, disco, and more mainstream rock. With the major labels fixated on punk, many newer British heavy metal bands were inspired by the movement's aggressive, high-energy sound and "lo-fi", do it yourself ethos. Underground metal bands began putting out cheaply recorded releases independently to small, devoted audiences.
Motörhead, founded in 1975, was the first important band to straddle the punk/metal divide. With the explosion of punk in 1977, others followed. British music papers such as the NME and Sounds took notice, with Sounds writer Geoff Barton christening the movement the "New Wave of British Heavy Metal". NWOBHM bands including Iron Maiden, Saxon, and Def Leppard re-energized the heavy metal genre. Following the lead set by Judas Priest and Motörhead, they toughened up the sound, reduced its blues elements, and emphasized increasingly fast tempos.
"This seemed to be the resurgence of heavy metal," noted Ronnie James Dio, who joined Black Sabbath in 1979. "I've never thought there was a desurgence of heavy metal – if that's a word! – but it was important to me that, yet again [after Rainbow], I could be involved in something that was paving the way for those who are going to come after me."
By 1980, the NWOBHM had broken into the mainstream, as albums by Iron Maiden and Saxon, as well as Motörhead, reached the British top 10. Though less commercially successful, NWOBHM bands such as Venom and Diamond Head would have a significant influence on metal's development. In 1981, Motörhead became the first of this new breed of metal bands to top the UK charts with the live album No Sleep 'til Hammersmith.
The first generation of metal bands was ceding the limelight. Deep Purple broke up soon after Blackmore's departure in 1975, and Led Zeppelin split following drummer John Bonham's death in 1980. Black Sabbath were plagued with infighting and substance abuse, while facing fierce competition from their opening band, Van Halen. Eddie Van Halen established himself as one of the leading metal guitarists of the era. His solo on "Eruption", from the band's self-titled 1978 album, is considered a milestone. Eddie Van Halen's sound even crossed over into pop music when his guitar solo was featured on the track "Beat It" by Michael Jackson (a U.S. number 1 in February 1983).
Inspired by Van Halen's success, a metal scene began to develop in Southern California during the late 1970s. Based on the clubs of L.A.'s Sunset Strip, bands such as Motley Crue, Quiet Riot, Ratt, and W.A.S.P. were influenced by traditional heavy metal of the 1970s. These acts incorporated the theatrics (and sometimes makeup) of glam metal or "hair metal" such as Alice Cooper and Kiss. Glam metal bands were often visually distinguished by long, overworked hair styles accompanied by wardrobes which were sometimes considered cross-gender. The lyrics of these glam metal bands characteristically emphasized hedonism and wild behavior, including lyrics which involved sexual expletives and the use of narcotics.
In the wake of the new wave of British heavy metal and Judas Priest's breakthrough British Steel (1980), heavy metal became increasingly popular in the early 1980s. Many metal artists benefited from the exposure they received on MTV, which began airing in 1981—sales often soared if a band's videos screened on the channel. Def Leppard's videos for Pyromania (1983) made them superstars in America and Quiet Riot became the first domestic heavy metal band to top the Billboard chart with Metal Health (1983). One of the seminal events in metal's growing popularity was the 1983 US Festival in California, where the "heavy metal day" featuring Ozzy Osbourne, Van Halen, Scorpions, Mötley Crüe, Judas Priest, and others drew the largest audiences of the three-day event.
Between 1983 and 1984, heavy metal went from an 8 percent to a 20 percent share of all recordings sold in the U.S. Several major professional magazines devoted to the genre were launched, including Kerrang! (in 1981) and Metal Hammer (in 1984), as well as a host of fan journals. In 1985, Billboard declared, "Metal has broadened its audience base. Metal music is no longer the exclusive domain of male teenagers. The metal audience has become older (college-aged), younger (pre-teen), and more female".
By the mid-1980s, glam metal was a dominant presence on the U.S. charts, music television, and the arena concert circuit. New bands such as L.A.'s Warrant and acts from the East Coast like Poison and Cinderella became major draws, while Mötley Crüe and Ratt remained very popular. Bridging the stylistic gap between hard rock and glam metal, New Jersey's Bon Jovi became enormously successful with its third album, Slippery When Wet (1986). The similarly styled Swedish band Europe became international stars with The Final Countdown (1986). Its title track hit number 1 in 25 countries. In 1987, MTV launched a show, Headbangers Ball, devoted exclusively to heavy metal videos. However, the metal audience had begun to factionalize, with those in many underground metal scenes favoring more extreme sounds and disparaging the popular style as "light metal" or "hair metal".
One band that reached diverse audiences was Guns N' Roses. In contrast to their glam metal contemporaries in L.A., they were seen as much more raw and dangerous. With the release of their chart-topping Appetite for Destruction (1987), they "recharged and almost single-handedly sustained the Sunset Strip sleaze system for several years". The following year, Jane's Addiction emerged from the same L.A. hard-rock club scene with its major label debut, Nothing's Shocking. Reviewing the album, Rolling Stone declared, "as much as any band in existence, Jane's Addiction is the true heir to Led Zeppelin". The group was one of the first to be identified with the "alternative metal" trend that would come to the fore in the next decade. Meanwhile, new bands like New York City's Winger and New Jersey's Skid Row sustained the popularity of the glam metal style.
Other heavy metal genres: 1980s, 1990s, and 2000s
Many subgenres of heavy metal developed outside of the commercial mainstream during the 1980s such as crossover thrash. Several attempts have been made to map the complex world of underground metal, most notably by the editors of AllMusic, as well as critic Garry Sharpe-Young. Sharpe-Young's multivolume metal encyclopedia separates the underground into five major categories: thrash metal, death metal, black metal, power metal, and the related subgenres of doom and gothic metal.
In 1990, a review in Rolling Stone suggested retiring the term "heavy metal" as the genre was "ridiculously vague". The article stated that the term only fueled "misperceptions of rock & roll bigots who still assume that five bands as different as Ratt, Extreme, Anthrax, Danzig and Mother Love Bone" sound the same.
Thrash metal
Thrash metal emerged in the early 1980s under the influence of hardcore punk and the new wave of British heavy metal, particularly songs in the revved-up style known as speed metal. The movement began in the United States, with Bay Area thrash metal being the leading scene. The sound developed by thrash groups was faster and more aggressive than that of the original metal bands and their glam metal successors. Low-register guitar riffs are typically overlaid with shredding leads. Lyrics often express nihilistic views or deal with social issues using visceral, gory language. Thrash has been described as a form of "urban blight music" and "a palefaced cousin of rap".
The subgenre was popularized by the "Big Four of Thrash": Metallica, Anthrax, Megadeth, and Slayer. Three German bands, Kreator, Sodom, and Destruction, played a central role in bringing the style to Europe. Others, including San Francisco Bay Area's Testament and Exodus, New Jersey's Overkill, and Brazil's Sepultura and Sarcófago, also had a significant impact. Although thrash began as an underground movement, and remained largely that for almost a decade, the leading bands of the scene began to reach a wider audience. Metallica brought the sound into the top 40 of the Billboard album chart in 1986 with Master of Puppets, the genre's first platinum record. Two years later, the band's ...And Justice for All hit number 6, while Megadeth and Anthrax also had top 40 records on the American charts.
Though less commercially successful than the rest of the Big Four, Slayer released one of the genre's definitive records: Reign in Blood (1986) was credited for incorporating heavier guitar timbres, and for including explicit depictions of death, suffering, violence and occult into thrash metal's lyricism. Slayer attracted a following among far-right skinheads, and accusations of promoting violence and Nazi themes have dogged the band. Even though Slayer did not receive substantial media exposure, their music played a key role in the development of extreme metal.
In the early 1990s, thrash achieved breakout success, challenging and redefining the metal mainstream. Metallica's self-titled 1991 album topped the Billboard chart, as the band established international following. Megadeth's Countdown to Extinction (1992) debuted at number two, Anthrax and Slayer cracked the top 10, and albums by regional bands such as Testament and Sepultura entered the top 100.
Death metal
Thrash soon began to evolve and split into more extreme metal genres. "Slayer's music was directly responsible for the rise of death metal," according to MTV News. The NWOBHM band Venom was also an important progenitor. The death metal movement in both North America and Europe adopted and emphasized the elements of blasphemy and diabolism employed by such acts. Florida's Death, San Francisco Bay Area's Possessed, and Ohio's Necrophagia are recognized as seminal bands in the style. All three have been credited with inspiring the subgenre's name. Possessed in particular did so via their 1984 demo Death Metal and their song "Death Metal", which came from their 1985 debut album Seven Churches (1985). In the late 1980s and early 1990s, Swedish death metal became notable and melodic forms of death metal were created.
Death metal utilizes the speed and aggression of both thrash and hardcore, fused with lyrics preoccupied with Z-grade slasher movie violence and Satanism. Death metal vocals are typically bleak, involving guttural "death growls", high-pitched screaming, the "death rasp", and other uncommon techniques. Complementing the deep, aggressive vocal style are downtuned, heavily distorted guitars and extremely fast percussion, often with rapid double bass drumming and "wall of sound"–style blast beats. Frequent tempo and time signature changes and syncopation are also typical.
Death metal, like thrash metal, generally rejects the theatrics of earlier metal styles, opting instead for an everyday look of ripped jeans and plain leather jackets. One major exception to this rule was Deicide's Glen Benton, who branded an inverted cross on his forehead and wore armor on stage. Morbid Angel adopted neo-fascist imagery. These two bands, along with Death and Obituary, were leaders of the major death metal scene that emerged in Florida in the mid-1980s. In the UK, the related style of grindcore, led by bands such as Napalm Death and Extreme Noise Terror, emerged from the anarcho-punk movement.
Black metal
The first wave of black metal emerged in Europe in the early and mid-1980s, led by the United Kingdom's Venom, Denmark's Mercyful Fate, Switzerland's Hellhammer and Celtic Frost, and Sweden's Bathory. By the late 1980s, Norwegian bands such as Mayhem and Burzum were heading a second wave. Black metal varies considerably in style and production quality, although most bands emphasize shrieked and growled vocals, highly distorted guitars frequently played with rapid tremolo picking, a dark atmosphere and intentionally lo-fi production, often with ambient noise and background hiss.
Satanic themes are common in black metal, though many bands take inspiration from ancient paganism, promoting a return to supposed pre-Christian values. Numerous black metal bands also "experiment with sounds from all possible forms of metal, folk, classical music, electronica and avant-garde". Darkthrone drummer Fenriz explains, "It had something to do with production, lyrics, the way they dressed and a commitment to making ugly, raw, grim stuff. There wasn't a generic sound."
Although bands such as Sarcófago had been donning corpsepaint, by 1990, Mayhem was regularly wearing corpsepaint; many other black metal acts also adopted the look. Bathory inspired the Viking metal and folk metal movements and Immortal brought blast beats to the fore. Some bands in the Scandinavian black metal scene became associated with considerable violence in the early 1990s, with Mayhem and Burzum linked to church burnings. Growing commercial hype around death metal generated a backlash; beginning in Norway, much of the Scandinavian metal underground shifted to support a black metal scene that resisted being co-opted by the commercial metal industry.
By 1992, black metal scenes had begun to emerge in areas outside Scandinavia, including Germany, France, and Poland. The 1993 murder of Mayhem's Euronymous by Burzum's Varg Vikernes provoked intensive media coverage. Around 1996, when many in the scene felt the genre was stagnating, several key bands, including Burzum and Finland's Beherit, moved toward an ambient style, while symphonic black metal was explored by Sweden's Tiamat and Switzerland's Samael. In the late 1990s and early 2000s decade, Norway's Dimmu Borgir brought black metal closer to the mainstream, as did Cradle of Filth.
Power metal
During the late 1980s, the power metal scene came together largely in reaction to the harshness of death and black metal. Though a relatively underground style in North America, it enjoys wide popularity in Europe, Japan, and South America. Power metal focuses on upbeat, epic melodies and themes that "appeal to the listener's sense of valor and loveliness". The prototype for the sound was established in the mid-to-late 1980s by Germany's Helloween, which in their 1987 and 1988 Keeper of the Seven Keys albums combined the power riffs, melodic approach, and high-pitched, "clean" singing style of bands like Judas Priest and Iron Maiden with thrash's speed and energy, "crystalliz[ing] the sonic ingredients of what is now known as power metal".
Traditional power metal bands like Sweden's HammerFall, England's DragonForce, and America's Iced Earth have a sound clearly indebted to the classic NWOBHM style. Many power metal bands such as America's Kamelot, Finnish groups Nightwish, Stratovarius and Sonata Arctica, Italy's Rhapsody of Fire, and Russia's Catharsis feature a keyboard-based "symphonic" sound, sometimes employing orchestras and opera singers. Power metal has built a strong fanbase in Japan and South America, where bands like Brazil's Angra and Argentina's Rata Blanca are popular.
Closely related to power metal is progressive metal, which adopts the complex compositional approach of bands like Rush and King Crimson. This style emerged in the United States in the early and mid-1980s, with innovators such as Queensrÿche, Fates Warning, and Dream Theater. The mix of the progressive and power metal sounds is typified by New Jersey's Symphony X, whose guitarist Michael Romeo is among the most recognized of latter-day shredders.
Doom metal
Emerging in the mid-1980s with such bands as California's Saint Vitus, Maryland's The Obsessed, Chicago's Trouble, and Sweden's Candlemass, the doom metal movement rejected other metal styles' emphasis on speed, slowing its music to a crawl. Doom metal traces its roots to the lyrical themes and musical approach of early Black Sabbath. The Melvins have also been a significant influence on doom metal and a number of its subgenres. Doom emphasizes melody, melancholy tempos, and a sepulchral mood relative to many other varieties of metal.
The 1991 release of Forest of Equilibrium, the debut album by UK band Cathedral, helped spark a new wave of doom metal. During the same period, the doom-death fusion style of British bands Paradise Lost, My Dying Bride, and Anathema gave rise to European gothic metal. with its signature dual-vocalist arrangements, exemplified by Norway's Theatre of Tragedy and Tristania. New York's Type O Negative introduced an American take on the style.
In the United States, sludge metal, mixing doom and hardcore, emerged in the late 1980s—Eyehategod and Crowbar were leaders in a major Louisiana sludge scene. Early in the next decade, California's Kyuss and Sleep, inspired by the earlier doom metal bands, spearheaded the rise of stoner metal, while Seattle's Earth helped develop the drone metal subgenre. The late 1990s saw new bands form such as the Los Angeles–based Goatsnake, with a classic stoner/doom sound, and Sunn O))), which crosses lines between doom, drone, and dark ambient metal—the New York Times has compared their sound to an "Indian raga in the middle of an earthquake".
1990s and early 2000s subgenres and fusions
The era of heavy metal's mainstream dominance in North America came to an end in the early 1990s with the emergence of Nirvana and other grunge bands, signaling the popular breakthrough of alternative rock. Grunge acts were influenced by the heavy metal sound, but rejected the excesses of the more popular metal bands, such as their "flashy and virtuosic solos" and "appearance-driven" MTV orientation.
Glam metal fell out of favor due not only to the success of grunge, but also because of the growing popularity of the more aggressive sound typified by Metallica and the post-thrash groove metal of Pantera and White Zombie. In 1991, the band Metallica released their album Metallica, also known as The Black Album, which moved the band's sound out of the thrash metal genre and into standard heavy metal. The album was certified 16× Platinum by the RIAA. A few new, unambiguously metal bands had commercial success during the first half of the decade—Pantera's Far Beyond Driven topped the Billboard chart in 1994—but, "In the dull eyes of the mainstream, metal was dead". Some bands tried to adapt to the new musical landscape. Metallica revamped its image: the band members cut their hair and, in 1996, headlined the alternative musical festival Lollapalooza founded by Jane's Addiction singer Perry Farrell. While this prompted a backlash among some long-time fans, Metallica remained one of the most successful bands in the world into the new century.
Like Jane's Addiction, many of the most popular early 1990s groups with roots in heavy metal fall under the umbrella term "alternative metal". Bands in Seattle's grunge scene such as Soundgarden, credited as making a "place for heavy metal in alternative rock", and Alice in Chains were at the center of the alternative metal movement. The label was applied to a wide spectrum of other acts that fused metal with different styles: Faith No More combined their alternative rock sound with punk, funk, metal, and hip hop; Primus joined elements of funk, punk, thrash metal, and experimental music; Tool mixed metal and progressive rock; bands such as Fear Factory, Ministry and Nine Inch Nails began incorporating metal into their industrial sound, and vice versa, respectively; and Marilyn Manson went down a similar route, while also employing shock effects of the sort popularized by Alice Cooper. Alternative metal artists, though they did not represent a cohesive scene, were united by their willingness to experiment with the metal genre and their rejection of glam metal aesthetics (with the stagecraft of Marilyn Manson and White Zombie—also identified with alt-metal—significant, if partial, exceptions). Alternative metal's mix of styles and sounds represented "the colorful results of metal opening up to face the outside world."
In the mid- and late 1990s came a new wave of U.S. metal groups inspired by the alternative metal bands and their mix of genres. Dubbed "nu metal", bands such as Slipknot, Linkin Park, Limp Bizkit, Papa Roach, P.O.D., Korn and Disturbed incorporated elements ranging from death metal to hip hop, often including DJs and rap-style vocals. The mix demonstrated that "pancultural metal could pay off". Nu metal gained mainstream success through heavy MTV rotation and Ozzy Osbourne's 1996 introduction of Ozzfest, which led the media to talk of a resurgence of heavy metal. In 1999, Billboard noted that there were more than 500 specialty metal radio shows in the United States, nearly three times as many as ten years before. While nu metal was widely popular, traditional metal fans did not fully embrace the style. By early 2003, the movement's popularity was on the wane, though several nu metal acts such as Korn or Limp Bizkit retained substantial followings.
Recent styles: mid–late 2000s and 2010s
Metalcore, a hybrid of extreme metal and hardcore punk, emerged as a commercial force in the mid-2000s decade. Through the 1980s and 1990s, metalcore was mostly an underground phenomenon; pioneering bands include Earth Crisis, other prominent bands include Converge, Hatebreed and Shai Hulud. By 2004, melodic metalcore—influenced as well by melodic death metal—was popular enough that Killswitch Engage's The End of Heartache and Shadows Fall's The War Within debuted at numbers 21 and 20, respectively, on the Billboard album chart.
Evolving even further from metalcore comes mathcore, a more rhythmically complicated and progressive style brought to light by bands such as The Dillinger Escape Plan, Converge, and Protest the Hero. Mathcore's main defining quality is the use of odd time signatures, and has been described to possess rhythmic comparability to free jazz.
Heavy metal remained popular in the 2000s, particularly in continental Europe. By the new millennium Scandinavia had emerged as one of the areas producing innovative and successful bands, while Belgium, The Netherlands and especially Germany were the most significant markets. Metal music is more favorably embraced in Scandinavia and Northern Europe than other regions due to social and political openness in these regions; especially Finland has been often called the "Promised Land of Heavy Metal", because nowadays there are more than 50 metal Bands for every 100,000 inhabitants – more than any other nation in the world. Established continental metal bands that placed multiple albums in the top 20 of the German charts between 2003 and 2008, including Finnish band Children of Bodom, Norwegian act Dimmu Borgir, Germany's Blind Guardian and Sweden's HammerFall.
In the 2000s, an extreme metal fusion genre known as deathcore emerged. Deathcore incorporates elements of death metal, hardcore punk and metalcore. Deathcore features characteristics such as death metal riffs, hardcore punk breakdowns, death growling, "pig squeal"-sounding vocals, and screaming. Deathcore bands include Whitechapel, Suicide Silence, Despised Icon and Carnifex.
The term "retro-metal" has been used to describe bands such as Texas-based The Sword, California's High on Fire, Sweden's Witchcraft, and Australia's Wolfmother. The Sword's Age of Winters (2006) drew heavily on the work of Black Sabbath and Pentagram, Witchcraft added elements of folk rock and psychedelic rock, and Wolfmother's self-titled 2005 debut album had "Deep Purple-ish organs" and "Jimmy Page-worthy chordal riffing". Mastodon, which plays in a progressive/sludge style, has inspired claims of a metal revival in the United States, dubbed by some critics the "New Wave of American Heavy Metal".
By the early 2010s, metalcore was evolving to more frequently incorporate synthesizers and elements from genres beyond rock and metal. The album Reckless & Relentless by British band Asking Alexandria (which sold 31,000 copies in its first week), and The Devil Wears Prada's 2011 album Dead Throne (which sold 32,400 in its first week) reached up to number 9 and 10, respectively, on the Billboard 200 chart. In 2013, British band Bring Me the Horizon released their fourth studio album Sempiternal to critical acclaim. The album debuted at number 3 on the UK Album Chart and at number 1 in Australia. The album sold 27,522 copies in the US, and charted at number 11 on the US Billboard Chart, making it their highest charting release in America until their follow-up album That's the Spirit debuted at no. 2 in 2015.
Also in the 2010s, a metal style called "djent" developed as a spinoff of standard progressive metal. Djent music uses rhythmic and technical complexity, heavily distorted, palm-muted guitar chords, syncopated riffs and polyrhythms alongside virtuoso soloing. Another typical characteristic is the use of extended range seven, eight, and nine-string guitars. Djent bands include Periphery, Tesseract and Textures.
Fusion of nu metal with electropop by singer-songwriters Poppy, Grimes and Rina Sawayama saw a popular and critical revival of the former genre in the late 2010s and 2020s, particular on their respective albums I Disagree, Miss Anthropocene and Sawayama.
Women in heavy metal
Women's involvement in heavy metal began in the 1970s when Genesis, the forerunner of Vixen, formed in 1973. The hard rock band featuring all-female members, The Runaways, was founded in 1975; Joan Jett and Lita Ford later had successful solo careers. In 1978, during the rise of the new wave of British heavy metal, the band Girlschool was founded, and in 1980 collaborated with Motörhead under the pseudonym Headgirl. Starting in 1984, Doro Pesch, dubbed "the Metal Queen", reached success across Europe leading the German band Warlock, before starting her solo career.
In 1994, Liv Kristine joined Norwegian gothic metal band Theatre of Tragedy, providing 'angelic' female clean vocals to contrast with male death growls. In 1996, Finnish band Nightwish was founded, featuring Tarja Turunen's vocals. This was followed by more women fronting heavy metal bands, such as Halestorm, In This Moment, Within Temptation, Arch Enemy, and Epica among others. In Japan, the 2010s saw a boom of all-female metal bands including Destrose, Aldious, Mary's Blood, Cyntia, and Lovebites.
Liv Kristine was featured on the title track of Cradle of Filth's 2004 album Nymphetamine which was nominated for the 2004 Grammy Award for Best Metal Performance. In 2013, Halestorm won the Grammy in the combined category of Best Hard Rock/Metal Performance for "Love Bites (So Do I)". In 2021, In This Moment, Code Orange and Poppy were all nominated in the Best Metal Performance category.
Women such as Gaby Hoffmann and Sharon Osbourne have held important managerial role behind the scenes. In 1981, Hoffmann helped Don Dokken acquire his first record deal. Hoffmann also became the manager of Accept in 1981 and wrote songs under the pseudonym of "Deaffy" for many of band's studio albums. Vocalist Mark Tornillo stated that Hoffmann still had some influence in songwriting on their later albums. Osbourne, the wife and manager of Ozzy Osbourne, founded the Ozzfest music festival and managed several bands, including Motörhead, Coal Chamber, The Smashing Pumpkins, Electric Light Orchestra, Lita Ford and Queen.
Sexism
The popular media and academia have long charged heavy metal with sexism and misogyny. In the 1980s, American conservative groups like the Parents Music Resource Center (PMRC) and the Parent Teacher Association (PTA) coopted feminist views on anti-woman violence to form attacks on metal's rhetoric and imagery. According to Robert Christgau in 2001, metal, along with hip hop, have made "reflexive and violent sexism … current in the music".
In response to such claims, debates in the metal press have centered on defining and contextualizing sexism. Hill claims that "understanding what counts as sexism is complex and requires critical work by fans when sexism is normalised." Citing her own research, including interviews of British female fans, she finds that metal offers them an opportunity to feel liberated and genderless, albeit if assimilated into a culture that is largely neglectful of women.
In 2018, Metal Hammer editor Eleanor Goodman published an article titled "Does Metal Have a Sexism Problem?", interviewing veteran industry people and artists about the plight of women in metal. Some talked about a history of difficulty receiving professional respect from male counterparts. Among those interviewed was Wendy Dio, who had worked in label, booking, and legal capacities in the music industry before her marriage to and management of metal artist Ronnie James Dio. She said that after marrying Dio, her professional reputation became reduced to her marital role as his wife and her competency was questioned. Gloria Cavalera, former manager of Sepultura and wife of the band's former frontman Max Cavalera, said that since 1996 she had received misogynistic hate-mail and death threats from fans and that, "Women take a lot of crap. This whole #metoo thing, do they think it just started? That has gone on since the pictures of the cavemen pulling girls by their hair."
Notes
References
Bibliography
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External links
[ AllMusic entry] for heavy metal
British rock music genres
British styles of music
European music
English styles of music
Music genres
Popular music
1970s fads and trends |
13887 | https://en.wikipedia.org/wiki/Honolulu | Honolulu | Honolulu (; ) is the capital and largest city of the U.S. state of Hawaii, which is located in the Pacific Ocean. It is an unincorporated county seat of the consolidated City and County of Honolulu, situated along the southeast coast of the island of Oahu, and is the westernmost and southernmost major U.S. city. Honolulu is Hawaii's main gateway to the world. It is also a major hub for international business, finance, hospitality, and military defense in both the state and Oceania. The city is characterized by a mix of various Asian, Western, and Pacific cultures, as reflected in its diverse demography, cuisine, and traditions.
Honolulu means "sheltered harbor" or "calm port" in Hawaiian; its old name, Kou, roughly encompasses the area from Nuuanu Avenue to Alakea Street and from Hotel Street to Queen Street, which is the heart of the present downtown district. The city's desirability as a port accounts for its historical growth and importance in the Hawaiian archipelago and the broader Pacific region. Honolulu has been the capital of the Hawaiian Islands since 1845, first of the independent Hawaiian Kingdom, and after 1898 of the U.S. territory and state of Hawaii. The city gained worldwide recognition following Japan's attack on nearby Pearl Harbor on December 7, 1941, which prompted decisive entry of the U.S. into World War II; the harbor remains a major naval base, hosting the U.S. Pacific Fleet, the world's largest naval command.
As Hawaii is the only state with no incorporated places below the county level, the U.S. Census Bureau recognizes the approximate area commonly referred to as the "City of Honolulu"—not to be confused with the "City and County"—as a census county division (CCD). As of the 2020 U.S. Census, the population of Honolulu is 350,964, while that of metropolitan Honolulu census-designated place (CDP) is 802,459. With over 300,000 residents, Honolulu is the most populated Oceanian city outside Australasia.
Honolulu's favorable tropical climate, rich natural scenery, and extensive beaches make it a popular global destination for tourists. As of May 2021, the city receives the bulk of visitors to Hawaii, between 7,000 and 11,000 daily. This is below the 2019, pre-pandemic, passenger arrivals of 10,000 to 15,000 per day.
History
Evidence of the first settlement of Honolulu by the original Polynesian migrants to the archipelago comes from oral histories and artifacts. These indicate that there was a settlement where Honolulu now stands in the 11th century. After Kamehameha I conquered Oahu in the Battle of Nuuanu at Nuuanu Pali, he moved his royal court from the Island of Hawaii to Waikīkī in 1804. His court relocated in 1809 to what is now downtown Honolulu. The capital was moved back to Kailua-Kona in 1812.
In November 1794, Captain William Brown of Great Britain was the first foreigner to sail into what is now Honolulu Harbor. More foreign ships followed, making the port of Honolulu a focal point for merchant ships traveling between North America and Asia. The settlement grew from a handful of homes to a city in the early 19th century after it was selected by Kamehameha I as a replacement for his residence at Waikiki in 1810.
In 1850, Kamehameha III moved the permanent capital of the Hawaiian Kingdom from Lahaina on Maui to Honolulu. He and the kings that followed him transformed Honolulu into a modern capital, erecting buildings such as St. Andrew's Cathedral, Iolani Palace, and Aliiōlani Hale. At the same time, Honolulu became the center of commerce in the islands, with descendants of American missionaries establishing major businesses in downtown Honolulu.
Despite the turbulent history of the late 19th century and early 20th century—such as the overthrow of the Hawaiian monarchy in 1893, Hawaii's subsequent annexation by the United States in 1898, followed by a large fire in 1900, and the Japanese attack on Pearl Harbor in 1941—Honolulu remained the capital, largest city, and main airport and seaport of the Hawaiian Islands.
An economic and tourism boom following statehood brought rapid economic growth to Honolulu and Hawaii. Modern air travel brings, , 7.6 million visitors annually to the islands, with 62.3% entering at Honolulu International Airport. Today, Honolulu is a modern city with numerous high-rise buildings, and Waikīkī is the center of the tourism industry in Hawaii, with thousands of hotel rooms.
Geography
According to the United States Census Bureau, the Urban Honolulu CDP has a total area of , of which , or 11.56%, is water.
Honolulu is the most remote major city in the U.S. and one of the most remote in the world. The closest location in mainland U.S. is the Point Arena Lighthouse in northern California, at . (Nautical vessels require some additional distance to circumnavigate Makapuu Point.) The closest major city is San Francisco, California at 2,300 miles (3,701 km). However, islands off the Mexican coast and part of the Aleutian Islands of Alaska are slightly closer to Honolulu than the mainland.
The volcanic field of the Honolulu Volcanics is partially located inside the city.
Neighborhoods, boroughs, and districts
Downtown Honolulu is the financial, commercial, and governmental center of Hawaii. On the waterfront is Aloha Tower, which for many years was the tallest building in Hawaii. Currently the tallest building is the tall First Hawaiian Center, located on King and Bishop Streets. The downtown campus of Hawaii Pacific University is also located there.
The Arts District Honolulu, located in both in downtown and Chinatown, is on the eastern edge of Chinatown. It is a 12-block area bounded by Bethel & Smith Streets and Nimitz Highway and Beretania Street – home to numerous arts and cultural institutions. It is located within the Chinatown Historic District, which includes the former Hotel Street Vice District.
The Capitol District is the eastern part of Downtown Honolulu. It is the current and historic center of Hawaii's state government, incorporating the Hawaii State Capitol, Iolani Palace, Honolulu Hale (City Hall), State Library, and the statue of King Kamehameha I, along with numerous government buildings.
Kakaako is a light-industrial district between Downtown and Waikīkī that has seen a large-scale redevelopment effort in the past decade. It is home to two major shopping areas, Ward Warehouse and Ward Center. The Howard Hughes Corporation plans to transform Ward Centers into Ward Village over the next decade. The John A. Burns School of Medicine, part of the University of Hawaii at Mānoa, is also located there. A Memorial to the Ehime Maru Incident victims is built at the Kakaako Waterfront Park.
Ala Moana is a district between Kakaako and Waikīkī and the home of Ala Moana Center, the "World's largest open-air shopping center" and the largest shopping mall in Hawaii. Ala Moana Center boasts over 300 tenants and is a very popular location among tourists. Also in Ala Moana is the Honolulu Design Center and Ala Moana Beach Park, the second largest park in Honolulu.
Waikīkī is the tourist district of Honolulu, located between the Ala Wai Canal and the Pacific Ocean next to Diamond Head. Numerous hotels, shops, and nightlife opportunities are located along Kalākaua and Kūhiō Avenues. It is a popular location for visitors and locals alike and attracts millions of visitors every year. A majority of the hotel rooms on Oahu are located in Waikīkī.
Mānoa and Makiki are residential neighborhoods located in adjacent valleys just inland of downtown and Waikīkī. Mānoa Valley is home to the main campus of the University of Hawaii.
Nuuanu and Pauoa are upper-middle-class residential districts located inland of downtown Honolulu. The National Memorial Cemetery of the Pacific is located in Punchbowl Crater fronting Pauoa Valley.
Pālolo and Kaimukī are neighborhoods east of Mānoa and Makiki, inland from Diamond Head. Pālolo Valley parallels Mānoa and is a residential neighborhood. Kaimukī is primarily a residential neighborhood with a commercial strip centered on Waialae Avenue running behind Diamond Head. Chaminade University is located in Kaimukī.
Waialae and Kāhala are upper-class districts of Honolulu located directly east of Diamond Head, where there are many high-priced homes. Also found in these neighborhoods are the Waialae Country Club and the five-star Kahala Hotel & Resort.
East Honolulu includes the residential communities of Āina Haina, Niu Valley, and Hawaii Kai. These are considered upper-middle-class neighborhoods. The upscale gated communities of Waialae Iki and Hawaii Loa Ridge are also located here.
Kalihi and Pālama are working-class neighborhoods with a number of government housing developments. Lower Kalihi, toward the ocean, is a light-industrial district.
Salt Lake and Āliamanu are (mostly) residential areas built in extinct tuff cones along the western end of the Honolulu District, not far from Honolulu International Airport.
Moanalua is two neighborhoods and a valley at the western end of Honolulu, and home to Tripler Army Medical Center.
Climate
Honolulu experiences a tropical semi-arid climate (Köppen classification BSh), with a mostly dry summer season, due to a rain shadow effect. Temperatures vary little throughout the months, with average high temperatures of and average lows of throughout the year. Temperatures reach or exceed on an average 38 days annually, with lows in the upper 50s °F (14–15 °C) occurring once or twice a year. The highest recorded temperature was on September 19, 1994, and August 31, 2019. The lowest recorded temperature was on February 16, 1902, and January 20, 1969.
The annual average rainfall is , which mainly occurs during the winter months of October through early April, with very little rainfall during the summer. However, both seasons experience a similar number of rainy days. Light showers occur in summer, while heavier rain falls during winter. Honolulu has an average of 278 sunny days and 89.4 rainy days per year.
Although the city is situated in the tropics, hurricanes are quite rare. The last recorded hurricane that hit near Honolulu was Category 4 Hurricane Iniki in 1992. Tornadoes are also uncommon and usually strike once every 15 years. Waterspouts off the coast are also uncommon, hitting about once every five years.
Honolulu falls under the USDA 12b Plant Hardiness zone.
The average temperature of the sea ranges from in March to in September.
Demographics
The population of Honolulu is 350,964 as of the 2020 U.S. Census, making it the 55th largest city in the U.S. The city's population was 337,256 at the 2010 U.S. Census.
In terms of race and ethnicity, 54.8% were Asian, 17.9% were White, 1.5% were Black or African American, 0.2% were Native American or Alaska Native, 8.4% were Native Hawaiian and Other Pacific Islander, 0.8% were from "some other race", and 16.3% were from two or more races. Hispanics and Latinos of any race made up 5.4% of the population. In 1970, the Census Bureau reported Honolulu's population as 33.9% white and 53.7% Asian and Pacific Islander.
Asian Americans represent the majority of Honolulu's population. The Asian ethnic groups are Japanese (19.9%), Filipinos (13.2%), Chinese (10.4%), Koreans (4.3%), Vietnamese (2.0%), Indians (0.3%), Laotians (0.3%), Thais (0.2%), Cambodians (0.1%), and Indonesians (0.1%). People solely of Native Hawaiian ancestry made up 3.2% of the population. Samoan Americans made up 1.5% of the population, Marshallese people make up 0.5% of the city's population, and Tongan people comprise 0.3% of its population. People of Guamanian or Chamorro descent made up 0.2% of the population and numbered 841 residents.
Metropolitan Honolulu, which encompasses all of Oahu island, had a population of 802,459 as of the 2010 U.S. Census, making it the 55th largest metropolitan area in the United States.
Economy
The largest city and airport in the Hawaiian Islands, Honolulu acts as a natural gateway to the islands' large tourism industry, which brings millions of visitors and contributes $10 billion annually to the local economy. Honolulu's location in the Pacific also makes it a large business and trading hub, particularly between the East and the West. Other important aspects of the city's economy include military defense, research and development, and manufacturing.
Among the companies based in Honolulu are:
Alexander & Baldwin
Bank of Hawaii
Central Pacific Bank
First Hawaiian Bank
Hawaii Medical Service Association
Hawaii Pacific Health
Hawaiian Electric Industries
Matson Navigation Company
The Queen's Health Systems
Hawaiian Airlines, Island Air, and Aloha Air Cargo are headquartered in the city. Prior to its dissolution, Aloha Airlines was headquartered in the city. At one time Mid-Pacific Airlines had its headquarters on the property of Honolulu International Airport.
In 2009, Honolulu had a 4.5% increase in the average price of rent, maintaining it in the second most expensive rental market ranking among 210 U.S. metropolitan areas. Similarly, the general cost of living, including gasoline, electricity, and most foodstuffs, is much higher than the U.S. mainland, due to city and state having to import most goods. One 2014 report found that cost of living expenses were 69% higher than the U.S. average.
Since the only national banks in Hawaii are all local, many visitors and new residents must get accustomed to different banks. First Hawaiian Bank is the largest and oldest bank in Hawaii and their headquarters are at the First Hawaiian Center, the tallest building in the State of Hawaii.
Cultural institutions
Natural museums
The Bishop Museum is the largest of Honolulu's museums. It is endowed with the state's largest collection of natural history specimens and the world's largest collection of Hawaiiana and Pacific culture artifacts. The Honolulu Zoo is the main zoological institution in Hawai'i while the Waikīkī Aquarium is a working marine biology laboratory. The Waikīkī Aquarium is partnered with the University of Hawai'i and other universities worldwide. Established for appreciation and botany, Honolulu is home to several gardens: Foster Botanical Garden, Liliuokalani Botanical Garden, Walker Estate, among others.
Performing arts
Established in 1900, the Honolulu Symphony is the second oldest US symphony orchestra west of the Rocky Mountains. Other classical music ensembles include the Hawaii Opera Theatre. Honolulu is also a center for Hawaiian music. The main music venues include the Hawaii Theatre, the Neal Blaisdell Center Concert Hall and Arena, and the Waikīkī Shell.
Honolulu also includes several venues for live theater, including the Diamond Head Theatre and Kumu Kahua Theatre.
Visual arts
Various institutions for the visual arts are located in Honolulu.
The Honolulu Museum of Art is endowed with the largest collection of Asian and Western art in Hawaii. It also has the largest collection of Islamic art, housed at the Shangri La estate. Since the merger of the Honolulu Academy of Arts and The Contemporary Museum, Honolulu (now called the Honolulu Museum of Art Spalding House) in 2011, the museum is also the only contemporary art museum in the state. The contemporary collections are housed at main campus (Spalding House) in Makiki and a multi-level gallery in downtown Honolulu at the First Hawaiian Center. The museum hosts a film and video program dedicated to arthouse and world cinema in the museum's Doris Duke Theatre, named for the museum's historic patroness Doris Duke.
The Hawaii State Art Museum (also downtown) boasts pieces by local artists as well as traditional Hawaiian art. The museum is administered by the Hawaii State Foundation on Culture and the Arts.
Honolulu also annually holds the Hawaii International Film Festival (HIFF). It showcases some of the best films from producers all across the Pacific Rim and is the largest "East meets West" style film festival of its sort in the United States.
Tourist attractions
Ala Moana Center
Aloha Tower
Bishop Museum
Diamond Head
Hanauma Bay
Honolulu Museum of Art
Honolulu Zoo
Iolani Palace
Lyon Arboretum
National Memorial Cemetery of the Pacific
USS Arizona Memorial
Waikīkī Aquarium
Waikiki Beach
Waikiki Trolley
International Market Place
Kapi'olani Park
Sports
Honolulu's tropical climate lends itself to year-round activities. In 2004, Men's Fitness magazine named Honolulu the fittest city in the United States. Honolulu has three large road races:
The Great Aloha Run is held annually on Presidents' Day.
The Honolulu Marathon, held annually on the second Sunday in December, draws more than 20,000 participants each year, about half to two thirds of them from Japan.
The Honolulu Triathlon is an Olympic distance triathlon event governed by USA Triathlon and partly by the Japanese. Held annually in May since 2004, there is an absence of a sprint course.
Ironman Hawaii was first held in Honolulu. It was the first ever Ironman triathlon event and is also the world championship.
The Waikiki Roughwater Swim race is held annually off the beach of Waikiki. Founded by Jim Cotton in 1970, the course is and spans from the New Otani Hotel to the Hilton Rainbow Tower.
Fans of spectator sports in Honolulu generally support the football, volleyball, basketball, rugby union, rugby league, and baseball programs of the University of Hawaii at Mānoa. High school sporting events, especially football, are especially popular.
Honolulu has no professional sports teams, with any prospective teams being forced to conduct extremely long travels for away games in the continental states. It was the home of the Hawaii Islanders (Pacific Coast League, 1961–87), The Hawaiians (World Football League, 1974–75), Team Hawaii (North American Soccer League, 1977), and the Hawaiian Islanders (af2, 2002–04).
The NCAA football Hawaii Bowl is played in Honolulu. Honolulu has also hosted the NFL's annual Pro Bowl each February from 1980 to 2009. After the 2010 and 2015 games were played in Miami Gardens and Glendale, respectively, the Pro Bowl was once again in Honolulu from 2011 to 2014 with 2016 the most recent. From 1993 to 2008, Honolulu hosted Hawaii Winter Baseball, featuring minor league players from Major League Baseball, Nippon Professional Baseball, Korea Baseball Organization, and independent leagues.
In 2018, the Honolulu Little League team qualified for that year's Little League World Series tournament. The team went undefeated en route to the United States championship game, where it bested Georgia's Peachtree City American Little League team 3-0. In the world championship game, the team faced off against South Korea's South Seoul Little League team. Hawaii pitcher Ka'olu Holt threw a complete game shutout while striking out 8, and Honolulu Little League - again by a score of 3-0 - secured the victory, capturing the 2018 Little League World Series championship as well as Hawaii's third overall title at the Little League World Series.
Venues
Venues for spectator sports in Honolulu include:
Les Murakami Stadium at UH-Mānoa (baseball)
Neal S. Blaisdell Center Arena (basketball)
Stan Sheriff Center at UH-Mānoa (basketball and volleyball)
Aloha Stadium, a venue for American football and soccer, is located in Halawa near Pearl Harbor, just outside Honolulu.
Government
Rick Blangiardi was elected mayor of Honolulu County on August 8, 2020, and began serving as the county's 15th mayor on January 2, 2021. The municipal offices of the City and County of Honolulu, including Honolulu Hale, the seat of the city and county, are located in the Capitol District, as are the Hawaii state government buildings.
The Capitol District is within the Honolulu census county division (CCD), the urban area commonly regarded as the "City" of Honolulu. The Honolulu CCD is located on the southeast coast of Oahu between Makapuu and Halawa. The division boundary follows the Koolau crestline, so Makapuu Beach is in the Ko'olaupoko District. On the west, the division boundary follows Halawa Stream, then crosses Red Hill and runs just west of Aliamanu Crater, so that Aloha Stadium, Pearl Harbor (with the USS Arizona Memorial), and Hickam Air Force Base are actually all located in the island's Ewa CCD.
The Hawaii Department of Public Safety operates the Oahu Community Correctional Center, the jail for the island of Oahu, in Honolulu CCD.
The United States Postal Service operates post offices in Honolulu. The main Honolulu Post Office is located by the international airport at 3600 Aolele Street. Federal Detention Center, Honolulu, operated by the Federal Bureau of Prisons, is in the CDP.
Foreign missions on the island
Several countries have consular facilities in Honolulu. They include consulates of Japan, South Korea, Philippines, Taiwan, Federated States of Micronesia, Australia, and the Marshall Islands.
Education and research
Colleges and universities
Colleges and universities in Honolulu include Honolulu Community College, Kapiolani Community College, the University of Hawaii at Mānoa, Chaminade University, and Hawaii Pacific University. UH Mānoa houses the main offices of the University of Hawaii System.
Research institutions
Honolulu is home to three renowned international affairs research institutions. The Pacific Forum, one of the world's leading Asia-Pacific policy research institutes and one of the first organizations in the United States to focus exclusively on Asia, has its main office on Bishop Street in downtown Honolulu. The East–West Center (EWC), an education and research organization established by the U.S. Congress in 1960 to strengthen relations and understanding among the peoples and nations of Asia, the Pacific, and the United States, is headquartered in Mānoa, Honolulu. The Asia-Pacific Center for Security Studies (APCSS), a U.S. Department of Defense institute is based in Waikīkī, Honolulu. APCSS addresses regional and global security issues and supports the U.S. Pacific Command by developing and sustaining relationships among security practitioners and national security establishments throughout the region.
Public primary and secondary schools
Hawaii Department of Education operates public schools in Honolulu. Public high schools within the CDP area include Wallace Rider Farrington, Kaiser, Kaimuki, Kalani, Moanalua, William McKinley, and Theodore Roosevelt. It also includes the Hawaii School for the Deaf and the Blind, the statewide school for blind and deaf children. There is a charter school, University Laboratory School.
Private primary and secondary schools
almost 38% of K-12 students in the Honolulu area attend private schools.
Private schools include Academy of the Pacific, Damien Memorial School, Hawaii Baptist Academy, Iolani School, Lutheran High School of Hawaii, Kamehameha Schools, Maryknoll School, Mid-Pacific Institute, La Pietra, Punahou School, Sacred Hearts Academy, St. Andrew's Priory School, Saint Francis School, Saint Louis School, the Education Laboratory School, Saint Patrick School, Trinity Christian School, and Varsity International School. Hawaii has one of the nation's highest rate of private school attendance.
Public libraries
Hawaii State Public Library System operates public libraries. The Hawaii State Library in the CDP serves as the main library of the system, while the Library for the Blind and Physically Handicapped, also in the CDP area, serves handicapped and blind people.
Branches in the CDP area include Aiea, Aina Haina, Ewa Beach, Hawaii Kai, Kahuku, Kailua, Kaimuki, Kalihi-Palama, Kaneohe, Kapolei, Liliha, Mānoa, McCully-Moiliili, Mililani, Moanalua, Wahiawa, Waialua, Waianae, Waikīkī-Kapahulu, Waimanalo, and Waipahu.
Weekend educational programs
The Hawaii Japanese School – Rainbow Gakuen (ハワイレインボー学園 Hawai Reinbō Gakuen), a supplementary weekend Japanese school, holds its classes in Kaimuki Middle School in Honolulu and has its offices in another building in Honolulu. The school serves overseas Japanese nationals. In addition Honolulu has other weekend programs for the Japanese, Chinese, and Spanish languages.
Media
Honolulu is served by one daily newspaper, the Honolulu Star-Advertiser, along with a magazine, Honolulu Magazine, several radio stations and television stations, among other media. Local news agency and CNN-affiliate Hawaii News Now broadcasts and is headquartered out of Honolulu.
Honolulu and the island of Oahu has also been the location for many film and television projects, including Hawaii Five-0, Magnum, P.I. and Lost.
Transportation
Air
Located at the western end of the CDP, Daniel K. Inouye International Airport (HNL) is the principal aviation gateway to the state of Hawaii. Kalaeloa Airport is primarily a commuter facility used by unscheduled air taxis, general aviation and transient and locally based military aircraft.
Highways
Honolulu has been ranked as having the nation's worst traffic congestion, beating former record holder Los Angeles. Drivers waste on average over 58 hours per year on congested roadways. The following freeways, part of the Interstate Highway System serve Honolulu:
Interstate H-1, western terminous is at Kapolei where you can connect to the Farrington Highway. The H-1 passes Hickam Air Force Base and Honolulu International Airport, runs through pearl city before heading downtown into Honolulu continues eastward through Makiki and Kaimuki, ending at Waialae/Kahala and start of the Kalanianole Highway.
Interstate H-201—also known as the Moanalua Freeway and sometimes numbered as its former number, Hawaii State Rte. 78—connects two points along H-1: at Aloha Stadium and Fort Shafter. Close to H-1 and Aloha Stadium, H-201 has an exchange with the western terminus of Interstate H-3 to the windward side of Oahu (Kaneohe). This complex of connecting ramps, some directly between H-1 and H-3, is in Halawa.
Interstate H-2 Connects at a junction near Waipau and Pearl City with the H-1 freeway. The H-2 freeway will take you up to Schofield barracks before ending at Wahiawa where it connect to the north shore.
Interstate H-3 Connects at a junction near Halawa Heights. This interstate highway will take you from Halawa heights thorugh Ko'ola Range to Kaneohe. Its final termination is at Marine Corps Base Hawaii. Exit 15 is the last exit before entering marine corps base Hawaii.
Other major highways that link Honolulu CCD with other parts of the Island of Oahu are:
Pali Highway, State Rte. 61, crosses north over the Koolau range via the Pali Tunnels to connect to Kailua and Kaneohe on the windward side of the Island.
Likelike Highway, State Rte. 63, also crosses the Koolau to Kaneohe via the Wilson Tunnels.
Kalanianaole Highway, State Rte. 72, runs eastward from Waialae/Kahala to Hawaii Kai and around the east end of the island to Waimanalo Beach.
Kamehameha Highway, State Rte. 80, 83, 99 and 830, runs westward from near Hickam Air Force Base to Aiea and beyond, eventually running through the center of the island and ending in Kaneohe.
Farrington Highway, State Rte 93 runs western leeward Oahu from Kaena Point through Waianae and Makaha before the start of the H-1. State Rte 930 starts east to west in the north shore connecting you from Wailua to Kaena Point
Like most major American cities, the Honolulu metropolitan area experiences heavy traffic congestion during rush hours, especially to and from the western suburbs of Kapolei, Ewa Beach, Aiea, Pearl City, Waipahu, and Mililani.
There is a Hawaii Electric Vehicle Demonstration Project (HEVDP).
Public transport
Honolulu Authority for Rapid Transportation
In November 2010, voters approved a charter amendment to create a public transit authority to oversee the planning, construction, operation and future extensions to Honolulu's future rail system. The Honolulu Authority for Rapid Transportation (HART) currently includes a 10-member board of directors; three members appointed by the mayor, three members selected by the Honolulu City Council, and the city and state transportation directors.
The opening of the first phase of the Honolulu Rail Transit is delayed until approximately March 2021, as HART canceled the initial bids for the first nine stations and intends to rebid the work as three packages of three stations each, and allow more time for construction in the hope that increased competition on smaller contracts will drive down costs; initial bids ranged from $294.5 million to $320.8 million, far surpassing HART's budget of $184 million.
Bus
Established by former Mayor Frank F. Fasi as the replacement for the Honolulu Rapid Transit Company (HRT), Honolulu's TheBus system was honored in 1994–1995 and 2000–2001 by the American Public Transportation Association as "America's Best Transit System". TheBus operates 107 routes serving Honolulu and most major cities and towns on Oahu. TheBus comprises a fleet of 531 buses, and is run by the non-profit corporation Oahu Transit Services in conjunction with the city Department of Transportation Services. , Honolulu was ranked fourth for highest per-capita use of mass transit in the United States.
Paratransit Options:
The island also features TheHandi-Van. available for riders who require para transit operations. To be eligible for these parantransit service, individuals must meet the requirements of the Americans with Disabilities Act (ADA). TheHandi-Van has a fare of $2.00, available Mondays - Sundays from 4:00 am – 1:00 am. There is a 24 hours per day service but only within 3/4 of a mile of TheBus route 2 and route 40. TheHandi-Van comprises a fleet of 160 buses. Additionally the parantransit branch also run's Human Services Transportation Coordination (HSTCP), which mainly provides transportation for people with disabilities, older adults, and people with limited incomes, assisted by the Committee for Accessible Transportation (CAT). Both organizations work together to provide transportation for elderly and persons with disabilities.
Rail
Currently, there is no urban rail transit system in Honolulu, although electric street railways were operated in Honolulu by the now-defunct Honolulu Rapid Transit Company prior to World War II. Predecessors to the Honolulu Rapid Transit Company were the Honolulu Rapid Transit and Land Company (began 1903) and Hawaiian Tramways (began 1888).
The City and County of Honolulu is currently constructing the rail transit line that will connect Honolulu with cities and suburban areas near Pearl Harbor and in the Leeward and West Oahu regions. The Honolulu High-Capacity Transit Corridor Project is aimed at alleviating traffic congestion for West Oahu commuters while being integral in the westward expansion of the metropolitan area. The project, however, has been criticized by opponents of rail for its cost, delays, and potential environmental impacts, but the line is expected to have large ridership.
Bicycle sharing
Since June 28, 2017, Bikeshare Hawaii administers the bicycle sharing program in O'ahu while Secure Bike Share operates the Biki system. Most Biki stations are located between Chinatown/Downtown and Diamond Head, however an expansion in late 2018 added more stations towards the University of Hawai'i Manoa Campus, Kapi'olani Community College, Makiki, and Kalihi area. The GoBiki.org website has a Biki stations map.
Modal characteristics
According to the 2016 American Community Survey (five-year average), 56 percent of Urban Honolulu residents commuted to work by driving alone, 13.8 percent carpooled, 11.7 used public transportation, and 8.7 percent walked. About 5.7 commuted by bike, taxi, motorcycle or other forms of transportation, while 4.1 percent worked at home.
The city of Honolulu has a high percentage of households without a motor vehicle. In 2015, 16.6 percent of Honolulu households lacked a car, which increased slightly to 17.2 percent in 2016 – in comparison, the United States national average was 8.7 percent in 2016. Honolulu averaged 1.4 cars per household in 2016, compared to a national average of 1.8.
Public safety
The Honolulu Police Department is the primary law enforcement agency for the city and county of Honolulu and serves the entire Oahu Island. Honolulu Police Department has a mixed fleet of marked patrol cars and unmarked along with a subsidized vehicle program in place. Marked vehicles are white with blue stripes and white lettering HONOLULU POLICE. The Honolulu Police Departments offers officers of a certain rank to purchase a private vehicle for police use. Subsidized vehicles are unmarked but will have a small blue roof light on top of the vehicle. Subsidized vehicles can be any make, model and color but does require to follow department rules and guidelines. Honolulu Police and Hawaii County Police on the big island are the only departments in the state of Hawaii and the US to have subsidized vehicles in place. Honolulu Police along with other city, county law enforcement in Hawaii uses blue lights for their vehicles. They also keep their cruise blue lights on while on patrol.
The Honolulu Fire Department provides fire fighting services and emergency medical services on the island of Oahu. Fire trucks are painted yellow.
Notable people
Sister cities
Honolulu's sister cities are:
Baguio, Philippines, 1991
Baku, Azerbaijan 1998
Bruyères, France, 1960
Cali, Colombia, 2012
Candon, Philippines, 2015
Caracas, Venezuela, 1990
Cebu City, Philippines, 1990
Chengdu, China, 2011
Chigasaki, Japan, 2014
Fengxian (Shanghai), China, 2012
Funchal, Portugal, 1979
Haikou, China, 1985
Noreña, Spain, 1960
Hiroshima, Japan, 1959
Huế, Vietnam, 1995
Incheon, South Korea, 2003
Kaohsiung, Taiwan 1962
Kyzyl, Russia
Laoag, Philippines, 1969
Majuro, Marshall Islands, 2001
Mandaluyong, Philippines, 2005
Manila, Philippines, 1980
Mombasa, Kenya, 2000
Mumbai, India, 1970
Nagaoka, Japan, 2012
Naha, Japan, 1960
Qinhuangdao, China, 2010
Rabat, Morocco, 2007
San Juan, Puerto Rico, USA, 1985
Seoul, South Korea, 1973
Sintra, Portugal, 1998
Uwajima, Japan, 2004
Vigan, Philippines, 2003
Zhangzhou, 2012
Zhongshan, China, 1997
See also
List of tallest buildings in Honolulu
Notes
References
Bibliography
External links
City and County of Honolulu official site
Hawaii Visitors and Convention Bureau
Guide to Honolulu: Famous People
Cities in Hawaii
Capitals of former nations
Census-designated places in Honolulu County, Hawaii
County seats in Hawaii
Populated places established in 1809
Populated places on Oahu
Port cities and towns in Hawaii
Populated places in Honolulu County, Hawaii
Census county divisions
Populated coastal places in Hawaii
1907 establishments in Hawaii |
13890 | https://en.wikipedia.org/wiki/History%20of%20India | History of India | According to consensus in modern genetics, anatomically modern humans first arrived on the Indian subcontinent from Africa between 73,000 and 55,000 years ago. However, the earliest known human remains in South Asia date to 30,000 years ago. Settled life, which involves the transition from foraging to farming and pastoralism, began in South Asia around 7,000 BCE. At the site of Mehrgarh presence can be documented of the domestication of wheat and barley, rapidly followed by that of goats, sheep, and cattle. By 4,500 BCE, settled life had spread more widely, and began to gradually evolve into the Indus Valley Civilization, an early civilization of the Old world, which was contemporaneous with Ancient Egypt and Mesopotamia. This civilisation flourished between 2,500 BCE and 1900 BCE in what today is Pakistan and north-western India, and was noted for its urban planning, baked brick houses, elaborate drainage, and water supply.
In early second millennium BCE persistent drought caused the population of the Indus Valley to scatter from large urban centres to villages. Around the same time, Indo-Aryan tribes moved into the Punjab from Central Asia in several waves of migration. Their Vedic period (1500-500 BCE) was marked by the composition of the Vedas, large collections of hymns of these tribes. Their varna system, which evolved into the caste system, consisted of a hierarchy of priests, warriors, and free peasants. The pastoral and nomadic Indo-Aryans spread from the Punjab into the Gangetic plain, large swaths of which they deforested for agriculture usage. The composition of Vedic texts ended around 600 BCE, when a new, interregional culture arose. Small chieftaincies, or janapadas, were consolidated into larger states, or mahajanapadas, and a second urbanisation took place. This urbanisation was accompanied by the rise of new ascetic movements in Greater Magadha, including Jainism and Buddhism, which opposed the growing influence of Brahmanism and the primacy of rituals, presided by Brahmin priests, that had come to be associated with Vedic religion, and gave rise to new religious concepts. In response to the success of these movements, Vedic Brahmanism was synthesised with the preexisting religious cultures of the subcontinent, giving rise to Hinduism.
Most of the Indian subcontinent was conquered by the Maurya Empire during the 4th and 3rd centuries BCE. From the 3rd century BCE onwards Prakrit and Pali literature in the north and the Tamil Sangam literature in southern India started to flourish. Wootz steel originated in south India in the 3rd century BCE and was exported to foreign countries. During the Classical period, various parts of India were ruled by numerous dynasties for the next 1,500 years, among which the Gupta Empire stands out. This period, witnessing a Hindu religious and intellectual resurgence, is known as the classical or "Golden Age of India". During this period, aspects of Indian civilisation, administration, culture, and religion (Hinduism and Buddhism) spread to much of Asia, while kingdoms in southern India had maritime business links with the Middle East and the Mediterranean. Indian cultural influence spread over many parts of Southeast Asia, which led to the establishment of Indianised kingdoms in Southeast Asia (Greater India).
The most significant event between the 7th and 11th century was the Tripartite struggle centred on Kannauj that lasted for more than two centuries between the Pala Empire, Rashtrakuta Empire, and Gurjara-Pratihara Empire. Southern India saw the rise of multiple imperial powers from the middle of the fifth century, most notably the Chalukya, Chola, Pallava, Chera, Pandyan, and Western Chalukya Empires. The Chola dynasty conquered southern India and successfully invaded parts of Southeast Asia, Sri Lanka, the Maldives, and Bengal in the 11th century. In the early medieval period Indian mathematics, including Hindu numerals, influenced the development of mathematics and astronomy in the Arab world.
Islamic conquests made limited inroads into modern Afghanistan and Sindh as early as the 8th century, followed by the invasions of Mahmud Ghazni.
The Delhi Sultanate was founded in 1206 CE by Central Asian Turks who ruled a major part of the northern Indian subcontinent in the early 14th century, but declined in the late 14th century, and saw the advent of the Deccan sultanates. The wealthy Bengal Sultanate also emerged as a major power, lasting over three centuries.
This period also saw the emergence of several powerful Hindu states, notably Vijayanagara and Rajput states, such as Mewar. The 15th century saw the advent of Sikhism. The early modern period began in the 16th century, when the Mughal Empire conquered most of the Indian subcontinent, signalling the proto-industrialization, becoming the biggest global economy and manufacturing power, with a nominal GDP that valued a quarter of world GDP, superior than the combination of Europe's GDP. The Mughals suffered a gradual decline in the early 18th century, which provided opportunities for the Marathas, Sikhs, Mysoreans, Nizams, and Nawabs of Bengal to exercise control over large regions of the Indian subcontinent.
From the mid-18th century to the mid-19th century, large regions of India were gradually annexed by the East India Company, a chartered company acting as a sovereign power on behalf of the British government. Dissatisfaction with company rule in India led to the Indian Rebellion of 1857, which rocked parts of north and central India, and led to the dissolution of the company. India was afterwards ruled directly by the British Crown, in the British Raj. After World War I, a nationwide struggle for independence was launched by the Indian National Congress, led by Mahatma Gandhi, and noted for nonviolence. Later, the All-India Muslim League would advocate for a separate Muslim-majority nation state. The British Indian Empire was partitioned in August 1947 into the Dominion of India and Dominion of Pakistan, each gaining its independence.
Prehistoric era (until c. 3300 BCE)
Paleolithic
Hominin expansion from Africa is estimated to have reached the Indian subcontinent approximately two million years ago, and possibly as early as 2.2 million years before the present. This dating is based on the known presence of Homo erectus in Indonesia by 1.8 million years before the present and in East Asia by 1.36 million years before present, as well as the discovery of stone tools made by proto-humans in the Soan River valley, at Riwat, and in the Pabbi Hills, in present-day Pakistan. Although some older discoveries have been claimed, the suggested dates, based on the dating of fluvial sediments, have not been independently verified.
The oldest hominin fossil remains in the Indian subcontinent are those of Homo erectus or Homo heidelbergensis, from the Narmada Valley in central India, and are dated to approximately half a million years ago. Older fossil finds have been claimed, but are considered unreliable. Reviews of archaeological evidence have suggested that occupation of the Indian subcontinent by hominins was sporadic until approximately 700,000 years ago, and was geographically widespread by approximately 250,000 years before the present, from which point onward, archaeological evidence of proto-human presence is widely mentioned.
According to a historical demographer of South Asia, Tim Dyson: "Modern human beings—Homo sapiens—originated in Africa. Then, intermittently, sometime between 60,000 and 80,000 years ago, tiny groups of them began to enter the north-west of the Indian subcontinent. It seems likely that initially, they came by way of the coast. ... it is virtually certain that there were Homo sapiens in the subcontinent 55,000 years ago, even though the earliest fossils that have been found of them date to only about 30,000 years before the present."
According to Michael D. Petraglia and Bridget Allchin: "Y-Chromosome and Mt-DNA data support the colonization of South Asia by modern humans originating in Africa. ... Coalescence dates for most non-European populations average to between 73–55 ka."
And according to an environmental historian of South Asia, Michael Fisher: "Scholars estimate that the first successful expansion of the Homo sapiens range beyond Africa and across the Arabian Peninsula occurred from as early as 80,000 years ago to as late as 40,000 years ago, although there may have been prior unsuccessful emigrations. Some of their descendants extended the human range ever further in each generation, spreading into each habitable land they encountered. One human channel was along the warm and productive coastal lands of the Persian Gulf and northern Indian Ocean. Eventually, various bands entered India between 75,000 years ago and 35,000 years ago."
Archaeological evidence has been interpreted to suggest the presence of anatomically modern humans in the Indian subcontinent 78,000–74,000 years ago, although this interpretation is disputed. The occupation of South Asia by modern humans, over a long time, initially in varying forms of isolation as hunter-gatherers, has turned it into a highly diverse one, second only to Africa in human genetic diversity.
According to Tim Dyson: "Genetic research has contributed to knowledge of the prehistory of the subcontinent's people in other respects. In particular, the level of genetic diversity in the region is extremely high. Indeed, only Africa's population is genetically more diverse. Related to this, there is strong evidence of ‘founder’ events in the subcontinent. By this is meant circumstances where a subgroup—such as a tribe—derives from a tiny number of ‘original’ individuals. Further, compared to most world regions, the subcontinent's people are relatively distinct in having practised comparatively high levels of endogamy."
Neolithic
Settled life emerged on the subcontinent in the western margins of the Indus River alluvium approximately 9,000 years ago, evolving gradually into the Indus valley civilisation of the third millennium BCE. According to Tim Dyson: "By 7,000 years ago agriculture was firmly established in Baluchistan. And, over the next 2,000 years, the practice of farming slowly spread eastwards into the Indus valley." And according to Michael Fisher: "The earliest discovered instance ... of well-established, settled agricultural society is at Mehrgarh in the hills between the Bolan Pass and the Indus plain (today in Pakistan) (see Map 3.1). From as early as 7000 BCE, communities there started investing increased labor in preparing the land and selecting, planting, tending, and harvesting particular grain-producing plants. They also domesticated animals, including sheep, goats, pigs, and oxen (both humped zebu [Bos indicus] and unhumped [Bos taurus]). Castrating oxen, for instance, turned them from mainly meat sources into domesticated draft-animals as well."
Bronze Age – first urbanisation (c. 3300 – c. 1800 BCE)
Indus Valley Civilisation
The Bronze Age in the Indian subcontinent began around 3300 BCE. Along with Ancient Egypt and Mesopotamia, the Indus valley region was one of three early cradles of civilization of the Old World. Of the three, the Indus Valley Civilization was the most expansive, and at its peak, may have had a population of over five million.
The civilization was primarily centered in modern-day Pakistan, in the Indus river basin, and secondarily in the Ghaggar-Hakra river basin in eastern Pakistan and northwestern India. The Mature Indus civilization flourished from about 2600 to 1900 BCE, marking the beginning of urban civilization on the Indian subcontinent. The civilization included cities such as Harappa, Ganeriwala, and Mohenjo-daro in modern-day Pakistan, and Dholavira, Kalibangan, Rakhigarhi, and Lothal in modern-day India.
Inhabitants of the ancient Indus river valley, the Harappans, developed new techniques in metallurgy and handicraft (carneol products, seal carving), and produced copper, bronze, lead, and tin. The civilization is noted for its cities built of brick, roadside drainage system, and multi-storeyed houses and is thought to have had some kind of municipal organisation.
After the collapse of Indus Valley civilization, the inhabitants of the Indus Valley civilization migrated from the river valleys of Indus and Ghaggar-Hakra, towards the Himalayan foothills of Ganga-Yamuna basin.
Ochre Coloured Pottery Culture
During 2nd millennium BCE, Ochre Coloured Pottery culture was in Ganga Yamuna Doab region. These were rural settlement with agriculture and hunting. They were using copper tools such as axes, spears, arrows, and swords. The people had domesticated cattle, goats, sheep, horses, pigs and dogs. The site gained attention for its Bronze Age solid-disk wheel carts, found in 2018, which were interpreted by some as horse-pulled "chariots".
Iron Age (1800 – 200 BCE)
Vedic period (c. 1500 – 600 BCE)
Starting ca. 1900 BCE, Indo-Aryan tribes moved into the Punjab from Central Asia in several waves of migration. Their Vedic period is the period when the Vedas were composed, the liturgical hymns from the Indo-Aryan people. The Vedic culture was located in part of north-west India, while other parts of India had a distinct cultural identity during this period. Many regions of the Indian subcontinent transitioned from the Chalcolithic to the Iron Age in this period.
The Vedic culture is described in the texts of Vedas, still sacred to Hindus, which were orally composed and transmitted in Vedic Sanskrit. The Vedas are some of the oldest extant texts in India. The Vedic period, lasting from about 1500 to 500 BCE, contributed the foundations of several cultural aspects of the Indian subcontinent.
Vedic society
Historians have analysed the Vedas to posit a Vedic culture in the Punjab region and the upper Gangetic Plain. The peepal tree and cow were sanctified by the time of the Atharva Veda. Many of the concepts of Indian philosophy espoused later, like dharma, trace their roots to Vedic antecedents.
Early Vedic society is described in the Rigveda, the oldest Vedic text, believed to have been compiled during 2nd millennium BCE, in the northwestern region of the Indian subcontinent. At this time, Aryan society consisted of largely tribal and pastoral groups, distinct from the Harappan urbanization which had been abandoned. The early Indo-Aryan presence probably corresponds, in part, to the Ochre Coloured Pottery culture in archaeological contexts.
At the end of the Rigvedic period, the Aryan society began to expand from the northwestern region of the Indian subcontinent, into the western Ganges plain. It became increasingly agricultural and was socially organised around the hierarchy of the four varnas, or social classes. This social structure was characterized both by syncretising with the native cultures of northern India, but also eventually by the excluding of some indigenous peoples by labeling their occupations impure. During this period, many of the previous small tribal units and chiefdoms began to coalesce into Janapadas (monarchical, state-level polities).
Janapadas
The Iron Age in the Indian subcontinent from about 1200 BCE to the 6th century BCE is defined by the rise of Janapadas, which are realms, republics and kingdoms—notably the Iron Age Kingdoms of Kuru, Panchala, Kosala, Videha.
The Kuru kingdom was the first state-level society of the Vedic period, corresponding to the beginning of the Iron Age in northwestern India, around 1200–800 BCE, as well as with the composition of the Atharvaveda (the first Indian text to mention iron, as , literally "black metal"). The Kuru state organised the Vedic hymns into collections, and developed the orthodox srauta ritual to uphold the social order. Two key figures of the Kuru state were king Parikshit and his successor Janamejaya, transforming this realm into the dominant political, social, and cultural power of northern Iron Age India. When the Kuru kingdom declined, the centre of Vedic culture shifted to their eastern neighbours, the Panchala kingdom. The archaeological PGW (Painted Grey Ware) culture, which flourished in the Haryana and western Uttar Pradesh regions of northern India from about 1100 to 600 BCE, is believed to correspond to the Kuru and Panchala kingdoms.
During the Late Vedic Period, the kingdom of Videha emerged as a new centre of Vedic culture, situated even farther to the East (in what is today Nepal and Bihar state in India); reaching its prominence under the king Janaka, whose court provided patronage for Brahmin sages and philosophers such as Yajnavalkya, Aruni, and Gargi Vachaknavi. The later part of this period corresponds with a consolidation of increasingly large states and kingdoms, called mahajanapadas, all across Northern India.
Second urbanisation (600–200 BCE)
During the time between 800 and 200 BCE the Śramaṇa movement formed, from which originated Jainism and Buddhism. In the same period, the first Upanishads were written. After 500 BCE, the so-called "second urbanisation" started, with new urban settlements arising at the Ganges plain, especially the Central Ganges plain. The foundations for the "second urbanisation" were laid prior to 600 BCE, in the Painted Grey Ware culture of the Ghaggar-Hakra and Upper Ganges Plain; although most PGW sites were small farming villages, "several dozen" PGW sites eventually emerged as relatively large settlements that can be characterized as towns, the largest of which were fortified by ditches or moats and embankments made of piled earth with wooden palisades, albeit smaller and simpler than the elaborately fortified large cities which grew after 600 BCE in the Northern Black Polished Ware culture.
The Central Ganges Plain, where Magadha gained prominence, forming the base of the Mauryan Empire, was a distinct cultural area, with new states arising after 500 BCE during the so-called "second urbanisation". It was influenced by the Vedic culture, but differed markedly from the Kuru-Panchala region. It "was the area of the earliest known cultivation of rice in South Asia and by 1800 BCE was the location of an advanced Neolithic population associated with the sites of Chirand and Chechar". In this region, the Śramaṇic movements flourished, and Jainism and Buddhism originated.
Buddhism and Jainism
Around 800 BCE to 400 BCE witnessed the composition of the earliest Upanishads. Upanishads form the theoretical basis of classical Hinduism and are known as Vedanta (conclusion of the Vedas).
Increasing urbanisation of India in 7th and 6th centuries BCE led to the rise of new ascetic or Śramaṇa movements which challenged the orthodoxy of rituals. Mahavira (c. 549–477 BCE), proponent of Jainism, and Gautama Buddha (c. 563–483 BCE), founder of Buddhism, were the most prominent icons of this movement. Śramaṇa gave rise to the concept of the cycle of birth and death, the concept of samsara, and the concept of liberation. Buddha found a Middle Way that ameliorated the extreme asceticism found in the Śramaṇa religions.
Around the same time, Mahavira (the 24th Tirthankara in Jainism) propagated a theology that was to later become Jainism. However, Jain orthodoxy believes the teachings of the Tirthankaras predates all known time and scholars believe Parshvanatha (c. 872 – c. 772 BCE), accorded status as the 23rd Tirthankara, was a historical figure. The Vedas are believed to have documented a few Tirthankaras and an ascetic order similar to the Śramaṇa movement.
Sanskrit epics
The Sanskrit epics Ramayana and Mahabharata were composed during this period. The Mahabharata remains, today, the longest single poem in the world. Historians formerly postulated an "epic age" as the milieu of these two epic poems, but now recognize that the texts (which are both familiar with each other) went through multiple stages of development over centuries. For instance, the Mahabharata may have been based on a small-scale conflict (possibly about 1000 BCE) which was eventually "transformed into a gigantic epic war by bards and poets". There is no conclusive proof from archaeology as to whether the specific events of the Mahabharata have any historical basis. The existing texts of these epics are believed to belong to the post-Vedic age, between c. 400 BCE and 400 CE.
Mahajanapadas
The period from c. 600 BCE to c. 300 BCE witnessed the rise of the Mahajanapadas, sixteen powerful and vast kingdoms and oligarchic republics. These Mahajanapadas evolved and flourished in a belt stretching from Gandhara in the northwest to Bengal in the eastern part of the Indian subcontinent and included parts of the trans-Vindhyan region. Ancient Buddhist texts, like the Anguttara Nikaya, make frequent reference to these sixteen great kingdoms and republics—Anga, Assaka, Avanti, Chedi, Gandhara, Kashi, Kamboja, Kosala, Kuru, Magadha, Malla, Matsya (or Machcha), Panchala, Surasena, Vriji, and Vatsa. This period saw the second major rise of urbanism in India after the Indus Valley Civilisation.
Early "republics" or Gaṇa sangha, such as Shakyas, Koliyas, Mallas, and Licchavis had republican governments. Gaṇa sanghas, such as Mallas, centered in the city of Kusinagara, and the Vajjian Confederacy (Vajji), centered in the city of Vaishali, existed as early as the 6th century BCE and persisted in some areas until the 4th century CE. The most famous clan amongst the ruling confederate clans of the Vajji Mahajanapada were the Licchavis.
This period corresponds in an archaeological context to the Northern Black Polished Ware culture. Especially focused in the Central Ganges plain but also spreading across vast areas of the northern and central Indian subcontinent, this culture is characterized by the emergence of large cities with massive fortifications, significant population growth, increased social stratification, wide-ranging trade networks, construction of public architecture and water channels, specialized craft industries (e.g., ivory and carnelian carving), a system of weights, punch-marked coins, and the introduction of writing in the form of Brahmi and Kharosthi scripts. The language of the gentry at that time was Sanskrit, while the languages of the general population of northern India are referred to as Prakrits.
Many of the sixteen kingdoms had coalesced into four major ones by 500/400 BCE, by the time of Gautama Buddha. These four were Vatsa, Avanti, Kosala, and Magadha. The life of Gautama Buddha was mainly associated with these four kingdoms.
Early Magadha dynasties
Magadha formed one of the sixteen Mahā-Janapadas (Sanskrit: "Great Realms") or kingdoms in ancient India. The core of the kingdom was the area of Bihar south of the Ganges; its first capital was Rajagriha (modern Rajgir) then Pataliputra (modern Patna). Magadha expanded to include most of Bihar and Bengal with the conquest of Licchavi and Anga respectively, followed by much of eastern Uttar Pradesh and Orissa. The ancient kingdom of Magadha is heavily mentioned in Jain and Buddhist texts. It is also mentioned in the Ramayana, Mahabharata and Puranas. The earliest reference to the Magadha people occurs in the Atharva-Veda where they are found listed along with the Angas, Gandharis, and Mujavats. Magadha played an important role in the development of Jainism and Buddhism. The Magadha kingdom included republican communities such as the community of Rajakumara. Villages had their own assemblies under their local chiefs called Gramakas. Their administrations were divided into executive, judicial, and military functions.
Early sources, from the Buddhist Pāli Canon, the Jain Agamas and the Hindu Puranas, mention Magadha being ruled by the Haryanka dynasty for some 200 years, c. 600–413 BCE. King Bimbisara of the Haryanka dynasty led an active and expansive policy, conquering Anga in what is now eastern Bihar and West Bengal. King Bimbisara was overthrown and killed by his son, Prince Ajatashatru, who continued the expansionist policy of Magadha. During this period, Gautama Buddha, the founder of Buddhism, lived much of his life in Magadha kingdom. He attained enlightenment in Bodh Gaya, gave his first sermon in Sarnath and the first Buddhist council was held in Rajgriha. The Haryanka dynasty was overthrown by the Shishunaga dynasty. The last Shishunaga ruler, Kalasoka, was assassinated by Mahapadma Nanda in 345 BCE, the first of the so-called Nine Nandas, which were Mahapadma and his eight sons.
Nanda Empire and Alexander's campaign
The Nanda Empire, at its greatest extent, extended from Bengal in the east, to the Punjab region in the west and as far south as the Vindhya Range. The Nanda dynasty was famed for their great wealth. The Nanda dynasty built on the foundations laid by their Haryanka and Shishunaga predecessors to create the first great empire of north India. To achieve this objective they built a vast army, consisting of 200,000 infantry, 20,000 cavalry, 2,000 war chariots and 3,000 war elephants (at the lowest estimates). According to the Greek historian Plutarch, the size of the Nanda army was even larger, numbering 200,000 infantry, 80,000 cavalry, 8,000 war chariots, and 6,000 war elephants. However, the Nanda Empire did not have the opportunity to see their army face Alexander the Great, who invaded north-western India at the time of Dhana Nanda, since Alexander was forced to confine his campaign to the plains of Punjab and Sindh, for his forces mutinied at the river Beas and refused to go any further upon encountering Nanda and Gangaridai forces.
Maurya Empire
The Maurya Empire (322–185 BCE) unified most of the Indian subcontinent into one state, and was the largest empire ever to exist on the Indian subcontinent. At its greatest extent, the Mauryan Empire stretched to the north up to the natural boundaries of the Himalayas and to the east into what is now Assam. To the west, it reached beyond modern Pakistan, to the Hindu Kush mountains in what is now Afghanistan. The empire was established by Chandragupta Maurya assisted by Chanakya (Kautilya) in Magadha (in modern Bihar) when he overthrew the Nanda dynasty.
Chandragupta rapidly expanded his power westwards across central and western India, and by 317 BCE the empire had fully occupied Northwestern India. The Mauryan Empire then defeated Seleucus I, a diadochus and founder of the Seleucid Empire, during the Seleucid–Mauryan war, thus gained additional territory west of the Indus River. Chandragupta's son Bindusara succeeded to the throne around 297 BCE. By the time he died in c. 272 BCE, a large part of the Indian subcontinent was under Mauryan suzerainty. However, the region of Kalinga (around modern day Odisha) remained outside Mauryan control, perhaps interfering with their trade with the south.
Bindusara was succeeded by Ashoka, whose reign lasted for around 37 years until his death in about 232 BCE. His campaign against the Kalingans in about 260 BCE, though successful, led to immense loss of life and misery. This filled Ashoka with remorse and led him to shun violence, and subsequently to embrace Buddhism. The empire began to decline after his death and the last Mauryan ruler, Brihadratha, was assassinated by Pushyamitra Shunga to establish the Shunga Empire.
Under Chandragupta Maurya and his successors, internal and external trade, agriculture, and economic activities all thrived and expanded across India thanks to the creation of a single efficient system of finance, administration, and security. The Mauryans built the Grand Trunk Road, one of Asia's oldest and longest major roads connecting the Indian subcontinent with Central Asia. After the Kalinga War, the Empire experienced nearly half a century of peace and security under Ashoka. Mauryan India also enjoyed an era of social harmony, religious transformation, and expansion of the sciences and of knowledge. Chandragupta Maurya's embrace of Jainism increased social and religious renewal and reform across his society, while Ashoka's embrace of Buddhism has been said to have been the foundation of the reign of social and political peace and non-violence across all of India. Ashoka sponsored the spreading of Buddhist missionaries into Sri Lanka, Southeast Asia, West Asia, North Africa, and Mediterranean Europe.
The Arthashastra and the Edicts of Ashoka are the primary written records of the Mauryan times. Archaeologically, this period falls into the era of Northern Black Polished Ware. The Mauryan Empire was based on a modern and efficient economy and society. However, the sale of merchandise was closely regulated by the government. Although there was no banking in the Mauryan society, usury was customary. A significant amount of written records on slavery are found, suggesting a prevalence thereof. During this period, a high quality steel called Wootz steel was developed in south India and was later exported to China and Arabia.
Sangam period
During the Sangam period Tamil literature flourished from the 3rd century BCE to the 4th century CE. During this period, three Tamil dynasties, collectively known as the Three Crowned Kings of Tamilakam: Chera dynasty, Chola dynasty, and the Pandyan dynasty ruled parts of southern India.
The Sangam literature deals with the history, politics, wars, and culture of the Tamil people of this period. The scholars of the Sangam period rose from among the common people who sought the patronage of the Tamil Kings, but who mainly wrote about the common people and their concerns. Unlike Sanskrit writers who were mostly Brahmins, Sangam writers came from diverse classes and social backgrounds and were mostly non-Brahmins. They belonged to different faiths and professions such as farmers, artisans, merchants, monks, and priests, including also royalty and women.
Around c. 300 BCE – c. 200 CE, Pathupattu, an anthology of ten mid-length books collection, which is considered part of Sangam Literature, were composed; the composition of eight anthologies of poetic works Ettuthogai as well as the composition of eighteen minor poetic works Patiṉeṇkīḻkaṇakku; while Tolkāppiyam, the earliest grammarian work in the Tamil language was developed. Also, during Sangam period, two of the Five Great Epics of Tamil Literature were composed. Ilango Adigal composed Silappatikaram, which is a non-religious work, that revolves around Kannagi, who having lost her husband to a miscarriage of justice at the court of the Pandyan dynasty, wreaks her revenge on his kingdom, and Manimekalai, composed by Sīthalai Sāttanār, is a sequel to Silappatikaram, and tells the story of the daughter of Kovalan and Madhavi, who became a Buddhist Bikkuni.
Classical and early medieval periods (c. 200 BCE – c. 1200 CE)
The time between the Maurya Empire in the 3rd century BCE and the end of the Gupta Empire in the 6th century CE is referred to as the "Classical" period of India. It can be divided in various sub-periods, depending on the chosen periodisation. Classical period begins after the decline of the Maurya Empire, and the corresponding rise of the Shunga dynasty and Satavahana dynasty. The Gupta Empire (4th–6th century) is regarded as the "Golden Age" of Hinduism, although a host of kingdoms ruled over India in these centuries. Also, the Sangam literature flourished from the 3rd century BCE to the 3rd century CE in southern India. During this period, India's economy is estimated to have been the largest in the world, having between one-third and one-quarter of the world's wealth, from 1 CE to 1000 CE.
Early classical period (c. 200 BCE – c. 320 CE)
Shunga Empire
The Shungas originated from Magadha, and controlled areas of the central and eastern Indian subcontinent from around 187 to 78 BCE. The dynasty was established by Pushyamitra Shunga, who overthrew the last Maurya emperor. Its capital was Pataliputra, but later emperors, such as Bhagabhadra, also held court at Vidisha, modern Besnagar in Eastern Malwa.
Pushyamitra Shunga ruled for 36 years and was succeeded by his son Agnimitra. There were ten Shunga rulers. However, after the death of Agnimitra, the empire rapidly disintegrated; inscriptions and coins indicate that much of northern and central India consisted of small kingdoms and city-states that were independent of any Shunga hegemony. The empire is noted for its numerous wars with both foreign and indigenous powers. They fought battles with the Mahameghavahana dynasty of Kalinga, Satavahana dynasty of Deccan, the Indo-Greeks, and possibly the Panchalas and Mitras of Mathura.
Art, education, philosophy, and other forms of learning flowered during this period including small terracotta images, larger stone sculptures, and architectural monuments such as the Stupa at Bharhut, and the renowned Great Stupa at Sanchi. The Shunga rulers helped to establish the tradition of royal sponsorship of learning and art. The script used by the empire was a variant of Brahmi and was used to write the Sanskrit language. The Shunga Empire played an imperative role in patronising Indian culture at a time when some of the most important developments in Hindu thought were taking place. This helped the empire flourish and gain power.
Satavahana Empire
The Śātavāhanas were based from Amaravati in Andhra Pradesh as well as Junnar (Pune) and Prathisthan (Paithan) in Maharashtra. The territory of the empire covered large parts of India from the 1st century BCE onward. The Sātavāhanas started out as feudatories to the Mauryan dynasty, but declared independence with its decline.
The Sātavāhanas are known for their patronage of Hinduism and Buddhism, which resulted in Buddhist monuments from Ellora (a UNESCO World Heritage Site) to Amaravati. They were one of the first Indian states to issue coins struck with their rulers embossed. They formed a cultural bridge and played a vital role in trade as well as the transfer of ideas and culture to and from the Indo-Gangetic Plain to the southern tip of India.
They had to compete with the Shunga Empire and then the Kanva dynasty of Magadha to establish their rule. Later, they played a crucial role to protect large part of India against foreign invaders like the Sakas, Yavanas and Pahlavas. In particular, their struggles with the Western Kshatrapas went on for a long time. The notable rulers of the Satavahana Dynasty Gautamiputra Satakarni and Sri Yajna Sātakarni were able to defeat the foreign invaders like the Western Kshatrapas and to stop their expansion. In the 3rd century CE the empire was split into smaller states.
Trade and travels to India
The spice trade in Kerala attracted traders from all over the Old World to India. Early writings and Stone Age carvings of Neolithic age obtained indicates that India's Southwest coastal port Muziris, in Kerala, had established itself as a major spice trade centre from as early as 3,000 BCE, according to Sumerian records. Jewish traders from Judea arrived in Kochi, Kerala, India as early as 562 BCE.
Thomas the Apostle sailed to India around the 1st century CE. He landed in Muziris in Kerala, India and established Yezh (Seven) ara (half) palligal (churches) or Seven and a Half Churches.
Buddhism entered China through the Silk Road transmission of Buddhism in the 1st or 2nd century CE. The interaction of cultures resulted in several Chinese travellers and monks to enter India. Most notable were Faxian, Yijing, Song Yun and Xuanzang. These travellers wrote detailed accounts of the Indian subcontinent, which includes the political and social aspects of the region.
Hindu and Buddhist religious establishments of Southeast Asia came to be associated with the economic activity and commerce as patrons entrust large funds which would later be used to benefit the local economy by estate management, craftsmanship, promotion of trading activities. Buddhism in particular, travelled alongside the maritime trade, promoting coinage, art, and literacy. Indian merchants involved in spice trade took Indian cuisine to Southeast Asia, where spice mixtures and curries became popular with the native inhabitants.
The Greco-Roman world followed by trading along the incense route and the Roman-India routes. During the 2nd century BCE Greek and Indian ships met to trade at Arabian ports such as Aden. During the first millennium, the sea routes to India were controlled by the Indians and Ethiopians that became the maritime trading power of the Red Sea.
Kushan Empire
The Kushan Empire expanded out of what is now Afghanistan into the northwest of the Indian subcontinent under the leadership of their first emperor, Kujula Kadphises, about the middle of the 1st century CE. The Kushans were possibly of Tocharian speaking tribe; one of five branches of the Yuezhi confederation. By the time of his grandson, Kanishka the Great, the empire spread to encompass much of Afghanistan, and then the northern parts of the Indian subcontinent at least as far as Saketa and Sarnath near Varanasi (Banaras).
Emperor Kanishka was a great patron of Buddhism; however, as Kushans expanded southward, the deities of their later coinage came to reflect its new Hindu majority. They played an important role in the establishment of Buddhism in India and its spread to Central Asia and China.
Historian Vincent Smith said about Kanishka:
The empire linked the Indian Ocean maritime trade with the commerce of the Silk Road through the Indus valley, encouraging long-distance trade, particularly between China and Rome. The Kushans brought new trends to the budding and blossoming Gandhara art and Mathura art, which reached its peak during Kushan rule.
H.G. Rowlinson commented:
By the 3rd century, their empire in India was disintegrating and their last known great emperor was Vasudeva I.
Classical period: Gupta Empire (c. 320 – 650 CE)
The Gupta period was noted for cultural creativity, especially in literature, architecture, sculpture, and painting. The Gupta period produced scholars such as Kalidasa, Aryabhata, Varahamihira, Vishnu Sharma, and Vatsyayana who made great advancements in many academic fields. The Gupta period marked a watershed of Indian culture: the Guptas performed Vedic sacrifices to legitimise their rule, but they also patronised Buddhism, which continued to provide an alternative to Brahmanical orthodoxy. The military exploits of the first three rulers – Chandragupta I, Samudragupta, and Chandragupta II – brought much of India under their leadership. Science and political administration reached new heights during the Gupta era. Strong trade ties also made the region an important cultural centre and established it as a base that would influence nearby kingdoms and regions in Burma, Sri Lanka, Maritime Southeast Asia, and Indochina.
The latter Guptas successfully resisted the northwestern kingdoms until the arrival of the Alchon Huns, who established themselves in Afghanistan by the first half of the 5th century CE, with their capital at Bamiyan. However, much of the Deccan and southern India were largely unaffected by these events in the north.
Vakataka Empire
The Vākāṭaka Empire originated from the Deccan in the mid-third century CE. Their state is believed to have extended from the southern edges of Malwa and Gujarat in the north to the Tungabhadra River in the south as well as from the Arabian Sea in the western to the edges of Chhattisgarh in the east. They were the most important successors of the Satavahanas in the Deccan, contemporaneous with the Guptas in northern India and succeeded by the Vishnukundina dynasty.
The Vakatakas are noted for having been patrons of the arts, architecture and literature. They led public works and their monuments are a visible legacy. The rock-cut Buddhist viharas and chaityas of Ajanta Caves (a UNESCO World Heritage Site) were built under the patronage of Vakataka emperor, Harishena.
Kamarupa Kingdom
Samudragupta's 4th-century Allahabad pillar inscription mentions Kamarupa (Western Assam) and Davaka (Central Assam) as frontier kingdoms of the Gupta Empire. Davaka was later absorbed by Kamarupa, which grew into a large kingdom that spanned from Karatoya river to near present Sadiya and covered the entire Brahmaputra valley, North Bengal, parts of Bangladesh and, at times Purnea and parts of West Bengal.
Ruled by three dynasties Varmanas (c. 350–650 CE), Mlechchha dynasty (c. 655–900 CE) and Kamarupa-Palas (c. 900–1100 CE), from their capitals in present-day Guwahati (Pragjyotishpura), Tezpur (Haruppeswara) and North Gauhati (Durjaya) respectively. All three dynasties claimed their descent from Narakasura, an immigrant from Aryavarta. In the reign of the Varman king, Bhaskar Varman (c. 600–650 CE), the Chinese traveller Xuanzang visited the region and recorded his travels. Later, after weakening and disintegration (after the Kamarupa-Palas), the Kamarupa tradition was somewhat extended until c. 1255 CE by the Lunar I (c. 1120–1185 CE) and Lunar II (c. 1155–1255 CE) dynasties. The Kamarupa kingdom came to an end in the middle of the 13th century when the Khen dynasty under Sandhya of Kamarupanagara (North Guwahati), moved his capital to Kamatapur (North Bengal) after the invasion of Muslim Turks, and established the Kamata kingdom.
Pallava Empire
The Pallavas, during the 4th to 9th centuries were, alongside the Guptas of the North, great patronisers of Sanskrit development in the South of the Indian subcontinent. The Pallava reign saw the first Sanskrit inscriptions in a script called Grantha. Early Pallavas had different connexions to Southeast Asian countries. The Pallavas used Dravidian architecture to build some very important Hindu temples and academies in Mamallapuram, Kanchipuram and other places; their rule saw the rise of great poets. The practice of dedicating temples to different deities came into vogue followed by fine artistic temple architecture and sculpture style of Vastu Shastra.
Pallavas reached the height of power during the reign of Mahendravarman I (571–630 CE) and Narasimhavarman I (630–668 CE) and dominated the Telugu and northern parts of the Tamil region for about six hundred years until the end of the 9th century.
Kadamba Empire
Kadambas originated from Karnataka, was founded by Mayurasharma in 345 CE which at later times showed the potential of developing into imperial proportions, an indication to which is provided by the titles and epithets assumed by its rulers. King Mayurasharma defeated the armies of Pallavas of Kanchi possibly with help of some native tribes. The Kadamba fame reached its peak during the rule of Kakusthavarma, a notable ruler with whom even the kings of Gupta Dynasty of northern India cultivated marital alliances. The Kadambas were contemporaries of the Western Ganga Dynasty and together they formed the earliest native kingdoms to rule the land with absolute autonomy. The dynasty later continued to rule as a feudatory of larger Kannada empires, the Chalukya and the Rashtrakuta empires, for over five hundred years during which time they branched into minor dynasties known as the Kadambas of Goa, Kadambas of Halasi and Kadambas of Hangal.
Empire of Harsha
Harsha ruled northern India from 606 to 647 CE. He was the son of Prabhakarvardhana and the younger brother of Rajyavardhana, who were members of the Vardhana dynasty and ruled Thanesar, in present-day Haryana.
After the downfall of the prior Gupta Empire in the middle of the 6th century, North India reverted to smaller republics and monarchical states. The power vacuum resulted in the rise of the Vardhanas of Thanesar, who began uniting the republics and monarchies from the Punjab to central India. After the death of Harsha's father and brother, representatives of the empire crowned Harsha emperor at an assembly in April 606 CE, giving him the title of Maharaja when he was merely 16 years old. At the height of his power, his Empire covered much of North and Northwestern India, extended East until Kamarupa, and South until Narmada River; and eventually made Kannauj (in present Uttar Pradesh state) his capital, and ruled until 647 CE.
The peace and prosperity that prevailed made his court a centre of cosmopolitanism, attracting scholars, artists and religious visitors from far and wide. During this time, Harsha converted to Buddhism from Surya worship. The Chinese traveller Xuanzang visited the court of Harsha and wrote a very favourable account of him, praising his justice and generosity. His biography Harshacharita ("Deeds of Harsha") written by Sanskrit poet Banabhatta, describes his association with Thanesar, besides mentioning the defence wall, a moat and the palace with a two-storied Dhavalagriha (White Mansion).
Early medieval period (mid 6th c.–1200 CE)
Early medieval India began after the end of the Gupta Empire in the 6th century CE. This period also covers the "Late Classical Age" of Hinduism, which began after the end of the Gupta Empire, and the collapse of the Empire of Harsha in the 7th century CE; the beginning of Imperial Kannauj, leading to the Tripartite struggle; and ended in the 13th century with the rise of the Delhi Sultanate in Northern India and the end of the Later Cholas with the death of Rajendra Chola III in 1279 in Southern India; however some aspects of the Classical period continued until the fall of the Vijayanagara Empire in the south around the 17th century.
From the fifth century to the thirteenth, Śrauta sacrifices declined, and initiatory traditions of Buddhism, Jainism or more commonly Shaivism, Vaishnavism and Shaktism expanded in royal courts. This period produced some of India's finest art, considered the epitome of classical development, and the development of the main spiritual and philosophical systems which continued to be in Hinduism, Buddhism and Jainism.
In the 7th century CE, Kumārila Bhaṭṭa formulated his school of Mimamsa philosophy and defended the position on Vedic rituals against Buddhist attacks. Scholars note Bhaṭṭa's contribution to the decline of Buddhism in India. In the 8th century, Adi Shankara travelled across the Indian subcontinent to propagate and spread the doctrine of Advaita Vedanta, which he consolidated; and is credited with unifying the main characteristics of the current thoughts in Hinduism. He was a critic of both Buddhism and Minamsa school of Hinduism; and founded mathas (monasteries), in the four corners of the Indian subcontinent for the spread and development of Advaita Vedanta. While, Muhammad bin Qasim's invasion of Sindh (modern Pakistan) in 711 CE witnessed further decline of Buddhism. The Chach Nama records many instances of conversion of stupas to mosques such as at Nerun.
From the 8th to the 10th century, three dynasties contested for control of northern India: the Gurjara Pratiharas of Malwa, the Palas of Bengal, and the Rashtrakutas of the Deccan. The Sena dynasty would later assume control of the Pala Empire; the Gurjara Pratiharas fragmented into various states, notably the Paramaras of Malwa, the Chandelas of Bundelkhand, the Kalachuris of Mahakoshal, the Tomaras of Haryana, and the Chauhans of Rajputana, these states were some of the earliest Rajput kingdoms; while the Rashtrakutas were annexed by the Western Chalukyas. During this period, the Chaulukya dynasty emerged; the Chaulukyas constructed the Dilwara Temples, Modhera Sun Temple, Rani ki vav in the style of Māru-Gurjara architecture, and their capital Anhilwara (modern Patan, Gujarat) was one of the largest cities in the Indian subcontinent, with the population estimated at 100,000 in 1000 CE.
The Chola Empire emerged as a major power during the reign of Raja Raja Chola I and Rajendra Chola I who successfully invaded parts of Southeast Asia and Sri Lanka in the 11th century. Lalitaditya Muktapida (r. 724–760 CE) was an emperor of the Kashmiri Karkoṭa dynasty, which exercised influence in northwestern India from 625 CE until 1003, and was followed by Lohara dynasty. Kalhana in his Rajatarangini credits king Lalitaditya with leading an aggressive military campaign in Northern India and Central Asia.
The Hindu Shahi dynasty ruled portions of eastern Afghanistan, northern Pakistan, and Kashmir from the mid-7th century to the early 11th century. While in Odisha, the Eastern Ganga Empire rose to power; noted for the advancement of Hindu architecture, most notable being Jagannath Temple and Konark Sun Temple, as well as being patrons of art and literature.
Chalukya Empire
The Chalukya Empire ruled large parts of southern and central India between the 6th and the 12th centuries. During this period, they ruled as three related yet individual dynasties. The earliest dynasty, known as the "Badami Chalukyas", ruled from Vatapi (modern Badami) from the middle of the 6th century. The Badami Chalukyas began to assert their independence at the decline of the Kadamba kingdom of Banavasi and rapidly rose to prominence during the reign of Pulakeshin II. The rule of the Chalukyas marks an important milestone in the history of South India and a golden age in the history of Karnataka. The political atmosphere in South India shifted from smaller kingdoms to large empires with the ascendancy of Badami Chalukyas. A Southern India-based kingdom took control and consolidated the entire region between the Kaveri and the Narmada rivers. The rise of this empire saw the birth of efficient administration, overseas trade and commerce and the development of new style of architecture called "Chalukyan architecture". The Chalukya dynasty ruled parts of southern and central India from Badami in Karnataka between 550 and 750, and then again from Kalyani between 970 and 1190.
Rashtrakuta Empire
Founded by Dantidurga around 753, the Rashtrakuta Empire ruled from its capital at Manyakheta for almost two centuries. At its peak, the Rashtrakutas ruled from the Ganges River and Yamuna River doab in the north to Cape Comorin in the south, a fruitful time of political expansion, architectural achievements and famous literary contributions.
The early rulers of this dynasty were Hindu, but the later rulers were strongly influenced by Jainism. Govinda III and Amoghavarsha were the most famous of the long line of able administrators produced by the dynasty. Amoghavarsha, who ruled for 64 years, was also an author and wrote Kavirajamarga, the earliest known Kannada work on poetics. Architecture reached a milestone in the Dravidian style, the finest example of which is seen in the Kailasanath Temple at Ellora. Other important contributions are the Kashivishvanatha temple and the Jain Narayana temple at Pattadakal in Karnataka.
The Arab traveller Suleiman described the Rashtrakuta Empire as one of the four great Empires of the world. The Rashtrakuta period marked the beginning of the golden age of southern Indian mathematics. The great south Indian mathematician Mahāvīra lived in the Rashtrakuta Empire and his text had a huge impact on the medieval south Indian mathematicians who lived after him. The Rashtrakuta rulers also patronised men of letters, who wrote in a variety of languages from Sanskrit to the Apabhraṃśas.
Gurjara-Pratihara Empire
The Gurjara-Pratiharas were instrumental in containing Arab armies moving east of the Indus River. Nagabhata I defeated the Arab army under Junaid and Tamin during the Caliphate campaigns in India. Under Nagabhata II, the Gurjara-Pratiharas became the most powerful dynasty in northern India. He was succeeded by his son Ramabhadra, who ruled briefly before being succeeded by his son, Mihira Bhoja. Under Bhoja and his successor Mahendrapala I, the Pratihara Empire reached its peak of prosperity and power. By the time of Mahendrapala, the extent of its territory rivalled that of the Gupta Empire stretching from the border of Sindh in the west to Bengal in the east and from the Himalayas in the north to areas past the Narmada in the south. The expansion triggered a tripartite power struggle with the Rashtrakuta and Pala empires for control of the Indian subcontinent. During this period, Imperial Pratihara took the title of Maharajadhiraja of Āryāvarta (Great King of Kings of India).
By the 10th century, several feudatories of the empire took advantage of the temporary weakness of the Gurjara-Pratiharas to declare their independence, notably the Paramaras of Malwa, the Chandelas of Bundelkhand, the Kalachuris of Mahakoshal, the Tomaras of Haryana, and the Chauhans of Rajputana.
Gahadavala dynasty
Gahadavala dynasty ruled parts of the present-day Indian states of Uttar Pradesh and Bihar, during 11th and 12th centuries. Their capital was located at Varanasi in the Gangetic plains.
Khayaravala dynasty
The Khayaravala dynasty,ruled parts of the present-day Indian states of Bihar and Jharkhand, during 11th and 12th centuries. Their capital was located at Khayaragarh in Shahabad district. Pratapdhavala and Shri Pratapa were king of the dynasty according to inscription of Rohtas.
Pala Empire
The Pala Empire was founded by Gopala I. It was ruled by a Buddhist dynasty from Bengal in the eastern region of the Indian subcontinent. The Palas reunified Bengal after the fall of Shashanka's Gauda Kingdom.
The Palas were followers of the Mahayana and Tantric schools of Buddhism, they also patronised Shaivism and Vaishnavism. The morpheme Pala, meaning "protector", was used as an ending for the names of all the Pala monarchs. The empire reached its peak under Dharmapala and Devapala. Dharmapala is believed to have conquered Kanauj and extended his sway up to the farthest limits of India in the northwest.
The Pala Empire can be considered as the golden era of Bengal in many ways. Dharmapala founded the Vikramashila and revived Nalanda, considered one of the first great universities in recorded history. Nalanda reached its height under the patronage of the Pala Empire. The Palas also built many viharas. They maintained close cultural and commercial ties with countries of Southeast Asia and Tibet. Sea trade added greatly to the prosperity of the Pala Empire. The Arab merchant Suleiman notes the enormity of the Pala army in his memoirs.
Cholas
Medieval Cholas rose to prominence during the middle of the 9th century CE and established the greatest empire South India had seen. They successfully united the South India under their rule and through their naval strength extended their influence in the Southeast Asian countries such as Srivijaya. Under Rajaraja Chola I and his successors Rajendra Chola I, Rajadhiraja Chola, Virarajendra Chola and Kulothunga Chola I the dynasty became a military, economic and cultural power in South Asia and South-East Asia. Rajendra Chola I's navies went even further, occupying the sea coasts from Burma to Vietnam, the Andaman and Nicobar Islands, the Lakshadweep (Laccadive) islands, Sumatra, and the Malay Peninsula in Southeast Asia and the Pegu islands. The power of the new empire was proclaimed to the eastern world by the expedition to the Ganges which Rajendra Chola I undertook and by the occupation of cities of the maritime empire of Srivijaya in Southeast Asia, as well as by the repeated embassies to China.
They dominated the political affairs of Sri Lanka for over two centuries through repeated invasions and occupation. They also had continuing trade contacts with the Arabs in the west and with the Chinese empire in the east. Rajaraja Chola I and his equally distinguished son Rajendra Chola I gave political unity to the whole of Southern India and established the Chola Empire as a respected sea power. Under the Cholas, the South India reached new heights of excellence in art, religion and literature. In all of these spheres, the Chola period marked the culmination of movements that had begun in an earlier age under the Pallavas. Monumental architecture in the form of majestic temples and sculpture in stone and bronze reached a finesse never before achieved in India.
Western Chalukya Empire
The Western Chalukya Empire ruled most of the western Deccan, South India, between the 10th and 12th centuries. Vast areas between the Narmada River in the north and Kaveri River in the south came under Chalukya control. During this period the other major ruling families of the Deccan, the Hoysalas, the Seuna Yadavas of Devagiri, the Kakatiya dynasty and the Southern Kalachuris, were subordinates of the Western Chalukyas and gained their independence only when the power of the Chalukya waned during the latter half of the 12th century.
The Western Chalukyas developed an architectural style known today as a transitional style, an architectural link between the style of the early Chalukya dynasty and that of the later Hoysala empire. Most of its monuments are in the districts bordering the Tungabhadra River in central Karnataka. Well known examples are the Kasivisvesvara Temple at Lakkundi, the Mallikarjuna Temple at Kuruvatti, the Kallesvara Temple at Bagali, Siddhesvara Temple at Haveri, and the Mahadeva Temple at Itagi. This was an important period in the development of fine arts in Southern India, especially in literature as the Western Chalukya kings encouraged writers in the native language of Kannada, and Sanskrit like the philosopher and statesman Basava and the great mathematician Bhāskara II.
Late medieval period (c. 1200–1526 CE)
The late medieval period is marked by repeated invasions of the Muslim Central Asian nomadic clans, the rule of the Delhi sultanate, and by the growth of other dynasties and empires, built upon military technology of the Sultanate.
Delhi Sultanate
The Delhi Sultanate was a Muslim sultanate based in Delhi, ruled by several dynasties of Turkic, Turko-Indian and Pathan origins. It ruled large parts of the Indian subcontinent from the 13th century to the early 16th century. In the 12th and 13th centuries, Central Asian Turks invaded parts of northern India and established the Delhi Sultanate in the former Hindu holdings. The subsequent Mamluk dynasty of Delhi managed to conquer large areas of northern India, while the Khalji dynasty conquered most of central India while forcing the principal Hindu kingdoms of South India to become vassal states.
The Sultanate ushered in a period of Indian cultural renaissance. The resulting "Indo-Muslim" fusion of cultures left lasting syncretic monuments in architecture, music, literature, religion, and clothing. It is surmised that the language of Urdu was born during the Delhi Sultanate period as a result of the intermingling of the local speakers of Sanskritic Prakrits with immigrants speaking Persian, Turkic, and Arabic under the Muslim rulers. The Delhi Sultanate is the only Indo-Islamic empire to enthrone one of the few female rulers in India, Razia Sultana (1236–1240).
During the Delhi Sultanate, there was a synthesis between Indian civilization and Islamic civilization. The latter was a cosmopolitan civilization, with a multicultural and pluralistic society, and wide-ranging international networks, including social and economic networks, spanning large parts of Afro-Eurasia, leading to escalating circulation of goods, peoples, technologies and ideas. While initially disruptive due to the passing of power from native Indian elites to Turkic Muslim elites, the Delhi Sultanate was responsible for integrating the Indian subcontinent into a growing world system, drawing India into a wider international network, which had a significant impact on Indian culture and society. However, the Delhi Sultanate also caused large-scale destruction and desecration of temples in the Indian subcontinent.
The Mongol invasions of India were successfully repelled by the Delhi Sultanate during the rule of Alauddin Khalji. A major factor in their success was their Turkic Mamluk slave army, who were highly skilled in the same style of nomadic cavalry warfare as the Mongols, as a result of having similar nomadic Central Asian roots. It is possible that the Mongol Empire may have expanded into India were it not for the Delhi Sultanate's role in repelling them. By repeatedly repulsing the Mongol raiders, the sultanate saved India from the devastation visited on West and Central Asia, setting the scene for centuries of migration of fleeing soldiers, learned men, mystics, traders, artists, and artisans from that region into the subcontinent, thereby creating a syncretic Indo-Islamic culture in the north.
A Turco-Mongol conqueror in Central Asia, Timur (Tamerlane), attacked the reigning Sultan Nasir-u Din Mehmud of the Tughlaq Dynasty in the north Indian city of Delhi. The Sultan's army was defeated on 17 December 1398. Timur entered Delhi and the city was sacked, destroyed, and left in ruins after Timur's army had killed and plundered for three days and nights. He ordered the whole city to be sacked except for the sayyids, scholars, and the "other Muslims" (artists); 100,000 war prisoners were put to death in one day. The Sultanate suffered significantly from the sacking of Delhi. Though revived briefly under the Lodi Dynasty, it was but a shadow of the former.
Vijayanagara Empire
The Vijayanagara Empire was established in 1336 by Harihara I and his brother Bukka Raya I of Sangama Dynasty, which originated as a political heir of the Hoysala Empire, Kakatiya Empire, and the Pandyan Empire. The empire rose to prominence as a culmination of attempts by the south Indian powers to ward off Islamic invasions by the end of the 13th century. It lasted until 1646, although its power declined after a major military defeat in 1565 by the combined armies of the Deccan sultanates. The empire is named after its capital city of Vijayanagara, whose ruins surround present day Hampi, now a World Heritage Site in Karnataka, India.
In the first two decades after the founding of the empire, Harihara I gained control over most of the area south of the Tungabhadra river and earned the title of Purvapaschima Samudradhishavara ("master of the eastern and western seas"). By 1374 Bukka Raya I, successor to Harihara I, had defeated the chiefdom of Arcot, the Reddys of Kondavidu, and the Sultan of Madurai and had gained control over Goa in the west and the Tungabhadra-Krishna River doab in the north.
With the Vijayanagara Kingdom now imperial in stature, Harihara II, the second son of Bukka Raya I, further consolidated the kingdom beyond the Krishna River and brought the whole of South India under the Vijayanagara umbrella. The next ruler, Deva Raya I, emerged successful against the Gajapatis of Odisha and undertook important works of fortification and irrigation. Italian traveler Niccolo de Conti wrote of him as the most powerful ruler of India. Deva Raya II (called Gajabetekara) succeeded to the throne in 1424 and was possibly the most capable of the Sangama dynasty rulers. He quelled rebelling feudal lords as well as the Zamorin of Calicut and Quilon in the south. He invaded the island of Sri Lanka and became overlord of the kings of Burma at Pegu and Tanasserim.
The Vijayanagara Emperors were tolerant of all religions and sects, as writings by foreign visitors show. The kings used titles such as Gobrahamana Pratipalanacharya (literally, "protector of cows and Brahmins") and Hindurayasuratrana (lit, "upholder of Hindu faith") that testified to their intention of protecting Hinduism and yet were at the same time staunchly Islamicate in their court ceremonials and dress. The empire's founders, Harihara I and Bukka Raya I, were devout Shaivas (worshippers of Shiva), but made grants to the Vaishnava order of Sringeri with Vidyaranya as their patron saint, and designated Varaha (the boar, an Avatar of Vishnu) as their emblem. Over one-fourth of the archaeological dig found an "Islamic Quarter" not far from the "Royal Quarter". Nobles from Central Asia's Timurid kingdoms also came to Vijayanagara. The later Saluva and Tuluva kings were Vaishnava by faith, but worshipped at the feet of Lord Virupaksha (Shiva) at Hampi as well as Lord Venkateshwara (Vishnu) at Tirupati. A Sanskrit work, Jambavati Kalyanam by King Krishnadevaraya, called Lord Virupaksha Karnata Rajya Raksha Mani ("protective jewel of Karnata Empire"). The kings patronised the saints of the dvaita order (philosophy of dualism) of Madhvacharya at Udupi.
The empire's legacy includes many monuments spread over South India, the best known of which is the group at Hampi. The previous temple building traditions in South India came together in the Vijayanagara Architecture style. The mingling of all faiths and vernaculars inspired architectural innovation of Hindu temple construction, first in the Deccan and later in the Dravidian idioms using the local granite. South Indian mathematics flourished under the protection of the Vijayanagara Empire in Kerala. The south Indian mathematician Madhava of Sangamagrama founded the famous Kerala School of Astronomy and Mathematics in the 14th century which produced a lot of great south Indian mathematicians like Parameshvara, Nilakantha Somayaji and Jyeṣṭhadeva in medieval south India. Efficient administration and vigorous overseas trade brought new technologies such as water management systems for irrigation. The empire's patronage enabled fine arts and literature to reach new heights in Kannada, Telugu, Tamil, and Sanskrit, while Carnatic music evolved into its current form.
Vijayanagara went into decline after the defeat in the Battle of Talikota (1565). After the death of Aliya Rama Raya in the Battle of Talikota, Tirumala Deva Raya started the Aravidu dynasty, moved and founded a new capital of Penukonda to replace the destroyed Hampi, and attempted to reconstitute the remains of Vijayanagara Empire. Tirumala abdicated in 1572, dividing the remains of his kingdom to his three sons, and pursued a religious life until his death in 1578. The Aravidu dynasty successors ruled the region but the empire collapsed in 1614, and the final remains ended in 1646, from continued wars with the Bijapur sultanate and others. During this period, more kingdoms in South India became independent and separate from Vijayanagara. These include the Mysore Kingdom, Keladi Nayaka, Nayaks of Madurai, Nayaks of Tanjore, Nayakas of Chitradurga and Nayak Kingdom of Gingee – all of which declared independence and went on to have a significant impact on the history of South India in the coming centuries.
Mewar Dynasty (728-1947)
For two and a half centuries from the mid 13th century, politics in Northern India was dominated by the Delhi Sultanate, and in Southern India by the Vijayanagar Empire. However, there were other regional powers present as well. After fall of Pala empire, the Chero dynasty ruled much of Eastern Uttar Pradesh, Bihar and Jharkhand from 12th CE to 18th CE. The Reddy dynasty successfully defeated the Delhi Sultanate; and extended their rule from Cuttack in the north to Kanchi in the south, eventually being absorbed into the expanding Vijayanagara Empire.
In the north, the Rajput kingdoms remained the dominant force in Western and Central India. The Mewar dynasty under Maharana Hammir defeated and captured Muhammad Tughlaq with the Bargujars as his main allies. Tughlaq had to pay a huge ransom and relinquish all of Mewar's lands. After this event, the Delhi Sultanate did not attack Chittor for a few hundred years. The Rajputs re-established their independence, and Rajput states were established as far east as Bengal and north into the Punjab. The Tomaras established themselves at Gwalior, and Man Singh Tomar reconstructed the Gwalior Fort which still stands there. During this period, Mewar emerged as the leading Rajput state; and Rana Kumbha expanded his kingdom at the expense of the Sultanates of Malwa and Gujarat. The next great Rajput ruler, Rana Sanga of Mewar, became the principal player in Northern India. His objectives grew in scope – he planned to conquer the much sought after prize of the Muslim rulers of the time, Delhi. But, his defeat in the Battle of Khanwa consolidated the new Mughal dynasty in India. The Mewar dynasty under Maharana Udai Singh II faced further defeat by Mughal emperor Akbar, with their capital Chittor being captured. Due to this event, Udai Singh II founded Udaipur, which became the new capital of the Mewar kingdom. His son, Maharana Pratap of Mewar, firmly resisted the Mughals. Akbar sent many missions against him. He survived to ultimately gain control of all of Mewar, excluding the Chittor Fort.
In the south, the Bahmani Sultanate, which was established either by a Brahman convert or patronised by a Brahman and from that source it was given the name Bahmani, was the chief rival of the Vijayanagara, and frequently created difficulties for the Vijayanagara. In the early 16th century Krishnadevaraya of the Vijayanagar Empire defeated the last remnant of Bahmani Sultanate power. After which, the Bahmani Sultanate collapsed, resulting it being split into five small Deccan sultanates. In 1490, Ahmadnagar declared independence, followed by Bijapur and Berar in the same year; Golkonda became independent in 1518 and Bidar in 1528. Although generally rivals, they did ally against the Vijayanagara Empire in 1565, permanently weakening Vijayanagar in the Battle of Talikota.
In the East, the Gajapati Kingdom remained a strong regional power to reckon with, associated with a high point in the growth of regional culture and architecture. Under Kapilendradeva, Gajapatis became an empire stretching from the lower Ganga in the north to the Kaveri in the south. In Northeast India, the Ahom Kingdom was a major power for six centuries; led by Lachit Borphukan, the Ahoms decisively defeated the Mughal army at the Battle of Saraighat during the Ahom-Mughal conflicts. Further east in Northeastern India was the Kingdom of Manipur, which ruled from their seat of power at Kangla Fort and developed a sophisticated Hindu Gaudiya Vaishnavite culture.
The Sultanate of Bengal was the dominant power of the Ganges–Brahmaputra Delta, with a network of mint towns spread across the region. It was a Sunni Muslim monarchy with Indo-Turkic, Arab, Abyssinian and Bengali Muslim elites. The sultanate was known for its religious pluralism where non-Muslim communities co-existed peacefully. The Bengal Sultanate had a circle of vassal states, including Odisha in the southwest, Arakan in the southeast, and Tripura in the east. In the early 16th-century, the Bengal Sultanate reached the peak of its territorial growth with control over Kamrup and Kamata in the northeast and Jaunpur and Bihar in the west. It was reputed as a thriving trading nation and one of Asia's strongest states.The Bengal Sultanate was described by contemporary European and Chinese visitors as a relatively prosperous kingdom. Due to the abundance of goods in Bengal, the region was described as the "richest country to trade with". The Bengal Sultanate left a strong architectural legacy. Buildings from the period show foreign influences merged into a distinct Bengali style. The Bengal Sultanate was also the largest and most prestigious authority among the independent medieval Muslim-ruled states in the history of Bengal. Its decline began with an interregnum by the Suri Empire, followed by Mughal conquest and disintegration into petty kingdoms.
Bhakti movement and Sikhism
The Bhakti movement refers to the theistic devotional trend that emerged in medieval Hinduism and later revolutionised in Sikhism. It originated in the seventh-century south India (now parts of Tamil Nadu and Kerala), and spread northwards. It swept over east and north India from the 15th century onwards, reaching its zenith between the 15th and 17th century CE.
The Bhakti movement regionally developed around different gods and goddesses, such as Vaishnavism (Vishnu), Shaivism (Shiva), Shaktism (Shakti goddesses), and Smartism. The movement was inspired by many poet-saints, who championed a wide range of philosophical positions ranging from theistic dualism of Dvaita to absolute monism of Advaita Vedanta.
Sikhism is based on the spiritual teachings of Guru Nanak, the first Guru, and the ten successive Sikh gurus. After the death of the tenth Guru, Guru Gobind Singh, the Sikh scripture, Guru Granth Sahib, became the literal embodiment of the eternal, impersonal Guru, where the scripture's word serves as the spiritual guide for Sikhs.
Buddhism in India flourished in the Himalayan kingdoms of Namgyal Kingdom in Ladakh, Sikkim Kingdom in Sikkim, and Chutiya Kingdom in Arunachal Pradesh of the Late medieval period.
Early modern period (c. 1526–1858 CE)
The early modern period of Indian history is dated from 1526 CE to 1858 CE, corresponding to the rise and fall of the Mughal Empire, which inherited from the Timurid Renaissance. During this age India's economy expanded, relative peace was maintained and arts were patronized. This period witnessed the further development of Indo-Islamic architecture; the growth of Maratha and Sikhs were able to rule significant regions of India in the waning days of the Mughal empire, which formally came to an end when the British Raj was founded.
Mughal Empire
In 1526, Babur, a Timurid descendant of Timur and Genghis Khan from Fergana Valley (modern day Uzbekistan), swept across the Khyber Pass and established the Mughal Empire, which at its zenith covered much of South Asia. However, his son Humayun was defeated by the Afghan warrior Sher Shah Suri in the year 1540, and Humayun was forced to retreat to Kabul. After Sher Shah's death, his son Islam Shah Suri and his Hindu general Hemu Vikramaditya established secular rule in North India from Delhi until 1556, when Akbar the Great defeated Hemu in the Second Battle of Panipat on 6 November 1556 after winning Battle of Delhi.
The famous emperor Akbar the Great, who was the grandson of Babar, tried to establish a good relationship with the Hindus. Akbar declared "Amari" or non-killing of animals in the holy days of Jainism. He rolled back the jizya tax for non-Muslims. The Mughal emperors married local royalty, allied themselves with local maharajas, and attempted to fuse their Turko-Persian culture with ancient Indian styles, creating a unique Indo-Persian culture and Indo-Saracenic architecture. Akbar married a Rajput princess, Mariam-uz-Zamani, and they had a son, Jahangir, who was part-Mughal and part-Rajput, as were future Mughal emperors. Jahangir more or less followed his father's policy. The Mughal dynasty ruled most of the Indian subcontinent by 1600. The reign of Shah Jahan was the golden age of Mughal architecture. He erected several large monuments, the most famous of which is the Taj Mahal at Agra, as well as the Moti Masjid, Agra, the Red Fort, the Jama Masjid, Delhi, and the Lahore Fort.
It was one of the largest empires to have existed in the Indian subcontinent, and surpassed China to become the world's largest economic power, controlling 24.4% of the world economy, and the world leader in manufacturing, producing 25% of global industrial output. The economic and demographic upsurge was stimulated by Mughal agrarian reforms that intensified agricultural production, a proto-industrializing economy that began moving towards industrial manufacturing, and a relatively high degree of urbanization for its time.
The Mughal Empire reached the zenith of its territorial expanse during the reign of Aurangzeb, under whose reign the proto-industrialisation was waved and India surpassed Qing China in becoming the world's largest economy. Aurangzeb was less tolerant than his predecessors, reintroducing the jizya tax and destroying several historical temples, while at the same time building more Hindu temples than he destroyed, employing significantly more Hindus in his imperial bureaucracy than his predecessors, and advancing administrators based on their ability rather than their religion. However, he is often blamed for the erosion of the tolerant syncretic tradition of his predecessors, as well as increasing religious controversy and centralisation. The English East India Company suffered a defeat at the Anglo-Mughal War.
The empire went into decline thereafter. The Mughals suffered several blows due to invasions from Marathas, Jats and Afghans. In 1737, the Maratha general Bajirao of the Maratha Empire invaded and plundered Delhi. Under the general Amir Khan Umrao Al Udat, the Mughal Emperor sent 8,000 troops to drive away the 5,000 Maratha cavalry soldiers. Baji Rao, however, easily routed the novice Mughal general and the rest of the imperial Mughal army fled. In 1737, in the final defeat of Mughal Empire, the commander-in-chief of the Mughal Army, Nizam-ul-mulk, was routed at Bhopal by the Maratha army. This essentially brought an end to the Mughal Empire. While Bharatpur State under Jat ruler Suraj Mal, overran the Mughal garrison at Agra and plundered the city taking with them the two great silver doors of the entrance of the famous Taj Mahal; which were then melted down by Suraj Mal in 1763. In 1739, Nader Shah, emperor of Iran, defeated the Mughal army at the Battle of Karnal. After this victory, Nader captured and sacked Delhi, carrying away many treasures, including the Peacock Throne. Mughal rule was further weakened by constant native Indian resistance; Banda Singh Bahadur led the Sikh Khalsa against Mughal religious oppression; Hindu Rajas of Bengal, Pratapaditya and Raja Sitaram Ray revolted; and Maharaja Chhatrasal, of Bundela Rajputs, fought the Mughals and established the Panna State. The Mughal dynasty was reduced to puppet rulers by 1757. Vadda Ghalughara took place under the Muslim provincial government based at Lahore to wipe out the Sikhs, with 30,000 Sikhs being killed, an offensive that had begun with the Mughals, with the Chhota Ghallughara, and lasted several decades under its Muslim successor states.
Marathas and Sikhs
Maratha Empire
In the early 18th century the Maratha Empire extended suzerainty over the Indian subcontinent. Under the Peshwas, the Marathas consolidated and ruled over much of South Asia. The Marathas are credited to a large extent for ending Mughal rule in India.
The Maratha kingdom was founded and consolidated by Chatrapati Shivaji, a Maratha aristocrat of the Bhonsle clan. However, the credit for making the Marathas formidable power nationally goes to Peshwa Bajirao I. Historian K.K. Datta wrote that Bajirao I "may very well be regarded as the second founder of the Maratha Empire".
By the early 18th century, the Maratha Kingdom had transformed itself into the Maratha Empire under the rule of the Peshwas (prime ministers). In 1737, the Marathas defeated a Mughal army in their capital, in the Battle of Delhi. The Marathas continued their military campaigns against the Mughals, Nizam, Nawab of Bengal and the Durrani Empire to further extend their boundaries. By 1760, the domain of the Marathas stretched across most of the Indian subcontinent. The Marathas even discussed abolishing the Mughal throne and placing Vishwasrao Peshwa on the Mughal imperial throne in Delhi.
The empire at its peak stretched from Tamil Nadu in the south, to Peshawar (modern-day Khyber Pakhtunkhwa, Pakistan ) in the north, and Bengal in the east. The Northwestern expansion of the Marathas was stopped after the Third Battle of Panipat (1761). However, the Maratha authority in the north was re-established within a decade under Peshwa Madhavrao I.
Under Madhavrao I, the strongest knights were granted semi-autonomy, creating a confederacy of Maratha states under the Gaekwads of Baroda, the Holkars of Indore and Malwa, the Scindias of Gwalior and Ujjain, the Bhonsales of Nagpur and the Puars of Dhar and Dewas. In 1775, the East India Company intervened in a Peshwa family succession struggle in Pune, which led to the First Anglo-Maratha War, resulting in a Maratha victory. The Marathas remained a major power in India until their defeat in the Second and Third Anglo-Maratha Wars (1805–1818), which resulted in the East India Company controlling most of India.
Sikh Empire
The Sikh Empire, ruled by members of the Sikh religion, was a political entity that governed the Northwestern regions of the Indian subcontinent. The empire, based around the Punjab region, existed from 1799 to 1849. It was forged, on the foundations of the Khalsa, under the leadership of Maharaja Ranjit Singh (1780–1839) from an array of autonomous Punjabi Misls of the Sikh Confederacy.
Maharaja Ranjit Singh consolidated many parts of northern India into an empire. He primarily used his Sikh Khalsa Army that he trained in European military techniques and equipped with modern military technologies. Ranjit Singh proved himself to be a master strategist and selected well-qualified generals for his army. He continuously defeated the Afghan armies and successfully ended the Afghan-Sikh Wars. In stages, he added central Punjab, the provinces of Multan and Kashmir, and the Peshawar Valley to his empire.
At its peak, in the 19th century, the empire extended from the Khyber Pass in the west, to Kashmir in the north, to Sindh in the south, running along Sutlej river to Himachal in the east. After the death of Ranjit Singh, the empire weakened, leading to conflict with the British East India Company. The hard-fought first Anglo-Sikh war and second Anglo-Sikh war marked the downfall of the Sikh Empire, making it among the last areas of the Indian subcontinent to be conquered by the British.
Other kingdoms
The Kingdom of Mysore in southern India expanded to its greatest extent under Hyder Ali and his son Tipu Sultan in the later half of the 18th century. Under their rule, Mysore fought series of wars against the Marathas and British or their combined forces. The Maratha–Mysore War ended in April 1787, following the finalizing of treaty of Gajendragad, in which, Tipu Sultan was obligated to pay tribute to the Marathas. Concurrently, the Anglo-Mysore Wars took place, where the Mysoreans used the Mysorean rockets. The Fourth Anglo-Mysore War (1798–1799) saw the death of Tipu. Mysore's alliance with the French was seen as a threat to the British East India Company, and Mysore was attacked from all four sides. The Nizam of Hyderabad and the Marathas launched an invasion from the north. The British won a decisive victory at the Siege of Seringapatam (1799).
Hyderabad was founded by the Qutb Shahi dynasty of Golconda in 1591. Following a brief Mughal rule, Asif Jah, a Mughal official, seized control of Hyderabad and declared himself Nizam-al-Mulk of Hyderabad in 1724. The Nizams lost considerable territory and paid tribute to the Maratha Empire after being routed in multiple battles, such as the Battle of Palkhed. However, the Nizams maintained their sovereignty from 1724 until 1948 through paying tributes to the Marathas, and later, being vassels of the British. Hyderabad State became a princely state in British India in 1798.
The Nawabs of Bengal had become the de facto rulers of Bengal following the decline of Mughal Empire. However, their rule was interrupted by Marathas who carried out six expeditions in Bengal from 1741 to 1748, as a result of which Bengal became a tributary state of Marathas. On 23 June 1757, Siraj ud-Daulah, the last independent Nawab of Bengal was betrayed in the Battle of Plassey by Mir Jafar. He lost to the British, who took over the charge of Bengal in 1757, installed Mir Jafar on the Masnad (throne) and established itself to a political power in Bengal. In 1765 the system of Dual Government was established, in which the Nawabs ruled on behalf of the British and were mere puppets to the British. In 1772 the system was abolished and Bengal was brought under the direct control of the British. In 1793, when the Nizamat (governorship) of the Nawab was also taken away from them, they remained as the mere pensioners of the British East India Company.
In the 18th century, the whole of Rajputana was virtually subdued by the Marathas. The Second Anglo-Maratha War distracted the Marathas from 1807 to 1809, but afterward Maratha domination of Rajputana resumed. In 1817, the British went to war with the Pindaris, raiders who were based in Maratha territory, which quickly became the Third Anglo-Maratha War, and the British government offered its protection to the Rajput rulers from the Pindaris and the Marathas. By the end of 1818 similar treaties had been executed between the other Rajput states and Britain. The Maratha Sindhia ruler of Gwalior gave up the district of Ajmer-Merwara to the British, and Maratha influence in Rajasthan came to an end. Most of the Rajput princes remained loyal to Britain in the Revolt of 1857, and few political changes were made in Rajputana until Indian independence in 1947. The Rajputana Agency contained more than 20 princely states, most notable being Udaipur State, Jaipur State, Bikaner State and Jodhpur State.
After the fall of the Maratha Empire, many Maratha dynasties and states became vassals in a subsidiary alliance with the British, to form the largest bloc of princely states in the British Raj, in terms of territory and population. With the decline of the Sikh Empire, after the First Anglo-Sikh War in 1846, under the terms of the Treaty of Amritsar, the British government sold Kashmir to Maharaja Gulab Singh and the princely state of Jammu and Kashmir, the second-largest princely state in British India, was created by the Dogra dynasty. While in Eastern and Northeastern India, the Hindu and Buddhist states of Cooch Behar Kingdom, Twipra Kingdom and Kingdom of Sikkim were annexed by the British and made vassal princely state.
After the fall of the Vijayanagara Empire, Polygar states emerged in Southern India; and managed to weather invasions and flourished until the Polygar Wars, where they were defeated by the British East India Company forces. Around the 18th century, the Kingdom of Nepal was formed by Rajput rulers.
European exploration
In 1498, a Portuguese fleet under Vasco da Gama successfully discovered a new sea route from Europe to India, which paved the way for direct Indo-European commerce. The Portuguese soon set up trading posts in Goa, Daman, Diu and Bombay. After their conquest in Goa, the Portuguese instituted the Goa Inquisition, where new Indian converts and non-Christians were punished for suspected heresy against Christianity and were condemned to be burnt. Goa became the main Portuguese base until it was annexed by India in 1961.
The next to arrive were the Dutch, with their main base in Ceylon. They established ports in Malabar. However, their expansion into India was halted after their defeat in the Battle of Colachel by the Kingdom of Travancore during the Travancore-Dutch War. The Dutch never recovered from the defeat and no longer posed a large colonial threat to India.
The internal conflicts among Indian kingdoms gave opportunities to the European traders to gradually establish political influence and appropriate lands. Following the Dutch, the British—who set up in the west coast port of Surat in 1619—and the French both established trading outposts in India. Although these continental European powers controlled various coastal regions of southern and eastern India during the ensuing century, they eventually lost all their territories in India to the British, with the exception of the French outposts of Pondichéry and Chandernagore, and the Portuguese colonies of Goa, Daman and Diu.
East India Company rule in India
The English East India Company was founded in 1600 as The Company of Merchants of London Trading into the East Indies. It gained a foothold in India with the establishment of a factory in Masulipatnam on the Eastern coast of India in 1611 and a grant of rights by the Mughal emperor Jahangir to establish a factory in Surat in 1612. In 1640, after receiving similar permission from the Vijayanagara ruler farther south, a second factory was established in Madras on the southeastern coast. Bombay island, not far from Surat, a former Portuguese outpost gifted to England as dowry in the marriage of Catherine of Braganza to Charles II, was leased by the company in 1668. Two decades later, the company established a presence in the Ganges River delta when a factory was set up in Calcutta. During this time other companies established by the Portuguese, Dutch, French, and Danish were similarly expanding in the region.
The company's victory under Robert Clive in the 1757 Battle of Plassey and another victory in the 1764 Battle of Buxar (in Bihar), consolidated the company's power, and forced emperor Shah Alam II to appoint it the diwan, or revenue collector, of Bengal, Bihar, and Orissa. The company thus became the de facto ruler of large areas of the lower Gangetic plain by 1773. It also proceeded by degrees to expand its dominions around Bombay and Madras. The Anglo-Mysore Wars (1766–99) and the Anglo-Maratha Wars (1772–1818) left it in control of large areas of India south of the Sutlej River. With the defeat of the Marathas, no native power represented a threat for the company any longer.
The expansion of the company's power chiefly took two forms. The first of these was the outright annexation of Indian states and subsequent direct governance of the underlying regions that collectively came to comprise British India. The annexed regions included the North-Western Provinces (comprising Rohilkhand, Gorakhpur, and the Doab) (1801), Delhi (1803), Assam (Ahom Kingdom 1828) and Sindh (1843). Punjab, North-West Frontier Province, and Kashmir were annexed after the Anglo-Sikh Wars in 1849–56 (Period of tenure of Marquess of Dalhousie Governor General). However, Kashmir was immediately sold under the Treaty of Amritsar (1850) to the Dogra Dynasty of Jammu and thereby became a princely state. In 1854, Berar was annexed along with the state of Oudh two years later.
The second form of asserting power involved treaties in which Indian rulers acknowledged the company's hegemony in return for limited internal autonomy. Since the company operated under financial constraints, it had to set up political underpinnings for its rule. The most important such support came from the subsidiary alliances with Indian princes during the first 75 years of Company rule. In the early 19th century, the territories of these princes accounted for two-thirds of India. When an Indian ruler who was able to secure his territory wanted to enter such an alliance, the company welcomed it as an economical method of indirect rule that did not involve the economic costs of direct administration or the political costs of gaining the support of alien subjects.
In return, the company undertook the "defense of these subordinate allies and treated them with traditional respect and marks of honor." Subsidiary alliances created the princely states of the Hindu maharajas and the Muslim nawabs. Prominent among the princely states were Cochin (1791), Jaipur (1794), Travancore (1795), Hyderabad (1798), Mysore (1799), Cis-Sutlej Hill States (1815), Central India Agency (1819), Cutch and Gujarat Gaikwad territories (1819), Rajputana (1818) and Bahawalpur (1833).
Indian indenture system
The Indian indenture system was an ongoing system of indenture, a form of debt bondage, by which 3.5 million Indians were transported to various colonies of European powers to provide labor for the (mainly sugar) plantations. It started from the end of slavery in 1833 and continued until 1920. This resulted in the development of a large Indian diaspora that spread from the Caribbean (e.g. Trinidad and Tobago) to the Pacific Ocean (e.g. Fiji) and the growth of large Indo-Caribbean and Indo-African populations.
Modern period and independence (after c. 1850 CE)
Rebellion of 1857 and its consequences
The Indian rebellion of 1857 was a large-scale rebellion by soldiers employed by the British East India Company in northern and central India against the company's rule. The spark that led to the mutiny was the issue of new gunpowder cartridges for the Enfield rifle, which was insensitive to local religious prohibition. The key mutineer was Mangal Pandey. In addition, the underlying grievances over British taxation, the ethnic gulf between the British officers and their Indian troops and land annexations played a significant role in the rebellion. Within weeks after Pandey's mutiny, dozens of units of the Indian army joined peasant armies in widespread rebellion. The rebel soldiers were later joined by Indian nobility, many of whom had lost titles and domains under the Doctrine of Lapse and felt that the company had interfered with a traditional system of inheritance. Rebel leaders such as Nana Sahib and the Rani of Jhansi belonged to this group.
After the outbreak of the mutiny in Meerut, the rebels very quickly reached Delhi. The rebels had also captured large tracts of the North-Western Provinces and Awadh (Oudh). Most notably, in Awadh, the rebellion took on the attributes of a patriotic revolt against British presence. However, the British East India Company mobilised rapidly with the assistance of friendly Princely states, but it took the British the remainder of 1857 and the better part of 1858 to suppress the rebellion. Due to the rebels being poorly equipped and having no outside support or funding, they were brutally subdued by the British.
In the aftermath, all power was transferred from the British East India Company to the British Crown, which began to administer most of India as a number of provinces. The Crown controlled the company's lands directly and had considerable indirect influence over the rest of India, which consisted of the Princely states ruled by local royal families. There were officially 565 princely states in 1947, but only 21 had actual state governments, and only three were large (Mysore, Hyderabad, and Kashmir). They were absorbed into the independent nation in 1947–48.
British Raj (1858–1947)
After 1857, the colonial government strengthened and expanded its infrastructure via the court system, legal procedures, and statutes. The Indian Penal Code came into being. In education, Thomas Babington Macaulay had made schooling a priority for the Raj in his famous minute of February 1835 and succeeded in implementing the use of English as the medium of instruction. By 1890 some 60,000 Indians had matriculated. The Indian economy grew at about 1% per year from 1880 to 1920, and the population also grew at 1%. However, from 1910s Indian private industry began to grow significantly. India built a modern railway system in the late 19th century which was the fourth largest in the world. The British Raj invested heavily in infrastructure, including canals and irrigation systems in addition to railways, telegraphy, roads and ports. However, historians have been bitterly divided on issues of economic history, with the Nationalist school arguing that India was poorer at the end of British rule than at the beginning and that impoverishment occurred because of the British.
In 1905, Lord Curzon split the large province of Bengal into a largely Hindu western half and "Eastern Bengal and Assam", a largely Muslim eastern half. The British goal was said to be for efficient administration but the people of Bengal were outraged at the apparent "divide and rule" strategy. It also marked the beginning of the organised anti-colonial movement. When the Liberal party in Britain came to power in 1906, he was removed. Bengal was reunified in 1911. The new Viceroy Gilbert Minto and the new Secretary of State for India John Morley consulted with Congress leaders on political reforms. The Morley-Minto reforms of 1909 provided for Indian membership of the provincial executive councils as well as the Viceroy's executive council. The Imperial Legislative Council was enlarged from 25 to 60 members and separate communal representation for Muslims was established in a dramatic step towards representative and responsible government. Several socio-religious organisations came into being at that time. Muslims set up the All India Muslim League in 1906. It was not a mass party but was designed to protect the interests of the aristocratic Muslims. It was internally divided by conflicting loyalties to Islam, the British, and India, and by distrust of Hindus. The Akhil Bharatiya Hindu Mahasabha and Rashtriya Swayamsevak Sangh (RSS) sought to represent Hindu interests though the latter always claimed it to be a "cultural" organisation. Sikhs founded the Shiromani Akali Dal in 1920. However, the largest and oldest political party Indian National Congress, founded in 1885, attempted to keep a distance from the socio-religious movements and identity politics.
Indian Renaissance
The Bengali Renaissance refers to a social reform movement during the nineteenth and early twentieth centuries in the Bengal region of the Indian subcontinent during the period of British rule dominated by Bengali Hindus. Historian Nitish Sengupta describes the renaissance as having started with reformer and humanitarian Raja Ram Mohan Roy (1775–1833), and ended with Asia's first Nobel laureate Rabindranath Tagore (1861–1941). This flowering of religious and social reformers, scholars, and writers is described by historian David Kopf as "one of the most creative periods in Indian history."
During this period, Bengal witnessed an intellectual awakening that is in some way similar to the Renaissance. This movement questioned existing orthodoxies, particularly with respect to women, marriage, the dowry system, the caste system, and religion. One of the earliest social movements that emerged during this time was the Young Bengal movement, which espoused rationalism and atheism as the common denominators of civil conduct among upper caste educated Hindus. It played an important role in reawakening Indian minds and intellect across the Indian subcontinent.
Famines
During Company rule in India and the British Raj, famines in India were some of the worst ever recorded. These famines, often resulting from crop failures due to El Niño which were exacerbated by the destructive policies of the colonial government, included the Great Famine of 1876–78 in which 6.1 million to 10.3 million people died, the Great Bengal famine of 1770 where up to 10 million people died, the Indian famine of 1899–1900 in which 1.25 to 10 million people died, and the Bengal famine of 1943 where up to 3.8 million people died. The Third Plague Pandemic in the mid-19th century killed 10 million people in India. Between 15 and 29 million Indians died during the British rule. Despite persistent diseases and famines, the population of the Indian subcontinent, which stood at up to 200 million in 1750, had reached 389 million by 1941.
World War I
During World War I, over 800,000 volunteered for the army, and more than 400,000 volunteered for non-combat roles, compared with the pre-war annual recruitment of about 15,000 men. The Army saw action on the Western Front within a month of the start of the war at the First Battle of Ypres. After a year of front-line duty, sickness and casualties had reduced the Indian Corps to the point where it had to be withdrawn. Nearly 700,000 Indians fought the Turks in the Mesopotamian campaign. Indian formations were also sent to East Africa, Egypt, and Gallipoli.
Indian Army and Imperial Service Troops fought during the Sinai and Palestine Campaign's defence of the Suez Canal in 1915, at Romani in 1916 and to Jerusalem in 1917. India units occupied the Jordan Valley and after the German spring offensive they became the major force in the Egyptian Expeditionary Force during the Battle of Megiddo and in the Desert Mounted Corps' advance to Damascus and on to Aleppo. Other divisions remained in India guarding the North-West Frontier and fulfilling internal security obligations.
One million Indian troops served abroad during the war. In total, 74,187 died, and another 67,000 were wounded. The roughly 90,000 soldiers who lost their lives fighting in World War I and the Afghan Wars are commemorated by the India Gate.
World War II
British India officially declared war on Nazi Germany in September 1939. The British Raj, as part of the Allied Nations, sent over two and a half million volunteer soldiers to fight under British command against the Axis powers. Additionally, several Indian Princely States provided large donations to support the Allied campaign during the War. India also provided the base for American operations in support of China in the China Burma India Theatre.
Indians fought with distinction throughout the world, including in the European theatre against Germany, in North Africa against Germany and Italy, against the Italians in East Africa, in the Middle East against the Vichy French, in the South Asian region defending India against the Japanese and fighting the Japanese in Burma. Indians also aided in liberating British colonies such as Singapore and Hong Kong after the Japanese surrender in August 1945. Over 87,000 soldiers from the subcontinent died in World War II.
The Indian National Congress, denounced Nazi Germany but would not fight it or anyone else until India was independent. Congress launched the Quit India Movement in August 1942, refusing to co-operate in any way with the government until independence was granted. The government was ready for this move. It immediately arrested over 60,000 national and local Congress leaders. The Muslim League rejected the Quit India movement and worked closely with the Raj authorities.
Subhas Chandra Bose (also called Netaji) broke with Congress and tried to form a military alliance with Germany or Japan to gain independence. The Germans assisted Bose in the formation of the Indian Legion; however, it was Japan that helped him revamp the Indian National Army (INA), after the First Indian National Army under Mohan Singh was dissolved. The INA fought under Japanese direction, mostly in Burma. Bose also headed the Provisional Government of Free India (or Azad Hind), a government-in-exile based in Singapore. The government of Azad Hind had its own currency, court, and civil code; and in the eyes of some Indians its existence gave a greater legitimacy to the independence struggle against the British.
By 1942, neighbouring Burma was invaded by Japan, which by then had already captured the Indian territory of Andaman and Nicobar Islands. Japan gave nominal control of the islands to the Provisional Government of Free India on 21 October 1943, and in the following March, the Indian National Army with the help of Japan crossed into India and advanced as far as Kohima in Nagaland. This advance on the mainland of the Indian subcontinent reached its farthest point on Indian territory, retreating from the Battle of Kohima in June and from that of Imphal on 3 July 1944.
The region of Bengal in British India suffered a devastating famine during 1940–1943. An estimated 2.1–3 million died from the famine, frequently characterised as "man-made", with most sources asserting that wartime colonial policies exacerbated the crisis.
Indian independence movement (1885–1947)
The numbers of British in India were small, yet they were able to rule 52% of the Indian subcontinent directly and exercise considerable leverage over the princely states that accounted for 48% of the area.
One of the most important events of the 19th century was the rise of Indian nationalism, leading Indians to seek first "self-rule" and later "complete independence". However, historians are divided over the causes of its rise. Probable reasons include a "clash of interests of the Indian people with British interests", "racial discriminations", and "the revelation of India's past".
The first step toward Indian self-rule was the appointment of councillors to advise the British viceroy in 1861 and the first Indian was appointed in 1909. Provincial Councils with Indian members were also set up. The councillors' participation was subsequently widened into legislative councils. The British built a large British Indian Army, with the senior officers all British and many of the troops from small minority groups such as Gurkhas from Nepal and Sikhs. The civil service was increasingly filled with natives at the lower levels, with the British holding the more senior positions.
Bal Gangadhar Tilak, an Indian nationalist leader, declared Swaraj as the destiny of the nation. His popular sentence "Swaraj is my birthright, and I shall have it" became the source of inspiration for Indians. Tilak was backed by rising public leaders like Bipin Chandra Pal and Lala Lajpat Rai, who held the same point of view, notably they advocated the Swadeshi movement involving the boycott of all imported items and the use of Indian-made goods; the triumvirate were popularly known as Lal Bal Pal. Under them, India's three big provinces – Maharashtra, Bengal and Punjab shaped the demand of the people and India's nationalism. In 1907, the Congress was split into two factions: The radicals, led by Tilak, advocated civil agitation and direct revolution to overthrow the British Empire and the abandonment of all things British. The moderates, led by leaders like Dadabhai Naoroji and Gopal Krishna Gokhale, on the other hand, wanted reform within the framework of British rule.
The partition of Bengal in 1905 further increased the revolutionary movement for Indian independence. The disenfranchisement lead some to take violent action.
The British themselves adopted a "carrot and stick" approach in recognition of India's support during the First World War and in response to renewed nationalist demands. The means of achieving the proposed measure were later enshrined in the Government of India Act 1919, which introduced the principle of a dual mode of administration, or diarchy, in which elected Indian legislators and appointed British officials shared power. In 1919, Colonel Reginald Dyer ordered his troops to fire their weapons on peaceful protestors, including unarmed women and children, resulting in the Jallianwala Bagh massacre; which led to the Non-cooperation Movement of 1920–1922. The massacre was a decisive episode towards the end of British rule in India.
From 1920 leaders such as Mahatma Gandhi began highly popular mass movements to campaign against the British Raj using largely peaceful methods. The Gandhi-led independence movement opposed the British rule using non-violent methods like non-co-operation, civil disobedience and economic resistance. However, revolutionary activities against the British rule took place throughout the Indian subcontinent and some others adopted a militant approach like the Hindustan Republican Association, founded by Chandrasekhar Azad, Bhagat Singh, Sukhdev Thapar and others, that sought to overthrow British rule by armed struggle. The Government of India Act 1935 was a major success in this regard.
The All India Azad Muslim Conference gathered in Delhi in April 1940 to voice its support for an independent and united India. Its members included several Islamic organisations in India, as well as 1400 nationalist Muslim delegates. The pro-separatist All-India Muslim League worked to try to silence those nationalist Muslims who stood against the partition of India, often using "intimidation and coercion". The murder of the All India Azad Muslim Conference leader Allah Bakhsh Soomro also made it easier for the pro-separatist All-India Muslim League to demand the creation of a Pakistan.
After World War II (c. 1946–1947)
In January 1946, several mutinies broke out in the armed services, starting with that of RAF servicemen frustrated with their slow repatriation to Britain. The mutinies came to a head with mutiny of the Royal Indian Navy in Bombay in February 1946, followed by others in Calcutta, Madras, and Karachi. The mutinies were rapidly suppressed. Also in early 1946, new elections were called and Congress candidates won in eight of the eleven provinces.
Late in 1946, the Labour government decided to end British rule of India, and in early 1947 it announced its intention of transferring power no later than June 1948 and participating in the formation of an interim government.
Along with the desire for independence, tensions between Hindus and Muslims had also been developing over the years. The Muslims had always been a minority within the Indian subcontinent, and the prospect of an exclusively Hindu government made them wary of independence; they were as inclined to mistrust Hindu rule as they were to resist the foreign Raj, although Gandhi called for unity between the two groups in an astonishing display of leadership.
Muslim League leader Muhammad Ali Jinnah proclaimed 16 August 1946 as Direct Action Day, with the stated goal of highlighting, peacefully, the demand for a Muslim homeland in British India, which resulted in the outbreak of the cycle of violence that would be later called the "Great Calcutta Killing of August 1946". The communal violence spread to Bihar (where Muslims were attacked by Hindus), to Noakhali in Bengal (where Hindus were targeted by Muslims), in Garhmukteshwar in the United Provinces (where Muslims were attacked by Hindus), and on to Rawalpindi in March 1947 in which Hindus were attacked or driven out by Muslims.
Independence and partition (c. 1947–present)
In August 1947, the British Indian Empire was partitioned into the Union of India and Dominion of Pakistan. In particular, the partition of Punjab and Bengal led to rioting between Hindus, Muslims, and Sikhs in these provinces and spread to other nearby regions, leaving some 500,000 dead. The police and army units were largely ineffective. The British officers were gone, and the units were beginning to tolerate if not actually indulge in violence against their religious enemies. Also, this period saw one of the largest mass migrations anywhere in modern history, with a total of 12 million Hindus, Sikhs and Muslims moving between the newly created nations of India and Pakistan (which gained independence on 15 and 14 August 1947 respectively). In 1971, Bangladesh, formerly East Pakistan and East Bengal, seceded from Pakistan.
Historiography
In recent decades there have been four main schools of historiography in how historians study India: Cambridge, Nationalist, Marxist, and subaltern. The once common "Orientalist" approach, with its image of a sensuous, inscrutable, and wholly spiritual India, has died out in serious scholarship.
The "Cambridge School", led by Anil Seal, Gordon Johnson, Richard Gordon, and David A. Washbrook, downplays ideology. However, this school of historiography is criticised for western bias or Eurocentrism.
The Nationalist school has focused on Congress, Gandhi, Nehru and high level politics. It highlighted the Mutiny of 1857 as a war of liberation, and Gandhi's 'Quit India' begun in 1942, as defining historical events. This school of historiography has received criticism for Elitism.
The Marxists have focused on studies of economic development, landownership, and class conflict in precolonial India and of deindustrialisation during the colonial period. The Marxists portrayed Gandhi's movement as a device of the bourgeois elite to harness popular, potentially revolutionary forces for its own ends. Again, the Marxists are accused of being "too much" ideologically influenced.
The "subaltern school", was begun in the 1980s by Ranajit Guha and Gyan Prakash. It focuses attention away from the elites and politicians to "history from below", looking at the peasants using folklore, poetry, riddles, proverbs, songs, oral history and methods inspired by anthropology. It focuses on the colonial era before 1947 and typically emphasises caste and downplays class, to the annoyance of the Marxist school.
More recently, Hindu nationalists have created a version of history to support their demands for Hindutva ('Hinduness') in Indian society. This school of thought is still in the process of development. In March 2012, Diana L. Eck, professor of Comparative Religion and Indian Studies at Harvard University, authored in her book India: A Sacred Geography, that the idea of India dates to a much earlier time than the British or the Mughals; it was not just a cluster of regional identities and it was not ethnic or racial.
See also
Adivasi
Early Indians
Economic history of India
History of the Republic of India
Foreign relations of India
Indian maritime history
Linguistic history of India
Military history of India
Outline of ancient India
Taxation in medieval India
The Cambridge History of India
Timeline of Indian history
References
Notes
Citations
Sources
Printed sources
Further reading
General
Basham, A.L., ed. The Illustrated Cultural History of India (Oxford University Press, 2007)
Buckland, C.E. Dictionary of Indian Biography (1906) 495pp full text
Chakrabarti D.K. 2009. India, an archaeological history : palaeolithic beginnings to early historic foundations.
Dharma Kumar and Meghnad Desai, eds. The Cambridge Economic History of India: Volume 2, c. 1751 – c. 1970 (2nd ed. 2010), 1114pp of scholarly articles
Fisher, Michael. An Environmental History of India: From Earliest Times to the Twenty-First Century (Cambridge UP, 2018)
Guha, Ramachandra. India After Gandhi: The History of the World's Largest Democracy (2007), 890pp; since 1947
James, Lawrence. Raj: The Making and Unmaking of British India (2000) online
Khan, Yasmin. The Raj At War: A People's History Of India's Second World War (2015); also published as India At War: The Subcontinent and the Second World War India At War: The Subcontinent and the Second World War.
Khan, Yasmin. The Great Partition: The Making of India and Pakistan (2n d ed. Yale UP 2017) excerpt
Mcleod, John. The History of India (2002) excerpt and text search
Majumdar, R.C. : An Advanced History of India. London, 1960.
Majumdar, R.C. (ed.) : The History and Culture of the Indian People, Bombay, 1977 (in eleven volumes).
Mansingh, Surjit The A to Z of India (2010), a concise historical encyclopedia
Markovits, Claude, ed. A History of Modern India, 1480–1950 (2002) by a team of French scholars
Metcalf, Barbara D. and Thomas R. Metcalf. A Concise History of Modern India (2006)
Peers, Douglas M. India under Colonial Rule: 1700–1885 (2006), 192pp
Richards, John F. The Mughal Empire (The New Cambridge History of India) (1996)
Riddick, John F. The History of British India: A Chronology (2006) excerpt
Riddick, John F. Who Was Who in British India (1998); 5000 entries excerpt
Rothermund, Dietmar. An Economic History of India: From Pre-Colonial Times to 1991 (1993)
Sharma, R.S., India's Ancient Past, (Oxford University Press, 2005)
Sarkar, Sumit. Modern India, 1885–1947 (2002)
Singhal, D.P. A History of the Indian People (1983)
Smith, Vincent. The Oxford History of India (3rd ed. 1958), old-fashioned
Spear, Percival. A History of India. Volume 2. Penguin Books. (1990) [First published 1965]
Stein, Burton. A History of India (1998)
Thapar, Romila. Early India: From the Origins to AD 1300 (2004) excerpt and text search
Thompson, Edward, and G.T. Garratt. Rise and Fulfilment of British Rule in India (1934) 690 pages; scholarly survey, 1599–1933 excerpt and text search
Tomlinson, B.R. The Economy of Modern India, 1860–1970 (The New Cambridge History of India) (1996)
Tomlinson, B.R. The political economy of the Raj, 1914-1947 (1979) online
Wolpert, Stanley. A New History of India (8th ed. 2008) online 7th edition
Historiography
Bose, Mihir. "India's Missing Historians: Mihir Bose Discusses the Paradox That India, a Land of History, Has a Surprisingly Weak Tradition of Historiography", History Today 57#9 (2007) pp. 34–. online
Primary
Highly detailed description of all of India in 1901.
Online resources
India |
13894 | https://en.wikipedia.org/wiki/Houston%20Astros | Houston Astros | The Houston Astros are an American professional baseball team based in Houston. The Astros compete in Major League Baseball (MLB) as a member club of the American League (AL) West division, having moved to the division in 2013 after spending their first 51 seasons in the National League (NL).
The Astros were established as the Houston Colt .45s and entered the National League as an expansion team in along with the New York Mets. The current name, reflecting Houston's role as the host of the Johnson Space Center, was adopted three years later, when they moved into the Astrodome, the first domed sports stadium and the so-called "Eighth Wonder of the World." The Astros moved to a new stadium called Minute Maid Park in 2000. The Astros played in the NL West division from 1969 to 1993, then the NL Central division from 1994 to 2012, before being moved to the AL West as part of a minor realignment in 2013.
The Astros posted their first winning record in 1972 and made the playoffs for the first time in 1980. The Astros made their first World Series appearance in 2005 but were swept by the AL’s Chicago White Sox. In the following decade, the team embraced sabermetrics and pioneered new analytical technologies during the early 2010s, transforming from a middling franchise into one of MLB's most dominant and successful clubs, winning over 100 games in three straight seasons, although they were central players in a major cheating scandal. The Astros won the 2017 World Series, their first championship, against the Los Angeles Dodgers in seven games in the wake of Hurricane Harvey. Having been defeated by Boston the following year in the 2018 ALCS, the Astros returned to the World Series in 2019, losing to the Washington Nationals in seven games despite putting together an all-time great, and franchise-best, regular season.
On January 13, 2020, Astros manager A. J. Hinch and general manager Jeff Luhnow were suspended by MLB for one year after an investigation confirmed sign stealing by the Astros during their 2017 World Series campaign; both men were fired shortly thereafter. Dusty Baker was announced as the new manager, and James Click as the new general manager, on January 29 and February 3, 2020, respectively. During the pandemic-shortened 2020 season, the Astros again qualified for the playoffs (this time with a losing record), making a run for their fourth consecutive American League Championship Series appearance after having beaten the Minnesota Twins and division rival Oakland Athletics. However, despite becoming just the second team in the history of baseball to rebound from an 0–3 series deficit, the Astros ultimately fell to the Tampa Bay Rays after seven historically tight games in the ALCS. In 2021, the Astros won the American League West title for the fourth time in five seasons while winning 95 games. Then, in the 2021 American League Championship Series, they beat the Boston Red Sox in six games to go to their third World Series in five seasons, a pennant win-rate not seen in nearly a decade. There, they lost to the Atlanta Braves in six games.
From 1962 through the end of the 2021 season, the Astros' all-time record is 4,725-4,764 ()
Franchise history
Major League Baseball comes to Texas
From 1888 until 1961, Houston's professional baseball club was the minor league Houston Buffaloes. Although expansion from the National League eventually brought an MLB team to Texas in 1962, Houston officials had been making efforts to do so for years prior. There were four men chiefly responsible for bringing Major League Baseball to Houston: George Kirksey and Craig Cullinan Jr., who had led a futile attempt to purchase the St. Louis Cardinals in 1952; R.E. "Bob" Smith, a prominent oilman and real estate magnate in Houston who was brought in for his financial resources; and Judge Roy Hofheinz, a former Mayor of Houston and Harris County Judge who was recruited for his salesmanship and political style. They founded the Houston Sports Association as their vehicle for attaining a big league franchise for the city of Houston.
Given MLB's refusal to consider expansion, Kirksey, Cullinan, Smith, and Hofheinz joined forces with would-be owners from other cities and announced the formation of a new league to compete with the established National and American Leagues. They called the new league the Continental League. Wanting to protect potential new markets, both existing leagues chose to expand from eight teams to ten. However, plans eventually fell through for the Houston franchise after the Houston Buffaloes owner, Marty Marion, could not come to an agreement with the HSA to sell the team. To make matters worse, the Continental League as a whole folded in August 1960.
However, on October 17, 1960, the National League granted an expansion franchise to the Houston Sports Association for them to begin play in the 1962 season. According to the Major League Baseball Constitution, the Houston Sports Association was required to obtain territorial rights from the Houston Buffaloes in order to play in the Houston area, resulting in the HSA revisiting negotiations. Eventually, the Houston Sports Association succeeded in purchasing the Houston Buffaloes, which were at this point majority-owned by William Hopkins, on January 17, 1961. The Buffs played one last minor league season as the top farm team of the Chicago Cubs in 1961 before being succeeded by the city's NL club.
The new Houston team was named the Colt .45s after a "Name the Team" contest was won by William Irving Neder. The Colt .45 was well known as "the gun that won the west."
The colors selected were navy and orange. The first team was formed mostly through an expansion draft after the 1961 season. The Colt .45s and their expansion cousins, the New York Mets, took turns choosing players left unprotected by the other National League franchises.
Many players and staff associated with the Houston Buffaloes organization continued in the major leagues. Manager Harry Craft, who had joined Houston in 1961, remained in the same position for the team until the end of the 1964 season. General manager Spec Richardson also continued with the organization as business manager but was later promoted back to GM for the Astros from 1967 until 1975. Although most players for the major league franchise were obtained through the 1961 Major League Baseball expansion draft, Buffs players J.C. Hartman, Pidge Browne, Jim Campbell, Ron Davis, Dave Giusti, and Dave Roberts were chosen to continue as major league ball players.
Similarly, the radio broadcasting team remained with the new Houston major league franchise. Loel Passe worked alongside Gene Elston as a color commentator until he retired from broadcasting in 1976. Elston continued with the Astros until 1986.
The Colt .45s began their existence playing at Colt Stadium, a temporary venue built just north of the construction site of the indoor stadium.
1962–1964: The Colt .45s
The Colt .45s started their inaugural season on April 10, 1962, against the Chicago Cubs with Harry Craft as the Colt .45s' manager. Bob Aspromonte scored the first run for the Colt .45s on an Al Spangler triple in the first inning. They started the season with a three-game sweep of the Cubs but eventually finished eighth among the National League's ten teams. The team's best pitcher, Richard "Turk" Farrell, lost 20 games despite an ERA of 3.02. A starter for the Colt .45s, Farrell was primarily a relief pitcher prior to playing for Houston. He was selected to both All-Star Games in 1962.
The 1963 season saw more young talent mixed with seasoned veterans. Jimmy Wynn, Rusty Staub, and Joe Morgan all made their major league debuts in the 1963 season. However, Houston's position in the standings did not improve, as the Colt .45s finished in ninth place with a 66–96 record. The team was still building, trying to find that perfect mix to compete. The 1964 campaign began on a sad note, as relief pitcher Jim Umbricht died of cancer at the age of 33 on April 8, just before Opening Day. Umbricht was the only Colt .45s pitcher to post a winning record in Houston's first two seasons. He was so well liked by players and fans that the team retired his jersey number, 32, in 1965.
Just on the horizon, the structure of the new domed stadium was more prevalent and it would soon change the way that baseball was watched in Houston and around the league. On December 1, 1964, the team announced the name change from the Colt .45s to the "Astros."
1965–1970: The Great Indoors
With Judge Roy Hofheinz now the sole owner of the franchise and the new venue complete, the renamed Astros moved into their new domed stadium, the Astrodome, in 1965. The name honored Houston's position as the center of the nation's space program- NASA's new Manned Spacecraft Center had recently opened southeast of the city. The Astrodome, coined the "Eighth Wonder of the World", did little to improve the home team's results on the field. While several "indoor" firsts were accomplished, the team still finished ninth in the standings. The attendance was high not because of the team's accomplishments, but because people came from miles around to see the Astrodome.
Just as the excitement was settling down over the Astrodome, the 1966 season found something new to put the domed stadium in the spotlight once again – the field. Grass would not grow in the new park, since the roof panels had been painted to reduce the glare that was causing players on both the Astros and the visiting teams to miss routine pop flies. A new artificial turf was created called "AstroTurf" and Houston would be involved in yet another change in the way the game was played.
With new manager Grady Hatton, the Astros started the 1966 season strong. By May they were in second place in the National League and looked like a team that could contend. Joe Morgan was named as a starter on the All-Star Team. The success did not last as they lost Jimmy Wynn for the season after he crashed into an outfield fence in Philadelphia and Morgan had broken his knee cap. The 1967 season saw first baseman Eddie Mathews join the Astros. The slugger hit his 500th home run while in Houston. He would be traded late in the season and Doug Rader would be promoted to the big leagues. Rookie Don Wilson pitched a no-hitter on June 18. Wynn also provided some enthusiasm in 1967. The 5 ft 9 in Wynn was becoming known not only for how often he hit home runs, but also for how far he hit them. Wynn set club records with 37 home runs, and 107 RBIs. It was also in 1967 that Wynn hit his famous home run onto Interstate 75 in Cincinnati. As the season came to a close, the Astros found themselves again in ninth place and with a winning percentage below .500. The team looked good on paper, but could not make it work on the field.
April 15, 1968, saw a pitching duel for the ages. The Astros' Don Wilson and the Mets' Tom Seaver faced each other in a battle that lasted six hours. Seaver went ten innings, allowing no walks and just two hits. Wilson went nine innings, allowing five hits and three walks. After the starters exited, eleven relievers (seven for the Mets and four for the Astros) tried to end the game. The game finally ended in the 24th inning when Aspromonte hit a shot toward Mets shortstop Al Weis. Weis had been perfect all night at short, but he was not quick enough to make the play. The ball zipped into left field, allowing Norm Miller to score.
With baseball expansion and trades, the Astros had dramatically changed in 1969. Aspromonte was sent to the Braves and Staub was traded to the expansion Montreal Expos, in exchange for outfielder Jesús Alou and first baseman Donn Clendenon. However, Clendenon refused to report to Houston, electing to retire and take job with a pen manufacturing company. The Astros asked Commissioner Bowie Kuhn to void the trade, but he refused. Instead, he awarded Jack Billingham and a left-handed relief pitcher to the Astros to complete the trade. Cuellar was traded to the Baltimore Orioles for Curt Blefary. Other new players included catcher Johnny Edwards, infielder Denis Menke and pitcher Denny Lemaster. Wilson continued to pitch brilliantly and on May 1 threw the second no-hitter of his career. In that game, he struck out 18 batters, tying what was then the all-time single-game mark. He was just 24 years of age and was second to only Sandy Koufax for career no-hit wins. Wilson's no-hitter lit the Astros' fire after a miserable month of April, and six days later the team tied a major league record by turning seven double plays in a game. By May's end, the Astros had put together a ten-game winning streak. The Houston infield tandem of Menke and Joe Morgan continued to improve, providing power at the plate and great defense. Morgan had 15 homers and stole 49 bases while Menke led the Astros with 90 RBIs. The Menke/Morgan punch was beginning to come alive, and the team was responding to Walker's management style. The Astros dominated the season series against their expansion twins, the New York Mets. In one game at New York, Denis Menke and Jimmy Wynn hit grand slams in the same inning, against a Mets team that would go on to win the World Series that same year. The Astros finished the 1969 season with a record of 81 wins, 81 losses, marking their first season of .500 ball.
In 1970, the Astros were expected to be a serious threat in the National League West. In June, 19-year-old César Cedeño was called up and immediately showed signs of being a superstar. The Dominican outfielder batted .310 after being called up. Not to be outdone, Menke batted .304 and Jesús Alou batted .306. The Astros' batting average was up by 19 points compared to the season before. The team looked good, but the Astros' ERA was up. Larry Dierker and Wilson had winning records, but the pitching staff as a whole had an off season. Houston finished in fourth place in 1970.
1971–1974: The boys in orange
The fashion trends of the 1970s had started taking root in baseball. Long hair and loud colors were starting to appear on team uniforms, including the Astros'. In 1971 the Astros made some changes to their uniform: they kept the same style they had in previous seasons, but inverted the colors. What was navy was now orange and what was orange was now a lighter shade of blue. The players' last names were added to the back of the jerseys. In 1972, the uniform fabric was also changed to what was at the time revolutionizing the industry – polyester. Belts were replaced by elastic waistbands, and jerseys zipped up instead of having buttons. The uniforms became popular with fans, but would last only until 1975, when the Astros would shock baseball and the fashion world.
The uniforms were about the only thing that did change in 1971. The acquisition of Roger Metzger from the Chicago Cubs in the off-season moved Menke to first base and Bob Watson to the outfield. The Astros got off to a slow start and the pitching and hitting averages were down. Larry Dierker was selected to the All-Star Game in 1971, but due to an arm injury he could not make it. César Cedeño led the club with 81 RBIs and the league with 40 doubles, but batted just .264 and had 102 strikeouts in his second season with the Astros. Pitcher J. R. Richard made his debut in September of the 1971 season against the Giants.
The Big Trade
In November 1971 the Astros and Cincinnati Reds made one of the biggest blockbuster trades in the history of the sport, and helped create The Big Red Machine of the 1970s, with the Reds getting the better end of the deal. Houston sent second baseman Joe Morgan, infielder Denis Menke, pitcher Jack Billingham, outfielder César Gerónimo and prospect Ed Armbrister to Cincinnati for first baseman Lee May, second baseman Tommy Helms and infielder Jimmy Stewart. The trade left Astros fans and the baseball world scratching their heads as to why general manager Spec Richardson would give up so much for so little. The Reds, on the other hand, would shore up many problems. They had an off year in 1971, but were the National League Pennant winner in 1972.
The Astros' acquisition of Lee May added more power to the lineup in 1972. May, Wynn, Rader and Cedeño all had 20 or more home runs and Watson hit 16. Cedeño also led the Astros with a .320 batting average, 55 stolen bases and made spectacular plays on the field. Cedeño made his first All-Star game in 1972 and became the first Astros player in team history to hit for the cycle in August versus the Reds. The Astros finished the strike-shortened season at 84–69, their first winning season.
Astros fans had hoped for more of the same in 1973, but it was not to be. The Astros run production was down, even though the same five sluggers the year before were still punching the ball out of the park. Lee May led the Astros with 28 home runs and Cesar Cedeño batted .320 with 25 home runs. Bob Watson hit the .312 mark and drove in 94 runs. Doug Rader and Jimmy Wynn both had 20 or more home runs. However, injuries to their pitching staff limited the Astros to an 82–80 fourth-place finish. The Astros again finished in fourth place the next year under new manager Preston Gómez.
1975–1979: Cautious corporate ownership
With the $38 million deficit of the Astrodome, control of the Astrodomain (including the Astros) was passed from Roy Hofheinz to GE Credit and Ford Motor Credit. The creditors were just interested in preserving asset value of the team, so any money spent had to be found or saved somewhere else. Tal Smith returned to the Astros from the New York Yankees to find a team that needed a lot of work and did not have a lot of money. However, there would be some bright spots that would prove to be good investments in the near future.
The year started on a sad note. Pitcher Don Wilson was found dead in the passenger seat of his car on January 5, 1975; the cause of death was asphyxiation by carbon monoxide. Wilson was 29 years old. Wilson's number 40 was retired on April 13, 1975.
The 1975 season saw the introduction of the Astros' new uniforms. Many teams were going away from the traditional uniform and the Astros were no exception. From the chest down, the uniform was a solid block of yellow, orange, and red stripes. There was also a large dark blue star over the midsection. The same multi-colored stripes ran down the pant legs. Players' numbers not only appeared on the back of the jersey, but also on the pant leg. The bright stripes were meant to appear as a fiery trail like a rocket sweeping across the heavens. The uniforms were panned by critics, but the public liked them and versions started appearing at the high school and little league level. The uniform was so different from what other teams wore that the Astros wore it both at home and on the road until 1980.
Besides the bright new uniforms there were some other changes. Lee May was traded to Baltimore for much talked about rookie second baseman Rob Andrews and utility player Enos Cabell. In Baltimore, Cabell was stuck behind third baseman Brooks Robinson, but he took advantage of his opportunity in Houston and became their everyday third baseman. Cabell would go on to become a big part of the team's success in later years. With May gone, Bob Watson was able to move to first base and was a bright spot in the line up, batting .324 with 85 RBI.
The two biggest moves the Astros made in the offseason were the acquisitions of Joe Niekro and José Cruz. The Astros bought Niekro from the Braves for almost nothing. Niekro had bounced around the big leagues with minimal success. His older brother Phil Niekro had started teaching Joe how to throw his knuckleball and Joe was just starting to use it when he came to the Astros. Niekro won six games, saved four games and had an ERA of 3.07. Acquiring José Cruz from the Cardinals was another big win. Cruz became a fixture in the Astros' outfield for several years and would eventually have his number 25 retired.
Despite high expectations, 1975 was among the Astros' worst in franchise history. Their record of 64–97 was far worse than even the expansion Colt .45's and would remain the worst record in franchise history until 2011. It was the worst record in baseball and manager Preston Gómez was fired late in the season and replaced by Bill Virdon. The Astros played .500 ball under Virdon in the last 34 games of the season. With Virdon as the manager the Astros improved greatly in 1976 finishing in third place with an 80–82 record. A healthy César Cedeño was a key reason for the Astros' success in 1976. Bob Watson continued to show consistency and led the club with a .313 average and 102 RBI. José Cruz became Houston's everyday left fielder and hit .303 with 28 stolen bases. 1976 saw the end of Larry Dierker's playing career as an Astro, but before it was all over he would throw a no-hitter and win the 1,000th game in the Astrodome. The Astros finished in third place again in 1977 with a record of 81–81.
One of the big problems the Astros had in the late 1970s was that they were unable to compete in the free-agent market. Ford Motor Credit Company was still in control of the team and was looking to sell the Astros, but would not spend money on better players. Most of the talent was either farm grown or bought cheaply.
The 1979 season would prove to be a big turnaround in Astros history. During the offseason, the Astros attempted to fix some of their problem areas. They traded Floyd Bannister to Seattle for shortstop Craig Reynolds and acquired catcher Alan Ashby from Toronto for pitcher Mark Lemongello. Reynolds and Ashby were both solid in their positions and gave Houston some much-needed consistency. The season started with a boost from pitcher Ken Forsch, who threw a no-hitter against the Braves the second game of the season. In May 1979, New Jersey shipping tycoon John McMullen had agreed to buy the Astros. Now with an investor in charge, the Astros would be more likely to compete in the free-agent market.
The Astros were playing great baseball throughout the season. José Cruz and Enos Cabell both stole 30 bases. Joe Niekro had a great year with 21 wins and 3.00 ERA. J. R. Richard won 18 games and set a new personal strikeout record at 313. Joe Sambito came into his own with 22 saves as the Astros closer. Things were going as they should for a team that could win the west. The Astros and Reds battled the final month of the season. The Reds pulled ahead of the Astros by a game and a half. Later that month they split a pair and the Reds kept the lead. The Astros finished with their best record to that point at 89–73 and games behind the NL winner Reds.
With Dr. McMullen as sole owner of the Astros, the team would now benefit in ways a corporation could not give them. The rumors of the Astros moving out of Houston started to crumble and the Astros were now able to compete in the free-agent market. McMullen showed the city of Houston that he too wanted a winning team, signing nearby Alvin, Texas native Nolan Ryan to the first million-dollar-a-year deal. Ryan had four career no-hitters already and had struck out 383 in one season.
1980–1985: More rainbow, and seasons on the brink
Joe Morgan returned in 1980. The 1980 pitching staff was one of the best Houston ever had, with the fastball of Ryan, the knuckleball of Joe Niekro and the terrifying 6 ft 8 in frame of J. R. Richard. Teams felt lucky to face Ken Forsch, who was a double-digit winner in the previous two seasons. Richard became the first Astros pitcher to start an All-Star game. Three days later, Richard was told to rest his arm after a medical examination and on July 30 he collapsed during a workout. He had suffered a stroke after a blood clot in the arm apparently moved to his neck and cut off blood flow to the brain. Surgery was done to save his life, but the Astros had lost their ace pitcher after a 10–4 start with a stingy 1.89 ERA. Richard attempted a comeback, but would never again pitch a big league game.
After the loss of Richard and some offensive struggles, the Astros slipped to third place in the division behind the Dodgers and the Reds. They bounced back to first with a ten-game winning streak, but the Dodgers regained a two-game lead before arriving in Houston on September 9. The Astros won the first two games of the series to tie the Dodgers for the division lead. The Astros went on to win a third game and take the lead- with three games against the Dodgers left. The Dodgers swept the next series, forcing a one-game playoff the next day. The Astros won the playoff game 7–1, and advanced to their first post-season.
The team would face the Philadelphia Phillies in the 1980 National League Championship Series. The Phillies sent out Steve Carlton in game one of the NLCS. The Phillies would win the opener after the Astros got out to a 1–0 third-inning lead. Ken Forsch pitched particularly strong fourth and fifth innings, but Greg Luzinski hit a sixth-inning two-run bomb to the 300 level seats of Veterans Stadium. The Phillies added an insurance run on the way to a 3–1 win. Houston bounced back to win games two and three. Game four went into extra innings, with the Phillies taking the lead and the win in the tenth inning. Pete Rose started a rally with a one-out single, then Luzinski doubled off the left-field wall and Rose bowled over catcher Bruce Bochy to score the go-ahead run. The Phillies got an insurance run on the way to tying the series.
Rookie Phillies pitcher Marty Bystrom was sent out by Philadelphia manager Dallas Green to face veteran Nolan Ryan in Game Five. The rookie gave up a run in the first inning, then held the Astros at bay until the sixth inning. An Astros lead was lost when Bob Boone hit a two-out single in the second, but the Astros tied the game in the sixth with an Alan Ashby single scoring Denny Walling. Houston took a 5–2 lead in the seventh; however, the Phillies came back with five runs in the inning. The Astros came back against Tug McGraw with four singles and two two-out runs. Now in extra innings, Garry Maddox doubled in Del Unser with one out to give the Phillies an 8–7 lead. The Astros failed to score in the bottom of the tenth.
A 1981 player strike ran between June 12 and August 10. Ultimately, the strike would help the Astros get into the playoffs. Nolan Ryan and Bob Knepper picked up steam in the second half of the season. Ryan threw his fifth no-hitter on September 26 and finished the season with a 1.69 ERA. Knepper finished with an ERA of 2.18. In the wake of the strike, Major League Baseball took the winners of each "half" season and set up a best-of-five divisional playoff. The Reds won more games than any other team in the National League, but they won neither half of the strike-divided season. The Astros finished 61–49 overall, which would have been third in the division behind the Reds and the Dodgers. Advancing to the playoffs as winners of the second half, Houston beat Los Angeles in their first two playoff games at home, but the Dodgers took the next three in Los Angeles to advance to the NLCS.
By 1982, only four players and three starting pitchers remained from the 1980 squad. The Astros were out of pennant contention by August and began rebuilding for the near future. Bill Virdon was fired as manager and replaced by original Colt .45 Bob Lillis. Don Sutton asked to be traded and was sent to the Milwaukee Brewers for cash and the team gained three new prospects, including Kevin Bass. Minor league player Bill Doran was called up in September. The Astros finished fourth in the west, but new talent was starting to appear.
Before the 1983 season, the Astros traded Danny Heep to the Mets for pitcher Mike Scott, a 28-year-old who had struggled with New York. Art Howe sat out the 1983 season with an injury, forcing Phil Garner to third and Ray Knight to first. Doran took over at second, becoming the everyday second baseman for the next seven seasons. The Astros finished third in the National League West. The 1984 season started off badly when shortstop Dickie Thon was hit in the head by a pitch and was lost for the season. In September, the Astros called up rookie Glenn Davis after he posted impressive numbers in AAA. The Astros finished in second place. In 1985, Mike Scott learned a new pitch, the split-finger fastball. Scott, who was coming off of a 5–11 season, had found his new pitch and would become one of Houston's most celebrated hurlers. In June, Davis made the starting lineup at first base, adding power to the team. In September, Joe Niekro was traded to the Yankees for two minor league pitchers and lefty Jim Deshaies. The Astros finished in fourth place in 1985.
1986–1990: A deep run, and building for the future
After finishing fourth in 1985, the Astros fired general manager Al Rosen and manager Bob Lillis. The former was supplanted by Dick Wagner, the man whose Reds defeated the Astros to win the 1979 NL West title. The latter was replaced by Hal Lanier who, like his manager mentor in St. Louis, Whitey Herzog, had a hard-nosed approach to managing and espoused a playing style that focused on pitching, defense, and speed rather than home runs to win games. This style of baseball, known as Whiteyball, took advantage of stadiums with deep fences and artificial turf, both of which were characteristics of the Astrodome. Lanier's style of baseball took Houston by storm. Before Lanier took over, fans were accustomed to Houston's occasional slow starts, but with Lanier leading the way, Houston got off to a hot start, winning 13 of their first 19 contests.
Prior to the start of the season the Astros acquired outfielder Billy Hatcher from the Cubs for Jerry Mumphrey. Lainer also made a change in the pitching staff, going with a three-man rotation to start the season. This allowed Lanier to keep his three starters (Nolan Ryan, Bob Knepper, and Mike Scott) sharp and to slowly work in rookie hurler Jim Deshaies. Bill Doran and Glenn Davis held down the right side of the field but Lainer rotated the left side. Denny Walling and Craig Reynolds faced the right-handed pitchers while Phil Garner and Dickie Thon batted against left-handers. Lainer knew the Astros had talent and he put it to work.
The Astrodome was host to the 1986 All-Star Game in which Astros Mike Scott, Kevin Bass, Glenn Davis, and Dave Smith represented the host field. The Astros kept pace with the NL West after the All-Star break. They went on a streak of five straight come-from-behind wins. Houston swept a key 3-game series over the San Francisco Giants in late September to clinch the division title. Mike Scott took the mound in the final game of the series and pitched a no-hitter – the only time in MLB history that any division was clinched via a no-hitter. Scott would finish the season with an 18–10 record and a Cy Young Award.
The 1986 National League Championship Series against the New York Mets was noted for its drama and is considered to be one of the greatest postseason series. In Game 3, the Astros were ahead at Shea Stadium, 5–4, in the bottom of the 9th when closer Dave Smith gave up a two-run home run to Lenny Dykstra, giving the Mets a dramatic 6–5 win.
However, the signature game of the series was Game 6. Needing a win to get to Mike Scott (who had been dominant in the series) in Game 7, the Astros jumped off to a 3–0 lead in the first inning but neither team would score again until the 9th inning. In the 9th, starting pitcher Bob Knepper would give up two runs, and once again the Astros would look to Dave Smith to close it out. However, Smith would walk Gary Carter and Darryl Strawberry, giving up a sacrifice fly to Ray Knight, tying the game. Despite having the go-ahead runs on base, Smith was able to escape the inning without any further damage.
There was no scoring until the 14th inning when the Mets would take the lead on a Wally Backman single and an error by left fielder Billy Hatcher. The Astros would get the run back in the bottom of the 14th when Hatcher (in a classic goat-to-hero-conversion-moment) hit one of the most dramatic home runs in NLCS history, off the left-field foul pole. In the 16th inning, Darryl Strawberry doubled to lead off the inning and Ray Knight drove him home in the next at-bat. The Mets would score a total of three runs in the inning to take what appeared an insurmountable 7–4 lead. With their season on the line, the Astros would nonetheless rally for two runs to come to within 7–6. Kevin Bass came up with the tying and winning runs on base; however Jesse Orosco would strike him out, ending the game. At the time the 16-inning game held the record for the longest in MLB postseason history. The Mets won the series, 4–2.
After the 1986 season, the team had difficulty finding success again. Several changes occurred. The "rainbow" uniforms were phased out, the team electing to keep a five-stripe "rainbow" design on the sleeves. Team favorites Nolan Ryan and José Cruz moved on and the team entered a rebuilding phase. Craig Biggio debuted in June 1988, joining new prospects Ken Caminiti and Gerald Young. Biggio would become the everyday catcher by 1990. A trade acquiring Jeff Bagwell in exchange for Larry Andersen would become one of the biggest deals in Astros history. Glenn Davis was traded to Baltimore for Curt Schilling, Pete Harnisch and Steve Finley in 1990.
1991–1999: Fine tuning and first rebranding
The early 1990s were marked by the Astros' growing discontent with their home, the Astrodome. After the Astrodome was renovated for the primary benefit of the NFL's Houston Oilers (who shared the Astrodome with the Astros since the 1960s), the Astros began to grow increasingly disenchanted with the facility. Faced with declining attendance at the Astrodome and the inability of management to obtain a new stadium, in the off-season Astros management announced its intention to sell the team and move the franchise to the Washington, D.C. area. However, the move was not approved by other National League owners, thus compelling the Astros to remain in Houston. Shortly thereafter, McMullen (who also owned the NHL's New Jersey Devils) sold the team to Texas businessman Drayton McLane in 1993, who committed to keeping the team in Houston.
Shortly after McLane's arrival, which coincided with the maturation of Bagwell and Biggio, the Astros began to show signs of consistent success. After finishing second in their division in 1994 (in a strike year), 1995, and 1996, the Astros won consecutive division titles in 1997, 1998, and 1999. In the 1998 season, the Astros set a team record with 102 victories. However, each of these titles was followed by a first-round playoff elimination, in 1998 by the San Diego Padres and in 1997 and 1999 against the Atlanta Braves. The manager of these title teams was Larry Dierker, who had previously been a broadcaster and pitcher for the Astros. During this period, Bagwell, Biggio, Derek Bell, and Sean Berry earned the collective nickname "The Killer Bs". In later seasons, the name came to include other Astros, especially Lance Berkman.
Coinciding with the change in ownership, the team switched uniforms and team colors after the season in order to go for a new, more serious image. The team's trademark rainbow uniforms were retired, and the team's colors changed to midnight blue and metallic gold. The "Astros" font on the team logo was changed to a more aggressive one, and the team's traditional star logo was changed to a stylized, "flying" star with an open left end. It marked the first time since the team's inception that orange was not part of the team's colors. Despite general agreement that the rainbow uniforms identified with the team had become tired (and looked too much like a minor league team according to the new owners), the new uniforms and caps were never especially popular with many Astros fans.
Off the field, in 1994, the Astros hired one of the first African American general managers, former franchise player Bob Watson. Watson would leave the Astros after the 1995 season to become general manager of the New York Yankees and helped to lead the Yankees to a World Championship in 1996. He would be replaced by Gerry Hunsicker, who until 2004 would continue to oversee the building of the Astros into one of the better and most consistent organizations in the Major Leagues.
However, in 1996, the Astros again nearly left Houston. By the mid-1990s, McLane (like McMullen before him) wanted his team out of the Astrodome and was asking the city to build the Astros a new stadium. When things did not progress quickly toward that end, he put the team up for sale. He had nearly finalized a deal to sell the team to businessman William Collins, who planned to move them to Northern Virginia. However, Collins was having difficulty finding a site for a stadium himself, so Major League owners stepped in and forced McLane to give Houston another chance to grant his stadium wish. Houston voters, having already lost the Houston Oilers in a similar situation, responded positively via a stadium referendum and the Astros stayed put.
2000–2004: New ballpark and second rebranding
The 2000 season saw a move to a new stadium. Originally to be named The Ballpark at Union Station due to being located on the site of Union Station, it was renamed Enron Field by the season opening after the naming rights were sold to energy corporation Enron. The stadium was to feature a retractable roof, a particularly useful feature with unpredictable Houston weather. The ballpark also featured more intimate surroundings than the Astrodome. In 2002, naming rights were purchased by Houston-based Minute Maid, after Enron went bankrupt. The park was built on the grounds of the old Union Station. A locomotive moves across the outfield and whistles after home runs, paying homage to a Houston history which had 11 railroad company lines running through the city by 1860. The ballpark previously contained quirks such as "Tal's Hill", which was a hill in deep center field on which a flagpole stood, all in fair territory. Over the years, many highlight reel catches have been made by center fielders running up the hill to make catches. Tal's Hill was removed in the 2016–2017 offseason and the center field wall was moved in to , which the team hoped would generate more home runs.
With the change in location also came a change in attire. Gone were the blue and gold uniforms of the 1990s in favor of a more "retro" look with pinstripes, a traditional baseball font, and the colors of brick red, sand and black. These colors were chosen because ownership originally wanted to rename the team the Houston Diesels. The "shooting star" logo was modified but still retained its definitive look.
After two fairly successful seasons without a playoff appearance, the Astros were early favorites to win the 2004 NL pennant. They added star pitcher Andy Pettitte to a roster that already included standouts like Lance Berkman and Jeff Kent as well as veterans Bagwell and Biggio. Roger Clemens, who had retired after the season with the New York Yankees, agreed to join former teammate Pettitte on the Astros for 2004. The one-year deal included unique conditions, such as the option for Clemens to stay home in Houston on select road trips when he wasn't scheduled to pitch. Despite the early predictions for success, the Astros had a mediocre 44–44 record at the All-Star break. A lack of run production and a poor record in close games were major issues. After being booed at the 2004 All-Star Game held in Houston, manager Jimy Williams was fired and replaced by Phil Garner, a star on the division-winning 1986 Astros. The Astros enjoyed a 46–26 record in the second half of the season under Garner and earned the NL wild-card spot. The Astros defeated the Braves 3–2 in the Division Series, but would lose the National League Championship Series to the St. Louis Cardinals in seven games. Clemens earned a record seventh Cy Young Award in 2004. Additionally, the mid-season addition of Carlos Beltrán in a trade with the Kansas City Royals helped the Astros tremendously in their playoff run. Despite midseason trade rumors, Beltrán would prove instrumental to the team's hopes, hitting eight home runs in the postseason. Though he had asserted a desire to remain with the Astros, Beltrán signed a long-term contract with the New York Mets on January 9, 2005.
2005: First World Series played in Texas
In 2005, the Astros started poorly and found themselves with a 15–30 record in late May. The Houston Chronicle had written them off with a tombstone emblazoned with "RIP 2005 Astros". However, from that low point until the end of July, Houston went 42–17 and found themselves in the lead for an NL wild card spot. July saw the best single-month record in the club's history at 22–7. Offensive production had increased greatly after a slow start in the first two months. The Astros had also developed an excellent pitching staff, anchored by Roy Oswalt (20–12, 2.94), Andy Pettitte (17–9, 2.39), and Roger Clemens (13–8 with a league-low ERA of only 1.87). The contributions of the other starters—Brandon Backe (10–8, 4.76) and rookie starters Ezequiel Astacio (3–6, 5.67) and Wandy Rodríguez (10–10, 5.53)—were less remarkable, but enough to push the Astros into position for a playoff run. The Astros won a wild card berth on the final day of the regular season, becoming the first team since the world champion 1914 Boston Braves to qualify for the postseason after being 15 games under .500.
The Astros won the National League Division Series against the Atlanta Braves, 3–1, with a game four that set postseason records for most innings (18), most players used by a single team (23), and longest game time (5 hours and 50 minutes). Trailing by a score of 6–1, Lance Berkman hit an eighth-inning grand slam to narrow the score to 6–5. In the bottom of the ninth, catcher Brad Ausmus hit a game-tying home run that allowed the game to continue in extra innings. In the bottom of the tenth inning, Luke Scott hit a blast to left field that had home run distance, but was inches foul. This game remained scoreless for the next eight innings. In the top of the 15th inning, Roger Clemens made only his second career relief appearance, pitching three shutout innings, notably striking out Julio Franco, at the time the oldest player in the MLB at 47 years old; Clemens was himself 43. In the bottom of the eighteenth inning, Clemens came to bat again, indicating that he would be pitching in the nineteenth inning, if it came to that. Clemens struck out, but the next batter, Chris Burke, hit a home run to left field to send the Astros to a 7–6 victory. The National League Championship Series featured a rematch of the 2004 NLCS. The Astros lost the first game in St. Louis, but would win the next three games. Though the Astros were poised to close out the series in Game Five in Houston, Brad Lidge gave up a monstrous two-out three-run home run to Albert Pujols, forcing the series to a sixth game in St. Louis, where the Astros clinched a World Series appearance. Roy Oswalt was named NLCS MVP, having gone 2–0 with a 1.29 ERA in the series. Honorary National League President Bill Giles presented the league champion Astros with the Warren C. Giles Trophy (named for his father) for winning the series; the younger Giles had been one of the founders of the original Colt 45 team in 1962, while his father Warren had been president of the National League from to .
The Astros faced the Chicago White Sox in the World Series. Chicago had been considered the slight favorite but would win all four games, the first two at U.S. Cellular Field in Chicago and the final two in Houston. Game 3 marked the first World Series game held in the state of Texas, and was the longest game in World Series history, lasting 5 hours and 41 minutes.
This World Series was marked by a controversy involving the Minute Maid Park roof. MLB and Commissioner Bud Selig insisted that the Astros must play with the roof open, which mitigated the intensity and enthusiasm of the cheering Astros fans.
2006–2009: The decline
In the 2006 offseason, the team signed Preston Wilson and moved Berkman to first base, ending the long tenure of Jeff Bagwell. The Astros renewed the contract with Clemens and traded two minor league prospects to the Tampa Bay Devil Rays for left-handed hitter Aubrey Huff. By August, Preston Wilson complained about his playing time after the return of Luke Scott from AAA Round Rock. The Astros released Wilson and he was signed by St. Louis. A dramatic season end included wins in 10 of their last 12 games, but the Astros missed a playoff appearance when they lost the final game of the season to the Atlanta Braves.
On October 31, the Astros declined a contract option on Jeff Bagwell for 2007, ending his 15-year Astros career and leading to his retirement. Roger Clemens and Andy Pettitte filed for free agency. On December 12, the Astros traded Willy Taveras, Taylor Buchholz, and Jason Hirsh to the Colorado Rockies for Rockies pitchers Jason Jennings and Miguel Asencio. A trade with the White Sox, involving the same three Astros in exchange for Jon Garland, had been nixed a few days earlier when Buchholz reportedly failed a physical. In the end, Taveras continued to develop and Hirsh had a strong 2007 rookie campaign, while Jennings was often injured and generally ineffective.
On April 28, 2007, the Astros purchased the contract of top minor league prospect Hunter Pence. He debuted that night, getting a hit and scoring a run. By May 2007, the Astros had suffered one of their worst losing streaks (10 games). On June 28, second baseman Craig Biggio became the 27th MLB player to accrue 3,000 career hits. Biggio needed three hits to reach 3,000 and ended the night with a total of five hits. That night, Carlos Lee hit a towering walk-off grand slam in the 11th inning. Lee later quipped to the media that "he had hit a walk-off grand slam and he got second billing", considering Biggio's achievement. On July 24, Biggio announced that he would retire at the end of the season. He hit a grand slam in that night's game which broke a 3–3 tie and led to an Astros win. In Biggio's last at bat, he grounded out to Chipper Jones of the Atlanta Braves.
On September 20, Ed Wade was named general manager. In his first move, he traded Jason Lane to the Padres on September 24. On September 30, Craig Biggio retired after twenty years with the team. In November, the Astros traded RHP Brad Lidge and SS Eric Bruntlett to the Philadelphia Phillies for OF Michael Bourn, RHP Geoff Geary, and minor leaguer Mike Costanzo. Utility player Mark Loretta accepted Houston's salary arbitration and Kazuo Matsui finalized a $16.5 million, three-year contract with the team. In December, the Astros traded OF Luke Scott, RHP Matt Albers, RHP Dennis Sarfate, LHP Troy Patton, and minor-league 3B Mike Costanzo, to the Baltimore Orioles for SS Miguel Tejada. On December 14, they sent infielder Chris Burke, RHP Juan Gutiérrez, and RHP Chad Qualls to the Arizona Diamondbacks for RHP José Valverde. On December 27, the Astros came to terms on a deal with All-Star, Gold Glove winner Darin Erstad.
In January and February 2008, the Astros signed Brandon Backe, Ty Wigginton, Dave Borkowski and Shawn Chacón to one-year deals. The starting rotation would feature Roy Oswalt and Brandon Backe as numbers one and two. Wandy Rodríguez, Chacón and Chris Sampson rounded out the bottom three slots in the rotation. Woody Williams had retired after a 0–4 spring training and Jason Jennings was now with Texas. On the other side of the roster, the Astros would start without Kazuo Matsui, who was on a minor league rehab assignment after a spring training injury.
The Astros regressed in 2008 and 2009, finishing with records of 86–75 and 74–88, respectively. Manager Cecil Cooper was fired after the 2009 season. At the lowest point of the regression, child admission was free.
2010–2014: Last years in the NL and move to the AL West
The 2010 season was the first season as Astros manager for Brad Mills, who was previously the bench coach of the Boston Red Sox. The Astros struggled throughout a season that was marked by trade-deadline deals that sent longtime Astros to other teams. On July 29, the Astros' ace starting pitcher, Roy Oswalt, was dealt to the Philadelphia Phillies for J. A. Happ and two minor league players. On July 31, outfielder Lance Berkman was traded to the New York Yankees for minor leaguers Jimmy Paredes and Mark Melancon. The Astros finished with a record of 76–86.
On July 30, 2011, the Astros traded OF Hunter Pence, the team's 2010 leader in home runs, to the Philadelphia Phillies. On July 31, they traded OF Michael Bourn to the Atlanta Braves. On September 17, the Astros recorded their first 100-loss season in franchise history, ending the season eleven days later with an 8–0 home loss to the St. Louis Cardinals. Cardinals pitcher Chris Carpenter pitched a two-hit complete game shutout. The Cardinals would go on to win the National League Wild Card, before beating the Texas Rangers in the World Series. Lance Berkman, who was now a Cardinal, was a key player in their championship victory. The Astros finished with a record of 56–106, the worst single-season record in franchise history (a record which would be broken the following season).
In November 2010, Drayton McLane announced that the Astros were being put up for sale. McLane stated that because the Astros were one of the few franchises in Major League Baseball with only one family as the owners, he was planning his estate. McLane was 75 years old as of November 2011. In March 2011, local Houston businessman Jim Crane emerged as the front-runner to purchase the franchise. In the 1980s, Crane founded an air freight business which later merged with CEVA Logistics, and later founded Crane Capital Group. McLane and Crane had a previous handshake agreement for the franchise in 2008, but Crane abruptly changed his mind and broke off discussions. Crane also attempted to buy the Chicago Cubs in 2008 and the Texas Rangers during their 2010 bankruptcy auction. Crane came under scrutiny because of previous allegations of discriminatory hiring practices regarding women and minorities, among other issues. This delayed MLB's approval process. In the summer of 2011, Crane claimed those issues had been resolved, and suggested that the delays were baseball's attempt to move the Astros to the American League. In October later that year, Crane met personally with MLB Commissioner Bud Selig, in a meeting that was described as "constructive".
On November 15, 2011, it was announced that Crane had agreed to move the franchise to the American League for the 2013 season. The move was part of an overall divisional realignment of MLB, with the National and American leagues each having 15 teams in three geographically balanced divisions. Crane was given a $70 million concession by MLB for agreeing to the switch; the move was a condition for the sale to the new ownership group. Two days later, the Astros were officially sold to Crane for $615 million after the other owners unanimously voted in favor of the sale. It was also announced that 2012 would be the last season for the Astros in the NL. After over fifty years of the Astros being a part of the National League, this move was unpopular with many Astros fans.
In 2012, the Astros were eliminated from the playoffs before September 5. On September 27, the Astros named Bo Porter to be the manager for the 2013 season.
On October 3, the Astros ended over 50 years of NL play with a 5–4 loss to the Chicago Cubs and began to look ahead to join the American League. Winning only 20 road games during the entire season, the Astros finished with a 55–107 record, the worst record in all of Major League Baseball for the 2012 season, and surpassing the 2011 season for the worst record in Astros history.
On November 2, 2012, the Astros unveiled their new look in preparation for their move to the American League for the 2013 season. The navy and orange uniform returned to the original 1960s team colors, and debuted a new version of the classic navy hat with a white "H" over an orange star.
On November 6, 2012, the Astros hired former Cleveland Indians director of baseball operations David Stearns as the team's new assistant general manager. The Astros would also go on to hire former St. Louis Cardinals front office executive Jeff Luhnow as their general manager.
The Houston Astros played their first game as an American League team on March 31, 2013, where they were victorious over their in-state division competitor, the Texas Rangers, with a score of 8–2.
On May 17, Reid Ryan, son of Nolan Ryan was introduced as president of operations.
On September 29, the Astros completed their first year in the American League, losing 5–1 in a 14-inning game to the New York Yankees. The Astros finished the season with a 51–111 record (a franchise-worst) with a season-ending 15-game losing streak, again surpassing their worst record from the previous season. The team finished 45 games behind the division winner Oakland Athletics, further adding to their futility. This marked three consecutive years that the Astros had lost more than 100 games in a single season. They also became the first team to have the first overall pick in the draft three years in a row.
In February 2014, Nolan Ryan rejoined the Astros front office as assistant to owner Jim Crane, GM Jeff Luhnow and president of business operations Reid Ryan. From 2004 through 2008 he worked as a special assistant to the GM.
For the 2014 season the team went 70–92, finishing 28 games back of the division winner Los Angeles Angels of Anaheim, and placing fourth in the AL West over the Texas Rangers.
A. J. Hinch was named manager on September 29, replacing Bo Porter, who was fired on September 1.
2015–2019: First World Series title and sign stealing scandal
In 2015, Dallas Keuchel led the AL with 20 victories, going 15–0 at home, an MLB record. Key additions to the team included Scott Kazmir and SS Carlos Correa who hit 22 home runs after being called up in June 2015. Second baseman José Altuve remained the star of the Astros' offense. On July 30, the Astros picked up Mike Fiers and Carlos Gómez from the Milwaukee Brewers. Fiers threw the 11th no-hitter in Astros history on August 21 against the Los Angeles Dodgers. Houston got the final AL playoff spot and faced the Yankees in the Wild Card Game on October 6 at New York. They defeated the Yankees 3–0, but lost to the Kansas City Royals in the American League Division Series.
The Astros split the first two games of the ALDS best-of-five series in Kansas City. The Astros won the first game at Minute Maid to take a 2–1 lead in the ALDS. In Game 4, after 7 innings, the Astros had a 6–2 lead. In the top half of the eighth inning, which took about 45 minutes to end, the Royals had taken a 7–6 lead with a series of consecutive base hits. The Astros suffered a 9–6 loss and the ALDS was tied at 2–2. Then the series went back to Kansas City, where the Royals clinched the series in the fifth game, 7–2.
The Astros entered the 2016 season as the favorites to win the AL West after a promising 2015 season. After a bad start to their season, going just 7–17 in April, the Astros bounced back and went on to have a winning record in their next four months, including an 18–8 record in June. But after going 12–15 in September, the Astros were eliminated from playoff contention. They finished in third place in the American League West Division with a final record of 84–78.
The season was marked by the Astros 4–15 record against their in-state division rival (and eventual division winner) Texas Rangers. The Astros finished the 2016 season 11 games behind the Rangers.
In 2014, Sports Illustrated predicted the Astros would win the 2017 World Series through their strategic rebuilding process. As of June 9, 2017 the Astros were 41–16, which gave them a 13.5-game lead over the rest of their division and comfortable possession of the best record in the entire league. This was the best start in the Astros' 55-year history. The Astros entered the All-Star Break with an American League-best 60–29 record, a 16-game lead in the division, and one game shy of the best record in MLB, which had just barely slipped to the Dodgers right before the All-Star Break.
With Hurricane Harvey causing massive flooding throughout Houston and southeast Texas, the Astros' three-game series against the Texas Rangers for August 29–31, was relocated to Tropicana Field (home of the Tampa Bay Rays), in St. Petersburg, Florida. As the area recovered from the hurricane, many residents rallied around the Astros, who adopted the mantra "Houston Strong." They wore a patch on their jerseys with the mantra for the remainder of the season.
At the August 31 waiver-trade deadline GM Jeff Luhnow acquired veteran starting pitcher and Cy Young Award winner Justin Verlander to bolster the starting rotation. Verlander won each of his 5 regular season starts with the Astros, yielding only 4 runs over this stretch. He carried his success into the playoffs, posting a record of 4–1 in his 6 starts, and throwing a complete game in Game 2 of the ALCS. Verlander was named the 2017 ALCS MVP.
The Astros clinched their first division title as a member of the American League West division, and first division title overall since 2001. They also became the first team in Major League history to win three different divisions: National League West in 1980 and 1986, National League Central from 1997 to 1999 and 2001, and American League West in 2017. On September 29, the Astros won their 100th game of the season, the second time the Astros finished a season with over 100 wins, the first being in 1998. They finished 101–61, with a 21-game lead in the division, and faced the Red Sox in the first round of the AL playoffs. The Astros defeated the Red Sox three games to one, and advanced to the American League Championship Series against the New York Yankees. The Astros won the ALCS four games to three, and advanced to the World Series to play against the Los Angeles Dodgers. The Astros defeated the Dodgers in the deciding seventh game of the World Series, winning the first championship in franchise history.
The victory was especially meaningful for the Houston area, which was rebuilding after Hurricane Harvey. The city of Houston celebrated the team's accomplishment with a parade on the afternoon of November 3, 2017. Houston police chief Art Acevedo estimated at least 750,000 people attended the parade.
On November 16, 2017, José Altuve was named the American League Most Valuable Player, capping off a season in which he accumulated 200 hits for the fourth consecutive season, led the majors with a .346 BA, and was the unquestioned clubhouse leader of the World Series champions.
On September 26, 2018, the Astros' second consecutive AL West division championship was clinched with a victory by the Seattle Mariners over the Oakland A's. For the third time in franchise history, and second consecutive season, the team won over 100 games; they finished the regular season 103–59 (a new franchise record) by sweeping a double-header against the Baltimore Orioles on September 29, 2018. The Astros swept the Cleveland Indians in the ALDS to advance to the ALCS to face the league-leading Boston Red Sox (who finished the season 108–54.) After a 7–2 victory in Game 1 of the ALCS, the Astros dropped the next four games, and Boston advanced to the World Series.
In the offseason, the Astros signed veteran outfielder Michael Brantley, and catcher Robinson Chirinos. At the trade deadline on July 31, 2019, Houston acquired another veteran starting pitcher and Cy Young award winner Zack Greinke to bolster the starting rotation. On September 22, the Astros clinched their third consecutive AL West division title. They finished the season with a record of 107–55, the best in franchise history, and the best record in MLB. They became the first team since the 2002–2004 New York Yankees to have 3 consecutive 100-win seasons. They also became the first team in MLB history to have three consecutive 100-loss seasons and three consecutive 100-win seasons in the same decade.
Entering the playoffs as the top-seeded team in both leagues, they defeated the AL Wild Card winner Tampa Bay Rays in five games in the ALDS, advancing to the ALCS for the third year in a row to face the New York Yankees. In Game 6 at Minute Maid Park, Jose Altuve hit a walk-off home run to win the pennant and send the team to its third World Series appearance. However, they lost the 2019 World Series to the Washington Nationals in seven games, taking three games in Washington but losing all four of their games at home.
Sign stealing scandal
On November 12, 2019, Ken Rosenthal and Evan Drellich wrote an article in The Athletic detailing allegations that the Astros had used cameras to engage in potentially illicit sign stealing against opponents, relying on allegations from former Astros pitcher Mike Fiers as a public source and other allegations from unnamed sources. The Astros were alleged to have used scouts watching catchers' signs in real time behind the dugout at Minute Maid Park to crack the signs and banging a trash can loudly to indicate what kind of pitch was coming. The scandal rippled through the baseball world as videos that appeared to clearly show the scheme were published. Further allegations regarding other means of relaying signs, such as whistling, surfaced in subsequent weeks. MLB and Commissioner Rob Manfred announced a sweeping investigation into the allegations.
On January 13, 2020, MLB announced that its investigation found that the Astros did use cameras and video monitors to steal signs of opposing catchers and signal to hitters throughout the 2017 regular season and postseason, and at least part of the 2018 season. The investigation found no evidence of sign stealing in their pennant-winning 2019 season. The report said that Alex Cora, then the Astros bench coach, Carlos Beltrán, and other unnamed players were involved in developing the scheme. It said Hinch "neither devised the banging scheme nor participated in it," but did not stop it or tell Cora he disapproved of it.
Manfred announced that manager A. J. Hinch and general manager Jeff Luhnow were suspended for one year, the team would be fined $5 million (the maximum allowed under MLB rules), and the team would lose its top two draft picks in both the 2020 and 2021 MLB Drafts. About an hour after MLB's announcement, Astros owner Jim Crane announced he had terminated both Hinch and Luhnow, saying he was unaware of the scheme and "extraordinarily troubled and upset", and concluded, "We need to move forward with a clean slate. [We] will not have this happen again on my watch." In a statement, Luhnow denied knowledge of the scheme. Hinch issued a statement saying, "While the evidence consistently showed I didn’t endorse or participate in the sign stealing practices, I failed to stop them and I am deeply sorry."
The scandal had repercussions around baseball. Cora was implicated in the report but Manfred withheld a decision on his punishment until the completion of a separate investigation into electronic sign stealing in 2018, when Cora was manager of the Red Sox. However, the report led the Red Sox to dismiss Cora two days after it was published, and the Mets did the same with Beltran, who had been hired as manager shortly before the original story.
2020–present: The dynasty continues
On January 29, 2020, the Astros announced they hired Dusty Baker as their new manager to replace Hinch. James Click was hired to replace Lunhow as general manager on February 2.
Expectations for a full 2020 season would be dashed by the COVID-19 pandemic, which forced Major League Baseball to play a 60 game season that would take place from July to September with no fans in attendance (which was later changed for the NLCS and World Series). The Astros would be hampered by injuries to players such as Justin Verlander, Yordan Alvarez, and Roberto Osuna, who each would suffer season-ending injuries. As such, the Astros would have to rely a plethora of young arms such as Cristian Javier to go alongside veterans in Lance McCullers Jr. and Zack Greinke to accompany an offense that would have just one .300 batter in Michael Brantley. The Astros went 29–31, but finished second place in the AL West to qualify for the postseason as part of the decision by MLB to have eight postseason teams in each league for 2020 to accompany a shortened season. The Astros would go on to beat two division champions in the Minnesota Twins and Oakland Athletics to become the first team since the 1998–2001 New York Yankees to advance to the American League Championship Series four times in a row, as well as the first team with a losing regular season record to win a postseason series. In the ALCS, the Astros lost to the Tampa Bay Rays despite forcing a Game 7 after losing the first three games.
The 2021 season was the first to be played with fans in the stands for the regular season since the scandal broke. At any rate, rabid opposition for a number of fanbases went hand in hand with the challenge of replacing departed players George Springer and Josh Reddick. By the time of the break for the 2021 MLB All-Star Game, the Astros were 55–36 and contending for a top spot in the postseason, complete with four All-Star selections in Jose Altuve, Carlos Correa, Michael Brantley, and Ryan Pressly. On September 30, the Astros clinched their fourth AL West title in the span of five seasons (which was the first time they had won four division titles in five seasons since the 1998–2001 teams); the six playoff appearances in seven seasons is the best span in franchise history. Yuli Gurriel became the second Astro to win the batting title, doing so at the age of 37 with a batting average of .319. The Astros beat the Chicago White Sox in the American League Division Series to advance to their fifth consecutive ALCS, a feat matched by only two teams in LCS history and the first since the Atlanta Braves of the 1990s (having made all eight contested NLCS from 1991 to 1999). Upon playing together in Game 3 of the 2021 American League Championship Series, Altuve, Correa, Gurriel, and Bregman set a new record for most games played together by four teammates at any position in MLB history, with that game being the 64th between the core four. On October 22, the Astros prevailed 5–0 in Game 6 over the Boston Red Sox to win their third pennant in the last five seasons. They went on to lose the 2021 World Series to the Atlanta Braves in six games.
Uniforms
1962–1964: The Colt .45's
Houston's MLB franchise debuted as the Colt .45s in 1962, and the original home uniforms featured a navy pistol with orange smoke coming out of the barrel to form the "C" in "Colts". The road uniforms featured the city name written in navy block letters with orange trim, and the flag of Texas patch was placed on the left sleeve. Caps were all-navy featuring ".45s" in orange letters in front.
1965–1974: Shooting stars
Renamed the Astros and moving to the Astrodome in 1965, they took to the field in home uniforms featuring the "shooting star" design. The uniforms initially featured "Astros" in navy with orange trim, and the cap now sported an orange star with "H" in block serif letters. The road uniforms remained the same save for the Astros logo replacing the Texas flag (the same logo was also applied on the home uniforms).
In 1971 the Astros made some changes to their uniform: they kept the same style they had in previous seasons, but inverted the colors. What was navy was now orange and what was orange was now a lighter shade of blue. The players' last names were added to the back of the jerseys. In 1972, the uniform fabric was also changed to what was at the time revolutionizing the industry – polyester. Belts were replaced by elastic waistbands, and jerseys zipped up instead of having buttons. The uniforms became popular with fans, but would last only until 1975, when the Astros would shock baseball and the fashion world.
1975–1986: Tequila sunrise/Orange rainbows
The 1975 season saw the introduction of the Astros' new uniforms. Many teams were going away from the traditional uniform and the Astros were no exception. From the chest down, the uniform was a solid block of yellow, orange, and red stripes. There was also a large dark blue star over the midsection. The same multi-colored stripes ran down the pant legs. Players' numbers not only appeared on the back of the jersey, but also on the pant leg. The bright stripes were meant to appear as a fiery trail like a rocket sweeping across the heavens. The uniforms were panned by critics, but the public liked them and versions started appearing at the high school and little league level. The uniform was so different from what other teams wore that the Astros wore it both at home and on the road until 1980, though it underwent a few minor modifications with the navy star and number style.
1980–1993: Rainbow shoulders
Also in 1980, the Astros debuted a significantly cleaner uniform, relegating the rainbows to the sleeves. The design was initially worn on the road (with the original rainbow uniform relegated to home games), but in 1982 the rainbow shoulder look began appearing on select home games as well. In addition, the navy cap returned with this uniform and the orange cap was eventually retired in 1983. By 1987, this uniform became the Astros' primary look, retiring the original rainbow uniforms. The Astros never wore grey uniforms with this design, opting for white at home and cream on the road. Prior to the 1989 season, the pullover design was retired and buttons and belts returned to this uniform.
1994–1999: Midnight blue and gold
Coinciding with the change in ownership, the team switched uniforms and team colors after the season in order to go for a new, more serious image. The team's trademark rainbow uniforms were retired, and the team's colors changed to midnight blue and metallic gold. The "Astros" font on the team logo was changed to a more aggressive one, and the team's traditional star logo was changed to a stylized, "flying" star with an open left end.
Both the home and road uniforms featured a star substituting for the penultimate letter "O" in both "Astros" (home) and "Houston" (road); the road uniform was later tweaked in 1997 with the star now affixed next to the word "Houston". The letters were written in a more futuristic manner. The Astros also wore midnight blue alternates with "Astros" in white with gold trim. The midnight blue cap featured the flying star logo. It also marked the first time since 1974 that the Astros wore grey uniforms on the road.
2000–2012: Railroad design
Moving to Minute Maid Park (originally Enron Field) in 2000, the Astros took to the field wearing vintage-inspired uniforms. For the first time, navy was not part of the team's palette, and the Astros uniforms featured brick red, sand and black colors. The colors were inspired by the location of their new ballpark which formerly housed a railroad depot.
Primary home uniforms featured black pinstripes with "Astros" in black script letters and numbers in red. The road uniforms sported "Houston" in red script letters and black numbers. During this period the Astros also experimented with various alternate uniforms, wearing black, red and even non-pinstriped white uniforms. Black caps with the updated star in red became the primary cap while a red cap with the sand star was used as an alternate.
2013–present: Return to navy and orange
In 2013, the Astros returned to the classic navy and orange look of previous eras. Both uniforms featured the city name (road) and team name (home) in block navy letters with orange trim, along with numbers on the left chest. Piping was also added in front. The orange alternate contained the team name and numbers in navy with white trim. The Astros also wore navy uniforms with the orange rainbow stripes along the side; the front originally featured the "H" star before replacing it with "Astros" in orange in 2016. Navy caps with the "H" and orange star returned, along with a road variation featuring an orange brim. Until 2015, the Astros also wore all-orange caps with the home uniforms, and from 2016 to 2018, the navy alternates were paired with an orange cap with navy brim.
Achievements
Franchise record
Source:
Awards
Darryl Kile Award
Two awards are presented each year, one to a Houston Astro and one to a St. Louis Cardinal, each of whom exemplifies Kile's virtues of being "a good teammate, a great friend, a fine father and a humble man." The winner is selected by each local chapter of the Baseball Writers' Association of America.
Team captains
23 Enos Cabell, 3B/1B, 1984–1985
Team records
Retired numbers
Source:
While not officially retired, the Astros have not reissued number 57 since 2002, when former Astros pitcher Darryl Kile died as an active player with the St. Louis Cardinals. The number 42 is retired by Major League Baseball in honor of Jackie Robinson.
Hall of Fame
Baseball Hall of Fame members
Ford C. Frick Award recipients
Astros Hall of Fame
On January 26, 2019, the team announced plans for a team Hall of Fame along with an inaugural class of inductees (including all retired numbers and members of the 2012 Walk of Fame), complete with an orange jacket and renderings for each of the inductees. The Astros Hall of Fame (with sponsorship by Houston Methodist) is currently located in the former Home Run Alley area of the ballpark under the new name of Hall of Fame Alley, beginning in March that revealed a series of plaques on Hall of Fame weekend on August 2 and induction the next day. A display was installed in the Union Station lobby on January 31 that included the jerseys and hats of the first class of inductees. The 2020 season belayed induction of the second group of Hall of Fame members until August 7 of the 2021 season. While there was no class of 2021, the committee dedicated to electing a broad representation of Astros did elect a class of 2022 for August of the impending season, selecting Terry Puhl and Tal Smith as the next inductees into the Astros Hall.
Texas Sports Hall of Fame
Roster
Spring training
The Astros have held their spring training at The Ballpark of the Palm Beaches in West Palm Beach, Florida since 2017. They share the stadium with the Washington Nationals.
From 1985 to 2016, the Astros held spring training at Osceola Heritage Park in Kissimmee, Florida.
Minor league affiliations
The Houston Astros farm system consists of seven minor league affiliates.
Radio and television
Since 2013, the Astros' flagship radio station is KBME, Sportstalk 790 AM (a Fox Sports Radio affiliate). Previously, the team had a partnership with KTRH (740 AM) which went from 1999 to 2012 (both stations are owned by iHeartMedia). This change suddenly made it difficult for listeners outside of Houston itself to hear the Astros, as KTRH runs 50 kilowatts of power day and night, and KBME runs only five kilowatts. As a result, KTRH is audible across much of Central, East, and South Texas, whereas KBME can only be heard in Houston, especially after dark. Milo Hamilton, a veteran voice who was on the call for Hank Aaron's 715th career home run in 1974, retired at the end of the 2012 season, after broadcasting play-by-play for the Astros since 1985. Dave Raymond and Brett Dolan shared play-by-play duty for road games, while Raymond additionally worked as Hamilton's color analyst (while Hamilton called home games only for the past few seasons before his retirement); they were not retained and instead brought in Robert Ford and Steve Sparks to begin broadcasting for the 2013 season.
Spanish language radio play-by-play is handled by Francisco Romero, and his play-by-play partner is Alex Treviño, a former backup catcher for the club.
During the 2012 season Astros games on television were announced by Bill Brown and Jim Deshaies. In the seven seasons before then, Astros games were broadcast on television by Fox Sports Houston, with select games shown on broadcast TV by KTXH. As part of a ten-year, $1 billion deal with Comcast that includes a majority stake jointly held by the Astros and the Houston Rockets, Houston Astros games moved to the new Comcast SportsNet Houston at the beginning of the 2013 season. On September 27, 2013 CSN Houston filed for Chapter 11 Bankruptcy and surprising the Astros who own the largest stake. After being brought out of bankruptcy by DirecTV Sports Networks and AT&T, the channel's name was changed to Root Sports Southwest then later AT&T SportsNet Southwest.
The current television team consists of Todd Kalas and Geoff Blum.
Mascots
Orbit is the name given to MLB's Houston Astros mascot, a lime-green outer-space creature wearing an Astros jersey with antennae extending into baseballs. Orbit was the team's official mascot from the 1990 through the 1999 seasons, where a rabbit named Junction Jack was introduced as the team's mascot with the move from the Astrodome to then Enron Field in 2000. (Junction Jack had two "relatives", Junction Julie and Junction Jesse, who were not official mascots). Orbit returned after a 13-year hiatus on November 2, 2012, at the unveiling of the Astros' new look for their 2013 debut in the American League. The name Orbit pays homage to Houston's association with NASA and nickname Space City.
In April 1977, the Houston Astros introduced their first mascot, Chester Charge. Created by Ed Henderson, Chester Charge was a Texas cavalry soldier on a horse. Chester appeared on the field at the beginning of each home game, during the seventh-inning stretch and then ran around the bases at the conclusion of each win. At the blast of a bugle, the scoreboard would light up and the audience would yell, "Charge!"
Notes
References
General
A Six-Gun Salute: An Illustrated History of the Houston Colt .45s, by Robert Reed (Rowman-Littlefield Publishing, Boston, 1999)
Citations
External links
Houston Astros news from the Houston Chronicle
Astros team page on Baseball-Reference.com
Houston Astros Video on ESPN Video Archive
Houston Astros history
Major League Baseball teams
Grapefruit League
Baseball teams established in 1962
Professional baseball teams in Texas
1962 establishments in Texas |
13901 | https://en.wikipedia.org/wiki/Heathers | Heathers | Heathers is a 1989 American black comedy teen film written by Daniel Waters and directed by Michael Lehmann, in both of their respective film debuts. It stars Winona Ryder, Christian Slater, Shannen Doherty, Lisanne Falk, Kim Walker, and Penelope Milford. The film portrays four teenage girls—three of whom are named Heather—in a clique at an Ohio high school, one of whose lives is disrupted by the arrival of a misanthrope intent on murdering the popular students and staging their deaths as suicides.
Waters wrote Heathers as a spec script and originally wanted Stanley Kubrick to direct the film, out of admiration for Kubrick's own black comedy film Dr. Strangelove. Waters intended for the film to contrast the more optimistic teen movies of the era, particularly those written by John Hughes, by presenting a cynical depiction of high school imbued with dark satire.
Heathers premiered on January 21, 1989 at the Sundance Film Festival, and was theatrically released in the United States on March 31, 1989 by New World Pictures. Despite being a box office flop, the film received critical acclaim and won the Independent Spirit Award for Best First Feature. For his screenplay, Waters received the Edgar Award for Best Motion Picture Screenplay. It has since become popular as a cult film and is regarded as one of the greatest coming-of-age films of all time. Heathers has since been adapted into a musical and a television series.
Plot
In Westerburg High School in Sherwood, Ohio, Veronica Sawyer is part of a popular but feared clique, along with three other wealthy and beautiful girls with the same first name: Heather Chandler, Heather Duke, and Heather McNamara. The four girls often play croquet in Veronica's backyard. Tired of the clique abusing its power, Veronica longs for her old life with her kinder but less popular friends. She becomes fascinated with Jason "J.D." Dean, a new student and rebellious outsider, after he pulls out a gun and fires blanks to scare bullies Kurt Kelly and Ram Sweeney.
Veronica attends a frat party with Chandler, where she refuses to have sex with one of the members and drunkenly vomits on Chandler. In retaliation, Chandler vows to destroy her reputation. Later that night, J.D. shows up by surprise at Veronica's house, and the two have sex outside. They express to each other their mutual hatred of Chandler's tyranny.
The next morning, Veronica and J.D. break into Chandler's house, planning to get revenge by using a fake hangover cure to make Chandler vomit. J.D. pours drain cleaner into a mug, but Veronica dismisses him, thinking he is making a mean joke. She mixes orange juice and milk together instead. However, Veronica accidentally brings the wrong mug to Chandler's room; J.D. notices this but says nothing. He serves Chandler the drain cleaner, killing her. Veronica panics, and J.D. urges her to forge a dramatic suicide note in Chandler's handwriting. The school and community regard Chandler's apparent suicide as a tragic decision made by a troubled teenager, making her even more worshipped in death than in life. Meanwhile, Duke uses the attention surrounding Chandler's death to gain popularity, becoming the clique's new leader.
After Chandler's funeral, McNamara convinces Veronica to go with her, Kurt, and Ram on a double date. J.D. finds the four teens that evening in a field, and Veronica leaves with him as Kurt passes out and Ram rapes McNamara. The following day, the boys spread a false rumor about Veronica performing oral sex on them, ruining her reputation. J.D. proposes that he and Veronica lure the boys into the woods, shoot them with tranquilizers, and humiliate them by staging the scene to look like they were lovers participating in a suicide pact. J.D. shoots Ram, but Veronica's shot misses Kurt, who runs away. J.D. chases Kurt back towards Veronica who, realizing that the bullets are in fact lethal, fatally shoots him in a panic. J.D. and Veronica are nearly caught by police, but they make out in a station wagon to pretend they were there all along. At their funeral, the boys are made into martyrs to homophobia. Growing increasingly disturbed by J.D.'s behavior, Veronica breaks up with him.
J.D. blackmails Duke into getting every student to sign a "petition" that, unbeknownst to her, is intended to act as a mass suicide note. He then gives her a red scrunchie that Chandler had worn, signifying her new power over the school. Meanwhile, Martha Dunnstock, a frequent target of bullying, pins a suicide note to her chest and walks into traffic. She survives but is badly injured and mocked by her peers. Later, McNamara calls a radio show to discuss her depression; Duke tells the entire school about the radio call the next day, and McNamara is bullied. McNamara attempts suicide by overdosing in the girls' bathroom, but Veronica intervenes.
Veronica returns home, and her parents say that J.D. stopped by to tell them that he was worried she would attempt suicide. He leaves a note revealing he can mock her handwriting, and a barbie doll hanging in her room. J.D. breaks into Veronica's house with a plan to kill Heather Duke, but the murder is revealed to be a dream sequence. Realizing that J.D. plans to kill her, she fakes her own suicide. J.D. finds her and, assuming she is dead, gives a monologue revealing his plan to blow up the school pep rally and make it look like a mass suicide. The next day, Veronica confronts J.D. in the boiler room as he plants dynamite. She shoots him, and his switchblade cuts the wires to the detonator. Veronica goes outside, and J.D. follows her with a bomb strapped to his chest. He offers a personal eulogy and detonates the bomb, killing himself. As students and faculty rush outside to see what happened, Veronica walks back inside, dirty and disheveled from the explosion. She approaches Duke, takes the red scrunchie, and asserts that Duke is no longer in charge. Veronica then invites Martha to spend prom night watching movies together, as Duke looks on.
Cast
Production
Development
Daniel Waters began writing the screenplay in spring of 1986, while he was working at a video store. Waters wanted the film to be directed by Stanley Kubrick, not only out of admiration for him, but also from a perception that "Kubrick was the only person that could get away with a three-hour film". (The cafeteria scene near the start of Heathers was written as an homage to the barracks scene which opens Kubrick's Full Metal Jacket.) After a number of failed attempts to get the script to Kubrick, Waters approached director Michael Lehmann, who he met through a mutual friend. Lehmann agreed to helm the film with producer Denise Di Novi.
In the original version of the script, J.D. successfully blows up Westerburg High, and the final scene features a surreal prom gathering of all the students in heaven. Executives at New World Pictures agreed to finance the film, but they disliked the dark ending and insisted that it be changed.
Some reviewers have discussed similarities between Heathers and Massacre at Central High, a low-budget 1976 film. Heathers screenwriter Daniel Waters has stated that he had not seen Massacre at Central High at the time he wrote Heathers, but that he had read a review of it in Danny Peary's book Cult Movies, and that the earlier film may have been "rattling around somewhere in my subconscious".
Casting
Many actors and actresses turned down the project because of its dark subject matter. Early choices for Veronica were Justine Bateman and Jennifer Connelly. Winona Ryder, who was 16 at the time of filming and badly wanted the part, begged Waters to cast her as Veronica, even offering to work for free. Waters at first did not think Ryder was pretty enough, and Ryder herself commented that "at the time, I didn't look that different from my character in Beetlejuice. I was very pale. I had blue-black dyed hair. I went to Macy's at the Beverly Center and had them do a makeover on me." Ryder's agent was so opposed to her pursuing the role that she got down on her hands and knees to beg her not to take it, warning her that it would ruin her career. Eventually, she was given the role. Brad Pitt read for the role of J.D. but he was rejected. Christian Slater reports throwing a "big tantrum" and tossing his script in the trash after assuming he'd bombed his audition. He was signed to play J.D. shortly after Ryder was cast, stating later that he channeled Jack Nicholson in the film.
Heather Graham, then 17, was offered the part of Heather Chandler, but turned it down due to her parents' disapproval of the film. Kim Walker, who was dating Slater at the time, was offered the role instead. Lisanne Falk, 23 years old at the time, lied and said she was in her late teens during the audition. It was only after she was cast that she revealed her true age. Seventeen-year-old Shannen Doherty wanted the role of Veronica, but Ryder had been cast, so the producers asked her to audition for Heather Chandler. Doherty was more interested in playing Heather Duke, and ended up giving an "amazing" reading as Duke, which secured her the part. The producers wanted her to dye her hair blonde to match the other "Heathers", but Doherty refused, so they compromised on her having red hair.
Filming
Principal photography took place over 33 days in February and March 1988, on a budget of $3 million. Although set in Ohio, filming was done entirely in Los Angeles. "Westerburg High School" is an amalgam of Corvallis High School (now Bridges Academy) in Studio City, Verdugo Hills High School in Tujunga, and John Adams Middle School in Santa Monica. The gymnasium scenes were shot at Verdugo Hills High, and the climactic scene on the stairs was filmed outside John Adams Middle School. The funeral scenes were filmed at Church of the Angels in Pasadena, California, a location used in other media including Buffy the Vampire Slayer and Just Married.
Michael Lehmann has called Doherty "a bit of a handful" on set, in part because she objected to the swearing in the script and refused to say some of the more explicit lines. Falk stated that Doherty "didn't have much of a sense of humor, and she took herself a little seriously", and Di Novi said: "I don't think Shannen really got what Heathers was. And that worked for us. She made that character real." When the cast first viewed the movie, Doherty ran out crying because she realized the film was a dark comedy and not the drama she was expecting.
Soundtrack
The film uses two versions of the song "Que Sera, Sera", the first by singer Syd Straw and another over the end credits by Sly and the Family Stone. On the film's DVD commentary, Di Novi mentions that the filmmakers wanted to use the original Doris Day version of the song, but Day would not lend her name to any project using profanity.
The song "Teenage Suicide (Don't Do It)" by the fictional band Big Fun was written and produced for the film by musician Don Dixon, and performed by the ad hoc group "Big Fun", which consisted of Dixon, Mitch Easter, Angie Carlson, and Marti Jones. The song is included on Dixon's 1992 greatest hits album (If) I'm a Ham, Well You're a Sausage.
The film's electronic score was composed and performed by David Newman, and a soundtrack CD was subsequently released.
Release
Critical reception and box office failure
Heathers was released to the public in March 1989, at which time New World Pictures was going bankrupt. The film was considered a flop when it was released, earning $177,247 in its opening weekend and ultimately grossing $1.1 million in the United States over five weeks. At the time of its release, Desson Thomson of The Washington Post wrote that the film "may be the nastiest, cruelest fun you can have without actually having to study law or gird leather products. If movies were food, Heathers would be a cynic's chocolate binge." Roger Ebert gave the film 2.5 stars out of 4 and wrote that the film "is a morbid comedy about peer pressure in high school, about teenage suicide and about the deadliness of cliques that not only exclude but also maim and kill."
Cult success and subsequent home media
New World Video released Heathers on VHS and LaserDisc in 1989, and it developed a cult following after being unsuccessful at the box office. It was released again on LaserDisc on September 16, 1996, as a widescreen edition digitally transferred from Transatlantic Pictures' interpositive print under the supervision of cinematographer Francis Kenny. The sound was mastered from the magnetic sound elements. The film was then first released on DVD on March 30, 1999, in a barebones edition. In 2001, a multi-region special edition THX DVD was released from Anchor Bay Entertainment in Dolby Digital 5.1. The DVD was released in the United States, Canada, Australia, and Europe, and achieved high sales. Each release included a different front cover featuring Veronica, J.D., Chandler, Duke, and McNamara.
In 2001, a limited edition DVD set of only 15,000 copies was released. The set contained an audio commentary with director Michael Lehmann, producer Denise Di Novi and writer Daniel Waters, as well as a 30-minute documentary titled Swatch Dogs and Diet Cokeheads, featuring interviews with Ryder, Slater, Doherty, Falk, Lehmann, Waters, Di Novi, director of photography Francis Kenny, and editor Norman Hollyn. It also includes a theatrical trailer, screenplay excerpt, original ending, biographies, 10-page full-color fold-out with photos and liner notes, an 8-inch "Heathers Rules!" ruler, and a 48-page full-color yearbook style booklet with rare photos. The film was then re-released on Blu-ray by Image Entertainment in 2011 as a barebones edition, two years after Anchor Bay.
In June 2018, Arrow Films reported that Heathers would be re-released on August 8, 2018 in cinemas and on September 10 on Blu-ray, in a new 4K restoration. On July 1, 2008, a new 20th anniversary special edition DVD set was released by Anchor Bay to coincide with the DVD of writer Waters' new film Sex and Death 101. The DVD features a new documentary, Return to Westerburg High. On November 18, 2008, Anchor Bay released a Blu-ray with all the special features from the 20th anniversary DVD and a soundtrack in Dolby TrueHD 5.1. On November 12, 2019, Image Entertainment released a 30th Anniversary steelbook edition on Blu-ray. This release did not utilize Arrow Films' 4K restoration and featured new and previous special features.
Reception and legacy
On Rotten Tomatoes the film has an approval rating of 93% based on contemporary and retrospective reviews from 56 critics, with an average rating of 7.7/10. The site's critical consensus reads: "Dark, cynical, and subversive, Heathers gently applies a chainsaw to the conventions of the high school movie – changing the game for teen comedies to follow." On Metacritic, the film has a weighted average score of 72/100 based on 20 reviews by mainstream critics. Academics have likened Heathers to other films popular during the 1980s and early 1990s which characterized domestic youth narratives as part and parcel of the "culture war".
Waters created a specific set of slang and style of speech for the film, wanting to ensure that the language in the film would have "timeless" quality instead of just reflecting teen slang at the time. Much of the language made its way into the popular vernacular. The film is among the most cited in the Oxford English Dictionary.
Related projects
Possible film sequel
On June 2, 2009, Entertainment Weekly reported that Ryder had claimed that there would be a sequel to the film, titled Heathers 2, with Slater coming back "as a kind of Obi-Wan character". However, Lehmann denied development of a sequel, saying, "Winona's been talking about this for years—she brings it up every once in a while and Dan Waters and I will joke about it, but as far as I know there's no script and no plans to do the sequel."
Musical
In 2010, Heathers was adapted into a stage musical directed by Andy Fickman. Fickman also worked on the musical Reefer Madness, a parody of the anti-cannabis movie of the same name which was turned into a feature film. Heathers: The Musical, which opens with a number depicting Veronica's acceptance into the Heathers' clique, received several readings in workshops in Los Angeles and a three-show concert presentation at Joe's Pub in New York City on September 13–14, 2010. The cast of the Joe's Pub concert included Annaleigh Ashford as Veronica, Jenna Leigh Green as Heather Chandler, and Jeremy Jordan as J.D.
The musical played at Off-Broadway's New World Stages with performances beginning March 15, 2014 and an opening night on March 31. The original cast of the Off-Broadway production included Barrett Wilbert Weed as Veronica Sawyer, Jessica Keenan Wynn as Heather Chandler, Ryan McCartan as JD, Alice Lee as Heather Duke, and Elle McLemore as Heather McNamara. It closed on August 4, 2014.
An Off West End production of Heathers, directed by Andy Fickman, played at The Other Palace in London with performances between 19 June and 4 August 2018. Its cast included Carrie Hope Fletcher as Veronica Sawyer, Jodie Steele as Heather Chandler, Jamie Muscato as JD, T’Shan Williams as Heather Duke and Sophie Isaacs as Heather McNamara. It transferred to the West End in September 2018, playing in Theatre Royal Haymarket, London. A high school production of the musical is the focus of the "Chapter Fifty-One: Big Fun" episode of Riverdale.
In 2021 Heathers returned for a limited run back at the Haymarket with Christina Bennington playing Veronica Sawyer, Jordan Luke Gage as JD. The three heathers were played by Jodie Steele (Heather Chandler), Bobbi Little (Heather Duke) and Frances Mayli McCann (Heather McNamara). It is now currently playing at The other Palace until February 2022.
Television adaptation
In March 2016, TV Land ordered a pilot script for an anthology dark comedy series, set in the present day, with a very different Veronica Sawyer dealing with a very different but equally vicious group of Heathers. The series was written by Jason Micallef and Tom Rosenberg, and Gary Lucchesi was the executive producer In January 2017, the Heathers TV show was ordered to Series at TV Land. Shannen Doherty, the movie's Heather Duke, makes a cameo appearance in the pilot.
In March 2017, it was reported that the series was moved to the then upcoming Paramount Network. Selma Blair has a recurring role in the series. A trailer for the rebooted series was released in August 2017. The series stars Grace Victoria Cox as Veronica Sawyer, James Scully as J.D., Melanie Field as Heather Chandler, Brendan Scannell as Heather Duke, Jasmine Mathews as Heather McNamara, Birgundi Baker as Lizzy, and Cameron Gellman as Kurt. The series was set to premiere on March 7, 2018, but on February 28, 2018, it was announced that the premiere would be delayed in light of the Stoneman Douglas High School shooting.
References
External links
1989 films
1989 comedy films
1989 directorial debut films
1989 independent films
1980s black comedy films
1980s high school films
1980s satirical films
1980s teen comedy films
American black comedy films
American coming-of-age comedy films
American high school films
American films
American films about revenge
American independent films
American satirical films
American teen comedy films
Edgar Award-winning works
English-language films
Films about bullying
Films about murderers
Films about psychopaths
Films about school violence
Films about suicide
Films directed by Michael Lehmann
Films produced by Denise Di Novi
Films scored by David Newman
Films set in Ohio
Films shot in Los Angeles
New World Pictures films
American serial killer films |
13904 | https://en.wikipedia.org/wiki/History%20of%20Albania | History of Albania | The history of Albania forms a part of the history of Europe. During classical antiquity, Albania was home to several Illyrian tribes such as the Ardiaei, Albanoi, Amantini, Enchele, Taulantii and many others, but also Thracian and Greek tribes, as well as several Greek colonies established on the Illyrian coast. In the 3rd century BC, the area was annexed by Rome and became part of the Roman provinces of Dalmatia, Macedonia and Moesia Superior. Afterwards, the territory remained under Roman and Byzantine control until the Slavic migrations of the 7th century. It was integrated into the Bulgarian Empire in the 9th century.
In the Middle Ages, the Principality of Arbër and a Sicilian union known as the medieval Kingdom of Albania were established. Some areas became part of the Venetian and later Serbian Empire. Between the mid-14th and the late 15th centuries, most of modern-day Albania was dominated by Albanian principalities, when the Albanian principalities fell to the rapid invasion of the Ottoman Empire. Albania remained under Ottoman control as part of the province of Rumelia until 1912; with some interruptions during the 18th and 19th century with the establishment of autonomy minded Albanian lords. The first independent Albanian state was founded by the Albanian Declaration of Independence following a short occupation by the Kingdom of Serbia. The formation of an Albanian national consciousness dates to the later 19th century and is part of the larger phenomenon of the rise of nationalism under the Ottoman Empire.
A short-lived monarchical state known as the Principality of Albania (1914–1925) was succeeded by an even shorter-lived first Albanian Republic (1925–1928). Another monarchy, the Kingdom of Albania (1928–1939), replaced the republic. The country endured occupation by Italy just prior to World War II. After the collapse of the Axis powers, Albania became a communist state, the Socialist People's Republic of Albania, which for most of its duration was dominated by Enver Hoxha (died 1985). Hoxha's political heir Ramiz Alia oversaw the disintegration of the "Hoxhaist" state during the wider collapse of the Eastern Bloc in the later 1980s.
The communist regime collapsed in 1990, and the former communist Party of Labour of Albania was routed in elections in March 1992, amid economic collapse and social unrest. The unstable economic situation led to an Albanian diaspora, mostly to Italy, Greece, Switzerland, Germany and North America during the 1990s. The crisis peaked in the Albanian Turmoil of 1997. An amelioration of the economic and political conditions in the early years of the 21st century enabled Albania to become a full member of NATO in 2009. The country is applying to join the European Union.
Prehistory
The first traces of human presence in Albania, dating to the Middle Paleolithic and Upper Paleolithic eras, were found in the village of Xarrë, near Sarandë and Dajti near Tirana. The objects found in a cave near Xarrë include flint and jasper objects and fossilized animal bones, while those found at Mount Dajt comprise bone and stone tools similar to those of the Aurignacian culture. The Paleolithic finds of Albania show great similarities with objects of the same era found at Crvena Stijena in Montenegro and north-western Greece.
There are several archaeological sites in Albania that carry artifacts dating from the Neolithic era, and they are dated between 6,000 and 2,000 B.C. The most important are found in Maliq, Gruemirë, Dushman (Dukagjin), on the Erzen river (close to Shijak), near Durrës, Ziçisht, Nepravishtë, Finiq, and Butrint.
Several Bronze Age artifacts from tumulus burials have been unearthed in southern Albania that show close connection with sites in south-western Macedonia and Lefkada, Greece. Archaeologists have come to the conclusion that these regions were inhabited from the middle of the third millennium BC by Indo-European people who spoke a Proto-Greek language. A part of this population later moved to Mycenae around 1600 BC and founded the Mycenaean civilisation there. Other tumulus burials have been found in northern Albania, especially near the city of Shkodra around the third millennium BC, these burials were most likely built by Proto Illyrians. Another population group, the Illirii, probably the southernmost Illyrian tribe of that time that lived on the border of Albania and Montenegro, possibly neighbored the Greek tribes.
In the late Bronze Age and early Iron Age a number of possible population movements occurred in the territories of modern Albania, for example the settlement of the Bryges in areas of southern Albania-northwestern Greece and Illyrian tribes into central Albania. The latter derived from early an Indo-European presence in the western Balkan Peninsula. The movement of the Byrgian tribes can be assumed to coincide with the beginning Iron Age in the Balkans during the early 1st millennium BC.
Archaeologists associate the Illyrians with the Hallstatt culture, an Iron Age people noted for production of iron, bronze swords with winged-shaped handles, and the domestication of horses. It is impossible to delineate Illyrian tribes from Paleo-Balkans in a strict linguistic sense, but areas classically included under "Illyrian" for the Balkans Iron Age include the area of the Danube, Sava, and Morava rivers to the Adriatic Sea and the Shar Mountains.
Antiquity
Illyrians
The Illyrians were a group of tribes who inhabited the western Balkans during the classical times. The territory the tribes covered came to be known as Illyria to Greek and Roman authors, corresponding roughly to the area between the Adriatic Sea in the west, the Drava river in the north, the Morava river in the east and the mouth of Vjosë river in the south. The first account of the Illyrian peoples comes from the Coastal Passage contained in a periplus, an ancient Greek text of the middle of the 4th century BC.
Several Illyrian tribes that resided in the region of Albania were the Ardiaei, Taulantii and Albanoi in central Albania, the Parthini, the Abri and the Caviii in the north, the Enchelei in the east, the Bylliones in the south and several others. In the westernmost parts of the territory of Albania, along with the Illyrian tribes, lived the Bryges, a Phrygian people, and in the south lived the Greek tribe of the Chaonians.
In the 4th century BC, the Illyrian king Bardylis united several Illyrian tribes and engaged in conflicts with Macedon to the south-east, but was defeated. Bardyllis was succeeded by Grabos II, then by Bardylis II, and then by Cleitus the Illyrian, who was defeated by Alexander the Great.
Around 230 BC, the Ardiaei briefly attained military might under the reign of king Agron. Agron extended his rule over other neighbouring tribes as well. He raided parts of Epirus, Epidamnus, and the islands of Corcyra and Pharos. His state stretched from Narona in Dalmatia south to the river Aoos and Corcyra. During his reign, the Ardiaean Kingdom reached the height of its power. The army and fleet made it a major regional power in the Balkans and the southern Adriatic. The king regained control of the Adriatic with his warships (lembi), a domination once enjoyed by the Liburnians. None of his neighbours were nearly as powerful. Agron divorced his (first) wife.
Agron suddenly died, circa 231BC, after his triumph over the Aetolians. Agron's (second) wife was Queen Teuta, who acted as regent after Agron's death. According to Polybius, she ruled "by women's reasoning". Teuta started to address the neighbouring states malevolently, supporting the piratical raids of her subjects. After capturing Dyrrhachium and Phoenice, Teuta's forces extended their operations further southward into the Ionian Sea, defeating the combined Achaean and Aetolian fleet in the Battle of Paxos and capturing the island of Corcyra. Later on, in 229 BC, she clashed with the Romans and initiated the Illyrian Wars. These wars, which were spread out over 60 years, eventually resulted in defeat for the Illyrians by 168 BC and the end of Illyrian independence when King Gentius was defeated by a Roman army after heavy clashes with Rome and Roman allied cities such as Apollonia and Dyrrhachium under Anicius Gallus. After his defeat, the Romans split the region into three administrative divisions, called meris.
Greeks and Romans
Beginning in the 7th century BC, Greek colonies were established on the Illyrian coast. The most important were Apollonia, Aulon (modern-day Vlorë), Epidamnos (modern-day Durrës), and Lissus (modern-day Lezhë). The rediscovered Greek city of Buthrotum () (modern-day Butrint), a UNESCO World Heritage Site, is probably more significant today than it was when Julius Caesar used it as a provisions depot for his troops during his campaigns in the 1st century BC. At that time, it was considered an unimportant outpost, overshadowed by Apollonia and Epidamnos.
The lands comprising modern-day Albania were incorporated into the Roman Empire as part of the province of Illyricum above the river Drin, and Roman Macedonia (specifically as Epirus Nova) below it. The western part of the Via Egnatia ran inside modern Albania, ending at Dyrrachium. Illyricum was later divided into the provinces of Dalmatia and Pannonia.
The Roman province of Illyricum or Illyris Romana or Illyris Barbara or Illyria Barbara replaced most of the region of Illyria. It stretched from the Drilon River in modern Albania to Istria (Croatia) in the west and to the Sava River (Bosnia and Herzegovina) in the north. Salona (near modern Split in Croatia) functioned as its capital. The regions which it included changed through the centuries though a great part of ancient Illyria remained part of Illyricum.
South Illyria became Epirus Nova, part of the Roman province of Macedonia. In 357 AD the region was part of the Praetorian prefecture of Illyricum one of four large praetorian prefectures into which the Late Roman Empire was divided. By 395 AD dioceses in which the region was divided were the Diocese of Dacia (as Pravealitana), and the Diocese of Macedonia (as Epirus Nova). Most of the region of modern Albania corresponds to the Epirus Nova.
Christianization
Christianity came to Epirus nova, then part of the Roman province of Macedonia. Since the 3rd and 4th century AD, Christianity had become the established religion in Byzantium, supplanting pagan polytheism and eclipsing for the most part the humanistic world outlook and institutions inherited from the Greek and Roman civilizations. The Durrës Amphitheatre (Albanian: Amfiteatri i Durrësit) is a historic monument from the time period located in Durrës, Albania, that was used to preach Christianity to civilians during that time.
When the Roman Empire was divided into eastern and western halves in AD 395, Illyria east of the Drinus River (Drina between Bosnia and Serbia), including the lands form Albania, were administered by the Eastern Empire but were ecclesiastically dependent on Rome. Though the country was in the fold of Byzantium, Christians in the region remained under the jurisdiction of the Pope until 732. In that year the iconoclast Byzantine emperor Leo III, angered by archbishops of the region because they had supported Rome in the Iconoclastic Controversy, detached the church of the province from the Roman pope and placed it under the patriarch of Constantinople.
When the Christian church split in 1054 between Eastern Orthodoxy and Catholicism, the region of southern Albania retained its ties to Constantinople, while the north reverted to the jurisdiction of Rome. This split marked the first significant religious fragmentation of the country. After the formation of the Slav principality of Dioclia (modern Montenegro), the metropolitan see of Bar was created in 1089, and dioceses in northern Albania (Shkodër, Ulcinj) became its suffragans. Starting in 1019, Albanian dioceses of the Byzantine rite were suffragans of the independent Archdiocese of Ohrid until Dyrrachion and Nicopolis, were re-established as metropolitan sees. Thereafter, only the dioceses in inner Albania (Elbasan, Krujë) remained attached to Ohrid. In the 13th century during the Venetian occupation, the Latin Archdiocese of Durrës was founded.
Middle Ages
Early Middle Ages
After the region fell to the Romans in 168 BC it became part of Epirus nova that was, in turn, part of the Roman province of Macedonia. When the Roman Empire was divided into East and West in 395, the territories of modern Albania became part of the Byzantine Empire. Beginning in the first decades of Byzantine rule (until 461), the region suffered devastating raids by Visigoths, Huns, and Ostrogoths. In the 6th and 7th centuries, the region experienced an influx of Slavs.
In general, the invaders destroyed or weakened Roman and Byzantine cultural centres in the lands that would become Albania.
In the late 11th and 12th centuries, the region played a crucial part in the Byzantine–Norman wars; Dyrrhachium was the westernmost terminus of the Via Egnatia, the main overland route to Constantinople, and was one of the main targets of the Normans (cf. Battle of Dyrrhachium (1081)). Towards the end of the 12th century, as Byzantine central authority weakened and rebellions and regionalist secessionism became more common, the region of Arbanon became an autonomous principality ruled by its own hereditary princes. In 1258, the Sicilians took possession of the island of Corfu and the Albanian coast, from Dyrrhachium to Valona and Buthrotum and as far inland as Berat. This foothold, reformed in 1272 as the "Kingdom of Albania", was intended by the dynamic Sicilian ruler, Charles of Anjou, to become the launchpad for an overland invasion of the Byzantine Empire. The Byzantines, however, managed to recover most of Albania by 1274, leaving only Valona and Dyrrhachium in Charles' hands. Finally, when Charles launched his much-delayed advance, it was stopped at the Siege of Berat in 1280–1281. Albania would remain largely part of the Byzantine empire until the Byzantine civil war of 1341–1347 when it fell shortly to the hands of the Serbian ruler Stephen Dushan.
In the mid-9th century, most of eastern Albania became part of the Bulgarian Empire. The area, known as Kutmichevitsa, became an important Bulgarian cultural center in the 10th century with many thriving towns such as Devol, Glavinitsa (Ballsh) and Belgrad (Berat). When the Byzantines managed to conquer the First Bulgarian Empire the fortresses in eastern Albania were some of the last Bulgarian strongholds to submit to the Byzantines. Later the region was recovered by the Second Bulgarian Empire.
In the Middle Ages, the name Arberia began to be increasingly applied to the region now comprising the nation of Albania. The first undisputed mention of Albanians in the historical record is attested in a Byzantine source for the first time in 1079–1080, in a work titled History by Byzantine historian Michael Attaliates, who referred to the Albanoi as having taken part in a revolt against Constantinople in 1043 and to the Arbanitai as subjects of the duke of Dyrrhachium. A later reference to Albanians from the same Attaliates, regarding the participation of Albanians in a rebellion around 1078, is undisputed.
Principality of Arbër
In 1190, the Principality of Arbër (Arbanon) was founded by archon Progon in the region of Krujë. Progon was succeeded by Gjin Progoni and then Dhimitër Progoni. Arbanon extended over the modern districts of central Albania, with its capital located at Krujë.
The principality of Arbanon was established in 1190 by the native archon Progon in the region surrounding Kruja, to the east and northeast of Venetian territories. Progon was succeeded by his sons Gjin and then Demetrius (Dhimitër), who managed to retain a considerable degree of autonomy from the Byzantine Empire. In 1204, Arbanon attained full, though temporary, political independence, taking advantage of the weakening of Constantinople following its pillage during the Fourth Crusade. However, Arbanon lost its large autonomy ca. 1216, when the ruler of Epirus, Michael I Komnenos Doukas, started an invasion northward into Albania and Macedonia, taking Kruja and ending the independence of the principality of Arbanon and its ruler, Demetrius. After the death of Demetrius, the last ruler of the Progon family, the same year, Arbanon was successively controlled subsequently by the Despotate of Epirus, the Bulgarian Empire and, from 1235, by the Empire of Nicaea.
During the conflicts between Michael II Komnenos Doukas of Epirus and Emperor John III Doukas Vatatzes, Golem (ruler of Arbanon at the time) and Theodore Petraliphas, who were initially Michael's allies, defected to John III in 1252. He is last mentioned in the sources among other local leaders, in a meeting with George Akropolites in Durrës in 1256. Arbanon was a beneficiary of the Via Egnatia trade road, which brought wealth and benefits from the more developed Byzantine civilization.
High Middle Ages
After the fall of the Principality of Arber in territories captured by the Despotate of Epirus, the Kingdom of Albania was established by Charles of Anjou. He took the title of King of Albania in February 1272. The kingdom extended from the region of Durrës (then known as Dyrrhachium) south along the coast to Butrint. After the failure of the Eighth Crusade, Charles of Anjou returned his attention to Albania. He began contacting local Albanian leaders through local catholic clergy. Two local Catholic priests, namely John from Durrës and Nicola from Arbanon, acted as negotiators between Charles of Anjou and the local noblemen. During 1271 they made several trips between Albania and Italy eventually succeeding in their mission.
On 21 February 1272, a delegation of Albanian noblemen and citizens from Durrës made their way to Charles' court. Charles signed a treaty with them and was proclaimed King of Albania "by common consent of the bishops, counts, barons, soldiers and citizens" promising to protect them and to honor the privileges they had from Byzantine Empire. The treaty declared the union between the Kingdom of Albania (Latin: Regnum Albanie) with the Kingdom of Sicily under King Charles of Anjou (Carolus I, dei gratia rex Siciliae et Albaniae). He appointed Gazzo Chinardo as his Vicar-General and hoped to take up his expedition against Constantinople again. Throughout 1272 and 1273 he sent huge provisions to the towns of Durrës and Vlorë. This alarmed the Byzantine Emperor, Michael VIII Palaiologos, who began sending letters to local Albanian nobles, trying to convince them to stop their support for Charles of Anjou and to switch sides. However, the Albanian nobles placed their trust on Charles, who praised them for their loyalty.
Throughout its existence the Kingdom saw armed conflict with the Byzantine empire. The kingdom was reduced to a small area in Durrës. Even before the city of Durrës was captured, it was landlocked by Karl Thopia's principality. Declaring himself as Angevin descendant, with the capture of Durrës in 1368 Karl Thopia created the Princedom of Albania. During its existence Catholicism saw rapid spread among the population which affected the society as well as the architecture of the Kingdom. A Western type of feudalism was introduced and it replaced the Byzantine Pronoia.
Principalities and League of Lezhë
In 1371, the Serbian Empire was dissolved and several Albanian principalities were formed including the Principality of Kastrioti, Principality of Albania and Despotate of Arta as the major ones.
In the late 14th and the early 15th century the Ottoman Empire conquered parts of south and central Albania. The Albanians regained control of their territories in 1444 when the League of Lezhë was established, under the rule of George Kastrioti Skanderbeg, the Albanian national hero. The League was a military alliance of feudal lords in Albania forged in Lezhë on 2 March 1444, initiated and organised under Venetian patronage with Skanderbeg as leader of the regional Albanian and Serbian chieftains united against the Ottoman Empire. The main members of the league were the Arianiti, Balšić, Dukagjini, Muzaka, Spani, Thopia and Crnojevići. For 25 years, from 1443 to 1468, Skanderbeg's 10,000-man army marched through Ottoman territory winning against consistently larger and better supplied Ottoman forces. Threatened by Ottoman advances in their homeland, Hungary, and later Naples and Venice – their former enemies – provided the financial backbone and support for Skanderbeg's army. By 1450 it had certainly ceased to function as originally intended, and only the core of the alliance under Skanderbeg and Araniti Comino continued to fight on. After Skanderbeg's death in 1468, the sultan "easily subdued Albania," but Skanderbeg's death did not end the struggle for independence, and fighting continued until the Ottoman siege of Shkodra in 1478–79, a siege ending when the Republic of Venice ceded Shkodra to the Ottomans in the peace treaty of 1479.
Early Ottoman period
Ottoman supremacy in the west Balkan region began in 1385 with their success in the Battle of Savra. Following that battle, the Ottoman Empire in 1415 established the Sanjak of Albania covering the conquered parts of Albania, which included territory stretching from the Mat River in the north to Chameria in the south. In 1419, Gjirokastra became the administrative centre of the Sanjak of Albania.
The northern Albanian nobility, although tributary of the Ottoman Empire they still had autonomy to rule over their lands, but the southern part which was put under the direct rule of the Ottoman Empire, prompted by the replacement of large parts of the local nobility with Ottoman landowners, centralized governance and the Ottoman taxation system, the population and the nobles, led principally by Gjergj Arianiti, revolted against the Ottomans.
During the early phases of the revolt, many land (timar) holders were killed or expelled. As the revolt spread, the nobles, whose holdings had been annexed by the Ottomans, returned to join the revolt and attempted to form alliances with the Holy Roman Empire. While the leaders of the revolt were successful in defeating successive Ottoman campaigns, they failed to capture many of the important towns in the Sanjak of Albania. Major combatants included members of the Dukagjini, Zenebishi, Thopia, Kastrioti and Arianiti families. In the initial phase, the rebels were successful in capturing some major towns such as Dagnum. Protracted sieges such as that of Gjirokastër, the capital of the Sanjak, gave the Ottoman army time to assemble large forces from other parts of the empire and to subdue the main revolt by the end of 1436. Because the rebel leaders acted autonomously without a central leadership, their lack of coordination of the revolt contributed greatly to their final defeat. Ottoman forces conducted a number of massacres in the aftermath of the revolt.
Ottoman-Albanian Wars
Many Albanians had been recruited into the Janissary corps, including the feudal heir George Kastrioti who was renamed Skanderbeg (Iskandar Bey) by his Turkish officers at Edirne. After the Ottoman defeat in the Battle of Niš at the hands of the Hungarians, Skanderbeg deserted in November 1443 and began a rebellion against the Ottoman Empire.
After his desertion, Skanderbeg re-converted to Christianity and declared war against the Ottoman Empire, which he led from 1443 to 1468. Skanderbeg summoned the Albanian princes to the Venetian-controlled town of Lezhë where they formed the League of Lezhë. Gibbon reports that the "Albanians, a martial race, were unanimous to live and die with their hereditary prince", and that "in the assembly of the states of Epirus, Skanderbeg was elected general of the Turkish war and each of the allies engaged to furnish his respective proportion of men and money". Under a red flag bearing Skanderbeg's heraldic emblem, an Albanian force held off Ottoman campaigns for twenty-five years and overcame a number of the major sieges: Siege of Krujë (1450), Second Siege of Krujë (1466–67), Third Siege of Krujë (1467) against forces led by the Ottoman sultans Murad II and Mehmed II. For 25 years Skanderbeg's army of around 10,000 men marched through Ottoman territory winning against consistently larger and better supplied Ottoman forces.
Throughout his rebellion, Skanderbeg defeated the Ottomans in a number of battles, including Torvioll, Oranik, Otonetë, Modric, Ohrid and Mokra; with his most brilliant being in Albulena. However, Skanderbeg did not receive any of the help which had been promised to him by the popes or the Italian states, Venice, Naples and Milan. He died in 1468, leaving no clear successor. After his death the rebellion continued, but without its former success. The loyalties and alliances created and nurtured by Skanderbeg faltered and fell apart and the Ottomans reconquered the territory of Albania, culminating with the siege of Shkodra in 1479. However, some territories in Northern Albania remained under Venetian control. Shortly after the fall of the castles of northern Albania, many Albanians fled to neighbouring Italy, giving rise to the Arbëreshë communities still living in that country.
Skanderbeg's long struggle to keep Albania free became highly significant to the Albanian people, as it strengthened their solidarity, made them more conscious of their national identity, and served later as a great source of inspiration in their struggle for national unity, freedom and independence.
Late Ottoman period
Upon the Ottomans return in 1479, a large number of Albanians fled to Italy, Egypt and other parts of the Ottoman Empire and Europe and maintained their Arbëresh identity. Many Albanians won fame and fortune as soldiers, administrators, and merchants in far-flung parts of the Empire. As the centuries passed, however, Ottoman rulers lost the capacity to command the loyalty of local pashas, which threatened stability in the region. The Ottoman rulers of the 19th century struggled to shore up central authority, introducing reforms aimed at harnessing unruly pashas and checking the spread of nationalist ideas. Albania would be a part of the Ottoman Empire until the early 20th century.
The Ottoman period that followed was characterized by a change in the landscape through a gradual modification of the settlements with the introduction of bazaars, military garrisons and mosques in many Albanian regions. Part of the Albanian population gradually converted to Islam, with many joining the Sufi Order of the Bektashi. Converting from Christianity to Islam brought considerable advantages, including access to Ottoman trade networks, bureaucratic positions and the army. As a result, many Albanians came to serve in the elite Janissary and the administrative Devşirme system. Among these were important historical figures, including Iljaz Hoxha, Hamza Kastrioti, Koca Davud Pasha, Zağanos Pasha, Köprülü Mehmed Pasha (head of the Köprülü family of Grand Viziers), the Bushati family, Sulejman Pasha, Edhem Pasha, Nezim Frakulla, Haxhi Shekreti, Hasan Zyko Kamberi, Ali Pasha of Gucia, Muhammad Ali ruler of Egypt, Ali Pasha of Tepelena rose to become one of the most powerful Muslim Albanian rulers in western Rumelia. His diplomatic and administrative skills, his interest in modernist ideas and concepts, his popular religiousness, his religious neutrality, his win over the bands terrorizing the area, his ferocity and harshness in imposing law and order, and his looting practices towards persons and communities in order to increase his proceeds cause both the admiration and the criticism of his contemporaries. His court was in Ioannina, but the territory he governed incorporated most of Epirus and the western parts of Thessaly and Greek Macedonia in Northern Greece.
Many Albanians gained prominent positions in the Ottoman government, Albanians highly active during the Ottoman era and leaders such as Ali Pasha of Tepelena might have aided Husein Gradaščević. The Albanians proved generally faithful to Ottoman rule following the end of the resistance led by Skanderbeg, and accepted Islam more easily than their neighbors.
Autonomous Principality (1515–1921)
The early period of Mirdita is rather unknown, but after the death of Skanderbeg in 1468, Dukagjini family was overly weakened, the Ottomans blooded causing massive displacement and large movements of Albanian population across the Adriatic. But according to traditional Mirdita legends, one of the brothers of Lekë Dukagjini, respectively, Pal Dukagjini was put on Oroshi Cleft, at that gorge where for five centuries Albanians in Mirdita stayed with an unprecedented heroism. From Pal Dukagjini descend the family of Mark Gjon Marku, the hereditary leader of Mirdita Province. This genealogy appears chronologically in this way. Later, the genealogical tree Albanian family divides into three parts: Preng Lleshi, Lleshi i Zi and Dod Lleshi. A good part of these "Kapedans", as they were called the princes of the families, were killed defending the homeland in various wars. The Mirdita provinces, Fandi i Vogel, Fandi i Madh, and Dibra, were out of the Turks control in the XVI century. Ottoman authorities, seeing the impossibility for an invasion of this remote area, preferred to set a mixed tax (xhizjen) that was collect for the Sublime Porte.
In 1515 Mirdita residents refused to pay the tax to the Turkish rulers and took arms against them. Since then, Turkish legislation did never act in those areas held by tribal traditions described in the Kanun. This Officially Established the Principality of Mirdita in 1515. A document from 1570 presented Mirdita as a bajrak unity with a strong military force and inherited Prince called Mirdita, a Catholic population which included 1500 warriors who guarded almost every path of Mirdita and there ruled Gjon Marku I.
Altogether after 1818 the principality reached its maximum and was significantly expanded with the union of twelve bajraks. Due to the inhabitants of Mirdita along with the surrounding tribal regions, always obtaining a status of autonomy and semi-independence from the Ottomans and managing to preserve their Roman Catholic faith the region is known as a stronghold of Albanian nationalism and devout Catholicism.
Semi-independent Albanian Pashaliks
A period of semi-independence started during the mid 18th century. As Ottoman power began to decline in the 18th century, the central authority of the empire in Albania gave way to the local authority of autonomy-minded lords. The most successful of those lords were three generations of pashas of the Bushati family, who dominated most of northern Albania from 1757 to 1831, and Ali Pasha Tepelena of Janina (now Ioánnina, Greece), a brigand-turned-despot who ruled over southern Albania and northern Greece from 1788 to 1822.
Those pashas created separate states within the Ottoman state until they were overthrown by the sultan.
Modern
National Renaissance
In the 1870s, the Sublime Porte's reforms aimed at checking the Ottoman Empire's disintegration had failed. The image of the "Turkish yoke" had become fixed in the nationalist mythologies and psyches of the empire's Balkan peoples and their march toward independence quickened. The Albanians, because of the higher degree of Islamic influence, their internal social divisions, and the fear that they would lose their Albanian-speaking territories to the emerging Serbia, Montenegro, Bulgaria, and Greece, were the last of the Balkan peoples to desire division from the Ottoman Empire. With the rise of the Albanian National Awakening, Albanians regained a sense of statehood and engaged in military resistance against the Ottoman Empire as well as instigating a massive literary revival. Albanian émigrés in Bulgaria, Egypt, Italy, Romania and the United States supported the writing and distribution of Albanian textbooks and writings.
League of Prizren
In the second quarter of the 19th century, after the fall of the Albanian pashaliks and the Massacre of the Albanian Beys, an Albanian National Awakening took place and many revolts against the Ottoman Empire were organized. These revolts included the Albanian Revolts of 1833–1839, the Revolt of 1843–44, and the Revolt of 1847. A culmination of the Albanian National Awakening was the League of Prizren. The league was formed at a meeting of 47 Ottoman beys in Prizren on 18 June 1878. An initial position of the league was presented in a document known as Kararname. Through this document Albanian leaders emphasized their intention to preserve and maintain the territorial integrity of the Ottoman Empire in the Balkans by supporting the porte, and "to struggle in arms to defend the wholeness of the territories of Albania". In this early period, the League participated in battles against Montenegro and successfully wrestled control over Plav and Gusinje after brutal warfare with Montenegrin troops. In August 1878, the Congress of Berlin ordered a commission to determine the border between the Ottoman Empire and Montenegro. Finally, the Great Powers blockaded Ulcinj by sea and pressured the Ottoman authorities to bring the Albanians under control. Albanian diplomatic and military efforts were successful in wresting control of Epirus, however some lands were still ceded to Greece by 1881.
The League's founding figure Abdyl Frashëri influenced the League to demand autonomy and wage open war against the Ottomans. Faced with growing international pressure "to pacify" the refractory Albanians, the sultan dispatched a large army under Dervish Turgut Pasha to suppress the League of Prizren and deliver Ulcinj to Montenegro. The League of Prizren's leaders and their families were arrested and deported. Frashëri, who originally received a death sentence, was imprisoned until 1885 and exiled until his death seven years later. A similar league was established in 1899 in Peja by former League member Haxhi Zeka. The league ended its activity in 1900 after an armed conflict with the Ottoman forces. Zeka was assassinated by a Serbian agent Adem Zajmi in 1902.
Independence
The initial sparks of the first Balkan war in 1912 were ignited by the Albanian uprising between 1908 and 1910, which had the aim of opposing the Young Turk policies of consolidation of the Ottoman Empire. Following the eventual weakening of the Ottoman Empire in the Balkans, Serbia, Greece, and Bulgaria declared war, seizing the remaining Ottoman territory in Europe. The territory of Albania was occupied by Serbia in the north and Greece in the south, leaving only a patch of land around the southern coastal city of Vlora. The unsuccessful uprising of 1910, 1911 and the successful and final Albanian revolt in the Ottoman Empire in 1912, as well as the Serbian and Greek occupation and attempts to incorporate the land into their respective countries, led to a proclamation of independence by Ismail Qemali in Vlorë on 28 November 1912. The same day, Ismail Qemali waved the national flag of Albania, from the balcony of the Assembly of Vlorë, in the presence of hundreds of Albanians. This flag was sewn after Skanderbeg's principality flag, which had been used more than 500 years earlier.
Albanian independence was recognized by the Conference of London on 29 July 1913. The Conference of London then delineated the border between Albania and its neighbors, leaving more than half of ethnic Albanians outside Albania. This population was largely divided between Montenegro and Serbia in the north and east (including what is now Kosovo and North Macedonia), and Greece in the south. A substantial number of Albanians thus came under Serbian rule.
At the same time, an uprising in the country's south by local Greeks led to the formation of the Autonomous Republic of Northern Epirus in the southern provinces (1914). The republic proved short-lived as Albania collapsed with the onset of World War I. Greece held the area between 1914 and 1916, and unsuccessfully tried to annex it in March 1916; however in 1917 the Greeks were driven from the area by Italy, which took over most of Albania. The Paris Peace Conference of 1919 awarded the area to Greece. However the area definitively reverted to Albanian control in November 1921, following Greece's defeat in the Greco-Turkish War.
Principality of Albania
In supporting the independence of Albania, the Great Powers were assisted by Aubrey Herbert, a British MP who passionately advocated the Albanian cause in London. As a result, Herbert was offered the crown of Albania, but was dissuaded by the British Prime Minister, H. H. Asquith, from accepting. Instead the offer went to William of Wied, a German prince who accepted and became sovereign of the new Principality of Albania.
The Principality was established on 21 February 1914. The Great Powers selected Prince William of Wied, a nephew of Queen Elisabeth of Romania to become the sovereign of the newly independent Albania. A formal offer was made by 18 Albanian delegates representing the 18 districts of Albania on 21 February 1914, an offer which he accepted. Outside of Albania William was styled prince, but in Albania he was referred to as Mbret (King) so as not to seem inferior to the King of Montenegro. This is the period when Albanian religions gained independence. The ecumenical patriarch of Constantinople recognized the autocephaly of the Albanian Orthodox Church after a meeting of the country's Albanian Orthodox congregations in Berat in August 1922. The most energetic reformers in Albania came from the Orthodox population who wanted to see Albania move quickly away from its Turkish-ruled past, during which Christians made up the underclass. Albania's conservative Sunni Muslim community broke its last ties with Constantinople in 1923, formally declaring that there had been no caliph since Muhammad himself and that Muslim Albanians pledged primary allegiance to their native country. The Muslims also banned polygamy and allowed women to choose whether or not they wanted to wear a veil. Upon termination of Albania from Turkey in 1912, as in all other fields, the customs administration continued its operation under legislation approved specifically for the procedure. After the new laws were issued for the operation of customs, its duty was 11% of the value of goods imported and 1% on the value of those exported.
The security was to be provided by a Gendarmerie commanded by Dutch officers. William left Albania on 3 September 1914 following a pan-Islamic revolt initiated by Essad Pasha Toptani and later headed by Haxhi Qamili, the latter the military commander of the "Muslim State of Central Albania" centered in Tirana. William never renounced his claim to the throne.
World War I
World War I interrupted all government activities in Albania, while the country was split in a number of regional governments. Political chaos engulfed Albania after the outbreak of World War I. The Albanian people split along religious and tribal lines after the prince's departure. Muslims demanded a Muslim prince and looked to Turkey as the protector of the privileges they had enjoyed. Other Albanians looked to Italy for support. Still others, including many beys and clan chiefs, recognized no superior authority.
Prince William left Albania on 3 September 1914, as a result of the Peasant Revolt initiated by Essad Pasha and later taken over by Haxhi Qamili. William subsequently joined the German army and served on the Eastern Front, but never renounced his claim to the throne.
In the country's south, the local Greek population revolted against the incorporation of the area into the new Albanian state and declared the Autonomous Republic of Northern Epirus at 28 February.
In late 1914, Greece occupied the Autonomous Republic of Northern Epirus, including Korçë and Gjirokastër. Italy occupied Vlorë, and Serbia and Montenegro occupied parts of northern Albania until a Central Powers offensive scattered the Serbian army, which was evacuated by the French to Thessaloniki. Austro-Hungarian and Bulgarian forces then occupied about two-thirds of the country (Bulgarian occupation of Albania).
Under the secret Treaty of London signed in April 1915, Triple Entente powers promised Italy that it would gain Vlorë (Valona) and nearby lands and a protectorate over Albania in exchange for entering the war against Austria-Hungary. Serbia and Montenegro were promised much of northern Albania, and Greece was promised much of the country's southern half. The treaty left a tiny Albanian state that would be represented by Italy in its relations with the other major powers.
In September 1918, Entente forces broke through the Central Powers' lines north of Thessaloniki and within days Austro-Hungarian forces began to withdraw from Albania. On 2 October 1918 the city of Durrës was shelled on the orders of Louis Franchet d'Espèrey, during the Battle of Durazzo: according to d'Espèrey, the Port of Durrës, if not destroyed, would have served the evacuation of the Bulgarian and German armies, involved in World War I.
When the war ended on 11 November 1918, Italy's army had occupied most of Albania; Serbia held much of the country's northern mountains; Greece occupied a sliver of land within Albania's 1913 borders; and French forces occupied Korçë and Shkodër as well as other regions with sizable Albanian populations.
Projects of partition in 1919–1920
After World War I, Albania was still under the occupation of Serbian and Italian forces. It was a rebellion of the respective populations of Northern and Southern Albania that pushed back the Serbs and Italians behind the recognized borders of Albania.
Albania's political confusion continued in the wake of World War I. The country lacked a single recognized government, and Albanians feared, with justification, that Italy, Yugoslavia, and Greece would succeed in extinguishing Albania's independence and carve up the country. Italian forces controlled Albanian political activity in the areas they occupied. The Serbs, who largely dictated Yugoslavia's foreign policy after World War I, strove to take over northern Albania, and the Greeks sought to control southern Albania.
A delegation sent by a postwar Albanian National Assembly that met at Durrës in December 1918 defended Albanian interests at the Paris Peace Conference, but the conference denied Albania official representation. The National Assembly, anxious to keep Albania intact, expressed willingness to accept Italian protection and even an Italian prince as a ruler so long as it would mean Albania did not lose territory. Serbian troops conducted actions in Albanian-populated border areas, while Albanian guerrillas operated in both Serbia and Montenegro.
In January 1920, at the Paris Peace Conference, negotiators from France, Britain, and Greece agreed to allow Albania to fall under Yugoslav, Italian, and Greek spheres of influence as a diplomatic expedient aimed at finding a compromising solution to the territorial conflicts between Italy and Yugoslavia.
Members of a second Albanian National Assembly held at Lushnjë in January 1920 rejected the partition plan and warned that Albanians would take up arms to defend their country's independence and territorial integrity. The Lushnjë National Assembly appointed a four-man regency to rule the country. A bicameral parliament was also created, in which an elected lower chamber, the Chamber of Deputies (with one deputy for every 12,000 people in Albania and one for the Albanian community in the United States), appointed members of its own ranks to an upper chamber, the Senate. In February 1920, the government moved to Tirana, which became Albania's capital.
One month later, in March 1920, U.S. President Woodrow Wilson intervened to block the Paris agreement. The United States underscored its support for Albania's independence by recognizing an official Albanian representative to Washington, and in December the League of Nations recognized Albania's sovereignty by admitting it as a full member. The country's borders, however, remained unsettled following the Vlora War in which all territory (except Saseno island) under Italian control in Albania was relinquished to the Albanian state.
Albania achieved a degree of statehood after the First World War, in part because of the diplomatic intercession of the United States government. The country suffered from a debilitating lack of economic and social development, however, and its first years of independence were fraught with political instability. Unable to survive a predatory environment without a foreign protector, Albania became the object of tensions between Italy and the Kingdom of Serbs, Croats and Slovenes, which both sought to dominate the country.
Zogu Government
Interwar Albanian governments appeared and disappeared in rapid succession. Between July and December 1921 alone, the premiership changed hands five times.
The Popular Party's head, Xhafer Ypi, formed a government in December 1921 with Fan S. Noli as foreign minister and Ahmed Bey Zogu as internal affairs minister, but Noli resigned soon after Zogu resorted to repression in an attempt to disarm the lowland Albanians despite the fact that bearing arms was a traditional custom.
When the government's enemies attacked Tirana in early 1922, Zogu stayed in the capital and, with the support of the British ambassador, repulsed the assault. He took over the premiership later in the year and turned his back on the Popular Party by announcing his engagement to the daughter of Shefqet Verlaci, the Progressive Party leader.
Zogu's protégés organized themselves into the Government Party. Noli and other Western-oriented leaders formed the Opposition Party of Democrats, which attracted all of Zogu's many personal enemies, ideological opponents, and people left unrewarded by his political machine. Ideologically, the Democrats included a broad sweep of people who advocated everything from conservative Islam to Noli's dreams of rapid modernization.
Opposition to Zogu was formidable. Orthodox peasants in Albania's southern lowlands loathed Zogu because he supported the Muslim landowners' efforts to block land reform; Shkodër's citizens felt shortchanged because their city did not become Albania's capital, and nationalists were dissatisfied because Zogu's government did not press Albania's claims to Kosovo or speak up more energetically for the rights of the ethnic Albanian minorities in present-day Yugoslavia and Greece.
Zogu's party handily won elections for a National Assembly in early 1924. Zogu soon stepped aside, however, handing over the premiership to Verlaci in the wake of a financial scandal and an assassination attempt by a young radical that left Zogu wounded. The opposition withdrew from the assembly after the leader of a nationalist youth organization, Avni Rustemi, was murdered in the street outside the parliament building.
June Revolution
Noli's supporters blamed the Rustemi murder on Zogu's Mati clansmen, who continued to practice blood vengeance. After the walkout, discontent mounted, and in June 1924 a peasant-backed insurgency had won control of Tirana. Noli became prime minister, and Zogu fled to Yugoslavia.
Fan Noli, an idealist, rejected demands for new elections on the grounds that Albania needed a "paternal" government. In a manifesto describing his government's program, Noli called for abolishing feudalism, resisting Italian domination, and establishing a Western-style constitutional government. Scaling back the bureaucracy, strengthening local government, assisting peasants, throwing Albania open to foreign investment, and improving the country's bleak transportation, public health, and education facilities filled out the Noli government's overly ambitious agenda. Noli encountered resistance to his program from people who had helped him oust Zogu, and he never attracted the foreign aid necessary to carry out his reform plans. Noli criticized the League of Nations for failing to settle the threat facing Albania on its land borders.
Under Fan Noli, the government set up a special tribunal that passed death sentences, in absentia, on Zogu, Verlaci, and others and confiscated their property.
In Yugoslavia Zogu recruited a mercenary army, and Belgrade furnished the Albanian leader with weapons, about 1,000 Yugoslav army regulars, and Russian White Emigres to mount an invasion that the Serbs hoped would bring them disputed areas along the border. After Noli decided to establish diplomatic relations with the Soviet Union, a bitter enemy of the Serbian ruling family, Belgrade began making wild allegations that Albania was about to embrace Bolshevism.
On 13 December 1924, Zogu's Yugoslav-backed army crossed into Albanian territory. By Christmas Eve, Zogu had reclaimed the capital, and Noli and his government had fled to Italy. The Noli government lasted just 6 months and a week.
First Republic
After defeating Fan Noli's government, Ahmet Zogu recalled the parliament, in order to find a solution for the uncrowned principality of Albania. The parliament quickly adopted a new constitution, proclaimed the first republic, and granted Zogu dictatorial powers that allowed him to appoint and dismiss ministers, veto legislation, and name all major administrative personnel and a third of the Senate.
The Constitution provided for a parliamentary republic with a powerful president serving as head of state and government.
On 31 January, Zogu was elected president for a seven-year term. Opposition parties and civil liberties disappeared; opponents of the regime were murdered; and the press suffered strict censorship. Zogu ruled Albania using four military governors responsible to him alone. He appointed clan chieftains as reserve army officers who were kept on call to protect the regime against domestic or foreign threats.
Zogu, however, quickly turned his back on Belgrade and looked instead to Benito Mussolini's Italy for patronage. Under Zogu, Albania joined the Italian coalition against Yugoslavia of Kingdom of Italy, Hungary, and Bulgaria in 1924–1927. After the United Kingdom's and France's political intervention in 1927 with the Kingdom of Yugoslavia, the alliance crumbled.
Zogu maintained good relations with Benito Mussolini's fascist regime in Italy and supported Italy's foreign policy. He would be the first and only Albanian to hold the title of president until 1991.
Kingdom of Albania
In 1928, Zogu I secured the Parliament's consent to its own dissolution. Afterwards, Albania was declared a monarchy with Zogu I first as the Prime Minister, then as the President and at last as the King of Albania. International recognition arrived forthwith. The new formed constitution abolished the Albanian Senate and created a unicameral parliament, but King Zog retained the dictatorial powers he had enjoyed as president. Zogu I remained a conservative, but initiated reforms. For example, in an attempt at social modernisation the custom of adding one's region to one's name was dropped. He also made donations of land to international organisations for the building of schools and hospitals.
Soon after his incoronation, Zog broke off his engagement to Shefqet Verlaci's daughter, and Verlaci withdrew his support for the king and began plotting against him. Zog had accumulated a great number of enemies over the years, and the Albanian tradition of blood vengeance required them to try to kill him. Zog surrounded himself with guards and rarely appeared in public. The king's loyalists disarmed all of Albania's tribes except for his own Mati tribesmen and their allies, the Dibra. Nevertheless, on a visit to Vienna in 1931, Zog and his bodyguards fought a gun battle with would-be assassins Aziz Çami and Ndok Gjeloshi on the Opera House steps.
Zog remained sensitive to steadily mounting disillusion with Italy's domination of Albania. The Albanian army, though always less than 15,000-strong, sapped the country's funds, and the Italians' monopoly on training the armed forces rankled public opinion. As a counterweight, Zog kept British officers in the Gendarmerie despite strong Italian pressure to remove them. In 1931, Zog openly stood up to the Italians, refusing to renew the 1926 First Treaty of Tirana.
Financial crisis
In 1932 and 1933, Albania could not make the interest payments on its loans from the Society for the Economic Development of Albania. In response, Rome turned up the pressure, demanding that Tirana name Italians to direct the Gendarmerie; join Italy in a customs union; grant Italy control of the country's sugar, telegraph, and electrical monopolies; teach the Italian language in all Albanian schools; and admit Italian colonists. Zog refused. Instead, he ordered the national budget slashed by 30 percent, dismissed the Italian military advisers, and nationalized Italian-run Roman Catholic schools in the northern part of the country. In 1934, Albania had signed trade agreements with Yugoslavia and Greece, and Mussolini had suspended all payments to Tirana. An Italian attempt to intimidate the Albanians by sending a fleet of warships to Albania failed because the Albanians only allowed the forces to land unarmed. Mussolini then attempted to buy off the Albanians. In 1935 he presented the Albanian government 3 million gold francs as a gift.
Zog's success in defeating two local rebellions convinced Mussolini that the Italians had to reach a new agreement with the Albanian king. A government of young men led by Mehdi Frasheri, an enlightened Bektashi administrator, won a commitment from Italy to fulfill financial promises that Mussolini had made to Albania and to grant new loans for harbor improvements at Durrës and other projects that kept the Albanian government afloat. Soon Italians began taking positions in Albania's civil service, and Italian settlers were allowed into the country. Mussolini's forces overthrew King Zog when Italy invaded Albania in 1939.
World War II
Starting in 1928, but especially during the Great Depression, the government of King Zog, which brought law and order to the country, began to increase the Italian influence more and more. Despite some significant resistance, especially at Durrës, Italy invaded Albania on 7 April 1939 and took control of the country, with the Italian Fascist dictator Benito Mussolini proclaiming Italy's figurehead King Victor Emmanuel III of Italy as King of Albania. The nation thus became one of the first to be occupied by the Axis Powers in World War II.
As Hitler began his aggression against other European countries, Mussolini decided to occupy Albania as a means of competing with Hitler's territorial gains. Mussolini and the Italian Fascists saw Albania as a historical part of the Roman Empire, and the occupation was intended to fulfill Mussolini's dream of creating an Italian Empire. During the Italian occupation, Albania's population was subject to a policy of forced Italianization by the kingdom's Italian governors, in which the use of the Albanian language was discouraged in schools while the Italian language was promoted. At the same time, the colonization of Albania by Italians was encouraged.
Mussolini, in October 1940, used his Albanian base to launch an attack on Greece, which led to the defeat of the Italian forces and the Greek occupation of Southern Albania in what was seen by the Greeks as the liberation of Northern Epirus. While preparing for the Invasion of Russia, Hitler decided to attack Greece in December 1940 to prevent a British attack on his southern flank.
Italian penetration
Albania had long had considerable strategic importance for Italy. Italian naval strategists eyed the port of Vlorë and the island of Sazan at the entrance to the Bay of Vlorë with considerable interest, as it would give Italy control of the entrance to the Adriatic Sea. In addition, Albania could provide Italy with a beachhead in the Balkans. Before World War I Italy and Austria-Hungary had been instrumental in the creation of an independent Albanian state. At the outbreak of war, Italy had seized the chance to occupy the southern half of Albania, to avoid it being captured by the Austro-Hungarians. That success did not last long, as post-war domestic problems, Albanian resistance, and pressure from United States President Woodrow Wilson, forced Italy to pull out in 1920.
When Mussolini took power in Italy he turned with renewed interest to Albania. Italy began penetration of Albania's economy in 1925, when Albania agreed to allow it to exploit its mineral resources. That was followed by the First Treaty of Tirana in 1926 and the Second Treaty of Tirana in 1927, whereby Italy and Albania entered into a defensive alliance. The Albanian government and economy were subsidised by Italian loans, the Albanian army was trained by Italian military instructors, and Italian colonial settlement was encouraged. Despite strong Italian influence, Zog refused to completely give in to Italian pressure. In 1931 he openly stood up to the Italians, refusing to renew the 1926 Treaty of Tirana. After Albania signed trade agreements with Yugoslavia and Greece in 1934, Mussolini made a failed attempt to intimidate the Albanians by sending a fleet of warships to Albania.
As Nazi Germany annexed Austria and moved against Czechoslovakia, Italy saw itself becoming a second-rate member of the Axis. The imminent birth of an Albanian royal child meanwhile threatened to give Zog a lasting dynasty. After Hitler invaded Czechoslovakia (15 March 1939) without notifying Mussolini in advance, the Italian dictator decided to proceed with his own annexation of Albania. Italy's King Victor Emmanuel III criticized the plan to take Albania as an unnecessary risk. Rome, however, delivered Tirana an ultimatum on 25 March 1939, demanding that it accede to Italy's occupation of Albania. Zog refused to accept money in exchange for countenancing a full Italian takeover and colonization of Albania.
Italian invasion
On 7 April Mussolini's troops invaded Albania. The operation was led by General Alfredo Guzzoni. The invasion force was divided into three groups, which were to land successively. The most important was the first group, which was divided in four columns, each assigned to a landing area at a harbor and an inland target on which to advance. Despite some stubborn resistance by some patriots, especially at Durrës, the Italians made short work of the Albanians. Durrës was captured on 7 April, Tirana the following day, Shkodër and Gjirokastër on 9 April, and almost the entire country by 10 April.
Unwilling to become an Italian puppet, King Zog, his wife, Queen Geraldine Apponyi, and their infant son Leka fled to Greece and eventually to London. On 12 April, the Albanian parliament voted to depose Zog and unite the nation with Italy "in personal union" by offering the Albanian crown to Victor Emmanuel III.
The parliament elected Albania's largest landowner, Shefqet Bej Verlaci, as Prime Minister. Verlaci additionally served as head of state for five days until Victor Emmanuel III formally accepted the Albanian crown in a ceremony at the Quirinale palace in Rome. Victor Emmanuel III appointed Francesco Jacomoni di San Savino, a former ambassador to Albania, to represent him in Albania as "Lieutenant-General of the King" (effectively a viceroy).
Albania under Italy
While Victor Emmanuel ruled as king, Shefqet Bej Verlaci served as the Prime Minister. Shefqet Verlaci controlled the day-to-day activities of the new Italian protectorate. On 3 December 1941, Shefqet Bej Verlaci was replaced as Prime Minister and Head of State by Mustafa Merlika Kruja.
From the start, Albanian foreign affairs, customs, as well as natural resources came under direct control of Italy. The puppet Albanian Fascist Party became the ruling party of the country and the Fascists allowed Italian citizens to settle in Albania and to own land so that they could gradually transform it into Italian soil.
In October 1940, during the Greco-Italian War, Albania served as a staging-area for Italian dictator Benito Mussolini's unsuccessful invasion of Greece. Mussolini planned to invade Greece and other countries like Yugoslavia in the area to give Italy territorial control of most of the Mediterranean Sea coastline, as part of the Fascists objective of creating the objective of Mare Nostrum ("Our Sea") in which Italy would dominate the Mediterranean.
But, soon after the Italian invasion, the Greeks counter-attacked and a sizeable portion of Albania was in Greek hands (including the cities of Gjirokastër and Korçë). In April 1941, after Greece capitulated to the German forces, the Greek territorial gains in southern Albania returned to Italian command. Under Italian command came also large areas of Greece after the successful German invasion of Greece.
After the fall of Yugoslavia and Greece in April 1941, the Italian Fascists added to the territory of the Kingdom of Albania most of the Albanian-inhabited areas that had been previously given to the Kingdom of Yugoslavia. The Albanian fascists claimed in May 1941 that nearly all the Albanian populated territories were united to Albania (see map). Even areas of northern Greece (Chameria) were administered by Albanians. But this was even a consequence of borders that Italy and Germany agreed on when dividing their spheres of influence. Some small portions of territories with Albanian majority remained outside the new borders and contact between the two parts was practically impossible: the Albanian population under the Bulgarian rule was heavily oppressed.
Albania under Germany
After the surrender of the Italian Army in September 1943, Albania was occupied by the Germans.
With the collapse of the Mussolini government in line with the Allied invasion of Italy, Germany occupied Albania in September 1943, dropping paratroopers into Tirana before the Albanian guerrillas could take the capital. The German Army soon drove the guerrillas into the hills and to the south. The Nazi German government subsequently announced it would recognize the independence of a neutral Albania and set about organizing a new government, police and armed forces.
The Germans did not exert heavy-handed control over Albania's administration. Rather, they sought to gain popular support by backing causes popular with Albanians, especially the annexation of Kosovo. Many Balli Kombëtar units cooperated with the Germans against the communists and several Balli Kombëtar leaders held positions in the German-sponsored regime. Albanian collaborators, especially the Skanderbeg SS Division, also expelled and killed Serbs living in Kosovo. In December 1943, a third resistance organization, an anticommunist, anti-German royalist group known as Legaliteti, took shape in Albania's northern mountains. Led by Abaz Kupi, it largely consisted of Geg guerrillas, supplied mainly with weapons from the allies, who withdrew their support for the NLM after the communists renounced Albania's claims on Kosovo.
The capital Tirana was liberated by the partisans on 17 November 1944 after a 20-day battle. The communist partizans entirely liberated Albania from German occupation on 29 November 1944, pursuing the German army till Višegrad, Bosnia (then Yugoslavia) in collaboration with the Yugoslav communist forces.
The Albanian partisans also liberated Kosovo, part of Montenegro, and southern Bosnia and Herzegovina.
By November 1944, they had thrown out the Germans, being with Yugoslavia the only European nations to do so without any assistance from the allies. Enver Hoxha became the leader of the country by virtue of his position as Secretary General of the Albanian Communist Party.
After having taken over power of the country, the Albanian communists launched a tremendous terror campaign, shooting intellectuals and arresting thousands of innocent people. Some died due to suffering torture.
Albania was one of the few European countries occupied by the Axis powers that ended World War II with a larger Jewish population than before the war. Some 1,200 Jewish residents and refugees from other Balkan countries were hidden by Albanian families during World War II, according to official records.
Albanian resistance in World War II
The National Liberation War of the Albanian people started with the Italian invasion in Albania on 7 April 1939 and ended on 28 November 1944. During the antifascist national liberation war, the Albanian people fought against Italy and Germany, which occupied the country. In the 1939–1941 period, the antifascist resistance was led by the National Front nationalist groups and later by the Communist Party.
Communist resistance
In October 1941, the small Albanian communist groups established in Tirana an Albanian Communist Party of 130 members under the leadership of Hoxha and an eleven-man Central Committee. The Albanian communists supported the Molotov–Ribbentrop Pact, and did not participate in the antifascist struggle until Germany invaded the Soviet Union in 1941. The party at first had little mass appeal, and even its youth organization netted recruits. In mid-1942, however, party leaders increased their popularity by calling the young peoples to fight for the liberation of their country, that was occupied by Fascist Italy.
This propaganda increased the number of new recruits by many young peoples eager for freedom. In September 1942, the party organized a popular front organization, the National Liberation Movement (NLM), from a number of resistance groups, including several that were strongly anticommunist. During the war, the NLM's communist-dominated partisans, in the form of the National Liberation Army, did not heed warnings from the Italian occupiers that there would be reprisals for guerrilla attacks. Partisan leaders, on the contrary, counted on using the lust for revenge such reprisals would elicit to win recruits.
The communists turned the so-called war of liberation into a civil war, especially after the discovery of the Dalmazzo-Kelcyra protocol, signed by the Balli Kombëtar.
With the intention of organizing a partisan resistance, they called a general conference in Pezë on 16 September 1942 where the Albanian National Liberation Front was set up. The Front included nationalist groups, but it was dominated by communist partisans.
In December 1942, more Albanian nationalist groups were organized. Albanians fought against the Italians while, during Nazi German occupation, Balli Kombëtar allied itself with the Germans and clashed with Albanian communists, which continued their fight against Germans and Balli Kombëtar at the same time.
Nationalist resistance
A nationalist resistance to the Italian occupiers emerged in November 1942. Ali Këlcyra and Midhat Frashëri formed the Western-oriented Balli Kombëtar (National Front). Balli Kombëtar was a movement that recruited supporters from both the large landowners and peasantry. It opposed King Zog's return and called for the creation of a republic and the introduction of some economic and social reforms. The Balli Kombëtar's leaders acted conservatively, however, fearing that the occupiers would carry out reprisals against them or confiscate the landowners' estates.
Communist revolution in Albania (1944)
The communist partisans regrouped and gained control of southern Albania in January 1944. In May they called a congress of members of the National Liberation Front (NLF), as the movement was by then called, at Përmet, which chose an Anti-Fascist Council of National Liberation to act as Albania's administration and legislature. Hoxha became the chairman of the council's executive committee and the National Liberation Army's supreme commander.
The communist partisans defeated the last Balli Kombëtar forces in southern Albania by mid-summer 1944 and encountered only scattered resistance from the Balli Kombëtar and Legality when they entered central and northern Albania by the end of July. The British military mission urged the remnants of the nationalists not to oppose the communists' advance, and the Allies evacuated Kupi to Italy. Before the end of November, the main German troops had withdrawn from Tirana, and the communists took control of the capital by fighting what was left of the German army. A provisional government the communists had formed at Berat in October administered Albania with Enver Hoxha as prime minister.
Consequences of the war
The NLF's strong links with Yugoslavia's communists, who also enjoyed British military and diplomatic support, guaranteed that Belgrade would play a key role in Albania's postwar order. The Allies never recognized an Albanian government in exile or King Zog, nor did they ever raise the question of Albania or its borders at any of the major wartime conferences.
No reliable statistics on Albania's wartime losses exist, but the United Nations Relief and Rehabilitation Administration reported about 30,000 Albanian war dead, 200 destroyed villages, 18,000 destroyed houses, and about 100,000 people left homeless. Albanian official statistics claim somewhat higher losses. Furthermore, thousands of Chams (Tsams, Albanians living in Northern Greece) were driven out of Greece with the justification that they had collaborated with the Nazis.
Second Republic
Communism
A collection of communists moved quickly after the second World War to subdue all potential political enemies in Albania, break the country's landowners and minuscule middle class, and isolate Albania from western powers in order to establish the People's Republic of Albania. In 1945, the communists had liquidated, discredited, or driven into exile most of the country's interwar elite. The Internal Affairs Minister, Koçi Xoxe, a pro-Yugoslav erstwhile tinsmith, presided over the trial and the execution of thousands of opposition politicians, clan chiefs, and members of former Albanian governments who were condemned as "war criminals."
Thousands of their family members were imprisoned for years in work camps and jails and later exiled for decades to miserable state farms built on reclaimed marshlands. The communists' consolidation of control also produced a shift in political power in Albania from the northern Ghegs to the southern Tosks. Most communist leaders were middle-class Tosks, Vlachs and Orthodox, and the party drew most of its recruits from Tosk-inhabited areas, while the Ghegs, with their centuries-old tradition of opposing authority, distrusted the new Albanian rulers and their alien Marxist doctrines.
In December 1945, Albanians elected a new People's Assembly, but only candidates from the Democratic Front (previously the National Liberation Movement then the National Liberation Front) appeared on the electoral lists, and the communists used propaganda and terror tactics to gag the opposition. Official ballot tallies showed that 92% of the electorate voted and that 93% of the voters chose the Democratic Front ticket. The assembly convened in January 1946, annulled the monarchy, and transformed Albania into a "people's republic."
Enver Hoxha and Mehmet Shehu emerged as communist leaders in Albania, and are recognized by most western nations. They began to concentrate primarily on securing and maintaining their power base by killing all their political adversaries, and secondarily on preserving Albania's independence and reshaping the country according to the precepts of Stalinism so they could remain in power. Political executions were common with between 5,000 and 25,000 killed in total under the communist regime.
Albania became an ally of the Soviet Union, but this came to an end after 1956 over the advent of de-Stalinization, causing the Soviet-Albanian split. A strong political alliance with China followed, leading to several billion dollars in aid, which was curtailed after 1974, causing the Sino-Albanian split. China cut off aid in 1978 when Albania attacked its policies after the death of Chinese leader Mao Zedong. Large-scale purges of officials occurred during the 1970s.
During the period of socialist construction of Albania, the country saw rapid economic growth. For the first time, Albania was beginning to produce the major part of its own commodities domestically, which in some areas were able to compete in foreign markets. During the period of 1960 to 1970, the average annual rate of increase of Albania's national income was 29 percent higher than the world average and 56 percent higher than the European average. Also during this period, because of the monopolised socialist economy, Albania was the only country in the world that imposed no imposts or taxes on its people whatsoever.
Enver Hoxha, who ruled Albania for four decades, died on 11 April 1985. Soon after Hoxha's death, voices for change emerged in the Albanian society and the government began to seek closer ties with the West in order to improve economic conditions.
Eventually the new regime of Ramiz Alia introduced some liberalisation, and granting the freedom to travel abroad in 1990. The new government made efforts to improve ties with the outside world. The elections of March 1991 kept the former Communists in power, but a general strike and urban opposition led to the formation of a coalition cabinet that included non-Communists.
In 1967, the authorities conducted a violent campaign to extinguish religious practice in Albania, claiming that religion had divided the Albanian nation and kept it mired in backwardness. Student agitators combed the countryside, forcing Albanians to quit practicing their faith. Despite complaints, even by APL members, all churches, mosques, monasteries, and other religious institutions had been closed or converted into warehouses, gymnasiums, and workshops by year's end. A special decree abrogated the charters by which the country's main religious communities had operated.
Albania and Yugoslavia
Until Yugoslavia's expulsion from the Cominform in 1948, Albania acted like a Yugoslav satellite and the President of Yugoslavia, Josip Broz Tito aimed to use his choke hold on the Albanian party to incorporate the entire country into Yugoslavia. After Germany's withdrawal from Kosovo in late 1944, Yugoslavia's communist partisans took possession of the province and committed retaliatory massacres against Albanians. Before the second World War, the Communist Party of Yugoslavia had supported transferring Kosovo to Albania, but Yugoslavia's postwar communist regime insisted on preserving the country's prewar borders.
In repudiating the 1943 Mukaj agreement under pressure from the Yugoslavs, Albania's communists had consented to restore Kosovo to Yugoslavia after the war. In January 1945, the two governments signed a treaty reincorporating Kosovo into Yugoslavia as an autonomous province. Shortly thereafter, Yugoslavia became the first country to recognize Albania's provisional government.
Relations between Albania and Yugoslavia declined, however, when the Albanians began complaining that the Yugoslavs were paying too little for Albanian raw materials and exploiting Albania through the joint stock companies. In addition, the Albanians sought investment funds to develop light industries and an oil refinery, while the Yugoslavs wanted the Albanians to concentrate on agriculture and raw-material extraction. The head of Albania's Economic Planning Commission and one of Hoxha's allies, Nako Spiru, became the leading critic of Yugoslavia's efforts to exert economic control over Albania. Tito distrusted Hoxha and the other intellectuals in the Albanian party and, through Xoxe and his loyalists, attempted to unseat them.
In 1947, Yugoslavia's leaders engineered an all-out offensive against anti-Yugoslav Albanian communists, including Hoxha and Spiru. In May, Tirana announced the arrest, trial, and conviction of nine People's Assembly members, all known for opposing Yugoslavia, on charges of antistate activities. A month later, the Communist Party of Yugoslavia's Central Committee accused Hoxha of following "independent" policies and turning the Albanian people against Yugoslavia.
Albania and the Soviet Union
Albania became dependent on Soviet aid and know-how after the break with Yugoslavia in 1948. In February 1949, Albania gained membership in the communist bloc's organization for coordinating economic planning, the Council for Mutual Economic Assistance. Tirana soon entered into trade agreements with Poland, Czechoslovakia, Hungary, Romania, and the Soviet Union. Soviet and central European technical advisers took up residence in Albania, and the Soviet Union also sent Albania military advisers and built a submarine installation on Sazan Island.
After the Soviet-Yugoslav split, Albania and Bulgaria were the only countries the Soviet Union could use to funnel war material to the communists fighting in Greece. What little strategic value Albania offered the Soviet Union, however, gradually shrank as nuclear arms technology developed.
Anxious to pay homage to Stalin, Albania's rulers implemented new elements of the Stalinist economic system. In 1949, Albania adopted the basic elements of the Soviet fiscal system, under which state enterprises paid direct contributions to the treasury from their profits and kept only a share authorized for self-financed investments and other purposes. In 1951, the Albanian government launched its first five-year plan, which emphasized exploiting the country's oil, chromite, copper, nickel, asphalt, and coal resources; expanding electricity production and the power grid; increasing agricultural output; and improving transportation. The government began a program of rapid industrialization after the APL's Second Party Congress and a campaign of forced collectivization of farmland in 1955. At the time, private farms still produced about 87% of Albania's agricultural output, but by 1960 the same percentage came from collective or state farms.
Stalin died in March 1953, and apparently fearing that the Soviet ruler's demise might encourage rivals within the Albanian party's ranks, neither Hoxha nor Shehu risked traveling to Moscow to attend his funeral. The Soviet Union's subsequent movement toward rapprochement with the hated Yugoslavs rankled the two Albanian leaders. Tirana soon came under pressure from Moscow to copy, at least formally, the new Soviet model for a collective leadership. In July 1953, Hoxha handed over the foreign affairs and defense portfolios to loyal followers, but he kept both the top party post and the premiership until 1954, when Shehu became Albania's prime minister. The Soviet Union, responding with an effort to raise the Albanian leaders' morale, elevated diplomatic relations between the two countries to the ambassadorial level.
Despite some initial expressions of enthusiasm, Hoxha and Shehu mistrusted Nikita Khrushchev's programs of "peaceful coexistence" and "different roads to socialism" because they appeared to pose the threat that Yugoslavia might again try to take control of Albania. Hoxha and Shehu were also alarmed at the prospect that Moscow might prefer less dogmatic rulers in Albania. Tirana and Belgrade renewed diplomatic relations in December 1953, but Hoxha refused Khrushchev's repeated appeals to rehabilitate posthumously the pro-Yugoslav Xoxe as a gesture to Tito. The Albanian duo instead tightened their grip on their country's domestic life and let the propaganda war with the Yugoslavs grind on.
Albania and China
The People's Republic of Albania played a role in the Sino-Soviet split far outweighing either its size or its importance in the communist world. In 1958, the nation stood with the People's Republic of China in opposing Moscow on issues of peaceful coexistence, de-Stalinization, and Yugoslavia's separate road to socialism through decentralization of economic life. The Soviet Union, central European countries, and China, all offered Albania large amounts of aid. Soviet leaders also promised to build a large Palace of Culture in Tirana as a symbol of the Soviet people's "love and friendship" for the Albanian people.
Despite these gestures, Tirana was dissatisfied with Moscow's economic policy toward Albania. Hoxha and Shehu apparently decided in May or June 1960 that Albania was assured of Chinese support, and they openly sided with the People's Republic of China when sharp polemics erupted between the People's Republic of China and the Soviet Union. Ramiz Alia, at the time a candidate-member of the Politburo and Hoxha's adviser on ideological questions, played a prominent role in the rhetoric.
Hoxha and Shehu continued their harangue against the Soviet Union and Yugoslavia at the APL's Fourth Party Congress in February 1961. During the congress, the Albanian government announced the broad outlines of the country's Third Five-Year Plan from 1961 to 65, which allocated 54% of all investment to industry, thereby rejecting Khrushchev's wish to make Albania primarily an agricultural producer. Moscow responded by canceling aid programs and lines of credit for Albania, but the Chinese again came to the rescue.
The Albanian-Chinese relations had stagnated by 1970, and when the Asian giant began to reemerge from isolation in the early 1970s, Mao Zedong and the other communist Chinese leaders reassessed their commitment to tiny Albania, starting the Sino-Albanian split. In response, Tirana began broadening its contacts with the outside world. Albania opened trade negotiations with France, Italy, and the recently independent Asian and African states, and in 1971 it normalized relations with Yugoslavia and Greece. Albania's leaders abhorred the People's Republic of China's contacts with the United States in the early 1970s, and its press and radio ignored President Richard Nixon's trip to Beijing in 1972.
Third Republic
As Hoxha's health declined, the first secretary of the People's Socialist Republic began planning for an orderly succession. In 1976, the People's Parliament adopted its second communist Constitution of the post-war era. The constitution guaranteed the people of Albania the freedom of speech, press, organization, association, and parliament but subordinated these rights to the individual's duties to society as a whole. The constitution enshrined in law the idea of autarky and prohibited the government from seeking financial aid or credits or from forming joint companies with partners from capitalist or communist countries perceived to be "revisionist". The constitution's preamble also boasted that the foundations of religious belief in Albania had been abolished.
In 1980, Hoxha turned to Ramiz Alia to succeed him as Albania's communist patriarch, overlooking his long-standing comrade-in-arms, Mehmet Shehu. Hoxha first tried to convince Shehu to step aside voluntarily, but when this move failed, Hoxha arranged for all the members of the Politburo to rebuke him for allowing his son to become engaged to the daughter of a former bourgeois family. Hoxha purged the members of Shehu's family and his supporters within the police and military. In November 1982, Hoxha announced that Shehu had been a foreign spy working simultaneously for the United States, British, Soviet, and Yugoslav intelligence agencies in planning the assassination of Hoxha himself. "He was buried like a dog", the dictator wrote in the Albanian edition of his book, 'The Titoites'. Hoxha went into semi-retirement in early 1983, and Alia assumed responsibility for Albania's administration. Alia traveled extensively around Albania, standing in for Hoxha at major events and delivering addresses laying down new policies and intoning litanies to the enfeebled president. Alia succeeded to the presidency and became legal secretary of the APL two days later. In due course, he became a dominant figure in the Albanian media, and his slogans appeared painted in crimson letters on signboards across the country.
Fourth Republic
Transition
In 1991, Ramiz Alia became the first President of Albania. Alia tried to follow in Enver Hoxha's footsteps, but the changes had already started and the collapse of communism throughout Europe led to widespread changes within the society of Albania. Mikhail Gorbachev had appeared in the Soviet Union with new rules and policies (glasnost and perestroika). However, Alia took similar steps, signing the Helsinki Agreement and allowing pluralism under pressure from students and workers. Afterwards, the first multi-party elections took place since the communists assumed power in Albania. The Socialist Party led by Ramiz Alia won the 1991 elections. Nevertheless, it was clear that the change would not be stopped. Pursuant to a 29 April 1991 interim basic law, Albanians ratified a constitution on 28 November 1998, establishing a democratic system of government based upon the rule of law and guaranteeing the protection of fundamental human rights.
Furthermore, the Communists retained support and governmental control in the first round of elections under the interim law, but fell two months later during a general strike. A committee of "national salvation" took over but also collapsed in half a year. On 22 March 1992, the Communists were trumped by the Democratic Party after winning the 1992 parliamentary elections. The transition from the socialist state to a parliamentary system had many challenges. The Democratic Party had to implement the reforms it had promised, but they were either too slow or did not solve the problems, so the people were disappointed when their hopes for fast prosperity went unfulfilled.
Democratization
The Democratic Party took control after winning the second multi-party elections, deposing the Communist Party. Afterwards, Sali Berisha became the second President. Today, Berisha is the longest-serving and the only President of Albania elected to a second term. In 1995, Albania became the 35th member of the Council of Europe and requested membership in North Atlantic Treaty Organisation (NATO). The people of Albania have continued to emigrate to western European countries, especially to Greece and Italy but also to the United States.
Deliberate programmes of economic and democratic reforms were put in place, but Albanian inexperience with capitalism led to the proliferation of pyramid schemes, which were not banned due to the corruption of the government. Anarchy in the late 1996s to early 1997s, as a result of the collapse of these pyramid schemes, alarmed the world and prompted international mediation. In the early spring 1997, Italy led a multinational military and humanitarian intervention (Operation Alba), authorized by the United Nations Security Council, to help stabilize the country. The government of Berisha collapsed in 1997 in the wake of the additional collapse of pyramid schemes and widespread corruption, which caused anarchy and rebellion throughout the country, backed up by former communists and Sigurimi former members. The government attempted to suppress the rebellion by military force but the attempt failed, due to long-term corrosion of the Military of Albania due to political and social factors. Few months later, after the 1997 parliamentary elections the Democratic Party was defeated by the Socialist Party, winning just 25 seats out of a total of 156. Sali Berisha resigned and the Socialists elected Rexhep Meidani as President. Including to that, the leader of the Socialists Fatos Nano was elected as Prime Minister, a post which he held until October 1998, when he resigned as a result of the tense situation created in the country after the assassination of Azem Hajdari, a prominent leader of the Democratic Party. Due to that, Pandeli Majko was then elected Prime Minister until November 1999, when he was replaced by Ilir Meta. The Parliament adopted the current Constitution on 29 November 1998. Albania approved its constitution through a popular referendum which was held in November 1998, but which was boycotted by the opposition. The general local elections of October 2000 marked the loss of control of the Democrats over the local governments and a victory for the Socialists.
In 2001, Albania has made strides toward democratic reform and maintaining the rule of law, serious deficiencies in the electoral code remain to be addressed, as demonstrated in the elections. International observers judged the elections to be acceptable, but the Union for Victory Coalition, the second-largest vote recipient, disputed the results and boycotted parliament until 31 January 2002. In June 2005, the democratic coalition formed a government with the Sali Berisha. His return to power in the elections of 3 July 2005 ended eight years of Socialist Party rule. After Alfred Moisiu, in 2006 Bamir Topi was elected President of Albania until 2010. Despite the political situation, the economy of Albania grew at an estimated 5% in 2007. The Albanian lek has strengthened from 143 lekë to the US dollar in 2000 to 92 lekë in 2007.
Present
On 23 June 2013, the eighth parliamentary elections took place, won by Edi Rama of the Socialist Party. During his tenure as 33rd Prime Minister, Albania has implemented numerous reforms focused on the modernizing the economy and democratizing of state institutions like the judiciary and law enforcement. Additionally, unemployment has been steadily reduced to the 4th lowest unemployment rate in the Balkans.
After the collapse of the Eastern Bloc, Albania started to develop closer ties with Western Europe. At the 2008 Bucharest summit, the North Atlantic Treaty Organization (NATO) invited Albania to join the alliance. In April 2014 Albania became a full member of the NATO. Albania was among the first southeastern European countries to join the Partnership for peace programme. Albania applied to join the European Union, becoming an official candidate for accession to the European Union in June 2014.
In 2017, the eighth parliamentary elections took place, simultaneously with the presidential elections. The presidential elections were held on 19, 20, 27 and 28 April 2017. In the fourth round, the incumbent Chairman and then-Prime Minister, Ilir Meta was elected as the eighth President of Albania with 87 votes. However, the result of the parliamentary elections held on 25 June 2017 was a victory for the Socialist Party led by Edi Rama, that received 48.33% of the votes of the elections, ahead of 5 other candidates. Lulzim Basha, the Democratic Party candidate and runner-up in the election, received only 28.81% of the votes.
In April 2021 parliamentary election, ruling Socialist Party, led by Prime Minister Edi Rama, secured its third consecutive victory, winning nearly half of votes and enough seats in parliament to govern alone.
See also
Albanians
Albanian nationalism
Politics of Albania
Timeline of Albanian history
Epitaph of Gllavenica
Gjergj Arianiti
Greater Albania
Illyrians
References
Bibliography
Bushkoff, Leonard. "Albania, history of", Collier's Encyclopedia, vol. 1. NY: P.F. Collier, L.P, 1996.
Elsie, Robert. Historical Dictionary of Albania (2010) online
Hall, Richard C. War in the Balkans: An Encyclopedic History from the Fall of the Ottoman Empire to the Breakup of Yugoslavia (2014) excerpt
Keith Lyle, ed. Oxford Encyclopedic World Atlas, 5th edn. Spain, 2000.
Rodgers, Mary M. (ed.). Albania...in Pictures. Minneapolis: Lerner Publications Company, 1995.
2003 U.S. Department of State Background Note of Albania
Krasniqi, Afrim. The End of Albania's Siberia. Tirana 1998.
Krasniqi, Afrim. Civil Society in Albania. Tirana 2004.
Krasniqi, Afrim. Political Parties in Albania 1920–2006 Tirana 2006.
Antonello Biagini, Storia dell'Albania contemporanea, Bompiani, 2005
Patrice Najbor, Histoire de l'Albanie et de sa maison royale (5 volumes), JePublie, Paris, 2008, ().
Patrice Najbor, La dynastye des Zogu, Textes & Prétextes, Paris, 2002.
Monarkia Shqiptare 1928–1939, Qendra e Studimeve Albanologjike & Insitituti Historisë, Boetimet Toena, Tirana, 2011 ()
Sontag, Raymond James/ The political history of Albania (1921) online
Stavrianos, L.S. The Balkans Since 1453 (1958), major scholarly history; 970pp online free to borrow
Tom Winnifrith, ed. Perspectives on Albania. London: Palgrave Macmillan, 1992.
External links
History of Albania: Primary Documents
Library of Congress Country Study of Albania
Colloque sur la création de l'Etat albanais en 1912, on the cultural website Albania
Maison royale d'Albanie, site officiel en langue française
Famille royale d'Albanie, site officiel en langue anglaise
L'Albanie et le sauvetage des Juifs
Perseus Digital Library, keyword Albania
Further reading
Books about Albania and the Albanian people (scribd.com) Reference of books (and some journal articles) about Albania and the Albanian people; their history, language, origin, culture, literature, etc. Public domain books, fully accessible online. |
13913 | https://en.wikipedia.org/wiki/Hamas | Hamas | Hamas (, ; , ; an acronym of , "Islamic Resistance Movement") is a Palestinian Sunni-Islamic fundamentalist, militant, and nationalist organization. It has a social service wing, Dawah, and a military wing, the Izz ad-Din al-Qassam Brigades. It won the 2006 Palestinian legislative election and became the de facto governing authority of the Gaza Strip following the 2007 Battle of Gaza. It also holds a majority in the parliament of the Palestinian National Authority.
Canada, the European Union, Israel, Japan, Australia, the United Kingdom and the United States have designated Hamas as a terrorist organization. New Zealand and Paraguay have designated only its military wing as a terrorist organization. It is not considered a terrorist organization by Brazil, China, Egypt, Iran, Norway, Qatar, Russia, Syria and Turkey. In December 2018, the United Nations General Assembly rejected a U.S. resolution condemning Hamas as a terrorist organization. Hamas leaders Ismail Haniyeh and Khaled Mashaal are based in Qatar.
Hamas was founded in 1987, soon after the First Intifada broke out, as an offshoot of the Egyptian Muslim Brotherhood which in its Gaza branch had previously been nonconfrontational toward Israel and hostile to the Palestine Liberation Organization (PLO). Co-founder Sheik Ahmed Yassin said in 1987, and the Hamas Charter affirmed in 1988, that Hamas was founded to liberate Palestine, including modern-day Israel, from Israeli occupation and to establish an Islamic state in the area that is now Israel, the West Bank and the Gaza Strip. Since 1994, the group has frequently stated that it would accept a truce if Israel withdraws to the 1967 borders, paid reparations, allowed free elections in the territories and gave Palestinian refugees the right to return.
Israel and Hamas have engaged in several wars of varying intensity. Hamas's military wing has launched attacks against Israeli civilians and soldiers, often describing them as retaliations, in particular for assassinations of the upper echelon of their leadership. Tactics have included suicide bombings and, since 2001, rocket attacks. Hamas's rocket arsenal, though mainly consisting of short-range homemade Qassam rockets with a range of , also includes Grad-type rockets ( by 2009) and longer-range () that have reached major Israeli towns such as Beer Sheva and Ashdod, and some that have struck cities like Tel Aviv and Haifa. Human Rights Watch has condemned as war crimes and crimes against humanity both Hamas and Israel for attacks on civilians during the conflict, stating that the rationale of reprisals is never valid when civilians are targeted.
In the January 2006 Palestinian parliamentary elections, Hamas won a majority in the PNA Parliament, defeating the PLO-affiliated Fatah party. After the elections, the Quartet (the European Union, Russia, the United Nations and the United States) made future foreign assistance to the PNA conditional upon the PNA's commitment to nonviolence, recognition of the state of Israel, and acceptance of previous agreements. Hamas rejected those conditions, which led the Quartet to suspend its foreign assistance program and Israel to impose economic sanctions on the Hamas-led administration. In March 2007, a national unity government headed by Prime Minister Ismail Haniyeh of Hamas was briefly formed, but this failed to restart international financial assistance. Tensions over control of Palestinian security forces soon erupted in the 2007 Battle of Gaza, after which Hamas took control of Gaza, while its officials were ousted from government positions in the West Bank. Israel and Egypt then imposed an economic blockade of the Gaza Strip on the grounds that Fatah forces were no longer providing security there.
Etymology
Hamas is an acronym of the Arabic phrase or , meaning "Islamic Resistance Movement". This acronym, HMS, was later glossed in the Hamas Covenant by the Arabic word () which itself means "zeal", "strength", or "bravery". In Hebrew, there is a similar-sounding word, () connoting "violence" and it has been suggested that the phonemic resemblance between the two terms may have conduced to abetting acrimonious relations between Israel and this Palestinian movement.
Aims
Hamas' declared objectives are to liberate Palestine from Israeli occupation and transform the country into an Islamic state. Which of these two objectives is the primary goal is disputed. The movement's original charter committed it to waging an armed struggle to destroy the state of Israel.
Leadership and structure
Hamas inherited from its predecessor a tripartite structure that consisted in the provision of social services, of religious training and military operations under a Shura Council. Traditionally it had four distinct functions: (a) a charitable social welfare division (dawah); (b) a military division for procuring weapons and undertaking operations (al-Mujahideen al Filastinun); (c) a security service (Jehaz Aman); and (d) a media branch (A'alam). Hamas has both an internal leadership within the West Bank and the Gaza Strip, and an external leadership, split between a Gaza group directed by Mousa Mohammed Abu Marzook from his exile first in Damascus and then in Egypt, and a Kuwaiti group (Kuwaidia) under Khaled Mashal. The Kuwaiti group of Palestinian exiles began to receive extensive funding from the Gulf States after its leader Mashal broke with Yasser Arafat's decision to side with Saddam Hussein in the Invasion of Kuwait, with Mashal insisting that Iraq withdraw. On May 6, 2017, Hamas' Shura Council chose Ismail Haniya to become the new leader, to replace Mashal.
The exact nature of the organization is unclear, secrecy being maintained for fear of Israeli assassinations and to conceal operational activities. Formally, Hamas maintains the wings are separate and independent. Matthew Levitt maintains this is a public myth. Davis argues that they are both separate and combined for reasons of internal and external political necessity. Communication between the political and military wings of Hamas is difficult, owing to the thoroughness of Israeli intelligence surveillance and the existence of an extensive base of informants. After the assassination of Abdel Aziz al-Rantisi the occasional political direction of the militant wing diminished, with field commanders given discretional autonomy on operations.
Consultative councils
The governing body is the Majlis al-Shura. The principle behind the council is based on the Qur'anic concept of consultation and popular assembly (), which Hamas leaders argue provides for democracy within an Islamic framework. As the organization grew more complex and Israeli pressure increased it needed a broader base for decisions, the Shura Council was renamed the 'General Consultative Council', elected from members of local council groups and this in turn elected a 15-member Politburo (al-Maktab al-Siyasi) that made decisions at the highest level. Representatives come from Gaza, the West Bank, leaders in exile and Israeli prisons. This organ was located in Damascus until the Syrian Civil War led it to transfer to Qatar in January 2012, when Hamas sided with the civil opposition against the regime of Bashar al-Assad.
Social services wing
Hamas developed its social welfare programme by replicating the model established by Egypt's Muslim Brotherhood. For Hamas, charity and the development of one's community are both prescribed by religion and to be understood as forms of resistance. In Islamic tradition, () obliges the faithful to reach out to others by both proselytising and by charitable works, and typically the latter centre on the mosques which make use of both endowment resources and charitable donations (, one of the five pillars of Islam) to fund grassroots services like nurseries, schools, orphanages, soup kitchens, women's activities, library services and even sporting clubs within a larger context of preaching and political discussions. In the 1990s, some 85% of its budget was allocated to the provision of social services. Hamas has been called perhaps the most significant social services actor in Palestine. By 2000, Hamas or its affiliated charities ran roughly 40% of the social institutions in the West Bank and Gaza and, with other Islamic charities, by 2005, was supporting 120,000 individuals with monthly financial support in Gaza. Part of the appeal of these institutions is that they fill a vacuum in the administration by the PLO of the Palestinian territories, which had failed to cater to the demand for jobs and broad social services, and is widely viewed as corrupt. As late as 2005, the budget of Hamas, drawing on global charity contributions, was mostly tied up in covering running expenses for its social programmes, which extended from the supply of housing, food and water for the needy to more general functions like financial aid, medical assistance, educational development and religious instruction. A certain accounting flexibility allowed these funds to cover both charitable causes and military operations, permitting transfer from one to the other.
The infrastructure itself was understood, within the Palestinian context, as providing the soil from which a militant opposition to the occupation would flower. In this regard it differs from the rival Palestinian Islamic Jihad which lacks any social welfare network, and relies on spectacular terrorist attacks to recruit adherents. In 2007, through funding from Iran, Hamas managed to allocate at a cost of $60 million, monthly stipends of $100 for 100,000 workers, and a similar sum for 3,000 fishermen laid idle by Israel's imposition of restrictions on fishing offshore, plus grants totalling $45 million to detainees and their families. Matthew Levitt argues that Hamas grants to people are subject to a rigorous cost-benefit analysis of how beneficiaries will support Hamas, with those linked to terrorist activities receiving more than others. Israel holds the families of suicide bombers accountable and bulldozes their homes, whereas the families of Hamas activists who have been killed or wounded during militant operations are given an initial, one-time grant varying between $500–$5,000, together with a $100 monthly allowance. Rent assistance is also given to families whose homes have been destroyed by Israeli bombing though families unaffiliated with Hamas are said to receive less.
Until 2007, these activities extended to the West Bank, but, after a PLO crackdown, now continue exclusively in the Gaza Strip. After the 2013 Egyptian coup d'état deposed the elected Muslim Brotherhood government of Mohamed Morsi in 2013, Hamas found itself in a financial straitjacket and has since endeavoured to throw the burden of responsibility for public works infrastructure in the Gaza Strip back onto the Palestinian National Authority, but without success.
Military wing
The Izz ad-Din al-Qassam Brigades is Hamas's military wing. By the time of the Al-Aqsa Intifada, Hamas's laboratories had devised a primitive form of rocketry, the Qassam 1, which they first launched in October 2000, carrying a warhead with a throw range of . Both propellant and the explosive were manufactured from chemical fertilizers, though TNT was also tried. Over the next five years of the conflict, a -warhead-armed version with a strike range of –, the Qassam 2, was also produced and in an incremental rise, these rocket types were fired towards Israeli settlements along the Gaza Strip: 4 in 2001, 35 in 2002, 155 in 2003, 281 in 2004, and 179 in 2005. By 2005, the Qassam 3 had been engineered with a – range and a warhead. By 2006, 942 such rockets were launched into southern Israel. During the War with Israel in 2008–2009, Hamas deployed 122-mm Grad rocketry with a – range and a warhead and a variety of guided Kornet antitank missiles. By 2012 Hamas had engineered a version of the Fajr-5 rocket, which was capable of reaching as far as Tel Aviv, as was shown after the assassination of Ahmed Jabari in that year. In the 2014 war its advanced rocketry reached Jerusalem, Tel Aviv and Haifa.
While the number of members is known only to the Brigades leadership, Israel estimates the Brigades have a core of several hundred members who receive military style training, including training in Iran and in Syria (before the Syrian Civil War). Additionally, the brigades have an estimated 10,000–17,000 operatives, forming a backup force whenever circumstances call for reinforcements for the Brigade. Recruitment training lasts for two years. The group's ideology outlines its aim as the liberation of Palestine and the restoration of Palestinian rights under the dispensations set forth in the Qur'an, and this translates into three policy priorities:
To evoke the spirit of Jihad (Resistance) among Palestinians, Arabs, and Muslims; to defend Palestinians and their land against the Zionist occupation and its manifestations; to liberate Palestinians and their land that was usurped by the Zionist occupation forces and settlers.
According to its official stipulations, the Izz ad-Din al-Qassam Brigades' military operations are to be restricted to operating only inside Palestine, engaging with Israeli soldiers, and in exercising the right of self-defense against armed settlers. They are to avoid civilian targets, to respect the enemy's humanity by refraining from mutilation, defacement or excessive killing, and to avoid targeting Westerners either in the occupied zones or beyond.
Down to 2007, the Brigades are estimated to have lost some 800 operatives in conflicts with Israeli forces. The leadership has been consistently undermined by targeted assassinations. Aside from Yahya Ayyash (January 5, 1996), it has lost Emad Akel (November 24, 1993), Salah Shehade (July 23, 2002), Ibrahim al-Makadmeh (March 8, 2003), Ismail Abu Shanab (August 21, 2003), Ahmed Yassin (March 22, 2004), and Abdel Aziz al-Rantisi (April 17, 2004).
The Izz ad-Din al-Qassam Brigades groups its fighters in 4–5 man cells, which in turn are integrated into companies and battalions. Unlike the political section, which is split between an internal and external structure, the Brigades are under a local Palestinian leadership, and disobedience with the decisions taken by the political leadership have been relatively rare.
Although the Izz al-Din al-Qassam Brigades are an integral part of Hamas, the exact nature of the relationship is hotly debated. They appear to operate at times independently of Hamas, exercising a certain autonomy. Some cells have independent links with the external leadership, enabling them to bypass the hierarchical command chain and political leadership in Gaza. Ilana Kass and Bard O'Neill, likening Hamas's relationship with the Brigades to the political party Sinn Féin's relationship to the military arm of the Irish Republican Army. quote a senior Hamas official as stating: "The Izz al-Din al-Qassam Brigade is a separate armed military wing, which has its own leaders who do not take their orders from Hamas and do not tell us of their plans in advance."
Finances and funding
Hamas, like its predecessor the Muslim Brotherhood, assumed the administration of Gaza's waqf properties, endowments which extend over 10% of all real estate in the Gaza Strip, with 2,000 acres of agricultural land held in religious trusts, together with numerous shops, rentable apartments and public buildings.
In the first five years of the 1st Intifada, the Gaza economy, 50% of which depended on external sources of income, plummeted by 30–50% as Israel closed its labour market and remittances from the Palestinian expatriates in the Gulf countries dried up following the 1991–1992 Gulf War. At the 1993 Philadelphia conference, Hamas leaders' statements indicated that they read George H. W. Bush's outline of a New World Order as embodying a tacit aim to destroy Islam, and that therefore funding should focus on enhancing the Islamic roots of Palestinian society and promoting jihad, which also means zeal for social justice, in the occupied territories. Hamas became particularly fastidious about maintaining separate resourcing for its respective branches of activity—military, political and social services. It has had a holding company in East Jerusalem (Beit al-Mal), a 20% stake in Al Aqsa International Bank which served as its financial arm, the Sunuqrut Global Group and al-Ajouli money-changing firm.
By 2011, Hamas's budget, calculated to be roughly US$70 million, derived even more substantially (85%) from foreign, rather than internal Palestinian, sources. Only two Israeli-Palestinian sources figure in a list seized in 2004, while the other contributors were donor bodies located in Jordan, Qatar, Kuwait, Saudi Arabia, Britain, Germany, the United States, United Arab Emirates, Italy and France. Much of the money raised comes from sources that direct their assistance to what Hamas describes as its charitable work for Palestinians, but investments in support of its ideological position are also relevant, with Persian Gulf States and Saudi Arabia prominent in the latter. Matthew Levitt claims that Hamas also taps money from corporations, criminal organizations and financial networks that support terror. It is also alleged that it engages in cigarette and drug smuggling, multimedia copyright infringement and credit card fraud. The United States, Israel and the EU have shut down many charities and organs that channel money to Hamas, such as the Holy Land Foundation for Relief. Between 1992 and 2001, this group is said to have provided $6.8 million to Palestinian charities of the $57 million collected. By 2001, it was alleged to have given Hamas $13 million, and was shut down shortly afterwards.
About half of Hamas's funding came from states in the Persian Gulf down to the mid 2000s. Saudi Arabia supplied half of the Hamas budget of $50 million in the early 2000s, but, under U.S. pressure, began cut its funding by cracking down on Islamic charities and private donor transfers to Hamas in 2004, which by 2006 drastically reduced the flow of money from that area. Iran and Syria, in the aftermath of Hamas's 2006 electoral victory, stepped in to fill the shortfall. Saudi funding, negotiated with third parties like Egypt, remained supportive of Hamas as a Sunni group but chose to provide more assistance to the PNA, the electoral loser, when the EU responded to the outcome by suspending its monetary aid. During the 1980s, Iran began to provide 10% of Hamas's funding, which it increased annually until by the 1990s it supplied $30 million. It accounted for $22 million, over a quarter of Hamas's budget, by the late 2000s. According to Matthew Levitt, Iran preferred direct financing to operative groups rather than charities, requiring video proof of attacks. Much of the Iran funding is said to be channeled through Hezbollah. After 2006, Iran's willingness to take over the burden of the shortfall created by the drying up of Saudi funding also reflected the geopolitical tensions between the two, since, though Shiite, Iran was supporting a Sunni group traditionally closely linked with the Saudi kingdom. The US imposed sanctions on Iran's Bank Saderat, alleging it had funneled hundreds of millions to Hamas. The US has expressed concerns that Hamas obtains funds through Palestinian and Lebanese sympathizers of Arab descent in the Foz do Iguaçu area of the tri-border region of Latin America, an area long associated with arms trading, drug trafficking, contraband, the manufacture of counterfeit goods, money-laundering and currency fraud. The State Department adds that confirmatory information of a Hamas operational presence there is lacking.
After 2009, sanctions on Iran made funding difficult, forcing Hamas to rely on religious donations by individuals in the West Bank, Qatar, and Saudi Arabia. Funds amounting to tens of millions of dollars raised in the Gulf states were transferred through the Rafah Border Crossing. These were not sufficient to cover the costs of governing the Strip and running the al Qassam Brigades, and when tensions arose with Iran over support of President Assad in Syria, Iran dropped its financial assistance to the government, restricting its funding to the military wing, which meant a drop from $150 million in 2012 to $60 million the following year. A further drop occurred in 2015 when Hamas expressed its criticisms of Iran's role in the Yemeni Civil War.
In 2017, the PA government imposed its own sanctions against Gaza, including, among other things, cutting off salaries to thousands of PA employees, as well as financial assistance to hundreds of families in the Gaza Strip. The PA initially said it would stop paying for the electricity and fuel that Israel supplies to the Gaza Strip, but after a year partially backtracked. The Israeli government has allowed millions of dollars from Qatar to be funneled on a regular basis through Israel to Hamas, to replace the millions of dollars the PA had stopped transferring to Hamas. Israeli Prime Minister Benjamin Netanyahu explained that letting the money go through Israel meant that it could not be used for terrorism, saying: "Now that we are supervising, we know it's going to humanitarian causes."
History
Origins
Hamas's origins can be traced to the foundation of the Muslim Brotherhood in Egypt in 1928. The Muslim Brotherhood arose as an attempt to have Islamic values extend beyond the mosque into the secular sphere, where it challenged the core assumptions, social, political, ideological, nationalist and economic of the existing ruling order. In 1935 it established contacts in Mandatory Palestine and in 1945 inaugurated its first branch in Jerusalem. Following the Nakba in 1948, which shattered Palestinian society, the Muslim Brotherhood was one of the first organizations to reestablish itself among the Palestinians.
When Israel occupied the Palestinian territories in 1967, the Muslim Brotherhood members did not take active part in the resistance, preferring to focus on social-religious reform and on restoring Islamic values. This outlook changed in the early 1980s and Islamic organizations became more involved in Palestinian politics. The driving force behind this transformation was Ahmed Yassin, a Palestinian refugee from Al-Jura. Of humble origins and quadriplegic, he persevered to become one of the Muslim Brotherhood's leaders in Gaza. His charisma and conviction brought him a loyal group of followers, who he, as a quadriplegic, depended on for everything—from feeding him, to transporting him to and from events, and to communicate his strategy to the public.
In 1973, Yassin founded the social-religious charity al-Mujama al-Islamiya ("Islamic center") in Gaza as an offshoot to the Muslim Brotherhood. The Israeli authorities encouraged Yassin's charity to expand as they saw it as a useful counterbalance to the secular Palestine Liberation Organization. Yitzhak Segev, who was the Israeli military governor of Gaza at the time, recalled that they even funded his charity: "The Israeli government gave me a budget, and the military government gives to the mosques". Israel's religious affairs official in Gaza, Avner Cohen, later regretfully concluded that Hamas was created by Israel. He claimed to have warned his superiors not to back the Islamists.
In 1984 Yassin was arrested after the Israelis found out that his group collected arms, but released in May 1985 as part of a prisoner exchange. He continued to expand the reach of his charity in Gaza. Following his release, he set up al-Majd (an acronym for Munazamat al-Jihad wa al-Da'wa), headed by former student leader Yahya Sinwar and Rawhi Mushtaha, tasked with handling internal security and hunting local informants for the Israeli intelligence services. At about the same time, he ordered former student leader Salah Shehade to set up al-Mujahidun al-Filastiniun (Palestinian fighters), but its militants were quickly rounded up by Israeli authorities and had their arms confiscated.
The idea of Hamas began to take form on December 10, 1987, when several members of the Brotherhood convened the day after an incident in which an Israeli army truck had crashed into a car at a Gaza checkpoint killing 4 Palestinian day-workers. They met at Yassin's house and decided that they too needed to react in some manner as the protest riots sparking the First Intifada erupted. A leaflet issued on the 14 December calling for resistance is considered to mark their first public intervention, though the name Hamas itself was not used until January 1988. Yassin was not directly connected to the organization but he gave it his blessing. In a meeting with the Jordanian Muslim Brotherhood in February 1988, it too gave its approval. To many Palestinians it appeared to engage more authentically with their national expectations, since it merely provided an Islamic version of what had been the PLO's original goals, armed struggle to liberate all of Palestine, rather than the territorial compromise the PLO acquiesced in—a small fragment of Mandatory Palestine.
Creating Hamas as an entity distinct from the Muslim Brotherhood was a matter of practicality; the Muslim Brotherhood refused to engage in violence against Israel, but without participating in the intifada, the Islamists tied to it feared they would lose support to their rivals the Palestinian Islamic Jihad and the PLO. They also hoped that by keeping its militant activities separate, Israel would not interfere with its social work.
Hamas published its charter in August 1988, wherein it defined itself as a chapter of the Muslim Brotherhood and its desire to establish "an Islamic state throughout Palestine" (for details on the charter see Hamas Charter (1988)).
Co-founder Yassin was convinced that Israel was endeavouring to destroy Islam, and concluded that loyal Muslims had a religious obligation to destroy Israel. The short-term goal of Hamas was to liberate Palestine, including modern-day Israel, from Israeli occupation. The long-term aim sought to establish an Islamic state from the Jordan River to the Mediterranean Sea, remarkably similar to, and perhaps derived from, the Zionist notion of the same area under a Jewish majority.
First Intifada
Hamas's first strike against Israel came in the spring 1989 as it abducted and killed Avi Sasportas and Ilan Saadon, two Israeli soldiers. At the time, Shehade and Sinwar served time in Israeli prisons and Hamas had set up a new group, Unit 101, headed by Mahmoud al-Mabhouh, whose objective was to abduct soldiers. The discovery of Sasportas' body triggered, in the words of Jean-Pierre Filiu, 'an extremely violent Israeli response': hundreds of Hamas leaders and activists, among them Yassin, who was sentenced to life in prison, were arrested, and Hamas was outlawed. This mass detention of activists, together with a further wave of arrests in 1990, effectively dismantled Hamas and, devastated, it was forced to adapt; its command system became regionalized to make its operative structure more diffuse, and to minimize the chances of being detected.
Anger following the al-Aqsa massacre in October 1990 in which Muslim worshippers had tried to prevent Orthodox Jews from placing a foundation stone for the Third Temple on the Temple Mount and Israeli police fired into the al-Aqsa mosque, killing 17, caused Hamas to intensify its campaign of abductions. Hamas declared every Israeli soldier a target and called for a "jihad against the Zionist enemy everywhere, in all fronts and every means."
Hamas reorganized its units from al-Majd and al-Mujahidun al-Filastiniun into a military wing called the Izz ad-Din al-Qassam Brigades led by Yahya Ayyash in the summer of 1991 or 1992. The name comes from the militant Palestinian nationalist leader Sheikh Izz ad-Din al-Qassam who fought against the British and whose death in 1935 sparked the 1936–1939 Arab revolt in Palestine. Though its members sometimes referred to themselves as "Students of Ayyash", "Students of the Engineer", or "Yahya Ayyash Units". At the outset, weapons were hard to come by, and the organization began to resort to intermittent kidnappings of soldiers to secure arms and munitions.
Ayyash, an engineering graduate from Birzeit University, was a skillful bomb maker and greatly improved Hamas' striking capability, earning him the nickname al-Muhandis ("the Engineer"). He is thought to have been one of the driving forces in Hamas' use of suicide bombings, arguing that "we paid a high price when we only used slingshots and stones. We need to exert more pressure, make the cost of the occupation that much more expensive in human lives, that much more unbearable". Until his assassination by Shin Bet in 1996, almost all bombs used on suicide missions were constructed by him.
In December 1992 Israel responded to the killing of a border police officer by exiling 415 members of Hamas and Islamic Jihad to Southern Lebanon, at the time occupied by Israel. There Hamas established contacts with Hezbollah, Palestinians living in refugee camps, and learnt how to construct suicide and car bombs. Israel accompanied the deportations by the imposition of a two-week curfew on the Strip, causing an income shortfall for its economy of $1,810,000 per diem. The deportees were allowed to return nine months later. The deportation provoked international condemnation and a unanimous UN Security Council resolution condemning the action. Hamas ordered two car bombs in retaliation for the deportation.
Hamas first suicide bombing took place at Mehola Junction in the West Bank in April 1993 using a car parked between two buses, carrying soldiers. Aside from the bomber, the blast killed a Palestinian that worked in a nearby settlement. The bomb design was flawed but Hamas would soon learn how to manufacture more lethal bombs.
Collaborators
In the first years of the Intifada, Hamas violence was restricted to Palestinians; collaborators with Israel and individuals it defined as "moral deviants," that is, drug dealers and prostitutes known to enjoy ties with Israeli criminal networks, or for engaging in loose behavior, such as seducing women in hairdressing salons with alcohol, behaviour Hamas considered was encouraged by Israeli agents. Hamas leaders likened their rooting out of collaborators to what the French resistance did with Nazi collaborators in World War II. In 1992 alone they executed more than 150. Details of the methods were published in The New York Times in 1993. In Western media this was reported as typical "intercommunal strife" among Arabs.
Hamas's actions in the First Intifada expanded its popularity. In 1989 fewer than three percent of the Palestinians in Gaza supported Hamas. By October 1993 this figure had increased to 13%, a number that still paled in comparison to Fatah which enjoyed the support of 45% of the Palestinians in the occupied territories.
Oslo years
In February 1994, Baruch Goldstein, a Jewish settler in military fatigues, massacred 29 Muslims at prayer in the Ibrahimi Mosque in Hebron in the West Bank during the month of Ramadan. An additional 19 Palestinians were killed by Israeli forces in the ensuing riots. Israeli Prime Minister Yitzhak Rabin condemned the massacre but fearing a confrontation with Hebron's violent settler community, he refused to withdraw them, and Hamas swore to avenge the deaths. In a communique it announced that if Israel didn't discriminate between "fighters and civilians" then it would be "forced ... to treat the Zionists in the same manner. Treating like with like is a universal principle."
At the end of the 40-day mourning period for Goldstein's victims, on April 6, a suicide bomber blew up his car at a crowded bus stop in Afula, killing eight Israelis and injuring 34. An additional five Israelis were killed and 30 injured as a Palestinian detonated himself on a bus in Hadera a week later. Hamas claimed responsibility for both attacks which were the first suicide bombings in Israel. The attacks may have been timed to disrupt negotiations between Israel and PLO on the implementation of the Oslo I Accord.
A bomb on a bus in downtown Tel Aviv in October, killing 22 and injuring 45, was Hamas first successful attack in the city.
In late December 1995, Hamas promised the Palestinian Authority (PA) to cease military operations. But it was not to be as Shin Bet assassinated Ayyash, the 29-year-old leader of the al-Qassam Brigades on January 5, 1996 using a booby-trapped cellphone given to Ayyash by his uncle who worked as an informer. Nearly 100,000 Gazans, about 11% of the total population, marched in his funeral. Hamas resumed its campaign of suicide bombings which had been dormant for a good part of 1995 to retaliate the assassination.
In September 1997, Israel's Prime Minister Benjamin Netanyahu ordered the assassination of Hamas leader Khaled Mashal who lived in Jordan. Two Mossad agents entered Jordan on false Canadian passports and sprayed Mashal with a nerve agent on a street in Amman. They were caught however and King Hussein threatened to put the agents on trial unless Israel provided Mashal with an antidote and released Yassin. Israel obliged and the antidote saved Mashal's life. Yassin was returned to Gaza where he was given a hero's welcome with banners calling him the "sheikh of the Intifada". Yassin's release temporarily boosted Hamas' popularity and at a press conference Yassin declared: "There will be no halt to armed operations until the end of the occupation ... we are peace-seekers. We love peace. And we call on them [the Israelis] to maintain peace with us and to help us in order to restore our rights by peace."
Although the suicide attacks by the al-Qassam Brigades and other groups violated the 1993 Oslo accords (which Hamas opposed), Arafat was reluctant to pursue the attackers and may have had inadequate means to do so.
Impact of the Hebron massacre
The Hebron massacre had a profound effect on Hamas' militancy. For its first seven years, it attacked only what it saw as "legitimate military targets," Israeli soldiers and military installations. But following the massacre, it felt that it no longer had to distinguish between military and civilian targets. The leader of the Muslim Brotherhood in the West Bank, Sheikh Ahmed Haj Ali, later argued that "had there not been the 1994 Ibrahimi Mosque massacre, there would have been no suicide bombings." Al-Rantisi in an interview in 1998 stated that the suicide attacks "began after the massacre committed by the terrorist Baruch Goldstein and intensified after the assassination of Yahya Ayyash." Musa Abu Marzouk put the blame for the escalation on the Israelis: "We were against targeting civilians ... After the Hebron massacre we determined that it was time to kill Israel's civilians ... we offered to stop if Israel would, but they rejected that offer."
According to Matti Steinberg, former advisor to Shin Bet and one of Israel's leading experts on Hamas, the massacre laid to rest an internal debate within Hamas on the usefulness of indiscriminate violence: "In the Hamas writings there is an explicit prohibition against indiscriminate harm to helpless people. The massacre at the mosque released them from this taboo and introduced a dimension of measure for measure, based on citations from the Koran."
Expulsion from Jordan
In 1999 Hamas was banned in Jordan, reportedly in part at the request of the United States, Israel, and the Palestinian Authority. Jordan's King Abdullah feared the activities of Hamas and its Jordanian allies would jeopardize peace negotiations between the Palestinian Authority and Israel, and accused Hamas of engaging in illegitimate activities within Jordan. In mid-September 1999, authorities arrested Hamas leaders Khaled Mashal and Ibrahim Ghosheh on their return from a visit to Iran, and charged them with being members of an illegal organization, storing weapons, conducting military exercises, and using Jordan as a training base. The Hamas leaders denied the charges. Mashal was exiled and eventually settled in Damascus in Syria in 2001. As a result of the Syrian civil war he distanced himself from Bashar al-Assad's regime in 2012 and moved to Qatar.
Popular support
While the Palestinians were used to the idea that their young was willing to die for the struggle, the idea that they would strap explosives to their bodies and blow themselves up was a new and not well-supported development. A poll taken in 1996 after the wave of suicide bombings Hamas carried out to retaliate Israel's assassination of Ayyash showed that most 70% opposed the tactic and 59% called for Arafat to take action to prevent further attacks.
In the political arena Hamas continued to trail far behind its rival Fatah; 41% trusted Arafat in 1996 but only 3% trusted Yasssin.
Second Intifada
In contrast to the preceding uprising, the Al-Aqsa or Second Intifada began violently, with mass demonstrations and lethal Israeli counter-insurgency tactics. Prior to the incidents surrounding Ariel Sharon's visit to the Temple Mount, Palestinian support for violence against Israelis and for Hamas had been gauged to be 52% and 10%, respectively. By July of the following year, after almost a year of savage conflict, polling indicated that 86% of Palestinians endorsed violence against Israelis and support for Hamas had risen to 17%.
The al-Qassam Brigades were among the many militant groups that launched both military-style attacks and suicide bombings against Israeli civilian and military targets in this period. In the ensuing years almost 5000 Palestinians and over 1100 Israelis were killed. While there was a large number of Palestinian attacks against Israelis, the Palestinians' most effective form of violence were suicide attacks; in the first five years of the intifada a little more than half of all Israeli deaths were victims of suicide attacks. Hamas was responsible for about 40% of the 135 suicide attacks in the period.
Whatever the immediate circumstances triggering the uprising, a more general cause, writes U.S. political science professor Jeremy Pressman, was "popular Palestinian discontent [that] grew during the Oslo peace process because the reality on the ground did not match the expectations created by the peace agreements". Hamas would be the beneficiary of this growing discontent in the 2006 Palestinian Authority legislative elections.
According to Tristan Dunning, Israel has never responded to repeated offers by Hamas over subsequent years for a quid pro quo moratorium on attacks against civilians'. It has engaged in several tadi'a (periods of calm), and proposed a number of ceasefires. In January 2004, Hamas leader Ahmed Yassin, prior to his assassination, said that the group would end armed resistance against Israel for a 10-year hudna. in exchange for a Palestinian state in the West Bank, Gaza Strip, and East Jerusalem, and that restoring Palestinians' "historical rights" (relating to the 1948 Palestinian exodus) "would be left for future generations". His views were quickly echoed by senior Hamas official Abdel Aziz al-Rantissi, who added that Hamas envisaged a "phased liberation". Israel's response was to assassinate Yassin in March in a targeted Israeli air strike, and then al-Rantisi in a similar air strike in April.
2006 presidential and legislative elections
Hamas boycotted the 1996 Palestinian general election and the 2005 Palestinian presidential election, but decided to participate in the 2006 Palestinian legislative election, the first to take place after the death of Yassir Arafat. The EU figured prominently in the proposal that democratic elections be held in the territories. In the run-up to the polling day, the US administration's Condoleezza Rice, Israel's Tzipi Livni and British Prime Minister Tony Blair all expressed reservations about allowing Hamas to compete in a democratic process. Hamas ran on a platform of clean government, a thorough overhaul of the corrupt administrative system, and the issue of rampant lawlessness. The PA, notoriously riddled with corruption, chose to run Marwan Barghouti as its leading candidate, who was serving five life sentences in Israel. The US donated two million dollars to the PA to improve its media image. Israel also assisted the PA by allowing Barghouti to be interviewed in prison by Arab television and by permitting 100,000 Palestinians in East Jerusalem to vote.
Crucially, the election took place shortly after Israel had evacuated its settlements in Gaza. The evacuation, executed without consulting Fatah, gave currency to Hamas' view that resistance had compelled Israel to leave Gaza. In a statement Hamas portrayed it as a vindication of their strategy of armed resistance ("Four years of resistance surpassed 10 years of bargaining") and Muhammed Deif attributed "the Liberation of Gaza" to his comrades "love of martyrdom".
Hamas, intent on displaying its power through a plebiscite rather than by violence, announcing that it would refrain from attacks on Israel if Israel were to desist from its offensive against Palestinian towns and villages. Its election manifesto dropped the Islamic agenda, spoke of sovereignty for the Palestinian territories, including Jerusalem (an implicit endorsement of the two-state solution), while conceding nothing about its claims to all of Palestine. It mentioned "armed resistance" twice and affirmed in article 3.6 that it was a right to resist the "terrorism of occupation". A Palestinian Christian figured on its candidate list.
Hamas won 76 seats, excluding four won by independents supporting Hamas, and Fatah only 43. The election was judged by international observers to have been "competitive and genuinely democratic". The EU said that they had been run better than elections in some members countries of the union, and promised to maintain its financial support. Egypt, Saudi Arabia, Qatar, and the United Arab Emirates urged the US to give Hamas a chance, and that it was inadvisable to punish Palestinians for their choice, a position also endorsed by the Arab League a month later. The EU's promise was short-lived; three months later, in violating of its core principles regarding free elections, it abruptly froze financial assistance to the Hamas-led government, following the example set by the US and Canada. It undertook to instead channel funds directly to people and projects, and pay salaries only to Fatah members, employed or otherwise.
Hamas assumed the administration of Gaza following its electoral victory and introduced radical changes. It inherited a chaotic situation of lawlessness, since the economic sanctions imposed by Israel, the US and the Quartet had crippled the PA's administrative resources, leading to the emergence of numerous mafia-style gangs and terror cells modeled after Al Qaeda. Writing in Foreign Affairs, Daniel Byman later stated:
After it took over the Gaza Strip Hamas revamped the police and security forces, cutting them 50,000 members (on paper, at least) under Fatah to smaller, efficient forces of just over 10,000, which then cracked down on crime and gangs. No longer did groups openly carry weapons or steal with impunity. People paid their taxes and electric bills, and in return authorities picked up garbage and put criminals in jail. Gaza-neglected under Egyptian and then Israeli control, and misgoverned by Palestinian leader Yasir Arafat and his successors-finally has a real government.'
In early February 2006, Hamas offered Israel a ten-year truce "in return for a complete Israeli withdrawal from the occupied Palestinian territories: the West Bank, Gaza Strip and East Jerusalem," and recognition of Palestinian rights including the "right of return". Mashal added that Hamas was not calling for a final end to armed operations against Israel, and it would not impede other Palestinian groups from carrying out such operations.
National Unity Government
After the election, the Quartet on the Middle East (the United States, Russia, the European Union (EU), and the United Nations) stated that assistance to the Palestinian Authority would only continue if Hamas renounced violence, recognized Israel, and accepted previous Israeli-Palestinian agreements, which Hamas refused to do. The Quartet then imposed a freeze on all international aid to the Palestinian territories. In 2006 after the Gaza election, Hamas leader sent a letter addressed to George W. Bush where he among other things declared that Hamas would accept a state on the 1967 borders including a truce. However, the Bush administration did not reply.
Legislative policy and reforming the judiciary
Khaled Hroub wrote that Hamas' "[s]tress the separation between the three powers, the legislative, executive and judicial; activate the role of the Constitutional Court; re-form the Judicial Supreme Council and choose its members by elections and on the basis of qualifications rather than partisan, personal, and social considerations [...]; enact the necessary laws that guarantee the neutrality of general prosecutor [...] [and] laws that will stop any transgression by the executive power on the constitution."
Public freedoms and citizen rights
Hroub reported that Hamas' new documents include to "[a]chieve equality before the law among citizens in rights and duties; bring security to all citizens and protect their properties and assure their safety against arbitrary arrest, torture, or revenge; stress the culture of dialogue [...]; support the press and media institutions and maintain the right of journalists to access and to publish information; maintain freedom and independence of professional syndicates and preserve the rights of their membership."
Hamas–Fatah conflict
After the formation of the Hamas-led cabinet on March 20, 2006, tensions between Fatah and Hamas militants progressively rose in the Gaza strip as Fatah commanders refused to take orders from the government while the Palestinian Authority initiated a campaign of demonstrations, assassinations and abductions against Hamas, which led to Hamas responding. Israeli intelligence warned Mahmoud Abbas that Hamas had planned to kill him at his office in Gaza. According to a Palestinian source close to Abbas, Hamas considers president Abbas to be a barrier to its complete control over the Palestinian Authority and decided to kill him. In a statement to Al Jazeera, Hamas leader Mohammed Nazzal, accused Abbas of being party to besieging and isolating the Hamas-led government.
On June 9, 2006, during an Israeli artillery operation, an explosion occurred on a busy Gaza beach, killing eight Palestinian civilians. It was assumed that Israeli shellings were responsible for the killings, but Israeli government officials denied this. Hamas formally withdrew from its 16-month ceasefire on June 10, taking responsibility for the subsequent Qassam rocket attacks launched from Gaza into Israel.
On June 25, two Israeli soldiers were killed and another, Gilad Shalit, captured following an incursion by the Izz ad-Din al-Qassam Brigades, Popular Resistance Committees and Army of Islam. In response, the Israeli military launched Operation Summer Rains three days later, to secure the release of the kidnapped soldier, arresting 64 Hamas officials. Among them were 8 Palestinian Authority cabinet ministers and up to 20 members of the Palestinian Legislative Council, The arrests, along with other events, effectively prevented the Hamas-dominated legislature from functioning during most of its term. Shalit was held captive until 2011, when he was released in exchange for 1,027 Palestinian prisoners. Since then, Hamas has continued building a network of internal and cross-border tunnels, which are used to store and deploy weapons, shield militants, and facilitate cross-border attacks. Destroying the tunnels was a primary objective of Israeli forces in the 2014 Israel–Gaza conflict.
In February 2007 Saudi-sponsored negotiations led to the Hamas & Fatah Mecca Agreement to form a unity government, signed by Mahmoud Abbas on behalf of Fatah and Khaled Mashal on behalf of Hamas. The new government was called on to achieve Palestinian national goals as approved by the Palestine National Council, the clauses of the Basic Law and the National Reconciliation Document (the "Prisoners' Document") as well as the decisions of the Arab summit.
In March 2007, the Palestinian Legislative Council established a national unity government, with 83 representatives voting in favor and three against. Government ministers were sworn in by Mahmoud Abbas, the chairman of the Palestinian Authority, at a ceremony held simultaneously in Gaza and Ramallah. In June that year, renewed fighting broke out between Hamas and Fatah. In a leaked comment by Major General Yadlin to the American Ambassador Richard H Jones at this point (June 12, 2007), Yadlin emphasized Hamas's electoral victory and an eventual Fatah withdrawal from Gaza would be advantageous to Israeli interests, in that the PLO's relocation to the West Bank would allow Israel to treat the Gaza Strip and Hamas as a hostile country. In the course of the June 2007 Battle of Gaza, Hamas exploited the near total collapse of Palestinian Authority forces in Gaza, to seize control of Gaza, ousting Fatah officials. President Mahmoud Abbas then dismissed the Hamas-led Palestinian Authority government. and outlawed the Hamas militia. At least 600 Palestinians died in fighting between Hamas and Fatah. Human Rights Watch, a U.S.-based group, accused both sides in the conflict of torture and war crimes.
Human Rights Watch estimates several hundred Gazans were "maimed" and tortured in the aftermath of the Gaza War. 73 Gazan men accused of "collaborating" had their arms and legs broken by "unidentified perpetrators" and 18 Palestinians accused of collaborating with Israel, who had escaped from Gaza's main prison compound after Israel bombed the facility, were executed by Hamas security officials in the first days of the conflict. Hamas security forces attacked hundreds Fatah officials who supported Israel. Human Rights Watch interviewed one such person:
In March 2012 Mahmoud Abbas stated that there were no political differences between Hamas and Fatah as they had reached agreement on a joint political platform and on a truce with Israel. Commenting on relations with Hamas, Abbas revealed in an interview with Al Jazeera that "We agreed that the period of calm would be not only in the Gaza Strip, but also in the West Bank," adding that "We also agreed on a peaceful popular resistance [against Israel], the establishment of a Palestinian state along the 1967 borders and that the peace talks would continue if Israel halted settlement construction and accepted our conditions." Progress has stalled, until an April 2014 agreement to form a compromise unity government, with elections to be held in late 2014. These elections did not take place and following a new agreement, the next Palestinian general election is scheduled to take place by the end of March, 2021.
2008–2009 Gaza War
On June 17, 2008, Egyptian mediators announced that an informal truce had been agreed to between Hamas and Israel. Hamas agreed to cease rocket attacks on Israel, while Israel agreed to allow limited commercial shipping across its border with Gaza, barring any breakdown of the tentative peace deal; Hamas also hinted that it would discuss the release of Gilad Shalit. Israeli sources state that Hamas also committed itself to enforce the ceasefire on the other Palestinian organizations. Even before the truce was agreed to, some on the Israeli side were not optimistic about it, Shin Bet chief Yuval Diskin stating in May 2008 that a ground incursion into Gaza was unavoidable and would more effectively quell arms smuggling and pressure Hamas into relinquishing power.
While Hamas was careful to maintain the ceasefire, the lull was sporadically violated by other groups, sometimes in defiance of Hamas. For example, on June 24 Islamic Jihad launched rockets at the Israeli town of Sderot; Israel called the attack a grave violation of the informal truce, and closed its border crossings with Gaza. On November 4, 2008, Israeli forces, in an attempt to stop construction of a tunnel, killed six Hamas gunmen in a raid inside the Gaza Strip. Hamas responded by resuming rocket attacks, a total of 190 rockets in November according to Israel's military.
With the six-month truce officially expired on December 19, Hamas launched 50 to more than 70 rockets and mortars into Israel over the next three days, though no Israelis were injured. On December 21, Hamas said it was ready to stop the attacks and renew the truce if Israel stopped its "aggression" in Gaza and opened up its border crossings.
On December 27 and 28, Israel implemented Operation Cast Lead against Hamas. Egyptian President Hosni Mubarak said "We warned Hamas repeatedly that rejecting the truce would push Israel to aggression against Gaza." According to Palestinian officials, over 280 people were killed and 600 were injured in the first two days of airstrikes. Most were Hamas police and security officers, though many civilians also died. According to Israel, militant training camps, rocket-manufacturing facilities and weapons warehouses that had been pre-identified were hit, and later they attacked rocket and mortar squads who fired around 180 rockets and mortars at Israeli communities. Chief of Gaza police force Tawfiq Jabber, head of the General Security Service Salah Abu Shrakh, senior religious authority and security officer Nizar Rayyan, and Interior Minister Said Seyam were among those killed during the fighting. Although Israel sent out thousands of cell-phone messages urging residents of Gaza to leave houses where weapons may be stored, in an attempt to minimise civilian casualties, some residents complained there was nowhere to go because many neighborhoods had received the same message. Israeli bombs landed close to civilian structures such as schools, and some alleged that Israel was deliberately targeting Palestinian civilians.
Israel declared a unilateral ceasefire on January 17, 2009. Hamas responded the following day by announcing a one-week ceasefire to give Israel time to withdraw its forces from the Gaza Strip. Israeli, Palestinian, and third-party sources disagreed on the total casualty figures from the Gaza war, and the number of Palestinian casualties who were civilians. In November 2010, a senior Hamas official acknowledged that up to 300 fighters were killed and "In addition to them, between 200 and 300 fighters from the Al-Qassam Brigades and another 150 security forces were martyred." These new numbers reconcile the total with those of the Israeli military, which originally said were 709 "terror operatives" killed.
After the Gaza War
On August 16, 2009, Hamas leader Khaled Mashal stated that the organization is ready to open dialogue with the Obama administration because its policies are much better than those of former U.S. president George W. Bush: "As long as there's a new language, we welcome it, but we want to see not only a change of language, but also a change of policies on the ground. We have said that we are prepared to cooperate with the US or any other international party that would enable the Palestinians to get rid of occupation." Despite this, an August 30, 2009 speech during a visit to Jordan in which Mashal expressed support for the Palestinian right of return was interpreted by David Pollock of the Washington Institute for Near East Policy as a sign that "Hamas has now clearly opted out of diplomacy." In an interview in May 2010, Mashal said that if a Palestinian state with real sovereignty was established under the conditions he set out, on the borders of 1967 with its capital Jerusalem and with the right of return, that will be the end of the Palestinian resistance, and then the nature of any subsequent ties with Israel would be decided democratically by the Palestinians. In July 2009, Khaled Mashal, Hamas's political bureau chief, stated Hamas's willingness to cooperate with a resolution to the Arab-Israeli conflict, which included a Palestinian state based on 1967 borders, provided that Palestinian refugees be given the right to return to Israel and that East Jerusalem be recognized as the new state's capital.
In 2011, after the outbreak of the Syrian Civil War, Hamas distanced itself from the Syrian regime and its members began leaving Syria. Where once there were "hundreds of exiled Palestinian officials and their relatives", that number shrunk to "a few dozen". In 2012, Hamas publicly announced its support for the Syrian opposition. This prompted Syrian state TV to issue a "withering attack" on the Hamas leadership. Khaled Mashal said that Hamas had been "forced out" of Damascus because of its disagreements with the Syrian regime. In late October, Syrian Army soldiers shot dead two Hamas leaders in Daraa refugee camp. On November 5, 2012, the Syrian state security forces shut down all Hamas offices in the country. In January 2013, another two Hamas members were found dead in Syria's Husseinieh camp. Activists said the two had been arrested and executed by state security forces. In 2013, it was reported that the military wing of Hamas had begun training units of the Free Syrian Army. In 2013, after "several intense weeks of indirect three-way diplomacy between representatives of Hamas, Israel, and the Palestinian Authority", no agreement was reached. Also, intra-Palestinian reconciliation talks stalled and, as a result, during Obama's visit to Israel, Hamas launched five rocket strikes on Israel. In November, Isra Almodallal was appointed the first spokeswoman of the group.
2014 Israel–Gaza conflict
On July 8, 2014 Israel launched Operation Protective Edge to counter increased Hamas rocket fire from Gaza. The conflict ended with a permanent cease-fire after 7 weeks, and more than 2,200 dead. 64 of the dead were Israeli soldiers, 7 were civilians in Israel (from rocket attacks), and 2,101 were killed in Gaza, of which according to UN OCHA at least 1,460 were civilians. Israel says 1,000 of the dead were militants. Following the conflict, Mahmoud Abbas president of the Palestinian Authority, accused Hamas of needlessly extending the fighting in the Gaza Strip, contributing to the high death toll, of running a "shadow government" in Gaza, and of illegally executing scores of Palestinians. Hamas has complained about the slow delivery of reconstruction materials after the conflict and announced that they were diverting these materials from civilian uses to build more infiltration tunnels.
Reconciliation attempts
In 2016, Hamas began security co-ordination with Egypt to crack down on Islamic terrorist organizations in Sinai, in return for economic aid.
In May 2017, Hamas unveiled its new charter, in an attempt to moderate its image. The charter no longer calls for Israel's destruction, but still calls for liberation of Palestine and to 'confront the Zionist project'. It also confirms acceptance of the 1967 borders as the basis for establishing a Palestinian state as well as not being an offshoot of the Muslim Brotherhood.
In October 2017, Fatah and Hamas signed yet another reconciliation agreement. The partial agreement addresses civil and administrative matters involving Gaza and the West Bank. Other contentious issues such as national elections, reform of the Palestine Liberation Organization (PLO) and possible demilitarization of Hamas were to be discussed in the next meeting in November 2017, due to a new step-by-step approach.
2018–2019 Gaza border protests
Between 2018 and 2019, Hamas participated in "the Great March of Return" along the Gaza border with Israel. At least 183 Palestinians were killed.
2021 Israel–Palestine crisis
In May 2021, after tensions escalated in Sheikh Jarrah and the al-Aqsa mosque compound in Jerusalem, Israel and Hamas clashed in Gaza once again. After eleven days of fighting, at least 243 people were killed in Gaza and 12 in Israel.
Media
Al-Aqsa TV
Al-Aqsa TV is a television channel founded by Hamas. The station began broadcasting in the Gaza Strip on January 9, 2006, less than three weeks before the Palestinian legislative elections. It has shown television programs, including some children's television, which deliver anti-semitic messages. Hamas has stated that the television station is "an independent media institution that often does not express the views of the Palestinian government headed by Ismail Haniyeh or of the Hamas movement," and that Hamas does not hold anti-semitic views. The programming includes ideologically tinged children's shows, news talk, and religiously inspired entertainment. According to the Anti-Defamation League, the station promotes terrorist activity and incites hatred of Jews and Israelis. Al-Aqsa TV is headed by Fathi Ahmad Hammad, chairman of al-Ribat Communications and Artistic Productions—a Hamas-run company that also produces Hamas's radio station, Voice of al-Aqsa, and its biweekly newspaper, The Message.
Children's magazine
Al-Fateh ("the conqueror") is the Hamas children's magazine, published biweekly in London, and also posted in an online website. It began publication in September 2002, and its 108th issue was released in mid-September 2007. The magazine features stories, poems, riddles, and puzzles, and states it is for "the young builders of the future".
According to MEMRI (three of whose seven founding staff had formerly served in the IDF), the magazine includes incitement to jihad and martyrdom and glorification of terrorist operations and of their planners and perpetrators. as well as characterizations of Jews as "murderers of the prophets" and laudatory descriptions of parents who encourage their sons to kill Jews. In each issue, a regular feature titled "The Story of a Martyr" presents the "heroic deeds" of a mujahid from one of the organizations who died in a suicide operation, including operations against civilians, or who was killed by the IDF. MEMRI also noted that the magazine includes illustrations of figures, including child warriors, who embody the ethos of jihad and martyrdom, presenting them as role models. These include the magazine's titular character, Al-Fateh ("The Conqueror")—a small boy on a horse brandishing a drawn scimitar—as well as children carrying guns, and photos of Hamas fighters launching Qassam rockets.
Hamas Charter (1988)
The foundational document of Hamas, the Hamas Charter (mīthāq ḥarakat), was, according to Khaled Hroub written by a single individual and made public without going through the usual prior consultation process. It was then signed on August 18, 1988. It contains both antisemitic passages and characterizations of Israeli society as Nazi-like in its cruelty, and irredentist claims. It declares all of Palestine a waqf, an unalienable religious property consisting of land endowed to Muslims in perpetuity by God, with religious coexistence under Islam's rule. The charter rejects a two-state solution, stating that the conflict cannot be resolved "except through jihad".
Article 6 states that the movement's aim is to "raise the banner of Allah over every inch of Palestine, for under the wing of Islam followers of all religions can coexist in security and safety where their lives, possessions and rights are concerned". It adds that, "when our enemies usurp some Islamic lands, jihad becomes a duty binding on all Muslims", for which the whole of the land is non-negotiable, a position likened, without the racist sentiments present in the Hamas charter, to that in the Likud party platform and in movements like Gush Emunim. For Hamas, to concede territory is seen as equivalent to renouncing Islam itself.
Decades down the line, Hamas's official position changed with regard to a two-state solution. Khaled Mashaal, its leader, has publicly affirmed the movement's readiness to accept such a division. When Hamas won a majority in the 2006 Palestinian legislative election, Haniyeh, then president-elect, sent messages to both George Bush and Israel's leaders asking to be recognized and offering a long-term truce (hudna), along the 1967 border lines. No response was forthcoming.
Mousa Marzook said in 2007 that the charter could not be altered because it would look like a compromise not acceptable to the 'street' and risk fracturing the party's unity. Hamas leader Khaled Meshaal has stated that the Charter is "a piece of history and no longer relevant, but cannot be changed for internal reasons". Ahmed Yousef, senior adviser to Ismail Haniyeh, added in 2011 that it reflected the views of the Elders in the face of a 'relentless occupation.' The details of its religious and political language had not been examined within the framework of international law, and an internal committee review to amend it was shelved out of concern not to offer concessions to Israel, as had Fatah, on a silver platter. While Hamas representatives recognize the problem, one official notes that Arafat got very little in return for changing the PLO Charter under the Oslo Accords, and that there is agreement that little is gained from a non-violent approach. Richard Davis says the dismissal by contemporary leaders of its relevance and yet the suspension of a desire to rewrite it reflects the differing constituencies Hamas must address, the domestic audience and international relations. The charter itself is considered an 'historical relic.'
In March 2006, Hamas released its official legislative program. The document clearly signaled that Hamas could refer the issue of recognizing Israel to a national referendum. Under the heading "Recognition of Israel," it stated simply (AFP, 3/11/06): "The question of recognizing Israel is not the jurisdiction of one faction, nor the government, but a decision for the Palestinian people." This was a major shift away from their 1988 charter. A few months later, via University of Maryland's Jerome Segal, the group sent a letter to U.S. President George W. Bush stating they "don't mind having a Palestinian state in the 1967 borders", and asked for direct negotiations: "Segal emphasized that a state within the 1967 borders and a truce for many years could be considered Hamas's de facto recognition of Israel."
In an April 2008 meeting between Hamas leader Khaled Mashal and former U.S. President Jimmy Carter, an understanding was reached in which Hamas agreed it would respect the creation of a Palestinian state in the territory seized by Israel in the 1967 Six-Day War, provided this were ratified by the Palestinian people in a referendum. Hamas later publicly offered a long-term truce with Israel if Israel agreed to return to its 1967 borders and grant the "right of return" to all Palestinian refugees. In November 2008, Hamas leader Ismail Haniyeh re-stated that Hamas was willing to accept a Palestinian state within the 1967 borders, and offered Israel a long-term truce "if Israel recognized the Palestinians' national rights". In 2009, in a letter to UN Secretary General Ban Ki-moon, Haniyeh repeated his group's support for a two-state settlement based on 1967 borders: "We would never thwart efforts to create an independent Palestinian state with borders [from] June 4, 1967, with Jerusalem as its capital." On December 1, 2010, Ismail Haniyeh again repeated, "We accept a Palestinian state on the borders of 1967, with Jerusalem as its capital, the release of Palestinian prisoners, and the resolution of the issue of refugees," and "Hamas will respect the results [of a referendum] regardless of whether it differs with its ideology and principles."
In February 2012, according to the Palestinian authority, Hamas forswore the use of violence. Evidence for this was provided by an eruption of violence from Islamic Jihad in March 2012 after an Israeli assassination of a Jihad leader, during which Hamas refrained from attacking Israel. "Israel—despite its mantra that because Hamas is sovereign in Gaza it is responsible for what goes on there—almost seems to understand," wrote Israeli journalists Avi Issacharoff and Amos Harel, "and has not bombed Hamas offices or installations".
Israel has rejected some truce offers by Hamas because it contends the group uses them to prepare for more fighting rather than peace. The Atlantic magazine columnist Jeffrey Goldberg, along with other analysts, believes Hamas may be incapable of permanent reconciliation with Israel. Mkhaimer Abusada, a political scientist at Al Azhar University, writes that Hamas talks "of hudna [temporary ceasefire], not of peace or reconciliation with Israel. They believe over time they will be strong enough to liberate all historic Palestine."
Islamization efforts
In the Gaza Strip
The gender ideology outlined in the Hamas charter, the importance of women in the religious-nationalist project of liberation is asserted as no lesser than that of males. Their role was defined primarily as one of manufacturing males and caring for their upbringing and rearing, though the charter recognized they could fight for liberation without obtaining their husband's permission and in 2002 their participation in jihad was permitted. The doctrinal emphasis on childbearing and rearing as woman's primary duty is not so different from Fatah's view of women in the First Intifada and it also resembles the outlook of Jewish settlers, and over time it has been subjected to change.
In 1989, during the First Intifada, a small number of Hamas followers campaigned for the wearing of the hijab, which is not a part of traditional women's attire in Palestine, for polygamy, and also insisted women stay at home and be segregated from men. In the course of this campaign, women who chose not to wear the hijab were verbally and physically harassed, with the result that the hijab was being worn 'just to avoid problems on the streets'. The harassment dropped drastically when, after 18 months UNLU condemned it, though similar campaigns reoccurred.
Since Hamas took control of the Gaza Strip in 2007, some of its members have attempted to impose Islamic dress or the hijab head covering on women. Also, the government's "Islamic Endowment Ministry" has deployed Virtue Committee members to warn citizens of the dangers of immodest dress, card playing, and dating. However, there are no government laws imposing dress and other moral standards, and the Hamas education ministry reversed one effort to impose Islamic dress on students. There has also been successful resistance to attempts by local Hamas officials to impose Islamic dress on women.
Hamas officials deny having any plans to impose Islamic law, one legislator stating that "What you are seeing are incidents, not policy," and that Islamic law is the desired standard "but we believe in persuasion". The Hamas education ministry reversed one effort to impose Islamic dress on students. When the BBC in 2010 interviewed five "middle-class" women in Gaza City, the subjects generally indicated Hamas attempts to enforce conservative religious standards of dress had been largely rejected by the local population, with some expressing concern that the closure of Gaza would allow the proliferation of extremist enforcement attempts by low-level Hamas officials, and others indicating they were happy to see Hamas enforcing such requirements. They also cited examples of leniency by Hamas authorities, such as allowing widowed women to keep custody of their children so long as they did not remarry, and other relaxations in the enforcement of Shariah law. One woman noted that the environment was "not as bad" as during the First Intifada, when women were subject to public criticism and stonings for failure to obey conservative Islamic standards of dress. One woman complained that women were not free to speak their minds or travel alone, and added: "Hamas want to force themselves onto the people. They want the people to submit to them, this is their cover. They destroyed the reputation of Islam, by saying we're doing this because it is religion. This is how they won the elections."
In 2013, UNRWA canceled its annual marathon in Gaza after Hamas rulers prohibited women from participating in the race.
In the West Bank
In 2005, the human rights organization Freemuse released a report titled "Palestine: Taliban-like attempts to censor music", which said that Palestinian musicians feared that harsh religious laws against music and concerts will be imposed since Hamas group scored political gains in the Palestinian Authority local elections of 2005.
The attempt by Hamas to dictate a cultural code of conduct in the 1980s and early 1990s led to a violent fighting between different Palestinian sectors. Hamas members reportedly burned down stores that stocked videos they deemed indecent and destroyed books they described as "heretical".
In 2005, an outdoor music and dance performance in Qalqiliya were suddenly banned by the Hamas led municipality, for the reason that such an event would be forbidden by Islam, or "Haram". The municipality also ordered that music no longer be played in the Qalqiliya zoo, and mufti Akrameh Sabri issued a religious edict affirming the municipality decision. In response, the Palestinian national poet Mahmoud Darwish warned that "There are Taliban-type elements in our society, and this is a very dangerous sign."
The Palestinian columnist Mohammed Abd Al-Hamid, a resident of Ramallah, wrote that this religious coercion could cause the migration of artists, and said "The religious fanatics in Algeria destroyed every cultural symbol, shattered statues and rare works of art and liquidated intellectuals and artists, reporters and authors, ballet dancers and singers—are we going to imitate the Algerian and Afghani examples?"
Tayyip Erdoğan's Turkey as a role model
Some Hamas members stated that the model of Islamic government that Hamas seeks to emulate is that of Turkey under the rule of Tayyip Erdoğan. The foremost members to distance Hamas from the practices of Taliban and to publicly support the Erdoğan model were Ahmed Yousef and Ghazi Hamad, advisers to Prime Minister Hanieh. Yusuf, the Hamas deputy foreign minister, reflected this goal in an interview to a Turkish newspaper, stating that while foreign public opinion equates Hamas with the Taliban or al-Qaeda, the analogy is inaccurate. Yusuf described the Taliban as "opposed to everything", including education and women's rights, while Hamas wants to establish good relations between the religious and secular elements of society and strives for human rights, democracy and an open society. According to professor Yezid Sayigh of the King's College in London, how influential this view is within Hamas is uncertain, since both Ahmad Yousef and Ghazi Hamad were dismissed from their posts as advisers to Hamas Prime Minister Ismail Hanieh in October 2007. Both have since been appointed to other prominent positions within the Hamas government. Khaled al-Hroub of the West Bank-based and anti-Hamas Palestinian daily Al Ayyam added that despite claims by Hamas leaders that it wants to repeat the Turkish model of Islam, "what is happening on the ground in reality is a replica of the Taliban model of Islam."
Antisemitism and anti-Zionism
According to academic Esther Webman, antisemitism is not the main tenet of Hamas ideology, although antisemitic rhetoric is frequent and intense in Hamas leaflets. The leaflets generally do not differentiate between Jews and Zionists. In other Hamas publications and interviews with its leaders, attempts at this differentiation have been made. In 2009 representatives of the small anti-Zionist Jewish group Neturei Karta met with Hamas leader Ismail Haniyeh in Gaza, who stated that he held nothing against Jews but only against the state of Israel.
Hamas has made conflicting statements about its readiness to recognize Israel. In 2006 a spokesman signaled readiness to recognize Israel within the 1967 borders. Speaking of requests for Hamas to recognize agreements between the Palestinian Authority and Israel, senior Hamas member Khaled Suleiman said that "these agreements are a reality which we view as such, and therefore I see no problem." Also in 2006, a Hamas official ruled out recognition of Israel with reference to West and East Germany, which never recognized each other.
Hamas Charter
Article 7 of the Hamas Covenant provides the following quotation, attributed to Muhammad:
The Day of Judgement will not come about until Moslems fight the Jews (killing the Jews), when the Jew will hide behind stones and trees. The stones and trees will say O Moslems, O Abdulla, there is a Jew behind me, come and kill him. Only the Gharkad tree (evidently a certain kind of tree), would not do that because it is one of the trees of the Jews.
Multiple commentators, including Jeffrey Goldberg and Philip Gourevitch, have identified this passage as incitement to genocide.
Article 22 states that the French Revolution, the Russian Revolution, colonialism and both world wars were created by the Zionists or forces supportive of Zionism:
You may speak as much as you want about regional and world wars. They were behind World War I, when they were able to destroy the Islamic Caliphate, making financial gains and controlling resources. They obtained the Balfour Declaration, formed the League of Nations through which they could rule the world. They were behind World War II, through which they made huge financial gains by trading in armaments, and paved the way for the establishment of their state. It was they who instigated the replacement of the League of Nations with the United Nations and the Security Council to enable them to rule the world through them. There is no war going on anywhere, without having their finger in it.
Article 32 of the Covenant refers to an antisemitic forgery, The Protocols of the Elders of Zion:
Today it is Palestine, tomorrow it will be one country or another. The Zionist plan is limitless. After Palestine, the Zionists aspire to expand from the Nile to the Euphrates. When they will have digested the region they overtook, they will aspire to further expansion, and so on. Their plan is embodied in The Protocols of the Elders of Zion, and their present conduct is the best proof of what we are saying.
Statements by Hamas members and clerics
Statements to an Arab audience
In 2008, Imam Yousif al-Zahar of Hamas said in his sermon at the Katib Wilayat mosque in Gaza that "Jews are a people who cannot be trusted. They have been traitors to all agreements. Go back to history. Their fate is their vanishing."
Another Hamas legislator and imam, Sheik Yunus al-Astal, discussed a Koranic verse suggesting that "suffering by fire is the Jews' destiny in this world and the next." He concluded "Therefore we are sure that the Holocaust is still to come upon the Jews."
Following the rededication of the Hurva Synagogue in Jerusalem in March 2010, senior Hamas figure al-Zahar called on Palestinians everywhere to observe five minutes of silence "for Israel's disappearance and to identify with Jerusalem and the al-Aqsa mosque". He further stated that "Wherever you have been you've been sent to your destruction. You've killed and murdered your prophets and you have always dealt in loan-sharking and destruction. You've made a deal with the devil and with destruction itself—just like your synagogue."
On August 10, 2012, Ahmad Bahr, Deputy Speaker of the Hamas Parliament, stated in a sermon that aired on Al-Aqsa TV:
If the enemy sets foot on a single square inch of Islamic land, Jihad becomes an individual duty, incumbent on every Muslim, male or female. A woman may set out [on Jihad] without her husband's permission, and a servant without his master's permission. Why? In order to annihilate those Jews. ... O Allah, destroy the Jews and their supporters. O Allah, destroy the Americans and their supporters. O Allah, count them one by one, and kill them all, without leaving a single one.Hamas leader prays for annihilation of Jews, Americans by Greg Tepper, The Times of Israel, August 20, 2012.Hamas top official: Kill every last Jew and American (video), Jewish Journal, August 24, 2012.
In an interview with Al-Aqsa TV on September 12, 2012, Marwan Abu Ras, a Hamas MP, who is also a member of the International Union of Muslim Scholars, stated (as translated by MEMRI):
On December 26, 2012, Senior Hamas official and Jerusalem bureau chief Ahmed Abu Haliba, called on "all Palestinian factions to resume suicide attacks ... deep inside the Zionist enemy" and said that "we must renew the resistance to occupation in any possible way, above all through armed resistance." Abu Haliba suggested the use of suicide bombings as a response to Israel's plans to build housing units in East Jerusalem and the West Bank.
In an interview on Lebanese television on July 28, 2014, Hamas spokesman Osama Hamdan repeated the blood libel myth:
Statements an international audience
In an interview with CBS This Morning on July 27, 2014, Hamas leader Khaled Meshaal stated:
On January 8, 2012, during a visit to Tunis, Gazan Hamas PM Ismail Haniyeh told The Associated Press on that he disagrees with the anti-Semitic slogans. "We are not against the Jews because they are Jews. Our problem is with those occupying the land of Palestine," he said. "There are Jews all over the world, but Hamas does not target them." In response to a statement by Palestinian Authority leader Mahmoud Abbas that Hamas preferred non-violent means and had agreed to adopt "peaceful resistance," Hamas contradicted Abbas. According to Hamas spokesman Sami Abu-Zuhri, "We had agreed to give popular resistance precedence in the West Bank, but this does not come at the expense of armed resistance."
In May 2009, senior Hamas MP Sayed Abu Musameh said, "in our culture, we respect every foreigner, especially Jews and Christians, but we are against Zionists, not as nationalists but as fascists and racists." In the same interview, he also said, "I hate all kinds of weapons. I dream of seeing every weapon from the atomic bomb to small guns banned everywhere." In January 2009, Gazan Hamas Health Minister Basim Naim published a letter in The Guardian, stating that Hamas has no quarrel with Jewish people, only with the actions of Israel. In October 1994, in a response to Isreael's crackdown on Hamas militants following a suicide bombing on a Tel Aviv bus, Hamas promised retaliation: "Rabin must know that Hamas loves death more than Rabin and his soldiers love life."
Statements on the Holocaust
Hamas has been explicit in its Holocaust denial. In reaction to the Stockholm conference on the Jewish Holocaust, held in late January 2000, Hamas issued a press release that it published on its official website, containing the following statements from a senior leader:
This conference bears a clear Zionist goal, aimed at forging history by hiding the truth about the so-called Holocaust, which is an alleged and invented story with no basis. (...) The invention of these grand illusions of an alleged crime that never occurred, ignoring the millions of dead European victims of Nazism during the war, clearly reveals the racist Zionist face, which believes in the superiority of the Jewish race over the rest of the nations. (...) By these methods, the Jews in the world flout scientific methods of research whenever that research contradicts their racist interests.
In August 2003, senior Hamas official Dr Abd Al-Aziz Al-Rantisi wrote in the Hamas newspaper Al-Risala that the Zionists encouraged murder of Jews by the Nazis with the aim of forcing them to immigrate to Palestine.
In 2005, Khaled Mashal called Mahmoud Ahmadinejad's December 14, 2005 statements on the Holocaust that Europeans had "created a myth in the name of Holocaust") as "courageous". Later in 2008, Basim Naim, the minister of health in the Hamas-led Palestinian Authority government in Gaza countered holocaust denial, and said "it should be made clear that neither Hamas nor the Palestinian government in Gaza denies the Nazi Holocaust. The Holocaust was not only a crime against humanity but one of the most abhorrent crimes in modern history. We condemn it as we condemn every abuse of humanity and all forms of discrimination on the basis of religion, race, gender or nationality."
In an open letter to Gaza Strip UNRWA chief John Ging published August 20, 2009, the movement's Popular Committees for Refugees called the Holocaust "a lie invented by the Zionists," adding that the group refused to let Gazan children study it. Hamas leader Yunis al-Astal continued by saying that having the Holocaust included in the UNRWA curriculum for Gaza students amounted to "marketing a lie and spreading it". Al-Astal continued "I do not exaggerate when I say this issue is a war crime, because of how it serves the Zionist colonizers and deals with their hypocrisy and lies."
In February 2011, Hamas voiced opposition to UNRWA's teaching of the Holocaust in Gaza. According to Hamas, "Holocaust studies in refugee camps is a contemptible plot and serves the Zionist entity with a goal of creating a reality and telling stories in order to justify acts of slaughter against the Palestinian people." In July 2012, Fawzi Barhoum, a Hamas spokesman, denounced a visit by Ziad al-Bandak, an adviser to Palestinian Authority President Mahmoud Abbas, to the Auschwitz death camp, saying it was "unjustified" and "unhelpful" and only served the "Zionist occupation" while coming "at the expense of a real Palestinian tragedy". He also called the Holocaust an "alleged tragedy" and "exaggerated". In October 2012, Hamas said that they were opposed to teaching about the Holocaust in Gaza Strip schools run by the UN Relief and Works Agency. The Refugee Affairs Department of Hamas said that teaching the Holocaust was a "crime against the issue of the refugees that is aimed at canceling their right of return".
Violence and terrorism
Hamas has used both political activities and violence in pursuit of its goals. For example, while politically engaged in the 2006 Palestinian Territories parliamentary election campaign, Hamas stated in its election manifesto that it was prepared to use "armed resistance to end the occupation".
From 2000 to 2004, Hamas was responsible for killing nearly 400 Israelis and wounding more than 2,000 in 425 attacks, according to the Israeli Ministry of Foreign Affairs. From 2001 through May 2008, Hamas launched more than 3,000 Qassam rockets and 2,500 mortar attacks into Israel.
Attacks on civilians
Hamas has attacked Israeli civilians. Hamas's most deadly suicide bombing was an attack on a Netanya hotel on March 27, 2002, in which 30 people were killed and 140 were wounded. The attack has also been referred to as the Passover massacre since it took place on the first night of the Jewish festival of Passover at a Seder.
Hamas has defended suicide attacks as a legitimate aspect of its asymmetric warfare against Israel. In 2003, according to Stephen Atkins, Hamas resumed suicide bombings in Israel as a retaliatory measure after the failure of peace talks and an Israeli campaign targeting members of the upper echelon of the Hamas leadership. but they are considered as crimes against humanity under international law. In a 2002 report, Human Rights Watch stated that Hamas leaders "should be held accountable" for "war crimes and crimes against humanity" committed by the al-Qassam Brigades.
In May 2006 Israel arrested a top Hamas official, Ibrahim Hamed, who Israeli security officials alleged was responsible for dozens of suicide bombings and other attacks on Israelis. Hamed's trial on those charges has not yet concluded. In 2008, Hamas explosives engineer Shihab al-Natsheh organized a deadly suicide bombing in Dimona.
Since 2002, paramilitary soldiers of al-Qassam Brigades and other groups have used homemade Qassam rockets to hit Israeli towns in the Negev, such as Sderot. Al-Qassam Brigades was estimated in 2007 to have launched 22% of the rocket and mortar attacks, which killed fifteen people between the years 2000 and 2009 (see Palestinian rocket attacks on Israel). The introduction of the Qassam-2 rocket in 2008 enabled Palestinian paramilitary groups to reach, from Gaza, such Israeli cities such as Ashkelon.
In 2008, Hamas leader Khaled Mashal, offered that Hamas would attack only military targets if the IDF would stop causing the deaths of Palestinian civilians. Following a June 19, 2008 ceasefire, the al-Qassam Brigades ended its rocket attacks and arrested Fatah militants in Gaza who had continued sporadic rocket and mortar attacks against Israel. The al-Qassam Brigades resumed the attacks after the November 4 Israeli incursion into Gaza.
On June 15, 2014, Israeli Prime Minister Benjamin Netanyahu accused Hamas of involvement in the kidnapping of three Israeli teenagers (including one who held American citizenship), saying "This has severe repercussions." On July 20, 2014, nearly two weeks into Operation Protective Edge, Netanyahu in an interview with CNN described Hamas as "genocidal terrorists."
On August 5, 2014 Israel announced that Israeli security forces arrested Hussam Kawasme, in Shuafat, in connection with the murders. During interrogation, Kawasme admitted to being the mastermind behind the attack, in addition to securing the funding from Hamas. Officials have stated that additional people arrested in connection with the murders are still being held, but no names have been released.
On August 20, Saleh al-Arouri, a Hamas leader in exile in Turkey, claimed responsibility for the kidnapping of the three Israeli teens. He delivered an address on behalf of Khaled Mashal at the conference of the International Union of Muslim Scholars in Istanbul, a move that might reflect a desire by Hamas to gain leverage. In it he said: "Our goal was to ignite an intifada in the West Bank and Jerusalem, as well as within the 1948 borders. ... Your brothers in the Al-Qassam Brigades carried out this operation to support their imprisoned brothers, who were on a hunger strike. ... The mujahideen captured these settlers in order to have a swap deal." Hamas political leader Khaled Mashal accepted that members of Hamas were responsible, stating that he knew nothing of it in advance and that what the leadership knew of the details came from reading Israeli reports. Meshaal, who has headed Hamas's exiled political wing since 2004, has denied being involved in the "details" of Hamas "military issues", but "justified the killings as a legitimate action against Israelis on "occupied" lands."
Hamas suicide attacks on Israeli civilians have largely disappeared since 2005; this has coincided with an increase in rocket attacks. One analysis suggests that the decline in suicide attacks is not motivated by any lack of supplies or volunteers to carry out such operations, by enhanced Israeli security measures such as the West Bank barrier (if Israeli actions were the reason, one would expect to see an equal decline in suicide attacks by all Palestinian factions, which is not observed), or by a newfound desire for reconciliation with Israel on the part of Hamas. Rather, suicide bombings provoked targeted killings that decimated the leadership of Hamas, whereas rocket attacks have elicited weaker Israeli reprisals that have tended to harm the Palestinian population as a whole more than Hamas (such as the blockade of the Gaza Strip)—thereby paradoxically increasing Hamas's popular support.
Rocket attacks on Israel
Rocket attacks by Hamas have been condemned by human rights organizations as war crimes, both because they usually take aim at civilians and because the weapons' inaccuracy would disproportionately endanger civilians even if military targets were chosen. After Operation Pillar of Defense, Human Rights Watch stated that armed Palestinian groups fired hundreds of rockets at Israeli cities, violating international humanitarian law, and that statements by Palestinian groups that they deliberately targeted Israeli civilians demonstrated an "intent to commit war crimes". HRW's Middle East director Sarah Leah Whitson said that Palestinian groups made clear that "harming civilians was their aim" and said that launching rockets at populated areas had no legal justification. International humanitarian law prohibits deliberate attacks on civilians and intentional violations can be war crimes.
According to Human Rights Watch, Hamas and other Palestinian armed groups have launched thousands of rockets into Israel since 2001, killing 15 civilians, wounding many more, and posing an ongoing threat to the nearly 800,000 Israeli civilians who live and work in the weapons' range. Hamas officials have said that the rockets were aimed only at military targets, saying that civilian casualties were the "accidental result" of the weapons' poor quality. According to Human Rights Watch, statements by Hamas leaders suggest that the purpose of the rocket attacks was indeed to strike civilians and civilian objects. From January 2009, following Operation Cast Lead, Hamas largely stopped launching rocket attacks on Israel and has on at least two occasions arrested members of other groups who have launched rockets, "showing that it has the ability to impose the law when it wants". In February 2010, Hamas issued a statement regretting any harm that may have befallen Israeli civilians as a result of Palestinian rocket attacks during the Gaza war. It maintained that its rocket attacks had been aimed at Israeli military targets but lacked accuracy and hence sometimes hit civilian areas. Israel responded that Hamas had boasted repeatedly of targeting and murdering civilians in the media.
According to one report, commenting on the 2014 conflict, "nearly all the 2,500–3,000 rockets and mortars Hamas has fired at Israel since the start of the war seem to have been aimed at towns", including an attack on "a kibbutz collective farm close to the Gaza border", in which an Israeli child was killed. Former Israeli Lt. Col. Jonathan D. Halevi stated that "Hamas has expressed pride in aiming long-range rockets at strategic targets in Israel including the nuclear reactor in Dimona, the chemical plants in Haifa, and Ben-Gurion Airport", which "could have caused thousands" of Israeli casualties "if successful".
In July 2008 Barack Obama, then the Democratic presidential candidate, said: "If somebody was sending rockets into my house, where my two daughters sleep at night, I'm going to do everything in my power to stop that, and I would expect Israelis to do the same thing." On December 28, 2008, Secretary of State Condoleezza Rice said in a statement: "the United States strongly condemns the repeated rocket and mortar attacks against Israel." On March 2, 2009, Secretary of State Hillary Clinton condemned the attacks.
Attempts to derail 2010 peace talks
In 2010, Hamas, who have been actively sidelined from the peace talks by Israel, spearheaded a coordinated effort by 13 Palestinian militant groups, in attempt to derail the stalled peace talks between Israel and Mahmoud Abbas, President of the Palestinian Authority. According to the Israeli Coordinator of Government Activities in the Territories Major Gen. Eitan Dangot, Israel seeks to work with Salam Fayyad, to help revive the Palestinian economy, and hopes to ease restrictions on the Gaza Strip further, "while somehow preventing the Islamic militants who rule it from getting credit for any progress". According to Dangot, Hamas must not be seen as ruling successfully or be allowed to "get credit for a policy that would improve the lives of people". The campaign consists of attacks against Israelis in which, according to a Hamas declaration in early September, "all options are open". The participating groups also include Palestinian Islamic Jihad, the Popular Resistance Committees and an unnamed splinter group of Fatah.
As part of the campaign, on August 31, 2010, 4 Israeli settlers, including a pregnant woman, were killed by Hamas militants while driving on Route 60 near the settlement Kiryat Arba, in the West bank. According to witnesses, militants opened fire on the moving vehicle, but then "approached the car" and shot the occupants in their seats at "close range". The attack was described by Israeli sources as one of the "worst" terrorist acts in years. A senior Hamas official said that Israeli settlers in the West Bank are legitimate targets since "they are an army in every sense of the word".
Themes of martyrdom
According to a translation by Palestinian Media Watch, in 2008, Fathi Hamad, a member of the Palestinian Legislative Council, stated on Al-Aqsa TV, "For the Palestinian people death became an industry, at which women excel and so do all people on this land: the elderly excel, the Jihad fighters excel, and the children excel. Accordingly (Palestinians) created a human shield of women, children, the elderly and the Jihad fighters against the Zionist bombing machine, as if they were saying to the Zionist enemy: 'We desire death as you desire life.'"
In 2010, Hamas speaker Ahmad Bahr praised the virtues of martyrdom and Jihad, and said that 2.5 million black-eyed virgins were waiting in the Garden of Eden, which could be entered only by prophets, by the righteous, and by martyrs. He continued by saying that nobody on Earth "will be able to confront the resistance, or to confront the mujahideen, those who worship Allah and seek martyrdom".
Guerrilla warfare
Hamas has made great use of guerrilla tactics in the Gaza Strip and to a lesser degree the West Bank. It has successfully adapted these techniques over the years since its inception. According to a 2006 report by rival Fatah party, Hamas had smuggled between several hundred and 1,300 tons of advanced rockets, along with other weaponry, into Gaza.
Hamas has used IEDs and anti-tank rockets against the IDF in Gaza. The latter include standard RPG-7 warheads and home-made rockets such as the Al-Bana, Al-Batar and Al-Yasin. The IDF has a difficult, if not impossible time trying to find hidden weapons caches in Palestinian areas—this is due to the high local support base Hamas enjoys.
Extrajudicial killings of rivals
In addition to killing Israeli civilians and armed forces, Hamas has also murdered suspected Palestinian Israel collaborators and Fatah rivals. Hundreds of Palestinians were executed by both Hamas and Fatah during the First Intifada. In the wake of the 2006 Israeli conflict with Gaza, Hamas was accused of systematically rounding up, torturing and summarily executing Fatah supporters suspected of supplying information to Israel. Human Rights Watch estimates several hundred Gazans were "maimed" and tortured in the aftermath of the conflict. Seventy-three Gazan men accused of "collaborating" had their arms and legs broken by "unidentified perpetrators" and 18 Palestinians accused of helping Israel were executed by Hamas security officials in the first days of the conflict. In November 2012, Hamas's Izzedine al-Qassam brigade publicly executed six Gaza residents accused of collaborating with Israel. According to the witnesses, six alleged informers were shot dead one by one in Gaza City, while the corpse of the sixth victim was tied by a cable to the back of a motorcycle and dragged through the streets. In 2013, Human Rights Watch issued a statement condemning Hamas for not investigating and giving a proper trial to the 6 men. Their statement was released the day before Hamas issued a deadline for "collaborators" to turn themselves in, or they will be pursued "without mercy". In August 2014, during the 2014 Israel-Gaza conflict, at least 22 accused collaborators were executed by Hamas shortly after three of its commanders were assassinated by Israeli forces. An Israeli source denied that any of the commanders had been targeted on the basis of human intelligence.
Frequent killings of unarmed people have also occurred during Hamas-Fatah clashes. NGOs have cited a number of summary executions as particular examples of violations of the rules of warfare, including the case of Muhammad Swairki, 28, a cook for Palestinian Authority Chairman Mahmoud Abbas's presidential guard, who was thrown to his death, with his hands and legs tied, from a 15-story apartment building in Gaza City. Hamas security forces reportedly shoot and torture Palestinians who opposed Hamas rule in Gaza. In one case, a Palestinian had criticized Hamas in a conversation on the street with some friends. Later that day, more than a dozen armed men with black masks and red kaffiyeh took the man from his home, and brought him to a solitary area where they shot him three times in the lower legs and ankles. The man told Human Rights Watch that he was not politically active.
On August 14, 2009, Hamas fighters stormed the Mosque of cleric Abdel-Latif Moussa. The cleric was protected by at least 100 fighters from Jund Ansar Allah ("Army of the Helpers of God"), an Islamist group with links to Al-Qaeda. The resulting battle left at least 13 people dead, including Moussa and 6 Hamas fighters, and 120 people injured. According to Palestinian president Mahmoud Abbas, during 2014 Israel–Gaza conflict, Hamas killed more than 120 Palestinian youths for defying house arrest imposed on them by Hamas, in addition to 30–40 Palestinians killed by Hamas in extrajudicial executions after accusing them of being collaborators with Israel. Referring to the killing of suspected collaborators, a Shin Bet official stated that "not even one" of those executed by Hamas provided any intelligence to Israel, while the Shin Bet officially "confirmed that those executed during Operation Protective Edge had all been held in prison in Gaza in the course of the hostilities".
2011–2013 Sinai insurgency
Hamas has been accused of providing weapons, training and fighters for Sinai-based insurgent attacks, although Hamas strongly denies the allegations, calling them a smear campaign aiming to harm relations with Egypt. According to the Egyptian Army, since the ouster of Egypt's Muslim-Brotherhood president Mohamed Morsi, over 600 Hamas members have entered the Sinai Peninsula through smuggling tunnels. In addition, several weapons used in Sinai's insurgent attacks are being traced back to Hamas in the Gaza Strip, according to the army. The four leading insurgent groups in the Sinai have all reportedly maintained close ties with the Gaza Strip. Hamas is also accused of helping Morsi and other high-ranking Egyptian Muslim Brotherhood members break out of the Wadi Natroun prison in Cairo during the 2011 revolution. Hamas called the accusation a "dangerous development". Egyptian authorities stated that the 2011 Alexandria bombing was carried out by the Gaza-based Army of Islam, which has received sanctuary from Hamas and earlier collaborated in the capture of Gilad Shalit. Army of Islam members linked to the August 2012 Sinai attack have reportedly sought refuge in the Gaza Strip. Egypt stated that Hamas directly provided logistical support to the Muslim Brotherhood militants who carried out the December 2013 Mansoura bombing.
Terrorist designation
The United States designated Hamas as a terrorist organisation in 1995, as did Canada in November 2002, and the United Kingdom in November 2021. The European Union designated Hamas's military wing in 2001 and, under US pressure, designated Hamas in 2003. Hamas challenged this decision, which was upheld by the European Court of Justice in July 2017. Japan and New Zealand, among others, have designated the military wing of Hamas as a terrorist organization. The organization is banned in Jordan.
Hamas is not regarded as a terrorist organization by Iran, Russia, Norway, Switzerland, Turkey, China, Egypt, Syria, and Brazil.
According to Tobias Buck, Hamas is "listed as a terrorist organisation by Israel, the US and the EU, but few dare to treat it that way now" and in the Arab and Muslim world it has lost its pariah status and its emissaries are welcomed in capitals of Islamic countries. While Hamas is considered a terrorist group by several governments and some academics, others regard Hamas as a complex organization, with terrorism as only one component.
Criticism
United States
The FBI and United States Department of Justice also stated, in 2004, that Hamas threatened the United States through covert cells on U.S. soil. Researcher Steven Emerson in 2006 alleged that the group had "an extensive infrastructure in the U.S. mostly revolving around the activities of fundraising, recruiting and training members, directing operations against Israel, organizing political support and operating through human-rights front groups". Emerson added that while the group had never acted outside of Israel or the Palestinian Territories, it does have the capacity to carry out attacks in the U.S. "if it decided to enlarge the scope of its operations". FBI director Robert Mueller in 2005 testified to the Senate Intelligence Committee that, the FBI's assessment at that time was that there was "a limited threat of a coordinated terrorist attack in the US from Palestinian terrorist organizations" such as Hamas. He added that Hamas had "maintained a longstanding policy of focusing their attacks on Israeli targets in Israel and the Palestinian territories", and that the FBI believed that the main interest of Hamas in the U.S. remained "the raising of funds to support their regional goals". Mueller also stated, "of all the Palestinian groups, Hamas has the largest presence in the US, with a robust infrastructure, primarily focused on fundraising, propaganda for the Palestinian cause, and proselytizing." Although it would be a major strategic shift for Hamas, its United States network is theoretically capable of facilitating acts of terrorism in the U.S.
On May 2, 2011, Hamas leader and Prime Minister Ismail Haniyeh condemned the killing of Osama bin Laden in Pakistan by the United States. Haniyeh praised Bin Laden, the founder of the jihadist organization al-Qaeda, as a "martyr" and an "Arab holy warrior". The United States government condemned his remarks as "outrageous". Hamas has reportedly maintained operational and financial ties with al Qaeda.
Human shields
After Operation Pillar of Defense, Human Rights Watch stated that Palestinian groups had endangered civilians by "repeatedly fired rockets from densely populated areas, near homes, businesses, and a hotel" and noted that under international law, parties to a conflict may not place military targets in or near densely populated areas. One rocket was launched close to the Shawa and Housari Building, where various Palestinian and international media have offices; another was fired from the yard of a house near the Deira Hotel. The New York Times journalist Steven Erlanger reported that "Hamas rocket and weapons caches, including rocket launchers, have been discovered in and under mosques, schools and civilian homes." Another report published by Intelligence and Terrorism Information Center revealed that Hamas used close to 100 mosques to store weapons and as launch-pads to shoot rockets. The report contains testimony from variety Palestinian sources, including a Hamas militant Sabhi Majad Atar, who said he was taught how to shoot rockets from inside a mosque. Hamas has also been criticized by Israeli officials for blending into or hiding among the Palestinian civilian population during the 2008–2009 Israel–Gaza conflict. The Israeli government published what it said was video evidence of human shield tactics by Hamas. Israel said that Hamas frequently used mosques and school yards as hideouts and places to store weapons, and that Hamas militants stored weapons in their homes, making it difficult to ensure that civilians close to legitimate military targets are not hurt during Israeli military operations. Israeli officials also accused the Hamas leadership of hiding under Shifa Hospital during the conflict, using the patients inside to deter an Israeli attack.
The Israeli government filed a report entitled "Gaza Operations Investigation: Second Update" to the United Nations accusing Hamas of exploiting its rules of engagement by shooting rockets and launching attacks within protected civilian areas. Israel says 12,000 rockets and mortars were fired at it between 2000 and 2008—nearly 3,000 in 2008 alone. In one case, an errant Israeli mortar strike killed dozens of people near a UN school. Hamas said that the mortar killed 42 people and left dozens wounded. Israel said that Hamas militants had launched a rocket from a yard adjacent to the school and one mortar of three rounds hit the school, due to a GPS error. According to the Israeli military probe, the remaining two rounds hit the yard used to launch rockets into Israel, killing two members of Hamas's military wing who fired the rockets. Human Rights Watch called Hamas to "publicly renounce" the rocket attacks against Israeli civilians and hold those responsible to account. Human Rights Watch program director Iain Levine said the attacks by Hamas were "unlawful and unjustifiable, and amount to war crimes", and accused Hamas of putting Palestinians at risk by launching attacks from built-up areas. A Hamas spokesman replied that the report was "biased" and denied that Hamas uses human shields.
Human Rights Watch investigated 19 incidents involving 53 civilian deaths in Gaza that Israel said were the result of Hamas fighting in densely populated areas and did not find evidence for existence of Palestinian fighters in the areas at the time of the Israeli attack. In other cases where no civilians had died, the report concluded that Hamas may have deliberately fired rockets from areas close to civilians. HRW also investigated 11 deaths that Israel said were civilians being used as human shields by Hamas. HRW found no evidence that the civilians were used as human shields, nor had they been shot in crossfire. The Israeli 'human shields' charge against Hamas was called "full of holes" by The National (UAE), which stated that only Israel accused Hamas of using human shields during the conflict, though Hamas "may be guilty" of "locating military objectives within or near densely populated areas" and for "deliberately firing indiscriminate weapons into civilian populated areas".
On July 8, 2014, Hamas's spokesman Sami Abu Zuhri encouraged the "policy of people confronting the Israeli warplanes with their bare chests in order to protect their homes", saying it has proven itself. According to the Israel Defense Forces blog, soldiers recounted "Suddenly, a small boy appeared, and the terrorist grabbed him and escaped with him"; "I saw with my own eyes someone using another person, a woman, as a shield. ... And I can see very clearly that the woman doesn't want to be there and he's pulling her with him"; and "We even found explosives in nurseries. The whole neighborhood was practically a terrorist base."
Israel has accused Hamas of using children as human shields. The Israeli government released video footage in which it claims two militants are shown grabbing a young boy's arm from behind holding him to walk in front of them toward a group of people waiting near a wall. The IDF argues the militants were placing the boy between themselves and an Israeli sniper. The second scene shows an individual, described as a terrorist, grabbing a school boy off of a floor, where he is hiding behind a column from IDF fire, and using him as a human shield to walk to a different location. After 15 alleged militants sought refuge in a mosque from Israeli forces, the BBC reported that Hamas radio instructed local women to go the mosque to protect the militants. Israeli forces later opened fire and killed two women.
In November 2006, the Israeli Air Force warned Muhammad Weil Baroud, commander of the Popular Resistance Committees who are accused of launching rockets into Israeli territory, to evacuate his home in a Jabalya refugee camp apartment block in advance of a planned Israeli air strike. Baroud responded by calling for volunteers to protect the apartment block and nearby buildings and, according to The Jerusalem Post, hundreds of local residents, mostly women and children, responded. Israel suspended the air strike. Israel termed the action an example of Hamas using human shields. In response to the incident, Hamas proclaimed: 'We won. From now on we will form human chains around every house threatened with demolition.'" In a November 22 press release, Human Rights Watch condemned Hamas, stating: "There is no excuse for calling civilians to the scene of a planned attack. Whether or not the home is a legitimate military target, knowingly asking civilians to stand in harm's way is unlawful." Following criticism, Human rights Watch issued a statement saying that their initial assessment of the situation was in error. They stated that, on the basis of available evidence, the home demolition was in fact an administrative act, viewed in the context of Israel's longstanding policy of punitive home demolitions, not a military act and thus would not fall within the purview of the law regulating hostilities during armed conflict, which had been the basis for their initial criticism of Hamas.
When the UN-sponsored Goldstone Commission Report on the Gaza War was commissioned in 2009, it stated that it "found no evidence that Palestinian combatants mingled with the civilian population with the intention of shielding themselves from attack" though they deemed credible reports that Palestinian militants were "not always dressed in a way that distinguished them from civilians". Hamas MP Fathi Hamed stated that "For the Palestinian people, death has become an industry, at which women excel...the elderly excel at this...and so do the children. This is why they have formed human shields of the women, the children." Following the release of the Goldstone Report, the former commander of the British forces in Afghanistan Col. Richard Kemp was invited to testify at the UN Human Rights Council 12th Special Session that during Operation Cast Lead Israel encountered an "enemy that deliberately positioned its military capability behind the human shield of the civilian population".
Children as combatants
In the early intifada period, children in Gaza and the West Bank were instilled by Hamas with Islamic and military values. Evidence from 2001 shows that kindergarten children attended ceremonies where they wore emblematic uniforms and bore mock rifles. Some were dressed up as suicide bombers, whose readiness to die for the cause was held up as a model to be imitated. The preschoolers would swear an oath 'to pursue jihad, resistance and intifada.' At summer camps, alongside qur’anic studies and familiarization with computers, courses were given that included military training.
Although Hamas admits to sponsoring summer schools to train teenagers in handling weapons they condemn attacks by children. Following the deaths of three teenagers during a 2002 attack on Netzarim in central Gaza, Hamas banned attacks by children and "called on the teachers and religious leaders to spread the message of restraint among young boys". Hamas's use of child labor to build tunnels with which to attack Israel has also been criticized, with at least 160 children killed in the tunnels as of 2012.
Political freedoms
Human rights groups and Gazans have accused the Hamas government in the Gaza Strip of restricting freedom of the press and forcefully suppressing dissent. Both foreign and Palestinian journalists report harassment and other measures taken against them. In September 2007 the Gaza Interior Ministry disbanded the Gaza Strip branch of the pro-Fatah Union of Palestinian Journalists, a move criticized by Reporters without borders. In November of that year the Hamas government arrested a British journalist and for a time canceled all press cards in Gaza. On February 8, 2008, Hamas banned distribution of the pro-Fatah Al-Ayyam newspaper, and closed its offices in the Gaza Strip because it ran a caricature that mocked legislators loyal to Hamas. The Gaza Strip Interior Ministry later issued an arrest warrant for the editor.
More widely, in late August 2007 the group was accused in The Telegraph, a conservative British newspaper, of torturing, detaining, and firing on unarmed protesters who had objected to policies of the Hamas government. Also in late August, Palestinian health officials reported that the Hamas government had been shutting down Gaza clinics in retaliation for doctor strikes. The Hamas government confirmed the "punitive measure against doctors" because, in its view, they had incited other doctors to suspend services and go out on strike. In September 2007 the Hamas government banned public prayers after Fatah supporters began holding worship sessions that quickly escalated into raucous protests against Hamas rule. Government security forces beat several gathering supporters and journalists. In October 2008, the Hamas government announced it would release all political prisoners in custody in Gaza. Several hours after the announcement, 17 Fatah members were released.
On August 2, 2012, the International Federation of Journalists (IFJ) accused Hamas of harassing elected officials belonging to the Palestinian Journalists' Syndicate (PJS) in Gaza. The IFJ said that journalists' leaders in Gaza have faced a campaign of intimidation, as well as threats designed to force them to stop their union work. Some of these journalists are now facing charges of illegal activities and a travel ban, due to their refusal "to give in to pressure". The IFJ said that these accusations are "malicious" and "should be dropped immediately". The IFJ explained that the campaign against PJS members began in March 2012, after their election, and included a raid organized by Hamas supporters who took over the PJS offices in Gaza with the help of the security forces, and subsequently evicted the staff and elected officials. Other harassment includes the targeting of individuals who were bullied into stopping union work. The IFJ backed the PJS and called on Prime Minister Ismail Haniyeh to intervene to stop "his officials' unwarranted interference in journalists' affairs". In November 2012, two Gazan journalists were prevented from leaving Gaza by Hamas. There were scheduled to participate in a conference in Cairo, Egypt. After being questioned by security forces, their passports were confiscated. In 2016 Reporters Without Borders condemned Hamas for censorship and for torturing journalists. Reporters Without Borders Secretary-General Christophe Deloire said "As living conditions in the Gaza Strip are disastrous, Hamas wants to silence critics and does not hesitate to torture a journalist in order to control media coverage in its territory."
Human rights abuses
In June 2011, the Independent Commission for Human Rights based in Ramallah published a report whose findings included that the Palestinians in the West Bank and the Gaza Strip were subjected in 2010 to an "almost systematic campaign" of human rights abuses by the Palestinian Authority and Hamas, as well as by Israeli authorities, with the security forces belonging to the PA and Hamas being responsible for torture, arrests and arbitrary detentions.
In 2012, the Human Rights Watch presented a 43-page long list of human rights violations committed by Hamas. Among actions attributed to Hamas, the HRW report mentions beatings with metal clubs and rubber hoses, hanging of alleged collaborationists with Israel, and torture of 102 individuals. According to the report, Hamas also tortured civil society activists and peaceful protesters. Reflecting on the captivity of Gilad Shalit, the HRW report described it as "cruel and inhuman". The report also slams Hamas for harassment of people based on so-called morality offenses and for media censorship. In a public statement Joe Stork, the deputy Middle East director of HRW claimed, "after five years of Hamas rule in Gaza, its criminal justice system reeks of injustice, routinely violates detainees' rights and grants impunity to abusive security services." Hamas responded by denying charges and describing them as "politically motivated".
On May 26, 2015, Amnesty International released a report saying that Hamas carried out extrajudicial killings, abductions and arrests of Palestinians and used the Al-Shifa Hospital to detain, interrogate and torture suspects during the Israel–Gaza conflict in 2014. It details the executions of at least 23 Palestinians accused of collaborating with Israel and torture of dozens of others, many victims of torture were members of the rival Palestinian movement, Fatah.
In 2019, Osama Qawassmeh, a Fatah spokesman in the West Bank, accused Hamas of “kidnapping and brutally torturing Fatah members in a way that no Palestinian can imagine.” Qawassmeh accused Hamas of kidnapping and torturing 100 Fatah members in Gaza. The torture allegedly included the practice called "shabah"—the painful binding of the hands and feet to a chair. Also in 2019, Fatah activist from Gaza Raed Abu al-Hassin was beaten and had his two legs broken by Hamas security officers. Al-Hassin was taken into custody by Hamas after he participated in a pro-Abbas demonstration in the Gaza Strip.
International support
Hamas has always maintained leadership abroad. The movement is deliberately fragmented to ensure that Israel cannot kill its top political and military leaders. Hamas used to be strongly allied with both Iran and Syria. Iran gave Hamas an estimated $13–15 million in 2011 as well as access to long-range missiles. Hamas's political bureau was once located in the Syrian capital of Damascus before the start of the Syrian civil war. Relations between Hamas, Iran, and Syria began to turn cold when Hamas refused to back the government of Syrian President Bashar al-Assad. Instead, Hamas backed the Sunni rebels fighting against Assad. As a result, Iran cut funding to Hamas, and Iranian ally Hezbollah ordered Hamas members out of Lebanon. Hamas was then forced out of Syria. Since then, Hamas has tried to mend fences with Iran and Hezbollah. Hamas contacted Jordan and Sudan to see if either would open up its borders to its political bureau, but both countries refused, although they welcomed many Hamas members leaving Syria. In 2012, Hamas headquarters subsequently moved to Doha, Qatar.
From 2012 to 2013, under the leadership of Muslim Brotherhood President Mohamed Morsi, Hamas had the support of Egypt. However, when Morsi was removed from office, his replacement Abdul Fattah al-Sisi outlawed the Muslim Brotherhood and destroyed the tunnels Hamas built into Egypt. The United Arab Emirates and Saudi Arabia are likewise hostile to Hamas. Like Egypt, they designated the Brotherhood as a terrorist organization and Hamas was viewed as its Palestinian equivalent.
Qatar and Turkey
According to Middle East experts, now Hamas has two firm allies: Qatar and Turkey. Both give Hamas public and financial assistance estimated to be in the hundreds of millions of dollars. Qatar has transferred more than $1.8 billion to Hamas. Shashank Joshi, senior research fellow at the Royal United Services Institute, says that "Qatar also hosts Hamas's political bureau which includes Hamas leader Khaled Meshaal." Meshaal also visits Turkey frequently to meet with Turkish Prime Minister Recep Tayyip Erdoğan. Erdogan has dedicated himself to breaking Hamas out of its political and economic seclusion. On U.S. television, Erdogan said in 2012 that "I don't see Hamas as a terror organization. Hamas is a political party."
Qatar has been called Hamas' most important financial backer and foreign ally. In 2007, Qatar was, with Turkey, the only country to back Hamas after the group ousted the Palestinian Authority from the Gaza Strip. The relationship between Hamas and Qatar strengthened in 2008 and 2009 when Khaled Meshaal was invited to attend the Doha Summit where he was seated next to the then Qatari Emir Hamad bin Khalifa al-Thani, who pledged $250 million to repair the damage caused by Israel in the Israeli war on Gaza. These events caused Qatar to become the main player in the "Palestinian issue". Qatar called Gaza's blockade unjust and immoral, which prompted the Hamas government in Gaza, including former Prime Minister Ismail Haniyeh, to thank Qatar for their "unconditional" support. Qatar then began regularly handing out political, material, humanitarian and charitable support for Hamas.
In 2012, Qatar's former Emir, Hamad bin Khalifa al-Thani, became the first head of state to visit Gaza under Hamas rule. He pledged to raise $400 million for reconstruction. Some have argued that the money Qatar gives to reconstruct Palestine is an excuse to pour even more money into Hamas. Qatar's reason for funding Hamas, which is shared by Recep Tayyip Erdoğan, is alleged that Islamist groups are growing and will eventually play a role in the region; thus it is important for Qatar (and Turkey) to maintain ties. During the Arab Spring, for example, Qatar backed the Muslim Brotherhood, the Egyptian Islamist group whose offshoot is Hamas. Other sources say that advocating for Hamas is politically beneficial to Turkey and Qatar because the Palestinian cause draws popular support amongst their citizens at home.
Some began to label Qatar a terrorist haven in part because it is harboring Hamas leader Meshaal. They also harbor Husam Badran, former leader of Hamas's military wing in the northern West Bank. Husam Badran, current media spokesman for Hamas, was the instigator of several of the deadliest suicide bombings of the second intifada, including the Dolphinarium discotheque bombing in Tel Aviv, which killed 21 people. Turkey has also been criticized for housing terrorists including Saleh al-Arouri, the senior Hamas official, known for his ability to mastermind attacks from abroad. Al-Arouri is alleged to have orchestrated the June 2014 abduction and killing of three Israeli teenagers and to have started the 50-day war between Israel and Palestine, and now lives in Turkey.
Speaking in reference to Qatar's support for Hamas, during a 2015 visit to Palestine, Qatari official Mohammad al-Emadi, said Qatar is using the money not to help Hamas but rather the Palestinian people as a whole. He acknowledges however that giving to the Palestinian people means using Hamas as the local contact. Emadi said, "You have to support them. You don't like them, don't like them. But they control the country, you know." Some argue that Hamas's relations with Qatar are putting Hamas in an awkward position because Qatar has become part of the regional Arab problem. However, Hamas claims that having contacts with various Arab countries establishes positive relations which will encourage Arab countries to do their duty toward the Palestinians and support their cause by influencing public opinion in the Arab world. In March 2015, Hamas has announced its support of the Saudi Arabian-led military intervention in Yemen against the Shia Houthis and forces loyal to former President Ali Abdullah Saleh.
In May 2018, Turkish president Recep Tayyip Erdoğan tweeted to the Prime Minister of Israel Benjamin Netanyahu that Hamas is not a terrorist organization but a resistance movement that defends the Palestinian homeland against an occupying power. During that period there were conflicts between Israeli troops and Palestinian protestors in the Gaza Strip, due to the decision of the United States to move their embassy to Jerusalem.
China
After the Hamas victory in 2006, China did not label it a "terrorist organization" and welcomed Hamas' foreign minister, Mahmoud al-Zahar, to Beijing for the China-Arab Cooperation Forum ignoring protests by both the United States and Israel but receiving praise from Mahmoud Abbas. China has harshly criticised Israel for its economic blockade of Gaza since 2007 when Hamas assumed control of the territory. Chinese foreign ministry spokesman Liu Jianchao stated, “We believe that the Palestinian government is legally elected by the people there and it should be respected”. In April 2011, a spokesman from China's foreign ministry embraced the Hamas-Fatah agreement to form an interim government.
In 2014, Chinese Foreign Minister Wang Yi called on Israel to lift its blockade and advised both Israel and Hamas to cease fighting. He reaffirmed support from China to the Palestinian people's right to establish an independent state. He told a joint press conference, “China will grant $1.5 million in emergency humanitarian aid to the people of Gaza.”
In June 2018, China voted in support of a United Nations Security Council resolution vetoed by the US that criticized Israel of excessive, disproportionate and indiscriminate force by the Israeli forces against Palestinian civilians in Gaza during the 2018 Gaza border protests. Later the same day, China abstained from voting on a US drafted resolution that blamed Hamas for the escalated violence.
Public opinion about Hamas
Prior to 2006, Hamas was well regarded by Palestinians for its efficiency and perceived lack of corruption compared to Fatah. Public opinions of Hamas have deteriorated after it took control of the Gaza Strip in 2007. Prior to the takeover, 62% of Palestinians had held a favorable view of the group, while a third had negative views. According to a 2014 Pew Research just prior to the 2014 Israel–Gaza conflict, only about a third had positive opinions and more than half viewed Hamas negatively. Furthermore, 68% of Israeli Arabs viewed Hamas negatively.
Hamas popularity surged after the war in 2014 with polls reporting that 81 percent of Palestinians felt that Hamas had "won" that war.
In Lebanon, 65% see Hamas negatively. In Jordan and Egypt, roughly 60% see Hamas negatively, and in Turkey, 80% have a negative opinion of Hamas. In Tunisia, 42% have a negative opinion of Hamas, while 56% of Bangladeshis and 44% of Indonesians have a negative opinion of Hamas.
Legal action against Hamas
In the United States
The charitable trust Holy Land Foundation for Relief and Development was accused in December 2001 of funding Hamas. The U.S. Justice Department filed 200 charges against the foundation. The case first ended in a mistrial, in which jurors acquitted on some counts and were deadlocked on charges ranging from tax violations to providing material support for terrorists. In a retrial, on November 24, 2008, the five leaders of the Foundation were convicted on 108 counts.
Several U.S. organizations were either shut down or held liable for financing Hamas in early 2001, groups that have origins from the mid-1990s, among them the Holy Land Foundation (HLF), Islamic Association for Palestine (IAP), and Kind Hearts. The U.S. Treasury Department specially designated the HLF in 2001 for terror ties because from 1995 to 2001 the HLF transferred "approximately $12.4 million outside of the United States with the intent to contribute funds, goods, and services to Hamas." According to the Treasury Department, Khaled Meshal identified one of HLF's officers, Mohammed El-Mezain as "the Hamas leader for the U.S." In 2003, IAP was found liable for financially supporting Hamas, and in 2006, Kind Hearts had their assets frozen for supporting Hamas.
In 2004, a federal court in the United States found Hamas liable in a civil lawsuit for the 1996 murders of Yaron and Efrat Ungar near Bet Shemesh, Israel. Hamas was ordered to pay the families of the Ungars $116 million. The Palestinian Authority settled the lawsuit in 2011. The settlement terms were not disclosed. On August 20, 2004, three Palestinians, one a naturalized American citizen, were charged with a "lengthy racketeering conspiracy to provide money for terrorist acts in Israel". The indicted included Mousa Mohammed Abu Marzook, who had left the US in 1997. On February 1, 2007, two men were acquitted of contravening United States law by supporting Hamas. Both men argued that they helped move money for Palestinian causes aimed at helping the Palestinian people and not to promote terrorism.
In January 2009, a Federal prosecutor accused the Council on American-Islamic Relations of having links to a charity designated as a support network for Hamas. The Justice Department identified CAIR as an "un-indicted co-conspirator" in the Holy Land Foundation case. Later, a federal appeals court removed that label for all parties and instead, named them "joint venturers". CAIR was never charged with any crime, and it complained that the designation had tarnished its reputation.
In Germany
A German federal court ruled in 2004 that Hamas was a unified organisation whose humanitarian aid work could not be separated from its "terrorist and political activities". In July 2010, Germany also outlawed Frankfurt-based International Humanitarian Aid Organization (IHH e.V.), saying it had used donations to support Hamas-affiliated relief projects in Gaza. While presenting their activities to donors as humanitarian assistance, German Interior Minister Thomas de Maiziere said, IHH e.V. had "exploited trusting donors' willingness to help by using money that was given for a good purpose for supporting what is, in the final analysis, a terrorist organization". A spokesperson for the Islamic Human Rights Commission described the decision as "a victory for those who seek to stigmatise all Islamic activism as supporting terrorism".
See also
25th anniversary of Hamas
Hamastan
Human rights in the Palestinian National Authority
List of political parties in the Palestinian National Authority
Notes and references
Notes
Citations
Sources
Books
Journal articles
Other
External links
Hamas leaders CFR
Hamas Charter
The Covenant of the Islamic Resistance Movement (Hamas) (includes interpretation)
Hamas Shifts From Rockets to Public Relations The New York Times, July 23, 2009
22 years on the start of Hamas Al-Qassam Brigades' Information Office
Fatah and Hamas Human Rights Violations in the Palestinian Occupied Territories in 2007 by Elizabeth Freed of Palestinian Human Rights Monitoring Group
Sadiki, Larbi, Tests and contests: Hamas without Syria
Sherifa Zuhur, Hamas and Israel: Conflicting Strategies of Group-Based Politics (PDF file) December 2008
"Hamas threatens attacks on US: Terrorist warns 'Middle East is full of American targets Ynet News. December 24, 2006. Accessed July 20, 2014.
1987 establishments in the Palestinian territories
Anti-Zionism in the Palestinian territories
Antisemitism in the Middle East
Antisemitism in the Arab world
Holocaust denial
Islam and antisemitism
Islamism in Israel
Islamism in the State of Palestine
Islamic political parties
Islamic fundamentalism
Jihadist groups
Muslim Brotherhood
National liberation movements
Organizations designated as terrorist in Asia
Organisations designated as terrorist by Japan
Palestinian militant groups
Palestinian nationalist parties
Palestinian political parties
Palestinian terrorism
Political parties established in 1987
Rebel groups that actively control territory
Resistance movements
Sunni Islamist groups
Axis of Resistance
Organisations designated as terrorist by Australia
Organizations designated as terrorist by Canada
Organizations designated as terrorist by the United States
Organisations designated as terrorist by the United Kingdom |
13919 | https://en.wikipedia.org/wiki/Hezbollah | Hezbollah | Hezbollah (; , lit. "Party of Allah" or "Party of God", also transliterated Hizbullah or Hizballah, among others) is a Lebanese Shia Islamist political party and militant group, led by its Secretary-General Hassan Nasrallah since 1992. Hezbollah's paramilitary wing is the Jihad Council, and its political wing is the Loyalty to the Resistance Bloc party in the Lebanese Parliament.
After the Israeli invasion of Lebanon in 1982, the idea of Hezbollah arose among Lebanese clerics who had studied in Najaf, and who adopted the model set out by Ayatollah Khomeini after the Iranian Revolution in 1979. The organization was established as part of an Iranian effort, through funding and the dispatch of a core group of Islamic Revolutionary Guard Corps (pasdaran) instructors, to aggregate a variety of Lebanese Shia groups into a unified organization to resist the Israeli occupation and improve the standing and status of the long marginalised and underrepresented Shia community in that country. A contingent of 1,500 pasdaran instructors arrived after the Syrian government, which occupied Lebanon's eastern highlands, permitted their transit to a base in the Bekaa valley.
During the Lebanese Civil War, Hezbollah's 1985 manifesto listed its objectives as the expulsion of "the Americans, the French and their allies definitely from Lebanon, putting an end to any colonialist entity on our land", the submission of the Christian Phalangists to "just power", bringing them to justice "for the crimes they have perpetrated against Muslims and Christians", and permitting "all the sons of our people" to choose the form of government they want, while calling on them to "pick the option of Islamic government". Hezbollah organised volunteers who fought for the Army of the Republic of Bosnia and Herzegovina during the Bosnian War. From 1985 to 2000, Hezbollah participated in the South Lebanon conflict against the South Lebanon Army (SLA) and Israel Defense Forces (IDF), which finally led to the rout of the SLA and the retreat of the IDF from South Lebanon in 2000. Hezbollah and the IDF fought each other again in the 2006 Lebanon War.
Its military strength has grown so significantly since 2006 that its paramilitary wing is considered more powerful than the Lebanese Army. Hezbollah has been described as a "state within a state" and has grown into an organization with seats in the Lebanese government, a radio and a satellite TV station, social services and large-scale military deployment of fighters beyond Lebanon's borders. Hezbollah is part of Lebanon's March 8 Alliance, in opposition to the March 14 Alliance. It maintains strong support among Lebanese Shia Muslims, while Sunnis have disagreed with its agenda. Hezbollah also has support in some Christian areas of Lebanon. It receives military training, weapons, and financial support from Iran and political support from Syria.
Since 1990, Hezbollah has participated in Lebanese politics, in a process which is described as the Lebanonisation of Hezbollah, and it later participated in the government of Lebanon and joined political alliances. After the 2006–08 Lebanese protests and clashes, a national unity government was formed in 2008, with Hezbollah and its opposition allies obtaining 11 of 30 cabinet seats, enough to give them veto power. In August 2008, Lebanon's new cabinet unanimously approved a draft policy statement that recognizes Hezbollah's existence as an armed organization and guarantees its right to "liberate or recover occupied lands" (such as the Shebaa Farms). Since 2012, Hezbollah involvement in the Syrian civil war has seen it join the Syrian government in its fight against the Syrian opposition, which Hezbollah has described as a Zionist plot and a "Wahhabi-Zionist conspiracy" to destroy its alliance with Bashar al-Assad against Israel. Between 2013 and 2015, the organisation deployed its militia in both Syria and Iraq to fight or train local militias to fight against the Islamic State. The group's legitimacy is considered to have been severely damaged due to the sectarian nature of the Syrian war. In the 2018 Lebanese general election, Hezbollah held 12 seats and its alliance won the election by gaining 70 out of 128 seats in the Parliament of Lebanon. Nasrallah declared on 2021 that the group has 100,000 fighters.
Either the entire organization or only its military wing has been designated a terrorist organization by several countries, including by the European Union and, since 2017, also by most member states of the Arab League, with two exceptions – Lebanon, where Hezbollah is the most powerful political party, and Iraq. Russia does not view Hezbollah as a "terrorist organization" but as a "legitimate socio-political force".
History
Foundation
In 1982, Hezbollah was conceived by Muslim clerics and funded by Iran primarily to harass the Israeli invasion of Lebanon. Its leaders were followers of Ayatollah Khomeini, and its forces were trained and organized by a contingent of 1,500 Revolutionary Guards that arrived from Iran with permission from the Syrian government, which occupied Lebanon's eastern highlands, permitted their transit to a base in the Bekaa valley which was in occupation of Lebanon at the time.
Scholars differ as to when Hezbollah came to be a distinct entity. Various sources list the official formation of the group as early as 1982 whereas Diaz and Newman maintain that Hezbollah remained an amalgamation of various violent Shi'a extremists until as late as 1985. Another version states that it was formed by supporters of Sheikh Ragheb Harb, a leader of the southern Shia resistance killed by Israel in 1984. Regardless of when the name came into official use, a number of Shi'a groups were slowly assimilated into the organization, such as Islamic Jihad, Organization of the Oppressed on Earth and the Revolutionary Justice Organization . These designations are considered to be synonymous with Hezbollah by the US, Israel and Canada.
1980s
Hezbollah emerged in South Lebanon during a consolidation of Shia militias as a rival to the older Amal Movement. Hezbollah played a significant role in the Lebanese civil war, opposing American forces in 1982–83 and opposing Amal and Syria during the 1985–88 War of the Camps. However, Hezbollah's early primary focus was ending Israel's occupation of southern Lebanon following Israel's 1982 invasion and siege of Beirut. Amal, the main Lebanese Shia political group, initiated guerrilla warfare. In 2006, former Israeli prime minister Ehud Barak stated, "When we entered Lebanon … there was no Hezbollah. We were accepted with perfumed rice and flowers by the Shia in the south. It was our presence there that created Hezbollah".
Hezbollah waged an asymmetric war using suicide attacks against the Israel Defense Forces (IDF) and Israeli targets outside of Lebanon. Hezbollah is reputed to have been among the first Islamic resistance groups in the Middle East to use the tactics of suicide bombing, assassination, and capturing foreign soldiers, as well as murders and hijackings. Hezbollah also employed more conventional military tactics and weaponry, notably Katyusha rockets and other missiles. At the end of the Lebanese Civil War in 1990, despite the Taif Agreement asking for the "disbanding of all Lebanese and non-Lebanese militias," Syria, which controlled Lebanon at that time, allowed Hezbollah to maintain their arsenal and control Shia areas along the border with Israel.
After 1990
In the 1990s, Hezbollah transformed from a revolutionary group into a political one, in a process which is described as the Lebanonisation of Hezbollah. Unlike its uncompromising revolutionary stance in the 1980s, Hezbollah conveyed a lenient stance towards the Lebanese state.
In 1992 Hezbollah decided to participate in elections, and Ali Khamenei, supreme leader of Iran, endorsed it. Former Hezbollah secretary general, Subhi al-Tufayli, contested this decision, which led to a schism in Hezbollah. Hezbollah won all twelve seats which were on its electoral list. At the end of that year, Hezbollah began to engage in dialog with Lebanese Christians. Hezbollah regards cultural, political, and religious freedoms in Lebanon as sanctified, although it does not extend these values to groups who have relations with Israel.
In 1997 Hezbollah formed the multi-confessional Lebanese Brigades to Fighting the Israeli Occupation in an attempt to revive national and secular resistance against Israel, thereby marking the "Lebanonisation" of resistance.
Islamic Jihad Organization (IJO)
Whether the Islamic Jihad Organization (IJO) was a nom de guerre used by Hezbollah or a separate organization, is disputed. According to certain sources, IJO was identified as merely a "telephone organization", and whose name was "used by those involved to disguise their true identity." Hezbollah reportedly also used another name, "Islamic Resistance" (al-Muqawama al-Islamiyya), for attacks against Israel.
A 2003 American court decision found IJO was the name used by Hezbollah for its attacks in Lebanon, parts of the Middle East and Europe. The US, Israel and Canada consider the names "Islamic Jihad Organization", "Organization of the Oppressed on Earth" and the "Revolutionary Justice Organization" to be synonymous with Hezbollah.
Ideology
The ideology of Hezbollah has been summarized as Shi'i radicalism; Hezbollah follows the Islamic Shi'a theology developed by Iranian leader Ayatollah Ruhollah Khomeini. Hezbollah was largely formed with the aid of the Ayatollah Khomeini's followers in the early 1980s in order to spread Islamic revolution and follows a distinct version of Islamic Shi'a ideology (Wilayat al-faqih or Guardianship of the Islamic Jurists) developed by Ayatollah Ruhollah Khomeini, leader of the "Islamic Revolution" in Iran. Although Hezbollah originally aimed to transform Lebanon into a formal Faqihi Islamic republic, this goal has been abandoned in favor of a more inclusive approach.
1985 manifesto
On 16 February 1985, Sheik Ibrahim al-Amin issued Hezbollah's manifesto. The ideology presented in it was described as radical. Its first objective was to fight against what Hezbollah described as American and Israeli imperialism, including the Israeli occupation of Southern Lebanon and other territories. The second objective was to gather all Muslims into an "ummah", under which Lebanon would further the aims of the 1979 Revolution of Iran. It also declared it would protect all Lebanese communities, excluding those that collaborated with Israel, and support all national movements—both Muslim and non-Muslim—throughout the world. The ideology has since evolved, and today Hezbollah is a left-wing political entity focused on social injustice.
Translated excerpts from Hezbollah's original 1985 manifesto read:
Attitudes, statements, and actions concerning Israel and Zionism
From the inception of Hezbollah to the present, the elimination of the State of Israel has been one of Hezbollah's primary goals. Some translations of Hezbollah's 1985 Arabic-language manifesto state that "our struggle will end only when this entity [Israel] is obliterated". According to Hezbollah's Deputy-General, Naim Qassem, the struggle against Israel is a core belief of Hezbollah and the central rationale of Hezbollah's existence.
Hezbollah says that its continued hostilities against Israel are justified as reciprocal to Israeli operations against Lebanon and as retaliation for what they claim is Israel's occupation of Lebanese territory. Israel withdrew from Lebanon in 2000, and their withdrawal was verified by the United Nations as being in accordance with resolution 425 of 19 March 1978, however Lebanon considers the Shebaa farms—a 26-km2 (10-mi2) piece of land captured by Israel from Syria in the 1967 war and considered by the UN to be Syrian territory occupied by Israel—to be Lebanese territory. Finally, Hezbollah consider Israel to be an illegitimate state. For these reasons, they justify their actions as acts of defensive jihad.
Attitudes and actions concerning Jews and Judaism
Hezbollah officials have said, on rare occasions, that it is only "anti-Zionist" and not anti-Semitic. However, according to scholars, "these words do not hold up upon closer examination". Among other actions, Hezbollah actively engages in Holocaust denial and spreads anti-Semitic conspiracy theories.
Various antisemitic statements have been attributed to Hezbollah officials. Amal Saad-Ghorayeb, a Lebanese political analyst, argues that although Zionism has influenced Hezbollah's anti-Judaism, "it is not contingent upon it because Hezbollah's hatred of Jews is more religiously motivated than politically motivated". Robert S. Wistrich, a historian specializing in the study of anti-Semitism, described Hezbollah's ideology concerning Jews:
The anti-Semitism of Hezbollah leaders and spokesmen combines the image of seemingly invincible Jewish power ... and cunning with the contempt normally reserved for weak and cowardly enemies. Like the Hamas propaganda for holy war, that of Hezbollah has relied on the endless vilification of Jews as 'enemies of mankind,' 'conspiratorial, obstinate, and conceited' adversaries full of 'satanic plans' to enslave the Arabs. It fuses traditional Islamic anti-Judaism with Western conspiracy myths, Third Worldist anti-Zionism, and Iranian Shiite contempt for Jews as 'ritually impure' and corrupt infidels. Sheikh Fadlallah typically insists ... that Jews wish to undermine or obliterate Islam and Arab cultural identity in order to advance their economic and political domination.
Conflicting reports say Al-Manar, the Hezbollah-owned and operated television station, accused either Israel or Jews of deliberately spreading HIV and other diseases to Arabs throughout the Middle East. Al-Manar was criticized in the West for airing "anti-Semitic propaganda" in the form of a television drama depicting a Jewish world domination conspiracy theory. The group has been accused by American analysts of engaging in Holocaust denial. In addition, during its 2006 war, it apologized only for killing Israel's Arabs (i.e., non-Jews).
In November 2009, Hezbollah pressured a private English-language school to drop reading excerpts from The Diary of Anne Frank, a book of the writings from the diary kept by the Jewish child Anne Frank while she was in hiding with her family during the Nazi occupation of the Netherlands. This was after Hezbollah's Al-Manar television channel complained, asking how long Lebanon would "remain an open arena for the Zionist invasion of education?"
Organization
At the beginning many Hezbollah leaders have maintained that the movement was "not an organization, for its members carry no cards and bear no specific responsibilities," and that the movement does not have "a clearly defined organizational structure." Nowadays, as Hezbollah scholar Magnus Ranstorp reports, Hezbollah does indeed have a formal governing structure, and in keeping with the principle of Guardianship of the Islamic Jurists (velayat-e faqih), it "concentrate[s] ... all authority and powers" in its religious leaders, whose decisions then "flow from the ulama down the entire community."
The supreme decision-making bodies of the Hezbollah were divided between the Majlis al-Shura (Consultative Assembly) which was headed by 12 senior clerical members with responsibility for tactical decisions and supervision of overall Hizballah activity throughout Lebanon, and the Majlis al-Shura al-Karar (the Deciding Assembly), headed by Sheikh Muhammad Hussein Fadlallah and composed of eleven other clerics with responsibility for all strategic matters. Within the Majlis al-Shura, there existed seven specialized committees dealing with ideological, financial, military and political, judicial, informational and social affairs. In turn, the Majlis al-Shura and these seven committees were replicated in each of Hizballah's three main operational areas (the Beqaa, Beirut, and the South).
Since the Supreme Leader of Iran is the ultimate clerical authority, Hezbollah's leaders have appealed to him "for guidance and directives in cases when Hezbollah's collective leadership [was] too divided over issues and fail[ed] to reach a consensus." After the death of Iran's first Supreme Leader, Khomeini, Hezbollah's governing bodies developed a more "independent role" and appealed to Iran less often. Since the Second Lebanon War, however, Iran has restructured Hezbollah to limit the power of Hassan Nasrallah, and invested billions of dollars "rehabilitating" Hezbollah.
Structurally, Hezbollah does not distinguish between its political/social activities within Lebanon and its military/jihad activities against Israel. "Hezbollah has a single leadership," according to Naim Qassem, Hezbollah's second in command. "All political, social and jihad work is tied to the decisions of this leadership ... The same leadership that directs the parliamentary and government work also leads jihad actions in the struggle against Israel."
In 2010, Iran's parliamentary speaker Ali Larijani said, "Iran takes pride in Lebanon's Islamic resistance movement for its steadfast Islamic stance. Hezbollah nurtures the original ideas of Islamic Jihad." He also instead charged the West with having accused Iran with support of terrorism and said, "The real terrorists are those who provide the Zionist regime with military equipment to bomb the people."
Funding
Funding of Hezbollah comes from Lebanese business groups, private persons, businessmen, the Lebanese diaspora involved in African diamond exploration, other Islamic groups and countries, and the taxes paid by the Shia Lebanese. Hezbollah says that the main source of its income comes from its own investment portfolios and donations by Muslims.
Western sources maintain that Hezbollah actually receives most of its financial, training, weapons, explosives, political, diplomatic, and organizational aid from Iran and Syria. Iran is said to have given $400 million between 1983 and 1989 through donation. Due to economic problems, Iran temporarily limited funds to humanitarian actions carried on by Hezbollah. During the late 1980s, when there was extreme inflation due to the collapse of the Lira, it was estimated that Hezbollah was receiving $3-5 million a month from Iran.
According to reports released in February 2010, Hezbollah received $400 million from Iran. In 2011 Iran earmarked $7 million to Hezbollah's activities in Latin American.
Hezbollah has relied also on funding from the Shi'ite Lebanese Diaspora in West Africa, the United States and, most importantly, the Triple Frontier, or tri-border area, along the junction of Paraguay, Argentina, and Brazil. U.S. law enforcement officials have identified an illegal multimillion-dollar cigarette-smuggling fund raising operation and a drug smuggling operation. However, Nasrallah has repeatedly denied any links between the South American drug trade and Hezbollah, calling such accusations "propaganda" and attempts "to damage the image of Hezbollah".
As of 2018, Iranian monetary support for Hezbollah is estimated at $700 million per annum according to US estimates.
The United States has accused members of the Venezuelan government of providing financial aid to Hezbollah.
Social services
Hezbollah organizes and maintains an extensive social development program and runs hospitals, news services, educational facilities, and encouragement of Nikah mut'ah. One of its established institutions, Jihad Al Binna's Reconstruction Campaign, is responsible for numerous economic and infrastructure development projects in Lebanon. Hezbollah controls the Martyr's Institute (Al-Shahid Social Association), which pays stipends to "families of fighters who die" in battle. An IRIN news report of the UN Office for the Coordination of Humanitarian Affairs noted:
Hezbollah not only has armed and political wings—it also boasts an extensive social development program. Hezbollah currently operates at least four hospitals, twelve clinics, twelve schools and two agricultural centres that provide farmers with technical assistance and training. It also has an environmental department and an extensive social assistance program. Medical care is also cheaper than in most of the country's private hospitals and free for Hezbollah members.
According to CNN, "Hezbollah did everything that a government should do, from collecting the garbage to running hospitals and repairing schools." In July 2006, during the war with Israel, when there was no running water in Beirut, Hezbollah was arranging supplies around the city. Lebanese Shiites "see Hezbollah as a political movement and a social service provider as much as it is a militia." Hezbollah also rewards its guerrilla members who have been wounded in battle by taking them to Hezbollah-run amusement parks.
Hezbollah is, therefore, deeply embedded in the Lebanese society.
Political activities
Hezbollah along with Amal is one of two major political parties in Lebanon that represent Shiite Muslims. Unlike Amal, whose support is predominantly in the south of the country, Hezbollah maintains broad-based support in all three areas of Lebanon with a majority Shia Muslim population: in the south, in Beirut and its surrounding area, and in the northern Beqaa valley and Hirmil region. It holds 14 of the 128 seats in the Parliament of Lebanon and is a member of the Resistance and Development Bloc. According to Daniel L. Byman, it is "the most powerful single political movement in Lebanon." Hezbollah, along with the Amal Movement, represents most of Lebanese Shi'a. However, unlike Amal, Hezbollah has not disarmed. Hezbollah participates in the Parliament of Lebanon.
Political alliances
Hezbollah has been one of the main parties of the March 8 Alliance since March 2005. Although Hezbollah had joined the new government in 2005, it remained staunchly opposed to the March 14 Alliance. On 1 December 2006, these groups began a series of political protests and sit-ins in opposition to the government of Prime Minister Fouad Siniora.
In 2006, Michel Aoun and Hassan Nasrallah met in Mar Mikhayel Church, Chiyah, and signed a memorandum of understanding between Free Patriotic Movement and Hezbollah organizing their relation and discussing Hezbollah's disarmament with some conditions. The agreement also discussed the importance of having normal diplomatic relations with Syria and the request for information about the Lebanese political prisoners in Syria and the return of all political prisoners and diaspora in Israel.
After this event, Aoun and his party became part of the March 8 Alliance.
On 7 May 2008, Lebanon's 17-month-long political crisis spiraled out of control. The fighting was sparked by a government move to shut down Hezbollah's telecommunication network and remove Beirut Airport's security chief over alleged ties to Hezbollah. Hezbollah leader Hassan Nasrallah said the government's decision to declare the group's military telecommunications network illegal was a "declaration of war" on the organization, and demanded that the government revoke it. Hezbollah-led opposition fighters seized control of several West Beirut neighborhoods from Future Movement militiamen loyal to the backed government, in street battles that left 11 dead and 30 wounded. The opposition-seized areas were then handed over to the Lebanese Army. The army also pledged to resolve the dispute and has reversed the decisions of the government by letting Hezbollah preserve its telecoms network and re-instating the airport's security chief. At the end, rival Lebanese leaders reached consensus over Doha Agreement on 21 May 2008, to end the 18-month political feud that exploded into fighting and nearly drove the country to a new civil war. On the basis of this agreement, Hezbollah and its opposition allies were effectively granted veto power in Lebanon's parliament. At the end of the conflicts, National unity government was formed by Fouad Siniora on 11 July 2008, with Hezbollah controlling one ministerial and eleven of thirty cabinet places.
In 2018 Lebanese general election, Hezbollah general secretary Hassan Nasrallah presented the names of the 13 Hezbollah candidates. On 22 March 2018, Nasrallah issued a statement outlining the main priorities for the parliamentary bloc of the party, Loyalty to the Resistance, in the next parliament. He stated that rooting out corruption would be the foremost priority of the Loyalty to the Resistance bloc. The electoral slogan of the party was 'We will construct and we will protect'. Finally Hezbollah held 12 seats and its alliance won the election by gaining 70 out of 128 seats of Parliament of Lebanon.
Media operations
Hezbollah operates a satellite television station, Al-Manar TV ("the Lighthouse"), and a radio station, al-Nour ("the Light"). Al-Manar broadcasts from Beirut, Lebanon. Hezbollah launched the station in 1991 with the help of Iranian funds. Al-Manar, the self-proclaimed "Station of the Resistance," (qanat al-muqawama) is a key player in what Hezbollah calls its "psychological warfare against the Zionist enemy" and an integral part of Hezbollah's plan to spread its message to the entire Arab world. In addition, Hezbollah has a weekly publication, Al Ahd, which was established in 1984. It is the only media outlet which is openly affiliated with the organization.
Hezbollah's television station Al-Manar airs programming designed to inspire suicide attacks in Gaza, the West Bank, and Iraq. Al-Manar's transmission in France is prohibited due to its promotion of Holocaust denial, a criminal offense in France. The United States lists Al-Manar television network as a terrorist organization. Al-Manar was designated as a "Specially Designated Global Terrorist entity," and banned by the United States in December 2004. It has also been banned by France, Spain and Germany.
Materials aimed at instilling principles of nationalism and Islam in children are an aspect of Hezbollah's media operations. The Hezbollah Central Internet Bureau released a video game in 2003 entitled Special Force and a sequel in 2007 in which players are rewarded with points and weapons for killing Israelis. In 2012, Al-Manar aired a television special praising an 8-year-old boy who raised money for Hezbollah and said: "When I grow up, I will be a communist resistance warrior with Hezbollah, fighting the United States and Israel, I will tear them to pieces and drive them out of Lebanon, the Golan and Palestine, which I love very dearly."
Secret services
Hezbollah's secret services have been described as "one of the best in the world", and have even infiltrated the Israeli army. Hezbollah's secret services collaborate with the Lebanese intelligence agencies.
In the summer of 1982, Hezbollah's Special Security Apparatus was created by Hussein al-Khalil, now a "top political adviser to Nasrallah"; while Hezbollah's counterintelligence was initially managed by Iran's Quds Force, the organization continued to grow during the 1990s. By 2008, scholar Carl Anthony Wege writes, "Hizballah had obtained complete dominance over Lebanon's official state counterintelligence apparatus, which now constituted a Hizballah asset for counterintelligence purposes." This close connection with Lebanese intelligence helped bolster Hezbollah's financial counterintelligence unit.
According to Ahmad Hamzeh, Hezbollah's counterintelligence service is divided into Amn al-Muddad, responsible for "external" or "encounter" security; and Amn al-Hizb, which protects the organization's integrity and its leaders. According to Wege, Amn al-Muddad "may have received specialized intelligence training in Iran and possibly North Korea". The organization also includes a military security component, as well as an External Security Organization (al-Amn al-Khariji or Unit 910) that operates covertly outside Lebanon.
Successful Hezbollah counterintelligence operations include thwarting the CIA's attempted kidnapping of foreign operations chief Hassan Ezzeddine in 1994; the 1997 manipulation of a double agent that led to the Ansariya Ambush; and the 2000 kidnapping of alleged Mossad agent Elhanan Tannenbaum. Hezbollah also collaborated with the Lebanese government in 2006 to detect Adeeb al-Alam, a former colonel, as an Israeli spy. Also, the organization recruited IDF Lieutenant Colonel Omar al-Heib, who was convicted in 2006 of conducting surveillance for Hezbollah. In 2009, Hezbollah apprehended Marwan Faqih, a garage owner who installed tracking devices in Hezbollah-owned vehicles.
Hezbollah's counterintelligence apparatus also uses electronic surveillance and intercept technologies. By 2011, Hezbollah counterintelligence began to use software to analyze cellphone data and detect espionage; suspicious callers were then subjected to conventional surveillance. In the mid-1990s, Hezbollah was able to "download unencrypted video feeds from Israeli drones," and Israeli SIGINT efforts intensified after the 2000 withdrawal from Lebanon. With possible help from Iran and the Russian FSB, Hezbollah augmented its electronic counterintelligence capabilities, and succeeded by 2008 in detecting Israeli bugs near Mount Sannine and in the organization's fiber optic network.
Armed strength
Hezbollah does not reveal its armed strength. The Dubai-based Gulf Research Centre estimated that Hezbollah's armed wing comprises 1,000 full-time Hezbollah members, along with a further 6,000–10,000 volunteers. According to the Iranian Fars News Agency, Hezbollah has up to 65,000 fighters. It is often described as more militarily powerful than the Lebanese Army. Israeli commander Gui Zur called Hezbollah "by far the greatest guerrilla group in the world".
In 2010, Hezbollah was believed to have 45,000 rockets. In 2017, Hezbollah had 130,000 rockets and missiles in place targeting Israel, according to Israeli Minister Naftali Bennett. Israeli Defense Forces Chief of Staff Gadi Eisenkot acknowledged that Hezbollah possesses "tens of thousands" of long- and short-range rockets, drones, advanced computer encryption capabilities, as well as advanced defense capabilities like the SA-6 anti-aircraft missile system.
Hezbollah possesses the Katyusha-122 rocket, which has a range of 29 km (18 mi) and carries a 15-kg (33-lb) warhead. Hezbollah also possesses about 100 long-range missiles. They include the Iranian-made Fajr-3 and Fajr-5, the latter with a range of , enabling it to strike the Israeli port of Haifa, and the Zelzal-1, with an estimated range, which can reach Tel Aviv. Fajr-3 missiles have a range of and a 45-kg (99-lb) warhead, and Fajr-5 missiles, which extend to , also hold 45-kg (99-lb) warheads. It was reported that Hezbollah is in possession of Scud missiles that were provided to them by Syria. Syria denied the reports.
According to various reports, Hezbollah is armed with anti-tank guided missiles, namely, the Russian-made AT-3 Sagger, AT-4 Spigot, AT-5 Spandrel, AT-13 Saxhorn-2 'Metis-M', АТ-14 Spriggan 'Kornet'; Iranian-made Ra'ad (version of AT-3 Sagger), Towsan (version of AT-5 Spandrel), Toophan (version of BGM-71 TOW); and European-made MILAN missiles. These weapons have been used against IDF soldiers, causing many of the deaths during the 2006 Lebanon War. A small number of Saeghe-2s (Iranian-made version of M47 Dragon) were also used in the war.
For air defense, Hezbollah has anti-aircraft weapons that include the ZU-23 artillery and the man-portable, shoulder-fired SA-7 and SA-18 surface-to-air missile (SAM). One of the most effective weapons deployed by Hezbollah has been the C-802 anti-ship missile.
In April 2010, U.S. Secretary of Defense Robert Gates claimed that the Hezbollah has far more missiles and rockets than the majority of countries, and said that Syria and Iran are providing weapons to the organization. Israel also claims that Syria is providing the organization with these weapons. Syria has denied supplying these weapons and views these claims as an Israeli excuse for an attack. Leaked cables from American diplomats suggest that the United States has been trying unsuccessfully to prevent Syria from "supplying arms to Hezbollah in Lebanon", and that Hezbollah has "amassed a huge stockpile (of arms) since its 2006 war with Israel"; the arms were described as "increasingly sophisticated." Gates added that Hezbollah is possibly armed with chemical or biological weapons, as well as anti-ship missiles that could threaten U.S. ships.
, the Israeli government believe Hezbollah had an arsenal of nearly 150,000 rockets stationed on its border with Lebanon. Some of these missiles are said to be capable of penetrating cities as far away as Eilat. The IDF has accused Hezbollah of storing these rockets beneath hospitals, schools, and civilian homes. Hezbollah has also used drones against Israel, by penetrating air defense systems, in a report verified by Nasrallah, who added, "This is only part of our capabilities".
Israeli military officials and analysts have also drawn attention to the experience and weaponry the group would have gained from the involvement of thousands of its fighters in the Syrian Civil War. "This kind of experience cannot be bought," said Gabi Siboni, director of the military and strategic affairs program at the Institute for National Security Studies at Tel Aviv University. "It is an additional factor that we will have to deal with. There is no replacement for experience, and it is not to be scoffed at."
On 13 July 2019 Seyyed Hassan Nasrallah, in an interview broadcast on Hezbollah's Al-Manar television, said "Our weapons have been developed in both quality and quantity, we have precision missiles and drones," he illustrated strategic military and civilian targets on the map of Israel and stated, Hezbollah is able to launch Ben Gurion Airport, arms depots, petrochemical, and water desalinization plants, and the Ashdod port, Haifa's ammonia storage which would cause "tens of thousands of casualties".
Military activities
Hezbollah has a military branch known as the Jihad Council, one component of which is Al-Muqawama al-Islamiyya ("The Islamic Resistance"), and is the possible sponsor of a number of lesser-known militant groups, some of which may be little more than fronts for Hezbollah itself, including the Organization of the Oppressed, the Revolutionary Justice Organization, the Organization of Right Against Wrong, and Followers of the Prophet Muhammad.
United Nations Security Council Resolution 1559 called for the disarmament of militia with the Taif agreement at the end of the Lebanese civil war. Hezbollah denounced, and protested against, the resolution. The 2006 military conflict with Israel has increased the controversy. Failure to disarm remains a violation of the resolution and agreement as well as subsequent United Nations Security Council Resolution 1701. Since then both Israel and Hezbollah have asserted that the organization has gained in military strength. A Lebanese public opinion poll taken in August 2006 shows that most of the Shia did not believe that Hezbollah should disarm after the 2006 Lebanon war, while the majority of Sunni, Druze and Christians believed that they should. The Lebanese cabinet, under president Michel Suleiman and Prime Minister Fouad Siniora, guidelines state that Hezbollah enjoys the right to "liberate occupied lands." In 2009, a Hezbollah commander (speaking on condition of anonymity) said, "[W]e have far more rockets and missiles [now] than we did in 2006."
Lebanese Resistance Brigades
The Lebanese Resistance Brigades ( Saraya al-Moukawama al-Lubnaniyya), also known as the Lebanese Brigades to Resist the Israeli Occupation, were formed by Hezbollah in 1997 as a multifaith (Christian, Druze, Sunni and Shia) volunteer force to combat the Israeli occupation of Southern Lebanon. With the Israeli withdrawal from Lebanon in 2000, the organization was disbanded.
In 2009, the Resistance Brigades were reactivated, mainly comprising Sunni supporters from the southern city of Sidon. Its strength was reduced in late 2013 from 500 to 200–250 due to residents complaints about some fighters of the group exacerbating tensions with the local community.
The beginning of its military activities: the South Lebanon conflict
Hezbollah has been involved in several cases of armed conflict with Israel:
During the 1982–2000 South Lebanon conflict, Hezbollah waged a guerrilla campaign against Israeli forces occupying Southern Lebanon. In 1982, the Palestine Liberation Organization (PLO) was based in Southern Lebanon and was firing Katyusha rockets into northern Israel from Lebanon. Israel invaded Lebanon to evict the PLO, and Hezbollah became an armed organization to expel the Israelis. Hezbollah's strength was enhanced by the dispatching of one thousand to two thousand members of the Iranian Revolutionary Guards and the financial backing of Iran. Iranian clerics, most notably Fzlollah Mahallati supervised this activity. It became the main politico-military force among the Shia community in Lebanon and the main arm of what became known later as the Islamic Resistance in Lebanon. With the collapse of the SLA, and the rapid advance of Hezbollah forces, Israel withdrew on 24 May 2000 six weeks before the announced 7 July date." Hezbollah held a victory parade, and its popularity in Lebanon rose. Israel withdrew in accordance with 1978's United Nations Security Council Resolution 425. Hezbollah and many analysts considered this a victory for the movement, and since then its popularity has been boosted in Lebanon.
Alleged suicide attacks
Between 1982 and 1986, there were 36 suicide attacks in Lebanon directed against American, French and Israeli forces by 41 individuals, killing 659. Hezbollah denies involvement in some of these attacks, though it has been accused of being involved or linked to some or all of these attacks:
The 1982–1983 Tyre headquarters bombings
The April 1983 U.S. Embassy bombing (by the Islamic Jihad Organization),
The 1983 Beirut barracks bombing (by the Islamic Jihad Organization), that killed 241 U.S. marines, 58 French paratroopers and 6 civilians at the US and French barracks in Beirut
The 1983 Kuwait bombings in collaboration with the Iraqi Dawa Party.
The 1984 United States embassy annex bombing, killing 24.
A spate of attacks on IDF troops and SLA militiamen in southern Lebanon.
Hijacking of TWA Flight 847 in 1985,
The Lebanon hostage crisis from 1982 to 1992.
Since 1990, terror acts and attempts of which Hezbollah has been blamed include the following bombings and attacks against civilians and diplomats:
The 1992 Israeli Embassy attack in Buenos Aires, killing 29, in Argentina. Hezbollah operatives boasted of involvement.
The 1994 AMIA bombing of a Jewish cultural centre, killing 85, in Argentina. Ansar Allah, a Palestinian group closely associated with Hezbollah, claimed responsibility.
The 1994 AC Flight 901 attack, killing 21, in Panama. Ansar Allah, a Palestinian group closely associated with Hezbollah, claimed responsibility.
The 1996 Khobar Towers bombing, killing 19 US servicemen.
In 2002, Singapore accused Hezbollah of recruiting Singaporeans in a failed 1990s plot to attack U.S. and Israeli ships in the Singapore Straits.
15 January 2008, bombing of a U.S. Embassy vehicle in Beirut.
In 2009, a Hezbollah plot in Egypt was uncovered, where Egyptian authorities arrested 49 men for planning attacks against Israeli and Egyptian targets in the Sinai Peninsula.
The 2012 Burgas bus bombing, killing 6, in Bulgaria. Hezbollah denied responsibility.
Training Shia insurgents against US troops during the Iraq War.
During the Bosnian War
Hezbollah provided fighters to fight on the Bosnian Muslim side during the Bosnian War, as part of the broader Iranian involvement. "The Bosnian Muslim government is a client of the Iranians," wrote Robert Baer, a CIA agent stationed in Sarajevo during the war. "If it's a choice between the CIA and the Iranians, they'll take the Iranians any day." By war's end, public opinion polls showed some 86 percent Bosnian Muslims had a positive opinion of Iran. In conjunction, Hezbollah initially sent 150 fighters to fight against the Bosnian Serb Army, the Bosnian Muslims' main opponent in the war. All Shia foreign advisors and fighters withdrew from Bosnia at the end of conflict.
Conflict with Israel
On 25 July 1993, following Hezbollah's killing of seven Israeli soldiers in southern Lebanon, Israel launched Operation Accountability (known in Lebanon as the Seven Day War), during which the IDF carried out their heaviest artillery and air attacks on targets in southern Lebanon since 1982. The aim of the operation was to eradicate the threat posed by Hezbollah and to force the civilian population north to Beirut so as to put pressure on the Lebanese Government to restrain Hezbollah. The fighting ended when an unwritten understanding was agreed to by the warring parties. Apparently, the 1993 understanding provided that Hezbollah combatants would not fire rockets at northern Israel, while Israel would not attack civilians or civilian targets in Lebanon.
In April 1996, after continued Hezbollah rocket attacks on Israeli civilians, the Israeli armed forces launched Operation Grapes of Wrath, which was intended to wipe out Hezbollah's base in southern Lebanon. Over 100 Lebanese refugees were killed by the shelling of a UN base at Qana, in what the Israeli military said was a mistake. Finally, following several days of negotiations, the two sides signed the Grapes of Wrath Understandings on 26 April 1996. A cease-fire was agreed upon between Israel and Hezbollah, which would be effective on 27 April 1996. Both sides agreed that civilians should not be targeted, which meant that Hezbollah would be allowed to continue its military activities against IDF forces inside Lebanon.
2000 Hezbollah cross-border raid
On 7 October 2000, three Israeli soldiers—Adi Avitan, Staff Sgt. Benyamin Avraham, and Staff Sgt. Omar Sawaidwere—were abducted by Hezbollah while patrolling the border between the Israeli-occupied Golan Heights and Lebanon. The soldiers were killed either during the attack or in its immediate aftermath. Israel Defense Minister Shaul Mofaz has, however, said that Hezbollah abducted the soldiers and then killed them. The bodies of the slain soldiers were exchanged for Lebanese prisoners in 2004.
2006 Lebanon War
The 2006 Lebanon War was a 34-day military conflict in Lebanon and northern Israel. The principal parties were Hezbollah paramilitary forces and the Israeli military. The conflict was precipitated by a cross-border raid during which Hezbollah kidnapped and killed Israeli soldiers. The conflict began on 12 July 2006 when Hezbollah militants fired rockets at Israeli border towns as a diversion for an anti-tank missile attack on two armored Humvees patrolling the Israeli side of the border fence, killing three, injuring two, and seizing two Israeli soldiers.
Israel responded with airstrikes and artillery fire on targets in Lebanon that damaged Lebanese infrastructure, including Beirut's Rafic Hariri International Airport (which Israel said that Hezbollah used to import weapons and supplies), an air and naval blockade, and a ground invasion of southern Lebanon. Hezbollah then launched more rockets into northern Israel and engaged the Israel Defense Forces in guerrilla warfare from hardened positions. The war continued until 14 August 2006. Hezbollah was responsible for thousands of Katyusha rocket attacks against Israeli civilian towns and cities in northern Israel, which Hezbollah said were in retaliation for Israel's killing of civilians and targeting Lebanese infrastructure. The conflict is believed to have killed 1,191–1,300 Lebanese citizens including combatants and 165 Israelis including soldiers.
2010 gas field claims
In 2010, Hezbollah claimed that the Dalit and Tamar gas field, discovered by Noble Energy roughly west of Haifa in Israeli exclusive economic zone, belong to Lebanon, and warned Israel against extracting gas from them. Senior officials from Hezbollah warned that they would not hesitate to use weapons to defend Lebanon's natural resources. Figures in the March 14 Forces stated in response that Hezbullah was presenting
another excuse to hold on to its arms. Lebanese MP Antoine Zahra said that the issue is another item "in the endless list of excuses" meant to justify the continued existence of Hezbullah's arsenal.
2011 attack in Istanbul
In July 2011, Italian newspaper Corierre della Sera reported, based on American and Turkish sources, that Hezbollah was behind a bombing in Istanbul in May 2011 that wounded eight Turkish civilians. The report said that the attack was an assassination attempt on the Israeli consul to Turkey, Moshe Kimchi. Turkish intelligence sources denied the report and said "Israel is in the habit of creating disinformation campaigns using different papers."
2012 planned attack in Cyprus
In July 2012, a Lebanese man was detained by Cyprus police on possible charges relating to terrorism laws for planning attacks against Israeli tourists. According to security officials, the man was planning attacks for Hezbollah in Cyprus and admitted this after questioning. The police were alerted about the man due to an urgent message from Israeli intelligence. The Lebanese man was in possession of photographs of Israeli targets and had information on Israeli airlines flying back and forth from Cyprus, and planned to blow up a plane or tour bus. Israeli Prime Minister Benjamin Netanyahu stated that Iran assisted the Lebanese man with planning the attacks.
2012 Burgas attack
Following an investigation into the 2012 Burgas bus bombing terrorist attack against Israeli citizens in Bulgaria, the Bulgarian government officially accused the Lebanese-militant movement Hezbollah of committing the attack. Five Israeli citizens, the Bulgarian bus driver, and the bomber were killed. The bomb exploded as the Israeli tourists boarded a bus from the airport to their hotel.
Tsvetan Tsvetanov, Bulgaria's interior minister, reported that the two suspects responsible were members of the militant wing of Hezbollah; he said the suspected terrorists entered Bulgaria on 28 June and remained until 18 July. Israel had already previously suspected Hezbollah for the attack. Israeli Prime Minister Benjamin Netanyahu called the report "further corroboration of what we have already known, that Hezbollah and its Iranian patrons are orchestrating a worldwide campaign of terror that is spanning countries and continents." Netanyahu said that the attack in Bulgaria was just one of many that Hezbollah and Iran have planned and carried out, including attacks in Thailand, Kenya, Turkey, India, Azerbaijan, Cyprus and Georgia.
John Brennan, Director of the Central Intelligence Agency, has said that "Bulgaria's investigation exposes Hezbollah for what it is—a terrorist group that is willing to recklessly attack innocent men, women and children, and that poses a real and growing threat not only to Europe, but to the rest of the world." The result of the Bulgarian investigation comes at a time when Israel has been petitioning the European Union to join the United States in designating Hezbollah as a terrorist organization.
2015 Shebaa farms incident
In response to an attack against a military convoy comprising Hezbollah and Iranian officers on 18 January 2015 at Quneitra in south of Syria, Hezbollah launched an ambush on 28 January against an Israeli military convoy in the Israeli-occupied Shebaa Farms with anti-tank missiles against two Israeli vehicles patrolling the border, killing 2 and wounding 7 Israeli soldiers and officers, as confirmed by Israeli military.
Assassination of Rafic Hariri
On 14 February 2005, former Lebanese Prime Minister Rafic Hariri was killed, along with 21 others, when his motorcade was struck by a roadside bomb in Beirut. He had been PM during 1992–1998 and 2000–2004. In 2009, the United Nations special tribunal investigating the murder of Hariri reportedly found evidence linking Hezbollah to the murder.
In August 2010, in response to notification that the UN tribunal would indict some Hezbollah members, Hassan Nasrallah said Israel was looking for a way to assassinate Hariri as early as 1993 in order to create political chaos that would force Syria to withdraw from Lebanon, and to perpetuate an anti-Syrian atmosphere [in Lebanon] in the wake of the assassination. He went on to say that in 1996 Hezbollah apprehended an agent working for Israel by the name of Ahmed Nasrallah—no relation to Hassan Nasrallah—who allegedly contacted Hariri's security detail and told them that he had solid proof that Hezbollah was planning to take his life. Hariri then contacted Hezbollah and advised them of the situation. Saad Hariri responded that the UN should investigate these claims.
On 30 June 2011, the Special Tribunal for Lebanon, established to investigate the death of Hariri, issued arrest warrants against four senior members of Hezbollah, including Mustafa Badr Al Din. On 3 July, Hassan Nasrallah rejected the indictment and denounced the tribunal as a plot against the party, vowing that the named persons would not be arrested under any circumstances.
Involvement in the Syrian Civil War
Hezbollah has long been an ally of the Ba'ath government of Syria, led by the Al-Assad family. Hezbollah has helped the Syrian government during the Syrian civil war in its fight against the Syrian opposition, which Hezbollah has described as a Zionist plot to destroy its alliance with al-Assad against Israel. Geneive Abdo opined that Hezbollah's support for al-Assad in the Syrian war has "transformed" it from a group with "support among the Sunni for defeating Israel in a battle in 2006" into a "strictly Shia paramilitary force".
In August 2012, the United States sanctioned Hezbollah for its alleged role in the war. General Secretary Nasrallah denied Hezbollah had been fighting on behalf of the Syrian government, stating in a 12 October 2012, speech that "right from the start the Syrian opposition has been telling the media that Hizbullah sent 3,000 fighters to Syria, which we have denied". However, according to the Lebanese Daily Star newspaper, Nasrallah said in the same speech that Hezbollah fighters helped the Syrian government "retain control of some 23 strategically located villages [in Syria] inhabited by Shiites of Lebanese citizenship". Nasrallah said that Hezbollah fighters have died in Syria doing their "jihadist duties".
In 2012, Hezbollah fighters crossed the border from Lebanon and took over eight villages in the Al-Qusayr District of Syria. On 16–17 February 2013, Syrian opposition groups claimed that Hezbollah, backed by the Syrian military, attacked three neighboring Sunni villages controlled by the Free Syrian Army (FSA). An FSA spokesman said, "Hezbollah's invasion is the first of its kind in terms of organisation, planning and coordination with the Syrian regime's air force". Hezbollah said three Lebanese Shiites, "acting in self-defense", were killed in the clashes with the FSA. Lebanese security sources said that the three were Hezbollah members. In response, the FSA allegedly attacked two Hezbollah positions on 21 February; one in Syria and one in Lebanon. Five days later, it said it destroyed a convoy carrying Hezbollah fighters and Syrian officers to Lebanon, killing all the passengers.
In January 2013, a weapons convoy carrying SA-17 anti-aircraft missiles to Hezbollah was destroyed allegedly by the Israeli Air Force. A nearby research center for chemical weapons was also damaged. A similar attack on weapons destined for Hezbollah occurred in May of the same year.
The leaders of the March 14 alliance and other prominent Lebanese figures called on Hezbollah to end its involvement in Syria and said it is putting Lebanon at risk. Subhi al-Tufayli, Hezbollah's former leader, said "Hezbollah should not be defending the criminal regime that kills its own people and that has never fired a shot in defense of the Palestinians." He said "those Hezbollah fighters who are killing children and terrorizing people and destroying houses in Syria will go to hell". The Consultative Gathering, a group of Shia and Sunni leaders in Baalbek-Hermel, also called on Hezbollah not to "interfere" in Syria. They said, "Opening a front against the Syrian people and dragging Lebanon to war with the Syrian people is very dangerous and will have a negative impact on the relations between the two." Walid Jumblatt, leader of the Progressive Socialist Party, also called on Hezbollah to end its involvement and claimed that "Hezbollah is fighting inside Syria with orders from Iran." Egyptian President Mohamed Morsi condemned Hezbollah by saying, "We stand against Hezbollah in its aggression against the Syrian people. There is no space or place for Hezbollah in Syria." Support for Hezbollah among the Syrian public has weakened since the involvement of Hezbollah and Iran in propping up the Assad regime during the civil war.
On 12 May 2013, Hezbollah with the Syrian army attempted to retake part of Qusayr. In Lebanon, there has been "a recent increase in the funerals of Hezbollah fighters" and "Syrian rebels have shelled Hezbollah-controlled areas."
On 25 May 2013, Nasrallah announced that Hezbollah is fighting in the Syrian Civil War against Islamic extremists and "pledged that his group will not allow Syrian militants to control areas that border Lebanon". He confirmed that Hezbollah was fighting in the strategic Syrian town of Al-Qusayr on the same side as Assad's forces. In the televised address, he said, "If Syria falls in the hands of America, Israel and the takfiris, the people of our region will go into a dark period."
Involvement in Iranian-led intervention in Iraq
Beginning in July 2014, Hezbollah sent an undisclosed number of technical advisers and intelligence analysts to Baghdad in support of the Iranian intervention in Iraq (2014–present). Shortly thereafter, Hezbollah commander Ibrahim al-Hajj was reported killed in action near Mosul.
Latin America operations
Hezbollah operations in South America began in the late 20th century, centered around the Arab population which had moved there following the 1948 Arab-Israeli War and the 1985 Lebanese Civil War. In 2002, Hezbollah was operating openly in Ciudad del Este. Beginning in 2008 the United States Drug Enforcement Agency began with Project Cassandra to work against Hezbollah activities in regards to Latin American drug trafficking. The investigation by the DEA found that Hezbollah made about a billion dollars a year and trafficked thousands of tons of cocaine into the United States. Another destination for cocaine trafficking done by Hezbollah are nations within the Gulf Cooperation Council. In 2013, Hezbollah was accused of infiltrating South America and having ties with Latin American drug cartels. One area of operations is in the region of the Triple Frontier, where Hezbollah has been alleged to be involved in the trafficking of cocaine; officials with the Lebanese embassy in Paraguay have worked to counter American allegations and extradition attempts. In 2016, it was alleged that money gained from drug sales was used to purchase weapons in Syria. In 2018, Infobae reported that Hezbollah was operating in Colombia under the name Organization of External Security. That same year, Argentine police made arrest to individuals alleged to be connected to Hezbollah's criminal activities within the nation. It is also alleged that Venezuela aids Hezbollah in its operations in the region. One particular form of involvement is money laundering.
United States operations
Ali Kourani, the first Hezbollah operative to be convicted and sentenced in the United States, was under investigation since 2013 and worked to provide targeting and terrorist recruiting information to Hezbollah's Islamic Jihad Organization. The organization had recruited a former resident of Minnesota and a military linguist, Mariam Tala Thompson, who disclosed "identities of at least eight clandestine human assets; at least 10 U.S. targets; and multiple tactics, techniques and procedures" before she was discovered and successfully prosecuted in a U.S. court.
Other
In 2010, Ahbash and Hezbollah members were involved in a street battle which was perceived to be over parking issues, both groups later met to form a joint compensation fund for the victims of the conflict.
Financial/economy
During the September 2021 fuel shortage Hezbollah received a convoy of 80 tankers carrying oil/diesel fuel from Iran.
Attacks on Hezbollah leaders
Hezbollah has also been the target of bomb attacks and kidnappings. These include:
In the 1985 Beirut car bombing, Hezbollah leader Mohammad Hussein Fadlallah was targeted, but the assassination attempt failed.
On 28 July 1989, Israeli commandos kidnapped Sheikh Abdel Karim Obeid, the leader of Hezbollah. This action led to the adoption of UN Security Council resolution 638, which condemned all hostage takings by all sides.
On 16 February 1992, Israeli helicopters attacked a motorcade in southern Lebanon, killing the Hezbollah leader Abbas al-Musawi, his wife, son, and four others.
On 12 February 2008, Imad Mughnieh was killed by a car bomb in Damascus, Syria.
On 3 December 2013, senior military commander Hassan al-Laqis was shot outside his home, two miles (three kilometers) southwest of Beirut. He died a few hours later on 4 December.
On 18 January 2015, a group of Hezbollah fighters was targeted in Quneitra, with the Al-Nusra Front claiming responsibility. In this attack, for which Israel was also accused, Jihad Moghnieh, son of Imad Mughnieh, five other members of Hezbollah and an Iranian general of Quds Force, Mohammad Ali Allahdadi, were killed.
On 10 May 2016, an explosion near Damascus International Airport killed top military commander Mustafa Badreddine. Lebanese media sources attributed the attack to an Israeli airstrike. Hezbollah attributed the attack to Syrian opposition.
Targeting policy
After the September 11, 2001 attacks, Hezbollah condemned al-Qaeda for targeting civilians in the World Trade Center, but remained silent on the attack on The Pentagon. Hezbollah also denounced the massacres in Algeria by Armed Islamic Group, Al-Gama'a al-Islamiyya attacks on tourists in Egypt, the murder of Nick Berg, and ISIL attacks in Paris.
Although Hezbollah has denounced certain attacks on civilians, some people accuse the organization of the bombing of an Argentine synagogue in 1994. Argentine prosecutor Alberto Nisman, Marcelo Martinez Burgos, and their "staff of some 45 people" said that Hezbollah and their contacts in Iran were responsible for the 1994 bombing of a Jewish cultural center in Argentina, in which "[e]ighty-five people were killed and more than 200 others injured."
In August 2012, the United States State Department's counter-terrorism coordinator Daniel Benjamin warned that Hezbollah may attack Europe at any time without any warning. Benjamin said, "Hezbollah maintains a presence in Europe and its recent activities demonstrate that it is not constrained by concerns about collateral damage or political fallout that could result from conducting operations there ... We assess that Hezbollah could attack in Europe or elsewhere at any time with little or no warning" and that Hezbollah has "stepped up terrorist campaigns around the world."
Foreign relations
Hezbollah has close relations with Iran. It also has ties with the leadership in Syria, specifically President Hafez al-Assad (until his death in 2000) supported it. It is also a close Assad ally, and its leader pledged support to the embattled Syrian leader. Although Hezbollah and Hamas are not organizationally linked, Hezbollah provides military training as well as financial and moral support to the Sunni Palestinian group. Furthermore, Hezbollah was a strong supporter of the second Intifada.
American and Israeli counter-terrorism officials claim that Hezbollah has (or had) links to Al Qaeda, although Hezbollah's leaders deny these allegations. Also, some al-Qaeda leaders, like Abu Musab al-Zarqawi and Wahhabi clerics, consider Hezbollah to be apostate. But United States intelligence officials speculate that there has been contact between Hezbollah and low-level al-Qaeda figures who fled Afghanistan for Lebanon. However, Michel Samaha, Lebanon's former minister of information, has said that Hezbollah has been an important ally of the government in the war against terrorist groups, and described the "American attempt to link Hezbollah to al-Qaeda" to be "astonishing".
Public opinion
According to Michel Samaha, Lebanon's minister of information, Hezbollah is seen as "a legitimate resistance organization that has defended its land against an Israeli occupying force and has consistently stood up to the Israeli army".
According to a survey released by the "Beirut Center for Research and Information" on 26 July during the 2006 Lebanon War, 87 percent of Lebanese support Hezbollah's "retaliatory attacks on northern Israel", a rise of 29 percentage points from a similar poll conducted in February. More striking, however, was the level of support for Hezbollah's resistance from non-Shiite communities. Eighty percent of Christians polled supported Hezbollah, along with 80 percent of Druze and 89 percent of Sunnis.
In a poll of Lebanese adults taken in 2004, 6% of respondents gave unqualified support to the statement "Hezbollah should be disarmed". 41% reported unqualified disagreement. A poll of Gaza Strip and West Bank residents indicated that 79.6% had "a very good view" of Hezbollah, and most of the remainder had a "good view". Polls of Jordanian adults in December 2005 and June 2006 showed that 63.9% and 63.3%, respectively, considered Hezbollah to be a legitimate resistance organization.In the December 2005 poll, only 6% of Jordanian adults considered Hezbollah to be terrorist.
A July 2006 USA Today/Gallup poll found that 83% of the 1,005 Americans polled blamed Hezbollah, at least in part, for the 2006 Lebanon War, compared to 66% who blamed Israel to some degree. Additionally, 76% disapproved of the military action Hezbollah took in Israel, compared to 38% who disapproved of Israel's military action in Lebanon. A poll in August 2006 by ABC News and the Washington Post found that 68% of the 1,002 Americans polled blamed Hezbollah, at least in part, for the civilian casualties in Lebanon during the 2006 Lebanon War, compared to 31% who blamed Israel to some degree. Another August 2006 poll by CNN showed that 69% of the 1,047 Americans polled believed that Hezbollah is unfriendly towards, or an enemy of, the United States.
In 2010, a survey of Muslims in Lebanon showed that 94% of Lebanese Shia supported Hezbollah, while 84% of the Sunni Muslims held an unfavorable opinion of the group.
Some public opinion has started to turn against Hezbollah for their support of Syrian President Assad's attacks on the opposition movement in Syria. Crowds in Cairo shouted out against Iran and Hezbollah, at a public speech by Hamas President Ismail Haniya in February 2012, when Hamas changed its support to the Syrian opposition.
Designation as a terrorist organization or resistance movement
Hezbollah's status as a legitimate political party, a terrorist group, a resistance movement, or some combination thereof is a contentious issue.
As of October 2020, Hezbollah or its military wing are considered terrorist organizations by at least 26 countries, as well as by the European Union and since 2017 by most member states of the Arab League, with the exception of Iraq and Lebanon, where Hezbollah is the most powerful political party.
The countries that have designated Hezbollah a terrorist organisation include: the Arab League and the Gulf Cooperation Council, and their members Saudi Arabia, Bahrain, United Arab Emirates, as well as Argentina, Canada, Colombia, Estonia, Germany, Honduras, Israel, Kosovo, Lithuania, Malaysia, Paraguay, Serbia, Slovenia, United Kingdom, United States, and Guatemala.
The EU differentiates between the Hezbollah's political wing and military wing, banning only the latter, though Hezbollah itself does not recognize such a distinction. Hezbollah maintains that it is a legitimate resistance movement fighting for the liberation of Lebanese territory.
There is a "wide difference" between American and Arab perception of Hezbollah. Several Western countries officially classify Hezbollah or its external security wing as a terrorist organization, and some of their violent acts have been described as terrorist attacks. However, throughout most of the Arab and Muslim worlds, Hezbollah is referred to as a resistance movement, engaged in national defense. Even within Lebanon, sometimes Hezbollah's status as either a "militia" or "national resistance" has been contentious. In Lebanon, although not universally well-liked, Hezbollah is widely seen as a legitimate national resistance organization defending Lebanon, and actually described by the Lebanese information minister as an important ally in fighting terrorist groups. In the Arab world, Hezbollah is generally seen either as a destabilizing force that functions as Iran's pawn by rentier states like Egypt and Saudi Arabia, or as a popular sociopolitical guerrilla movement that exemplifies strong leadership, meaningful political action, and a commitment to social justice.
The United Nations Security Council has never listed Hezbollah as a terrorist organization under its sanctions list, although some of its members have done so individually. The United Kingdom listed Hezbollah's military wing as a terrorist organization until May 2019 when the entire organisation was proscribed, and the United States lists the entire group as such. Russia has considered Hezbollah a legitimate sociopolitical organization, and the People's Republic of China remains neutral and maintains contacts with Hezbollah.
In May 2013, France and Germany released statements that they will join other European countries in calling for an EU-blacklisting of Hezbollah as a terror group. In April 2020 Germany designated the organization—including its political wing—as a terrorist organization, and banned any activity in support of Hezbollah.
The following entities have listed Hezbollah as a terror group:
The following countries do not consider Hezbollah a terror organization:
Disputed
In the Western world
The United States Department of State has designated Hezbollah a terrorist organization since 1995. The group remains on Foreign Terrorist Organization and Specially Designated Terrorist lists. According to the Congressional Research Service, "The U.S. government holds Hezbollah responsible for a number of attacks and hostage takings targeting Americans in Lebanon during the 1980s, including the bombing of the U.S. Embassy in Beirut in April 1983 and the bombing of the U.S. Marine barracks in October 1983, which together killed 258 Americans. Hezbollah's operations outside of Lebanon, including its participation in bombings of Israeli and Jewish targets in Argentina during the 1990s and more recent training and liaison activities with Shiite insurgents in Iraq, have cemented the organization's reputation among U.S. policy makers as a capable and deadly adversary with potential global reach."
The United Kingdom was the first government to attempt to make a distinction between Hezbollah's political and military wings, declaring the latter a terrorist group in July 2008 after Hezbollah confirmed its association with Imad Mughniyeh. In 2012, British "Foreign Minister William Hague urged the European Union to place Hezbollah's military wing on its list of terrorist organizations." The United States also urged the EU to classify Hezbollah as a terrorist organization. In light of findings implicating Hezbollah in the bus bombing in Burgas, Bulgaria in 2012, there was renewed discussion within the European Union to label Hezbollah's military wing as a terrorist group. On 22 July 2013, the European Union agreed to blacklist Hezbollah's military wing over concerns about its growing role in the Syrian conflict.
In the midst of the 2006 conflict between Hezbollah and Israel, Russia's government declined to include Hezbollah in a newly released list of terrorist organizations, with Yuri Sapunov, the head of anti-terrorism for the Federal Security Service of the Russian Federation, saying that they list only organizations which represent "the greatest threat to the security of our country". Prior to the release of the list, Russian Defense Minister Sergei Ivanov called "on Hezbollah to stop resorting to any terrorist methods, including attacking neighboring states."
The Quartet's fourth member, the United Nations, does not maintain such a list, however, the United Nations has made repeated calls for Hezbollah to disarm and accused the group of destabilizing the region and causing harm to Lebanese civilians. Human rights organizations Amnesty International and Human Rights Watch have accused Hezbollah of committing war crimes against Israeli civilians.
Argentine prosecutors hold Hezbollah and their financial supporters in Iran responsible for the 1994 AMIA Bombing of a Jewish cultural center, described by the Associated Press as "the worst terrorist attack on Argentine soil," in which "[e]ighty-five people were killed and more than 200 others injured." During the Israeli occupation of southern Lebanon, French Prime Minister Lionel Jospin condemned attacks by Hezbollah fighters on Israeli forces in south Lebanon, saying they were "terrorism" and not acts of resistance. "France condemns Hezbollah's attacks, and all types of terrorist attacks which may be carried out against soldiers, or possibly Israel's civilian population." Italian Foreign Minister Massimo D'Alema differentiated the wings of Hezbollah: "Apart from their well-known terrorist activities, they also have political standing and are socially engaged." Germany does not maintain its own list of terrorist organizations, having chosen to adopt the common EU list. However, German officials have indicated they would likely support designating Hezbollah a terrorist organization. The Netherlands regards Hezbollah as terrorist discussing it as such in official reports of their general intelligence and security service and in official answers by the Minister of Foreign Affairs. On 22 July 2013, the European Union declared the military wings of Hezbollah as a terrorist organization; effectively blacklisting the entity.
The United States, the Gulf Cooperation Council, Canada, United Kingdom, the Netherlands, Israel, and Australia have classified Hezbollah as a terrorist organization. In early 2015, the US Director of National Intelligence removed Hezbollah from the list of "active terrorist threats" against the United States while Hezbollah remained designated as terrorist by the US, and by mid 2015 several Hezbollah officials were sanctioned by the US for their role in facilitating military activity in the ongoing Syrian Civil War. The European Union, France and New Zealand have proscribed Hezbollah's military wing, but do not list Hezbollah as a whole as a terrorist organization.
Serbia, which recently designated Iran-backed Hezbollah entirely as a terrorist organization, fully implement measures to restrict Hezbollah's operations and financial activities.
In the Arab and Muslim world
In 2006, Hezbollah was regarded as a legitimate resistance movement throughout most of the Arab and Muslim world. Furthermore, most of the Sunni Arab world sees Hezbollah as an agent of Iranian influence, and therefore, would like to see their power in Lebanon diminished. Egypt, Jordan, and Saudi Arabia have condemned Hezbollah's actions, saying that "the Arabs and Muslims can't afford to allow an irresponsible and adventurous organization like Hezbollah to drag the region to war" and calling it "dangerous adventurism",
After an alleged 2009 Hezbollah plot in Egypt, the Egyptian regime of Hosni Mubarak officially classified Hezbollah as a terrorist group. Following the 2012 Presidential elections the new government recognized Hezbollah as a "real political and military force" in Lebanon. The Egyptian ambassador to Lebanon, Ashraf Hamdy, stated that "Resistance in the sense of defending Lebanese territory ... That's their primary role. We ... think that as a resistance movement they have done a good job to keep on defending Lebanese territory and trying to regain land occupied by Israel is legal and legitimate."
During the Bahraini uprising, Bahrain foreign minister Khalid ibn Ahmad Al Khalifah labeled Hezbollah a terrorist group and accused them of supporting the protesters. On 10 April 2013, Bahrain blacklisted Hezbollah as a terrorist group, being the first Arab state in this regard.
While Hezbollah has supported popular uprisings in Egypt, Yemen, Bahrain and Tunisia, Hezbollah publicly sided with Iran and Syria during the 2011 Syrian uprising. This position has prompted criticism from anti-government Syrians. As Hezbollah supported other movements in the context of the Arab Spring, anti-government Syrians have stated that they feel "betrayed" by a double standard allegedly applied by the movement. Following Hezbollah's aid in Assad government's victory in Qusayr, anti-Hezbollah editorials began regularly appearing in the Arabic media and anti-Hezbollah graffiti has been seen in southern Lebanon.
In March 2016, Gulf Cooperation Council designated Hezbollah as a terrorist organization due to its alleged attempts to undermine GCC states, and Arab League followed the move, with reservation by Iraq and Lebanon. In the summit, Lebanese Foreign Minister Gebran Bassil said that "Hezbollah enjoys wide representation and is an integral faction of the Lebanese community", while Iraqi Foreign Minister Ibrahim al-Jaafari said PMF and Hezbollah "have preserved Arab dignity" and those who accuse them of being terrorists are terrorists themselves. Saudi delegation walked out of the meeting. Israel's Prime Minister Benjamin Netanyahu called the step "important and even amazing".
A day before the move by the Arab League, Hezbollah leader Nasrallah said that "Saudi Arabia is angry with Hezbollah since it is daring to say what only a few others dare to say against its royal family".
In September 2021, U.S' Secretary of State, Antony Blinken commended the combined efforts taken by the United States and the Government of Qatar against Hezbollah financial network which involved the abuse of international financial system by using global networks of financiers and front companies to spread terrorism.
In Lebanon
In an interview during the 2006 Lebanon War, then-President Emile Lahoud stated "Hezbollah enjoys utmost prestige in Lebanon, because it freed our country ... even though it is very small, it stands up to Israel." Following the 2006 War, other Lebanese including members of the government were resentful of the large damage sustained by the country and saw Hezbollah's actions as unjustified "dangerous adventurism" rather than legitimate resistance. They accused Hezbollah of acting on behalf of Iran and Syria.
An official of the Future Movement, part of the March 14 Alliance, warned that Hezbollah "has all the characteristics of a terrorist party", and that Hezbollah is moving Lebanon toward the Iranian Islamic system of government.
In August 2008, Lebanon's cabinet completed a policy statement which recognized "the right of Lebanon's people, army, and resistance to liberate the Israeli-occupied Shebaa Farms, Kafar Shuba Hills, and the Lebanese section of Ghajar village, and defend the country using all legal and possible means."
Gebran Tueni, a late conservative Orthodox Christian editor of an-Nahar, referred to Hezbollah as an "Iranian import" and said "they have nothing to do with Arab civilization." Tuení believed that Hezbollah's evolution is cosmetic, concealing a sinister long-term strategy to Islamicize Lebanon and lead it into a ruinous war with Israel.
By 2017, a poll showed that 62 percent of Lebanese Christians believed that Hezbollah was doing a "better job than anyone else in defending Lebanese interests in the region, and they trust it more than other social institutions."
Scholarly views
Academics specializing in a wide variety of the social sciences believe that Hezbollah is an example of an Islamic terrorist organization. Such scholars and research institutes include the following:
Walid Phares, Lebanese-born terrorism scholar.
Mark LeVine, American historian
Avraham Sela, Israeli historian
Robert S. Wistrich, Israeli historian
Eyal Zisser, Israeli historian
Siamak Khatami, Iranian scholar
Rohan Gunaratna, Singaporean scholar
Neeru Gaba, Australian scholar
Tore Bjørgo, Norwegian scholar
Magnus Norell, of the European Foundation for Democracy
Anthony Cordesman, of the Center for Strategic and International Studies
Center for American Progress
United States Institute of Peace
Views of foreign legislators
J. Gresham Barrett brought up legislation in the U.S. House of Representatives which, among other things, referred to Hezbollah as a terrorist organization. Congress members Tom Lantos, Jim Saxton, Thad McCotter, Chris Shays, Charles Boustany, Alcee Hastings, and Robert Wexler referred to Hezbollah as a terrorist organization in their speeches supporting the legislation. Shortly before a speech by Iraqi Prime Minister Nouri al-Maliki, U.S. Congressman Dennis Hastert said, "He [Maliki] denounces terrorism, and I have to take him at his word. Hezbollah is a terrorist organization."
In 2011, a bipartisan group of members of Congress introduced the Hezbollah Anti-Terrorism Act. The act ensures that no American aid to Lebanon will enter the hands of Hezbollah. On the day of the act's introduction, Congressman Darrell Issa said, "Hezbollah is a terrorist group and a cancer on Lebanon. The Hezbollah Anti-Terrorism Act surgically targets this cancer and will strengthen the position of Lebanese who oppose Hezbollah."
In a Sky News interview during the 2006 Lebanon war, British MP George Galloway said that Hezbollah is "not a terrorist organization".
Former Swiss member of parliament, Jean Ziegler, said in 2006: "I refuse to describe Hezbollah as a terrorist group. It is a national movement of resistance."
See also
Military equipment of Hezbollah
Politics of Lebanon
Jihad al-Bina
Mleeta museum
January 2015 Mazraat Amal incident
Hezbollah Movement in Iraq
Kata'ib Hezbollah
Harakah Hezbollah al-Nujaba
Kata'ib Sayyid al-Shuhada
Badr Organization
Kata'ib al-Imam Ali
Jaysh al-Mahdi (Iraq)
Al-Ashtar Brigades (Bahrain)
Liwa Assad Allah (Syria)
Hezbollah al-Hejaz (Saudi Arabia)
Harakah al-Sabireen (Palestine)
Islamic Front for the Liberation of Bahrain
Islamic Movement (Nigeria)
Notes
Citations
Sources
Further reading
Books
Articles
External links
UN resolutions regarding Hezbollah
UN Press Release SC/8181 UN, 2 September 2004
Lebanon: Close Security Council vote backs free elections, urges foreign troop pullout UN, 2 September 2004
Other links
Is Hezbollah Confronting a Crisis of Popular Legitimacy? Dr. Eric Lob, Crown Center for Middle East Studies, March 2014
Hezbollah : Financing Terror through Criminal Enterprise, Testimony of Matthew Levitt, Hearing of the Committee on Homeland Security and Governmental Affairs, United States Senate
Hizbullah's two republics by Mohammed Ben Jelloun, Al-Ahram, 15–21 February 2007
Inside Hezbollah, short documentary and extensive information from Frontline/World on PBS.
Hizbullah – the 'Party of God' – fact file at Ynetnews
Factions in the Lebanese Civil War
Organizations designated as terrorist in Asia
Antisemitism in the Arab world
Anti-Zionism in Lebanon
Holocaust denial
Iran–Lebanon relations
Islam and antisemitism
Jihadist groups
Lebanese nationalism
March 8 Alliance
Political parties established in 1982
Political parties in Lebanon
Pro-government factions of the Syrian civil war
Shia Islamist groups
Anti-Western sentiment
Organizations designated as terrorist by Argentina
Organisations designated as terrorist by Australia
Organizations designated as terrorist by Canada
Organizations designated as terrorist by Colombia
Organizations designated as terrorist by Honduras
Organisations designated as terrorist by Japan
Organizations designated as terrorist by Lithuania
Organizations designated as terrorist by Paraguay
Organizations designated as terrorist by Serbia
Islamic terrorism in Lebanon
1985 establishments in Lebanon
Paramilitary organisations based in Lebanon
Anti-ISIL factions in Syria
Anti-ISIL factions in Iraq
Axis of Resistance |
13924 | https://en.wikipedia.org/wiki/Hani%20Hanjour | Hani Hanjour | Hani Saleh Hasan Hanjour (, ; August 30, 1972September 11, 2001) was the lead hijacker-pilot of American Airlines Flight 77, crashing the plane into the Pentagon as part of the September 11 attacks.
Hanjour first came to the United States in 1991, enrolling at the University of Arizona, where he studied English for a few months before returning to Saudi Arabia early the next year. He came back to the United States in 1996, studying English in California before he began taking flying lessons in Arizona. He received his commercial pilot certificate in 1999, and went back to his native Saudi Arabia to find a job as a commercial pilot. Hanjour applied to civil aviation school in Jeddah, but was turned down. Hanjour left his family in late 1999, telling them that he would be traveling to the United Arab Emirates to find work. According to Khalid Sheikh Mohammed, Osama bin Laden or Mohammed Atef identified Hanjour at an Afghanistan training camp as a trained pilot and selected him to participate in the September 11 attacks.
Hanjour arrived back in the United States in December 2000. He joined up with Nawaf al-Hazmi in San Diego, and they immediately left for Arizona, where Hanjour took refresher pilot training. In April 2001, they relocated to Falls Church, Virginia, and then Paterson, New Jersey, in late May where Hanjour took additional flight training.
Hanjour returned to the Washington, D.C., metropolitan area on September 2, 2001, checking into a motel in Laurel, Maryland. On September 11, Hanjour boarded American Airlines Flight 77, took control of the aircraft after his team of hijackers helped subdue the pilots, passengers, and crew, and flew the plane into the Pentagon as part of the September 11 attacks. The crash killed all 64 passengers on board the aircraft and 125 people in the Pentagon.
Early life and education
Hanjour was one of seven children, born to a food-supply businessman in Ta'if, Saudi Arabia, near Mecca. During his youth, Hanjour wanted to drop out of school to become a flight attendant, although his brother Abdulrahman discouraged this route, and tried to help him focus on his studies.
According to his eldest brother, Hanjour traveled to Afghanistan in the late 1980s as a teenager to participate in the conflict against the Soviet Union. The Soviets had already withdrawn by the time he arrived in the country and he instead worked for a relief agency.
Career
Early 1990s
Hanjour first came to the United States in 1991 to study English at the University of Arizona's Center for English as a Second Language. Hanjour's eldest brother Abdulrahman helped him apply to the eight-week program, and found a room in Tucson, Arizona, for Hanjour near the Islamic Center of Tucson. Hanjour arrived for the English language program on October 3, 1991, and stayed until early February 1992, when he returned to Saudi Arabia. Hanjour shared a three-bedroom home on the corner of 4th Avenue and 4th Street owned and managed by a father-son team, who made a living renovating and renting rooms to international students and devoting their energies to spreading a born-again Christian influence; Bob, the oldest son, lived in this house and rented the room directly to Hanjour. Hanjour was a model housemate; he was extremely respectful of others, apolitical in his points of view, enjoyed his Turkish coffee, and appeared as a nonchalant happy-go-lucky teenager with very weak English-speaking skills. Hanjour claimed that he was interested in being an airplane mechanic and claimed that such a position was considered highly in Saudi Arabia. Hanjour participated in morning, noon, and evening prayers at the local mosque. As early as Hanjour moved into this house, he was under the constant watch of two "uncles" who would pick him up for the weekends so that he would spend time with them within their circle, thereby minimizing his contact with his American housemates and friends from the university. In December 1991 Hanjour informed Bob that he missed Saudi Arabia and would be leaving the United States due to homesickness. Hanjour was the only hijacker to visit the United States prior to any intentions for a large-scale attack and he was not part of the Hamburg cell in Germany.
Over the next five years, Hanjour remained in Saudi Arabia, helping the family manage a lemon and date farm near Ta'if. His family often reminded Hanjour that he was getting past the age where he ought to get married and start a family, but Hanjour insisted he wanted to settle down more. While in Saudi Arabia, Hanjour applied for a job with Saudi Arabian Airlines, but was turned down due to poor grades. The airline told Hanjour they would consider him if he obtained a commercial pilot's license in the United States.
1996
In April 1996, Hanjour returned to the United States, staying with family friends, Susan and Adnan Khalil, in Miramar, Florida, for a month before heading to Oakland, California, to study English and attend flight school. Hanjour was admitted to the Sierra Academy of Aeronautics, but before beginning flight training, the academy arranged for Hanjour to take intensive English courses at ESL Language Center in Oakland. The flight school also arranged for Hanjour to stay with a host family, with whom he moved in on May 20, 1996. Hanjour completed the English program in August, and in early September 1996, he attended a single day of ground school courses at the Sierra Academy of Aeronautics before withdrawing, citing financial worries about the $35,000 cost.
Hanjour left Oakland in September and moved to Phoenix, Arizona, paying $4,800 for lessons at CRM Flight Cockpit Resource Management in Scottsdale. Receiving poor marks, Hanjour dropped out of flight school, and returned to Saudi Arabia at the end of November 1996.
Late 1990s
Hanjour re-entered the United States on November 16, 1997, taking additional English courses in Florida, then returning to Phoenix, where he shared an apartment with Nawaf al-Hazmi. In December, he resumed training at CRM Flight Cockpit Resource Management for a few weeks, before pursuing training at Arizona Aviation.
Bandar al-Hazmi and Hanjour stayed in Arizona, continued taking flight lessons at Arizona Aviation throughout 1998 and early 1999. After moving out of Bandar's place in March, Hanjour lived in several apartments in Tempe, Mesa and Phoenix.
In February, financial records showed that Hanjour had taken a trip to Las Vegas, Nevada. In addition to flight training at Arizona Aviation, Hanjour enrolled in flight simulator classes at the Sawyer School of Aviation where he made only three or four visits. Lotfi Raissi would begin taking lessons at the same school a month after Hanjour quit, part of what piqued the FBI's interest in Raissi.
An FBI informant named Aukai Collins claims he told the FBI about Hanjour's activities during 1998, giving them Hanjour's name and phone number, and warning them that more and more foreign-born Muslims seem to be taking flying lessons. The FBI admits it paid Collins to monitor the Islamic and Arab communities in Phoenix at the time, but denies Collins told them anything about Hanjour.
Hanjour gained his FAA commercial pilot certificate in April 1999, getting a "satisfactory" rating from the examiner. Hanjour's bank records indicate that he travelled to Ontario, Canada, in March 1999 for an unknown reason.
He traveled to Saudi Arabia to get a job working with Saudi Arabian Airlines as a commercial pilot but was rejected by a civil aviation school in Jeddah. His brother, Yasser, relayed that Hanjour, frustrated, "turned his attention toward religious texts and cassette tapes of militant Islamic preachers." He told his family in late 1999 he was heading to the United Arab Emirates to find work. However, it is likely that he headed to Al-Qaeda training camps in Afghanistan.
2000
In May 2000, a third person accompanied Nawaf al-Hazmi and Khalid al-Mihdhar to Sorbi's Flying Club where he waited on the ground as they took a flight lesson. It has been theorized this may have been Hanjour.
In September Hanjour again sent his $110 registration to the ELS Language Center, which leased space on Holy Names College campus in Oakland, California, to continue his English studies. He also applied for another U.S. student visa. Although he was accepted, after the attacks, it would be reported that his visa application was 'suspicious'. Granted an F-1 student visa in Jeddah, Saudi Arabia, September 2000, he failed to reveal that he had previously traveled to the U.S. He never turned up for classes at the ELS Language Center, and when the school contacted its Saudi representative, he reported that he could not find Hanjour either.
On December 5, Hanjour opened a CitiBank account in Deira, Dubai. On December 8, Hanjour was recorded flying into the Cincinnati/Northern Kentucky International Airport, and is thought to have met with Nawaf al-Hazmi in San Diego shortly thereafter.
2001
Hanjour came back to San Diego in December 2000, frequently visiting Abdussattar Shaikh's house, which was shared with Nawaf al-Hazmi and Khalid Almihdhar. During this time Hanjour may have visited the San Diego Zoo in February, as a security guard recalls having to page his name to reclaim a lost briefcase containing cash and Arabic documents and later recognized his photograph. Shortly afterwards, the three hijackers moved out of Shaikh's house to Falls Church, Virginia.
The ELS Language Center at Oakland University said Hanjour reached a level of proficiency sufficient to "survive very well in the English language". However, in January 2001, Arizona JetTech flight school managers reported him to the FAA at least five times because his English was inadequate for the commercial pilot certificate he had already obtained. It took him five hours to complete an oral exam meant to last just two hours, said Peggy Chevrette. Hanjour failed UA English classes with a 0.26 GPA and a JetTech manager said "He could not fly at all." The certificate was a requirement for him to join the Saudi Arabian pilot's academy. His FAA certificate had become invalid late in 1999 when he failed to take a mandatory medical examination. In February, Hanjour began advanced simulator training in Mesa, Arizona.
He and Hazmi moved out of Mesa at the end of March, and they were in Falls Church, Virginia, by April 4. Falls Church was the location of the Dar al-Hijrah mosque in the Washington, D.C., metropolitan area. Anwar Al-Awlaki was the recently appointed new Imam whom Hazmi had met with in San Diego.
At the mosque, Hanjour and Hazmi soon met Eyad Alrababah, a Jordanian who later pleaded guilty to document fraud and was deported. They had told him that they were looking for an apartment to rent, and he found a friend who rented them an apartment in Alexandria where they stayed. On April 4, 2001, Hanjour asked to forward his utility deposits to 3159 Row Street, Falls Church, Virginia, which was the same address as the mosque.
When police raided the Hamburg apartment of Ramzi bin al-Shibh (the "20th hijacker") while investigating the 9/11 attacks, Awlaki's telephone number was found among bin al-Shibh's personal contact information.
On May 2, 2001, two new roommates joined them in Virginia: Majed Moqed and Ahmed al-Ghamdi, both of whom had just flown into the United States from the Middle East.
Alrababah later suggested they all go together to look at apartments in Fairfield, Connecticut. On May 8, Alrababah, Hanjour, Hazmi, Moqed and Ghamdi traveled to Fairfield to look for housing. While there, they also called several local flight schools. They then travelled briefly to Paterson to look at that area as well. Rababah has contended that, after this trip, he never saw any of the men again.
Sometime at the end of May 2001, Hanjour rented a one-bedroom apartment in Paterson, New Jersey. He lived there with at least one roommate and was visited by several other hijackers, including Mohamed Atta. During his time in New Jersey, he and Hazmi rented three different cars including a sedan in June that Hanjour cosigned with the alias "Hani Saleh Hassan". He later made his last phone call to his family back in Saudi Arabia, during which he claimed to be phoning from a payphone in the United Arab Emirates, where he was supposedly still working.
Hanjour, along with at least five other future hijackers, is thought to have traveled to Las Vegas several times in mid-2001, where they reportedly drank alcohol, gambled, and visited lap dancing clubs.
On July 20, Hanjour flew to the Montgomery County Airpark in Maryland from New Jersey on a practice flight with fellow hijacker Nawaf Alhazmi.
On August 1, Hanjour and Almihdhar returned to Falls Church to obtain fraudulent documentation at a 7-Eleven convenience store where an illegal side business operated for such a service. There they met Luis Martinez-Flores, himself also an illegal immigrant, who agreed to help them for a $100 fee. They drove together to a DMV office at a mall in nearby Springfield, Virginia, where Martinez-Flores gave them a false address in Falls Church to use, and signed legal forms attesting that they lived there. Hanjour and Almihdhar were then granted state identity cards. (Martinez-Flores was later sentenced to 21 months in prison for aiding them, and giving false testimony to police). On that same day, Hanjour was stopped by police for driving a Toyota Corolla in a zone in Arlington, Virginia, for which he paid a $70 fine.
Employees at Advance Travel Service in Totowa, New Jersey later claimed that Moqed and Hanjour had both purchased tickets there. They claimed that Hanjour spoke very little English, and Moqed did most of the speaking. Hanjour requested a seat in the front row of the airplane. Their credit card failed to authorize, and after being told the agency did not accept personal checks, the pair left to withdraw cash. They returned shortly afterwards and paid the $1,842.25 total in cash.
Hanjour began making cross-country flights in August to test security, and tried to rent a plane from Freeway Airport in Maryland; though he was declined after exhibiting difficulty controlling and landing a single-engine Cessna 172. He moved out of his New Jersey apartment on September 1, and was photographed four days later using an ATM with fellow hijacker Majed Moqed in Laurel, Maryland, where all five Flight 77 hijackers had purchased a 1-week membership in a local Gold's Gym. There, Hanjour claimed that his first name translated as warrior when a gym employee asked if there was an English translation of their Arabic names. (Hani actually translates as "contented.")
On September 10, 2001, Hanjour, Mihdhar, and Hazmi checked into the Marriott Residence Inn in Herndon, Virginia where Saleh Ibn Abdul Rahman Hussayen, a prominent Saudi government official, was staying. No evidence was ever uncovered that they had met, or knew of each other's presence.
September 11 attacks
At 7:35 a.m. on September 11, 2001, Hanjour arrived at the passenger security checkpoint at Washington Dulles International Airport, west of Washington, D.C., en route to board American Airlines Flight 77. Some earlier reports stated he may not have had a ticket or appeared on any manifest, however he was documented by the 9/11 Commission as having been assigned to seat 1B in first class, and reported to have bought a single first-class ticket from Advance Travel Service in Totowa. In the security tape footage released in 2004, Hanjour appears to walk through the metal detector without setting it off.
The flight was scheduled to depart at 8:10, but ended up departing 10 minutes late from Gate D26 at Dulles. The last normal radio communications from the aircraft to air traffic control occurred at 08:50:51. At 08:54, Flight 77 began to deviate from its normal, assigned flight path and turned south, and then hijackers set the flight's autopilot heading for Washington, D.C. Passenger Barbara Olson called her husband, United States Solicitor General Ted Olson, and reported that the plane had been hijacked and that the assailants had box cutters and knives. Using the flight intercom, Hanjour announced the flight was hijacked. As Flight 77 was 5 miles (8.0 km) west-southwest of the Pentagon, it made a 330-degree turn. At the end of the turn, it was descending through 2,200 feet (670 m), pointed toward the Pentagon and downtown Washington. Hanjour advanced the throttles to maximum power and dove towards the Pentagon at a speed of over . At 09:37:46, Hanjour crashed the Boeing 757 into the west façade of the Pentagon, killing all 64 aboard along with 125 on the ground in the Pentagon. While level above the ground and seconds from the crash, the airplane's wings knocked over light poles and its right engine smashed into a power generator, creating a smoke trail seconds before smashing into the Pentagon. In the recovery process at the Pentagon, remains of all five Flight 77 hijackers were identified through a process of elimination, as not matching any DNA samples for the victims, and put into custody of the FBI.
Family denial
After the September 11 attacks, Hanjour's family in Saudi Arabia vehemently stated that they could not, and would not, believe he had been involved as one of the hijacker pilots, and also stated that he had phoned them just eight hours prior to the hijackings and his voice did not sound strange or unusual at all.
See also
Rayed Mohammed Abdullah Ali
PENTTBOM
Hijackers in the September 11 attacks
Notes
References
External links
The Final 9/11 Commission Report
NBC video showing Hanjour with a correct profile
Moussaoui trial exhibit video showing Hanjour with a correct profile
Hanjour Ticket Purchase
1972 births
2001 deaths
Saudi Arabian al-Qaeda members
Participants in the September 11 attacks
American Airlines Flight 77
Saudi Arabian mass murderers
Saudi Arabian murderers of children
University of Arizona alumni |
13964 | https://en.wikipedia.org/wiki/Parliament%20of%20the%20United%20Kingdom | Parliament of the United Kingdom | The Parliament of the United Kingdom is the supreme legislative body of the United Kingdom, the Crown dependencies and the British overseas territories. It alone possesses legislative supremacy and thereby ultimate power over all other political bodies in the UK and the overseas territories. Parliament is bicameral but has three parts, consisting of the sovereign (Crown-in-Parliament), the House of Lords, and the House of Commons (the primary chamber). Both houses of Parliament meet in separate chambers at the Palace of Westminster in the City of Westminster, one of the inner boroughs of the capital city, London.
The House of Lords includes two different types of members: the Lords Spiritual, consisting of the most senior bishops of the Church of England; and the Lords Temporal, consisting mainly of life peers, appointed by the sovereign, and of 92 hereditary peers, sitting either by virtue of holding a royal office, or by being elected by their fellow hereditary peers. Prior to the opening of the Supreme Court in October 2009, the House of Lords also performed a judicial role through the Law Lords.
The House of Commons is an elected chamber with elections to 650 single-member constituencies held at least every five years under the first-past-the-post system. By constitutional convention, all government ministers, including prime minister, are members of the House of Commons or, less commonly, the House of Lords and are thereby accountable to the respective branches of the legislature. Most cabinet ministers are from the Commons, whilst junior ministers can be from either house.
With the global expansion of the British Empire, the UK Parliament has shaped the political systems of many countries as ex-colonies and so it has been called the "Mother of Parliaments".
In theory, the UK's supreme legislative power is officially vested in the Crown-in-Parliament. However, the Crown normally acts on the advice of the prime minister, and the powers of the House of Lords are limited to only delaying legislation; thus power is de facto vested in the House of Commons.
History
The Parliament of Great Britain was formed in 1707 following the ratification of the Treaty of Union by Acts of Union passed by the Parliament of England (established 1215) and the Parliament of Scotland (c.1235), both Acts of Union stating, "That the United Kingdom of Great Britain be represented by one and the same Parliament to be styled The Parliament of Great Britain." At the start of the 19th century, Parliament was further enlarged by Acts of Union ratified by the Parliament of Great Britain and the Parliament of Ireland (1297) that abolished the latter and added 100 Irish MPs and 32 Lords to the former to create the Parliament of the United Kingdom of Great Britain and Ireland. The Royal and Parliamentary Titles Act 1927 formally amended the name to the "Parliament of the United Kingdom of Great Britain and Northern Ireland", five years after the secession of the Irish Free State.
Parliament of the United Kingdom of Great Britain and Ireland
The United Kingdom of Great Britain and Ireland was created on 1 January 1801, by the merger of the Kingdoms of Great Britain and Ireland under the Acts of Union 1800. The principle of ministerial responsibility to the lower house (Commons) did not develop until the 19th century—the House of Lords was superior to the House of Commons both in theory and in practice. Members of the House of Commons (MPs) were elected in an antiquated electoral system, under which constituencies of vastly different sizes existed. Thus, the borough of Old Sarum, with seven voters, could elect two members, as could the borough of Dunwich, which had almost completely disappeared into the sea due to land erosion.
Many small constituencies, known as pocket or rotten boroughs, were controlled by members of the House of Lords, who could ensure the election of their relatives or supporters. During the reforms of the 19th century, beginning with the Reform Act 1832, the electoral system for the House of Commons was progressively regularised. No longer dependent on the Lords for their seats, MPs grew more assertive.
The supremacy of the British House of Commons was reaffirmed in the early 20th century. In 1909, the Commons passed the so-called "People's Budget," which made numerous changes to the taxation system which were detrimental to wealthy landowners. The House of Lords, which consisted mostly of powerful landowners, rejected the Budget. On the basis of the Budget's popularity and the Lords' consequent unpopularity, the Liberal Party narrowly won two general elections in 1910.
Using the result as a mandate, the Liberal Prime Minister, H. H. Asquith, introduced the Parliament Bill, which sought to restrict the powers of the House of Lords. (He did not reintroduce the land tax provision of the People's Budget.) When the Lords refused to pass the bill, Asquith countered with a promise extracted from the King in secret before the second general election of 1910 and requested the creation of several hundred Liberal peers, so as to erase the Conservative majority in the House of Lords. In the face of such a threat, the House of Lords narrowly passed the bill.
The Parliament Act 1911, as it became, prevented the Lords from blocking a money bill (a bill dealing with taxation), and allowed them to delay any other bill for a maximum of three sessions (reduced to two sessions in 1949), after which it could become law over their objections. However, regardless of the Parliament Acts of 1911 and 1949, the House of Lords has always retained the unrestricted power to veto any bill outright which attempts to extend the life of a parliament.
Parliament of the United Kingdom of Great Britain and Northern Ireland
The Government of Ireland Act 1920 created the parliaments of Northern Ireland and Southern Ireland and reduced the representation of both parts at Westminster. The number of Northern Ireland seats was increased again after the introduction of direct rule in 1973. The Irish Free State became independent in 1922, and in 1927 parliament was renamed the Parliament of the United Kingdom of Great Britain and Northern Ireland.
Further reforms to the House of Lords were made in the 20th century. The Life Peerages Act 1958 authorised the regular creation of life peerage dignities. By the 1960s, the regular creation of hereditary peerage dignities had ceased; thereafter, almost all new peers were life peers only.
The House of Lords Act 1999 removed the automatic right of hereditary peers to sit in the House of Lords, although it made an exception for 92 of them to be elected to life-terms by the other hereditary peers, with by-elections upon their death. The House of Lords is now a chamber that is subordinate to the House of Commons. Additionally, the Constitutional Reform Act 2005 led to abolition of the judicial functions of the House of Lords with the creation of the new Supreme Court of the United Kingdom in October 2009.
Composition and powers
The legislative authority, the Crown-in-Parliament, has three separate elements: the Monarch, the House of Lords, and the House of Commons. No individual may be a member of both Houses, and members of the House of Lords are legally barred from voting in elections for members of the House of Commons. Formerly, no-one could be a Member of Parliament (MP) while holding an office of profit under the Crown, thus maintaining the separation of powers, but the principle has been gradually eroded. Until 1919, Members of Parliament who were appointed to ministerial office lost their seats in the House of Commons and had to seek re-election; the rule was abolished in 1926. Holders of offices are ineligible to serve as a Member of Parliament under the House of Commons Disqualification Act 1975.
Royal Assent of the Monarch is required for all Bills to become law, and certain delegated legislation must be made by the Monarch by Order in Council. The Crown also has executive powers which do not depend on Parliament, through prerogative powers, including the power to make treaties, declare war, award honours, and appoint officers and civil servants. In practice these are always exercised by the monarch on the advice of the Prime Minister and the other ministers of HM Government. The Prime Minister and government are directly accountable to Parliament, through its control of public finances, and to the public, through the election of members of parliament.
The Monarch also appoints the Prime Minister, who then forms a government from members of the Houses of Parliament. This must be someone who could command a majority in a confidence vote in the House of Commons. In the past the monarch has occasionally had to make a judgement, as in the appointment of Alec Douglas-Home in 1963 when it was thought that the incumbent Prime Minister, Harold Macmillan, had become ill with terminal cancer. However, today the monarch is advised by the outgoing Prime Minister as to whom he or she should offer the position to next.
The House of Lords is known formally as, "The Right Honourable The Lords Spiritual and Temporal in Parliament Assembled," the Lords Spiritual being bishops of the Church of England and the Lords Temporal being Peers of the Realm. The Lords Spiritual and Lords Temporal are considered separate "estates," but they sit, debate and vote together.
Since the Parliament Acts 1911 and 1949, the powers of the House of Lords have been very much less than those of the House of Commons. All bills except money bills are debated and voted upon in the House of Lords; however, by voting against a bill, the House of Lords can only delay it for a maximum of two parliamentary sessions over a year. After that time, the House of Commons can force the Bill through without the Lords' consent, under the Parliament Acts. The House of Lords can also hold the government to account through questions to government ministers and the operation of a small number of select committees. The highest court in England & Wales and in Northern Ireland used to be a committee of the House of Lords, but it became an independent supreme court in 2009.
The Lords Spiritual formerly included all of the senior clergymen of the Church of England—archbishops, bishops, abbots and mitred priors. Upon the Dissolution of the Monasteries under Henry VIII the abbots and mitred priors lost their positions in Parliament. All diocesan bishops continued to sit in Parliament, but the Bishopric of Manchester Act 1847, and later Acts, provide that only the 26 most senior are Lords Spiritual. These always include the incumbents of the "five great sees," namely the Archbishop of Canterbury, the Archbishop of York, the Bishop of London, the Bishop of Durham and the Bishop of Winchester. The remaining 21 Lords Spiritual are the most senior diocesan bishops, ranked in order of consecration, although the Lords Spiritual (Women) Act 2015 makes time-limited provision for vacancies to be filled by women who are bishops.
The Lords Temporal are life peers created under the Appellate Jurisdiction Act 1876 and the Life Peerages Act 1958, in addition to 92 hereditary peers under the House of Lords Act 1999. Formerly, the Lords Temporal were exclusively hereditary peers. The right of some hereditary peers to sit in Parliament was not automatic: after Scotland and England united into Great Britain in 1707, it was provided that all peers whose dignities had been created by English kings could sit in Parliament, but those whose dignities had been created by Scottish kings were to elect a limited number of "representative peers." A similar arrangement was made in respect of Ireland when it was united with Great Britain in 1801, but when southern Ireland left the United Kingdom in 1922 the election of Irish representative peers ceased. By the Peerage Act 1963, the election of Scottish representative peers also ended, and all Scottish peers were granted the right to sit in Parliament. Under the House of Lords Act 1999, only life peerages (that is to say, peerage dignities which cannot be inherited) automatically entitle their holders to seats in the House of Lords. Of the hereditary peers, only 92—the Earl Marshal, the Lord Great Chamberlain and the 90 elected by other peers—retain their seats in the House.
The Commons, the last of the "estates" of the Kingdom, are represented in the House of Commons, which is known formally as, "The Honourable The Commons in Parliament Assembled" ("commons" coming not from the term "commoner," but from , the old French term for a municipality or local district). As of 2019, the House consists of 650 members, however one seat is left vacant by the Speaker of the House, who must remain politically impartial, and so does not get a vote on the passing of bills. Each Member of Parliament (MP) is chosen by a single constituency by the First-Past-the-Post electoral system. There are 650 constituencies in the United Kingdom, each made up of an average of 65,925 voters. The First-Past-the-Post system means that every constituency elects one MP each (except the constituency of the Speaker, whose seat is uncontested). Each voter assigns one vote for one candidate, and the candidate with the most votes in each constituency is elected as MP to represent their constituency. A party needs win 326 constituencies (known as "seats") to win a majority in the House of Commons. If no party achieves a majority, then a situation of no overall control occurs – commonly known as a "Hung Parliament". In case of a Hung Parliament, the party with the most seats has the opportunity to form a coalition with other parties, so their combined seat tally extends past the 326-seat majority. Universal adult suffrage exists for those 18 and over; citizens of the United Kingdom, and those of the Republic of Ireland and Commonwealth nations resident in the United Kingdom, are qualified to vote, unless they are in prison at the time of the election. The term of members of the House of Commons depends on the term of Parliament, a maximum of five years; a general election, during which all the seats are contested, occurs after each dissolution (see below).
All legislation must be passed by the House of Commons to become law and it controls taxation and the supply of money to the government. Government ministers (including the Prime Minister) must regularly answer questions in the House of Commons and there are a number of select committees that scrutinise particular issues and the workings of the government. There are also mechanisms that allow members of the House of Commons to bring to the attention of the government particular issues affecting their constituents.
State Opening of Parliament
The State Opening of Parliament is an annual event that marks the commencement of a session of the Parliament of the United Kingdom. It is held in the House of Lords Chamber. Before 2012, it took place in November or December, or, in a general election year, when the new Parliament first assembled. From 2012 onwards, the ceremony has taken place in May or June.
Upon the signal of the Monarch, the Lord Great Chamberlain raises their wand of office to signal to Black Rod, who is charged with summoning the House of Commons and has been waiting in the Commons lobby. Black Rod turns and, under the escort of the Door-keeper of the House of Lords and an inspector of police, approaches the doors to the Chamber of the Commons. In 1642, King Charles I stormed into the House of Commons in an unsuccessful attempt to arrest the Five Members, who included the celebrated English patriot and leading Parliamentarian John Hampden. This action sparked the English Civil War. The wars established the constitutional rights of Parliament, a concept legally established in the Glorious Revolution in 1688 and the subsequent Bill of Rights 1689. Since then, no British monarch has entered the House of Commons when it is in session. On Black Rod's approach, the doors are slammed shut against them, symbolising the rights of parliament and its independence from the monarch. They then strike, with the end of their ceremonial staff (the Black Rod), three times on the closed doors of the Commons Chamber. They are then admitted, and announce the command of the monarch for the attendance of the Commons.
The monarch reads a speech, known as the Speech from the Throne, which is prepared by the Prime Minister and the Cabinet, outlining the Government's agenda for the coming year. The speech reflects the legislative agenda for which the Government intends to seek the agreement of both Houses of Parliament.
After the monarch leaves, each Chamber proceeds to the consideration of an "Address in Reply to Her Majesty's Gracious Speech." But, first, each House considers a bill pro forma to symbolise their right to deliberate independently of the monarch. In the House of Lords, the bill is called the Select Vestries Bill, while the Commons equivalent is the Outlawries Bill. The Bills are considered for the sake of form only, and do not make any actual progress.
Legislative procedure
See also the stages of a bill section in Acts of Parliament in the United Kingdom
Both houses of the British Parliament are presided over by a speaker, the Speaker of the House for the Commons and the Lord Speaker in the House of Lords.
For the Commons, the approval of the Sovereign is theoretically required before the election of the Speaker becomes valid, but it is, by modern convention, always granted. The Speaker's place may be taken by the Chairman of Ways and Means, the First Deputy Chairman, or the Second Deputy Chairman. (The titles of those three officials refer to the Committee of Ways and Means, a body which no longer exists.)
Prior to July 2006, the House of Lords was presided over by a Lord Chancellor (a Cabinet member), whose influence as Speaker was very limited (whilst the powers belonging to the Speaker of the House of Commons are vast). However, as part of the Constitutional Reform Act 2005, the position of Speaker of the House of Lords (as it is termed in the Act) was separated from the office of Lord Chancellor (the office which has control over the judiciary as a whole), though the Lords remain largely self-governing. Decisions on points of order and on the disciplining of unruly members are made by the whole body, but by the Speaker alone in the Lower House. Speeches in the House of Lords are addressed to the House as a whole (using the words "My Lords"), but those in the House of Commons are addressed to the Speaker alone (using "Mr Speaker" or "Madam Speaker"). Speeches may be made to both Houses simultaneously.
Both Houses may decide questions by voice vote; members shout out "Aye!" and "No!" in the Commons—or "Content!" and "Not-Content!" in the Lords—and the presiding officer declares the result. The pronouncement of either Speaker may be challenged, and a recorded vote (known as a division) demanded. (The Speaker of the House of Commons may choose to overrule a frivolous request for a division, but the Lord Speaker does not have that power.) In each House, a division requires members to file into one of the two lobbies alongside the Chamber; their names are recorded by clerks, and their votes are counted as they exit the lobbies to re-enter the Chamber. The Speaker of the House of Commons is expected to be non-partisan, and does not cast a vote except in the case of a tie; the Lord Speaker, however, votes along with the other Lords.
Both Houses normally conduct their business in public, and there are galleries where visitors may sit.
Duration
Originally there was no fixed limit on the length of a Parliament, but the Triennial Act 1694 set the maximum duration at three years. As the frequent elections were deemed inconvenient, the Septennial Act 1715 extended the maximum to seven years, but the Parliament Act 1911 reduced it to five. During the Second World War, the term was temporarily extended to ten years by Acts of Parliament. Since the end of the war the maximum has remained five years. Modern Parliaments, however, rarely continued for the maximum duration; normally, they were dissolved earlier. For instance, the 52nd, which assembled in 1997, was dissolved after four years. The Septennial Act was repealed by the Fixed-term Parliaments Act 2011, which established a presumption that a Parliament will last for five years, unless two thirds of the House of Commons votes for an early general election, or the government loses the confidence of the House.
Summary history of terms of the Parliament of the United Kingdom
Following a general election, a new Parliamentary session begins. Parliament is formally summoned 40 days in advance by the Sovereign, who is the source of parliamentary authority. On the day indicated by the Sovereign's proclamation, the two Houses assemble in their respective chambers. The Commons are then summoned to the House of Lords, where Lords Commissioners (representatives of the Sovereign) instruct them to elect a Speaker. The Commons perform the election; on the next day, they return to the House of Lords, where the Lords Commissioners confirm the election and grant the new Speaker the royal approval in the Sovereign's name.
The business of Parliament for the next few days of its session involves the taking of the oaths of allegiance. Once a majority of the members have taken the oath in each House, the State Opening of Parliament may take place. The Lords take their seats in the House of Lords Chamber, the Commons appear at the Bar (at the entrance to the Chamber), and the Sovereign takes his or her seat on the throne. The Sovereign then reads the Speech from the Throne—the content of which is determined by the Ministers of the Crown—outlining the Government's legislative agenda for the upcoming year. Thereafter, each House proceeds to the transaction of legislative business.
By custom, before considering the Government's legislative agenda, a bill is introduced pro forma in each House—the Select Vestries Bill in the House of Lords and the Outlawries Bill in the House of Commons. These bills do not become laws; they are ceremonial indications of the power of each House to debate independently of the Crown. After the pro forma bill is introduced, each House debates the content of the Speech from the Throne for several days. Once each House formally sends its reply to the Speech, legislative business may commence, appointing committees, electing officers, passing resolutions and considering legislation.
A session of Parliament is brought to an end by a prorogation. There is a ceremony similar to the State Opening, but much less well known to the general public. Normally, the Sovereign does not personally attend the prorogation ceremony in the House of Lords; he or she is represented by Lords Commissioners. The next session of Parliament begins under the procedures described above, but it is not necessary to conduct another election of a Speaker or take the oaths of allegiance afresh at the beginning of such subsequent sessions. Instead, the State Opening of Parliament proceeds directly. To avoid the delay of opening a new session in the event of an emergency during the long summer recess, Parliament is no longer prorogued beforehand, but only after the Houses have reconvened in the autumn; the State Opening follows a few days later.
Each Parliament comes to an end, after a number of sessions, in anticipation of a general election. Parliament is dissolved by virtue of the Fixed-term Parliaments Act 2011. Prior to that, dissolution was effected by the Sovereign, always on the advice of the Prime Minister. The Prime Minister could seek dissolution at a time politically advantageous to his or her party. If the Prime Minister loses the support of the House of Commons, Parliament will dissolve and a new election will be held. Parliaments can also be dissolved if two-thirds of the House of Commons votes for an early election.
Formerly, the demise of the Sovereign automatically brought a Parliament to an end, the Crown being seen as the (beginning, basis and end) of the body, but this is no longer the case. The first change was during the reign of William and Mary, when it was seen to be inconvenient to have no Parliament at a time when succession to the Crown could be disputed, and an Act was passed that provided that a Parliament was to continue for six months after the death of a Sovereign, unless dissolved earlier. Under the Representation of the People Act 1867 Parliament can now continue for as long as it would otherwise have done in the event of the death of the Sovereign.
After each Parliament concludes, the Crown issues writs to hold a general election and elect new members of the House of Commons, though membership of the House of Lords does not change.
Legislative functions
Laws can be made by Acts of the United Kingdom Parliament. While Acts can apply to the whole of the United Kingdom including Scotland, due to the continuing separation of Scots law many Acts do not apply to Scotland and may be matched either by equivalent Acts that apply to Scotland alone or, since 1999, by legislation set by the Scottish Parliament relating to devolved matters.
This has led to a paradox known as the West Lothian question. The existence of a devolved Scottish Parliament means that while Westminster MPs from Scotland may vote directly on matters that affect English constituencies, they may not have much power over their laws affecting their own constituency. Since there is no devolved "English Parliament," the converse is not true. While any Act of the Scottish Parliament may be overturned, amended or ignored by Westminster, in practice this has yet to happen. Legislative Consent Motions enables the UK Parliament to vote on issues normally devolved to Scotland, Wales or Northern Ireland, as part of United Kingdom legislation.
Laws, in draft form known as bills, may be introduced by any member of either House. A bill introduced by a Minister is known as a "Government Bill"; one introduced by another member is called a "Private Member's Bill." A different way of categorising bills involves the subject. Most bills, involving the general public, are called "public bills." A bill that seeks to grant special rights to an individual or small group of individuals, or a body such as a local authority, is called a "Private Bill." A Public Bill which affects private rights (in the way a Private Bill would) is called a "Hybrid Bill," although those that draft bills take pains to avoid this.
Private Members' Bills make up the majority of bills, but are far less likely to be passed than government bills. There are three methods for an MP to introduce a Private Member's Bill. The Private Members' Ballot (once per Session) put names into a ballot, and those who win are given time to propose a bill. The Ten Minute Rule is another method, where MPs are granted ten minutes to outline the case for a new piece of legislation. Standing Order 57 is the third method, which allows a bill to be introduced without debate if a day's notice is given to the Table Office. Filibustering is a danger, as an opponent of a bill can waste much of the limited time allotted to it. Private Members' Bills have no chance of success if the current government opposes them, but they are used in moral issues: the bills to decriminalise homosexuality and abortion were Private Members' Bills, for example. Governments can sometimes attempt to use Private Members' Bills to pass things it would rather not be associated with. "Handout bills" are bills which a government hands to MPs who win Private Members' Ballots.
Each Bill goes through several stages in each House. The first stage, called the first reading, is a formality. At the second reading, the general principles of the bill are debated, and the House may vote to reject the bill, by not passing the motion "That the Bill be now read a second time." Defeats of Government Bills in the Commons are extremely rare, the last being in 2005, and may constitute a motion of no confidence. (Defeats of Bills in the Lords never affect confidence and are much more frequent.)
Following the second reading, the bill is sent to a committee. In the House of Lords, the Committee of the Whole House or the Grand Committee are used. Each consists of all members of the House; the latter operates under special procedures, and is used only for uncontroversial bills. In the House of Commons, the bill is usually committed to a Public Bill Committee, consisting of between 16 and 50 members, but the Committee of the Whole House is used for important legislation. Several other types of committees, including Select Committees, may be used, but rarely. A committee considers the bill clause by clause, and reports the bill as amended to the House, where further detailed consideration ("consideration stage" or "report stage") occurs. However, a practice which used to be called the "kangaroo" (Standing Order 32) allows the Speaker to select which amendments are debated. This device is also used under Standing Order 89 by the committee chairman, to restrict debate in committee. The Speaker, who is impartial as between the parties, by convention selects amendments for debate which represent the main divisions of opinion within the House. Other amendments can technically be proposed, but in practice have no chance of success unless the parties in the House are closely divided. If pressed they would normally be casually defeated by acclamation.
Once the House has considered the bill, the third reading follows. In the House of Commons, no further amendments may be made, and the passage of the motion "That the Bill be now read a third time" is passage of the whole bill. In the House of Lords further amendments to the bill may be moved. After the passage of the third reading motion, the House of Lords must vote on the motion "That the Bill do now pass." Following its passage in one House, the bill is sent to the other House. If passed in identical form by both Houses, it may be presented for the Sovereign's Assent. If one House passes amendments that the other will not agree to, and the two Houses cannot resolve their disagreements, the bill will normally fail.
Since the passage of the Parliament Act 1911 the power of the House of Lords to reject bills passed by the House of Commons has been restricted, with further restrictions were placed by the Parliament Act 1949. If the House of Commons passes a public bill in two successive sessions, and the House of Lords rejects it both times, the Commons may direct that the bill be presented to the Sovereign for his or her Assent, disregarding the rejection of the Bill in the House of Lords. In each case, the bill must be passed by the House of Commons at least one calendar month before the end of the session. The provision does not apply to Private bills or to Public bills if they originated in the House of Lords or if they seek to extend the duration of a Parliament beyond five years. A special procedure applies in relation to bills classified by the Speaker of the House of Commons as "Money Bills." A Money Bill concerns solely national taxation or public funds; the Speaker's certificate is deemed conclusive under all circumstances. If the House of Lords fails to pass a Money Bill within one month of its passage in the House of Commons, the Lower House may direct that the Bill be submitted for the Sovereign's Assent immediately.
Even before the passage of the Parliament Acts, the Commons possessed pre-eminence in cases of financial matters. By ancient custom, the House of Lords may not introduce a bill relating to taxation or Supply, nor amend a bill so as to insert a provision relating to taxation or Supply, nor amend a Supply Bill in any way. The House of Commons is free to waive this privilege, and sometimes does so to allow the House of Lords to pass amendments with financial implications. The House of Lords remains free to reject bills relating to Supply and taxation, but may be over-ruled easily if the bills are Money Bills. (A bill relating to revenue and Supply may not be a Money Bill if, for example, it includes subjects other than national taxation and public funds).
The last stage of a bill involves the granting of the Royal Assent. Theoretically, the Sovereign may either grant or withhold Royal Assent (make the bill a law or veto the bill). In modern times the Sovereign always grants the Royal Assent, using the Norman French words "La Reyne le veult" (the Queen wishes it; "Le Roy" instead in the case of a king). The last refusal to grant the Assent was in 1708, when Queen Anne withheld her Assent from a bill "for the settling of Militia in Scotland," in the words "" (the Queen will think it over).
Thus, every bill obtains the assent of all three components of Parliament before it becomes law (except where the House of Lords is over-ridden under the Parliament Acts 1911 and 1949). The words "BE IT ENACTED by the Queen's [King's] most Excellent Majesty, by and with the advice and consent of the Lords Spiritual and Temporal, and Commons, in this present Parliament assembled, and by the authority of the same, as follows:-," or, where the House of Lords' authority has been over-ridden by use of the Parliament Acts, the words "BE IT ENACTED by The Queen's [King's] most Excellent Majesty, by and with the advice and consent of the Commons in this present Parliament assembled, in accordance with the provisions of the Parliament Acts 1911 and 1949, and by the authority of the same, as follows:-" appear near the beginning of each Act of Parliament. These words are known as the enacting formula.
Judicial functions
Prior to the creation of the Supreme Court of the United Kingdom in 2009, Parliament was the highest court in the realm for most purposes, but the Privy Council had jurisdiction in some cases (for instance, appeals from ecclesiastical courts). The jurisdiction of Parliament arose from the ancient custom of petitioning the Houses to redress grievances and to do justice. The House of Commons ceased considering petitions to reverse the judgements of lower courts in 1399, effectively leaving the House of Lords as the court of last resort. In modern times, the judicial functions of the House of Lords were performed not by the whole House, but by the Lords of Appeal in Ordinary (judges granted life peerage dignities under the Appellate Jurisdiction Act 1876) and by Lords of Appeal (other peers with experience in the judiciary). However, under the Constitutional Reform Act 2005, these judicial functions were transferred to the newly created Supreme Court in 2009, and the Lords of Appeal in Ordinary became the first Justices of the Supreme Court. Peers who hold high judicial office are no longer allowed to vote or speak in the Lords until they retire as justices.
In the late 19th century, Acts allowed for the appointment of Scottish Lords of Appeal in Ordinary and ended appeal in Scottish criminal matters to the House of Lords, so that the High Court of Justiciary became the highest criminal court in Scotland. There is an argument that the provisions of Article XIX of the Union with England Act 1707 prevent any Court outside Scotland from hearing any appeal in criminal cases: "And that the said Courts or any other of the like nature after the Unions shall have no power to Cognosce Review or Alter the Acts or Sentences of the Judicatures within Scotland or stop the Execution of the same." The House of Lords judicial committee usually had a minimum of two Scottish Judges to ensure that some experience of Scots law was brought to bear on Scottish appeals in civil cases, from the Court of Session. The Supreme Court now usually has at least two Scottish judges, together with at least one from Northern Ireland. As Wales is developing its own judicature, it is likely that the same principle will be applied.
Certain other judicial functions have historically been performed by the House of Lords. Until 1948, it was the body in which peers had to be tried for felonies or high treason; now, they are tried by normal juries. The last occasion of the trial of a peer in the House of Lords was in 1935. When the House of Commons impeaches an individual, the trial takes place in the House of Lords. Impeachments are now possibly defunct, as the last one occurred in 1806. In 2006, a number of MPs attempted to revive the custom, having signed a motion for the impeachment of Tony Blair, but this was unsuccessful.
Relationship with the UK Government
The British Government is answerable to the House of Commons. However, neither the Prime Minister nor members of the Government are elected by the House of Commons. Instead, the Queen requests the person most likely to command the support of a majority in the House, normally the leader of the largest party in the House of Commons, to form a government. So that they may be accountable to the Lower House, the Prime Minister and most members of the Cabinet are, by convention, members of the House of Commons. The last Prime Minister to be a member of the House of Lords was Alec Douglas-Home, 14th Earl of Home, who became Prime Minister in 1963. To adhere to the convention under which he was responsible to the Lower House, he disclaimed his peerage and procured election to the House of Commons within days of becoming Prime Minister.
Governments have a tendency to dominate the legislative functions of Parliament, by using their in-built majority in the House of Commons, and sometimes using their patronage power to appoint supportive peers in the Lords. In practice, governments can pass any legislation (within reason) in the Commons they wish, unless there is major dissent by MPs in the governing party.
But even in these situations, it is highly unlikely a bill will be defeated, though dissenting MPs may be able to extract concessions from the government. In 1976, Quintin Hogg, Lord Hailsham of St Marylebone created a now widely used name for this behaviour, in an academic paper called "elective dictatorship."
Parliament controls the executive by passing or rejecting its Bills and by forcing Ministers of the Crown to answer for their actions, either at "Question Time" or during meetings of the parliamentary committees. In both cases, Ministers are asked questions by members of their Houses, and are obliged to answer.
Although the House of Lords may scrutinise the executive through Question Time and through its committees, it cannot bring down the Government. A ministry must always retain the confidence and support of the House of Commons. The Lower House may indicate its lack of support by rejecting a Motion of Confidence or by passing a Motion of No Confidence. Confidence Motions are generally originated by the Government to reinforce its support in the House, whilst No Confidence Motions are introduced by the Opposition. The motions sometimes take the form "That this House has [no] confidence in Her Majesty's Government" but several other varieties, many referring to specific policies supported or opposed by Parliament, are used. For instance, a Confidence Motion of 1992 used the form, "That this House expresses the support for the economic policy of Her Majesty's Government." Such a motion may theoretically be introduced in the House of Lords, but, as the Government need not enjoy the confidence of that House, would not be of the same effect as a similar motion in the House of Commons; the only modern instance of such an occurrence involves the 'No Confidence' motion that was introduced in 1993 and subsequently defeated.
Many votes are considered votes of confidence, although not including the language mentioned above. Important bills that form part of the Government's agenda (as stated in the Speech from the Throne) are generally considered matters of confidence. The defeat of such a bill by the House of Commons indicates that a Government no longer has the confidence of that House. The same effect is achieved if the House of Commons "withdraws Supply," that is, rejects the budget.
Where a Government has lost the confidence of the House of Commons, in other words has lost the ability to secure the basic requirement of the authority of the House of Commons to tax and to spend Government money, the Prime Minister is obliged either to resign, or seek the dissolution of Parliament and a new general election. Otherwise the machinery of government grinds to a halt within days. The third choice – to mount a coup d'état or an anti-democratic revolution – is hardly to be contemplated in the present age. Though all three situations have arisen in recent years even in developed economies, international relations have allowed a disaster to be avoided.
Where a Prime Minister has ceased to retain the necessary majority and requests a dissolution, the Sovereign can in theory reject his or her request, forcing a resignation and allowing the Leader of the Opposition to be asked to form a new government. This power is used extremely rarely. The conditions that should be met to allow such a refusal are known as the Lascelles Principles. These conditions and principles are constitutional conventions arising from the Sovereign's reserve powers as well as longstanding tradition and practice, not laid down in law.
In practice, the House of Commons' scrutiny of the Government is very weak. Since the first-past-the-post electoral system is employed in elections, the governing party tends to enjoy a large majority in the Commons; there is often limited need to compromise with other parties. Modern British political parties are so tightly organised that they leave relatively little room for free action by their MPs. In many cases, MPs may be expelled from their parties for voting against the instructions of party leaders. During the 20th century, the Government has lost confidence issues only three times—twice in 1924, and once in 1979.
Parliamentary questions
In the United Kingdom, question time in the House of Commons lasts for an hour each day from Monday to Thursday (2:30 to 3:30 pm on Mondays, 11:30 am to 12:30 pm on Tuesdays and Wednesdays, and 9:30 to 10:30 am on Thursdays). Each Government department has its place in a rota which repeats every five weeks. The exception to this sequence are the Business Questions (Questions to the Leader of House of Commons), in which questions are answered each Thursday about the business of the House the following week. Also, Questions to the Prime Minister takes place each Wednesday from noon to 12:30 pm.
In addition to government departments, there are also questions to the Church commissioners. Additionally, each Member of Parliament is entitled to table questions for written answer. Written questions are addressed to the Ministerial head of a government department, usually a Secretary of State, but they are often answered by a Minister of State or Parliamentary Under Secretary of State. Written Questions are submitted to the Clerks of the Table Office, either on paper or electronically, and answers are recorded in The Official Report (Hansard) so as to be widely available and accessible.
In the House of Lords, a half-hour is set aside each afternoon at the start of the day's proceedings for Lords' oral questions. A peer submits a question in advance, which then appears on the Order Paper for the day's proceedings. The peer shall say: "My Lords, I beg leave to ask the Question standing in my name on the Order Paper." The Minister responsible then answers the question. The peer is then allowed to ask a supplementary question and other peers ask further questions on the theme of the original put down on the order paper. (For instance, if the question regards immigration, peers can ask the Minister any question related to immigration during the allowed period.)
Parliamentary sovereignty
Several different views have been taken of Parliament's sovereignty. According to the jurist Sir William Blackstone, "It has sovereign and uncontrollable authority in making, confirming, enlarging, restraining, abrogating, repealing, reviving, and expounding of laws, concerning matters of all possible denominations, ecclesiastical, or temporal, civil, military, maritime, or criminal… it can, in short, do every thing that is not naturally impossible."
A different view has been taken by the Scottish judge Thomas Cooper, 1st Lord Cooper of Culross. When he decided the 1953 case of MacCormick v. Lord Advocate as Lord President of the Court of Session, he stated, "The principle of unlimited sovereignty of Parliament is a distinctively English principle and has no counterpart in Scottish constitutional law." He continued, "Considering that the Union legislation extinguished the Parliaments of Scotland and England and replaced them by a new Parliament, I have difficulty in seeing why the new Parliament of Great Britain must inherit all the peculiar characteristics of the English Parliament but none of the Scottish." Nevertheless, he did not give a conclusive opinion on the subject.
Thus, the question of Parliamentary sovereignty appears to remain unresolved. Parliament has not passed any Act defining its own sovereignty. The European Union (Withdrawal Agreement) Act 2020 states "It is recognised that the Parliament of the United Kingdom is sovereign." without qualification or definition. A related possible limitation on Parliament relates to the Scottish legal system and Presbyterian faith, preservation of which were Scottish preconditions to the creation of the unified Parliament. Since the Parliament of the United Kingdom was set up in reliance on these promises, it may be that it has no power to make laws that break them.
Parliament's power has often been eroded by its own Acts. Acts passed in 1921 and 1925 granted the Church of Scotland complete independence in ecclesiastical matters. From 1973 to 2020, its power had been restricted by membership of the European Union, which has the power to make laws enforceable in each member state. In the Factortame case, the European Court of Justice ruled that British courts could have powers to overturn British legislation contravening European law.
Parliament has also created national devolved parliaments and an assembly with differing degrees of legislative authority in Scotland, Wales and Northern Ireland, but not in England, which continues to be governed by the Parliament of the United Kingdom. Parliament still has the power over areas for which responsibility lies with the devolved institutions, but would ordinarily gain the agreement of those institutions to act on their behalf. Similarly, it has granted the power to make regulations to Ministers of the Crown, and the power to enact religious legislation to the General Synod of the Church of England. (Measures of the General Synod and, in some cases proposed statutory instruments made by ministers, must be approved by both Houses before they become law.)
In every case aforementioned, authority has been conceded by Act of Parliament and may be taken back in the same manner. It is entirely within the authority of Parliament, for example, to abolish the devolved governments in Scotland, Wales and Northern Ireland, or — as happened in 2020 — to leave the EU. However, Parliament also revoked its legislative competence over Australia and Canada with the Australia and Canada Acts: although the Parliament of the United Kingdom could pass an Act reversing its action, it would not take effect in Australia or Canada as the competence of the Imperial Parliament is no longer recognised there in law.
One well-recognised consequence of Parliament's sovereignty is that it cannot bind future Parliaments; that is, no Act of Parliament may be made secure from amendment or repeal by a future Parliament. For example, although the Act of Union 1800 states that the Kingdoms of Great Britain and Ireland are to be united "forever," Parliament permitted southern Ireland to leave the United Kingdom in 1922.
Privileges
Each House of Parliament possesses and guards various ancient privileges. The House of Lords relies on inherent right. In the case of the House of Commons, the Speaker goes to the Lords' Chamber at the beginning of each new Parliament and requests representatives of the Sovereign to confirm the Lower House's "undoubted" privileges and rights. The ceremony observed by the House of Commons dates to the reign of King Henry VIII. Each House is the guardian of its privileges, and may punish breaches thereof. The extent of parliamentary privilege is based on law and custom. Sir William Blackstone states that these privileges are "very large and indefinite," and cannot be defined except by the Houses of Parliament themselves.
The foremost privilege claimed by both Houses is that of freedom of speech in debate; nothing said in either House may be questioned in any court or other institution outside Parliament. Another privilege claimed is that of freedom from arrest; at one time this was held to apply for any arrest except for high treason, felony or breach of the peace but it now excludes any arrest on criminal charges; it applies during a session of Parliament, and 40 days before or after such a session. Members of both Houses are no longer privileged from service on juries.
Both Houses possess the power to punish breaches of their privilege. Contempt of Parliament—for example, disobedience of a subpoena issued by a committee—may also be punished. The House of Lords may imprison an individual for any fixed period of time, but an individual imprisoned by the House of Commons is set free upon prorogation. The punishments imposed by either House may not be challenged in any court, and the Human Rights Act does not apply.
Until at least 2015, members of the House of Commons also had the privilege of a separate seating area in the Palace of Westminster canteen, protected by a false partition labelled "MPs only beyond this point," so that they did not have to sit with canteen staff taking a break. This provoked mockery from a newly elected 20-year-old MP who described it as "ridiculous" snobbery.
Emblem
The quasi-official emblem of the Houses of Parliament is a crowned portcullis. The portcullis was originally the badge of various English noble families from the 14th century. It went on to be adopted by the kings of the Tudor dynasty in the 16th century, under whom the Palace of Westminster became the regular meeting place of Parliament. The crown was added to make the badge a specifically royal symbol.
The portcullis probably first came to be associated with the Palace of Westminster through its use as decoration in the rebuilding of the Palace after the fire of 1512. However, at the time it was only one of many symbols. The widespread use of the portcullis throughout the Palace dates from the 19th century, when Charles Barry and Augustus Pugin used it extensively as a decorative feature in their designs for the new Palace built following the disastrous 1834 fire.
The crowned portcullis came to be accepted during the 20th century as the emblem of both houses of parliament. This was simply a result of custom and usage rather than a specific decision. The emblem now appears on official stationery, publications and papers, and is stamped on various items in use in the Palace of Westminster, such as cutlery, silverware and china. Various shades of red and green are used for visual identification of the House of Lords and the House of Commons.
Broadcast media
All public events are broadcast live and on-demand via www.parliamentlive.tv, which maintains an archive dating back to 4 December 2007. There is also a related official YouTube channel. They are also broadcast live by the independent Euronews English channel. In the UK the BBC has its own dedicated parliament channel, BBC Parliament, which broadcasts 24 hours a day and is also available on BBC iPlayer. It shows live coverage from the House of Commons, House of Lords, the Scottish Parliament, the Northern Ireland Assembly and the Welsh Assembly.
See also
Act of Parliament
Acts of Parliament of the United Kingdom relating to the European Communities and the European Union
History of democracy
The History of Parliament
List of Acts of the Parliament of the United Kingdom
List of British governments
List of Parliaments of the United Kingdom
Parliament in the Making, a programme of anniversary events in 2015
Parliament of the United Kingdom relocation
Parliamentary agent
Parliamentary Brief
Parliamentary Information and Communication Technology Service
Parliamentary Office of Science and Technology
Parliamentary records of the United Kingdom
Records of members of parliament of the United Kingdom
TheyWorkForYou
United Kingdom Parliament constituencies
UK Parliament Week
Lists of MPs elected
List of MPs elected in the 1966 United Kingdom general election
List of MPs elected in the 1970 United Kingdom general election
List of MPs elected in the February 1974 United Kingdom general election
List of MPs elected in the October 1974 United Kingdom general election
List of MPs elected in the 1979 United Kingdom general election
List of MPs elected in the 1983 United Kingdom general election
List of MPs elected in the 1987 United Kingdom general election
List of MPs elected in the 1992 United Kingdom general election
List of MPs elected in the 1997 United Kingdom general election
List of MPs elected in the 2001 United Kingdom general election
List of MPs elected in the 2005 United Kingdom general election
List of MPs elected in the 2010 United Kingdom general election
List of MPs elected in the 2015 United Kingdom general election
List of MPs elected in the 2017 United Kingdom general election
List of MPs elected in the 2019 United Kingdom general election
References
Notes
Sources
External links
Public Policy Hub – Parliament and law making
Hansard from 1803 to 2005
Parliament Live TV
"A–Z of Parliament"—The British Broadcasting Corporation (2005).
Topic: Politics—The Guardian
Topic: House of Lords—The Guardian
Parliamentary procedure site at Leeds University
British House of Commons people (C-SPAN)
1801 establishments in the United Kingdom
United Kingdom
United Kingdom
United Kingdom
Politics of the United Kingdom
United Kingdom |
14020 | https://en.wikipedia.org/wiki/History%20of%20London | History of London | The history of London, the capital city of England and the United Kingdom, extends over 2000 years. In that time, it has become one of the world's most significant financial and cultural capital cities. It has withstood plague, devastating fire, civil war, aerial bombardment, terrorist attacks, and riots.
The City of London is the historic core of the Greater London metropolis, and is today its primary financial district, though it represents only a small part of the wider metropolis.
Foundations and prehistory
Some recent discoveries indicate probable very early settlements near the Thames in the London area. In 1993, the remains of a Bronze Age bridge were found on the Thames's south foreshore, upstream of Vauxhall Bridge. This bridge either crossed the Thames or went to a now lost island in the river. Dendrology dated the timbers to between 1750 BCE and 1285 BCE. In 2001, a further dig found that the timbers were driven vertically into the ground on the south bank of the Thames west of Vauxhall Bridge.
In 2010, the foundations of a large timber structure, dated to between 4800 BCE and 4500 BCE were found, again on the foreshore south of Vauxhall Bridge. The function of the mesolithic structure is not known. All these structures are on the south bank at a natural crossing point where the River Effra flows into the Thames.<ref name="thamesdis
It is thought that the Thames was an important tribal boundary, and numerous finds have been made of spear heads and weaponry from the Bronze and Iron Ages near the banks of the Thames in the London area, many of which had clearly been used in battle.
Archaeologist Leslie Wallace notes, "Because no LPRIA [Late pre-Roman Iron Age] settlements or significant domestic refuse have been found in London, despite extensive archaeological excavation, arguments for a purely Roman foundation of London are now common and uncontroversial."
Early history
Roman London (AD 47–410)
Londinium was established as a civilian town by the Romans about four years after the invasion of AD 43. London, like Rome, was founded on the point of the river where it was narrow enough to bridge and the strategic location of the city provided easy access to much of Europe. Early Roman London occupied a relatively small area, roughly equivalent to the size of Hyde Park. In around AD 60, it was destroyed by the Iceni led by their queen Boudica. The city was quickly rebuilt as a planned Roman town and recovered after perhaps 10 years; the city grew rapidly over the following decades.
During the 2nd century Londinium was at its height and replaced Colchester as the capital of Roman Britain (Britannia). Its population was around 60,000 inhabitants. It boasted major public buildings, including the largest basilica north of the Alps, temples, bath houses, an amphitheatre and a large fort for the city garrison. Political instability and recession from the 3rd century onwards led to a slow decline.
At some time between AD 180 and AD 225, the Romans built the defensive London Wall around the landward side of the city. The wall was about long, high, and thick. The wall would survive for another 1,600 years and define the City of London's perimeters for centuries to come. The perimeters of the present City are roughly defined by the line of the ancient wall.
Londinium was an ethnically diverse city with inhabitants from across the Roman Empire, including natives of Britannia, continental Europe, the Middle East, and North Africa.
In the late 3rd century, Londinium was raided on several occasions by Saxon pirates. This led, from around 255 onwards, to the construction of an additional riverside wall. Six of the traditional seven city gates of London are of Roman origin, namely: Ludgate, Newgate, Aldersgate, Cripplegate, Bishopsgate and Aldgate (Moorgate is the exception, being of medieval origin).
By the 5th century, the Roman Empire was in rapid decline and in AD 410, the Roman occupation of Britannia came to an end. Following this, the Roman city also went into rapid decline and by the end of the 5th century was practically abandoned.
Anglo-Saxon London (5th century – 1066)
Until recently it was believed that Anglo-Saxon settlement initially avoided the area immediately around Londinium. However, the discovery in 2008 of an Anglo-Saxon cemetery at Covent Garden indicates that the incomers had begun to settle there at least as early as the 6th century and possibly in the 5th. The main focus of this settlement was outside the Roman walls, clustering a short distance to the west along what is now the Strand, between the Aldwych and Trafalgar Square. It was known as Lundenwic, the -wic suffix here denoting a trading settlement. Recent excavations have also highlighted the population density and relatively sophisticated urban organisation of this earlier Anglo-Saxon London, which was laid out on a grid pattern and grew to house a likely population of 10–12,000.
Early Anglo-Saxon London belonged to a people known as the Middle Saxons, from whom the name of the county of Middlesex is derived, but who probably also occupied the approximate area of modern Hertfordshire and Surrey. However, by the early 7th century the London area had been incorporated into the kingdom of the East Saxons. In 604 King Saeberht of Essex converted to Christianity and London received Mellitus, its first post-Roman bishop.
At this time Essex was under the overlordship of King Æthelberht of Kent, and it was under Æthelberht's patronage that Mellitus founded the first St. Paul's Cathedral, traditionally said to be on the site of an old Roman Temple of Diana (although Christopher Wren found no evidence of this). It would have only been a modest church at first and may well have been destroyed after he was expelled from the city by Saeberht's pagan successors.
The permanent establishment of Christianity in the East Saxon kingdom took place in the reign of King Sigeberht II in the 650s. During the 8th century, the kingdom of Mercia extended its dominance over south-eastern England, initially through overlordship which at times developed into outright annexation. London seems to have come under direct Mercian control in the 730s.
Viking attacks dominated most of the 9th century, becoming increasingly common from around 830 onwards. London was sacked in 842 and again in 851. The Danish "Great Heathen Army", which had rampaged across England since 865, wintered in London in 871. The city remained in Danish hands until 886, when it was captured by the forces of King Alfred the Great of Wessex and reincorporated into Mercia, then governed under Alfred's sovereignty by his son-in-law Ealdorman Æthelred.
Around this time the focus of settlement moved within the old Roman walls for the sake of defence, and the city became known as Lundenburh. The Roman walls were repaired and the defensive ditch re-cut, while the bridge was probably rebuilt at this time. A second fortified Borough was established on the south bank at Southwark, the Suthringa Geworc (defensive work of the men of Surrey). The old settlement of Lundenwic became known as the ealdwic or "old settlement", a name which survives today as Aldwich.
From this point, the City of London began to develop its own unique local government. Following Æthelred's death in 911 it was transferred to Wessex, preceding the absorption of the rest of Mercia in 918. Although it faced competition for political pre-eminence in the united Kingdom of England from the traditional West Saxon centre of Winchester, London's size and commercial wealth brought it a steadily increasing importance as a focus of governmental activity. King Athelstan held many meetings of the witan in London and issued laws from there, while King Æthelred the Unready issued the Laws of London there in 978.
Following the resumption of Viking attacks in the reign of Æthelred, London was unsuccessfully attacked in 994 by an army under King Sweyn Forkbeard of Denmark. As English resistance to the sustained and escalating Danish onslaught finally collapsed in 1013, London repulsed an attack by the Danes and was the last place to hold out while the rest of the country submitted to Sweyn, but by the end of the year it too capitulated and Æthelred fled abroad. Sweyn died just five weeks after having been proclaimed king and Æthelred was restored to the throne, but Sweyn's son Cnut returned to the attack in 1015.
After Æthelred's death at London in 1016 his son Edmund Ironside was proclaimed king there by the witangemot and left to gather forces in Wessex. London was then subjected to a systematic siege by Cnut but was relieved by King Edmund's army; when Edmund again left to recruit reinforcements in Wessex the Danes resumed the siege but were again unsuccessful. However, following his defeat at the Battle of Assandun Edmund ceded to Cnut all of England north of the Thames, including London, and his death a few weeks later left Cnut in control of the whole country.
A Norse saga tells of a battle when King Æthelred returned to attack Danish-occupied London. According to the saga, the Danes lined London Bridge and showered the attackers with spears. Undaunted, the attackers pulled the roofs off nearby houses and held them over their heads in the boats. Thus protected, they were able to get close enough to the bridge to attach ropes to the piers and pull the bridge down, thus ending the Viking occupation of London. This story presumably relates to Æthelred's return to power after Sweyn's death in 1014, but there is no strong evidence of any such struggle for control of London on that occasion.
Following the extinction of Cnut's dynasty in 1042 English rule was restored under Edward the Confessor. He was responsible for the foundation of Westminster Abbey and spent much of his time at Westminster, which from this time steadily supplanted the City itself as the centre of government. Edward's death at Westminster in 1066 without a clear heir led to a succession dispute and the Norman conquest of England. Earl Harold Godwinson was elected king by the witangemot and crowned in Westminster Abbey but was defeated and killed by William the Bastard, Duke of Normandy at the Battle of Hastings. The surviving members of the witan met in London and elected King Edward's young nephew Edgar the Ætheling as king.
The Normans advanced to the south bank of the Thames opposite London, where they defeated an English attack and burned Southwark but were unable to storm the bridge. They moved upstream and crossed the river at Wallingford before advancing on London from the north-west. The resolve of the English leadership to resist collapsed and the chief citizens of London went out together with the leading members of the Church and aristocracy to submit to William at Berkhamstead, although according to some accounts there was a subsequent violent clash when the Normans reached the city. Having occupied London, William was crowned king in Westminster Abbey.
Norman and Medieval London (1066 – late 15th century)
The new Norman regime established new fortresses within the city to dominate the native population. By far the most important of these was the Tower of London at the eastern end of the city, where the initial timber fortification was rapidly replaced by the construction of the first stone castle in England. The smaller forts of Baynard's Castle and Montfichet's Castle were also established along the waterfront. King William also granted a charter in 1067 confirming the city's existing rights, privileges and laws. London was a centre of England's nascent Jewish population, the first of whom arrived in about 1070. Its growing self-government was consolidated by the election rights granted by King John in 1199 and 1215.
In 1097, William Rufus, the son of William the Conqueror began the construction of 'Westminster Hall', which became the focus of the Palace of Westminster.
In 1176, construction began of the most famous incarnation of London Bridge (completed in 1209) which was built on the site of several earlier timber bridges. This bridge would last for 600 years, and remained the only bridge across the River Thames until 1739.
Violence against Jews took place in 1190, after it was rumoured that the new King had ordered their massacre after they had presented themselves at his coronation.
In 1216, during the First Barons' War London was occupied by Prince Louis of France, who had been called in by the baronial rebels against King John and was acclaimed as King of England in St Paul's Cathedral. However, following John's death in 1217 Louis's supporters reverted to their Plantagenet allegiance, rallying round John's son Henry III, and Louis was forced to withdraw from England.
In 1224, after an accusation of ritual murder, the Jewish community was subjected to a steep punitive levy. Then in 1232, Henry III confiscated the principal synagogue of the London Jewish community because he claimed their chanting was audible in a neighboring church. In 1264, during the Second Barons' War, Simon de Montfort's rebels occupied London and killed 500 Jews while attempting to seize records of debts.
London's Jewish community was forced to leave England by the expulsion by Edward I in 1290. They left for France, Holland and further afield; their property was seized, and many suffered robbery and murder as they departed.
Over the following centuries, London would shake off the heavy French cultural and linguistic influence which had been there since the times of the Norman conquest. The city would figure heavily in the development of Early Modern English.
During the Peasants' Revolt of 1381, London was invaded by rebels led by Wat Tyler. A group of peasants stormed the Tower of London and executed the Lord Chancellor, Archbishop Simon Sudbury, and the Lord Treasurer. The peasants looted the city and set fire to numerous buildings. Tyler was stabbed to death by the Lord Mayor William Walworth in a confrontation at Smithfield and the revolt collapsed.
Trade increased steadily during the Middle Ages, and London grew rapidly as a result. In 1100, London's population was somewhat more than 15,000. By 1300, it had grown to roughly 80,000. London lost at least half of its population during the Black Death in the mid-14th century, but its economic and political importance stimulated a rapid recovery despite further epidemics. Trade in London was organised into various guilds, which effectively controlled the city, and elected the Lord Mayor of the City of London.
Medieval London was made up of narrow and twisting streets, and most of the buildings were made from combustible materials such as timber and straw, which made fire a constant threat, while sanitation in cities was of low-quality.
Modern history
Tudor London (1485–1603)
In 1475, the Hanseatic League set up its main English trading base (kontor) in London, called Stalhof or Steelyard. It existed until 1853, when the Hanseatic cities of Lübeck, Bremen and Hamburg sold the property to South Eastern Railway. Woollen cloth was shipped undyed and undressed from 14th/15th century London to the nearby shores of the Low Countries, where it was considered indispensable.
During the Reformation, London was the principal early centre of Protestantism in England. Its close commercial connections with the Protestant heartlands in northern continental Europe, large foreign mercantile communities, disproportionately large number of literate inhabitants and role as the centre of the English print trade all contributed to the spread of the new ideas of religious reform. Before the Reformation, more than half of the area of London was the property of monasteries, nunneries and other religious houses.
Henry VIII's "Dissolution of the Monasteries" had a profound effect on the city as nearly all of this property changed hands. The process started in the mid 1530s, and by 1538 most of the larger monastic houses had been abolished. Holy Trinity Aldgate went to Lord Audley, and the Marquess of Winchester built himself a house in part of its precincts. The Charterhouse went to Lord North, Blackfriars to Lord Cobham, the leper hospital of St Giles to Lord Dudley, while the king took for himself the leper hospital of St James, which was rebuilt as St James's Palace.
The period saw London rapidly rising in importance among Europe's commercial centres. Trade expanded beyond Western Europe to Russia, the Levant, and the Americas. This was the period of mercantilism and monopoly trading companies such as the Muscovy Company (1555) and the British East India Company (1600) were established in London by Royal Charter. The latter, which ultimately came to rule India, was one of the key institutions in London, and in Britain as a whole, for two and a half centuries. Immigrants arrived in London not just from all over England and Wales, but from abroad as well, for example Huguenots from France; the population rose from an estimated 50,000 in 1530 to about 225,000 in 1605. The growth of the population and wealth of London was fuelled by a vast expansion in the use of coastal shipping.
The late 16th and early 17th century saw the great flourishing of drama in London whose preeminent figure was William Shakespeare. During the mostly calm later years of Elizabeth's reign, some of her courtiers and some of the wealthier citizens of London built themselves country residences in Middlesex, Essex and Surrey. This was an early stirring of the villa movement, the taste for residences which were neither of the city nor on an agricultural estate, but at the time of Elizabeth's death in 1603, London was still very compact.
Xenophobia was rampant in London, and increased after the 1580s. Many immigrants became disillusioned by routine threats of violence and molestation, attempts at expulsion of foreigners, and the great difficulty in acquiring English citizenship. Dutch cities proved more hospitable, and many left London permanently. Foreigners are estimated to have made up 4,000 of the 100,000 residents of London by 1600, many being Dutch and German workers and traders.
Stuart London (1603–1714)
London's expansion beyond the boundaries of the City was decisively established in the 17th century. In the opening years of that century the immediate environs of the City, with the principal exception of the aristocratic residences in the direction of Westminster, were still considered not conducive to health. Immediately to the north was Moorfields, which had recently been drained and laid out in walks, but it was frequented by beggars and travellers, who crossed it in order to get into London. Adjoining Moorfields were Finsbury Fields, a favourite practising ground for the archers, Mile End, then a common on the Great Eastern Road and famous as a rendezvous for the troops.
The preparations for King James I becoming king were interrupted by a severe plague epidemic, which may have killed over thirty thousand people. The Lord Mayor's Show, which had been discontinued for some years, was revived by order of the king in 1609. The dissolved monastery of the Charterhouse, which had been bought and sold by the courtiers several times, was purchased by Thomas Sutton for £13,000. The new hospital, chapel, and schoolhouse were begun in 1611. Charterhouse School was to be one of the principal public schools in London until it moved to Surrey in Victorian times, and the site is still used as a medical school.
The general meeting-place of Londoners in the day-time was the nave of Old St. Paul's Cathedral. Merchants conducted business in the aisles, and used the font as a counter upon which to make their payments; lawyers received clients at their particular pillars; and the unemployed looked for work. St Paul's Churchyard was the centre of the book trade and Fleet Street was a centre of public entertainment. Under James I the theatre, which established itself so firmly in the latter years of Elizabeth, grew further in popularity. The performances at the public theatres were complemented by elaborate masques at the royal court and at the inns of court.
Charles I acceded to the throne in 1625. During his reign, aristocrats began to inhabit the West End in large numbers. In addition to those who had specific business at court, increasing numbers of country landowners and their families lived in London for part of the year simply for the social life. This was the beginning of the "London season". Lincoln's Inn Fields was built about 1629. The piazza of Covent Garden, designed by England's first classically trained architect Inigo Jones followed in about 1632. The neighbouring streets were built shortly afterwards, and the names of Henrietta, Charles, James, King and York Streets were given after members of the royal family.
In January 1642 five members of parliament whom the King wished to arrest were granted refuge in the City. In August of the same year the King raised his banner at Nottingham, and during the English Civil War London took the side of the parliament. Initially the king had the upper hand in military terms and in November he won the Battle of Brentford a few miles to the west of London. The City organised a new makeshift army and Charles hesitated and retreated.
Subsequently, an extensive system of fortifications was built to protect London from a renewed attack by the Royalists. This comprised a strong earthen rampart, enhanced with bastions and redoubts. It was well beyond the City walls and encompassed the whole urban area, including Westminster and Southwark. London was not seriously threatened by the royalists again, and the financial resources of the City made an important contribution to the parliamentarians' victory in the war.
The unsanitary and overcrowded City of London has suffered from the numerous outbreaks of the plague many times over the centuries, but in Britain it is the last major outbreak which is remembered as the "Great Plague" It occurred in 1665 and 1666 and killed around 60,000 people, which was one fifth of the population. Samuel Pepys chronicled the epidemic in his diary. On 4 September 1665 he wrote "I have stayed in the city till above 7400 died in one week, and of them about 6000 of the plague, and little noise heard day or night but tolling of bells."
Great Fire of London (1666)
The Great Plague was immediately followed by another catastrophe, albeit one which helped to put an end to the plague. On the Sunday, 2 September 1666 the Great Fire of London broke out at one o'clock in the morning at a bakery in Pudding Lane in the southern part of the City. Fanned by an eastern wind the fire spread, and efforts to arrest it by pulling down houses to make firebreaks were disorganised to begin with. On Tuesday night the wind fell somewhat, and on Wednesday the fire slackened. On Thursday it was extinguished, but on the evening of that day the flames again burst forth at the Temple. Some houses were at once blown up by gunpowder, and thus the fire was finally mastered. The Monument was built to commemorate the fire: for over a century and a half it bore an inscription attributing the conflagration to a "popish frenzy".
The fire destroyed about 60% of the City, including Old St Paul's Cathedral, 87 parish churches, 44 livery company halls and the Royal Exchange. However, the number of lives lost was surprisingly small; it is believed to have been 16 at most. Within a few days of the fire, three plans were presented to the king for the rebuilding of the city, by Christopher Wren, John Evelyn and Robert Hooke.
Wren proposed to build main thoroughfares north and south, and east and west, to insulate all the churches in conspicuous positions, to form the most public places into large piazzas, to unite the halls of the 12 chief livery companies into one regular square annexed to the Guildhall, and to make a fine quay on the bank of the river from Blackfriars to the Tower of London. Wren wished to build the new streets straight and in three standard widths of thirty, sixty and ninety feet. Evelyn's plan differed from Wren's chiefly in proposing a street from the church of St Dunstan's in the East to the St Paul's, and in having no quay or terrace along the river. These plans were not implemented, and the rebuilt city generally followed the streetplan of the old one, and most of it has survived into the 21st century.
Nonetheless, the new City was different from the old one. Many aristocratic residents never returned, preferring to take new houses in the West End, where fashionable new districts such as St. James's were built close to the main royal residence, which was Whitehall Palace until it was destroyed by fire in the 1690s, and thereafter St. James's Palace. The rural lane of Piccadilly sprouted courtiers mansions such as Burlington House. Thus the separation between the middle class mercantile City of London, and the aristocratic world of the court in Westminster became complete.
In the City itself there was a move from wooden buildings to stone and brick construction to reduce the risk of fire. Parliament's Rebuilding of London Act 1666 stated "building with brick [is] not only more comely and durable, but also more safe against future perils of fire". From then on only doorcases, window-frames and shop fronts were allowed to be made of wood.
Christopher Wren's plan for a new model London came to nothing, but he was appointed to rebuild the ruined parish churches and to replace St Paul's Cathedral. His domed baroque cathedral was the primary symbol of London for at least a century and a half. As city surveyor, Robert Hooke oversaw the reconstruction of the City's houses. The East End, that is the area immediately to the east of the city walls, also became heavily populated in the decades after the Great Fire. London's docks began to extend downstream, attracting many working people who worked on the docks themselves and in the processing and distributive trades. These people lived in Whitechapel, Wapping, Stepney and Limehouse, generally in slum conditions.
In the winter of 1683–1684, a frost fair was held on the Thames. The frost, which began about seven weeks before Christmas and continued for six weeks after, was the greatest on record. The Revocation of the Edict of Nantes in 1685 led to a large migration on Huguenots to London. They established a silk industry at Spitalfields.
At this time the Bank of England was founded, and the British East India Company was expanding its influence. Lloyd's of London also began to operate in the late 17th century. In 1700, London handled 80% of England's imports, 69% of its exports and 86% of its re-exports. Many of the goods were luxuries from the Americas and Asia such as silk, sugar, tea and tobacco. The last figure emphasises London's role as an entrepot: while it had many craftsmen in the 17th century, and would later acquire some large factories, its economic prominence was never based primarily on industry. Instead it was a great trading and redistribution centre. Goods were brought to London by England's increasingly dominant merchant navy, not only to satisfy domestic demand, but also for re-export throughout Europe and beyond.
William III, a Dutchman, cared little for London, the smoke of which gave him asthma, and after the first fire at Whitehall Palace (1691) he purchased Nottingham House and transformed it into Kensington Palace. Kensington was then an insignificant village, but the arrival of the court soon caused it to grow in importance. The palace was rarely favoured by future monarchs, but its construction was another step in the expansion of the bounds of London. During the same reign Greenwich Hospital, then well outside the boundary of London, but now comfortably inside it, was begun; it was the naval complement to the Chelsea Hospital for former soldiers, which had been founded in 1681. During the reign of Queen Anne an act was passed authorising the building of 50 new churches to serve the greatly increased population living outside the boundaries of the City of London.
18th century
The 18th century was a period of rapid growth for London, reflecting an increasing national population, the early stirrings of the Industrial Revolution, and London's role at the centre of the evolving British Empire.
In 1707, an Act of Union was passed merging the Scottish and the English Parliaments, thus establishing the Kingdom of Great Britain. A year later, in 1708 Christopher Wren's masterpiece, St Paul's Cathedral was completed on his birthday. However, the first service had been held on 2 December 1697; more than 10 years earlier. This Cathedral replaced the original St. Paul's which had been completely destroyed in the Great Fire of London. This building is considered one of the finest in Britain and a fine example of Baroque architecture.
Many tradesmen from different countries came to London to trade goods and merchandise. Also, more immigrants moved to London making the population greater. More people also moved to London for work and for business making London an altogether bigger and busier city. Britain's victory in the Seven Years' War increased the country's international standing and opened large new markets to British trade, further boosting London's prosperity.
During the Georgian period London spread beyond its traditional limits at an accelerating pace. This is shown in a series of detailed maps, particularly John Rocque's 1741–45 map (see below) and his 1746 Map of London. New districts such as Mayfair were built for the rich in the West End, new bridges over the Thames encouraged an acceleration of development in South London and in the East End, the Port of London expanded downstream from the City. During this period was also the uprising of the American colonies.
In 1780, the Tower of London held its only American prisoner, former President of the Continental Congress, Henry Laurens. In 1779, he was the Congress's representative of Holland, and got the country's support for the Revolution. On his return voyage back to America, the Royal Navy captured him and charged him with treason after finding evidence of a reason of war between Great Britain and the Netherlands. He was released from the Tower on 21 December 1781 in exchange for General Lord Cornwallis.
In 1762, George III acquired Buckingham Palace (then called Buckingham House) from the Duke of Buckingham. It was enlarged over the next 75 years by architects such as John Nash.
A phenomenon of the era was the coffeehouse, which became a popular place to debate ideas. Growing literacy and the development of the printing press meant that news became widely available. Fleet Street became the centre of the embryonic national press during the century.
18th-century London was dogged by crime. The Bow Street Runners were established in 1750 as a professional police force. Penalties for crime were harsh, with the death penalty being applied for fairly minor crimes. Public hangings were common in London, and were popular public events.
In 1780, London was rocked by the Gordon Riots, an uprising by Protestants against Roman Catholic emancipation led by Lord George Gordon. Severe damage was caused to Catholic churches and homes, and 285 rioters were killed.
Up until 1750, London Bridge was the only crossing over the Thames, but in that year Westminster Bridge was opened and, for the first time in history, London Bridge, in a sense, had a rival. In 1798, Frankfurt banker Nathan Mayer Rothschild arrived in London and set up a banking house in the city, with a large sum of money given to him by his father, Amschel Mayer Rothschild. The Rothschilds also had banks in Paris and Vienna. The bank financed numerous large-scale projects, especially regarding railways around the world and the Suez Canal.
The 18th century saw the breakaway of the American colonies and many other unfortunate events in London, but also great change and Enlightenment. This all led into the beginning of modern times, the 19th century.
19th century
During the 19th century, London was transformed into the world's largest city and capital of the British Empire. Its population expanded from 1 million in 1800 to 6.7 million a century later. During this period, London became a global political, financial, and trading capital. In this position, it was largely unrivalled until the latter part of the century, when Paris and New York began to threaten its dominance.
While the city grew wealthy as Britain's holdings expanded, 19th-century London was also a city of poverty, where millions lived in overcrowded and unsanitary slums. Life for the poor was immortalised by Charles Dickens in such novels as Oliver Twist In 1810, after the death of Sir Francis Baring and Abraham Goldsmid, Rothschild emerges as the major banker in London.
In 1829, the then Home Secretary (and future prime minister) Robert Peel established the Metropolitan Police as a police force covering the entire urban area. The force gained the nickname of "bobbies" or "peelers" named after Robert Peel.
19th-century London was transformed by the coming of the railways. A new network of metropolitan railways allowed for the development of suburbs in neighbouring counties from which middle-class and wealthy people could commute to the centre. While this spurred the massive outward growth of the city, the growth of greater London also exacerbated the class divide, as the wealthier classes emigrated to the suburbs, leaving the poor to inhabit the inner city areas.
The first railway to be built in London was a line from London Bridge to Greenwich, which opened in 1836. This was soon followed by the opening of great rail termini which eventually linked London to every corner of Great Britain, including Euston station (1837), Paddington station (1838), Fenchurch Street station (1841), Waterloo station (1848), King's Cross station (1850), and St Pancras station (1863). From 1863, the first lines of the London Underground were constructed.
The urbanised area continued to grow rapidly, spreading into Islington, Paddington, Belgravia, Holborn, Finsbury, Shoreditch, Southwark and Lambeth. Towards the middle of the century, London's antiquated local government system, consisting of ancient parishes and vestries, struggled to cope with the rapid growth in population. In 1855, the Metropolitan Board of Works (MBW) was created to provide London with adequate infrastructure to cope with its growth. One of its first tasks was addressing London's sanitation problems. At the time, raw sewage was pumped straight into the River Thames. This culminated in The Great Stink of 1858.
Parliament finally gave consent for the MBW to construct a large system of sewers. The engineer put in charge of building the new system was Joseph Bazalgette. In what was one of the largest civil engineering projects of the 19th century, he oversaw construction of over 2100 km of tunnels and pipes under London to take away sewage and provide clean drinking water. When the London sewerage system was completed, the death toll in London dropped dramatically, and epidemics of cholera and other diseases were curtailed. Bazalgette's system is still in use today.
One of the most famous events of 19th-century London was the Great Exhibition of 1851. Held at The Crystal Palace, the fair attracted 6 million visitors from across the world and displayed Britain at the height of its Imperial dominance.
As the capital of a massive empire, London became a magnet for immigrants from the colonies and poorer parts of Europe. A large Irish population settled in the city during the Victorian period, with many of the newcomers refugees from the Great Famine (1845–1849). At one point, Catholic Irish made up about 20% of London's population; they typically lived in overcrowded slums. London also became home to a sizable Jewish community, which was notable for its entrepreneurship in the clothing trade and merchandising.
In 1888, the new County of London was established, administered by the London County Council. This was the first elected London-wide administrative body, replacing the earlier Metropolitan Board of Works, which had been made up of appointees. The County of London covered broadly what was then the full extent of the London conurbation, although the conurbation later outgrew the boundaries of the county. In 1900, the county was sub-divided into 28 metropolitan boroughs, which formed a more local tier of administration than the county council.
Many famous buildings and landmarks of London were constructed during the 19th century including:
Trafalgar Square
Big Ben and the Houses of Parliament
The Royal Albert Hall
The Victoria and Albert Museum
Tower Bridge
20th century
1900 to 1939
London entered the 20th century at the height of its influence as the capital of one of the largest empires in history, but the new century was to bring many challenges.
London's population continued to grow rapidly in the early decades of the century, and public transport was greatly expanded. A large tram network was constructed by the London County Council, through the LCC Tramways; the first motorbus service began in the 1900s. Improvements to London's overground and underground rail network, including large scale electrification were progressively carried out.
During World War I, London experienced its first bombing raids carried out by German zeppelin airships; these killed around 700 people and caused great terror, but were merely a foretaste of what was to come. The city of London would experience many more terrors as a result of both World Wars. The largest explosion in London occurred during World War I: the Silvertown explosion, when a munitions factory containing 50 tons of TNT exploded, killing 73 and injuring 400.
The period between the two World Wars saw London's geographical extent growing more quickly than ever before or since. A preference for lower density suburban housing, typically semi-detached, by Londoners seeking a more "rural" lifestyle, superseded Londoners' old predilection for terraced houses. This was facilitated not only by a continuing expansion of the rail network, including trams and the Underground, but also by slowly widening car ownership. London's suburbs expanded outside the boundaries of the County of London, into the neighbouring counties of Essex, Hertfordshire, Kent, Middlesex and Surrey.
Like the rest of the country, London suffered severe unemployment during the Great Depression of the 1930s. In the East End during the 1930s, politically extreme parties of both right and left flourished. The Communist Party of Great Britain and the British Union of Fascists both gained serious support. Clashes between right and left culminated in the Battle of Cable Street in 1936. The population of London reached an all-time peak of 8.6 million in 1939.
Large numbers of Jewish immigrants fleeing from Nazi Germany settled in London during the 1930s, mostly in the East End.
Labour Party politician Herbert Morrison was a dominant figure in local government in the 1920s and 1930s. He became mayor of Hackney and a member of the London County Council in 1922, and for a while was Minister of Transport in Ramsay MacDonald's cabinet. When Labour gained power in London in 1934, Morrison unified the bus, tram and trolleybus services with the Underground, by the creation of the London Passenger Transport Board (known as London Transport) in 1933., He led the effort to finance and build the new Waterloo Bridge. He designed the Metropolitan Green Belt around the suburbs and worked to clear slums, build schools, and reform public assistance.
In World War II
During World War II, London, as many other British cities, suffered severe damage, being bombed extensively by the Luftwaffe as a part of The Blitz. Prior to the bombing, hundreds of thousands of children in London were evacuated to the countryside to avoid the bombing. Civilians took shelter from the air raids in underground stations.
The heaviest bombing took place during The Blitz between 7 September 1940 and 10 May 1941. During this period, London was subjected to 71 separate raids receiving over 18,000 tonnes of high explosive. One raid in December 1940, which became known as the Second Great Fire of London, saw a firestorm engulf much of the City of London and destroy many historic buildings. St Paul's Cathedral, however, remained unscathed; a photograph showing the Cathedral shrouded in smoke became a famous image of the war.
Having failed to defeat Britain, Hitler turned his attention to the Eastern front and regular bombing raids ceased. They began again, but on a smaller scale with the "Little Blitz" in early 1944. Towards the end of the war, during 1944/45 London again came under heavy attack by pilotless V-1 flying bombs and V-2 rockets, which were fired from Nazi occupied Europe. These attacks only came to an end when their launch sites were captured by advancing Allied forces.
London suffered severe damage and heavy casualties, the worst hit part being the Docklands area. By the war's end, just under 30,000 Londoners had been killed by the bombing, and over 50,000 seriously injured, tens of thousands of buildings were destroyed, and hundreds of thousands of people were made homeless.
1945–2000
Three years after the war, the 1948 Summer Olympics were held at the original Wembley Stadium, at a time when the city had barely recovered from the war. London's rebuilding was slow to begin. However, in 1951 the Festival of Britain was held, which marked an increasing mood of optimism and forward looking.
In the immediate postwar years housing was a major issue in London, due to the large amount of housing which had been destroyed in the war. The authorities decided upon high-rise blocks of flats as the answer to housing shortages. During the 1950s and 1960s the skyline of London altered dramatically as tower blocks were erected, although these later proved unpopular. In a bid to reduce the number of people living in overcrowded housing, a policy was introduced of encouraging people to move into newly built new towns surrounding London.
Through the 19th and in the early half of the 20th century, Londoners used coal for heating their homes, which produced large amounts of smoke. In combination with climatic conditions this often caused a characteristic smog, and London became known for its typical "London Fog", also known as "Pea Soupers". London was sometimes referred to as "The Smoke" because of this. In 1952, this culminated in the disastrous Great Smog of 1952 which lasted for five days and killed over 4,000 people. In response to this, the Clean Air Act 1956 was passed, mandating the creating of "smokeless zones" where the use of "smokeless" fuels was required (this was at a time when most households still used open fires); the Act was effective.
Starting in the mid-1960s, and partly as a result of the success of such UK musicians as the Beatles and The Rolling Stones, London became a centre for the worldwide youth culture, exemplified by the Swinging London subculture which made Carnaby Street a household name of youth fashion around the world. London's role as a trendsetter for youth fashion continued strongly in the 1980s during the new wave and punk eras and into the mid-1990s with the emergence of the Britpop era.
From the 1950s onwards London became home to a large number of immigrants, largely from Commonwealth countries such as Jamaica, India, Bangladesh, Pakistan, which dramatically changed the face of London, turning it into one of the most diverse cities in Europe. However, the integration of the new immigrants was not always easy. Racial tensions emerged in events such as the Brixton Riots in the early 1980s.
From the beginning of "The Troubles" in Northern Ireland in the early 1970s until the mid-1990s, London was subjected to repeated terrorist attacks by the Provisional IRA.
The outward expansion of London was slowed by the war, and the introduction of the Metropolitan Green Belt. Due to this outward expansion, in 1965 the old County of London (which by now only covered part of the London conurbation) and the London County Council were abolished, and the much larger area of Greater London was established with a new Greater London Council (GLC) to administer it, along with 32 new London boroughs.
Greater London's population declined steadily in the decades after World War II, from an estimated peak of 8.6 million in 1939 to around 6.8 million in the 1980s. However, it then began to increase again in the late 1980s, encouraged by strong economic performance and an increasingly positive image.
London's traditional status as a major port declined dramatically in the post-war decades as the old Docklands could not accommodate large modern container ships. The principal ports for London moved downstream to the ports of Felixstowe and Tilbury. The docklands area had become largely derelict by the 1980s, but was redeveloped into flats and offices from the mid-1980s onwards. The Thames Barrier was completed in the 1980s to protect London against tidal surges from the North Sea.
In the early 1980s political disputes between the GLC run by Ken Livingstone and the Conservative government of Margaret Thatcher led to the GLC's abolition in 1986, with most of its powers relegated to the London boroughs. This left London as the only large metropolis in the world without a central administration.
In 2000, London-wide government was restored, with the creation of the Greater London Authority (GLA) by Tony Blair's government, covering the same area of Greater London. The new authority had similar powers to the old GLC, but was made up of a directly elected Mayor and a London Assembly. The first election took place on 4 May, with Ken Livingstone comfortably regaining his previous post. London was recognised as one of the nine regions of England. In global perspective, it was emerging as a World city widely compared to New York and Tokyo.
21st century
Around the start of the 21st century, London hosted the much derided Millennium Dome at Greenwich, to mark the new century. Other Millennium projects were more successful. One was the largest observation wheel in the world, the "Millennium Wheel", or the London Eye, which was erected as a temporary structure, but soon became a fixture, and draws four million visitors a year. The National Lottery also released a flood of funds for major enhancements to existing attractions, for example the roofing of the Great Court at the British Museum.
The London Plan, published by the Mayor of London in 2004, estimated that the population would reach 8.1 million by 2016, and continue to rise thereafter. This was reflected in a move towards denser, more urban styles of building, including a greatly increased number of tall buildings, and proposals for major enhancements to the public transport network. However, funding for projects such as Crossrail remained a struggle.
On 6 July 2005 London won the right to host the 2012 Olympics and Paralympics making it the first city to host the modern games three times. However, celebrations were cut short the following day when the city was rocked by a series of terrorist attacks. More than 50 were killed and 750 injured in three bombings on London Underground trains and a fourth on a double decker bus near King's Cross.
London was the starting point for countrywide riots which occurred in August 2011, when thousands of people rioted in several city boroughs and in towns across England. In 2011, the population grew over 8 million people for the first time in decades. White British formed less than half of the population for the first time.
In the public there was ambivalence leading-up to the 2012 Summer Olympics in the city, though public sentiment changed strongly in their favour following a successful opening ceremony and when the anticipated organisational and transport problems never occurred.
Population
Historical sites of note
Alexandra Palace
Battersea Power Station
Buckingham Palace
Croydon Airport
Hyde Park
Monument to the Great Fire of London
Palace of Westminster
Parliament Hill
Royal Observatory, Greenwich
St Paul's Cathedral
Tower Bridge
Tower of London
Tyburn
Vauxhall station
Waterloo International station
Westminster Abbey
See also
Ale silver
Economy of London
Culture of London
Fortifications of London
Geography of London
Geology of London
History of local government in London
Timeline of London history
Notes
Further reading
Ackroyd, Peter. London: A Biography (2009) (First chapter.)
Ball, Michael, and David T. Sunderland. Economic history of London, 1800–1914 (Routledge, 2002)
Billings, Malcolm (1994), London: A Companion to Its History and Archaeology,
Bucholz, Robert O., and Joseph P. Ward. London: A Social and Cultural History, 1550–1750 (Cambridge University Press; 2012) 526 pages
Clark, Greg. The Making of a World City: London 1991 to 2021 (John Wiley & Sons, 2014)
Emerson, Charles. 1913: In Search of the World Before the Great War (2013) compares London to 20 major world cities on the eve of World War I; pp 15 to 36, 431–49.
Inwood, Stephen. A History of London (1998)
Jones, Robert Wynn. The Flower of All Cities: The History of London from Earliest Times to the Great Fire (Amberley Publishing, 2019).
Mort, Frank, and Miles Ogborn. "Transforming Metropolitan London, 1750–1960". Journal of British Studies (2004) 43#1 pp: 1–14.
Naismith, Rory, Citadel of the Saxons: The Rise of Early London (I.B.Tauris; 2018),
Porter, Roy. History of London (1995), by a leading scholar
Weightman, Gavin, and Stephen Humphries. The Making of Modern London, 1914–1939 (Sidgwick & Jackson, 1984)
White, Jerry. London in the 20th Century: A City and Its People (2001) 544 pages; Social history of people, neighborhoods, work, culture, power. Excerpts
White, Jerry. London in the 19th Century: 'A Human Awful Wonder of God''' (2008); Social history of people, neighborhoods, work, culture, power. Excerpt and text search
White, Jerry. London in the Eighteenth Century: A Great and Monstrous Thing (2013) 624 pages; Excerpt and text search 480pp; Social history of people, neighborhoods, work, culture, power.
Environment
Allen, Michelle Elizabeth. Cleansing the city: sanitary geographies in Victorian London (2008).
Brimblecombe, Peter. The Big Smoke: A History of Air Pollution in London Since Medieval Times (Methuen, 1987)
Ciecieznski, N. J. "The Stench of Disease: Public Health and the Environment in Late-Medieval English towns and cities". Health, Culture and Society (2013) 4#1 pp: 91–104.
Field, Jacob F. London, Londoners and the Great Fire of 1666: Disaster and Recovery (2018)
Fowler, James. London Transport: A Hybrid in History 1905-48 (Emerald Group Publishing, 2019).
Hanlon, W. Walker. Pollution and Mortality in the 19th Century (UCLA and NBER, 2015) online
Jackson, Lee. Dirty Old London: The Victorian Fight Against Filth (2014)
Jørgensen, Dolly. "'All Good Rule of the Citee': Sanitation and Civic Government in England, 1400–1600". Journal of Urban History (2010). online
Landers, John. Death and the metropolis: studies in the demographic history of London, 1670–1830 (1993).
Luckin, Bill, and Peter Thorsheim, eds. A Mighty Capital under Threat: The Environmental History of London, 1800-2000 (U of Pittsburgh Press, 2020) online review.
Mosley, Stephen. "'A Network of Trust': Measuring and Monitoring Air Pollution in British Cities, 1912–1960". Environment and History (2009) 15#3 pp: 273–302.
Thorsheim, Peter. Inventing Pollution: Coal, Smoke, and Culture in Britain since 1800 (2009)
Historiography
Feldman, David, and Gareth Stedman Jones, eds. Metropolis, London: Histories and Representations since 1800 (Routledge Kegan & Paul, 1989)
Older histories
George Walter Thornbury. Old and new London : a narrative of its history, its people, and its places (Cassell, Pelter, & Galpin, 1873) -
Vol. 1, Vol. 2, Vol. 3, Vol. 4, Vol. 5, Vol. 6.
Walter Besant. London'' (Harper & Bros., 1892)
(thematic bibliography about London)
+ v.2, v.3, Index
London – Article in the 1908 Catholic Encyclopædia
Archival and academic digital projects
A Chronicle of London from 1089 to 1483 written in the fifteenth century
Roman London - "In their own words" (PDF) A literary companion to the prehistory and archæology of London
London Lives 1690-1800 - A digital archive with personal records from lond during the 18th century
Exploring 20th-century London – Explore London's history, culture and religions during the 20th century
The Victorian London
Collage - The London Picture Archive
External links
Museum of London
London History – From Britannia.com
The Growth of London 1666–1799
Maritime London
London
London, Greater |
14059 | https://en.wikipedia.org/wiki/Howard%20Hughes | Howard Hughes | Howard Robard Hughes Jr. (December 24, 1905 – April 5, 1976) was an American business magnate, investor, record-setting pilot, engineer, film director, and philanthropist, known during his lifetime as one of the most influential and financially successful individuals in the world. He first became prominent as a film producer, and then as an important figure in the aviation industry. Later in life, he became known for his eccentric behavior and reclusive lifestyle—oddities that were caused in part by his worsening obsessive-compulsive disorder (OCD), chronic pain from a near-fatal plane crash, and increasing deafness.
As a film tycoon, Hughes gained fame in Hollywood beginning in the late 1920s, when he produced big-budget and often controversial films such as The Racket (1928), Hell's Angels (1930), and Scarface (1932). He later took over the RKO Pictures film studio in 1948, recognized then as one of the Big Five studios of Hollywood's Golden Age, although the production company struggled under his control and ultimately ceased operations in 1957.
Through his interest in aviation and aerospace travel, Hughes formed the Hughes Aircraft Company in 1932, hiring numerous engineers, designers, and defense contractors. He spent the rest of the 1930s and much of the 1940s setting multiple world air speed records and building the Hughes H-1 Racer (1935) and H-4 Hercules (the Spruce Goose, 1947), the latter being the largest flying boat in history and having the longest wingspan of any aircraft from the time it was built until 2019. He acquired and expanded Trans World Airlines and later acquired Air West, renaming it Hughes Airwest. Hughes won the Harmon Trophy on two occasions (1936 and 1938), the Collier Trophy (1938), and the Congressional Gold Medal (1939) all for his achievements in aviation throughout the 1930s. He was inducted into the National Aviation Hall of Fame in 1973 and was included in Flying magazine's 2013 list of the 51 Heroes of Aviation, ranked at 25.
During the 1960s and early 1970s, Hughes extended his financial empire to include several major businesses in Las Vegas, such as real estate, hotels, casinos, and media outlets. Known at the time as one of the most powerful men in the state of Nevada, he is largely credited with transforming Vegas into a more refined cosmopolitan city.
After years of mental and physical decline, Hughes died of kidney failure in 1976, at the age of 70. Today, his legacy is maintained through the Howard Hughes Medical Institute and the Howard Hughes Corporation.
Early life
Howard Robard Hughes Jr. was the son of Allene Stone Gano (1883–1922) and of Howard R. Hughes Sr. (1869–1924), a successful inventor and businessman from Missouri. He had English, Welsh and some French Huguenot ancestry, and was a descendant of John Gano (1727–1804), the minister who allegedly baptized George Washington. His father patented (1909) the two-cone roller bit, which allowed rotary drilling for petroleum in previously inaccessible places. The senior Hughes made the shrewd and lucrative decision to commercialize the invention by leasing the bits instead of selling them, obtained several early patents, and founded the Hughes Tool Company in 1909. Hughes's uncle was the famed novelist, screenwriter, and film-director Rupert Hughes.
A 1941 affidavit birth certificate of Hughes, signed by his aunt Annette Gano Lummis and by Estelle Boughton Sharp, states that he was born on December 24, 1905, in Harris County, Texas. However, his certificate of baptism, recorded on October 7, 1906, in the parish register of St. John's Episcopal Church in Keokuk, Iowa, listed his date of birth as September 24, 1905, without any reference to the place of birth.
At a young age, Hughes showed interest in science and technology. In particular, he had great engineering aptitude and built Houston's first "wireless" radio transmitter at age 11. He went on to be one of the first licensed ham-radio operators in Houston, having the assigned callsign W5CY (originally 5CY). At 12, Hughes was photographed in the local newspaper, identified as the first boy in Houston to have a "motorized" bicycle, which he had built from parts from his father's steam engine. He was an indifferent student, with a liking for mathematics, flying, and mechanics. He took his first flying lesson at 14, and attended Fessenden School in Massachusetts in 1921.
After a brief stint at The Thacher School, Hughes attended math and aeronautical engineering courses at Caltech. The red-brick house where Hughes lived as a teenager at 3921 Yoakum Blvd., Houston, still stands, now known as Hughes House on the grounds of the University of St. Thomas.
His mother Allene died in March 1922 from complications of an ectopic pregnancy. Howard Hughes Sr. died of a heart attack in 1924. Their deaths apparently inspired Hughes to include the establishment of a medical research laboratory in the will that he signed in 1925 at age 19. Howard Sr.'s will had not been updated since Allene's death, and Hughes inherited 75% of the family fortune. On his 19th birthday, Hughes was declared an emancipated minor, enabling him to take full control of his life.
From a young age, Hughes became a proficient and enthusiastic golfer. He often scored near-par figures, played the game to a two-three handicap during his 20s, and for a time aimed for a professional golf career. He golfed frequently with top players, including Gene Sarazen. Hughes rarely played competitively and gradually gave up his passion for the sport to pursue other interests. Hughes played golf every afternoon at LA courses including the Lakeside Golf Club, Wilshire Country Club, or the Bel-Air Country Club. Partners included George Von Elm or Ozzie Carlton. After Hughes hurt himself in the late 1920s, his golfing tapered off, and after his F-11 crash, Hughes was unable to play at all.
Hughes withdrew from Rice University shortly after his father's death. On June 1, 1925, he married Ella Botts Rice, daughter of David Rice and Martha Lawson Botts of Houston, and great-niece of William Marsh Rice, for whom Rice University was named. They moved to Los Angeles, where he hoped to make a name for himself as a filmmaker.
They moved into the Ambassador Hotel, and Hughes proceeded to learn to fly a Waco, while simultaneously producing his first motion picture, Swell Hogan.
Business career
Hughes enjoyed a highly successful business career beyond engineering, aviation, and filmmaking; many of his career endeavors involved varying entrepreneurial roles.
Entertainment
Ralph Graves persuaded Hughes to finance a short film, Swell Hogan, which Graves had written and would star in. Hughes himself produced it. However, it was a disaster. After hiring a film editor to try to salvage it, he finally ordered that it be destroyed. His next two films, Everybody's Acting (1926) and Two Arabian Knights (1927), achieved financial success; the latter won the first Academy Award for Best Director of a comedy picture. The Racket (1928) and The Front Page (1931) were also nominated for Academy Awards.
Hughes spent $3.5 million to make the flying film Hell's Angels (1930). Hell's Angels received one Academy Award nomination for Best Cinematography.
He produced another hit, Scarface (1932), a production delayed by censors' concern over its violence.
The Outlaw premiered in 1943, but was not released nationally until 1946. The film featured Jane Russell, who received considerable attention from industry censors, this time owing to her revealing costumes.
RKO
From the 1940s to the late 1950s, the Hughes Tool Company ventured into the film industry when it obtained partial ownership of the RKO companies, which included RKO Pictures, RKO Studios, a chain of movie theaters known as RKO Theatres and a network of radio stations known as the RKO Radio Network.
In 1948, Hughes gained control of RKO, a struggling major Hollywood studio, by acquiring the 929,000 shares owned by Floyd Odlum's Atlas Corporation, for $8,825,000. Within weeks of acquiring the studio, Hughes dismissed 700 employees. Production dwindled to 9 pictures during the first year of Hughes's control; previously RKO had averaged 30 per year.
Production shut down for six months, during which time Hughes ordered investigations of each employee who remained with RKO as far as their political leanings were concerned. Only after ensuring that the stars under contract to RKO had no suspect affiliations would Hughes approve completed pictures to be sent back for re-shooting. This was especially true of the women under contract to RKO at that time. If Hughes felt that his stars did not properly represent the political views of his liking or if a film's anti-communist politics were not sufficiently clear, he pulled the plug. In 1952, an abortive sale to a Chicago-based group connected to the mafia with no experience in the industry disrupted studio operations at RKO even further.
In 1953, Hughes became involved with a high-profile lawsuit as part of the settlement of the United States v. Paramount Pictures, Inc. Antitrust Case. As a result of the hearings, the shaky status of RKO became increasingly apparent. A steady stream of lawsuits from RKO's minority shareholders had grown to become extremely annoying to Hughes. They had accused him of financial misconduct and corporate mismanagement. Since Hughes wanted to focus primarily on his aircraft manufacturing and TWA holdings during the years of the Korean War of 1950 to 1953, Hughes offered to buy out all other stockholders in order to dispense with their distractions.
By the end of 1954, Hughes had gained near-total control of RKO at a cost of nearly $24 million, becoming the first sole owner of a major Hollywood studio since the silent-film era. Six months later Hughes sold the studio to the General Tire and Rubber Company for $25 million. Hughes retained the rights to pictures that he had personally produced, including those made at RKO. He also retained Jane Russell's contract. For Howard Hughes, this was the virtual end of his 25-year involvement in the motion-picture industry. However, his reputation as a financial wizard emerged unscathed. During that time period, RKO became known as the home of classic film noir productions, thanks in part to the limited budgets required to make such films during Hughes's tenure. Hughes reportedly walked away from RKO having made $6.5 million in personal profit. According to Noah Dietrich, Hughes made a $10,000,000 profit from the sale of the theaters and made a profit of $1,000,000 from his 7-year ownership of RKO.
Real estate
According to Noah Dietrich, "Land became a principal asset for the Hughes empire". Hughes acquired 1200 acres in Culver City for Hughes Aircraft, bought 7 sections [4,480 acres] in Tucson for his Falcon missile-plant, and purchased 25,000 acres near Las Vegas. In 1968, the Hughes Tool Company purchased the North Las Vegas Air Terminal.
Originally known as Summa Corporation, the Howard Hughes Corporation formed in 1972 when the oil-tools business of Hughes Tool Company, then owned by Howard Hughes Jr., floated on the New York Stock Exchange under the "Hughes Tool" name. This forced the remaining businesses of the "original" Hughes Tool to adopt a new corporate name: "Summa". The name "Summa"Latin for "highest"was adopted without the approval of Hughes himself, who preferred to keep his own name on the business, and suggested "HRH Properties" (for Hughes Resorts and Hotels, and also his own initials). In 1988 Summa announced plans for Summerlin, a master-planned community named for the paternal grandmother of Howard Hughes, Jean Amelia Summerlin.
Initially staying in the Desert Inn, Hughes refused to vacate his room, and instead decided to purchase the entire hotel. Hughes extended his financial empire to include Las Vegas real estate, hotels, and media outlets, spending an estimated $300 million, and using his considerable powers to take over many of the well-known hotels, especially the venues connected with organized crime. He quickly became one of the most powerful men in Las Vegas. He was instrumental in changing the image of Las Vegas from its Wild West roots into a more refined cosmopolitan city. In addition to the Desert Inn, Hughes would eventually own the Sands, Frontier, Silver Slipper, Castaways and Landmark and Harold's Club in Reno. Hughes would eventually become the largest employer in Nevada.
Aviation and aerospace
Another portion of Hughes's commercial interests involved aviation, airlines, and the aerospace and defense industries. A lifelong aircraft enthusiast and pilot, Hughes survived four airplane accidents: one in a Thomas-Morse Scout while filming Hell's Angels, one while setting the airspeed record in the Hughes Racer, one at Lake Mead in 1943, and the near-fatal crash of the Hughes XF-11 in 1946. At Rogers Airport in Los Angeles, he learned to fly from pioneer aviators, including Moye Stephens and J.B. Alexander. He set many world records and commissioned the construction of custom aircraft for himself while heading Hughes Aircraft at the airport in Glendale, CA. Operating from there, the most technologically important aircraft he commissioned was the Hughes H-1 Racer. On September 13, 1935, Hughes, flying the H-1, set the landplane airspeed record of over his test course near Santa Ana, California (Giuseppe Motta reaching 362 mph in 1929 and George Stainforth reached 407.5 mph in 1931, both in seaplanes). This marked the last time in history that an aircraft built by a private individual set the world airspeed record. A year and a half later, on January 19, 1937, flying the same H-1 Racer fitted with longer wings, Hughes set a new transcontinental airspeed record by flying non-stop from Los Angeles to Newark in seven hours, 28 minutes, and 25 seconds (beating his own previous record of nine hours, 27 minutes). His average ground-speed over the flight was .
The H-1 Racer featured a number of design innovations: it had retractable landing gear (as Boeing Monomail had five years before), and all rivets and joints set flush into the body of the aircraft to reduce drag. The H-1 Racer is thought to have influenced the design of a number of World War II fighters such as the Mitsubishi A6M Zero, Focke-Wulf Fw 190, and F8F Bearcat, although that has never been reliably confirmed. In 1975 the H-1 Racer was donated to the Smithsonian.
Round-the-world flight
On July 14, 1938, Hughes set another record by completing a flight around the world in just 91 hours (three days, 19 hours, 17 minutes), beating the previous record of 186 hours (7 days, 18 hours, 49 minutes) set in 1933 by Wiley Post in a single-engine Lockheed Vega by almost four days. Hughes returned home ahead of photographs of his flight. Taking off from New York City, Hughes continued to Paris, Moscow, Omsk, Yakutsk, Fairbanks, and Minneapolis, then returning to New York City. For this flight he flew a Lockheed 14 Super Electra (NX18973, a twin-engine transport with a four-man crew) fitted with the latest radio and navigational equipment. Harry Connor was the co-pilot, Thomas Thurlow the navigator, Richard Stoddart the engineer, and Ed Lund the mechanic. Hughes wanted the flight to be a triumph of American aviation technology, illustrating that safe, long-distance air travel was possible. Albert Lodwick of Mystic, Iowa, provided organizational skills as the flight operations manager. While Hughes had previously been relatively obscure despite his wealth, being better known for dating Katharine Hepburn, New York City now gave him a ticker-tape parade in the Canyon of Heroes. Hughes and his crew were awarded the 1938 Collier Trophy for flying around the world in record time. He was awarded the Harmon Trophy in 1936 and 1938 for the record-breaking global circumnavigation.
In 1938 the William P. Hobby Airport in Houston, Texas—known at the time as Houston Municipal Airport—was renamed after Hughes, but the name was changed back due to public outrage over naming the airport after a living person.
Hughes also had a role in the design and financing of both the Boeing 307 Stratoliner and Lockheed L-049 Constellation.
Other aviator awards include: the Bibesco Cup of the Fédération Aéronautique Internationale in 1938, the Octave Chanute Award in 1940, and a special Congressional Gold Medal in 1939 "in recognition of the achievements of Howard Hughes in advancing the science of aviation and thus bringing great credit to his country throughout the world".
President Harry S. Truman sent the Congressional medal to Hughes after the F-11 crash. After his around-the-world flight, Hughes had declined to go to the White House to collect it.
Hughes D-2 and XF-11
The Hughes D-2 was conceived in 1939 as a bomber with five crew members, powered by 42-cylinder Wright R-2160 Tornado engines. In the end, it appeared as two-seat fighter-reconnaissance aircraft designated the D-2A, powered by two Pratt & Whitney R-2800-49 engines. The aircraft was constructed using the Duramold process. The prototype was brought to Harper's Dry Lake in California in great secrecy in 1943 and first flew on June 20 of that year. Acting on a recommendation of the president's son, Colonel Elliott Roosevelt, who had become friends with Hughes, in September 1943 the USAAF ordered 100 of a reconnaissance development of the D-2, known as the F-11. Hughes then attempted to get the military to pay for the development of the D-2. In November 1944, the hangar containing the D-2A was reportedly hit by lightning and the aircraft was destroyed. The D-2 design was abandoned but led to the extremely controversial Hughes XF-11. The XF-11 was a large, all-metal, two-seat reconnaissance aircraft, powered by two Pratt & Whitney R-4360-31 engines, each driving a set of contra-rotating propellers. Only two prototypes were completed; the second one with a single propeller per side.
Fatal crash of the Sikorsky S-43
In the spring of 1943 Hughes spent nearly a month in Las Vegas, test-flying his Sikorsky S-43 amphibious aircraft, practising touch-and-go landings on Lake Mead in preparation for flying the H-4 Hercules. The weather conditions at the lake during the day were ideal and he enjoyed Las Vegas at night. On May 17, 1943, Hughes flew the Sikorsky from California, carrying two CAA aviation inspectors, two of his employees, and actress Ava Gardner. Hughes dropped Gardner off in Las Vegas and proceeded to Lake Mead to conduct qualifying tests in the S-43. The test flight did not go well. The Sikorsky crashed into Lake Mead, killing CAA inspector Ceco Cline and Hughes's employee Richard Felt. Hughes suffered a severe gash on the top of his head when he hit the upper control panel and had to be rescued by one of the others on board. Hughes paid divers $100,000 to raise the aircraft and later spent more than $500,000 restoring it. Hughes sent the plane to Houston, where it remained for many years.
Near-fatal crash of the XF-11
Hughes was involved in another near-fatal aircraft accident on July 7, 1946, while performing the first flight of the prototype U.S. Army Air Forces reconnaissance aircraft, the XF-11, near Hughes airfield at Culver City, California. An oil leak caused one of the contra-rotating propellers to reverse pitch, causing the aircraft to yaw sharply and lose altitude rapidly. Hughes attempted to save the aircraft by landing it at the Los Angeles Country Club golf course, but just seconds before reaching the course, the XF-11 started to drop dramatically and crashed in the Beverly Hills neighborhood surrounding the country club.
When the XF-11 finally came to a halt after destroying three houses, the fuel tanks exploded, setting fire to the aircraft and a nearby home at 808 North Whittier Drive owned by Lt Col. Charles E. Meyer. Hughes managed to pull himself out of the flaming wreckage but lay beside the aircraft until rescued by Marine Master Sgt. William L. Durkin, who happened to be in the area visiting friends. Hughes sustained significant injuries in the crash, including a crushed collar bone, multiple cracked ribs, crushed chest with collapsed left lung, shifting his heart to the right side of the chest cavity, and numerous third-degree burns. An oft-told story said that Hughes sent a check to the Marine weekly for the remainder of his life as a sign of gratitude. Noah Dietrich asserted that Hughes did send Durkin $200 a month, but Durkin's daughter denied knowing that he received any money from Hughes.
Despite his physical injuries, Hughes took pride that his mind was still working. As he lay in his hospital bed, he decided that he did not like the bed's design. He called in plant engineers to design a customized bed, equipped with hot and cold running water, built in six sections, and operated by 30 electric motors, with push-button adjustments. Hughes designed the hospital bed specifically to alleviate the pain caused by moving with severe burn injuries. Although he never used the bed that he designed, Hughes's bed served as a prototype for the modern hospital bed. Hughes's doctors considered his recovery almost miraculous.
Many attribute his long-term dependence on opiates to his use of codeine as a painkiller during his convalescence. Yet Dietrich asserts that Hughes recovered the "hard way—no sleeping pills, no opiates of any kind". The trademark mustache he wore afterward hid a scar on his upper lip resulting from the accident.
H-4 Hercules
The War Production Board (not the military) originally contracted with Henry Kaiser and Hughes to produce the gigantic HK-1 Hercules flying boat for use during World War II to transport troops and equipment across the Atlantic as an alternative to seagoing troop transport ships that were vulnerable to German U-boats. The military services opposed the project, thinking it would siphon resources from higher-priority programs, but Hughes's powerful allies in Washington, D.C., advocated for it. After disputes, Kaiser withdrew from the project and Hughes elected to continue it as the H-4 Hercules. However, the aircraft was not completed until after the end of World War II.
The Hercules was the world's largest flying boat, the largest aircraft made from wood, and, at , had the longest wingspan of any aircraft (the next-largest wingspan was about ). (The Hercules is no longer the longest nor heaviest aircraft ever built - surpassed by the Antonov An-225 Mriya produced in 1985.)
The Hercules flew only once for one mile (1.6 km), and above the water, with Hughes at the controls, on November 2, 1947.
Critics nicknamed the Hercules the Spruce Goose, but it was actually made largely from birch (not spruce) rather than from aluminum, because the contract required that Hughes build the aircraft of "non-strategic materials". It was built in Hughes's Westchester, California, facility. In 1947, Howard Hughes was summoned to testify before the Senate War Investigating Committee to explain why the H-4 development had been so troubled, and why $22 million had produced only two prototypes of the XF-11. General Elliott Roosevelt and numerous other USAAF officers were also called to testify in hearings that transfixed the nation during August and November 1947. In hotly-disputed testimony over TWA's route awards and malfeasance in the defense-acquisition process, Hughes turned the tables on his main interlocutor, Maine Senator Owen Brewster, and the hearings were widely interpreted as a Hughes victory. After being displayed at the harbor of Long Beach, California, the Hercules was moved to McMinnville, Oregon, where it features at the Evergreen Aviation & Space Museum.
On November 4, 2017, the 70th anniversary of the only flight of the H-4 Hercules was celebrated at the Evergreen Aviation & Space Museum with Hughes's paternal cousin Michael Wesley Summerlin and Brian Palmer Evans, son of Hughes radio-technology pioneer Dave Evans, taking their positions in the recreation of a photo that was previously taken of Hughes, Dave Evans and Joe Petrali on board the H-4 Hercules.
Hughes Aircraft
In 1932 Hughes founded the Hughes Aircraft Company, a division of Hughes Tool Company, in a rented corner of a Lockheed Aircraft Corporation hangar in Burbank, California, to build the H-1 racer.
Shortly after founding the company, Hughes used the alias "Charles Howard" to accept a job as a baggage handler for American Airlines. He was soon promoted to co-pilot.
Hughes continued to work for American Airlines until his real identity was discovered.
During and after World War II Hughes fashioned his company into a major defense contractor. The Hughes Helicopters division started in 1947 when helicopter manufacturer Kellett sold their latest design to Hughes for production. Hughes Aircraft became a major American aerospace- and defense contractor, manufacturing numerous technology-related products that included spacecraft vehicles, military aircraft, radar systems, electro-optical systems, the first working laser, aircraft computer systems, missile systems, ion-propulsion engines (for space travel), commercial satellites, and other electronics systems.
In 1948 Hughes created a new division of Hughes Aircraft: the Hughes Aerospace Group. The Hughes Space and Communications Group and the Hughes Space Systems Division were later spun off in 1948 to form their own divisions and ultimately became the Hughes Space and Communications Company in 1961. In 1953 Howard Hughes gave all his stock in the Hughes Aircraft Company to the newly formed Howard Hughes Medical Institute, thereby turning the aerospace and defense contractor into a tax-exempt charitable organization. The Howard Hughes Medical Institute sold Hughes Aircraft in 1985 to General Motors for $5.2 billion. In 1997 General Motors sold Hughes Aircraft to Raytheon and in 2000, sold Hughes Space & Communications to Boeing. A combination of Boeing, GM, and Raytheon acquired the Hughes Research Laboratories, which focused on advanced developments in microelectronics, information & systems sciences, materials, sensors, and photonics; their work-space spans from basic research to product delivery. It has particularly emphasized capabilities in high-performance integrated circuits, high-power lasers, antennas, networking, and smart materials.
Airlines
In 1939, at the urging of Jack Frye, president of Transcontinental & Western Airlines, the predecessor of Trans World Airlines (TWA), Hughes began to quietly purchase a majority share of TWA stock; he took a controlling interest in the airline by 1944. Although he never had an official position with TWA, Hughes handpicked the board of directors, which included Noah Dietrich, and often issued orders directly to airline staff. Hughes Tool Co. purchased the first six Stratoliners Boeing manufactured. Hughes used one personally, and he let TWA operate the other five.
Hughes is commonly credited as the driving force behind the Lockheed Constellation airliner, which Hughes and Frye ordered in 1939 as a long-range replacement for TWA's fleet of Boeing 307 Stratoliners. Hughes personally financed TWA's acquisition of 40 Constellations for $18 million, the largest aircraft order in history up to that time. The Constellations were among the highest-performing commercial aircraft of the late 1940s and 1950s and allowed TWA to pioneer nonstop transcontinental service. During World War II Hughes leveraged political connections in Washington to obtain rights for TWA to serve Europe, making it the only U.S. carrier with a combination of domestic and transatlantic routes.
After the announcement of the Boeing 707, Hughes opted to pursue a more advanced jet aircraft for TWA and approached Convair in late 1954. Convair proposed two concepts to Hughes, but Hughes was unable to decide which concept to adopt, and Convair eventually abandoned its initial jet project after the mockups of the 707 and Douglas DC-8 were unveiled. Even after competitors such as United Airlines, American Airlines and Pan American World Airways had placed large orders for the 707, Hughes only placed eight orders for 707s through the Hughes Tool Company and forbade TWA from using the aircraft. After finally beginning to reserve 707 orders in 1956, Hughes embarked on a plan to build his own "superior" jet aircraft for TWA, applied for CAB permission to sell Hughes aircraft to TWA, and began negotiations with the state of Florida to build a manufacturing plant there. However, he abandoned this plan around 1958, and in the interim, negotiated new contracts for 707 and Convair 880 aircraft and engines totaling $400 million.
The financing of TWA's jet orders precipitated the end of Hughes's relationship with Noah Dietrich, and ultimately Hughes's ouster from control of TWA. Hughes did not have enough cash on hand or future cash flow to pay for the orders and did not immediately seek bank financing. Hughes's refusal to heed Dietrich's financing advice led to a major rift between the two by the end of 1956. Hughes believed that Dietrich wished to have Hughes committed as mentally incompetent, although the evidence of this is inconclusive. Dietrich resigned by telephone in May 1957 after repeated requests for stock options, which Hughes refused to grant, and with no further progress on the jet financing. As Hughes's mental state worsened, he ordered various tactics to delay payments to Boeing and Convair; his behavior led TWA's banks to insist that he be removed from management as a condition for further financing.
In 1960, Hughes was ultimately forced out of the management of TWA, although he continued to own 78% of the company. In 1961, TWA filed suit against Hughes Tool Company, claiming that the latter had violated antitrust law by using TWA as a captive market for aircraft trading. The claim was largely dependent upon obtaining testimony from Hughes himself. Hughes went into hiding and refused to testify. A default judgment was issued against Hughes Tool Company for $135 million in 1963 but was overturned by the Supreme Court of the United States in 1973, on the basis that Hughes was immune from prosecution. In 1966, Hughes was forced to sell his TWA shares. The sale of his TWA shares brought Hughes $546,549,771.
Hughes acquired control of Boston-based Northeast Airlines in 1962. However, the airline's lucrative route authority between major northeastern cities and Miami was terminated by a CAB decision around the time of the acquisition, and Hughes sold control of the company to a trustee in 1964. Northeast went on to merge with Delta Air Lines in 1972.
In 1970, Hughes acquired San Francisco-based Air West and renamed it Hughes Airwest. Air West had been formed in 1968 by the merger of Bonanza Air Lines, Pacific Air Lines, and West Coast Airlines, all of which operated in the western U.S. By the late 1970s, Hughes Airwest operated an all-jet fleet of Boeing 727-200, Douglas DC-9-10, and McDonnell Douglas DC-9-30 jetliners serving an extensive route network in the western U.S. with flights to Mexico and western Canada as well. By 1980, the airline's route system reached as far east as Houston (Hobby Airport) and Milwaukee with a total of 42 destinations being served. Hughes Airwest was then acquired by and merged into Republic Airlines (1979–1986) in late 1980. Republic was subsequently acquired by and merged into Northwest Airlines which in turn was ultimately merged into Delta Air Lines in 2008.
Business with David Charnay
Hughes had made numerous business partnerships through industrialist and producer David Charnay. Their friendship and many partnerships began with the film The Conqueror, which was first released to the public in 1956. The film caused many controversies due to its critical flop and radioactive location used in St. George, Utah, that eventually led to Hughes buying up nearly every copy of the film he could, only to watch the film at home repeatedly for many nights in a row.
Charnay later bought Four Star, the film and television production company that produced The Conqueror.
Hughes and Charnay's most published dealings were with a contested AirWest leveraged buyout. Charnay led the buyout group that involved Howard Hughes and their partners acquiring Air West. Hughes, Charnay, as well as three others, were indicted. The indictment, made by U.S. Attorney DeVoe Heaton, accused the group of conspiring to drive down the stock price of Air West in order to pressure company directors to sell to Hughes. The charges were dismissed after a judge had determined that the indictment had failed to allege an illegal action on the part of Hughes, Charnay, and all the other accused in the indictment. Thompson, the federal judge that made the decision to dismiss the charges called the indictment one of the worst claims that he had ever seen. The charges were filed again, a second time, by U.S. Attorney DeVoe Heaton's assistant, Dean Vernon. The Federal Judge ruled on November 13, 1974, and elaborated to say that the case suggested a "reprehensible misuse of the power of great wealth", but in his judicial opinion, "no crime had been committed." The aftermath of the Air West deal was later settled with the SEC by paying former stockholders for alleged losses from the sale of their investment in Air West stock. As noted above, Air West was subsequently renamed Hughes Airwest. During a long pause between the years of the dismissed charges against Hughes, Charnay, and their partners, Howard Hughes mysteriously died mid-flight while on the way to Houston from Acapulco. No further attempts were made to file any indictments after Hughes died.
Howard Hughes Medical Institute
In 1953, Hughes launched the Howard Hughes Medical Institute in Miami, Florida, (currently located in Chevy Chase, Maryland) with the expressed goal of basic biomedical research, including trying to understand, in Hughes's words, the "genesis of life itself", due to his lifelong interest in science and technology. Hughes's first will, which he signed in 1925 at the age of 19, stipulated that a portion of his estate should be used to create a medical institute bearing his name. When a major battle with the IRS loomed ahead, Hughes gave all his stock in the Hughes Aircraft Company to the institute, thereby turning the aerospace and defense contractor into a for-profit entity of a fully tax-exempt charity. Hughes's internist, Verne Mason, who treated Hughes after his 1946 aircraft crash, was chairman of the institute's medical advisory committee. The Howard Hughes Medical Institute's new board of trustees sold Hughes Aircraft in 1985 to General Motors for $5.2 billion, allowing the institute to grow dramatically.
In 1954, Hughes transferred Hughes Aircraft to the foundation, which paid Hughes Tool Co. $18,000,000 for the assets. The foundation leased the land from Hughes Tool Co., which then subleased it to Hughes Aircraft Corp. The difference in rent, $2,000,000 per year, became the foundation's working capital.
The deal was the topic of a protracted legal battle between Hughes and the Internal Revenue Service, which Hughes ultimately won. After his death in 1976, many thought that the balance of Hughes's estate would go to the institute, although it was ultimately divided among his cousins and other heirs, given the lack of a will to the contrary. The HHMI was the fourth largest private organization and one of the largest devoted to biological and medical research, with an endowment of $20.4 billion .
Glomar Explorer and the taking of K-129
In 1972, during the cold war era, Hughes was approached by the CIA through his longtime partner, David Charnay, to help secretly recover the Soviet submarine K-129, which had sunk near Hawaii four years earlier. Hughes's involvement provided the CIA with a plausible cover story, conducting expensive civilian marine research at extreme depths and the mining of undersea manganese nodules. The recovery plan used the special-purpose salvage vessel Glomar Explorer. In the summer of 1974, Glomar Explorer attempted to raise the Soviet vessel. However, during the recovery a mechanical failure in the ship's grapple caused half of the submarine to break off and fall to the ocean floor. This section is believed to have held many of the most sought-after items, including its code book and nuclear missiles. Two nuclear-tipped torpedoes and some cryptographic machines were recovered, along with the bodies of six Soviet submariners who were subsequently given formal burial at sea in a filmed ceremony. The operation, known as Project Azorian (but incorrectly referred to by the press as Project Jennifer), became public in February 1975 after secret documents were released, obtained by burglars of Hughes's headquarters in June 1974. Although he lent his name and his company's resources to the operation, Hughes and his companies had no operational involvement in the project. The Glomar Explorer was eventually acquired by Transocean and was sent to the scrap yard in 2015 during a large decline in oil prices.
Personal life
Early romances
In 1929, Hughes's wife of four years, Ella, returned to Houston and filed for divorce.
Hughes dated many famous women, including Joan Crawford, Billie Dove, Faith Domergue, Bette Davis, Yvonne De Carlo, Ava Gardner, Olivia de Havilland, Katharine Hepburn, Hedy Lamarr, Ginger Rogers, Janet Leigh, Pat Sheehan, Mamie Van Doren and Gene Tierney. He also proposed to Joan Fontaine several times, according to her autobiography No Bed of Roses. Jean Harlow accompanied him to the premiere of Hell's Angels, but Noah Dietrich wrote many years later that the relationship was strictly professional, as Hughes disliked Harlow personally. In his 1971 book, Howard: The Amazing Mr. Hughes, Dietrich said that Hughes genuinely liked and respected Jane Russell, but never sought romantic involvement with her. According to Russell's autobiography, however, Hughes once tried to bed her after a party. Russell (who was married at the time) refused him, and Hughes promised it would never happen again. The two maintained a professional and private friendship for many years. Hughes remained good friends with Tierney who, after his failed attempts to seduce her, was quoted as saying "I don't think Howard could love anything that did not have a motor in it". Later, when Tierney's daughter Daria was born deaf and blind and with a severe learning disability because of Tierney's exposure to rubella during her pregnancy, Hughes saw to it that Daria received the best medical care and paid all expenses.
Luxury yacht
In 1933, Hughes made a purchase of a luxury steam yacht named the Rover, which was previously owned by Scottish shipping magnate Lord Inchcape. "I have never seen the Rover but bought it on the blueprints, photographs and the reports of Lloyd's surveyors. My experience is that the English are the most honest race in the world." Hughes renamed the yacht Southern Cross and later sold her to Swedish entrepreneur Axel Wenner-Gren.
1936 automobile accident
On July 11, 1936, Hughes struck and killed a pedestrian named Gabriel S. Meyer with his car at the corner of 3rd Street and Lorraine in Los Angeles. After the crash, Hughes was taken to the hospital and certified as sober, but an attending doctor made a note that Hughes had been drinking. A witness to the crash told police that Hughes was driving erratically and too fast and that Meyer had been standing in the safety zone of a streetcar stop. Hughes was booked on suspicion of negligent homicide and held overnight in jail until his attorney, Neil S. McCarthy, obtained a writ of habeas corpus for his release pending a coroner's inquest. By the time of the coroner's inquiry, however, the witness had changed his story and claimed that Meyer had moved directly in front of Hughes's car. Nancy Bayly (Watts), who was in the car with Hughes at the time of the crash, corroborated this version of the story. On July 16, 1936, Hughes was held blameless by a coroner's jury at the inquest into Meyer's death. Hughes told reporters outside the inquiry, "I was driving slowly and a man stepped out of the darkness in front of me".
Marriage to Jean Peters
On January 12, 1957, Hughes married actress Jean Peters at a small hotel in Tonopah, Nevada. The couple met in the 1940s, before Peters became a film actress. They had a highly publicized romance in 1947 and there was talk of marriage, but she said she could not combine it with her career. Some later claimed that Peters was "the only woman [Hughes] ever loved", and he reportedly had his security officers follow her everywhere even when they were not in a relationship. Such reports were confirmed by actor Max Showalter, who became a close friend of Peters while shooting Niagara (1953). Showalter told an interviewer that because he frequently met with Peters, Hughes's men threatened to ruin his career if he did not leave her alone.
Connections to Richard Nixon and Watergate
Shortly before the 1960 Presidential election, Richard Nixon was alarmed when it was revealed that his brother, Donald, received a $205,000 loan from Hughes. It has long been speculated that Nixon's drive to learn what the Democrats were planning in 1972 was based in part on his belief that the Democrats knew about a later bribe that his friend Bebe Rebozo had received from Hughes after Nixon took office.
In late 1971, Donald Nixon was collecting intelligence for his brother in preparation for the upcoming presidential election. One of his sources was John H. Meier, a former business adviser of Hughes who had also worked with Democratic National Committee Chairman Larry O'Brien.
Meier, in collaboration with former Vice President Hubert Humphrey and others, wanted to feed misinformation to the Nixon campaign. Meier told Donald that he was sure the Democrats would win the election because Larry O'Brien had a great deal of information on Richard Nixon's illicit dealings with Howard Hughes that had never been released; O'Brien did not actually have any such information, but Meier wanted Nixon to think that he did. Donald told his brother that O'Brien was in possession of damaging Hughes information that could destroy his campaign. Terry Lenzner, who was the chief investigator for the Senate Watergate Committee, speculates that it was Nixon's desire to know what O'Brien knew about Nixon's dealings with Hughes that may have partially motivated the Watergate break-in.
Last years and death
Physical and mental decline
Hughes was widely considered eccentric and to have suffered with severe obsessive-compulsive disorder (OCD).
Dietrich wrote that Hughes always ate the same thing for dinner, a New York strip steak cooked medium rare, dinner salad, and peas, but only the smaller ones, pushing the larger ones aside. For breakfast, Hughes wanted his eggs cooked the way his family cook, Lily, made them. Hughes had a "phobia about germs", and "his passion for secrecy became a mania."
While directing The Outlaw, Hughes became fixated on a small flaw in one of Jane Russell's blouses, claiming that the fabric bunched up along a seam and gave the appearance of two nipples on each breast. He wrote a detailed memorandum to the crew on how to fix the problem. Richard Fleischer, who directed His Kind of Woman with Hughes as executive producer, wrote at length in his autobiography about the difficulty of dealing with the tycoon. In his book, Just Tell Me When to Cry, Fleischer explained that Hughes was fixated on trivial details and was alternately indecisive and obstinate. He also revealed that Hughes's unpredictable mood swings made him wonder if the film would ever be completed.
In 1958, Hughes told his aides that he wanted to screen some movies at a film studio near his home. He stayed in the studio's darkened screening room for more than four months, never leaving. He ate only chocolate bars and chicken and drank only milk, and was surrounded by dozens of Kleenex that he continuously stacked and re-arranged. He wrote detailed memos to his aides giving them explicit instructions neither to look at him nor speak to him unless spoken to. Throughout this period, Hughes sat fixated in his chair, often naked, continually watching movies. When he finally emerged in the summer of 1958, his hygiene was terrible. He had neither bathed nor cut his hair and nails for weeks; this may have been due to allodynia, which results in a pain response to stimuli that would normally not cause pain.
After the screening room incident, Hughes moved into a bungalow at the Beverly Hills Hotel where he also rented rooms for his aides, his wife, and numerous girlfriends. He would sit naked in his bedroom with a pink hotel napkin placed over his genitals, watching movies. This may have been because Hughes found the touch of clothing painful due to allodynia. He may have watched movies to distract himself from his pain—a common practice among patients with intractable pain, especially those who do not receive adequate treatment. In one year, Hughes spent an estimated $11 million at the hotel.
Hughes began purchasing restaurant chains and four-star hotels that had been founded within the state of Texas. This included, if for only a short period, many unknown franchises currently out of business. He placed ownership of the restaurants with the Howard Hughes Medical Institute, and all licenses were resold shortly after.
Another time, he became obsessed with the 1968 film Ice Station Zebra, and had it run on a continuous loop in his home. According to his aides, he watched it 150 times. Feeling guilty about the commercial, critical, and rumored toxicity of his film The Conqueror, he bought every copy of the film for $12 million, watching the film on repeat. Paramount Pictures acquired the rights of the film in 1979, three years after his death.
Hughes insisted on using tissues to pick up objects to insulate himself from germs. He would also notice dust, stains, or other imperfections on people's clothes and demand that they take care of them. Once one of the most visible men in America, Hughes ultimately vanished from public view, although tabloids continued to follow rumors of his behavior and whereabouts. He was reported to be terminally ill, mentally unstable, or even dead.
Injuries from numerous aircraft crashes caused Hughes to spend much of his later life in pain, and he eventually became addicted to codeine, which he injected intramuscularly. Hughes had his hair cut and nails trimmed only once a year, likely due to the pain caused by the RSD/CRPS, which was caused by the plane crashes. He also stored his urine in bottles.
Later years in Las Vegas
The wealthy and aging Hughes, accompanied by his entourage of personal aides, began moving from one hotel to another, always taking up residence in the top floor penthouse. In the last ten years of his life, 1966 to 1976, Hughes lived in hotels in many cities—including Beverly Hills, Boston, Las Vegas, Nassau, Freeport and Vancouver.
On November 24, 1966 (Thanksgiving Day), Hughes arrived in Las Vegas by railroad car and moved into the Desert Inn. Because he refused to leave the hotel and to avoid further conflicts with the owners, Hughes bought the Desert Inn in early 1967. The hotel's eighth floor became the nerve center of Hughes's empire and the ninth-floor penthouse became his personal residence. Between 1966 and 1968, he bought several other hotel-casinos, including the Castaways, New Frontier, the Landmark Hotel and Casino, and the Sands. He bought the small Silver Slipper casino for the sole purpose of moving its trademark neon silver slipper, which was visible from his bedroom, and had apparently kept him awake at night.
After Hughes left the Desert Inn, hotel employees discovered that his drapes had not been opened during the time he lived there and had rotted through.
Hughes wanted to change the image of Las Vegas to something more glamorous. He wrote in a memo to an aide, "I like to think of Las Vegas in terms of a well-dressed man in a dinner jacket and a beautifully jeweled and furred female getting out of an expensive car." Hughes bought several local television stations (including KLAS-TV).
Eventually the brain trauma from Hughes's previous accidents, the effects of neurosyphilis diagnosed in 1932 and (undiagnosed) Obsessive-Compulsive Disorder considerably affected his decision-making. A small panel, unofficially dubbed "The Mormon Mafia" because of the many Latter-day Saints on the committee, was led by Frank William Gay and originally served Hughes's "secret police" headquartered at 9000 Romaine. Over the next two decades, however, this group oversaw and controlled considerable business holdings, with the CIA anointing Gay while awarding a contract to the Hughes corporation to acquire sensitive information on a sunken Russian submarine. In addition to supervising day-to-day business operations and Hughes's health, they also went to great pains to satisfy Hughes's every whim. For example, Hughes once became fond of Baskin-Robbins' banana nut ice cream, so his aides sought to secure a bulk shipment for him, only to discover that Baskin-Robbins had discontinued the flavor. They put in a request for the smallest amount the company could provide for a special order, 350 gallons (1,300 L), and had it shipped from Los Angeles. A few days after the order arrived, Hughes announced he was tired of banana nut and wanted only French vanilla ice cream. The Desert Inn ended up distributing free banana nut ice cream to casino customers for a year. In a 1996 interview, ex–Howard Hughes Chief of Nevada Operations Robert Maheu said, "There is a rumor that there is still some banana nut ice cream left in the freezer. It is most likely true."
As an owner of several major Las Vegas businesses, Hughes wielded much political and economic influence in Nevada and elsewhere. During the 1960s and early 1970s, he disapproved of underground nuclear testing at the Nevada Test Site. Hughes was concerned about the risk from residual nuclear radiation and attempted to halt the tests. When the tests finally went through despite Hughes's efforts, the detonations were powerful enough that the entire hotel in which he was living trembled from the shock waves. In two separate, last-ditch maneuvers, Hughes instructed his representatives to offer bribes of $1m to both Presidents Lyndon B. Johnson and Richard Nixon.
In 1970, Jean Peters filed for divorce. The two had not lived together for many years. Peters requested a lifetime alimony payment of $70,000 a year, adjusted for inflation, and waived all claims to Hughes's estate. Hughes offered her a settlement of over a million dollars, but she declined it. Hughes did not insist on a confidentiality agreement from Peters as a condition of the divorce. Aides reported that Hughes never spoke ill of her. She refused to discuss her life with Hughes and declined several lucrative offers from publishers and biographers. Peters would state only that she had not seen Hughes for several years before their divorce and had dealt with him only by phone.
Hughes was living in the Intercontinental Hotel near Lake Managua in Nicaragua, seeking privacy and security, when a magnitude 6.5 earthquake damaged Managua in December 1972. As a precaution, Hughes moved to a rather large tent facing the hotel; after a few days, he moved to the Nicaraguan National Palace and stayed there as a guest of Anastasio Somoza Debayle before leaving for Florida on a private jet the following day. He subsequently moved into the Penthouse at the Xanadu Princess Resort on Grand Bahama Island, which he had recently purchased. He lived almost exclusively in the penthouse of the Xanadu Beach Resort & Marina for the last four years of his life.
Hughes spent a total of $300 million on his many properties in Las Vegas.
Autobiography hoax
In 1972, author Clifford Irving caused a media sensation when he claimed he had co-written an authorized Hughes autobiography. Irving claimed he and Hughes had corresponded through the United States mail, and offered as proof handwritten notes allegedly sent by Hughes. Publisher McGraw-Hill, Inc. was duped into believing the manuscript was authentic. Hughes was so reclusive that he did not immediately publicly refute Irving's statement, leading many to believe that Irving's book was genuine. However, before the book's publication, Hughes finally denounced Irving in a teleconference attended by reporters Hughes knew personally: James Bacon of the Hearst papers, Marin Miles of the Los Angeles Times, Vernon Scott of UPI, Roy Neal of NBC News, Gene Handsaker of AP, Wayne Thomas of the Chicago Tribune, and Gladwin Hill of the New York Times.
The entire hoax finally unraveled. The United States Postal Inspection Service got a subpoena to force Irving to turn over samples of his handwriting. The USPS investigation led to Irving's indictment and subsequent conviction for using the postal service to commit fraud. He was incarcerated for 17 months. In 1974, the Orson Welles film F for Fake included a section on the Hughes autobiography hoax, leaving a question open as to whether it was actually Hughes who took part in the teleconference (since so few people had actually heard or seen him in recent years). In 1977, The Hoax by Clifford Irving was published in the United Kingdom, telling his story of these events. The 2006 film The Hoax, starring Richard Gere, is also based on these events.
Death
Hughes is reported to have died on April 5, 1976, at 1:27 p.m. on board an aircraft, Learjet 24B N855W, owned by Robert Graf and piloted by Jeff Abrams. He was en route from his penthouse at the Acapulco Princess Hotel (now the Fairmont Acapulco Princess) in Mexico to the Methodist Hospital in Houston.
His reclusiveness and possibly his drug use made him practically unrecognizable. His hair, beard, fingernails, and toenails were long—his tall frame now weighed barely , and the FBI had to use fingerprints to conclusively identify the body. Howard Hughes's alias, John T. Conover, was used when his body arrived at a morgue in Houston on the day of his death.
An autopsy recorded kidney failure as the cause of death. In an eighteen-month study investigating Hughes' drug abuse for the estate, it was found "someone administered a deadly injection of the painkiller to this comatose man... obviously needlessly and almost certainly fatal". He suffered from malnutrition and was covered in bedsores. While his kidneys were damaged, his other internal organs, including his brain, which had no visible damage or illnesses, were deemed perfectly healthy. X-rays revealed five broken-off hypodermic needles in the flesh of his arms. To inject codeine into his muscles, Hughes had used glass syringes with metal needles that easily became detached.
Hughes is buried next to his parents at Glenwood Cemetery in Houston.
Alleged survival
Following his death, Hughes was subject to several widely rebuked conspiracy theories that he had faked his own death. A notable allegation came from retired Major General Mark Musick, Assistant Secretary of the Air Force, who claimed Hughes went on to live under an assumed identity, dying on November 15, 2001, in Troy, Alabama.
Estate
Approximately three weeks after Hughes's death, a handwritten will was found on the desk of an official of The Church of Jesus Christ of Latter-day Saints in Salt Lake City, Utah. The so-called "Mormon Will" gave $1.56 billion to various charitable organizations (including $625 million to the Howard Hughes Medical Institute), nearly $470 million to the upper management in Hughes's companies and to his aides, $156 million to first cousin William Lummis, and $156 million split equally between his two ex-wives Ella Rice and Jean Peters.
A further $156 million was endowed to a gas-station owner, Melvin Dummar, who told reporters that in 1967, he found a disheveled and dirty man lying along U.S. Route 95, just north of Las Vegas. The man asked for a ride to Vegas. Dropping him off at the Sands Hotel, Dummar said the man told him that he was Hughes. Dummar later claimed that days after Hughes's death a "mysterious man" appeared at his gas station, leaving an envelope containing the will on his desk. Unsure if the will was genuine and unsure of what to do, Dummar left the will at the LDS Church office. In 1978, a Nevada court ruled the Mormon Will a forgery and officially declared that Hughes had died intestate (without a valid will). Dummar's story was later adapted into Jonathan Demme's film Melvin and Howard in 1980.
Hughes's $2.5 billion estate was eventually split in 1983 among 22 cousins, including William Lummis, who serves as a trustee of the Howard Hughes Medical Institute. The Supreme Court of the United States ruled that Hughes Aircraft was owned by the Howard Hughes Medical Institute, which sold it to General Motors in 1985 for $5.2 billion. The court rejected suits by the states of California and Texas that claimed they were owed inheritance tax.
In 1984, Hughes's estate paid an undisclosed amount to Terry Moore, who claimed she and Hughes had secretly married on a yacht in international waters off Mexico in 1949 and never divorced. Moore never produced proof of a marriage, but her book, The Beauty and the Billionaire, became a bestseller.
Awards
Harmon Trophy (1936 and 1938)
Collier Trophy (1938)
Congressional Gold Medal (1939)
Octave Chanute Award (1940)
National Aviation Hall of Fame (1973)
International Air & Space Hall of Fame (1987)
Motorsports Hall of Fame of America (2018)
Archive
The moving image collection of Howard Hughes is held at the Academy Film Archive. The collection consists of over 200 items including 35mm and 16mm elements of feature films, documentaries, and television programs made or accumulated by Hughes.
Filmography
In popular culture
Film
In The Carpetbaggers (1964), the main character Jonas Cord (played by George Peppard) is loosely based on Howard Hughes.
The James Bond film Diamonds Are Forever (1971) features a tall, Texan, reclusive billionaire character named Willard Whyte (played by Jimmy Dean) who operates his business empire from the penthouse of a Las Vegas hotel. Although he appears only late in the film, his habitual seclusion and his control of a major aerospace contracting firm are key elements of the movie's plot. Several sequences were actually filmed on location at The Landmark Hotel and Casino, which was owned by Hughes at the time.
The Amazing Howard Hughes is a 1977 American made-for-television biographical film which aired as a mini-series on the CBS network, made a year after Hughes's death and based on Noah Dietrich's book Howard: The Amazing Mr. Hughes. Tommy Lee Jones plays Hughes.
Melvin and Howard (1980), directed by Jonathan Demme and starring Jason Robards as Howard Hughes and Paul Le Mat as Melvin Dummar. The film won Academy Awards for Best Original Screenplay (Bo Goldman) and Best Supporting Actress (Mary Steenburgen). The film focuses on Melvin Dummar's claims of meeting Hughes in the Nevada desert and subsequent estate battles over his inclusion in Hughes's will. Critic Pauline Kael called the film "an almost flawless act of sympathetic imagination".
In Tucker: The Man and His Dream, (1988), Hughes (played by Dean Stockwell) figures in the plot by telling Preston Tucker to source steel and engines for Tucker's automobiles from a helicopter manufacturer in New York. Scene occurs in a hangar with the Hercules.
In The Rocketeer, a 1991 American period superhero film from Walt Disney Pictures, the title character attracts the attention of Howard Hughes (played by Terry O'Quinn) and the FBI, who are hunting for a missing jet pack, as well as Nazi operatives.
"Howard Hughes Documentary", broadcast in 1992 as an episode of the Time Machine documentary series, was introduced by Peter Graves, later released by A&E Home Video.
In Conspiracy Theory (1997), the character Jerry Fletcher (played by Mel Gibson) mentions one of his theories to a street vendor by saying, "Did you know that the whole Vietnam War was fought over a bet that Howard Hughes lost to Aristotle Onassis?" referring to his (Fletcher's) thoughts on the politics of that conflict.
In The Aviator (2004), directed by Martin Scorsese, Hughes is portrayed by Leonardo DiCaprio. The film focuses on Hughes's personal life from the making of Hell's Angels through his successful flight of the Hercules or Spruce Goose. Critically acclaimed, it was nominated for 11 Academy Awards, winning five for Best Cinematography; Best Film Editing; Best Costume Design; Best Art Direction; and Best Actress in a Supporting Role for Cate Blanchett.
Howard Hughes: The Real Aviator documentary was broadcast in 2004 and went on to win the Grand Festival Award for Best Documentary at the 2004 Berkeley Video & Film Festival.
In the 2005 animated film Robots, the character Mr Bigweld (voiced by Mel Brooks), a reclusive inventor and owner of Bigweld Industries, is loosely based on Howard Hughes.
The American Aviator: The Howard Hughes Story was broadcast in 2006 on the Biography Channel. It was later released to home media as a DVD with a copy of the full-length film The Outlaw starring Jane Russell.
Captain America: The First Avenger (2011), as a plot-related prequel to Iron Man 2 (2010), in which Howard Stark (played by Dominic Cooper), father of Tony Stark (Iron Man), showed his inventions of future technology, clearly embodying Hughes's persona and enthusiasm. His subsequent appearances in the TV series Marvel's Agent Carter further this persona, as well as depicting him as sharing the real Hughes's reputation as a womanizer. Stan Lee has noted that Tony, who shared several of these traits himself, was based on Hughes.
Rules Don't Apply (2016), written and directed by Warren Beatty, features Beatty as Hughes from 1958 through 1964.
In the Dark Knight Trilogy, director Christopher Nolan's characterisation of Bruce Wayne is heavily inspired by Hughes's perceived lifestyle – from a playboy in Batman Begins to a recluse in The Dark Knight Rises. Nolan is reported to have integrated his original material intended for a shelved Hughes biopic into the trilogy.
Games
The character of Andrew Ryan in the 2007 video game BioShock is loosely based on Hughes. Ryan is a billionaire industrialist in post-World War II America who, seeking to avoid governments, religions, and other "parasitic" influences, ordered the secret construction of an underwater city, Rapture. Years later, when Ryan's vision for Rapture falls into dystopia, he hides himself away and uses armies of mutated humans, "Splicers", to defend himself and fight against those trying to take over his city, including the player-character.
In L.A. Noire, Hughes makes an appearance presenting his Hercules H-4 aircraft in the game opening scene. The H-4 is later a central plot piece of DLC Arson Case, "Nicholson Electroplating".
In Fallout: New Vegas, the character of Robert Edwin House, a wealthy business magnate and entrepreneur who owns the New Vegas strip, is based on Howard Hughes and closely resembles him in appearance, personality and background. A portrait of Mr. House can also be found in the game which strongly resembles a portrait of Howard Hughes standing in front of a Boeing Army Pursuit Plane.
Literature
Stan Lee repeatedly stated he created the Marvel Comics character Iron Man's civilian persona, Tony Stark, drawing inspiration from Howard Hughes's colorful lifestyle and personality. Additionally, the first name of Stark's father is Howard.
Hughes is a supporting character in all three parts of James Ellroy's Underworld USA Trilogy, employing several of the protagonists as private investigators, bagmen, and consultants in his attempt to assume control of Las Vegas. Referred to behind his back as "Count Dracula" (due to his reclusiveness and rumored obsession with blood transfusions from Mormon donors), Hughes is portrayed as a spoiled, racist, opioid-addicted megalomaniac whose grandiose plans for Las Vegas are undermined by the manipulations of the Chicago Outfit.
In the 1981 novel Dream Park by Larry Niven and Steven Barnes, the weapon "which might have defeated the Japs if it hadn't come so late" is revealed to be the Spruce Goose, which had been magically hijacked on its test flight by evil Foré sorcerers in New Guinea. Hughes's skeleton is found at the controls, identified by Hughes's trademark fedora and cloth-and-leather jacket.
Music
The 1974 song "Workin' at the Car Wash Blues" by Jim Croce compares the main protagonist of the song to Howard Hughes in one of the lyrics.
The 1974 song "The Wall Street Shuffle" by English rock band 10cc directly references Hughes and his ways of life in the last verse.
The song "Me and Howard Hughes" by Irish band The Boomtown Rats on their 1978 album A Tonic for the Troops is about the title subject.
The song "Closet Chronicles" by American rock band Kansas on their 1977 album Point of Know Return is a Howard Hughes allegory.
The song "Ain't No Fun (Waiting 'Round To Be a Millionaire)" by AC/DC on their 1976 album "Dirty Deeds Done Dirt Cheap" singer Bon Scott referenced Howard Hughes toward the end of the song: "Hey, hello Howard, how you doin', my next door neighbour? Oh, yea... Get your fuckin' jumbo jet off my airport"
Hughes's name is mentioned in the title and the lyrics of the 2002 song "Bargain Basement Howard Hughes" by Jerry Cantrell.
The 2012 song "Nancy From Now On" by American songwriter Father John Misty likens Hughes's destructive and erratic tendencies to the singer's own.
Television
In The Greatest American Hero Season 2 episode 3, "Don't Mess Around with Jim," Ralph and Bill are kidnapped by a reclusive tycoon, owner of Beck Air airplane company, who fakes his own death, and seems to know more about the suit than they do. He then blackmails them into retrieving his will to prevent it from being misused by the president of his company.
In The Simpsons Season 5 episode "$pringfield (Or, How I Learned to Stop Worrying and Love Legalized Gambling)", Mr. Burns resembles Hughes in his recluse state. Various nods to his life appear in the episode, ranging from casino ownership and penthouse office to the "Spruce Goose" being renamed "Spruce Moose" as well as a lack of hygiene and being a germaphobe.
In The Beverly Hillbillies episode, "The Clampett-Hewes Empire", Jed Clampett, while in Hooterville, decides to merge his interests with a man Mr. Drysdale believes is Howard Hughes, the famous reclusive billionaire. Eventually it turns out, to Mr. Drysdale's chagrin, "Howard Hughes" is no billionaire; he is nothing but a plain old farmer named "Howard Hewes" (H-E-W-E-S).
In the Invader Zim episode, "Germs," the alien Zim becomes paranoid after discovering that Earth is covered in germs. Referencing Howard Hughes, he isolates himself in his home and dons tissue boxes on his feet.
In the Superjail! episode "The Superjail! Six", The Warden repeatedly watches a film called Ice Station Jailpup which parodies Hughes's obsession with the film Ice Station Zebra
See also
Analgesic nephropathy
List of richest Americans in history
List of wealthiest historical figures
List of aviation pioneers
List of entrepreneurs
Phenacetin
References
Notes
Citations
Bibliography
Barkow, Al. Gettin' to the Dance Floor: An Oral History of American Golf. Short Hills, New Jersey: Burford Books, 1986. .
Barton, Charles. Howard Hughes and his Flying Boat. Fallbrook, CA: Aero Publishers, 1982. Republished in 1998, Vienna, VA: Charles Barton, Inc. .
Barlett, Donald L. and James B. Steele. Empire: The Life, Legend and Madness of Howard Hughes. New York: W.W. Norton & Company, 1979. , republished in 2004 as Howard Hughes: His Life and Madness.
Bellett, Gerald. Age of Secrets: The Conspiracy that Toppled Richard Nixon and the Hidden Death of Howard Hughes. Stillwater, Minnesota: Voyageur Press, 1995. .
Blackman, Tony Tony Blackman Test Pilot Grub Street, 2009,
Brown, Peter Harry and Pat H. Broeske. Howard Hughes: The Untold Story. New York: Penguin Books, 1996. .
Burleson, Clyde W. The Jennifer Project. College Station, Texas: Texas A&M University Press, 1997. .
Dietrich, Noah and Bob Thomas. Howard: The Amazing Mr. Hughes. New York: Fawcett Publications, 1972. .
Drosnin, Michael. Citizen Hughes: In his Own Words, How Howard Hughes Tried to Buy America. Portland, Oregon: Broadway Books, 2004. .
Hack, Richard. Hughes: The Private Diaries, Memos and Letters: The Definitive Biography of the First American Billionaire. Beverly Hills, California: New Millennium Press, 2002. .
Herman, Arthur. Freedom's Forge: How American Business Produced Victory in World War II. New York: Random House, 2012. .
Higham, Charles. Howard Hughes: The Secret Life, 1993.
Porter, Donald J., Howard's Whirlybirds: Howard Hughes' Amazing Pioneering Helicopter Exploits. Fonthill Media, 2013. (ISBN 978-1-78155-089)
Irving, Clifford. The Hoax. New York: E. Reads Ltd., 1999. .
Klepper, Michael and Michael Gunther. The Wealthy 100: From Benjamin Franklin to Bill Gates—A Ranking of the Richest Americans, Past and Present. Secaucus, New Jersey: Carol Publishing Group, 1996.
Marrett, George J. Howard Hughes: Aviator. Annapolis, Maryland: Naval Institute Press, 2004. .
Kistler, Ron. I Caught Flies for Howard Hughes. Chicago: Playboy Press, 1976. .
Lasky, Betty. RKO: The Biggest Little Major of Them All, 2d ed . Santa Monica, California: Roundtable, 1989. .
Maheu, Robert and Richard Hack. Next to Hughes: Behind the Power and Tragic Downfall of Howard Hughes by his Closest Adviser. New York: Harper Collins, 1992. .
Moore, Terry. The Beauty and the Billionaire. New York: Pocket Books, 1984. .
Moore, Terry and Jerry Rivers. The Passions of Howard Hughes. Los Angeles: General Publishing Group, 1996. .
Parker, Dana T. Building Victory: Aircraft Manufacturing in the Los Angeles Area in World War II, Cypress, California: Dana T. Parker Books, 2013. .
Phelan, James. Howard Hughes: The Hidden Years. New York, Random House, 1976. .
Real, Jack. The Asylum of Howard Hughes. Philadelphia: Xlibris Corporation, 2003. .
Thomas, Bob. Liberace: The True Story. New York: St. Martin's Press, 1987. .
Tierney, Gene with Mickey Herskowitz. Self-Portrait. New York: Peter Wyden, 1979. lSBN 0-883261-52-9.
Weaver, Tom. Science Fiction and Fantasy Film Flashbacks: Conversations with 24 Actors, Writers, Producers and Directors from the Golden Age. New York: McFarland & Company, 2004. .
External links
AZORIAN The Raising of the K-129 / 2009 – 2 Part TV Documentary / Michael White Films Vienna
Welcome Home Howard: Collection of photographs kept by UNLV
A history of the remarkable achievements of Howard Hughes
FBI file on Howard Hughes
Exclutive Biography of Howard R. Hughes Jr.
Biography in the National Aviation Hall of Fame
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14089 | https://en.wikipedia.org/wiki/Harwich%2C%20Massachusetts | Harwich, Massachusetts | Harwich ( ) is a New England town on Cape Cod, in Barnstable County in the state of Massachusetts in the United States. At the 2020 census it had a population of 13,440. Harwich experiences a seasonal increase to roughly 37,000. The town is a popular vacation spot, located near the Cape Cod National Seashore. Harwich's beaches are on the Nantucket Sound side of Cape Cod. Harwich has three active harbors. Saquatucket, Wychmere and Allen Harbors are all in Harwich Port. The town of Harwich includes the villages of Pleasant Lake, West Harwich, East Harwich, Harwich Port, Harwich Center, North Harwich and South Harwich.
History
Harwich was first settled by Europeans in 1670 as part of Yarmouth. The town was officially incorporated in 1694, and originally included the lands of the current town of Brewster. Early industry involved fishing and farming. The town is considered by some to be the birthplace of the cranberry industry, with the first commercial operation opened in 1846. There are still many bogs in the town, although the economy is now more centered on tourism and as a residential community. The town is also the site of the start/finish line of the "Sail Around the Cape", which rounds the Cape counter-clockwise, returning via the Cape Cod Canal.
Attractions
Since 1976, the town has hosted the annual Harwich Cranberry Festival, noted for its fireworks display, in September.
In the summer, the town is host to the Harwich Mariners of the Cape Cod Baseball League. The Mariners were the 2008 league champions. The team plays at Whitehouse Field.
Harwich Port is a popular destination in the summer. The most popular beach in Harwich Port is Bank Street Beach. Harwich has 18 beaches and ponds. In recent years Harwich Port has become a popular night life destination during the summer as many new bars and restaurants opened and established restaurants remained popular.
The Patriot Square Shopping Center in neighboring South Dennis is convenient for residents of North Harwich and West Harwich. The plaza contains a Stop & Shop supermarket and other stores around it. Supermarkets in Harwich include a Shaw's Star Market on the Harwich Port/West Harwich border and another Stop & Shop in East Harwich.
Geography
According to the United States Census Bureau, the town has a total area of , of which is land and , or 36.97%, is water. The seven villages of Harwich are West Harwich, North Harwich, East Harwich, South Harwich, Harwich Center, Harwich Port and Pleasant Lake. These are also referred to as the Harwiches.
Harwich is on the southern side of Cape Cod, just west of the southeastern corner. It is bordered by Dennis to the west, Brewster to the north, Orleans to the northeast, Chatham to the east, and Nantucket Sound to the south. Harwich is approximately east of Barnstable, east of the Cape Cod Canal, south of Provincetown, and southeast of Boston.
The town shares the largest lake on the Cape, called Long Pond, with the town of Brewster. Long Pond serves as a private airport for planes with the ability to land on water. The village of Pleasant Lake is at the southwest corner of the lake. Numerous other smaller bodies of water dot the town. Sand Pond, a public beach and swimming area, is located off Great Western Road in North Harwich.
The shore is home to several harbors and rivers, including the Herring River, Allens Harbor, Wychmere Harbor, Saquatucket Harbor, and the Andrews River. The town is also the home to the Hawksnest State Park, as well as a marina and several beaches, including two on Long Pond. There are also many beaches in West Harwich and South Harwich.
Climate
According to the Köppen climate classification system, Harwich, Massachusetts, has a warm-summer, wet all year, humid continental climate (Dfb). Dfb climates are characterized by at least one month having an average mean temperature ≤ 32.0 °F (≤ 0.0 °C), at least four months with an average mean temperature ≥ 50.0 °F (≥ 10.0 °C), all months with an average mean temperature ≤ 71.6 °F (≤ 22.0 °C), and no significant precipitation difference between seasons. The average seasonal (Nov-Apr) snowfall total is around 30 in (76 cm). The average snowiest month is February which corresponds with the annual peak in nor'easter activity. The plant hardiness zone is 7a with an average annual extreme minimum air temperature of 4.0 °F (-15.6 °C).
Ecology
According to the A. W. Kuchler U.S. potential natural vegetation types, Harwich, Massachusetts, would primarily contain a Northeastern oak/pine (110) vegetation type with a Southern mixed forest (26) vegetation form.
Demographics
As of the census of 2000, there were 12,386 people, 5,471 households, and 3,545 families residing in the town. The population density was 588.6 people per square mile (227.3/km2). There were 9,450 housing units at an average density of 449.1 per square mile (173.4/km2). The racial makeup of the town was 95.41% White, 0.71% Black or African American, 0.19% Native American, 0.22% Asian, 0.05% Pacific Islander, 2.03% from other races, and 1.40% from two or more races. 0.96% of the population were Hispanic or Latino of any race.
There were 5,471 households, out of which 21.3% had children under the age of 18 living with them, 53.4% were married couples living together, 9.0% had a female householder with no husband present, and 35.2% were non-families. 29.8% of all households were made up of individuals, and 16.9% had someone living alone who was 65 years of age or older. The average household size was 2.20 and the average family size was 2.72.
In the town, the population was spread out, with 18.3% under the age of 18, 4.2% from 18 to 24, 22.1% from 25 to 44, 25.8% from 45 to 64, and 29.6% who were 65 years of age or older. The median age was 49 years. For every 100 females, there were 84.5 males. For every 100 females age 18 and over, there were 79.7 males.
The median income for a household in the town was $41,552, and the median income for a family was $51,070. Males had a median income of $38,948 versus $27,439 for females. The per capita income for the town was $23,063. About 2.9% of families and 15.5% of the population were below the poverty line, including 8.4% of those under age 18 and 8.1% of those age 65 or over.
The town of Harwich contains several smaller census-designated places (CDPs) for which the U.S. Census reports more focused geographic and demographic information. The CDPs in Harwich are Harwich Center, Harwich Port (including South Harwich), East Harwich and Northwest Harwich (including West Harwich, North Harwich, and Pleasant Lake).
Government
Harwich is represented in the Massachusetts House of Representatives as a part of the Fourth Barnstable district, which includes (with the exception of Brewster) all the towns east and north of Harwich on the Cape. The town is represented in the Massachusetts Senate as a part of the Cape and Islands District, which includes all of Cape Cod, Martha's Vineyard and Nantucket except the towns of Bourne, Falmouth, Sandwich and a portion of Barnstable. The town is patrolled by the Second (Yarmouth) Barracks of Troop D of the Massachusetts State Police.
After results from the 2020 census, Massachusetts decreased from 10 to 9 congressional districts due to decreased growth in population. These new boundaries now put Harwich in the 9th congressional district as the 10th no longer exists. Harwich is currently represented by William R. Keating. The state's senior member of the United States Senate is Elizabeth Warren, elected in 2012. The junior senator is Ed Markey, elected in 2013.
Harwich is governed by the open town meeting form of government, led by a town administrator and a board of selectmen.
Public and health services
There are three libraries in the town. The municipal library, the Brooks Free Library in Harwich Center, is the largest and is a member of the Cape Libraries Automated Materials Sharing (CLAMS) library network. There are two smaller non-municipal libraries – the Chase Library on Route 28 in West Harwich at the Dennis town line, and the Harwich Port Library on Lower Bank Street in Harwich Port.
Harwich is the site of the Long Pond Medical Center, which serves the southeastern Cape region.
Harwich has police and fire departments, with one fire and police station headquarters, and Station 2 in East Harwich.
There are post offices in Harwich Port, South Harwich, West Harwich, and East Harwich.
Education
Harwich's schools are part of the Monomoy Regional School District. Harwich Elementary School serves students from pre-school through fourth grade, Monomoy Regional Middle School which serves both Harwich and its joining town, Chatham. This middle school serves grades 5–7, and Monomoy Regional High School serves grades 8–12 for both Harwich and Chatham. Monomoy's teams are known as the Sharks. Harwich is known for its excellent boys basketball, girls basketball, girls field hockey, softball and baseball teams.
The Lighthouse Charter School recently moved into where the Harwich Cinema building was located.
Harwich is the site of Cape Cod Regional Technical High School, a grades 9–12 high school which serves most of Cape Cod. The town is also home to Holy Trinity PreSchool, a Catholic pre-school which serves pre-kindergarten in West Harwich.
Transportation
Roadways
Two of Massachusetts major routes, U.S. Route 6 and Massachusetts Route 28, cross the town. The town has the southern termini of Routes 39 and 124, and a portion of Route 137 passes through the town. Route 39 leads east through East Harwich to Orleans. Route 28 passes through West Harwich and Harwich Port, connecting the towns of Dennis and Chatham. Route 124 leads from Harwich Center to Brewster, and Route 137 cuts through East Harwich leading from Chatham to Brewster.
Cape Cod Rail Trail
A portion of the Cape Cod Rail Trail, as well as several other bicycle routes, are in town. There is no rail service in town, but the Cape Cod Rail Trail rotary is located in North Harwich near Main Street.
Air travel
Other than the occasional sea plane landing on the pond, the nearest airport is in neighboring Chatham; the nearest regional service is at Barnstable Municipal Airport; and the nearest national and international air service is at Logan International Airport in Boston.
CCRTA bus connections
In recent years parts of Cape Cod have introduced bus service, especially during the summer to help cut down on traffic.
The Flex Harwich Port – West Harwich – Dennis Port - South Dennis – East Dennis - South Yarmouth - West Yarmouth - Hyannis
Route H2O Hyannis – Orleans via South Dennis, West Dennis, Dennis Port, Harwich Port, Chatham and Orleans.
Notable people
Ruby Braff, (1927–2003) jazz trumpeter and cornetist, former resident of Harwich in his later life
A. Elmer Crowell, (1862–1952) was a master decoy carver from East Harwich. Crowell specialized in shorebirds, waterfowl, and miniatures. Crowell's decoys are consistently regarded as the finest and most desirable decoys ever made. Two of Crowell's decoys have repeatedly set world records for sales. Currently, Crowell's preening pintail drake and Canada goose decoys share the world record at $1.13 million.
Seth Doane, award-winning television journalist; raised in Harwich and graduate of Harwich High School
Shawn Fanning, creator and owner of MP3 music downloading application Napster; graduated from Harwich High School
John Kendrick, (1740–1794) maritime fur trader; one of the first Americans to visit the Pacific Northwest, the Hawaiian Islands, and China.
Thomas Nickerson, survivor of the ill-fated whaleship Essex, which inspired Melville's novel Moby Dick
Tip O'Neill, (1912–1994) politician; owned a vacation home near Bank Street Beach and buried in Mount Pleasant Cemetery
Jonathan Walker, (1799–1878) abolitionist; had his hand branded as a consequence of helping free slaves
Notable events
In 1975, during the bicentennial celebrations across America, a time capsule was buried in front of Brooks Academy in Harwich Center. The time capsule is due to be opened in 100 years, in the year 2075.
On September 14, 1994, the town celebrated its tricentennial, which marked 300 years since the town's founding on the same day in 1694.
References
External links
Town of Harwich official website
Brooks Free Library
Harwich Chamber of Commerce
Monomoy Regional School District
Harwich Mariners
Harwich Harbormaster & Natural Resources
The Cape Cod Chronicle, local newspaper
Cape Cod Regional Transit Authority
1670 establishments in Massachusetts
Populated coastal places in Massachusetts
Populated places established in 1670
Towns in Barnstable County, Massachusetts
Towns in Massachusetts |
14091 | https://en.wikipedia.org/wiki/Habeas%20corpus | Habeas corpus | Habeas corpus (; from Medieval Latin, ; in law: a Court, command] that you have the body [of the detainee brought before ) is a recourse in law through which a person can report an unlawful detention or imprisonment to a court and request that the court order the custodian of the person, usually a prison official, to bring the prisoner to court, to determine whether the detention is lawful.
The writ of habeas corpus was described in the eighteenth century by William Blackstone as a "great and efficacious writ in all manner of illegal confinement". It is a summons with the force of a court order; it is addressed to the custodian (a prison official, for example) and demands that a prisoner be brought before the court, and that the custodian present proof of authority, allowing the court to determine whether the custodian has lawful authority to detain the prisoner. If the custodian is acting beyond their authority, then the prisoner must be released. Any prisoner, or another person acting on their behalf, may petition the court, or a judge, for a writ of habeas corpus. One reason for the writ to be sought by a person other than the prisoner is that the detainee might be held incommunicado. Most civil law jurisdictions provide a similar remedy for those unlawfully detained, but this is not always called habeas corpus. For example, in some Spanish-speaking nations, the equivalent remedy for unlawful imprisonment is the amparo de libertad ("protection of freedom").
Habeas corpus has certain limitations. Though a writ of right, it is not a writ of course. It is technically only a procedural remedy; it is a guarantee against any detention that is forbidden by law, but it does not necessarily protect other rights, such as the entitlement to a fair trial. So if an imposition such as internment without trial is permitted by the law, then habeas corpus may not be a useful remedy. In some countries, the writ has been temporarily or permanently suspended under the pretext of a war or state of emergency, for example by Abraham Lincoln during the American Civil War.
The right to petition for a writ of habeas corpus has nonetheless long been celebrated as the most efficient safeguard of the liberty of the subject. The jurist Albert Venn Dicey wrote that the British Habeas Corpus Acts "declare no principle and define no rights, but they are for practical purposes worth a hundred constitutional articles guaranteeing individual liberty".
The writ of habeas corpus is one of what are called the "extraordinary", "common law", or "prerogative writs", which were historically issued by the English courts in the name of the monarch to control inferior courts and public authorities within the kingdom. The most common of the other such prerogative writs are quo warranto, prohibito, mandamus, procedendo, and certiorari. The due process for such petitions is not simply civil or criminal, because they incorporate the presumption of non-authority. The official who is the respondent must prove their authority to do or not do something. Failing this, the court must decide for the petitioner, who may be any person, not just an interested party. This differs from a motion in a civil process in which the movant must have standing, and bears the burden of proof.
Etymology
The phrase is from the Latin habeās, 2nd person singular present subjunctive active of habēre, "to have", "to hold"; and corpus, accusative singular of corpus, "body". In reference to more than one person, the phrase is habeas corpora.
Literally, the phrase means "[we command] that you should have the [detainee's] body [brought to court]". The complete phrase habeas corpus [coram nobis] ad subjiciendum means "that you have the person [before us] for the purpose of subjecting (the case to examination)". These are words of writs included in a 14th-century Anglo-French document requiring a person to be brought before a court or judge, especially to determine if that person is being legally detained.
Examples
United Kingdom of Great Britain and Ireland
United States of America
Similarly named writs
The full name of the writ is often used to distinguish it from similar ancient writs, also named habeas corpus. These include:
Habeas corpus ad deliberandum et recipiendum: a writ for bringing an accused from a different county into a court in the place where a crime had been committed for purposes of trial, or more literally to return holding the body for purposes of "deliberation and receipt" of a decision. ("Extradition")
Habeas corpus ad faciendum et recipiendum (also called habeas corpus cum causa): a writ of a superior court to a custodian to return with the body being held by the order of a lower court "with reasons", for the purpose of "receiving" the decision of the superior court and of "doing" what it ordered.
Habeas corpus ad prosequendum: a writ ordering return with a prisoner for the purpose of "prosecuting" him before the court.
Habeas corpus ad respondendum: a writ ordering return to allow the prisoner to "answer" to new proceedings before the court.
Habeas corpus ad testificandum: a writ ordering return with the body of a prisoner for the purposes of "testifying".
Origins in England
Habeas corpus originally stems from the Assize of Clarendon of 1166, a re-issuance of rights during the reign of Henry II of England in the 12th century. The foundations for habeas corpus are "wrongly thought" to have originated in Magna Carta, but in fact predates it. This charter declared that:
However the preceding article of Magna Carta, nr 38, declares:
Pursuant to that language, a person may not be subjected to any legal proceeding, such as arrest and imprisonment, without sufficient evidence having already been collected to show that there is a prima facie case to answer. This evidence must be collected beforehand, because it must be available to be exhibited in a public hearing within hours, or at the most days, after arrest, not months or longer as may happen in other jurisdictions that apply Napoleonic-inquisitorial criminal laws where evidence is commonly sought after a suspect's incarceration. Any charge levelled at the hearing thus must be based on evidence already collected, and an arrest and incarceration order is not lawful if not supported by sufficient evidence.
In contrast with the common law approach, consider the case of Luciano Ferrari-Bravo v. Italy the European Court of Human Rights ruled that "detention is intended to facilitate … the preliminary investigation". Ferrari-Bravo sought relief after nearly five years of preventive detention, and his application was rejected. The European Court of Human Rights deemed the five-year detention to be "reasonable" under Article 6 of the European Convention on Human Rights, which provides that a prisoner has a right to a public hearing before an impartial tribunal within a "reasonable" time after arrest. After his eventual trial, the evidence against Ferrari-Bravo was deemed insufficient and he was found not guilty.
William Blackstone cites the first recorded usage of habeas corpus ad subjiciendum in 1305, during the reign of King Edward I. However, other writs were issued with the same effect as early as the reign of Henry II in the 12th century. Blackstone explained the basis of the writ, saying "[t]he king is at all times entitled to have an account, why the liberty of any of his subjects is restrained, wherever that restraint may be inflicted." The procedure for issuing a writ of habeas corpus was first codified by the Habeas Corpus Act 1679, following judicial rulings which had restricted the effectiveness of the writ. A previous law (the Habeas Corpus Act 1640) had been passed forty years earlier to overturn a ruling that the command of the King was a sufficient answer to a petition of habeas corpus. The cornerstone purpose of the writ of habeas corpus was to limit the King's Chancery's ability to undermine the surety of law by allowing courts of justice decisions to be overturned in favor and application of equity, a process managed by the Chancellor (a bishop) with the King's authority.
The 1679 codification of habeas corpus took place in the context of a sharp confrontation between King Charles II and the Parliament, which was dominated by the then sharply oppositional, nascent Whig Party. The Whig leaders had good reasons to fear the King moving against them through the courts (as indeed happened in 1681) and regarded habeas corpus as safeguarding their own persons. The short-lived Parliament which made this enactment came to be known as the Habeas Corpus Parliament – being dissolved by the King immediately afterwards.
Then, as now, the writ of habeas corpus was issued by a superior court in the name of the Sovereign, and commanded the addressee (a lower court, sheriff, or private subject) to produce the prisoner before the royal courts of law. A habeas corpus petition could be made by the prisoner him or herself or by a third party on his or her behalf and, as a result of the Habeas Corpus Acts, could be made regardless of whether the court was in session, by presenting the petition to a judge. Since the 18th century the writ has also been used in cases of unlawful detention by private individuals, most famously in Somersett's Case (1772), where the black slave, Somersett, was ordered to be freed. During that case, these famous words are said to have been uttered: "... that the air of England was too pure for slavery" (although it was the lawyers in argument who expressly used this phrase – referenced from a much earlier argument heard in The Star Chamber – and not Lord Mansfield himself). During the Seven Years' War and later conflicts, the Writ was used on behalf of soldiers and sailors pressed into military and naval service. The Habeas Corpus Act 1816 introduced some changes and expanded the territoriality of the legislation.
The privilege of habeas corpus has been suspended or restricted several times during English history, most recently during the 18th and 19th centuries. Although internment without trial has been authorised by statute since that time, for example during the two World Wars and the Troubles in Northern Ireland, the habeas corpus procedure has in modern times always technically remained available to such internees. However, as habeas corpus is only a procedural device to examine the lawfulness of a prisoner's detention, so long as the detention is in accordance with an Act of Parliament, the petition for habeas corpus is unsuccessful. Since the passage of the Human Rights Act 1998, the courts have been able to declare an Act of Parliament to be incompatible with the European Convention on Human Rights, but such a declaration of incompatibility has no legal effect unless and until it is acted upon by the government.
The wording of the writ of habeas corpus implies that the prisoner is brought to the court for the legality of the imprisonment to be examined. However, rather than issuing the writ immediately and waiting for the return of the writ by the custodian, modern practice in England is for the original application to be followed by a hearing with both parties present to decide the legality of the detention, without any writ being issued. If the detention is held to be unlawful, the prisoner can usually then be released or bailed by order of the court without having to be produced before it. With the development of modern public law, applications for habeas corpus have been to some extent discouraged, in favour of applications for judicial review. The writ, however, maintains its vigour, and was held by the UK Supreme Court in 2012 to be available in respect of a prisoner captured by British forces in Afghanistan, albeit that the Secretary of State made a valid return to the writ justifying the detention of the claimant.
Precedents in medieval Catalonia and Biscay
Although the first recorded historical references come from Anglo-Saxon law in the 12th century and one of the first documents referring to this right is a law of the English Parliament (1679), it must be noted that in Catalonia there are already references from 1428 in the (appeal of people's manifestation) collected in the of the Crown of Aragon and some references to this term in the Law of the Lordship of Biscay (1527).
Other jurisdictions
Australia
The writ of habeas corpus as a procedural remedy is part of Australia's English law inheritance. In 2005, the Australian parliament passed the Australian Anti-Terrorism Act 2005. Some legal experts questioned the constitutionality of the act, due in part to limitations it placed on habeas corpus.
Canada
Habeas corpus rights are part of the British legal tradition inherited by Canada. The rights exist in the common law but have been enshrined in section 10(c) of the Charter of Rights and Freedoms, which states that "[e]veryone has the right on arrest or detention ... to have the validity of the detention determined by way of habeas corpus and to be released if the detention is not lawful". The test for habeas corpus in Canada was recently laid down by the Supreme Court of Canada in Mission Institution v Khela, as follows:To be successful, an application for habeas corpus must satisfy the following criteria. First, the applicant [i.e., the person seeking habeas corpus review] must establish that he or she has been deprived of liberty. Once a deprivation of liberty is proven, the applicant must raise a legitimate ground upon which to question its legality. If the applicant has raised such a ground, the onus shifts to the respondent authorities [i.e., the person or institution detaining the applicant] to show that the deprivation of liberty was lawful.Suspension of the writ in Canadian history occurred famously during the October Crisis, during which the War Measures Act was invoked by the Governor General of Canada on the constitutional advice of Prime Minister Pierre Trudeau, who had received a request from the Quebec Cabinet. The Act was also used to justify German, Slavic, and Ukrainian Canadian internment during the First World War, and the internment of German-Canadians, Italian-Canadians and Japanese-Canadians during the Second World War. The writ was suspended for several years following the Battle of Fort Erie (1866) during the Fenian Rising, though the suspension was only ever applied to suspects in the Thomas D'Arcy McGee assassination.
The writ is available where there is no other adequate remedy. However, a superior court always has the discretion to grant the writ even in the face of an alternative remedy (see May v Ferndale Institution). Under the Criminal Code the writ is largely unavailable if a statutory right of appeal exists, whether or not this right has been exercised.
France
A fundamental human right in the 1789 Declaration of the Rights of Man and of the Citizen drafted by Lafayette in cooperation with Thomas Jefferson, the guarantees against arbitrary detention are enshrined in the French Constitution and regulated by the Penal Code. The safeguards are equivalent to those found under the Habeas-Corpus provisions found in Germany, the United States and several Commonwealth countries. The French system of accountability prescribes severe penalties for ministers, police officers and civil and judiciary authorities who either violate or fail to enforce the law.
France and the United States played a synergistic role in the international team, led by Eleanor Roosevelt, which crafted the Universal Declaration of Human Rights. The French judge and Nobel Peace Laureate René Cassin produced the first draft and argued against arbitrary detentions. René Cassin and the French team subsequently championed the habeas corpus provisions enshrined in the European Convention for the Protection of Human Rights and Fundamental Freedoms.
Germany
Germany has constitutional guarantees against improper detention and these have been implemented in statutory law in a manner that can be considered as equivalent to writs of habeas corpus.
Article 104, paragraph 1 of the Basic Law for the Federal Republic of Germany provides that deprivations of liberty may be imposed only on the basis of a specific enabling statute that also must include procedural rules. Article 104, paragraph 2 requires that any arrested individual be brought before a judge by the end of the day following the day of the arrest. For those detained as criminal suspects, article 104, paragraph 3 specifically requires that the judge must grant a hearing to the suspect in order to rule on the detention.
Restrictions on the power of the authorities to arrest and detain individuals also emanate from article 2 paragraph 2 of the Basic Law which guarantees liberty and requires a statutory authorization for any deprivation of liberty. In addition, several other articles of the Basic Law have a bearing on the issue. The most important of these are article 19, which generally requires a statutory basis for any infringements of the fundamental rights guaranteed by the Basic Law while also guaranteeing judicial review; article 20, paragraph 3, which guarantees the rule of law; and article 3 which guarantees equality.
In particular, a constitutional obligation to grant remedies for improper detention is required by article 19, paragraph 4 of the Basic Law, which provides as follows: "Should any person's right be violated by public authority, he may have recourse to the courts. If no other jurisdiction has been established, recourse shall be to the ordinary courts."
India
The Indian judiciary, in a catena of cases, has effectively resorted to the writ of habeas corpus to secure release of a person from illegal detention. For example, in October 2009, the Karnataka High Court heard a habeas corpus petition filed by the parents of a girl who married a Muslim boy from Kannur district and was allegedly confined in a madrasa in Malapuram town. Usually, in most other jurisdictions, the writ is directed at police authorities. The extension to non-state authorities has its grounds in two cases: the 1898 Queen's Bench case of Ex Parte Daisy Hopkins, wherein the Proctor of Cambridge University did detain and arrest Hopkins without his jurisdiction, and Hopkins was released, and that of Somerset v Stewart, in which an African slave whose master had moved to London was freed by action of the writ.
The Indian judiciary has dispensed with the traditional doctrine of locus standi, so that if a detained person is not in a position to file a petition, it can be moved on his behalf by any other person. The scope of habeas relief has expanded in recent times by actions of the Indian judiciary.
In 1976, the habeas writ was used in the Rajan case, a student victim of torture in local police custody during the nationwide Emergency in India. On 12 March 2014, Subrata Roy's counsel approached the Chief Justice moving a habeas corpus petition. It was also filed by the Panthers Party to protest the imprisonment of Anna Hazare, a social activist.
Ireland
In the Republic of Ireland, the writ of habeas corpus is available at common law and under the Habeas Corpus Acts of 1782 and 1816.
A remedy equivalent to habeas corpus is also guaranteed by Article 40 of the 1937 constitution. The article guarantees that "no citizen shall be deprived of his personal liberty save in accordance with law" and outlines a specific procedure for the High Court to enquire into the lawfulness of any person's detention. It does not mention the Latin term habeas corpus, but includes the English phrase "produce the body".
Article 40.4.2° provides that a prisoner, or anyone acting on his behalf, may make a complaint to the High Court (or to any High Court judge) of unlawful detention. The court must then investigate the matter "forthwith" and may order that the defendant bring the prisoner before the court and give reasons for his detention. The court must immediately release the detainee unless it is satisfied that he is being held lawfully. The remedy is available not only to prisoners of the state, but also to persons unlawfully detained by any private party. However the constitution provides that the procedure is not binding on the Defence Forces during a state of war or armed rebellion.
The full text of Article 40.4.2° is as follows:
The writ of habeas corpus continued as part of the Irish law when the state seceded from the United Kingdom in 1922. A remedy equivalent to habeas corpus was also guaranteed by Article 6 of the Constitution of the Irish Free State, enacted in 1922. That article used similar wording to Article 40.4 of the current constitution, which replaced it 1937.
The relationship between the Article 40 and the Habeas Corpus Acts of 1782 and 1816 is ambiguous, and Forde and Leonard write that "The extent if any to which Article 40.4 has replaced these Acts has yet to be determined". In The State (Ahern) v. Cotter (1982) Walsh J. opined that the ancient writ referred to in the Habeas Corpus Acts remains in existence in Irish law as a separate remedy from that provided for in Article 40.
In 1941, the Article 40 procedure was restricted by the Second Amendment. Prior to the amendment, a prisoner had the constitutional right to apply to any High Court judge for an enquiry into her detention, and to as many High Court judges as she wished. If the prisoner successfully challenged her detention before the High Court she was entitled to immediate, unconditional release.
The Second Amendment provided that a prisoner has only the right to apply to a single judge, and, once a writ has been issued, the President of the High Court has authority to choose the judge or panel of three judges who will decide the case. If the High Court finds that the prisoner's detention is unlawful due to the unconstitutionality of a law the judge must refer the matter to the Supreme Court, and until the Supreme's Court's decision is rendered the prisoner may be released only on bail.
The power of the state to detain persons prior to trial was extended by the Sixteenth Amendment, in 1996. In 1965, the Supreme Court ruled in the O'Callaghan case that the constitution required that an individual charged with a crime could be refused bail only if she was likely to flee or to interfere with witnesses or evidence. Since the Sixteenth Amendment, it has been possible for a court to take into account whether a person has committed serious crimes while on bail in the past.
Italy
The right to freedom from arbitrary detention is guaranteed by Article 13 of the Constitution of Italy, which states:
This implies that within 48 hours every arrest made by a police force must be validated by a court.
Furthermore, if subject to a valid detention, an arrested can ask for a review of the detention to another court, called the Review Court (Tribunale del Riesame, also known as the Freedom Court, Tribunale della Libertà).
Macau
In Macau, the relevant provision is Article 204 in the Code of Penal Processes, which became law in 1996 under Portuguese rule. cases are heard before the Tribunal of Ultimate Instance. A notable case is Case 3/2008 in Macau.
Malaysia
In Malaysia, the remedy of habeas corpus is guaranteed by the federal constitution, although not by name. Article 5(2) of the Constitution of Malaysia provides that "Where complaint is made to a High Court or any judge thereof that a person is being unlawfully detained the court shall inquire into the complaint and, unless satisfied that the detention is lawful, shall order him to be produced before the court and release him".
As there are several statutes, for example, the Internal Security Act 1960, that still permit detention without trial, the procedure is usually effective in such cases only if it can be shown that there was a procedural error in the way that the detention was ordered.
New Zealand
In New Zealand, habeas corpus may be invoked against the government or private individuals. In 2006, a child was allegedly kidnapped by his maternal grandfather after a custody dispute. The father began habeas corpus proceedings against the mother, the grandfather, the grandmother, the great grandmother, and another person alleged to have assisted in the kidnap of the child. The mother did not present the child to the court and so was imprisoned for contempt of court. She was released when the grandfather came forward with the child in late January 2007.
Pakistan
Issuance of a writ is an exercise of an extraordinary jurisdiction of the superior courts in Pakistan. A writ of habeas corpus may be issued by any High Court of a province in Pakistan. Article 199 of the 1973 Constitution of the Islamic Republic of Pakistan, specifically provides for the issuance of a writ of habeas corpus, empowering the courts to exercise this prerogative. Subject to the Article 199 of the Constitution, "A High Court may, if it is satisfied that no other adequate remedy is provided by law, on the application of any person, make an order that a person in custody within the territorial jurisdiction of the Court be brought before it so that the Court may satisfy itself that he is not being held in custody without a lawful authority or in an unlawful manner". The hallmark of extraordinary constitutional jurisdiction is to keep various functionaries of State within the ambit of their authority. Once a High Court has assumed jurisdiction to adjudicate the matter before it, justiciability of the issue raised before it is beyond question. The Supreme Court of Pakistan has stated clearly that the use of words "in an unlawful manner" implies that the court may examine, if a statute has allowed such detention, whether it was a colorable exercise of the power of authority. Thus, the court can examine the malafides of the action taken.
Portugal
In Portugal, article 31 of the Constitution guarantees citizens against improper arrest, imprisonment or detention.
The full text of Article 31 is as follows:
There are also statutory provisions, most notably the Code of Criminal Procedure, articles 220 and 222 that stipulate the reasons by which a judge may guarantee Habeas corpus.
The Philippines
In the Bill of Rights of the Philippine constitution, habeas corpus is guaranteed in terms almost identically to those used in the U.S. Constitution. Article 3, Section 15 of the Constitution of the Philippines states that "The privilege of the writ of habeas corpus shall not be suspended except in cases of invasion or rebellion when the public safety requires it".
In 1971, after the Plaza Miranda bombing, the Marcos administration, under Ferdinand Marcos, suspended habeas corpus in an effort to stifle the oncoming insurgency, having blamed the Filipino Communist Party for the events of August 21. Many considered this to be a prelude to martial law. After widespread protests, however, the Marcos administration decided to reintroduce the writ. The writ was again suspended when Marcos declared martial law in 1972.
In December 2009, habeas corpus was suspended in Maguindanao as President Gloria Macapagal Arroyo placed the province under martial law. This occurred in response to the Maguindanao massacre.
In 2016, President Rodrigo Duterte said he was planning on suspending habeas corpus.
At 10 pm on 23 May 2017 Philippine time, President Rodrigo Duterte declared martial law in the whole island of Mindanao including Sulu and Tawi-tawi for the period of 60 days due to the series of attacks mounted by the Maute group, an ISIS-linked terrorist organization. The declaration suspended the writ.
Scotland
The Parliament of Scotland passed a law to have the same effect as habeas corpus in the 18th century. This is now known as the Criminal Procedure Act 1701 c.6. It was originally called "the Act for preventing wrongful imprisonment and against undue delays in trials". It is still in force although certain parts have been repealed.
Spain
The present Constitution of Spain states that "A habeas corpus procedure shall be provided for by law to ensure the immediate handing over to the judicial authorities of any person illegally arrested". The statute which regulates the procedure is the Law of Habeas Corpus of 24 May 1984, which provides that a person imprisoned may, on her or his own or through a third person, allege that she or he is imprisoned unlawfully and request to appear before a judge. The request must specify the grounds on which the detention is considered to be unlawful, which can be, for example, that the custodian holding the prisoner does not have the legal authority, that the prisoner's constitutional rights have been violated, or that he has been subjected to mistreatment. The judge may then request additional information if needed, and may issue a habeas corpus order, at which point the custodian has 24 hours to bring the prisoner before the judge.
Historically, many of the territories of Spain had remedies equivalent to the habeas corpus, such as the privilege of manifestación in the Crown of Aragon or the right of the Tree in Biscay.
United States
The United States inherited habeas corpus from the English common law. In England, the writ was issued in the name of the monarch. When the original thirteen American colonies declared independence, and became a republic based on popular sovereignty, any person, in the name of the people, acquired authority to initiate such writs. The U.S. Constitution specifically includes the habeas procedure in the Suspension Clause (Clause 2), located in Article One, Section 9. This states that "The privilege of the writ of habeas corpus shall not be suspended, unless when in cases of rebellion or invasion the public safety may require it".
The writ of habeas corpus ad subjiciendum is a civil, not criminal, ex parte proceeding in which a court inquires as to the legitimacy of a prisoner's custody. Typically, habeas corpus proceedings are to determine whether the court that imposed sentence on the defendant had jurisdiction and authority to do so, or whether the defendant's sentence has expired. Habeas corpus is also used as a legal avenue to challenge other types of custody such as pretrial detention or detention by the United States Bureau of Immigration and Customs Enforcement pursuant to a deportation proceeding.
Presidents Abraham Lincoln and Ulysses Grant suspended habeas corpus during the Civil War and Reconstruction for some places or types of cases. During World War II, President Franklin D. Roosevelt suspended habeas corpus. Following the September 11 attacks, President George W. Bush attempted to place Guantanamo Bay detainees outside of the jurisdiction of habeas corpus, but the Supreme Court of the United States overturned this action in Boumediene v. Bush.
Equivalent remedies
Biscay
In 1526, the Fuero Nuevo of the Señorío de Vizcaya (New Charter of the Lordship of Biscay) established a form of habeas corpus in the territory of the Señorío de Vizcaya, nowadays part of Spain. This revised version of the Fuero Viejo (Old Charter) of 1451 codified the medieval custom whereby no person could be arbitrarily detained without being summoned first to the Oak of Gernika, an ancestral oak tree located in the outskirts of Gernika under which all laws of the Lordship of Biscay were passed.
The New Charter formalised that no one could be detained without a court order (Law 26 of Chapter 9) nor due to debts (Law 3 of Chapter 16). It also established due process and a form of habeas corpus: no one could be arrested without previously having been summoned to the Oak of Gernika and given 30 days to answer the said summons. Upon appearing under the Tree, they had to be provided with accusations and all evidence held against them so that they could defend themselves (Law 7 of Chapter 9). No one could be sent to prison or deprived of their freedom until being formally trialed, and no one could be accused of a different crime until their current court trial was over (Law 5 of Chapter 5). Those fearing they were being arrested illegally could appeal to the Regimiento General that their rights could be upheld. The Regimiento (the executive arm of the Juntas Generales of Biscay) would demand the prisoner be handed over to them, and thereafter the prisoner would be released and placed under the protection of the Regimiento while awaiting for trial.
Crown of Aragon
The Crown of Aragon also had a remedy equivalent to the habeas corpus called the manifestación de personas (literally, demonstration of persons). According to the right of manifestación, the Justicia de Aragon (lit. Justice of Aragon, an Aragonese judiciary figure similar to an ombudsman, but with far reaching executive powers) could require a judge, a court of justice, or any other official that they handed over to the Justicia (i.e., that they be demonstrated to the Justicia) anyone being prosecuted so as to guarantee that this person's rights were upheld, and that no violence would befall this person prior to their being sentenced. Furthermore, the Justicia retained the right to examine the judgement passed, and decide whether it satisfied the conditions of a fair trial. If the Justicia was not satisfied, he could refuse to hand over the accused back to the authorities. The right of manifestación acted like an habeas corpus: knowing that the appeal to the Justicia would immediately follow any unlawful detention, these were effectively illegal. Equally, torture (which had been banned since 1325 in Aragon) would never take place. In some cases, people exerting their right of manifestación were kept under the Justicia's watch in manifestación prisons (famous for their mild and easy conditions) or under house arrest. More generally however, the person was released from confinement and placed under the Justicia's protection, awaiting for trial. The Justicia always granted the right of manifestación by default, but they only really had to act in extreme cases, as for instance famously happened in 1590 when Antonio Pérez, the disgraced secretary to Philip II of Spain, fled from Castile to Aragon and used his Aragonese ascendency to appeal to the Justicia for manifestación right, thereby preventing his arrest at the King's behest.
The right of manifestación was codified in 1325 in the Declaratio Privilegii generalis passed by the Aragonese Corts under king James II of Aragon. It had been practised since the inception of the kingdom of Aragon in the 11th century, and therefore predates the English habeas corpus itself.
Poland
In 1430, King Władysław II Jagiełło of Poland granted the Privilege of Jedlnia, which proclaimed, Neminem captivabimus nisi iure victum ("We will not imprison anyone except if convicted by law"). This revolutionary innovation in civil libertarianism gave Polish citizens due process-style rights that did not exist in any other European country for another 250 years. Originally, the Privilege of Jedlnia was restricted to the nobility (the szlachta), but it was extended to cover townsmen in the 1791 Constitution. Importantly, social classifications in the Polish–Lithuanian Commonwealth were not as rigid as in other European countries; townspeople and Jews were sometimes ennobled. The Privilege of Jedlnia provided broader coverage than many subsequently enacted habeas corpus laws, because Poland's nobility constituted an unusually large percentage of the country's total population, which was Europe's largest. As a result, by the 16th century, it was protecting the liberty of between five hundred thousand and a million Poles.
Roman-Dutch law
In South Africa and other countries whose legal systems are based on Roman-Dutch law, the interdictum de homine libero exhibendo is the equivalent of the writ of habeas corpus. In South Africa, it has been entrenched in the Bill of Rights, which provides in section 35(2)(d) that every detained person has the right to challenge the lawfulness of the detention in person before a court and, if the detention is unlawful, to be released.
World habeas corpus
In the 1950s, American lawyer Luis Kutner began advocating an international writ of habeas corpus to protect individual human rights. In 1952, he filed a petition for a "United Nations Writ of Habeas Corpus" on behalf of William N. Oatis, an American journalist jailed the previous year by the Communist government of Czechoslovakia. Alleging that Czechoslovakia had violated Oatis' rights under the United Nations Charter and the Universal Declaration of Human Rights and that the United Nations General Assembly had "inherent power" to fashion remedies for human rights violations, the petition was filed with the United Nations Commission on Human Rights. The Commission forwarded the petition to Czechoslovakia, but no other United Nations action was taken. Oatis was released in 1953. Kutner went on to publish numerous articles and books advocating the creation of an "International Court of Habeas Corpus".
International human rights standards
Article 3 of the Universal Declaration of Human Rights provides that "everyone has the right to life, liberty and security of person". Article 5 of the European Convention on Human Rights goes further and calls for persons detained to have the right to challenge their detention, providing at article 5.4:
See also
Arbitrary arrest and detention
corpus delicti – other Latin legal term using corpus, here meaning the fact of a crime having been committed, not the body of the person being detained nor (as sometimes inaccurately used) the body of the victim
Habeas corpus petitions of Guantanamo Bay detainees
Habeas Corpus (play), by the English writer and playwright Alan Bennett.
Habeas Corpus Restoration Act of 2007
Habeas data
Edward Hyde, 1st Earl of Clarendon
Habeas Corpus Parliament
List of legal Latin terms
Military Commissions Act of 2006
Murder conviction without a body
Neminem captivabimus
Presumption of innocence
Philippine habeas corpus cases
Remand
Security of person
Recurso de amparo (writ of amparo)
Subpoena ad testificandum
Subpoena duces tecum
Notes
References
Further reading
Political context for Ex Parte Milligan explained on pp. 186–189.
External links
Constitutional law
Writs
Prerogative writs
Emergency laws
Human rights
Latin legal terminology
Liberalism
Philosophy of law
Quotations from law |
14099 | https://en.wikipedia.org/wiki/History%20of%20Africa | History of Africa | The history of Africa begins with the emergence of hominids, archaic humans and - around 300-250,000 years ago—anatomically modern humans (Homo sapiens), in East Africa, and continues unbroken into the present as a patchwork of diverse and politically developing nation states. The earliest known recorded history arose in Ancient Egypt, and later in Nubia, the Sahel, the Maghreb and the Horn of Africa.
Following the desertification of the Sahara, North African history became entwined with the Middle East and Southern Europe while the Bantu expansion swept from modern day Cameroon (Central Africa) across much of the sub-Saharan continent in waves between around 1000 BC and 1 AD, creating a linguistic commonality across much of the central and Southern continent.
During the Middle Ages, Islam spread west from Arabia to Egypt, crossing the Maghreb and the Sahel. Some notable pre-colonial states and societies in Africa include the Ajuran Empire, Bachwezi Empire, D'mt, Adal Sultanate, Alodia, Warsangali Sultanate, Buganda Kingdom, Kingdom of Nri, Nok culture, Mali Empire, Bono State, Songhai Empire, Benin Empire, Oyo Empire, Kingdom of Lunda (Punu-yaka), Ashanti Empire, Ghana Empire, Mossi Kingdoms, Mutapa Empire, Kingdom of Mapungubwe, Kingdom of Sine, Kingdom of Sennar, Kingdom of Saloum, Kingdom of Baol, Kingdom of Cayor, Kingdom of Zimbabwe, Kingdom of Kongo, Empire of Kaabu, Kingdom of Ile Ife, Ancient Carthage, Numidia, Mauretania, and the Aksumite Empire. At its peak, prior to European colonialism, it is estimated that Africa had up to 10,000 different states and autonomous groups with distinct languages and customs.
From the late 15th century, Europeans joined the slave trade. That includes the triangular trade, with the Portuguese initially acquiring slaves through trade and later by force as part of the Atlantic slave trade. They transported enslaved West, Central, and Southern Africans overseas. Subsequently, European colonization of Africa developed rapidly from around 10% (1870) to over 90% (1914) in the Scramble for Africa (1881–1914). However following struggles for independence in many parts of the continent, as well as a weakened Europe after the Second World War , decolonization took place across the continent, culminating in the 1960 Year of Africa.
Disciplines such as recording of oral history, historical linguistics, archaeology and genetics have been vital in rediscovering the great African civilizations of antiquity.
Prehistory
Paleolithic
The first known hominids evolved in Africa. According to paleontology, the early hominids' skull anatomy was similar to that of the gorilla and the chimpanzee, great apes that also evolved in Africa, but the hominids had adopted a bipedal locomotion which freed their hands. This gave them a crucial advantage, enabling them to live in both forested areas and on the open savanna at a time when Africa was drying up and the savanna was encroaching on forested areas. This would have occurred 10 to 5 million years ago, but these claims are controversial because biologists and genetics have humans appearing around the last 70 thousand to 200 thousand years.
By 4 million years ago, several australopithecine hominid species had developed throughout Southern, Eastern and Central Africa. They were tool users, and makers of tools. They scavenged for meat and were omnivores.
By approximately 3.3 million years ago, primitive stone tools were first used to scavenge kills made by other predators and to harvest carrion and marrow from their bones. In hunting, Homo habilis was probably not capable of competing with large predators and was still more prey than hunter. H. habilis probably did steal eggs from nests and may have been able to catch small game and weakened larger prey (cubs and older animals). The tools were classed as Oldowan.
Around 1.8 million years ago, Homo ergaster first appeared in the fossil record in Africa. From Homo ergaster, Homo erectus evolved 1.5 million years ago. Some of the earlier representatives of this species were still fairly small-brained and used primitive stone tools, much like H. habilis. The brain later grew in size, and H. erectus eventually developed a more complex stone tool technology called the Acheulean. Possibly the first hunters, H. erectus mastered the art of making fire and was the first hominid to leave Africa, colonizing most of Afro-Eurasia and perhaps later giving rise to Homo floresiensis. Although some recent writers have suggested that Homo georgicus was the first and primary hominid ever to live outside Africa, many scientists consider H. georgicus to be an early and primitive member of the H. erectus species.
The fossil record shows Homo sapiens (also known as "modern humans" or "anatomically modern humans") living in Africa by about 350,000-260,000 years ago. The earliest known Homo sapiens fossils include the Jebel Irhoud remains from Morocco (ca. 315,000 years ago), the Florisbad Skull from South Africa (ca. 259,000 years ago), and the Omo remains from Ethiopia (ca. 233,000 years ago). Scientists have suggested that Homo sapiens may have arisen between 350,000 and 260,000 years ago through a merging of populations in East Africa and South Africa.
Evidence of a variety of behaviors indicative of Behavioral modernity date to the African Middle Stone Age, associated with early Homo sapiens and their emergence. Abstract imagery, widened subsistence strategies, and other "modern" behaviors have been discovered from that period in Africa, especially South, North, and East Africa. The Blombos Cave site in South Africa, for example, is famous for rectangular slabs of ochre engraved with geometric designs. Using multiple dating techniques, the site was confirmed to be around 77,000 and 100–75,000 years old. Ostrich egg shell containers engraved with geometric designs dating to 60,000 years ago were found at Diepkloof, South Africa. Beads and other personal ornamentation have been found from Morocco which might be as much as 130,000 years old; as well, the Cave of Hearths in South Africa has yielded a number of beads dating from significantly prior to 50,000 years ago,., and shell beads dating to about 75,000 years ago have been found at Blombos Cave, South Africa.
Specialized projectile weapons as well have been found at various sites in Middle Stone Age Africa, including bone and stone arrowheads at South African sites such as Sibudu Cave (along with an early bone needle also found at Sibudu) dating approximately 60,000-70,000 years ago, and bone harpoons at the Central African site of Katanda dating to about 90,000 years ago. Evidence also exists for the systematic heat treating of silcrete stone to increase its flake-ability for the purpose of toolmaking, beginning approximately 164,000 years ago at the South African site of Pinnacle Point and becoming common there for the creation of microlithic tools at about 72,000 years ago. Early stone-tipped projectile weapons (a characteristic tool of Homo sapiens), the stone tips of javelins or throwing spears, were discovered in 2013 at the Ethiopian site of Gademotta, and date to around 279,000 years ago.
In 2008, an ochre processing workshop likely for the production of paints was uncovered dating to ca. 100,000 years ago at Blombos Cave, South Africa. Analysis shows that a liquefied pigment-rich mixture was produced and stored in the two abalone shells, and that ochre, bone, charcoal, grindstones and hammer-stones also formed a composite part of the toolkits. Evidence for the complexity of the task includes procuring and combining raw materials from various sources (implying they had a mental template of the process they would follow), possibly using pyrotechnology to facilitate fat extraction from bone, using a probable recipe to produce the compound, and the use of shell containers for mixing and storage for later use.
Modern behaviors, such as the making of shell beads, bone tools and arrows, and the use of ochre pigment, are evident at a Kenyan site by 78,000-67,000 years ago.
Expanding subsistence strategies beyond big-game hunting and the consequential diversity in tool types has been noted as signs of behavioral modernity. A number of South African sites have shown an early reliance on aquatic resources from fish to shellfish. Pinnacle Point, in particular, shows exploitation of marine resources as early as 120,000 years ago, perhaps in response to more arid conditions inland. Establishing a reliance on predictable shellfish deposits, for example, could reduce mobility and facilitate complex social systems and symbolic behavior. Blombos Cave and Site 440 in Sudan both show evidence of fishing as well. Taphonomic change in fish skeletons from Blombos Cave have been interpreted as capture of live fish, clearly an intentional human behavior. Humans in North Africa (Nazlet Sabaha, Egypt) are known to have dabbled in chert mining, as early as ≈100,000 years ago, for the construction of stone tools.
Evidence was found in 2018, dating to about 320,000 years ago, at the Kenyan site of Olorgesailie, of the early emergence of modern behaviors including: long-distance trade networks (involving goods such as obsidian), the use of pigments, and the possible making of projectile points. It is observed by the authors of three 2018 studies on the site, that the evidence of these behaviors is approximately contemporary to the earliest known Homo sapiens fossil remains from Africa (such as at Jebel Irhoud and Florisbad), and they suggest that complex and modern behaviors began in Africa around the time of the emergence of Homo sapiens. In 2019, further evidence of early complex projectile weapons in Africa was found at Adouma, Ethiopia dated 80,000-100,000 years ago, in the form of points considered likely to belong to darts delivered by spear throwers.
Around 65–50,000 years ago, the species' expansion out of Africa launched the colonization of the planet by modern human beings. By 10,000 BC, Homo sapiens had spread to most corners of Afro-Eurasia. Their dispersals are traced by linguistic, cultural and genetic evidence. The earliest physical evidence of astronomical activity may be a lunar calendar found on the Ishango bone dated to between 23,000 and 18,000 BC from in what is now the Democratic Republic of the Congo. However, this interpretation of the object's purpose is disputed.
Scholars have argued that warfare was absent throughout much of humanity's prehistoric past, and that it emerged from more complex political systems as a result of sedentism, agricultural farming, etc. However, the findings at the site of Nataruk in Turkana County, Kenya, where the remains of 27 individuals who died as the result of an intentional attack by another group 10,000 years ago, suggest that inter-human conflict has a much longer history.
Emergence of agriculture and desertification of the Sahara
Around 16,000 BC, from the Red Sea Hills to the northern Ethiopian Highlands, nuts, grasses and tubers were being collected for food. By 13,000 to 11,000 BC, people began collecting wild grains. This spread to Western Asia, which domesticated its wild grains, wheat and barley. Between 10,000 and 8000 BC, Northeast Africa was cultivating wheat and barley and raising sheep and cattle from Southwest Asia. A wet climatic phase in Africa turned the Ethiopian Highlands into a mountain forest. Omotic speakers domesticated enset around 6500–5500 BC. Around 7000 BC, the settlers of the Ethiopian highlands domesticated donkeys, and by 4000 BC domesticated donkeys had spread to Southwest Asia. Cushitic speakers, partially turning away from cattle herding, domesticated teff and finger millet between 5500 and 3500 BC.
During the 11th millennium BP, pottery was independently invented in Africa, with the earliest pottery there dating to about 9,400 BC from central Mali. It soon spread throughout the southern Sahara and Sahel. In the steppes and savannahs of the Sahara and Sahel in Northern West Africa, the Nilo-Saharan speakers and Mandé peoples started to collect and domesticate wild millet, African rice and sorghum between 8000 and 6000 BC. Later, gourds, watermelons, castor beans, and cotton were also collected and domesticated. The people started capturing wild cattle and holding them in circular thorn hedges, resulting in domestication. They also started making pottery and built stone settlements (e.g., Tichitt, Oualata). Fishing, using bone-tipped harpoons, became a major activity in the numerous streams and lakes formed from the increased rains. Mande peoples have been credited with the independent development of agriculture about 3000–4000 BC.
In West Africa, the wet phase ushered in an expanding rainforest and wooded savanna from Senegal to Cameroon. Between 9000 and 5000 BC, Niger–Congo speakers domesticated the oil palm and raffia palm. Two seed plants, black-eyed peas and voandzeia (African groundnuts), were domesticated, followed by okra and kola nuts. Since most of the plants grew in the forest, the Niger–Congo speakers invented polished stone axes for clearing forest.
Most of Southern Africa was occupied by pygmy peoples and Khoisan who engaged in hunting and gathering. Some of the oldest rock art was produced by them.
For several hundred thousand years the Sahara has alternated between desert and savanna grassland in a 41,000 year cycle caused by changes ("precession") in the Earth's axis as it rotates around the sun which change the location of the North African Monsoon. When the North African monsoon is at its strongest annual precipitation and subsequent vegetation in the Sahara region increase, resulting in conditions commonly referred to as the "green Sahara". For a relatively weak North African monsoon, the opposite is true, with decreased annual precipitation and less vegetation resulting in a phase of the Sahara climate cycle known as the "desert Sahara". The Sahara has been a desert for several thousand years, and is expected to become green again in about 15,000 years time (17,000 AD).
Just prior to Saharan desertification, the communities that developed south of Egypt, in what is now Sudan, were full participants in the Neolithic revolution and lived a settled to semi-nomadic lifestyle, with domesticated plants and animals. It has been suggested that megaliths found at Nabta Playa are examples of the world's first known archaeoastronomical devices, predating Stonehenge by some 1,000 years. The sociocultural complexity observed at Nabta Playa and expressed by different levels of authority within the society there has been suggested as forming the basis for the structure of both the Neolithic society at Nabta and the Old Kingdom of Egypt. By 5000 BC, Africa entered a dry phase, and the climate of the Sahara region gradually became drier. The population trekked out of the Sahara region in all directions, including towards the Nile Valley below the Second Cataract, where they made permanent or semipermanent settlements. A major climatic recession occurred, lessening the heavy and persistent rains in Central and Eastern Africa.
Central Africa
Archaeological findings in Central Africa have been discovered dating back to over 100,000 years. Extensive walled sites and settlements have recently been found in Zilum, Chad approximately southwest of Lake Chad dating to the first millennium BC.
Trade and improved agricultural techniques supported more sophisticated societies, leading to the early civilizations of Sao, Kanem, Bornu, Shilluk, Baguirmi, and Wadai.
Around 1,000 BC, Bantu migrants had reached the Great Lakes Region in Central Africa. Halfway through the first millennium BC, the Bantu had also settled as far south as what is now Angola.
Metallurgy
Evidence of the early smelting of metals lead, copper, and bronze dates from the fourth millennium BC.
Egyptians smelted copper during the predynastic period, and bronze came into use after 3,000 BC at the latest in Egypt and Nubia. Nubia became a major source of copper as well as of gold. The use of gold and silver in Egypt dates back to the predynastic period.
In the Aïr Mountains of present-day Niger people smelted copper independently of developments in the Nile valley between 3,000 and 2,500 BC. They used a process unique to the region, suggesting that the technology was not brought in from outside; it became more mature by about 1,500 BC.
By the 1st millennium BC iron working had reached Northwestern Africa, Egypt, and Nubia. Zangato and Holl document evidence of iron-smelting in the Central African Republic and Cameroon that may date back to 3,000 to 2,500 BC. Assyrians using iron weapons pushed Nubians out of Egypt in 670 BC, after which the use of iron became widespread in the Nile valley.
The theory that iron spread to Sub-Saharan Africa via the Nubian city of Meroe is no longer widely accepted, and some researchers believe that sub-Saharan Africans invented iron metallurgy independently. Metalworking in West Africa has been dated as early as 2,500 BC at Egaro west of the Termit in Niger, and iron working was practiced there by 1,500 BC. Iron smelting has been dated to 2,000 BC in southeast Nigeria. Central Africa provides possible evidence of iron working as early as the 3rd millennium BC. Iron smelting developed in the area between Lake Chad and the African Great Lakes between 1,000 and 600 BC, and in West Africa around 2,000 BC, long before the technology reached Egypt. Before 500 BC, the Nok culture in the Jos Plateau was already smelting iron. Archaeological sites containing iron-smelting furnaces and slag have been excavated at sites in the Nsukka region of southeast Nigeria in Igboland: dating to 2,000 BC at the site of Lejja (Eze-Uzomaka 2009) and to 750 BC and at the site of Opi (Holl 2009). The site of Gbabiri (in the Central African Republic) has also yielded evidence of iron metallurgy, from a reduction furnace and blacksmith workshop; with earliest dates of 896-773 BC and 907-796 BC respectively.
Antiquity
The ancient history of North Africa is inextricably linked to that of the Ancient Near East. This is particularly true of Ancient Egypt and Nubia. In the Horn of Africa the Kingdom of Aksum ruled modern-day Eritrea, northern Ethiopia and the coastal area of the western part of the Arabian Peninsula. The Ancient Egyptians established ties with the Land of Punt in 2,350 BC. Punt was a trade partner of Ancient Egypt and it is believed that it was located in modern-day Somalia, Djibouti or Eritrea. Phoenician cities such as Carthage were part of the Mediterranean Iron Age and classical antiquity. Sub-Saharan Africa developed more or less independently in those times.
Ancient Egypt
After the desertification of the Sahara, settlement became concentrated in the Nile Valley, where numerous sacral chiefdoms appeared. The regions with the largest population pressure were in the Nile Delta region of Lower Egypt, in Upper Egypt, and also along the second and third cataracts of the Dongola Reach of the Nile in Nubia. This population pressure and growth was brought about by the cultivation of southwest Asian crops, including wheat and barley, and the raising of sheep, goats, and cattle. Population growth led to competition for farm land and the need to regulate farming. Regulation was established by the formation of bureaucracies among sacral chiefdoms. The first and most powerful of the chiefdoms was Ta-Seti, founded around 3,500 BC. The idea of sacral chiefdom spread throughout Upper and Lower Egypt.
Later consolidation of the chiefdoms into broader political entities began to occur in Upper and Lower Egypt, culminating into the unification of Egypt into one political entity by Narmer (Menes) in 3,100 BC. Instead of being viewed as a sacral chief, he became a divine king. The henotheism, or worship of a single god within a polytheistic system, practiced in the sacral chiefdoms along Upper and Lower Egypt, became the polytheistic Ancient Egyptian religion. Bureaucracies became more centralized under the pharaohs, run by viziers, governors, tax collectors, generals, artists, and technicians. They engaged in tax collecting, organizing of labor for major public works, and building irrigation systems, pyramids, temples, and canals. During the Fourth Dynasty (2,620–2,480 BC), long-distance trade was developed, with the Levant for timber, with Nubia for gold and skins, with Punt for frankincense, and also with the western Libyan territories. For most of the Old Kingdom, Egypt developed her fundamental systems, institutions and culture, always through the central bureaucracy and by the divinity of the Pharaoh.
After the fourth millennium BC, Egypt started to extend direct military and political control over her southern and western neighbors. By 2,200 BC, the Old Kingdom's stability was undermined by rivalry among the governors of the nomes who challenged the power of pharaohs and by invasions of Asiatics into the Nile Delta. The First Intermediate Period had begun, a time of political division and uncertainty.
Middle Kingdom of Egypt arose when Mentuhotep II of Eleventh Dynasty unified Egypt once again between 2041 and 2016 BC beginning with his conquering of Tenth Dynasty in 2041 BC. Pyramid building resumed, long-distance trade re-emerged, and the center of power moved from Memphis to Thebes. Connections with the southern regions of Kush, Wawat and Irthet at the second cataract were made stronger. Then came the Second Intermediate Period, with the invasion of the Hyksos on horse-drawn chariots and utilizing bronze weapons, a technology heretofore unseen in Egypt. Horse-drawn chariots soon spread to the west in the inhabitable Sahara and North Africa. The Hyksos failed to hold on to their Egyptian territories and were absorbed by Egyptian society. This eventually led to one of Egypt's most powerful phases, the New Kingdom (1,580–1,080 BC), with the Eighteenth Dynasty. Egypt became a superpower controlling Nubia and Judea while exerting political influence on the Libyans to the West and on the Mediterranean.
As before, the New Kingdom ended with invasion from the west by Libyan princes, leading to the Third Intermediate Period. Beginning with Shoshenq I, the Twenty-second Dynasty was established. It ruled for two centuries.
To the south, Nubian independence and strength was being reasserted. This reassertion led to the conquest of Egypt by Nubia, begun by Kashta and completed by Piye (Pianhky, 751–730 BC) and Shabaka (716–695 BC). This was the birth of the Twenty-fifth Dynasty of Egypt. The Nubians tried to re-establish Egyptian traditions and customs. They ruled Egypt for a hundred years. This was ended by an Assyrian invasion, with Taharqa experiencing the full might of Assyrian iron weapons. The Nubian pharaoh Tantamani was the last of the Twenty-fifth dynasty.
When the Assyrians and Nubians left, a new Twenty-sixth Dynasty emerged from Sais. It lasted until 525 BC, when Egypt was invaded by the Persians. Unlike the Assyrians, the Persians stayed. In 332, Egypt was conquered by Alexander the Great. This was the beginning of the Ptolemaic dynasty, which ended with Roman conquest in 30 BC. Pharaonic Egypt had come to an end.
Nubia
Around 3,500 BC, one of the first sacral kingdoms to arise in the Nile was Ta-Seti, located in northern Nubia. Ta-Seti was a powerful sacral kingdom in the Nile Valley at the 1st and 2nd cataracts that exerted an influence over nearby chiefdoms based on pictorial representation ruling over Upper Egypt. Ta-Seti traded as far as Syro-Palestine, as well as with Egypt. Ta-Seti exported gold, copper, ostrich feathers, ebony and ivory to the Old Kingdom. By the 32nd century BC, Ta-Seti was in decline. After the unification of Egypt by Narmer in 3,100 BC, Ta-Seti was invaded by the Pharaoh Hor-Aha of the First Dynasty, destroying the final remnants of the kingdom. Ta-Seti is affiliated with the A-Group Culture known to archaeology.
Small sacral kingdoms continued to dot the Nubian portion of the Nile for centuries after 3,000 BC. Around the latter part of the third millennium, there was further consolidation of the sacral kingdoms. Two kingdoms in particular emerged: the Sai kingdom, immediately south of Egypt, and the Kingdom of Kerma at the third cataract. Sometime around the 18th century BC, the Kingdom of Kerma conquered the Kingdom of Sai, becoming a serious rival to Egypt. Kerma occupied a territory from the first cataract to the confluence of the Blue Nile, White Nile, and Atbarah River. About 1,575 to 1,550 BC, during the latter part of the Seventeenth Dynasty, the Kingdom of Kerma invaded Egypt. The Kingdom of Kerma allied itself with the Hyksos invasion of Egypt.
Egypt eventually re-energized under the Eighteenth Dynasty and conquered the Kingdom of Kerma or Kush, ruling it for almost 500 years. The Kushites were Egyptianized during this period. By 1100 BC, the Egyptians had withdrawn from Kush. The region regained independence and reasserted its culture. Kush built a new religion around Amun and made Napata its spiritual center. In 730 BC, the Kingdom of Kush invaded Egypt, taking over Thebes and beginning the Nubian Empire. The empire extended from Palestine to the confluence of the Blue Nile, the White Nile, and River Atbara.
In 664 BC, the Kushites were expelled from Egypt by iron-wielding Assyrians. Later, the administrative capital was moved from Napata to Meröe, developing a new Nubian culture. Initially, Meroites were highly Egyptianized, but they subsequently began to take on distinctive features. Nubia became a center of iron-making and cotton cloth manufacturing. Egyptian writing was replaced by the Meroitic alphabet. The lion god Apedemak was added to the Egyptian pantheon of gods. Trade links to the Red Sea increased, linking Nubia with Mediterranean Greece. Its architecture and art diversified, with pictures of lions, ostriches, giraffes, and elephants. Eventually, with the rise of Aksum, Nubia's trade links were broken and it suffered environmental degradation from the tree cutting required for iron production. In 350 AD, the Aksumite king Ezana brought Meröe to an end.
Carthage
The Egyptians referred to the people west of the Nile, ancestral to the Berbers, as Libyans. The Libyans were agriculturalists like the Mauri of Morocco and the Numidians of central and eastern Algeria and Tunis. They were also nomadic, having the horse, and occupied the arid pastures and desert, like the Gaetuli. Berber desert nomads were typically in conflict with Berber coastal agriculturalists.
The Phoenicians were Mediterranean seamen in constant search for valuable metals such as copper, gold, tin, and lead. They began to populate the North African coast with settlements—trading and mixing with the native Berber population. In 814 BC, Phoenicians from Tyre established the city of Carthage. By 600 BC, Carthage had become a major trading entity and power in the Mediterranean, largely through trade with tropical Africa. Carthage's prosperity fostered the growth of the Berber kingdoms, Numidia and Mauretania. Around 500 BC, Carthage provided a strong impetus for trade with Sub-Saharan Africa. Berber middlemen, who had maintained contacts with Sub-Saharan Africa since the desert had desiccated, utilized pack animals to transfer products from oasis to oasis. Danger lurked from the Garamantes of Fez, who raided caravans. Salt and metal goods were traded for gold, slaves, beads, and ivory.
The Carthaginians were rivals to the Greeks and Romans. Carthage fought the Punic Wars, three wars with Rome: the First Punic War (264 to 241 BC), over Sicily; the Second Punic War (218 to 201 BC), in which Hannibal invaded Europe; and the Third Punic War (149 to 146 BC). Carthage lost the first two wars, and in the third it was destroyed, becoming the Roman province of Africa, with the Berber Kingdom of Numidia assisting Rome. The Roman province of Africa became a major agricultural supplier of wheat, olives, and olive oil to imperial Rome via exorbitant taxation. Two centuries later, Rome brought the Berber kingdoms of Numidia and Mauretania under its authority. In the 420's AD, Vandals invaded North Africa and Rome lost her territories, subsequently the Berber kingdoms regained their independence.
Christianity gained a foothold in Africa at Alexandria in the 1st century AD and spread to Northwest Africa. By 313 AD, with the Edict of Milan, all of Roman North Africa was Christian. Egyptians adopted Monophysite Christianity and formed the independent Coptic Church. Berbers adopted Donatist Christianity. Both groups refused to accept the authority of the Roman Catholic Church.
Role of the Berbers
As Carthaginian power grew, its impact on the indigenous population increased dramatically. Berber civilization was already at a stage in which agriculture, manufacturing, trade, and political organization supported several states. Trade links between Carthage and the Berbers in the interior grew, but territorial expansion also resulted in the enslavement or military recruitment of some Berbers and in the extraction of tribute from others. By the early 4th century BC, Berbers formed one of the largest element, with Gauls, of the Carthaginian army.
In the Mercenary War (241-238 BC), a rebellion was instigated by mercenary soldiers of Carthage and African allies. Berber soldiers participated after being unpaid following the defeat of Carthage in the First Punic War. Berbers succeeded in obtaining control of much of Carthage's North African territory, and they minted coins bearing the name Libyan, used in Greek to describe natives of North Africa. The Carthaginian state declined because of successive defeats by the Romans in the Punic Wars; in 146 BC the city of Carthage was destroyed. As Carthaginian power waned, the influence of Berber leaders in the hinterland grew. By the 2nd century BC, several large but loosely administered Berber kingdoms had emerged. Two of them were established in Numidia, behind the coastal areas controlled by Carthage. West of Numidia lay Mauretania, which extended across the Moulouya River in Morocco to the Atlantic Ocean. The high point of Berber civilization, unequaled until the coming of the Almohads and Almoravid dynasty more than a millennium later, was reached during the reign of Masinissa in the 2nd century BC. After Masinissa's death in 148 BC, the Berber kingdoms were divided and reunited several times. Masinissa's line survived until 24 AD, when the remaining Berber territory was annexed to the Roman Empire.
Macrobia and the Barbari City States
Macrobia was an ancient kingdom situated in the Horn of Africa (Present day Somalia) it is mentioned in the 5th century BC. According to Herodotus' account, the Persian Emperor Cambyses II upon his conquest of Egypt (525 BC) sent ambassadors to Macrobia, bringing luxury gifts for the Macrobian king to entice his submission. The Macrobian ruler, who was elected based at least in part on stature, replied instead with a challenge for his Persian counterpart in the form of an unstrung bow: if the Persians could manage to string it, they would have the right to invade his country; but until then, they should thank the gods that the Macrobians never decided to invade their empire.
The Macrobians were a regional power reputed for their advanced architecture and gold wealth, which was so plentiful that they shackled their prisoners in golden chains.
After the collapse of Macrobia, several wealthy ancient city-states, such as Opone, Essina, Sarapion, Nikon, Malao, Damo and Mosylon near Cape Guardafui would emerge from the 1st millennium BC–500 AD to compete with the Sabaeans, Parthians and Axumites for the wealthy Indo-Greco-Roman trade and flourished along the Somali coast. They developed a lucrative trading network under a region collectively known in the Peripilus of the Erythraean Sea as Barbaria.
Roman North Africa
"Increases in urbanization and in the area under cultivation during Roman rule caused wholesale dislocations of the Berber society, forcing nomad tribes to settle or to move from their traditional rangelands. Sedentary tribes lost their autonomy and connection with the land. Berber opposition to the Roman presence was nearly constant. The Roman emperor Trajan established a frontier in the south by encircling the Aurès and Nemencha mountains and building a line of forts from Vescera (modern Biskra) to Ad Majores (Henchir Besseriani, southeast of Biskra). The defensive line extended at least as far as Castellum Dimmidi (modern Messaâd, southwest of Biskra), Roman Algeria's southernmost fort. Romans settled and developed the area around Sitifis (modern Sétif) in the 2nd century, but farther west the influence of Rome did not extend beyond the coast and principal military roads until much later."
The Roman military presence of North Africa remained relatively small, consisting of about 28,000 troops and auxiliaries in Numidia and the two Mauretanian provinces. Starting in the 2nd century AD, these garrisons were manned mostly by local inhabitants.
Aside from Carthage, urbanization in North Africa came in part with the establishment of settlements of veterans under the Roman emperors Claudius (reigned 41–54), Nerva (96–98), and Trajan (98–117). In Algeria such settlements included Tipasa, Cuicul or Curculum (modern Djemila, northeast of Sétif), Thamugadi (modern Timgad, southeast of Sétif), and Sitifis (modern Sétif). The prosperity of most towns depended on agriculture. Called the "granary of the empire", North Africa became one of the largest exporters of grain in the empire, shipping to the provinces which did not produce cereals, like Italy and Greece. Other crops included fruit, figs, grapes, and beans. By the 2nd century AD, olive oil rivaled cereals as an export item.
The beginnings of the Roman imperial decline seemed less serious in North Africa than elsewhere. However, uprisings did take place. In 238 AD, landowners rebelled unsuccessfully against imperial fiscal policies. Sporadic tribal revolts in the Mauretanian mountains followed from 253 to 288, during the Crisis of the Third Century. The towns also suffered economic difficulties, and building activity almost ceased.
The towns of Roman North Africa had a substantial Jewish population. Some Jews had been deported from Judea or Palestine in the 1st and 2nd centuries AD for rebelling against Roman rule; others had come earlier with Punic settlers. In addition, a number of Berber tribes had converted to Judaism.
Christianity arrived in the 2nd century and soon gained converts in the towns and among slaves. More than eighty bishops, some from distant frontier regions of Numidia, attended the Council of Carthage (256) in 256. By the end of the 4th century, the settled areas had become Christianized, and some Berber tribes had converted en masse.
A division in the church that came to be known as the Donatist heresy began in 313 among Christians in North Africa. The Donatists stressed the holiness of the church and refused to accept the authority to administer the sacraments of those who had surrendered the scriptures when they were forbidden under the Emperor Diocletian (reigned 284–305). The Donatists also opposed the involvement of Constantine the Great (reigned 306–337) in church affairs in contrast to the majority of Christians who welcomed official imperial recognition.
The occasionally violent Donatist controversy has been characterized as a struggle between opponents and supporters of the Roman system. The most articulate North African critic of the Donatist position, which came to be called a heresy, was Augustine, bishop of Hippo Regius. Augustine maintained that the unworthiness of a minister did not affect the validity of the sacraments because their true minister was Jesus Christ. In his sermons and books Augustine, who is considered a leading exponent of Christian dogma, evolved a theory of the right of orthodox Christian rulers to use force against schismatics and heretics. Although the dispute was resolved by a decision of an imperial commission in Carthage in 411, Donatist communities continued to exist as late as the 6th century.
A decline in trade weakened Roman control. Independent kingdoms emerged in mountainous and desert areas, towns were overrun, and Berbers, who had previously been pushed to the edges of the Roman Empire, returned.
During the Vandalic War, Belisarius, general of the Byzantine emperor Justinian I based in Constantinople, landed in North Africa in 533 with 16,000 men and within a year destroyed the Vandal Kingdom. Local opposition delayed full Byzantine control of the region for twelve years, however, and when imperial control came, it was but a shadow of the control exercised by Rome. Although an impressive series of fortifications were built, Byzantine rule was compromised by official corruption, incompetence, military weakness, and lack of concern in Constantinople for African affairs, which made it an easy target for the Arabs during the Early Muslim conquests. As a result, many rural areas reverted to Berber rule.
Aksum
The earliest state in Eritrea and northern Ethiopia, Dʿmt, dates from around the 8th and 7th centuries BC. D'mt traded through the Red Sea with Egypt and the Mediterranean, providing frankincense. By the 5th and 3rd centuries, D'mt had declined, and several successor states took its place. Later there was greater trade with South Arabia, mainly with the port of Saba. Adulis became an important commercial center in the Ethiopian Highlands. The interaction of the peoples in the two regions, the southern Arabia Sabaeans and the northern Ethiopians, resulted in the Ge'ez culture and language and eventual development of the Ge'ez script. Trade links increased and expanded from the Red Sea to the Mediterranean, with Egypt, Israel, Phoenicia, Greece, and Rome, to the Black Sea, and to Persia, India, and China. Aksum was known throughout those lands. By the 5th century BC, the region was very prosperous, exporting ivory, hippopotamus hides, gold dust, spices, and live elephants. It imported silver, gold, olive oil, and wine. Aksum manufactured glass crystal, brass, and copper for export. A powerful Aksum emerged, unifying parts of eastern Sudan, northern Ethiopia (Tigre), and Eritrea. Its kings built stone palatial buildings and were buried under megalithic monuments. By 300 AD, Aksum was minting its own coins in silver and gold.
In 331 AD, King Ezana (320–350 AD) was converted to Miaphysite Christianity which believes in one united divine-human nature of Christ, supposedly by Frumentius and Aedesius, who became stranded on the Red Sea coast. Some scholars believed the process was more complex and gradual than a simple conversion. Around 350, the time Ezana sacked Meroe, the Syrian monastic tradition took root within the Ethiopian church.
In the 6th century Aksum was powerful enough to add Saba on the Arabian peninsula to her empire. At the end of the 6th century, the Sasanian Empire pushed Aksum out of the peninsula. With the spread of Islam through Western Asia and Northern Africa, Aksum's trading networks in the Mediterranean faltered. The Red Sea trade diminished as it was diverted to the Persian Gulf and dominated by Arabs, causing Aksum to decline. By 800 AD, the capital was moved south into the interior highlands, and Aksum was much diminished.
West Africa
In the western Sahel the rise of settled communities occurred largely as a result of the domestication of millet and of sorghum. Archaeology points to sizable urban populations in West Africa beginning in the 2nd millennium BC. Symbiotic trade relations developed before the trans-Saharan trade, in response to the opportunities afforded by north–south diversity in ecosystems across deserts, grasslands, and forests. The agriculturists received salt from the desert nomads. The desert nomads acquired meat and other foods from pastoralists and farmers of the grasslands and from fishermen on the Niger River. The forest-dwellers provided furs and meat.
Dhar Tichitt and Oualata in present-day Mauritania figure prominently among the early urban centers, dated to 2,000 BC. About 500 stone settlements litter the region in the former savannah of the Sahara. Its inhabitants fished and grew millet. It has been found Augustin Holl that the Soninke of the Mandé peoples were likely responsible for constructing such settlements. Around 300 BC the region became more desiccated and the settlements began to decline, most likely relocating to Koumbi Saleh. Architectural evidence and the comparison of pottery styles suggest that Dhar Tichitt was related to the subsequent Ghana Empire. Djenné-Djenno (in present-day Mali) was settled around 300 BC, and the town grew to house a sizable Iron Age population, as evidenced by crowded cemeteries. Living structures were made of sun-dried mud. By 250 BC Djenné-Djenno had become a large, thriving market town. Towns similar to that at Djenne-Jeno also developed at the site of Dia, also in Mali along the Niger River, from around 900 BC.
Farther south, in central Nigeria, around 1,500 BC, the Nok culture developed in Jos Plateau. It was a highly centralized community. The Nok people produced lifelike representations in terracotta, including human heads and human figures, elephants, and other animals. By 500 BC they were smelting iron. By 200 AD the Nok culture had vanished. Based on stylistic similarities with the Nok terracottas, the bronze figurines of the Yoruba kingdom of Ife and those of the Bini kingdom of Benin are now believed to be continuations of the traditions of the earlier Nok culture.
Bantu expansion
The Bantu expansion involved a significant movement of people in African history and in the settling of the continent. People speaking Bantu languages (a branch of the Niger–Congo family) began in the second millennium BC to spread from Cameroon eastward to the Great Lakes region. In the first millennium BC, Bantu languages spread from the Great Lakes to southern and east Africa. One early movement headed south to the upper Zambezi valley in the 2nd century BC. Then Bantu-speakers pushed westward to the savannahs of present-day Angola and eastward into Malawi, Zambia, and Zimbabwe in the 1st century AD. The second thrust from the Great Lakes was eastward, 2,000 years ago, expanding to the Indian Ocean coast, Kenya and Tanzania. The eastern group eventually met the southern migrants from the Great Lakes in Malawi, Zambia, and Zimbabwe. Both groups continued southward, with eastern groups continuing to Mozambique and reaching Maputo in the 2nd century AD, and expanding as far as Durban.
By the later first millennium AD, the expansion had reached the Great Kei River in present-day South Africa. Sorghum, a major Bantu crop, could not thrive under the winter rainfall of Namibia and the western Cape. Khoisan people inhabited the remaining parts of southern Africa.
Medieval and Early Modern (6th to 18th centuries)
Sao civilization
The Sao civilization flourished from about the sixth century BC to as late as the 16th century AD in Central Africa. The Sao lived by the Chari River south of Lake Chad in territory that later became part of present-day Cameroon and Chad. They are the earliest people to have left clear traces of their presence in the territory of modern Cameroon. Today, several ethnic groups of northern Cameroon and southern Chad – but particularly the Sara people – claim descent from the civilization of the Sao. Sao artifacts show that they were skilled workers in bronze, copper, and iron. Finds include bronze sculptures and terracotta statues of human and animal figures, coins, funerary urns, household utensils, jewelry, highly decorated pottery, and spears. The largest Sao archaeological finds have occurred south of Lake Chad.
Kanem Empire
The Kanem Empire was centered in the Chad Basin. It was known as the Kanem Empire from the 9th century AD onward and lasted as the independent kingdom of Bornu until 1893. At its height it encompassed an area covering not only much of Chad, but also parts of modern southern Libya, eastern Niger, northeastern Nigeria, northern Cameroon, parts of South Sudan and the Central African Republic. The history of the Empire is mainly known from the Royal Chronicle or Girgam discovered in 1851 by the German traveller Heinrich Barth. Kanem rose in the 8th century in the region to the north and east of Lake Chad. The Kanem empire went into decline, shrank, and in the 14th century was defeated by Bilala invaders from the Lake Fitri region.
Around the 9th century AD, the central Sudanic Empire of Kanem, with its capital at Njimi, was founded by the Kanuri-speaking nomads. Kanem arose by engaging in the trans-Saharan trade. It exchanged slaves captured by raiding the south for horses from North Africa, which in turn aided in the acquisition of slaves. By the late 11th century, the Islamic Sayfawa (Saifawa) dynasty was founded by Humai (Hummay) ibn Salamna. The Sayfawa Dynasty ruled for 771 years, making it one of the longest-lasting dynasties in human history. In addition to trade, taxation of local farms around Kanem became a source of state income. Kanem reached its peak under Mai (king) Dunama Dibalemi ibn Salma (1210–1248). The empire reportedly was able to field 40,000 cavalry, and it extended from Fezzan in the north to the Sao state in the south. Islam became firmly entrenched in the empire. Pilgrimages to Mecca were common; Cairo had hostels set aside specifically for pilgrims from Kanem.
Bornu Empire
The Kanuri people led by the Sayfuwa migrated to the west and south of the lake, where they established the Bornu Empire. By the late 16th century the Bornu empire had expanded and recaptured the parts of Kanem that had been conquered by the Bulala. Satellite states of Bornu included the Damagaram in the west and Baguirmi to the southeast of Lake Chad.
Around 1400, the Sayfawa Dynasty moved its capital to Bornu, a tributary state southwest of Lake Chad with a new capital Birni Ngarzagamu. Overgrazing had caused the pastures of Kanem to become too dry. In addition, political rivalry from the Bilala clan was becoming intense. Moving to Bornu better situated the empire to exploit the trans-Saharan trade and to widen its network in that trade. Links to the Hausa states were also established, providing horses and salt from Bilma for Bonoman gold. Mai Ali Gazi ibn Dunama (c. 1475 – 1503) defeated the Bilala, reestablishing complete control of Kanem. During the early 16th century, the Sayfawa Dynasty solidified its hold on the Bornu population after much rebellion. In the latter half of the 16th century, Mai Idris Alooma modernized its military, in contrast to the Songhai Empire. Turkish mercenaries were used to train the military. The Sayfawa Dynasty were the first monarchs south of the Sahara to import firearms. The empire controlled all of the Sahel from the borders of Darfur in the east to Hausaland to the west. Friendly relationship was established with the Ottoman Empire via Tripoli. The Mai exchanged gifts with the Ottoman sultan.
During the 17th and 18th centuries, not much is known about Bornu. During the 18th century, it became a center of Islamic learning. However, Bornu's army became outdated by not importing new arms, and Kamembu had also begun its decline. The power of the mai was undermined by droughts and famine that were becoming more intense, internal rebellion in the pastoralist north, growing Hausa power, and the importation of firearms which made warfare more bloody. By 1841, the last mai was deposed, bringing to an end the long-lived Sayfawa Dynasty. In its place, the al-Kanemi dynasty of the shehu rose to power.
Shilluk Kingdom
The Shilluk Kingdom was centered in South Sudan from the 15th century from along a strip of land along the western bank of the White Nile, from Lake No to about 12° north latitude. The capital and royal residence was in the town of Fashoda. The kingdom was founded during the mid-15th century AD by its first ruler, Nyikang. During the 19th century, the Shilluk Kingdom faced decline following military assaults from the Ottoman Empire and later British and Sudanese colonization in Anglo-Egyptian Sudan.
Baguirmi Kingdom
The Kingdom of Baguirmi existed as an independent state during the 16th and 17th centuries southeast of Lake Chad in what is now the country of Chad. Baguirmi emerged to the southeast of the Kanem–Bornu Empire. The kingdom's first ruler was Mbang Birni Besse. Later in his reign, the Bornu Empire conquered and made the state a tributary.
Wadai Empire
The Wadai Empire was centered on Chad and the Central African Republic from the 17th century. The Tunjur people founded the Wadai Kingdom to the east of Bornu in the 16th century. In the 17th century there was a revolt of the Maba people who established a Muslim dynasty.
At first Wadai paid tribute to Bornu and Durfur, but by the 18th century Wadai was fully independent and had become an aggressor against its neighbors.To the west of Bornu, by the 15th century the Kingdom of Kano had become the most powerful of the Hausa Kingdoms, in an unstable truce with the Kingdom of Katsina to the north. Both were absorbed into the Sokoto Caliphate during the Fulani Jihad of 1805, which threatened Bornu itself.
Luba Empire
Sometime between 1300 and 1400 AD, Kongolo Mwamba (Nkongolo) from the Balopwe clan unified the various Luba peoples, near Lake Kisale. He founded the Kongolo Dynasty, which was later ousted by Kalala Ilunga. Kalala expanded the kingdom west of Lake Kisale. A new centralized political system of spiritual kings () with a court council of head governors and sub-heads all the way to village heads. The was the direct communicator with the ancestral spirits and chosen by them. Conquered states were integrated into the system and represented in the court, with their titles. The authority of the resided in his spiritual power rather than his military authority. The army was relatively small. The Luba was able to control regional trade and collect tribute for redistribution. Numerous offshoot states were formed with founders claiming descent from the Luba. The Luba political system spread throughout Central Africa, southern Uganda, Rwanda, Burundi, Malawi, Zambia, Zimbabwe, and the western Congo. Two major empires claiming Luba descent were the Lunda Empire and Maravi Empire. The Bemba people and Basimba people of northern Zambia were descended from Luba migrants who arrived in Zambia during the 17th century.
Lunda Empire
In the 1450s, a Luba from the royal family Ilunga Tshibinda married Lunda queen Rweej and united all Lunda peoples. Their son Luseeng expanded the kingdom. His son Naweej expanded the empire further and is known as the first Lunda emperor, with the title (, ), the Lord of Vipers. The Luba political system was retained, and conquered peoples were integrated into the system. The assigned a or (royal adviser) and tax collector to each state conquered.
Numerous states claimed descent from the Lunda. The Imbangala of inland Angola claimed descent from a founder, Kinguri, brother of Queen Rweej, who could not tolerate the rule of Tshibunda. Kinguri became the title of kings of states founded by Queen Rweej's brother. The Luena (Lwena) and Lozi (Luyani) in Zambia also claim descent from Kinguri. During the 17th century, a Lunda chief and warrior called Mwata Kazembe set up an Eastern Lunda kingdom in the valley of the Luapula River. The Lunda's western expansion also saw claims of descent by the Yaka and the Pende. The Lunda linked Central Africa with the western coast trade. The kingdom of Lunda came to an end in the 19th century when it was invaded by the Chokwe, who were armed with guns.
Kingdom of Kongo
By the 15th century AD, the farming Bakongo people (ba being the plural prefix) were unified as the Kingdom of Kongo under a ruler called the manikongo, residing in the fertile Pool Malebo area on the lower Congo River. The capital was M'banza-Kongo. With superior organization, they were able to conquer their neighbors and extract tribute. They were experts in metalwork, pottery, and weaving raffia cloth. They stimulated interregional trade via a tribute system controlled by the manikongo. Later, maize (corn) and cassava (manioc) would be introduced to the region via trade with the Portuguese at their ports at Luanda and Benguela. The maize and cassava would result in population growth in the region and other parts of Africa, replacing millet as a main staple.
By the 16th century, the manikongo held authority from the Atlantic in the west to the Kwango River in the east. Each territory was assigned a mani-mpembe (provincial governor) by the manikongo. In 1506, Afonso I (1506–1542), a Christian, took over the throne. Slave trading increased with Afonso's wars of conquest. About 1568 to 1569, the Jaga invaded Kongo, laying waste to the kingdom and forcing the manikongo into exile. In 1574, Manikongo Álvaro I was reinstated with the help of Portuguese mercenaries. During the latter part of the 1660s, the Portuguese tried to gain control of Kongo. Manikongo António I (1661–1665), with a Kongolese army of 5,000, was destroyed by an army of Afro-Portuguese at the Battle of Mbwila. The empire dissolved into petty polities, fighting among each other for war captives to sell into slavery.
Kongo gained captives from the Kingdom of Ndongo in wars of conquest. Ndongo was ruled by the ngola. Ndongo would also engage in slave trading with the Portuguese, with São Tomé being a transit point to Brazil. The kingdom was not as welcoming as Kongo; it viewed the Portuguese with great suspicion and as an enemy. The Portuguese in the latter part of the 16th century tried to gain control of Ndongo but were defeated by the Mbundu. Ndongo experienced depopulation from slave raiding. The leaders established another state at Matamba, affiliated with Queen Nzinga, who put up a strong resistance to the Portuguese until coming to terms with them. The Portuguese settled along the coast as trade dealers, not venturing on conquest of the interior. Slavery wreaked havoc in the interior, with states initiating wars of conquest for captives. The Imbangala formed the slave-raiding state of Kasanje, a major source of slaves during the 17th and 18th centuries.
Horn of Africa
Somalia
The birth of Islam opposite Somalia's Red Sea coast meant that Somali merchants and sailors living on the Arabian Peninsula gradually came under the influence of the new religion through their converted Arab Muslim trading partners. With the migration of Muslim families from the Islamic world to Somalia in the early centuries of Islam, and the peaceful conversion of the Somali population by Somali Muslim scholars in the following centuries, the ancient city-states eventually transformed into Islamic Mogadishu, Berbera, Zeila, Barawa and Merka, which were part of the Berber (the medieval Arab term for the ancestors of the modern Somalis) civilization. The city of Mogadishu came to be known as the City of Islam and controlled the East African gold trade for several centuries.
During this period, sultanates such as the Ajuran Empire and the Sultanate of Mogadishu, and republics like Barawa, Merca and Hobyo and their respective ports flourished and had a lucrative foreign commerce with ships sailing to and coming from Arabia, India, Venice, Persia, Egypt, Portugal and as far away as China. Vasco da Gama, who passed by Mogadishu in the 15th century, noted that it was a large city with houses four or five stories high and big palaces in its centre, in addition to many mosques with cylindrical minarets.
In the 16th century, Duarte Barbosa noted that many ships from the Kingdom of Cambaya in modern-day India sailed to Mogadishu with cloth and spices, for which they in return received gold, wax, and ivory. Barbosa also highlighted the abundance of meat, wheat, barley, horses, and fruit in the coastal markets, which generated enormous wealth for the merchants. Mogadishu, the center of a thriving weaving industry known as toob benadir (specialized for the markets in Egypt and Syria), together with Merca and Barawa, served as a transit stop for Swahili merchants from Mombasa and Malindi and for the gold trade from Kilwa. Jewish merchants from the Strait of Hormuz brought their Indian textiles and fruit to the Somali coast to exchange for grain and wood.
Trading relations were established with Malacca in the 15th century, with cloth, ambergris, and porcelain being the main commodities of the trade. Giraffes, zebras, and incense were exported to the Ming Empire of China, which established Somali merchants as leaders in the commerce between the Asia and Africa and influenced the Chinese language with borrowings from the Somali language in the process. Hindu merchants from Surat and southeast African merchants from Pate, seeking to bypass both the Portuguese blockade and Omani meddling, used the Somali ports of Merca and Barawa (which were out of the two powers' jurisdiction) to conduct their trade in safety and without any problems.
Ethiopia
The Zagwe dynasty ruled many parts of modern Ethiopia and Eritrea from approximately 1137 to 1270. The name of the dynasty comes from the Cushitic speaking Agaw of northern Ethiopia. From 1270 AD and on for many centuries, the Solomonic dynasty ruled the Ethiopian Empire.
In the early 15th century Ethiopia sought to make diplomatic contact with European kingdoms for the first time since Aksumite times. A letter from King Henry IV of England to the Emperor of Abyssinia survives. In 1428, the Emperor Yeshaq I sent two emissaries to Alfonso V of Aragon, who sent return emissaries who failed to complete the return trip.
The first continuous relations with a European country began in 1508 with the Kingdom of Portugal under Emperor Lebna Dengel, who had just inherited the throne from his father. This proved to be an important development, for when the empire was subjected to the attacks of the Adal general and imam, Ahmad ibn Ibrahim al-Ghazi (called "Grañ", or "the Left-handed"), Portugal assisted the Ethiopian emperor by sending weapons and four hundred men, who helped his son Gelawdewos defeat Ahmad and re-establish his rule. This Abyssinian–Adal War was also one of the first proxy wars in the region as the Ottoman Empire, and Portugal took sides in the conflict.
When Emperor Susenyos converted to Roman Catholicism in 1624, years of revolt and civil unrest followed resulting in thousands of deaths. The Jesuit missionaries had offended the Orthodox faith of the local Ethiopians, and on June 25, 1632, Susenyos's son, Emperor Fasilides, declared the state religion to again be Ethiopian Orthodox Christianity and expelled the Jesuit missionaries and other Europeans.
North Africa
Maghreb
By 711 AD, the Umayyad Caliphate had conquered all of North Africa. By the 10th century, the majority of the population of North Africa was Muslim.
By the 9th century AD, the unity brought about by the Islamic conquest of North Africa and the expansion of Islamic culture came to an end. Conflict arose as to who should be the successor of the prophet. The Umayyads had initially taken control of the Caliphate, with their capital at Damascus. Later, the Abbasids had taken control, moving the capital to Baghdad. The Berber people, being independent in spirit and hostile to outside interference in their affairs and to Arab exclusivity in orthodox Islam, adopted Shi'ite and Kharijite Islam, both considered unorthodox and hostile to the authority of the Abbasid Caliphate. Numerous Kharijite kingdoms came and fell during the 8th and 9th centuries, asserting their independence from Baghdad. In the early 10th century, Shi'ite groups from Syria, claiming descent from Muhammad's daughter Fatimah, founded the Fatimid Dynasty in the Maghreb. By 950, they had conquered all of the Maghreb and by 969 all of Egypt. They had immediately broken away from Baghdad.
In an attempt to bring about a purer form of Islam among the Sanhaja Berbers, Abdallah ibn Yasin founded the Almoravid movement in present-day Mauritania and Western Sahara. The Sanhaja Berbers, like the Soninke, practiced an indigenous religion alongside Islam. Abdallah ibn Yasin found ready converts in the Lamtuna Sanhaja, who were dominated by the Soninke in the south and the Zenata Berbers in the north. By the 1040s, all of the Lamtuna was converted to the Almoravid movement. With the help of Yahya ibn Umar and his brother Abu Bakr ibn Umar, the sons of the Lamtuna chief, the Almoravids created an empire extending from the Sahel to the Mediterranean. After the death of Abdallah ibn Yassin and Yahya ibn Umar, Abu Bakr split the empire in half, between himself and Yusuf ibn Tashfin, because it was too big to be ruled by one individual. Abu Bakr took the south to continue fighting the Soninke, and Yusuf ibn Tashfin took the north, expanding it to southern Spain. The death of Abu Bakr in 1087 saw a breakdown of unity and increase military dissension in the south. This caused a re-expansion of the Soninke. The Almoravids were once held responsible for bringing down the Ghana Empire in 1076, but this view is no longer credited.
During the 10th through 13th centuries, there was a large-scale movement of bedouins out of the Arabian Peninsula. About 1050, a quarter of a million Arab nomads from Egypt moved into the Maghreb. Those following the northern coast were referred to as Banu Hilal. Those going south of the Atlas Mountains were the Banu Sulaym. This movement spread the use of the Arabic language and hastened the decline of the Berber language and the Arabisation of North Africa. Later an Arabised Berber group, the Hawwara, went south to Nubia via Egypt.
In the 1140s, Abd al-Mu'min declared jihad on the Almoravids, charging them with decadence and corruption. He united the northern Berbers against the Almoravids, overthrowing them and forming the Almohad Empire. During this period, the Maghreb became thoroughly Islamised and saw the spread of literacy, the development of algebra, and the use of the number zero and decimals. By the 13th century, the Almohad states had split into three rival states. Muslim states were largely extinguished in the Iberian Peninsula by the Christian kingdoms of Castile, Aragon, and Portugal. Around 1415, Portugal engaged in a reconquista of North Africa by capturing Ceuta, and in later centuries Spain and Portugal acquired other ports on the North African coast. In 1492, at the end of the Granada War, Spain defeated Muslims in the Emirate of Granada, effectively ending eight centuries of Muslim domination in southern Iberia.
. The pashas of Tripoli traded horses, firearms, and armor via Fez with the sultans of the Bornu Empire for slaves.
In the 16th century, an Arab nomad tribe that claimed descent from Muhammad's daughter, the Saadis, conquered and united Morocco. They prevented the Ottoman Empire from reaching to the Atlantic and expelled Portugal from Morocco's western coast. Ahmad al-Mansur brought the state to the height of its power. He invaded Songhay in 1591, to control the gold trade, which had been diverted to the western coast of Africa for European ships and to the east, to Tunis. Morocco's hold on Songhay diminished in the 17th century. In 1603, after Ahmad's death, the kingdom split into the two sultanates of Fes and Marrakesh. Later it was reunited by Moulay al-Rashid, founder of the Alaouite Dynasty (1672–1727). His brother and successor, Ismail ibn Sharif (1672–1727), strengthened the unity of the country by importing slaves from the Sudan to build up the military.
Nile Valley
Egypt
In 642 AD, the Rashidun Caliphate conquered Byzantine Egypt.
Egypt under the Fatimid Caliphate was prosperous. Dams and canals were repaired, and wheat, barley, flax, and cotton production increased. Egypt became a major producer of linen and cotton cloth. Its Mediterranean and Red Sea trade increased. Egypt also minted a gold currency called the Fatimid dinar, which was used for international trade. The bulk of revenues came from taxing the fellahin (peasant farmers), and taxes were high. Tax collecting was leased to Berber overlords, who were soldiers who had taken part in the Fatimid conquest in 969 AD. The overlords paid a share to the caliphs and retained what was left. Eventually, they became landlords and constituted a settled land aristocracy.
To fill the military ranks, Mamluk Turkish slave cavalry and Sudanese slave infantry were used. Berber freemen were also recruited. In the 1150s, tax revenues from farms diminished. The soldiers revolted and wreaked havoc in the countryside, slowed trade, and diminished the power and authority of the Fatimid caliphs.
During the 1160s, Fatimid Egypt came under threat from European crusaders. Out of this threat, a Kurdish general named Ṣalāḥ ad-Dīn Yūsuf ibn Ayyūb (Saladin), with a small band of professional soldiers, emerged as an outstanding Muslim defender. Saladin defeated the Christian crusaders at Egypt's borders and recaptured Jerusalem in 1187. On the death of Al-Adid, the last Fatimid caliph, in 1171, Saladin became the ruler of Egypt, ushering in the Ayyubid Dynasty. Under his rule, Egypt returned to Sunni Islam, Cairo became an important center of Arab Islamic learning, and Mamluk slaves were increasingly recruited from Turkey and southern Russia for military service. Support for the military was tied to the iqta, a form of land taxation in which soldiers were given ownership in return for military service.
Over time, Mamluk slave soldiers became a very powerful landed aristocracy, to the point of getting rid of the Ayyubid dynasty in 1250 and establishing a Mamluk dynasty. The more powerful Mamluks were referred to as amirs. For 250 years, Mamluks controlled all of Egypt under a military dictatorship. Egypt extended her territories to Syria and Palestine, thwarted the crusaders, and halted a Mongol invasion in 1260 at the Battle of Ain Jalut. Mamluk Egypt came to be viewed as a protector of Islam, and of Medina and Mecca. Eventually the iqta system declined and proved unreliable for providing an adequate military. The Mamluks started viewing their iqta as hereditary and became attuned to urban living. Farm production declined, and dams and canals lapsed into disrepair. Mamluk military skill and technology did not keep pace with new technology of handguns and cannons.
With the rise of the Ottoman Empire, Egypt was easily defeated. In 1517, at the end of an Ottoman–Mamluk War, Egypt became part of the Ottoman Empire. The Istanbul government revived the iqta system. Trade was reestablished in the Red Sea, but it could not completely connect with the Indian Ocean trade because of growing Portuguese presence. During the 17th and 18th centuries, hereditary Mamluks regained power. The leading Mamluks were referred to as beys. Pashas, or viceroys, represented the Istanbul government in name only, operating independently. During the 18th century, dynasties of pashas became established. The government was weak and corrupt.
In 1798, Napoleon invaded Egypt. The local forces had little ability to resist the French conquest. However, the British Empire and the Ottoman Empire were able to remove French occupation in 1801. These events marked the beginning of a 19th-century Anglo-Franco rivalry over Egypt.
Sudan
Christian and Islamic Nubia
After Ezana of Aksum sacked Meroe, people associated with the site of Ballana moved into Nubia from the southwest and founded three kingdoms: Makuria, Nobatia, and Alodia. They would rule for 200 years. Makuria was above the third cataract, along the Dongola Reach with its capital at Dongola. Nobadia was to the north with its capital at Faras, and Alodia was to the south with its capital at Soba. Makuria eventually absorbed Nobadia. The people of the region converted to Monophysite Christianity around 500 to 600 CE. The church initially started writing in Coptic, then in Greek, and finally in Old Nubian, a Nilo-Saharan language. The church was aligned with the Egyptian Coptic Church.
By 641, Egypt was conquered by the Rashidun Caliphate. This effectively blocked Christian Nubia and Aksum from Mediterranean Christendom. In 651–652, Arabs from Egypt invaded Christian Nubia. Nubian archers soundly defeated the invaders. The Baqt (or Bakt) Treaty was drawn, recognizing Christian Nubia and regulating trade. The treaty controlled relations between Christian Nubia and Islamic Egypt for almost six hundred years.
By the 13th century, Christian Nubia began its decline. The authority of the monarchy was diminished by the church and nobility. Arab bedouin tribes began to infiltrate Nubia, causing further havoc. Fakirs (holy men) practicing Sufism introduced Islam into Nubia. By 1366, Nubia had become divided into petty fiefdoms when it was invaded by Mamluks. During the 15th century, Nubia was open to Arab immigration. Arab nomads intermingled with the population and introduced the Arab culture and the Arabic language. By the 16th century, Makuria and Nobadia had been Islamized. During the 16th century, Abdallah Jamma headed an Arab confederation that destroyed Soba, capital of Alodia, the last holdout of Christian Nubia. Later Alodia would fall under the Funj Sultanate.
During the 15th century, Funj herders migrated north to Alodia and occupied it. Between 1504 and 1505, the kingdom expanded, reaching its peak and establishing its capital at Sennar under Badi II Abu Daqn (c. 1644 – 1680). By the end of the 16th century, the Funj had converted to Islam. They pushed their empire westward to Kordofan. They expanded eastward, but were halted by Ethiopia. They controlled Nubia down to the 3rd Cataract. The economy depended on captured enemies to fill the army and on merchants travelling through Sennar. Under Badi IV (1724–1762), the army turned on the king, making him nothing but a figurehead. In 1821, the Funj were conquered by Muhammad Ali (1805–1849), Pasha of Egypt.
Southern Africa
Settlements of Bantu-speaking peoples who were iron-using agriculturists and herdsmen were long already well established south of the Limpopo River by the 4th century CE, displacing and absorbing the original Khoisan speakers. They slowly moved south, and the earliest ironworks in modern-day KwaZulu-Natal Province are believed to date from around 1050. The southernmost group was the Xhosa people, whose language incorporates certain linguistic traits from the earlier Khoi-San people, reaching the Great Fish River in today's Eastern Cape Province.
Great Zimbabwe and Mapungubwe
The Kingdom of Mapungubwe was the first state in Southern Africa, with its capital at Mapungubwe. The state arose in the 12th century CE. Its wealth came from controlling the trade in ivory from the Limpopo Valley, copper from the mountains of northern Transvaal, and gold from the Zimbabwe Plateau between the Limpopo and Zambezi rivers, with the Swahili merchants at Chibuene. By the mid-13th century, Mapungubwe was abandoned.
After the decline of Mapungubwe, Great Zimbabwe rose on the Zimbabwe Plateau. Zimbabwe means stone building. Great Zimbabwe was the first city in Southern Africa and was the center of an empire, consolidating lesser Shona polities. Stone building was inherited from Mapungubwe. These building techniques were enhanced and came into maturity at Great Zimbabwe, represented by the wall of the Great Enclosure. The dry-stack stone masonry technology was also used to build smaller compounds in the area. Great Zimbabwe flourished by trading with Swahili Kilwa and Sofala. The rise of Great Zimbabwe parallels the rise of Kilwa. Great Zimbabwe was a major source of gold. Its royal court lived in luxury, wore Indian cotton, surrounded themselves with copper and gold ornaments, and ate on plates from as far away as Persia and China. Around the 1420s and 1430s, Great Zimbabwe was on decline. The city was abandoned by 1450. Some have attributed the decline to the rise of the trading town Ingombe Ilede.
A new chapter of Shona history ensued. Nyatsimba Mutota, a northern Shona king of the Karanga, engaged in conquest. He and his son Mutope conquered the Zimbabwe Plateau, going through Mozambique to the east coast, linking the empire to the coastal trade. They called their empire Wilayatu 'l Mu'anamutapah or mwanamutapa (Lord of the Plundered Lands), or the Kingdom of Mutapa. Monomotapa was the Portuguese corruption. They did not build stone structures; the northern Shonas had no traditions of building in stone. After the death of Matope in 1480, the empire split into two small empires: Torwa in the south and Mutapa in the north. The split occurred over rivalry from two Shona lords, Changa and Togwa, with the mwanamutapa line. Changa was able to acquire the south, forming the Kingdom of Butua with its capital at Khami.
The Mutapa Empire continued in the north under the mwenemutapa line. During the 16th century the Portuguese were able to establish permanent markets up the Zambezi River in an attempt to gain political and military control of Mutapa. They were partially successful. In 1628, a decisive battle allowed them to put a puppet mwanamutapa named Mavura, who signed treaties that gave favorable mineral export rights to the Portuguese. The Portuguese were successful in destroying the mwanamutapa system of government and undermining trade. By 1667, Mutapa was in decay. Chiefs would not allow digging for gold because of fear of Portuguese theft, and the population declined.
The Kingdom of Butua was ruled by a changamire, a title derived from the founder, Changa. Later it became the Rozwi Empire. The Portuguese tried to gain a foothold but were thrown out of the region in 1693, by Changamire Dombo. The 17th century was a period of peace and prosperity. The Rozwi Empire fell into ruins in the 1830s from invading Nguni from Natal.
Namibia
By 1500 AD, most of southern Africa had established states. In northwestern Namibia, the Ovambo engaged in farming and the Herero engaged in herding. As cattle numbers increased, the Herero moved southward to central Namibia for grazing land. A related group, the Ovambanderu, expanded to Ghanzi in northwestern Botswana. The Nama, a Khoi-speaking, sheep-raising group, moved northward and came into contact with the Herero; this would set the stage for much conflict between the two groups. The expanding Lozi states pushed the Mbukushu, Subiya, and Yei to Botei, Okavango, and Chobe in northern Botswana.
South Africa and Botswana
Sotho–Tswana
The development of Sotho–Tswana states based on the highveld, south of the Limpopo River, began around 1000 CE. The chief's power rested on cattle and his connection to the ancestor. This can be seen in the Toutswemogala Hill settlements with stone foundations and stone walls, north of the highveld and south of the Vaal River. Northwest of the Vaal River developed early Tswana states centered on towns of thousands of people. When disagreements or rivalry arose, different groups moved to form their own states.
Nguni peoples
Southeast of the Drakensberg mountains lived Nguni-speaking peoples (Zulu, Xhosa, Swazi, and Ndebele). They too engaged in state building, with new states developing from rivalry, disagreements, and population pressure causing movement into new regions. This 19th-century process of warfare, state building and migration later became known as the Mfecane (Nguni) or Difaqane (Sotho). Its major catalyst was the consolidation of the Zulu Kingdom. They were metalworkers, cultivators of millet, and cattle herders.
Khoisan and Boers
The Khoisan lived in the southwestern Cape Province, where winter rainfall is plentiful. Earlier Khoisan populations were absorbed by Bantu peoples, such as the Sotho and Nguni, but the Bantu expansion stopped at the region with winter rainfall. Some Bantu languages have incorporated the click consonant of the Khoisan languages. The Khoisan traded with their Bantu neighbors, providing cattle, sheep, and hunted items. In return, their Bantu speaking neighbors traded copper, iron, and tobacco.
By the 16th century, the Dutch East India Company established a replenishing station at Table Bay for restocking water and purchasing meat from the Khoikhoi. The Khoikhoi received copper, iron, tobacco, and beads in exchange. In order to control the price of meat and stock and make service more consistent, the Dutch established a permanent settlement at Table Bay in 1652. They grew fresh fruit and vegetables and established a hospital for sick sailors. To increase produce, the Dutch decided to increase the number of farms at Table Bay by encouraging freeburgher boers (farmers) on lands worked initially by slaves from West Africa. The land was taken from Khoikhoi grazing land, triggering the first Khoikhoi-Dutch war in 1659. No victors emerged, but the Dutch assumed a "right of conquest" by which they claimed all of the cape. In a series of wars pitting the Khoikhoi against each other, the Boers assumed all Khoikhoi land and claimed all their cattle. The second Khoikoi-Dutch war (1673–1677) was a cattle raid. The Khoikhoi also died in thousands from European diseases.
By the 18th century, the cape colony had grown, with slaves coming from Madagascar, Mozambique, and Indonesia. The settlement also started to expand northward, but Khoikhoi resistance, raids, and guerrilla warfare slowed the expansion during the 18th century. Boers who started to practice pastoralism were known as trekboers. A common source of trekboer labor was orphan children who were captured during raids and whose parents had been killed.
Southeast Africa
Prehistory
According to the theory of recent African origin of modern humans, the mainstream position held within the scientific community, all humans originate from either Southeast Africa or the Horn of Africa. During the first millennium CE, Nilotic and Bantu-speaking peoples moved into the region.
Swahili coast
Following the Bantu Migration, on the coastal section of Southeast Africa, a mixed Bantu community developed through contact with Muslim Arab and Persian traders, leading to the development of the mixed Arab, Persian and African Swahili City States. The Swahili culture that emerged from these exchanges evinces many Arab and Islamic influences not seen in traditional Bantu culture, as do the many Afro-Arab members of the Bantu Swahili people. With its original speech community centered on the coastal parts of Tanzania (particularly Zanzibar) and Kenya—a seaboard referred to as the Swahili Coast—the Bantu Swahili language contains many Arabic language loan-words as a consequence of these interactions.
The earliest Bantu inhabitants of the Southeast coast of Kenya and Tanzania encountered by these later Arab and Persian settlers have been variously identified with the trading settlements of Rhapta, Azania and Menouthias referenced in early Greek and Chinese writings from 50 AD to 500 AD, ultimately giving rise to the name for Tanzania. These early writings perhaps document the first wave of Bantu settlers to reach Southeast Africa during their migration.
Historically, the Swahili people could be found as far north as northern Kenya and as far south as the Ruvuma River in Mozambique. Arab geographers referred to the Swahili coast as the land of the zanj (blacks).
Although once believed to be the descendants of Persian colonists, the ancient Swahili are now recognized by most historians, historical linguists, and archaeologists as a Bantu people who had sustained important interactions with Muslim merchants, beginning in the late 7th and early 8th centuries AD.
Medieval Swahili kingdoms are known to have had island trade ports, described by Greek historians as "metropolises", and to have established regular trade routes with the Islamic world and Asia. Ports such as Mombasa, Zanzibar, and Kilwa were known to Chinese sailors under Zheng He and medieval Islamic geographers such as the Berber traveller Abu Abdullah ibn Battuta. The main Swahili exports were ivory, slaves, and gold. They traded with Arabia, India, Persia, and China.
The Portuguese arrived in 1498. On a mission to economically control and Christianize the Swahili coast, the Portuguese attacked Kilwa first in 1505 and other cities later. Because of Swahili resistance, the Portuguese attempt at establishing commercial control was never successful. By the late 17th century, Portuguese authority on the Swahili coast began to diminish. With the help of Omani Arabs, by 1729 the Portuguese presence had been removed. The Swahili coast eventually became part of the Sultanate of Oman. Trade recovered, but it did not regain the levels of the past.
Urewe
The Urewe culture developed and spread in and around the Lake Victoria region of Africa during the African Iron Age. The culture's earliest dated artifacts are located in the Kagera Region of Tanzania, and it extended as far west as the Kivu region of the Democratic Republic of the Congo, as far east as the Nyanza and Western provinces of Kenya, and north into Uganda, Rwanda and Burundi. Sites from the Urewe culture date from the Early Iron Age, from the 5th century BC to the 6th century AD.
The origins of the Urewe culture are ultimately in the Bantu expansion originating in Cameroon. Research into early Iron Age civilizations in Sub-Saharan Africa has been undertaken concurrently with studies on African linguistics on Bantu expansion. The Urewe culture may correspond to the Eastern subfamily of Bantu languages, spoken by the descendants of the first wave of Bantu peoples to settle East Africa. At first sight, Urewe seems to be a fully developed civilization recognizable through its distinctive, stylish earthenware and highly technical and sophisticated iron working techniques. Given our current level of knowledge, neither seems to have developed or altered for nearly 2,000 years. However, minor local variations in the ceramic ware can be observed.
Urewe is the name of the site in Kenya brought to prominence through the publication in 1948 of Mary Leakey's archaeological findings. She described the early Iron Age period in the Great Lakes region in Central East Africa around Lake Victoria.
Madagascar and Merina
Madagascar was apparently first settled by Austronesian speakers from Southeast Asia before the 6th century AD and subsequently by Bantu speakers from the east African mainland in the 6th or 7th century, according to archaeological and linguistic data. The Austronesians introduced banana and rice cultivation, and the Bantu speakers introduced cattle and other farming practices. About the year 1000, Arab and Indian trade settlement were started in northern Madagascar to exploit the Indian Ocean trade. By the 14th century, Islam was introduced on the island by traders. Madagascar functioned in the East African medieval period as a contact port for the other Swahili seaport city-states such as Sofala, Kilwa, Mombasa, and Zanzibar.
Several kingdoms emerged after the 15th century: the Sakalava Kingdom (16th century) on the west coast, Tsitambala Kingdom (17th century) on the east coast, and Merina (15th century) in the central highlands. By the 19th century, Merina controlled the whole island. In 1500, the Portuguese were the first Europeans on the island, raiding the trading settlements.
The British and later the French arrived. During the latter part of the 17th century, Madagascar was a popular transit point for pirates. Radama I (1810–1828) invited Christian missionaries in the early 19th century. Queen Ranavalona I "the Cruel" (1828–1861) banned the practice of Christianity in the kingdom, and an estimated 150,000 Christians perished. Under Radama II (1861–1863), Madagascar took a French orientation, with great commercial concession given to the French. In 1895, in the second Franco-Hova War, the French invaded Madagascar, taking over Antsiranana (Diego Suarez) and declaring Madagascar a protectorate.
Lake Plateau states and empires
Between the 14th and 15th centuries, large Southeast African kingdoms and states emerged, such as the Buganda and Karagwe Kingdoms of Uganda and Tanzania.
𝗘𝗺𝗽𝗶𝗿𝗲 𝗼𝗳 𝗸𝗶𝘁𝗮𝗿𝗮
By 1000 AD, numerous states had arisen on the Lake Plateau among the Great Lakes of East Africa. Cattle herding, cereal growing, and banana cultivation were the economic mainstays of these states. The Ntusi and Bigo earthworks are representative of one of the first states, the Bunyoro kingdom, which oral tradition stipulates was part of the Empire of Kitara that dominated the whole Lakes region. A Luo ethnic elite, from the Babito clan, ruled over the Bantu-speaking Nyoro people. The society was essentially Nyoro in its culture, based on the evidence from pottery, settlement patterns, and economic specialization.
The Babito clan claim legitimacy by being descended from the Bachwezi clan, who were said to have ruled the Empire of Kitara.
Buganda
The Buganda kingdom was founded by Kato Kimera around the 14th century AD. Kato Kintu may have migrated to the northwest of Lake Victoria as early as 1000 BC. Buganda was ruled by the kabaka with a bataka composed of the clan heads. Over time, the kabakas diluted the authority of the bataka, with Buganda becoming a centralized monarchy. By the 16th century, Buganda was engaged in expansion but had a serious rival in Bunyoro. By the 1870s, Buganda was a wealthy nation-state. The kabaka ruled with his Lukiko (council of ministers). Buganda had a naval fleet of a hundred vessels, each manned by thirty men. Buganda supplanted Bunyoro as the most important state in the region. However, by the early 20th century, Buganda became a province of the British Uganda Protectorate.
Rwanda
Southeast of Bunyoro, near Lake Kivu at the bottom of the western rift, the Kingdom of Rwanda was founded, perhaps during the 17th century. Tutsi (BaTutsi) pastoralists formed the elite, with a king called the mwami. The Hutu (BaHutu) were farmers. Both groups spoke the same language, but there were strict social norms against marrying each other and interaction. According to oral tradition, the Kingdom of Rwanda was founded by Mwami Ruganzu II (Ruganzu Ndori) (c. 1600 – 1624), with his capital near Kigali. It took 200 years to attain a truly centralized kingdom under Mwami Kigeli IV (Kigeri Rwabugiri) (1840–1895). Subjugation of the Hutu proved more difficult than subduing the Tutsi. The last Tutsi chief gave up to Mwami Mutara II (Mutara Rwogera) (1802–1853) in 1852, but the last Hutu holdout was conquered in the 1920s by Mwami Yuhi V (Yuli Musinga) (1896–1931).
Burundi
South of the Kingdom of Rwanda was the Kingdom of Burundi. It was founded by the Tutsi chief Ntare Rushatsi (c. 1657 – 1705). Like Rwanda, Burundi was built on cattle raised by Tutsi pastoralists, crops from Hutu farmers, conquest, and political innovations. Under Mwami Ntare Rugaamba (c. 1795 – 1852), Burundi pursued an aggressive expansionist policy, one based more on diplomacy than force.
Maravi
The Maravi claimed descent from Karonga (kalonga), who took that title as king. The Maravi connected Central Africa to the east coastal trade, with Swahili Kilwa. By the 17th century, the Maravi Empire encompassed all the area between Lake Malawi and the mouth of the Zambezi River. The karonga was Mzura, who did much to extend the empire. Mzura made a pact with the Portuguese to establish a 4,000-man army to attack the Shona in return for aid in defeating his rival Lundi, a chief of the Zimba. In 1623, he turned on the Portuguese and assisted the Shona. In 1640, he welcomed back the Portuguese for trade. The Maravi Empire did not long survive the death of Mzura. By the 18th century, it had broken into its previous polities.
West Africa
Sahelian empires and states
Ghana
The Ghana Empire may have been an established kingdom as early as the 8th century AD, founded among the Soninke by Dinge Cisse. Ghana was first mentioned by Arab geographer Al-Farazi in the late 8th century. Ghana was inhabited by urban dwellers and rural farmers. The urban dwellers were the administrators of the empire, who were Muslims, and the Ghana (king), who practiced traditional religion. Two towns existed, one where the Muslim administrators and Berber-Arabs lived, which was connected by a stone-paved road to the king's residence. The rural dwellers lived in villages, which joined together into broader polities that pledged loyalty to the Ghana. The Ghana was viewed as divine, and his physical well-being reflected on the whole society. Ghana converted to Islam around 1050, after conquering Aoudaghost.
The Ghana Empire grew wealthy by taxing the trans-Saharan trade that linked Tiaret and Sijilmasa to Aoudaghost. Ghana controlled access to the goldfields of Bambouk, southeast of Koumbi Saleh. A percentage of salt and gold going through its territory was taken. The empire was not involved in production.
By the 11th century, Ghana was in decline. It was once thought that the sacking of Koumbi Saleh by Berbers under the Almoravid dynasty in 1076 was the cause. This is no longer accepted. Several alternative explanations are cited. One important reason is the transfer of the gold trade east to the Niger River and the Taghaza Trail, and Ghana's consequent economic decline. Another reason cited is political instability through rivalry among the different hereditary polities.
The empire came to an end in 1230, when Takrur in northern Senegal took over the capital.
Mali
The Mali Empire began in the 13th century AD, when a Mande (Mandingo) leader, Sundiata (Lord Lion) of the Keita clan, defeated Soumaoro Kanté, king of the Sosso or southern Soninke, at the Battle of Kirina in c. 1235. Sundiata continued his conquest from the fertile forests and Niger Valley, east to the Niger Bend, north into the Sahara, and west to the Atlantic Ocean, absorbing the remains of the Ghana Empire. Sundiata took on the title of mansa. He established the capital of his empire at Niani.
Although the salt and gold trade continued to be important to the Mali Empire, agriculture and pastoralism was also critical. The growing of sorghum, millet, and rice was a vital function. On the northern borders of the Sahel, grazing cattle, sheep, goats, and camels were major activities. Mande society was organize around the village and land. A cluster of villages was called a kafu, ruled by a farma. The farma paid tribute to the mansa. A dedicated army of elite cavalry and infantry maintained order, commanded by the royal court. A formidable force could be raised from tributary regions, if necessary.
Conversion to Islam was a gradual process. The power of the mansa depended on upholding traditional beliefs and a spiritual foundation of power. Sundiata initially kept Islam at bay. Later mansas were devout Muslims but still acknowledged traditional deities and took part in traditional rituals and festivals, which were important to the Mande. Islam became a court religion under Sundiata's son Uli I (1225–1270). Mansa Uli made a pilgrimage to Mecca, becoming recognized within the Muslim world. The court was staffed with literate Muslims as secretaries and accountants. Muslim traveller Ibn Battuta left vivid descriptions of the empire.
Mali reached the peak of its power and extent in the 14th century, when Mansa Musa (1312–1337) made his famous hajj to Mecca with 500 slaves, each holding a bar of gold worth 500 mitqals. Mansa Musa's hajj devalued gold in Mamluk Egypt for a decade. He made a great impression on the minds of the Muslim and European world. He invited scholars and architects like Ishal al-Tuedjin (al-Sahili) to further integrate Mali into the Islamic world.
The Mali Empire saw an expansion of learning and literacy. In 1285, Sakura, a freed slave, usurped the throne. This mansa drove the Tuareg out of Timbuktu and established it as a center of learning and commerce. The book trade increased, and book copying became a very respectable and profitable profession. Timbuktu and Djenné became important centers of learning within the Islamic world.
After the reign of Mansa Suleyman (1341–1360), Mali began its spiral downward. Mossi cavalry raided the exposed southern border. Tuareg harassed the northern border in order to retake Timbuktu. Fulani (Fulbe) eroded Mali's authority in the west by establishing the independent Imamate of Futa Toro, a successor to the kingdom of Takrur. Serer and Wolof alliances were broken. In 1545 to 1546, the Songhai Empire took Niani. After 1599, the empire lost the Bambouk goldfields and disintegrated into petty polities.
Songhai
The Songhai people are descended from fishermen on the Middle Niger River. They established their capital at Kukiya in the 9th century AD and at Gao in the 12th century. The Songhai speak a Nilo-Saharan language.
Sonni Ali, a Songhai, began his conquest by capturing Timbuktu in 1468 from the Tuareg. He extended the empire to the north, deep into the desert, pushed the Mossi further south of the Niger, and expanded southwest to Djenne. His army consisted of cavalry and a fleet of canoes. Sonni Ali was not a Muslim, and he was portrayed negatively by Berber-Arab scholars, especially for attacking Muslim Timbuktu. After his death in 1492, his heirs were deposed by General Muhammad Ture, a Muslim of Soninke origins
Muhammad Ture (1493–1528) founded the Askiya Dynasty, askiya being the title of the king. He consolidated the conquests of Sonni Ali. Islam was used to extend his authority by declaring jihad on the Mossi, reviving the trans-Saharan trade, and having the Abbasid "shadow" caliph in Cairo declare him as caliph of Sudan. He established Timbuktu as a great center of Islamic learning. Muhammad Ture expanded the empire by pushing the Tuareg north, capturing Aïr in the east, and capturing salt-producing Taghaza. He brought the Hausa states into the Songhay trading network. He further centralized the administration of the empire by selecting administrators from loyal servants and families and assigning them to conquered territories. They were responsible for raising local militias. Centralization made Songhay very stable, even during dynastic disputes. Leo Africanus left vivid descriptions of the empire under Askiya Muhammad. Askiya Muhammad was deposed by his son in 1528. After much rivalry, Muhammad Ture's last son Askiya Daoud (1529–1582) assumed the throne.
In 1591, Morocco invaded the Songhai Empire under Ahmad al-Mansur of the Saadi Dynasty in order to secure the goldfields of the Sahel. At the Battle of Tondibi, the Songhai army was defeated. The Moroccans captured Djenne, Gao, and Timbuktu, but they were unable to secure the whole region. Askiya Nuhu and the Songhay army regrouped at Dendi in the heart of Songhai territory where a spirited guerrilla resistance sapped the resources of the Moroccans, who were dependent upon constant resupply from Morocco. Songhai split into several states during the 17th century.
Morocco found its venture unprofitable. The gold trade had been diverted to Europeans on the coast. Most of the trans-Saharan trade was now diverted east to Bornu. Expensive equipment purchased with gold had to be sent across the Sahara, an unsustainable scenario. The Moroccans who remained married into the population and were referred to as Arma or Ruma. They established themselves at Timbuktu as a military caste with various fiefs, independent from Morocco. Amid the chaos, other groups began to assert themselves, including the Fulani of Futa Tooro who encroached from the west. The Bambara Empire, one of the states that broke from Songhai, sacked Gao. In 1737, the Tuareg massacred the Arma.
Sokoto Caliphate
The Fulani were migratory people. They moved from Mauritania and settled in Futa Tooro, Futa Djallon, and subsequently throughout the rest of West Africa. By the 14th century CE, they had converted to Islam. During the 16th century, they established themselves at Macina in southern Mali. During the 1670s, they declared jihads on non-Muslims. Several states were formed from these jihadist wars, at Futa Toro, Futa Djallon, Macina, Oualia, and Bundu. The most important of these states was the Sokoto Caliphate or Fulani Empire.
In the city of Gobir, Usman dan Fodio (1754–1817) accused the Hausa leadership of practicing an impure version of Islam and of being morally corrupt. In 1804, he launched the Fulani War as a jihad among a population that was restless about high taxes and discontented with its leaders. Jihad fever swept northern Nigeria, with strong support among both the Fulani and the Hausa. Usman created an empire that included parts of northern Nigeria, Benin, and Cameroon, with Sokoto as its capital. He retired to teach and write and handed the empire to his son Muhammed Bello. The Sokoto Caliphate lasted until 1903 when the British conquered northern Nigeria.
Forest empires and states
Akan kingdoms and emergence of Asante Empire
The Akan speak a Kwa language. The speakers of Kwa languages are believed to have come from East/Central Africa, before settling in the Sahel. By the 12th century, the Akan Kingdom of Bonoman (Bono State) was established. During the 13th century, when the gold mines in modern-day Mali started to dry up, Bonoman and later other Akan states began to rise to prominence as the major players in the Gold trade. It was Bonoman and other Akan kingdoms like Denkyira, Akyem, Akwamu which were the predecessors, and later the emergence of the Empire of Ashanti. When and how the Ashante got to their present location is debatable. What is known is that by the 17th century an Akan people were identified as living in a state called Kwaaman. The location of the state was north of Lake Bosomtwe. The state's revenue was mainly derived from trading in gold and kola nuts and clearing forest to plant yams. They built towns between the Pra and Ofin rivers. They formed alliances for defense and paid tribute to Denkyira one of the more powerful Akan states at that time along with Adansi and Akwamu. During the 16th century, Ashante society experienced sudden changes, including population growth because of cultivation of New World plants such as cassava and maize and an increase in the gold trade between the coast and the north.
By the 17th century, Osei Kofi Tutu I (c. 1695 – 1717), with help of Okomfo Anokye, unified what became the Ashante into a confederation with the Golden Stool as a symbol of their unity and spirit. Osei Tutu engaged in a massive territorial expansion. He built up the Ashante army based on the Akan state of Akwamu, introducing new organization and turning a disciplined militia into an effective fighting machine. In 1701, the Ashante conquered Denkyira, giving them access to the coastal trade with Europeans, especially the Dutch. Opoku Ware I (1720–1745) engaged in further expansion, adding other southern Akan states to the growing empire. He turned north adding Techiman, Banda, Gyaaman, and Gonja, states on the Black Volta. Between 1744 and 1745, Asantehene Opoku attacked the powerful northern state of Dagomba, gaining control of the important middle Niger trade routes. Kusi Obodom (1750–1764) succeeded Opoku. He solidified all the newly won territories. Osei Kwadwo (1777–1803) imposed administrative reforms that allowed the empire to be governed effectively and to continue its military expansion. Osei Kwame Panyin (1777–1803), Osei Tutu Kwame (1804–1807), and Osei Bonsu (1807–1824) continued territorial consolidation and expansion. The Ashante Empire included all of present-day Ghana and large parts of the Ivory Coast.
The Ashantehene inherited his position from his mother. He was assisted at the capital, Kumasi, by a civil service of men talented in trade, diplomacy, and the military, with a head called the Gyaasehene. Men from Arabia, Sudan, and Europe were employed in the civil service, all of them appointed by the Ashantehene. At the capital and in other towns, the ankobia or special police were used as bodyguards to the Ashantehene, as sources of intelligence, and to suppress rebellion. Communication throughout the empire was maintained via a network of well-kept roads from the coast to the middle Niger and linking together other trade cities.
For most of the 19th century, the Ashante Empire remained powerful. It was later destroyed in 1900 by British superior weaponry and organization following the four Anglo-Ashanti wars.
Dahomey
The Dahomey Kingdom was founded in the early 17th century when the Aja people of the Allada kingdom moved northward and settled among the Fon. They began to assert their power a few years later. In so doing they established the Kingdom of Dahomey, with its capital at Agbome. King Houegbadja (c. 1645 – 1685) organized Dahomey into a powerful centralized state. He declared all lands to be owned of the king and subject to taxation. Primogeniture in the kingship was established, neutralizing all input from village chiefs. A "cult of kingship" was established. A captive slave would be sacrificed annually to honor the royal ancestors. During the 1720s, the slave-trading states of Whydah and Allada were taken, giving Dahomey direct access to the slave coast and trade with Europeans. King Agadja (1708–1740) attempted to end the slave trade by keeping the slaves on plantations producing palm oil, but the European profits on slaves and Dahomey's dependency on firearms were too great. In 1730, under king Agaja, Dahomey was conquered by the Oyo Empire, and Dahomey had to pay tribute. Taxes on slaves were mostly paid in cowrie shells. During the 19th century, palm oil was the main trading commodity. France conquered Dahomey during the Second Franco-Dahomean War (1892–1894) and established a colonial government there. Most of the troops who fought against Dahomey were native Africans.
Yoruba
Traditionally, the Yoruba people viewed themselves as the inhabitants of a united empire, in contrast to the situation today, in which "Yoruba" is the cultural-linguistic designation for speakers of a language in the Niger–Congo family. The name comes from a Hausa word to refer to the Oyo Empire. The first Yoruba state was Ile-Ife, said to have been founded around 1000 AD by a supernatural figure, the first oni Oduduwa. Oduduwa's sons would be the founders of the different city-states of the Yoruba, and his daughters would become the mothers of the various Yoruba obas, or kings. Yoruba city-states were usually governed by an oba and an iwarefa, a council of chiefs who advised the oba. by the 18th century, the Yoruba city-states formed a loose confederation, with the Oni of Ife as the head and Ife as the capital. As time went on, the individual city-states became more powerful with their obas assuming more powerful spiritual positions and diluting the authority of the Oni of Ife. Rivalry became intense among the city-states.
The Oyo Empire rose in the 16th century. The Oyo state had been conquered in 1550 by the kingdom of Nupe, which was in possession of cavalry, an important tactical advantage. The alafin (king) of Oyo was sent into exile. After returning, Alafin Orompoto (c. 1560 – 1580) built up an army based on heavily armed cavalry and long-service troops. This made them invincible in combat on the northern grasslands and in the thinly wooded forests. By the end of the 16th century, Oyo had added the western region of the Niger to the hills of Togo, the Yoruba of Ketu, Dahomey, and the Fon nation.
A governing council served the empire, with clear executive divisions. Each acquired region was assigned a local administrator. Families served in king-making capacities. Oyo, as a northern Yoruba kingdom, served as middle-man in the north–south trade and connecting the eastern forest of Guinea with the western and central Sudan, the Sahara, and North Africa. The Yoruba manufactured cloth, ironware, and pottery, which were exchanged for salt, leather, and most importantly horses from the Sudan to maintain the cavalry. Oyo remained strong for two hundred years. It became a protectorate of Great Britain in 1888, before further fragmenting into warring factions. The Oyo state ceased to exist as any sort of power in 1896.
Benin
The Kwa Niger–Congo speaking Edo people had established the Benin Empire by the middle of the 15th century. It was engaged in political expansion and consolidation from its very beginning. Under Oba (king) Ewuare (c. 1450 – 1480 AD), the state was organized for conquest. He solidified central authority and initiated 30 years of war with his neighbors. At his death, the Benin Empire extended to Dahomey in the west, to the Niger Delta in the east, along the west African coast, and to the Yoruba towns in the north.
Ewuare's grandson Oba Esigie (1504–1550) eroded the power of the uzama (state council) and increased contact and trade with Europeans, especially with the Portuguese who provided a new source of copper for court art.
The oba ruled with the advice of the uzama, a council consisting of chiefs of powerful families and town chiefs of different guilds. Later its authority was diminished by the establishment of administrative dignitaries. Women wielded power. The queen mother who produced the future oba wielded immense influence.
Benin was never a significant exporter of slaves, as Alan Ryder's book Benin and the Europeans showed. By the early 18th century, it was wrecked with dynastic disputes and civil wars. However, it regained much of its former power in the reigns of Oba Eresoyen and Oba Akengbuda. After the 16th century, Benin mainly exported pepper, ivory, gum, and cotton cloth to the Portuguese and Dutch who resold it to other African societies on the coast. In 1897, the British sacked the city.
Niger Delta and Igbo
The Niger Delta comprised numerous city-states with numerous forms of government. These city-states were protected by the waterways and thick vegetation of the delta. The region was transformed by trade in the 17th century. The delta's city-states were comparable to those of the Swahili people in East Africa. Some, like Bonny, Kalabari, and Warri, had kings. Others, like Brass, were republics with small senates, and those at Cross River and Old Calabar were ruled by merchants of the ekpe society. The ekpe society regulated trade and made rules for members known as house systems. Some of these houses, like the Pepples of Bonny, were well known in the Americas and Europe.
The Igbo lived east of the delta (but with the Anioma on the west of the Niger River). The Kingdom of Nri rose in the 9th century, with the Eze Nri being its leader. It was a political entity composed of villages, and each village was autonomous and independent with its own territory and name, each recognized by its neighbors. Villages were democratic with all males and sometimes females a part of the decision-making process. Graves at Igbo-Ukwu (800 AD) contained brass artifacts of local manufacture and glass beads from Egypt or India, indicative of extraregional trade.
19th century
Southern Africa
By the 1850s, British and German missionaries and traders had penetrated present-day Namibia. The Herero and Nama peoples competed for guns and ammunition, providing cattle, ivory, and ostrich feathers. The Germans were more firmly established than the British in the region. By 1884, the Germans declared the coastal region from the Orange River to the Kunene River a German protectorate, part of German South West Africa. They pursued an aggressive policy of land expansion for white settlements. They exploited rivalry between the Nama and Herero.
The Herero entered into an alliance with the Germans, thinking they could get an upper hand on the Nama. The Germans set up a garrison at the Herero capital and started allocating Herero land for white settlements, including the best grazing land in the central plateau, and made tax and labor demands. The Herero and Ovambanderu rebelled, but the rebellion was crushed and leaders were executed. Between 1896 and 1897, rinderpest crippled the Herero and Nama economy and slowed white expansion. The Germans continued the policy of making Namibia a white settlement by seizing land and cattle, and even trying to export Herero labor to South Africa.
In 1904, the Herero rebelled again. German General Lothar von Trotha implemented an extermination policy at the Battle of Waterberg, which drove the Herero west of the Kalahari Desert. At the end of 1905, only 16,000 Herero were alive, out of a previous population of 80,000. Nama resistance was crushed in 1907. All Nama and Herero cattle and land were confiscated from the very diminished population, with remaining Nama and Herero assuming a subordinate position. Labor had to be imported from among the Ovambo.
Nguniland
A moment of great disorder in southern Africa was the Mfecane, "the crushing." It was started by the northern Nguni kingdoms of Mthethwa, Ndwandwe, and Swaziland over scarce resource and famine. When Dingiswayo of Mthethwa died, Shaka of the Zulu people took over. He established the Zulu Kingdom, asserting authority over the Ndwandwe and pushing the Swazi north. The scattering Ndwandwe and Swazi caused the Mfecane to spread. During the 1820s, Shaka expanded the empire all along the Drakensberg foothills, with tribute being paid as far south as the Tugela and Umzimkulu rivers. He replaced the chiefs of conquered polities with indunas, responsible to him. He introduced a centralized, dedicated, and disciplined military force not seen in the region, with a new weapon in the short stabbing-spear.
In 1828, Shaka was assassinated by his half brother Dingane, who lacked the military genius and leadership skills of Shaka. Voortrekkers tried to occupy Zulu land in 1838. In the early months they were defeated, but the survivors regrouped at the Ncome River and soundly defeated the Zulu. However, the Voortrekkers dared not settle Zulu land. Dingane was killed in 1840 during a civil war. His brother Mpande took over and strengthened Zulu territories to the north. In 1879 the Zulu Kingdom was invaded by Britain in a quest to control all of South Africa. The Zulu Kingdom was victorious at the Battle of Isandlwana but was defeated at the Battle of Ulundi.
One of the major states to emerge from the Mfecane was the Sotho Kingdom founded at Thaba Bosiu by Moshoeshoe I around 1821 to 1822. It was a confederation of different polities that accepted the absolute authority of Moshoeshoe. During the 1830s, the kingdom invited missionaries as a strategic means of acquiring guns and horses from the Cape. The Orange Free State slowly diminished the kingdom but never completely defeated it. In 1868, Moshoeshoe asked that the Sotho Kingdom be annexed by Britain, to save the remnant. It became the British protectorate of Basutoland.
Sotho-Tswana
The arrival of the ancestors of the Tswana-speakers who came to control the region (from the Vaal River to Botswana) has yet to be dated precisely although AD 600 seems to be a consensus estimate. This massive cattle-raising complex prospered until 1300 AD or so. All these various peoples were connected to trade routes that ran via the Limpopo River to the Indian Ocean, and trade goods from Asia such as beads made their way to Botswana most likely in exchange for ivory, gold, and rhinoceros horn. The first written records relating to modern-day Botswana appear in 1824. What these records show is that the Bangwaketse had become the predominant power in the region. Under the rule of Makaba II, the Bangwaketse kept vast herds of cattle in well-protected desert areas, and used their military prowess to raid their neighbours. Other chiefdoms in the area, by this time, had capitals of 10,000 or so and were fairly prosperous. This equilibrium came to end during the Mfecane period, 1823–1843, when a succession of invading peoples from South Africa entered the country. Although the Bangwaketse were able to defeat the invading Bakololo in 1826, over time all the major chiefdoms in Botswana were attacked, weakened, and impoverished. The Bakololo and Amandebele raided repeatedly, and took large numbers of cattle, women, and children from the Batswana—most of whom were driven into the desert or sanctuary areas such as hilltops and caves. Only after 1843, when the Amandebele moved into western Zimbabwe, did this threat subside. During the 1840s and 1850s trade with Cape Colony-based merchants opened up and enabled the Batswana chiefdoms to rebuild. The Bakwena, Bangwaketse, Bangwato and Batawana cooperated to control the lucrative ivory trade, and then used the proceeds to import horses and guns, which in turn enabled them to establish control over what is now Botswana. This process was largely complete by 1880, and thus the Bushmen, the Bakalanga, the Bakgalagadi, the Batswapong and other current minorities were subjugated by the Batswana. Following the Great Trek, Afrikaners from the Cape Colony established themselves on the borders of Botswana in the Transvaal. In 1852 a coalition of Tswana chiefdoms led by Sechele I resisted Afrikaner incursions, and after about eight years of intermittent tensions and hostilities, eventually came to a peace agreement in Potchefstroom in 1860. From that point on, the modern-day border between South Africa and Botswana was agreed on, and the Afrikaners and Batswana traded and worked together peacefully. In the 1820s, refugees from the Zulu expansion under Shaka came into contact with the Basotho people residing on the highveld. In 1823, those pressures caused one group of Basotho, the Kololo, to migrate north, past the Okavango Swamp and across the Zambezi into Barotseland, now part of Zambia. In 1845, the Kololo conquered Barotseland.
At about the same time, the Boers began to encroach upon Basotho territory. After the Cape Colony had been ceded to Britain at the conclusion of the Napoleonic Wars, the voortrekkers ("pioneers") were farmers who opted to leave the former Dutch colony and moved inland where they eventually established independent polities.
At the time of these developments, Moshoeshoe I gained control of the Basotho kingdoms of the southern Highveld. Universally praised as a skilled diplomat and strategist, he was able to wield the disparate refugee groups escaping the Difaqane into a cohesive nation. His inspired leadership helped his small nation to survive the dangers and pitfalls (the Zulu hegemony, the inward expansion of the voortrekkers and the designs of imperial Britain) that destroyed other indigenous South African kingdoms during the 19th century.
In 1822, Moshoeshoe established his capital at Butha-Buthe, an easily defensible mountain in the northern Drakensberg mountains, laying the foundations of the eventual Kingdom of Lesotho. His capital was later moved to Thaba Bosiu.
To deal with the encroaching voortrekker groups, Moshoeshoe encouraged French missionary activity in his kingdom. Missionaries sent by the Paris Evangelical Missionary Society provided the King with foreign affairs counsel and helped to facilitate the purchase of modern weapons.
Aside from acting as state ministers, missionaries (primarily Casalis and Arbousset) played a vital role in delineating Sesotho orthography and printing Sesotho language materials between 1837 and 1855. The first Sesotho translation of the Bible appeared in 1878.
In 1868, after losing the western lowlands to the Boers during the Free State–Basotho Wars; Moshoeshoe successfully appealed to Queen Victoria to proclaim Lesotho (then known as Basutoland) a protectorate of Britain and the British administration was placed in Maseru, the site of Lesotho's current capital. Local chieftains retained power over internal affairs while Britain was responsible for foreign affairs and the defence of the protectorate. In 1869, the British sponsored a process by which the borders of Basutoland were finally demarcated. While many clans had territory within Basutoland, large numbers of Sesotho speakers resided in areas allocated to the Orange Free State, the sovereign voortrekker republic that bordered the Basotho kingdom.
Voortrekkers
By the 19th century, most Khoikhoi territory was under Boer control. The Khoikhoi had lost economic and political independence and had been absorbed into Boer society. The Boers spoke Afrikaans, a language or dialect derived from Dutch, and no longer called themselves Boers but Afrikaners. Some Khoikhoi were used as commandos in raids against other Khoikhoi and later Xhosa. A mixed Khoi, slave, and European population called the Cape Coloureds, who were outcasts within colonial society, also arose. Khoikhoi who lived far on the frontier included the Kora, Oorlams, and Griqua. In 1795, the British took over the cape colony from the Dutch.
In the 1830s, Boers embarked on a journey of expansion, east of the Great Fish River into the Zuurveld. They were referred to as Voortrekkers. They founded republics of the Transvaal and Orange Free State, mostly in areas of sparse population that had been diminished by the Mfecane/Difaqane. Unlike the Khoisan, the Bantu states were not conquered by the Afrikaners, because of population density and greater unity. Additionally, they began to arm themselves with guns acquired through trade at the cape. In some cases, as in the Xhosa/Boer Wars, Boers were removed from Xhosa lands. It required a dedicated imperial military force to subdue the Bantu-speaking states. In 1901, the Boer republics were defeated by Britain in the Second Boer War. The defeat however consummated many Afrikaners' ambition: South Africa would be under white rule. The British placed all power—legislative, executive, administrative—in English and Afrikaner hands.
European trade, exploration and conquest
Between 1878 and 1898, European states partitioned and conquered most of Africa. For 400 years, European nations had mainly limited their involvement to trading stations on the African coast. Few dared venture inland from the coast; those that did, like the Portuguese, often met defeats and had to retreat to the coast. Several technological innovations helped to overcome this 400-year pattern. One was the development of repeating rifles, which were easier and quicker to load than muskets. Artillery was being used increasingly. In 1885, Hiram S. Maxim developed the maxim gun, the model of the modern-day machine gun. European states kept these weapons largely among themselves by refusing to sell these weapons to African leaders.
African germs took numerous European lives and deterred permanent settlements. Diseases such as yellow fever, sleeping sickness, yaws, and leprosy made Africa a very inhospitable place for Europeans. The deadliest disease was malaria, endemic throughout Tropical Africa. In 1854, the discovery of quinine and other medical innovations helped to make conquest and colonization in Africa possible.
Strong motives for conquest of Africa were at play. Raw materials were needed for European factories. Europe in the early part of the 19th century was undergoing its Industrial Revolution. Nationalist rivalries and prestige were at play. Acquiring African colonies would show rivals that a nation was powerful and significant. These factors culminated in the Scramble for Africa.
Knowledge of Africa increased. Numerous European explorers began to explore the continent. Mungo Park traversed the Niger River. James Bruce travelled through Ethiopia and located the source of the Blue Nile. Richard Francis Burton was the first European at Lake Tanganyika. Samuel White Baker explored the Upper Nile. John Hanning Speke located a source of the Nile at Lake Victoria. Other significant European explorers included Heinrich Barth, Henry Morton Stanley (coiner of the term "Dark Continent" for Africa in an 1878 book), Silva Porto, Alexandre de Serpa Pinto, Rene Caille, Friedrich Gerhard Rohlfs, Gustav Nachtigal, George Schweinfurth, and Joseph Thomson. The most famous of the explorers was David Livingstone, who explored southern Africa and traversed the continent from the Atlantic at Luanda to the Indian Ocean at Quelimane. European explorers made use of African guides and servants, and established long-distance trading routes.
Missionaries attempting to spread Christianity also increased European knowledge of Africa. Between 1884 and 1885, European nations met at the Berlin West Africa Conference to discuss the partitioning of Africa. It was agreed that European claims to parts of Africa would only be recognised if Europeans provided effective occupation. In a series of treaties in 1890–1891, colonial boundaries were completely drawn. All of Sub-Saharan Africa was claimed by European powers, except for Ethiopia (Abyssinia) and Liberia.
The European powers set up a variety of different administrations in Africa, reflecting different ambitions and degrees of power. In some areas, such as parts of British West Africa, colonial control was tenuous and intended for simple economic extraction, strategic power, or as part of a long-term development plan. In other areas, Europeans were encouraged to settle, creating settler states in which a European minority dominated. Settlers only came to a few colonies in sufficient numbers to have a strong impact. British settler colonies included British East Africa (now Kenya), Northern and Southern Rhodesia, (Zambia and Zimbabwe, respectively), and South Africa, which already had a significant population of European settlers, the Boers. France planned to settle Algeria and eventually incorporate it into the French state on an equal basis with the European provinces. Algeria's proximity across the Mediterranean allowed plans of this scale.
In most areas colonial administrations did not have the manpower or resources to fully administer the territory and had to rely on local power structures to help them. Various factions and groups within the societies exploited this European requirement for their own purposes, attempting to gain positions of power within their own communities by cooperating with Europeans. One aspect of this struggle included what Terence Ranger has termed the "invention of tradition." In order to legitimize their own claims to power in the eyes of both the colonial administrators and their own people, native elites would essentially manufacture "traditional" claims to power, or ceremonies. As a result, many societies were thrown into disarray by the new order.
Following the Scramble for Africa, an early but secondary focus for most colonial regimes was the suppression of slavery and the slave trade. By the end of the colonial period they were mostly successful in this aim, though slavery is still very active in Africa.
France versus Britain: the Fashoda crisis of 1898
As a part of the Scramble for Africa, France had the establishment of a continuous west–east axis of the continent as an objective, in contrast with the British north–south axis. Tensions between Britain and France reached tinder stage in Africa. At several points war was possible, but never happened. The most serious episode was the Fashoda Incident of 1898. French troops tried to claim an area in the Southern Sudan, and a much more powerful British force purporting to be acting in the interests of the Khedive of Egypt arrived to confront them. Under heavy pressure the French withdrew securing British control over the area. The status quo was recognised by an agreement between the two states acknowledging British control over Egypt, while France became the dominant power in Morocco, but France suffered a humiliating defeat overall.
European colonial territories
Belgium
Congo Free State and Belgian Congo (today's Democratic Republic of the Congo)
Ruanda-Urundi (comprising modern Rwanda and Burundi, between 1916 and 1960)
France
French West Africa:
Mauritania
Senegal
French Sudan (now Mali)
French Guinea (now Guinea)
Ivory Coast
Niger
French Upper Volta (now Burkina Faso)
French Dahomey (now Benin)
French Algeria (now Algeria)
Tunisia
French Morocco
French Somaliland (now Djibouti)
Madagascar
Comoros
French Equatorial Africa:
Gabon
Middle Congo (now the Republic of the Congo)
Oubangi-Chari (now the Central African Republic)
Chad
Germany
German Kamerun (now Cameroon and part of Nigeria)
German East Africa (now Rwanda, Burundi and most of Tanzania)
German South West Africa (now Namibia)
German Togoland (now Togo and eastern part of Ghana)
Italy
Italian North Africa (now Libya)
Eritrea
Italian Somaliland (now part of Somalia)
Portugal
Portuguese West Africa (now Angola)
Mainland Angola
Portuguese Congo (now Cabinda Province of Angola)
Portuguese East Africa (now Mozambique)
Portuguese Guinea (now Guinea-Bissau)
Cape Verde Islands
São Tomé e Príncipe
São Tomé Island
Príncipe Island
Fort of São João Baptista de Ajudá (now Ouidah, in Benin)
Spain
Spanish Sahara (now Western Sahara)
Río de Oro
Saguia el-Hamra
Spanish Morocco
Tarfaya Strip
Ifni
Spanish Guinea (now Equatorial Guinea)
Fernando Po
Río Muni
Annobón
United Kingdom
Egypt
Anglo-Egyptian Sudan (now Sudan)
British Somaliland (now part of Somalia)
British East Africa:
Kenya
Uganda Protectorate (now Uganda)
Tanganyika (1919–1961, now part of Tanzania)
Zanzibar (now part of Tanzania)
Bechuanaland (now Botswana)
Southern Rhodesia (now Zimbabwe)
Northern Rhodesia (now Zambia)
British South Africa (now South Africa)
Transvaal (now part of South Africa)
Cape Colony (now part of South Africa)
Colony of Natal (now part of South Africa)
Orange Free State (now part of South Africa)
The Gambia
Sierra Leone
Nigeria
Cameroons (now parts of Cameroon and Nigeria)
British Gold Coast (now Ghana)
Nyasaland (now Malawi)
Basutoland (now Lesotho)
Swaziland
Independent states
Liberia, founded by the American Colonization Society of the United States in 1821; declared independence in 1847
Ethiopian Empire (Abyssinia) had its borders re-drawn with Italian Eritrea and French Somaliland (modern Djibouti), briefly occupied by Italy from 1936 to 1941 during the Abyssinia Crisis;
Sudan, independent under Mahdi rule between 1885 and 1899. It was then under British rule from 1899 to 1956.
20th century
In the 1880s the European powers had divided up almost all of Africa (only Ethiopia and Liberia were independent). They ruled until after World War II when forces of nationalism grew much stronger. In the 1950s and 1960s the colonial holdings became independent states. The process was usually peaceful but there were several long bitter bloody civil wars, as in Algeria, Kenya and elsewhere. Across Africa the powerful new force of nationalism drew upon the organizational skills that natives learned in the British and French and other armies in the world wars. It led to organizations that were not controlled by or endorsed by either the colonial powers not the traditional local power structures that were collaborating with the colonial powers. Nationalistic organizations began to challenge both the traditional and the new colonial structures and finally displaced them. Leaders of nationalist movements took control when the European authorities exited; many ruled for decades or until they died off. These structures included political, educational, religious, and other social organizations. In recent decades, many African countries have undergone the triumph and defeat of nationalistic fervor, changing in the process the loci of the centralizing state power and patrimonial state.
World War I
With the vast majority of the continent under the colonial control of European governments, the World Wars were significant events in the geopolitical history of Africa. Africa was a theater of war and saw fighting in both wars. More important in most regions, the total war footing of colonial powers impacted the governance of African colonies, through resource allocation, conscription, and taxation. In World War I there were several campaigns in Africa, including the Togoland Campaign, the Kamerun Campaign, the South West Africa campaign, and the East African campaign. In each, Allied forces, primarily British, but also French, Belgian, South African, and Portuguese, sought to force the Germans out of their African colonies. In each, German forces were badly outnumbered and, due to Allied naval superiority, were cut off from reinforcement or resupply. The Allies eventually conquered all German colonies; German forces in East Africa managed to avoid surrender throughout the war, though they could not hold any territory after 1917. After World War I, former German colonies in Africa were taken over by France, Belgium, and the British Empire.
After World War I, colonial powers continued to consolidate their control over their African territories. In some areas, particularly in Southern and East Africa, large settler populations were successful in pressing for additional devolution of administration, so-called "home rule" by the white settlers. In many cases, settler regimes were harsher on African populations, tending to see them more as a threat to political power, as opposed to colonial regimes which had generally endeavored to co-opt local populations into economic production. The Great Depression strongly affected Africa's non-subsistence economy, much of which was based on commodity production for Western markets. As demand increased in the late 1930s, Africa's economy rebounded as well.
Africa was the site of one of the first instances of fascist territorial expansions in the 1930s. Italy had attempted to conquer Ethiopia in the 1890s but had been rebuffed in the First Italo-Ethiopian War. Ethiopia lay between two Italian colonies, Italian Somaliland and Eritrea and was invaded in October 1935. With an overwhelming advantage in armor and aircraft, by May 1936, Italian forces had occupied the capital of Addis Ababa and effectively declared victory. Ethiopia and their other colonies were consolidated into Italian East Africa.
World War II: Political
Africa was a large continent whose geography gave it strategic importance during the war. North Africa was the scene of major British and American campaigns against Italy and Germany; East Africa was the scene of a major British campaign against Italy. The vast geography provided major transportation routes linking the United States to the Middle East and Mediterranean regions. The sea route around South Africa was heavily used even though it added 40 days to voyages that had to avoid the dangerous Suez region. Lend Lease supplies to Russia often came this way. Internally, long-distance road and railroad connections facilitated the British war effort. The Union of South Africa had dominion status and was largely self-governing, the other British possessions were ruled by the colonial office, usually with close ties to local chiefs and kings. Italian holdings were the target of successful British military campaigns. The Belgian Congo, and two other Belgian colonies, were major exporters. In terms of numbers and wealth, the British -controlled the richest portions of Africa, and made extensive use not only of the geography, but the manpower, and the natural resources. Civilian colonial officials made a special effort to upgrade the African infrastructure, promote agriculture, integrate colonial Africa with the world economy, and recruit over a half million soldiers.
Before the war, Britain had made few plans for the utilization of Africa, but it quickly set up command structures. The Army set up the West Africa Command, which recruited 200,000 soldiers. The East Africa Command was created in September 1941 to support the overstretched Middle East Command. It provided the largest number of men, over 320,000, chiefly from Kenya, Tanganyika, and Uganda. The Southern Command was the domain of South Africa. The Royal Navy set up the South Atlantic Command based in Sierra Leone, that became one of the main convoy assembly points. The RAF Coastal Command had major submarine-hunting operations based in West Africa, while a smaller RAF command Dealt with submarines in the Indian Ocean. Ferrying aircraft from North America and Britain was the major mission of the Western Desert Air Force. In addition smaller more localized commands were set up throughout the war.
Before 1939, the military establishments were very small throughout British Africa, and largely consisted of whites, who comprised under two percent of the population outside South Africa. As soon as the war began, newly created African units were set up, primarily by the Army. The new recruits were almost always volunteers, usually provided in close cooperation with local tribal leaders. During the war, military pay scales far exceeded what civilians natives could earn, especially when food, housing and clothing allowances are included. The largest numbers were in construction units, called Pioneer units, with over 82,000 soldiers. The RAF and Navy also did some recruiting. The volunteers did some fighting, a great deal of guard duty, and construction work. 80,000 served in the Middle East. A special effort was made not to challenge white supremacy, certainly before the war, and to a large extent during the war itself. Nevertheless, the soldiers were drilled and train to European standards, given strong doses of propaganda, and learn leadership and organizational skills that proved essential to the formation of nationalistic and independence movements after 1945. There were minor episodes of discontent, but nothing serious, among the natives. Afrikaner nationalism was a factor in South Africa, But the pro-German Afrikaner prime minister was replaced in 1939 by Jan Smuts, an Afrikaner who was an enthusiastic supporter of the British Empire. His government closely cooperated with London and raised 340,000 volunteers (190,000 were white, or about one-third of the eligible white men).
French Africa
As early as 1857, the French established volunteer units of black soldiers in sub- Sahara Africa, termed the tirailleurs senegalais. They served in military operations throughout the Empire, including 171,000 soldiers in World War I and 160,000 in World War II. About 90,000 became POWs in Germany. The veterans played a central role in the postwar independence movement in French Africa.
authorities in West Africa declared allegiance to the Vichy regime, as did the colony of French Gabon Vichy forces defeated a Free French Forces invasion of French West Africa in the two battles of Dakar in July and September 1940. Gabon fell to Free France after the Battle of Gabon in November 1940, but West Africa remained under Vichy control until November 1942. Vichy forces tried to resist the overwhelming Allied landings in North Africa (operation Torch) in November 1942. Vichy Admiral François Darlan suddenly switched sides and the fighting ended. The Allies gave Darlan control of North African French forces in exchange for support from both French North Africa as well as French West Africa. Vichy was now eliminated as a factor in Africa. Darlan was assassinated in December, and the two factions of Free French, led by Charles de Gaulle and Henri Giraud, jockeyed for power. De Gaulle finally won out.
World War II: Military
Since Germany had lost its African colonies following World War I, World War II did not reach Africa until Italy joined the war on June 10, 1940, controlling Libya and Italian East Africa. With the fall of France on June 25, most of France's colonies in North and West Africa were controlled by the Vichy government, though much of Central Africa fell under Free French control after some fighting between Vichy and Free French forces at the Battle of Dakar and the Battle of Gabon. After the fall of France, Africa was the only active theater for ground combat until the Italian invasion of Greece in October. In the Western Desert campaign Italian forces from Libya sought to overrun Egypt, controlled by the British. Simultaneously, in the East African campaign, Italian East African forces overran British Somaliland and some British outposts in Kenya and Anglo-Egyptian Sudan. When Italy's efforts to conquer Egypt (including the crucial Suez Canal) and Sudan fell short, they were unable to reestablish supply to Italian East Africa. Without the ability to reinforce or resupply and surrounded by Allied possessions, Italian East Africa was conquered by mainly British and South African forces in 1941. In North Africa, the Italians soon requested help from the Germans who sent a substantial force under General Rommel. With German help, the Axis forces regained the upper hand but were unable to break through British defenses in two tries at El Alamein. In late 1942, Allied forces, mainly Americans and Canadians, invaded French North Africa in Operation Torch, where Vichy French forces initially surprised them with their resistance but were convinced to stop fighting after three days. The second front relieved pressure on the British in Egypt who began pushing west to meet up with the Torch forces, eventually pinning German and Italian forces in Tunisia, which was conquered by May 1943 in the Tunisia campaign, ending the war in Africa. The only other significant operations occurred in the French colony of Madagascar, which was invaded by the British in May 1942 to deny its ports to the Axis (potentially the Japanese who had reached the eastern Indian Ocean). The French garrisons in Madagascar surrendered in November 1942.
Post-war Africa: decolonization
The decolonization of Africa started with Libya in 1951, although Liberia, South Africa, Egypt and Ethiopia were already independent. Many countries followed in the 1950s and 1960s, with a peak in 1960 with the Year of Africa, which saw 17 African nations declare independence, including a large part of French West Africa. Most of the remaining countries gained independence throughout the 1960s, although some colonizers (Portugal in particular) were reluctant to relinquish sovereignty, resulting in bitter wars of independence which lasted for a decade or more. The last African countries to gain formal independence were Guinea-Bissau (1974), Mozambique (1975) and Angola (1975) from Portugal; Djibouti from France in 1977; Zimbabwe from the United Kingdom in 1980; and Namibia from South Africa in 1990. Eritrea later split off from Ethiopia in 1993.
East Africa
The Mau Mau Uprising took place in Kenya from 1952 until 1956 but was put down by British and local forces. A state of emergency remained in place until 1960. Kenya became independent in 1963, and Jomo Kenyatta served as its first president.
The early 1960s also signaled the start of major clashes between the Hutus and the Tutsis in Rwanda and Burundi. In 1994 this culminated in the Rwandan genocide, a conflict in which over 800,000 people were murdered.
North Africa
Moroccan nationalism developed during the 1930s; the Istiqlal Party was formed, pushing for independence. In 1953 sultan Mohammed V of Morocco called for independence. On March 2, 1956, Morocco became independent of France. Mohammed V became ruler of independent Morocco.
In 1954, Algeria formed the National Liberation Front (FLN) as it split from France. This resulted in the Algerian War, which lasted until independence negotiations in 1962. Muhammad Ahmed Ben Bella was elected President of Algeria. Over a million French nationals, predominantly Pied-Noirs, left the country, crippling the economy.
In 1934, the "Neo Destour" (New Constitution) party was founded by Habib Bourguiba pushing for independence in Tunisia. Tunisia became independent in 1955. Its bey was deposed and Habib Bourguiba elected as President of Tunisia.
In 1954, Gamal Abdel Nasser deposed the monarchy of Egypt in the Egyptian Revolution of 1952 and came to power as Prime Minister of Egypt. Muammar Gaddafi led the 1969 Libyan coup d'état which deposed Idris of Libya. Gaddafi remained in power until his death in the Libyan Civil War of 2011.
Egypt was involved in several wars against Israel and was allied with other Arab countries. The first was the 1948 Arab–Israeli War, right after the state of Israel was founded. Egypt went to war again in the Six-Day War of 1967 and lost the Sinai Peninsula to Israel. They went to war yet again in the Yom Kippur War of 1973. In 1979, President of Egypt Anwar Sadat and Prime Minister of Israel Menachem Begin signed the Camp David Accords, which gave back the Sinai Peninsula to Egypt in exchange for the recognition of Israel. The accords are still in effect today. In 1981, Sadat was assassinated by members of the Egyptian Islamic Jihad under Khalid Islambouli. The assassins were Islamists who targeted Sadat for his signing of the Accords.
Southern Africa
In 1948 the apartheid laws were started in South Africa by the dominant National Party. These were largely a continuation of existing policies; the difference was the policy of "separate development" (Apartheid). Where previous policies had only been disparate efforts to economically exploit the African majority, Apartheid represented an entire philosophy of separate racial goals, leading to both the divisive laws of 'petty apartheid,' and the grander scheme of African homelands.
In 1994, Apartheid ended, and Nelson Mandela of the African National Congress was elected president after the South African general election, 1994, the country's first non-racial election.
Central Africa
The central regions of Africa were traditionally regarded to be the regions between Kilwa and the mouth of the Zambesi river. Due to its isolated position from the coasts, this area has received minimal attention from historian pertaining to Africa. It also had one of the most varied sources of European colonial imperialists including Germany in Cameroon, Britain in Northern Cameroons, Belgium in Congo, and France in CAF. Due to its territory, among the main trope s regarding Central Africa is traversing its lands and the nature of its tropicals. Since 1982, one of the main protracted issues within central Africa has been the ongoing secession movement of the secessionist entity of Ambazonia. The impasse between Cameroon and Ambazonia gained steam in 1992 when Fon Gorji-Dinka filed an international lawsuit against Cameroon claiming that Ambazonian territories are held illegally by the latter and describing Cameroonian claims on Ambazonian territories as illegal. Fifteen years later, this stalemate would escalate when Abmazonia formally declared itself as the Federal Republic of Ambazonia.
West Africa
Following World War II, nationalist movements arose across West Africa, most notably in Ghana under Kwame Nkrumah. In 1957, Ghana became the first sub-Saharan colony to achieve its independence, followed the next year by France's colonies; by 1974, West Africa's nations were entirely autonomous. Since independence, many West African nations have been plagued by corruption and instability, with notable civil wars in Nigeria, Sierra Leone, Liberia, and Ivory Coast, and a succession of military coups in Ghana and Burkina Faso. Many states have failed to develop their economies despite enviable natural resources, and political instability is often accompanied by undemocratic government.
See also 2014 Ebola virus epidemic in Sierra Leone, 2014 Ebola virus epidemic in Guinea, and 2014 Ebola virus epidemic in Liberia
Historiography of British Africa
The first historical studies in English appeared in the 1890s, and followed one of four approaches. 1) The territorial narrative was typically written by a veteran soldier or civil servant who gave heavy emphasis to what he had seen. 2) The "apologia" were essays designed to justify British policies. 3) Popularizers tried to reach a large audience. 4) Compendia appeared designed to combine academic and official credentials. Professional scholarship appeared around 1900, and began with the study of business operations, typically using government documents and unpublished archives.
The economic approach was widely practiced in the 1930s, primarily to provide descriptions of the changes underway in the previous half-century. In 1935, American historian William L. Langer published The Diplomacy of Imperialism: 1890–1902, a book that is still widely cited. In 1939, Oxford professor Reginald Coupland published The Exploitation of East Africa, 1856–1890: The Slave Trade and the Scramble, another popular treatment.
World War II diverted most scholars to wartime projects and accounted for a pause in scholarship during the 1940s.
By the 1950s many African students were studying in British universities, and they produced a demand for new scholarship, and started themselves to supply it as well. Oxford University became the main center for African studies, with activity as well at Cambridge University and the London School of Economics. The perspective of British government policymakers or international business operations slowly gave way to a new interest in the activities of the natives, especially nationalistic movements and the growing demand for independence. The major breakthrough came from Ronald Robinson and John Andrew Gallagher, especially with their studies of the impact of free trade on Africa. In 1985 The Oxford History of South Africa (2 vols.) was published, attempting to synthesize the available materials. In 2013, The Oxford Handbook of Modern African History was published, bringing the scholarship up to date.
Economic history of Africa
Military history of Africa
Genetic history of Africa
Historiographic and Conceptual Problems of North Africa and Sub-Saharan Africa
Historiographic and Conceptual Problems
The current major problem in African studies that Mohamed (2010/2012) identified is the inherited religious, Orientalist, colonial paradigm that European Africanists have preserved in present-day secularist, post-colonial, Anglophone African historiography. African and African-American scholars also bear some responsibility in perpetuating this European Africanist preserved paradigm.
Following conceptualizations of Africa developed by Leo Africanus and Hegel, European Africanists conceptually separated continental Africa into two racialized regions – Sub-Saharan Africa and North Africa. Sub-Saharan Africa, as a racist geographic construction, serves as an objectified, compartmentalized region of “Africa proper”, “Africa noire,” or “Black Africa.” The African diaspora is also considered to be a part of the same racialized construction as Sub-Saharan Africa. North Africa serves as a racialized region of “European Africa”, which is conceptually disconnected from Sub-Saharan Africa, and conceptually connected to the Middle East, Asia, and the Islamic world.
As a result of these racialized constructions and the conceptual separation of Africa, darker skinned North Africans, such as the so-called Haratin, who have long resided in the Maghreb, and do not reside south of Saharan Africa, have become analogically alienated from their indigeneity and historic reality in North Africa. While the origin of the term “Haratin” remains speculative, the term may not date much earlier than the 18th century CE and has been involuntarily assigned to darker skinned Maghrebians. Prior to the modern use of the term Haratin as an identifier, and utilized in contrast to bidan or bayd (white), sumr/asmar, suud/aswad, or Sudan/sudani (black/brown) were Arabic terms utilized as identifiers for darker skinned Maghrebians before the modern period. “Haratin” is considered to be an offensive term by the darker skinned Maghrebians it is intended to identify; for example, people in the southern region (e.g., Wad Noun, Draa) of Morocco consider it to be an offensive term. Despite its historicity and etymology being questionable, European colonialists and European Africanists have used the term Haratin as identifiers for groups of “black” and apparently “mixed” people found in Algeria, Mauritania, and Morocco.
The Saadian invasion of the Songhai Empire serves as the precursor to later narratives that grouped darker skinned Maghrebians together and identified their origins as being Sub-Saharan West Africa. With gold serving as a motivation behind the Saadian invasion of the Songhai Empire, this made way for changes in latter behaviors toward dark-skinned Africans. As a result of changing behaviors toward dark-skinned Africans, darker skinned Maghrebians were forcibly recruited into the army of Ismail Ibn Sharif as the Black Guard, based on the claim of them having descended from enslaved peoples from the times of the Saadian invasion. Shurafa historians of the modern period would later utilize these events in narratives about the manumission of enslaved “Hartani” (a vague term, which, by merit of it needing further definition, is implicit evidence for its historicity being questionable). The narratives derived from Shurafa historians would later become analogically incorporated into the Americanized narratives (e.g., the trans-Saharan slave trade, imported enslaved Sub-Saharan West Africans, darker skinned Magrebian freedmen) of the present-day European Africanist paradigm.
As opposed to having been developed through field research, the analogy in the present-day European Africanist paradigm, which conceptually alienates, dehistoricizes, and denaturalizes darker skinned North Africans in North Africa and darker skinned Africans throughout the Islamic world at-large, is primarily rooted in an Americanized textual tradition inherited from 19th century European Christian abolitionists. Consequently, reliable history, as opposed to an antiquated analogy-based history, for darker skinned North Africans and darker skinned Africans in the Islamic world are limited. Part of the textual tradition generally associates an inherited status of servant with dark skin (e.g., Negro labor, Negro cultivators, Negroid slaves, freedman). The European Africanist paradigm uses this as the primary reference point for its construction of origins narratives for darker skinned North Africans (e.g., imported slaves from Sub-Saharan West Africa). With darker skinned North Africans or darker skinned Africans in the Islamic world treated as an allegory of alterity, another part of the textual tradition is the trans-Saharan slave trade and their presence in these regions are treated as that of an African diaspora in North Africa and the Islamic world. Altogether, darker skinned North Africans (e.g., “black” and apparently “mixed” Maghrebians), darker skinned Africans in the Islamic world, the inherited status of servant associated with dark skin, and the trans-Saharan slave trade are conflated and modeled in analogy with African-Americans and the trans-Atlantic slave trade.
The trans-Saharan slave trade has been used as a literary device in narratives that analogically explain the origins of darker skinned North Africans in North Africa and the Islamic world. Caravans have been equated with slave ships, and the amount of forcibly enslaved Africans transported across the Sahara are alleged to be numerically comparable to the considerably large amount of forcibly enslaved Africans transported across the Atlantic Ocean. The simulated narrative of comparable numbers is contradicted by the limited presence of darker skinned North Africans in the present-day Maghreb. As part of this simulated narrative, post-classical Egypt has also been characterized as having plantations. Another part of this simulated narrative is an Orientalist construction of hypersexualized Moors, concubines, and eunuchs. Concubines in harems have been used as an explanatory bridge between the allegation of comparable numbers of forcibly enslaved Africans and the limited amount of present-day darker skinned Maghrebians who have been characterized as their diasporic descendants. Eunuchs were characterized as sentinels who guarded these harems. The simulated narrative is also based on the major assumption that the indigenous peoples of the Maghreb were once purely white Berbers, who then became biracialized through miscegenation with black concubines (existing within a geographic racial binary of pale-skinned Moors residing further north, closer to the Mediterranean region, and dark-skinned Moors residing further south, closer to the Sahara). The religious polemical narrative involving the suffering of enslaved European Christians of the Barbary slave trade has also been adapted to fit the simulated narrative of a comparable number of enslaved Africans being transported by Muslim slaver caravans, from the south of Saharan Africa, into North Africa and the Islamic world.
Despite being an inherited part of the 19th century religious polemical narratives, the use of race in the secularist narrative of the present-day European Africanist paradigm has given the paradigm an appearance of possessing scientific quality. The religious polemical narrative (e.g., holy cause, hostile neologisms) of 19th century European abolitionists about Africa and Africans are silenced, but still preserved, in the secularist narratives of the present-day European Africanist paradigm. The Orientalist stereotyped hypersexuality of the Moors were viewed by 19th century European abolitionists as deriving from the Quran. The reference to times prior, often used in concert with biblical references, by 19th century European abolitionists, may indicate that realities described of Moors may have been literary fabrications. The purpose of these apparent literary fabrications may have been to affirm their view of the Bible as being greater than the Quran and to affirm the viewpoints held by the readers of their composed works. The adoption of 19th century European abolitionists’ religious polemical narrative into the present-day European Africanist paradigm may have been due to its correspondence with the established textual tradition. The use of stereotyped hypersexuality for Moors are what 19th century European abolitionists and the present-day European Africanist paradigm have in common.
Due to a lack of considerable development in field research regarding enslavement in Islamic societies, this has resulted in the present-day European Africanist paradigm relying on unreliable estimates for the trans-Saharan slave trade. However, insufficient data has also used as a justification for continued use of the faulty present-day European Africanist paradigm. Darker skinned Maghrebians, particularly in Morocco, have grown weary of the lack of discretion foreign academics have shown toward them, bear resentment toward the way they have been depicted by foreign academics, and consequently, find the intended activities of foreign academics to be predictable. Rather than continuing to rely on the faulty present-day European Africanist paradigm, Mohamed (2012) recommends revising and improving the current Africanist paradigm (e.g., critical inspection of the origins and introduction of the present characterization of the Saharan caravan; reconsideration of what makes the trans-Saharan slave trade, within its own context in Africa, distinct from the trans-Atlantic slave trade; realistic consideration of the experiences of darker-skinned Maghrebians within their own regional context).
Conceptual Problems
Merolla (2017) has indicated that the academic study of Sub-Saharan Africa and North Africa by Europeans developed with North Africa being conceptually subsumed within the Middle East and Arab world, whereas, the study of Sub-Saharan Africa was viewed as conceptually distinct from North Africa, and as its own region, viewed as inherently the same. The common pattern of conceptual separation of continental Africa into two regions and the view of conceptual sameness within the region of Sub-Saharan Africa has continued until present-day. Yet, with increasing exposure of this problem, discussion about the conceptual separation of Africa has begun to develop.
The Sahara has served as a trans-regional zone for peoples in Africa. Authors from various countries (e.g., Algeria, Cameroon, Sudan) in Africa have critiqued the conceptualization of the Sahara as a regional barrier, and provided counter-arguments supporting the interconnectedness of continental Africa; there are historic and cultural connections as well as trade between West Africa, North Africa, and East Africa (e.g., North Africa with Niger and Mali, North Africa with Tanzania and Sudan, major hubs of Islamic learning in Niger and Mali). Africa has been conceptually compartmentalized into meaning “Black Africa”, “Africa South of the Sahara”, and “Sub-Saharan Africa.” North Africa has been conceptually "Orientalized" and separated from Sub-Saharan Africa. While its historic development has occurred within a longer time frame, the epistemic development (e.g., form, content) of the present-day racialized conceptual separation of Africa came as a result of the Berlin Conference and the Scramble for Africa.
In African and Berber literary studies, scholarship has remained largely separate from one another. The conceptual separation of Africa in these studies may be due to how editing policies of studies in the Anglophone and Francophone world are affected by the international politics of the Anglophone and Francophone world. While studies in the Anglophone world have more clearly followed the trend of the conceptual separation of Africa, the Francophone world has been more nuanced, which may stem from imperial policies relating to French colonialism in North Africa and Sub-Saharan Africa. As the study of North Africa has largely been initiated by the Arabophone and Francophone world, denial of the Arabic language having become Africanized throughout the centuries it has been present in Africa has shown that the conceptual separation of Africa remains pervasive in the Francophone world; this denial may stem from historic development of the characterization of an Islamic Arabia existing as a diametric binary to Europe. Among studies in the Francophone world, ties between North Africa and Sub-Saharan Africa have been denied or downplayed, while the ties (e.g., religious, cultural) between the regions and peoples (e.g., Arab language and literature with Berber language and literature) of the Middle East and North Africa have been established by diminishing the differences between the two and selectively focusing on the similarities between the two. In the Francophone world, construction of racialized regions, such as Black Africa (Sub-Saharan Africans) and White Africa (North Africans, e.g., Berbers and Arabs), has also developed.
Despite having invoked and utilized identities in reference to the racialized conceptualizations of Africa (e.g., North Africa, Sub-Saharan Africa) to oppose imposed identities, Berbers have invoked North African identity to oppose Arabized and Islamicized identities, and Sub-Saharan Africans (e.g., Negritude, Black Consciousness) and the African diaspora (e.g., Black is Beautiful) have invoked and utilized black identity to oppose colonialism and racism. While Berber studies has largely sought to be establish ties between Berbers and North Africa with Arabs and the Middle East, Merolla (2017) indicated that efforts to establish ties between Berbers and North Africa with Sub-Saharan Africans and Sub-Saharan Africa have recently started to being undertaken.
See also
Economic history of Africa
African historiography
Historians of Africa
List of history journals#Africa
List of kingdoms in pre-colonial Africa
List of sovereign states and dependent territories in Africa
Outline of Africa#History of Africa
Africa-Europe relations
Africa-United States relations
Africa–China relations
Soviet Union-Africa relations
Notes
References
Akyeampong. Emmanuel and Robert H. Bates, eds. Africa's Development in Historical Perspective (2014)
Beshah, Girma; Aregay, Merid Wolde (1964). The Question of the Union of the Churches in Luso-Ethiopian Relations (1500–1632) (Lisbon: Junta de Investigações do Ultramar and Centro de Estudos Históricos Ultramarinos),
Collins, Robert O.; Burns, James M. (2007). A History of Sub-Saharan Africa. NY: Cambridge UP, .
Ehret, Christopher (2002). The Civilizations of Africa. Charlottesville, Virginia: University of Virginia, .
Iliffe, John (2007). Africans: The History of a Continent. 2nd ed. NY : Cambridge University Press, .
Manning, Patrick. (2009) The African Diaspora: A History Through Culture (NY: Columbia UP); looks at the slave trade, the adaptation of Africans to new conditions, their struggle for freedom and equality, and the establishment of a "black" diaspora and its local influence around the world; covers 1430 to 2001.
Martin, Phyllis M., and O'Meara, Patrick (1995). Africa. 3rd ed. Bloomington: Indiana University Press, .
Shillington, Kevin (2005). History of Africa. Revised 2nd ed. New York City: Palgrave Macmillan, .
Further reading
Byfield, Judith A. et al. eds. Africa and World War II (Cambridge UP, 2015).
Clark, J. Desmond (1970). The Prehistory of Africa. Thames and Hudson
Davidson, Basil (1964). The African Past. Penguin, Harmondsworth
Devermont, Judd. "World Is Coming to Sub-Saharan Africa. Where Is the United States?" (Center for Strategic and International Studies (CSIS), 2018) online.
Duignan, P., and L. H. Gann. The United States and Africa: A History (Cambridge University Press, 1984)
Fage, J.D. and Roland Oliver, eds. The Cambridge History of Africa (8 vol 1975–1986)
Falola, Toyin. Africa, Volumes 1–5.
FitzSimons, William. "Sizing Up the 'Small Wars' of African Empire: An Assessment of the Context and Legacies of Nineteenth-Century Colonial Warfare". Journal of African Military History 2#1 (2018): 63–78.
Freund, Bill (1998). The Making of Contemporary Africa, Lynne Rienner, Boulder (including a substantial "Annotated Bibliography" pp. 269–316).
Herbertson, A. J. and O. J. R. Howarth. eds. The Oxford Survey Of The British Empire (6 vol 1914) on Africa; 550pp; comprehensive coverage of South Africa and British colonies
July, Robert (1998). A History of the African People, (Waveland Press, 1998).
Killingray, David, and Richard Rathbone, eds. Africa and the Second World War (Springer, 1986).
Lamphear, John, ed. African Military History (Routledge, 2007).
Obenga, Théophile (1980). Pour une Nouvelle Histoire Présence Africaine, Paris
Reader, John (1997). Africa: A Biography of the Continent. Hamish Hamilton.
Roberts, Stephen H. History of French Colonial Policy (1870–1925) (2 vols., 1929) vol 1 online also vol 2 online; comprehensive scholarly history
Shillington, Kevin (1989). History of Africa, New York: St. Martin's.
Thornton, John K. Warfare in Atlantic Africa, 1500–1800 (Routledge, 1999).
UNESCO (1980–1994). General History of Africa . 8 volumes.
Worden, Nigel (1995). The Making of Modern South Africa, Oxford UK, Cambridge US: Blackwell.
Atlases
Ajayi, A.J.F. and Michael Crowder. Historical Atlas of Africa (1985); 300 color maps.
Fage, J.D. Atlas of African History (1978)
Freeman-Grenville, G.S.P. The New Atlas of African History (1991).
Kwamena-Poh, Michael, et al. African history in Maps (Longman, 1982).
McEvedy, Colin. The Penguin Atlas of African History (2nd ed. 1996). excerpt
Historiography
Boyd, Kelly, ed. Encyclopedia of Historians and Historical Writers (Rutledge, 1999) 1:4–14.
External links
"Race, Evolution and the Science of Human Origins" by Allison Hopper, Scientific American (5 July 2021).
Worldtimelines.org.uk – Africa The British Museum. 2005
The Historyscoper.
About.com:African History.
The Story of Africa BBC World Service.
Wonders of the African World, PBS.
Civilization of Africa by Richard Hooker, Washington State University.
African Art (chunk of historical data) Metropolitan Museum of Art.
African Kingdoms, by Khaleel Muhammad.
Mapungubwe Museum at the University of Pretoria
Project Diaspora.
Kush Communications | Media Production Company London. |
14104 | https://en.wikipedia.org/wiki/History%20of%20Oceania | History of Oceania | The History of Oceania includes the history of Australia, New Zealand, Hawaii, Papua New Guinea, Fiji and other Pacific island nations.
Prehistory
The prehistory of Oceania is divided into the prehistory of each of its major areas: Polynesia, Micronesia, Melanesia, and Australasia, and these vary greatly as to when they were first inhabited by humans—from 70,000 years ago (Australasia) to 3,000 years ago (Polynesia).
Polynesia theories
The Polynesian people are considered to be by linguistic, archaeological and human genetic ancestry a subset of the sea-migrating Austronesian people and tracing Polynesian languages places their prehistoric origins in the Malay Archipelago, and ultimately, in Taiwan. Between about 3000 and 1000 BCE speakers of Austronesian languages began spreading from Taiwan into Island South-East Asia, as tribes whose natives were thought to have arrived through South China about 8,000 years ago to the edges of western Micronesia and on into Melanesia, although they are different from the Han Chinese who now form the majority of people in China and Taiwan. There are three theories regarding the spread of humans across the Pacific to Polynesia. These are outlined well by Kayser et al. (2000) and are as follows:
Express Train model: A recent (c. 3000–1000 BCE) expansion out of Taiwan, via the Philippines and eastern Indonesia and from the north-west ("Bird's Head") of New Guinea, on to Island Melanesia by roughly 1400 BCE, reaching western Polynesian islands right about 900 BCE. This theory is supported by the majority of current human genetic data, linguistic data, and archaeological data
Entangled Bank model: Emphasizes the long history of Austronesian speakers' cultural and genetic interactions with indigenous Island South-East Asians and Melanesians along the way to becoming the first Polynesians.
Slow Boat model: Similar to the express-train model but with a longer hiatus in Melanesia along with admixture, both genetically, culturally and linguistically with the local population. This is supported by the Y-chromosome data of Kayser et al. (2000), which shows that all three haplotypes of Polynesian Y chromosomes can be traced back to Melanesia.
In the archaeological record there are well-defined traces of this expansion which allow the path it took to be followed and dated with some certainty. It is thought that by roughly 1400 BCE, "Lapita Peoples", so-named after their pottery tradition, appeared in the Bismarck Archipelago of north-west Melanesia. This culture is seen as having adapted and evolved through time and space since its emergence "Out of Taiwan". They had given up rice production, for instance, after encountering and adapting to breadfruit in the Bird's Head area of New Guinea. In the end, the most eastern site for Lapita archaeological remains recovered so far has been through work on the archaeology in Samoa. The site is at Mulifanua on Upolu. The Mulifanua site, where 4,288 pottery shards have been found and studied, has a "true" age of c. 1000 BCE based on C14 dating. A 2010 study places the beginning of the human archaeological sequences of Polynesia in Tonga at 900 BCE, the small differences in dates with Samoa being due to differences in radiocarbon dating technologies between 1989 and 2010, the Tongan site apparently predating the Samoan site by some few decades in real time.
Within a mere three or four centuries between about 1300 and 900 BCE, the Lapita archaeological culture spread 6,000 kilometres further to the east from the Bismarck Archipelago, until it reached as far as Fiji, Tonga, and Samoa. The area of Tonga, Fiji, and Samoa served as a gateway into the rest of the Pacific region known as Polynesia. Ancient Tongan mythologies recorded by early European explorers report the islands of 'Ata and Tongatapu as the first islands being hauled to the surface from the deep ocean by Maui.
The "Tuʻi Tonga Empire" or "Tongan Empire" in Oceania are descriptions sometimes given to Tongan expansionism and projected hegemony dating back to 950 CE, but at its peak during the period 1200–1500. While modern researchers and cultural experts attest to widespread Tongan influence and evidences of transoceanic trade and exchange of material and non-material cultural artifacts, empirical evidence of a true political empire ruled for any length of time by successive rulers is lacking.
Modern archeology, anthropology and linguistic studies confirm widespread Tongan cultural influence ranging widely through East 'Uvea, Rotuma, Futuna, Samoa and Niue, parts of Micronesia (Kiribati, Pohnpei), Vanuatu, and New Caledonia and the Loyalty Islands, and while some academics prefer the term "maritime chiefdom", others argue that, while very different from examples elsewhere, ..."empire" is probably the most convenient term.
Pottery art from Fijian towns shows that Fiji was settled before or around 3500 to 1000 BC, although the question of Pacific migration still lingers. It is believed that the Lapita people or the ancestors of the Polynesians settled the islands first but not much is known of what became of them after the Melanesians arrived; they may have had some influence on the new culture, and archaeological evidence shows that they would have then moved on to Tonga, Samoa and even Hawai'i.
The first settlements in Fiji were started by voyaging traders and settlers from the west about 5000 years ago. Lapita pottery shards have been found at numerous excavations around the country. Aspects of Fijian culture are similar to the Melanesian culture of the western Pacific but have a stronger connection to the older Polynesian cultures. Across from east to west, Fiji has been a nation of many languages. Fiji's history was one of settlement but also of mobility.
Over the centuries, a unique Fijian culture developed. Constant warfare and cannibalism between warring tribes were quite rampant and very much part of everyday life. In later centuries, the ferocity of the cannibal lifestyle deterred European sailors from going near Fijian waters, giving Fiji the name Cannibal Isles; as a result, Fiji remained unknown to the rest of the world.
Early European visitors to Easter Island recorded the local oral traditions about the original settlers. In these traditions, Easter Islanders claimed that a chief Hotu Matu'a arrived on the island in one or two large canoes with his wife and extended family. They are believed to have been Polynesian. There is considerable uncertainty about the accuracy of this legend as well as the date of settlement. Published literature suggests the island was settled around 300–400 CE, or at about the time of the arrival of the earliest settlers in Hawaii.
Some scientists say that Easter Island was not inhabited until 700–800 CE. This date range is based on glottochronological calculations and on three radiocarbon dates from charcoal that appears to have been produced during forest clearance activities.
Moreover, a recent study which included radiocarbon dates from what is thought to be very early material suggests that the island was settled as recently as 1200 CE. This seems to be supported by a 2006 study of the island's deforestation, which could have started around the same time. A large now extinct palm, Paschalococos disperta, related to the Chilean wine palm (Jubaea chilensis), was one of the dominant trees as attested by fossil evidence; this species, whose sole occurrence was Easter Island, became extinct due to deforestation by the early settlers.
Micronesia theories
Micronesia began to be settled several millennia ago, although there are competing theories about the origin and arrival of the first settlers. There are numerous difficulties with conducting archaeological excavations in the islands, due to their size, settlement patterns and storm damage. As a result, much evidence is based on linguistic analysis. The earliest archaeological traces of civilization have been found on the island of Saipan, dated to 1500 BCE or slightly before.
The ancestors of the Micronesians settled there over 4,000 years ago. A decentralized chieftain-based system eventually evolved into a more centralized economic and religious culture centered on Yap and Pohnpei. The prehistory of many Micronesian islands such as Yap are not known very well.
On Pohnpei, pre-colonial history is divided into three eras: Mwehin Kawa or Mwehin Aramas (Period of Building, or Period of Peopling, before c. 1100); Mwehin Sau Deleur (Period of the Lord of Deleur, c. 1100 to c. 1628); and Mwehin Nahnmwarki (Period of the Nahnmwarki, c. 1628 to c. 1885). Pohnpeian legend recounts that the Saudeleur rulers, the first to bring government to Pohnpei, were of foreign origin. The Saudeleur centralized form of absolute rule is characterized in Pohnpeian legend as becoming increasingly oppressive over several generations. Arbitrary and onerous demands, as well as a reputation for offending Pohnpeian deities, sowed resentment among Pohnpeians. The Saudeleur Dynasty ended with the invasion of Isokelekel, another semi-mythical foreigner, who replaced the Saudeleur rule with the more decentralized nahnmwarki system in existence today. Isokelekel is regarded as the creator of the modern Pohnpeian nahnmwarki social system and the father of the Pompeian people.
Construction of Nan Madol, a megalithic complex made from basalt lava logs in Pohnpei began as early as 1200 CE. Nan Madol is offshore of Temwen Island near Pohnpei, consists of a series of small artificial islands linked by a network of canals, and is often called the Venice of the Pacific. It is located near the island of Pohnpei and was the ceremonial and political seat of the Saudeleur Dynasty that united Pohnpei's estimated 25,000 people until its centralized system collapsed amid the invasion of Isokelekel. Isokelekel and his descendants initially occupied the stone city, but later abandoned it.
The first people of the Northern Mariana Islands navigated to the islands at some period between 4000 BCE to 2000 BCE from South-East Asia. They became known as the Chamorros, and spoke an Austronesian language called Chamorro. The ancient Chamorro left a number of megalithic ruins, including Latte stone. The Refaluwasch or Carolinian people came to the Marianas in the 1800s from the Caroline Islands. Micronesian colonists gradually settled the Marshall Islands during the 2nd millennium BCE, with inter-island navigation made possible using traditional stick charts.
Melanesia theories
The first settlers of Australia, New Guinea, and the large islands just to the east arrived between 50,000 and 30,000 years ago, when Neanderthals still roamed Europe. The original inhabitants of the group of islands now named Melanesia were likely the ancestors of the present-day Papuan-speaking people. Migrating from South-East Asia, they appear to have occupied these islands as far east as the main islands in the Solomon Islands archipelago, including Makira and possibly the smaller islands farther to the east.
Particularly along the north coast of New Guinea and in the islands north and east of New Guinea, the Austronesian people, who had migrated into the area somewhat more than 3,000 years ago, came into contact with these pre-existing populations of Papuan-speaking peoples. In the late 20th century, some scholars theorized a long period of interaction, which resulted in many complex changes in genetics, languages, and culture among the peoples. Kayser, et al. proposed that, from this area, a very small group of people (speaking an Austronesian language) departed to the east to become the forebears of the Polynesian people.
However, the theory is contradicted by the findings of a genetic study published by Temple University in 2008; based on genome scans and evaluation of more than 800 genetic markers among a wide variety of Pacific peoples, it found that neither Polynesians nor Micronesians have much genetic relation to Melanesians. Both groups are strongly related genetically to East Asians, particularly Taiwanese aborigines. It appeared that, having developed their sailing outrigger canoes, the Polynesian ancestors migrated from East Asia, moved through the Melanesian area quickly on their way, and kept going to eastern areas, where they settled. They left little genetic evidence in Melanesia.
The study found a high rate of genetic differentiation and diversity among the groups living within the Melanesian islands, with the peoples distinguished by island, language, topography, and geography among the islands. Such diversity developed over their tens of thousands of years of settlement before the Polynesian ancestors ever arrived at the islands. For instance, populations developed differently in coastal areas, as opposed to those in more isolated mountainous valleys.
Additional DNA analysis has taken research into new directions, as more human species have been discovered since the late 20th century. Based on his genetic studies of the Denisova hominin, an ancient human species discovered in 2010, Svante Pääbo claims that ancient human ancestors of the Melanesians interbred in Asia with these humans. He has found that people of New Guinea share 4–6% of their genome with the Denisovans, indicating this exchange. The Denisovans are considered cousin to the Neanderthals; both groups are now understood to have migrated out of Africa, with the Neanderthals going into Europe, and the Denisovans heading east about 400,000 years ago. This is based on genetic evidence from a fossil found in Siberia. The evidence from Melanesia suggests their territory extended into south Asia, where ancestors of the Melanesians developed.
Melanesians of some islands are one of the few non-European peoples, and the only dark-skinned group of people outside Australia, known to have blond hair.
Australasia theories
Indigenous Australians are the original inhabitants of the Australian continent and nearby islands. Indigenous Australians migrated from Africa to Asia around 70,000 years ago and arrived in Australia around 50,000 years ago. The Torres Strait Islanders are indigenous to the Torres Strait Islands, which are at the northernmost tip of Queensland near Papua New Guinea. The term "Aboriginal" is traditionally applied to only the indigenous inhabitants of mainland Australia and Tasmania, along with some of the adjacent islands, i.e.: the "first peoples". Indigenous Australians is an inclusive term used when referring to both Aboriginal and Torres Strait islanders.
The earliest definite human remains found to date are that of Mungo Man, which have been dated at about 40,000 years old, but the time of arrival of the ancestors of Indigenous Australians is a matter of debate among researchers, with estimates dating back as far as 125,000 years ago. There is great diversity among different Indigenous communities and societies in Australia, each with its own unique mixture of cultures, customs and languages. In present-day Australia these groups are further divided into local communities.
European contact and exploration (1500s–1700s)
Iberian pioneers
Early Iberian exploration
Oceania was first explored by Europeans from the 16th century onwards. Portuguese navigators, between 1512 and 1526, reached the Moluccas (by António de Abreu and Francisco Serrão in 1512), Timor, the Aru Islands (Martim A. Melo Coutinho), the Tanimbar Islands, some of the Caroline Islands (by Gomes de Sequeira in 1525), and west Papua New Guinea (by Jorge de Menezes in 1526). In 1519 a Castilian ('Spanish') expedition led by Ferdinand Magellan sailed down the east coast of South America, found and sailed through the strait that bears his name and on 28 November 1520 entered the ocean which he named "Pacific". The three remaining ships, led by Magellan and his captains Duarte Barbosa and João Serrão, then sailed north and caught the trade winds which carried them across the Pacific to the Philippines where Magellan was killed. One surviving ship led by Juan Sebastián Elcano returned west across the Indian Ocean and the other went north in the hope of finding the westerlies and reaching Mexico. Unable to find the right winds, it was forced to return to the East Indies. The Magellan-Elcano expedition achieved the first circumnavigation of the world and reached the Philippines, the Mariana Islands and other islands of Oceania.
Other large expeditions
From 1527 to 1595 a number of other large Spanish expeditions crossed the Pacific Ocean, leading to the discovery of the Marshall Islands and Palau in the North Pacific, as well as Tuvalu, the Marquesas, the Solomon Islands archipelago, the Cook Islands and the Admiralty Islands in the South Pacific.
In 1565, Spanish navigator Andrés de Urdaneta found a wind system that would allow ships to sail eastward from Asia, back to the Americas. From then until 1815 the annual Manila Galleons crossed the Pacific from Mexico to the Philippines and back, in the first transpacific trade route in history. Combined with the Spanish Atlantic or West Indies Fleet, the Manila Galleons formed one of the first global maritime exchange in human history, linking Seville in Spain with Manila in the Philippines, via Mexico.
Later, in the quest for Terra Australis, Spanish explorers in the 17th century discovered the Pitcairn and Vanuatu archipelagos, and sailed the Torres Strait between Australia and New Guinea, named after navigator Luís Vaz de Torres. In 1668 the Spanish founded a colony on Guam as a resting place for west-bound galleons. For a long time this was the only non-coastal European settlement in the Pacific.
Oceania during the Golden Age of Dutch exploration and discovery
Early Dutch exploration
The Dutch were the first non-natives to undisputedly explore and chart coastlines of Australia, Tasmania, New Zealand, Tonga, Fiji, Samoa, and Easter Island. Verenigde Oostindische Compagnie (or VOC) was a major force behind the Golden Age of Dutch exploration (c. 1590s–1720s) and Netherlandish cartography (c. 1570s–1670s). In the 17th century, the VOC's navigators and explorers charted almost three-quarters of the Australian coastline, except the east coast.
Abel Tasman's exploratory voyages
Abel Tasman was the first known European explorer to reach the islands of Van Diemen's Land (now Tasmania) and New Zealand, and to sight the Fiji islands. His navigator François Visscher, and his merchant Isaack Gilsemans, mapped substantial portions of Australia, New Zealand, Tonga and the Fijian islands.
On 24 November 1642 Abel Tasman sighted the west coast of Tasmania, north of Macquarie Harbour. He named his discovery Van Diemen's Land after Antonio van Diemen, Governor-General of the Dutch East Indies. then claimed formal possession of the land on 3 December 1642.
After some exploration, Tasman had intended to proceed in a northerly direction but as the wind was unfavourable he steered east. On 13 December they sighted land on the north-west coast of the South Island, New Zealand, becoming the first Europeans to do so. Tasman named it Staten Landt on the assumption that it was connected to an island (Staten Island, Argentina) at the south of the tip of South America. Proceeding north and then east, he stopped to gather water, but one of his boats was attacked by Māori in a double hulled waka (canoes) and four of his men were attacked and killed by mere. As Tasman sailed out of the bay he was again attacked, this time by 11 waka . The waka approached the Zeehan which fired and hit one Māori who fell down. Canister shot hit the side of a waka.
Archeological research has shown the Dutch had tried to land at a major agricultural area, which the Māori may have been trying to protect. Tasman named the bay Murderers' Bay (now known as Golden Bay) and sailed north, but mistook Cook Strait for a bight (naming it Zeehaen's Bight). Two names he gave to New Zealand landmarks still endure, Cape Maria van Diemen and Three Kings Islands, but Kaap Pieter Boreels was renamed by Cook 125 years later to Cape Egmont.
En route back to Batavia, Tasman came across the Tongan archipelago on 20 January 1643. While passing the Fiji Islands Tasman's ships came close to being wrecked on the dangerous reefs of the north-eastern part of the Fiji group. He charted the eastern tip of Vanua Levu and Cikobia before making his way back into the open sea. He eventually turned north-west to New Guinea, and arrived at Batavia on 15 June 1643. For over a century after Tasman's voyages, until the era of James Cook, Tasmania and New Zealand were not visited by Europeans—mainland Australia was visited, but usually only by accident.
British exploration and Captain James Cook's voyages
First voyage (1768–1771)
In 1766 the Royal Society engaged James Cook to travel to the Pacific Ocean to observe and record the transit of Venus across the Sun. The expedition sailed from England on 26 August 1768, rounded Cape Horn and continued westward across the Pacific to arrive at Tahiti on 13 April 1769, where the observations of the Venus Transit were made. Once the observations were completed, Cook opened the sealed orders which were additional instructions from the Admiralty for the second part of his voyage: to search the south Pacific for signs of the postulated rich southern continent of Terra Australis.
With the help of a Tahitian named Tupaia, who had extensive knowledge of Pacific geography, Cook managed to reach New Zealand on 6 October 1769, leading only the second group of Europeans to do so (after Abel Tasman over a century earlier, in 1642). Cook mapped the complete New Zealand coastline, making only some minor errors (such as calling Banks Peninsula an island, and thinking Stewart Island/Rakiura was a peninsula of the South Island). He also identified Cook Strait, which separates the North Island from the South Island, and which Tasman had not seen.
Cook then voyaged west, reaching the south-eastern coast of Australia on 19 April 1770, and in doing so his expedition became the first recorded Europeans to have encountered its eastern coastline. On 23 April he made his first recorded direct observation of indigenous Australians at Brush Island near Bawley Point, noting in his journal: "…and were so near the Shore as to distinguish several people upon the Sea beach they appear'd to be of a very dark or black Colour but whether this was the real colour of their skins or the C[l]othes they might have on I know not." On 29 April Cook and crew made their first landfall on the mainland of the continent at a place now known as the Kurnell Peninsula. It is here that James Cook made first contact with an aboriginal tribe known as the Gweagal.
After his departure from Botany Bay he continued northwards. After a grounding mishap on the Great Barrier Reef, the voyage continued, sailing through Torres Strait before returning to England via Batavia, the Cape of Good Hope, and Saint Helena.
Second voyage (1772–1775)
In 1772 the Royal Society commissioned Cook to search for the hypothetical Terra Australis again. On his first voyage, Cook had demonstrated by circumnavigating New Zealand that it was not attached to a larger landmass to the south. Although he charted almost the entire eastern coastline of Australia, showing it to be continental in size, the Terra Australis was believed by the Royal Society to lie further south.
Cook commanded on this voyage, while Tobias Furneaux commanded its companion ship, . Cook's expedition circumnavigated the globe at an extreme southern latitude, becoming one of the first to cross the Antarctic Circle (17 January 1773). In the Antarctic fog, Resolution and Adventure became separated. Furneaux made his way to New Zealand, where he lost some of his men during an encounter with Māori, and eventually sailed back to Britain, while Cook continued to explore the Antarctic, reaching 71°10'S on 31 January 1774.
Cook almost encountered the mainland of Antarctica, but turned towards Tahiti to resupply his ship. He then resumed his southward course in a second fruitless attempt to find the supposed continent. On this leg of the voyage he brought a young Tahitian named Omai, who proved to be somewhat less knowledgeable about the Pacific than Tupaia had been on the first voyage. On his return voyage to New Zealand in 1774, Cook landed at the Friendly Islands, Easter Island, Norfolk Island, New Caledonia, and Vanuatu.
Before returning to England, Cook made a final sweep across the South Atlantic from Cape Horn. He then turned north to South Africa, and from there continued back to England. His reports upon his return home put to rest the popular myth of Terra Australis.
Third voyage (1776–1779)
On his last voyage, Cook again commanded HMS Resolution, while Captain Charles Clerke commanded . The voyage was ostensibly planned to return the Pacific Islander, Omai to Tahiti, or so the public were led to believe. The trip's principal goal was to locate a North-West Passage around the American continent. After dropping Omai at Tahiti, Cook travelled north and in 1778 became the first European to visit the Hawaiian Islands. After his initial landfall in January 1778 at Waimea harbour, Kauai, Cook named the archipelago the "Sandwich Islands" after the fourth Earl of Sandwich—the acting First Lord of the Admiralty.
From the Sandwich Islands Cook sailed north and then north-east to explore the west coast of North America north of the Spanish settlements in Alta California. Cook explored and mapped the coast all the way to the Bering Strait, on the way identifying what came to be known as Cook Inlet in Alaska. In a single visit, Cook charted the majority of the North American north-west coastline on world maps for the first time, determined the extent of Alaska, and closed the gaps in Russian (from the West) and Spanish (from the South) exploratory probes of the Northern limits of the Pacific.
Cook returned to Hawaii in 1779. After sailing around the archipelago for some eight weeks, he made landfall at Kealakekua Bay, on 'Hawaii Island', largest island in the Hawaiian Archipelago. Cook's arrival coincided with the Makahiki, a Hawaiian harvest festival of worship for the Polynesian god Lono. Coincidentally the form of Cook's ship, HMS Resolution, or more particularly the mast formation, sails and rigging, resembled certain significant artefacts that formed part of the season of worship. Similarly, Cook's clockwise route around the island of Hawaii before making landfall resembled the processions that took place in a clockwise direction around the island during the Lono festivals. It has been argued (most extensively by Marshall Sahlins) that such coincidences were the reasons for Cook's (and to a limited extent, his crew's) initial deification by some Hawaiians who treated Cook as an incarnation of Lono. Though this view was first suggested by members of Cook's expedition, the idea that any Hawaiians understood Cook to be Lono, and the evidence presented in support of it, were challenged in 1992.
After a month's stay, Cook resumed his exploration of the Northern Pacific. Shortly after leaving Hawaii Island, however, the Resolution foremast broke, so the ships returned to Kealakekua Bay for repairs. Tensions rose, and a number of quarrels broke out between the Europeans and Hawaiians. On 14 February 1779, at Kealakekua Bay, some Hawaiians took one of Cook's small boats. As thefts were quite common in Tahiti and the other islands, Cook would have taken hostages until the stolen articles were returned. He attempted to take as hostage the King of Hawaiʻi, Kalaniʻōpuʻu. The Hawaiians prevented this, and Cook's men had to retreat to the beach. As Cook turned his back to help launch the boats, he was struck on the head by the villagers and then stabbed to death as he fell on his face in the surf. Hawaiian tradition says that he was killed by a chief named Kalaimanokahoʻowaha or Kanaʻina. The Hawaiians dragged his body away. Four of Cook's men were also killed and two others were wounded in the confrontation.
The esteem which the islanders nevertheless held for Cook caused them to retain his body. Following their practice of the time, they prepared his body with funerary rituals usually reserved for the chiefs and highest elders of the society. The body was disembowelled, baked to facilitate removal of the flesh, and the bones were carefully cleaned for preservation as religious icons in a fashion somewhat reminiscent of the treatment of European saints in the Middle Ages. Some of Cook's remains, thus preserved, were eventually returned to his crew for a formal burial at sea.
Clerke assumed leadership of the expedition. Following the death of Clerke, Resolution and Discovery returned home in October 1780 commanded by John Gore, a veteran of Cook's first voyage, and Captain James King. After their arrival in England, King completed Cook's account of the voyage.
Colonisation
British colonization
In 1789 the Mutiny on the Bounty against William Bligh led to several of the mutineers escaping the Royal Navy and settling on Pitcairn Islands, which later became a British colony. Britain also established colonies in Australia in 1788, New Zealand in 1840 and Fiji in 1872, with much of Oceania becoming part of the British Empire.
The Gilbert Islands (now known as Kiribati) and the Ellice Islands (now known as Tuvalu) came under Britain's sphere of influence in the late 19th century. The Ellice Islands were administered as British protectorate by a Resident Commissioner from 1892 to 1916 as part of the British Western Pacific Territories (BWPT), and later as part of the Gilbert and Ellice Islands colony from 1916 to 1974.
Among the last islands in Oceania to be colonised was Niue (1900). In 1887, King Fata-a-iki, who reigned Niue from 1887 to 1896, offered to cede sovereignty to the British Empire, fearing the consequences of annexation by a less benevolent colonial power. The offer was not accepted until 1900. Niue was a British protectorate, but the UK's direct involvement ended in 1901 when New Zealand annexed the island.
French colonization
French Catholic missionaries arrived on Tahiti in 1834; their expulsion in 1836 caused France to send a gunboat in 1838. In 1842, Tahiti and Tahuata were declared a French protectorate, to allow Catholic missionaries to work undisturbed. The capital of Papeetē was founded in 1843. In 1880, France annexed Tahiti, changing the status from that of a protectorate to that of a colony.
On 24 September 1853, under orders from Napoleon III, Admiral Febvrier Despointes took formal possession of New Caledonia and Port-de-France (Nouméa) was founded 25 June 1854. A few dozen free settlers settled on the west coast in the following years. New Caledonia became a penal colony, and from the 1860s until the end of the transportations in 1897, about 22,000 criminals and political prisoners were sent to New Caledonia, among them many Communards, including Henri de Rochefort and Louise Michel. Between 1873 and 1876, 4,200 political prisoners were "relegated" in New Caledonia. Only forty of them settled in the colony, the rest returned to France after being granted amnesty in 1879 and 1880.
In the 1880s, France claimed the Tuamotu Archipelago, which formerly belonged to the Pōmare Dynasty, without formally annexing it. Having declared a protectorate over Tahuata in 1842, the French regarded the entire Marquesas Islands as French. In 1885, France appointed a governor and established a general council, thus giving it the proper administration for a colony. The islands of Rimatara and Rūrutu unsuccessfully lobbied for British protection in 1888, so in 1889 they were annexed by France. Postage stamps were first issued in the colony in 1892. The first official name for the colony was Établissements de l'Océanie (Settlements in Oceania); in 1903 the general council was changed to an advisory council and the colony's name was changed to Établissements Français de l'Océanie (French Settlements in Oceania).
Spanish colonization
The Spanish explorer Alonso de Salazar landed in the Marshall Islands in 1529. They were later named by Krusenstern, after English explorer John Marshall, who visited them together with Thomas Gilbert in 1788, en route from Botany Bay to Canton (two ships of the First Fleet). The Marshall Islands were claimed by Spain in 1874.
In November 1770, Felipe González de Ahedo commanded an expedition from the Viceroyalty of Peru that searched for Davis Land and Madre de Dios Island and looked for foreign naval activities.
This expedition landed on Isla de San Carlos (Easter Island) and signed a treaty of annexion with the Rapa Nui chiefs.
Dutch colonization
In 1606 Luís Vaz de Torres explored the southern coast of New Guinea from Milne Bay to the Gulf of Papua including Orangerie Bay which he named Bahía de San Lorenzo. His expedition also discovered Basilaki Island naming it Tierra de San Buenaventura, which he claimed for Spain in July 1606. On 18 October his expedition reached the western part of the island in present-day Indonesia, and also claimed the territory for the King of Spain.
A successive European claim occurred in 1828, when the Netherlands formally claimed the western half of the island as Netherlands New Guinea. In 1883, following a short-lived French annexation of New Ireland, the British colony of Queensland annexed south-eastern New Guinea. However, the Queensland government's superiors in the United Kingdom revoked the claim, and (formally) assumed direct responsibility in 1884, when Germany claimed north-eastern New Guinea as the protectorate of German New Guinea (also called Kaiser-Wilhelmsland).
The first Dutch government posts were established in 1898 and in 1902: Manokwari on the north coast, Fak-Fak in the west and Merauke in the south at the border with British New Guinea. The German, Dutch and British colonial administrators each attempted to suppress the still-widespread practices of inter-village warfare and headhunting within their respective territories.
In 1905 the British government transferred some administrative responsibility over south-east New Guinea to Australia (which renamed the area "Territory of Papua"); and in 1906, transferred all remaining responsibility to Australia. During World War I, Australian forces seized German New Guinea, which in 1920 became the Territory of New Guinea,
to be administered by Australia under a League of Nations mandate. The territories under Australian administration became collectively known as The Territories of Papua and New Guinea (until February 1942).
German colonization
Germany established colonies in New Guinea in 1884, and Samoa in 1900.
Following papal mediation and German compensation of $4.5 million, Spain recognized a German claim in 1885. Germany established a protectorate and set up trading stations on the islands of Jaluit and Ebon to carry out the flourishing copra (dried coconut meat) trade. Marshallese Iroij (high chiefs) continued to rule under indirect colonial German administration.
American colonization
The United States also expanded into the Pacific, beginning with Baker Island and Howland Island in 1857, and with Hawaii becoming a U.S. territory in 1898. Disagreements between the US, Germany and UK over Samoa led to the Tripartite Convention of 1899.
Samoa aligned its interests with the United States in a Deed of Succession, signed by the Tui Manúʻa (supreme chief of Manúʻa) on 16 July 1904 at the Crown residence of the Tuimanuʻa called the Faleula in the place called Lalopua (from Official documents of the Tuimanuʻa government, 1893; Office of the Governor, 2004).
Cession followed the Tripartite Convention of 1899 that partitioned the eastern islands of Samoa (including Tutuila and the Manúʻa Group) from the western islands of Samoa (including ʻUpolu and Savaiʻi).
Japanese colonization
At the beginning of World War I, Japan assumed control of the Marshall Islands. The Japanese headquarters was established at the German center of administration, Jaluit. On 31 January 1944, during World War II, American forces landed on Kwajalein atoll and U.S. Marines and Army troops later took control of the islands from the Japanese on 3 February, following intense fighting on Kwajalein and Enewetak atolls. In 1947, the United States, as the occupying power, entered into an agreement with the UN Security Council to administer much of Micronesia, including the Marshall Islands, as the Trust Territory of the Pacific Islands.
During World War II, Japan colonized many Oceanic colonies by wresting control from western powers.
Samoan Crisis 1887–1889
The Samoan Crisis was a confrontation standoff between the United States, Imperial Germany and Great Britain from 1887 to 1889 over control of the Samoan Islands during the Samoan Civil War.
The prime minister of the kingdom of Hawaii Walter M. Gibson had long aimed to establishing an empire in the Pacific.
In 1887 his government sent the "homemade battleship" Kaimiloa to Samoa looking for an alliance against colonial powers.
It ended in suspicions from the German Navy and embarrassment for the conduct of the crew.
The 1889 incident involved three American warships, , and and three German warships, SMS Adler, SMS Olga, and SMS Eber, keeping each other at bay over several months in Apia harbor, which was monitored by the British warship .
The standoff ended on 15 and 16 March when a cyclone wrecked all six warships in the harbor. Calliope was able to escape the harbor and survived the storm. Robert Louis Stevenson witnessed the storm and its aftermath at Apia and later wrote about what he saw. The Samoan Civil War continued, involving Germany, United States and Britain, eventually resulting, via the Tripartite Convention of 1899, in the partition of the Samoan Islands into American Samoa and German Samoa.
World War I
The Asian and Pacific Theatre of World War I was a conquest of German colonial possession in the Pacific Ocean and China. The most significant military action was the Siege of Tsingtao in what is now China, but smaller actions were also fought at Battle of Bita Paka and Siege of Toma in German New Guinea.
All other German and Austrian possessions in Asia and the Pacific fell without bloodshed. Naval warfare was common; all of the colonial powers had naval squadrons stationed in the Indian or Pacific Oceans. These fleets operated by supporting the invasions of German held territories and by destroying the East Asia Squadron.
One of the first land offensives in the Pacific theatre was the Occupation of German Samoa in August 1914 by New Zealand forces. The campaign to take Samoa ended without bloodshed after over 1,000 New Zealanders landed on the German colony, supported by an Australian and French naval squadron.
Australian forces attacked German New Guinea in September 1914: 500 Australians encountered 300 Germans and native policemen at the Battle of Bita Paka; the Allies won the day and the Germans retreated to Toma. A company of Australians and a British warship besieged the Germans and their colonial subjects, ending with a German surrender.
After the fall of Toma, only minor German forces were left in New Guinea and these generally capitulated once met by Australian forces. In December 1914, one German officer near Angorum attempted resist the occupation with thirty native police but his force deserted him after they fired on an Australian scouting party and he was subsequently captured.
German Micronesia, the Marianas, the Carolines and the Marshall Islands also fell to Allied forces during the war.
World War II
The Pacific front saw major action during the Second World War, mainly between the belligerents Japan and the United States.
The attack on Pearl Harbor was a surprise military strike conducted by the Imperial Japanese Navy against the United States naval base at Pearl Harbor, Hawaii, on the morning of 7 December 1941 (8 December in Japan). The attack led to the United States' entry into World War II.
The attack was intended as a preventive action in order to keep the U.S. Pacific Fleet from interfering with military actions the Empire of Japan was planning in South-East Asia against overseas territories of the United Kingdom, the Netherlands, and the United States. There were simultaneous Japanese attacks on the U.S.-held Philippines and on the British Empire in Malaya, Singapore, and Hong Kong.
The Japanese subsequently invaded New Guinea, the Solomon Islands and other Pacific islands. The Japanese were turned back at the Battle of the Coral Sea and the Kokoda Track campaign before they were finally defeated in 1945.
Some of the most prominent Oceanic battlegrounds were the Solomon Islands campaign, the Air raids on Darwin, the Kokada Track, and the Borneo campaign.
In 1940 the administration of French Polynesia recognised the Free French Forces and many Polynesians served in World War II. Unknown at the time to French and Polynesians, the Konoe Cabinet in Imperial Japan on 16 September 1940 included French Polynesia among the many territories which were to become Japanese possessions in the post-war world—though in the course of the war in the Pacific the Japanese were not able to launch an actual invasion of the French islands.
Solomon Islands campaign
Some of the most intense fighting of the Second World War occurred in the Solomons. The most significant of the Allied Forces' operations against the Japanese Imperial Forces was launched on 7 August 1942, with simultaneous naval bombardments and amphibious landings on the Florida Islands at Tulagi and Red Beach on Guadalcanal.
The Guadalcanal Campaign became an important and bloody campaign fought in the Pacific War as the Allies began to repulse Japanese expansion. Of strategic importance during the war were the coastwatchers operating in remote locations, often on Japanese held islands, providing early warning and intelligence of Japanese naval, army and aircraft movements during the campaign.
"The Slot" was a name for New Georgia Sound, when it was used by the Tokyo Express to supply the Japanese garrison on Guadalcanal. Of more than 36,000 Japanese on Guadalcanal, about 26,000 were killed or missing, 9,000 died of disease, and 1,000 were captured.
Kokoda Track campaign
The Kokoda Track campaign was a campaign consisting of a series of battles fought between July and November 1942 between Japanese and Allied—primarily Australian—forces in what was then the Australian territory of Papua. Following a landing near Gona, on the north coast of New Guinea, Japanese forces attempted to advance south overland through the mountains of the Owen Stanley Range to seize Port Moresby as part of a strategy of isolating Australia from the United States. Initially only limited Australian forces were available to oppose them, and after making rapid progress the Japanese South Seas Force clashed with under strength Australian forces at Awala, forcing them back to Kokoda. A number of Japanese attacks were subsequently fought off by the Australian Militia, yet they began to withdraw over the Owen Stanley Range, down the Kokoda Track.
In sight of Port Moresby itself, the Japanese began to run out of momentum against the Australians who began to receive further reinforcements. Having outrun their supply lines and following the reverses suffered by the Japanese at Guadalcanal, the Japanese were now on the defensive, marking the limit of the Japanese advance southwards. The Japanese subsequently withdrew to establish a defensive position on the north coast, but they were followed by the Australians who recaptured Kokoda on 2 November. Further fighting continued into November and December as the Australian and United States forces assaulted the Japanese beachheads, in what later became known as the Battle of Buna–Gona.
Nuclear testing in Oceania
Due to its low population, Oceania was a popular location for atmospheric and underground nuclear tests. Tests were conducted in various locations by the United Kingdom (Operation Grapple and Operation Antler), the United States (Bikini atoll and the Marshall Islands) and France (Moruroa), often with devastating consequences for the inhabitants.
From 1946 to 1958, the Marshall Islands served as the Pacific Proving Grounds for the United States, and was the site of 67 nuclear tests on various atolls. The world's first hydrogen bomb, codenamed "Mike", was tested at the Enewetak atoll in the Marshall Islands on 1 November (local date) in 1952, by the United States.
In 1954, fallout from the American Castle Bravo hydrogen bomb test in the Marshall Islands was such that the inhabitants of the Rongelap Atoll were forced to abandon their island. Three years later the islanders were allowed to return, but suffered abnormally high levels of cancer. They were evacuated again in 1985 and in 1996 given $45 million in compensation.
A series of British tests were also conducted in the 1950s at Maralinga in South Australia, forcing the removal of the Pitjantjatjara and Yankunytjatjara peoples from their ancestral homelands.
In 1962, France's early nuclear testing ground of Algeria became independent and the atoll of Moruroa in the Tuamotu Archipelago was selected as the new testing site. Moruroa atoll became notorious as a site of French nuclear testing, primarily because tests were carried out there after most Pacific testing had ceased. These tests were opposed by most other nations in Oceania. The last atmospheric test was conducted in 1974, and the last underground test in 1996.
French nuclear testing in the Pacific was controversial in the 1980s, in 1985 French agents caused the Sinking of the Rainbow Warrior in Auckland to prevent it from arriving at the test site in Moruroa. In September 1995, France stirred up widespread protests by resuming nuclear testing at Fangataufa atoll after a three-year moratorium. The last test was on 27 January 1996. On 29 January 1996, France announced that it would accede to the Comprehensive Test Ban Treaty, and no longer test nuclear weapons.
Fijian coups
Fiji has suffered several coups d'état: military in 1987 and 2006 and civilian in 2000. All were ultimately due to ethnic tension between indigenous Fijians and Indo-Fijians, who originally came to the islands as indentured labour in the late nineteenth and early twentieth century. The 1987 coup followed the election of a multi-ethnic coalition, which Lieutenant Colonel Sitiveni Rabuka overthrew, claiming racial discrimination against ethnic Fijians. The coup was denounced by the United Nations and Fiji was expelled from the Commonwealth of Nations.
The 2000 coup was essentially a repeat of the 1987 affair, although it was led by civilian George Speight, apparently with military support. Commodore Frank Bainimarama, who was opposed to Speight, then took over and appointed a new Prime Minister. Speight was later tried and convicted for treason. Many indigenous Fijians were unhappy at the treatment of Speight and his supporters, feeling that the coup had been legitimate. In 2006 the Fijian parliament attempted to introduce a series of bills which would have, amongst other things, pardoned those involved in the 2000 coup. Bainimarama, concerned that the legal and racial injustices of the previous coups would be perpetuated, staged his own coup. It was internationally condemned, and Fiji again suspended from the Commonwealth.
In 2006 the then Australia Defence Minister, Brendan Nelson, warned Fijian officials of an Australian Naval fleet within proximity of Fiji that would respond to any attacks against its citizens.
Bougainville Civil War
The Australian government estimated that anywhere between 15,000 and 20,000 people could have died in the Bougainville Civil War. More conservative estimates put the number of combat deaths as 1–2,000.
From 1975, there were attempts by the Bougainville Province to secede from Papua New Guinea. These were resisted by Papua New Guinea primarily because of the presence in Bougainville of the Panguna mine, which was vital to Papua New Guinea's economy. The Bougainville Revolutionary Army began attacking the mine in 1988, forcing its closure the following year. Further BRA activity led to the declaration of a state of emergency and the conflict continued until about 2005, when successionist leader and self-proclaimed King of Bougainville Francis Ona died of malaria. Peacekeeping troops led by Australia have been in the region since the late 1990s, and a referendum on independence will be held in the 2010s.
Modern age
In 1946, French Polynesians were granted French citizenship and the islands' status was changed to an overseas territory; the islands' name was changed in 1957 to Polynésie Française (French Polynesia).
Australia and New Zealand became dominions in the 20th century, adopting the Statute of Westminster Act in 1942 and 1947 respectively, marking their legislative independence from the United Kingdom. Hawaii became a U.S. state in 1959.
Samoa became the first pacific nation to gain independence in 1962, Fiji and Tonga became independent in 1970, with many other nations following in the 1970s and 1980s. The South Pacific Forum was founded in 1971, which became the Pacific Islands Forum in 2000. Bougainville Island, geographically part of the Solomon Islands archipelago but politically part of Papua New Guinea, tried unsuccessfully to become independent in 1975, and a civil war followed in the early 1990s, with it later being granted autonomy.
On 1 May 1979, in recognition of the evolving political status of the Marshall Islands, the United States recognized the constitution of the Marshall Islands and the establishment of the Government of the Republic of the Marshall Islands. The constitution incorporates both American and British constitutional concepts.
In 1852, French Polynesia was granted partial internal autonomy; in 1984, the autonomy was extended. French Polynesia became a full overseas collectivity of France in 2004.
Between 2001 and 2007 Australia's Pacific Solution policy transferred asylum seekers to several Pacific nations, including the Nauru detention centre. Australia, New Zealand and other nations took part in the Regional Assistance Mission to Solomon Islands from 2003 after a request for aid.
See also
Europeans in Oceania
History of Australia
History of Bougainville
History of New Zealand
History of Solomon Islands
History of the Pacific Islands
List of countries and islands by first human settlement
List of Oceanian cuisines
Notes
References
Bibliography |
14113 | https://en.wikipedia.org/wiki/History%20of%20Algeria | History of Algeria | Much of the history of Algeria has taken place on the fertile coastal plain of North Africa, which is often called the Maghreb (or Maghreb). North Africa served as a transit region for people moving towards Europe or the Middle East, thus, the region's inhabitants have been influenced by populations from other areas, including the Carthaginians, Romans, and Vandals. The region was conquered by the Muslims in the early 8th century AD, but broke off from the Umayyad Caliphate after the Berber Revolt of 740. During the Ottoman period, Algeria became an important state in the Mediterranean sea which led to many naval conflicts. The last significant events in the country's recent history have been the Algerian War and Algerian Civil War.
Prehistory
Evidence of the early human occupation of Algeria is demonstrated by the discovery of 1.8 million year old Oldowan stone tools found at Ain Hanech in 1992. In 1954 fossilised Homo erectus bones were discovered by C. Arambourg at Ternefine that are 700,000 years old. Neolithic civilization (marked by animal domestication and subsistence agriculture) developed in the Saharan and Mediterranean Maghrib between 6000 and 2000 BC. This type of economy, richly depicted in the Tassili n'Ajjer cave paintings in southeastern Algeria, predominated in the Maghrib until the classical period.
Numidia
Phoenician traders arrived on the North African coast around 900 BC and established Carthage (in present-day Tunisia) around 800 BC. During the classical period, Berber civilization was already at a stage in which agriculture, manufacturing, trade, and political organization supported several states. Trade links between Carthage and the Berbers in the interior grew, but territorial expansion also resulted in the enslavement or military recruitment of some Berbers and in the extraction of tribute from others.
The Carthaginian state declined because of successive defeats by the Romans in the Punic Wars, and in 146 BC, the city of Carthage was destroyed. As Carthaginian power waned, the influence of Berber leaders in the hinterland grew.
By the 2nd century BC, several large but loosely administered Berber kingdoms had emerged. After that, king Masinissa managed to unify Numidia under his rule.
Roman empire
Madghacen was a king of independent kingdoms of the Numidians, between 12 and 3 BC.
Christianity arrived in the 2nd century. By the end of the 4th century, the settled areas had become Christianized, and some Berber tribes had converted en masse.
After the fall of the Western Roman Empire, Algeria came under the control of the Vandal Kingdom. Later, the Eastern Roman Empire (also known as the Byzantine Empire) conquered Algeria from the Vandals, incorporating it into the Praetorian prefecture of Africa and later the Exarchate of Africa.
Middle Ages
From the 8th century Umayyad conquest of North Africa led by Musa bin Nusayr, Arab colonization started. The 11th century invasion of migrants from the Arabian peninsula brought oriental tribal customs. The introduction of Islam and Arabic had a profound impact on North Africa. The new religion and language introduced changes in social and economic relations, and established links with the Arab world through acculturation and assimilation.
Berber dynasties
According to historians of the Middle Ages, the Berbers were divided into two branches, both going back to their ancestors Mazigh. The two branches, called Botr and Barnès were divided into tribes, and each Maghreb region is made up of several tribes. The large Berber tribes or peoples are Sanhaja, Houara, Zenata, Masmuda, Kutama, Awarba, Barghawata ... etc. Each tribe is divided into sub tribes. All these tribes had independent and territorial decisions.
Several Berber dynasties emerged during the Middle Ages: - In North and West Africa, in Spain (al-Andalus), Sicily, Egypt, as well as in the southern part of the Sahara, in modern-day Mali, Niger, and Senegal. The medieval historian Ibn Khaldun described the follwing Berber dynasties: Zirid, Banu Ifran, Maghrawa, Almoravid, Hammadid, Almohad Caliphate, Marinid, Zayyanid, Wattasid, Meknes, Hafsid dynasty, Fatimids.
The invasion of the Banu Hilal Arab tribes in the 11th century sacked Kairouan, and the area under Zirid control was reduced to the coastal region, and the Arab conquests fragmented into petty Bedouin emirates.
Medieval Muslim Algeria
The second Arab military expeditions into the Maghreb, between 642 and 669, resulted in the spread of Islam. The Umayyads (a Muslim dynasty based in Damascus from 661 to 750) recognised that the strategic necessity of dominating the Mediterranean dictated a concerted military effort on the North African front. By 711 Umayyad forces helped by Berber converts to Islam had conquered all of North Africa. In 750 the Abbasids succeeded the Umayyads as Muslim rulers and moved the caliphate to Baghdad. Under the Abbasids, Berber Kharijites Sufri Banu Ifran were opposed to Umayyad and Abbasids. After, the Rustumids (761–909) actually ruled most of the central Maghrib from Tahirt, southwest of Algiers. The imams gained a reputation for honesty, piety, and justice, and the court of Tahirt was noted for its support of scholarship. The Rustumid imams failed, however, to organise a reliable standing army, which opened the way for Tahirt's demise under the assault of the Fatimid dynasty.
The Fatimids left the rule of most of Algeria to the Zirids and Hammadid (972–1148), a Berber dynasty that centered significant local power in Algeria for the first time, but who were still at war with Banu Ifran (kingdom of Tlemcen) and Maghraoua (942-1068). This period was marked by constant conflict, political instability, and economic decline. Following a large incursion of Arab Bedouin from Egypt beginning in the first half of the 11th century, the use of Arabic spread to the countryside, and sedentary Berbers were gradually Arabised.
The Almoravid ("those who have made a religious retreat") movement developed early in the 11th century among the Sanhaja Berbers of southern Morocco. The movement's initial impetus was religious, an attempt by a tribal leader to impose moral discipline and strict adherence to Islamic principles on followers. But the Almoravid movement shifted to engaging in military conquest after 1054. By 1106, the Almoravids had conquered the Maghreb as far east as Algiers and Morocco, and Spain up to the Ebro River.
Like the Almoravids, the Almohads ("unitarians") found their inspiration in Islamic reform. The Almohads took control of Morocco by 1146, captured Algiers around 1151, and by 1160 had completed the conquest of the central Maghrib. The zenith of Almohad power occurred between 1163 and 1199. For the first time, the Maghrib was united under a local regime, but the continuing wars in Spain overtaxed the resources of the Almohads, and in the Maghrib their position was compromised by factional strife and a renewal of tribal warfare.
In the central Maghrib, the Abdalwadid founded a dynasty that ruled the Kingdom of Tlemcen in Algeria. For more than 300 years, until the region came under Ottoman suzerainty in the 16th century, the Zayanids kept a tenuous hold in the central Maghrib. Many coastal cities asserted their autonomy as municipal republics governed by merchant oligarchies, tribal chieftains from the surrounding countryside, or the privateers who operated out of their ports. Nonetheless, Tlemcen, the "pearl of the Maghrib," prospered as a commercial center.
Examples of some Algerian Berber dynasties/empires:
Ifranid Dynasty and Sulaymanid
Sulaymanids of tlemcen
Maghrawa Dynasty
Zirid Dynasty
Hammadid Dynasty
Zayyanid Kingdom of Tlemcen
Kingdom of Beni Abbas
Kingdom of Kuku
Christian reconquest of Spain
The final triumph of the 700-year Christian reconquest of Spain was marked by the fall of Granada in 1492. Christian Spain imposed its influence on the Maghrib coast by constructing fortified outposts and collecting tribute. But Spain never sought to extend its North African conquests much beyond a few modest enclaves. Privateering was an age-old practice in the Mediterranean, and North African rulers engaged in it increasingly in the late 16th and early 17th centuries because it was so lucrative. Until the 17th century the Barbary pirates used galleys, but a Dutch renegade of the name of Zymen Danseker taught them the advantage of using sailing ships.
Algeria became the privateering city-state par excellence, and two privateer brothers were instrumental in extending Ottoman influence in Algeria. At about the time Spain was establishing its presidios in the Maghrib, the Muslim privateer brothers Aruj and Khair ad Din—the latter known to Europeans as Barbarossa, or Red Beard—were operating successfully off Tunisia. In 1516 Aruj moved his base of operations to Algiers but was killed in 1518. Khair ad Din succeeded him as military commander of Algiers, and the Ottoman sultan gave him the title of beglerbey (provincial governor).
Spanish enclaves
The Spanish expansionist policy in North Africa began with the Catholic Monarchs and the regent Cisneros, once the Reconquista in the Iberian Peninsula was finished. That way, several towns and outposts in the Algerian coast were conquered and occupied: Mers El Kébir (1505), Oran (1509), Algiers (1510) and Bugia (1510). The Spanish conquest of Oran was won with much bloodshed: 4,000 Algerians were massacred, and up to 8,000 were taken prisoner. For about 200 years, Oran's inhabitants were virtually held captive in their fortress walls, ravaged by famine and plague; Spanish soldiers, too, were irregularly fed and paid.
The Spaniards left Algiers in 1529, Bujia in 1554, Mers El Kébir and Oran in 1708. The Spanish returned in 1732 when the armada of the Duke of Montemar was victorious in the Battle of Aïn-el-Turk and retook Oran and Mers El Kébir; the Spanish massacred many Muslim soldiers. In 1751, a Spanish adventurer, named John Gascon, obtained permission, and vessels and fireworks, to go against Algiers, and set fire, at night, to the Algerian fleet. The plan, however, miscarried. In 1775, Charles III of Spain sent a large force to attack Algiers, under the command of Alejandro O'Reilly (who had led Spanish forces in crushing French rebellion in Louisiana), resulting in a disastrous defeat. The Algerians suffered 5,000 casualties. The Spanish navy bombarded Algiers in 1784; over 20,000 cannonballs were fired, much of the city and its fortifications were destroyed and most of the Algerian fleet was sunk.
Oran and Mers El Kébir were held until 1792, when they were sold by the king Charles IV to the Bey of Algiers.
Ottoman era
Under Khair ad Din's regency, Algiers became the center of Ottoman authority in the Maghrib. For 300 years, Algeria was a Vassal state of the Ottoman Empire under a regency that had Algiers as its capital (see Dey). Subsequently, with the institution of a regular Ottoman administration, governors with the title of pasha ruled. Turkish was the official language. In 1671 a new leader took power, adopting the title of dey. In 1710 the dey persuaded the sultan to recognize him and his successors as regent, replacing the pasha in that role.
Although Algiers remained a part of the Ottoman Empire, the Ottoman government ceased to have effective influence there. European maritime powers paid the tribute demanded by the rulers of the privateering states of North Africa (Algiers, Tunis, Tripoli, and Morocco) to prevent attacks on their shipping. The Napoleonic wars of the early 19th century diverted the attention of the maritime powers from suppressing piracy. But when peace was restored to Europe in 1815, Algiers found itself at war with Spain, the Netherlands, Prussia, Denmark, Russia, and Naples. Algeria and surrounding areas, collectively known as the Barbary States, were responsible for piracy in the Mediterranean Sea, as well as the enslaving of Christians, actions which brought them into the First and Second Barbary War with the United States of America.
French rule
19th century colonialism
North African boundaries have shifted during various stages of the conquests. The borders of modern Algeria were expanded by the French, whose colonization began in 1830 (French invasion began on July 5). To benefit French colonists (many of whom were not in fact of French origin but Italian, Maltese, and Spanish) and nearly the entirety of whom lived in urban areas, northern Algeria was eventually organized into overseas departments of France, with representatives in the French National Assembly. France controlled the entire country, but the traditional Muslim population in the rural areas remained separated from the modern economic infrastructure of the European community.
As a result of what the French considered an insult to the French consul in Algiers by the Day in 1827, France blockaded Algiers for three years. In 1830, France invaded and occupied the coastal areas of Algeria, citing a diplomatic incident as casus belli. Hussein Dey went into exile. French colonization then gradually penetrated southwards, and came to have a profound impact on the area and its populations. The European conquest, initially accepted in the Algiers region, was soon met by a rebellion, led by Abdel Kadir, which took roughly a decade for the French troops to put down after the "pacification campaign", in which the French used chemical weapons, mass executions of civilians and prisoners, concentration camps and many other atrocities.
By 1848 nearly all of northern Algeria was under French control, and the new government of the French Second Republic declared the occupied lands an integral part of France. Three "civil territories"—Algiers, Oran, and Constantine—were organized as French départements (local administrative units) under a civilian government.
In addition to enduring the affront of being ruled by a foreign, non-Muslim power, many Algerians lost their lands to the new government or to colonists. Traditional leaders were eliminated, coopted, or made irrelevant, and the traditional educational system was largely dismantled; social structures were stressed to the breaking point. From 1856, native Muslims and Jews were viewed as French subjects not citizens.
However, in 1865, Napoleon III allowed them to apply for full French citizenship, a measure that few took, since it involved renouncing the right to be governed by sharia law in personal matters, and was considered a kind of apostasy; in 1870, the Crémieux Decree made French citizenship automatic for Jewish natives, a move which largely angered many Muslims, which resulted in the Jews being seen as the accomplices of the colonial power by anti-colonial Algerians. Nonetheless, this period saw progress in health, some infrastructures, and the overall expansion of the economy of Algeria, as well as the formation of new social classes, which, after exposure to ideas of equality and political liberty, would help propel the country to independence.
During the colonization France focused on eradicating the local culture by destroying hundreds years old palaces and important buildings. It is estimated that around half of Algiers, a city founded in the 10th century, was destroyed. Many segragatory laws were levied against the Algerians and their culture.
Rise of Algerian nationalism and French resistance
A new generation of Islamic leadership emerged in Algeria at the time of World War I and grew to maturity during the 1920s and 1930s. Various groups were formed in opposition to French rule, most notable the National Liberation Front (FLN) and the National Algerian Movement.
Colons (colonists), or, more popularly, pieds noirs (literally, black feet) dominated the government and controlled the bulk of Algeria's wealth. Throughout the colonial era, they continued to block or delay all attempts to implement even the most modest reforms. But from 1933 to 1936, mounting social, political, and economic crises in Algeria induced the indigenous population to engage in numerous acts of political protest. The government responded with more restrictive laws governing public order and security. Algerian Muslims rallied to the French side at the start of World War II as they had done in World War I. But the colons were generally sympathetic to the collaborationist Vichy regime established following France's defeat by Nazi Germany. After the fall of the Vichy regime in Algeria (November 11, 1942) as a result of Operation Torch, the Free French commander in chief in North Africa slowly rescinded repressive Vichy laws, despite opposition by colon extremists.
In March 1943, Muslim leader Ferhat Abbas presented the French administration with the Manifesto of the Algerian People, signed by 56 Algerian nationalist and international leaders. The manifesto demanded an Algerian constitution that would guarantee immediate and effective political participation and legal equality for Muslims. Instead, the French administration in 1944 instituted a reform package, based on the 1936 Viollette Plan, that granted full French citizenship only to certain categories of "meritorious" Algerian Muslims, who numbered about 60,000. In April 1945 the French had arrested the Algerian nationalist leader Messali Hadj. On May 1 the followers of his Parti du Peuple Algérien (PPA) participated in demonstrations which were violently put down by the police. Several Algerians were killed. The tensions between the Muslim and colon communities exploded on May 8, 1945, V-E Day, causing the Sétif and Guelma massacre. When a Muslim march was met with violence, marchers rampaged. The army and police responded by conducting a prolonged and systematic ratissage (literally, raking over) of suspected centers of dissidence. According to official French figures, 1,500 Muslims died as a result of these countermeasures. Other estimates vary from 6,000 to as high as 45,000 killed. Many nationalists drew the conclusion that independence could not be won by peaceful means, and so started organizing for violent rebellion.
In August 1947, the French National Assembly approved the government-proposed Organic Statute of Algeria. This law called for the creation of an Algerian Assembly with one house representing Europeans and "meritorious" Muslims and the other representing the remaining 8 million or more Muslims. Muslim and colon deputies alike abstained or voted against the statute but for diametrically opposed reasons: the Muslims because it fell short of their expectations and the colons because it went too far.
Algerian War of Independence (1954–1962)
The Algerian War of Independence (1954–1962), brutal and long, was the most recent major turning point in the country's history. Although often fratricidal, it ultimately united Algerians and seared the value of independence and the philosophy of anticolonialism into the national consciousness.
In the early morning hours of November 1, 1954, the National Liberation Front (Front de Libération Nationale—FLN) launched attacks throughout Algeria in the opening salvo of a war of independence. An important watershed in this war was the massacre of Pieds-Noirs civilians by the FLN near the town of Philippeville in August 1955. Which prompted Jacques Soustelle into calling for more repressive measures against the rebels. The French authorities claimed that 1,273 "guerrillas" died in what Soustelle admitted were "severe" reprisals. The FLN subsequently, giving names and addresses, claimed that 12,000 Muslims were killed. After Philippeville, all-out war began in Algeria. The FLN fought largely using guerrilla tactics whilst the French counter-insurgency tactics often included severe reprisals and repression.
Eventually, protracted negotiations led to a cease-fire signed by France and the FLN on March 18, 1962, at Evian, France. The Evian accords also provided for continuing economic, financial, technical, and cultural relations, along with interim administrative arrangements until a referendum on self-determination could be held. The Evian accords guaranteed the religious and property rights of French settlers, but the perception that they would not be respected led to the exodus of one million pieds-noirs and harkis.
Abusive tactics of the French Army remains a controversial subject in France to this day. Deliberate illegal methods were used, such as beatings, mutilations, hanging by the feet or hands, torture by electroshock, waterboarding, sleep deprivation and sexual assaults, among others. French war crimes against Algerian civilians were also committed, including indiscriminate shootings of civilians, bombings of villages suspected of helping the ALN, rape, disembowelment of pregnant women, imprisonment without food in small cells (some of which were small enough to impede lying down), throwing prisoners out of helicopters to their death or into the sea with concrete on their feet, and burying people alive.
The FLN also committed many atrocities, both against French pieds-noirs and against fellow Algerians whom they deemed as supporting the French. These crimes included killing unarmed men, women and children, rape and disembowelment or decapitation of women and murdering children by slitting their throats or banging their heads against walls.
Between 350,000 and 1 million Algerians are estimated to have died during the war, and more than 2 million, out of a total Muslim population of 9 or 10 million, were made into refugees or forcibly relocated into government-controlled camps. Much of the countryside and agriculture was devastated, along with the modern economy, which had been dominated by urban European settlers (the pied-noirs). French sources estimated that at least 70,000 Muslim civilians were killed or abducted and presumed killed, by the FLN during the Algerian War. Nearly one million people of mostly French, Spanish and Italian descent left the country at independence due to the privileges that they lost as settlers and their unwillingness to be on equal footing with indigenous Algerians along with them left most Algerians of Jewish descent and those Muslim Algerians who had supported a French Algeria (harkis). 30–150,000 pro-French Muslims were also killed in Algeria by FLN in post-war reprisals.
Independent Algeria
Ben Bella presidency (1962–65)
The Algerian independence referendum was held in French Algeria on 1 July 1962, passing with 99.72% of the vote. As a result, France declared Algeria independent on 3 July. On 8 September 1963, the first Algerian constitution was adopted by nationwide referendum under close supervision by the National Liberation Front (FLN). Later that month, Ahmed Ben Bella was formally elected the first president of Algeria for a five-year term after receiving support from the FLN and the military, led by Colonel Houari Boumédiène.
However, the war for independence and its aftermath had severely disrupted Algeria's society and economy. In addition to the destruction of much of Algeria's infrastructure, an exodus of the upper-class French and European colons from Algeria deprived the country of most of its managers, civil servants, engineers, teachers, physicians, and skilled workers. The homeless and displaced numbered in the hundreds of thousands, many suffering from illness, and some 70 percent of the workforce was unemployed. The months immediately following independence witnessed the pell-mell rush of Algerians and government officials to claim the property and jobs left behind by the European colons. For example in the 1963 March Decrees, President Ben Bella declared all agricultural, industrial, and commercial properties previously owned and operated by Europeans vacant, thereby legalizing confiscation by the state.
The military played an important role in Ben Bella's administration. Since the president recognized the role that the military played in bringing him to power, he appointed senior military officers as ministers and other important positions within the new state, including naming Colonel Boumédiène as defence minister. These military officials played a core role into implementing the country's security and foreign policy.
Under the new constitution, Ben Bella's presidency combined the functions of chief of state and head of government with those of supreme commander of the armed forces. He formed his government without needing legislative approval and was responsible for the definition and direction of its policies. There was no effective institutional check on the president's powers. As a result, opposition leader Hocine Aït-Ahmed quit the National Assembly in 1963 to protest the increasingly dictatorial tendencies of the regime and formed a clandestine resistance movement, the Socialist Forces Front (Front des Forces Socialistes—FFS), dedicated to overthrowing the Ben Bella regime by force.
Late summer 1963 saw sporadic incidents attributed to the FFS, but more serious fighting broke out a year later, and the army moved quickly and in force to crush a rebellion. Minister of Defense Boumédiène had no qualms about sending the army to put down regional uprisings because he felt they posed a threat to the state. However, President Ben Bella attempted to co-opt allies from among these regional leaders in order to undermine the ability of military commanders to influence foreign and security policy. Tensions consequently built between Boumédiène and Ben Bella, and in 1965 the military removed Ben Bella in a coup d'état, replacing him with Boumédiène as head of state.
The 1965 coup and the Boumédienne military regime
On 19 June 1965, Houari Boumédiène deposed Ahmed Ben Bella in a military coup d'état that was both swift and bloodless. Ben Bella "disappeared", and would not be seen again until he was released from house arrest in 1980 by Boumédiène's successor, Colonel Chadli Bendjedid. Boumédiène immediately dissolved the National Assembly and suspended the 1963 constitution. Political power resided in the Nation Council of the Algerian Revolution (Conseil National de la Révolution Algérienne—CNRA), a predominantly military body intended to foster cooperation among various factions in the army and the party.
Houari Boumédiène's position as head of government and of state was initially insecure, partly because of his lack of a significant power base outside of the armed forces. He relied strongly on a network of former associates known as the Oujda group, named after Boumédiène's posting as National Liberation Army (Armée de Libération Nationale—ALN) leader in the Moroccan border town of Oujda during the war years, but he could not fully dominate his fractious regime. This situation may have accounted for his deference to collegial rule.
Over Boumédiène's 11-year reign as Chairman of the CNRA, the council introduced two formal mechanisms: the People's Municipal Assembly (Assemblée Populaires Communales) and the People's Provincial Assembly (Assemblée Populaires de Wilaya) for popular participation in politics. Under Boumédiène's rule, leftist and socialist concepts were merged with Islam.
Boumédiène also used Islam to opportunistically consolidate his power. On one hand, he made token concessions and cosmetic changes to the government to appear more Islamic, such as putting Islamist Ahmed Taleb Ibrahimi in charge of national education in 1965 and adopting policies criminalizing gambling, establishing Friday as the national holiday, and dropping plans to introduce birth control to paint an Islamic image of the new government. But on the other hand, Boumédiène's government also progressively repressed Islamic groups, such as by ordering the dissolution of Al Qiyam.
Following attempted coups—most notably that of chief-of-staff Col. Tahar Zbiri in December 1967—and a failed assassination attempt on 25 April, 1968, Boumédiène consolidated power and forced military and political factions to submit. He took a systematic, authoritarian approach to state building, arguing that Algeria needed stability and an economic base before building any political institutions.
Eleven years after Boumédiène took power, after much public debate, a long-promised new constitution was promulgated in November 1976. The constitution restored the National Assembly and gave it legislative, consent, and oversight functions. Boumédiène was later elected president with 95 percent of the cast votes.
Bendjedid rule (1978–92), the 1992 Coup d'État and the rise of the civil war
Boumédiène's death on 27 December, 1978 set off a struggle within the FLN to choose a successor. A deadlock occurred between two candidates was broken when Colonel Chadli Bendjedid, a moderate who had collaborated with Boumédiène in deposing Ahmed Ben Bella, was sworn in on February 9, 1979. He was re-elected in 1984 and 1988. After the violent 1988 October Riots, a new constitution was adopted in 1989 that eradicated the Algerian one-party state by allowing the formation of political associations in addition to the FLN. It also removed the armed forces, which had run the government since the days of Boumédiène, from a role in the operation of the government.
Among the scores of parties that sprang up under the new constitution, the militant Islamic Salvation Front (Front Islamique du Salut—FIS) was the most successful, winning a majority of votes in the June 1990 municipal elections, as well as the first stage of the December national legislative elections.
The surprising first round of success for the fundamentalist FIS party in the December 1991 balloting caused the army to discuss options to intervene in the election. Officers feared that an Islamist government would interfere with their positions and core interests in economic, national security, and foreign policy, since the FIS has promised to make a fundamental re-haul of the social, political, and economic structure to achieve a radical Islamist agenda. Senior military figures, such as Defence Minister Khaled Nezzar, Chief of the General Staff Abdelmalek Guenaizia, and other leaders of the navy, Gendarmerie, and security services, all agreed that the FIS should be stopped from gaining power at the polling box. They also agreed that Bendjedid would need to be removed from office due to his determination to uphold the country's new constitution by continuing with the second round of ballots.
On 11 January 1992, Bendjedid announced his resignation on national television, saying it was necessary to "protect the unity of the people and the security of the country". Later that same day, the High Council of State (Haut Comité d'Etat—HCE), which was composed of five people (including Khaled Nezzar, Tedjini Haddam, Ali Kafi, Mohamed Boudiaf and Ali Haroun), was appointed to carry out the duties of the president.
The new government, led by Sid Ahmed Ghozali, banned all political activity at mosques and began stopping people from attending prayers at popular mosques. The FIS was legally dissolved by Interior Minister Larbi Belkheir on 9 February for attempting "insurrections against the state". A state of emergency was also declared and extraordinary powers, such as curtailing the right to associate, were granted to the regime.
Between January and March, a growing number of FIS militants were arrested by the military, including Abdelkader Hachani and his successors, Othman Aissani and Rabah Kebir. Following the announcement to dissolve the FIS and implement a state of emergency on 9 February, the Algerian security forces used their new emergency powers to conduct large scale arrests of FIS members and housed them in 5 "detention centers" in the Sahara. Between 5,000 (official number) and 30,000 (FIS number) people were detained.
This crackdown led to a fundamental Islamic insurgency, resulting in the continuous and brutal 10 year-long Algerian Civil War. During the civil war, the secular state apparatus nonetheless allowed elections featuring pro-government and moderate religious-based parties. The civil war lasted from 1991 to 2002.
Civil War and Bouteflika (1992–2019)
After Chadli Bendjedid resigned from the presidency in the military coup of 1992, a series of figureheads were selected by the military to assume the presidency, as officers were reluctant to assume public political power even though they had manifested control over the government. Additionally, the military's senior leaders felt a need to give a civilian face to the new political regime they had hastily constructed in the aftermath of Benjedid's ousting and the termination of elections, preferring a friendlier non-military face to front the regime.
The first such head of state was Mohamed Boudiaf, who was appointed president of the High Council of State (HCE) in February 1992 after a 27-year exile in Morocco. However, Boudiaf quickly came to odds with the military when attempts by Boudiaf to appoint his own staff or form a political party were viewed with suspicion by officers. Boudiaf also launched political initiatives, such as a rigorous anti-corruption campaign in April 1992 and the sacking of Khaled Nezzar from his post as Defence Minister, which were seen by the military as an attempt to remove their influence in the government. The former of these initiatives was especially hazardous to the many senior military officials who had benefited massively and illegally from the political system for years. In the end, Boudiaf was assassinated in June 1992 by one of his bodyguards with Islamist sympathies.
Ali Kafi briefly assumed the HCE presidency after Boudiaf's death, before Liamine Zéroual was appointed as a long-term replacement in 1994. However, Zéroual only remained in office for four years before he announced his retirement, as he quickly became embroiled in a clan warfare within the upper classes of the military and fell out with groups of the more senior generals. After this Abdelaziz Bouteflika, Boumédiène's foreign minister, succeeded as the president.
As the Algerian civil war wound to a close, presidential elections were held again in April 1999. Although seven candidates qualified for election, all but Abdelaziz Bouteflika, who had the support of the military as well as the National Liberation Front (FLN), withdrew on the eve of the election amid charges of electoral fraud and interference from the military. Bouteflika went on to win with 70 percent of the cast votes.
Despite the purportedly democratic elections, the civilian government immediately after the 1999 elections only acted as a sort of 'hijab' over the true government, mostly running day-to-day businesses, while the military still largely ran the country behind the scenes. For example, ministerial mandates to individuals were only granted with the military's approval, and different factions of the military invested in various political parties and the press, using them as pawns to gain influence.
However, the military's influence over politics decreased gradually, leaving Bouteflika with more authority on deciding policy. One reason for this was that the senior commanders who had dominated the political scene during the 1960s and 1970s started to retire. Bouteflika's former experience as Boumédiène's foreign minister earned him connections that rejuvenated Algeria's international reputation, which had been tarnished in the early 1990s due to the civil war. On the domestic front, Bouteflika's policy of "national reconciliation" to bring a close to civilian violence earned him a popular mandate that helped him to win further presidential terms in 2004, 2009 and 2014.
In 2010, journalists gathered to demonstrate for press freedom and against Bouteflika's self-appointed role as editor-in-chief of Algeria's state television station. In February 2011, the government rescinded the state of emergency that had been in place since 1992 but still banned all protest gatherings and demonstrations. However, in April 2011, over 2,000 protesters defied the official ban and took to the streets of Algiers, clashing with police forces. These protests can be seen as a part of the Arab Spring, with protesters noting that they were inspired by the recent Egyptian revolution, and that Algeria was a police state that was "corrupt to the bone".
In 2019, after 20 years in office, Bouteflika announced in February that he would seek a fifth term of office. This sparked widespread discontent around Algeria and protests in Algiers. Despite later attempts at saying he would resign after his term finished in late April, Bouteflika resigned on 2 April, after the chief of the army, Ahmed Gaid Salah, made a declaration that he was "unfit for office". Despite Gaid Salah being loyal to Bouteflika, many in the military identified with civilians, as nearly 70 percent of the army are civilian conscripts who are required to serve for 18 months. Also, since demonstrators demanded a change to the whole governmental system, many army officers aligned themselves with demonstrators in the hopes of surviving an anticipated revolution and retaining their positions.
After Bouteflika (2019-)
After the resignation of Abdelaziz Bouteflika on 9 April 2019, the President of the Council of the Nation Abdelkader Bensalah became acting president of Algeria.
Following the presidential election on 12 December 2019, Abdelmadjid Tebboune was elected president after taking 58% of the votes, beating the candidates from both main parties, the National Liberation Front and the Democratic National Rally.
On the eve of the first anniversary of the Hirak Movement, which led to the resignation of former president Bouteflika, President Abdelmadjid Tebboune announced in a statement to the Algerian national media that 22 February would be declared the Algerian "National Day of Fraternity and Cohesion between the People and Its Army for Democracy." In the same statement, Tebboune spoke in favor of the Hirak Movement, saying that "the blessed Hirak has preserved the country from a total collapse", and that he had "made a personal commitment to carry out all of the [movement's] demands." On 21 and 22 February 2020, masses of demonstrators (with turnout comparable to well-established Algerian holidays like the Algerian Day of Independence) gathered to honor the anniversary of the Hirak Movement and the newly established national day.
In an effort to contain the COVID-19 pandemic, Tebboune announced on 17 March 2020 that "marches and rallies, whatever their motives" would be prohibited. But after protesters and journalists were arrested for participating in such marches, Tebboune faced accusations of attempting to "silence Algerians." Notably, the government's actions were condemned by Amnesty International, which said in a statement that "when all eyes [...] are on the management of the COVID-19 pandemic, the Algerian authorities are devoting time to speeding up the prosecution and trial of activists, journalists, and supporters of the Hirak movement." The National Committee for the Liberation of Detainees (Comité national pour la libération des détenus—CNLD) estimated that around 70 prisoners of conscience were imprisoned by 2 July 2020 and that several of the imprisoned were arrested for Facebook posts.
On 28 December 2019, the then-recently inaugurated President Tebboune met with Ahmed Benbitour, the former Algerian Head of Government, with whom he discussed the "foundations of the new Republic." On 8 January 2020, Tebboune established a "commission of experts" composed of 17 members (a majority of which were professors of constitutional law) responsible for examining the previous constitution and making any necessary revisions. Led by Ahmed Laraba, the commission was required to submit its proposals to Tebboune directly within the following two months. In a letter to Laraba on the same day, Tebboune outlined seven axes around which the commission should focus its discussion. These areas of focus included strengthening citizens' rights, combating corruption, consolidating the balance of powers in the Algerian government, increasing the oversight powers of parliament, promoting the independence of the judiciary, furthering citizens' equality under the law, and constitutionalizing elections. Tebboune's letter also included a call for an "immutable and intangible" two-term limit to anyone serving as president — a major point of contention in the initial Hirak Movement protests, which were spurred by former president Abdelaziz Bouteflika's announcement to run for a fifth term.
The preliminary draft revision of the constitution was publicly published on 7 May 2020, but the Laraba Commission (as the "commission of experts" came to be known) was open to additional proposals from the public until 20 June. By 3 June, the commission had received an estimated 1,200 additional public proposals. After all revisions were considered by the Laraba Commission, the draft was introduced to the Cabinet of Algeria (Council of Ministers).
The revised constitution was adopted in the Council of Ministers on 6 September, in the People's National Assembly on 10 September, and in the Council of the Nation on 12 September. The constitutional changes were approved in the 1 November 2020 referendum, with 66.68% of voters participating in favour of the changes.
On 16 February 2021, mass protests and a wave of nationwide rallies and peaceful demonstrations against the government of Abdelmadjid Tebboune began.
See also
Culture of Algeria
Colonial heads of Algeria
List of heads of government of Algeria
History of Africa
History of North Africa
List of presidents of Algeria
Politics of Algeria
Prime Minister of Algeria
History of cities in Algeria:
Algiers history and timeline
Oran history and timeline
References
Notes
1. The indigenous peoples of northern Africa were identified by the Romans as Berbers, a word derived from the word Barbare or Barbarian, but they prefer being called "Imazighen".
2. On the Banu Hilal invasion, see Ibn Khaldoun (v.1).
References
Further reading
Ageron, Charles Robert, and Michael Brett. Modern Algeria: A History from 1830 to the Present (1992)
Bennoune, Mahfoud (1988). The Making of Contemporary Algeria – Colonial Upheavals and Post-Independence Development, 1830–1987. Cambridge: Cambridge University Press. .
Derradji, Abder-Rahmane. The Algerian Guerrilla Campaign, Strategy & Tactics (The Edwin Mellen Press, 1997).
Derradji, Abder-Rahmane. A Concise History of Political Violence in Algeria: Brothers in Faith Enemies in Arms (2 vol. The Edwin Mellen Press, 2002),
Horne, Alistair. A Savage War of Peace: Algeria 1954-1962 (2006)
Laouisset, Djamel (2009). A Retrospective Study of the Algerian Iron and Steel Industry. New York City: Nova Publishers. .
McDougall, James. (2017) A history of Algeria (Cambridge UP, 2017).
Roberts, Hugh (2003). The Battlefield – Algeria, 1988–2002. Studies in a Broken Polity. London: Verso Books. .
Ruedy, John (1992). Modern Algeria – The Origins and Development of a Nation. Bloomington: Indiana University Press. .
Sessions, Jennifer E. By Sword and Plow: France and the Conquest of Algeria (Cornell University Press; 2011) 352 pages
Sidaoui, Riadh (2009). "Islamic Politics and the Military – Algeria 1962–2008". Religion and Politics – Islam and Muslim Civilisation. Farnham: Ashgate Publishing. .
Historiography and memory
Branche, Raphaëlle. "The martyr's torch: memory and power in Algeria." Journal of North African Studies 16.3 (2011): 431–443.
Cohen, William B. "Pied-Noir memory, history, and the Algerian War." in Europe's Invisible Migrants (2003): 129-145 online.
Hannoum, Abdelmajid. "The historiographic state: how Algeria once became French." History and Anthropology 19.2 (2008): 91-114. online
Hassett, Dónal. Mobilizing Memory: The Great War and the Language of Politics in Colonial Algeria, 1918-1939 (Oxford UP, 2019).
House, Jim. "Memory and the Creation of Solidarity during the Decolonization of Algeria." Yale French Studies 118/119 (2010): 15-38 online.
Johnson, Douglas. "Algeria: some problems of modern history." Journal of African history (1964): 221–242.
Lorcin, Patricia M.E., ed. Algeria and France, 1800-2000: identity, memory, nostalgia (Syracuse UP, 2006).
McDougall, James. History and the Culture of Nationalism in Algeria (Cambridge UP, 2006) excerpt.
Vince, Natalya. Our fighting sisters: Nation, memory and gender in Algeria, 1954–2012 (Manchester UP, 2072115).
External links
List of rulers for Algeria
Articles containing video clips |
14114 | https://en.wikipedia.org/wiki/History%20of%20Zimbabwe | History of Zimbabwe | Until roughly 2,000 years ago, what would become Zimbabwe was populated by ancestors of the San people. Bantu inhabitants of the region arrived and developed ceramic production in the area. A series of trading empires emerged, including the Kingdom of Mapungubwe and Kingdom of Zimbabwe. In the 1880s, the British South Africa Company began its activities in the region, leading to the colonial era in Southern Rhodesia.
Following the Lancaster House Agreement of 1979 there was a transition to internationally recognized majority rule in 1980; the British, more specifically, the United Kingdom ceremonially granted Zimbabwe independence on 18 April that year. In the 2000s Zimbabwe's economy began to deteriorate due to various factors, including the imposition of economic sanctions by western countries led by the United Kingdom and widespread corruption in government. Economic instability caused many Zimbabweans to emigrate. Prior to its recognized independence as Zimbabwe in 1980, the nation had been known by several names: Rhodesia, Southern Rhodesia and Zimbabwe Rhodesia.
Pre-Colonial era (1000–1887)
Prior to the arrival of Bantu speakers in present-day Zimbabwe the region was populated by ancestors of the San people. The first Bantu-speaking farmers arrived during the Bantu expansion around 2000 years ago.
These Bantu speakers were the makers of early Iron Age pottery belonging to the Silver Leaves or Matola tradition, third to fifth centuries A.D., found in southeast Zimbabwe. This tradition was part of the eastern stream of Bantu expansion (sometimes called Kwale) which originated west of the Great Lakes, spreading to the coastal regions of southeastern Kenya and north eastern Tanzania, and then southwards to Mozambique, south eastern Zimbabwe and Natal. More substantial in numbers in Zimbabwe were the makers of the Ziwa and Gokomere ceramic wares, of the fourth century A.D. Their early Iron Age ceramic tradition belonged to the highlands facies of the eastern stream, which moved inland to Malawi and Zimbabwe. Imports of beads have been found at Gokomere and Ziwa sites, possibly in return for gold exported to the coast.
A later phase of the Gokomere culture was the Zhizo in southern Zimbabwe. Zhizo communities settled in the Shashe-Limpopo area in the tenth century. Their capital there was Schroda (just across the Limpopo River from Zimbabwe). Many fragments of ceramic figurines have been recovered from there, figures of animals and birds, and also fertility dolls. The inhabitants produced ivory bracelets and other ivory goods. Imported beads found there and at other Zhizo sites, are evidence of trade, probably of ivory and skins, with traders on the Indian Ocean coast.
Pottery belonging to a western stream of Bantu expansion (sometimes called Kalundu) has been found at sites in northeastern Zimbabwe, dated from the seventh century. (The western stream originated in the same area as the eastern stream: both belong to the same style system, called by Phillipson the Chifumbadze system, which has general acceptance by archaeologists.) The terms eastern and western streams represent the expansion of the Bantu speaking peoples in terms of their culture. Another question is the branches of the Bantu languages which they spoke. It seems that the makers of the Ziwa/Gokomere wares were not the ancestral speakers of the Shona languages of today's Zimbabwe, who did not arrive in there until around the tenth century, from south of the Limpopo river, and whose ceramic culture belonged to the western stream. The linguist and historian Ehret believes that in view of the similarity of the Ziwa/Gokomere pottery to the Nkope of the ancestral Nyasa language speakers, the Ziwa/Gokomere people spoke a language closely related to the Nyasa group. Their language, whatever it was, was superseded by the ancestral Shona languages, although Ehret says that a set of Nyasa words occur in central Shona dialects today.
The evidence that the ancestral Shona speakers came from South Africa is that the ceramic styles associated with Shona speakers in Zimbabwe from the thirteenth to the seventeenth centuries can be traced back to western stream (Kalunndu) pottery styles in South Africa. The Ziwa /Gokomere and Zhizo traditions were superseded by Leopards Kopje and Gumanye wares of the Kalundu tradition from the tenth century.
Although the western stream Kalundu tradition was ancestral to Shona ceramic wares, the closest relationships of the ancestral Shona language according to many linguists were with a southern division of eastern Bantu – such languages as the southeastern languages (Nguni, Sotho-Tswana, Tsonga), Nyasa and Makwa. While it may well be the case that the people of the western stream spoke a language belonging to a wider Eastern Bantu division, it is a puzzle which remains to be resolved that they spoke a language most closely related to the languages just mentioned, all of which are today spoken in southeastern Africa.
After the Shona speaking people moved into the present day Zimbabwe many different dialects developed over time in the different parts of the country. Among these was Kalanga.
It is believed that Kalanga speaking societies first emerged in the middle Limpopo valley in the 9th century before moving on to the Zimbabwean highlands. The Zimbabwean plateau eventually became the centre of subsequent Kalanga states. The Kingdom of Mapungubwe was the first in a series of sophisticated trade states developed in Zimbabwe by the time of the first European explorers from Portugal. They traded in gold, ivory and copper for cloth and glass. From about 1250 until 1450, Mapungubwe was eclipsed by the Kingdom of Zimbabwe. This Kalanga state further refined and expanded upon Mapungubwe's stone architecture, which survives to this day at the ruins of the kingdom's capital of Great Zimbabwe. From circa 1450–1760, Zimbabwe gave way to the Kingdom of Mutapa. This Kalanga state ruled much of the area that is known as Zimbabwe today, and parts of central Mozambique. It is known by many names including the Mutapa Empire, also known as Mwenemutapa was known for its gold trade routes with Arabs and the Portuguese. António Fernandes, a Portuguese explorer, first entered the area in 1511 from Sofala and encountered the Manyika people. He returned in 1513 and explored the northern region of the territory, coming into contact with Chikuyo Chisamarengu, the ruler of Mutapa. In the early 17th century, Portuguese settlers destroyed the trade and began a series of wars which left the empire in near collapse. As a direct response to Portuguese aggression in the interior, a new Kalanga state emerged called the Rozwi Empire. Relying on centuries of military, political and religious development, the Rozwi (which means "destroyers") removed the Portuguese from the Zimbabwe plateau by force of arms. The Rozwi continued the stone building traditions of the Zimbabwe and Mapungubwe kingdoms while adding guns to its arsenal and developing a professional army to protect its trade routes and conquests. Around 1821, the Zulu general Mzilikazi of the Khumalo clan successfully rebelled from King Shaka and created his own clan, the Ndebele. The Ndebele fought their way northwards into the Transvaal, leaving a trail of destruction in their wake and beginning an era of widespread devastation known as the Mfecane. When Boer trekkers converged on the Transvaal in 1836, they drove the tribe even further northward.
After losing their remaining South African lands in 1840, Mzilikazi and his tribe permanently settled the southwest of present-day Zimbabwe in what became known as Matabeleland, establishing Bulawayo as their capital. Mzilikazi then organised his society into a military system with regimental kraals, similar to those of Shaka, which was stable enough to repel further Boer incursions. During the pre-colonial period, the Ndebele social structure was stratified. It was composed of mainly three social groups, Zansi, Enhla and Amahole. The Zansi comprised the ruling class the original Khumalo people who migrated from south of Limpopo with Mzilikazi. The Enhla and Amahole groups were made up of other tribes and ethnics who had been incorporated into the empire during the migration. However, with the passage of time, this stratification has slowly disappeared The Ndebele people have for long ascribed to the worship of Unkunkulu as their supreme being. Their religious life in general, rituals, ceremonies, practices, devotion and loyalty revolves around the worship of this Supreme Being. However, with the popularisation of Christianity and other religions, Ndebele traditional religion is now uncommon
Mzilikazi died in 1868 and, following a violent power struggle, was succeeded by his son, Lobengula. King Mzilikazi had established the Ndebele Kingdom, with Shona subjects paying tribute to him. The nascent kingdom encountered European powers for the first time and Lonbengula signed various treaties with the various nations jostling for power in the region, playing them off one another in order to preserve the sovereignty of his kingdom and gain the aid of the Europeans should the kingdom become involved in a war.
Colonial era (1890–1980)
In the 1880s, British diamond magnate Cecil Rhodes' British South Africa Company (BSAC) started to make inroads into the region. In 1898, the name Southern Rhodesia was adopted. In 1888, Rhodes obtained a concession for mining rights from King Lobengula of the Ndebele peoples. Cecil Rhodes presented this concession to persuade the British government to grant a royal charter to his British South Africa Company over Matabeleland, and its subject states such as Mashonaland. Rhodes sought permission to negotiate similar concessions covering all territory between the Limpopo River and Lake Tanganyika, then known as 'Zambesia'. In accordance with the terms of aforementioned concessions and treaties, Cecil Rhodes promoted the immigration of white settlers into the region, as well as the establishment of mines, primarily to extract the diamond ores present. In 1895 the BSAC adopted the name 'Rhodesia' for the territory of Zambesia, in honour of Cecil Rhodes. In 1898, 'Southern Rhodesia' became the official denotation for the region south of the Zambezi, which later became Zimbabwe. The region to the north was administered separately by the BSAC and later named Northern Rhodesia (now Zambia).
The Shona waged unsuccessful wars (known as Chimurenga) against encroachment upon their lands by clients of BSAC and Cecil Rhodes in 1896 and 1897. Following the failed insurrections of 1896–97 the Ndebele and Shona groups became subject to Rhodes's administration thus precipitating European settlement en masse in the new colony.
The colony's first formal constitution was drafted in 1899, and copied various pieces of legislation directly from that of the Union of South Africa; Rhodesia was meant to be, in many ways, a shadow colony of the Cape. Many within the administrative framework of the BSAC assumed that Southern Rhodesia, when its "development" was "suitably advanced", would "take its rightful place as a member of" the Union of South Africa after the Second Boer War (1898-1902), when the four South African colonies joined under the auspices of one flag and began to work towards the creation of a unified administrative structure. The territory was made open to white settlement, and these settlers were then in turn given considerable administrative powers, including a franchise that, while on the surface non-racial, ensured "a predominantly European electorate" which "operated to preclude Great Britain from modifying her policy in Southern Rhodesia and subsequently treating it as a territory inhabited mainly by Africans whose interests should be paramount and to whom British power should be transferred".
Southern Rhodesia became a self-governing British colony in October 1923, subsequent to a referendum held the previous year. The British government took full command of the British South Africa Company's holdings, including both Northern and Southern Rhodesia. Northern Rhodesia retained its status as a colonial protectorate; Southern Rhodesia was given responsible self-government – with limitations and still annexed to the crown as a colony. Many studies of the country see it as a state that operated independently within the Commonwealth; nominally under the rule of the Crown, but technically able to do as it pleased. And in theory, Southern Rhodesia was able to govern itself, draft its own legislation, and elect its own parliamentary leaders. But in reality, this was self-government subject to supervision. Until the white minority settler government's declaration of unilateral independence in 1965, London remained in control of the colony's external affairs, and all legislation was subject to approval from the United Kingdom Government and the Queen.
In 1930, the Land Apportionment Act divided rural land along racial lines, creating four types of land: white-owned land that could not be acquired by Africans; purchase areas for those Africans who could afford to purchase land; Tribal Trust Lands designated as the African reserves; and Crown lands owned by the state, reserved for future use and public parks. Fifty one percent of the land was given to approximately 50,000 white inhabitants, with 29.8 per cent left for over a million Africans.
Many Rhodesians served on behalf of the United Kingdom during World War II, mainly in the East African Campaign against Axis forces in Italian East Africa.
In 1953, the British government consolidated the two colonies of Rhodesia with Nyasaland (now Malawi) in the ill-fated Federation of Rhodesia and Nyasaland which was dominated by Southern Rhodesia. This move was heavily opposed by the residents of Nyasaland, who feared coming under the domination of white Rhodesians. In 1962, however, with growing African nationalism and general dissent, the British government declared that Nyasaland had the right to secede from the Federation; soon afterwards, they said the same for Northern Rhodesia.
After African-majority governments had assumed control in neighbouring Northern Rhodesia and in Nyasaland, the white-minority Southern Rhodesian government led by Ian Smith made a Unilateral Declaration of Independence (UDI) from the United Kingdom on 11 November 1965. The United Kingdom deemed this an act of rebellion, but did not re-establish control by force. The white minority government declared itself a republic in 1970. A civil war ensued, with Joshua Nkomo's ZAPU and Robert Mugabe's ZANU using assistance from the governments of Zambia and Mozambique. Although Smith's declaration was not recognised by the United Kingdom nor any other foreign power, Southern Rhodesia dropped the designation "Southern", and claimed nation status as the Republic of Rhodesia in 1970 although this was not recognised internationally.
Independence and the 1980s
The country gained official independence as Zimbabwe on 18 April 1980. The government held independence celebrations in Rufaro stadium in Salisbury, the capital. Lord Christopher Soames, the last Governor of Southern Rhodesia, watched as Charles, Prince of Wales, gave a farewell salute and the Rhodesian Signal Corps played "God Save the Queen". Many foreign dignitaries also attended, including Prime Minister Indira Gandhi of India, President Shehu Shagari of Nigeria, President Kenneth Kaunda of Zambia, President Seretse Khama of Botswana, and Prime Minister Malcolm Fraser of Australia, representing the Commonwealth of Nations. Bob Marley sang 'Zimbabwe', a song he wrote, at the government's invitation in a concert at the country's independence festivities.
President Shagari pledged $15 million at the celebration to train Zimbabweans in Zimbabwe and expatriates in Nigeria. Mugabe's government used part of the money to buy newspaper companies owned by South Africans, increasing the government's control over the media. The rest went to training students in Nigerian universities, government workers in the Administrative Staff College of Nigeria in Badagry, and soldiers in the Nigerian Defence Academy in Kaduna. Later that year Mugabe commissioned a report by the BBC on press freedom in Zimbabwe. The BBC issued its report on 26 June, recommending the privatisation of the Zimbabwe Broadcasting Corporation and its independence from political interests.
Mugabe's government changed the capital's name from Salisbury to Harare on 18 April 1982 in celebration of the second anniversary of independence. The government renamed the main street in the capital, Jameson Avenue, in honour of Samora Machel, President of Mozambique.
In 1992, a World Bank study indicated that more than 500 health centres had been built since 1980. The percentage of children vaccinated increased from 25% in 1980 to 67% in 1988 and life expectancy increased from 55 to 59 years. Enrolment increased by 232 per cent one year after primary education was made free and secondary school enrolment increased by 33 per cent in two years. These social policies lead to an increase in the debt ratio. Several laws were passed in the 1980s in an attempt to reduce wage gaps. However, the gaps remained considerable. In 1988, the law gave women, at least in theory, the same rights as men. Previously, they could only take a few personal initiatives without the consent of their father or husband.
The new Constitution provided for an executive President as Head of State with a Prime Minister as Head of Government. Reverend Canaan Banana served as the first President. In government amended the Constitution in 1987 to provide for an Executive President and abolished the office of Prime Minister. The constitutional changes came into effect on 1 January 1988 with Robert Mugabe as president. The bicameral Parliament of Zimbabwe had a directly elected House of Assembly and an indirectly elected Senate, partly made up of tribal chiefs. The Constitution established two separate voters rolls, one for the black majority, who had 80% of the seats in Parliament, and the other for whites and other ethnic minorities, such as Coloureds, people of mixed race, and Asians, who held 20%. The government amended the Constitution in 1986, eliminating the voter rolls and replacing the white seats with seats filled by nominated members. Many white MPs joined ZANU which then reappointed them. In 1990 the government abolished the Senate and increased the House of Assembly's membership to include members nominated by the President.
Prime Minister Mugabe kept Peter Walls, the head of the army, in his government and put him in charge of integrating the Zimbabwe People's Revolutionary Army (ZIPRA), Zimbabwe African National Liberation Army (ZANLA), and the Rhodesian Army. While Western media outlets praised Mugabe's efforts at reconciliation with the white minority, tension soon developed. On 17 March 1980, after several unsuccessful assassination attempts Mugabe asked Walls, "Why are your men trying to kill me?" Walls replied, "If they were my men you would be dead." BBC news interviewed Walls on 11 August 1980. He told the BBC that he had asked British Prime Minister Margaret Thatcher to annul the 1980 election prior to the official announcement of the result on the grounds that Mugabe used intimidation to win the election. Walls said Thatcher had not replied to his request. On 12 August British government officials denied that they had not responded, saying Antony Duff, Deputy Governor of Salisbury, told Walls on 3 March that Thatcher would not annul the election.
Minister of Information Nathan Shamuyarira said the government would not be "held ransom by racial misfits" and told "all those Europeans who do not accept the new order to pack their bags." He also said the government continued to consider taking "legal or administrative action" against Walls. Mugabe, returning from a visit with United States President Jimmy Carter in New York City, said, "One thing is quite clear—we are not going to have disloyal characters in our society." Walls returned to Zimbabwe after the interview, telling Peter Hawthorne of Time magazine, "To stay away at this time would have appeared like an admission of guilt." Mugabe drafted legislation that would exile Walls from Zimbabwe for life and Walls moved to South Africa.
Ethnic divisions soon came back to the forefront of national politics. Tension between ZAPU and ZANU erupted with guerrilla activity starting again in Matabeleland in south-western Zimbabwe. Nkomo (ZAPU) left for exile in Britain and did not return until Mugabe guaranteed his safety. In 1982 government security officials discovered large caches of arms and ammunition on properties owned by ZAPU, accusing Nkomo and his followers of plotting to overthrow the government. Mugabe fired Nkomo and his closest aides from the cabinet. Seven MPs, members of the Rhodesian Front, left Smith's party to sit as "independents" on 4 March 1982, signifying their dissatisfaction with his policies. As a result of what they saw as persecution of Nkomo and his party, PF-ZAPU supporters, army deserters began a campaign of dissidence against the government. Centring primarily in Matabeleland, home of the Ndebeles who were at the time PF-ZAPU's main followers, this dissidence continued through 1987. It involved attacks on government personnel and installations, armed banditry aimed at disrupting security and economic life in the rural areas, and harassment of ZANU-PF members.
Because of the unsettled security situation immediately after independence and democratic sentiments, the government kept in force a "state of emergency". This gave the government widespread powers under the "Law and Order Maintenance Act," including the right to detain persons without charge which it used quite widely. In 1983 to 1984 the government declared a curfew in areas of Matabeleland and sent in the army in an attempt to suppress members of the Ndebele tribe. The pacification campaign, known as the Gukuruhundi, or strong wind, resulted in at least 20,000 civilian deaths perpetrated by an elite, North Korean-trained brigade, known in Zimbabwe as the Gukurahundi.
ZANU-PF increased its majority in the 1985 elections, winning 67 of the 100 seats. The majority gave Mugabe the opportunity to start making changes to the constitution, including those with regard to land restoration. Fighting did not cease until Mugabe and Nkomo reached an agreement in December 1987 whereby ZAPU became part of ZANU-PF and the government changed the constitution to make Mugabe the country's first executive president and Nkomo one of two vice-presidents.
1990s
Elections in March 1990 resulted in another overwhelming victory for Mugabe and his party, which won 117 of the 120 election seats. Election observers estimated voter turnout at only 54% and found the campaign neither free nor fair, though balloting met international standards. Unsatisfied with a de facto one-party state, Mugabe called on the ZANU-PF Central Committee to support the creation of a de jure one-party state in September 1990 and lost. The government began further amending the constitution. The judiciary and human rights advocates fiercely criticised the first amendments enacted in April 1991 because they restored corporal and capital punishment and denied recourse to the courts in cases of compulsory purchase of land by the government. The general health of the civilian population also began to significantly flounder and by 1997 25% of the population of Zimbabwe had been infected by HIV, the AIDS virus.
During the 1990s students, trade unionists, and workers often demonstrated to express their discontent with the government. Students protested in 1990 against proposals for an increase in government control of universities and again in 1991 and 1992 when they clashed with police. Trade unionists and workers also criticised the government during this time. In 1992 police prevented trade unionists from holding anti-government demonstrations. In 1994 widespread industrial unrest weakened the economy. In 1996 civil servants, nurses, and junior doctors went on strike over salary issues.
On 9 December 1997 a national strike paralysed the country. Mugabe was panicked by demonstrations by Zanla ex-combatants, war veterans, who had been the heart of incursions 20 years earlier in the Bush War. He agreed to pay them large gratuities and pensions, which proved to be a wholly unproductive and unbudgeted financial commitment. The discontent with the government spawned draconian government crackdowns which in turn started to destroy both the fabric of the state and of society. This in turn brought with it further discontent within the population. Thus a vicious downward spiral commenced.
Although many whites had left Zimbabwe after independence, mainly for neighbouring South Africa, those who remained continued to wield disproportionate control of some sectors of the economy, especially agriculture. In the late-1990s whites accounted for less than 1% of the population but owned 70% of arable land. Mugabe raised this issue of land ownership by white farmers. In a calculated move, he began forcible land redistribution, which brought the government into headlong conflict with the International Monetary Fund. Amid a severe drought in the region, the police and military were instructed not to stop the invasion of white-owned farms by the so-called 'war veterans' and youth militia. This led to a mass migration of White Zimbabweans out of Zimbabwe. At present almost no arable land is in the possession of white farmers.
The economy during the 1980s and 1990s
The economy was run along corporatist lines with strict governmental controls on all aspects of the economy. Controls were placed on wages, prices and massive increases in government spending resulting in significant budget deficits. This experiment met with very mixed results and Zimbabwe fell further behind the first world and unemployment. Some market reforms in the 1990s were attempted. A 40 per cent devaluation of the Zimbabwean dollar was allowed to occur and price and wage controls were removed. These policies also failed at that time. Growth, employment, wages, and social service spending contracted sharply, inflation did not improve, the deficit remained well above target, and many industrial firms, notably in textiles and footwear, closed in response to increased competition and high real interest rates. The incidence of poverty in the country increased during this time.
1999 to 2000
However, Zimbabwe began experiencing a period of considerable political and economic upheaval in 1999. Opposition to President Mugabe and the ZANU-PF government grew considerably after the mid-1990s in part due to worsening economic and human rights conditions brought about by the seizure of farmland owned by white farmers and economic sanctions imposed by Western countries in response. The Movement for Democratic Change (MDC) was established in September 1999 as an opposition party founded by trade unionist Morgan Tsvangirai.
The MDC's first opportunity to test opposition to the Mugabe government came in February 2000, when a referendum was held on a draft constitution proposed by the government. Among its elements, the new constitution would have permitted President Mugabe to seek two additional terms in office, granted government officials immunity from prosecution, and authorised government seizure of white-owned land. The referendum was handily defeated. Shortly thereafter, the government, through a loosely organised group of war veterans, some of the so-called war veterans judging from their age were not war veterans as they were too young to have fought in the chimurenga, sanctioned an aggressive land redistribution program often characterised by forced expulsion of white farmers and violence against both farmers and farm employees.
Parliamentary elections held in June 2000 were marred by localised violence, and claims of electoral irregularities and government intimidation of opposition supporters. Nonetheless, the MDC succeeded in capturing 57 of 120 seats in the National Assembly.
2002
Presidential elections were held in March 2002. In the months leading up to the poll, ZANU-PF, with the support of the army, security services, and especially the so-called 'war veterans', – very few of whom actually fought in the Second Chimurenga against the Smith regime in the 1970s – set about wholesale intimidation and suppression of the MDC-led opposition. Despite strong international criticism, these measures, together with organised subversion of the electoral process, ensured a Mugabe victory . The government's behaviour drew strong criticism from the EU and the US, which imposed limited sanctions against the leading members of the Mugabe regime. Since the 2002 election, Zimbabwe has suffered further economic difficulty and growing political chaos.
2003–2005
Divisions within the opposition MDC had begun to fester early in the decade, after Morgan Tsvangirai (the president of the MDC) was lured into a government sting operation that videotaped him talking of Mr. Mugabe's removal from power. He was subsequently arrested and put on trial on treason charges. This crippled his control of party affairs and raised questions about his competence. It also catalysed a major split within the party. In 2004 he was acquitted, but not until after suffering serious abuse and mistreatment in prison. The opposing faction was led by Welshman Ncube who was the general secretary of the party. In mid-2004, vigilantes loyal to Mr. Tsvangirai began attacking members who were mostly loyal to Ncube, climaxing in a September raid on the party's Harare headquarters in which the security director was nearly thrown to his death.
An internal party inquiry later established that aides to Tsvangirai had tolerated, if not endorsed, the violence. Divisive as the violence was, it was a debate over the rule of law that set off the party's final break-up in November 2005. These division severely weakened the opposition. In addition the government employed its own operatives to both spy on each side and to undermine each side via acts of espionage. Zimbabwean parliamentary election, 2005 were held in March 2005 in which ZANU-PF won a two-thirds majority, were again criticised by international observers as being flawed. Mugabe's political operatives were thus able to weaken the opposition internally and the security apparatus of the state was able to destabilise it externally by using violence in anti-Mugabe strongholds to prevent citizens from voting. Some voters were 'turned away' from polling station despite having proper identification, further guaranteeing that the government could control the results. Additionally Mugabe had started to appoint judges sympathetic to the government, making any judicial appeal futile. Mugabe was also able to appoint 30 of the members of parliament.
As Senate elections approached further opposition splits occurred. Ncube's supporters argued that the M.D.C. should field a slate of candidates; Tsvangirai's argued for a boycott. When party leaders voted on the issue, Ncube's side narrowly won, but Mr. Tsvangirai declared that as president of the party he was not bound by the majority's decision. Again the opposition was weakened. As a result, the elections for a new Senate in November 2005 were largely boycotted by the opposition. Mugabe's party won 24 of the 31 constituencies where elections were held amid low voter turnout. Again, evidence surfaced of voter intimidation and fraud.
In May 2005 the government began Operation Murambatsvina. It was officially billed to rid urban areas of illegal structures, illegal business enterprises, and criminal activities. In practice its purpose was to punish political opponents. The UN estimates 700,000 people have been left without jobs or homes as a result. Families and traders, especially at the beginning of the operation, were often given no notice before police destroyed their homes and businesses. Others were able to salvage some possessions and building materials but often had nowhere to go, despite the government's statement that people should be returning to their rural homes. Thousands of families were left unprotected in the open in the middle of Zimbabwe's winter., . The government interfered with non-governmental organisation (NGO) efforts to provide emergency assistance to the displaced in many instances. Some families were removed to transit camps, where they had no shelter or cooking facilities and minimal food, supplies, and sanitary facilities. The operation continued into July 2005, when the government began a program to provide housing for the newly displaced.
Human Rights Watch said the evictions had disrupted treatment for people with HIV/AIDS in a country where 3,000 die from the disease each week and about 1.3 million children have been orphaned. The operation was "the latest manifestation of a massive human rights problem that has been going on for years", said Amnesty International. As of September 2006, housing construction fell far short of demand, and there were reports that beneficiaries were mostly civil servants and ruling party loyalists, not those displaced. The government campaign of forced evictions continued in 2006, albeit on a lesser scale.
In September 2005 Mugabe signed constitutional amendments that reinstituted a national senate (abolished in 1987) and that nationalised all land. This converted all ownership rights into leases. The amendments also ended the right of landowners to challenge government expropriation of land in the courts and marked the end of any hope of returning any land that had been hitherto grabbed by armed land invasions. Elections for the senate in November resulted in a victory for the government. The MDC split over whether to field candidates and partially boycotted the vote. In addition to low turnout there was widespread government intimidation. The split in the MDC hardened into factions, each of which claimed control of the party. The early months of 2006 were marked by food shortages and mass hunger. The sheer extremity of the siltation was revealed by the fact that in the courts, state witnesses said they were too weak from hunger to testify.
2006 to 2007
In August 2006 runaway inflation forced the government to replace its existing currency with a revalued one. In December 2006, ZANU-PF proposed the "harmonisation" of the parliamentary and presidential election schedules in 2010; the move was seen by the opposition as an excuse to extend Mugabe's term as president until 2010.
Morgan Tsvangirai was badly beaten on 12 March 2007 after being arrested and held at Machipisa Police Station in the Highfield suburb of Harare. The event garnered an international outcry and was considered particularly brutal and extreme, even considering the reputation of Mugabe's government. Kolawole Olaniyan, Director of Amnesty International's Africa Programme said "We are very concerned by reports of continuing brutal attacks on opposition activists in Zimbabwe and call on the government to stop all acts of violence and intimidation against opposition activists".
The economy has shrunk by 50% from 2000 to 2007. In September 2007 the inflation rate was put at almost 8,000%, the world's highest. There are frequent power and water outages. Harare's drinking water became unreliable in 2006 and as a consequence dysentery and cholera swept the city in December 2006 and January 2007. Unemployment in formal jobs is running at a record 80%. There was widespread hunger, manipulated by the government so that opposition strongholds suffer the most. Availability of bread was severely constrained after a poor wheat harvest and the closure of all bakeries.
The country, which used to be one of Africa's richest, became one of its poorest. Many observers now view the country as a 'failed state'. The settlement of the Second Congo War brought back Zimbabwe's substantial military commitment, although some troops remain to secure the mining assets under their control. The government lacks the resources or machinery to deal with the ravages of the HIV/AIDS pandemic, which affects 25% of the population. With all this and the forced and violent removal of white farmers in a brutal land redistribution program, Mugabe has earned himself widespread scorn from the international arena.
The regime has managed to cling to power by creating wealthy enclaves for government ministers, and senior party members. For example, Borrowdale Brook, a suburb of Harare is an oasis of wealth and privilege. It features mansions, manicured lawns, full shops with fully stocked shelves containing an abundance of fruit and vegetables, big cars and a golf club give is the home to President Mugabe's out-of-town retreat.
Zimbabwe's bakeries shut down in October 2007 and supermarkets warned that they would have no bread for the foreseeable future due to collapse in wheat production after the seizure of white-owned farms. The ministry of agriculture has also blamed power shortages for the wheat shortfall, saying that electricity cuts have affected irrigation and halved crop yields per acre. The power shortages are because Zimbabwe relies on Mozambique for some of its electricity and that due to an unpaid bill of $35 million Mozambique had reduced the amount of electrical power it supplies. On 4 December 2007, The United States imposed travel sanctions against 38 people with ties to President Mugabe because they "played a central role in the regime's escalated human rights abuses."
On 8 December 2007, Mugabe attended a meeting of EU and African leaders in Lisbon, prompting UK Prime Minister Gordon Brown to decline to attend. While German chancellor Angela Merkel criticised Mugabe with her public comments, the leaders of other African countries offered him statements of support.
Deterioration of the educational system
The educational system in Zimbabwe which was once regarded as among the best in Africa, went into crisis in 2007 because of the country's economic meltdown. One foreign reporter witnessed hundreds of children at Hatcliffe Extension Primary School in Epworth, west of Harare, writing in the dust on the floor because they had no exercise books or pencils. The high school exam system unravelled in 2007. Examiners refused to mark examination papers when they were offered just Z$79 a paper, enough to buy three small candies. Corruption has crept into the system and may explain why in January 2007 thousands of pupils received no marks for subjects they had entered, while others were deemed "excellent" in subjects they had not sat. However, as of late the education system has recovered and is still considered the best in Southern Africa.
2008
2008 elections
Zimbabwe held a presidential election along with a 2008 parliamentary election of 29 March. The three major candidates were incumbent President Robert Mugabe of the Zimbabwe African National Union – Patriotic Front (ZANU-PF), Morgan Tsvangirai of the Movement for Democratic Change – Tsvangirai (MDC-T), and Simba Makoni, an independent. As no candidate received an outright majority in the first round, a second round was held on 27 June 2008 between Tsvangirai (with 47.9% of the first round vote) and Mugabe (43.2%). Tsvangirai withdrew from the second round a week before it was scheduled to take place, citing violence against his party's supporters. The second round went ahead, despite widespread criticism, and led to victory for Mugabe.
Because of Zimbabwe's dire economic situation the election was expected to provide President Mugabe with his toughest electoral challenge to date. Mugabe's opponents were critical of the handling of the electoral process, and the government was accused of planning to rig the election; Human Rights Watch said that the election was likely to be "deeply flawed". After the first round, but before the counting was completed, Jose Marcos Barrica, the head of the Southern African Development Community observer mission, described the election as "a peaceful and credible expression of the will of the people of Zimbabwe."
No official results were announced for more than a month after the first round. The failure to release results was strongly criticised by the MDC, which unsuccessfully sought an order from the High Court to force their release. An independent projection placed Tsvangirai in the lead, but without the majority needed to avoid a second round. The MDC declared that Tsvangirai won a narrow majority in the first round and initially refused to participate in any second round. ZANU-PF has said that Mugabe will participate in a second round; the party alleged that some electoral officials, in connection with the MDC, fraudulently reduced Mugabe's score, and as a result a recount was conducted.
After the recount and the verification of the results, the Zimbabwe Electoral Commission (ZEC) announced on 2 May that Tsvangirai won 47.9% and Mugabe won 43.2%, thereby necessitating a run-off, which was to be held on 27 June 2008. Despite Tsvangirai's continuing claims to have won a first round majority, he refused to participate in the second round. The period following the first round was marked by serious political violence caused by ZANU-PF. ZANU-PF blamed the MDC supporters for perpetrating this violence; Western governments and prominent Western organisations have blamed ZANU-PF for the violence which seems very likely to be true. On 22 June 2008, Tsvangirai announced that he was withdrawing from the run-off, describing it as a "violent sham" and saying that his supporters risked being killed if they voted for him. The second round nevertheless went ahead as planned with Mugabe as the only actively participating candidate, although Tsvangirai's name remained on the ballot. Mugabe won the second round by an overwhelming margin and was sworn in for another term as president on 29 June.
The international reaction to the second round have varied. The United States and states of the European Union have called for increased sanctions. On 11 July, the United Nations Security Council voted to impose sanctions on the Zimbabwe; Russia and China vetoed. The African Union has called for a "government of national unity."
Preliminary talks to set up conditions for official negotiations began between leading negotiators from both parties on 10 July, and on 22 July, the three party leaders met for the first time in Harare to express their support for a negotiated settlement of disputes arising out of the presidential and parliamentary elections. Negotiations between the parties officially began on 25 July and are currently proceeding with very few details released from the negotiation teams in Pretoria, as coverage by the media is barred from the premises where the negotiations are taking place. The talks were mediated by South African President Thabo Mbeki.
On 15 September 2008, the leaders of the 14-member Southern African Development Community witnessed the signing of the power-sharing agreement, brokered by South African leader Thabo Mbeki. With symbolic handshake and warm smiles at the Rainbow Towers hotel, in Harare, Mugabe and Tsvangirai signed the deal to end the violent political crisis. As provided, Robert Mugabe will remain president, Morgan Tsvangirai will become prime minister, ZANU-PF and the MDC will share control of the police, Mugabe's Zanu (PF) will command the Army, and Arthur Mutambara becomes deputy prime minister.
Marange diamond fields massacre
In November 2008 the Air Force of Zimbabwe was sent, after some police officers began refusing orders to shoot the illegal miners at Marange diamond fields. Up to 150 of the estimated 30,000 illegal miners were shot from helicopter gunships. In 2008 some Zimbabwean lawyers and opposition politicians from Mutare claimed that Shiri was the prime mover behind the military assaults on illegal diggers in the diamond mines in the east of Zimbabwe. Estimates of the death toll by mid-December range from 83 reported by the Mutare City Council, based on a request for burial ground, to 140 estimated by the (then) opposition Movement for Democratic Change - Tsvangirai party.
2009 to present
2009–2017
In January 2009, Morgan Tsvangirai announced that he would do as the leaders across Africa had insisted and join a coalition government as prime minister with his nemesis, President Robert Mugabe . On 11 February 2009 Tsvangirai was sworn in as the Prime Minister of Zimbabwe. By 2009 inflation had peaked at 500 billion % per year under the Mugabe government and the Zimbabwe currency was worthless. The opposition shared power with the Mugabe regime between 2009 and 2013, Zimbabwe switched to using the US dollar as currency and the economy improved reaching a growth rate of 10% per year.
In 2013 the Mugabe government won an election which The Economist described as "rigged," doubled the size of the civil service and embarked on "...misrule and dazzling corruption." However, the United Nations, African Union and SADC endorsed the elections as free and fair.
By 2016 the economy had collapsed, nationwide protests took place throughout the country and the finance minister admitted "Right now we literally have nothing."
There was the introduction of bond notes to literally fight the biting cash crisis and liquidity crunch. Cash became scarce on the market in the year 2017.
On Wednesday 15 November 2017 the military placed President Mugabe under house arrest and removed him from power. The military stated that the president was safe. The military placed tanks around government buildings in Harare and blocked the main road to the airport. Public opinion in the capital favored the dictators removal although they were uncertain about his replacement with another dictatorship. The Times reported that Emmerson Mnangagwa helped to orchestrate the coup. He had recently been sacked by Mr Mugabe so that the path could be smoothed for Grace Mugabe to replace her husband. A Zimbabwean army officer, Major General Sibusiso Moyo, went on television to say the military was targeting "criminals" around President Mugabe but not actively removing the president from power. However the head of the African Union described it as such.
Ugandan writer Charles Onyango-Obbo stated on Twitter "If it looks like a coup, walks like a coup and quacks like a coup, then it's a coup". Naunihal Singh, an assistant professor at the U.S. Naval War College and author of a book on military coups, described the situation in Zimbabwe as a coup. He tweeted that "'The President is safe' is a classic coup catch-phrase" of such an event.
Robert Mugabe resigned 21 November 2017. Second Vice-President Phelekezela Mphoko became the Acting President. Emmerson Mnangagwa was sworn in as president on 24 November 2017.
2018–2019
General elections were held on 30 July 2018 to elect the president and members of both houses of parliament. Ruling party ZANU-PF won the majority of seats in parliament, incumbent President Emmerson Mnangagwa was declared the winner after receiving 50.8% of votes. The opposition accused the government of rigging the vote. In subsequent riots by MDC supporters, the army opened fire and killed three people, while three others died of their injuries the following day.
In January 2019 following a 130% increase in the price of fuel thousands of Zimbabweans protested and the government responded with a coordinated crackdown that resulted in hundreds of arrests and multiple deaths.
Economic statistics 2021
HARARE, June 10, 2021–-Gross Domestic Product (GDP) growth in Zimbabwe is projected to reach 3.9 percent in 2021, a significant improvement after a two-year recession, according to the World Bank Zimbabwe Economic Update
See also
Economic history of Zimbabwe
Education in Zimbabwe
Foreign relations of Zimbabwe
Governor of Southern Rhodesia
History of Africa
History of Southern Africa
Land reform in Zimbabwe
List of presidents of Zimbabwe
Politics of Zimbabwe
President of Rhodesia
Prime Minister of Rhodesia
Prime Minister of Zimbabwe
Bulawayo history and timeline
Harare history and timeline
Years in Zimbabwe
References
Further reading
Bourne, Richard. Catastrophe: What Went Wrong in Zimbabwe? (Zed Books 2011).
Davoodi, Schoresch & Sow, Adama: Democracy and Peace in Zimbabwe in: EPU Research Papers: Issue 12/08, Stadtschlaining 2008
Maguwu, Farai: Land Reform, Famine and Environmental Degradation in Zimbabwe in: EPU Research Papers: Issue 06/07, Stadtschlaining 2007
Michel, Eddie. The White House and White Africa: Presidential Policy Toward Rhodesia During the UDI Era, 1965-1979 (New York: Routledge, 2019). online review
Mlambo, Alois. History of Zimbabwe (Oxford University Press, 2014)
Raftopoulos, Brian & Alois Mlambo, Eds. Becoming Zimbabwe. A History from the Pre-colonial Period to 2008 (Weaver Press, 2009).
Scarnecchia, Timothy. The Urban Roots of Democracy and Political Violence in Zimbabwe: Harare and Highfield, 1940-1964 (Rochester University Press, 2008).
Sibanda, Eliakim M. The Zimbabwe African People's Union, 1961-87: A Political History of Insurgency in Southern Rhodesia (2004).
External links
Background Note: Zimbabwe
Monomotapa |
14115 | https://en.wikipedia.org/wiki/History%20of%20Russia | History of Russia | The history of Russia begins with the histories of the East Slavs. The traditional start-date of specifically Russian history is the establishment of the Rus' state in the north in 862, ruled by Varangians. Staraya Ladoga and Novgorod became the first major cities of the new union of immigrants from Scandinavia with the Slavs and Finns. In 882 Prince Oleg of Novgorod seized Kiev, thereby uniting the northern and southern lands of the Eastern Slavs under one authority. The state adopted Christianity from the Byzantine Empire in 988, beginning the synthesis of Byzantine and Slavic cultures that defined Russian culture for the next millennium. Kievan Rus' ultimately disintegrated as a state due to the Mongol invasions in 1237–1240 along with the resulting deaths of significant numbers of the population.
After the 13th century, Moscow became a political and cultural center. Moscow has become a center for the unification of Russian lands. By the end of the 15th century, Moscow united the northeastern and northwestern Russian principalities, in 1480 finally overthrew the Mongol yoke. The territories of the Grand Duchy of Moscow became the Tsardom of Russia in 1547. In 1721, Tsar Peter the Great renamed his state as the Russian Empire, hoping to associate it with historical and cultural achievements of ancient Rus' – in contrast to his policies oriented towards Western Europe. The state now extended from the eastern borders of the Polish–Lithuanian Commonwealth to the Pacific Ocean. Russia became a great power and dominated Europe after the victory over Napoleon. Peasant revolts were common, and all were fiercely suppressed. The Emperor Alexander II abolished Russian serfdom in 1861, but the peasants fared poorly and revolutionary pressures grew. In the following decades, reform efforts such as the Stolypin reforms of 1906–1914, the constitution of 1906, and the State Duma (1906–1917) attempted to open and liberalize the economy and political system, but the emperor refused to relinquish autocratic rule and resisted sharing his power.
A combination of economic breakdown, war-weariness, and discontent with the autocratic system of government triggered the Russian Revolution in 1917. The overthrow of the monarchy initially brought into office a coalition of liberals and moderate socialists, but their failed policies led to seizure of power by the communist Bolsheviks on 25 October 1917 (7 November New Style). In 1922, Soviet Russia, along with Soviet Ukraine, Soviet Belarus, and the Transcaucasian SFSR signed the Treaty on the Creation of the USSR, officially merging all four republics to form the Soviet Union as a country. Between 1922 and 1991 the history of Russia became essentially the history of the Soviet Union, effectively an ideologically based state roughly conterminous with the Russian Empire before the 1918 Treaty of Brest-Litovsk. From its first years, government in the Soviet Union based itself on the one-party rule of the Communists, as the Bolsheviks called themselves, beginning in March 1918. The approach to the building of socialism, however, varied over different periods in Soviet history: from the mixed economy and diverse society and culture of the 1920s through the command economy and repressions of the Joseph Stalin era to the "era of stagnation" from the 1960s to the 1980s. During this period, the Soviet Union was one of the victors in World War II after recovering from a massive surprise invasion in 1941 by its previously secretly cooperative partner, Nazi Germany. It became a superpower competing with fellow new superpower the United States and other Western countries in the Cold War. The USSR was successful with its space program, launching the first artificial satellite and first man into space.
By the mid-1980s, with the weaknesses of Soviet economic and political structures becoming acute, Mikhail Gorbachev embarked on major reforms, which eventually led to overthrow of the communist party and breakup of the USSR, leaving Russia again on its own and marking the start of the history of post-Soviet Russia. The Russian Soviet Federative Socialist Republic renamed itself as the Russian Federation and became one of the several successors to the Soviet Union. The Russian Federation was the only post-soviet republic to assume the USSR's permanent membership in the UN Security Council. Later on, Russia inherited the Soviet Union's entire nuclear arsenal in 1994 after signing the Budapest Memorandum. Russia retained its nuclear arsenal but lost its superpower status. Scrapping the socialist central planning and state-ownership of property of the socialist era, new leaders, led by President Vladimir Putin (who first became President in 2000), took political and economic power after 2000 and engaged in an assertive foreign policy. Coupled with economic growth, Russia has since regained significant global status as a world power. Russia's 2014 annexation of the Crimean Peninsula has led to economic sanctions imposed by the United States and the European Union. Under Putin's leadership, corruption in Russia is rated as the worst in Europe, and Russia's human rights situation has been increasingly criticized by international observers.
Prehistory
The first human settlement on the territory of Russia dates back to the Oldowan period in the early Lower Paleolithic. About 2 million years ago, representatives of Homo erectus migrated from Western Asia to the North Caucasus (archaeological site of on the Taman Peninsula). At the archaeological site in the skull Elasmotherium caucasicum, which lived 1.5-1.2 million years ago, a stone tool was found. 1.5-million-year-old Oldowan flint tools have been discovered in the Dagestan Akusha region of the north Caucasus, demonstrating the presence of early humans in the territory of the present-day Russian Federation from a very early time.
Fossils of Denisova man date to about 110,000 years ago. DNA from a bone fragment found in Denisova cave, that of a teenage girl who died about 90,000 years ago, shows that she was a hybrid of a Neanderthal mother and a Denisovan father. Russia was also home to some of the last surviving Neanderthals - the partial skeleton of a Neanderthal infant (Mezmaiskaya 2) in Mezmaiskaya cave in Adygea, showed a carbon-dated age of only 45,000 years. In 2008, Russian archaeologists from the Institute of Archaeology and Ethnology of Novosibirsk, working at the site of Denisova Cave in the Altai Mountains of Siberia, uncovered a 40,000-year-old small bone fragment from the fifth finger of a juvenile hominin, which DNA analysis revealed to be a previously unknown species of human, which was named the Denisova hominin.
The first trace of Homo sapiens on the large expanse of Russian territory dates back to 45,000 years - in central Siberia (Ust'-Ishim man). The discovery of some of the earliest evidence for the presence of anatomically modern humans found anywhere in Europe was reported in 2007 from the deepest levels of the Kostenki archaeological site near the Don River in Russia (dated to at least 40,000 years ago) and at Sungir (34,600 years ago). Humans reached Arctic Russia (Mamontovaya Kurya) by 40,000 years ago.
During the prehistoric eras the vast steppes of Southern Russia were home to tribes of nomadic pastoralists. (In classical antiquity, the Pontic Steppe was known as "Scythia".) Remnants of these long-gone steppe cultures were discovered in the course of the 20th century in such places as Ipatovo, Sintashta, Arkaim, and Pazyryk.
Antiquity
In the later part of the 8th century BCE, Greek merchants brought classical civilization to the trade emporiums in Tanais and Phanagoria. Gelonus was described by Herodotus as a huge (Europe's biggest) earth- and wood-fortified grad inhabited around 500 BC by Heloni and Budini. The Bosporan Kingdom was incorporated as part of the Roman province of Moesia Inferior from 63 to 68 AD, under Emperor Nero. At about the 2nd century AD Goths migrated to the Black Sea, and in the 3rd and 4th centuries AD, a semi-legendary Gothic kingdom of Oium existed in Southern Russia until it was overrun by Huns. Between the 3rd and 6th centuries AD, the Bosporan Kingdom, a Hellenistic polity which succeeded the Greek colonies, was also overwhelmed by successive waves of nomadic invasions, led by warlike tribes which would often move on to Europe, as was the case with the Huns and Turkish Avars.
In the second millennium BC, the territories between the Kama and the Irtysh Rivers were the home of a Proto-Uralic-speaking population that had contacts with Proto-Indo-European speakers from the south. The woodland population is the ancestor of the modern Ugrian inhabitants of Trans-Uralia. Other researchers say that the Khanty people originated in the south Ural steppe and moved northwards into their current location about 500 AD.
A Turkic people, the Khazars, ruled the lower Volga basin steppes between the Caspian and Black Seas through to the 8th century. Noted for their laws, tolerance, and cosmopolitanism, the Khazars were the main commercial link between the Baltic and the Muslim Abbasid empire centered in Baghdad. They were important allies of the Byzantine Empire, and waged a series of successful wars against the Arab Caliphates. In the 8th century, the Khazars embraced Judaism.
Early history
Early East Slavs
Some of the ancestors of the modern Russians were the Slavic tribes, whose original home is thought by some scholars to have been the wooded areas of the Pripet Marshes. The Early East Slavs gradually settled Western Russia in two waves: one moving from Kiev towards present-day Suzdal and Murom and another from Polotsk towards Novgorod and Rostov.
From the 7th century onwards, East Slavs constituted the bulk of the population in Western Russia and slowly but peacefully assimilated the native Finnic tribes, such as the Merya, the Muromians, and the Meshchera.
Kievan Rus' (882–1283)
Scandinavian Norsemen, known as Vikings in Western Europe and Varangians in the East, combined piracy and trade throughout Northern Europe. In the mid-9th century, they began to venture along the waterways from the eastern Baltic to the Black and Caspian Seas. According to the earliest Russian chronicle, a Varangian named Rurik was elected ruler (knyaz) of Novgorod in about 860, before his successors moved south and extended their authority to Kiev, which had been previously dominated by the Khazars. Oleg, Rurik's son Igor and Igor's son Sviatoslav subsequently subdued all local East Slavic tribes to Kievan rule, destroyed the Khazar Khaganate and launched several military expeditions to Byzantium and Persia.
Thus, the first East Slavic state, Rus', emerged in the 9th century along the Dnieper River valley. A coordinated group of princely states with a common interest in maintaining trade along the river routes, Kievan Rus' controlled the trade route for furs, wax, and slaves between Scandinavia and the Byzantine Empire along the Volkhov and Dnieper Rivers.
By the end of the 10th century, the minority Norse military aristocracy had merged with the native Slavic population, which also absorbed Greek Christian influences in the course of the multiple campaigns to loot Tsargrad, or Constantinople. One such campaign claimed the life of the foremost Slavic druzhina leader, Svyatoslav I, who was renowned for having crushed the power of the Khazars on the Volga. At the time, the Byzantine Empire was experiencing a major military and cultural revival; despite its later decline, its culture would have a continuous influence on the development of Russia in its formative centuries.
Kievan Rus' is important for its introduction of a Slavic variant of the Eastern Orthodox religion, dramatically deepening a synthesis of Byzantine and Slavic cultures that defined Russian culture for the next thousand years. The region adopted Christianity in 988 by the official act of public baptism of Kiev inhabitants by Prince Vladimir I, who followed the private conversion of his grandmother. Some years later the first code of laws, Russkaya Pravda, was introduced by Yaroslav the Wise. From the onset, the Kievan princes followed the Byzantine example and kept the Church dependent on them, even for its revenues, so that the Russian Church and state were always closely linked.
By the 11th century, particularly during the reign of Yaroslav the Wise, Kievan Rus' displayed an economy and achievements in architecture and literature superior to those that then existed in the western part of the continent. Compared with the languages of European Christendom, the Russian language was little influenced by the Greek and Latin of early Christian writings. This was because Church Slavonic was used directly in liturgy instead.
A nomadic Turkic people, the Kipchaks (also known as the Cumans), replaced the earlier Pechenegs as the dominant force in the south steppe regions neighbouring to Rus' at the end of the 11th century and founded a nomadic state in the steppes along the Black Sea (Desht-e-Kipchak). Repelling their regular attacks, especially in Kiev, which was just one day's ride from the steppe, was a heavy burden for the southern areas of Rus'. The nomadic incursions caused a massive influx of Slavs to the safer, heavily forested regions of the north, particularly to the area known as Zalesye.
Kievan Rus' ultimately disintegrated as a state because of in-fighting between members of the princely family that ruled it collectively. Kiev's dominance waned, to the benefit of Vladimir-Suzdal in the north-east, Novgorod in the north, and Halych-Volhynia in the south-west. Conquest by the Mongol Golden Horde in the 13th century was the final blow. Kiev was destroyed. Halych-Volhynia would eventually be absorbed into the Polish–Lithuanian Commonwealth, while the Mongol-dominated Vladimir-Suzdal and independent Novgorod Republic, two regions on the periphery of Kiev, would establish the basis for the modern Russian nation.
Mongol invasion and vassalage (1223–1480)
The invading Mongols accelerated the fragmentation of the Rus'. In 1223, the disunited southern princes faced a Mongol raiding party at the Kalka River and were soundly defeated. In 1237–1238 the Mongols burnt down the city of Vladimir (4 February 1238) and other major cities of northeast Russia, routed the Russians at the Sit' River, and then moved west into Poland and Hungary. By then they had conquered most of the Russian principalities. Only the Novgorod Republic escaped occupation and continued to flourish in the orbit of the Hanseatic League.
The impact of the Mongol invasion on the territories of Kievan Rus' was uneven. The advanced city culture was almost completely destroyed. As older centers such as Kiev and Vladimir never recovered from the devastation of the initial attack, the new cities of Moscow, Tver and Nizhny Novgorod began to compete for hegemony in the Mongol-dominated Russia. Although a Russian army defeated the Golden Horde at Kulikovo in 1380, Mongol domination of the Russian-inhabited territories, along with demands of tribute from Russian princes, continued until about 1480.
The Mongols held Russia and Volga Bulgaria in sway from their western capital at Sarai, one of the largest cities of the medieval world. The princes of southern and eastern Russia had to pay tribute to the Mongols of the Golden Horde, commonly called Tatars; but in return they received charters authorizing them to act as deputies to the khans. In general, the princes were allowed considerable freedom to rule as they wished, while the Russian Orthodox Church even experienced a spiritual revival under the guidance of Metropolitan Alexis and Sergius of Radonezh.
The Mongols left their impact on the Russians in such areas as military tactics and transportation. Under Mongol occupation, Russia also developed its postal road network, census, fiscal system, and military organization.
At the same time, Prince of Novgorod, Alexander Nevsky, managed to repel the offensive of the Northern Crusades against Russia from the West. Despite this, becoming the Grand Prince, Alexander declared himself a vassal to the Golden Horde, not having the strength to resist its power.
Grand Duchy of Moscow (1283–1547)
Rise of Moscow
Daniil Aleksandrovich, the youngest son of Alexander Nevsky, founded the principality of Moscow (known as Muscovy in English), which first cooperated with and ultimately expelled the Tatars from Russia. Well-situated in the central river system of Russia and surrounded by protective forests and marshes, Moscow was at first only a vassal of Vladimir, but soon it absorbed its parent state.
A major factor in the ascendancy of Moscow was the cooperation of its rulers with the Mongol overlords, who granted them the title of Grand Prince of Moscow and made them agents for collecting the Tatar tribute from the Russian principalities. The principality's prestige was further enhanced when it became the center of the Russian Orthodox Church. Its head, the Metropolitan, fled from Kiev to Vladimir in 1299 and a few years later established the permanent headquarters of the Church in Moscow under the original title of Kiev Metropolitan.
By the middle of the 14th century, the power of the Mongols was declining, and the Grand Princes felt able to openly oppose the Mongol yoke. In 1380, at Battle of Kulikovo on the Don River, the Mongols were defeated, and although this hard-fought victory did not end Tatar rule of Russia, it did bring great fame to the Grand Prince Dmitry Donskoy. Moscow's leadership in Russia was now firmly based and by the middle of the 14th century its territory had greatly expanded through purchase, war, and marriage.
Ivan III, the Great
In the 15th century, the grand princes of Moscow continued to consolidate Russian land to increase their population and wealth. The most successful practitioner of this process was Ivan III, who laid the foundations for a Russian national state. Ivan competed with his powerful northwestern rival, the Grand Duchy of Lithuania, for control over some of the semi-independent Upper Principalities in the upper Dnieper and Oka River basins.
Through the defections of some princes, border skirmishes, and a long war with the Novgorod Republic, Ivan III was able to annex Novgorod and Tver. As a result, the Grand Duchy of Moscow tripled in size under his rule. During his conflict with Pskov, a monk named Filofei (Philotheus of Pskov) composed a letter to Ivan III, with the prophecy that the latter's kingdom would be the Third Rome. The Fall of Constantinople and the death of the last Greek Orthodox Christian emperor contributed to this new idea of Moscow as New Rome and the seat of Orthodox Christianity, as did Ivan's 1472 marriage to Byzantine Princess Sophia Palaiologina.
Under Ivan III, the first central government bodies were created in Russia - Prikaz. The Sudebnik was adopted, the first set of laws since the 11th century. The double-headed eagle was adopted as the coat of arms of Russia, as a symbol of the continuity of the power of Byzantium by Russia.
A contemporary of the Tudors and other "new monarchs" in Western Europe, Ivan proclaimed his absolute sovereignty over all Russian princes and nobles. Refusing further tribute to the Tatars, Ivan initiated a series of attacks that opened the way for the complete defeat of the declining Golden Horde, now divided into several Khanates and hordes. Ivan and his successors sought to protect the southern boundaries of their domain against attacks of the Crimean Tatars and other hordes. To achieve this aim, they sponsored the construction of the Great Abatis Belt and granted manors to nobles, who were obliged to serve in the military. The manor system provided a basis for an emerging cavalry-based army.
In this way, internal consolidation accompanied outward expansion of the state. By the 16th century, the rulers of Moscow considered the entire Russian territory their collective property. Various semi-independent princes still claimed specific territories, but Ivan III forced the lesser princes to acknowledge the grand prince of Moscow and his descendants as unquestioned rulers with control over military, judicial, and foreign affairs. Gradually, the Russian ruler emerged as a powerful, autocratic ruler, a tsar. The first Russian ruler to officially crown himself "Tsar" was Ivan IV.
Ivan III tripled the territory of his state, ended the dominance of the Golden Horde over the Rus', renovated the Moscow Kremlin, and laid the foundations of the Russian state. Biographer Fennell concludes that his reign was "militarily glorious and economically sound," and especially points to his territorial annexations and his centralized control over local rulers. However, Fennell, the leading British specialist on Ivan III, argues that his reign was also "a period of cultural depression and spiritual barrenness. Freedom was stamped out within the Russian lands. By his bigoted anti-Catholicism Ivan brought down the curtain between Russia and the west. For the sake of territorial aggrandizement he deprived his country of the fruits of Western learning and civilization."
Tsardom of Russia (1547–1721)
Ivan IV, the Terrible
The development of the Tsar's autocratic powers reached a peak during the reign of Ivan IV (1547–1584), known as "Ivan the Terrible". He strengthened the position of the monarch to an unprecedented degree, as he ruthlessly subordinated the nobles to his will, exiling or executing many on the slightest provocation. Nevertheless, Ivan is often seen as a farsighted statesman who reformed Russia as he promulgated a new code of laws (Sudebnik of 1550), established the first Russian feudal representative body (Zemsky Sobor), curbed the influence of the clergy, and introduced local self-management in rural regions. Tsar also created the first regular army in Russia - Streltsy.
Although his long Livonian War for control of the Baltic coast and access to the sea trade ultimately proved a costly failure, Ivan managed to annex the Khanates of Kazan, Astrakhan, and Siberia. These conquests complicated the migration of aggressive nomadic hordes from Asia to Europe via the Volga and Urals. Through these conquests, Russia acquired a significant Muslim Tatar population and emerged as a multiethnic and multiconfessional state. Also around this period, the mercantile Stroganov family established a firm foothold in the Urals and recruited Russian Cossacks to colonise Siberia.
In the later part of his reign, Ivan divided his realm in two. In the zone known as the oprichnina, Ivan's followers carried out a series of bloody purges of the feudal aristocracy (whom he suspected of treachery after the betrayal of prince Kurbsky), culminating in the Massacre of Novgorod in 1570. This combined with the military losses, epidemics, and poor harvests so weakened Russia that the Crimean Tatars were able to sack central Russian regions and burn down Moscow in 1571. Despite this, the next year the Russians defeated the Crimean Tatar army at the Battle of Molodi. In 1572, Ivan abandoned the oprichnina.
At the end of Ivan IV's reign the Polish–Lithuanian and Swedish armies carried out a powerful intervention in Russia, devastating its northern and northwest regions.
Time of Troubles
The death of Ivan's childless son Feodor was followed by a period of civil wars and foreign intervention known as the Time of Troubles (1606–13). Extremely cold summers (1601–1603) wrecked crops, which led to the Russian famine of 1601–1603 and increased the social disorganization. Boris Godunov's (Борис Годунов) reign ended in chaos, civil war combined with foreign intrusion, devastation of many cities and depopulation of the rural regions. The country rocked by internal chaos also attracted several waves of interventions by the Polish–Lithuanian Commonwealth.
During the Polish–Muscovite War (1605–1618), Polish–Lithuanian forces reached Moscow and installed the impostor False Dmitriy I in 1605, then supported False Dmitry II in 1607. The decisive moment came when a combined Russian-Swedish army was routed by the Polish forces under hetman Stanisław Żółkiewski at the Battle of Klushino on . As the result of the battle, the Seven Boyars, a group of Russian nobles, deposed the tsar Vasily Shuysky on , and recognized the Polish prince Władysław IV Vasa as the Tsar of Russia on . The Poles entered Moscow on . Moscow revolted but riots there were brutally suppressed and the city was set on fire.
The crisis provoked a patriotic national uprising against the invasion, both in 1611 and 1612. Finally, a volunteer army, led by the merchant Kuzma Minin and prince Dmitry Pozharsky, expelled the foreign forces from the capital on .
The Russian statehood survived the "Time of Troubles" and the rule of weak or corrupt Tsars because of the strength of the government's central bureaucracy. Government functionaries continued to serve, regardless of the ruler's legitimacy or the faction controlling the throne. However, the Time of Troubles caused the loss of much territory to the Polish–Lithuanian Commonwealth in the Russo-Polish war, as well as to the Swedish Empire in the Ingrian War.
Accession of the Romanovs and early rule
In February 1613, after the chaos and expulsion of the Poles from Moscow, a national assembly, composed of representatives from 50 cities and even some peasants, elected Michael Romanov, the young son of Patriarch Filaret, to the throne. The Romanov dynasty ruled Russia until 1917.
The immediate task of the new monarch was to restore peace. Fortunately for Moscow, its major enemies, the Polish–Lithuanian Commonwealth and Sweden, were engaged in a bitter conflict with each other, which provided Russia the opportunity to make peace with Sweden in 1617 and to sign a truce with the Polish–Lithuanian Commonwealth in 1619.
Recovery of lost territories began in the mid-17th century, when the Khmelnitsky Uprising (1648–57) in Ukraine against Polish rule brought about the Treaty of Pereyaslav between Russia and the Ukrainian Cossacks. In the treaty, Russia granted protection to the Cossacks state in Left-bank Ukraine, formerly under Polish control. This triggered a prolonged Russo-Polish War (1654-1667), which ended with the Treaty of Andrusovo, where Poland accepted the loss of Left-bank Ukraine, Kiev and Smolensk.
The Russian conquest of Siberia, begun at the end of the 16th century, continued in the 17th century. By the end of the 1640s, the Russians reached the Pacific Ocean, the Russian explorer Semyon Dezhnev, discovered the strait between Asia and America. Russian expansion in the Far East faced resistance from Qing China. After the war between Russia and China, the Treaty of Nerchinsk was signed, delimiting the territories in the Amur region.
Rather than risk their estates in more civil war, the boyars cooperated with the first Romanovs, enabling them to finish the work of bureaucratic centralization. Thus, the state required service from both the old and the new nobility, primarily in the military. In return, the tsars allowed the boyars to complete the process of enserfing the peasants.
In the preceding century, the state had gradually curtailed peasants' rights to move from one landlord to another. With the state now fully sanctioning serfdom, runaway peasants became state fugitives, and the power of the landlords over the peasants "attached" to their land had become almost complete. Together, the state and the nobles placed an overwhelming burden of taxation on the peasants, whose rate was 100 times greater in the mid-17th century than it had been a century earlier. Likewise, middle-class urban tradesmen and craftsmen were assessed taxes, and were forbidden to change residence. All segments of the population were subject to military levy and special taxes.
Riots among peasants and citizens of Moscow at this time were endemic and included the Salt Riot (1648), Copper Riot (1662), and the Moscow Uprising (1682). By far the greatest peasant uprising in 17th-century Europe erupted in 1667. As the free settlers of South Russia, the Cossacks, reacted against the growing centralization of the state, serfs escaped from their landlords and joined the rebels. The Cossack leader Stenka Razin led his followers up the Volga River, inciting peasant uprisings and replacing local governments with Cossack rule. The tsar's army finally crushed his forces in 1670; a year later Stenka was captured and beheaded. Yet, less than half a century later, the strains of military expeditions produced another revolt in Astrakhan, ultimately subdued.
Russian Empire (1721–1917)
Population
Much of Russia's expansion occurred in the 17th century, culminating in the first Russian colonisation of the Pacific in the mid-17th century, the Russo-Polish War (1654–67) that incorporated left-bank Ukraine, and the Russian conquest of Siberia. Poland was divided in the 1790–1815 era, with much of the land and population going to Russia. Most of the19th century growth came from adding territory in Asia, south of Siberia.
Peter the Great
Peter the Great (1672–1725) brought centralized autocracy into Russia and played a major role in bringing his country into the European state system. Russia had now become the largest country in the world, stretching from the Baltic Sea to the Pacific Ocean. The vast majority of the land was unoccupied, and travel was slow. Much of its expansion had taken place in the 17th century, culminating in the first Russian settlement of the Pacific in the mid-17th century, the reconquest of Kiev, and the pacification of the Siberian tribes. However, a population of only 14 million was stretched across this vast landscape. With a short growing season, grain yields trailed behind those in the West and potato farming was not yet widespread. As a result, the great majority of the population workforce was occupied with agriculture. Russia remained isolated from the sea trade and its internal trade, communication and manufacturing were seasonally dependent.
Peter reformed the Russian army and created the Russian navy. Peter's first military efforts were directed against the Ottoman Turks. His aim was to establish a Russian foothold on the Black Sea by taking the town of Azov. His attention then turned to the north. Peter still lacked a secure northern seaport except at Archangel on the White Sea, whose harbor was frozen nine months a year. Access to the Baltic was blocked by Sweden, whose territory enclosed it on three sides. Peter's ambitions for a "window to the sea" led him in 1699 to make a secret alliance with the Polish–Lithuanian Commonwealth and Denmark against Sweden resulting in the Great Northern War.
The war ended in 1721 when an exhausted Sweden sued for peace with Russia. Peter acquired four provinces situated south and east of the Gulf of Finland, thus securing his coveted access to the sea. There, in 1703, he had already founded the city that was to become Russia's new capital, Saint Petersburg, as a "window opened upon Europe" to replace Moscow, long Russia's cultural center. Russian intervention in the Commonwealth marked, with the Silent Sejm, the beginning of a 200-year domination of that region by the Russian Empire. In celebration of his conquests, Peter assumed the title of emperor, and the Russian Tsardom officially became the Russian Empire in 1721.
Peter re-organized his government based on the latest Western models, molding Russia into an absolutist state. He replaced the old boyar Duma (council of nobles) with a nine-member senate, in effect a supreme council of state. The countryside was also divided into new provinces and districts. Peter told the senate that its mission was to collect taxes. In turn tax revenues tripled over the course of his reign.
Administrative Collegia (ministries) were established in St. Petersburg, to replace the old governmental departments. In 1722, Peter promulgated his famous Table of ranks. As part of the government reform, the Orthodox Church was partially incorporated into the country's administrative structure, in effect making it a tool of the state. Peter abolished the patriarchate and replaced it with a collective body, the Holy Synod, led by a lay government official. Peter continued and intensified his predecessors' requirement of state service for all nobles.
By then, the once powerful Persian Safavid Empire to the south was heavily declining. Taking advantage, Peter launched the Russo-Persian War (1722-1723), known as "The Persian Expedition of Peter the Great" by Russian histographers, in order to be the first Russian emperor to establish Russian influence in the Caucasus and Caspian Sea region. After considerable success and the capture of many provinces and cities in the Caucasus and northern mainland Persia, the Safavids were forced to hand over the territories to Russia. However, by 12 years later, all the territories were ceded back to Persia, which was now led by the charismatic military genius Nader Shah, as part of the Treaty of Resht and Treaty of Ganja and the Russo-Persian alliance against the Ottoman Empire, the common neighbouring rivalling enemy.
Peter the Great died in 1725, leaving an unsettled succession, but Russia had become a great power by the end of his reign. Peter I was succeeded by his second wife, Catherine I (1725–1727), who was merely a figurehead for a powerful group of high officials, then by his minor grandson, Peter II (1727–1730), then by his niece, Anna (1730–1740), daughter of Tsar Ivan V. The heir to Anna was soon deposed in a coup and Elizabeth, daughter of Peter I, ruled from 1741 to 1762. During her reign, Russia took part in the Seven Years' War.
Catherine the Great
Nearly 40 years passed before a comparably ambitious ruler appeared on the Russian throne. Catherine II, "the Great" (r. 1762–1796), was a German princess who married the German heir to the Russian crown. He took weak positions, and Catherine overthrew him in a coup in 1762, becoming queen regnant. Catherine enthusiastically supported the ideals of The Enlightenment, thus earning the status of an enlightened despot. She patronized the arts, science and learning. She contributed to the resurgence of the Russian nobility that began after the death of Peter the Great. Catherine promulgated the Charter to the Gentry reaffirming rights and freedoms of the Russian nobility and abolishing mandatory state service. She seized control of all the church lands, drastically reduced the size of the monasteries, and put the surviving clergy on a tight budget.
Catherine spent heavily to promote an expansive foreign policy. She extended Russian political control over the Polish–Lithuanian Commonwealth with actions, including the support of the Targowica Confederation. The cost of her campaigns, plus the oppressive social system that required serfs to spend almost all their time laboring on the land of their lords, provoked a major peasant uprising in 1773. Inspired by a Cossack named Pugachev, with the emphatic cry of "Hang all the landlords!", the rebels threatened to take Moscow until Catherine crushed the rebellion. Like the other enlightened despots of Europe, Catherine made certain of her own power and formed an alliance with the nobility.
Catherine successfully waged two wars (1768-74, 1787-92) against the decaying Ottoman Empire and advanced Russia's southern boundary to the Black Sea. Russia annexed Crimea in 1783 and created the Black Sea fleet. Then, by allying with the rulers of Austria and Prussia, she incorporated the territories of the Polish–Lithuanian Commonwealth, where after a century of Russian rule non-Catholic, mainly Orthodox population prevailed during the Partitions of Poland, pushing the Russian frontier westward into Central Europe.
In accordance to Russia's treaty with the Georgians to protect them against any new invasion of their Persian suzerains and further political aspirations, Catherine waged a new war against Persia in 1796 after they had again invaded Georgia and established rule over it about a year prior, and had expelled the newly established Russian garrisons in the Caucasus.
In 1798–99, Russian troops participated in the anti-French coalition, the troops under the command of Alexander Suvorov defeated the French in Northern Italy.
Ruling the Empire (1725–1825)
Russian emperors of the 18th century professed the ideas of Enlightened absolutism. Innovative tsars such as Peter the Great and Catherine the Great brought in Western experts, scientists, philosophers, and engineers. However, Westernization and modernization affected only the upper classes of Russian society, while the bulk of the population, consisting of peasants, remained in a state of serfdom. Powerful Russians resented their privileged positions and alien ideas. The backlash was especially severe after the Napoleonic wars. It produced a powerful anti-western campaign that "led to a wholesale purge of Western specialists and their Russian followers in universities, schools, and government service."
The mid-18th century was marked by the emergence of higher education in Russia. The first two major universities Saint Petersburg State University and Moscow State University were opened in both capitals. Russian exploration of Siberia and the Far East continued. Great Northern Expedition laid the foundation for the development of Alaska by the Russians. By the end of the 18th century, Alaska became a Russian colony (Russian America). In the early 19th century, Alaska was used as a base for the First Russian circumnavigation. In 1819–21, Russian sailors discovered Antarctica during an Antarctic expedition.
Russia was in a continuous state of financial crisis. While revenue rose from 9 million rubles in 1724 to 40 million in 1794, expenses grew more rapidly, reaching 49 million in 1794. The budget was allocated 46% to the military, 20% to government economic activities, 12% to administration, and 9% for the Imperial Court in St. Petersburg. The deficit required borrowing, primarily from Amsterdam; 5% of the budget was allocated to debt payments. Paper money was issued to pay for expensive wars, thus causing inflation. For its spending, Russia obtained a large and glorious army, a very large and complex bureaucracy, and a splendid court that rivaled Paris and London. However, the government was living far beyond its means, and 18th-century Russia remained "a poor, backward, overwhelmingly agricultural, and illiterate country."
Alexander I and victory over Napoleon
By the time of her death in 1796, Catherine's expansionist policy had made Russia a major European power. Alexander I continued this policy, wresting Finland from the weakened kingdom of Sweden in 1809 and Bessarabia from the Ottomans in 1812. His key advisor was Adam Jerzy Czartoryski.
After Russian armies liberated allied Georgia from Persian occupation in 1802, they clashed with Persia over control and consolidation over Georgia, as well as the Iranian territories that comprise modern-day Azerbaijan and Dagestan. They also became involved in the Caucasian War against the Caucasian Imamate. In 1813, the war with Persia concluded with a Russian victory, forcing Qajar Iran to cede swaths of its territories in the Caucasus to Russia, which drastically increased its territory in the region. To the south-west, Russia tried to expand at the expense of the Ottoman Empire, using Georgia at its base for the Caucasus and Anatolian front.
In European policy, Alexander I switched Russia back and forth four times in 1804–1812 from neutral peacemaker to anti-Napoleon to an ally of Napoleon, winding up in 1812 as Napoleon's enemy. In 1805, he joined Britain in the War of the Third Coalition against Napoleon, but after the massive defeat at the Battle of Austerlitz he switched and formed an alliance with Napoleon by the Treaty of Tilsit (1807) and joined Napoleon's Continental System. He fought a small-scale naval war against Britain, 1807–12. He and Napoleon could never agree, especially about Poland, and the alliance collapsed by 1810.
Russia's economy had been hurt by Napoleon's Continental System, which cut off trade with Britain. As Esdaile notes, "Implicit in the idea of a Russian Poland was, of course, a war against Napoleon." Schroeder says Poland was the root cause of the conflict but Russia's refusal to support the Continental System was also a factor.
The invasion of Russia was a catastrophe for Napoleon and his 450,000 invasion troops. One major battle was fought at Borodino; casualties were very high, but it was indecisive, and Napoleon was unable to engage and defeat the Russian armies. He tried to force the Tsar to terms by capturing Moscow at the onset of winter, even though he had lost most of his men. Instead, the Russians retreated, burning crops and food supplies in a scorched earth policy that multiplied Napoleon's logistic problems. Unprepared for winter warfare, 85%–90% of Napoleon's soldiers died from disease, cold, starvation or ambush by peasant guerrillas. As Napoleon's forces retreated, Russian troops pursued them into Central and Western Europe, defeated Napoleon's army in the Battle of the Nations and finally captured Paris. Of a total population of around 43 million people, Russia lost about 1.5 million in the year 1812; of these about 250,000 to 300,000 were soldiers and the rest peasants and serfs.
After the final defeat of Napoleon in 1815, Alexander became known as the 'savior of Europe'. He presided over the redrawing of the map of Europe at the Congress of Vienna (1814–15), which made him the king of Congress Poland. He formed the Holy Alliance with Austria and Prussia, to suppress revolutionary movements in Europe that he saw as immoral threats to legitimate Christian monarchs. He helped Austria's Klemens von Metternich in suppressing all national and liberal movements.
Although the Russian Empire would play a leading role on behalf of conservatism as late as 1848, its retention of serfdom precluded economic progress of any significant degree. As West European economic growth accelerated during the Industrial Revolution, sea trade and colonialism which had begun in the second half of the 18th century, Russia began to lag ever farther behind, undermining its ability to field strong armies.
Nicholas I and the Decembrist Revolt
Russia's great power status obscured the inefficiency of its government, the isolation of its people, and its economic backwardness. Following the defeat of Napoleon, Alexander I was willing to discuss constitutional reforms, and though a few were introduced, no thoroughgoing changes were attempted.
The tsar was succeeded by his younger brother, Nicholas I (1825–1855), who at the onset of his reign was confronted with an uprising. The background of this revolt lay in the Napoleonic Wars, when a number of well-educated Russian officers traveled in Europe in the course of the military campaigns, where their exposure to the liberalism of Western Europe encouraged them to seek change on their return to autocratic Russia. The result was the Decembrist Revolt (December 1825), the work of a small circle of liberal nobles and army officers who wanted to install Nicholas' brother as a constitutional monarch. But the revolt was easily crushed, leading Nicholas to turn away from liberal reforms and champion the reactionary doctrine "Orthodoxy, Autocracy, and Nationality".
In 1826–1828 Russia fought another war against Persia. Russia lost almost all of its recently consolidated territories during the first year but regained them and won the war on highly favourable terms. At the 1828 Treaty of Turkmenchay, Russia gained Armenia, Nakhchivan, Nagorno-Karabakh, Azerbaijan, and Iğdır. In the 1828–1829 Russo-Turkish War Russia invaded northeastern Anatolia and occupied the strategic Ottoman towns of Erzurum and Gumushane and, posing as protector and saviour of the Greek Orthodox population, received extensive support from the region's Pontic Greeks. After a brief occupation, the Russian imperial army withdrew into Georgia. By the 1830s, Russia had conquered all Persian territories and major Ottoman territories in the Caucasus.
In 1831, Nicholas crushed the November Uprising in Poland. The Russian autocracy gave Polish artisans and gentry reason to rebel in 1863 by assailing the national core values of language, religion, and culture. The resulting January Uprising was a massive Polish revolt, which also was crushed. France, Britain and Austria tried to intervene in the crisis but were unable. The Russian patriotic press used the Polish uprising to unify the Russian nation, claiming it was Russia's God-given mission to save Poland and the world. Poland was punished by losing its distinctive political and judicial rights, with Russianization imposed on its schools and courts.
Russian Army
Tsar Nicholas I (reigned 1825–1855) lavished attention on his army. In a nation of 60–70 million people, it included a million men. They had outdated equipment and tactics, but the tsar, who dressed like a soldier and surrounded himself with officers, gloried in the victory over Napoleon in 1812 and took pride in its smartness on parade. The cavalry horses, for example, were only trained in parade formations, and did poorly in battle. The glitter and braid masked weaknesses that he did not see. He put generals in charge of most of his civilian agencies regardless of their qualifications. The Army became the vehicle of upward social mobility for noble youths from non-Russian areas, such as Poland, the Baltic, Finland and Georgia. On the other hand, many miscreants, petty criminals and undesirables were punished by local officials by enlisting them for life in the Army. Village oligarchies controlled employment, conscription for the army, and local patronage; they blocked reforms and sent the most unpromising peasant youth to the army. The conscription system was unpopular with people, as was the practice of forcing peasants to house the soldiers for six months of the year.
Finally the Crimean War at the end of his reign showed the world what no one had previously realized: Russia was militarily weak, technologically backward, and administratively incompetent. Despite his ambitions toward the south and Ottoman Empire, Russia had not built its railroad network in that direction, and communications were poor. The bureaucracy was riddled with graft, corruption and inefficiency and was unprepared for war. The Navy was weak and technologically backward; the Army, although very large, was good only for parades, suffered from colonels who pocketed their men's pay, poor morale, and was even more out of touch with the latest technology as developed by Britain and France. The nation's leaders realized that reforms were urgently needed.
Russian society in the first half of 19th century
The 1st quarter of the 19th century is the time when Russian literature becomes an independent and very striking phenomenon; this is the time when the very laws of the Russian literary language are formed. The reasons for such a rapid development of Russian literature during this period lie both in the intra-literary processes and in the socio-political life of Russian society.
As Western Europe modernized, after 1840 the issue for Russia became one of direction. Westernizers favored imitating Western Europe while others renounced the West and called for a return of the traditions of the past. The latter path was championed by Slavophiles, who heaped scorn on the "decadent" West. The Slavophiles were opponents of bureaucracy and preferred the collectivism of the medieval Russian mir, or village community, to the individualism of the West.
Westernizers formed an intellectual movement that deplored the backwardness of Russian culture, and looked to western Europe for intellectual leadership. They were opposed by Slavophiles who denounced the West as too materialistic and instead promoted the spiritual depth of Russian traditionalism. A forerunner of the movement was Pyotr Chaadayev (1794–1856). He exposed the cultural isolation of Russia, from the perspective of Western Europe, in his Philosophical Letters of 1831. He cast doubt on the greatness of the Russian past, and ridiculed Orthodoxy for failing to provide a sound spiritual basis for the Russian mind. He called on Russia to emulate Western Europe, especially in rational and logical thought, its progressive spirit, its leadership in science, and indeed its leadership on the path to freedom. Vissarion Belinsky (1811–1848), and Alexander Herzen (1812–1870) were prominent Westernizers.
The Crimean War
Since the war against Napoleon, Russia had become deeply involved in the affairs of Europe, as part of the "Holy Alliance." The Holy Alliance was formed to serve as the "policeman of Europe." However, to maintain the alliance required large armies. Prussia, Austria, Britain and France (the other members of the alliance) lacked large armies and needed Russia to supply the required numbers, which fit the philosophy of Nicholas I. When the Revolutions of 1848 swept Europe, however, Russia was quiet. The Tsar sent his army into Hungary in 1849 at the request of the Austrian Empire and broke the revolt there, while preventing its spread to Russian Poland. The Tsar cracked down on any signs of internal unrest.
Russia expected that in exchange for supplying the troops to be the policeman of Europe, it should have a free hand in dealing with the decaying Ottoman Empire—the "sick man of Europe." In 1853, Russia invaded Ottoman-controlled areas leading to the Crimean War. Britain and France came to the rescue of the Ottomans. After a grueling war fought largely in Crimea, with very high death rates from disease, the allies won.
Historian Orlando Figes points to the long-term damage Russia suffered:
The demilitarization of the Black Sea was a major blow to Russia, which was no longer able to protect its vulnerable southern coastal frontier against the British or any other fleet.... The destruction of the Russian Black Sea Fleet, Sevastopol and other naval docks was a humiliation. No compulsory disarmament had ever been imposed on a great power previously.... The Allies did not really think that they were dealing with a European power in Russia. They regarded Russia as a semi-Asiatic state....In Russia itself, the Crimean defeat discredited the armed services and highlighted the need to modernize the countries defenses, not just in the strictly military sense, but also through the building of railways, industrialization, sound finances and so on....The image many Russians had built up of their country – the biggest, richest and most powerful in the world – had suddenly been shattered. Russia's backwardness had been exposed....The Crimean disaster had exposed the shortcomings of every institution in Russia – not just the corruption and incompetence of the military command, the technological backwardness of the army and navy, or the inadequate roads and lack of railways the accounted for the chronic problems of supply, but the poor condition and illiteracy of the serfs who made up the armed forces, the inability of the serf economy to sustain a state of war against industrial powers, and the failures of autocracy itself.
Alexander II and the abolition of serfdom
When Alexander II came to the throne in 1855, the demand for reform was widespread. The most pressing problem confronting the Government was serfdom. In 1859, there were 23 million serfs (out of a total population of 67 Million). In anticipation of civil unrest that could ultimately foment a revolution, Alexander II chose to preemptively abolish serfdom with the emancipation reform in 1861. Emancipation brought a supply of free labor to the cities, stimulated industry, and the middle class grew in number and influence. The freed peasants had to buy land, allotted to them, from the landowners with the state assistance. The Government issued special bonds to the landowners for the land that they had lost, and collected a special tax from the peasants, called redemption payments, at a rate of 5% of the total cost of allotted land yearly. All the land turned over to the peasants was owned collectively by the mir, the village community, which divided the land among the peasants and supervised the various holdings.
Alexander was responsible for numerous reforms besides abolishing serfdom. He reorganized the judicial system, setting up elected local judges, abolishing capital punishment, promoting local self-government through the zemstvo system, imposing universal military service, ending some of the privileges of the nobility, and promoting the universities.
In foreign policy, he sold Alaska to the United States in 1867, fearing the remote colony would fall into British hands if there was another war. He modernized the military command system. He sought peace, and moved away from France when Napoleon III fell. He joined with Germany and Austria in the League of the Three Emperors that stabilized the European situation. The Russian Empire expanded in Siberia and in the Caucasus and made gains at the expense of China. Faced with an uprising in Poland in 1863, he stripped that land of its separate Constitution and incorporated it directly into Russia. To counter the rise of a revolutionary and anarchistic movements, he sent thousands of dissidents into exile in Siberia and was proposing additional parliamentary reforms when he was assassinated in 1881.
In the late 1870s Russia and the Ottoman Empire again clashed in the Balkans. The Russo-Turkish War was popular among the Russian people, who supported the independence of their fellow Orthodox Slavs, the Serbs and the Bulgarians. Russia's victory in this war allowed a number of Balkan states to gain independence: Romania, Serbia, Montenegro. In addition, Bulgaria de facto also became independent after 500 years of Turkish rule. However, the war increased tension with Austria-Hungary, which also had ambitions in the region. The Tsar was disappointed by the results of the Congress of Berlin in 1878, but abided by the agreement.
During this period Russia expanded its empire into Central Asia, conquering the khanates of Kokand, Bukhara, and Khiva, as well as the Trans-Caspian region. Russia's advance in Asia led to British fears that the Russians planned aggression against British India. Before 1815 London worried Napoleon would combine with Russia to do that in one mighty campaign. After 1815 London feared Russia alone would do it step by step. Rudyard Kipling called it "the Great Game" and the term caught on. However historians report that the Russians never had any intention to move against India.
Russian society in the second half of 19th century
In the 1860s, a movement known as Nihilism developed in Russia. A term originally coined by Ivan Turgenev in his 1862 novel Fathers and Sons, Nihilists favoured the destruction of human institutions and laws, based on the assumption that they are artificial and corrupt. At its core, Russian nihilism was characterized by the belief that the world lacks comprehensible meaning, objective truth, or value. For some time, many Russian liberals had been dissatisfied by what they regarded as the empty discussions of the intelligentsia. The Nihilists questioned all old values and shocked the Russian establishment. They became involved in the cause of reform and became major political forces. Their path was facilitated by the previous actions of the Decembrists, who revolted in 1825, and the financial and political hardship caused by the Crimean War, which caused many Russians to lose faith in political institutions. Russian nihilists created the manifesto «Catechism of a Revolutionary». One leader of Russian nihilists, Sergei Nechaev, was basis for Dostoevsky's novel Demons.
After the Nihilists failed to convert the aristocracy and landed gentry to the cause of reform, they turned to the peasants. Their campaign became known as the Narodnk ("Populist") movement. It was based on the belief that the common people had the wisdom and peaceful ability to lead the nation.
As the Narodnik movement gained momentum, the government moved to extirpate it. In response to the growing reaction of the government, a radical branch of the Narodniks advocated and practiced terrorism. One after another, prominent officials were shot or killed by bombs. This represented the ascendancy of anarchism in Russia as a powerful revolutionary force. Finally, after several attempts, Alexander II was assassinated by anarchists in 1881, on the very day he had approved a proposal to call a representative assembly to consider new reforms in addition to the abolition of serfdom designed to ameliorate revolutionary demands.
The end of the 19th century - the beginning of the 20th century is known as the Silver Age of Russian culture. The Silver Age was dominated by the artistic movements of Russian Symbolism, Acmeism, and Russian Futurism, many poetic schools flourished, including the Mystical Anarchism tendency within the Symbolist movement. The Russian avant-garde was a large, influential wave of modern art that flourished in Russian Empire and Soviet Union, approximately from 1890 to 1930—although some have placed its beginning as early as 1850 and its end as late as 1960. The term covers many separate art movements of the era in painting, literature, music and architecture.
Autocracy and reaction under Alexander III
Unlike his father, the new tsar Alexander III (1881–1894) was throughout his reign a staunch reactionary who revived the maxim of "Orthodoxy, Autocracy, and National Character". A committed Slavophile, Alexander III believed that Russia could be saved from chaos only by shutting itself off from the subversive influences of Western Europe. In his reign Russia concluded the union with republican France to contain the growing power of Germany, completed the conquest of Central Asia, and exacted important territorial and commercial concessions from China.
The tsar's most influential adviser was Konstantin Pobedonostsev, tutor to Alexander III and his son Nicholas, and procurator of the Holy Synod from 1880 to 1895. He taught his royal pupils to fear freedom of speech and press and to hate democracy, constitutions, and the parliamentary system. Under Pobedonostsev, revolutionaries were hunted down and a policy of Russification was carried out throughout the empire.
Nicholas II and new revolutionary movement
Alexander was succeeded by his son Nicholas II (1894–1918). The Industrial Revolution, which began to exert a significant influence in Russia, was meanwhile creating forces that would finally overthrow the tsar. Politically, these opposition forces organized into three competing parties: The liberal elements among the industrial capitalists and nobility, who wanted peaceful social reform and a constitutional monarchy, founded the Constitutional Democratic party or Kadets in 1905. Followers of the Narodnik tradition established the Socialist-Revolutionary Party or Esers in 1901, advocating the distribution of land among the peasants who worked it. A third radical group founded the Russian Social Democratic Labour Party or RSDLP in 1898; this party was the primary exponent of Marxism in Russia. Gathering their support from the radical intellectuals and the urban working class, they advocated complete social, economic and political revolution.
In 1903, the RSDLP split into two wings: the radical Bolsheviks, led by Vladimir Lenin, and the relatively moderate Mensheviks, led by Yuli Martov. The Mensheviks believed that Russian socialism would grow gradually and peacefully and that the tsar's regime should be succeeded by a democratic republic in which the socialists would cooperate with the liberal bourgeois parties. The Bolsheviks advocated the formation of a small elite of professional revolutionaries, subject to strong party discipline, to act as the vanguard of the proletariat in order to seize power by force.
At the beginning of the 20th century, Russia continued its expansion in the Far East; Chinese Manchuria was in the zone of Russian interests. Russia took an active part in the intervention of the great powers in China to suppress the Boxer rebellion. During this war, Russia occupied Manchuria, which caused a clash of interests with Japan. In 1904, the Russo-Japanese War began, which ended extremely unfavourably for Russia.
Revolution of 1905
The disastrous performance of the Russian armed forces in the Russo-Japanese War was a major blow to the Russian State and increased the potential for unrest.
In January 1905, an incident known as "Bloody Sunday" occurred when Father Gapon led an enormous crowd to the Winter Palace in Saint Petersburg to present a petition to the tsar. When the procession reached the palace, Cossacks opened fire on the crowd, killing hundreds. The Russian masses were so aroused over the massacre that a general strike was declared demanding a democratic republic. This marked the beginning of the Russian Revolution of 1905. Soviets (councils of workers) appeared in most cities to direct revolutionary activity.
In October 1905, Nicholas reluctantly issued the October Manifesto, which conceded the creation of a national Duma (legislature) to be called without delay. The right to vote was extended, and no law was to go into force without confirmation by the Duma. The moderate groups were satisfied; but the socialists rejected the concessions as insufficient and tried to organize new strikes. By the end of 1905, there was disunity among the reformers, and the tsar's position was strengthened for the time being.
World War I
On 28 June 1914, Gavrilo Princip assassinated Archduke Franz Ferdinand of Austro-Hungary. In response, on 23 July, Austro-Hungary issued an ultimatum to Serbia, which it considered a Russian client-state. Russia had no treaty obligation to Serbia, and in long-term perspective, Russia was militarily gaining on Germany and Austro-Hungary, and so had an incentive to wait. Most Russian leaders wanted to avoid war. But in that crisis they had the support of France, and believed that supporting Serbia was important for Russia's credibility and for its goal of a leadership role in the Balkans. Tsar Nicholas II mobilised Russian forces on 30 July 1914 to defend Serbia from Austria-Hungary. Christopher Clark states: "The Russian general mobilisation [of 30 July] was one of the most momentous decisions of the July crisis. This was the first of the general mobilisations. It came at the moment when the German government had not yet even declared the State of Impending War". Germany responded with its own mobilisation and declaration of War on 1 August 1914. At the opening of hostilities, the Russians took the offensive against both Germany and Austria-Hungary.
The very large but poorly equipped Russian army fought tenaciously and desperately at times, despite its lack of organization and very weak logistics. Casualties were enormous. In the 1914 campaign, Russian forces defeated Austro-Hungarian forces in the Battle of Galicia. The success of the Russian army forced the German army to withdraw troops from the western front to the Russian front. However, the shell famine led to the defeat of the Russian forces in Poland by the central powers in the 1915 campaign, which led to a major retreat of the Russian army. In 1916, the Russians again dealt a powerful blow to the Austrians during the Brusilov offensive.
By 1915, morale was bad and getting worse. Many recruits were sent to the front unarmed, and told to pick up whatever weapons they could from the battlefield. Nevertheless, the Russian army fought on, and tied down large numbers of Germans and Austrians. When the homefront showed an occasional surge of patriotism, the tsar and his entourage failed to exploit it for military benefit. The Russian army neglected to rally the ethnic and religious minorities that were hostile to Austria, such as Poles. The tsar refused to cooperate with the national legislature, the Duma, and listened less to experts than to his wife, who was in thrall to her chief advisor, the holy man Grigori Rasputin. More than two million refugees fled.
Repeated military failures and bureaucratic ineptitude soon turned large segments of the population against the government. The German and Ottoman fleets prevented Russia from importing urgently needed supplies through the Baltic and Black seas.
By the middle of 1915 the impact of the war was demoralizing. Food and fuel were in short supply, casualties kept occurring, and inflation was mounting. Strikes increased among low-paid factory workers, and the peasants, who wanted land reforms, were restless. Meanwhile, elite distrust of the regime was deepened by reports that Rasputin was gaining influence; his assassination in late 1916 ended the scandal but did not restore the autocracy's lost prestige.
Russian Civil War (1917–1922)
Russian Revolution
In late February (3 March 1917), a strike occurred in a factory in the capital Petrograd (the new name for Saint Petersburg). On 23 February (8 March) 1917, thousands of female textile workers walked out of their factories protesting the lack of food and calling on other workers to join them. Within days, nearly all the workers in the city were idle, and street fighting broke out. The tsar ordered the Duma to disband, ordered strikers to return to work, and ordered troops to shoot at demonstrators in the streets. His orders triggered the February Revolution, especially when soldiers openly sided with the strikers. The tsar and the aristocracy fell on 2 March, as Nicholas II abdicated.
To fill the vacuum of authority, the Duma declared a Provisional Government, headed by Prince Lvov, which was collectively known as the Russian Republic. Meanwhile, the socialists in Petrograd organized elections among workers and soldiers to form a soviet (council) of workers' and soldiers' deputies, as an organ of popular power that could pressure the "bourgeois" Provisional Government.
In July, following a series of crises that undermined their authority with the public, the head of the Provisional Government resigned and was succeeded by Alexander Kerensky, who was more progressive than his predecessor but not radical enough for the Bolsheviks or many Russians discontented with the deepening economic crisis and the continuation of the war. While Kerensky's government marked time, the socialist-led soviet in Petrograd joined with soviets that formed throughout the country to create a national movement.
The German government provided over 40 million gold marks to subsidize Bolshevik publications and activities subversive of the tsarist government, especially focusing on disgruntled soldiers and workers. In April 1917 Germany provided a special sealed train to carry Vladimir Lenin back to Russia from his exile in Switzerland. After many behind-the-scenes maneuvers, the soviets seized control of the government in November 1917 and drove Kerensky and his moderate provisional government into exile, in the events that would become known as the October Revolution.
When the national Constituent Assembly (elected in December 1917) refused to become a rubber stamp of the Bolsheviks, it was dissolved by Lenin's troops and all vestiges of democracy were removed. With the handicap of the moderate opposition removed, Lenin was able to free his regime from the war problem by the harsh Treaty of Brest-Litovsk (1918) with Germany. Russia lost much of her western borderlands. However, when Germany was defeated the Soviet government repudiated the Treaty.
Russian Civil War
The Bolshevik grip on power was by no means secure, and a lengthy struggle broke out between the new regime and its opponents, which included the Socialist Revolutionaries, the anti-Bolshevik White movement, and large numbers of peasants. At the same time the Allied powers sent several expeditionary armies to support the anti-Communist forces in an attempt to force Russia to rejoin the world war. The Bolsheviks fought against both these forces and national independence movements in the former Russian Empire. By 1921, they had defeated their internal enemies and brought most of the newly independent states under their control, with the exception of Finland, the Baltic States, the Moldavian Democratic Republic (which joined Romania), and Poland (with whom they had fought the Polish–Soviet War). Finland also annexed the region Pechenga of the Russian Kola peninsula; Soviet Russia and allied Soviet republics conceded the parts of its territory to Estonia (Petseri County and Estonian Ingria), Latvia (Pytalovo), and Turkey (Kars). Poland incorporated the contested territories of Western Belarus and Western Ukraine, the former parts of the Russian Empire (except Galicia) east to Curzon Line.
Both sides regularly committed brutal atrocities against civilians. During the civil war era White Terror (Russia) for example, Petlyura and Denikin's forces massacred 100,000 to 150,000 Jews in Ukraine and southern Russia. Hundreds of thousands of Jews were left homeless and tens of thousands became victims of serious illness.
Estimates for the total number of people killed during the Red Terror carried out by the Bolsheviks vary widely. One source asserts that the total number of victims of repression and pacification campaigns could be 1.3 million, whereas others give estimates ranging from 10,000 in the initial period of repression to 50,000 to 140,000 and an estimate of 28,000 executions per year from December 1917 to February 1922. The most reliable estimations for the total number of killings put the number at about 100,000, whereas others suggest a figure of 200,000.
The Russian economy was devastated by the war, with factories and bridges destroyed, cattle and raw materials pillaged, mines flooded and machines damaged. The droughts of 1920 and 1921, as well as the 1921 famine, worsened the disaster still further. Disease had reached pandemic proportions, with 3,000,000 dying of typhus alone in 1920. Millions more also died of widespread starvation. By 1922 there were at least 7,000,000 street children in Russia as a result of nearly ten years of devastation from the Great War and the civil war. Another one to two million people, known as the White émigrés, fled Russia, many were evacuated from Crimea in the 1920, some through the Far East, others west into the newly independent Baltic countries. These émigrés included a large percentage of the educated and skilled population of Russia.
Soviet Union (1922–1991)
Creation of the Soviet Union
The history of Russia between 1922 and 1991 is essentially the history of the Union of Soviet Socialist Republics, or Soviet Union. This ideologically based union, established in December 1922 by the leaders of the Russian Communist Party, was roughly coterminous with Russia before the Treaty of Brest-Litovsk. At that time, the new nation included four constituent republics: the Russian SFSR, the Ukrainian SSR, the Belarusian SSR, and the Transcaucasian SFSR.
The constitution, adopted in 1924, established a federal system of government based on a succession of soviets set up in villages, factories, and cities in larger regions. This pyramid of soviets in each constituent republic culminated in the All-Union Congress of Soviets. However, while it appeared that the congress exercised sovereign power, this body was actually governed by the Communist Party, which in turn was controlled by the Politburo from Moscow, the capital of the Soviet Union, just as it had been under the tsars before Peter the Great.
War Communism and the New Economic Policy
The period from the consolidation of the Bolshevik Revolution in 1917 until 1921 is known as the period of war communism. Land, all industry, and small businesses were nationalized, and the money economy was restricted. Strong opposition soon developed. The peasants wanted cash payments for their products and resented having to surrender their surplus grain to the government as a part of its civil war policies. Confronted with peasant opposition, Lenin began a strategic retreat from war communism known as the New Economic Policy (NEP). The peasants were freed from wholesale levies of grain and allowed to sell their surplus produce in the open market. Commerce was stimulated by permitting private retail trading. The state continued to be responsible for banking, transportation, heavy industry, and public utilities.
Although the left opposition among the Communists criticized the rich peasants, or kulaks, who benefited from the NEP, the program proved highly beneficial and the economy revived. The NEP would later come under increasing opposition from within the party following Lenin's death in early 1924.
Changes to Russian society
As the Russian Empire included during this period not only the region of Russia, but also today's territories of Ukraine, Belarus, Poland, Lithuania, Estonia, Latvia, Moldavia and the Caucasian and Central Asian countries, it is possible to examine the firm formation process in all those regions. One of the main determinants of firm creation for given regions of Russian Empire might be urban demand of goods and supply of industrial and organizational skill.
While the Russian economy was being transformed, the social life of the people underwent equally drastic changes. The Family Code of 1918 granted women equal status to men, and permitted a couple to take either the husband or wife's name. Divorce no longer required court procedure,
and to make women completely free of the responsibilities of childbearing, abortion was made legal as early as 1920. As a side effect, the emancipation of women increased the labor market. Girls were encouraged to secure an education and pursue a career in the factory or the office. Communal nurseries were set up for the care of small children, and efforts were made to shift the center of people's social life from the home to educational and recreational groups, the soviet clubs.
The Soviet government pursued a policy of eliminating illiteracy Likbez. After industrialization, massive urbanization began in the USSR. In the field of national policy in the 1920s, the Korenizatsiya was carried out. However, from the mid-30s, the Stalinist government returned to the tsarist policy of Russification of the outskirts. In particular, the languages of all the nations of the USSR were translated into the Cyrillic alphabet Cyrillization.
Industrialization and collectivization
The years from 1929 to 1939 comprised a tumultuous decade in Soviet history—a period of massive industrialization and internal struggles as Joseph Stalin established near total control over Soviet society, wielding virtually unrestrained power. Following Lenin's death Stalin wrestled to gain control of the Soviet Union with rival factions in the Politburo, especially Leon Trotsky's. By 1928, with the Trotskyists either exiled or rendered powerless, Stalin was ready to put a radical programme of industrialisation into action.
In 1929, Stalin proposed the first five-year plan. Abolishing the NEP, it was the first of a number of plans aimed at swift accumulation of capital resources through the buildup of heavy industry, the collectivization of agriculture, and the restricted manufacture of consumer goods. For the first time in history a government controlled all economic activity. The rapid growth of production capacity and the volume of production of heavy industry (4 times) was of great importance for ensuring economic independence from western countries and strengthening the country's defense capability. At this time, the Soviet Union made the transition from an agrarian country to an industrial one.
As a part of the plan, the government took control of agriculture through the state and collective farms (kolkhozes). By a decree of February 1930, about one million individual peasants (kulaks) were forced off their land. Many peasants strongly opposed regimentation by the state, often slaughtering their herds when faced with the loss of their land. In some sections they revolted, and countless peasants deemed "kulaks" by the authorities were executed. The combination of bad weather, deficiencies of the hastily established collective farms, and massive confiscation of grain precipitated a serious famine, and several million peasants died of starvation, mostly in Ukraine, Kazakhstan and parts of southwestern Russia. The deteriorating conditions in the countryside drove millions of desperate peasants to the rapidly growing cities, fueling industrialization, and vastly increasing Russia's urban population in the space of just a few years.
The plans received remarkable results in areas aside from agriculture. Russia, in many measures the poorest nation in Europe at the time of the Bolshevik Revolution, now industrialized at a phenomenal rate, far surpassing Germany's pace of industrialization in the 19th century and Japan's earlier in the 20th century.
Stalinist repression
The NKVD gathered in tens of thousands of Soviet citizens to face arrest, deportation, or execution. Of the six original members of the 1920 Politburo who survived Lenin, all were purged by Stalin. Old Bolsheviks who had been loyal comrades of Lenin, high officers in the Red Army, and directors of industry were liquidated in the Great Purges. Purges in other Soviet republics also helped centralize control in the USSR.
Stalin destroyed the opposition in the party consisting of the old Bolsheviks during the Moscow trials. The NKVD under the leadership of Stalin's commissar Nikolai Yezhov carried out a series of massive repressive operations against the kulaks and various national minorities in the USSR. During the Great Purges of 1937–38, about 700 000 people were executed.
Penalties were introduced, and many citizens were prosecuted for fictitious crimes of sabotage and espionage. The labor provided by convicts working in the labor camps of the Gulag system became an important component of the industrialization effort, especially in Siberia. An estimated 18 million people passed through the Gulag system, and perhaps another 15 million had experience of some other form of forced labor.
After the partition of Poland in 1939, the NKVD executed 20,000 captured Polish officers in the Katyn massacre. In the late 30s - first half of the 40s, the Stalinist government carried out massive deportations of various nationalities. A number of ethnic groups were deported from their settlement to Central Asia.
Soviet Union on the international stage
The Soviet Union viewed the 1933 accession of fervently anti-Communist Hitler's government to power in Germany with great alarm from the onset, especially since Hitler proclaimed the Drang nach Osten as one of the major objectives in his vision of the German strategy of Lebensraum. The Soviets supported the republicans of Spain who struggled against fascist German and Italian troops in the Spanish Civil War. In 1938–1939, immediately prior to WWII, the Soviet Union successfully fought against Imperial Japan in the Soviet–Japanese border conflicts in the Russian Far East, which led to Soviet-Japanese neutrality and the tense border peace that lasted until August 1945.
In 1938, Germany annexed Austria and, together with major Western European powers, signed the Munich Agreement following which Germany, Hungary and Poland divided parts of Czechoslovakia between themselves. German plans for further eastward expansion, as well as the lack of resolve from Western powers to oppose it, became more apparent. Despite the Soviet Union strongly opposing the Munich deal and repeatedly reaffirming its readiness to militarily back commitments given earlier to Czechoslovakia, the Western Betrayal led to the end of Czechoslovakia and further increased fears in the Soviet Union of a coming German attack. This led the Soviet Union to rush the modernization of its military industry and to carry out its own diplomatic maneuvers. In 1939, the Soviet Union signed the Molotov–Ribbentrop Pact: a non-aggression pact with Nazi Germany dividing Eastern Europe into two separate spheres of influence. Following the pact, the USSR normalized relations with Nazi Germany and resumed Soviet–German trade.
World War II
On 17 September 1939, sixteen days after the start of World War II and with the victorious Germans having advanced deep into Polish territory, the Red Army invaded eastern Poland, stating as justification the "need to protect Ukrainians and Belarusians" there, after the "cessation of existence" of the Polish state. As a result, the Belarusian and Ukrainian Soviet republics' western borders were moved westward, and the new Soviet western border was drawn close to the original Curzon line. In the meantime negotiations with Finland over a Soviet-proposed land swap that would redraw the Soviet-Finnish border further away from Leningrad failed, and in December 1939 the USSR invaded Finland, beginning a campaign known as the Winter War (1939–40). The war took a heavy death toll on the Red Army but forced Finland to sign a Moscow Peace Treaty and cede the Karelian Isthmus and Ladoga Karelia. In summer 1940 the USSR issued an ultimatum to Romania forcing it to cede the territories of Bessarabia and Northern Bukovina. At the same time, the Soviet Union also occupied the three formerly independent Baltic states (Estonia, Latvia and Lithuania).
The peace with Germany was tense, as both sides were preparing for the military conflict, and abruptly ended when the Axis forces led by Germany swept across the Soviet border on 22 June 1941. By the autumn the German army had seized Ukraine, laid a siege of Leningrad, and threatened to capture the capital, Moscow, itself. Despite the fact that in December 1941 the Red Army threw off the German forces from Moscow in a successful counterattack, the Germans retained the strategic initiative for approximately another year and held a deep offensive in the south-eastern direction, reaching the Volga and the Caucasus. However, two major German defeats in Stalingrad and Kursk proved decisive and reversed the course of the entire World War as the Germans never regained the strength to sustain their offensive operations and the Soviet Union recaptured the initiative for the rest of the conflict. By the end of 1943, the Red Army had broken through the German siege of Leningrad and liberated much of Ukraine, much of Western Russia and moved into Belarus. During the 1944 campaign, the Red Army defeated German forces in a series of offensive campaigns known as Stalin's ten blows. By the end of 1944, the front had moved beyond the 1939 Soviet frontiers into eastern Europe. Soviet forces drove into eastern Germany, capturing Berlin in May 1945. The war with Germany thus ended triumphantly for the Soviet Union.
As agreed at the Yalta Conference, three months after the Victory Day in Europe the USSR launched the Soviet invasion of Manchuria, defeating the Japanese troops in neighboring Manchuria, the last Soviet battle of World War II.
Although the Soviet Union was victorious in World War II, the war resulted in around 26–27 million Soviet deaths (estimates vary) and had devastated the Soviet economy in the struggle. Some 1,710 towns and 70,000 settlements were destroyed. The occupied territories suffered from the ravages of German occupation and deportations of slave labor by Germany. Thirteen million Soviet citizens became victims of the repressive policies of Germany and its allies in occupied territories, where people died because of mass murders, famine, absence of elementary medical aid and slave labor. The Nazi Genocide of the Jews, carried out by German Einsatzgruppen along with local collaborators, resulted in almost complete annihilation of the Jewish population over the entire territory temporarily occupied by Germany and its allies. During the occupation, the Leningrad region lost around a quarter of its population, Soviet Belarus lost from a quarter to a third of its population, and 3.6 million Soviet prisoners of war (of 5.5 million) died in German camps.
Cold War
Collaboration among the major Allies had won the war and was supposed to serve as the basis for postwar reconstruction and security. USSR became one of the founders of the UN and a permanent member of the UN Security Council. However, the conflict between Soviet and U.S. national interests, known as the Cold War, came to dominate the international stage in the postwar period.
The Cold War emerged from a conflict between Stalin and U.S. President Harry Truman over the future of Eastern Europe during the Potsdam Conference in the summer of 1945. Russia had suffered three devastating Western onslaughts in the previous 150 years during the Napoleonic Wars, the First World War, and the Second World War, and Stalin's goal was to establish a buffer zone of states between Germany and the Soviet Union. Truman charged that Stalin had betrayed the Yalta agreement. With Eastern Europe under Red Army occupation, Stalin was also biding his time, as his own atomic bomb project was steadily and secretly progressing.
In April 1949 the United States sponsored the North Atlantic Treaty Organization (NATO), a mutual defense pact in which most Western nations pledged to treat an armed attack against one nation as an assault on all. The Soviet Union established an Eastern counterpart to NATO in 1955, dubbed the Warsaw Pact. The division of Europe into Western and Soviet blocks later took on a more global character, especially after 1949, when the U.S. nuclear monopoly ended with the testing of a Soviet bomb and the Communist takeover in China.
The foremost objectives of Soviet foreign policy were the maintenance and enhancement of national security and the maintenance of hegemony over Eastern Europe. The Soviet Union maintained its dominance over the Warsaw Pact through crushing the Hungarian Revolution of 1956, suppressing the Prague Spring in Czechoslovakia in 1968, and supporting the suppression of the Solidarity movement in Poland in the early 1980s. The Soviet Union opposed the United States in a number of proxy conflicts all over the world, including the Korean War and Vietnam War.
As the Soviet Union continued to maintain tight control over its sphere of influence in Eastern Europe, the Cold War gave way to Détente and a more complicated pattern of international relations in the 1970s in which the world was no longer clearly split into two clearly opposed blocs. The nuclear race continued, the number of nuclear weapons in the hands of the USSR and the United States reached a menacing scale, giving them the ability to destroy the planet multiple times. Less powerful countries had more room to assert their independence, and the two superpowers were partially able to recognize their common interest in trying to check the further spread and proliferation of nuclear weapons in treaties such as SALT I, SALT II, and the Anti-Ballistic Missile Treaty.
U.S.–Soviet relations deteriorated following the beginning of the nine-year Soviet–Afghan War in 1979 and the 1980 election of Ronald Reagan, a staunch anti-communist, but improved as the communist bloc started to unravel in the late 1980s. With the collapse of the Soviet Union in 1991, Russia lost the superpower status that it had won in the Second World War.
De-Stalinization and the era of stagnation
Nikita Khrushchev solidified his position in a speech before the Twentieth Congress of the Communist Party in 1956 detailing Stalin's atrocities.
In 1964, Khrushchev was impeached by the Communist Party's Central Committee, charging him with a host of errors that included Soviet setbacks such as the Cuban Missile Crisis. After a period of collective leadership led by Leonid Brezhnev, Alexei Kosygin and Nikolai Podgorny, a veteran bureaucrat, Brezhnev, took Khrushchev's place as Soviet leader. Brezhnev emphasized heavy industry, instituted the Soviet economic reform of 1965, and also attempted to ease relationships with the United States. In the 1960s the USSR became a leading producer and exporter of petroleum and natural gas. Soviet science and industry peaked in the Khrushchev and Brezhnev years. The world's first nuclear power plant was established in 1954 in Obninsk, and the Baikal Amur Mainline was built. In addition, in 1980 Moscow hosted the Summer Olympic Games.
While all modernized economies were rapidly moving to computerization after 1965, the USSR fell further and further behind. Moscow's decision to copy the IBM 360 of 1965 proved a decisive mistake for it locked scientists into an antiquated system they were unable to improve. They had enormous difficulties in manufacturing the necessary chips reliably and in quantity, in programming workable and efficient programs, in coordinating entirely separate operations, and in providing support to computer users.
One of the greatest strengths of Soviet economy was its vast supplies of oil and gas; world oil prices quadrupled in 1973–74, and rose again in 1979–1981, making the energy sector the chief driver of the Soviet economy, and was used to cover multiple weaknesses. At one point, Soviet Premier Alexei Kosygin told the head of oil and gas production, "things are bad with bread. Give me 3 million tons [of oil] over the plan." Former prime minister Yegor Gaidar, an economist looking back three decades, in 2007 wrote:
Soviet space program
The Soviet space program, founded by Sergey Korolev, was especially successful. On 4 October 1957, the Soviet Union launched the first satellite, Sputnik. On 12 April 1961, Yuri Gagarin became the first human to travel into space in the Soviet spaceship Vostok 1. Other achievements of Russian space program include: the first photo of the far side of the Moon; exploration of Venus; the first spacewalk by Alexei Leonov; first female spaceflight by Valentina Tereshkova. In 1970 and 1973, the world's first planetary rovers were sent to the moon and successfully worked there: Lunokhod 1 and Lunokhod 2. More recently, the Soviet Union produced the world's first space station, Salyut which in 1986 was replaced by Mir, the first consistently inhabited long-term space station, that served from 1986 to 2001.
Perestroika and breakup of the Union
Two developments dominated the decade that followed: the increasingly apparent crumbling of the Soviet Union's economic and political structures, and the patchwork attempts at reforms to reverse that process. After the rapid succession of former KGB Chief Yuri Andropov and Konstantin Chernenko, transitional figures with deep roots in Brezhnevite tradition, Mikhail Gorbachev implemented perestroika in an attempt to modernize Soviet communism, and made significant changes in the party leadership. However, Gorbachev's social reforms led to unintended consequences. His policy of glasnost facilitated public access to information after decades of government repression, and social problems received wider public attention, undermining the Communist Party's authority. Glasnost allowed ethnic and nationalist disaffection to reach the surface, and many constituent republics, especially the Baltic republics, Georgian SSR and Moldavian SSR, sought greater autonomy, which Moscow was unwilling to provide. In the revolutions of 1989 the USSR lost its allies in Eastern Europe. Gorbachev's attempts at economic reform were not sufficient, and the Soviet government left intact most of the fundamental elements of communist economy. Suffering from low pricing of petroleum and natural gas, the ongoing war in Afghanistan, and outdated industry and pervasive corruption, the Soviet planned economy proved to be ineffective, and by 1990 the Soviet government had lost control over economic conditions. Due to price control, there were shortages of almost all products, reaching their peak in the end of 1991, when people had to stand in long lines and were lucky to buy even the essentials. Control over the constituent republics was also relaxed, and they began to assert their national sovereignty over Moscow.
The tension between Soviet Union and Russian SFSR authorities came to be personified in the bitter power struggle between Gorbachev and Boris Yeltsin. Squeezed out of Union politics by Gorbachev in 1987, Yeltsin, who represented himself as a committed democrat, presented a significant opposition to Gorbachev's authority. In a remarkable reversal of fortunes, he gained election as chairman of the Russian republic's new Supreme Soviet in May 1990. The following month, he secured legislation giving Russian laws priority over Soviet laws and withholding two-thirds of the budget. In the first Russian presidential election in 1991 Yeltsin became president of the Russian SFSR.
At last Gorbachev attempted to restructure the Soviet Union into a less centralized state. However, on 19 August 1991, a coup against Gorbachev, conspired by senior Soviet officials, was attempted. The coup faced wide popular opposition and collapsed in three days, but disintegration of the Union became imminent. The Russian government took over most of the Soviet Union government institutions on its territory. Because of the dominant position of Russians in the Soviet Union, most gave little thought to any distinction between Russia and the Soviet Union before the late 1980s. In the Soviet Union, only Russian SFSR lacked even the paltry instruments of statehood that the other republics possessed, such as its own republic-level Communist Party branch, trade union councils, Academy of Sciences, and the like. The Communist Party of the Soviet Union was banned in Russia in 1991–1992, although no lustration has ever taken place, and many of its members became top Russian officials. However, as the Soviet government was still opposed to market reforms, the economic situation continued to deteriorate. By December 1991, the shortages had resulted in the introduction of food rationing in Moscow and Saint Petersburg for the first time since World War II. Russia received humanitarian food aid from abroad. After the Belavezha Accords, the Supreme Soviet of Russia withdrew Russia from the Soviet Union on 12 December. The Soviet Union officially ended on 25 December 1991, and the Russian Federation (formerly the Russian Soviet Federative Socialist Republic) took power on 26 December. The Russian government lifted price control in January 1992. Prices rose dramatically, but shortages disappeared.
Russian Federation (1991–present)
Liberal reforms of the 1990s
Although Yeltsin came to power on a wave of optimism, he never recovered his popularity after endorsing Yegor Gaidar's "shock therapy" of ending Soviet-era price controls, drastic cuts in state spending, and an open foreign trade regime in early 1992 (see Russian economic reform in the 1990s). The reforms immediately devastated the living standards of much of the population. In the 1990s Russia suffered an economic downturn that was, in some ways, more severe than the United States or Germany had undergone six decades earlier in the Great Depression. Hyperinflation hit the ruble, due to monetary overhang from the days of the planned economy.
Meanwhile, the profusion of small parties and their aversion to coherent alliances left the legislature chaotic. During 1993, Yeltsin's rift with the parliamentary leadership led to the September–October 1993 constitutional crisis. The crisis climaxed on 3 October, when Yeltsin chose a radical solution to settle his dispute with parliament: he called up tanks to shell the Russian White House, blasting out his opponents. As Yeltsin was taking the unconstitutional step of dissolving the legislature, Russia came close to a serious civil conflict. Yeltsin was then free to impose the current Russian constitution with strong presidential powers, which was approved by referendum in December 1993. The cohesion of the Russian Federation was also threatened when the republic of Chechnya attempted to break away, leading to the First and Second Chechen Wars.
Economic reforms also consolidated a semi-criminal oligarchy with roots in the old Soviet system. Advised by Western governments, the World Bank, and the International Monetary Fund, Russia embarked on the largest and fastest privatization that the world had ever seen in order to reform the fully nationalized Soviet economy. By mid-decade, retail, trade, services, and small industry was in private hands. Most big enterprises were acquired by their old managers, engendering a new rich (Russian tycoons) in league with criminal mafias or Western investors. Corporate raiders such as Andrei Volgin engaged in hostile takeovers of corrupt corporations by the mid-1990s.
By the mid-1990s Russia had a system of multiparty electoral politics. But it was harder to establish a representative government because of two structural problems—the struggle between president and parliament and the anarchic party system.
Meanwhile, the central government had lost control of the localities, bureaucracy, and economic fiefdoms, and tax revenues had collapsed. Still in a deep depression, Russia's economy was hit further by the financial crash of 1998. After the crisis, Yeltsin was at the end of his political career. Just hours before the first day of 2000, Yeltsin made a surprise announcement of his resignation, leaving the government in the hands of the little-known Prime Minister Vladimir Putin, a former KGB official and head of the FSB, the KGB's post-Soviet successor agency.
The era of Putin
In 2000, the new acting president defeated his opponents in the presidential election on 26 March and won in a landslide four years later. The Second Chechen war ended with the victory of Russia, at the same time, after the September 11 terrorist attacks, there was a rapprochement between Russia and the United States. Putin has created a system of guided democracy in Russia by subjugating parliament, suppressing independent media and placing major oil and gas companies under state control.
International observers were alarmed by moves in late 2004 to further tighten the presidency's control over parliament, civil society, and regional officeholders. In 2008, Dmitri Medvedev, a former Gazprom chairman and Putin's head of staff, was elected new President of Russia. In 2012, Putin and Medvedev switched places, Putin became president again, prompting massive protests in Moscow in 2011–12.
Russia's long-term problems include a shrinking workforce, rampant corruption, and underinvestment in infrastructure. Nevertheless, reversion to a socialist command economy seemed almost impossible. The economic problems are aggravated by massive capital outflows, as well as extremely difficult conditions for doing business, due to pressure from the security forces Siloviki and government agencies.
Due to high oil prices, from 2000 to 2008, Russia's GDP at PPP doubled. Although high oil prices and a relatively cheap ruble initially drove this growth, since 2003 consumer demand and, more recently, investment have played a significant role. Russia is well ahead of most other resource-rich countries in its economic development, with a long tradition of education, science, and industry. The economic recovery of the 2000s allowed Russia to obtain the right to host the 2014 Winter Olympic Games in Sochi.
In 2014, following a controversial referendum, in which separation was favored by a large majority of voters, the Russian leadership announced the accession of Crimea into the Russian Federation. Following Russia's annexation of Crimea and alleged Russian interference in the war in eastern Ukraine, Western sanctions were imposed on Russia.
Since 2015, Russia has been conducting military intervention in Syria in support of the Bashar al-Assad regime, against ISIS and the Syrian opposition.
In 2018, the FIFA World Cup was held in Russia. Vladimir Putin was re-elected for a fourth presidential term.
In 2022, Russia launched an invasion of Ukraine. The invasion was widely condemned by the global community, with new sanctions being imposed on Russia.
Historiography
Historians
See also
Dissolution of the Soviet Union
Family tree of the Russian monarchs
General Secretary of the Communist Party of the Soviet Union
History of Central Asia
History of Siberia
History of the administrative division of Russia
History of the Caucasus
History of the Jews in Russia
History of the Soviet Union
List of heads of government of Russia
List of Mongol and Tatar raids against Rus'
List of presidents of Russia
List of Russian explorers
List of Russian historians
List of Russian rulers
List of wars involving Russia
Military history of the Russian Empire
Military history of the Soviet Union
Politics of Russia
Russia
Russian Armed Forces
Russian colonization of the Americas
Russian Empire
Russian Medical Fund
Soviet Union
Timeline of Moscow
Timeline of Russian history
Timeline of Russian innovation
Timeline of Saint Petersburg
References
Further reading
Surveys
Auty, Robert, and Dimitri Obolensky, eds. Companion to Russian Studies: vol 1: An Introduction to Russian History (1981) 403 pages; surveys by scholars.
Bartlett, Roger P. A history of Russia (2005) online
Brown, Archie et al. eds. The Cambridge Encyclopedia of Russia and the Former Soviet Union (2nd ed. 1994) 664 pages online
Bushkovitch, Paul. A Concise History of Russia (2011) excerpt and text search
Connolly, Richard. The Russian Economy: A Very Short Introduction (Oxford University Press, 2020). Online review
Figes, Orlando. Natasha's Dance: A Cultural History of Russia (2002). excerpt
Florinsky, Michael T. ed. McGraw-Hill Encyclopedia of Russia and the Soviet Union (1961).
Freeze, Gregory L., ed.,. Russia: A History. 2nd ed. (Oxford UP, 2002). .
Harcave, Sidney, ed. Readings in Russian history (1962) excerpts from scholars. online
Hosking, Geoffrey A. Russia and the Russians: a history (2011) online
Jelavich, Barbara. St. Petersburg and Moscow: tsarist and Soviet foreign policy, 1814–1974 (1974).
Kort, Michael. A brief history of Russia (2008) online
McKenzie, David & Michael W. Curran. A History of Russia, the Soviet Union, and Beyond. 6th ed. Belmont, CA: Wadsworth Publishing, 2001. .
Millar, James, ed. Encyclopedia of Russian History (4 vol. 2003). online
Pares, Bernard. A History of Russia (1926) By a leading historian. Online
Paxton, John. Encyclopedia of Russian History (1993) online
Paxton, John. Companion to Russian history (1983) online
Perrie, Maureen, et al. The Cambridge History of Russia. (3 vol. Cambridge University Press, 2006). excerpt and text search
Riasanovsky, Nicholas V., and Mark D. Steinberg. A History of Russia (9th ed. 2018) 9th edition 1993 online
Service, Robert. A History of Modern Russia: From Tsarism to the Twenty-First Century (Harvard UP, 3rd ed., 2009) excerpt
Stone, David. A Military History of Russia: From Ivan the Terrible to the War in Chechnya excerpts
Ziegler; Charles E. The History of Russia (Greenwood Press, 1999)
Russian Empire
Baykov, Alexander. “The Economic Development of Russia.” Economic History Review 7#2 1954, pp. 137–149. online
Billington, James H. The icon and the axe; an interpretive history of Russian culture (1966) online
Christian, David. A History of Russia, Central Asia and Mongolia. Vol. 1: Inner Eurasia from Prehistory to the Mongol Empire. Malden, MA: Blackwell Publishers, 1998. .
De Madariaga, Isabel. Russia in the Age of Catherine the Great (2002), comprehensive topical survey
Fuller, William C. Strategy and Power in Russia 1600–1914 (1998) excerpts
Hughes, Lindsey. Russia in the Age of Peter the Great (Yale UP, 1998), Comprehensive topical survey. online
Kahan, Arcadius. The Plow, the Hammer, and the Knout: An Economic History of Eighteenth-Century Russia (1985)
Kahan, Arcadius. Russian Economic History: The Nineteenth Century (1989)
Gatrell, Peter. "Review: Russian Economic History: The Legacy of Arcadius Kahan" Slavic Review 50#1 (1991), pp. 176–178 online
Lincoln, W. Bruce. The Romanovs: Autocrats of All the Russias (1983) online, sweeping narrative history
Lincoln, W. Bruce. The great reforms : autocracy, bureaucracy, and the politics of change in Imperial Russia (1990) online
Manning, Roberta. The Crisis of the Old Order in Russia: Gentry and Government. Princeton University Press, 1982.
Markevich, Andrei, and Ekaterina Zhuravskaya. 2018. “Economic Effects of the Abolition of Serfdom: Evidence from the Russian Empire.” American Economic Review 108.4–5: 1074–1117.
Mironov, Boris N., and Ben Eklof. The Social History of Imperial Russia, 1700–1917 (2 vol Westview Press, 2000)
Moss, Walter G. A History of Russia. Vol. 1: To 1917. 2d ed. Anthem Press, 2002.
Oliva, Lawrence Jay. ed. Russia in the era of Peter the Great (1969), excerpts from primary and secondary sources online
Pipes, Richard. Russia under the Old Regime (2nd ed. 1997)
Seton-Watson, Hugh. The Russian Empire 1801–1917 (Oxford History of Modern Europe) (1988) excerpt and text search
Treasure, Geoffrey. The Making of Modern Europe, 1648–1780 (3rd ed. 2003). pp. 550–600.
Soviet era
Chamberlin, William Henry. The Russian Revolution 1917–1921 (2 vol 1935) online free
Cohen, Stephen F. Rethinking the Soviet Experience: Politics and History since 1917. (Oxford University Press, 1985)
Davies, R. W. Soviet economic development from Lenin to Khrushchev (1998) excerpt
Davies, R.W., Mark Harrison and S.G. Wheatcroft. The Economic transformation of the Soviet Union, 1913-1945 (1994)
Figes, Orlando. A people's tragedy a history of the Russian Revolution (1997) online
Fitzpatrick, Sheila. The Russian Revolution. (Oxford University Press, 1982), 208 pages.
Gregory, Paul R. and Robert C. Stuart, Russian and Soviet Economic Performance and Structure (7th ed. 2001)
Hosking, Geoffrey. The First Socialist Society: A History of the Soviet Union from Within (2nd ed. Harvard UP 1992) 570 pages
Kennan, George F. Russia and the West under Lenin and Stalin (1961) online
Kort, Michael. The Soviet Colossus: History and Aftermath (7th ed. 2010) 502 pages
Kotkin, Stephen. Stalin: Paradoxes of Power, 1878–1928 (2014); vol 2 (2017)
Library of Congress. Russia: a country study edited by Glenn E. Curtis. (Federal Research Division, Library of Congress, 1996). online
Lincoln, W. Bruce. Passage Through Armageddon: The Russians in War and Revolution, 1914–1918 (1986)
Lewin, Moshe. Russian Peasants and Soviet Power. (Northwestern University Press, 1968)
McCauley, Martin. The Rise and Fall of the Soviet Union (2007), 522 pages.
Moss, Walter G. A History of Russia. Vol. 2: Since 1855. 2d ed. Anthem Press, 2005.
Nove, Alec. An Economic History of the USSR, 1917–1991. 3rd ed. London: Penguin Books, 1993. .
Ofer, Gur. "Soviet Economic Growth: 1928-1985," Journal of Economic Literature (1987) 25#4: 1767–1833. online
Pipes, Richard. A concise history of the Russian Revolution (1995) online
Regelson, Lev. Tragedy of Russian Church. 1917–1953. http://www.regels.org/Russian-Church.htm
Remington, Thomas. Building Socialism in Bolshevik Russia. Pittsburgh: University of Pittsburgh Press, 1984.
Service, Robert. A History of Twentieth-Century Russia. 2nd ed. Cambridge, MA: Harvard University Press, 1999. .
Service, Robert. Stalin: A Biography (2004), along with Tucker and Kotkin, a standard biography
Steinberg, Mark D. The Russian Revolution, 1905–1921 (Oxford Histories, 2017).
Tucker, Robert C. Stalin as Revolutionary, 1879–1929 (1973); Stalin in Power: The Revolution from Above, 1929–1941. (1990)along with Kotkin and Service books, a standard biography; online at ACLS e-books
Post-Soviet era
Asmus, Ronald. A Little War that Shook the World : Georgia, Russia, and the Future of the West. NYU (2010).
Cohen, Stephen. Failed Crusade: America and the Tragedy of Post-Communist Russia. New York: W.W. Norton, 2000, 320 pages.
Gregory, Paul R. and Robert C. Stuart, Russian and Soviet Economic Performance and Structure, Addison-Wesley, Seventh Edition, 2001.
Medvedev, Roy. Post-Soviet Russia A Journey Through the Yeltsin Era, Columbia University Press, 2002, 394 pages.
Moss, Walter G. A History of Russia. Vol. 2: Since 1855. 2d ed. Anthem Press, 2005. Chapter 22.
Smorodinskaya, Tatiana, and Karen Evans-Romaine, eds. Encyclopedia of Contemporary Russian Culture (2014) excerpt; 800 pp covering art, literature, music, film, media, crime, politics, business, and economics.
Stent, Angela. The Limits of Partnership: U.S.-Russian Relations in the Twenty-First Century (2014)
Atlases, geography
Blinnikov, Mikhail S. A geography of Russia and its neighbors (Guilford Press, 2011)
Barnes, Ian. Restless Empire: A Historical Atlas of Russia (2015), copies of historic maps
Catchpole, Brian. A Map History of Russia (Heinemann Educational Publishers, 1974), new topical maps.
Channon, John, and Robert Hudson. The Penguin historical atlas of Russia (Viking, 1995), new topical maps.
Chew, Allen F. An atlas of Russian history: eleven centuries of changing borders (Yale UP, 1970), new topical maps.
Gilbert, Martin. Routledge Atlas of Russian History (4th ed. 2007) excerpt and text search online
Henry, Laura A. Red to green: environmental activism in post-Soviet Russia (2010)
Kaiser, Robert J. The Geography of Nationalism in Russia and the USSR (1994).
Medvedev, Andrei. Economic Geography of the Russian Federation by (2000)
Parker, William Henry. An historical geography of Russia (University of London Press, 1968)
Shaw, Denis J.B. Russia in the modern world: A new geography (Blackwell, 1998) of Finland.
Historiography
Baron, Samuel H., and Nancy W. Heer. "The Soviet Union: Historiography Since Stalin." in Georg G. Iggers and Harold Talbot Parker, eds. International handbook of historical studies: contemporary research and theory (Taylor & Francis, 1979). pp. 281–94.
David-Fox, Michael et al. eds. After the Fall: Essays in Russian and Soviet Historiography (Bloomington: Slavica Publishers, 2004)
Firestone, Thomas. "Four Sovietologists: A Primer." National Interest No. 14 (Winter 1988–9), pp. 102–107 on the ideas of Zbigniew Brzezinski, Stephen F. Cohen Jerry F. Hough, and Richard Pipes.
Fitzpatrick, Sheila. "Revisionism in Soviet History" History and Theory (2007) 46#4 pp. 77–91 online, covers the scholarship of the three major schools, totalitarianism, revisionism, and post-revisionism.
Sanders, Thomas, ed. Historiography of Imperial Russia: The Profession and Writing of History in a Multinational State (1999).
Suny, Ronald Grigor. "Rehabilitating Tsarism: The Imperial Russian State and Its Historians. A Review Article" Comparative Studies in Society and History 31#1 (1989) pp. 168–179 online
Topolski, Jerzy. "Soviet Studies and Social History" in Georg G. Iggers and Harold Talbot Parker, eds. International handbook of historical studies: contemporary research and theory (Taylor & Francis, 1979. pp. 295–300.
Primary sources
Kaiser, Daniel H. and Gary Marker, eds. Reinterpreting Russian History: Readings 860-1860s (1994) 464 pages excerpt and text search; primary documents and excerpts from historians
Vernadsky, George, et al. eds. Source Book for Russian History from Early Times to 1917 (3 vol 1972)
Seventeen Moments in Soviet History (An on-line archive of primary source materials on Soviet history.)
External links
Guides to Sources on Russian History and Historiography
History of Russia: Primary Documents
Дневник Истории России A historic project supported by the Ministry of Culture of the Russian Federation. |
14131 | https://en.wikipedia.org/wiki/Hazaras | Hazaras | The Hazaras (; ) are a Persian-speaking ethnic group native to, and primarily residing in the Hazarajat region in central Afghanistan and generally scattered throughout Afghanistan. They speak the Hazaragi dialect of Persian which is mutually intelligible with Dari, one of the two official languages of Afghanistan.
They are one of the largest ethnic groups in Afghanistan, and are also significant minority groups in neighboring Pakistan, mostly in Quetta, and as well as in Iran. Hazaras are considered by some to be one of the most vulnerable groups in Afghanistan, and their persecution has occurred various times across previous decades.
Etymology
The etymology of the word Hazāra remains disputed, but some have differing views on the term.
Babur, founder of the Mughal Empire in the early 16th century, records the name Hazāra in his autobiography. He referred to the populace of a region called Hazāristān.
Historian Abdul Hai Habibi considers the word "Hazara" to be very old, and it is derived from "Hazala" ( ), which has changed to "Hazara" over time and has meant "good hearted".
Another view is that the name Hazāra derives from the Persian word for "thousand" ( ). It may be the translation of the Mongol word (or ), a military unit of 1,000 soldiers at the time of Genghis Khan. With time, the term Hazār could have been substituted for the Mongol word and now stands for the group of people, while the Hazara people in their native language call themselves Azra ( or ).
Origin
Although the origins of the Hazara people have not been fully reconstructed, Turkic and Mongol origin is probable for the majority. This is a result of common physical attributes, physical appearance, parts of their culture and language resembling those of Central Asian Turkic tribes and the Mongols, although phenotype can vary, with some noting that certain Hazaras may resemble Europeans or peoples native to the Iranian plateau. Genetic analysis of some of the Hazara indicates partial Mongol ancestry.
Invading Mongols and Turco-Mongols mixed with the local indigenous Turkic and Iranic populations. For example, Qara'unas settled in what is now Afghanistan and mixed with the local populations. The second wave of mostly Chagatai Turco-Mongols came from Central Asia, associated with the Ilkhanate and the Timurids, all of whom settled in Hazarajat and mixed with the local population. These result in academics believing that Hazaras are ultimately a result of several Turco-Mongol tribes mixing with the local population. mtDNA sequencing studies demonstrated relatively high frequencies of West Eurasian mtDNA.
History
The first mention of Hazara is made by Babur in the early 16th century and later by the court historians of Shah Abbas of the Safavid dynasty. It is reported that they embraced Shia Islam between the end of the 16th and the beginning of the 17th century, during the Safavid period. Hazara men, along with those of other ethnic groups, were recruited to the army of Ahmad Shah Durrani in the 18th century.
19th century
During the second reign of Dost Mohammad Khan in the 19th century, Hazara from Hazarajat began to be taxed for the first time. However, for the most part, they still managed to keep their regional autonomy until the subjugation of Abdur Rahman Khan began in the late 19th century.
When the Treaty of Gandomak was signed and the Second Anglo-Afghan War ended in 1880, Abdur Rahman Khan set out a goal to bring Hazarajat and Kafiristan under his control. He launched several campaigns in Hazarajat due to resistance from the Hazara in which his forces committed atrocities. The southern part of Hazarajat was spared as they accepted his rule, while the other parts of Hazarajat rejected Abdur Rahman and instead supported his uncle, Sher Ali Khan. In response to this Abdur Rahman waged a war against tribal leaders who rejected his policies and rule. This is known as the Hazara Uprisings. Abdur Rahman arrested Syed Jafar, chief of the Sheikh Ali Hazaras, and jailed him in Mazar-e Sharif.
These campaigns had a catastrophic impact on the demographics of Hazaras causing over 60% of them to perish with some becoming displaced.
20th and 21st century
In 1901, Habibullah Khan, Abdur Rahman's eldest son and successor granted amnesty to all people who were exiled by his predecessor. However, the division between the Afghan government and the Hazara people was already made too deep under Abdur Rahman. Hazara continued to face severe social, economic, and political discrimination through most of the 20th century. In 1933 King Mohammed Nadir Khan was assassinated by Abdul Khaliq Hazara. The Afghan government captured and executed him later, along with several of his innocent family members.
Mistrust of the central government by the Hazaras and local uprisings continued. In particular, from 1945 to 1946, during Zahir Shah's rule, a revolt took place against new taxes that were exclusively imposed on the Hazara. The Kuchi nomads meanwhile not only were exempted from taxes but also received allowances from the Afghan government. The angry rebels began capturing and killing government officials. In response, the central government sent a force to subdue the region and later removed the taxes.
The repressive policies of the People's Democratic Party of Afghanistan (PDPA) after the Saur Revolution in 1978 caused uprisings throughout the country. Fearing Iranian influence, the Hazaras were particularly persecuted. President Hafizullah Amin published in October 1979 a list of 12,000 victims of the Taraki government. Among them were 7,000 Hazaras who were shot in the notorious Pul-e-Charkhi prison.
During the Soviet-Afghan War, the Hazarajat region did not see as much heavy fighting as other regions of Afghanistan. Most of the Hazara mujahideen fought the Soviets in the regions which were in the periphery of the Hazarajat region. However, within Hazarajat, rival Hazara political factions did engage in a non-violent however extreme tussle. The division was between the Tanzeem Nasle Nau Hazara, a party based in Quetta, of Hazara nationalists and secular intellectuals, and the Islamist parties in Hazarajat. By 1979, the Hazara-Islamist groups had already liberated Hazarajat from the central Soviet-backed Afghan government and later took entire control of Hazarajat away from the secularists. By 1984, the Islamist dominance of Hazarajat was complete.
As the Soviets withdrew in 1989, the Islamist groups felt the need to broaden their political appeal and turned their focus to Hazara ethnic nationalism. This led to the establishment of the Hizb-i-Wahdat, an alliance of all the Hazara resistance groups (except the Harakat-i Islami). In 1992 with the fall of Kabul, the Harakat-i Islami took sides with Burhanuddin Rabbani's government while the Hizb-i-Wahdat took sides with the opposition. The Hizb-i-Wahdat was eventually forced out of Kabul in 1995 when the Taliban movement captured and killed their leader Abdul Ali Mazari. With the Taliban's capture of Kabul in 1996, all the Hazara groups united with the new Northern Alliance against the common new enemy. However, it was too late and despite the fierce resistance Hazarajat fell to the Taliban by 1998. The Taliban had Hazarajat isolated from the rest of the world going as far as not allowing the United Nations to deliver food to the provinces of Bamyan, Ghor, Maidan Wardak, and Daykundi.
Hazaras have also played a significant role in the creation of Pakistan. One such Hazara was Qazi Muhammad Essa of the Sheikh Ali tribe, who had been close friends with Muhammad Ali Jinnah, having had met each other for the first time while they were studying in London. He had been the first from his native province of Balochistan to obtain a Bar-at-Law degree and had helped set up the All-India Muslim League in Balochistan.
Though Hazara played a role in the anti-Soviet movement, other Hazara participated in the new communist government, which actively courted Afghan minorities. Sultan Ali Kishtmand, a Hazara, served as prime minister of Afghanistan from 1981 to 1990 (with one brief interruption in 1988). The Ismaili Hazara of Baghlan Province likewise supported the communists, and their pir (religious leader) Jaffar Naderi led a pro-Communist militia in the region.
During the years that followed, Hazara suffered severe oppression, and many ethnic massacres, genocides, and pogroms were carried out by the predominantly ethnic Pashtun Taliban and are documented by such groups as the Human Rights Watch.
Following the September 11, 2001 attacks in the United States, American and Coalition forces invaded Afghanistan. Many Hazaras have become leaders in today's newly emerging Afghanistan. Hazara have also pursued higher education, enrolled in the army, and many have top government positions. For example, Mohammad Mohaqiq, a Hazara from the Hizb-i-Wahdat party, ran in the 2004 presidential election in Afghanistan, and Karim Khalili became the Vice President of Afghanistan. Some ministers and governors are Hazara, including Sima Samar, Habiba Sarabi, Sarwar Danish, Sayed Hussein Anwari, Abdul Haq Shafaq, Sayed Anwar Rahmati, Qurban Ali Oruzgani. The mayor of Nili in Daykundi Province is Azra Jafari, who became the first female mayor in Afghanistan. Some other notable Hazara include Sultan Ali Keshtmand, Abdul Wahed Sarābi, Ghulam Ali Wahdat, Akram Yari, Sayed Mustafa Kazemi, Muhammad Arif Shah Jahan, Ghulam Husain Naseri, Abbas Noyan, Abbas Ibrahim Zada, Ramazan Bashardost, Ahmad Shah Ramazan, Ahmad Behzad, Nasrullah Sadiqi Zada Nili, Fahim Hashimy, Maryam Monsef and more.
Although Afghanistan has been historically one of the poorest countries in the world, the Hazarajat region has been kept less developed by past governments. Since ousting the Taliban in late 2001, billions of dollars have poured into Afghanistan for reconstruction and several large-scale reconstruction projects took place in Afghanistan from August 2012. For example, there have been more than 5000 kilometres of road pavement completed across Afghanistan, of which little was done in central Afghanistan (Hazarajat). On the other hand, the Band-e Amir in Bamyan Province became the first national park of Afghanistan. A road from Kabul to Bamyan was also built, along with new police stations, government institutions, hospitals, and schools in Bamyan Province, Daykundi Province, and others. The first ski resort of Afghanistan was also established in Bamyan Province.
Discrimination indicates that Kuchis (Pashtun nomads who have historically been migrating from region to region depending on the season) are allowed to use Hazarajat pastures during the summer season. It is believed that allowing the Kuchis to use some of the grazing lands in Hazarajat began during the rule of Abdur Rahman Khan. Living in mountainous Hazarajat, where little farmland exists, Hazara people rely on these pasture lands for their livelihood during the long and harsh winters. In 2007 some Kuchi nomads entered into parts of Hazarajat to graze their livestock, and when the local Hazara resisted, a clash took place and several people on both sides died using assault rifles. Such events continue to occur, even after the central government was forced to intervene, including President Hamid Karzai. In late July 2012, a Hazara police commander in Uruzgan province reportedly rounded up and killed 9 Pashtun civilians in revenge for the death of two local Hazara. The matter is being investigated by the Afghan government.
The drive-by President Hamid Karzai after the Peace Jirga to strike a deal with Taliban leaders caused deep unease in Afghanistan's minority communities, who fought the Taliban the longest and suffered the most during their rule. The leaders of the Tajik, Uzbek and Hazara communities, vowed to resist any return of the Taliban to power, referring to the large-scale massacres of Hazara civilians during the Taliban period.
Following the Fall of Kabul to the Taliban in 2021, which ended the war in Afghanistan, concerns were raised as to whether the Taliban would reimpose the persecution of Hazaras as in the 1990s. An academic at Melbourne's La Trobe University said that "The Hazaras are very fearful that the Taliban will likely be reinstating the policies of the 1990s" in spite of Taliban reassurances that they will not revert to the bad old ways of the 1990s.
Genetics
Genetically, the Hazara are a mixture of western Eurasian and eastern Eurasian components, i.e. racially Eurasian. Genetic research suggests that the Hazaras of Afghanistan cluster closely with the Uzbek population of the country, while both groups are at a notable distance from Afghanistan's Tajik and Pashtun populations. There is evidence of both paternal and maternal relations to Turkic peoples and Mongols amongst some Hazaras.
East Eurasian male and female ancestry is supported by studies in genetic genealogy as well. East Asian maternal haplogroups (mtDNA) make up about 35%, suggesting that the male descendants of Turkic and Mongolic peoples were accompanied by women of East Asian ancestry, though the Hazaras as a whole have mostly west Eurasian mtDNA. Women of Non-East Asian mtDNA in Hazaras are at about 65%, most which are West Eurasians and some South Asian.
The most frequent paternal haplogroups found amongst the Pakistani Hazara were haplogroup C-M217 at 40%(10/25) and Haplogroup R1b at 32% (8/25).
One study about paternal DNA haplogroups of Afghanistan shows that the Y-DNA haplogroups R1a and C-M217 are the most common haplogroups, followed by J2-M172 and L-M20. Some Hazaras also have the haplogroup R1a1a-M17, E1b1b1-M35, L-M20 and H-M69, which are common in Tajiks, Pashtuns as well as Indian populations. In one study, a small minority had the haplogroup B-M60, normally found in East Africa, and in one mtDNA study of Hazara, mtDNA Haplogroup L (which is of African origin) was detected at a frequency of 7.5%.
A recent study shows that the Uyghurs are closely related to the Hazaras. The study also suggests a small but notable East Asian ancestry in other populations of Pakistan and India.
Demographics
Some sources claim that Hazaras are about 20 to 30 percent of the total population of Afghanistan. They were by far the largest ethnic group in the past, in 1888–1893 Uprisings of Hazaras over 60% of them massacred with some being displaced.
Geographic distribution
The vast majority of Hazaras live in Hazarajat, and many others live in the cities, including in neighboring countries or abroad.
Diaspora
Alessandro Monsutti argues, in his recent anthropological book, that migration is the traditional way of life of the Hazara people, referring to the seasonal and historical migrations which have never ceased and do not seem to be dictated only by emergencies such as war. Due to the decades of war in Afghanistan and the sectarian violence in Pakistan, many Hazaras left their communities and have settled in Australia, New Zealand, Canada, the United States, the United Kingdom and particularly the Northern European countries such as Sweden and Denmark. Some go to these countries as exchange students while others through human smuggling, which sometimes costs them their lives. Since 2001, about 1,000 people have died in the ocean while trying to reach Australia by boats from Indonesia. Many of these were Hazaras, including women and small children who could not swim. The notable case was the Tampa affair in which a shipload of refugees, mostly Hazara, was rescued by the Norwegian freighter MV Tampa and subsequently sent to Nauru. New Zealand agreed to take some of the refugees and all but one of those were granted a stay.
Hazara in Pakistan
During the period of British colonial rule on the Indian subcontinent in the 19th century, Hazaras worked during the winter months in coal mines, road construction, and in other working-class jobs in some cities of what is now Pakistan. The earliest record of Hazara in the areas of Pakistan is found in Broadfoot's Sappers company from 1835 in Quetta. This company had also participated in the First Anglo-Afghan War. Some Hazara also worked in the agriculture farms in Sindh and the construction of the Sukkur barrage. Haider Ali Karmal Jaghori was a prominent political thinker of the Hazara people in Pakistan, writing about the political history of the Hazara people. His work Hazaraha wa Hazarajat Bastan Dar Aiyna-i-Tarikh was published in Quetta in 1992, and another work by Aziz Tughyan Hazara Tarikh Milli Hazara was published in 1984 in Quetta.
Most Pakistani Hazaras today live in the city of Quetta, in Balochistan, Pakistan. Localities in the city of Quetta with prominent Hazara populations include Hazara Town and Mehr Abad and Hazara tribes such as the Sardar are exclusively Pakistani. The literacy level among the Hazara community in Pakistan is relatively high compared to the Hazaras of Afghanistan, and they have integrated well into the social dynamics of the local society. Saira Batool, a Hazara woman, was one of the first female pilots in Pakistan Air Force. Other notable Hazaras include Qazi Mohammad Esa, Muhammad Musa Khan, who served as Commander in Chief of the Pakistani Army from 1958 to 1968, Air Marshal Sharbat Ali Changezi, Hussain Ali Yousafi, the slain chairman of the Hazara Democratic Party, Syed Nasir Ali Shah, MNA from Quetta and his father Haji Sayed Hussain Hazara who was a senator and member of Majlis-e-Shura during the Zia-ul-Haq era.
Despite all of this, Hazaras are often targeted by militant groups such as the Lashkar-e-Jhangvi and others. "Activists say at least 800-1,000 Hazaras have been killed since 1999 and the pace is quickening. More than one hundred have been murdered in and around Quetta since January, according to Human Rights Watch." The political representation of the community is served by Hazara Democratic Party, a secular liberal democratic party, headed by Abdul Khaliq Hazara.
Hazara in Iran
Hazaras in Iran are also referred to as Khawaris or Barbaris.
Over the many years as a result of political unrest in Afghanistan, some Hazaras have migrated to Iran. The local Hazara population has been estimated at 500,000 people of which at least one-third have spent more than half their life in Iran.
Culture
The Hazara, outside of Hazarajat, have adopted the cultures of the cities where they dwell, resembling customs and traditions of the Afghan Tajiks and Pashtuns. Traditionally the Hazara are highland farmers and although sedentary, in the Hazarajat, they have retained many of their own customs and traditions, some of which are more closely related to those of Central Asia than to those of the Afghan Tajiks. The Hazara live in houses rather than tents; Aimaq Hazaras and Aimaqs in tents rather than houses.
Music
Many Hazara musicians are widely hailed as being skilled in playing the dambura, a native, regional lute instrument similarly found in other Central Asian nations such as Kazakhstan, Uzbekistan and Tajikistan. Some of the popular Hazara dambura players are, such as Sarwar Sarkhosh, Dawood Sarkhosh, Safdar Tawakoli, Sayed Anwar Azad and others.
Cuisine
The Hazara cuisine is strongly influenced by Central Asian, South Asian and Persian cuisines. However, there are special foods, cooking methods and different cooking styles that are specific to them.
They have a hospitable dining etiquette. In their culture, it is customary to prepare special food for guests.
Language
Hazara people living in Hazarajat (Hazaristan) areas speak the Hazaragi dialect of Persian, which is infused with many Turkic and a few Mongolic loanwords. The primary differences between Persian and Hazaragi are the accent. Despite these differences, Hazaragi is mutually intelligible with Dari, one of the two official languages of Afghanistan.
Religion
Hazaras predominantly practice Islam, mostly the Shi'a of the Twelver sect, with significant Sunni, some Isma'ili and Non-denominational Muslim minorities. The majority of Afghanistan's population practice Sunni Islam; this may have contributed to the discrimination against them. There is no single theory about the acceptance of the Shi'a Islam by the Hazaras. Probably most of them converted to Shi'a Islam during the first part of the 16th century, in the early days of the Safavid Dynasty. Some Sunni Hazaras, who have been attached to non-Hazara tribes are the Timuris and Aimaq Hazaras, while the Ismaili Hazaras have always been kept separate from the rest of the Hazaras on account of religious beliefs and political purposes.
Hazara tribes
The Hazara people have been organized by various tribes. They include Sheikh Ali, Jaghori, Muhammad Khwaja, Jaghatu, Qara Baghi, Ghaznichi, Behsudi, Dai Mirdadi, Turkmani, Uruzgani, Dai Kundi, Dai Zangi, Dai Chopan, Dai Zinyat, Qarlugh and others. The different tribes come from Hazarajat, regions such as Parwan, Bamyan, Ghazni, Ghor, Urozgan, Daykundi, Maidan Wardak and have spread outwards from Hazarajat (main region) into other parts of Afghanistan.
Sports
Many Hazaras engaged in varieties of sports, including football, volleyball, wrestling, martial arts, boxing, karate, taekwondo, judo, wushu, Jujitsu, Cricket, Tennis and more. Pahlawan Ebrahim Khedri, 62 kg wrestler, was the national champion for two decades in Afghanistan. Another famous Hazara wrestler Wakil Hussain Allahdad was killed in the 22 April 2018 Kabul suicide bombing in the Dashte Barchi area of Kabul.
Rohullah Nikpai, won a bronze medal in Taekwondo in the Beijing Olympics 2008, beating world champion Juan Antonio Ramos of Spain 4–1 in a play-off final. It was Afghanistan's first-ever Olympic medal. He then won a second Olympic medal for Afghanistan in the London 2012 games.
Another famous Hazara athlete Syed Abdul Jalil Waiz, was the first ever badminton player representing Afghanistan in Asian Junior Championships in 2005 where he produced the first win for his country against Iraq, with 15–13, 15–1. He participated in several international championships since 2005 and achieved victories against Australia, Philippines and Mongolia. Hamid Rahimi is a new boxer from Afghanistan and lives in Germany. Hazara famous football players are Zohib Islam Amiri, who is currently playing for the Afghanistan national football team, Moshtagh Yaghoubi an Afghan-Finnish footballer who plays for HIFK, Mustafa Amini an Afghan-Australian footballer who plays as a midfielder for Danish Superliga club AGF and the Australian national team, Rahmat Akbari an Afghan-Australian footballer who plays as a midfielder for Brisbane Roar, and others like Ali Hazara and Zahra Mahmoodi.
A Pakistani Hazara named Abrar Hussain, a former Olympic boxer, served as deputy director-general of the Pakistan Sports Board. He represented Pakistan three times at the Olympics and won a gold medal at the 1990 Asian Games in Beijing. Another Hazara boxer from Pakistan is Haider Ali a Commonwealth Games gold medalist and Olympian who is currently retired. Some Hazara from Pakistan have also excelled in sports and have received numerous awards particularly in boxing, football and field hockey. Qayum Changezi, a legendary Pakistani football player, was a Hazara.
New Hazara youngsters are seen to appear in many sports in Pakistan mostly from Quetta. Rajab Ali Hazara, who is leading the under 16 Pakistan Football team as captain.
Buzkashi
Buzkashi is a Central Asian sport in which horse-mounted players attempt to place a goat or calf carcass in a goal. It is the national sport in Afghanistan and is one of the main sports of the Hazara people and still they practice this sport in Afghanistan.
Notable people
Gallery
See also
List of Hazara tribes
List of Hazara people
Aimaq Hazara
Aimaq people
Hazara diaspora
Ethnic groups in Afghanistan
References
Further reading
External links
Hazara tribal structure, Program for Culture and Conflict Studies, US Naval Postgraduate School
Peril and Persecution in Afghanistan
Ethnic groups in Afghanistan
Ethnic groups in Iran
Ethnic groups in Pakistan |
14142 | https://en.wikipedia.org/wiki/Harley-Davidson | Harley-Davidson | Harley-Davidson, Inc., H-D, or Harley, is an American motorcycle manufacturer founded in 1903 in Milwaukee, Wisconsin. Along with Indian, it was one of two major American motorcycle manufacturers to survive the Great Depression. The company has survived numerous ownership arrangements, subsidiary arrangements, periods of poor economic health and product quality, and intense global competition to become one of the world's largest motorcycle manufacturers and an iconic brand widely known for its loyal following. There are owner clubs and events worldwide, as well as a company-sponsored, brand-focused museum.
Harley-Davidson is noted for a style of customization that gave rise to the chopper motorcycle style. The company traditionally marketed heavyweight, air-cooled cruiser motorcycles with engine displacements greater than 700 cc, but it has broadened its offerings to include more contemporary VRSC (2002) and middle-weight Street (2015) platforms.
Harley-Davidson manufactures its motorcycles at factories in York, Pennsylvania; Milwaukee, Wisconsin; Manaus, Brazil; Bawal, India; and Pluak Daeng, Thailand. The company markets its products worldwide, and also licenses and markets merchandise under the Harley-Davidson brand, among them apparel, home décor and ornaments, accessories, toys, scale models of its motorcycles, and video games based on its motorcycle line and the community.
History
In 1901, -year-old William S. Harley drew up plans for a small engine with a displacement of 7.07 cubic inches (116 cc) and four-inch (102 mm) flywheels designed for use in a regular pedal-bicycle frame. Over the next two years, he and his childhood friend Arthur Davidson worked on their motor-bicycle using the northside Milwaukee machine shop at the home of their friend Henry Melk. It was finished in 1903 with the help of Arthur's brother Walter Davidson. Upon testing their power-cycle, Harley and the Davidson brothers found it unable to climb the hills around Milwaukee without pedal assistance, and they wrote off their first motor-bicycle as a valuable learning experiment.
The three began work on a new and improved machine with an engine of 24.74 cubic inches (405 cc) with flywheels weighing . Its advanced loop-frame pattern was similar to the 1903 Milwaukee Merkel motorcycle designed by Joseph Merkel, later of Flying Merkel fame. The bigger engine and loop-frame design took it out of the motorized bicycle category and marked the path to future motorcycle designs. They also received help with their bigger engine from outboard motor pioneer Ole Evinrude, who was then building gas engines of his own design for automotive use on Milwaukee's Lake Street.
The prototype of the new loop-frame Harley-Davidson was assembled in a shed in the Davidson family backyard. Most of the major parts, however, were made elsewhere, including some probably fabricated at the West Milwaukee railshops where oldest brother William A. Davidson was toolroom foreman. This prototype machine was functional by September 8, 1904, when it competed in a Milwaukee motorcycle race held at State Fair Park. Edward Hildebrand rode it and placed fourth in the race.
In January 1905, the company placed small advertisements in the Automobile and Cycle Trade Journal offering bare Harley-Davidson engines to the do-it-yourself trade. By April, they were producing complete motorcycles on a very limited basis. That year, Harley-Davidson dealer Carl H. Lang of Chicago sold three bikes from the five built in the Davidson backyard shed. Years later, the company moved the original shed to the Juneau Avenue factory where it stood for many decades as a tribute.
In 1906, Harley and the Davidson brothers built their first factory on Chestnut Street (later Juneau Avenue), at the current location of Harley-Davidson's corporate headquarters. The first Juneau Avenue plant was a single-story wooden structure. The company produced about 50 motorcycles that year.
In 1907, William S. Harley graduated from the University of Wisconsin–Madison with a degree in mechanical engineering. That year, they expanded the factory with a second floor and later with facings and additions of Milwaukee pale yellow ("cream") brick. With the new facilities, production increased to 150 motorcycles in 1907. The company was officially incorporated that September. They also began selling their motorcycles to police departments around this time, a market that has been important to them ever since. In 1907, William A. Davidson quit his job as tool foreman for the Milwaukee Road railroad and joined the Motor Company.
Production in 1905 and 1906 were all single-cylinder models with 26.84-cubic-inch (440 cc) engines. In February 1907, they displayed a prototype model at the Chicago Automobile Show with a 45-degree V-Twin engine. Very few V-Twin models were built between 1907 and 1910. These first V-Twins displaced 53.68 cubic inches (880 cc) and produced about . This gave about double the power of the first singles, and top speed was about . Production jumped from 450 motorcycles in 1908 to 1,149 machines in 1909.
In 1911, the company introduced an improved V-Twin model with a displacement of 49.48 cubic inches (811 cc) and mechanically operated intake valves, as opposed to the "automatic" intake valves used on earlier V-Twins that opened by engine vacuum. It was smaller than earlier twins but gave better performance. After 1913, the majority of bikes produced by Harley-Davidson were V-Twin models.
In 1912, Harley-Davidson introduced their patented "Ful-Floteing Seat", which was suspended by a coil spring inside the seat tube. The spring tension could be adjusted to suit the rider's weight, and more than of travel was available. Harley-Davidson used seats of this type until 1958.
By 1913, the yellow brick factory had been demolished and a new five-story structure had been built on the site which took up two blocks along Juneau Avenue and around the corner on 38th Street. Despite the competition, Harley-Davidson was already pulling ahead of Indian and dominated motorcycle racing after 1914. Production that year swelled to 16,284 machines.
World War I
In 1917, the United States entered World War I and the military demanded motorcycles for the war effort. Harleys had already been used by the military in the Pancho Villa Expedition but World War I was the first time that it was adopted for military issue, first with the British Model H produced by Triumph Motorcycles Ltd in 1915. The U.S. military purchased over 20,000 motorcycles from Harley-Davidson.
Harley-Davidson launched a line of bicycles in 1917 in hopes of recruiting more domestic customers for its motorcycles. Models included the traditional diamond frame men's bicycle, a step-through frame 3–18 "Ladies Standard", and a 5–17 "Boy Scout" for youth. The effort was discontinued in 1923 because of disappointing sales. The bicycles were built for Harley-Davidson in Dayton, Ohio by the Davis Machine Company from 1917 to 1921, when Davis stopped manufacturing bicycles.
1920s
By 1920, Harley-Davidson was the largest motorcycle manufacturer in the world, with 28,189 machines produced and dealers in 67 countries. In 1921, Otto Walker set a record on a Harley-Davidson as the first motorcycle to win a race at an average speed greater than .
Harley-Davidson put several improvements in place during the 1920s, such as a new 74 cubic inch (1,212.6 cc) V-Twin introduced in 1921, and the "teardrop" gas tank in 1925. They added a front brake in 1928, although only on the J/JD models. In the late summer of 1929, Harley-Davidson introduced its 45-cubic-inch (737 cc) flathead V-Twin to compete with the Indian 101 Scout and the Excelsior Super X. This was the "D" model produced from 1929 to 1931. Riders of Indian motorcycles derisively referred to it as the "three cylinder Harley" because the generator was upright and parallel to the front cylinder.
Great Depression
The Great Depression began a few months after the introduction of their model. Harley-Davidson's sales fell from 21,000 in 1929 to 3,703 in 1933. Despite this, Harley-Davidson unveiled a new lineup for 1934, which included a flathead engine and Art Deco styling.
In order to survive the remainder of the Depression, the company manufactured industrial powerplants based on their motorcycle engines. They also designed and built a three-wheeled delivery vehicle called the Servi-Car, which remained in production until 1973.
In the mid-1930s, Alfred Rich Child opened a production line in Japan with the VL. The Japanese license-holder, Sankyo Seiyaku Corporation, severed its business relations with Harley-Davidson in 1936 and continued manufacturing the VL under the Rikuo name.
An flathead engine was added to the line in 1935, by which time the single-cylinder motorcycles had been discontinued.
In 1936, the 61E and 61EL models with the "Knucklehead" OHV engines were introduced. Valvetrain problems in early Knucklehead engines required a redesign halfway through its first year of production and retrofitting of the new valvetrain on earlier engines.
By 1937, all Harley-Davidson flathead engines were equipped with dry-sump oil recirculation systems similar to the one introduced in the "Knucklehead" OHV engine. The revised V and VL models were renamed U and UL, the VH and VLH to be renamed UH and ULH, and the R to be renamed W.
In 1941, the 74-cubic-inch "Knucklehead" was introduced as the F and the FL. The flathead UH and ULH models were discontinued after 1941, while the 74-cubic-inchU & UL flathead models were produced up to 1948.
World War II
One of only two American cycle manufacturers to survive the Great Depression, Harley-Davidson again produced large numbers of motorcycles for the US Army in World War II and resumed civilian production afterwards, producing a range of large V-twin motorcycles that were successful both on racetracks and for private buyers.
Harley-Davidson, on the eve of World War II, was already supplying the Army with a military-specific version of its WL line, called the WLA. The A in this case stood for "Army". Upon the outbreak of war, the company, along with most other manufacturing enterprises, shifted to war work. More than 90,000 military motorcycles, mostly WLAs and WLCs (the Canadian version) were produced, many to be provided to allies. Harley-Davidson received two Army-Navy "E" Awards, one in 1943 and the other in 1945, which were awarded for Excellence in Production.
Shipments to the Soviet Union under the Lend-Lease program numbered at least 30,000. The WLAs produced during all four years of war production generally have 1942 serial numbers. Production of the WLA stopped at the end of World War II, but was resumed from 1950 to 1952 for use in the Korean War.
The U.S. Army also asked Harley-Davidson to produce a new motorcycle with many of the features of BMW's side-valve and shaft-driven R71. Harley-Davidson largely copied the BMW engine and drive train and produced the shaft-driven 750 cc 1942 Harley-Davidson XA. This shared no dimensions, no parts or no design concepts (except side valves) with any prior Harley-Davidson engine. Due to the superior cooling of the flat-twin engine with the cylinders across the frame, Harley's XA cylinder heads ran 100 °F (56 °C) cooler than its V-twins. The XA never entered full production: the motorcycle by that time had been eclipsed by the Jeep as the Army's general-purpose vehicle, and the WLA—already in production—was sufficient for its limited police, escort, and courier roles. Only 1,000 were made and the XA never went into full production. It remains the only shaft-driven Harley-Davidson ever made.
Small: Hummer, Sportcycle and Aermacchi
As part of war reparations, Harley-Davidson acquired the design of a small German motorcycle, the DKW RT 125, which they adapted, manufactured, and sold from 1948 to 1966. Various models were made, including the Hummer from 1955 to 1959, but they are all colloquially referred to as "Hummers" at present. BSA in the United Kingdom took the same design as the foundation of their BSA Bantam.
In 1960, Harley-Davidson consolidated the Model 165 and Hummer lines into the Super-10, introduced the Topper scooter, and bought fifty percent of Aermacchi's motorcycle division. Importation of Aermacchi's 250 cc horizontal single began the following year. The bike bore Harley-Davidson badges and was marketed as the Harley-Davidson Sprint. The engine of the Sprint was increased to 350 cc in 1969 and would remain that size until 1974, when the four-stroke Sprint was discontinued.
After the Pacer and Scat models were discontinued at the end of 1965, the Bobcat became the last of Harley-Davidson's American-made two-stroke motorcycles. The Bobcat was manufactured only in the 1966 model year.
Harley-Davidson replaced their American-made lightweight two-stroke motorcycles with the Italian Aermacchi-built two-stroke powered M-65, M-65S, and Rapido. The M-65 had a semi-step-through frame and tank. The M-65S was a M-65 with a larger tank that eliminated the step-through feature. The Rapido was a larger bike with a 125 cc engine. The Aermacchi-built Harley-Davidsons became entirely two-stroke powered when the 250 cc two-stroke SS-250 replaced the four-stroke 350 cc Sprint in 1974.
Harley-Davidson purchased full control of Aermacchi's motorcycle production in 1974 and continued making two-stroke motorcycles there until 1978, when they sold the facility to Cagiva, owned by the Castiglioni family.
Tarnished reputation
In 1952, following their application to the U.S. Tariff Commission for a 40 percent tax on imported motorcycles, Harley-Davidson was charged with restrictive practices.
In 1969, American Machine and Foundry (AMF) bought the company, streamlined production, and slashed the workforce. This tactic resulted in a labor strike and cost-cutting produced lower-quality bikes. The bikes were expensive and inferior in performance, handling, and quality to Japanese motorcycles. Sales and quality declined, and the company almost went bankrupt. The "Harley-Davidson" name was mocked as "Hardly Ableson", "Hardly Driveable", and "Hogly Ferguson",
and the nickname "Hog" became pejorative.
The early '70s saw the introduction of what the motoring press called the Universal Japanese Motorcycle in North America, that revolutionized the industry and made motorcycling in America more accessible during the 1970s and 1980s.
In 1977, following the successful manufacture of the Liberty Edition to commemorate America's bicentennial in 1976, Harley-Davidson produced what has become one of its most controversial models, the Harley-Davidson Confederate Edition. The bike was essentially a stock Harley-Davidson with Confederate-specific paint and details.
Restructuring and revival
In 1981, AMF sold the company to a group of 13 investors led by Vaughn Beals and Willie G. Davidson for $80 million. The new management team improved product quality, introduced new technologies, and adopted just-in-time inventory management. These operational and product improvements were matched with a strategy of seeking tariff protection for large-displacement motorcycles in the face of intense competition with Japanese manufacturers. These protections were granted by the Reagan administration in 1983, giving Harley-Davidson time to implement their new strategies.
Revising stagnated product designs was a crucial centerpiece of Harley-Davidson's turnaround strategy. Rather than trying to mimic popular Japanese designs, the new management deliberately exploited the "retro" appeal of Harley motorcycles, building machine that deliberately adopted the look and feel of their earlier bikes and the subsequent customizations of owners of that era. Many components such as brakes, forks, shocks, carburetors, electrics and wheels were outsourced from foreign manufacturers and quality increased, technical improvements were made, and buyers slowly returned.
Harley-Davidson bought the "Sub Shock" cantilever-swingarm rear suspension design from Missouri engineer Bill Davis and developed it into its Softail series of motorcycles, introduced in 1984 with the FXST Softail.
In response to possible motorcycle market loss due to the aging of baby-boomers, Harley-Davidson bought luxury motorhome manufacturer Holiday Rambler in 1986. In 1996, the company sold Holiday Rambler to the Monaco Coach Corporation.
The "Sturgis" model, boasting a dual belt-drive, was introduced initially in 1980 and was made for three years. This bike was then brought back as a commemorative model in 1991.
Fat Boy, Dyna, and Harley-Davidson museum
By 1990, with the introduction of the "Fat Boy", Harley-Davidson once again became the sales leader in the heavyweight (over 750 cc) market. At the time of the Fat Boy model introduction, a false etymology spread that "Fat Boy" was a combination of the names of the atomic bombs Fat Man and Little Boy. This has been debunked, as the name "Fat Boy" actually comes from the observation that the motorcycle is somewhat wider than other bikes when viewed head-on.
1993 and 1994 saw the replacement of FXR models with the Dyna (FXD), which became the sole rubber mount FX Big Twin frame in 1994. The FXR was revived briefly from 1999 to 2000 for special limited editions (FXR2, FXR3 & FXR4).
Harley-Davidson celebrated their 100th anniversary on September 1, 2003 with a large event and concert featuring performances from Elton John, The Doobie Brothers, Kid Rock, and Tim McGraw.
Construction started on the $75 million, 130,000 square-foot (12,000 m2) Harley-Davidson Museum in the Menomonee Valley of Milwaukee, Wisconsin on June 1, 2006. It opened in 2008 and houses the company's vast collection of historic motorcycles and corporate archives, along with a restaurant, café and meeting space.
Overseas operations
Established in 1918, the oldest continuously operating Harley-Davidson dealership outside of the United States is in Australia. Sales in Japan started in 1912 then in 1929, Harley-Davidsons were produced in Japan under license to the company Rikuo (Rikuo Internal Combustion Company) under the name of Harley-Davidson and using the company's tooling, and later under the name Rikuo. Production continued until 1958.
In 1998 the first Harley-Davidson factory outside the US opened in Manaus, Brazil, taking advantage of the free economic zone there. The location was positioned to sell motorcycles in the southern hemisphere market.
In August 2009, Harley-Davidson launched Harley-Davidson India and started selling motorcycles there in 2010. The company established the subsidiary in Gurgaon, near Delhi, in 2011 and created an Indian dealer network. On September 24, 2020, Harley Davidson announced that it would discontinue its sales and manufacturing operations in India due to weak demand and sales. The move involves $75 million in restructuring costs, 70 layoffs and the closure of its Bawal plant in northern India.
Buell Motorcycle Company
Harley-Davidson's association with sportbike manufacturer Buell Motorcycle Company began in 1987 when they supplied Buell with fifty surplus XR1000 engines. Buell continued to buy engines from Harley-Davidson until 1993, when Harley-Davidson bought 49 percent of the Buell Motorcycle Company. Harley-Davidson increased its share in Buell to ninety-eight percent in 1998, and to complete ownership in 2003.
In an attempt to attract newcomers to motorcycling in general and to Harley-Davidson in particular, Buell developed a low-cost, low-maintenance motorcycle. The resulting single-cylinder Buell Blast was introduced in 2000, and was made through 2009, which, according to Buell, was to be the final year of production. The Buell Blast was the training vehicle for the Harley-Davidson Rider's Edge New Rider Course from 2000 until May 2014, when the company re-branded the training academy and started using the Harley-Davidson Street 500 motorcycles. In those 14 years, more than 350,000 participants in the course learned to ride on the Buell Blast.
On October 15, 2009, Harley-Davidson Inc. issued an official statement that it would be discontinuing the Buell line and ceasing production immediately. The stated reason was to focus on the Harley-Davidson brand. The company refused to consider selling Buell. Founder Erik Buell subsequently established Erik Buell Racing and continued to manufacture and develop the company's 1125RR racing motorcycle.
Claims of stock price manipulation
During its period of peak demand, during the late 1990s and early first decade of the 21st century, Harley-Davidson embarked on a program of expanding the number of dealerships throughout the country. At the same time, its current dealers typically had waiting lists that extended up to a year for some of the most popular models. Harley-Davidson, like the auto manufacturers, records a sale not when a consumer buys their product, but rather when it is delivered to a dealer. Therefore, it is possible for the manufacturer to inflate sales numbers by requiring dealers to accept more inventory than desired in a practice called channel stuffing. When demand softened following the unique 2003 model year, this news led to a dramatic decline in the stock price. In April 2004 alone, the price of HOG shares dropped from more than $60 to less than $40. Immediately prior to this decline, retiring CEO Jeffrey Bleustein profited $42 million on the exercise of employee stock options. Harley-Davidson was named as a defendant in numerous class action suits filed by investors who claimed they were intentionally defrauded by Harley-Davidson's management and directors. By January 2007, the price of Harley-Davidson shares reached $70.
Problems with Police Touring models
Starting around 2000, several police departments started reporting problems with high-speed instability on the Harley-Davidson Touring motorcycles. A Raleigh, North Carolina police officer, Charles Paul, was killed when his 2002 police touring motorcycle crashed after reportedly experiencing a high-speed wobble. The California Highway Patrol conducted testing of the Police Touring motorcycles in 2006. The CHP test riders reported experiencing wobble or weave instability while operating the motorcycles on the test track.
2007 strike
On February 2, 2007, upon the expiration of their union contract, about 2,700 employees at Harley-Davidson Inc.'s largest manufacturing plant in York, Pennsylvania, went on strike after failing to agree on wages and health benefits. During the pendency of the strike, the company refused to pay for any portion of the striking employees' health care.
The day before the strike, after the union voted against the proposed contract and to authorize the strike, the company shut down all production at the plant. The York facility employs more than 3,200 workers, both union and non-union.
Harley-Davidson announced on February 16, 2007, that it had reached a labor agreement with union workers at its largest manufacturing plant, a breakthrough in the two-week-old strike. The strike disrupted Harley-Davidson's national production and was felt in Wisconsin, where 440 employees were laid off, and many Harley suppliers also laid off workers because of the strike.
MV Agusta Group
On July 11, 2008, Harley-Davidson announced they had signed a definitive agreement to acquire the MV Agusta Group for US$109 million (€70M). MV Agusta Group contains two lines of motorcycles: the high-performance MV Agusta brand and the lightweight Cagiva brand. The acquisition was completed on August 8.
On October 15, 2009, Harley-Davidson announced that it would divest its interest in MV Agusta. Harley-Davidson Inc. sold Italian motorcycle maker MV Agusta to Claudio Castiglioni – a member of the family that had purchased Aermacchi from H-D in 1978 – for a reported 3 euros, ending the transaction in the first week of August 2010. Castiglioni was MV Agusta's former owner, and had been MV Agusta's chairman since Harley-Davidson bought it in 2008. As part of the deal, Harley-Davidson put $26M into MV Agusta's accounts, essentially giving Castiglioni $26M to take the brand.
Financial crisis
According to Interbrand, the value of the Harley-Davidson brand fell by 43 percent to $4.34 billion in 2009. The fall in value is believed to be connected to the 66 percent drop in the company profits in two-quarters of the previous year. On April 29, 2010, Harley-Davidson stated that they must cut $54 million in manufacturing costs from its production facilities in Wisconsin, and that they would explore alternative U.S. sites to accomplish this. The announcement came in the wake of a massive company-wide restructuring, which began in early 2009 and involved the closing of two factories, one distribution center, and the planned elimination of nearly 25 percent of its total workforce (around 3,500 employees). The company announced on September 14, 2010, that it would remain in Wisconsin.
Motorcycle engines
The classic Harley-Davidson engines are V-twin engines, with a 45° angle between the cylinders. The crankshaft has a single pin, and both pistons are connected to this pin through their connecting rods.
This 45° angle is covered under several United States patents and is an engineering tradeoff that allows a large, high-torque engine in a relatively small space. It causes the cylinders to fire at uneven intervals and produces the choppy "potato-potato" sound so strongly linked to the Harley-Davidson brand.
To simplify the engine and reduce costs, the V-twin ignition was designed to operate with a single set of points and no distributor. This is known as a dual fire ignition system, causing both spark plugs to fire regardless of which cylinder was on its compression stroke, with the other spark plug firing on its cylinder's exhaust stroke, effectively "wasting a spark". The exhaust note is basically a throaty growling sound with some popping.
The 45° design of the engine thus creates a plug firing sequencing as such: The first cylinder fires, the second (rear) cylinder fires 315° later, then there is a 405° gap until the first cylinder fires again, giving the engine its unique sound.
Harley-Davidson has used various ignition systems throughout its history – be it the early points and condenser system, (Big Twin and Sportsters up to 1978), magneto ignition system used on some 1958 to 1969 Sportsters, early electronic with centrifugal mechanical advance weights, (all models from mid-1978 until 1979), or the late electronic with a transistorized ignition control module, more familiarly known as the black box or the brain, (all models 1980 to present).
Starting in 1995, the company introduced Electronic Fuel Injection (EFI) as an option for the 30th anniversary edition Electra Glide. EFI became standard on all Harley-Davidson motorcycles, including Sportsters, upon the introduction of the 2007 product line.
In 1991, Harley-Davidson began to participate in the Sound Quality Working Group, founded by Orfield Labs, Bruel and Kjaer, TEAC, Yamaha, Sennheiser, SMS and Cortex. This was the nation's first group to share research on psychological acoustics. Later that year, Harley-Davidson participated in a series of sound quality studies at Orfield Labs, based on recordings taken at the Talladega Superspeedway, with the objective to lower the sound level for EU standards while analytically capturing the "Harley Sound". This research resulted in the bikes that were introduced in compliance with EU standards for 1998.
On February 1, 1994, the company filed a sound trademark application for the distinctive sound of the Harley-Davidson motorcycle engine: "The mark consists of the exhaust sound of applicant's motorcycles, produced by V-twin, common crankpin motorcycle engines when the goods are in use". Nine of Harley-Davidson's competitors filed comments opposing the application, arguing that cruiser-style motorcycles of various brands use a single-crankpin V-twin engine which produce a similar sound. These objections were followed by litigation. In June 2000, the company dropped efforts to federally register its trademark.
Big V-twins
F-head, also known as JD, pocket valve and IOE (intake over exhaust), 1914–1929 (1,000 cc), and 1922–1929 (1,200 cc)
Flathead, 1930–1949 (1,200 cc) and 1935–1941 (1,300 cc).
Knucklehead, 1936–1947 61 cubic inch (1,000 cc), and 1941–1947 74 cubic inch (1,200 cc)
Panhead, 1948–1965 61 cubic inch (1,000 cc), and 1948–1965, 74 cubic inch (1,200 cc)
Shovelhead, 1966–1984, 74 cubic inch (1,200 cc) and 80 cubic inch (1,338 cc) since late 1978
Evolution (a.k.a. "Evo" and "Blockhead"), 1984–1999, 80 cubic inch (1,340 cc)
Twin Cam (a.k.a. "Fathead" as named by American Iron Magazine) 1999–2017, in the following versions:
Twin Cam 88, 1999–2006, 88 cubic inch (1,450 cc)
Twin Cam 88B, counterbalanced version of the Twin Cam 88, 2000–2006, 88 cubic inch (1,450 cc)
Twin Cam 95, since 2000, 95 cubic inch (1,550 cc) (engines for early C.V.O. models)
Twin Cam 96, since 2007.
Twin Cam 103, 2003–2006, 2009, 103 cubic inch (1,690 cc) (engines for C.V.O. models), Standard on 2011 Touring models: Ultra Limited, Road King Classic and Road Glide Ultra and optional on the Road Glide Custom and Street Glide. Standard on most 2012 models excluding Sportsters and 2 Dynas (Street Bob and Super Glide Custom). Standard on all 2014 dyna models.
Twin Cam 110, 2007–2017, 110 cubic inch (1,800 cc) (engines for C.V.O. models, 2016 Soft Tail Slim S; FatBoy S, Low Rider S, and Pro-Street Breakout)
Milwaukee-Eight
Standard : Standard on touring model year 2017+ and Softail models 2018+.
Twin-cooled : Optional on some touring and trike model year 2017+.
Twin-cooled : Optional on touring and trike model year 2017+, standard on 2017 CVO models.
Twin-cooled : Standard on 2018 CVO models
Small V-twins
D Model, 1929–1931, 750 cc
R Model, 1932–1936, 750 cc
W Model, 1937–1952, 750 cc, solo (2 wheel, frame only)
G (Servi-Car) Model, 1932–1973, 750 cc
K Model, 1952–1953, 750 cc
KH Model, 1954–1956, 900 cc
Ironhead, 1957–1971, 883 cc; 1972–1985, 1,000 cc
Evolution, since 1986, 883 cc, 1,100 cc and 1,200 cc
Revolution engine
The Revolution engine is based on the VR-1000 Superbike race program, developed by Harley-Davidson's Powertrain Engineering with Porsche helping to make the engine suitable for street use. It is a liquid cooled, dual overhead cam, internally counterbalanced 60 degree V-twin engine with a displacement of 69 cubic inch (1,130 cc), producing at 8,250 rpm at the crank, with a redline of 9,000 rpm. It was introduced for the new VRSC (V-Rod) line in 2001 for the 2002 model year, starting with the single VRSCA (V-Twin Racing Street Custom) model. The Revolution marks Harley's first collaboration with Porsche since the V4 Nova project, which, like the V-Rod, was a radical departure from Harley's traditional lineup until it was cancelled by AMF in 1981 in favor of the Evolution engine.
A 1,250 cc Screamin' Eagle version of the Revolution engine was made available for 2005 and 2006, and was present thereafter in a single production model from 2005 to 2007. In 2008, the 1,250 cc Revolution Engine became standard for the entire VRSC line. Harley-Davidson claims at the crank for the 2008 VRSCAW model. The VRXSE Destroyer dragbike is equipped with a stroker (75 mm crank) Screamin' Eagle 79 cubic inch (1,300 cc) Revolution Engine, producing , and more than .
750 cc and 500 cc versions of the Revolution engine are used in Harley-Davidson's Street line of light cruisers. These motors, named the Revolution X, use a single overhead cam, screw and locknut valve adjustment, a single internal counterbalancer, and vertically split crankcases; all of these changes making it different from the original Revolution design.
Düsseldorf-Test
An extreme endurance test of the Revolution engine was performed in a dynamometer installation at the Harley-Davidson factory in Milwaukee, simulating the German Autobahn (highways without general speed limit) between the Porsche research and development center in Weissach, near Stuttgart to Düsseldorf. An undisclosed number of samples of engines failed, until an engine successfully passed the 500-hour nonstop run. This was the benchmark for the engineers to approve the start of production for the Revolution engine, which was documented in the Discovery channel special Harley-Davidson: Birth of the V-Rod, October 14, 2001.
Single-cylinder engines
IOE singles
The first Harley-Davidson motorcycles were powered by single-cylinder IOE engines with the inlet valve operated by engine vacuum, based on the DeDion-Bouton pattern. Singles of this type continued to be made until 1913, when a pushrod and rocker system was used to operate the overhead inlet valve on the single, a similar system having been used on their V-twins since 1911. Single-cylinder motorcycle engines were discontinued in 1918.
Flathead and OHV singles
Single-cylinder engines were reintroduced in 1925 as 1926 models. These singles were available either as flathead engines or as overhead valve engines until 1930, after which they were only available as flatheads. The flathead single-cylinder motorcycles were designated Model A for engines with magneto systems only and Model B for engines with battery and coil systems, while overhead valve versions were designated Model AA and Model BA respectively, and a magneto-only racing version was designated Model S. This line of single-cylinder motorcycles ended production in 1934.
Two-stroke singles
Model families
Modern Harley-branded motorcycles fall into one of seven model families: Touring, Softail, Dyna, Sportster, Vrod, Street and LiveWire. These model families are distinguished by the frame, engine, suspension, and other characteristics.
Touring
Touring models use Big-Twin engines and large-diameter telescopic forks. All Touring designations begin with the letters FL, e.g., FLHR (Road King) and FLTR (Road Glide).
The touring family, also known as "dressers" or "baggers", includes Road King, Road Glide, Street Glide and Electra Glide models offered in various trims. The Road Kings have a "retro cruiser" appearance and are equipped with a large clear windshield. Road Kings are reminiscent of big-twin models from the 1940s and 1950s. Electra Glides can be identified by their full front fairings. Most Electra Glides sport a fork-mounted fairing referred to as the "Batwing" due to its unmistakable shape. The Road Glide and Road Glide Ultra Classic have a frame-mounted fairing, referred to as the "Sharknose". The Sharknose includes a unique, dual front headlight.
Touring models are distinguishable by their large saddlebags, rear coil-over air suspension and are the only models to offer full fairings with radios and CBs. All touring models use the same frame, first introduced with a Shovelhead motor in 1980, and carried forward with only modest upgrades until 2009, when it was extensively redesigned. The frame is distinguished by the location of the steering head in front of the forks and was the first H-D frame to rubber mount the drivetrain to isolate the rider from the vibration of the big V-twin.
The frame was modified for the 1993 model year when the oil tank went under the transmission and the battery was moved inboard from under the right saddlebag to under the seat. In 1997, the frame was again modified to allow for a larger battery under the seat and to lower seat height. In 2007, Harley-Davidson introduced the Twin Cam 96 engine, as well the six-speed transmission to give the rider better speeds on the highway.
In 2006, Harley introduced the FLHX Street Glide, a bike designed by Willie G. Davidson to be his personal ride, to its touring line.
In 2008, Harley added anti-lock braking systems and cruise control as a factory installed option on all touring models (standard on CVO and Anniversary models). Also new for 2008 is the fuel tank for all touring models. 2008 also brought throttle-by-wire to all touring models.
For the 2009 model year, Harley-Davidson redesigned the entire touring range with several changes, including a new frame, new swingarm, a completely revised engine-mounting system, front wheels for all but the FLHRC Road King Classic, and a 2–1–2 exhaust. The changes result in greater load carrying capacity, better handling, a smoother engine, longer range and less exhaust heat transmitted to the rider and passenger.
Also released for the 2009 model year is the FLHTCUTG Tri-Glide Ultra Classic, the first three-wheeled Harley since the Servi-Car was discontinued in 1973. The model features a unique frame and a 103-cubic-inch (1,690 cc) engine exclusive to the trike.
In 2014, Harley-Davidson released a redesign for specific touring bikes and called it "Project Rushmore". Changes include a new 103CI High Output engine, one handed easy open saddlebags and compartments, a new Boom! Box Infotainment system with either 4.3-inch (10 cm) or 6.5-inch (16.5 cm) screens featuring touchscreen functionality [6.5-inch (16.5 cm) models only], Bluetooth (media and phone with approved compatible devices), available GPS and SiriusXM, Text-to-Speech functionality (with approved compatible devices) and USB connectivity with charging. Other features include ABS with Reflex linked brakes, improved styling, Halogen or LED lighting and upgraded passenger comfort.
Softail
These big-twin motorcycles capitalize on Harley's strong value on tradition. With the rear-wheel suspension hidden under the transmission, they are visually similar to the "hardtail" choppers popular in the 1960s and 1970s, as well as from their own earlier history. In keeping with that tradition, Harley offers Softail models with "Heritage" styling that incorporate design cues from throughout their history and used to offer "Springer" front ends on these Softail models from the factory.
Designation
Softail models utilize the big-twin engine (F) and the Softail chassis (ST).
Softail models that use 21-inch (530 mm) Front Wheels have designations that begin with FX, e.g., FXSTB (Night Train), FXSTD (Deuce), and FXSTS (Springer).
Softail models that use 16-inch (410 mm) Front Wheels have designations beginning with FL, e.g., FLSTF (Fat Boy), FLSTC (Heritage Softail Classic), FLSTN (Softail Deluxe) and FLS (Softail Slim).
Softail models that use Springer forks with a wheel have designations that begin with FXSTS, e.g., FXSTS (Springer Softail) and FXSTSB (Bad Boy).
Softail models that use Springer forks with a wheel have designations that begin with FLSTS, e.g., FLSTSC (Springer Classic) and FLSTSB (Cross Bones).
Dyna
Dyna-frame motorcycles were developed in the 1980s and early 1990s and debuted in the 1991 model year with the FXDB Sturgis offered in limited edition quantities. In 1992 the line continued with the limited edition FXDB Daytona and a production model FXD Super Glide. The new DYNA frame featured big-twin engines and traditional styling. They can be distinguished from the Softail by the traditional coil-over suspension that connects the swingarm to the frame, and from the Sportster by their larger engines. On these models, the transmission also houses the engine's oil reservoir.
Prior to 2006, Dyna models typically featured a narrow, XL-style 39mm front fork and front wheel, as well as footpegs which the manufacturer included the letter "X" in the model designation to indicate. This lineup traditionally included the Super Glide (FXD), Super Glide Custom (FXDC), Street Bob (FXDB), and Low Rider (FXDL). One exception was the Wide Glide (FXDWG), which featured thicker 41mm forks and a narrow front wheel, but positioned the forks on wider triple-trees that give a beefier appearance. In 2008, the Dyna Fat Bob (FXDF) was introduced to the Dyna lineup, featuring aggressive styling like a new 2–1–2 exhaust, twin headlamps, a 180 mm rear tire, and, for the first time in the Dyna lineup, a 130 mm front tire. For the 2012 model year, the Dyna Switchback (FLD) became the first Dyna to break the tradition of having an FX model designation with floorboards, detachable painted hard saddlebags, touring windshield, headlight nacelle and a wide front tire with full fender. The new front end resembled the big-twin FL models from 1968 to 1971.
The Dyna family used the 88-cubic-inch (1,440 cc) twin cam from 1999 to 2006. In 2007, the displacement was increased to 96 cubic inches (1,570 cc) as the factory increased the stroke to . For the 2012 model year, the manufacturer began to offer Dyna models with the 103-cubic-inch (1,690 cc) upgrade. All Dyna models use a rubber-mounted engine to isolate engine vibration. Harley discontinued the Dyna platform in 2017 for the 2018 model year, having been replaced by a completely-redesigned Softail chassis; some of the existing models previously released by the company under the Dyna nameplate have since been carried over to the new Softail line.
Designation
Dyna models utilize the big-twin engine (F), footpegs noted as (X) with the exception of the 2012 FLD Switchback, a Dyna model which used floorboards as featured on the Touring (L) models, and the Dyna chassis (D). Therefore, except for the FLD from 2012 to 2016, all Dyna models have designations that begin with FXD, e.g., FXDWG (Dyna Wide Glide) and FXDL (Dyna Low Rider).
Sportster
Introduced in 1957, the Sportster family were conceived as racing motorcycles, and were popular on dirt and flat-track race courses through the 1960s and 1970s. Smaller and lighter than the other Harley models, contemporary Sportsters make use of 883 cc or 1,200 cc Evolution engines and, though often modified, remain similar in appearance to their racing ancestors.
Up until the 2003 model year, the engine on the Sportster was rigidly mounted to the frame. The 2004 Sportster received a new frame accommodating a rubber-mounted engine. This made the bike heavier and reduced the available lean angle, while it reduced the amount of vibration transmitted to the frame and the rider, providing a smoother ride for rider and passenger.
In the 2007 model year, Harley-Davidson celebrated the 50th anniversary of the Sportster and produced a limited edition called the XL50, of which only 2000 were made for sale worldwide. Each motorcycle was individually numbered and came in one of two colors, Mirage Pearl Orange or Vivid Black. Also in 2007, electronic fuel injection was introduced to the Sportster family, and the Nightster model was introduced in mid-year. In 2009, Harley-Davidson added the Iron 883 to the Sportster line, as part of the Dark Custom series.
In the 2008 model year, Harley-Davidson released the XR1200 Sportster in Europe, Africa, and the Middle East. The XR1200 had an Evolution engine tuned to produce , four-piston dual front disc brakes, and an aluminum swing arm. Motorcyclist featured the XR1200 on the cover of its July 2008 issue and was generally positive about it in their "First Ride" story, in which Harley-Davidson was repeatedly asked to sell it in the United States.
One possible reason for the delayed availability in the United States was the fact that Harley-Davidson had to obtain the "XR1200" naming rights from Storz Performance, a Harley customizing shop in Ventura, Calif. The XR1200 was released in the United States in 2009 in a special color scheme including Mirage Orange highlighting its dirt-tracker heritage. The first 750 XR1200 models in 2009 were pre-ordered and came with a number 1 tag for the front of the bike, autographed by Kenny Coolbeth and Scott Parker and a thank you/welcome letter from the company, signed by Bill Davidson. The XR1200 was discontinued in model year 2013.
In 2021, Harley-Davidson launched the Sportster S model, with a 121hp engine and 228 Kg ready-to-ride weight. The Sportster S was one of the first Harleys to come with cornering-ABS and lean-sensitive traction control. The Sportster S is also the first model under the Sportster nameplate since 1957 to receive a completely new engine.
Designation
Except for the street-going XR1000 of the 1980s and the XR1200, most Sportsters made for street use have the prefix XL in their model designation. For the Sportster Evolution engines used since the mid-1980s, there have been two engine sizes. Motorcycles with the smaller engine are designated XL883, while those with the larger engine were initially designated XL1100. When the size of the larger engine was increased from 1,100 cc to 1,200 cc, the designation was changed accordingly from XL1100 to XL1200. Subsequent letters in the designation refer to model variations within the Sportster range, e.g. the XL883C refers to an 883 cc Sportster Custom, while the XL1200S designates the now-discontinued 1200 Sportster Sport.
VRSC
Introduced in 2001 and produced until 2017, the VRSC muscle bike family bears little resemblance to Harley's more traditional lineup. Competing against Japanese and American muscle bikes in the upcoming muscle bike/power cruiser segment, the "V-Rod" makes use of the revolution engine that, for the first time in Harley history, incorporates overhead cams and liquid cooling. The V-Rod is visually distinctive, easily identified by the 60-degree V-Twin engine, the radiator and the hydroformed frame members that support the round-topped air cleaner cover. The VRSC platform was also used for factory drag-racing motorcycles.
In 2008, Harley added the anti-lock braking system as a factory-installed option on all VRSC models. Harley also increased the displacement of the stock engine from , which had only previously been available from Screamin' Eagle, and added a slipper clutch as standard equipment.
VRSC models include:
VRSCA: V-Rod (2002–2006), VRSCAW: V-Rod (2007–2010), VRSCB: V-Rod (2004–2005), VRSCD: Night Rod (2006–2008), VRSCDX: Night Rod Special (2007–2014), VRSCSE: Screamin' Eagle CVO V-Rod (2005), VRSCSE2: Screamin' Eagle CVO V-Rod (2006), VRSCR: Street Rod (2006–2007), VRSCX: Screamin' Eagle Tribute V-Rod (2007), VRSCF: V-Rod Muscle (2009–2014).
VRSC models utilize the Revolution engine (VR), and the street versions are designated Street Custom (SC). After the VRSC prefix common to all street Revolution bikes, the next letter denotes the model, either A (base V-Rod: discontinued), AW (base V-Rod + W for Wide with a 240 mm rear tire), B (discontinued), D (Night Rod: discontinued), R (Street Rod: discontinued), SE and SEII(CVO Special Edition), or X (Special edition). Further differentiation within models are made with an additional letter, e.g., VRSCDX denotes the Night Rod Special.
VRXSE
The VRXSE V-Rod Destroyer is Harley-Davidson's production drag racing motorcycle, constructed to run the quarter mile in less than ten seconds. It is based on the same revolution engine that powers the VRSC line, but the VRXSE uses the Screamin' Eagle 1,300 cc "stroked" incarnation, featuring a 75 mm crankshaft, 105 mm Pistons, and 58 mm throttle bodies.
The V-Rod Destroyer is not a street-legal motorcycle. As such, it uses "X" instead of "SC" to denote a non-street bike. "SE" denotes a CVO Special Edition.
Street
The Street, Harley-Davidson's newest platform and their first all new platform in thirteen years, was designed to appeal to younger riders looking for a lighter bike at a cheaper price. The Street 750 model was launched in India at the 2014 Indian Auto Expo, Delhi-NCR on February 5, 2014. The Street 750 weighs 218 kg and has a ground clearance of 144 mm giving it the lowest weight and the highest ground clearance of Harley-Davidson motorcycles currently available.
The Street 750 uses an all-new, liquid-cooled, 60° V-twin engine called the Revolution X. In the Street 750, the engine displaces and produces 65 Nm at 4,000 rpm. A six speed transmission is used.
The Street 750 and the smaller-displacement Street 500 have been available since late 2014. Street series motorcycles for the North American market will be built in Harley-Davidson's Kansas City, Missouri plant, while those for other markets around the world will be built completely in their plant in Bawal, India.
LiveWire
Harley-Davidson's LiveWire, released in 2019, is their first electric vehicle. The high-voltage battery provides a minimum city range of 98 miles (158 km). The LiveWire targets a different type of customer than their classic V-twin powered motorcycles.
In March 2020, a Harley-Davidson LiveWire was used to break the 24-hour distance record for an electric motorcycle. The bike traveled a reported 1,723 km (1,079 miles) in 23 hours and 48 minutes. The LiveWire offers a Level 1 slow recharge, which uses a regular wall outlet to refill an empty battery overnight, or a quick Level 3 DC Fast Charge. The Fast Charge fills the battery most of the way in about 40 minutes. Swiss rider Michel von Tell used the Level 3 charging to make the 24-hour ride.
In December 2021, the news was published that LiveWire would be spun-off from parent Harley Davidson, set to go public in the first half of 2022 as a special purpose acquisition company (SPAC) valued at $1.77 billion.
Custom Vehicle Operations
Custom Vehicle Operations (CVO) is a team within Harley-Davidson that produces limited-edition customizations of Harley's stock models. Every year since 1999, the team has selected two to five of the company's base models and added higher-displacement engines, performance upgrades, special-edition paint jobs, more chromed or accented components, audio system upgrades, and electronic accessories to create high-dollar, premium-quality customizations for the factory custom market. The models most commonly upgraded in such a fashion are the Ultra Classic Electra Glide, which has been selected for CVO treatment every year from 2006 to the present, and the Road King, which was selected in 2002, 2003, 2007, and 2008. The Dyna, Softail, and VRSC families have also been selected for CVO customization.
Environmental record
The Environmental Protection Agency conducted emissions-certification and representative emissions test in Ann Arbor, Michigan, in 2005. Subsequently, Harley-Davidson produced an "environmental warranty". The warranty ensures each owner that the vehicle is designed and built free of any defects in materials and workmanship that would cause the vehicle to not meet EPA standards. In 2005, the EPA and the Pennsylvania Department of Environmental Protection (PADEP) confirmed Harley-Davidson to be the first corporation to voluntarily enroll in the One Clean-Up Program. This program is designed for the clean-up of the affected soil and groundwater at the former York Naval Ordnance Plant. The program is backed by the state and local government along with participating organizations and corporations.
Paul Gotthold, Director of Operations for the EPA, congratulated the motor company:
Harley-Davidson also purchased most of Castalloy, a South Australian producer of cast motorcycle wheels and hubs. The South Australian government has set forth "protection to the purchaser (Harley-Davidson) against environmental risks".
In August 2016 Harley-Davidson settled with the EPA for $12 million, without admitting wrongdoing, over the sale of after-market "super tuners". Super tuners were devices, marketed for competition, which enabled increased performance of Harley-Davidson products. However, the devices also modified the emission control systems, producing increased hydrocarbon and nitrogen oxide. Harley-Davidson is required to buy back and destroy any super tuners which do not meet Clean Air Act requirements and spend $3 million on air pollution mitigation.
Brand culture
According to a recent Harley-Davidson study, in 1987 half of all Harley riders were under age 35. However, by 2006, only 15 percent of Harley buyers were under 35, and as of 2005, the median age had risen to 46.7. In 2008, Harley-Davidson stopped disclosing the average age of riders; at this point it was 48 years old.
In 1987, the median household income of a Harley-Davidson rider was $38,000. By 1997, the median household income for those riders had more than doubled, to $83,000.
Many Harley-Davidson Clubs exist nowadays around the world; the oldest one, founded in 1928, is in Prague.
Harley-Davidson attracts a loyal brand community, with licensing of the Harley-Davidson logo accounting for almost 5 percent of the company's net revenue ($41 million in 2004). Harley-Davidson supplies many American police forces with their motorcycle fleets.
From its founding, Harley-Davidson had worked to brand its motorcycles as respectable and refined products, with ads that showed what motorcycling writer Fred Rau called "refined-looking ladies with parasols, and men in conservative suits as the target market". The 1906 Harley-Davidson's effective, and polite, muffler was emphasized in advertisements with the nickname "The Silent Gray Fellow". That began to shift in the 1960s, partially in response to the clean-cut motorcyclist portrayed in Honda's "You meet the nicest people on a Honda" campaign, when Harley-Davidson sought to draw a contrast with Honda by underscoring the more working-class, macho, and even a little anti-social attitude associated with motorcycling's dark side. With the 1971 FX Super Glide, the company embraced, rather than distanced, itself from chopper style, and the counterculture custom Harley scene. Their marketing cultivated the "bad boy" image of biker and motorcycle clubs, and to a point, even outlaw or one-percenter motorcycle clubs.
Origin of "Hog" nickname
Beginning in 1920, a team of farm boys, including Ray Weishaar, who became known as the "hog boys", consistently won races. The group had a live hog as their mascot. Following a win, they would put the hog on their Harley and take a victory lap. In 1983, the Motor Company formed a club for owners of its product, taking advantage of the long-standing nickname by turning "hog" into the acronym HOG, for Harley Owners Group. Harley-Davidson attempted to trademark "hog", but lost a case against an independent Harley-Davidson specialist, The Hog Farm of West Seneca, New York, in 1999, when the appellate panel ruled that "hog" had become a generic term for large motorcycles and was therefore unprotectable as a trademark.
On August 15, 2006, Harley-Davidson Inc. had its NYSE ticker symbol changed from HDI to HOG.
Bobbers
Harley-Davidson FL "big twins" normally had heavy steel fenders, chrome trim, and other ornate and heavy accessories. After World War II, riders wanting more speed would often shorten the fenders or take them off completely to reduce the weight of the motorcycle. These bikes were called "bobbers" or sometimes "choppers", because parts considered unnecessary were chopped off. Those who made or rode choppers and bobbers, especially members of motorcycle clubs like the Hells Angels, referred to stock FLs as "garbage wagons".
Harley Owners Group
Harley-Davidson established the Harley Owners Group (HOG) in 1983 to build on the loyalty of Harley-Davidson enthusiasts as a means to promote a lifestyle alongside its products. The HOG also opened new revenue streams for the company, with the production of tie-in merchandise offered to club members, numbering more than one million. Other motorcycle brands,
and other and consumer brands outside motorcycling, have also tried to create factory-sponsored community marketing clubs of their own.
HOG members typically spend 30 percent more than other Harley owners on such items as clothing and Harley-Davidson-sponsored events.
In 1991, HOG went international, with the first official European HOG Rally in Cheltenham, England.
Today, more than one million members and more than 1400 chapters worldwide make HOG the largest factory-sponsored motorcycle organization in the world.
HOG benefits include organized group rides, exclusive products and product discounts, insurance discounts, and the Hog Tales newsletter. A one-year full membership is included with the purchase of a new, unregistered Harley-Davidson.
In 2008, HOG celebrated its 25th anniversary in conjunction with the Harley 105th in Milwaukee, Wisconsin.
3rd Southern HOG Rally set to bring together largest gathering of Harley-Davidson owners in South India. More than 600 Harley-Davidson Owners expected to ride to Hyderabad from across 13 HOG Chapters
Factory tours and museum
Harley-Davidson offers factory tours at four of its manufacturing sites, and the Harley-Davidson Museum, which opened in 2008, exhibits Harley-Davidson's history, culture, and vehicles, including the motor company's corporate archives.
York, Pennsylvania – Vehicle Operations: Manufacturing site for Touring class, Softail, and custom vehicles.
Tomahawk, Wisconsin – Tomahawk Operations: Facility that makes sidecars, saddlebags, windshields, and more.
Kansas City, Missouri – Vehicle and Powertrain Operations: Manufacturing site of Sportster, VRSC, and other vehicles.
Menomonee Falls, Wisconsin – Pilgrim Road Powertrain Operations plant, two types of tours.
Milwaukee, Wisconsin – Harley-Davidson Museum: Archive; exhibits of people, products, culture and history; restaurant & café; and museum store.
Due to the consolidation of operations, the Capitol Drive Tour Center in Wauwatosa, Wisconsin, was closed in 2009.
Historic register designations
Some of the company's buildings have been listed on state and national historic registers, including:
Juneau Avenue factory – added to National Register of Historic Places on November 9, 1994.
Factory No. 7 – added to Wisconsin State Register of Historic Places on August 14, 2020.
Anniversary celebrations
Beginning with Harley-Davidson's 90th anniversary in 1993, Harley-Davidson has had celebratory rides to Milwaukee called the "Ride Home". This new tradition has continued every five years, and is referred to unofficially as "Harleyfest", in line with Milwaukee's other festivals (Summerfest, German fest, Festa Italiana, etc.). This event brings Harley riders from all around the world. The 105th anniversary celebration was held on August 28–31, 2008, and included events in Milwaukee, Waukesha, Racine, and Kenosha counties, in Southeast Wisconsin. The 110th-anniversary celebration was held on August 29–31, 2013. The 115th anniversary was held in Prague, Czech Republic, the home country of the oldest existing Harley Davidson Club, on July 5–8, 2018 and attracted more than 100.000 visitors and 60.000 bikes.
Labor Hall of Fame
William S. Harley, Arthur Davidson, William A. Davidson and Walter Davidson, Sr were, in 2004, inducted into the Labor Hall of Fame for their accomplishments for the H-D company and its workforce.
Television drama
The company's origins were dramatized in a 2016 miniseries entitled Harley and the Davidsons, starring Robert Aramayo as William Harley, Bug Hall as Arthur Davidson and Michiel Huisman as Walter Davidson, and premiered on the Discovery Channel as a "three-night event series" on September 5, 2016.
See also
List of Harley-Davidson motorcycles
Category:Harley-Davidson engines
Harley-Davidson (Bally pinball)
Harley-Davidson (Sega/Stern pinball)
Harley-Davidson & L.A. Riders
Harley-Davidson: Race Across America
List of motor scooter manufacturers and brands
References
Further reading
Gnadt, Amy. "Exposed! Harley-Davidson's Lost Photographs, 1915–1916". Wisconsin Magazine of History, vol. 98, no. 1 (Autumn 2014): 28–37.
Videos
External links
Motorcycle manufacturers of the United States
Motor vehicle manufacturers based in Wisconsin
Vehicle manufacturing companies established in 1903
1903 establishments in Wisconsin
Companies based in Wisconsin
Companies listed on the New York Stock Exchange
American brands
American companies established in 1903 |
14183 | https://en.wikipedia.org/wiki/Hentai | Hentai | Hentai is anime and manga pornography. A loanword from Japanese, the original term ( ) does not describe a genre of media, but rather an abnormal sexual desire or act, as an abbreviation of . In addition to anime and manga, hentai works exist in a variety of media, including artwork and video games (commonly known as eroge).
The development of hentai has been influenced by Japanese cultural and historical attitudes toward sexuality. Hentai works, which are often self-published, form a significant portion of the market for doujin works, including doujinshi. Numerous subgenres exist depicting a variety of sexual acts and relationships, as well as novel fetishes.
Terminology
Hentai is a kanji compound of (hen; 'change' or 'weird') and (tai; 'appearance' or 'condition'), and means "metamorphosis" or "transformation". In sexual contexts, it carries additional meanings of "perversion" or "abnormality", especially when used as an adjective; in these uses, it is the shortened form of the phrase which means "sexual perversion". The character hen is catch-all for queerness as a peculiarity—it does not carry an explicit sexual reference. While the term has expanded in use to cover a range of publications including homosexual publications, it remains primarily a heterosexual term, as terms indicating homosexuality entered Japan as foreign words. Japanese pornographic works are often simply tagged as , meaning "prohibited to those not yet 18 years old", and . Less official terms also in use include , , and the English initialism AV (for "adult video"). Usage of the term hentai does not define a genre in Japan.
Hentai is defined differently in English. The Oxford Dictionary Online defines it as "a subgenre of the Japanese genres of manga and anime, characterized by overtly sexualized characters and sexually explicit images and plots." The origin of the word in English is unknown, but AnimeNation's John Oppliger points to the early 1990s, when a Dirty Pair erotic doujinshi (self-published work) titled H-Bomb was released, and when many websites sold access to images culled from Japanese erotic visual novels and games. The earliest English use of the term traces back to the rec.arts.anime boards; with a 1990 post concerning Happosai of Ranma ½ and the first discussion of the meaning in 1991. A 1995 glossary on the rec.arts.anime boards contained reference to the Japanese usage and the evolving definition of hentai as "pervert" or "perverted sex". The Anime Movie Guide, published in 1997, defines as the initial sound of hentai (i.e., the name of the letter H, as pronounced in Japanese); it included that ecchi was "milder than hentai". A year later it was defined as a genre in Good Vibrations Guide to Sex. At the beginning of 2000, "hentai" was listed as the 41st most-popular search term of the internet, while "anime" ranked 99th. The attribution has been applied retroactively to works such as Urotsukidōji, La Blue Girl, and Cool Devices. Urotsukidōji had previously been described with terms such as "Japornimation", and "erotic grotesque", prior to being identified as hentai.
Etymology
The history of the word hentai has its origins in science and psychology. By the middle of the Meiji era, the term appeared in publications to describe unusual or abnormal traits, including paranormal abilities and psychological disorders. A translation of German sexologist Richard von Krafft-Ebing's text Psychopathia Sexualis originated the concept of hentai seiyoku, as a "perverse or abnormal sexual desire", though it was popularized outside psychology, as in the case of Mori Ōgai's 1909 novel Vita Sexualis. Continued interest in hentai seiyoku resulted in numerous journals and publications on sexual advice which circulated in the public, served to establish the sexual connotation of hentai as perverse. Any perverse or abnormal act could be hentai, such as committing shinjū (love suicide). It was Nakamura Kokyo's journal Abnormal Psychology which started the popular sexology boom in Japan which would see the rise of other popular journals like Sexuality and Human Nature, Sex Research and Sex. Originally, Tanaka Kogai wrote articles for Abnormal Psychology, but it would be Tanaka's own journal Modern Sexuality which would become one of the most popular sources of information about erotic and neurotic expression. Modern Sexuality was created to promote fetishism, S&M, and necrophilia as a facet of modern life. The ero-guro movement and depiction of perverse, abnormal and often erotic undertones were a response to interest in hentai seiyoku.
Following World War II, Japan took a new interest in sexualization and public sexuality. Mark McLelland puts forth the observation that the term hentai found itself shortened to "H" and that the English pronunciation was "etchi", referring to lewdness and which did not carry the stronger connotation of abnormality or perversion. By the 1950s, the "hentai seiyoku" publications became their own genre and included fetish and homosexual topics. By the 1960s, the homosexual content was dropped in favor of subjects like sadomasochism and stories of lesbianism targeted to male readers. The late 1960s brought a sexual revolution which expanded and solidified the normalizing of the term's identity in Japan that continues to exist today through publications such as Bessatsu Takarajimas Hentai-san ga iku series.
History
With the usage of hentai as any erotic depiction, the history of these depictions is split into their media. Japanese artwork and comics serve as the first example of hentai material, coming to represent the iconic style after the publication of Azuma Hideo's in 1979. Hentai first appeared in animation in the 1932 film Suzumi-bune by Hakusan Kimura, which was seized by police when it was half complete. The remnants of the film were donated to the National Film Center in the early 21st century. The film has never been viewed by the public. However, the 1984 release of Wonderkid's Lolita Anime was the first hentai to get a general release, overlooking the erotic and sexual depictions in 1969's One Thousand and One Arabian Nights and the bare-breasted Cleopatra in 1970's Cleopatra film. Erotic games, another area of contention, has its first case of the art style depicting sexual acts in 1985's Tenshitachi no Gogo. In each of these mediums, the broad definition and usage of the term complicates its historic examination.
Origin of erotic manga
Depictions of sex and abnormal sex can be traced back through the ages, predating the term "hentai". Shunga, a Japanese term for erotic art, is thought to have existed in some form since the Heian period. From the 16th to the 19th centuries, shunga works were suppressed by shōguns. A well-known example is The Dream of the Fisherman's Wife, which depicts a woman being stimulated by two octopuses. Shunga production fell with the introduction of pornographic photographs in the late 19th century.
To define erotic manga, a definition for manga is needed. While the Hokusai Manga uses the term "manga" in its title, it does not depict the story-telling aspect common to modern manga, as the images are unrelated. Due to the influence of pornographic photographs in the 19th and 20th centuries, the manga artwork was depicted by realistic characters. Osamu Tezuka helped define the modern look and form of manga, and was later proclaimed as the "God of Manga". His debut work New Treasure Island was released in 1947 as a comic book through Ikuei Publishing and sold over 400,000 copies, though it was the popularity of Tezuka's Astro Boy, Metropolis, and Jungle Emperor manga that would come to define the media. This story-driven manga style is distinctly unique from comic strips like Sazae-san, and story-driven works came to dominate shōjo and shōnen magazines.
Adult themes in manga have existed since the 1940s, but some of these depictions were more realistic than the cartoon-cute characters popularized by Tezuka. In 1973, Manga Bestseller (later known as Manga Erotopia), which is considered to be the first hentai manga magazine published in Japan, would be responsible for creating a new genre known as ero-gekiga, where gekiga was taken, and the sexual and violent content was intensified. Other well-known "ero-gekiga" magazines were Erogenica (1975), and Alice (1977). The circulation of ero-gekiga magazines would peak in 1978, and it is believed that somewhere between eighty to one hundred different ero-gekiga magazines were being published annually. The 1980s would see the decline of ero-gekiga in favor of the rising popularity of lolicon and bishōjo magazines, which grew from otaku fan culture. It has been theorized that the decline of ero-gekiga was due to the baby boomer readership beginning to start their own families, as well as migrating to seinen magazines such as Weekly Young Magazine, and when it came to sexual material, the readership was stolen by gravure and pornographic magazines. The distinct shift in the style of Japanese pornographic comics from realistic to cartoon-cute characters is accredited to Hideo Azuma, "The Father of Lolicon". In 1979, he penned , which offered the first depictions of sexual acts between cute, unrealistic Tezuka-style characters. This would start a pornographic manga movement. The lolicon boom of the 1980s saw the rise of magazines such as the anthologies Lemon People and Petit Apple Pie. As the lolicon boom waned in the mid-1980s, the dominant form of representation for female characters became "baby faced and big chested" women. The shift in popularity from lolicon to bishōjo has been credited to Naoki Yamamoto (who wrote under the pen name of Tō Moriyama). Moriyama's manga had a style that had not been seen before at the time, and was different from the ero-gekiga and lolicon styles, and used bishōjo designs as a base to build upon. Moriyama's books sold well upon publication, creating even more fans for the genre. These new artists would then write for magazines such as Monthly Penguin Club Magazine (1986) and Manga Hot Milk (1986) which would become popular with their readership, drawing in new fans.
The publication of erotic materials in the United States can be traced back to at least 1990, when IANVS Publications printed its first Anime Shower Special. In March 1994, Antarctic Press released Bondage Fairies, an English translation of Insect Hunter, an "insect rape" manga which became popular in the American market, while it apparently had a poor showing in Japan. During this time, the one American publisher translating and publishing hentai was Fantagraphics on their adult comic imprint, Eros Comix, which was established around 1990.
Origin of erotic anime
Because there are fewer animation productions, most erotic works are retroactively tagged as hentai since the coining of the term in English. Hentai is typically defined as consisting of excessive nudity, and graphic sexual intercourse whether or not it is perverse. The term "ecchi" is typically related to fanservice, with no sexual intercourse being depicted.
The earliest pornographic anime was Suzumi-bune, created in 1932 by Hakusan Kimura. It was the first part of a two-reeler film, which was half complete before it was seized by the police. The remnants of the film were donated to the National Film Center in the early 21st century by the Tokyo police, who were removing all silver nitrate film in their possession, as it is extremely flammable. The film has never been viewed by the public.
Two early works escape being defined as hentai, but contain erotic themes. This is likely due to the obscurity and unfamiliarity of the works, arriving in the United States and fading from public focus a full 20 years before importation and surging interests coined the Americanized term hentai. The first is the 1969 film One Thousand and One Arabian Nights, which faithfully includes erotic elements of the original story. In 1970, Cleopatra: Queen of Sex, was the first animated film to carry an X rating, but it was mislabeled as erotica in the United States.
The Lolita Anime series is typically identified as the first erotic anime and original video animation (OVA); it was released in 1984 by Wonder Kids. Containing six episodes, the series focused on underage sex and rape, and included one episode containing BDSM bondage. Several sub-series were released in response, including a second Lolita Anime series released by Nikkatsu. It has not been officially licensed or distributed outside of its original release.
The Cream Lemon franchise of works ran from 1984 to 2005, with a number of them entering the American market in various forms. The Brothers Grime series released by Excalibur Films contained Cream Lemon works as early as 1986. However, they were not billed as anime and were introduced during the same time that the first underground distribution of erotic works began.
The American release of licensed erotic anime was first attempted in 1991 by Central Park Media, with I Give My All, but it never occurred. In December 1992, Devil Hunter Yohko was the first risque (ecchi) title that was released by A.D. Vision. While it contains no sexual intercourse, it pushes the limits of the ecchi category with sexual dialogue, nudity and one scene in which the heroine is about to be raped.
It was Central Park Media's 1993 release of Urotsukidōji which brought the first hentai film to American viewers. Often cited for inventing the tentacle rape subgenre, it contains extreme depictions of violence and monster sex. As such, it is acknowledged for being the first to depict tentacle sex on screen. When the film premiered in the United States, it was described as being "drenched in graphic scenes of perverse sex and ultra-violence".
Following this release, a wealth of pornographic content began to arrive in the United States, with companies such as A.D. Vision, Central Park Media and Media Blasters releasing licensed titles under various labels. A.D. Vision's label SoftCel Pictures released 19 titles in 1995 alone. Another label, Critical Mass, was created in 1996 to release an unedited edition of Violence Jack. When A.D. Vision's hentai label SoftCel Pictures shut down in 2005, most of its titles were acquired by Critical Mass. Following the bankruptcy of Central Park Media in 2009, the licenses for all Anime 18-related products and movies were transferred to Critical Mass.
Origin of erotic games
The term eroge (erotic game) literally defines any erotic game, but has become synonymous with video games depicting the artistic styles of anime and manga. The origins of eroge began in the early 1980s, while the computer industry in Japan was struggling to define a computer standard with makers like NEC, Sharp, and Fujitsu competing against one another. The PC98 series, despite lacking in processing power, CD drives and limited graphics, came to dominate the market, with the popularity of eroge games contributing to its success.
Because of vague definitions of what constitutes an "erotic game", there are several possible candidates for the first eroge. If the definition applies to adult themes, the first game was Softporn Adventure. Released in America in 1981 for the Apple II, this was a text-based comedic game from On-Line Systems. If eroge is defined as the first graphical depictions or Japanese adult themes, it would be Koei's 1982 release of Night Life. Sexual intercourse is depicted through simple graphic outlines. Notably, Night Life was not intended to be erotic so much as an instructional guide "to support married life". A series of "undressing" games appeared as early as 1983, such as "Strip Mahjong". The first anime-styled erotic game was Tenshitachi no Gogo, released in 1985 by JAST. In 1988, ASCII released the first erotic role-playing game, Chaos Angel. In 1989, AliceSoft released the turn-based role-playing game Rance and ELF released Dragon Knight.
In the late 1980s, eroge began to stagnate under high prices and the majority of games containing uninteresting plots and mindless sex. ELF's 1992 release of Dōkyūsei came as customer frustration with eroge was mounting and spawned a new genre of games called dating sims. Dōkyūsei was unique because it had no defined plot and required the player to build a relationship with different girls in order to advance the story. Each girl had her own story, but the prospect of consummating a relationship required the girl growing to love the player; there was no easy sex.
The term "visual novel" is vague, with Japanese and English definitions classifying the genre as a type of interactive fiction game driven by narration and limited player interaction. While the term is often retroactively applied to many games, it was Leaf that coined the term with their "Leaf Visual Novel Series" (LVNS) with the 1996 release of Shizuku and Kizuato. The success of these two dark eroge games would be followed by the third and final installment of the LVNS, the 1997 romantic eroge To Heart. Eroge visual novels took a new emotional turn with Tactics' 1998 release One: Kagayaku Kisetsu e. Key's 1999 release of Kanon proved to be a major success and would go on to have numerous console ports, two manga series and two anime series.
Censorship
Japanese laws have impacted depictions of works since the Meiji Restoration, but these predate the common definition of hentai material. Since becoming law in 1907, Article 175 of the Criminal Code of Japan forbids the publication of obscene materials. Specifically, depictions of male–female sexual intercourse and pubic hair are considered obscene, but bare genitalia is not. As censorship is required for published works, the most common representations are the blurring dots on pornographic videos and "bars" or "lights" on still images. In 1986, Toshio Maeda sought to get past censorship on depictions of sexual intercourse, by creating tentacle sex. This led to the large number of works containing sexual intercourse with monsters, demons, robots, and aliens, whose genitals look different from men's. While Western views attribute hentai to any explicit work, it was the products of this censorship which became not only the first titles legally imported to America and Europe, but the first successful ones. While uncut for American release, the United Kingdom's release of Urotsukidōji removed many scenes of the violence and tentacle rape scenes. Another technique used to evade regulation was the "sexual intercourse cross-section view", an imaginary view of intercourse resembling an anatomic drawing or an MRI, which would eventually evolve as a prevalent expression in hentai for its erotic appeal. This expression is known in the Western world as the "x-ray view", but has also been known as the "bisection view" since the mid 2000s by manga critics.
It was also because of this law that the artists began to depict the characters with a minimum of anatomical details and without pubic hair, by law, prior to 1991. Part of the ban was lifted when Nagisa Oshima prevailed over the obscenity charges at his trial for his film In the Realm of the Senses. Though not enforced, the lifting of this ban did not apply to anime and manga as they were not deemed artistic exceptions.
Alterations of material or censorship and banning of works are common. The US release of La Blue Girl altered the age of the heroine from 16 to 18, removed sex scenes with a dwarf ninja named Nin-nin, and removed the Japanese blurring dots. La Blue Girl was outright rejected by UK censors who refused to classify it and prohibited its distribution. In 2011, members of the Liberal Democratic Party of Japan sought a ban on the subgenre lolicon but were unsuccessful. The last law proposed against it was introduced on May 27, 2013 by the Liberal Democratic Party, the New Komei Party and the Japan Restoration Party that would have made possession of sexual images of individuals under 18 illegal with a fine of 1 million yen (about US$10,437) and less than a year in jail. The Japanese Democratic Party, along with several industry associations involved in anime and manga protested against the bill saying "while they appreciate that the bill protects children, it will also restrict freedom of expression". The law was ultimately passed in June 2014 after the regulation of lolicon anime and manga was removed from the bill. This new law went into full effect in 2015 banning real life child pornography.
Demographics
According to data from Pornhub in 2017, the most prolific consumers of hentai are men. However, Patrick W. Galbraith and Jessica Bauwens-Sugimoto note that hentai manga attracts "a diverse readership, which of course includes women." Kathryn Hemmann also writes that "self-identified female otaku [...] readily admit to enjoying [hentai] dōjinshi catering to a male erotic gaze". When it comes to mediums of hentai, eroge games in particular combine three favored media—cartoons, pornography and gaming—into an experience. The hentai genre engages a wide audience that expands yearly, and desires better quality and storylines, or works which push the creative envelope. Nobuhiro Komiya, a manga censor, states that the unusual and extreme depictions in hentai are not about perversion so much as they are an example of the profit-oriented industry. Anime depicting normal sexual situations enjoy less market success than those that break social norms, such as sex at schools or bondage.
According to clinical psychologist Megha Hazuria Gorem, "Because toons are a kind of final fantasy, you can make the person look the way you want him or her to look. Every fetish can be fulfilled." Sexologist Narayan Reddy noted of eroge, "Animators make new games because there is a demand for them, and because they depict things that the gamers do not have the courage to do in real life, or that might just be illegal, these games are an outlet for suppressed desire."
Classification
The hentai genre can be divided into numerous subgenres, the broadest of which encompasses heterosexual and homosexual acts. Hentai that features mainly heterosexual interactions occur in both male-targeted (ero or dansei-muke) and female-targeted ("ladies' comics") form. Those that feature mainly homosexual interactions are known as yaoi or Boys' Love (male–male) and yuri (female–female). Both yaoi and, to a lesser extent, yuri, are generally aimed at members of the opposite sex from the persons depicted. While yaoi and yuri are not always explicit, their pornographic history and association remain. Yaoi pornographic usage has remained strong in textual form through fanfiction. The definition of yuri has begun to be replaced by the broader definitions of "lesbian-themed animation or comics".
Hentai is perceived as "dwelling" on sexual fetishes. These include dozens of fetish and paraphilia related subgenres, which can be further classified with additional terms, such as heterosexual or homosexual types.
Many works are focused on depicting the mundane and the impossible across every conceivable act and situation, no matter how fantastical. One subgenre of hentai is futanari (hermaphroditism), which most often features a woman with a penis or penis-like appendage in place of, or in addition to, a vulva. Futanari characters are often depicted as having sex with other women, but many other works feature sex with men or, as in Anal Justice, with both genders. Futanari can be dominant, submissive, or switch between the two roles in a single work.
Genres
See also
Cartoon pornography
Dōjinshi
E-Hentai
List of hentai anime
List of hentai authors (groups, studios, production companies, circles)
List of hentai manga
Panchira
Uniform fetishism
:ja:アダルトアニメ ("Adult anime [animation]")
References
Further reading
Buckley, Sandra (1991). Penguin in Bondage': A Graphic Tale of Japanese Comic Books", pp. 163–196, In Technoculture. C. Penley and A. Ross, eds. Minneapolis: University of Minnesota. .
McCarthy, Helen, and Jonathan Clements (1998). The Erotic Anime Movie Guide. London: Titan. .
External links
Anime and manga genres
Anime and manga terminology
Japanese pornography
Japanese sex terms
Pornographic animation
Pornography by genre
Sexuality in anime and manga
Sexuality in Japan |
14197 | https://en.wikipedia.org/wiki/Hanover | Hanover | Hanover (; ; ) is the capital and largest city of the German state of Lower Saxony. Its 534,049 (2020) inhabitants make it the 13th-largest city in Germany as well as the third-largest city in Northern Germany after Hamburg and Bremen. Hanover's urban area comprises the towns of Garbsen, Langenhagen and Laatzen and has a population of about 791,000 (2018). The Hanover Region has approximately 1.16 million inhabitants (2019).
The city lies at the confluence of the River Leine and its tributary the Ihme, in the south of the North German Plain, and is the largest city in the Hannover–Braunschweig–Göttingen–Wolfsburg Metropolitan Region. It is the fifth-largest city in the Low German dialect area after Hamburg, Dortmund, Essen and Bremen.
Before it became the capital of Lower Saxony in 1946, Hanover was the capital of the Principality of Calenberg (1636–1692), the Electorate of Hanover (1692–1814), the Kingdom of Hanover (1814–1866), the Province of Hanover of the Kingdom of Prussia (1868–1918), the Province of Hanover of the Free State of Prussia (1918–1946) and of the State of Hanover (1946). From 1714 to 1837 Hanover was by personal union the family seat of the Hanoverian Kings of the United Kingdom of Great Britain and Ireland, under their title of the dukes of Brunswick-Lüneburg (later described as the Elector of Hanover).
The city is a major crossing point of railway lines and motorways (Autobahnen), connecting European main lines in both the east-west (Berlin–Ruhr area/Düsseldorf/Cologne) and north-south (Hamburg–Frankfurt/Stuttgart/Munich) directions. Hannover Airport lies north of the city, in Langenhagen, and is Germany's ninth-busiest airport. The city's most notable institutes of higher education are the Hannover Medical School (Medizinische Hochschule Hannover), one of Germany's leading medical schools, with its university hospital Klinikum der Medizinischen Hochschule Hannover, and the Leibniz University Hannover.
The Hanover fairground, owing to numerous extensions, especially for the Expo 2000, is the largest in the world. Hanover hosts annual commercial trade fairs such as the Hanover Fair and up to 2018 the CeBIT. The IAA Commercial Vehicles show takes place every two years. It is the world's leading trade show for transport, logistics and mobility. Every year Hanover hosts the Schützenfest Hannover, the world's largest marksmen's festival, and the Oktoberfest Hannover.
'Hanover' is the traditional English spelling. The German spelling (with a double n) is becoming more popular in English; recent editions of encyclopedias prefer the German spelling, and the local government uses the German spelling on English websites. The English pronunciation, with stress on the first syllable, is applied to both the German and English spellings, which is different from German pronunciation, with stress on the second syllable and a long second vowel. The traditional English spelling is still used in historical contexts, especially when referring to the British House of Hanover.
History
Hanover was founded in medieval times on the east bank of the River Leine. Its original name Honovere may mean 'high (river)bank', though this is debated (cf. das Hohe Ufer). Hanover was a small village of ferrymen and fishermen that became a comparatively large town in the 13th century, receiving town privileges in 1241, owing to its position at a natural crossroads. As overland travel was relatively difficult its position on the upper navigable reaches of the river helped it to grow by increasing trade. It was connected to the Hanseatic League city of Bremen by the Leine and was situated near the southern edge of the wide North German Plain and north-west of the Harz mountains, so that east-west traffic such as mule trains passed through it. Hanover was thus a gateway to the Rhine, Ruhr and Saar river valleys, their industrial areas which grew up to the southwest and the plains regions to the east and north, for overland traffic skirting the Harz between the Low Countries and Saxony or Thuringia.
In the 14th century the main churches of Hanover were built, as well as a city wall with three city gates. The beginning of industrialization in Germany led to trade in iron and silver from the northern Harz Mountains, which increased the city's importance.
In 1636 George, Duke of Brunswick-Lüneburg, ruler of the Brunswick-Lüneburg principality of Calenberg, moved his residence to Hanover. The Dukes of Brunswick-Lüneburg were elevated by the Holy Roman Emperor to the rank of Prince-Elector in 1692 and this elevation was confirmed by the Imperial Diet in 1708. Thus the principality was upgraded to the Electorate of Brunswick-Lüneburg, colloquially known as the Electorate of Hanover after Calenberg's capital (see also: House of Hanover). Its Electors later become monarchs of Great Britain (and from 1801 of the United Kingdom of Great Britain and Ireland). The first of these was George I Louis, who acceded to the British throne in 1714. The last British monarch who reigned in Hanover was William IV. Semi-Salic law, which required succession by the male line if possible, forbade the accession of Queen Victoria in Hanover. As a male-line descendant of George I, Queen Victoria was herself a member of the House of Hanover. Her descendants, however, bore her husband's titular name of Saxe-Coburg-Gotha. Three kings of Great Britain, or the United Kingdom, were concurrently also Electoral Princes of Hanover.
During the time of the personal union of the crowns of the United Kingdom and Hanover (1714–1837) the monarchs rarely visited the city. In fact during the reigns of the final three joint rulers (1760–1837) there was only one short visit, by George IV in 1821. From 1816 to 1837 Viceroy Adolphus represented the monarch in Hanover.
During the Seven Years' War the Battle of Hastenbeck was fought near the city on 26 July 1757. The French army defeated the Hanoverian Army of Observation, leading to the city's occupation as part of the Invasion of Hanover. It was recaptured by Anglo-German forces led by Ferdinand of Brunswick the following year.
19th century
After Napoleon imposed the Convention of Artlenburg (Convention of the Elbe) on July 5, 1803, about 35,000 French soldiers occupied Hanover. The Convention also required disbanding the army of Hanover. However, George III did not recognise the Convention of the Elbe. This resulted in a great number of soldiers from Hanover eventually emigrating to Great Britain, where the King's German Legion was formed. It was only troops from Hanover and Brunswick that consistently opposed France throughout the entire Napoleonic wars. The Legion later played an important role in the Peninsular War and the Battle of Waterloo in 1815. In 1814 the electorate became the Kingdom of Hanover.
In 1837, the personal union of the United Kingdom and Hanover ended because William IV's heir in the United Kingdom was female (Queen Victoria). Hanover could be inherited only by male heirs. Thus, Hanover passed to William IV's brother, Ernest Augustus, and remained a kingdom until 1866, when it was annexed by Prussia during the Austro-Prussian war. Despite Hanover being expected to defeat Prussia at the Battle of Langensalza, Prussia employed Moltke the Elder's Kesselschlacht order of battle to instead destroy the Hanoverian army. The city of Hanover became the capital of the Prussian Province of Hanover.
In 1842 the first horse railway was inaugurated, and from 1893 an electric tram was installed. In 1887 Hanover's Emile Berliner invented the record and the gramophone.
Nazi Germany
After 1937 the lord mayor and the state commissioners of Hanover were members of the NSDAP (Nazi party). A large Jewish population then existed in Hanover. In October 1938, 484 Hanoverian Jews of Polish origin were expelled to Poland, including the Grynszpan family. However, Poland refused to accept them, leaving them stranded at the border with thousands of other Polish-Jewish deportees, fed only intermittently by the Polish Red Cross and Jewish welfare organisations. The Grynszpans' son Herschel Grynszpan was in Paris at the time. When he learned of what was happening, he drove to the German embassy in Paris and shot the German diplomat Eduard Ernst vom Rath, who died shortly afterwards.
The Nazis took this act as a pretext to stage a nationwide pogrom known as Kristallnacht (9 November 1938). On that day, the synagogue of Hanover, designed in 1870 by Edwin Oppler in neo-romantic style, was burnt by the Nazis.
In September 1941, through the "Action Lauterbacher" plan, a ghettoisation of the remaining Hanoverian Jewish families began. Even before the Wannsee Conference, on 15 December 1941, the first Jews from Hanover were deported to Riga. A total of 2,400 people were deported, and very few survived. During the war seven concentration camps were constructed in Hanover, in which many Jews were confined. Of the approximately 4,800 Jews who had lived in Hannover in 1938, fewer than 100 were still in the city when troops of the United States Army arrived on 10 April 1945 to occupy Hanover at the end of the war. Today, a memorial at the Opera Square is a reminder of the persecution of the Jews in Hanover.
After the war a large group of Orthodox Jewish survivors of the nearby Bergen-Belsen concentration camp settled in Hanover.
World War II
As an important railway and road junction and production centre, Hanover was a major target for strategic bombing during World War II, including the Oil Campaign. Targets included the AFA (Stöcken), the Deurag-Nerag refinery (Misburg), the Continental plants (Vahrenwald and Limmer), the United light metal works (VLW) in Ricklingen and Laatzen (today Hanover fairground), the Hanover/Limmer rubber reclamation plant, the Hanomag factory (Linden) and the tank factory M.N.H. Maschinenfabrik Niedersachsen (Badenstedt). Residential areas were also targeted, and more than 6,000 civilians were killed by the Allied bombing raids. More than 90% of the city centre was destroyed in a total of 88 bombing raids. After the war, the Aegidienkirche was not rebuilt and its ruins were left as a war memorial.
The Allied ground advance into Germany reached Hanover in April 1945. The US 84th Infantry Division captured the city on 10 April 1945.
Hanover was in the British zone of occupation of Germany and became part of the new state (Land) of Lower Saxony in 1946.
Today Hanover is a Vice-President City of Mayors for Peace, an international mayoral organisation mobilising cities and citizens worldwide to abolish and eliminate nuclear weapons by the year 2020.
Population development
Geography
Climate
Hanover has an oceanic climate (Köppen: Cfb) independent of the isotherm. Although the city is not on a coastal location, the predominant air masses are still from the ocean, unlike other places further east or south-central Germany.
Subdivisions
The city of Hanover is divided into 13 boroughs (Stadtbezirke) and 53 quarters (Stadtteile).
Boroughs
Mitte
Vahrenwald-List
Bothfeld-Vahrenheide
Buchholz-Kleefeld
Misburg-Anderten
Kirchrode-Bemerode-Wülferode
Südstadt-Bult
Döhren-Wülfel
Ricklingen
Linden-Limmer
Ahlem-Badenstedt-Davenstedt
Herrenhausen-Stöcken
Nord
Quarters
A selection of the 53 quarters:
Nordstadt
Südstadt
Oststadt
Zoo (for the zoo itself, see Hanover Zoo)
Herrenhausen
Waldheim
Main sights
One of Hanover's sights is the Royal Gardens of Herrenhausen. Its Great Garden is an important European baroque garden. The palace itself was largely destroyed by Allied bombing but has been reconstructed and reopened in 2013. Among the points of interest is the Grotto. Its interior was designed by French artist Niki de Saint Phalle). The Great Garden consists of several parts and contains Europe's highest garden fountain. The historic Garden Theatre hosted the musicals of the German rock musician Heinz Rudolf Kunze.
Also at Herrenhausen, the Berggarten is a botanical garden with the most varied collection of orchids in Europe. Some points of interest are the Tropical House, the Cactus House, the Canary House and the Orchid House, and free-flying birds and butterflies. Near the entrance to the Berggarten is the historic Library Pavillon. The Mausoleum of the Guelphs is also located in the Berggarten. Like the Great Garden, the Berggarten also consists of several parts, for example the Paradies and the Prairie Garden. The Georgengarten is an English landscape garden. The Leibniz Temple and the Georgen Palace are two points of interest there.
The landmark of Hanover is the New Town Hall (Neues Rathaus). Inside the building are four scale models of the city. A worldwide unique diagonal/arch elevator goes up the large dome at a 17 degree angle to an observation deck.
The Hanover Zoo received the Park Scout Award for the fourth year running in 2009/10, placing it among the best zoos in Germany. The zoo consists of several theme areas: Sambesi, Meyers Farm, Gorilla-Mountain, Jungle-Palace, and Mullewapp. Some smaller areas are Australia, the wooded area for wolves, and the so-called swimming area with many seabirds. There is also a tropical house, a jungle house, and a show arena. The new Canadian-themed area, Yukon Bay, opened in 2010. In 2010 the Hanover Zoo had over 1.6 million visitors. There is also the Sea Life Centre Hanover, which is the first tropical aquarium in Germany.
Another point of interest is the Old Town. In the centre are the large Marktkirche (Church St. Georgii et Jacobi, preaching venue of the bishop of the Lutheran Landeskirche Hannovers) and the Old Town Hall. Nearby are the Leibniz House, the Nolte House, and the Beguine Tower. The Kreuz-Church-Quarter around the Kreuz Church contains many little lanes. Nearby is the old royal sports hall, now called the Ballhof theatre. On the edge of the Old Town are the Market Hall, the Leine Palace, and the ruin of the Aegidien Church which is now a monument to the victims of war and violence. Through the Marstall Gate the bank of the river Leine can be reached; the Nanas of Niki de Saint Phalle are located here. They are part of the Mile of Sculptures, which starts from Trammplatz, leads along the river bank, crosses Königsworther Square, and ends at the entrance of the Georgengarten. Near the Old Town is the district of Calenberger Neustadt where the Catholic Basilica Minor of St. Clemens, the Reformed Church and the Lutheran Neustädter Hof- und Stadtkirche St. Johannis are located.
Some other popular sights are the Waterloo Column, the Laves House, the Wangenheim Palace, the Lower Saxony State Archives, the Hanover Playhouse, the Kröpcke Clock, the Anzeiger Tower Block, the Administration Building of the NORD/LB, the Cupola Hall of the Congress Centre, the Lower Saxony Stock, the Ministry of Finance, the Garten Church, the Luther Church, the Gehry Tower (designed by the American architect Frank O. Gehry), the specially designed Bus Stops, the Opera House, the Central Station, the Maschsee lake and the city forest Eilenriede, which is one of the largest of its kind in Europe. With around 40 parks, forests and gardens, a couple of lakes, two rivers and one canal, Hanover offers a large variety of leisure activities.
Since 2007 the historic Leibniz Letters, which can be viewed in the Gottfried Wilhelm Leibniz Library, are on UNESCO's Memory of the World Register.
Outside the city centre is the EXPO-Park, the former site of EXPO 2000. Some points of interest are the Planet M., the former German Pavillon, some nations' vacant pavilions, the Expowale, the EXPO-Plaza and the EXPO-Gardens (Parc Agricole, EXPO-Park South and the Gardens of change). The fairground can be reached by the Exponale, one of the largest pedestrian bridges in Europe.
The Hanover fairground is the largest exhibition centre in the world.
It provides of covered indoor space, of open-air space, 27 halls and pavilions. Many of the Exhibition Centre's halls are architectural highlights. Furthermore, it offers the Convention Center with its 35 function rooms, glassed-in areas between halls, grassy park-like recreation zones and its own heliport. Two important sights on the fairground are the Hermes Tower ( high) and the EXPO Roof, the largest wooden roof in the world.
In the district of Anderten is the European Cheese Centre, the only Cheese Experience Centre in Europe. Another tourist sight in Anderten is the Hindenburg Lock, which was the biggest lock in Europe at the time of its construction in 1928. The Tiergarten (literally the "animals' garden") in the district of Kirchrode is a large forest originally used for deer and other game for the king's table.
In the district of Groß-Buchholz the Telemax is located, which is the tallest building in Lower Saxony and the highest television tower in Northern Germany. Some other notable towers are the VW-Tower in the city centre and the old towers of the former middle-age defence belt: Döhrener Tower, Lister Tower and the Horse Tower.
The 36 most important sights of the city centre are connected with a red line, which is painted on the pavement. This so-called Red Thread marks out a walk that starts at the Tourist Information Office and ends on the Ernst-August-Square in front of the central station. There is also a guided sightseeing-bus tour through the city.
Society and culture
Religious life
Hanover is headquarters for several Protestant organizations, including the World Communion of Reformed Churches, the Evangelical Church in Germany, the Reformed Alliance, the United Evangelical Lutheran Church of Germany, and the Independent Evangelical-Lutheran Church.
In 2015, 31.1% of the population were Protestant and 13.4% were Roman Catholic. The majority 55.5% were irreligious or other faith.
Museums and galleries
The Historisches Museum Hannover (Historic museum) describes the history of Hanover, from the medieval settlement "Honovere" to the city of today. The museum focuses on the period from 1714 to 1834 when Hanover had a strong relationship with the British royal house.
With more than 4,000 members, the Kestnergesellschaft is the largest art society in Germany. The museum hosts exhibitions from classical modernist art to contemporary art. Emphasis is placed on film, video, contemporary music and architecture, room installments and presentations of contemporary paintings, sculptures and video art.
The Kestner-Museum is located in the House of 5.000 windows. The museum is named after August Kestner and exhibits 6,000 years of applied art in four areas: Ancient cultures, ancient Egypt, applied art and a valuable collection of historic coins.
The KUBUS is a forum for contemporary art. It features mostly exhibitions and projects of artists from Hanover.
The Kunstverein Hannover (Art Society Hanover) shows contemporary art and was established in 1832 as one of the first art societies in Germany. It is located in the Künstlerhaus (House of artists). There are around seven international exhibitions each year.
The Landesmuseum Hannover is the largest museum in Hanover. The art gallery shows European art from the 11th to the 20th century, the nature department shows the zoology, geology, botanic, geology and a vivarium with fish, insects, reptiles and amphibians. The primeval department shows the primeval history of Lower Saxony, and the folklore department shows cultures from all over the world.
The Sprengel Museum shows the art of the 20th century. It is one of the most notable art museums in Germany. The focus is put on the classical modernist art with the collection of Kurt Schwitters, works of German expressionism, and French cubism, the cabinet of abstracts, the graphics and the department of photography and media. Furthermore, the museum shows the works of the French artist Niki de Saint-Phalle.
The Theatre Museum shows an exhibition of the history of the theatre in Hanover from the 17th century up to now: opera, concert, drama and ballet. The museum also hosts several touring exhibitions during the year.
The Wilhelm Busch Museum is the German Museum of Caricature and Critical Graphic Arts. The collection of the works of Wilhelm Busch and the extensive collection of cartoons and critical graphics is unique in Germany. Furthermore, the museum hosts several exhibitions of national and international artists during the year.
A cabinet of coins is the Münzkabinett der TUI-AG. The Polizeigeschichtliche Sammlung Niedersachsen is the largest police museum in Germany. Textiles from all over the world can be visited in the Museum for textile art. The EXPOseeum is the museum of the world-exhibition "EXPO 2000 Hannover". Carpets and objects from the orient can be visited in the Oriental Carpet Museum. The Museum for the visually impaired is a rarity in Germany, there is only one other of its kind in Berlin. The Museum of veterinary medicine is unique in Germany. The Museum for Energy History describes the 150 years old history of the application of energy. The Heimat-Museum Ahlem shows the history of the district of Ahlem. The Mahn- und Gedenkstätte Ahlem describes the history of the Jewish people in Hanover and the Stiftung Ahlers Pro Arte / Kestner Pro Arte shows modern art. Modern art is also the main topic of the Kunsthalle Faust, the Nord/LB Art Gallery and of the Foro Artistico / Eisfabrik.
Some leading art events in Hanover are the Long Night of the Museums and the Zinnober Kunstvolkslauf which features all the galleries in Hanover.
People who are interested in astronomy should visit the Observatory Geschwister Herschel on the Lindener Mountain or the small planetarium inside of the Bismarck School.
Theatre, cabaret and musical
Around 40 theatres are located in Hanover. The Opera House, the Schauspielhaus (Play House), the Ballhof eins, the Ballhof zwei and the Cumberlandsche Galerie belong to the Lower Saxony State Theatre. The Theater am Aegi is Hanover's principal theatre for musicals, shows and guest performances. The Neues Theater (New Theatre) is the boulevard theatre of Hanover. The Theater für Niedersachsen is another large theatre in Hanover, which also has an own musical company. Some of the most important musical productions are the rock musicals of the German rock musician Heinz Rudolph Kunze, which take place at the Garden-Theatre in the Great Garden.
Some important theatre events are the Tanztheater International, the Long Night of the Theatres, the Festival Theaterformen and the International Competition for Choreographers.
Hanover's leading cabaret stage is the GOP Variety theatre which is located in the Georgs Palace. Some other cabaret-stages are the Variety Marlene, the Uhu-Theatre. the theatre Die Hinterbühne, the Rampenlich Variety and the revue-stage TAK. The most important cabaret event is the Kleines Fest im Großen Garten (Little Festival in the Great Garden) which is the most successful cabaret festival in Germany. It features artists from around the world. Some other important events are the Calenberger Cabaret Weeks, the Hanover Cabaret Festival and the Wintervariety.
Music
Classical music
Hanover has two symphony orchestras: The Lower Saxon State Orchestra Hanover and the NDR Radiophilharmonie (North German Radio Philharmonic Orchestra). Two notable choirs have their homes in Hanover: the Mädchenchor Hannover (girls' choir) and the Knabenchor Hannover (boys' choir).
There are two major international competitions for classical music in Hanover:
Hanover International Violin Competition (since 1991)
Classica Nova International Music Competition (1997) (Non profit association Classica Nova exists in Hanover with the aim of continuing the Classica Nova competition).
Popular music
The rock bands Scorpions and Fury in the Slaughterhouse are originally from Hanover. Acclaimed DJ Mousse T also has his main recording studio in the area. Rick J. Jordan, member of the band Scooter was born here in 1968. Eurovision Song Contest winner of 2010, Lena, is also from Hanover.
Sport
Hannover 96 (nickname Die Roten or 'The Reds') is the top local football team that currently plays in the 2. Bundesliga. Home games are played at the HDI-Arena, which hosted matches in the 1974 and 2006 World Cups and the Euro 1988. Their reserve team Hannover 96 II plays in the fourth league. Their home games were played in the traditional Eilenriedestadium till they moved to the HDI Arena due to DFL directives. Arminia Hannover is another traditional soccer team in Hanover that has played in the second division (then 2. Liga Nord) for years and plays now in the Niedersachsen-West Liga (Lower Saxony League West). Home matches are played in the Rudolf-Kalweit-Stadium.
The Hannover Indians are the local ice hockey team. They play in the third tier. Their home games are played at the traditional Eisstadion am Pferdeturm. The Hannover Scorpions played in Hanover in Germany's top league until 2013 when they sold their license and moved to Langenhagen.
Hanover was one of the rugby union capitals in Germany. The first German rugby team was founded in Hanover in 1878. Hanover-based teams dominated the German rugby scene for a long time. DRC Hannover plays in the first division, and SV Odin von 1905 as well as SG 78/08 Hannover play in the second division.
The first German fencing club was founded in Hanover in 1862. Today there are three additional fencing clubs in Hanover.
The Hannover Korbjäger are the city's top basketball team. They play their home games at the IGS Linden.
Hanover is a centre for water sports. Thanks to the Maschsee lake, the rivers Ihme and Leine and to the Mittellandkanal channel, Hanover hosts sailing schools, yacht schools, waterski clubs, rowing clubs, canoe clubs and paddle clubs. The water polo team WASPO W98 plays in the first division.
The Hannover Regents play in the third Bundesliga (baseball) division. The Hannover Grizzlies, Armina Spartans and Hannover Stampeders are the local American football teams.
The Hannover Marathon is the biggest running event in Hanover with more than 11,000 participants and usually around 200.000 spectators. Some other important running events are the Gilde Stadtstaffel (relay), the Sport-Check Nachtlauf (night-running), the Herrenhäuser Team-Challenge, the Hannoversche Firmenlauf (company running) and the Silvesterlauf (sylvester running).
Hanover also hosts an important international cycle race: The Nacht von Hannover (night of Hanover). The race takes place around the Market Hall.
The lake Maschsee hosts the International Dragon Boat Races and the Canoe Polo-Tournament. Many regattas take place during the year. "Head of the river Leine" on the river Leine is one of the biggest rowing regattas in Hanover. One of Germany's most successful dragon boat teams, the All Sports Team Hannover, which has won since its foundation in year 2000 more than 100 medals on national and international competitions, is doing practising on the Maschsee in the heart of Hannover. The All Sports Team has received the award "Team of the Year 2013" in Lower Saxony.
Some other important sport events are the Lower Saxony Beach Volleyball Tournament, the international horse show "German Classics" and the international ice hockey tournament Nations Cup.
Regular events
Hanover is one of the leading exhibition cities in the world. It hosts more than 60 international and national exhibitions every year. The most popular ones are the CeBIT, the Hanover Fair, the Domotex, the Ligna, the IAA Nutzfahrzeuge and the Agritechnica. Hanover also hosts a huge number of congresses and symposiums like the International Symposium on Society and Resource Management.
Hanover is also host to the Schützenfest Hannover, the largest marksmen's fun fair in the world which takes place once a year from late June to early July. Founded in 1529, it consists of more than 260 rides and inns, five large beer tents and a large entertainment programme. The highlight of this fun fair is the Parade of the Marksmen with more than 12,000 participants from all over the world, including around 5,000 marksmen, 128 bands, and more than 70 wagons, carriages, and other festival vehicles. This makes it the longest procession in Europe. Around 2 million people visit this fun fair every year. The landmark of this fun fair is the biggest transportable Ferris wheel in the world, at about high.
Hanover also hosts one of the two largest spring festivals in Europe, with around 180 rides and inns, 2 large beer tents, and around 1.5 million visitors each year. The Oktoberfest Hannover is the second largest Oktoberfest in the world with around 160 rides and inns, two large beer tents and around 1 million visitors each year.
The Maschsee Festival takes place around the Maschsee Lake. Each year around 2 million visitors come to enjoy live music, comedy, cabaret, and much more. It is the largest Volksfest of its kind in Northern Germany. The Great Garden hosts every year the International Fireworks Competition, and the International Festival Weeks Herrenhausen, with music and cabaret performances. The Carnival Procession is around long and consists of 3.000 participants, around 30 festival vehicles and around 20 bands and takes place every year.
Other festivals include the Festival Feuer und Flamme (Fire and Flames), the Gartenfestival (Garden Festival), the Herbstfestival (Autumn Festival), the Harley Days, the Steintor Festival (Steintor is a party area in the city centre) and the Lister-Meile-Festival (Lister Meile is a large pedestrian area).
Hanover also hosts food-oriented festivals including the Wine Festival and the Gourmet Festival. It also hosts some special markets. The Old Town Flea Market is said to be the oldest flea market in Germany and the Market for Art and Trade has a high reputation. Some other major markets include the Christmas Markets of the City of Hanover in the Old Town and city centre, and the Lister Meile.
Transport
Rail
The city's central station, Hannover Hauptbahnhof, is a hub of the German high-speed ICE network. It is the starting point of the Hanover-Würzburg high-speed rail line and also the central hub for the Hanover S-Bahn. It offers many international and national connections.
Air
Hanover and its area is served by Hanover/Langenhagen International Airport (IATA code: HAJ; ICAO code: EDDV)
Road
Hanover is also an important hub of Germany's Autobahn network; the junction of two major autobahns, the A2 and A7 is at Kreuz Hannover-Ost, at the northeastern edge of the city.
Local autobahns are A 352 (a short cut between A7 [north] and A2 [west], also known as the airport autobahn because it passes Hanover Airport) and the A 37.
The Schnellweg (en: expressway) system, a number of Bundesstraße roads, forms a structure loosely resembling a large ring road together with A2 and A7. The roads are B 3, B 6 and Bundesstraße 65|B 65, called Westschnellweg (B6 on the northern part, B3 on the southern part), Messeschnellweg (B3, becomes A37 near Burgdorf, crosses A2, becomes B3 again, changes to B6 at Seelhorster Kreuz, then passes the Hanover fairground as B6 and becomes A37 again before merging into A7) and Südschnellweg (starts out as B65, becomes B3/B6/B65 upon crossing Westschnellweg, then becomes B65 again at Seelhorster Kreuz).
Bus and light rail
Hanover has an extensive Stadtbahn and bus system, operated by üstra. The city uses designer buses and tramways, the TW 6000 and TW 2000 trams being examples.
Bicycle
Bicycle paths are very common in the city centre. At off-peak hours you are allowed to take your bike on a tram or bus.
Economy
Various industrial businesses are located in Hannover. The Volkswagen Commercial Vehicles Transporter (VWN) factory at Hannover-Stöcken is the biggest employer in the region and operates a large plant at the northern edge of town adjoining the Mittellandkanal and Motorway A2. Volkswagen shares a coal-burning power plant with a factory of German tire and automobile parts manufacturer Continental AG. Continental AG, founded in Hanover in 1871, is one of the city's major companies. Since 2008 a take-over has been in progress: the Schaeffler Group from Herzogenaurach (Bavaria) holds the majority of Continental's stock but were required due to the financial crisis to deposit the options as securities at banks.
The audio equipment company Sennheiser and the travel group TUI AG are both based in Hanover. Hanover is home to many insurance companies including Talanx, VHV Group, and Concordia Insurance. The major global reinsurance company Hannover Re also has its headquarters east of the city centre.
List of largest employers in Hanover
Key figures
In 2012, the city generated a GDP of €29.5 billion, which is equivalent to €74,822 per employee. The gross value of production in 2012 was €26.4 billion, which is equivalent to €66,822 per employee.
Around 300,000 employees were counted in 2014. Of these, 189,000 had their primary residence in Hanover, while 164,892 commute into the city every day.
In 2014 the city was home to 34,198 businesses, of which 9,342 were registered in the German Trade Register and 24,856 counted as small businesses. Hence, more than half of the metropolitan area's businesses in the German Trade Register are located in Hanover (17,485 total).
Business development
Hannoverimpuls GMBH is a joint business development company from the city and region of Hannover. The company was founded in 2003 and supports the start-up, growth and relocation of businesses in the Hannover Region. The focus is on thirteen sectors, which stand for sustainable economic growth: Automotive, Energy Solutions, Information and Communications Technology, Life Sciences, Optical Technologies, Creative Industries and Production Engineering.
A range of programmes supports companies from the key industries in their expansion plans in Hannover or abroad. Three regional centres specifically promote international economic relations with Russia, India and Turkey.
Education
The Leibniz University Hannover is the largest funded institution in Hanover for providing higher education to students from around the world. Below are the names of the universities and some of the important schools, including newly opened Hannover Medical Research School in 2003 for attracting the students from biology background from around the world.
There are several universities in Hanover:
Leibniz University Hannover, host institution to the Max Planck Institute for Gravitational Physics
Hochschule für Musik, Theater und Medien Hannover
Hannover Medical School
School of Veterinary Medicine Hanover (Tierärztliche Hochschule Hannover)
GISMA Business School, part of the for-profit education company Global University Systems.
There is one University of Applied Science and Arts in Hanover:
Hochschule Hannover (the former Fachhochschule)
The Schulbiologiezentrum Hannover maintains practical biology schools in four locations (Botanischer Schulgarten Burg, Freiluftschule Burg, Zooschule Hannover, and Botanischer Schulgarten Linden). The University of Veterinary Medicine Hanover also maintains its own botanical garden specializing in medicinal and poisonous plants, the Heil- und Giftpflanzengarten der Tierärztlichen Hochschule Hannover.
Notable people
Hannah Arendt (1906–1975), American political theorist
Erdoğan Atalay (born 1966), actor
Rudolf Augstein (1923–2002), journalist, founder of the weekly journal Der Spiegel
Hermann Bahlsen (1859–1919), businessman, inventor of the Leibniz-Keks
Marc Bator (born 1972), journalist
Rudolf von Bennigsen (1824–1902), liberal politician
Klaus Bernbacher (born 1931), conductor, music event manager, broadcasting manager and academic teacher
Gero von Boehm (born 1954), director, journalist and television presenter
Emil Berliner (1851–1929), inventor of the phonograph
Walter Bruch (1908–1990), inventor of the PAL color television system
Wilhelm Busch (1832–1908), caricaturist, painter and poet
Champion Jack Dupree (1910–1992), American Born Blues Musician
Niki de Saint Phalle (1930–2002), sculptor, painter and film maker
George I, King of Great Britain and Ireland, prince elector of Hanover
George II, King of Great Britain and Ireland, prince elector of Hanover
George III, King of Great Britain and Ireland, prince elector of Hanover
Laurent Chappuzeau, eldest son of Samuel Chappuzeau, Horologer to the Elector of Hanover 1689–1701
Johannes Dietwald (born 1985), footballer
Gustav Fröhlich (1902–1987), actor and film director
Gerhard Glogowski (born 1943), politician (SPD)
Georg Friedrich Grotefend (1775–1853), epigraphist and philologist
Conrad Wilhelm Hase, (1818–1902), architect, founder of the Hanover school of architecture
Fritz Haarmann (1870–1925), prolific serial killer and rapist
Hilal El-Helwe (born 1994), German-Lebanese football player
Caroline Herschel and William Herschel (1738–1822), astronomers
Wyn Hoop (born 1936), singer
Alfred Hugenberg (1865–1951), businessman and politician (DNVP)
Manfred Kohrs (born 1957), tattooist, conceptual artist and Master of Economics
Georg Ludwig Friedrich Laves (1788–1864), architect
Gottfried Wilhelm Leibniz (1646–1716), philosopher, mathematician, developed differential and integral calculus
Jan Martín (born 1984), German-Israeli-Spanish basketball player
Georg Meissner (1829–1905), anatomist and physiologist
Per Mertesacker (born 1984), footballer
Otto Fritz Meyerhof (1884–1951), recipient of the Nobel prize in medicine, 1922
Lena Meyer-Landrut (born 1991), winner of the Eurovision Song Contest 2010
Reiner E. Moritz (born 1938), film director and producer
Oliver Pocher (born 1978), comedian and television presenter
Daniel Reiss (born 1982), professional ice hockey player
Waldemar R. Röhrbein (1935–2014), historian, director of Historisches Museum Hannover
Dirk Rossmann (born 1946), businessman
Dieter Roth (1930–1998), artist, print-maker, author, poet, world renowned composer
Gerhard Schröder (born 1944), politician (SPD) (former Chancellor of Germany)
Helga Schuchardt (born 1939), politician and engineer
Kurt Schumacher (1895–1952), politician, re-organiser of the SPD after World War II
Kurt Schwitters (1887–1948), artist
Alexander Moritz Simon (1837–1905), Jewish philanthropist, banker and American vice consul
Uli Stein (artist) (1954–2020), artist, cartoonist
Phylicia Whitney (Born 1950), journalist and public speaker
Christian Wulff (born 1959), politician (CDU), former President of Germany
Shlomo Zev Zweigenhaft (1915–2005), Chief Rabbi of Hannover and Lower Saxony
Twin towns – sister cities
Hanover is twinned with:
Blantyre, Malawi (1968)
Bristol, England, United Kingdom (1947)
Hiroshima, Japan (1983)
Leipzig, Germany (1987)
Perpignan, France (1960)
Poznań, Poland (1979)
Rouen, France (1966)
See also
CeBIT (CeBIT Computer Messe)
Expo 2000
Hanover Fair (Hannover Messe)
Metropolitan region Hannover-Braunschweig-Göttingen-Wolfsburg
Schützenfest Hannover
References
Bibliography
External links
Official website
Official website for tourism, holiday and leisure in Lower Saxony and Hanover
Cities in Lower Saxony
German state capitals
Hanover Region
Province of Hanover
Members of the Hanseatic League
Holocaust locations in Germany |
14280 | https://en.wikipedia.org/wiki/Hafizullah%20Amin | Hafizullah Amin | Hafizullah Amin (Pashto/; ; 1 August 192927 December 1979) was an Afghan communist revolutionary, politician and teacher. He organized the Saur Revolution of 1978 and co-founded the Democratic Republic of Afghanistan (DRA), ruling Afghanistan as General Secretary of the People's Democratic Party from September 1979 until his assassination in December 1979.
Born in the town of Paghman in Kabul Province, Amin studied at Kabul University and started his career as a teacher before he twice went to the United States to study. During this time, Amin became attracted to Marxism and became involved in radical student movements at the University of Wisconsin. Upon his return to Afghanistan, he used his teaching position to spread socialist ideologies to students, and he later joined the People's Democratic Party of Afghanistan (PDPA), a new far-left organization co-founded by Nur Muhammad Taraki and Babrak Karmal. He ran as a candidate in the 1965 parliamentary election but failed to secure a seat, but in 1969 became the only Khalqist elected to parliament, increasing his standing within the party.
Amin was the main organizer of the April 1978 Saur Revolution, which overthrew the government of Mohammad Daoud Khan and formed a pro-Soviet state based on socialist ideals. Being second in chief of the Democratic Republic, Amin soon became the regime's strongman, the main architect of the state's programs including mass persecution of those deemed counter-revolutionary. A growing personal struggle with General Secretary Taraki eventually led to Amin wrestling power away then successfully deposing him and later ordering his execution; on September 16, 1979, Amin named himself Chairman of the Council of Ministers (head of government), Chairman of the Revolutionary Council (head of state), and General Secretary of the PDPA Central Committee (supreme leader).
Amin's short-lived leadership featured controversies from beginning to end. His government failed to solve the problem of the population revolting against the regime as the situation rapidly worsened and army desertions and defections continued. He tried to change things with friendly overtures to Pakistan and the United States, and considered a trade-off of recognizing the Durand Line border in exchange of Pakistan halting support to anti-regime guerillas. Many Afghans held Amin responsible for the regime's harshest measures, such as ordering thousands of executions. Thousands of people disappeared without trace during his time in office. The Soviet Union under Leonid Brezhnev was dissatisfied with and mistrusted Amin; they intervened in Afghanistan, invoking the 1978 Twenty-Year Treaty of Friendship between Afghanistan and the Soviet Union. Soviet operatives assassinated Amin at the Tajbeg Palace on 27 December 1979 as part of Operation Storm-333, kickstarting the 10-year Soviet–Afghan War; he had ruled for slightly longer than three months.
Early life and career
Hafizullah Amin was born to a Ghilzai Pashtun family in the Qazi Ghel village in Paghman on 1 August 1929. His father, a civil servant, died in 1937 when he was still very young. Thanks to his brother Abdullah, a primary school teacher, Amin was able to attend both primary and secondary school, which in turn allowed him to attend Kabul University (KU). After studying mathematics there, he also graduated from the Darul Mualimeen Teachers College in Kabul, and became a teacher. Amin later became vice-principal of the Darul Mualimeen College, and then principal of the prestigious Avesina High School, and in 1957 left Afghanistan for Columbia University in New York City, where he earned MA in education. It was at Columbia that Amin became attracted to Marxism, and in 1958 he became a member of the university's Socialist Progressive Club. When he returned to Afghanistan, Amin became a teacher at Kabul University, and later, for the second time, the principal of Avesina High School. During this period Amin became acquainted with Nur Muhammad Taraki, a communist. Around this time, Amin quit his position as principal of Avesina High School to become principal of the Darul Mualimeen College.
It is alleged that Amin became radicalised during his second stay in the United States in 1962, when he enrolled in a work-study group at the University of Wisconsin. Amin studied in the doctoral programme at the Columbia University Teachers College, but started to neglect his studies in favour of politics; in 1963 he became head of the Afghan students' association at the college. When he returned to Afghanistan in the mid-1960s, the route flew to Afghanistan by way of Moscow. There, Amin met the Afghan ambassador to the Soviet Union, his old friend Ali Ahmad Popel, a previous Afghan Minister of Education. During his short stay, Amin became even more radicalised. Some people, Nabi Misdaq for instance, do not believe he travelled through Moscow, but rather West Germany and Lebanon. By the time he had returned to Afghanistan, the Communist People's Democratic Party of Afghanistan (PDPA) had already held its founding congress, which was in 1965. Amin ran as a candidate for the PDPA in the 1965 parliamentary election, and lost by a margin of less than fifty votes.
In 1966, when the PDPA Central Committee was expanded, Amin was elected as a non-voting member, and in the spring of 1967 he gained full membership. Amin's standing in the Khalq faction of the PDPA increased when he was the only Khalqist elected to parliament in the 1969 parliamentary election. When the PDPA split along factional lines in 1967, between Khalqists led by Nur and Parchamites led by Babrak Karmal, Amin joined the Khalqists. As a member of parliament, Amin tried to win over support from the Pashtun people in the armed forces. According to a biography about Amin, he used his position as member of parliament to fight against imperialism, feudalism, and Reactionary tendencies, and fought against the "rotten" regime, the monarchy. Amin himself said that he used his membership in parliament to pursue the class struggle against the bourgeoisie. Relations between Khalqists and Parchamites deteriorated during this period. Amin, the only Khalq member of parliament, and Babrak Karmal, the only Parcham member of parliament, did not cooperate with each other. Amin would later, during his short stint in power, mention these events with bitterness. Following the arrest of fellow PDPA members Dastagir Panjsheri and Saleh Mohammad Zeary in 1969, Amin became one of the party's leading members, and was still a pre-eminent party member by the time of their release in 1973.
The Daoud era
From 1973 until the PDPA unification in 1977, Amin was second only to Taraki in the Khalqist PDPA. When the PDPA ruled Afghanistan, their relationship was referred to as a disciple (Amin) following his mentor (Taraki). This official portrayal of the situation was misleading; their relationship was more work-oriented. Taraki needed Amin's "tactical and strategic talents"; Amin's motivations are more uncertain, but it is commonly believed that he associated with Taraki to protect his own position. Amin had attracted many enemies during his career, the most notable being Karmal. According to the official version of events, Taraki protected Amin from party members or others who wanted to hurt the PDPA and the country.
When Mohammed Daoud Khan ousted the monarchy, and established the Republic of Afghanistan, the Khalqist PDPA offered its support for the new regime if it established a National Front which presumably included the Khalqist PDPA itself. The Parchamite PDPA had already established an alliance with Daoud at the beginning of his regime, and Karmal called for the dissolution of the Khalqist PDPA. Karmal's call for dissolution only worsened relations between the Khalqist and Parchamite PDPA. However, Taraki and Amin were lucky; Karmal's alliance actually hurt the Parchamites' standing in Afghan politics. Some communists in the armed forces became disillusioned with the government of Daoud, and turned to the Khalqist PDPA because of its apparent independence. Parchamite association with the Daoud government indirectly led to the Khalqist-led PDPA coup of 1978, popularly referred to as the Saur Revolution. From 1973 until the 1978 coup, Amin was responsible for organising party work in the Afghan armed forces. According to the official version, Amin "met patriotic liaison officers day or night, in the desert or the mountains, in the fields or the forests, enlightening them on the basis of the principles of the working class ideology." Amin's success in recruiting military officers lay in the fact that Daoud "betrayed the left" soon after taking power. When Amin began recruiting military officers for the PDPA, it was not difficult for him to find disgruntled military officers. In the meantime, relations between the Parchamite and Khalqist PDPA deteriorated; in 1973 it was rumoured that Major Zia Mohammadzai, a Parchamite and head of the Republican Guard, planned to assassinate the entire Khalqist leadership. The plan, if true, failed because the Khalqists found out about it.
The assassination attempt proved to be a further blow to relations between the Parchamites and Khalqists. The Parchamites deny that they ever planned to assassinate the Khalqist leadership, but historian Beverley Male argues that Karmal's subsequent activities give credence to the Khalqist view of events. Because of the Parchamite assassination attempt, Amin pressed the Khalqist PDPA to seize power in 1976 by ousting Daoud. The majority of the PDPA leadership voted against such a move. The following year, in 1977, the Parchamites and Khalqists officially reconciled, and the PDPA was unified. The Parchamite and Khalqist PDPAs, which had separate general secretaries, politburos, central committees and other organisational structures, were officially unified in the summer of 1977. One reason for unification was that the international communist movement, represented by the Communist Party of India, Iraqi Communist Party and the Communist Party of Australia, called for party unification.
Saur Revolution
On 18 April 1978 Mir Akbar Khyber, the chief ideologue of the Parcham faction, was killed; he was commonly believed to have been assassinated by the Daoud government. Khyber's assassination initiated a chain of events which led to the PDPA taking power eleven days later, on 27 April. The assassin was never caught, but Anahita Ratebzad, a Parchamite, believed that Amin had ordered the assassination. Khyber's funeral evolved into a large anti-government demonstration. Daoud, who did not understand the significance of the events, began a mass arrest of PDPA members seven days after Khyber's funeral. Amin, who organised the subsequent revolution against Daoud, was one of the last Central Committee members to be arrested by the authorities. His late arrest can be considered as proof of the regime's lack of information; Amin was the leading revolutionary party organiser. The government's lack of awareness was proven by the arrest of Taraki – Taraki's arrest was the pre-arranged signal for the revolution to commence. When Amin found out that Taraki had been arrested, he ordered the revolution to begin at 9 am on 27 April. Amin, in contrast to Taraki, was not imprisoned, but instead put under house arrest. His son, Abdur Rahman, was still allowed freedom of movement. The revolution was successful, thanks to overwhelming support from the Afghan military; for instance, it was supported by Defence Minister Ghulam Haidar Rasuli, Aslam Watanjar the commander of the ground forces, and the Chief of Staff of the Afghan Air Force, Abdul Qadir.
PDPA rule
Khalq–Parcham break
After the Saur revolution, Taraki was appointed Chairman of the Presidium of the Revolutionary Council and Chairman of the Council of Ministers, and retained his post as PDPA general secretary. Taraki initially formed a government which consisted of both Khalqists and Parchamites; Karmal became Deputy Chairman of the Revolutionary Council while Amin became Minister of Foreign Affairs and a Deputy Prime Minister, and Mohammad Aslam Watanjar became a Deputy Prime Minister. The two Parchamites Abdul Qadir and Mohammad Rafi became Minister of National Defence and Minister of Public Works respectively. According to Angel Rasanayagam, the appointment of Amin, Karmal and Watanjar as Deputy Prime Ministers led to the establishment of three cabinets; the Khalqists were answerable to Amin, the Parchamites were answerable to Karmal, and the military officers (who were Parchamites) were answerable to Watanjar. The first conflict between the Khalqists and Parchamites arose when the Khalqists wanted to give PDPA Central Committee membership to the military officers who participated in the Saur Revolution. Amin, who had previously opposed the appointment of military officers to the PDPA leadership, switched sides; he now supported their elevation. The PDPA Politburo voted in favour of giving membership to the military officers; the victors (the Khalqists) portrayed the Parchamites as opportunists, implying that the Parchamites had ridden the revolutionary wave, but not actually participated in the revolution. To make matters worse for the Parchamites, the term Parcham was, according to Taraki, a word synonymous with factionalism.
On 27 June 1978, three months after the revolution, Amin managed to outmaneuver the Parchamites at a Central Committee meeting. The meeting decided that the Khalqists had exclusive rights to formulate and decide policy, a policy which left the Parchamites impotent. Karmal was exiled, but was able to establish a network with the remaining Parchamites in government. A coup to overthrow Amin was planned for September. Its leading members in Afghanistan were Qadir, the defence minister, and Army Chief of Staff General Shahpur Ahmedzai. The coup was planned for 4 September, on the Festival of Eid, because soldiers and officers would be off duty. The conspiracy failed when the Afghan ambassador to India told the Afghan leadership about the plan. A purge was initiated, and Parchamite ambassadors were recalled; few returned, for example Karmal and Mohammad Najibullah both stayed in their assigned countries.
Amin–Taraki break
The Afghan people revolted against the PDPA government when the government introduced several socialist reforms, including land reforms. By early 1979, twenty-five out of Afghanistan's twenty-eight provinces were unsafe because of armed resistance against the government. On 29 March 1979, the Herat uprising began; the uprising turned the revolt into an open war between the Afghan government and anti-regime resistance. It was during this period that Amin became Kabul's strongman. Shortly after the Herat uprising had been crushed, the Revolutionary Council convened to ratify the new Five-Year Plan, the Afghan–Soviet Friendship Treaty, and to vote on whether or not to reorganise the cabinet and to enhance the power of the executive (the Chairman of the Revolutionary Council). While the official version of events said that all issues were voted on democratically at the meeting, the Revolutionary Council held another meeting the following day to ratify the new Five-Year Plan and to discuss the reorganisation of the cabinet.
Alexander Puzanov, the Soviet ambassador to Afghanistan, was able to persuade Aslam Watanjar, Sayed Mohammad Gulabzoy and Sherjan Mazdoryar to become part of a conspiracy against Amin. These three men put pressure on Taraki, who by this time believed that "he really was the 'great leader'", to sack Amin from office. It is unknown if Amin knew anything about the conspiracy against him, but it was after the cabinet reorganisation that he talked about his dissatisfaction. On 26 March the PDPA Politburo and the Council of Ministers approved the extension of the powers of the executive branch, and the establishment of the Homeland Higher Defence Council (HHDC) to handle security matters. Many analysts of the day regarded Amin's appointment as Prime Minister as an increase in his powers at the expense of Taraki. However, the reorganisation of the cabinet and the strengthening of Taraki's position as Chairman of the Revolutionary Council, had reduced the authority of the Prime Minister. The Prime Minister was, due to the strengthening of the executive, now appointed by the Chairman of the Revolutionary Council. While Amin could appoint and dismiss new ministers, he needed Taraki's consent to actually do so. Another problem for Amin was that while the Council of Ministers was responsible to the Revolutionary Council and its chairman, individual ministers were only responsible to Taraki. When Amin became Prime Minister, he was responsible for planning, finance and budgetary matters, the conduct of foreign policy, and for order and security. The order and security responsibilities had been taken over by the HHDC, which was chaired by Taraki. While Amin was HHDC Deputy chairman, the majority of HHDC members were members of the anti-Amin faction. For instance, the HHDC membership included Watanjar the Minister of National Defence, Interior Minister Mazdoryar, the President of the Political Affairs of the Armed Forces Mohammad Iqbal, Mohammad Yaqub, the Chief of the General Staff, the Commander of the Afghan Air Force Nazar Mohammad and Assadullah Sarwari the head of ASGA, the Afghan secret police.
The order of precedence had been institutionalised, whereby Taraki was responsible for defence and Amin responsible for assisting Taraki in defence related matters. Amin's position was given a further blow by the democratisation of the decision-making process, which allowed its members to contribute; most of them were against Amin. Another problem for Amin was that the office of HHDC Deputy chairman had no specific functions or powers, and the appointment of a new defence minister who opposed him drastically weakened his control over the Ministry of National Defence. The reorganisation of ministers was a further blow to Amin's position; he had lost control of the defence ministry, the interior ministry and the ASGA. Amin still had allies at the top, many of them in strategically important positions, for instance, Yaqub was his brother-in-law and the Security Chief in the Ministry of Interior was Sayed Daoud Taroon, who was also later appointed to the HHDC as an ordinary member in April. Amin succeeded in appointing two more of his allies to important positions; Mohammad Sediq Alemyar as Minister of Planning and Khayal Mohammad Katawazi as Minister of Information and Culture; and Faqir Mohammad Faqir was appointed Deputy Prime Minister in April 1978. Amin's political position was not secure when Alexei Yepishev, the Head of the Main Political Directorate of the Soviet Army and Navy, visited Kabul. Yepishev met personally with Taraki on 7 April, but never met with Amin. The Soviets were becoming increasingly worried about Amin's control over the Afghan military. Even so, during Yepishev's visit Amin's position was actually strengthened; Taroon was appointed Taraki's aide-de-camp.
Soon after, at two cabinet meetings, the strengthening of the executive powers of the Chairman of the Revolutionary Council was proven. Even though Amin was Prime Minister, Taraki chaired the meetings instead of him. Amin's presence at these two meetings was not mentioned at all, and it was made clear that Taraki, through his office as Chairman of the Revolutionary Council, also chaired the Council of Ministers. Another problem facing Amin was Taraki's policy of autocracy; he tried to deprive the PDPA Politburo of its powers as a party and state decision-making organ. The situation deteriorated when Amin personally warned Taraki that "the prestige and popularity of leaders among the people has no common aspect with a personality cult."
Factionalism within the PDPA made it ill-prepared to handle the intensified counter-revolutionary activities in the country. Amin tried to win support for the communist government by depicting himself as a devout Muslim. Taraki and Amin blamed different countries for helping the counter-revolutionaries; Amin attacked the United Kingdom and the British Broadcasting Corporation (BBC) and played down American and Chinese involvement, while Taraki blamed American imperialism and Iran and Pakistan for supporting the uprising. Amin's criticism of the United Kingdom and the BBC fed on the traditional anti-British sentiments held by rural Afghans. In contrast to Taraki, "Amin bent over backwards to avoid making hostile reference to", China, the United States or other foreign governments. Amin's cautious behavior was in deep contrast to the Soviet Union's official stance on the situation; it seemed, according to Beverley Male, that the Soviet leadership tried to force a confrontation between Afghanistan and its enemies. Amin also tried to appease the Shia communities by meeting with their leaders; despite this, a section of the Shia leadership called for the continuation of the resistance. Subsequently, a revolt broke out in a Shia populated district in Kabul; this was the first sign of unrest in Kabul since the Saur Revolution. To add to the government's problems, Taraki's ability to lead the country was questioned – he was a heavy drinker and was not in good health. Amin on the other hand was characterised in this period by portrayals of strong self-discipline. In the summer of 1979 Amin began to disassociate himself from Taraki. On 27 June Amin became a member of the PDPA Politburo, the leading decision-making body in Afghanistan.
Rise to power
In-mid July the Soviets made their view official when Pravda wrote an article about the situation in Afghanistan; the Soviets did not wish to see Amin become leader of Afghanistan. This triggered a political crisis in Afghanistan, as Amin initiated a policy of extreme repression, which became one of the main reasons for the Soviet intervention later that year. On 28 July, a vote in the PDPA Politburo approved Amin's proposal of creating a collective leadership with collective decision-making; this was a blow to Taraki, and many of his supporters were replaced by pro-Amin PDPA members. Ivan Pavlovsky, the Commander of the Soviet Ground Forces, visited Kabul in mid-August to study the situation in Afghanistan. Amin, in a speech just a few days after Pavlovsky's arrival, said that he wanted closer relations between Afghanistan and the People's Republic of China; in the same speech he hinted that he had reservations about Soviet meddling in Afghanistan. He likened Soviet assistance to Afghanistan with Vladimir Lenin's assistance to the Hungarian Soviet Republic in 1919. Taraki, a delegate to the conference held by the Non-Aligned Movement in Havana, met personally with Andrei Gromyko, the Soviet Minister of Foreign Affairs, to discuss the Afghanistan situation on 9 September. Shah Wali, the Minister of Foreign Affairs, who was a supporter of Amin, did not participate in the meeting. This, according to Beverley Male, "suggested that some plot against Amin was in preparation".
Taraki was instructed to stop-over in Moscow, where the Soviet leaders urged him to remove Amin from power as per the KGB's decision, because Amin posed danger. Amin's trusted aid, Daoud Taroon, informed Amin of the meeting and the KGB's plan. In Kabul, Taraki's aides, the Gang of Four (consisting of Watanjar, Mazdoryar, Gulabzoi and Sarwari), planned to assassinate Amin but failed as Amin was informed of their plot. Within hours of Taraki's return to Kabul on 11 September, Taraki convened the cabinet "ostensibly to report on the Havana Summit". Instead of reporting on the summit, Taraki tried to dismiss Amin as Prime Minister. Amin, aware of the murder plot, demanded the Gang of Four to be removed from their posts, but Taraki laughed it off. Taraki sought to neutralise Amin's power and influence by requesting that he serve overseas as an ambassador. Amin turned down the proposal, shouting "You are the one who should quit! Because of drink and old age you have taken leave of your senses."
On 13 September, Taraki invited Amin to the presidential palace for lunch with him and the Gang of Four. Amin turned down the offer, stating he would prefer their resignation rather than lunching with them. Soviet ambassador Puzanov persuaded Amin to make the visit to the Presidential Palace along with Taroon, the Chief of Police, and Nawab Ali, an intelligence officer. Inside the palace on 14 September, bodyguards within the building opened fire on the visitors. Taroon was killed but Amin only sustained an injury and escaped. Amin drove to the Ministry of Defence building, put the Army on high alert and ordered Taraki's arrest. At 6:30 pm tanks from the 4th Armoured Corps entered the city and stood at government buildings. Shortly afterwards, Amin returned to the palace with a contingent of Army officers, and placed Taraki under arrest. The Gang of Four, however, had "disappeared" and sought refuge in the Soviet Embassy.
After Taraki's arrest, the Soviets tried to rescue Taraki (or, according to other sources, kidnap Amin) via the embassy or Bagram Air Base but the strength of Amin's officers repelled their decision to make a move. Amin was told by the Soviets not to punish Taraki and strip him and his comrades of their positions, but Amin ignored them. Amin reportedly discussed the incident with Leonid Brezhnev, and indirectly asked for the permission to kill Taraki, to which Brezhnev replied that it was his choice. Amin, who now believed he had the full support of the Soviets, ordered the death of Taraki. It is believed Taraki was suffocated with pillows on 8 October 1979. The Afghan media would report that the ailing Taraki had died, omitting any mention of his murder. Taraki's murder shocked and upset Brezhnev.
Leadership
Domestic policies
Following Taraki's fall from power, Amin was elected Chairman of the Presidum of the Revolutionary Council and General Secretary of the PDPA Central Committee by the PDPA Politburo. The election of Amin as PDPA General Secretary and the removal of Taraki from all party posts was unanimous. The only members of the cabinet replaced when Amin took power were the Gang of Four – Beverley Male saw this as "a clear indication that he had their [the ministers'] support". Amin's rise to power was followed by a policy of moderation, and attempts to persuade the Afghan people that the regime was not anti-Islamic. Amin's government began to invest in the reconstruction, or reparation, of mosques. He also promised the Afghan people freedom of religion. Religious groups were given copies of the Quran, and Amin began to refer to Allah in speeches. He even claimed that the Saur Revolution was "totally based on the principles of Islam". The campaign proved to be unsuccessful, and many Afghans held Amin responsible for the regime's totalitarian behavior. Amin's rise to power was officially endorsed by the Jamiatul Ulama on 20 September 1979. Their endorsement led to the official announcement that Amin was a pious Muslim – Amin thus scored a point against the counter-revolutionary propaganda which claimed the communist regime was atheist. Amin also tried to increase his popularity with tribal groups, a feat Taraki had been unable or unwilling to achieve. In a speech to tribal elders Amin was defensive about the Western way he dressed; an official biography was published which depicted Amin in traditional Pashtun clothes. During his short stay in power, Amin became committed to establishing a collective leadership; when Taraki was ousted, Amin promised "from now on there will be no one-man government..."
Attempting to pacify the population, Amin released a list of 18,000 people who had been executed, and blamed the executions on Taraki. The total number of arrested during Taraki's and Amin's combined reign number between 17,000 and 45,000. Amin was not liked by the Afghan people. During his rule, opposition to the communist regime increased, and the government lost control of the countryside. The state of the Afghan military deteriorated; due to desertions the number of military personnel in the Afghan army decreased from 100,000 in the immediate aftermath of the Saur Revolution, to somewhere between 50,000 and 70,000. Another problem Amin faced was the KGB's penetration of the PDPA, the military and the government bureaucracy. While Amin's position in Afghanistan was becoming more perilous by the day, his enemies who were exiled in the Soviet Union and the Eastern Bloc were agitating for his removal. Babrak Karmal, the Parchamite leader, met several leading Eastern Bloc figures during this period, and Mohammad Aslam Watanjar, Sayed Mohammad Gulabzoy and Assadullah Sarwari wanted to exact revenge upon Amin.
Foreign policy
When Amin became leader, he tried to reduce Afghanistan's dependence on the Soviet Union. To accomplish this, he aimed to balance Afghanistan's relations with the Soviet Union by strengthening relations with Pakistan and Iran. The Soviets were concerned when they received reports that Amin had met personally with Gulbuddin Hekmatyar, one of the leading anti-communists in Afghanistan. His general untrustworthiness and his unpopularity amongst Afghans made it more difficult for Amin to find new "foreign patrons". Amin's involvement in the death of Adolph Dubs, the American Ambassador to Afghanistan, strained his relations with the United States. He tried to improve relations by reestablishing contact, met with three different American chargé d'affaires, and was interviewed by an American correspondent. But this did not improve Afghanistan's standing in the eyes of the United States Government. After the third meeting with Amin, J. Bruce Amstutz, the American Ambassador to Afghanistan from 1979 to 1980, believed the wisest thing to do was to maintain "a low profile, trying to avoid issues, and waiting to see what happens". In early December 1979, the Ministry of Foreign Affairs proposed a joint summit meeting between Amin and Muhammad Zia-ul-Haq, the President of Pakistan. The Pakistani Government, accepting a modified version of the offer, agreed to send Agha Shahi, the Pakistani foreign minister, to Kabul for talks. In the meanwhile, the Inter-Services Intelligence (ISI), Pakistani's secret police, continued to train Mujahideen fighters who opposed the communist regime.
Afghan-Soviet relations
Contrary to popular belief, the Soviet leadership headed by Leonid Brezhnev, Alexei Kosygin and the Politburo, were not eager to send troops to Afghanistan. The Soviet Politburo decisions were guided by a Special Commission on Afghanistan, which consisted of Yuri Andropov the KGB chairman, Andrei Gromyko the Minister of Foreign Affairs, Defence Minister Dmitriy Ustinov, and Boris Ponomarev, the head of the International Department of the Central Committee. The Politburo was opposed to the removal of Taraki and his subsequent murder. According to Brezhnev, the General Secretary of the Central Committee of the Communist Party of the Soviet Union, "Events developed so swiftly in Afghanistan that essentially there was little opportunity to somehow interfere in them. Right now our mission is to determine our further actions, so as to preserve our position in Afghanistan and to secure our influence there." Although Afghan–Soviet relations deteriorated during Amin's short stint in power, he was invited on an official visit to Moscow by Alexander Puzanov, the Soviet ambassador to Afghanistan, because of the Soviet leadership's satisfaction with his party and state-building policy. Not everything went as planned, and Andropov talked about "the undesirable turn of events" taking place in Afghanistan under Amin's rule. Andropov also brought up the ongoing political shift in Afghanistan under Amin; the Soviets were afraid that Amin would move Afghanistan's foreign policy from a pro-Soviet position to a pro-United States position. By early-to-mid December 1979, the Soviet leadership had established an alliance with Babrak Karmal and Assadullah Sarwari.
Amin kept a portrait of Joseph Stalin on his desk. When Soviet officials criticized him of his brutality, Amin replied "Comrade Stalin showed us how to build socialism in a backward country."
As it turned out, the relationship between Puzanov and Amin broke down. Amin started a smear campaign to discredit Puzanov. This in turn led to an assassination attempt against Amin, in which Puzanov participated. The situation was worsened by the KGB accusing Amin of misrepresenting the Soviet position on Afghanistan in the PDPA Central Committee and the Revolutionary Council. The KGB also noted an increase in anti-Soviet agitation by the government during Amin's rule, and harassment against Soviet citizens increased under Amin. A group of senior politicians reported to the Soviet Central Committee that it was necessary to do "everything possible" to prevent a change in political orientation in Afghanistan. However, the Soviet leadership did not advocate intervention at this time, and instead called for increasing its influence in the Amin leadership to expose his "true intentions". A Soviet Politburo assessment referred to Amin as "a power-hungry leader who is distinguished by brutality and treachery". Amongst the many sins they alleged were his "insincerity and duplicity" when dealing with the Soviet Union, creating fictitious accusations against PDPA-members who opposed him, indulging in a policy of nepotism, and his tendency to conduct a more "balanced policy" towards First World countries. According to the former senior Soviet diplomat, Oleg Grinevsky, the KGB was becoming increasingly convinced that Amin couldn't be counted on to effectively deal with the insurgency and preserve the survival of the Afghan Marxist state.
By the end of October the Special Commission on Afghanistan, which consisted of Andropov, Gromyko, Ustinov and Ponomarev, wanted to end the impression that the Soviet government supported Amin's leadership and policy. The KGB's First Chief Directorate was put under orders that something had to be done about Afghanistan, and several of its personnel were assembled to deal with the task. Andropov fought hard for Soviet intervention, saying to Brezhnev that Amin's policies had destroyed the military and the government's capabilities to handle the crisis by use of mass repression. The plan, according to Andropov, was to assemble a small force to intervene and remove Amin from power and replace him with Karmal. The Soviet Union declared its plan to intervene in Afghanistan on 12 December 1979; large numbers of Soviet airborne troops landed in Kabul on December 25, with the approval of Amin who miscalculated their intentions. Soviet leadership initiated Operation Storm-333 (the first phase of the intervention) on 27 December 1979.
Attempted poisoning by Amin's chef
The leadership of the USSR had no need for Amin to remain alive. Andropov's special representative in Afghanistan, General Boris Ivanov, recommended for Amin to attend a conciliatory dinner with his political mentor, who had become an enemy of Amin, so that Amin's chef could poison Amin. The same persons arranged for this dinner as had participated in the previous failed attempted assassination by Taraki on 14 September, however, Amin miraculously survived the poisoning because the doctors at the Soviet embassy, who did not know that "special reconnaissance officers" were trying to kill Amin, mistakenly saved the severely poisoned Amin. Since Amin, who was very loyal to the USSR, had survived two attempted assassinations that had been approved by the USSR, the decision was made to eliminate him through a bloody coup at Amin's residence, the Taj Beck Palace.
Death
Amin trusted the Soviet Union until the very end, despite the deterioration of official relations, and was unaware that the tide in Moscow had turned against him since he ordered Taraki's death. When the Afghan intelligence service handed Amin a report that the Soviet Union would invade the country and topple him, Amin claimed that the report was a product of imperialism. His view can be explained by the fact that the Soviet Union, after several months, finally gave in to Amin's demands and sent troops into Afghanistan to secure the PDPA government. Contrary to common Western belief, Amin was informed of the Soviet decision to send troops into Afghanistan. General Tukharinov, commander of the 40th Army, met with Afghan Major General Babadzhan to talk about Soviet troop movements before the Soviet army's intervention. On 25 December, Dmitry Ustinov issued a formal order, stating that "[t]he state frontier of the Democratic Republic of Afghanistan is to be crossed on the ground and in the air by forces of the 40th Army and the Air Force at 1500 hrs on 25 December". This was the formal beginning of the Soviet intervention in Afghanistan.
Concerned for his safety, on 20 December Amin moved from the Presidential Palace, located in the centre of Kabul, to the Tajbeg Palace, which had previously been the headquarters of the Central Corps of the Afghan Army. The palace was formidable, with walls strong enough to withstand artillery fire. According to Rodric Braithwaite, "its defences had been carefully and intelligently organised". All roads to the palace had been mined, with the exception of one, which had heavy machine guns and artillery positioned to defend it. To make matters worse for the Soviets, the Afghans had established a second line of defence which consisted of seven posts, "each manned by four sentries armed with a machine gun, a mortar, and automatic rifles". The external defences of the palace were handled by the Presidential Guard, which consisted of 2,500 troops and three T-54 tanks. Several Soviet commanders involved in the assassination of Amin thought the plan to attack the palace was "crazy". Although the military had been informed by the Soviet leadership through their commanders, Yuri Drozdov and Vasily Kolesnik, that the leader was a "CIA agent" who had betrayed the Saur Revolution, many Soviet soldiers hesitated; despite what their commanders had told them, it seemed implausible that Amin, the leader of the PDPA government, was an American double agent. Despite several objections, the plan to assassinate Amin went ahead.
Before resorting to killing Amin by brute force, the Soviets had tried to poison him as early as 13 December (but nearly killed his nephew instead) and to kill him with a sniper shot on his way to work (this proved impossible as the Afghans had improved their security measures). They even tried to poison Amin just hours before the assault on the Presidential Palace on 27 December. Amin had organised a lunch for party members to show guests his palace and to celebrate Ghulam Dastagir Panjsheri's return from Moscow. Panjsheri's return improved the mood even further; he boasted that the Soviet divisions had already crossed the border, and that he and Gromyko always kept in contact with each other. During the meal, Amin and several of his guests lost consciousness as they had been poisoned. Amin survived his encounter with death, because the carbonation of the Coca-Cola he was drinking diluted the toxic agent. Mikhail Talybov, a KGB agent, was given responsibility for the poisonings.
The assault on the palace began shortly afterward. During the attack Amin still believed the Soviet Union was on his side, and told his adjutant, "The Soviets will help us". The adjutant replied that it was the Soviets who were attacking them; Amin initially replied that this was a lie. Only after he tried but failed to contact the Chief of the General Staff, he muttered, "I guessed it. It's all true". There are various accounts of how Amin died, but the exact details have never been confirmed. Amin was either killed by a deliberate attack or died by a "random burst of fire". Amin's son was fatally wounded and died shortly after. His daughter was wounded, but survived. It was Gulabzoy who had been given orders to kill Amin and Watanjar who later confirmed his death. The men of Amin's family were all executed either immediately or shortly thereafter (his brother Abdullah and nephew Asadullah were executed in June 1980) The women including his daughter were imprisoned at Pul-e-Charkhi prison until being released by President Najibullah in early 1992. After Amin's death on 27 December 1979, Radio Kabul broadcast Babrak Karmal's pre-recorded speech to the Afghan people, saying: "Today the torture machine of Amin has been smashed". Karmal was installed by the Soviets as the new leader while the Soviet Army began its intervention in Afghanistan that would last for nine years.
Post-death
On 2 January 1980 on the PDPA's 15th anniversary, Karmal who was now the new General Secretary called Amin a "conspirator, professional criminal and recognised spy of the U.S.", as reported in the Kabul New Times. Anahita Ratebzad, the education minister, said about Amin:
...this wrathy, cruel and criminal murderer who had made terror and suppression and crushing of every opposition force part and parcel of his way of rule, and started every day with new acts of destruction, putting opponents of his bloody regime, group by group, to places of torture, jails, and slaughterhouses.
References
Bibliography
External links
Soviet documentation gathered before the Soviet intervention
1929 births
1979 deaths
1979 murders in Asia
20th-century heads of state of Afghanistan
Communist rulers of Afghanistan
Presidents of Afghanistan
Leaders who took power by coup
Afghan Muslims
Assassinated heads of state
Assassinated Afghan politicians
Government ministers of Afghanistan
Foreign ministers of Afghanistan
Prime Ministers of Afghanistan
Defence ministers of Afghanistan
People's Democratic Party of Afghanistan politicians
People from Kabul Province
Pashtun people
Teachers College, Columbia University alumni
Deaths by firearm in Afghanistan
People murdered in Afghanistan
Democratic Republic of Afghanistan
1970s in Afghanistan
People killed in KGB operations
Afghan revolutionaries |
14288 | https://en.wikipedia.org/wiki/Hamilton%2C%20Ontario | Hamilton, Ontario | Hamilton is a port city in the Canadian province of Ontario. Hamilton has a population of 536,917, and its census metropolitan area, which includes Burlington and Grimsby, has a population of 767,000. The city is southwest of Toronto in the Greater Toronto and Hamilton Area (GTHA).
Prior to European settlement, the land on which Hamilton stands was inhabited by the Neutral and Mississauga nations. Conceived by George Hamilton when he purchased the Durand farm shortly after the War of 1812, the town of Hamilton became the centre of a densely populated and industrialized region at the west end of Lake Ontario known as the Golden Horseshoe. On January 1, 2001, the current boundaries of Hamilton were created through the amalgamation of the original city with other municipalities of the Regional Municipality of Hamilton–Wentworth. Residents of the city are known as Hamiltonians.
Traditionally, the local economy has been led by the steel and heavy manufacturing industries. Within the last decade, there has been a shift towards the service sector, like health and sciences. Hamilton is home to the Royal Botanical Gardens, the Canadian Warplane Heritage Museum, the Bruce Trail, McMaster University, Redeemer University College and Mohawk College. McMaster University is ranked 4th in Canada and 69th in the world by Times Higher Education Rankings 2021.
History
In pre-colonial times, the Neutral First Nation used much of the land. They were gradually driven out by the Five (later Six) Nations (Iroquois) who were allied with the British against the Huron and their French allies. The hamlet of Westover was built in an area that was originally a Seneca Iroquois tribal village, Tinawatawa, which was first visited by the French in September 1699.
After the American Revolutionary War, about 10,000 United Empire Loyalists left the United States to settle in Upper Canada, now southern Ontario. In 1792, the Crown purchased the land on which Hamilton now stands from the Mississaugas in Treaty 3, also known as the Between the Lakes Purchase. The Crown granted the Loyalists lands from this purchase to encourage settlement in the region. These new settlers were soon followed by many more Americans, attracted by the availability of inexpensive, arable land. At the same time, large numbers of Iroquois who had allied with Britain arrived from the United States and were settled on reserves west of Lake Ontario as compensation for lands they lost in what was now the United States. During the War of 1812, British regulars and Canadian militia defeated invading American troops at the Battle of Stoney Creek, fought in what is now a park in eastern Hamilton.
The town of Hamilton was conceived by George Hamilton (a son of a Queenston entrepreneur and founder, Robert Hamilton), when he purchased farm holdings of James Durand, the local Member of the Legislative Assembly of Upper Canada, shortly after the War of 1812. Nathaniel Hughson, a property owner to the north, cooperated with George Hamilton to prepare a proposal for a courthouse and jail on Hamilton's property. Hamilton offered the land to the crown for the future site. Durand was empowered by Hughson and Hamilton to sell property holdings which later became the site of the town. As he had been instructed, Durand circulated the offers at York during a session of the Legislative Assembly, which established a new Gore District, of which the Hamilton townsite was a member.
Initially, this town was not the most important centre of the Gore District. An early indication of Hamilton's sudden prosperity occurred in 1816, when it was chosen over Ancaster, Ontario to be the new Gore District's administrative centre. Another dramatic economic turnabout for Hamilton occurred in 1832 when a canal was finally cut through the outer sand bar that enabled Hamilton to become a major port. A permanent jail was not constructed until 1832, when a cut-stone design was completed on Prince's Square, one of the two squares created in 1816. Subsequently, the first police board and the town limits were defined by statute on February 13, 1833. Official city status was achieved on June 9, 1846, by an act of Parliament of the Province of Canada.
By 1845, the population was 6,475. In 1846, there were useful roads to many communities as well as stagecoaches and steamboats to Toronto, Queenston, and Niagara. Eleven cargo schooners were owned in Hamilton. Eleven churches were in operation. A reading room provided access to newspapers from other cities and from England and the U.S. In addition to stores of all types, four banks, tradesmen of various types, and sixty-five taverns, industry in the community included three breweries, ten importers of dry goods and groceries, five importers of hardware, two tanneries, three coachmakers, and a marble and a stone works.
As the city grew, several prominent buildings were constructed in the late 19th century, including the Grand Lodge of Canada in 1855, West Flamboro Methodist Church in 1879 (later purchased by Dufferin Masonic Lodge in 1893), a public library in 1890, and the Right House department store in 1893. The first commercial telephone service in Canada, the first telephone exchange in the British Empire, and the second telephone exchange in all of North America were each established in the city between 1877–78. The city had several interurban electric street railways and two inclines, all powered by the Cataract Power Co.
Though suffering through the Hamilton Street Railway strike of 1906, with industrial businesses expanding, Hamilton's population doubled between 1900 and 1914. Two steel manufacturing companies, Stelco and Dofasco, were formed in 1910 and 1912, respectively. Procter & Gamble and the Beech-Nut Packing Company opened manufacturing plants in 1914 and 1922, respectively, their first outside the US. Population and economic growth continued until the 1960s. In 1929 the city's first high-rise building, the Pigott Building, was constructed; in 1930 McMaster University moved from Toronto to Hamilton, in 1934 the second Canadian Tire store in Canada opened here; in 1940 the airport was completed; and in 1948, the Studebaker assembly line was constructed. Infrastructure and retail development continued, with the Burlington Bay James N. Allan Skyway opening in 1958, and the first Tim Hortons store in 1964.
Since then, many of the large industries have moved or shut down operations in a restructuring that also affected the United States. In 1997, there was a devastating fire at the Plastimet plastics plant. Approximately 300 firefighters battled the blaze, and many sustained severe chemical burns and inhaled volatile organic compounds when at least 400 tonnes of PVC plastic were consumed in the fire.
On January 1, 2001, the new city of Hamilton was formed from the amalgamation of Hamilton and its five neighbouring municipalities: Ancaster, Dundas, Flamborough, Glanbrook, and Stoney Creek. Before amalgamation, the "old" City of Hamilton had 331,121 residents and was divided into 100 neighbourhoods. The former region of Hamilton-Wentworth had a population of 490,268. The amalgamation created a single-tier municipal government ending subsidization of its suburbs. The new amalgamated city had 519,949 people in more than 100 neighbourhoods, and surrounding communities.
The city was impacted by a widespread blackout in 2003 and a tornado in 2005. In 2007, the Red Hill Valley Parkway opened after extensive delays. The Stelco mills were idled in 2010 and permanently closed in 2013. This closure capped a significant shift in the city's economy: the percentage of the population employed in manufacturing declined from 22 to 12 percent between 2003 and 2013.
Geography
Hamilton is in Southern Ontario on the western end of the Niagara Peninsula and wraps around the westernmost part of Lake Ontario; most of the city, including the downtown section, is on the south shore. Hamilton is in the geographic centre of the Golden Horseshoe. Its major physical features are Hamilton Harbour, marking the northern limit of the city, and the Niagara Escarpment running through the middle of the city across its entire breadth, bisecting the city into "upper" and "lower" parts. The maximum high point is 250m (820') above the level of Lake Ontario.
According to all records from local historians, this district was called Attiwandaronia by the native Neutral people. The first Indigenous peoples to settle in the Hamilton area called the bay Macassa, meaning "beautiful waters". Hamilton is one of 11 cities showcased in the book, Green City: People, Nature & Urban Places by Quebec author Mary Soderstrom, which examines the city as an example of an industrial powerhouse co-existing with nature. Soderstrom credits Thomas McQuesten and family in the 1930s who "became champions of parks, greenspace and roads" in Hamilton.
Hamilton Harbour is a natural harbour with a large sandbar called the Beachstrip. This sandbar was deposited during a period of higher lake levels during the last ice age, and extends southeast through the central lower city to the escarpment. Hamilton's deep sea port is accessed by ship canal through the beach strip into the harbour and is traversed by two bridges, the QEW's Burlington Bay James N. Allan Skyway and the lower Canal Lift Bridge.
Between 1788 and 1793, the townships at the Head-of-the-Lake were surveyed and named. The area was first known as The Head-of-the-Lake for its location at the western end of Lake Ontario. John Ryckman, born in Barton township (where present day downtown Hamilton is), described the area in 1803 as he remembered it: "The city in 1803 was all forest. The shores of the bay were difficult to reach or see because they were hidden by a thick, almost impenetrable mass of trees and undergrowth".
George Hamilton, a settler and local politician, established a town site in the northern portion of Barton Township in 1815. He kept several east–west roads which were originally Indian trails, but the north–south streets were on a regular grid pattern. Streets were designated "East" or "West" if they crossed James Street or Highway 6. Streets were designated "North" or "South" if they crossed King Street or Highway 8. The townsite's design, likely conceived in 1816, was commonplace. George Hamilton employed a grid street pattern used in most towns in Upper Canada and throughout the American frontier. The eighty original lots had frontages of fifty feet; each lot faced a broad street and backed onto a twelve-foot lane. It took at least a decade to sell all the original lots, but the construction of the Burlington Canal in 1823, and a new court-house in 1827 encouraged Hamilton to add more blocks around 1828–9. At this time he included a market square in an effort to draw commercial activity on to his lands, but the town's natural growth occurred to the north of Hamilton's plot.
The Hamilton Conservation Authority owns, leases or manages about of land with the city operating of parkland at 310 locations. Many of the parks are along the Niagara Escarpment, which runs from Tobermory at the tip of the Bruce Peninsula in the north, to Queenston at the Niagara River in the south, and provides views of the cities and towns at Lake Ontario's western end. The hiking path Bruce Trail runs the length of the escarpment. Hamilton is home to more than 100 waterfalls and cascades, most of which are on or near the Bruce Trail as it winds through the Niagara Escarpment. Visitors can often be seen swimming in the waterfalls during the summertime, although it is strongly recommended to stay away from the water: much of the watershed of the Chedoke and Red Hill creeks originates in storm sewers running beneath neighbourhoods atop the Niagara escarpment, and water quality in many of Hamilton's waterfalls is seriously degraded. High e. coli counts are regularly observed through testing by McMaster University near many of Hamilton's waterfalls, sometimes exceeding the provincial limits for recreational water use by as much as 400 times. The storm sewers in upstream neighbourhoods carry polluted runoff from streets and parking lots, as well as occasional raw sewage from sanitary lines that were improperly connected to the storm sewers instead of the separate sanitary sewer system. Notably, in March 2020, it was revealed that as much as 24 billion litres of untreated wastewater has been leaking into the Chedoke creek and Cootes' Paradise areas since at least 2014 due to insufficiencies in the city's sewerage and storm water management systems.
Climate
Hamilton's climate is humid-continental, characterized by changeable weather patterns. In the Köppen classification, Hamilton it is on the Dfb/Dfa border found in southern Ontario because the average temperature in July is . However, its climate is moderate compared with most of Canada. Hamilton's location on an embayment at the southwestern corner of Lake Ontario with an escarpment that divides the city's upper and lower parts results in noticeable disparities in weather over short distances. This is also the case with pollution levels, which depending on localized winds patterns or low clouds can be high in certain areas mostly originating from the city's steel industry mixed with regional vehicle pollution. With a July average of exactly , the lower city is in a pocket of the Dfa climate zone found at the southwestern end of Lake Ontario (between Hamilton and Toronto and eastward into the Niagara Peninsula), but this does not always include the immediate lakeshore cooled off by lake water incluence, while the upper reaches of the city fall into the Dfb climate zone.
The airport's open, rural location and higher altitude results in lower temperatures, generally windier conditions, and higher snowfall amounts than lower, built-up areas of the city. The highest temperature ever recorded in Hamilton was 41.1 °C (106 °F) on July 14, 1868. The coldest temperature ever recorded was -30.6 °C (-23 °F) on January 25, 1884.
Economy
Manufacturing is important to Ontario's economy, and the Toronto–Hamilton region is Canada's most industrialized area. The area from Oshawa, Ontario around the west end of Lake Ontario to Niagara Falls, with Hamilton at its centre, is known as the Golden Horseshoe and had a population of approximately 8.1 million people in 2006.
With sixty percent of Canada's steel produced in Hamilton by Stelco and Dofasco, the city has become known as the Steel Capital of Canada. After nearly declaring bankruptcy, Stelco returned to profitability in 2004. On August 26, 2007 United States Steel Corporation acquired Stelco for C$38.50 in cash per share, owning more than 76 percent of Stelco's outstanding shares. On September 17, 2014, US Steel Canada announced it was applying for bankruptcy protection and it would close its Hamilton operations.
A stand-alone subsidiary of Arcelor Mittal, the world's largest steel producer, Dofasco produces products for the automotive, construction, energy, manufacturing, pipe and tube, appliance, packaging, and steel distribution industries. It has approximately 7,300 employees at its Hamilton plant, and the four million tons of steel it produces each year is about 30% of Canada's flat-rolled sheet steel shipments. Dofasco was North America's most profitable steel producer in 1999, the most profitable in Canada in 2000, and a long-time member of the Dow Jones Sustainability World Index. Ordered by the U.S. Department of Justice to divest itself of the Canadian company, Arcelor Mittal has been allowed to retain Dofasco provided it sells several of its American assets.
Demographics
As per the 2016 Canadian census, 24.69% of the city's population was not born in Canada. Hamilton is home to 26,330 immigrants who arrived in Canada between 2001 and 2010 and 13,150 immigrants who arrived between 2011 and 2016. In February 2014, the city's council voted to declare Hamilton a sanctuary city, offering municipal services to undocumented immigrants at risk of deportation.
Hamilton maintains significant Italian, English, Scottish, German and Irish ancestry. 130,705 Hamiltonians claim English heritage, while 98,765 indicate their ancestors arrived from Scotland, 87,825 from Ireland, 62,335 from Italy, 50,400 from Germany. The top countries of birth for the newcomers living in Hamilton in the 1990s were: former Yugoslavia, Poland, India, China, the Philippines, and Iraq.
Hamilton also has a notable French community for which provincial services are offered in French. In Ontario, urban centres where there are at least 5000 Francophones are designated areas where bilingual provincial services have to be offered. As per the 2016 census, the Francophone community maintains a population of 6,760, while 30,530 residents, or 5.8% of the city's population, have knowledge of both official languages. The Franco-Ontarian community of Hamilton boasts two school boards, the public Conseil scolaire Viamonde and the Catholic Conseil scolaire catholique MonAvenir, which operate five schools (2 secondary and 3 elementary). Additionally, the city maintains a Francophone community health centre that is part of the LHIN (Centre de santé communautaire Hamilton/Niagara), a cultural centre (Centre français Hamilton), three daycare centres, a provincially funded employment centre (Options Emploi), a community college site (Collège Boréal) and a community organization that supports the development of the francophone community in Hamilton (ACFO Régionale Hamilton).
Children aged 14 years and under accounted for 16.23% of the city's population, a decline of 1.57% from the 2011 census. Hamiltonians aged 65 years and older constituted 17.3% of the population, an increase of 2.4% since 2011. The city's average age is 41.3 years. 54.9% of Hamiltonians are married or in a common-law relationship, while 6.4% of city residents are divorced. Same-sex couples (married or in common-law relationships) constitute 0.8% (2,710 individuals) of the partnered population in Hamilton.
The most described religion in Hamilton is Christianity although other religions brought by immigrants are also growing. The 2011 census indicates 67.6% of the population adheres to a Christian denomination, with Catholics being the largest at 34.3% of the city's population. The Christ the King Cathedral is the seat of the Diocese of Hamilton. Other denominations include the United Church (6.5%), Anglican (6.4%), Presbyterian (3.1%), Christian Orthodox (2.9%), and other denominations (9.8%). Other religions with significant populations include Islam (3.7%), Buddhist (0.9%), Sikh (0.8%), Hindu (0.8%), and Jewish (0.7%). Those with no religious affiliation accounted for 24.9% of the population.
Environics Analytics, a geodemographic marketing firm that created 66 different "clusters" of people complete with profiles of how they live, what they think and what they consume, sees a future Hamilton with younger upscale Hamiltonians—who are tech savvy and university educated—choosing to live in the downtown and surrounding areas rather than just visiting intermittently. More two and three-storey townhouses and apartments will be built on downtown lots; small condos will be built on vacant spaces in areas such as Dundas, Ainslie Wood and Westdale to accommodate newly retired seniors; and more retail and commercial zones will be created.
Government
Citizens of Hamilton are represented at all three levels of Canadian government - federal, provincial, and municipal. Hamilton is represented in the Parliament of Canada by five Members of Parliament. As of the 2021 federal election, Hamilton has been represented by Filomena Tassi (Liberal - Hamilton West—Ancaster—Dundas), Matthew Green (NDP - Hamilton Centre), Chad Collins (Liberal - Hamilton East—Stoney Creek), Lisa Hepfner - (Liberal - Hamilton Mountain), and Dan Muys (Conservative - Flamborough—Glanbrook).
Provincially, there are five elected Members of Provincial Parliament who serve in the Legislature of Ontario. Leader of the Ontario New Democratic Party and Leader of the Official Opposition, Andrea Horwath, represents Hamilton Centre, Paul Miller (NDP) represents Hamilton East-Stoney Creek, Monique Taylor (NDP) represents Hamilton Mountain, Sandy Shaw (NDP) represents Hamilton West—Ancaster—Dundas, and Progressive Conservative Donna Skelly represents Flamborough—Glanbrook.
Hamilton's municipal government has a mayor, elected citywide, and 15 city councillors - one per each city wards - to serve on the Hamilton City Council. The province grants the Hamilton City Council authority to govern through the Municipal Act of Ontario. Hamilton's current mayor is Fred Eisenberger, elected on October 22, 2018 to a third term. Hamilton's next municipal election is in 2022.
Hamilton is served by four school boards: the English language Hamilton-Wentworth District School Board and Hamilton-Wentworth Catholic District School Board and the French language Conseil scolaire Viamonde and Conseil scolaire catholique MonAvenir. Each school board is governed by trustees. The English language school boards are represented by trustees elected from wards in Hamilton. The HWDSB has 11 trustees and the HWCDB has 9 trustees. The French language school boards are represented by one trustee each from Hamilton and the surrounding area.
The Canadian Military maintains a presence in Hamilton, with the John Weir Foote Armoury in the downtown core on James Street North, housing the Royal Hamilton Light Infantry as well as the 11th Field Hamilton-Wentworth Battery and the Argyll and Sutherland Highlanders of Canada. The Hamilton Reserve Barracks on Pier Nine houses the naval reserve division , 23 Service Battalion and the 23 Field Ambulance.
Crime
The Criminal Code of Canada is the chief piece of legislation defining criminal conduct and penalty. The Hamilton Police Service is chiefly responsible for the enforcement of federal and provincial law. Although the Hamilton Police Service has authority to enforce, bylaws passed by the Hamilton City Council are mainly enforced by Provincial Offences Officers employed by the City of Hamilton.
The homicide rate in Hamilton in 2019 was 1.83 per 100,000 population. Hamilton ranked first in Canada for police-reported hate crimes in 2016, with 12.5 hate crimes per 100,000 population. Organized crime also has a notable presence in Hamilton with three centralized Mafia organizations in Hamilton, the Luppino crime family, the Papalia crime family, and the Musitano crime family.
Culture
Hamilton's local attractions include the Canadian Warplane Heritage Museum, the National Historic Site, Dundurn Castle (the residence of an Allan MacNab, the 8th Premier of Canada West), the Royal Botanical Gardens, the Canadian Football Hall of Fame, the African Lion Safari Park, the Cathedral of Christ the King, the Workers' Arts and Heritage Centre, and the Hamilton Museum of Steam & Technology.
, there are 40 pieces in the city's Public Art Collection. The works are owned and maintained by the city.Information and the locations of each piece in Public Art Collection can be viewed on this interactive map. Founded in 1914, the Art Gallery of Hamilton is Ontario's third largest public art gallery. The gallery has over 9,000 works in its permanent collection that focus on three areas: 19th-century European, Historical Canadian and Contemporary Canadian. The McMaster Museum of Art (MMA), founded at McMaster University in 1967, houses and exhibits the university's art collection of more than 7,000 objects.
Supercrawl is a large community arts and music festival that takes place in September in the James Street North area of the city. In 2018, Supercrawl celebrated its 10th anniversary with over 220,000 visitors. In March 2015, Hamilton was host to the JUNO Awards.
Growth in the arts and culture sector has garnered media attention for Hamilton. A 2006 article in The Globe and Mail, entitled "Go West, Young Artist", focused on the Hamilton's growing art scene. The Factory: Hamilton Media Arts Centre, opened a new home on James Street North in 2006. Art galleries have sprung up on streets across the city: James Street, King William Street, Locke Street and King Street.The opening of the Downtown Arts Centre on Rebecca Street has spurred creative activities in the core. The Community Centre for Media Arts (CCMA) continues to operate in downtown Hamilton. The CCMA works with marginalized populations and combines new media services with arts education and skills development programming.
Sports
Hamilton hosted Canada's first major international athletic event, the first Commonwealth Games (then called the British Empire Games) in 1930. Hamilton bid for the Commonwealth Games in 2010 but lost to New Delhi. On November 7, 2009, in Guadalajara, Mexico, it was announced Toronto would host the 2015 Pan Am Games after beating out two rival South American cities, Lima, Peru and Bogotá, Colombia. The city of Hamilton co-hosted the Games with Toronto. Hamilton Mayor Fred Eisenberger said "the Pan Am Games will provide a 'unique opportunity for Hamilton to renew major sport facilities giving Hamiltonians a multi-purpose stadium, a 50-metre swimming pool, and an international-calibre velodrome to enjoy for generations to come'." Hamilton's major sports complexes include Tim Hortons Field and FirstOntario Centre.
Hamilton is represented by the Tiger-Cats in the Canadian Football League. The team traces their origins to the 1869 "Hamilton Foot Ball Club". Hamilton is also home to the Canadian Football Hall of Fame museum. The museum hosts an annual induction event in a week-long celebration that includes school visits, a golf tournament, a formal induction dinner and concludes with the Hall of Fame game involving the local CFL Hamilton Tiger-Cats at Tim Hortons Field. The 109th championship game of the Canadian Football League, the Grey Cup, is scheduled to be played in Hamilton in 2021.
In 2019, Forge FC debuted as Hamilton's soccer team in the Canadian Premier League. The team plays at Tim Hortons Field and share the venue with the Tiger-Cats. They finished their inaugural season as champions of the league.
In 2019, the Hamilton Honey Badgers debuted as Hamilton's basketball team in the Canadian Elite Basketball League. The team plays its home games at the FirstOntario Centre.
The Around the Bay Road Race circumnavigates Hamilton Harbour. Although it is not a marathon distance, it is the longest continuously held long distance foot race in North America. The local newspaper also hosts the amateur Spectator Indoor Games.
In addition to team sports, Hamilton is home to an auto race track, Flamboro Speedway and Canada's fastest half-mile harness horse racing track, Flamboro Downs. Another auto race track, Cayuga International Speedway, is near Hamilton in the Haldimand County community of Nelles Corners, between Hagersville and Cayuga.
Education
Hamilton is home to several post-secondary institutions.
McMaster University moved to the city in 1930 and now has some 30,000 students, of which almost two-thirds come from outside the Hamilton region. Brock University of St. Catharines, Ontario has a satellite campus used primarily for teacher education in Hamilton.
McMaster Divinity College, a Christian seminary affiliated with the Baptist Convention of Ontario and Quebec since 1957. It is located on the McMaster University campus and it is affiliated with the university.
Mohawk College of Applied Arts and Technology since 1967 with 10,000 full-time, 40,000 part-time, and 3,000 apprentice students.
Redeemer University, a private Christian liberal arts and science university opened in 1982.
Three school boards administer public education for students from kindergarten through high school. The Hamilton-Wentworth District School Board manages 114 public schools, while the Hamilton-Wentworth Catholic District School Board operates 55 schools in the greater Hamilton area. The Conseil scolaire Viamonde operates one elementary and one secondary school (École secondaire Georges-P.-Vanier), and the Conseil scolaire de district catholique Centre-Sud operates two elementary schools and one secondary school.
Calvin Christian School, Providence Christian School and Timothy Christian School are independent Christian elementary schools. Hamilton District Christian High School, Rehoboth Christian High School and Guido de Bres Christian High School are independent Christian high schools in the area. Both HDCH and Guido de Brès participate in the city's interscholastic athletics. Hillfield Strathallan College is on the West Hamilton mountain and is a CAIS member, non-profit school for children from early Montessori ages through grade twelve and has around 1,300 students. Columbia International College is Canada's largest private boarding high school, with 1,700 students from 73 countries.
The Dundas Valley School of Art is an independent art school founded in 1964. In 1998, a new full-time diploma programme was launched as a joint venture with McMaster University. The Hamilton Conservatory for the Arts is home to many of the area's young actors, dancers, musicians, singers and visual artists. The school has a keyboard studio, dance studios, art and sculpting studios, gallery space and a 300-seat recital hall.
Hamilton is home to two think tanks, the Centre for Cultural Renewal and Cardus, which deals with social architecture, culture, urbanology, economics and education and also publishes the LexView Policy Journal and Comment Magazine.
Infrastructure
Transportation
The primary highways serving Hamilton are Highway 403 and the QEW. Other highways connecting Hamilton include Highway 5, Highway 6 and Highway 8. Public transportation is provided by the Hamilton Street Railway, which operates an extensive local bus system. Hamilton and Metrolinx will build a provincially-funded LRT line (Hamilton LRT) in the early 2020s.
Intercity public transportation, including frequent service to Toronto, is provided by GO Transit. The Hamilton GO Centre, formerly the Toronto, Hamilton and Buffalo Railway station, is a commuter rail station on the Lakeshore West line of GO Transit. While Hamilton is not directly served by intercity rail, the Lakeshore West line does offer an off-peak bus connection and a peak-hours rail connection to Aldershot station in Burlington, which doubles as the VIA Rail station for both Burlington and Hamilton.
In the 1940s, the John C. Munro Hamilton International Airport was a wartime air force training station. Today, managed by TradePort International Corporation, passenger traffic at the Hamilton terminal has grown from 90,000 in 1996 to approximately 900,000 in 2002 with mostly domestic and vacation destinations in the United States, Mexico and Central America. The airport's mid-term growth target for its passenger service is five million air travelers annually. The airport's air cargo sector has 24–7 operational capability and strategic geographic location, allowing its capacity to increase by 50% since 1996; 91,000 metric tonnes (100,000 tons) of cargo passed through the airport in 2002. Courier companies with operations at the airport include United Parcel Service and Cargojet Canada. In 2003, the city began developing a 30-year growth management strategy which called, in part, for a massive aerotropolis industrial park centred on Hamilton Airport. Advocates of the aerotropolis proposal, now known as the Airport Employment Growth District, tout it as a solution to the city's shortage of employment lands. The closest other international airport to Hamilton is Toronto Pearson International Airport, located northeast of the city in Mississauga.
A report by Hemson Consulting identified an opportunity to develop of greenfields (the size of the Royal Botanical Gardens) that could create an estimated 90,000 jobs by 2031. A proposed aerotropolis industrial park at Highway 6 and 403, has been debated at City Hall for years. Opponents feel the city needs to do more investigation about the cost to taxpayers.
Hamilton also plays a major role in Ontario's marine shipping industry as the Port of Hamilton is Ontario's busiest port handling between 9 to 12 million tonnes of cargo annually.
Health
The city is served by the Hamilton Health Sciences hospital network of five hospitals with more than 1,100 beds: Hamilton General Hospital, Juravinski Hospital, McMaster University Medical Centre (which includes McMaster Children's Hospital), St. Peter's Hospital and West Lincoln Memorial Hospital. Other buildings under Hamilton Health Sciences include Juravinski Cancer Centre, Regional Rehabilitation Centre, Ron Joyce Children's Health Centre, and the West End Clinic and Urgent Care Centre. Hamilton Health Sciences is the largest employer in the Hamilton area and serves as academic teaching hospital affiliated with McMaster University and Mohawk College. The only hospital in Hamilton not under Hamilton Health Sciences is St. Joseph's Healthcare Hamilton, which has 777 beds and three campuses. This healthcare group provides inpatient and outpatient services, and mental illness or addiction help.
See also
Hamilton City Council
Auchmar (Hamilton, Ontario)
List of people from Hamilton, Ontario
Notes
References
External links
1810s establishments in Canada
Cities in Ontario
Niagara Escarpment
Populated places established in the 1810s
Populated places on Lake Ontario in Canada
Port settlements in Ontario
Single-tier municipalities in Ontario
Royal Hamilton Light Infantry (Wentworth Regiment) |
14296 | https://en.wikipedia.org/wiki/Heckler%20%26%20Koch | Heckler & Koch | Heckler & Koch GmbH (HK; ) is a German defence manufacturing company that manufactures handguns, rifles, submachine guns, and grenade launchers. The company is located in Oberndorf am Neckar in the German state of Baden-Württemberg, and also has subsidiaries in the United Kingdom, France and the United States.
The Heckler & Koch Group comprises Heckler & Koch GmbH, Heckler & Koch Defense, NSAF Ltd., and Heckler & Koch France SAS. The company's motto is "Keine Kompromisse!" (No Compromises!). HK provides firearms for many military and paramilitary units, including the SAS, KMar, the US Navy SEALs, Delta Force, HRT, Canada's Joint Task Force 2, the German KSK and GSG 9, and many other counter-terrorist and hostage rescue teams.
Their products include the MP5, UMP submachine guns, the G3, HK417 battle rifles, the HK33, G36, HK416 assault rifles, the MG5, HK21 General-purpose machine guns, the MP7 personal defense weapon, the USP series of handguns, and the PSG1 sniper rifle. All HK firearms are named by a prefix and the official designation, with suffixes used for variants.
HK has a history of innovation in firearms, such as the use of polymers in weapon designs and the use of an integral rail for flashlights on handguns. HK also developed modern polygonal rifling, noted for its high accuracy, increased muzzle velocity and barrel life. Not all its technologically ambitious designs have become commercially successful products (for instance, the advanced but now abandoned G11 military rifle, which fired caseless high-velocity ammunition). In its extensive product range, HK has used the following operating systems for small arms: blowback operation, short-recoil, roller-delayed blowback, gas-delayed blowback, and gas operation (via Short-stroke piston).
History
With the fall of Germany at the end of World War II, Oberndorf came under French control, and the entire Waffenfabrik Mauser AG factory was dismantled by French occupying forces. All factory records were destroyed on orders of the local French Army commander. In 1948, three former Mauser engineers, Edmund Heckler, Theodor Koch, and Alex Seidel, saved what they could from the factory and used what they salvaged to start a machine tool plant in the vacant factory that became known as the Engineering Office Heckler & Co.
On December 28, 1949, the Engineering Office Heckler & Co. changed its name and was registered officially as Heckler & Koch GmbH. Initially the new company manufactured machine tools, bicycle and sewing machine parts, gauges and other precision parts.
In 1956, Heckler & Koch responded to the West German government's tender for a new infantry rifle for the Bundeswehr (German Federal Army) with the proposal of the G3 battle rifle, which was based on the Spanish CETME rifle. The German government awarded Heckler & Koch the tender and by 1959 declared the G3 the standard rifle of the Bundeswehr. Later on in 1961, Heckler & Koch developed the 7.62×51mm HK21 general-purpose machine gun, based on the G3 battle rifle.
In 1966, Heckler & Koch introduced the HK54 machine pistol, which eventually launched in 1969 as the MP5 submachine gun. Two years later, the company introduced the 5.56×45mm HK33 assault rifle, a smaller version of the G3 battle rifle chambered in 5.56mm NATO.
Diversification
In 1974, Heckler & Koch diversified into two more areas, HK Defense and Law Enforcement Technology and HK Hunting and Sports Firearms. Since then HK has designed and manufactured more than 100 different types of firearms and devices for the world's military and law enforcement organizations as well as sports shooters and hunters.
In 1990, Heckler & Koch completed two decades of development of their revolutionary caseless weapon system and produced prototypes of the Heckler & Koch G11. The company also produced prototypes of the Heckler & Koch G41 intended for the Bundeswehr. Due to the international political climate at the time (East and West Germany uniting and defense budget cuts) the company was unable to secure funded contracts from the German government to support production of either weapon system and became financially vulnerable. The next year, Heckler Koch was sold to British Aerospace's Royal Ordnance division.
During 1994 and 1995, the German government awarded Heckler & Koch contracts for producing an updated standard assault rifle and updated standard sidearm for the Bundeswehr. Heckler & Koch developed and produced the Project HK50, a lightweight carbon fibre assault rifle, which became the HK G36 assault rifle. In addition, Heckler & Koch produced the Heckler & Koch USP derived as a variant of its Universale Selbstladepistole (USP) series of handguns (which had been in production since 1989). The P8 was adopted as the standard handgun for the Bundeswehr in 1994 and the G36 in 1995.
As the result of a 1999 merger between British Aerospace and Marconi Electronic Systems, Heckler & Koch was owned by the resulting BAE Systems; it was contracted to refurbish the British Army's SA80 rifles (which had been built by Royal Ordnance) This contract entailed a modification programme to the SA80 series of rifles to address a number of reliability issues with the SA80. In 2002, BAE Systems restructured and sold Heckler & Koch to a group of private investors, who created the German group holding company HK Beteiligungs GmbH.
In 2003, HK Beteiligungs GmbH's business organization restructured as Heckler & Koch Jagd und Sportwaffen GmbH (HKJS) and its business was separated into the two business areas similar to the 1974 business mission areas, Defense and Law Enforcement and Sporting Firearms.
In 2004, Heckler & Koch was awarded a major handgun contract for the U.S. Department of Homeland Security, worth a potential $26.2 million for up to 65,000 handguns. This contract ranks as the single largest handgun procurement contract in US law enforcement history.
HK was contracted by the United States Army to produce the kinetic energy subsystem (see: kinetic projectiles or kinetic energy penetrator) of the Objective Individual Combat Weapon, a planned replacement for the M16/M203 grenade launcher combination. The OICW was designed to fire 5.56 mm bullets and 25 mm grenades. The kinetic energy component was also developed separately as the XM8, though both the OICW and XM8 are now indefinitely suspended.
Heckler & Koch developed an AR-15/M4 carbine variant, marketed as the HK416. HK replaced the direct impingement system used by the Stoner design on the original M16 with a short-stroke piston operating system. The civilian models are named the MR223 and, in the US, the MR556A1.
There is no indication that the rifle will be adopted by the United States Armed Forces other than in the Marine Corps as the IAR or M27, but the elite Delta Force and other United States special operations units have fielded the HK416 in combat, and Oklahoma Senator Tom Coburn has called for "free and open competition" to determine whether the army should buy the HK416 or continue to purchase more M4 carbines. Incoming United States Secretary of the Army Pete Geren agreed in July 2007 to hold a "dust chamber" test pitting the M4 against the Heckler & Koch HK416 and XM8, as well as the rival FN SCAR design. Coburn had threatened to stop Geren's Senate confirmation if he did not agree to the test. The Heckler & Koch XM8 and FN SCAR had the fewest failures in the test, closely followed by the HK416, while the M4 had by far the most. In 2007, the Norwegian Army became the first to field the HK416 as a standard-issue rifle.
HK sells its pistols in the United States to both law enforcement and civilian markets. The company has locations in Virginia, New Hampshire, and Georgia.
Trafficking
H&K has been accused of shipping small arms to conflict regions such as Bosnia and Nepal, and has licensed its weapons for production by governments with poor human rights records such as Sudan, Thailand and Myanmar. It has been argued that the company effectively evaded EU export restrictions when these licensees sold HK weapons to conflict zones including Indonesia, Sri Lanka and Sierra Leone.
According to the newspaper Stuttgarter Nachrichten (31 August 2011), as well as the state broadcaster ARD, a large stockpile of G36 assault rifles fell into rebel hands during the August 2011 attack on Muammar Gaddafi's compound in Tripoli. It is unclear how many were exported to Libya and by whom.
Illegal arms sales to Mexico
On December 11, 2011, federal, state and local Mexican police officers used battle rifles to fire on Ayotzinapa Rural Teachers' College students and peasant organizations to disperse a blockade on Mexican Federal Highway 95D, resulting in the deaths of students Jorge Alexis Herrera and Gabriel Echeverría de Jesús. According to media reports, 7.62×51mm NATO round cases were found at the crime scene which were of the same caliber as rounds spent by H&K G3 rifles.
In Iguala and Cocula, corrupt police officers and cartelmen are known to have used H&K G36 rifles during the 2014 Iguala mass kidnapping on September 26–27, 2013. At least six teaching students were murdered by cartelmen and corrupt local police, and 43 others are missing and presumed dead. Other than the six identified persons, no other bodies have been found, and are believed to be have been incinerated.
As a result of efforts by civil society and human rights organizations in Mexico and Germany, H&K and two of its former employees were brought before the Provincial Court of Stuttgart. After ten months of trial, on February 21, 2019, the court convicted them of illegally selling arms to Mexican governmental institutions which failed to acknowledge their due observance of human rights. The two former employees (sales manager Sahlmann and administrative employee Beuter) had been found to have used fraudulent permits in the sale of 4,700 rifles and large quantities of ammunition. H&K was issued a fine of 3.7 million euros, and the two men received suspended sentences of 17 and 22 months. The spokesman of the Presidency of the Republic of Mexico, Jesús Ramírez Cuevas, said that the amount of the fine should go to the victims and their families.
On March 30, 2021, Germany's Federal Court of Justice (BGH) upheld the lower court's decision, finding that H&K employees knowingly falsified information on the nature and destination of arms sold by the company in order to attain federal export licenses.
Werknummern designations
The Werknummern system dates back to the first HK rifles. It uses two or three digits, and as such is also referred to as the "HK 3-digit system" Exceptions like the Heckler & Koch HK416 exist, but those are almost always for marketing reasons, and do actually have in-house designations that fit the system. For example, the HK416 (originally marketed as the HK M4 and HK M16) was intended to replace the M4 and M16, and so, the different models were amalgamated into simply the HK416, but internally was the HK333. The M320 Grenade Launcher Module is a designation assigned by the US military, the HK product name is the HK 269 and 279.
First digit: generation
No digit = First generation
1 = Second generation
2 = Third generation
3 = Fourth generation
4 = Fifth generation
Second digit: form factor
1 = Magazine fed machine gun
2 = Belt fed machine gun
3 = Full sized rifle
4 = Semi-automatic military rifle
5 = Select fire carbine
6 = Shoulder fired standalone grenade launcher
7 = Underbarrel mounted grenade launcher
8 = Hunting and repeating weapons for civilian market
Third digit: caliber
1 - 7.62×51mm NATO
2 - 7.62×39mm
3 - 5.56×45mm NATO
4 - 9×19mm Parabellum/.40 S&W/.45 ACP
5 - .50 BMG
6 - HK 4.6×30mm
7 - .300 AAC Blackout
8 - 37mm Grenade
9 - 40 mm grenade
Abbreviations
Format: Abbreviation = German Text ("English Text")
A = ("version")
G = ("rifle")
K = Either ("short") for pistols and submachine guns or ("Carbine") for rifles and battle rifles.
AG = Either stands for ("attached device") or ("attached grenade launcher")
GMG = Grenade Machine Gun
GMW = (automatic grenade launcher)
MG = (Machine Gun)
MP = (Machine Pistol)
PSG = ("precision sharp shooter rifle")
PSP = ("police self-loading pistol")
SD = ("sound dampener", "suppressor"); In the case of the MP5 having an integral suppressor, in the case of the USP, an extended threaded barrel for attaching a suppressor.
SG = ("sharpshooters rifle")
SK = ("sub compact")
SL = ("Autoloader")
UMP = Universal Machine Pistol
UCP = Universal Combat Pistol
USC = Universal Self-loading Carbine
USP = ("universal self-loading pistol")
VP = ("people's pistol")
ZF = '' ("telescopic sight")
Date and country codes
H&K uses a letter combination to represent the year a pistol is manufactured.
A = 0
B = 1
C = 2
D = 3
E = 4
F = 5
G = 6
H = 7
I = 8
K = 9
The letter J is not used as a date marker. If an H&K pistol has the letter combination of BH it was manufactured in 2017 or CA in 2020. The letter combination of DE represents manufacturing in the country of Germany. Pistols manufactured in Germany before 2008 and those produced at US facilities do not incorporate these letter combinations.
See also
List of Heckler & Koch products
List of modern armament manufacturers
References
External links
Official website (international)
Official website (United States)
2008 Heckler & Koch Military and LE brochure
HK information on Remtek
Companies based in Baden-Württemberg
Manufacturing companies established in 1949
Defence companies of Germany
Firearm manufacturers of Germany
German brands
Firearm manufacturers of the United States
Firearm importation companies of the United States |
14297 | https://en.wikipedia.org/wiki/Heckler%20%26%20Koch%20MP5 | Heckler & Koch MP5 | The MP5 () is a 9x19mm Parabellum submachine gun, developed in the 1960s by a team of engineers from the German small arms manufacturer Heckler & Koch GmbH (H&K) of Oberndorf am Neckar. There are over 100 variants and clones of the MP5, including some semi-automatic versions.
The MP5 is one of the most widely used submachine guns in the world, having been adopted by 40 nations and numerous military, law enforcement, intelligence, and security organizations. It was widely used by SWAT teams in North America, but has since been supplanted by M16 rifle variants in the 21st century.
In 1999, Heckler & Koch developed the UMP, the MP5's successor. Despite its higher cost, the MP5 remained the more successful of the two options.
History
Heckler & Koch, encouraged by the success of the G3 automatic rifle, developed a family of small arms consisting of four types of firearms all based on a common G3 design layout and operating principle. The first type was chambered for 7.62×51mm NATO, the second for the 7.62×39mm M43 round, the third for the intermediate 5.56×45mm NATO caliber, and the fourth type for the 9×19mm Parabellum pistol cartridge. The MP5 was created within the fourth group of firearms and was initially known as the HK54.
Work on the MP5 began in 1964 and two years later it was adopted by the German Federal Police, border guard and army special forces, referring to as the "MP64" or later "MP5". The MP5A1 was introduced in the late '60s, which the first model to have the iconic ring front sight and the slimline handguard. In 1970, the MP5A2 and MP5A3 was introduced. In 1974, the MP5SD was introduced, which is a suppressed variant of the MP5. It was used in the Vietnam War in 1975 by the Green Berets. In 1976, the MP5K was introduced as a request for a variant for South America. In 1977, the standard 20 & 30 round, curved steel magazines were introduced for the MP5A2 and MP5A3 design. In 1978, the Tropical forearm was introduced to be produced with the MP5.
In 1980, the MP5 achieved iconic status as a result of British special forces regiment the SAS when they stormed the Iranian Embassy in London, live on television, rescuing hostages and killing five terrorists during Operation Nimrod.
The MP5 has become a mainstay of SWAT units of law enforcement agencies in the United States since then. However, in the late 1990s, as a result of the North Hollywood shootout, police special response teams replaced most MP5s with AR-15-based rifles.
The MP5 is manufactured under license in several nations including Greece (formerly at EBO – Hellenic Arms Industry, currently at ΕΑΣ – Hellenic Defense Systems), Iran (Defense Industries Organization), Mexico (SEDENA), Pakistan (Pakistan Ordnance Factories), Saudi Arabia, Sudan (Military Industry Corporation), Turkey (MKEK), and the United Kingdom (initially at Royal Ordnance, later diverted to Heckler & Koch Great Britain).
Design details
The primary version of the MP5 family is the MP5A2, which is a lightweight, air-cooled, selective fire delayed blowback operated 9×19mm Parabellum weapon with a roller-delayed bolt. It fires from a closed bolt (bolt forward) position.
The fixed, free floating, cold hammer-forged barrel has 6 right-hand grooves with a 1 in 250 mm (1:10 in) rifling twist rate and is pressed and pinned into the receiver.
Features
The first MP5 models used a double-column straight box magazine, but since 1977, slightly curved, steel magazines are used with a 15-round capacity (weighing 0.12 kg) or a 30-round capacity (0.17 kg empty).
The adjustable iron sights (closed type) consist of a rotating rear diopter drum and a front post installed in a hooded ring. The rear sight is mechanically adjustable for both windage and elevation with the use of a special tool, being adjusted at the factory for firing at with standard FMJ 9×19mm NATO ammunition. The rear sight drum provides four apertures of varying diameters used to adjust the diopter system, according to the user's preference and tactical situation. Changing between apertures does not change the point of impact down range. For accurate shooting the user should select the smallest aperture that still allows an equal circle of light between the rear sight aperture and the outside of the front sight hood ring.
The MP5 has a hammer firing mechanism. The trigger group is housed inside an interchangeable polymer trigger module (with an integrated pistol grip) and equipped with a three-position fire mode selector that serves as the manual safety toggle. The "S" or Sicher position in white denotes weapon safe, "E" or Einzelfeuer in red represents single fire, and "F" or Feuerstoß (also marked in red) designates continuous fire. The SEF symbols appear on both sides of the plastic trigger group. The selector lever is actuated with the thumb of the shooting hand and is located only on the left side of the original SEF trigger group or on both sides of the ambidextrous trigger groups. The safety/selector is rotated into the various firing settings or safety position by depressing the tail end of the lever. Tactile clicks (stops) are present at each position to provide a positive stop and prevent inadvertent rotation. The "safe" setting disables the trigger by blocking the hammer release with a solid section of the safety axle located inside the trigger housing.
The non-reciprocating cocking handle is located above the handguard and protrudes from the cocking handle tube at approximately a 45° angle. This rigid control is attached to a tubular piece within the cocking lever housing called the cocking lever support, which in turn makes contact with the forward extension of the bolt group. It is not however connected to the bolt carrier and therefore cannot be used as a forward assist to fully seat the bolt group. The cocking handle is held in a forward position by a spring detent located in the front end of the cocking lever support which engages in the cocking lever housing. The lever is locked back by pulling it fully to the rear and rotating it slightly clockwise where it can be hooked into an indent in the cocking lever tube.
Operating mechanism
The bolt rigidly engages the barrel extension—a cylindrical component welded to the receiver into which the barrel is pinned. The delay mechanism is of the same design as that used in the G3 rifle. The two-part bolt consists of a bolt head with rollers and a bolt carrier. The heavier bolt carrier lies up against the bolt head when the weapon is ready to fire and inclined planes on the front locking piece lie between the rollers and force them out into recesses in the barrel extension.
When fired, expanding propellant gases produced from the burning powder in the cartridge exert rearward pressure on the bolt head transferred through the base of the cartridge case as it is propelled out of the chamber. A portion of this force is transmitted through the rollers projecting from the bolt head, which are cammed inward against the inclined flanks of the locking recesses in the barrel extension and to the angled shoulders of the locking piece. The selected angles of the recesses and the incline on the locking piece produce a velocity ratio of about 4:1 between the bolt carrier and the bolt head. This results in a calculated delay, allowing the projectile to exit the barrel and gas pressure to drop to a safe level before the case is extracted from the chamber.
The delay results from the amount of time it takes for enough recoil energy to be transferred through to the bolt carrier in a sufficient quantity for it to be driven to the rear against the force of inertia of the bolt carrier and the forward pressure exerted against the bolt by the recoil spring. As the rollers are forced inward they displace the locking piece and propel the bolt carrier to the rear. The bolt carrier's rearward velocity is four times that of the bolt head since the cartridge remains in the chamber for a short period of time during the initial recoil impulse. After the bolt carrier has traveled rearward 4 mm, the locking piece is withdrawn fully from the bolt head and the rollers are compressed into the bolt head. Only once the locking rollers are fully cammed into the bolt head can the entire bolt group continue its rearward movement in the receiver, breaking the seal in the chamber and continuing the feeding cycle.
Since the 9×19mm Parabellum cartridge is relatively low powered, the bolt does not have an anti-bounce device like the G3, but instead the bolt carrier contains of tungsten granules that prevent the bolt group from bouncing back after impacting the barrel extension. The weapon has a fluted chamber that enhances extraction reliability by bleeding gases backwards into the shallow flutes running along the length of the chamber to prevent the cartridge case from expanding and sticking to the chamber walls (since the bolt is opened under relatively high barrel pressure). A spring extractor is installed inside the bolt head and holds the case securely until it strikes the ejector arm and is thrown out of the ejection port to the right of the receiver. The lever-type ejector is located inside the trigger housing (activated by the movement of the recoiling bolt).
Accessories
In the early 1970s, HK introduced a conversion kit for the MP5 that enables it to use rimfire ammunition (.22 LR). This unit consists of a barrel insert, a bolt group and two 20-round magazines. This modification reduces the cyclic rate to 650 rounds/min. It was sold mostly to law enforcement agencies as a way to train recruits on handling the MP5. It used ammunition that was cheaper and had a lower recoil than 9×19mm Parabellum. This reduced training costs and built up skill and confidence in the operators before transitioning them to the full-bore model.
Barrel accessories
Threading is provided at the muzzle to work with certain muzzle devices made by Heckler & Koch, including: a slotted flash suppressor, blank firing attachment (marked with a red-painted band denoting use with blank ammunition only), an adapter for launching rifle grenades (for use with rifle-style grenades with an inside diameter of 22 mm using a special grenade launching cartridge) and a cup-type attachment used to launch tear gas grenades. An optional three-lugged barrel is also available for mounting a quick-detachable suppressor.
Receiver
The receiver housing has a proprietary claw-rail mounting system that permits the attachment of a standard Heckler & Koch quick-detachable scope mount (also used with the G3, HK33 and G3SG/1). It can be used to mount daytime optical sights (telescopic 4×24), night sights, reflex sights and laser pointers. The mount features two spring-actuated bolts, positioned along the base of the mount, which exert pressure on the receiver to hold the mount in the same position at all times assuring zero retention. All versions of the quick-detachable scope mount provide a sighting tunnel through the mount so that the shooter can continue to use the fixed iron sights with the scope mount attached to the top of the receiver.
A Picatinny rail adapter can be placed on top that locks into the claw rails. This allows the mounting of STANAG scopes and has a lower profile than the claw-rail system.
Handguard
Aftermarket replacement handguards with Picatinny rails are available. Single-rail models have a Picatinny rail along the bottom and triple-rail models have rails along the bottom and sides. They allow the mounting of accessories like flashlights, laser pointers, target designators, vertical foregrips, and bipods.
Variants
The MP5A2 has a fixed buttstock (made of a synthetic polymer), whereas the compact MP5A3 has a retractable metal stock. The stockless MP5A1 has a buttcap with a sling mount for concealed carry; the MP5K series was a further development of this idea.
The MP5A4 (fixed stock) and MP5A5 (sliding stock) models, which were introduced in 1974, are available with four-position trigger groups. The pistol grips are straight, lacking the contoured grip and thumb groove of the MP5A1, MP5A2, and MP5A3. The selector lever stops are marked with bullet pictograms rather than letters or numbers (each symbol represents the number of bullets that will be fired when the trigger is pulled and held rearward with a full magazine inserted in the weapon) and are fully ambidextrous (the selector lever is present on each side of the trigger housing). The additional setting of the fire selector, one place before the fully automatic setting, enables a two or three-shot burst firing mode.
A variant with the last trigger group designated the MP5-N (N—Navy) was developed in 1986 for the United States Navy. This model has a collapsible stock, a tritium-illuminated front sight post and a threaded barrel for use with a stainless steel sound suppressor made by Knight's Armament Company together with quieter subsonic ammunition. It had ambidextrous controls, a straight pistol grip, pictogram markings, and originally had a four-position selector (Safe, Semi-Auto, 3-Round Burst, Full Auto). This was replaced with a similar three-position ambidextrous selector after an improperly-reassembled trigger group spontaneously fired during an exercise. The "Navy"-style ambidextrous trigger group later became standard, replacing the classic "SEF" trigger group.
In late 2013, Heckler & Koch unveiled the MLI (Mid Life Improvement) version of the MP5. It is fitted with a tri-rail foregrip, a quick-release-optic mount, an MP5F stock standard, and comes in with the new RAL8000 (Yellow-Brown) colour scheme.
Training
H&K offers dedicated training variants of these weapons, designated MP5A4PT and MP5A5PT (PT—Plastic Training), modified to fire a plastic 9×19mm PT training cartridge produced by Dynamit Nobel of Germany. These weapons operate like the standard MP5 but have a floating chamber and both rollers have been omitted from the bolt to function properly when firing the lighter plastic projectiles. To help identify these weapons blue dots were painted on their cocking handles and additional lettering provided. The PT variant can be configured with various buttstocks and trigger groups and was developed for the West German Police and Border Guard.
MP5SF
The MP5SFA2 (SF – single-fire) was developed in 1986 in response to the American FBI solicitation for a "9 mm Single-fire Carbine". It is the same as the MP5A2 but is fitted with an ambidextrous semi-automatic only trigger group. The MP5SFA3 is similar except it has a retractable metal stock like the MP5A3. Versions delivered after December 1991 are assembled with select-fire bolt carriers allowing fully automatic operation when used with the appropriate trigger module.
The semi-automatic "MP5SF" models are widely used by British police forces including London's Metropolitan Police Service Specialist Firearms Command, Diplomatic Protection Group, authorised firearms officers, and the Police Service of Northern Ireland to name a few.
The two-position trigger unit was used in the semi-automatic HK94 carbine that was produced specifically for the civilian market with a barrel.
MP5SD
In 1974, H&K initiated design work on a sound-suppressed variant of the MP5, designated the MP5SD (SD—Schalldämpfer, German for "sound suppressor"), which features an integral but detachable aluminium sound suppressor and a lightweight bolt. The weapon's barrel has 30 ports drilled forward of the chamber through which escaping gases are diverted to the surrounding sealed tubular casing that is screwed onto threading on the barrel's external surface just prior to the ported segment. The suppressor itself is divided into two stages; the initial segment surrounding the ported barrel serves as an expansion chamber for the propellant gases, reducing gas pressure to slow down the acceleration of the projectile. The second, decompression stage occupies the remaining length of the suppressor tube and contains a stamped metal helix separator with several compartments which increase the gas volume and decrease its temperature, deflecting the gases as they exit the muzzle, so muffling the exit report. The bullet leaves the muzzle at subsonic velocity, so it does not generate a sonic shock wave in flight. As a result of reducing the barrel's length and venting propellant gases into the suppressor, the bullet's muzzle velocity was lowered anywhere from 16% to 26% (depending on the ammunition used) while maintaining the weapon's automation and reliability. The weapon was designed to be used with standard supersonic ammunition with the suppressor on at all times.
The MP5SD is produced exclusively by H&K in several versions: the MP5SD1 and MP5SD4 (both have a receiver end cap instead of a buttstock), MP5SD2 and MP5SD5 (equipped with a fixed synthetic buttstock) and the MP5SD3 and MP5SD6 (fitted with a collapsible metal stock). The MP5SD1, MP5SD2 and MP5SD3 use a standard 'SEF' trigger group (from the MP5A2 and MP5A3), while the MP5SD4, MP5SD5, and MP5SD6 use the 'Navy' trigger group—a trigger module with a mechanically limited 3-round burst mode and ambidextrous selector controls (from the MP5A4 and MP5A5). A suppressed version was produced for the U.S. Navy—designated the MP5SD-N, which is a version of the MP5SD3 with a retractable metal stock, front sight post with tritium-illuminated dot and a stainless steel suppressor. This model has a modified cocking handle support to account for the slightly larger outside diameter of the suppressor. The design of the suppressor allows the weapon to be fired with water inside, should water enter the device during operation in or near water.
MP5K
In 1976, a shortened machine pistol version of the MP5A2 was introduced; the MP5K (K from the German word Kurz = "short") was designed for close quarters battle use by clandestine operations and special services. The MP5K does not have a shoulder stock (the receiver end was covered with a flat end cap, featuring a buffer on the inside and a sling loop on the outside), and the bolt and receiver were shortened at the rear. The resultant lighter bolt led to a higher rate of fire than the standard MP5. The barrel, cocking handle and its cover were shortened and a vertical foregrip was used to replace the standard handguard. The barrel ends at the base of the front sight, which prevents the use of any sort of muzzle device.
The MP5K is produced (by Heckler & Koch and under license in Iran and Turkey) in four different versions: the MP5K, MP5KA4, MP5KA1, MP5KA5, where the first two variants have adjustable, open-type iron sights (with a notched rotary drum), and the two remaining variants – fixed open sights; however, the front sight post was changed and a notch was cut into the receiver top cover. The MP5K retained the capability to use optical sights through the use of an adapter.
A civilian semiautomatic derivative of the MP5K known as the SP89 was produced that had a foregrip with a muzzle guard in place of the vertical grip.
In 1991, a further variant of the MP5K was developed, designated the MP5K-PDW (PDW—Personal Defense Weapon) that retained the compact dimensions of the MP5K but restored the fire handling characteristics of the full-size MP5A2. The MP5K-PDW uses a side-folding synthetic shoulder stock (made by the U.S. company Choate Machine and Tool), a "Navy" trigger group, a front sight post with a built-in tritium insert and a slightly lengthened threaded, three-lug barrel (analogous to the MP5-N). The stock can be removed and replaced with a receiver endplate; a rotary drum with apertures from the MP5A2 can also be used.
Larger caliber
In 1992, Heckler & Koch introduced the MP5/10 (chambered in 10mm Auto) and MP5/40 (chambered for the .40 S&W cartridge), which are based on the MP5A4 and MP5A5. These weapons were assembled in fixed and retractable stock configurations (without a separate designation) and are fed from translucent 30-round polymer box magazines. These weapons include a bolt hold-open device, which captures the bolt group in its rear position after expending the last cartridge from the magazine. The bolt is then released by pressing a lever positioned on the left side of the receiver. Both weapons use a barrel with 6 right-hand grooves and a 380 mm (1:15 in) twist rate, and like the MP5-N, both have a 3-lugged muzzle device and a tritium-illuminated front sight aiming dot.
Problems with the MP5/10 and MP5/40 led to their discontinuation in 2000, although Heckler & Koch continues to provide support and spare parts.
List
HK54: The original model that was produced in 1964. The 54 designation is from the Heckler & Koch company's old system that indicates that it is a submachine gun/assault carbine (5-) chambered for the 9×19mm cartridge (-4). It had a charcoal-gray phosphated finish rather than the matte-black lacquered finish used on later models and had narrow slotted metal handguards. Its major differences were that it had a longer and heavier bolt carrier than the MP5 and a flip up "ladder"-style rear sight (like the early G3 rifle) rather than the MP5's aperture sight. Its original 15- or 30-round steel magazines were straight rather than curved, had a plastic follower, and were reinforced with ribs (thus their nickname of "waffle"-type magazines).
MP5: A slightly modified version of the HK54 first created in 1966. A matte-black lacquered finish instead of the grayish phosphated finish was introduced for export models in 1977. It originally had the narrow checkered metal "Slimline" handguards in the place of the HK54's narrow slotted metal ones. These were later replaced by the thicker "Tropical" handguards in 1978. The proprietary Heckler & Koch "claw mount" rails for mounting optical and electronic scopes were added around 1973. The improved 15- and 30-round magazines were adopted in 1977; they were curved, had unribbed sides, and had chromed-steel followers.
MP5A1: No buttstock (endplate/receiver cap in place of buttstock), "SEF" trigger group.
MP5A2: Fixed buttstock, "SEF" trigger group.
MP5SFA2: Fixed buttstock, single-fire (SE) trigger group.
MP5A3: Retractable buttstock, "SEF" trigger group.
MP5SFA3: Semi-automatic carbine version of MP5A3. Retractable buttstock and single-fire (SE) trigger group.
MP5A4: Fixed buttstock, 3-round burst trigger group.
MP5A5: Retractable buttstock, 3-round burst trigger group.
MP5-N: Model developed specifically for the U.S. Navy. Ambidextrous "Navy" trigger group, 3-lug/threaded barrel for attaching a sound suppressor; rubber-padded retractable stock.
MP5F: Model developed in 1999 specifically for the French military. Rubber-padded retractable stock, ambidextrous sling loops/bolts and internal modifications to handle high-pressure ammunition.
MP5K: Short (kurz) version created in 1976. It has a shortened barrel, shorter trigger group frame, and a vertical foregrip rather than a handguard. There are no MP5KA2 or MP5KA3 models because it does not come with a fixed or retractable stock.
MP5K Prototype: A stockless, cut-down MP5A2 with regular iron sights and an open vertical foregrip. It was created in 1976.
MP5KA1: MP5K with smooth upper surface and small low-profile iron sights; "SEF" trigger group.
MP5KA4: MP5K with regular iron sights; four-position 3-round burst trigger group.
MP5KA5: MP5K with smooth upper surface and small low-profile iron sights; four-position 3-round burst trigger group.
MP5K-N: MP5K with "Navy" trigger group and 3-lug/threaded barrel for mounting suppressors or other muzzle attachments.
MP5K-PDW: Personal Defense Weapon; MP5K-N variant introduced in 1991 for issue to special operations aircraft or vehicle crews. It adds a Choate side-folding stock, 5-inch 3-lug barrel for mounting a quick-detachable Qual-A-Tec suppressor, and an ambidextrous 4-position trigger group with a 3-round burst mode. A shoulder cross-draw or thigh quick-draw holster is available.
MP5K Operational Briefcase: MP5K mounted with a STANAG claw mount inside a plastic hard shell Special Briefcase (Spezialkoffer), with an external trigger mounted in the briefcase handgrip. An earlier version called the Special Bag (Spezialtasche) included a large opening in the rear of a soft side leather case to grasp the pistol grip and manually actuate the trigger. The briefcase was sold preconfigured with the MP5K as well as separately.
MP5SD: An MP5 model with an integrated suppressor (Schalldämpfer) created in 1974.
MP5SD1: No buttstock (endplate/receiver cap in place of buttstock), "SEF" trigger group, integrated suppressor
MP5SD2: Fixed buttstock, "SEF" trigger group, integrated suppressor.
MP5SD3: Retractable buttstock, "SEF" trigger group, integrated suppressor.
MP5SD4: No buttstock (endplate/receiver cap in place of buttstock), 3-round burst trigger group, integrated suppressor.
MP5SD5: Fixed buttstock, 3-round burst trigger group, integrated suppressor.
MP5SD6: Retractable buttstock, 3-round burst trigger group, integrated suppressor.
MP5SD-N1: Fixed buttstock, "Navy" trigger group, KAC stainless steel suppressor.
MP5SD-N2: Retractable buttstock, "Navy" trigger group, KAC stainless steel suppressor.
MP5/10: Chambered in 10mm Auto, available in various stock/trigger group configurations. It was produced from 1992 to 2000.
MP5/40: Chambered in .40 S&W, available in various stock/trigger group configurations. It was produced from 1992 to 2000.
Civilian
HK94: American import model of the MP5 with an exposed 16.54-inch [420mm] barrel and special SF (safe/semi-automatic) trigger group, designed for civilian use. The 94 factory designation code indicates that it is a semi-auto only Sporting Rifle (9-) chambered for the 9x19mm Parabellum cartridge (-4). A barrel-mounted vertical foregrip and a ventilated barrel shroud were available for the stock HK94. The HK94 was imported from 1983 to 1989, in three different configurations:
The HK94A2 had a fixed stock, an overall length of 34.59 inches [829 mm], and weighed 6.43 lbs. [2.92 kg.]. In 1991, the state of California imported 420 HK-94A2s, mostly for their state Department of Corrections; it was the last batch of HK-94s imported into the United States.
The HK94A3 had a retractable stock, an overall length of 27.58 inches [700 mm] collapsed and 34.05 inches [865 mm] extended and weighed 7.18 lbs. [3.26 kg].
The HK94/SG-1 (Scharfschützengewehr, "sharp-shooting rifle") was designed for short-range sniping in built-up areas like cities or prisons. It proved to be unsuitable for its designed purpose, due to its poor penetration and stopping power, and most went to target shooters and collectors. It had a fixed match stock with a rubber buttpad and an adjustable cheekpiece, folding bipod, flash hider, and a 6 × 42mm Leupold VIII Adjustable Objective scope. It had an overall length of 40.39 inches [1026mm] and a weight of 9.25 lbs. [4.2 kg]. Its mean standard retail price (MSRP) in 1986 was US$1,525; this was more than twice what a stock HK94A2 (US$650) or HK94A3 (US$720) cost. Only 50 were imported into the United States; authentic models have serial numbers running in the 43XX range.As an aftermarket modification, a PSG-1 trigger pack with target pistol grip and match trigger could be added by a gunsmith by changing the ejector and hammer spring. The 6× Leupold scope was calibrated for .223 Remington rounds, so other scopes were often substituted.
SP89: Sportpistole M1989. Semi-automatic only version of the MP5K designed for civilian use. It lacked a vertical foregrip to make it compliant with the National Firearms Act. It was made from 1989 to 1994.
SP5K: First introduced in 2016, the SP5K is an updated version of the SP89. It features a Picatinny rail mounted on the top of the receiver for mounting accessories. As with the SP89, it is semi-automatic only and the forward handguard does not have a vertical foregrip.
SP5: Introduced in 2019, the SP5 is a semi-automatic only version. With an 8.86 inch [225mm] barrel, the same length as that of the original MP5A2. It features the Navy barrel with the threaded adaptor available in the MP5K, paddle magazine release, and fluted chamber.
Manufacturers
: Norinco makes unlicensed copies of the MP5A4, as the NR-08 and NR-08A, and the MP5A5, as the CS/LS3.
: Manufactured under licence by MAS as the MP5F.
: Manufactured under licence by EAS (Ellinika Amyntika Systimata: "Hellenic Defence Systems").
: Indian Ordnance Factory makes unlicensed copies of MP5A3, known as the OFB Anamika 9mm.
: Manufactured under licence by DIO as the Tondar (MP5A3) and Tondar Light (MP5K).
: manufactured by Luxembourg Defence Technology using POF-made parts
: Manufactured under licence by SEDENA.
: Manufactured under licence by Pakistan Ordnance Factories as the MP5P and also POF-5.
: Manufactured under licence by Al Kharj Arsenal, Military Industries Corporation.
: Manufactured by Military Industry Corporation as the Tihraga (MP5A3), a clone of the Iranian Tondar.
: Manufactured under licence by Brügger & Thomet.
: Manufactured by MKEK. Their trigger groups are marked: E (Safe), T (Semi-Auto) and S (Full Auto) instead of SEF.
: Manufactured under licence by Royal Small Arms Factory – Enfield.
Users
Gallery
See also
Table of handgun and rifle cartridges
Scorpion Evo
PP-19 Vityaz
Colt M635
Vityaz-SN
FAMAE SAF
References
Bibliography
External links
Heckler & Koch—official pages: MP5A series, MP5SD, MP5-N, MP5K, MP5SF
2008 Heckler & Koch Military and LE brochure
HKPRO: MP5, MP5K, MP5SD, MP5/10 & MP5/40
REMTEK: MP5, MP5K, MP5K PDW, MP5SD, MP5/10
HECKLER & KOCH MP5 SUB MACHINE GUN FAMILY OPERATOR'S MANUAL
HK MP5 Armorers Manual
.40 S&W submachine guns
9mm Parabellum submachine guns
10mm Auto submachine guns
Cold War weapons of Germany
MP5
Personal defense weapons
Silenced firearms
Carbines
Police weapons
Roller-delayed blowback firearms
Weapons and ammunition introduced in 1966 |
14308 | https://en.wikipedia.org/wiki/Hoover%20Dam | Hoover Dam | Hoover Dam is a concrete arch-gravity dam in the Black Canyon of the Colorado River, on the border between the U.S. states of Nevada and Arizona. It was constructed between 1931 and 1936 during the Great Depression and was dedicated on September 30, 1935, by President Franklin D. Roosevelt. Its construction was the result of a massive effort involving thousands of workers, and cost over one hundred lives. It was referred to as Hoover Dam after President Herbert Hoover in bills passed by Congress during its construction, but was named Boulder Dam by the Roosevelt administration. The Hoover Dam name was restored by Congress in 1947.
Since about 1900, the Black Canyon and nearby Boulder Canyon had been investigated for their potential to support a dam that would control floods, provide irrigation water and produce hydroelectric power. In 1928, Congress authorized the project. The winning bid to build the dam was submitted by a consortium called Six Companies, Inc., which began construction of the dam in early 1931. Such a large concrete structure had never been built before, and some of the techniques were unproven. The torrid summer weather and lack of facilities near the site also presented difficulties. Nevertheless, Six Companies turned the dam over to the federal government on March 1, 1936, more than two years ahead of schedule.
Hoover Dam impounds Lake Mead, the largest reservoir in the United States by volume when full. The dam is located near Boulder City, Nevada, a municipality originally constructed for workers on the construction project, about southeast of Las Vegas, Nevada. The dam's generators provide power for public and private utilities in Nevada, Arizona, and California. Hoover Dam is a major tourist attraction; nearly a million people tour the dam each year. The heavily traveled U.S. Route 93 (US 93) ran along the dam's crest until October 2010, when the Hoover Dam Bypass opened.
Background
Search for resources
As the United States developed the Southwest, the Colorado River was seen as a potential source of irrigation water. An initial attempt at diverting the river for irrigation purposes occurred in the late 1890s, when land speculator William Beatty built the Alamo Canal just north of the Mexican border; the canal dipped into Mexico before running to a desolate area Beatty named the Imperial Valley. Though water from the Imperial Canal allowed for the widespread settlement of the valley, the canal proved expensive to operate. After a catastrophic breach that caused the Colorado River to fill the Salton Sea, the Southern Pacific Railroad spent $3 million in 1906–07 to stabilize the waterway, an amount it hoped in vain would be reimbursed by the federal government. Even after the waterway was stabilized, it proved unsatisfactory because of constant disputes with landowners on the Mexican side of the border.
As the technology of electric power transmission improved, the Lower Colorado was considered for its hydroelectric-power potential. In 1902, the Edison Electric Company of Los Angeles surveyed the river in the hope of building a rock dam which could generate . However, at the time, the limit of transmission of electric power was , and there were few customers (mostly mines) within that limit. Edison allowed land options it held on the river to lapse—including an option for what became the site of Hoover Dam.
In the following years, the Bureau of Reclamation (BOR), known as the Reclamation Service at the time, also considered the Lower Colorado as the site for a dam. Service chief Arthur Powell Davis proposed using dynamite to collapse the walls of Boulder Canyon, north of the eventual dam site, into the river. The river would carry off the smaller pieces of debris, and a dam would be built incorporating the remaining rubble. In 1922, after considering it for several years, the Reclamation Service finally rejected the proposal, citing doubts about the unproven technique and questions as to whether it would, in fact, save money.
Planning and agreements
In 1922, the Reclamation Service presented a report calling for the development of a dam on the Colorado River for flood control and electric power generation. The report was principally authored by Davis, and was called the Fall-Davis report after Interior Secretary Albert Fall. The Fall-Davis report cited use of the Colorado River as a federal concern because the river's basin covered several states, and the river eventually entered Mexico. Though the Fall-Davis report called for a dam "at or near Boulder Canyon", the Reclamation Service (which was renamed the Bureau of Reclamation the following year) found that canyon unsuitable. One potential site at Boulder Canyon was bisected by a geologic fault; two others were so narrow there was no space for a construction camp at the bottom of the canyon or for a spillway. The Service investigated Black Canyon and found it ideal; a railway could be laid from the railhead in Las Vegas to the top of the dam site. Despite the site change, the dam project was referred to as the "Boulder Canyon Project".
With little guidance on water allocation from the Supreme Court, proponents of the dam feared endless litigation. Delph Carpenter, a Colorado attorney, proposed that the seven states which fell within the river's basin (California, Nevada, Arizona, Utah, New Mexico, Colorado and Wyoming) form an interstate compact, with the approval of Congress. Such compacts were authorized by Article I of the United States Constitution but had never been concluded among more than two states. In 1922, representatives of seven states met with then-Secretary of Commerce Herbert Hoover. Initial talks produced no result, but when the Supreme Court handed down the Wyoming v. Colorado decision undermining the claims of the upstream states, they became anxious to reach an agreement. The resulting Colorado River Compact was signed on November 24, 1922.
Legislation to authorize the dam was introduced repeatedly by two California Republicans, Representative Phil Swing and Senator Hiram Johnson, but representatives from other parts of the country considered the project as hugely expensive and one that would mostly benefit California. The 1927 Mississippi flood made Midwestern and Southern congressmen and senators more sympathetic toward the dam project. On March 12, 1928, the failure of the St. Francis Dam, constructed by the city of Los Angeles, caused a disastrous flood that killed up to 600 people. As that dam was a curved-gravity type, similar in design to the arch-gravity as was proposed for the Black Canyon dam, opponents claimed that the Black Canyon dam's safety could not be guaranteed. Congress authorized a board of engineers to review plans for the proposed dam. The Colorado River Board found the project feasible, but warned that should the dam fail, every downstream Colorado River community would be destroyed, and that the river might change course and empty into the Salton Sea. The Board cautioned: "To avoid such possibilities, the proposed dam should be constructed on conservative if not ultra-conservative lines."
On December 21, 1928, President Coolidge signed the bill authorizing the dam. The Boulder Canyon Project Act appropriated $165 million for the project along with the downstream Imperial Dam and All-American Canal, a replacement for Beatty's canal entirely on the U.S. side of the border. It also permitted the compact to go into effect when at least six of the seven states approved it. This occurred on March 6, 1929, with Utah's ratification; Arizona did not approve it until 1944.
Design, preparation and contracting
Even before Congress approved the Boulder Canyon Project, the Bureau of Reclamation was considering what kind of dam should be used. Officials eventually decided on a massive concrete arch-gravity dam, the design of which was overseen by the Bureau's chief design engineer John L. Savage. The monolithic dam would be thick at the bottom and thin near the top, and would present a convex face towards the water above the dam. The curving arch of the dam would transmit the water's force into the abutments, in this case the rock walls of the canyon. The wedge-shaped dam would be thick at the bottom, narrowing to at the top, leaving room for a highway connecting Nevada and Arizona.
On January 10, 1931, the Bureau made the bid documents available to interested parties, at five dollars a copy. The government was to provide the materials, and the contractor was to prepare the site and build the dam. The dam was described in minute detail, covering 100 pages of text and 76 drawings. A $2 million bid bond was to accompany each bid; the winner would have to post a $5 million performance bond. The contractor had seven years to build the dam, or penalties would ensue.
The Wattis Brothers, heads of the Utah Construction Company, were interested in bidding on the project, but lacked the money for the performance bond. They lacked sufficient resources even in combination with their longtime partners, Morrison-Knudsen, which employed the nation's leading dam builder, Frank Crowe. They formed a joint venture to bid for the project with Pacific Bridge Company of Portland, Oregon; Henry J. Kaiser & W. A. Bechtel Company of San Francisco; MacDonald & Kahn Ltd. of Los Angeles; and the J.F. Shea Company of Portland, Oregon. The joint venture was called Six Companies, Inc. as Bechtel and Kaiser were considered one company for purposes of Six in the name. The name was descriptive and was an inside joke among the San Franciscans in the bid, where "Six Companies" was also a Chinese benevolent association in the city. There were three valid bids, and Six Companies' bid of $48,890,955 was the lowest, within $24,000 of the confidential government estimate of what the dam would cost to build, and five million dollars less than the next-lowest bid.
The city of Las Vegas had lobbied hard to be the headquarters for the dam construction, closing its many speakeasies when the decision maker, Secretary of the Interior Ray Wilbur, came to town. Instead, Wilbur announced in early 1930 that a model city was to be built in the desert near the dam site. This town became known as Boulder City, Nevada. Construction of a rail line joining Las Vegas and the dam site began in September 1930.
Construction
Labor force
Soon after the dam was authorized, increasing numbers of unemployed people converged on southern Nevada. Las Vegas, then a small city of some 5,000, saw between 10,000 and 20,000 unemployed descend on it. A government camp was established for surveyors and other personnel near the dam site; this soon became surrounded by a squatters' camp. Known as McKeeversville, the camp was home to men hoping for work on the project, together with their families. Another camp, on the flats along the Colorado River, was officially called Williamsville, but was known to its inhabitants as "Ragtown". When construction began, Six Companies hired large numbers of workers, with more than 3,000 on the payroll by 1932 and with employment peaking at 5,251 in July 1934. "Mongolian" (Chinese) labor was prevented by the construction contract, while the number of black people employed by Six Companies never exceeded thirty, mostly lowest-pay-scale laborers in a segregated crew, who were issued separate water buckets.
As part of the contract, Six Companies, Inc. was to build Boulder City to house the workers. The original timetable called for Boulder City to be built before the dam project began, but President Hoover ordered work on the dam to begin in March 1931 rather than in October. The company built bunkhouses, attached to the canyon wall, to house 480 single men at what became known as River Camp. Workers with families were left to provide their own accommodations until Boulder City could be completed, and many lived in Ragtown. The site of Hoover Dam endures extremely hot weather, and the summer of 1931 was especially torrid, with the daytime high averaging . Sixteen workers and other riverbank residents died of heat prostration between June 25 and July 26, 1931.
The Industrial Workers of the World (IWW or "Wobblies"), though much-reduced from their heyday as militant labor organizers in the early years of the century, hoped to unionize the Six Companies workers by capitalizing on their discontent. They sent eleven organizers, several of whom were arrested by Las Vegas police. On August 7, 1931, the company cut wages for all tunnel workers. Although the workers sent the organizers away, not wanting to be associated with the "Wobblies", they formed a committee to represent them with the company. The committee drew up a list of demands that evening and presented them to Crowe the following morning. He was noncommittal. The workers hoped that Crowe, the general superintendent of the job, would be sympathetic; instead, he gave a scathing interview to a newspaper, describing the workers as "malcontents".
On the morning of the 9th, Crowe met with the committee and told them that management refused their demands, was stopping all work, and was laying off the entire work force, except for a few office workers and carpenters. The workers were given until 5 p.m. to vacate the premises. Concerned that a violent confrontation was imminent, most workers took their paychecks and left for Las Vegas to await developments. Two days later, the remainder were talked into leaving by law enforcement. On August 13, the company began hiring workers again, and two days later, the strike was called off. While the workers received none of their demands, the company guaranteed there would be no further reductions in wages. Living conditions began to improve as the first residents moved into Boulder City in late 1931.
A second labor action took place in July 1935, as construction on the dam wound down. When a Six Companies manager altered working times to force workers to take lunch on their own time, workers responded with a strike. Emboldened by Crowe's reversal of the lunch decree, workers raised their demands to include a $1-per-day raise. The company agreed to ask the Federal government to supplement the pay, but no money was forthcoming from Washington. The strike ended.
River diversion
Before the dam could be built, the Colorado River needed to be diverted away from the construction site. To accomplish this, four diversion tunnels were driven through the canyon walls, two on the Nevada side and two on the Arizona side. These tunnels were in diameter. Their combined length was nearly 16,000 ft, or more than . The contract required these tunnels to be completed by October 1, 1933, with a $3,000-per-day fine to be assessed for any delay. To meet the deadline, Six Companies had to complete work by early 1933, since only in late fall and winter was the water level in the river low enough to safely divert.
Tunneling began at the lower portals of the Nevada tunnels in May 1931. Shortly afterward, work began on two similar tunnels in the Arizona canyon wall. In March 1932, work began on lining the tunnels with concrete. First the base, or invert, was poured. Gantry cranes, running on rails through the entire length of each tunnel were used to place the concrete. The sidewalls were poured next. Movable sections of steel forms were used for the sidewalls. Finally, using pneumatic guns, the overheads were filled in. The concrete lining is thick, reducing the finished tunnel diameter to . The river was diverted into the two Arizona tunnels on November 13, 1932; the Nevada tunnels were kept in reserve for high water. This was done by exploding a temporary cofferdam protecting the Arizona tunnels while at the same time dumping rubble into the river until its natural course was blocked.
Following the completion of the dam, the entrances to the two outer diversion tunnels were sealed at the opening and halfway through the tunnels with large concrete plugs. The downstream halves of the tunnels following the inner plugs are now the main bodies of the spillway tunnels. The inner diversion tunnels were plugged at approximately one-third of their length, beyond which they now carry steel pipes connecting the intake towers to the power plant and outlet works. The inner tunnels' outlets are equipped with gates that can be closed to drain the tunnels for maintenance.
Groundworks, rock clearance and grout curtain
To protect the construction site from the Colorado River and to facilitate the river's diversion, two cofferdams were constructed. Work on the upper cofferdam began in September 1932, even though the river had not yet been diverted. The cofferdams were designed to protect against the possibility of the river's flooding a site at which two thousand men might be at work, and their specifications were covered in the bid documents in nearly as much detail as the dam itself. The upper cofferdam was high, and thick at its base, thicker than the dam itself. It contained of material.
When the cofferdams were in place and the construction site was drained of water, excavation for the dam foundation began. For the dam to rest on solid rock, it was necessary to remove accumulated erosion soils and other loose materials in the riverbed until sound bedrock was reached. Work on the foundation excavations was completed in June 1933. During this excavation, approximately of material was removed. Since the dam was an arch-gravity type, the side-walls of the canyon would bear the force of the impounded lake. Therefore, the side-walls were excavated too, to reach virgin rock, as weathered rock might provide pathways for water seepage. Shovels for the excavation came from the Marion Power Shovel Company.
The men who removed this rock were called "high scalers". While suspended from the top of the canyon with ropes, the high-scalers climbed down the canyon walls and removed the loose rock with jackhammers and dynamite. Falling objects were the most common cause of death on the dam site; the high scalers' work thus helped ensure worker safety. One high scaler was able to save a life in a more direct manner: when a government inspector lost his grip on a safety line and began tumbling down a slope towards almost certain death, a high scaler was able to intercept him and pull him into the air. The construction site had, even then, become a magnet for tourists; the high scalers were prime attractions and showed off for the watchers. The high scalers received considerable media attention, with one worker dubbed the "Human Pendulum" for swinging co-workers (and, at other times, cases of dynamite) across the canyon. To protect themselves against falling objects, some high scalers took cloth hats and dipped them in tar, allowing them to harden. When workers wearing such headgear were struck hard enough to inflict broken jaws, they sustained no skull damage. Six Companies ordered thousands of what initially were called "hard boiled hats" (later "hard hats") and strongly encouraged their use.
The cleared, underlying rock foundation of the dam site was reinforced with grout, forming a grout curtain. Holes were driven into the walls and base of the canyon, as deep as into the rock, and any cavities encountered were to be filled with grout. This was done to stabilize the rock, to prevent water from seeping past the dam through the canyon rock, and to limit "uplift"—upward pressure from water seeping under the dam. The workers were under severe time constraints due to the beginning of the concrete pour, and when they encountered hot springs or cavities too large to readily fill, they moved on without resolving the problem. A total of 58 of the 393 holes were incompletely filled. After the dam was completed and the lake began to fill, large numbers of significant leaks into the dam caused the Bureau of Reclamation to look into the situation. It found that the work had been incompletely done, and was based on less than a full understanding of the canyon's geology. New holes were drilled from inspection galleries inside the dam into the surrounding bedrock. It took nine years (1938–47) under relative secrecy to complete the supplemental grout curtain.
Concrete
The first concrete was poured into the dam on June 6, 1933, 18 months ahead of schedule. Since concrete heats and contracts as it cures, the potential for uneven cooling and contraction of the concrete posed a serious problem. Bureau of Reclamation engineers calculated that if the dam were to be built in a single continuous pour, the concrete would take 125 years to cool, and the resulting stresses would cause the dam to crack and crumble. Instead, the ground where the dam would rise was marked with rectangles, and concrete blocks in columns were poured, some as large as and high. Each five-foot form contained a set of steel pipes; cool river water would be poured through the pipes, followed by ice-cold water from a refrigeration plant. When an individual block had cured and had stopped contracting, the pipes were filled with grout. Grout was also used to fill the hairline spaces between columns, which were grooved to increase the strength of the joints.
The concrete was delivered in huge steel buckets and almost 7 feet in diameter; Crowe was awarded two patents for their design. These buckets, which weighed when full, were filled at two massive concrete plants on the Nevada side, and were delivered to the site in special railcars. The buckets were then suspended from aerial cableways which were used to deliver the bucket to a specific column. As the required grade of aggregate in the concrete differed depending on placement in the dam (from pea-sized gravel to stones), it was vital that the bucket be maneuvered to the proper column. When the bottom of the bucket opened up, disgorging of concrete, a team of men worked it throughout the form. Although there are myths that men were caught in the pour and are entombed in the dam to this day, each bucket deepened the concrete in a form by only , and Six Companies engineers would not have permitted a flaw caused by the presence of a human body.
A total of of concrete was used in the dam before concrete pouring ceased on May 29, 1935. In addition, were used in the power plant and other works. More than of cooling pipes were placed within the concrete. Overall, there is enough concrete in the dam to pave a two-lane highway from San Francisco to New York. Concrete cores were removed from the dam for testing in 1995; they showed that "Hoover Dam's concrete has continued to slowly gain strength" and the dam is composed of a "durable concrete having a compressive strength exceeding the range typically found in normal mass concrete". Hoover Dam concrete is not subject to alkali–silica reaction (ASR), as the Hoover Dam builders happened to use nonreactive aggregate, unlike that at downstream Parker Dam, where ASR has caused measurable deterioration.
Dedication and completion
With most work finished on the dam itself (the powerhouse remained uncompleted), a formal dedication ceremony was arranged for September 30, 1935, to coincide with a western tour being made by President Franklin D. Roosevelt. The morning of the dedication, it was moved forward three hours from 2 p.m. Pacific time to 11 a.m.; this was done because Secretary of the Interior Harold L. Ickes had reserved a radio slot for the President for 2 p.m. but officials did not realize until the day of the ceremony that the slot was for 2 p.m. Eastern Time. Despite the change in the ceremony time, and temperatures of , 10,000 people were present for the President's speech, in which he avoided mentioning the name of former President Hoover, who was not invited to the ceremony. To mark the occasion, a three-cent stamp was issued by the United States Post Office Department—bearing the name "Boulder Dam", the official name of the dam between 1933 and 1947. After the ceremony, Roosevelt made the first visit by any American president to Las Vegas.
Most work had been completed by the dedication, and Six Companies negotiated with the government through late 1935 and early 1936 to settle all claims and arrange for the formal transfer of the dam to the Federal Government. The parties came to an agreement and on March 1, 1936, Secretary Ickes formally accepted the dam on behalf of the government. Six Companies was not required to complete work on one item, a concrete plug for one of the bypass tunnels, as the tunnel had to be used to take in irrigation water until the powerhouse went into operation.
Construction deaths
There were 112 deaths reported as associated with the construction of the dam. The first was surveyor John Gregory ("J.G.") Tierney who drowned on December 20, 1922, in a flash flood, while looking for an ideal spot for the dam. The official list's final death occurred on December 20, 1935, when Patrick Tierney, electrician's helper and the son of J.G. Tierney, fell from one of the two Arizona-side intake towers. Included in the fatality list are three workers who took their own lives on site, one in 1932 and two in 1933. Of the 112 fatalities, 91 were Six Companies employees, three were Bureau of Reclamation employees, and one was a visitor to the site; the remainder were employees of various contractors not part of Six Companies.
Ninety-six of the deaths occurred during construction at the site. Not included in the official number of fatalities were deaths that were recorded as pneumonia. Workers alleged that this diagnosis was a cover for death from carbon monoxide poisoning (brought on by the use of gasoline-fueled vehicles in the diversion tunnels), and a classification used by Six Companies to avoid paying compensation claims. The site's diversion tunnels frequently reached , enveloped in thick plumes of vehicle exhaust gases. A total of 42 workers were recorded as having died from pneumonia and were not included in the above total; none were listed as having died from carbon monoxide poisoning. No deaths of non-workers from pneumonia were recorded in Boulder City during the construction period.
Architectural style
The initial plans for the facade of the dam, the power plant, the outlet tunnels and ornaments clashed with the modern look of an arch dam. The Bureau of Reclamation, more concerned with the dam's functionality, adorned it with a Gothic-inspired balustrade and eagle statues. This initial design was criticized by many as being too plain and unremarkable for a project of such immense scale, so Los Angeles-based architect Gordon B. Kaufmann, then the supervising architect to the Bureau of Reclamation, was brought in to redesign the exteriors. Kaufmann greatly streamlined the design and applied an elegant Art Deco style to the entire project. He designed sculpted turrets rising seamlessly from the dam face and clock faces on the intake towers set for the time in Nevada and Arizona—both states are in different time zones, but since Arizona does not observe daylight saving time, the clocks display the same time for more than half the year.
At Kaufmann's request, Denver artist Allen Tupper True was hired to handle the design and decoration of the walls and floors of the new dam. True's design scheme incorporated motifs of the Navajo and Pueblo tribes of the region. Although some were initially opposed to these designs, True was given the go-ahead and was officially appointed consulting artist. With the assistance of the National Laboratory of Anthropology, True researched authentic decorative motifs from Indian sand paintings, textiles, baskets and ceramics. The images and colors are based on Native American visions of rain, lightning, water, clouds, and local animals—lizards, serpents, birds—and on the Southwestern landscape of stepped mesas. In these works, which are integrated into the walkways and interior halls of the dam, True also reflected on the machinery of the operation, making the symbolic patterns appear both ancient and modern.
With the agreement of Kaufmann and the engineers, True also devised for the pipes and machinery an innovative color-coding which was implemented throughout all BOR projects. True's consulting artist job lasted through 1942; it was extended so he could complete design work for the Parker, Shasta and Grand Coulee dams and power plants. True's work on the Hoover Dam was humorously referred to in a poem published in The New Yorker, part of which read, "lose the spark, and justify the dream; but also worthy of remark will be the color scheme".
Complementing Kaufmann and True's work, sculptor Oskar J.W. Hansen designed many of the sculptures on and around the dam. His works include the monument of dedication plaza, a plaque to memorialize the workers killed and the bas-reliefs on the elevator towers. In his words, Hansen wanted his work to express "the immutable calm of intellectual resolution, and the enormous power of trained physical strength, equally enthroned in placid triumph of scientific accomplishment", because "[t]he building of Hoover Dam belongs to the sagas of the daring." Hansen's dedication plaza, on the Nevada abutment, contains a sculpture of two winged figures flanking a flagpole.
Surrounding the base of the monument is a terrazzo floor embedded with a "star map". The map depicts the Northern Hemisphere sky at the moment of President Roosevelt's dedication of the dam. This is intended to help future astronomers, if necessary, calculate the exact date of dedication. The bronze figures, dubbed "Winged Figures of the Republic", were both formed in a continuous pour. To put such large bronzes into place without marring the highly polished bronze surface, they were placed on ice and guided into position as the ice melted. Hansen's bas-relief on the Nevada elevator tower depicts the benefits of the dam: flood control, navigation, irrigation, water storage, and power. The bas-relief on the Arizona elevator depicts, in his words, "the visages of those Indian tribes who have inhabited mountains and plains from ages distant."
Operation
Power plant and water demands
Excavation for the powerhouse was carried out simultaneously with the excavation for the dam foundation and abutments. The excavation of this U-shaped structure located at the downstream toe of the dam was completed in late 1933 with the first concrete placed in November 1933. Filling of Lake Mead began February 1, 1935, even before the last of the concrete was poured that May. The powerhouse was one of the projects uncompleted at the time of the formal dedication on September 30, 1935; a crew of 500 men remained to finish it and other structures. To make the powerhouse roof bombproof, it was constructed of layers of concrete, rock, and steel with a total thickness of about , topped with layers of sand and tar.
In the latter half of 1936, water levels in Lake Mead were high enough to permit power generation, and the first three Allis Chalmers built Francis turbine-generators, all on the Nevada side, began operating. In March 1937, one more Nevada generator went online and the first Arizona generator by August. By September 1939, four more generators were operating, and the dam's power plant became the largest hydroelectricity facility in the world. The final generator was not placed in service until 1961, bringing the maximum generating capacity to 1,345 megawatts at the time. Original plans called for 16 large generators, eight on each side of the river, but two smaller generators were installed instead of one large one on the Arizona side for a total of 17. The smaller generators were used to serve smaller communities at a time when the output of each generator was dedicated to a single municipality, before the dam's total power output was placed on the grid and made arbitrarily distributable.
Before water from Lake Mead reaches the turbines, it enters the intake towers and then four gradually narrowing penstocks which funnel the water down towards the powerhouse. The intakes provide a maximum hydraulic head (water pressure) of as the water reaches a speed of about . The entire flow of the Colorado River usually passes through the turbines. The spillways and outlet works (jet-flow gates) are rarely used. The jet-flow gates, located in concrete structures above the river and also at the outlets of the inner diversion tunnels at river level, may be used to divert water around the dam in emergency or flood conditions, but have never done so, and in practice are used only to drain water from the penstocks for maintenance. Following an uprating project from 1986 to 1993, the total gross power rating for the plant, including two 2.4 megawatt Pelton turbine-generators that power Hoover Dam's own operations is a maximum capacity of 2080 megawatts. The annual generation of Hoover Dam varies. The maximum net generation was 10.348 TWh in 1984, and the minimum since 1940 was 2.648 TWh in 1956. The average power generated was 4.2 TWh/year for 1947–2008. In 2015, the dam generated 3.6 TWh.
The amount of electricity generated by Hoover Dam has been decreasing along with the falling water level in Lake Mead due to the prolonged drought since year 2000 and high demand for the Colorado River's water. By 2014 its generating capacity was downrated by 23% to 1592 MW and was providing power only during periods of peak demand. Lake Mead fell to a new record low elevation of on July 1, 2016, before beginning to rebound slowly. Under its original design, the dam would no longer be able to generate power once the water level fell below , which might have occurred in 2017 had water restrictions not been enforced. To lower the minimum power pool elevation from , five wide-head turbines, designed to work efficiently with less flow, were installed. Water levels were maintained at over in 2018 and 2019, but fell to a new record low of on June 10, 2021 and were projected to fall below by the end of 2021.
Control of water was the primary concern in the building of the dam. Power generation has allowed the dam project to be self-sustaining: proceeds from the sale of power repaid the 50-year construction loan, and those revenues also finance the multimillion-dollar yearly maintenance budget. Power is generated in step with and only with the release of water in response to downstream water demands.
Lake Mead and downstream releases from the dam also provide water for both municipal and irrigation uses. Water released from the Hoover Dam eventually reaches several canals. The Colorado River Aqueduct and Central Arizona Project branch off Lake Havasu while the All-American Canal is supplied by the Imperial Dam. In total, water from Lake Mead serves 18 million people in Arizona, Nevada, and California and supplies the irrigation of over of land.
In 2018, the Los Angeles Department of Water and Power (LADWP) proposed a $3 billion pumped hydro storage project—a "battery" of sorts—that would use wind and solar power to recirculate water back up to Lake Mead from a pumping station downriver.
Power distribution
Electricity from the dam's powerhouse was originally sold pursuant to a fifty-year contract, authorized by Congress in 1934, which ran from 1937 to 1987. In 1984, Congress passed a new statute which set power allocations to southern California, Arizona, and Nevada from the dam from 1987 to 2017. The powerhouse was run under the original authorization by the Los Angeles Department of Water and Power and Southern California Edison; in 1987, the Bureau of Reclamation assumed control. In 2011, Congress enacted legislation extending the current contracts until 2067, after setting aside 5% of Hoover Dam's power for sale to Native American tribes, electric cooperatives, and other entities. The new arrangement began on October 1, 2017.
The Bureau of Reclamation reports that the energy generated under the contracts ending in 2017 was allocated as follows:
Spillways
The dam is protected against over-topping by two spillways. The spillway entrances are located behind each dam abutment, running roughly parallel to the canyon walls. The spillway entrance arrangement forms a classic side-flow weir with each spillway containing four and steel-drum gates. Each gate weighs and can be operated manually or automatically. Gates are raised and lowered depending on water levels in the reservoir and flood conditions. The gates cannot entirely prevent water from entering the spillways but can maintain an extra of lake level.
Water flowing over the spillways falls dramatically into , spillway tunnels before connecting to the outer diversion tunnels, and reentering the main river channel below the dam. This complex spillway entrance arrangement combined with the approximate elevation drop from the top of the reservoir to the river below was a difficult engineering problem and posed numerous design challenges. Each spillway's capacity of was empirically verified in post-construction tests in 1941.
The large spillway tunnels have only been used twice, for testing in 1941 and because of flooding in 1983. Both times, when inspecting the tunnels after the spillways were used, engineers found major damage to the concrete linings and underlying rock. The 1941 damage was attributed to a slight misalignment of the tunnel invert (or base), which caused cavitation, a phenomenon in fast-flowing liquids in which vapor bubbles collapse with explosive force. In response to this finding, the tunnels were patched with special heavy-duty concrete and the surface of the concrete was polished mirror-smooth. The spillways were modified in 1947 by adding flip buckets, which both slow the water and decrease the spillway's effective capacity, in an attempt to eliminate conditions thought to have contributed to the 1941 damage. The 1983 damage, also due to cavitation, led to the installation of aerators in the spillways. Tests at Grand Coulee Dam showed that the technique worked, in principle.
Roadway and tourism
There are two lanes for automobile traffic across the top of the dam, which formerly served as the Colorado River crossing for U.S. Route 93. In the wake of the September 11 terrorist attacks, authorities expressed security concerns and the Hoover Dam Bypass project was expedited. Pending the completion of the bypass, restricted traffic was permitted over Hoover Dam. Some types of vehicles were inspected prior to crossing the dam while semi-trailer trucks, buses carrying luggage, and enclosed-box trucks over long were not allowed on the dam at all, and were diverted to U.S. Route 95 or Nevada State Routes 163/68. The four-lane Hoover Dam Bypass opened on October 19, 2010. It includes a composite steel and concrete arch bridge, the Mike O'Callaghan–Pat Tillman Memorial Bridge, downstream from the dam.
With the opening of the bypass, through traffic is no longer allowed across Hoover Dam; dam visitors are allowed to use the existing roadway to approach from the Nevada side and cross to parking lots and other facilities on the Arizona side.
Hoover Dam opened for tours in 1937 after its completion, but following Japan's attack on Pearl Harbor on December 7, 1941, it was closed to the public when the United States entered World War II, during which only authorized traffic, in convoys, was permitted. After the war, it reopened September 2, 1945, and by 1953, annual attendance had risen to 448,081. The dam closed on November 25, 1963, and March 31, 1969, days of mourning in remembrance of Presidents Kennedy and Eisenhower. In 1995, a new visitors' center was built, and the following year, visits exceeded one million for the first time. The dam closed again to the public on September 11, 2001; modified tours were resumed in December and a new "Discovery Tour" was added the following year. Today, nearly a million people per year take the tours of the dam offered by the Bureau of Reclamation. Increased security concerns by the government have led to most of the interior structure's being inaccessible to tourists. As a result, few of True's decorations can now be seen by visitors. Visitors can only purchase tickets on-site and have the options of a guided tour of the whole facility or only the power plant area. The only self-guided tour option is for the visitor center itself, where visitors can view various exhibits and enjoy a 360-degree view of the dam.
Environmental impact
The changes in water flow and use caused by Hoover Dam's construction and operation have had a large impact on the Colorado River Delta. The construction of the dam has been implicated in causing the decline of this estuarine ecosystem. For six years after the construction of the dam, while Lake Mead filled, virtually no water reached the mouth of the river. The delta's estuary, which once had a freshwater-saltwater mixing zone stretching south of the river's mouth, was turned into an inverse estuary where the level of salinity was higher close to the river's mouth.
The Colorado River had experienced natural flooding before the construction of the Hoover Dam. The dam eliminated the natural flooding, threatening many species adapted to the flooding, including both plants and animals. The construction of the dam devastated the populations of native fish in the river downstream from the dam. Four species of fish native to the Colorado River, the Bonytail chub, Colorado pikeminnow, Humpback chub, and Razorback sucker, are listed as endangered.
Naming controversy
During the years of lobbying leading up to the passage of legislation authorizing the dam in 1928, the press generally referred to the dam as "Boulder Dam" or as "Boulder Canyon Dam", even though the proposed site had shifted to Black Canyon. The Boulder Canyon Project Act of 1928 (BCPA) never mentioned a proposed name or title for the dam. The BCPA merely allows the government to "construct, operate, and maintain a dam and incidental works in the main stream of the Colorado River at Black Canyon or Boulder Canyon".
When Secretary of the Interior Ray Wilbur spoke at the ceremony starting the building of the railway between Las Vegas and the dam site on September 17, 1930, he named the dam "Hoover Dam", citing a tradition of naming dams after Presidents, though none had been so honored during their terms of office. Wilbur justified his choice on the ground that Hoover was "the great engineer whose vision and persistence ... has done so much to make [the dam] possible". One writer complained in response that "the Great Engineer had quickly drained, ditched, and dammed the country."
After Hoover's election defeat in 1932 and the accession of the Roosevelt administration, Secretary Ickes ordered on May 13, 1933, that the dam be referred to as Boulder Dam. Ickes stated that Wilbur had been imprudent in naming the dam after a sitting president, that Congress had never ratified his choice, and that it had long been referred to as Boulder Dam. Unknown to the general public, Attorney General Homer Cummings informed Ickes that Congress had indeed used the name "Hoover Dam" in five different bills appropriating money for construction of the dam. The official status this conferred to the name "Hoover Dam" had been noted on the floor of the House of Representatives by Congressman Edward T. Taylor of Colorado on December 12, 1930, but was likewise ignored by Ickes.
When Ickes spoke at the dedication ceremony on September 30, 1935, he was determined, as he recorded in his diary, "to try to nail down for good and all the name Boulder Dam." At one point in the speech, he spoke the words "Boulder Dam" five times within thirty seconds. Further, he suggested that if the dam were to be named after any one person, it should be for California Senator Hiram Johnson, a lead sponsor of the authorizing legislation. Roosevelt also referred to the dam as Boulder Dam, and the Republican-leaning Los Angeles Times, which at the time of Ickes' name change had run an editorial cartoon showing Ickes ineffectively chipping away at an enormous sign "HOOVER DAM," reran it showing Roosevelt reinforcing Ickes, but having no greater success.
In the following years, the name "Boulder Dam" failed to fully take hold, with many Americans using both names interchangeably and mapmakers divided as to which name should be printed. Memories of the Great Depression faded, and Hoover to some extent rehabilitated himself through good works during and after World War II. In 1947, a bill passed both Houses of Congress unanimously restoring the name "Hoover Dam." Ickes, who was by then a private citizen, opposed the change, stating, "I didn't know Hoover was that small a man to take credit for something he had nothing to do with."
Recognition
Hoover Dam was recognized as a National Civil Engineering Landmark in 1984. It was listed on the National Register of Historic Places in 1981, and was designated a National Historic Landmark in 1985, cited for its engineering innovations.
See also
Ralph Luther Criswell, lobbyist on behalf of the dam
Glen Canyon Dam
Hoover Dam Police
List of dams in the Colorado River system
List of largest hydroelectric power stations
List of largest hydroelectric power stations in the United States
List of National Historic Landmarks in Arizona
List of National Historic Landmarks in Nevada
St. Thomas, Nevada, ghost town with site now under Lake Mead.
Water in California
Citations
Bibliography
Cited works
Other sources
Arrigo, Anthony F. (2014). Imaging Hoover Dam: The Making of a Cultural Icon. Reno, NV: University of Nevada Press.
External links
Hoover Dam – Visitors Site
Historic Construction Company Project – Hoover Dam
Hoover Dam – An American Experience Documentary
Boulder City/Hoover Dam Museum official site
1936 establishments in Arizona
1936 establishments in Nevada
Arch-gravity dams
Art Deco architecture in Arizona
Buildings and monuments honoring American presidents in the United States
Buildings and structures in Clark County, Nevada
Buildings and structures in Mohave County, Arizona
Dams completed in 1936
Dams in Arizona
Dams in Nevada
Dams on the Colorado River
Dams on the National Register of Historic Places in Nevada
Energy infrastructure completed in 1939
Energy infrastructure on the National Register of Historic Places
Engineering projects
Historic American Engineering Record in Arizona
Historic American Engineering Record in Nevada
Historic Civil Engineering Landmarks
Hydroelectric power plants in Arizona
Hydroelectric power plants in Nevada
Industrial buildings and structures on the National Register of Historic Places in Arizona
Lake Mead National Recreation Area
Lake Mead
Naming controversies
National Historic Landmarks in Arizona
National Historic Landmarks in Nevada
National Register of Historic Places in Mohave County, Arizona
PWA Moderne architecture
Tourist attractions in Clark County, Nevada
Tourist attractions in Mohave County, Arizona
U.S. Route 93
United States Bureau of Reclamation dams |
14313 | https://en.wikipedia.org/wiki/Hair | Hair | Hair is a protein filament that grows from follicles found in the dermis. Hair is one of the defining characteristics of mammals.
The human body, apart from areas of glabrous skin, is covered in follicles which produce thick terminal and fine vellus hair. Most common interest in hair is focused on hair growth, hair types, and hair care, but hair is also an important biomaterial primarily composed of protein, notably alpha-keratin.
Attitudes towards different forms of hair, such as hairstyles and hair removal, vary widely across different cultures and historical periods, but it is often used to indicate a person's personal beliefs or social position, such as their age, sex, or religion.
Overview
The word "hair" usually refers to two distinct structures:
the part beneath the skin, called the hair follicle, or, when pulled from the skin, the bulb or root. This organ is located in the dermis and maintains stem cells, which not only re-grow the hair after it falls out, but also are recruited to regrow skin after a wound.
the hair shaft, which is the hard filamentous part that extends above the skin surface. A cross section of the hair shaft may be divided roughly into three zones.
Hair fibers have a structure consisting of several layers, starting from the outside:
the cuticle, which consists of several layers of flat, thin cells laid out overlapping one another as roof shingles
the cortex, which contains the keratin bundles in cell structures that remain roughly rod-like
the medulla, a disorganized and open area at the fiber's center
Description
Each strand of hair is made up of the medulla, cortex, and cuticle. The innermost region, the medulla, is not always present which is an open, unstructured region. The highly structural and organized cortex, or second of three layers of the hair, is the primary source of mechanical strength and water uptake. The cortex contains melanin, which colors the fiber based on the number, distribution and types of melanin granules. The shape of the follicle determines the shape of the cortex, and the shape of the fiber is related to how straight or curly the hair is. People with straight hair have round hair fibers. Oval and other shaped fibers are generally more wavy or curly. The cuticle is the outer covering. Its complex structure slides as the hair swells and is covered with a single molecular layer of lipid that makes the hair repel water. The diameter of human hair varies from . There are two million small, tubular glands and sweat glands that produce watery fluids that cool the body by evaporation. The glands at the opening of the hair produce a fatty secretion that lubricates the hair.
Hair growth begins inside the hair follicle. The only "living" portion of the hair is found in the follicle. The hair that is visible is the hair shaft, which exhibits no biochemical activity and is considered "dead". The base of a hair's root (the "bulb") contains the cells that produce the hair shaft. Other structures of the hair follicle include the oil producing sebaceous gland which lubricates the hair and the arrector pili muscles, which are responsible for causing hairs to stand up. In humans with little body hair, the effect results in goose bumps.
Root of the hair
The root of the hair ends in an enlargement, the hair bulb, which is whiter in color and softer in texture than the shaft and is lodged in a follicular involution of the epidermis called the hair follicle. The bulb of hair consists of fibrous connective tissue, glassy membrane, external root sheath, internal root sheath composed of epithelium stratum (Henle's layer) and granular stratum (Huxley's layer), cuticle, cortex and medulla.
Natural color
All natural hair colors are the result of two types of hair pigments. Both of these pigments are melanin types, produced inside the hair follicle and packed into granules found in the fibers. Eumelanin is the dominant pigment in brown hair and black hair, while pheomelanin is dominant in red hair. Blond hair is the result of having little pigmentation in the hair strand. Gray hair occurs when melanin production decreases or stops, while poliosis is white hair (and often the skin to which the hair is attached), typically in spots that never possessed melanin at all, or ceased for natural reasons, generally genetic, in the first years of life.
Human hair growth
Hair grows everywhere on the external body except for mucus membranes and glabrous skin, such as that found on the palms of the hands, soles of the feet, and lips.
Hair follows a specific growth cycle with three distinct and concurrent phases: anagen, catagen, and telogen phases; all three occur simultaneously throughout the body. Each has specific characteristics that determine the length of the hair.
The body has different types of hair, including vellus hair and androgenic hair, each with its own type of cellular construction. The different construction gives the hair unique characteristics, serving specific purposes, mainly, warmth and protection.
Texture
Hair exists in a variety of textures. Three main aspects of hair texture are the curl pattern, volume, and consistency. The derivations of hair texture are not fully understood. All mammalian hair is composed of keratin, so the make-up of hair follicles is not the source of varying hair patterns. There are a range of theories pertaining to the curl patterns of hair. Scientists have come to believe that the shape of the hair shaft has an effect on the curliness of the individual's hair. A very round shaft allows for fewer disulfide bonds to be present in the hair strand. This means the bonds present are directly in line with one another, resulting in straight hair.
The flatter the hair shaft becomes, the curlier hair gets, because the shape allows more cysteines to become compacted together resulting in a bent shape that, with every additional disulfide bond, becomes curlier in form. As the hair follicle shape determines curl pattern, the hair follicle size determines thickness. While the circumference of the hair follicle expands, so does the thickness of the hair follicle. An individual's hair volume, as a result, can be thin, normal, or thick. The consistency of hair can almost always be grouped into three categories: fine, medium, and coarse. This trait is determined by the hair follicle volume and the condition of the strand. Fine hair has the smallest circumference, coarse hair has the largest circumference, and medium hair is anywhere between the other two. Coarse hair has a more open cuticle than thin or medium hair causing it to be the most porous.
Classification systems
There are various systems that people use to classify their curl patterns. Being knowledgeable of an individual's hair type is a good start to knowing how to take care of one's hair. There is not just one method to discovering one's hair type. Additionally it is possible, and quite normal to have more than one kind of hair type, for instance having a mixture of both type 3a & 3b curls.
The Andre Walker Hair Typing System is the most widely used system to classify hair. The system was created by the hairstylist of Oprah Winfrey, Andre Walker. According to this system there are four types of hair: straight, wavy, curly, kinky.
Type 1 is straight hair, which reflects the most sheen and also the most resilient hair of all of the hair types. It is hard to damage and immensely difficult to curl this hair texture. Because the sebum easily spreads from the scalp to the ends without curls or kinks to interrupt its path, it is the most oily hair texture of all.
Type 2 is wavy hair, whose texture and sheen ranges somewhere between straight and curly hair. Wavy hair is also more likely to become frizzy than straight hair. While type A waves can easily alternate between straight and curly styles, type B and C Wavy hair is resistant to styling.
Type 3 is curly hair known to have an S-shape. The curl pattern may resemble a lowercase "s", uppercase "S", or sometimes an uppercase "Z" or lowercase "z". This hair type is usually voluminous, "climate dependent (humidity = frizz), and damage-prone." Lack of proper care causes less defined curls.
Type 4 is kinky hair, which features a tightly coiled curl pattern (or no discernible curl pattern at all) that is often fragile with a very high density. This type of hair shrinks when wet and because it has fewer cuticle layers than other hair types it is more susceptible to damage.
This is a method which classifies the hair by curl pattern, hair-strand thickness and overall hair volume.
Functions
Many mammals have fur and other hairs that serve different functions. Hair provides thermal regulation and camouflage for many animals; for others it provides signals to other animals such as warnings, mating, or other communicative displays; and for some animals hair provides defensive functions and, rarely, even offensive protection. Hair also has a sensory function, extending the sense of touch beyond the surface of the skin. Guard hairs give warnings that may trigger a recoiling reaction.
Warmth
While humans have developed clothing and other means of keeping warm, the hair found on the head serves primarily as a source of heat insulation and cooling (when sweat evaporates from soaked hair) as well as protection from ultra-violet radiation exposure. The function of hair in other locations is debated. Hats and coats are still required while doing outdoor activities in cold weather to prevent frostbite and hypothermia, but the hair on the human body does help to keep the internal temperature regulated. When the body is too cold, the arrector pili muscles found attached to hair follicles stand up, causing the hair in these follicles to do the same. These hairs then form a heat-trapping layer above the epidermis. This process is formally called piloerection, derived from the Latin words 'pilus' ('hair') and 'erectio' ('rising up'), but is more commonly known as 'having goose bumps' in English. This is more effective in other mammals whose fur fluffs up to create air pockets between hairs that insulate the body from the cold. The opposite actions occur when the body is too warm; the arrector muscles make the hair lie flat on the skin which allows heat to leave.
Protection
In some mammals, such as hedgehogs and porcupines, the hairs have been modified into hard spines or quills. These are covered with thick plates of keratin and serve as protection against predators. Thick hair such as that of the lion's mane and grizzly bear's fur do offer some protection from physical damages such as bites and scratches.
Touch sense
Displacement and vibration of hair shafts are detected by hair follicle nerve receptors and nerve receptors within the skin. Hairs can sense movements of air as well as touch by physical objects and they provide sensory awareness of the presence of ectoparasites. Some hairs, such as eyelashes, are especially sensitive to the presence of potentially harmful matter.
Eyebrows and eyelashes
The eyebrows provide moderate protection to the eyes from dirt, sweat and rain. They also play a key role in non-verbal communication by displaying emotions such as sadness, anger, surprise and excitement. In many other mammals, they contain much longer, whisker-like hairs that act as tactile sensors.
The eyelash grows at the edges of the eyelid and protects the eye from dirt. The eyelash is to humans, camels, horses, ostriches etc., what whiskers are to cats; they are used to sense when dirt, dust, or any other potentially harmful object is too close to the eye. The eye reflexively closes as a result of this sensation.
Evolution
Hair has its origins in the common ancestor of mammals, the synapsids, about 300 million years ago. It is currently unknown at what stage the synapsids acquired mammalian characteristics such as body hair and mammary glands, as the fossils only rarely provide direct evidence for soft tissues. Skin impression of the belly and lower tail of a pelycosaur, possibly Haptodus shows the basal synapsid stock bore transverse rows of rectangular scutes, similar to those of a modern crocodile, so the age of acquirement of hair logically couldn't have been earlier than ~299 ma, based on the current understanding of the animal's phylogeny. An exceptionally well-preserved skull of Estemmenosuchus, a therapsid from the Upper Permian, shows smooth, hairless skin with what appears to be glandular depressions, though as a semi-aquatic species it might not have been particularly useful to determine the integument of terrestrial species. The oldest undisputed known fossils showing unambiguous imprints of hair are the Callovian (late middle Jurassic) Castorocauda and several contemporary haramiyidans, both near-mammal cynodonts, giving the age as no later than ~220 ma based on the modern phylogenetic understanding of these clades. More recently, studies on terminal Permian Russian coprolites may suggest that non-mammalian synapsids from that era had fur. If this is the case, these are the oldest hair remnants known, showcasing that fur occurred as far back as the latest Paleozoic.
Some modern mammals have a special gland in front of each orbit used to preen the fur, called the harderian gland. Imprints of this structure are found in the skull of the small early mammals like Morganucodon, but not in their cynodont ancestors like Thrinaxodon.
The hairs of the fur in modern animals are all connected to nerves, and so the fur also serves as a transmitter for sensory input. Fur could have evolved from sensory hair (whiskers). The signals from this sensory apparatus is interpreted in the neocortex, a section of the brain that expanded markedly in animals like Morganucodon and Hadrocodium. The more advanced therapsids could have had a combination of naked skin, whiskers, and scutes. A full pelage likely did not evolve until the therapsid-mammal transition. The more advanced, smaller therapsids could have had a combination of hair and scutes, a combination still found in some modern mammals, such as rodents and the opossum.
The high interspecific variability of the size, color, and microstructure of hair often enables the identification of species based on single hair filaments.
In varying degrees most mammals have some skin areas without natural hair. On the human body, glabrous skin is found on the ventral portion of the fingers, palms, soles of feet and lips, which are all parts of the body most closely associated with interacting with the world around us, as are the labia minora and glans penis. There are four main types of mechanoreceptors in the glabrous skin of humans: Pacinian corpuscles, Meissner's corpuscles, Merkel's discs, and Ruffini corpuscles.
The naked mole-rat (Heterocephalus glaber) has evolved skin lacking in general, pelagic hair covering, yet has retained long, very sparsely scattered tactile hairs over its body. Glabrousness is a trait that may be associated with neoteny.
Human hairlessness
The general hairlessness of humans in comparison to related species may be due to loss of functionality in the pseudogene KRTHAP1 (which helps produce keratin) in the human lineage about 240,000 years ago. On an individual basis, mutations in the gene HR can lead to complete hair loss, though this is not typical in humans. Humans may also lose their hair as a result of hormonal imbalance due to drugs or pregnancy.
In order to comprehend why humans have significantly less body hair than other primates, one must understand that mammalian body hair is not merely an aesthetic characteristic; it protects the skin from wounds, bites, heat, cold, and UV radiation. Additionally, it can be used as a communication tool and as a camouflage.
Humans are the only primate species that have undergone significant hair loss and of the approximately 5000 extant species of mammal, only a handful are effectively hairless. This list includes elephants, rhinoceroses, hippopotamuses, walruses, some species of pigs, whales and other cetaceans, and naked mole rats. Most mammals have light skin that is covered by fur, and biologists believe that early human ancestors started out this way also. Dark skin probably evolved after humans lost their body fur, because the naked skin was vulnerable to the strong UV radiation as explained in the Out of Africa hypothesis. Therefore, evidence of the time when human skin darkened has been used to date the loss of human body hair, assuming that the dark skin was needed after the fur was gone.
It was expected that dating the split of the ancestral human louse into two species, the head louse and the pubic louse, would date the loss of body hair in human ancestors. However, it turned out that the human pubic louse does not descend from the ancestral human louse, but from the gorilla louse, diverging 3.3 million years ago. This suggests that humans had lost body hair (but retained head hair) and developed thick pubic hair prior to this date, were living in or close to the forest where gorillas lived, and acquired pubic lice from butchering gorillas or sleeping in their nests. The evolution of the body louse from the head louse, on the other hand, places the date of clothing much later, some 100,000 years ago.
The sweat glands in humans could have evolved to spread from the hands and feet as the body hair changed, or the hair change could have occurred to facilitate sweating. Horses and humans are two of the few animals capable of sweating on most of their body, yet horses are larger and still have fully developed fur. In humans, the skin hairs lie flat in hot conditions, as the arrector pili muscles relax, preventing heat from being trapped by a layer of still air between the hairs, and increasing heat loss by convection.
Another hypothesis for the thick body hair on humans proposes that Fisherian runaway sexual selection played a role (as well as in the selection of long head hair), (see terminal and vellus hair), as well as a much larger role of testosterone in men. Sexual selection is the only theory thus far that explains the sexual dimorphism seen in the hair patterns of men and women. On average, men have more body hair than women. Males have more terminal hair, especially on the face, chest, abdomen, and back, and females have more vellus hair, which is less visible. The halting of hair development at a juvenile stage, vellus hair, would also be consistent with the neoteny evident in humans, especially in females, and thus they could have occurred at the same time. This theory, however, has significant holdings in today's cultural norms. There is no evidence that sexual selection would proceed to such a drastic extent over a million years ago when a full, lush coat of hair would most likely indicate health and would therefore be more likely to be selected for, not against.
A further hypothesis is that human hair was reduced in response to ectoparasites. The "ectoparasite" explanation of modern human nakedness is based on the principle that a hairless primate would harbor fewer parasites. When our ancestors adopted group-dwelling social arrangements roughly 1.8 mya, ectoparasite loads increased dramatically. Early humans became the only one of the 193 primate species to have fleas, which can be attributed to the close living arrangements of large groups of individuals. While primate species have communal sleeping arrangements, these groups are always on the move and thus are less likely to harbor ectoparasites.
Another view is proposed by James Giles, who attempts to explain hairlessness as evolved from the relationship between mother and child, and as a consequence of bipedalism. Giles also connects romantic love to hairlessness.
Another hypothesis is that humans' use of fire caused or initiated the reduction in human hair.
Evolutionary variation
Evolutionary biologists suggest that the genus Homo arose in East Africa approximately 2.5 million years ago. They devised new hunting techniques. The higher protein diet led to the evolution of larger body and brain sizes. Jablonski postulates that increasing body size, in conjunction with intensified hunting during the day at the equator, gave rise to a greater need to rapidly expel heat. As a result, humans evolved the ability to sweat: a process which was facilitated by the loss of body hair.
Another factor in human evolution that also occurred in the prehistoric past was a preferential selection for neoteny, particularly in females. The idea that adult humans exhibit certain neotenous (juvenile) features, not evinced in the other great apes, is about a century old. Louis Bolk made a long list of such traits, and Stephen Jay Gould published a short list in Ontogeny and Phylogeny. In addition, paedomorphic characteristics in women are often acknowledged as desirable by men in developed countries. For instance, vellus hair is a juvenile characteristic. However, while men develop longer, coarser, thicker, and darker terminal hair through sexual differentiation, women do not, leaving their vellus hair visible.
Texture
Curly hair
Jablonski asserts head hair was evolutionarily advantageous for pre-humans to retain because it protected the scalp as they walked upright in the intense African (equatorial) UV light. While some might argue that, by this logic, humans should also express hairy shoulders because these body parts would putatively be exposed to similar conditions, the protection of the head, the seat of the brain that enabled humanity to become one of the most successful species on the planet (and which also is very vulnerable at birth) was arguably a more urgent issue (axillary hair in the underarms and groin were also retained as signs of sexual maturity). Sometime during the gradual process by which Homo erectus began a transition from furry skin to the naked skin expressed by Homo sapiens, hair texture putatively gradually changed from straight hair (the condition of most mammals, including humanity's closest cousins—chimpanzees) to Afro-textured hair or 'kinky' (i.e. tightly coiled). This argument assumes that curly hair better impedes the passage of UV light into the body relative to straight hair (thus curly or coiled hair would be particularly advantageous for light-skinned hominids living at the equator).
It is substantiated by Iyengar's findings (1998) that UV light can enter into straight human hair roots (and thus into the body through the skin) via the hair shaft. Specifically, the results of that study suggest that this phenomenon resembles the passage of light through fiber optic tubes (which do not function as effectively when kinked or sharply curved or coiled). In this sense, when hominids (i.e. Homo Erectus) were gradually losing their straight body hair and thereby exposing the initially pale skin underneath their fur to the sun, straight hair would have been an adaptive liability. By inverse logic, later, as humans traveled farther from Africa and/or the equator, straight hair may have (initially) evolved to aid the entry of UV light into the body during the transition from dark, UV-protected skin to paler skin.
Jablonski's assertions suggest that the adjective "woolly" in reference to Afro-hair is a misnomer in connoting the high heat insulation derivable from the true wool of sheep. Instead, the relatively sparse density of Afro-hair, combined with its springy coils actually results in an airy, almost sponge-like structure that in turn, Jablonski argues, more likely facilitates an increase in the circulation of cool air onto the scalp. Further, wet Afro-hair does not stick to the neck and scalp unless totally drenched and instead tends to retain its basic springy puffiness because it less easily responds to moisture and sweat than straight hair does. In this sense, the trait may enhance comfort levels in intense equatorial climates more than straight hair (which, on the other hand, tends to naturally fall over the ears and neck to a degree that provides slightly enhanced comfort levels in cold climates relative to tightly coiled hair).
Further, it is notable that the most pervasive expression of this hair texture can be found in sub-Saharan Africa; a region of the world that abundant genetic and paleo-anthropological evidence suggests, was the relatively recent (≈200,000-year-old) point of origin for modern humanity. In fact, although genetic findings (Tishkoff, 2009) suggest that sub-Saharan Africans are the most genetically diverse continental group on Earth, Afro-textured hair approaches ubiquity in this region. This points to a strong, long-term selective pressure that, in stark contrast to most other regions of the genomes of sub-Saharan groups, left little room for genetic variation at the determining loci. Such a pattern, again, does not seem to support human sexual aesthetics as being the sole or primary cause of this distribution.
The EDAR locus
A group of studies have recently shown that genetic patterns at the EDAR locus, a region of the modern human genome that contributes to hair texture variation among most individuals of East Asian descent, support the hypothesis that (East Asian) straight hair likely developed in this branch of the modern human lineage subsequent to the original expression of tightly coiled natural afro-hair. Specifically, the relevant findings indicate that the EDAR mutation coding for the predominant East Asian 'coarse' or thick, straight hair texture arose within the past ≈65,000 years, which is a time frame that covers from the earliest of the 'Out of Africa' migrations up to now.
Disease
Ringworm is a fungal disease that targets hairy skin.
Premature greying of hair is another condition that results in greying before the age of 20 years in Whites, before 25 years in Asians, and before 30 years in Africans.
Hair care
Hair care involves the hygiene and cosmetology of hair including hair on the scalp, facial hair (beard and moustache), pubic hair and other body hair. Hair care routines differ according to an individual's culture and the physical characteristics of one's hair. Hair may be colored, trimmed, shaved, plucked, or otherwise removed with treatments such as waxing, sugaring, and threading.
Removal practices
Depilation is the removal of hair from the surface of the skin. This can be achieved through methods such as shaving. Epilation is the removal of the entire hair strand, including the part of the hair that has not yet left the follicle. A popular way to epilate hair is through waxing.
Shaving
Shaving is accomplished with bladed instruments, such as razors. The blade is brought close to the skin and stroked over the hair in the desired area to cut the terminal hairs and leave the skin feeling smooth. Depending upon the rate of growth, one can begin to feel the hair growing back within hours of shaving. This is especially evident in men who develop a five o'clock shadow after having shaved their faces. This new growth is called stubble. Stubble typically appears to grow back thicker because the shaved hairs are blunted instead of tapered off at the end, although the hair never actually grows back thicker.
Waxing
Waxing involves using a sticky wax and strip of paper or cloth to pull hair from the root. Waxing is the ideal hair removal technique to keep an area hair-free for long periods of time. It can take three to five weeks for waxed hair to begin to resurface again. Hair in areas that have been waxed consistently is known to grow back finer and thinner, especially compared to hair that has been shaved with a razor.
Laser removal
Laser hair removal is a cosmetic method where a small laser beam pulses selective heat on dark target matter in the area that causes hair growth without harming the skin tissue. This process is repeated several times over the course of many months to a couple of years with hair regrowing less frequently until it finally stops; this is used as a more permanent solution to waxing or shaving. Laser removal is practiced in many clinics along with many at-home products.
Cutting and trimming
Because the hair on one's head is normally longer than other types of body hair, it is cut with scissors or clippers. People with longer hair will most often use scissors to cut their hair, whereas shorter hair is maintained using a trimmer. Depending on the desired length and overall health of the hair, periods without cutting or trimming the hair can vary.
Cut hair may be used in wigs. Global imports of hair in 2010 was worth $US 1.24 billion.
Social role
Hair has great social significance for human beings. It can grow on most external areas of the human body, except on the palms of the hands and the soles of the feet (among other areas). Hair is most noticeable on most people in a small number of areas, which are also the ones that are most commonly trimmed, plucked, or shaved. These include the face, ears, head, eyebrows, legs, and armpits, as well as the pubic region. The highly visible differences between male and female body and facial hair are a notable secondary sex characteristic.
The world's longest documented hair belongs to Xie Qiuping (in China), at 5.627 m (18 ft 5.54 in) when measured on 8 May 2004. She has been growing her hair since 1973, from the age of 13.
Indication of status
Healthy hair indicates health and youth (important in evolutionary biology). Hair color and texture can be a sign of ethnic ancestry. Facial hair is a sign of puberty in men. White or gray hair is a sign of age or genetics, which may be concealed with hair dye (not easily for some), although many prefer to assume it (especially if it is a poliosis characteristic of the person since childhood). Male pattern baldness is a sign of age, which may be concealed with a toupee, hats, or religious and cultural adornments. Although drugs and medical procedures exist for the treatment of baldness, many balding men simply shave their heads. In early modern China, the queue was a male hairstyle worn by the Manchus from central Manchuria and the Han Chinese during the Qing dynasty; hair on the front of the head was shaved off above the temples every ten days, mimicking male-pattern baldness, and the rest of the hair braided into a long pigtail.
Hairstyle may be an indicator of group membership. During the English Civil War, the followers of Oliver Cromwell decided to crop their hair close to their head, as an act of defiance to the curls and ringlets of the king's men. This led to the Parliamentary faction being nicknamed Roundheads. Recent isotopic analysis of hair is helping to shed further light on sociocultural interaction, giving information on food procurement and consumption in the 19th century. Having bobbed hair was popular among the flappers in the 1920s as a sign of rebellion against traditional roles for women. Female art students known as the "cropheads" also adopted the style, notably at the Slade School in London, England. Regional variations in hirsutism cause practices regarding hair on the arms and legs to differ. Some religious groups may follow certain rules regarding hair as part of religious observance. The rules often differ for men and women.
Many subcultures have hairstyles which may indicate an unofficial membership. Many hippies, metalheads, and Indian sadhus have long hair, as well many older indie kids. Many punks wear a hairstyle known as a mohawk or other spiked and dyed hairstyles; skinheads have short-cropped or completely shaved heads. Long stylized bangs were very common for emos, scene kids and younger indie kids in the 2000s and early 2010s, among people of both genders.
Heads were shaved in concentration camps, and head-shaving has been used as punishment, especially for women with long hair. The shaven head is common in military haircuts, while Western monks are known for the tonsure. By contrast, among some Indian holy men, the hair is worn extremely long.
In the time of Confucius (5th century BCE), the Chinese grew out their hair and often tied it, as a symbol of filial piety.
Regular hairdressing in some cultures is considered a sign of wealth or status. The dreadlocks of the Rastafari movement were despised early in the movement's history. In some cultures, having one's hair cut can symbolize a liberation from one's past, usually after a trying time in one's life. Cutting the hair also may be a sign of mourning.
Tightly coiled hair in its natural state may be worn in an Afro. This hairstyle was once worn among African Americans as a symbol of racial pride. Given that the coiled texture is the natural state of some African Americans' hair, or perceived as being more "African", this simple style is now often seen as a sign of self-acceptance and an affirmation that the beauty norms of the (eurocentric) dominant culture are not absolute. It is important to note that African Americans as a whole have a variety of hair textures, as they are not an ethnically homogeneous group, but an ad-hoc of different racial admixtures.
The film Easy Rider (1969) includes the assumption that the two main characters could have their long hairs forcibly shaved with a rusty razor when jailed, symbolizing the intolerance of some conservative groups toward members of the counterculture. At the conclusion of the Oz obscenity trials in the UK in 1971, the defendants had their heads shaved by the police, causing public outcry. During the appeal trial, they appeared in the dock wearing wigs. A case where a 14-year-old student was expelled from school in Brazil in the mid-2000s, allegedly because of his fauxhawk haircut, sparked national debate and legal action resulting in compensation.
Religious practices
Women's hair may be hidden using headscarves, a common part of the hijab in Islam and a symbol of modesty required for certain religious rituals in Eastern Orthodoxy. Russian Orthodox Church requires all married women to wear headscarves inside the church; this tradition is often extended to all women, regardless of marital status. Orthodox Judaism also commands the use of scarves and other head coverings for married women for modesty reasons. Certain Hindu sects also wear head scarves for religious reasons. Sikhs have an obligation not to cut hair (a Sikh cutting hair becomes 'apostate' which means fallen from religion) and men keep it tied in a bun on the head, which is then covered appropriately using a turban. Multiple religions, both ancient and contemporary, require or advise one to allow their hair to become dreadlocks, though people also wear them for fashion. For men, Islam, Orthodox Judaism, Orthodox Christianity, Roman Catholicism, and other religious groups have at various times recommended or required the covering of the head and sections of the hair of men, and some have dictates relating to the cutting of men's facial and head hair. Some Christian sects throughout history and up to modern times have also religiously proscribed the cutting of women's hair. For some Sunni madhabs, the donning of a kufi or topi is a form of sunnah.
See also
Chaetophobia – the fear of hair
Hair analysis (alternative medicine)
Hypertrichosis – the state of having an excess of hair on the head or body
Hypotrichosis – the state of having a less than normal amount of hair on the head or body
Lanugo
Seta – hair-like structures in insects
Trichotillomania – hair pulling
References
Citations
Sources
External links
How to measure the diameter of your own hair using a laser pointer
Instant insight outlining the chemistry of hair from the Royal Society of Chemistry |
14328 | https://en.wikipedia.org/wiki/Hunter%20S.%20Thompson | Hunter S. Thompson | Hunter Stockton Thompson (July 18, 1937 – February 20, 2005) was an American journalist and author who founded the gonzo journalism movement. He rose to prominence with the publication of Hell's Angels (1967), a book for which he spent a year living and riding with the Hells Angels motorcycle gang to write a first-hand account of their lives and experiences.
In 1970, he wrote an unconventional magazine feature titled "The Kentucky Derby Is Decadent and Depraved" for Scanlan's Monthly, which raised his profile and established his counterculture credibility. It also set him on the path to establishing his own subgenre of New Journalism that he called "Gonzo", which was essentially an ongoing experiment in which the writer becomes a central figure and participant in the events of the narrative.
Thompson remains best known for Fear and Loathing in Las Vegas (1971), a book first serialized in Rolling Stone in which he grapples with the implications of what he considered the failure of the 1960s counterculture movement. It was adapted for film twice: loosely in Where the Buffalo Roam starring Bill Murray as Thompson in 1980, and explicitly in 1998 by director Terry Gilliam in the eponymous film starring Johnny Depp and Benicio del Toro.
Thompson ran unsuccessfully for sheriff of Pitkin County, Colorado in 1970 on the Freak Power ticket. His campaign was chronicled in the documentary film Freak Power: The Ballot or the Bomb. He became known for his dislike of Richard Nixon, who he claimed represented "that dark, venal, and incurably violent side of the American character". He covered Nixon's 1972 reelection campaign for Rolling Stone and later collected the stories in book form as Fear and Loathing on the Campaign Trail '72.
Thompson's output declined from the mid-1970s, as he struggled with the consequences of fame, and complained that he could no longer merely report on events, as he was too easily recognized. After several high-profile stories were quashed by the upper management of Rolling Stone, he found it increasingly difficult to get his work into mainstream outlets. He did continue to write for alternative newspapers, and had a gig as a critic for the mainstream San Francisco Examiner for much of the late 1980s and early 1990s. Most of his work from 1979 to 1994 was collected in The Gonzo Papers. He continued to write for various journalism outlets in a variety of formats, including sporadic stories published in Rolling Stone and a weekly column that appeared on ESPN.com's Page 2 titled "Hey, Rube" that he started in 2000.
He was known for his lifelong use of alcohol and illegal narcotics, his love of firearms, and his iconoclastic contempt for authority. He often remarked: "I hate to advocate drugs, alcohol, violence, or insanity to anyone, but they've always worked for me." Thompson died by suicide at the age of 67, following a series of health problems. In accordance with his wishes, his ashes were fired out of a cannon in a ceremony funded by his friend Johnny Depp and attended by friends including then-Senator John Kerry and Jack Nicholson. Hari Kunzru wrote, "the true voice of Thompson is revealed to be that of American moralist ... one who often makes himself ugly to expose the ugliness he sees around him."
Early life
Thompson was born into a middle-class family in Louisville, Kentucky, the first of three sons of Virginia Davison Ray (1908, Springfield, Kentucky – March 20, 1998, Louisville), who worked as head librarian at the Louisville Free Public Library and Jack Robert Thompson (September 4, 1893, Horse Cave, Kentucky – July 3, 1952, Louisville), a public insurance adjuster and World War I veteran. His parents were introduced by a friend from Jack's fraternity at the University of Kentucky in September 1934, and married on November 2, 1935. The Guardian journalist Nicholas Lezard, stated that Thompson's first name, Hunter, came from an ancestor on his mother's side, the Scottish surgeon John Hunter. A more direct attribution is that Thompson's first and middle name, Hunter Stockton, came from his maternal grandparents, Prestly Stockton Ray and Lucille Hunter.
In December 1943 when Thompson was six years old, the family settled in the affluent Cherokee Triangle neighborhood of The Highlands. On July 3, 1952, when Thompson was 14, his father died of myasthenia gravis at age 58. Hunter and his brothers were raised by their mother. Virginia worked as a librarian to support her children, and was described as a "heavy drinker" following her husband's death.
Education
Interested in sports and athletically inclined from a young age, Thompson co-founded the Hawks Athletic Club while attending I.N. Bloom Elementary School, which led to an invitation to join Louisville's Castlewood Athletic Club for adolescents that prepared them for high-school sports. Ultimately, he never joined a sports team in high school.
Thompson attended I.N. Bloom Elementary School, Highland Middle School, and Atherton High School, before transferring to Louisville Male High School in fall 1952. Also in 1952, he was accepted as a member of the Athenaeum Literary Association, a school-sponsored literary and social club that dated to 1862. Its members at the time came from Louisville's upper-class families, and included Porter Bibb, who became the first publisher of Rolling Stone at Thompson's behest. During this time, Thompson read and admired J. P. Donleavy's The Ginger Man.
As an Athenaeum member, Thompson contributed articles to and helped produce the club's yearbook The Spectator. The group ejected Thompson in 1955 for criminal activity. Charged as an accessory to robbery after being in a car with the perpetrator, Thompson was sentenced to 60 days in Kentucky's Jefferson County Jail. He served 31 days and, a week after his release, enlisted in the United States Air Force. While he was in jail, the school superintendent refused permission to take his high-school final examinations so he was unable to graduate.
Military service
Thompson completed basic training at Lackland Air Force Base in San Antonio, Texas, and transferred to Scott Air Force Base in Belleville, Illinois, to study electronics. He applied to become an aviator, but the Air Force's aviation-cadet program rejected his application. In 1956, he transferred to Eglin Air Force Base near Fort Walton Beach, Florida. While serving at Eglin, he took evening classes at Florida State University. At Eglin, he landed his first professional writing job as sports editor of The Command Courier by falsifying his job experience. As sports editor, Thompson traveled around the United States with the Eglin Eagles football team, covering its games. In early 1957, he wrote a sports column for The Playground News, a local newspaper in Fort Walton Beach, Florida. His name did not appear on the column because Air Force regulations forbade outside employment.
In 1958, as an airman first class, his commanding officer recommended him for an early honorable discharge. "In summary, this airman, although talented, will not be guided by policy," chief of information services Colonel William S. Evans wrote to the Eglin personnel office. "Sometimes his rebel and superior attitude seems to rub off on other airmen staff members."
Early journalism career
After leaving the Air Force, Thompson worked as sports editor for a newspaper in Jersey Shore, Pennsylvania, before relocating to New York City. There he audited several courses at the Columbia University School of General Studies. During this time he worked briefly for Time as a copy boy for $51 a week. At work, he typed out parts of F. Scott Fitzgerald's The Great Gatsby and Ernest Hemingway's A Farewell to Arms in order to learn the authors' rhythms and writing styles. In 1959 Time fired him for insubordination. Later that year, he worked as a reporter for The Middletown Daily Record in Middletown, New York. He was fired from this job after damaging an office candy machine and arguing with the owner of a local restaurant who happened to be an advertiser with the paper.
In 1960, Thompson moved to San Juan, Puerto Rico, to take a job with the sporting magazine El Sportivo, which ceased operations soon after his arrival. Thompson applied for a job with the Puerto Rican English-language daily The San Juan Star, but its managing editor, future novelist William J. Kennedy, turned him down. Nonetheless, the two became friends. After the demise of El Sportivo, Thompson worked as a stringer for the New York Herald Tribune and a few other stateside papers on Caribbean issues, with Kennedy working as his editor.
After returning to the United States, Thompson visited San Francisco and eventually lived in Big Sur, where he worked as a security guard and caretaker at Slates Hot Springs for an eight-month period in 1961, just before it became the Esalen Institute. At the time, Big Sur was a Beat outpost and home of Henry Miller and Dennis Murphy (screenwriter), both of whom Thompson admired. While there, he published his first magazine feature in Rogue about the artisan and bohemian culture of Big Sur. During this period, Thompson wrote two novels, Prince Jellyfish and The Rum Diary, and submitted many short stories to publishers – with little success. The Rum Diary, based on Thompson's experiences in Puerto Rico, was not published until .
In May 1962, Thompson traveled to South America for a year as a correspondent for the Dow Jones-owned weekly paper, the National Observer. In Brazil, he spent several months as a reporter for the Brazil Herald, the country's only English-language daily, published in Rio de Janeiro. His longtime girlfriend Sandra Dawn Conklin (or Sandy Conklin Thompson, subsequently Sondi Wright) later joined him in Rio. They married on May 19, 1963, shortly after returning to the United States, and lived briefly in Aspen, Colorado. Sandy was eight months pregnant when they relocated to Glen Ellen, California. Their son, Juan Fitzgerald Thompson, was born on March 23, 1964.
Thompson continued to write for the National Observer on an array of domestic subjects. One story told of his 1964 visit to Ketchum, Idaho, to investigate the reasons for Ernest Hemingway's suicide. While there, he stole a pair of elk antlers hanging above the front door of Hemingway's cabin. Later that year, Thompson moved to San Francisco, where he attended the 1964 GOP Convention at the Cow Palace. Thompson severed his ties with the Observer after his editor refused to print his review of Tom Wolfe's 1965 essay-collection The Kandy-Kolored Tangerine-Flake Streamline Baby,. He later immersed himself in the drug and hippie culture taking root in the area, and soon began writing for the Berkeley underground paper Spider.
Hell's Angels
In 1965 Carey McWilliams, editor of The Nation, hired Thompson to write a story about the Hells Angels motorcycle club in California. At the time Thompson was living in a house near San Francisco's Haight-Ashbury neighborhood, where the Hells Angels lived across from the Grateful Dead. His article appeared on May 17, 1965, after which he received several book offers and spent the next year living and riding with the club. The relationship broke down when the bikers perceived that Thompson was exploiting them for personal gain and demanded a share of his profits. An argument at a party resulted in Thompson suffering a savage beating (or "stomping", as the Angels referred to it). Random House published the hard-cover Hell's Angels: The Strange and Terrible Saga of the Outlaw Motorcycle Gangs in 1966, and the fight between Thompson and the Angels was well-marketed. CBC Television even broadcast an encounter between Thompson and Hells Angel Skip Workman before a live studio audience.
A New York Times review praised the work as an "angry, knowledgeable, fascinating, and excitedly written book", that shows the Hells Angels "not so much as dropouts from society but as total misfits, or unfits—emotionally, intellectually and educationally unfit to achieve the rewards, such as they are, that the contemporary social order offers". The reviewer also praised Thompson as a "spirited, witty, observant, and original writer; his prose crackles like motorcycle exhaust".
Following the book's publication, Thompson appeared as himself on the February 20, 1967, episode of the game show To Tell The Truth, receiving all four votes by the panel members.
Late 1960s
Following the success of Hell's Angels, Thompson successfully sold articles to several national magazines, including The New York Times Magazine, Esquire, Pageant, and Harper's.
In 1967, shortly before the Summer of Love, Thompson wrote "The 'Hashbury' is the Capital of the Hippies" for The New York Times Magazine. He criticized San Francisco's hippies as devoid of both the political convictions of the New Left and the artistic core of the Beats, resulting in a culture overrun with young people who spent their time in the pursuit of drugs. "The thrust is no longer for 'change' or 'progress' or 'revolution', but merely to escape, to live on the far perimeter of a world that might have been – perhaps should have been – and strike a bargain for survival on purely personal terms," he wrote.
By late 1967, Thompson and his family moved back to Colorado and rented a house in Woody Creek, a small mountain hamlet outside Aspen. In early 1969, Thompson received a $15,000 royalty check for the paperback sales of Hell's Angels and used two-thirds of the money for a down payment on a modest home and property where he would live for the rest of his life. He named the house Owl Farm and often described it as his "fortified compound".
In early 1968, Thompson signed the "Writers and Editors War Tax Protest" pledge, vowing to refuse tax payments in protest against the Vietnam War. According to Thompson's letters and his later writings, at this time, he planned to write a book called The Joint Chiefs about "the death of the American Dream." He used a $6,000 advance from Random House to travel the 1968 Presidential campaign trail and attend the 1968 Democratic Convention in Chicago for research. From his hotel room in Chicago, Thompson watched the clashes between police and protesters, which he wrote had a great effect on his political views. The book was never finished, and the theme of the death of the American dream was carried over into his later work. The contract with Random House was eventually fulfilled with the 1972 book Fear and Loathing in Las Vegas. He also signed a deal with Ballantine Books in 1968 to write a satirical book called The Johnson File about Lyndon B. Johnson. A few weeks after the contract was signed, however, Johnson announced that he would not seek re-election, and the deal was cancelled.
Middle years
Aspen sheriff campaign
In 1970, Thompson ran for sheriff of Pitkin County, Colorado, as part of a group of citizens running for local offices on the "Freak Power" ticket. The platform included promoting the decriminalization of drugs (for personal use only, not trafficking, as he disapproved of profiteering), tearing up the streets and turning them into grassy pedestrian malls, banning any building so tall as to obscure the view of the mountains, disarming all police forces, and renaming Aspen "Fat City" to deter investors. Thompson, having shaved his head, referred to the crew cut-wearing Republican candidate as "my long-haired opponent".
With polls showing him with a slight lead in a three-way race, Thompson appeared at Rolling Stone magazine headquarters in San Francisco with a six-pack of beer in hand, and declared to editor Jann Wenner that he was about to be elected sheriff of Aspen, Colorado, and wished to write about the "Freak Power" movement. Thus, Thompson's first article in Rolling Stone was published as "The Battle of Aspen" with the byline "By: Dr. Hunter S. Thompson (Candidate for Sheriff)". Despite the publicity, Thompson narrowly lost the election. While carrying the city of Aspen, he garnered only 44% of the county-wide vote in what had become a two-way race. The Republican candidate agreed to withdraw a few days before the election to consolidate the anti-Thompson votes, in return for the Democrats withdrawing their candidate for county commissioner. Thompson later remarked that the Rolling Stone article mobilized his opposition far more than his supporters.
A documentary film about Hunter S. Thompson's campaign for sheriff called Freak Power: The Ballot or the Bomb was released on October 23, 2020.
Birth of Gonzo
Also in 1970, Thompson wrote an article entitled "The Kentucky Derby Is Decadent and Depraved" for the short-lived new journalism magazine Scanlan's Monthly. For that article, editor Warren Hinckle paired Thompson with illustrator Ralph Steadman, who drew expressionist illustrations with lipstick and eyeliner. Thompson's article virtually ignored the race, focusing instead on the drunken revelry surrounding the annual event in his hometown. The first-person narrator also sets that debauchery against a political backdrop, which included the bombing of Cambodia and the deaths of four students at Kent State University, which occurred two days after the Kentucky Derby.
Thompson and Steadman collaborated regularly after that. Although it was not widely read, the article was the first to use the techniques of Gonzo journalism, a style Thompson later employed in almost every literary endeavor. The manic first-person subjectivity of the story was reportedly the result of sheer desperation; he was facing a looming deadline and started sending the magazine pages ripped out of his notebook.
The first use of the word "Gonzo" to describe Thompson's work is credited to the journalist Bill Cardoso, who first met Thompson on a bus full of journalists covering the 1968 New Hampshire primary. In 1970, Cardoso (who was then the editor of The Boston Globe Sunday Magazine) wrote to Thompson praising the "Kentucky Derby" piece as a breakthrough: "This is it, this is pure Gonzo. If this is a start, keep rolling." According to Steadman, Thompson took to the word right away and said, "Okay, that's what I do. Gonzo." Thompson's first published use of the word appears in Fear and Loathing in Las Vegas: "Free Enterprise. The American Dream. Horatio Alger gone mad on drugs in Las Vegas. Do it now: pure Gonzo journalism."
Fear and Loathing in Las Vegas
The book for which Thompson gained most of his fame had its genesis during the research for "Strange Rumblings in Aztlan", an exposé for Rolling Stone on the 1970 killing of the Mexican-American television journalist Rubén Salazar. Salazar had been shot in the head at close range with a tear-gas canister fired by officers of the Los Angeles County Sheriff's Department during the National Chicano Moratorium March against the Vietnam War. One of Thompson's sources for the story was Oscar Zeta Acosta, a prominent Mexican-American activist and attorney. Finding it difficult to talk in the racially tense atmosphere of Los Angeles, Thompson and Acosta decided to travel to Las Vegas, and take advantage of an assignment by Sports Illustrated to write a 250-word photograph caption on the Mint 400 motorcycle race held there.
What was to be a short caption quickly grew into something else entirely. Thompson first submitted to Sports Illustrated a manuscript of 2,500 words, which was, as he later wrote, "aggressively rejected." Rolling Stone publisher Jann Wenner was said to have liked "the first 20 or so jangled pages enough to take it seriously on its own terms and tentatively scheduled it for publication — which gave me the push I needed to keep working on it", Thompson later wrote. To develop the story, Thompson and Acosta returned to Las Vegas to attend a drug enforcement conference.
The two trips became the basis for "Fear and Loathing in Las Vegas," which appeared as a two-part Rolling Stone story in November 1971. Random House published the book version the following year. It is written as a first-person account by a journalist named Raoul Duke with Dr. Gonzo, his "300-pound Samoan attorney." During the trip, Duke and his companion (always referred to as "my attorney") become sidetracked by a search for the American Dream, with "two bags of grass, 75 pellets of mescaline, five sheets of high-powered blotter acid, a salt shaker half full of cocaine, and a whole galaxy of multicolored uppers, downers, screamers, laughers ... and also a quart of tequila, a quart of rum, a case of Budweiser, a pint of raw ether, and two dozen amyls."
Coming to terms with the failure of the 1960s countercultural movement is a major theme of the novel, and the book was greeted with considerable critical acclaim, including being heralded by The New York Times as "by far the best book yet written on the decade of dope". "The Vegas Book", as Thompson referred to it, was a mainstream success and introduced his Gonzo journalism techniques to a wide public.
Fear and Loathing on the Campaign Trail '72
Beginning in late 1971, Thompson wrote extensively for Rolling Stone on the election campaigns of President Richard Nixon and his unsuccessful opponent, Senator George McGovern. The articles were soon combined and published as Fear and Loathing on the Campaign Trail '72. As the title suggests, Thompson spent nearly all of his time traveling the "campaign trail", focusing largely on the Democratic Party's primaries. Nixon, as the Republican incumbent, performed little campaign work, while McGovern competed with rival candidates Edmund Muskie and Hubert Humphrey. Thompson was an early supporter of McGovern and wrote unflattering coverage of the rival campaigns in the increasingly widely read Rolling Stone.
Thompson went on to become a fierce critic of Nixon, both during and after his presidency. After Nixon's death in 1994, Thompson described him in Rolling Stone as a man who "could shake your hand and stab you in the back at the same time", and said "his casket [should] have been launched into one of those open-sewage canals that empty into the ocean just south of Los Angeles. He was a swine of a man and a jabbering dupe of a president. [He] was an evil man—evil in a way that only those who believe in the physical reality of the Devil can understand it." Following Nixon's pardon by Gerald Ford in 1974, Hunter ruminated on the roughly $400,000 pension Nixon maneuvered his way into, by resigning before being formally indicted. While The Washington Post was lamenting Nixon's "lonely and depressed" state after being forced from the White House, Hunter wrote that '[i]f there were any such thing as true justice in this world, his [Nixon's] rancid carcass would be somewhere down around Easter Island right now, in the belly of a hammerhead shark.' There was however one passion shared by Thompson and Nixon: a love of football, discussed in Fear and Loathing on the Campaign Trail '72.
Fame and its consequences
Thompson's journalistic work began to seriously suffer after his trip to Africa to cover the Rumble in the Jungle—the world heavyweight boxing match between George Foreman and Muhammad Ali—in 1974. He missed the match while intoxicated at his hotel, and did not submit a story to the magazine. As Wenner put it to the film critic Roger Ebert in the 2008 documentary Gonzo: The Life and Work of Dr. Hunter S. Thompson, "After Africa, he just couldn't write. He couldn't piece it together".
Plans for Thompson to cover the 1976 presidential campaign for Rolling Stone and later publish a book fell through after Wenner canceled the project without informing Thompson. Wenner then assigned Thompson to travel to Vietnam to cover what appeared to be the end of the Vietnam War. Thompson arrived in Saigon just as South Vietnam was collapsing and as other journalists were leaving the country. Wenner allegedly cancelled Thompson's life insurance, which strained Thompson's relationship with Rolling Stone. He soon fled the country and refused to file his report until the ten-year anniversary of the Fall of Saigon.
From the late 1970s on, most of Thompson's literary output appeared as a four-volume series of books entitled The Gonzo Papers. Beginning with The Great Shark Hunt in 1979 and ending with Better Than Sex in 1994, the series is largely a collection of rare newspaper and magazine pieces from the pre-gonzo period, along with almost all of his Rolling Stone pieces.
Starting around 1980, Thompson became less active by his standards. Aside from paid appearances, he largely retreated to his compound in Woody Creek, rejecting projects and assignments or failing to complete them. Despite a lack of new material, Wenner kept Thompson on the Rolling Stone masthead as chief of the "National Affairs Desk", a position he held until his death.
In 1980, Thompson divorced wife Sandra Conklin. The same year marked the release of Where the Buffalo Roam, a loose film adaptation based on Thompson's early 1970s work, starring Bill Murray as the writer. Murray eventually became one of Thompson's trusted friends. Later that year, Thompson relocated to Hawaii to research and write The Curse of Lono, a Gonzo-style account of the 1980 Honolulu Marathon. Extensively illustrated by Ralph Steadman, the piece first appeared in Running in 1981 as "The Charge of the Weird Brigade" and was later excerpted in Playboy in 1983.
In 1983, he covered the U.S. invasion of Grenada, but did not write or discuss the experiences until the publication of Kingdom of Fear in 2003. Later that year, at the behest of Terry McDonell, he wrote "A Dog Took My Place", an exposé for Rolling Stone of the scandalous Roxanne Pulitzer divorce case and what he called the "Palm Beach lifestyle". The story included dubious insinuations of bestiality, but was widely considered to be a return by Thompson to his proper form. In 1985, Thompson accepted an advance to write about "couples pornography" for Playboy. As part of his research, he spent evenings at the Mitchell Brothers O'Farrell Theatre striptease club in San Francisco. The experience evolved into an as-yet-unpublished novel tentatively entitled The Night Manager.
Thompson next accepted a role as weekly media columnist and critic for The San Francisco Examiner. The position was arranged by former editor and fellow Examiner columnist Warren Hinckle. His editor at The Examiner, David McCumber described, "One week it would be acid-soaked gibberish with a charm of its own. The next week it would be incisive political analysis of the highest order."
Many of these columns were collected in Gonzo Papers, Vol. 2: Generation of Swine: Tales of Shame and Degradation in the '80s (1988) and Gonzo Papers, Vol. 3: Songs of the Doomed: More Notes on the Death of the American Dream (1990), a collection of autobiographical reminiscences, articles, and previously unpublished material.
Later years
Throughout the early 1990s, Thompson claimed to be at work on a novel entitled Polo Is My Life. It was briefly excerpted in Rolling Stone in 1994, and Thompson himself described it in 1996 as "a sex book — you know, sex, drugs, and rock and roll. It's about the manager of a sex theater who's forced to leave and flee to the mountains. He falls in love and gets in even more trouble than he was in the sex theater in San Francisco". The novel was slated to be released by Random House in 1999, and was even assigned , but was never published.
Thompson continued to publish irregularly in Rolling Stone, ultimately contributing 17 pieces to the magazine between 1984 and 2004. "Fear and Loathing in Elko," published in 1992, was a well-received fictional rallying cry against the nomination of Clarence Thomas to a seat on the Supreme Court of the United States. "Trapped in Mr. Bill's Neighborhood" was a largely factual account of an interview with Bill Clinton at a Little Rock, Arkansas, steakhouse. Rather than traveling the campaign trail as he had done in previous presidential elections, Thompson monitored the proceedings on cable television; Better Than Sex: Confessions of a Political Junkie, his account of the 1992 presidential campaign, is composed of reactive faxes to Rolling Stone. In 1994, the magazine published "He Was a Crook", a "scathing" obituary of Richard Nixon.
In November 2004, Rolling Stone published Thompson's final magazine feature "The Fun-Hogs in the Passing Lane: Fear and Loathing, Campaign 2004", a brief account of the 2004 presidential election in which he compared the outcome of the Bush v. Gore court case to the Reichstag fire and formally endorsed Senator John Kerry, a longtime friend, for president.
Fear and Loathing redux
In 1996, Modern Library reissued Fear and Loathing in Las Vegas along with "Strange Rumblings in Aztlan," "The Kentucky Derby Is Decadent and Depraved," and "Jacket Copy for Fear and Loathing in Las Vegas." Two years later, the film Fear and Loathing in Las Vegas generated new interest in Thompson and his work, and a paperback edition was published as a tie-in. The same year, an early novel, The Rum Diary, was published. Two volumes of collected letters, edited by Douglas Brinkley, also appeared during this time. The first volume appeared in 1997 and covers the years 1955-67. The second volume appeared in 2000 and covers 1968 to 1976.
Thompson's next, and penultimate, collection, Kingdom of Fear: Loathsome Secrets of a Star-Crossed Child in the Final Days of the American Century, was widely publicized as Thompson's first memoir. Published in 2003, it combined new material (including reminiscences of the O'Farrell Theater), selected newspaper and digital clippings, and other older works.
Thompson finished his journalism career in the same way it had begun: Writing about sports. From 2000 until his death in 2005, he wrote a weekly column for ESPN.com's Page 2 entitled "Hey, Rube." In 2004, Simon & Schuster collected some of the columns from the first few years and released them in mid-2004 as Hey Rube: Blood Sport, the Bush Doctrine, and the Downward Spiral of Dumbness.
Thompson married assistant Anita Bejmuk on April 23, 2003.
Death
At 5:42 pm on February 20, 2005, Thompson died from a self-inflicted gunshot wound to the head at Owl Farm, his "fortified compound" in Woody Creek, Colorado. His son Juan, daughter-in-law Jennifer, and grandson were visiting for the weekend. His wife Anita, who was at the Aspen Club, was on the phone with him as he cocked the gun. According to the Aspen Daily News, Thompson asked her to come home to help him write his ESPN column, then set the receiver on the counter. Anita said she mistook the cocking of the gun for the sound of his typewriter keys and hung up as he fired. Will and Jennifer were in the next room when they heard the gunshot, but mistook the sound for a book falling and did not check on Thompson immediately. Juan Thompson found his father's body. According to the police report and Anita's cell phone records, he called the sheriff's office half an hour later, then walked outside and fired three shotgun blasts into the air to "mark the passing of his father". The police report stated that in Thompson's typewriter was a piece of paper with the date "Feb. 22 '05" and a single word, "counselor".
Years of alcohol and cocaine abuse contributed to his problem with depression. Thompson's inner circle told the press that he had been depressed and always found February a "gloomy" month, with football season over and the harsh Colorado winter weather. He was also upset over his advancing age and chronic medical problems, including a hip replacement; he would frequently mutter "This kid is getting old." Rolling Stone published what Douglas Brinkley described as a suicide note written by Thompson to his wife, titled "Football Season Is Over". It read:
Thompson's collaborator and friend Ralph Steadman wrote:
Funeral
On August 20, 2005, in a private funeral, Thompson's ashes were fired from a cannon. This was accompanied by red, white, blue, and green fireworks—all to the tune of Norman Greenbaum's "Spirit in the Sky" and Bob Dylan's "Mr. Tambourine Man". The cannon was placed atop a tower which had the shape of a double-thumbed fist clutching a peyote button, a symbol originally used in his 1970 campaign for sheriff of Pitkin County, Colorado. The plans for the monument were initially drawn by Thompson and Steadman, and were shown as part of an Omnibus program on the BBC titled Fear and Loathing in Gonzovision (1978). It is included as a special feature on the second disc of the 2004 Criterion Collection DVD release of Fear and Loathing in Las Vegas, and labeled as Fear and Loathing on the Road to Hollywood.
According to his widow, Anita, the $3 million funeral was funded by actor Johnny Depp, who was a close friend of Thompson's. Depp told the Associated Press, "All I'm doing is trying to make sure his last wish comes true. I just want to send my pal out the way he wants to go out." An estimated 280 people attended, including U.S. Senators John Kerry and George McGovern; 60 Minutes correspondents Ed Bradley and Charlie Rose; actors Jack Nicholson, John Cusack, Bill Murray, Benicio del Toro, Sean Penn, and Josh Hartnett; musicians Lyle Lovett, John Oates and David Amram, and artist and long-time friend Ralph Steadman.
Legacy
Writing style
Thompson is often credited as the creator of Gonzo journalism, a style of writing that blurs distinctions between fiction and nonfiction. His work and style are considered to be a major part of the New Journalism literary movement of the 1960s and 1970s, which attempted to break free from the purely objective style of mainstream reportage of the time. Thompson almost always wrote in the first person, while extensively using his own experiences and emotions to color "the story" he was trying to follow.
Despite him having personally described his work as "Gonzo", it fell to later observers to articulate what the term actually meant. While Thompson's approach clearly involved injecting himself as a participant in the events of the narrative, it also involved adding invented, metaphoric elements, thus creating, for the uninitiated reader, a seemingly confusing amalgam of facts and fiction notable for the deliberately blurred lines between one and the other. Thompson, in a 1974 interview in Playboy addressed the issue himself, saying, "Unlike Tom Wolfe or Gay Talese, I almost never try to reconstruct a story. They're both much better reporters than I am, but then, I don't think of myself as a reporter." Tom Wolfe would later describe Thompson's style as "... part journalism and part personal memoir admixed with powers of wild invention and wilder rhetoric." Or as one description of the differences between Thompson and Wolfe's styles would elaborate, "While Tom Wolfe mastered the technique of being a fly on the wall, Thompson mastered the art of being a fly in the ointment."
The majority of Thompson's most popular and acclaimed work appeared within the pages of Rolling Stone magazine. Along with Joe Eszterhas and David Felton, Thompson was instrumental in expanding the focus of the magazine past music criticism; indeed, Thompson was the only staff writer of the epoch never to contribute a music feature to the magazine. Nevertheless, his articles were always peppered with a wide array of pop music references ranging from Howlin' Wolf to Lou Reed. Armed with early fax machines wherever he went, he became notorious for haphazardly sending sometimes illegible material to the magazine's San Francisco offices as an issue was about to go to press.
Robert Love, Thompson's editor of 23 years at Rolling Stone, wrote, "the dividing line between fact and fancy rarely blurred, and we didn't always use italics or some other typographical device to indicate the lurch into the fabulous. But if there were living, identifiable humans in a scene, we took certain steps ... Hunter was a close friend of many prominent Democrats, veterans of the ten or more presidential campaigns he covered, so when in doubt, we'd call the press secretary. 'People will believe almost any twisted kind of story about politicians or Washington,' he once said, and he was right."
Discerning the line between the fact and the fiction of Thompson's work presented a practical problem for editors and fact-checkers of his work. Love called fact-checking Thompson's work "one of the sketchiest occupations ever created in the publishing world", and "for the first-timer ... a trip through a journalistic fun house, where you didn't know what was real and what wasn't. You knew you had better learn enough about the subject at hand to know when the riff began and reality ended. Hunter was a stickler for numbers, for details like gross weight and model numbers, for lyrics and caliber, and there was no faking it."
Persona
Thompson often used a blend of fiction and fact when portraying himself in his writing, too, sometimes using the name Raoul Duke as an author surrogate whom he generally described as a callous, erratic, self-destructive journalist who constantly drank alcohol and took hallucinogenic drugs. Fantasizing about causing bodily harm to others was also a characteristic in his work used to comedic effect and an example of his brand of humor.
In the late 1960s, Thompson acquired the title of "Doctor" from the Universal Life Church.
A number of critics have commented that as he grew older, the line that distinguished Thompson from his literary self became increasingly blurred. Thompson admitted during a 1978 BBC interview that he sometimes felt pressured to live up to the fictional self that he had created, adding, "I'm never sure which one people expect me to be. Very often, they conflict — most often, as a matter of fact. ... I'm leading a normal life and right alongside me there is this myth, and it is growing and mushrooming and getting more and more warped. When I get invited to, say, speak at universities, I'm not sure if they are inviting Duke or Thompson. I'm not sure who to be."
Thompson's writing style and eccentric persona gave him a cult following in both literary and drug circles, and his cult status expanded into broader areas after being portrayed three times in major motion pictures. Hence, both his writing style and persona have been widely imitated, and his likeness has even become a popular costume choice for Halloween.
Political beliefs
Thompson was a firearms and explosives enthusiast (in his writing and in life) and owned a vast collection of handguns, rifles, shotguns, and various automatic and semiautomatic weapons, along with numerous forms of gaseous crowd-control and many homemade devices. He was a proponent of the right to bear arms and privacy rights. A member of the National Rifle Association, Thompson was also co-creator of the Fourth Amendment Foundation, an organization to assist victims in defending themselves against unwarranted search and seizure.
Part of his work with the Fourth Amendment Foundation centered around support of Lisl Auman, a Colorado woman who was sentenced for life in 1997 under felony murder charges for the death of police officer Bruce VanderJagt, despite contradictory statements and dubious evidence. Thompson organized rallies, provided legal support, and co-wrote an article in the June 2004 issue of Vanity Fair outlining the case. The Colorado Supreme Court eventually overturned Auman's sentence in March 2005, shortly after Thompson's death, and Auman is now free. Auman's supporters claim Thompson's support and publicity resulted in the successful appeal.
Thompson was also an ardent supporter of drug legalization and became known for his detailed accounts of his own drug use. He was an early supporter of the National Organization for the Reform of Marijuana Laws and served on the group's advisory board for over 30 years, until his death. He told an interviewer in 1997 that drugs should be legalized "[a]cross the board. It might be a little rough on some people for a while, but I think it's the only way to deal with drugs. Look at Prohibition; all it did was make a lot of criminals rich."
In a 1965 letter to his friend Paul Semonin, Thompson explained an affection for the Industrial Workers of the World, "I have in recent months come to have a certain feeling for Joe Hill and the Wobbly crowd who, if nothing else, had the right idea. But not the right mechanics. I believe the IWW was probably the last human concept in American politics." In another letter to Semonin, Thompson wrote that he agreed with Karl Marx, and compared him to Thomas Jefferson. In a letter to William Kennedy, Thompson confided that he was "coming to view the free enterprise system as the single greatest evil in the history of human savagery." In the documentary Breakfast with Hunter, Hunter S. Thompson is seen in several scenes wearing different Che Guevara T-shirts. Additionally, actor and friend Benicio del Toro has stated that Thompson kept a "big" picture of Che in his kitchen. Thompson wrote on behalf of African-American rights and the civil rights movement. He strongly criticized the dominance in American society of what he called "white power structures".
After the September 11 attacks, Thompson voiced skepticism regarding the official story on who was responsible for the attacks. He speculated to several interviewers that it may have been conducted by the U.S. government or with the government's assistance, though readily admitting he had no way to prove his theory.
In 2004, Thompson wrote: "[Richard] Nixon was a professional politician, and I despised everything he stood for—but if he were running for president this year against the evil Bush–Cheney gang, I would happily vote for him."
Scholarships
Thompson's widow established two scholarship funds at Columbia University School of General Studies for U.S. military veterans and the University of Kentucky for journalism students.
Colorado NORML created the Hunter S. Thompson Scholarship to pay all expenses for a lawyer or law student to attend the NORML Legal Committee Conference in Aspen, generally the first few days of June each year. The funding from a silent auction has paid for two winners for some years. Many winners have gone on to become important cannabis lawyers on state and national levels.
Works
Books
Thompson wrote a number of books, publishing from 1966 to the end of his life. His best-known works include Hell's Angels: The Strange and Terrible Saga of the Outlaw Motorcycle Gangs, Fear and Loathing in Las Vegas, The Rum Diary, The Curse of Lono, and Screwjack.
Articles
As a journalist over the course of decades, Thompson published numerous articles in various periodicals. He wrote for many publications, including Rolling Stone, Esquire, The Boston Globe, Chicago Tribune, The New York Times, The San Francisco Examiner, Time, Vanity Fair, The San Juan Star, and Playboy. He was also guest editor for a single edition of The Aspen Daily News. A collection of 100 of his columns from The San Francisco Examiner was published in 1988 as Gonzo Papers, Vol. 2: Generation of Swine: Tales of Shame and Degradation in the '80s. A collection of his articles for Rolling Stone was released in 2011 as Fear and Loathing at Rolling Stone: The Essential Writings of Hunter S. Thompson. The book was edited by the magazine's co-founder and publisher, Jann S. Wenner, who also provided an introduction to the collection.
Letters
Thompson wrote many letters, which were his primary means of personal communication. He made carbon copies of all his letters, usually typed, a habit begun in his teenaged years.
The Fear and Loathing Letters is a three-volume collection of selections from Thompson's correspondence, edited by historian Douglas Brinkley. The first volume, The Proud Highway, was published in 1997, and contains letters from 1955 to 1967. Fear and Loathing in America was published in 2000 and contains letters dating from 1968 to 1976. A third volume, titled The Mutineer: Rants, Ravings, and Missives from the Mountaintop 1977–2005, was edited by Douglas Brinkley and prepared by Simon & Schuster in 2005. As of March 2019, it has yet to be sold to the public. It contains a special introduction by Johnny Depp.
Illustrations
Accompanying the eccentric and colorful writing of Hunter Thompson, illustrations by British artist Ralph Steadman offer visual representations of the Gonzo style. Steadman and Thompson developed a professional relationship. The two collaborated many times over Thompson's career, although at times they were known to violently argue. Wayne Ewing's documentary on Hunter captured an encounter where Steadman tells Hunter that he believes his drawings contributed as much to the success of Fear and Loathing in Las Vegas as Hunter's writing. Hunter was furious at the suggestion and their relationship was certainly at times, strained. Steadman in recent years has described Hunter as "rude" and "a bully." So while they are publicly known as great friends, the true nature of their relationship was considerably more nuanced.
Photography
Thompson was an avid amateur photographer throughout his life, and his photos have been exhibited since his death at art galleries in the United States and United Kingdom. In late 2006, AMMO Books published a limited-edition, 224-page collection of Thompson photos called Gonzo: Photographs by Hunter S. Thompson, with an introduction by Johnny Depp. Thompson's snapshots were a combination of the subjects he was covering, stylized self-portraits, and artistic still life photos. The London Observer called the photos "astonishingly good" and noted that "Thompson's pictures remind us, brilliantly in every sense, of very real people, real colours."
Feature films
The film Where the Buffalo Roam (1980) depicts heavily fictionalized attempts by Thompson to cover the Super Bowl and the 1972 U.S. presidential election. It stars Bill Murray as Thompson and Peter Boyle as Thompson's attorney Oscar Zeta Acosta, referred to in the movie as Carl Lazlo, Esq.
The 1998 film adaptation of Fear and Loathing in Las Vegas was directed by Monty Python veteran Terry Gilliam and starred Johnny Depp (who moved into Thompson's basement to "study" Thompson's persona before assuming his role in the film) as Raoul Duke and Benicio del Toro as Oscar Zeta Acosta. The film has achieved something of a cult following.
In the 2001 film Ali, Thompson is briefly portrayed by actor Lee Cummings.
The film adaptation of Thompson's novel The Rum Diary was released in October 2011, also starring Johnny Depp as the main character, Paul Kemp. The novel's premise was inspired by Thompson's own experiences in Puerto Rico. The film was written and directed by Bruce Robinson.
At a press junket for The Rum Diary shortly before the film's release, Depp said that he would like to adapt The Curse of Lono, "The Kentucky Derby Is Decadent and Depraved", and Hell's Angels: The Strange and Terrible Saga of the Outlaw Motorcycle Gangs for the big screen: "I'd just keep playing Hunter. There's a great comfort in it for me, because I get a great visit with my old friend who I miss dearly."
Documentaries
Fear and Loathing in Gonzovision (1978) is an extended television profile by the BBC. It can be found on disc 2 of The Criterion Collection edition of Fear and Loathing in Las Vegas.
The Mitchell brothers, owners of the O'Farrell Theatre in San Francisco, made a documentary about Thompson in 1988 called Hunter S. Thompson: The Crazy Never Die.
Wayne Ewing created three documentaries about Thompson. The film Breakfast with Hunter (2003) was directed and edited by Ewing. It documents Thompson's work on the movie Fear and Loathing in Las Vegas, his arrest for drunk driving, and his subsequent fight with the court system. When I Die (2005) is a video chronicle of making Thompson's final farewell wishes a reality, and documents the send-off itself. Free Lisl: Fear and Loathing in Denver (2006) chronicles Thompson's efforts in helping to free Lisl Auman, who was sentenced to life in prison without parole for the shooting of a police officer, a crime she did not commit. All three films are only available online.
In Come on Down: Searching for the American Dream (2004) Thompson gives director Adamm Liley insight into the nature of the American Dream over drinks at the Woody Creek Tavern.
Buy the Ticket, Take the Ride: Hunter S. Thompson on Film (2006) was directed by Tom Thurman, written by Tom Marksbury, and produced by the Starz Entertainment Group. The original documentary features interviews with Thompson's inner circle of family and friends, but the thrust of the film focuses on the manner in which his life often overlapped with numerous Hollywood celebrities who became his close friends, such as Johnny Depp, Benicio del Toro, Bill Murray, Sean Penn, John Cusack, Thompson's wife Anita, son Juan, former Senators George McGovern and Gary Hart, writers Tom Wolfe and William F. Buckley, actors Gary Busey and Harry Dean Stanton, and the illustrator Ralph Steadman among others.
Blasted!!! The Gonzo Patriots of Hunter S. Thompson (2006), produced, directed, photographed, and edited by Blue Kraning, is a documentary about the scores of fans who volunteered their privately owned artillery to fire the ashes of the late author, Hunter S. Thompson. Blasted!!! premiered at the 2006 Starz Denver International Film Festival, part of a tribute series to Hunter S. Thompson held at the Denver Press Club.
In 2008, Academy Award-winning documentarian Alex Gibney (Enron: The Smartest Guys in the Room, Taxi to the Dark Side) wrote and directed a documentary on Thompson, titled Gonzo: The Life and Work of Dr. Hunter S. Thompson. The film premiered on January 20, 2008, at the Sundance Film Festival. Gibney uses intimate, never-before-seen home videos, interviews with friends, enemies, lovers, and clips from films adapted from Thompson's material to document his turbulent life.
Theater
Lou Stein's adaptation of Fear and Loathing in Las Vegas was performed at the Battersea Theatre. Stein persuades London's Time Out magazine to put Thompson up for a fortnight, in exchange for him writing a cover story to publicize the play. Thompson does not write the story, but does rampage around London on Time Out 's expense account. The play was revived for the Vault Fringe Festival in 2014.
GONZO: A Brutal Chrysalis is a one-man show about Thompson written by Paul Addis, who also played the author. Set in the writing den of Thompson's Woody Creek home, the show portrays his life between 1968 and 1971. James Cartee began playing the role soon after Addis's arrest in 2009, and again after Addis's death in 2012.
Awards, accolades, and tributes
Thompson was named a Kentucky Colonel by the governor of Kentucky in a December 1996 tribute ceremony where he also received keys to the city of Louisville.
Author Tom Wolfe has called Thompson the greatest American comic writer of the 20th century.
Asked in an interview with Jody Denberg on KGSR Studio, in 2000, whether he would ever consider writing a book "like [his] buddy Hunter S. Thompson", the musician Warren Zevon responded: "Let's remember that Hunter S. Thompson is the finest writer of our generation; he didn't just toss off a book the other day..."
Thompson appeared on the cover of the 1,000th issue of Rolling Stone, May 18 – June 1, 2006, as a devil playing the guitar next to the two "L"'s in the word "Rolling". Johnny Depp also appeared on the cover.
The Thompson-inspired character Uncle Duke appears on a recurring basis in Doonesbury, the daily newspaper comic strip by Garry Trudeau. When the character was first introduced, Thompson protested, quoted in an interview as saying that he would set Trudeau on fire if the two ever met, although reportedly he liked the character in later years. Between March 7, 2005 (roughly two weeks after Thompson's suicide), and March 12, 2005, Doonesbury ran a tribute to Hunter, with Uncle Duke lamenting the death of the man he called his "inspiration". The first of these strips featured a panel with artwork similar to that of Ralph Steadman, and later strips featured various non sequiturs (with Duke variously transforming into a monster, melting, shrinking to the size of an empty drinking glass, or people around him turning into animals), which seemed to mirror some of the effects of hallucinogenic drugs described in Fear and Loathing in Las Vegas.
Many have suggested that General Hunter Gathers in the Adult Swim animated series The Venture Bros. is a tribute to Thompson, as they have a similar name, mannerisms, and physical appearance.
Dale Gribble in the Fox animated series King of the Hill is a tribute to Thompson and derives his physical appearance from him.
In the Cameron Crowe film Almost Famous, based on Crowe's experiences writing for Rolling Stone while on the road with the fictional band Stillwater", the writer is on the phone with an actor portraying Jann Wenner. Wenner tells the young journalist that he "is not there to join the party, we already have one Hunter Thompson" after the young writer amassed large hotel and traveling expenses and is overheard to be sharing his room with several young women.
Eric C. Shoaf donated a caché of approximately 800 items (in librarian terms, about 35-40 linear feet of material on a shelf) pertaining to the life and career of Thompson to the University of California at Santa Cruz. Shoaf also published a descriptive bibliography, Gonzology: A Hunter Thompson Bibliography, of the works of Hunter S. Thompson with over 1,000 entries, many never before documented appearances in print, hundreds of biographical entries about Thompson's life, full descriptions of all his primary works, preface by William McKeen, Phd, and photo section with rare and exclusive items depicted.
References
External links
"Hunter S. Thompson's ESPN Page 2 Archive", Totallygonzo.org
"Shotgun Golf With Bill Murray", Thompson's final column for ESPN.com's Page 2.
A collection of articles on Thompson from The Guardian
Thompson's photography
1937 births
2005 suicides
20th-century American journalists
20th-century American male writers
20th-century American novelists
20th-century essayists
21st-century American journalists
21st-century American male writers
21st-century American novelists
9/11 conspiracy theorists
American activist journalists
American columnists
American conspiracy theorists
American essayists
American male essayists
American male journalists
American male novelists
American Marxists
American people of Scottish descent
American political writers
American tax resisters
Atherton High School alumni
Columbia University School of General Studies alumni
Drug policy reform activists
Florida State University alumni
Journalists from Colorado
Journalists from Kentucky
Louisville Male High School alumni
Military personnel from Louisville, Kentucky
Motorcycling writers
Novelists from Colorado
Novelists from Kentucky
People from Glen Ellen, California
Psychedelic drug advocates
Sportswriters from California
Suicides by firearm in Colorado
United States Air Force airmen
Writers from Louisville, Kentucky |
14376 | https://en.wikipedia.org/wiki/Hamster | Hamster | Hamsters are rodents (order Rodentia) belonging to the subfamily Cricetinae, which contains 19 species classified in seven genera. They have become established as popular small pets. The best-known species of hamster is the golden or Syrian hamster (Mesocricetus auratus), which is the type most commonly kept as pets. Other hamster species commonly kept as pets are the three species of dwarf hamster, Campbell's dwarf hamster (Phodopus campbelli), the winter white dwarf hamster (Phodopus sungorus) and the Roborovski hamster (Phodopus roborovskii).
Hamsters are more crepuscular than nocturnal and, in the wild, remain underground during the day to avoid being caught by predators. They feed primarily on seeds, fruits, and vegetation, and will occasionally eat burrowing insects. Physically, they are stout-bodied with distinguishing features that include elongated cheek pouches extending to their shoulders, which they use to carry food back to their burrows, as well as a short tail and fur-covered feet.
Classification
Taxonomists generally disagree about the most appropriate placement of the subfamily Cricetinae within the superfamily Muroidea. Some place it in a family Cricetidae that also includes voles, lemmings, and New World rats and mice; others group all these into a large family called Muridae. Their evolutionary history is recorded by 15 extinct fossil genera and extends back 11.2 million to 16.4 million years to the Middle Miocene Epoch in Europe and North Africa; in Asia it extends 6 million to 11 million years. Four of the seven living genera include extinct species. One extinct hamster of Cricetus, for example, lived in North Africa during the Middle Miocene, but the only extant member of that genus is the European or common hamster of Eurasia.
Subfamily Cricetinae
Genus Allocricetulus
Species A. curtatus—Mongolian hamster
Species A. eversmanni—Eversmann's or Kazakh hamster
Genus Cansumys
Species C. canus—Gansu hamster
Genus Cricetulus
Species C. alticola—Tibetan dwarf or Ladak hamster
Species C. barabensis, including "C. pseudogriseus" and "C. obscurus"—Chinese striped hamster, also called Chinese hamster; striped dwarf hamster
Species C. griseus—Chinese (dwarf) hamster, also called rat hamster
Species C. kamensis—Kam dwarf hamster or Tibetan hamster
Species C. longicaudatus—long-tailed dwarf hamster
Species C. migratorius—grey dwarf hamster, Armenian hamster, migratory grey hamster; grey hamster; migratory hamster
Species C. sokolovi—Sokolov's dwarf hamster
Genus Cricetus
Species C. cricetus—European hamster, also called common hamster or black-bellied field hamster
Genus Mesocricetus—golden hamsters
Species M. auratus—golden or Syrian hamster
Species M. brandti—Turkish hamster, also called Brandt's hamster; Azerbaijani hamster
Species M. newtoni—Romanian hamster
Species M. raddei—Ciscaucasian hamster
Genus Phodopus—dwarf hamsters
Species P. campbelli—Campbell's dwarf hamster
Species P. roborovskii—Roborovski hamster
Species P. sungorus—Djungarian hamster or winter-white Russian dwarf hamster
Genus Tscherskia
Species T. triton—greater long-tailed hamster, also called Korean hamster
Relationships among hamster species
Neumann et al. (2006) conducted a molecular phylogenetic analysis of 12 of the above 17 species using DNA sequence from three genes: 12S rRNA, cytochrome b, and von Willebrand factor. They uncovered the following relationships:
Phodopus group
The genus Phodopus was found to represent the earliest split among hamsters. Their analysis included both species. The results of another study suggest Cricetulus kamensis (and presumably the related C. alticola) might belong to either this Phodopus group or hold a similar basal position.
Mesocricetus group
The genus Mesocricetus also forms a clade. Their analysis included all four species, with M. auratus and M. raddei forming one subclade and M. brandti and M. newtoni another.
Remaining genera
The remaining genera of hamsters formed a third major clade. Two of the three sampled species within Cricetulus represent the earliest split. This clade contains C. barabensis (and presumably the related C. sokolovi) and C. longicaudatus.
Miscellaneous
The remaining clade contains members of Allocricetulus, Tscherskia, Cricetus, and C. migratorius. Allocricetulus and Cricetus were sister taxa. Cricetulus migratorius was their next closest relative, and Tscherskia was basal.
History
Although the Syrian hamster or golden hamster (Mesocricetus auratus) was first described scientifically by George Robert Waterhouse in 1839, researchers were not able to successfully breed and domesticate hamsters until 1939. The entire laboratory and pet populations of Syrian hamsters appear to be descendants of a single brother–sister pairing. These littermates were captured and imported in 1930 from Aleppo in Syria by Israel Aharoni, a zoologist of the University of Jerusalem. In Jerusalem, the hamsters bred very successfully. Years later, animals of this original breeding colony were exported to the United States, where Syrian hamsters became a common pet and laboratory animal. Comparative studies of domestic and wild Syrian hamsters have shown reduced genetic variability in the domestic strain. However, the differences in behavioral, chronobiological, morphometrical, hematological, and biochemical parameters are relatively small and fall into the expected range of interstrain variations in other laboratory animals.
Etymology
The name "hamster" is a loanword from the German, which itself derives from earlier Middle High German hamastra. It is possibly related to Old Church Slavonic khomestoru, which is either a blend of the root of Russian хомяк (khomyak) "hamster" and a Baltic word (cf. Lithuanian staras "hamster"); or of Persian origin (cf. Av hamaēstar "oppressor"). The collective noun for a group of hamsters is "horde". In German, the verb "hamstern" is derived from "Hamster". It means "Hoarding".
Description
Hamsters are typically stout-bodied, with tails shorter than body length, and have small, furry ears, short, stocky legs, and wide feet. They have thick, silky fur, which can be long or short, colored black, grey, honey, white, brown, yellow, red, or a mix, depending on the species. Two species of hamster belonging to the genus Phodopus, Campbell's dwarf hamster (P. campbelli) and the Djungarian hamster (P. sungorus), and two of the genus Cricetulus, the Chinese striped hamster (C. barabensis) and the Chinese hamster (C. griseus) have a dark stripe down their heads to their tails. The species of genus Phodopus are the smallest, with bodies long; the largest is the European hamster (Cricetus cricetus), measuring up to long, not including a short tail of up to .
The hamster tail can be difficult to see, as it is usually not very long (about the length of the body), with the exception of the Chinese hamster, which has a tail the same length as the body. One rodent characteristic that can be highly visible in hamsters is their sharp incisors; they have an upper pair and lower pair which grow continuously throughout life, so must be regularly worn down. Hamsters are very flexible, but their bones are somewhat fragile. They are extremely susceptible to rapid temperature changes and drafts, as well as extreme heat or cold.
Senses
Hamsters have poor eyesight; they are nearsighted and colorblind. Their eyesight leads to them not having a good sense of distance or knowing where they are. Even though their eyesight isn't good it doesn't stop a hamster from climbing their cages or even from them being adventurous. Hamsters can sense movement around at all times. This sense helps them protect themselves from harm in the wild but in a household situation it helps them sense when their owner may be near and might be going to pick them up. Hamsters have scent glands on their flanks (and abdomens in Chinese and dwarf hamsters) which they rub against the substrate, leaving a scent trail. Hamsters also use their sense of smell to distinguish between the sexes, and to locate food. Mother hamsters can also use their sense of smell to find their own babies and find out which ones aren't theirs. The scent glands can also be used to mark their territories, their babies, or their mate. Hamsters catch sounds by having their ears upright. They tend to learn similar noises and begin to know the sound of their food and even their owners voice. They are also particularly sensitive to high-pitched noises and can hear and communicate in the ultrasonic range.
Diet
Hamsters are omnivores which means they can eat meat and vegetables. Hamsters that live in the wild eat seeds, grass, and even insects. Although pet hamsters can survive on a diet of exclusively commercial hamster food, other items, such as vegetables, fruits, seeds, and nuts, can be given. Although store bought food is good for hamsters, it is best if fruits and vegetables were also in their diet because it keeps them healthier. Even though hamsters are allowed to have both fruits and vegetables, it is important to understand exactly which ones they can have and how much. Hamsters do best with fruits that don't have a lot of citrus in them and most green leafy vegetables. Hamsters should not be fed junk food, chocolate, garlic, or any salty/sugary foods. Hamsters tend to love peanut butter but it is important to feed it to them carefully because this sticky food can get stuck in their cheeks. Hamsters in the Middle East have been known to hunt in packs to find insects for food. Hamsters are hindgut fermenters and eat their own feces (coprophagy) to recover nutrients digested in the hind-gut, but not absorbed.
Behavior
Feeding
A behavioral characteristic of hamsters is food hoarding. They carry food in their spacious cheek pouches to their underground storage chambers. When full, the cheeks can make their heads double, or even triple in size. Hamsters lose weight during the autumn months in anticipation of winter. This occurs even when hamsters are kept as pets and is related to an increase in exercise.
Social behavior
Most hamsters are strictly solitary. If housed together, acute and chronic stress may occur, and they may fight fiercely, sometimes fatally. Dwarf hamster species may tolerate siblings or same-gender unrelated hamsters if introduced at an early enough age, but this cannot be guaranteed. Hamsters communicate through body language to one another and even to their owner. They communicate by sending a specific scent using their scent glands and also show body language to express how they are feeling.
Chronobiology
Hamsters can be described as nocturnal or crepuscular (active mostly at dawn and dusk). Khunen writes, "Hamsters are nocturnal rodents who are active during the night...", but others have written that because hamsters live underground during most of the day, only leaving their burrows for about an hour before sundown and then returning when it gets dark, their behavior is primarily crepuscular. Fritzsche indicated although some species have been observed to show more nocturnal activity than others, they are all primarily crepuscular.
In the wild Syrian hamsters can hibernate and allow their body temperature to fall close to ambient temperature. This kind of thermoregulation diminishes the metabolic rate to about 5% and helps the animal to considerably reduce the need for food during the winter. Hibernation can last up to one week but more commonly last 2–3 days. When kept as house pets the Syrian hamster does not hibernate.
Burrowing behavior
All hamsters are excellent diggers, constructing burrows with one or more entrances, with galleries connected to chambers for nesting, food storage, and other activities. They use their fore- and hindlegs, as well as their snouts and teeth, for digging. In the wild, the burrow buffers extreme ambient temperatures, offers relatively stable climatic conditions, and protects against predators. Syrian hamsters dig their burrows generally at a depth of 0.7 m. A burrow includes a steep entrance pipe (4–5 cm in diameter), a nesting and a hoarding chamber and a blind-ending branch for urination. Laboratory hamsters have not lost their ability to dig burrows; in fact, they will do this with great vigor and skill if they are provided with the appropriate substrate.
Wild hamsters will also appropriate tunnels made by other mammals; the Djungarian hamster, for instance, uses paths and burrows of the pika.
Reproduction
Fertility
Hamsters become fertile at different ages depending on their species. Both Syrian and Russian hamsters mature quickly and can begin reproducing at a young age (4–5 weeks), whereas Chinese hamsters will usually begin reproducing at two to three months of age, and Roborovskis at three to four months of age. The female's reproductive life lasts about 18 months, but male hamsters remain fertile much longer. Females are in estrus about every four days, which is indicated by a reddening of genital areas, a musky smell, and a hissing, squeaking vocalisation she will emit if she believes a male is nearby.
When seen from above, a sexually mature female hamster has a trim tail line; a male's tail line bulges on both sides. This might not be very visible in all species. Male hamsters typically have very large testes in relation to their body size. Before sexual maturity occurs, it is more difficult to determine a young hamster's sex. When examined, female hamsters have their anal and genital openings close together, whereas males have these two holes farther apart (the penis is usually withdrawn into the coat and thus appears as a hole or pink pimple).
Gestation and fecundity
Syrian hamsters are seasonal breeders and will produce several litters a year with several pups in each litter. The breeding season is from April to October in the Northern Hemisphere, with two to five litters of one to 13 young being born after a gestation period of 16 to 23 days. Dwarf hamsters breed all through the year. Gestation lasts 16 to 18 days for Syrian hamsters, 18 to 21 days for Russian hamsters, 21 to 23 days for Chinese hamsters and 23 to 30 for Roborovski hamsters. The average litter size for Syrian hamsters is about seven pups, but can be as great as 24, which is the maximum number of pups that can be contained in the uterus. Campbell's dwarf hamsters tend to have four to eight pups in a litter, but can have up to 13. Winter white hamsters tend to have slightly smaller litters, as do Chinese and Roborovski hamsters.
Intersexual aggression and cannibalism
Female Chinese and Syrian hamsters are known for being aggressive toward males if kept together for too long after mating. In some cases, male hamsters can die after being attacked by a female. If breeding hamsters, separation of the pair after mating is recommended, or they will attack each other.
Female hamsters are also particularly sensitive to disturbances while giving birth, and may even eat their own young if they think they are in danger, although sometimes they are just carrying the pups in their cheek pouches. If captive female hamsters are left for extended periods (three weeks or more) with their litter, they may cannibalize the litter, so the litter must be removed by the time the young can feed and drink independently.
Weaning
Hamsters are born hairless and blind in a nest the mother will have prepared in advance. After one week, they begin to explore outside the nest. Hamsters are capable of producing litters every month. Hamsters can be bred after they are three weeks old. It may be hard for the babies to not rely on their mother for nursing during this time, so it is important that they are supplied with food to make the transition from nursing to eating on their own easier. After the hamsters reach three weeks of age they are considered mature.
Longevity
Syrian hamsters typically live no more than two to three years in captivity, and less in the wild. Russian hamsters (Campbell's and Djungarian) live about two to four years in captivity, and Chinese hamsters –3 years. The smaller Roborovski hamster often lives to three years in captivity.
Society and culture
Hamsters as pets
The best-known species of hamster is the golden or Syrian hamster (Mesocricetus auratus), which is the type most commonly kept as pets. There are numerous Syrian hamster variations including long-haired varieties and different colors. British zoologist Leonard Goodwin claimed most hamsters kept in the United Kingdom were descended from the colony he introduced for medical research purposes during the Second World War. Hamsters were domesticated and kept as pets in the United States at least as early as 1942.
Other hamsters commonly kept as pets are the three species of dwarf hamster. Campbell's dwarf hamster (Phodopus campbelli) is the most common—they are also sometimes called "Russian dwarfs"; however, many hamsters are from Russia, so this ambiguous name does not distinguish them from other species appropriately. The coat of the winter white dwarf hamster (Phodopus sungorus) turns almost white during winter (when the hours of daylight decrease). The Roborovski hamster (Phodopus roborovskii) is extremely small and fast, making it difficult to keep as a pet.
Hamster shows
A hamster show is an event in which people gather hamsters to judge them against each other. Hamster shows are also places where people share their enthusiasm for hamsters among attendees. Hamster shows feature an exhibition of the hamsters participating in the judging.
The judging of hamsters usually includes a goal of promoting hamsters which conform to natural or established varieties of hamsters. By awarding hamsters which match standard hamster types, hamster shows encourage planned and careful hamster breeding.
Owner activism
When the first reported case of animal-to-human transmission of SARS-CoV-2 in Hong Kong took place via imported pet hamsters, researchers expressed difficulty in identifying some of the viral mutations within a global genomic data bank, leading city authorities to announce a mass cull of all hamsters purchased after December 22, 2021, which would affect roughly 2,000 animals. After the government 'strongly encouraged' citizens to turn in their pets, approximately 3,000 people joined underground activities to promote the adoption of abandoned hamsters throughout the city and to maintain pet ownership via methods such as the forgery of pet store purchase receipts. Some activists attempted to intercept owners who were on their way to turn in pet hamsters and encourage them to choose adoption instead, which the government subsequently warned would be subject to police action.
Hamsters as lab animals
The extracted cells of babies' kidneys and adults' ovaries are used to study cholesterol synthesis.
Similar animals
Some similar rodents sometimes called "hamsters" are not currently classified in the hamster subfamily Cricetinae. These include the maned hamster, or crested hamster, which is really the maned rat (Lophiomys imhausi). Others are the mouse-like hamsters (Calomyscus spp.), and the white-tailed rat (Mystromys albicaudatus).
See also
Syrian hamster care
Hamster cage
Hamster wheel
Hamster ball
Chinchilla
Ebichu
Gerbil
Guinea pig, a similar species
Hampster Dance
Hamster racing
Hamtaro
Rat
References
External links
National Hamster Council (UK)
Cricetidae
Articles containing video clips
Extant Miocene first appearances
Taxa named by Gotthelf Fischer von Waldheim |
14396 | https://en.wikipedia.org/wiki/Humvee | Humvee | The High Mobility Multipurpose Wheeled Vehicle (HMMWV; colloquial: Humvee) is a family of light, four-wheel drive, military trucks and utility vehicles produced by AM General. It has largely supplanted the roles previously performed by the original jeep, and others such as the Vietnam War-era M151 jeep, the M561 "Gama Goat", their M718A1 and M792 ambulance versions, the Commercial Utility Cargo Vehicle, and other light trucks. Primarily used by the United States military, it is also used by numerous other countries and organizations and even in civilian adaptations. The Humvee saw widespread use in the Gulf War of 1991, where it navigated the treacherous desert terrain; this usage helped to inspire civilian Hummer versions. The vehicle's original unarmored design was later seen to be inadequate. The vehicle was found to be particularly vulnerable to improvised explosive devices in the Iraq War. The U.S. hastily up-armored select models and replaced front-line units with the MRAP. The U.S. military sought to replace the vehicle in front-line service under the Joint Light Tactical Vehicle (JLTV) program. In 2015 the Oshkosh L-ATV was selected for production.
History
Since the World War II Willys MB reconnaissance truck was used for mass-deployment and became known as the "jeep", the United States military had continued to rely heavily on jeeps as general utility vehicles and as a mass-transport for soldiers in small groups. Although the U.S. Army had let Ford redesign the jeep from the ground up during the 1950s, and the resulting M151 jeep incorporated significant innovations, it firmly adhered to the original concept: a very compact, light enough to manhandle, low profile vehicle, with a folding windshield, that a layman could barely distinguish from the preceding Willys jeeps. The jeeps were shorter than a Volkswagen Beetle and weighed just over one metric ton, seating three to four, with an payload. During and after the war, the very light, -ton jeeps were complemented by the -ton Dodge WC and Korean War Dodge M37 models.
By the mid-1960s, the U.S. military felt a need to reevaluate their aging light vehicle fleet. For starters, from the mid-1960s, the U.S. Army had tried to modernize, through replacing the larger, purpose-built Dodge M37s by militarized, "commercial off the shelf" (COTS) 4×4 trucks — initially the M715 Jeep trucks, succeeded in the later 1970s by several "CUCV" adapted commercial pickup series, but these did not satisfy newer requirements either. What was wanted was a truly versatile light military truck, that could replace multiple outdated vehicles. When becoming aware of the U.S. Army's desire for a versatile new light weapons carrier/reconnaissance vehicle, as early as 1969 FMC Corporation started development on their XR311 prototype and offered it for testing in 1970. At least a dozen of these were built for testing under the High Mobility Combat Vehicle, or HMCV program, initially much more as an enhanced capability successor to the M151 jeep, than as a general-purpose vehicle. In 1977, Lamborghini developed the Cheetah model in an attempt to meet the Army contract specifications.
In 1979, the U.S. Army drafted final specifications for a High Mobility Multipurpose Wheeled Vehicle (HMMWV), which was to replace all the tactical vehicles in the 1/4-ton to 5/4-ton range, namely the M151 quarter-ton jeeps, M561 Gama Goats, and the CUCVs, as one uniform "jack-of-all-trades" light tactical vehicle series, to better perform the roles of the impractically mixed fleet of outdated existing vehicles. The specification called for excellent on and off-road performance, the ability to carry a large payload, and improved survivability against indirect fire. Compared to the jeep, it was larger and had a much wider track, with a ground clearance, double that of most sport-utility vehicles. The new truck was to climb a 60 percent incline and traverse a 40 percent slope. The air intake was to be mounted flush on top of the right fender (or to be raised on a stovepipe to roof level to ford) of water and electronics waterproofed to drive through of water were specified. The radiator was to be mounted high, sloping over the engine on a forward-hinged hood.
Out of 61 companies that showed interest, only three submitted prototypes. In July 1979, AM General, a subsidiary of American Motors Corporation, began preliminary design work. Less than a year later, the prototype was in testing. Chrysler Defense and Teledyne Continental also produced competing designs. In June 1981, the Army awarded AM General a contract for the development of several more prototype vehicles to be delivered to the government for another series of tests. The original M998 A0 series had a curb weight of , a payload of , a V-8 diesel engine and 6.3 L gasoline, and a three-speed automatic transmission.
The three companies were chosen to design and build eleven HMMWV prototypes; the vehicles were subjected to over 600,000 miles in trials which included off-road courses in desert and arctic conditions. AM General was awarded an initial contract in 1983 for 2,334 vehicles, the first batch of a five-year contract that would see 55,000 vehicles delivered to the U.S. military, including 39,000 vehicles for the Army; 72,000 vehicles had been delivered to the U.S. and foreign customers by the Persian Gulf War of 1991, and 100,000 had been delivered by the Humvee's 10th anniversary in 1995. Ft. Lewis, Washington, and the 2nd Battalion, 47th Infantry, 9th Infantry Division was the testing unit to employ HMMWV in the new concept of a motorized division. Yakima Training Center in Yakima, Washington, was the main testing grounds for HMMWVs from 1985 through December 1991, when the motorized concept was abandoned and the division inactivated.
Usage in combat
HMMWVs first saw combat in Operation Just Cause, the U.S. invasion of Panama in 1989. The HMMWV was designed primarily for personnel and light cargo transport behind front lines, not as a front line fighting vehicle. Like the previous jeep, the basic HMMWV has no armor or protection against chemical, biological, radiological, or nuclear threats. Nevertheless, losses were relatively low in conventional operations, such as the Gulf War. Vehicles and crews suffered considerable damage and losses during the Battle of Mogadishu in 1993 because of the nature of urban engagement. However, the chassis survivability allowed the majority of those crews to return to safety, though the HMMWV was never designed to offer protection against intense small arms fire, much less machine guns and rocket-propelled grenades. With the rise of asymmetric warfare and low-intensity conflicts, the HMMWV was pressed into service in urban combat roles for which it was not originally intended.
After Operation Restore Hope in Somalia, the military recognized a need for a more protected HMMWV and AM General developed the M1114, an armored HMMWV to withstand small arms fire. The M1114 has been in production since 1996, seeing limited use in the Balkans before deployment to the Middle East. This design is superior to the M998 with a larger, more powerful turbocharged engine, air conditioning, and a strengthened suspension system. More importantly, it boasts a fully armored passenger area protected by hardened steel and bullet-resistant glass. With the increase in direct attacks and guerrilla warfare in Iraq, AM General diverted the majority of its manufacturing power to producing these vehicles.
Humvees were sent into Afghanistan following the 9/11 terrorist attacks, where they proved invaluable during initial operations. In the early years before IEDs became prevalent, the vehicle was liked by troops for its ability to access rough, mountainous terrain. Some soldiers would remove features from Humvees, including what little armor it had and sometimes even entire doors, to make them lighter and more maneuverable for off-road conditions and to increase visibility. With the onset of the Iraq War, Humvees proved very vulnerable to IEDs; in the first four months of 2006, 67 U.S. troops died in Humvees. To increase protection, the U.S. military hastily added armor kits to the vehicles. Although this somewhat improved survivability, bolting on armor made the Humvee an "ungainly beast", increasing weight and putting a strain on the chassis, which led to unreliability. Armored doors that weighed hundreds of pounds were difficult for troops to open, and the newly armored turret made Humvees top-heavy and increased the danger of rollovers. The U.S. Marine Corps decided to start replacing Humvees in combat with Mine-Resistant, Ambush-Protected (MRAP) vehicles in 2007, and the U.S. Army stated that the vehicle was "no longer feasible for combat" in 2012. However, Humvees have also been used by Taliban insurgents for suicide bombings against the Afghan National Security Forces in the country.
The HMMWV has become the vehicular backbone of U.S. forces around the world. Over 10,000 HMMWVs were employed by coalition forces during the Iraq War. The Humvee has been described as a vehicle with "the right capability for its era": designed to provide payload mobility in protected (safe) areas. However, deploying the vehicle to conflict zones where it was exposed to a full spectrum of threat which it was neither designed to operate, or be survivable in, led to adding protection at the cost of mobility and payload.
Modifications
In December 2004, Secretary of Defense Donald Rumsfeld came under criticism from U.S. troops and their families for not providing better-equipped HMMWVs. Rumsfeld pointed out that, before the war, armor kits were produced only in small numbers per year. As the role of American forces in Iraq changed from fighting the Iraqi Army to suppressing the guerrilla insurgency, more armor kits were being manufactured, though perhaps not as fast as production facilities were capable. Even more advanced kits were also being developed. While these kits are much more effective against all types of attacks, they weigh from and have some of the same drawbacks as the improvised armor. Unlike similar-sized civilian cargo and tow trucks, which typically have dual rear wheels to reduce sway, the HMMWV has single rear wheels because of its independent rear suspension coupled with the body design.
Most up-armored HMMWVs hold up well against lateral attacks when the blast is distributed in all different directions but offer little protection from a mine blast below the truck, such as buried IEDs and land mines. Explosively formed penetrators (EFPs) can also defeat the armor kits, causing casualties.
The armor kits fielded include the Armor Survivability Kit (ASK), FRAG 5, FRAG 6, as well as upgrade kits to the M1151. The ASK was the first fielded in October 2003, adding about to the weight of the vehicle. Armor Holdings fielded an even lighter kit, adding only to the vehicle's weight. The Marine Armor Kit (MAK), fielded in January 2005, offers more protection than the M1114 but also increases weight. The FRAG 5 offered even more protection but was still inadequate to stop EFP attacks. The FRAG 6 kit is designed to do just that, however its increased protection adds over the vehicle over the FRAG 5 kit, and the width is increased by . The doors may also require a mechanical assist device to open and close.
Another drawback of the up-armored HMMWVs occurs during an accident or attack, when the heavily armored doors tend to jam shut, trapping the troops inside. As a result, the U.S. Army Aviation and Missile Research, Development, and Engineering Center developed the Humvee Crew Extraction D-ring in 2006. The D-ring hooks on the door of the HMMWV so that another vehicle can rip the door off with a tow strap, chain, or cable to free the troops inside. The D-ring was later recognized as one of the top 10 greatest Army inventions of 2006. In addition, Vehicle Emergency Escape (VEE) windows, developed by BAE Systems, were fielded for use on the M1114 up-armored HMMWV, with 1,000 kits ordered.
The soldier manning the exposed crew-served weapon on top of the vehicle is extremely vulnerable. In response, many HMMWVs have been fitted with basic gun shields or turrets, as was the case with M113 APCs after they were first deployed in Vietnam. The U.S. military is currently evaluating a new form of protection, developed by BAE Systems as well as systems designed by the Army, which are already in theater. The new gunner's seat is protected by high steel plates with bullet-proof glass windows. Additionally, some HMMWVs have been fitted with a remotely operated CROWS weapon station, which slaves the machine gun to controls in the back seat so it can be fired without exposing the crew. The Boomerang anti-sniper system was also fielded by some HMMWVs in Iraq to immediately give troops the location of insurgents firing on them.
Another weakness for the HMMWV has proven to be its size, which limited its deployment in Afghanistan because it is too wide for the smallest roads and too large for many forms of air transport compared to jeeps or Land Rover-sized vehicles (which two feet respectively 15-inch narrower). This size also limits the ability of the vehicle to be manhandled out of situations.
Alternatives
The Army purchased a purpose-built armored car, the M1117 Armored Security Vehicle also known as an armored personnel carrying vehicle (APC), in limited numbers for use by the United States Army Military Police Corps. In 2007, the Marine Corps announced an intention to replace all HMMWVs in Iraq with MRAPs because of high loss rates and issued contracts for the purchase of several thousand of these vehicles, which include the International MaxxPro, the BAE OMC RG-31, the BAE RG-33 and Caiman, and the Force Protection Cougar, which were deployed primarily for mine clearing duties. Heavier models of infantry mobility vehicles (IMV) can also be used for patrol vehicles. The MaxxPro Line has been shown to have the highest rate of vehicle rollover accidents because of its very high center of gravity and immense weight.
Replacement and future
The Humvee replacement process undertaken by the U.S. military focused on interim replacement with MRAPs and long-term replacement with the Joint Light Tactical Vehicle (JLTV). The HMMWV has evolved several times since its introduction and was used in tactical roles for which it was never originally intended. The military pursued several initiatives to replace it, both in the short and long terms. The short-term replacement efforts utilized commercial off-the-shelf vehicles as part of the Mine Resistant Ambush Protected (MRAP) program. These vehicles were procured to replace Humvees in combat theaters. The long-term replacement for the Humvee is the JLTV which is designed from the ground up. The Future Tactical Truck System (FTTS) program was initiated to analyze potential requirements for a Humvee replacement. Various prototype vehicles such as the MillenWorks Light Utility Vehicle, and the ULTRA AP have been constructed as part of these efforts. The JLTV contract was awarded to Oshkosh in August 2015.
The U.S. Marine Corps issued a request for proposals in 2013 for its Humvee sustainment modification initiative to upgrade 6,700 expanded capacity vehicles (ECVs). The Marines plan to field the JLTV but do not have enough funding to completely replace all Humvees, so they decided to continue sustaining their fleet. Key areas of improvement include upgrades to the suspension to reduce the amount of force transferred to the chassis, upgrading the engine and transmission for better fuel efficiency, enhancements to the cooling system to prevent overheating, a central tire inflation system to improve off-road mobility and ride quality, and increased underbody survivability. Testing of upgraded Humvees was to occur in 2014, with production and installation occurring from 2015 through 2018. Older A2 series Humvees make up half the current fleet, and 4,000 are to be disposed of through foreign military sales and transfers. By 2017, the Marines' light tactical vehicle fleet is to consist of 3,500 A2 series Humvees, 9,500 ECV Humvees, and 5,000 JLTVs, with 18,000 vehicles in total. Humvees in service with the Marine Corps will be upgraded through 2030. The Marines shelved the Humvee modernization effort in March 2015 because of budget cuts.
Several companies are offering modifications to maintain the remaining U.S. military Humvee fleets. Oshkosh Corporation is offering Humvee upgrades to the Marine Corps in addition to its JLTV offering, which are modular and scalable to provide varying levels of capabilities at a range of prices that can be provided individually or as complete packages. Their approach is centered around the TAK-4 independent suspension system, which delivers greater off-road profile capability, improved ride quality, an increase in maximum speed, greater whole-vehicle durability, and restored payload capacity and ground clearance. Northrop Grumman developed a new chassis and power train for the Humvee that would combine the mobility and payload capabilities of original vehicle variants while maintaining the protection levels of up-armored versions. The cost to upgrade one Humvee with Northrop Grumman's features is $145,000. Textron has offered another Humvee upgrade option called the Survivable Combat Tactical Vehicle (SCTV) that restores mobility and survivability over armored Humvee levels. Although the SCTV costs more at $200,000 per vehicle, the company claims it can restore the Humvee for operational use, combining Humvee-level mobility and transportability with MRAP-level underbody protection as a transitional solution until the JLTV is introduced in significant numbers.
One suggested a future role for the Humvee is as an autonomous unmanned ground vehicle (UGV). If converted to a UGV, the vehicle could serve as a mobile scout vehicle with armor features removed to enhance mobility and terrain accessibility, since there would be no occupants needed to protect. Because there will still be tens of thousands of Humvees in the U.S. inventory after the JLTV enters service, it could be a low-cost way to build an unmanned combat vehicle fleet. Autonomy features would allow the Humvees to drive themselves and one soldier to control a "swarm" of several vehicles.
Although the Army plans to buy 49,100 JLTVs and the Marine Corps 5,500, they are not a one-for-one replacement for the Humvee, and both services will still be left operating large fleets. For the Marines, 69 JLTVs will replace the 74 Humvees in all active infantry battalions to cover its expeditionary forces. The Marine JLTV order is planned to be completed by 2022, leaving the remainder of the Corps' 13,000-strong Humvee force scattered around support organizations while soft-skinned Humvees will provide support behind the forward-deployed Marine Expeditionary Unit. The Army does not plan to replace Humvees in the Army National Guard and is considering options on how many of its 120,000 vehicles will be replaced, sustained, or modernized. Even if half of the force is replaced by JLTVs, the entire planned order will not be complete until 2040. If upgrades are chosen for the remaining Humvees, the cost would likely have to not exceed $100,000 per vehicle. The Humvee is expected to remain in U.S. military service until at least 2050. Ambulance variants of the Humvee will especially remain in active use, as the JLTV could not be modified to serve as one due to weight issues.
Design features
The Humvee seats four people with an available fully enclosed metal cabin with a vertical windshield. The body is constructed from lightweight and rust-resistant aluminum, instead of conventional steel. It has all-wheel drive with an independent suspension and helical gear-reduction hubs similar to portal axles which attach towards the top rather than the center of each wheel to allow the drivetrain shafts to be raised for a full of ground clearance. The body is mounted on a narrow steel frame with boxed rails and five cross members for rigidity. The rails act as sliders to protect the drivetrain which is nestled between and above the rails. Raising the drivetrain into the cabin area and lowering the seats into the frame creates a massive chest-high transmission hump which separates passengers on each side and lowers the overall center of gravity compared to most trucks where the body and passengers are above the frame.
The vehicle also has double-wishbone suspension with portal gear hubs on all 4 wheels; and all-around inboard disc brakes. The brake discs are not mounted at the wheels, as on conventional cars, but are inboard of the half-shafts, attached right outside of the differentials. The front and rear differentials are Torsen type, and the center differential is a regular, lockable type. Torque-biasing differentials allows forward movement as long as at least one wheel has traction. It runs on specialized 37 × 12.5 radial tires with low-profile runflat devices. Newer HMMWV versions can be equipped with an optional central tire inflation system (CTIS) kit in the field. While it is optimized for off-road mobility, it can drive at highway speeds of at maximum weight with a top speed of .
HMMWVs are well suited for airmobile operations as they are transportable by C-130 or larger combat transports, droppable by parachute, and can be sling-loaded from helicopters, though there are smaller vehicles such as the Growler which were designed to fit into smaller craft such as the V-22. In combat conditions, the HMMWV can be delivered by the Low Altitude Parachute Extraction System which pulls the vehicle out of the open rear ramp just above the ground without the aircraft having to land.
There are at least 17 variants of the HMMWV in service with the U.S. military. HMMWVs serve as cargo/troop carriers, automatic weapons platforms, ambulances (four litter patients or eight ambulatory patients), M220 TOW missile carriers, M119 howitzer prime movers, M1097 Avenger Pedestal Mounted Stinger platforms, MRQ-12 direct air support vehicles, S250 shelter carriers, and other roles. The HMMWV is capable of fording 2.5 ft (76 cm) normally, or 5 ft (1.5 m) with the deep-water fording kits installed.
Optional equipment includes a winch (maximum load capacity and supplemental armor. The M1025/M1026 and M1043/M1044 armament carriers provide mounting and firing capabilities for the M134 Minigun, the Mk 19 grenade launcher, the M2 heavy machine gun, the GAU-19A/B gatling gun, the M240G/B machine gun and M249 LMG.
The M1114 "up-armored" HMMWV, introduced in 1996, also features a similar weapons mount. In addition, some M1114 and M1116 up-armored and M1117 Armored Security Vehicle models feature a Common Remotely Operated Weapon Station (CROWS), which allows the gunner to operate from inside the vehicle, and/or the Boomerang anti-sniper detection system. Recent improvements have also led to the development of the M1151 model, which quickly rendered the previous models obsolete. By replacing the M1114, M1116, and earlier armored HMMWV types with a single model, the U.S. Army hopes to lower maintenance costs.
The latest iteration of the Humvee series can be seen in the M1151A1 and later up-armored A1-versions. It has a stronger suspension and larger 6.5 liter turbo-diesel engine to accommodate the weight of up to of additional armor. The armor protection can be installed or taken off depending on the operating environment, so the vehicles can move more efficiently without armor when there is no threat of attack. There is some underbody armor that moderately protects against mines and roadside bombs. Other improvements include Vehicle Emergency Escape (VEE) windows that can be quickly removed so troops inside can escape in the event of a rollover, jammed door, or the vehicle catching fire, and a blast chimney that vents the force of a bomb blast upwards and away from the occupants. The M1151A1 has a crew of four, can carry of payload, and can tow a load. On roads, it has a top speed of and a range of .
Variants
Major HMMWV A0/A1/A2 versions
With the introduction of the A1 series the number of models was reduced, with further designation revisions when the A2 series was introduced
M56/M56A1 Coyote Smoke Generator Carrier (mounted on an HMMWV; not a Type Classified HMMWV)
M707 Knight (replaced, originally mounted on an M1025A2 HMMWV; not a Type Classified HMMWV)
M966/M966A1 TOW Missile Carrier, basic armor, without a winch
M996 Mini-ambulance, two-litter, hardtop (type classified but not produced)
M997/M977A1/M977A2 Maxi-ambulance, four-litter, basic armor
M998/M998A1 Cargo/Troop Carrier without a winch
M998 HMMWV Avenger (mounted on an HMMWV; not a Type Classified HMMWV)
M1025/M1025A1 Armament Carrier, basic armor, without a winch
M1025A2 Armament/TOW Missile Carrier, basic armor
M1026/M1026A1 Armament Carrier, basic armor, with winch
M1035/M1035A1/M1035A2 Soft top Ambulance, two-litter
M1036 TOW Missile Carrier, basic armor, with winch
M1037 Shelter Carrier, without a winch
M1037 Shelter Carrier MSE
M1038/M1038A1 Cargo/troop Carrier with winch
M1042 Shelter Carrier, with winch
M1043/M1043A1 Armament Carrier, supplemental armor, without a winch
M1043A2 Armament Carrier, supplemental armor
M1044/M1044A1 Armament Carrier, supplemental armor, with winch
M1045/M1045A1 TOW Missile Carrier, supplemental armor, without a winch
M1045A2 TOW Missile Carrier, supplemental armor
M1046/M1046A1 TOW Missile Carrier, supplemental armor, with winch
M1069 Tractor for M119 105-mm Gun
M1097/M1097A1 Heavy Hummer Variant (HHV)
M1097A2 base platform
M1097A2 Cargo/Troop Carrier/Prime Mover (replacing the M998A1)
M1097A2 Shelter Carrier
M1097 Heavy HMMWV Avenger (mounted on an HMMWV; not a Type Classified HMMWV)
Packhorse – Attachment to convert an M1097 to tractor version for semi-trailers
XM1109 Up-Armored Heavy Hummer Variant (UA-HHV) (replaced by M1114)
M1123 Troop/cargo (U.S. Marines specific M1097A2)
Active Denial System (mounted on an HMMWV)
Ground Mobility Vehicle (GMV) — USSOCOM Special Ops variants — initially based on the M1025; later GMV models based on the M1113 chassis. Another model, based on the M1165 HMMWV can be fitted with armor kits to create an 'up-armored' GMV with additional armor plating and an optional ballistic shield around the top gunner's turret.
Variants are: GMV-S (Army Special Forces), GMV-R (75th Ranger Regiment), GMV-N (Navy SEALs), GMV-T/GMV-SD/GMV-ST - AFSOC variants, and the GMV-M (Marine Corps MARSOC) variant.
IMETS (mounted on an HMMWV; not a Type Classified HMMWV)
ZEUS-HLONS (mounted on an HMMWV; not a Type Classified HMMWV)
Scorpion – Single unit version, fitted with 2B9 Vasilek 82 mm automatic mortar. This is a heavy chassis HMMWV developed in 2004 by engineers at the U.S. Army's Picatinny Arsenal. The mortar itself can fire on single shots or automatic using 4 round clips. The range for direct fire is 1,000m and the indirect fire is 4,000m. It is also intended to provide another means of destroying roadside bombs but at a safer standoff range. Only one has been produced.
M1113 Expanded Capacity Vehicle (ECV)
Under contract to the US Army, AM General developed the M1113 Expanded Capacity Vehicle (ECV). The M1097A2 is the basis for the Expanded Capacity Vehicle (ECV). The ECV provided the payload capacity allowing for larger and heavier communications shelters, improved armor protection level for scouts, military police, security police, and explosive ordnance disposal platforms.
In late 1995, the production of the M1114 based on the improved ECV chassis began. The M1114 meets Army requirements for a scout, military police, and explosive ordnance disposal vehicle with improved ballistic protection levels. The M1114 provides protection against 7.62 mm armor-piercing projectiles, 155 mm artillery air bursts and anti-tank mine blasts.
In June 1996, the U.S. Army purchased an initial 390 M1114s for operations in Bosnia. The U.S. Air Force has several M1114 vehicles that differ in detail from the U.S. Army model. Under the designation M1116, the type was specifically designed and tailored to the needs of the U.S. Air Force. The M1116 features an expanded cargo area, armored housing for the turret gunner, and increased interior heating and air conditioning system. The M1114 and M1116 received armor at O'Gara-Hess & Eisenhardt Armoring Company of Fairfield, Ohio. The M1145 offers the protection of the M1114 and M1116 for Air Force Air Support Operations Squadrons (ASOS). Designed to protect Forward Air Controllers, modifications include perimeter ballistic protection, overhead burst protection, IED protection, mine blast protection, and 'white glass' transparent armor. Before the introduction of the latest armored HMMWV variants, and between 1993 and June 2006, Armor Holdings produced more than 17,500 armored HMMWVs (more than 14,000 between 2003 and 2007), all but about 160 of the earliest models were M1114, with smaller numbers of M1116 and M1045.
These extended capacity HMMWVs can drive over an vertical wall and carry a payload.
M1113 Shelter Carrier - base for special operations vehicles and communications shelter carriers
M1114 Up-Armored Armament Carrier
M1115 TOW Carrier (no evidence of fielding)
M1116 U.S. Air Force Up-Armored Armament Carrier
M1121 TOW Carrier
M1145 U.S. Air Force FAC
M1151 Enhanced Armament Carrier (Up-Armored Capable)
M1152 Enhanced Troop/Cargo/Shelter Carrier (Up-Armored Capable)
M1165 Up-Armored HMMWV
M1167 Up-Armored TOW Carrier
Composite HMMWV – A prototype developed by TPI Composites of Rhode Island and AM General. The purpose of the concept vehicle is to reduce the vehicle's weight so that it may more easily carry an up armor kit. TPI's all-composite HMMWV saves approximately when compared to a current steel and aluminum HMMWV.
A prototype XM1124 Hybrid-Electric Humvee on an M1113 Humvee chassis powered by a diesel-series hybrid featuring an all-electric drive train has been developed by RDECOM/TARDEC. The vehicle has a full-electric range for silent operations. It may have less emissions, save fuel in the battlefield, and can increase the survival rate in emergencies such as if one of the engines is destroyed or fails.
NXT 360 Humvee - This variant is available as an independent vehicle or upgrades for the M1100 Humvee series since June 2018.
International versions
Bulgaria – Bulgarian HMMWVs have been fitted with PKS general-purpose machine guns. Bulgaria usually replaces Western machine guns on its vehicles to simplify maintenance, since the country is an active producer of Russian weapons.
China - EQ2050/SQF2040 – See also Humvee clone manufacturing in China. Early generations of the vehicle are license-built Hummer H1, while later generations of the vehicles are of indigenous design. The licensed-built version rely on imported U.S.-made parts, including the chassis, gearbox, and diesel engine, while it gradually increase the percentage of indigenous-made content on the vehicles recently since China's People's Liberation Army is unlikely to accept any equipment that relies largely on foreign-made parts.
Egypt – AOI equips HMMWVs with anti-armor weaponry, including TOW, Milan, or HOT missiles.
Georgia – Georgian HMMWVs have been fitted with PK general-purpose machine guns.
Greece – Greek HMMWVs, built entirely by ELVO in Greece, are equipped to fire the Russian 9M133 Kornet ATGM. They have a storage room for 10 missiles. Another version, the M1115GR, is equipped with the HK GMG 40. Israel's Plasan has developed armored versions of the HMMWV, assembled by ELVO in Greece as the M1114GR, M1115GR and M1118GR. ELVO also produced the Ambulance version, a SOF version, and an engineering version of the HMMWV for the Hellenic Army.
Israel – Plasan has also designed and supplied an HMMWV armored protection kit for the Portuguese Army, and a different version assembled by Automotive Industries in Nazareth for the Israel Defense Forces.
Mexico – The Dirección General de Industria Militar (DGIM), the Mexican Army's prime wholly owned military manufacturer, builds the HMMWV under license in Mexico after a small number of American-built Humvees proved to be reliable within the Mexican army. Mexican HMMWVs are similar to the American built models but are slightly longer. They feature a standard selective shift automatic transmission connected to a Mercedes Benz diesel engine and an anti-spalling layer in the passenger cabin. Many are equipped with bulletproof windows and a layer of armor unique to these Mexican HMMWVs. In 2010, Mexico displayed a wagon variant with a second gun hatch to cover the rear of the vehicle. This version also featured a more powerful V-12 engine and civilian road wheels to increase top speed capabilities in urban areas.
Poland – Polish Land Forces operate 222 HMMWVs (5 unknown variants are operated by Polish Special Forces). Over 200 are used by the 18th Airborne Battalion which is a part of the 6th Airborne Brigade. The used variants are designated as follows: Tumak-2 – M1043A2, Tumak-3 – M1025A2, Tumak-4 – M1097A2, Tumak-5 – M1045A2, Tumak-6 – M1097A2 (variant used for transport of special containers), Tumak-7 – M1035A2. All vehicles are modified to meet Polish road regulations and are equipped with Polish communication devices. 140 HMMWVs are equipped with a Font digital internal communication device. 120 Tumak-2s and Tumak-3s have a rotatable mount which can be fitted with either the UKM-2000P 7.62 mm general-purpose machine gun or the NSW-B 12.7 mm heavy machine gun. Tumak-5s are used by anti-tank subunits and are armed with a dismountable Spike missile. Additionally Polish forces of ISAF operate 120 HMMWVs on loan from the U.S. forces.
Switzerland – Early MOWAG Eagle light armored vehicles utilized the HMMWV chassis, although the latest uses a Duro III chassis. The Eagle is an NBC-tight, air-conditioned, and armor-protected vehicle. It is in service and available in several configurations with varying levels of armor protection. The Eagle can be fitted with a wide assortment of armaments.
Turkey – Otokar Cobra – is a wheeled armoured vehicle developed by Turkish firm Otokar which uses some mechanical components, sub-systems and some parts of the HMMWV.
Survivable Combat Tactical Vehicle
Textron's Survivable Combat Tactical Vehicle (SCTV) is a protective capsule that can increase Humvee survivability to MRAP levels while significantly improving mobility; the modifications come in five kits, but all five need to be installed before the vehicle can be properly called an SCTV. The vehicle features a monocoque V-shaped hull and angled sides to help deflect rocket-propelled grenades (RPGs) with scalable levels of protection. It has greater engine power, replacing the 6.5-liter diesel engine with a Cummins 6.7-liter diesel and Allison 6-speed transmission, as well as a stronger suspension, improved brakes, higher ground clearance, and new onboard instrumentation. Fuel capacity is increased from 27 gallons to 40 and the battery and fuel cells are moved from under the rear seat to the rear of the vehicle. Also included are a powerful air conditioner and heating system, run-flat tires, a thermal guard liner under the roof, sharp edges removed from inside the cabin, blast attenuating seats, and a folding gunner's turret allowing rapid deployment from a cargo aircraft or shipboard below deck. Although heavier than the Humvee, the SCTV is half the weight and costs $150,000 less than a comparably survivable MRAP. The basic version is a four-passenger armament carrier, but it can be configured as a nine-passenger troop carrier, air-defense vehicle, flatbed cargo truck, or field ambulance depending on the type of Humvee it is converted from.
Work began on the SCTV in 2008 in anticipation of U.S. military upgrades, but it was shelved once they made the JLTV a priority. Textron then focused on selling the SCTV upgrade package to up to 25 countries operating the global fleet, a potential market of up to 10,000 vehicles. The upgrade can enhance the survivability of previously soft-skinned versions, sometimes sold by the U.S. as Excess Defense Articles, while costing and weighing less than a comparable MRAP. By 2015, Colombia had installed the SCTV into three Humvees for testing, and Ukraine had shown interest in upgrading their old-model Humvees recently supplied by the U.S. Ukraine ordered three SCTVs in February 2016.
Operators
– The former Islamic Republic of Afghanistan ordered 3,334 more in 2010 and 2011 for its National Police, National Guard and other military. 950 M1114 vehicles delivered to the army by November 2012. An unknown number, estimated in the hundreds, were captured by the Taliban in their 2021 offensive. Others were taken by surviving Afghan troops who joined up with the National Resistance Front.
– 248 on order, gifted by US
– +100 for the Algerian Special Forces and the Parachute Commando Regiments M1097A2/M1116/M1097A2/HISAR/K-TaCS
- 400+ in the Argentine Armed Forces.
– 100+ HMMWV use by Azerbaijani army and peacekeeping force
– 10 HMMWV use by Armenian peacekeeping force
– Vehicles sold under the U.S. Foreign Military Sales program.
– 25 in 2010 and 44 donated by the U.S. in 2017. 30 in 2021, 99 in total. More donated this and the past year.
– 52 vehicles, 50 are the up-armored M1114 variant, and two are ambulances.
– small numbers (M1113 and M1117) in use by Joint Task Force 2 (JTF-2) and Special Operations Regiment (CSOR). Used in Afghanistan.
– Vehicles sold under the U.S. Foreign Military Sales program.
565 in the Chilean Army and 100 in Chilean Marine Corps.
- 93 vehicles
– Mainly 601st Special Forces Group.
- 102
– 30
– Vehicles sold under the U.S. Foreign Military Sales program. They have seen combat in the 1990s during the FRUD rebellion.
- 681 vehicles ~ 276 built in Greece by ELVO with designations M1114GR to M1119GR.
– Vehicles procured via the U.S. Foreign Military Sales program.
- Upwards of 20 vehicles gifted from the Iraqi Army, and later acquired more from Afghanistan in August 2021 from ANA soldiers fleeing from the Taliban takeover.
– During the Iraq War, stockpiled U.S. military HMMWVs were given to the Iraqi Army, Iraqi Security Forces. The Iraqi military has more than 10,000+ Humvees. Some of these have been captured by the Islamic State in 2014. Most of them were recaptured by the Iraq Armed Forces after IS defeat in 2017.
– Several vehicles in use by security forces.
- 200+ vehicles
– Vehicles sold via the U.S. Foreign Military Sales program.
– 1,300+ vehicles
Libya – 200 donated by the U.S. Army in July 2013.
– 200 vehicles
– 10 to 90, modified at Eurokompozit, armed with PK 7.62 x 54R heavy MG
– Morocco has 4000+ vehicles in the Royal Moroccan Army, some of them are fitted with BGM-71 TOW ATGM.
– 90 vehicles
– Vehicles sold via the U.S. Foreign Military Sales program. 3,000 vehicles in service.
– Borrowed U.S. vehicles in Afghanistan were modified by New Zealand Special Air Service and replaced by Pinzgauer. The Army used a small number of U.S. either free/leased vehicles in Afghanistan until 2013.
Oman – Vehicles sold via the U.S. Foreign Military Sales program.
– 34 vehicles (12 M-1151A1 deployed in Haiti as part of the UN peacekeeping contingent, 22 M-1165A1 Special Ops operated by the 19th Commando Battalion). Possible upcoming purchase of 100 additional vehicles.
- 300+ vehicles
37 vehicles used by Portuguese Army and 3 by the Portuguese Air Force.
322 of M1113/M1114/M1165/M1151 variants
– Limited number of USMC vehicles which were stationed at Georgian port of Poti and were waiting to be shipped to US, were captured by Russian troops. One other vehicle was captured from the Ukrainian 95th Air Assault Brigade in 2015 during War in Donbas. The said vehicle after being operated for several years by the so-called People's Militia of the LPR was seen in late February 2022 in Rostov Oblast in Russia in the course of the Russo-Ukrainian crisis.
– 23 vehicles donated by the U.S. seen in action as recently as 2017.
– Vehicles were sold to Saudi Arabia by the U.S. under the Foreign Military Sales program.
– 23 vehicles donated by the U.S. seen in action as recently as 2017.
– 123 vehicles, used only by the Infantería de Marina. The Spanish Army, the Spanish Air Force and the Spanish National Police use the URO VAMTAC, a similar vehicle, produced in Spain.
– 40 vehicles, 17 unarmored and 4 armored vehicles, donated to the Serbian Armed Forces by the US government in 2013, 19 more donated in 2017.
– Slovak Armed Forces used 6 vehicles in Iraq.
– Slovenian Armed Forces use as patrol vehicle.
– Vehicles sold by the U.S. under the Foreign Military Sales program.
– One example obtained for evaluation by army in 1989.
Syria – Captured from ISIS
Syrian National Army
Hamza Division
– Vehicles sold via the U.S. Foreign Military Sales program. 7,000+ vehicles
– Vehicles sold by the U.S. under the Foreign Military Sales program.
: Royal Thai Army (M998, M1038A1, M1097A1, M1037, M1042, M1025, M1026A1, M966, M997, M997A2)
– 52 vehicles donated by the U.S. in May 2015 and some sold via the U.S. Foreign Military Sales program.
– ~110 vehicles (since 2001) at the 95th Airmobile Brigade, 10 vehicles were donated to the Polish–Ukrainian Peace Force Battalion (POLUKRBAT). Reports say that after the Battle of Debaltseve insurgents were seen driving around in 'Humvee-like' vehicle.
– 230,000 (US Army and US Marine Corps) Some used by various law enforcement agencies purchased through civilian sales.
- The UAE has some Humvees
Over 100 is operated by the Hadi-Loyal Yemeni national army against the Houthis. A few are operated by the Houthis that were captured from Yemeni special forces bases in Sanaa.
Non-State Actors
Islamic State – 2,300 (captured)
Kataib Hezbollah
People's Defense Units
Syrian Democratic Forces: Equipped with at least 20 Humvees from 2017 with further details not revealed.
Civilian sales
In December 2014, the Department of Defense began auctioning off some 4,000 used Humvees to the public. While some have been transferred to domestic law enforcement agencies, this is the first time the military vehicles have been made available for civilian ownership. The idea is to sell them with starting bids at $10,000 each, rather than simply scrapping them as a way to save money and repurpose them. M998, M998A1, M1038, and M1038A1 model Humvees are available, which are out of U.S. service and lack armor. AM General has been opposed to the resale of military Humvees to the general public, primarily because surplus government vehicles would have cut into sales related to the civilian Hummer model, whose production ended in 2010. The first sales from auction occurred on 17 December 2014 for 25 of the Humvees. Bids ranged from $21,500 for a 1989 M1038 to $41,000 for a 1994 AM General M998A1. The average bid was around $30,000 and the sale of the 25 vehicles netted $744,000 total. GovPlanet has since taken over the contract and sells Humvees at its weekly online auctions.
HUMVEE C-Series
In 2017, it was announced that AM General signed a contract with VLF Automotive to build a new civilian version of the HMMWV for sale outside of the US. The initial contract calls for up to 100 a year to be built and sold overseas to places such as China, Europe, Middle East, and Australia. These are essentially updated Hummer H1s, but cannot use the Hummer-brand owned by General Motors. These vehicles have not been approved for sale in the US due to safety or emission standards.
Replicas
Kits have been produced for the general market to turn a sedan into a Humvee lookalike. An alternative is to buy a preconstructed (or "turnkey") model. Various kits exist, but one of the more well known is the Volkswagen Beetle-based "Wombat". This was previously named "HummBug", until the threat of a lawsuit from General Motors forced changes to the name and the grille design to make it look less like the real thing. It can be purchased/built for about US$18,000; this puts it considerably cheaper than the actual HMMWV ($56,000), or Hummer.
In Australia, a Gold Coast-based company called Rhino Buggies produces replicas of the Hummer H1 based on the Nissan Patrol 4WD vehicle for around A$30,000.
In the U.S., four companies offered Hummer-look-alike body kits that can be mated to GM full-size trucks and Suburban chassis and, in some cases, Ford, Dodge, and even Cadillac applications. Some models are; Urban Gorilla from Urban Manufacturing, Endeavor SB400 and SB4x400 from Forever Off-Road, the Jurassic Truck Corporation T-Rex, and the Bummer from Tatonka Products An additional company offers plans so for chassis building. The kits range from two-door fiberglass models to steel tube and sheet metal constructions.
Similar vehicles
Agrale Marruá – Brazil
BJ2022 – Chinese military vehicle, currently in service
Dongfeng EQ2050 – Chinese military vehicle
FMC XR311 – an early prototype, as the successor to the M151 jeep, that led to the HMMWV
GAZ Tigr – Russian military vehicle, currently in service
Hawkei – Australian military vehicle
Iveco LMV – Italian military vehicle
Komatsu LAV – Japanese military vehicle
Lamborghini Cheetah, an Italian prototype contender for the original HMMWV contract. Forerunner of the "Rambo Lambo" Lamborghini LM002.
LSV (Light Specialist Vehicle) – a new vehicle by Tata Motors, undergoing trials for the Indian Army (TATA Kestrel)
Kalyani M4 - a vehicle manufactured by India's Kalyani Group.
Mahindra Axe – a vehicle planned to be manufactured by Mahindra in India.
Marine Multi-purpose Vehicle (MMPV) – Philippines
MOWAG Eagle – Swiss military vehicle
Otokar Cobra – Turkish light armored vehicle with HMMWV parts
Oshkosh L-ATV – U.S. military vehicle
Pindad Maung – Indonesian military vehicle
Predator SOV
SPECTRE light vehicle – U.S. light air-portable utility/special forces-type vehicle proposed as a possible HMMWV replacement.
T-98 Kombat – Russian civilian SUV
AMZ Tur – Polish military vehicle
Tiuna – Venezuelan military vehicle
Toyota Mega Cruiser – Japanese military vehicle in service with the Japan Self Defense Forces. AKA "Koukidousha".
URO VAMTAC – Spanish four-wheel tactical military vehicle by UROVESA
VLEGA Gaucho – Argentinian-Brazilian military vehicle
Weststar GK-M1 – Malaysian military light vehicle
See also
List of "M" series military vehicles.
Hummer H1, H2, and H3. The H1 is a civilian derivative of the HMMWV, while the H2 and H3 are based on regular GM truck chassis and styled after it.
Interim Fast Attack Vehicle
Sandstorm, an HMMWV modified into an autonomous vehicle.
Notes
Bibliography
External links
Army fact file
AM General HMMWV page
HMMWV variants, specs, and pictures
HMMWV manuals at NSN Depot
HUMVEE C-Series brochure
1980s cars
All-wheel-drive vehicles
Military vehicles of the United States
Military trucks of the United States
Off-road vehicles
Military vehicles introduced in the 1980s
Plug-in hybrid vehicles
Diesel-electric cars
Military light utility vehicles
Hummer |
14417 | https://en.wikipedia.org/wiki/Hypnosis | Hypnosis | Hypnosis is a human condition involving focused attention (the selective attention/selective inattention hypothesis, SASI), reduced peripheral awareness, and an enhanced capacity to respond to suggestion.
There are competing theories explaining hypnosis and related phenomena. Altered state theories see hypnosis as an altered state of mind or trance, marked by a level of awareness different from the ordinary state of consciousness. In contrast, non-state theories see hypnosis as, variously, a type of placebo effect, a redefinition of an interaction with a therapist or a form of imaginative role enactment.
During hypnosis, a person is said to have heightened focus and concentration and an increased response to suggestions.
Hypnosis usually begins with a hypnotic induction involving a series of preliminary instructions and suggestions. The use of hypnosis for therapeutic purposes is referred to as "hypnotherapy", while its use as a form of entertainment for an audience is known as "stage hypnosis," a form of mentalism.
Hypnosis for pain management "is likely to decrease acute and chronic pain in most individuals". Hypnosis-based therapies for the management of irritable bowel syndrome and menopause is supported by evidence. Use of hypnosis for treatment of other problems has produced mixed results, such as with smoking cessation. The use of hypnosis as a form of therapy to retrieve and integrate early trauma is controversial within the scientific mainstream. Research indicates that hypnotising an individual may aid the formation of false memories, and that hypnosis "does not help people recall events more accurately".
Etymology
The words hypnosis and hypnotism both derive from the term neuro-hypnotism (nervous sleep), all of which were coined by Étienne Félix d'Henin de Cuvillers in the 1820s. The term hypnosis is derived from the ancient Greek ὑπνος hypnos, "sleep", and the suffix -ωσις -osis, or from ὑπνόω hypnoō, "put to sleep" (stem of aorist hypnōs-) and the suffix -is. These words were popularised in English by the Scottish surgeon James Braid (to whom they are sometimes wrongly attributed) around 1841. Braid based his practice on that developed by Franz Mesmer and his followers (which was called "Mesmerism" or "animal magnetism"), but differed in his theory as to how the procedure worked.
History
Precursors
People have been entering into hypnotic-type trances for thousands of years. In many cultures and religions, it was regarded as a form of meditation. Our earliest record of a description of a hypnotic state can be found in the writings of Avicenna, a Persian physician who wrote about "trance" in 1027. Modern-day hypnosis, however, started in the late 18th century and was made popular by Franz Mesmer, a German physician who became known as the father of 'modern hypnotism'. In fact, hypnosis used to be known as 'Mesmerism' as it was named after Mesmer.
Mesmer held the opinion that hypnosis was a sort of mystical force that flows from the hypnotist to the person being hypnotised, but his theory was dismissed by critics who asserted that there is no magical element to hypnotism.
Abbé Faria, a Luso-Goan Catholic monk, was one of the pioneers of the scientific study of hypnotism, following on from the work of Franz Mesmer. Unlike Mesmer, who claimed that hypnosis was mediated by "animal magnetism", Faria understood that it worked purely by the power of suggestion.
Before long, hypnotism started finding its way into the world of modern medicine. The use of hypnotism in the medical field was made popular by surgeons and physicians like Elliotson and James Esdaile and researchers like James Braid who helped to reveal the biological and physical benefits of hypnotism. According to his writings, Braid began to hear reports concerning various Oriental meditative practices soon after the release of his first publication on hypnotism, Neurypnology (1843). He first discussed some of these oriental practices in a series of articles entitled Magic, Mesmerism, Hypnotism, etc., Historically & Physiologically Considered. He drew analogies between his own practice of hypnotism and various forms of Hindu yoga meditation and other ancient spiritual practices, especially those involving voluntary burial and apparent human hibernation. Braid's interest in these practices stems from his studies of the Dabistān-i Mazāhib, the "School of Religions", an ancient Persian text describing a wide variety of Oriental religious rituals, beliefs, and practices.
Although he rejected the transcendental/metaphysical interpretation given to these phenomena outright, Braid accepted that these accounts of Oriental practices supported his view that the effects of hypnotism could be produced in solitude, without the presence of any other person (as he had already proved to his own satisfaction with the experiments he had conducted in November 1841); and he saw correlations between many of the "metaphysical" Oriental practices and his own "rational" neuro-hypnotism, and totally rejected all of the fluid theories and magnetic practices of the mesmerists. As he later wrote:
Avicenna
Avicenna (980–1037), a Persian physician, documented the characteristics of the "trance" (hypnotic trance) state in 1027. At that time, hypnosis as a medical treatment was seldom used; the German doctor Franz Mesmer reintroduced it in the 18th century.
Franz Mesmer
Franz Mesmer (1734–1815) believed that there is a magnetic force or "fluid" called "animal magnetism" within the universe that influences the health of the human body. He experimented with magnets to affect this field in order to produce healing. By around 1774, he had concluded that the same effect could be created by passing the hands in front of the subject's body, later referred to as making "Mesmeric passes".
In 1784, at the request of King Louis XVI, two Royal Commissions on Animal Magnetism were specifically charged with (separately) investigating the claims made by one Charles d'Eslon (1750–1786), a disaffected student of Mesmer, for the existence of a substantial (rather than metaphorical, as Mesmer supposed) "animal magnetism", 'le magnétisme animal', and of a similarly physical "magnetic fluid", 'le fluide magnétique'. Among the investigators were the scientist, Antoine Lavoisier, an expert in electricity and terrestrial magnetism, Benjamin Franklin, and an expert in pain control, Joseph-Ignace Guillotin.
The Commissioners investigated the practices of d'Eslon; and, although they accepted, without question, that Mesmer's "cures" were, indeed, "cures", they did not investigate whether (or not) Mesmer was the agent of those "cures". It is significant that, in their investigations of d'Eslon's procedures, they conducted a significant series of randomized controlled trials, the experimental protocols of which were was designed by Lavoisier, including the application of both "sham" and "genuine" procedures and, significantly, the first use of "blindfolding" of both the investigators and their subjects.
From their investigations both Commissions concluded that there was no evidence of any kind to support d'Eslon's claim for the substantial physical existence of either his supposed "animal magnetism" or his supposed "magnetic fluid"; and, in the process, they determined that all of the effects they had observed could be directly attributed to a physiological (rather than metaphysical) agency—namely, that all of the experimentally observed phenomena could be directly attributed to "contact", "imagination", and/or "imitation".
Eventually, Mesmer left Paris and went back to Vienna to practise mesmerism.
James Braid
Following the French committee's findings, Dugald Stewart, an influential academic philosopher of the "Scottish School of Common Sense", encouraged physicians in his Elements of the Philosophy of the Human Mind (1818) to salvage elements of Mesmerism by replacing the supernatural theory of "animal magnetism" with a new interpretation based upon "common sense" laws of physiology and psychology. Braid quotes the following passage from Stewart:
In Braid's day, the Scottish School of Common Sense provided the dominant theories of academic psychology, and Braid refers to other philosophers within this tradition throughout his writings. Braid therefore revised the theory and practice of Mesmerism and developed his own method of hypnotism as a more rational and common sense alternative.
Despite briefly toying with the name "rational Mesmerism", Braid ultimately chose to emphasise the unique aspects of his approach, carrying out informal experiments throughout his career in order to refute practices that invoked supernatural forces and demonstrating instead the role of ordinary physiological and psychological processes such as suggestion and focused attention in producing the observed effects.
Braid worked very closely with his friend and ally the eminent physiologist Professor William Benjamin Carpenter, an early neuro-psychologist who introduced the "ideo-motor reflex" theory of suggestion. Carpenter had observed instances of expectation and imagination apparently influencing involuntary muscle movement. A classic example of the ideo-motor principle in action is the so-called "Chevreul pendulum" (named after Michel Eugène Chevreul). Chevreul claimed that divinatory pendulae were made to swing by unconscious muscle movements brought about by focused concentration alone.
Braid soon assimilated Carpenter's observations into his own theory, realising that the effect of focusing attention was to enhance the ideo-motor reflex response. Braid extended Carpenter's theory to encompass the influence of the mind upon the body more generally, beyond the muscular system, and therefore referred to the "ideo-dynamic" response and coined the term "psycho-physiology" to refer to the study of general mind/body interaction.
In his later works, Braid reserved the term "hypnotism" for cases in which subjects entered a state of amnesia resembling sleep. For other cases, he spoke of a "mono-ideodynamic" principle to emphasise that the eye-fixation induction technique worked by narrowing the subject's attention to a single idea or train of thought ("monoideism"), which amplified the effect of the consequent "dominant idea" upon the subject's body by means of the ideo-dynamic principle.
Hysteria vs. suggestion
For several decades Braid's work became more influential abroad than in his own country, except for a handful of followers, most notably Dr. John Milne Bramwell. The eminent neurologist Dr. George Miller Beard took Braid's theories to America. Meanwhile, his works were translated into German by William Thierry Preyer, Professor of Physiology at Jena University. The psychiatrist Albert Moll subsequently continued German research, publishing Hypnotism in 1889. France became the focal point for the study of Braid's ideas after the eminent neurologist Dr. Étienne Eugène Azam translated Braid's last manuscript (On Hypnotism, 1860) into French and presented Braid's research to the French Academy of Sciences. At the request of Azam, Paul Broca, and others, the French Academy of Science, which had investigated Mesmerism in 1784, examined Braid's writings shortly after his death.
Azam's enthusiasm for hypnotism influenced Ambroise-Auguste Liébeault, a country doctor. Hippolyte Bernheim discovered Liébeault's enormously popular group hypnotherapy clinic and subsequently became an influential hypnotist. The study of hypnotism subsequently revolved around the fierce debate between Bernheim and Jean-Martin Charcot, the two most influential figures in late 19th-century hypnotism.
Charcot operated a clinic at the Pitié-Salpêtrière Hospital (thus, known as the "Paris School" or the "Salpêtrière School"), while Bernheim had a clinic in Nancy (known as the "Nancy School"). Charcot, who was influenced more by the Mesmerists, argued that hypnotism was an abnormal state of nervous functioning found only in certain hysterical women. He claimed that it manifested in a series of physical reactions that could be divided into distinct stages. Bernheim argued that anyone could be hypnotised, that it was an extension of normal psychological functioning, and that its effects were due to suggestion. After decades of debate, Bernheim's view dominated. Charcot's theory is now just a historical curiosity.
Pierre Janet
Pierre Janet (1859–1947) reported studies on a hypnotic subject in 1882. Charcot subsequently appointed him director of the psychological laboratory at the Salpêtrière in 1889, after Janet had completed his PhD, which dealt with psychological automatism. In 1898, Janet was appointed psychology lecturer at the Sorbonne, and in 1902 he became chair of experimental and comparative psychology at the Collège de France. Janet reconciled elements of his views with those of Bernheim and his followers, developing his own sophisticated hypnotic psychotherapy based upon the concept of psychological dissociation, which, at the turn of the century, rivalled Freud's attempt to provide a more comprehensive theory of psychotherapy.
Sigmund Freud
Sigmund Freud (1856–1939), the founder of psychoanalysis, studied hypnotism at the Paris School and briefly visited the Nancy School.
At first, Freud was an enthusiastic proponent of hypnotherapy. He "initially hypnotised patients and pressed on their foreheads to help them concentrate while attempting to recover (supposedly) repressed memories", and he soon began to emphasise hypnotic regression and ab reaction (catharsis) as therapeutic methods. He wrote a favorable encyclopedia article on hypnotism, translated one of Bernheim's works into German, and published an influential series of case studies with his colleague Joseph Breuer entitled Studies on Hysteria (1895). This became the founding text of the subsequent tradition known as "hypno-analysis" or "regression hypnotherapy".
However, Freud gradually abandoned hypnotism in favour of psychoanalysis, emphasising free association and interpretation of the unconscious. Struggling with the great expense of time that psychoanalysis required, Freud later suggested that it might be combined with hypnotic suggestion to hasten the outcome of treatment, but that this would probably weaken the outcome: "It is very probable, too, that the application of our therapy to numbers will compel us to alloy the pure gold of analysis plentifully with the copper of direct [hypnotic] suggestion."
Only a handful of Freud's followers, however, were sufficiently qualified in hypnosis to attempt the synthesis. Their work had a limited influence on the hypno-therapeutic approaches now known variously as "hypnotic regression", "hypnotic progression", and "hypnoanalysis".
Émile Coué
Émile Coué (1857–1926) assisted Ambroise-Auguste Liébeault for around two years at Nancy. After practising for several months employing the "hypnosis" of Liébeault and Bernheim's Nancy School, he abandoned their approach altogether. Later, Coué developed a new approach (c.1901) based on Braid-style "hypnotism", direct hypnotic suggestion, and ego-strengthening which eventually became known as La méthode Coué. According to Charles Baudouin, Coué founded what became known as the New Nancy School, a loose collaboration of practitioners who taught and promoted his views. Coué's method did not emphasise "sleep" or deep relaxation, but instead focused upon autosuggestion involving a specific series of suggestion tests. Although Coué argued that he was no longer using hypnosis, followers such as Charles Baudouin viewed his approach as a form of light self-hypnosis. Coué's method became a renowned self-help and psychotherapy technique, which contrasted with psychoanalysis and prefigured self-hypnosis and cognitive therapy.
Clark L. Hull
The next major development came from behavioural psychology in American university research. Clark L. Hull (1884–1952), an eminent American psychologist, published the first major compilation of laboratory studies on hypnosis, Hypnosis & Suggestibility (1933), in which he proved that hypnosis and sleep had nothing in common. Hull published many quantitative findings from hypnosis and suggestion experiments and encouraged research by mainstream psychologists. Hull's behavioural psychology interpretation of hypnosis, emphasising conditioned reflexes, rivalled the Freudian psycho-dynamic interpretation which emphasised unconscious transference.
Dave Elman
Although Dave Elman (1900–1967) was a noted radio host, comedian, and songwriter, he also made a name as a hypnotist. He led many courses for physicians, and in 1964 wrote the book Findings in Hypnosis, later to be retitled Hypnotherapy (published by Westwood Publishing). Perhaps the most well-known aspect of Elman's legacy is his method of induction, which was originally fashioned for speed work and later adapted for the use of medical professionals.
Milton Erickson
Milton Erickson (1901–1980), the founding president of the American Society for Clinical Hypnosis and a fellow of the American Psychiatric Association, the American Psychological Association, and the American Psychopathological Association, was one of the most influential post-war hypnotherapists. He wrote several books and journal articles on the subject. During the 1960s, Erickson popularised a new branch of hypnotherapy, known as Ericksonian therapy, characterised primarily by indirect suggestion, "metaphor" (actually analogies), confusion techniques, and double binds in place of formal hypnotic inductions. However, the difference between Erickson's methods and traditional hypnotism led contemporaries such as André Weitzenhoffer to question whether he was practising "hypnosis" at all, and his approach remains in question.
But during numerous witnessed and recorded encounters in clinical, experimental, and academic settings Erickson was able to evoke examples of classic hypnotic phenomena such as positive and negative hallucinations, anesthesia, analgesia (in childbirth and even terminal cancer patients), catalepsy, regression to provable events in subjects' early lives and even into infantile reflexology. Erickson stated in his own writings that there was no correlation between hypnotic depth and therapeutic success and that the quality of the applied psychotherapy outweighed the need for deep hypnosis in many cases. Hypnotic depth was to be pursued for research purposes.<ref></Erickson, Rossi, and Rossi: "Hypnotic Realities" New York, Irvington Publishers 1976>
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Cognitive-behavioural
In the latter half of the 20th century, two factors contributed to the development of the cognitive-behavioural approach to hypnosis:
Cognitive and behavioural theories of the nature of hypnosis (influenced by the theories of Sarbin and Barber) became increasingly influential.
The therapeutic practices of hypnotherapy and various forms of cognitive behavioural therapy overlapped and influenced each other.
Although cognitive-behavioural theories of hypnosis must be distinguished from cognitive-behavioural approaches to hypnotherapy, they share similar concepts, terminology, and assumptions and have been integrated by influential researchers and clinicians such as Irving Kirsch, Steven Jay Lynn, and others.
At the outset of cognitive behavioural therapy during the 1950s, hypnosis was used by early behaviour therapists such as Joseph Wolpe and also by early cognitive therapists such as Albert Ellis. Barber, Spanos, and Chaves introduced the term "cognitive-behavioural" to describe their "nonstate" theory of hypnosis in Hypnosis, imagination, and human potentialities. However, Clark L. Hull had introduced a behavioural psychology as far back as 1933, which in turn was preceded by Ivan Pavlov. Indeed, the earliest theories and practices of hypnotism, even those of Braid, resemble the cognitive-behavioural orientation in some respects.
Definition
A person in a state of hypnosis has focused attention, and has increased suggestibility.
It could be said that hypnotic suggestion is explicitly intended to make use of the placebo effect. For example, in 1994, Irving Kirsch characterized hypnosis as a "non-deceptive placebo", i.e., a method that openly makes use of suggestion and employs methods to amplify its effects.
A definition of hypnosis, derived from academic psychology, was provided in 2005, when the Society for Psychological Hypnosis, Division 30 of the American Psychological Association (APA), published the following formal definition:
Michael Nash provides a list of eight definitions of hypnosis by different authors, in addition to his own view that hypnosis is "a special case of psychological regression":
Janet, near the turn of the century, and more recently Ernest Hilgard ..., have defined hypnosis in terms of dissociation.
Social psychologists Sarbin and Coe ... have described hypnosis in terms of role theory. Hypnosis is a role that people play; they act "as if" they were hypnotised.
T. X. Barber ... defined hypnosis in terms of nonhypnotic behavioural parameters, such as task motivation and the act of labeling the situation as hypnosis.
In his early writings, Weitzenhoffer ... conceptualised hypnosis as a state of enhanced suggestibility. Most recently ... he has defined hypnotism as "a form of influence by one person exerted on another through the medium or agency of suggestion."
Psychoanalysts Gill and Brenman ... described hypnosis by using the psychoanalytic concept of "regression in the service of the ego".
Edmonston ... has assessed hypnosis as being merely a state of relaxation.
Spiegel and Spiegel... have implied that hypnosis is a biological capacity.
Erickson ... is considered the leading exponent of the position that hypnosis is a special, inner-directed, altered state of functioning.
Joe Griffin and Ivan Tyrrell (the originators of the human givens approach) define hypnosis as "any artificial way of accessing the REM state, the same brain state in which dreaming occurs" and suggest that this definition, when properly understood, resolves "many of the mysteries and controversies surrounding hypnosis". They see the REM state as being vitally important for life itself, for programming in our instinctive knowledge initially (after Dement and Jouvet) and then for adding to this throughout life. They attempt to explain this by asserting that, in a sense, all learning is post-hypnotic, which they say explains why the number of ways people can be put into a hypnotic state are so varied: according to them, anything that focuses a person's attention, inward or outward, puts them into a trance.
Induction
Hypnosis is normally preceded by a "hypnotic induction" technique. Traditionally, this was interpreted as a method of putting the subject into a "hypnotic trance"; however, subsequent "nonstate" theorists have viewed it differently, seeing it as a means of heightening client expectation, defining their role, focusing attention, etc. There are several different induction techniques. One of the most influential methods was Braid's "eye-fixation" technique, also known as "Braidism". Many variations of the eye-fixation approach exist, including the induction used in the Stanford Hypnotic Susceptibility Scale (SHSS), the most widely used research tool in the field of hypnotism. Braid's original description of his induction is as follows:
Braid later acknowledged that the hypnotic induction technique was not necessary in every case, and subsequent researchers have generally found that on average it contributes less than previously expected to the effect of hypnotic suggestions. Variations and alternatives to the original hypnotic induction techniques were subsequently developed. However, this method is still considered authoritative. In 1941, Robert White wrote: "It can be safely stated that nine out of ten hypnotic techniques call for reclining posture, muscular relaxation, and optical fixation followed by eye closure."
Suggestion
When James Braid first described hypnotism, he did not use the term "suggestion" but referred instead to the act of focusing the conscious mind of the subject upon a single dominant idea. Braid's main therapeutic strategy involved stimulating or reducing physiological functioning in different regions of the body. In his later works, however, Braid placed increasing emphasis upon the use of a variety of different verbal and non-verbal forms of suggestion, including the use of "waking suggestion" and self-hypnosis. Subsequently, Hippolyte Bernheim shifted the emphasis from the physical state of hypnosis on to the psychological process of verbal suggestion:
Bernheim's conception of the primacy of verbal suggestion in hypnotism dominated the subject throughout the 20th century, leading some authorities to declare him the father of modern hypnotism.
Contemporary hypnotism uses a variety of suggestion forms including direct verbal suggestions, "indirect" verbal suggestions such as requests or insinuations, metaphors and other rhetorical figures of speech, and non-verbal suggestion in the form of mental imagery, voice tonality, and physical manipulation. A distinction is commonly made between suggestions delivered "permissively" and those delivered in a more "authoritarian" manner. Harvard hypnotherapist Deirdre Barrett writes that most modern research suggestions are designed to bring about immediate responses, whereas hypnotherapeutic suggestions are usually post-hypnotic ones that are intended to trigger responses affecting behaviour for periods ranging from days to a lifetime in duration. The hypnotherapeutic ones are often repeated in multiple sessions before they achieve peak effectiveness.
Conscious and unconscious mind
Some hypnotists view suggestion as a form of communication that is directed primarily to the subject's conscious mind, whereas others view it as a means of communicating with the "unconscious" or "subconscious" mind. These concepts were introduced into hypnotism at the end of the 19th century by Sigmund Freud and Pierre Janet. Sigmund Freud's psychoanalytic theory describes conscious thoughts as being at the surface of the mind and unconscious processes as being deeper in the mind. Braid, Bernheim, and other Victorian pioneers of hypnotism did not refer to the unconscious mind but saw hypnotic suggestions as being addressed to the subject's conscious mind. Indeed, Braid actually defines hypnotism as focused (conscious) attention upon a dominant idea (or suggestion). Different views regarding the nature of the mind have led to different conceptions of suggestion. Hypnotists who believe that responses are mediated primarily by an "unconscious mind", like Milton Erickson, make use of indirect suggestions such as metaphors or stories whose intended meaning may be concealed from the subject's conscious mind. The concept of subliminal suggestion depends upon this view of the mind. By contrast, hypnotists who believe that responses to suggestion are primarily mediated by the conscious mind, such as Theodore Barber and Nicholas Spanos, have tended to make more use of direct verbal suggestions and instructions.
Ideo-dynamic reflex
The first neuropsychological theory of hypnotic suggestion was introduced early by James Braid who adopted his friend and colleague William Carpenter's theory of the ideo-motor reflex response to account for the phenomenon of hypnotism. Carpenter had observed from close examination of everyday experience that, under certain circumstances, the mere idea of a muscular movement could be sufficient to produce a reflexive, or automatic, contraction or movement of the muscles involved, albeit in a very small degree. Braid extended Carpenter's theory to encompass the observation that a wide variety of bodily responses besides muscular movement can be thus affected, for example, the idea of sucking a lemon can automatically stimulate salivation, a secretory response. Braid, therefore, adopted the term "ideo-dynamic", meaning "by the power of an idea", to explain a broad range of "psycho-physiological" (mind–body) phenomena. Braid coined the term "mono-ideodynamic" to refer to the theory that hypnotism operates by concentrating attention on a single idea in order to amplify the ideo-dynamic reflex response. Variations of the basic ideo-motor, or ideo-dynamic, theory of suggestion have continued to exercise considerable influence over subsequent theories of hypnosis, including those of Clark L. Hull, Hans Eysenck, and Ernest Rossi. In Victorian psychology the word "idea" encompasses any mental representation, including mental imagery, memories, etc.
Susceptibility
Braid made a rough distinction between different stages of hypnosis, which he termed the first and second conscious stage of hypnotism; he later replaced this with a distinction between "sub-hypnotic", "full hypnotic", and "hypnotic coma" stages. Jean-Martin Charcot made a similar distinction between stages which he named somnambulism, lethargy, and catalepsy. However, Ambroise-Auguste Liébeault and Hippolyte Bernheim introduced more complex hypnotic "depth" scales based on a combination of behavioural, physiological, and subjective responses, some of which were due to direct suggestion and some of which were not. In the first few decades of the 20th century, these early clinical "depth" scales were superseded by more sophisticated "hypnotic susceptibility" scales based on experimental research. The most influential were the Davis–Husband and Friedlander–Sarbin scales developed in the 1930s. André Weitzenhoffer and Ernest R. Hilgard developed the Stanford Scale of Hypnotic Susceptibility in 1959, consisting of 12 suggestion test items following a standardised hypnotic eye-fixation induction script, and this has become one of the most widely referenced research tools in the field of hypnosis. Soon after, in 1962, Ronald Shor and Emily Carota Orne developed a similar group scale called the Harvard Group Scale of Hypnotic Susceptibility (HGSHS).
Whereas the older "depth scales" tried to infer the level of "hypnotic trance" from supposed observable signs such as spontaneous amnesia, most subsequent scales have measured the degree of observed or self-evaluated responsiveness to specific suggestion tests such as direct suggestions of arm rigidity (catalepsy). The Stanford, Harvard, HIP, and most other susceptibility scales convert numbers into an assessment of a person's susceptibility as "high", "medium", or "low". Approximately 80% of the population are medium, 10% are high, and 10% are low. There is some controversy as to whether this is distributed on a "normal" bell-shaped curve or whether it is bi-modal with a small "blip" of people at the high end. Hypnotisability Scores are highly stable over a person's lifetime. Research by Deirdre Barrett has found that there are two distinct types of highly susceptible subjects, which she terms fantasisers and dissociaters. Fantasisers score high on absorption scales, find it easy to block out real-world stimuli without hypnosis, spend much time daydreaming, report imaginary companions as a child, and grew up with parents who encouraged imaginary play. Dissociaters often have a history of childhood abuse or other trauma, learned to escape into numbness, and to forget unpleasant events. Their association to "daydreaming" was often going blank rather than creating vividly recalled fantasies. Both score equally high on formal scales of hypnotic susceptibility.
Individuals with dissociative identity disorder have the highest hypnotisability of any clinical group, followed by those with posttraumatic stress disorder.
Applications
There are numerous applications for hypnosis across multiple fields of interest, including medical/psychotherapeutic uses, military uses, self-improvement, and entertainment. The American Medical Association currently has no official stance on the medical use of hypnosis.
Hypnosis has been used as a supplemental approach to cognitive behavioral therapy since as early as 1949. Hypnosis was defined in relation to classical conditioning; where the words of the therapist were the stimuli and the hypnosis would be the conditioned response. Some traditional cognitive behavioral therapy methods were based in classical conditioning. It would include inducing a relaxed state and introducing a feared stimulus. One way of inducing the relaxed state was through hypnosis.
Hypnotism has also been used in forensics, sports, education, physical therapy, and rehabilitation. Hypnotism has also been employed by artists for creative purposes, most notably the surrealist circle of André Breton who employed hypnosis, automatic writing, and sketches for creative purposes. Hypnotic methods have been used to re-experience drug states and mystical experiences. Self-hypnosis is popularly used to quit smoking, alleviate stress and anxiety, promote weight loss, and induce sleep hypnosis. Stage hypnosis can persuade people to perform unusual public feats.
Some people have drawn analogies between certain aspects of hypnotism and areas such as crowd psychology, religious hysteria, and ritual trances in preliterate tribal cultures.
Hypnotherapy
Hypnotherapy is a use of hypnosis in psychotherapy. It is used by licensed physicians, psychologists, and others. Physicians and psychologists may use hypnosis to treat depression, anxiety, eating disorders, sleep disorders, compulsive gambling, phobias and posttraumatic stress, while certified hypnotherapists who are not physicians or psychologists often treat smoking and weight management.
Hypnotherapy is viewed as a helpful adjunct by proponents, having additive effects when treating psychological disorders, such as these, along with scientifically proven cognitive therapies. Hypnotherapy should not be used for repairing or refreshing memory because hypnosis results in memory hardening, which increases the confidence in false memories. The effectiveness of hypnotherapy has not yet been accurately assessed, and, due to the lack of evidence indicating any level of efficiency, it is regarded as a type of alternative medicine by numerous reputable medical organisations, such as the National Health Service.
Preliminary research has expressed brief hypnosis interventions as possibly being a useful tool for managing painful HIV-DSP because of its history of usefulness in pain management, its long-term effectiveness of brief interventions, the ability to teach self-hypnosis to patients, the cost-effectiveness of the intervention, and the advantage of using such an intervention as opposed to the use of pharmaceutical drugs.
Modern hypnotherapy has been used, with varying success, in a variety of forms, such as:
Addictions
Age regression hypnotherapy (or "hypnoanalysis")
Cognitive-behavioural hypnotherapy, or clinical hypnosis combined with elements of cognitive behavioural therapy
Ericksonian hypnotherapy
Fears and phobia
Habit control
Pain management
Psychotherapy
Relaxation
Reduce patient behavior (e.g., scratching) that hinders the treatment of skin disease
Soothing anxious surgical patients
Sports performance
Weight loss
In a January 2001 article in Psychology Today, Harvard psychologist Deirdre Barrett wrote:
Barrett described specific ways this is operationalised for habit change and amelioration of phobias. In her 1998 book of hypnotherapy case studies, she reviews the clinical research on hypnosis with dissociative disorders, smoking cessation, and insomnia, and describes successful treatments of these complaints.
In a July 2001 article for Scientific American titled "The Truth and the Hype of Hypnosis", Michael Nash wrote that, "using hypnosis, scientists have temporarily created hallucinations, compulsions, certain types of memory loss, false memories, and delusions in the laboratory so that these phenomena can be studied in a controlled environment."
Menopause
There is evidence supporting the use of hypnotherapy in the treatment of menopause related symptoms, including hot flashes. The North American Menopause Society recommends hypnotherapy for the nonhormonal management of menopause-associated vasomotor symptoms, giving it the highest level of evidence.
Irritable bowel syndrome
Hypnotherapy has been studied for the treatment of irritable bowel syndrome. Hypnosis for IBS has received moderate support in the National Institute for Health and Clinical Excellence guidance published for UK health services. It has been used as an aid or alternative to chemical anesthesia, and it has been studied as a way to soothe skin ailments.
Pain management
A number of studies show that hypnosis can reduce the pain experienced during burn-wound debridement, bone marrow aspirations, and childbirth. The International Journal of Clinical and Experimental Hypnosis found that hypnosis relieved the pain of 75% of 933 subjects participating in 27 different experiments.
Hypnosis is effective in decreasing the fear of cancer treatment reducing pain from and coping with cancer and other chronic conditions. Nausea and other symptoms related to incurable diseases may also be managed with hypnosis. Some practitioners have claimed hypnosis might help boost the immune system of people with cancer. However, according to the American Cancer Society, "available scientific evidence does not support the idea that hypnosis can influence the development or progression of cancer."
Hypnosis has been used as a pain relieving technique during dental surgery, and related pain management regimens as well. Researchers like Jerjes and his team have reported that hypnosis can help even those patients who have acute to severe orodental pain. Additionally, Meyerson and Uziel have suggested that hypnotic methods have been found to be highly fruitful for alleviating anxiety in patients suffering from severe dental phobia.
For some psychologists who uphold the altered state theory of hypnosis, pain relief in response to hypnosis is said to be the result of the brain's dual-processing functionality. This effect is obtained either through the process of selective attention or dissociation, in which both theories involve the presence of activity in pain receptive regions of the brain, and a difference in the processing of the stimuli by the hypnotised subject.
The American Psychological Association published a study comparing the effects of hypnosis, ordinary suggestion, and placebo in reducing pain. The study found that highly suggestible individuals experienced a greater reduction in pain from hypnosis compared with placebo, whereas less suggestible subjects experienced no pain reduction from hypnosis when compared with placebo. Ordinary non-hypnotic suggestion also caused reduction in pain compared to placebo, but was able to reduce pain in a wider range of subjects (both high and low suggestible) than hypnosis. The results showed that it is primarily the subject's responsiveness to suggestion, whether within the context of hypnosis or not, that is the main determinant of causing reduction in pain.
Other
The success rate for habit control is varied. A meta-study researching hypnosis as a quit-smoking tool found it had a 20 to 30 percent success rate, while a 2007 study of patients hospitalised for cardiac and pulmonary ailments found that smokers who used hypnosis to quit smoking doubled their chances of success. In 2019, a Cochrane review was unable to find evidence of benefit of hypnosis in smoking cessation, and suggested if there is, it is small at best.
Hypnosis may be useful as an adjunct therapy for weight loss. A 1996 meta-analysis studying hypnosis combined with cognitive behavioural therapy found that people using both treatments lost more weight than people using cognitive behavioural therapy alone. The virtual gastric band procedure mixes hypnosis with hypnopedia. The hypnosis instructs the stomach that it is smaller than it really is, and hypnopedia reinforces alimentary habits. A 2016 pilot study found that there was no significant difference in effectiveness between VGB hypnotherapy and relaxation hypnotherapy.
Controversy surrounds the use of hypnotherapy to retrieve memories, especially those from early childhood or (supposed) past-lives. The American Medical Association and the American Psychological Association caution against recovered-memory therapy in cases of alleged childhood trauma, stating that "it is impossible, without corroborative evidence, to distinguish a true memory from a false one." Past life regression, meanwhile, is often viewed with skepticism.
American psychiatric nurses, in most medical facilities, are allowed to administer hypnosis to patients in order to relieve symptoms such as anxiety, arousal, negative behaviours, uncontrollable behaviour, and to improve self-esteem and confidence. This is permitted only when they have been completely trained about their clinical side effects and while under supervision when administering it.
Military
A 2006 declassified 1966 document obtained by the US Freedom of Information Act archive shows that hypnosis was investigated for military applications. The full paper explores the potentials of operational uses. The overall conclusion of the study was that there was no evidence that hypnosis could be used for military applications, and no clear evidence whether "hypnosis" is a definable phenomenon outside ordinary suggestion, motivation, and subject expectancy. According to the document:
Furthermore, the document states that:
The study concluded that there are no reliable accounts of its effective use by an intelligence service in history.
Research into hypnosis in military applications is further verified by the Project MKUltra experiments, also conducted by the CIA. According to Congressional testimony, the CIA experimented with utilising LSD and hypnosis for mind control. Many of these programs were done domestically and on participants who were not informed of the study's purposes or that they would be given drugs.
Self-hypnosis
Self-hypnosis happens when a person hypnotises oneself, commonly involving the use of autosuggestion. The technique is often used to increase motivation for a diet, to quit smoking, or to reduce stress. People who practise self-hypnosis sometimes require assistance; some people use devices known as mind machines to assist in the process, whereas others use hypnotic recordings.
Self-hypnosis is claimed to help with stage fright, relaxation, and physical well-being.
Stage hypnosis
Stage hypnosis is a form of entertainment, traditionally employed in a club or theatre before an audience. Due to stage hypnotists' showmanship, many people believe that hypnosis is a form of mind control. Stage hypnotists typically attempt to hypnotise the entire audience and then select individuals who are "under" to come up on stage and perform embarrassing acts, while the audience watches. However, the effects of stage hypnosis are probably due to a combination of psychological factors, participant selection, suggestibility, physical manipulation, stagecraft, and trickery. The desire to be the centre of attention, having an excuse to violate their own fear suppressors, and the pressure to please are thought to convince subjects to "play along". Books by stage hypnotists sometimes explicitly describe the use of deception in their acts; for example, Ormond McGill's New Encyclopedia of Stage Hypnosis describes an entire "fake hypnosis" act that depends upon the use of private whispers throughout.
Music
The idea of music as hypnosis developed from the work of Franz Mesmer. Instruments such as pianos, violins, harps and, especially, the glass harmonica often featured in Mesmer's treatments; and were considered to contribute to Mesmer's success.
Hypnotic music became an important part in the development of a 'physiological psychology' that regarded the hypnotic state as an 'automatic' phenomenon that links to physical reflex. In their experiments with sound hypnosis, Jean-Martin Charcot used gongs and tuning forks, and Ivan Pavlov used bells. The intention behind their experiments was to prove that physiological response to sound could be automatic, bypassing the conscious mind.
Satanic brainwashing
In the 1980s and 1990s, a moral panic took place in the US fearing Satanic ritual abuse. As part of this, certain books such as The Devil's Disciples stated that some bands, particularly in the musical genre of heavy metal, brainwashed American teenagers with subliminal messages to lure them into the worship of the devil, sexual immorality, murder, and especially suicide. The use of satanic iconography and rhetoric in this genre provokes the parents and society, and also advocate masculine power for an audience, especially on teenagers who were ambivalent of their identity. The counteraction on heavy metal in terms of satanic brainwashing is an evidence that linked to the automatic response theories of musical hypnotism.
Crime
Various people have been suspected of or convicted for hypnosis-related crimes, including robbery and sexual abuse.
In 1951, Palle Hardrup shot and killed two people during a botched robbery in Copenhagen - see Hypnosis murders. Hardrup claimed that his friend and former cellmate Bjørn Schouw Nielsen had hypnotised him to commit the robbery, inadvertently causing the deaths. Both were sentenced to jail time.
In 2011, a Russian "evil hypnotist" was suspected of tricking customers in banks around Stavropol into giving away thousands of pounds' worth of money. According to the local police, he would approach them and make them withdraw all of the money from their bank accounts, which they would then freely give to the man. A similar incident was reported in London in 2014, where a video seemingly showed a robber hypnotising a shopkeeper before robbing him. The victim did nothing to stop the robber from looting his pockets and taking his cash, only calling out the thief when he was already getting away.
In 2013, the then-40-year-old amateur hypnotist Timothy Porter attempted to sexually abuse his female weight-loss client. She reported awaking from a trance and finding him behind her with his pants down, telling her to touch herself. He was subsequently called to court and included on the sex offender list. In 2015, Gary Naraido, then 52, was sentenced to 10 years in prison for several hypnosis-related sexual abuse charges. Besides the primary charge by a 22-year-old woman who he sexually abused in a hotel under the guise of a free therapy session, he also admitted to having sexually assaulted a 14-year-old girl. In December 2018, a Brazilian medium named João Teixeira de Faria (also known as "João de Deus"), famous for performing Spiritual Surgeries through hypnosis techniques, was accused of sexual abuse by 12 women. In 2016 an Ohio lawyer got sentenced to 12 years of prison for hypnotising his clients while telling them it was just a mindfulness exercise.
Sexual
State vs. nonstate
The central theoretical disagreement regarding hypnosis is known as the "state versus nonstate" debate. When Braid introduced the concept of hypnotism, he equivocated over the nature of the "state", sometimes describing it as a specific sleep-like neurological state comparable to animal hibernation or yogic meditation, while at other times he emphasised that hypnotism encompasses a number of different stages or states that are an extension of ordinary psychological and physiological processes. Overall, Braid appears to have moved from a more "special state" understanding of hypnotism toward a more complex "nonstate" orientation.
State theorists interpret the effects of hypnotism as due primarily to a specific, abnormal, and uniform psychological or physiological state of some description, often referred to as "hypnotic trance" or an "altered state of consciousness". Nonstate theorists rejected the idea of hypnotic trance and interpret the effects of hypnotism as due to a combination of multiple task-specific factors derived from normal cognitive, behavioural, and social psychology, such as social role-perception and favorable motivation (Sarbin), active imagination and positive cognitive set (Barber), response expectancy (Kirsch), and the active use of task-specific subjective strategies (Spanos). The personality psychologist Robert White is often cited as providing one of the first nonstate definitions of hypnosis in a 1941 article:
Put simply, it is often claimed that, whereas the older "special state" interpretation emphasises the difference between hypnosis and ordinary psychological processes, the "nonstate" interpretation emphasises their similarity.
Comparisons between hypnotised and non-hypnotised subjects suggest that, if a "hypnotic trance" does exist, it only accounts for a small proportion of the effects attributed to hypnotic suggestion, most of which can be replicated without hypnotic induction.
Hyper-suggestibility
Braid can be taken to imply, in later writings, that hypnosis is largely a state of heightened suggestibility induced by expectation and focused attention. In particular, Hippolyte Bernheim became known as the leading proponent of the "suggestion theory" of hypnosis, at one point going so far as to declare that there is no hypnotic state, only heightened suggestibility. There is a general consensus that heightened suggestibility is an essential characteristic of hypnosis. In 1933, Clark L. Hull wrote:
Conditioned inhibition
Ivan Pavlov stated that hypnotic suggestion provided the best example of a conditioned reflex response in human beings; i.e., that responses to suggestions were learned associations triggered by the words used:
He also believed that hypnosis was a "partial sleep", meaning that a generalised inhibition of cortical functioning could be encouraged to spread throughout regions of the brain. He observed that the various degrees of hypnosis did not significantly differ physiologically from the waking state and hypnosis depended on insignificant changes of environmental stimuli. Pavlov also suggested that lower-brain-stem mechanisms were involved in hypnotic conditioning.
Pavlov's ideas combined with those of his rival Vladimir Bekhterev and became the basis of hypnotic psychotherapy in the Soviet Union, as documented in the writings of his follower K.I. Platonov. Soviet theories of hypnotism subsequently influenced the writings of Western behaviourally oriented hypnotherapists such as Andrew Salter.
Neuropsychology
Changes in brain activity have been found in some studies of highly responsive hypnotic subjects. These changes vary depending upon the type of suggestions being given. The state of light to medium hypnosis, where the body undergoes physical and mental relaxation, is associated with a pattern mostly of alpha waves. However, what these results indicate is unclear. They may indicate that suggestions genuinely produce changes in perception or experience that are not simply a result of imagination. However, in normal circumstances without hypnosis, the brain regions associated with motion detection are activated both when motion is seen and when motion is imagined, without any changes in the subjects' perception or experience. This may therefore indicate that highly suggestible hypnotic subjects are simply activating to a greater extent the areas of the brain used in imagination, without real perceptual changes. It is, however, premature to claim that hypnosis and meditation are mediated by similar brain systems and neural mechanisms.
Another study has demonstrated that a colour hallucination suggestion given to subjects in hypnosis activated colour-processing regions of the occipital cortex. A 2004 review of research examining the EEG laboratory work in this area concludes:
Studies have shown an association of hypnosis with stronger theta-frequency activity as well as with changes to the gamma-frequency activity. Neuroimaging techniques have been used to investigate neural correlates of hypnosis.
The induction phase of hypnosis may also affect the activity in brain regions that control intention and process conflict. Anna Gosline claims:
Dissociation
Pierre Janet originally developed the idea of dissociation of consciousness from his work with hysterical patients. He believed that hypnosis was an example of dissociation, whereby areas of an individual's behavioural control separate from ordinary awareness. Hypnosis would remove some control from the conscious mind, and the individual would respond with autonomic, reflexive behaviour. Weitzenhoffer describes hypnosis via this theory as "dissociation of awareness from the majority of sensory and even strictly neural events taking place."
Neodissociation
Ernest Hilgard, who developed the "neodissociation" theory of hypnotism, hypothesised that hypnosis causes the subjects to divide their consciousness voluntarily. One part responds to the hypnotist while the other retains awareness of reality. Hilgard made subjects take an ice water bath. None mentioned the water being cold or feeling pain. Hilgard then asked the subjects to lift their index finger if they felt pain and 70% of the subjects lifted their index finger. This showed that, even though the subjects were listening to the suggestive hypnotist, they still sensed the water's temperature.
Social role-taking theory
The main theorist who pioneered the influential role-taking theory of hypnotism was Theodore Sarbin. Sarbin argued that hypnotic responses were motivated attempts to fulfill the socially constructed roles of hypnotic subjects. This has led to the misconception that hypnotic subjects are simply "faking". However, Sarbin emphasised the difference between faking, in which there is little subjective identification with the role in question, and role-taking, in which the subject not only acts externally in accord with the role but also subjectively identifies with it to some degree, acting, thinking, and feeling "as if" they are hypnotised. Sarbin drew analogies between role-taking in hypnosis and role-taking in other areas such as method acting, mental illness, and shamanic possession, etc. This interpretation of hypnosis is particularly relevant to understanding stage hypnosis, in which there is clearly strong peer pressure to comply with a socially constructed role by performing accordingly on a theatrical stage.
Hence, the social constructionism and role-taking theory of hypnosis suggests that individuals are enacting (as opposed to merely playing) a role and that really there is no such thing as a hypnotic trance. A socially constructed relationship is built depending on how much rapport has been established between the "hypnotist" and the subject (see Hawthorne effect, Pygmalion effect, and placebo effect).
Psychologists such as Robert Baker and Graham Wagstaff claim that what we call hypnosis is actually a form of learned social behaviour, a complex hybrid of social compliance, relaxation, and suggestibility that can account for many esoteric behavioural manifestations.
Cognitive-behavioural theory
Barber, Spanos, and Chaves (1974) proposed a nonstate "cognitive-behavioural" theory of hypnosis, similar in some respects to Sarbin's social role-taking theory and building upon the earlier research of Barber. On this model, hypnosis is explained as an extension of ordinary psychological processes like imagination, relaxation, expectation, social compliance, etc. In particular, Barber argued that responses to hypnotic suggestions were mediated by a "positive cognitive set" consisting of positive expectations, attitudes, and motivation. Daniel Araoz subsequently coined the acronym "TEAM" to symbolise the subject's orientation to hypnosis in terms of "trust", "expectation", "attitude", and "motivation".
Barber et al. noted that similar factors appeared to mediate the response both to hypnotism and to cognitive behavioural therapy, in particular systematic desensitisation. Hence, research and clinical practice inspired by their interpretation has led to growing interest in the relationship between hypnotherapy and cognitive behavioural therapy.
Information theory
An approach loosely based on information theory uses a brain-as-computer model. In adaptive systems, feedback increases the signal-to-noise ratio, which may converge towards a steady state. Increasing the signal-to-noise ratio enables messages to be more clearly received. The hypnotist's object is to use techniques to reduce interference and increase the receptability of specific messages (suggestions).
Systems theory
Systems theory, in this context, may be regarded as an extension of Braid's original conceptualisation of hypnosis as involving "the brain and nervous system generally". Systems theory considers the nervous system's organisation into interacting subsystems. Hypnotic phenomena thus involve not only increased or decreased activity of particular subsystems, but also their interaction. A central phenomenon in this regard is that of feedback loops, which suggest a mechanism for creating hypnotic phenomena.
Societies
There is a huge range of societies in England who train individuals in hypnosis; however, one of the longest-standing organisations is the British Society of Clinical and Academic Hypnosis (BSCAH). It origins date back to 1952 when a group of dentists set up the 'British Society of Dental Hypnosis'. Shortly after, a group of sympathetic medical practitioners merged with this fast-evolving organisation to form 'The Dental and Medical Society for the Study of Hypnosis'; and, in 1968, after various statutory amendments had taken place, the 'British Society of Medical and Dental Hypnosis' (BSMDH) was formed. This society always had close links with the Royal Society of Medicine and many of its members were involved in setting up a hypnosis section at this centre of medical research in London. And, in 1978, under the presidency of David Waxman, the Section of Medical and Dental Hypnosis was formed. A second society, the British Society of Experimental and Clinical Hypnosis (BSECH), was also set up a year before, in 1977, and this consisted of psychologists, doctors and dentists with an interest in hypnosis theory and practice. In 2007, the two societies merged to form the 'British Society of Clinical and Academic Hypnosis' (BSCAH). This society only trains health professionals and is interested in furthering research into clinical hypnosis.
The American Society of Clinical Hypnosis (ASCH) is unique among organisations for professionals using hypnosis because members must be licensed healthcare workers with graduate degrees. As an interdisciplinary organisation, ASCH not only provides a classroom to teach professionals how to use hypnosis as a tool in their practice, it provides professionals with a community of experts from different disciplines. The ASCH's missions statement is to provide and encourage education programs to further, in every ethical way, the knowledge, understanding, and application of hypnosis in health care; to encourage research and scientific publication in the field of hypnosis; to promote the further recognition and acceptance of hypnosis as an important tool in clinical health care and focus for scientific research; to cooperate with other professional societies that share mutual goals, ethics and interests; and to provide a professional community for those clinicians and researchers who use hypnosis in their work. The ASCH also publishes the American Journal of Clinical Hypnosis.
See also
List of hypnotists and list of fictional hypnotists
Historical figures
Alfred Binet
James Braid
John Milne Bramwell
Emile Dantinne
John Elliotson
George Estabrooks
Abbé Faria
Ainslie Meares
Franz Anton Mesmer
Julian Ochorowicz
Charles Lloyd Tuckey
Otto Georg Wetterstrand
Modern researchers
Etzel Cardeña
Alan Gauld
Jack Stanley Gibson
Ernest Hilgard
Albert Abraham Mason
Ainslie Meares
Dylan Morgan
Michel Weber
Related subjects
Guided meditation
Highway hypnosis
Hypnagogia
Hypnoid state
Hypnosis in popular culture
Hypnosurgery
List of ineffective cancer treatments
Psychonautics
Recreational hypnosis
Royal Commission on Animal Magnetism
Scientology and hypnosis
Sedative (also known as sedative-hypnotic drug)
The Zoist: A Journal of Cerebral Physiology & Mesmerism, and Their Applications to Human Welfare
References
Bibliography
Baudouin, C. (Paul, E & Paul, C. trans.), Suggestion and Autosuggestion: A Psychological and Pedagogical Study Based on the Investigations made by the New Nancy School, George Allen & Unwin, (London), 1920.
Coates, James (1904), Human Magnetism; or, How to Hypnotise: A Practical Handbook for Students of Mesmerism, London: Nichols & Co.
Glueck, B., "New Nancy School", The Psychoanalytic Review, Vol. 10, (January 1923), pp. 109–12.
Harte, R., Hypnotism and the Doctors, Volume I: Animal Magnetism: Mesmer/De Puysegur, L.N. Fowler & Co., (London), 1902.
Harte, R., Hypnotism and the Doctors, Volume II: The Second Commission; Dupotet And Lafontaine; The English School; Braid's Hypnotism; Statuvolism; Pathetism; Electro-Biology, L.N. Fowler & Co., (London), 1903.
Yeates, L.B., James Braid: Surgeon, Gentleman Scientist, and Hypnotist, Ph.D. Dissertation, School of History and Philosophy of Science, Faculty of Arts & Social Sciences, University of New South Wales, January 2013.
Yeates, Lindsay B. (2016a), "Émile Coué and his Method (I): The Chemist of Thought and Human Action", Australian Journal of Clinical Hypnotherapy & Hypnosis, Volume 38, No. 1, (Autumn 2016), pp. 3–27.
Yeates, Lindsay B. (2016b), "Émile Coué and his Method (II): Hypnotism, Suggestion, Ego-Strengthening, and Autosuggestion", Australian Journal of Clinical Hypnotherapy & Hypnosis, Volume 38, No.1, (Autumn 2016), pp. 28–54.
Yeates, Lindsay B. (2016c), "Émile Coué and his Method (III): Every Day in Every Way", Australian Journal of Clinical Hypnotherapy & Hypnosis, Volume 38, No. 1, (Autumn 2016), pp. 55–79.
External links
Medical treatments
Mental states
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14457 | https://en.wikipedia.org/wiki/Prince%20Harry%2C%20Duke%20of%20Sussex | Prince Harry, Duke of Sussex | Prince Harry, Duke of Sussex, (Henry Charles Albert David; born 15 September 1984), is a member of the British royal family. He is the younger son of Charles, Prince of Wales, and Diana, Princess of Wales, and is sixth in the line of succession to the British throne.
Harry was educated at Wetherby School, Ludgrove School, and Eton College. He spent parts of his gap year in Australia and Lesotho, then underwent officer training at the Royal Military Academy Sandhurst. He was commissioned as a cornet into the Blues and Royals, serving temporarily with his brother William and completed training as a troop leader. In 2007–2008, he served for over ten weeks in Helmand Province, Afghanistan. He returned to Afghanistan for a 20-week deployment in 2012–2013 with the Army Air Corps. In June 2015, he resigned from the army.
Harry launched the Invictus Games in 2014 and remains the patron of its foundation. He also gives patronage to several other organisations, including the HALO Trust and Walking With The Wounded. To encourage people to open up about their mental health issues, Harry, alongside the Duke and Duchess of Cambridge, initiated the mental health awareness campaign "Heads Together" in April 2016.
In 2018, Harry was made Duke of Sussex prior to his wedding to American actress Meghan Markle. In January 2020, the couple stepped down as senior members of the royal family and moved to the Duchess's native Southern California. In October 2020, they launched Archewell Inc., an American public organisation that focuses on non-profit activities and creative media ventures. They have two children, Archie and Lilibet Mountbatten-Windsor.
Early life
Prince Harry was born in the Lindo Wing of St Mary's Hospital in Paddington, London, on 15 September 1984 at 4:20 pm as the second child of Charles, Prince of Wales (heir apparent to the British throne), and Diana, Princess of Wales. He was christened Henry Charles Albert David on 21 December 1984 at St George's Chapel, Windsor Castle, by the Archbishop of Canterbury, Robert Runcie. Growing up, he was referred to as "Harry" by family, friends, and the public. Harry and his elder brother, William, were raised at Kensington Palace in London, and Highgrove House in Gloucestershire. Diana wanted him and his brother to have a broader range of experiences and a better understanding of ordinary life than previous royal children. She took them to venues that ranged from Walt Disney World and McDonald's to AIDS clinics and homeless shelters. He began accompanying his parents on official visits at an early age; his first overseas tour was with his parents to Italy in 1985. He also travelled with his family to Canada in 1991 and 1998.
Harry's parents divorced in 1996. His mother died in a car crash in Paris the following year. Harry and William were staying with their father at Balmoral at the time, and the Prince of Wales told his sons about their mother's death. At his mother's funeral, Harry, then 12, accompanied his father, brother, paternal grandfather, and maternal uncle, Charles Spencer, 9th Earl Spencer, in walking behind the funeral cortège from Kensington Palace to Westminster Abbey.
Education
Like his father and brother, Harry was educated at independent schools. He started at London's Jane Mynors' nursery school and the pre-preparatory Wetherby School. Following this, he attended Ludgrove School in Berkshire. After passing entrance exams, he was admitted to Eton College. The decision to place Harry at Eton went against the past practice of the Mountbatten-Windsors to send children to Gordonstoun, which Harry's grandfather, father, two uncles, and two cousins had attended. It did, however, see Harry follow in his older brother's footsteps and the Spencer family, as both Diana's father and brother attended Eton.
In June 2003, Harry completed his education at Eton with two A-Levels, achieving a grade B in art and D in geography, having decided to drop history of art after AS level. He has been described as "a top tier athlete", having played competitive polo and rugby union. One of his former teachers, Sarah Forsyth, has asserted that he was a "weak student" and that staff at Eton conspired to help him cheat on examinations. Both Eton and Harry denied the claims. While a tribunal made no ruling on the cheating claim, it "accepted the prince had received help in preparing his A-level 'expressive' project, which he needed to pass to secure his place at Sandhurst." Harry also joined the Combined Cadet Force while studying at Eton and was made cadet officer in his final year, leading the corps' annual parade at the Eton tattoo.
After school, Harry took a gap year, during which he spent time in Australia working as a jackaroo on a cattle station, and participating in the Young England vs Young Australia Polo Test match. He also travelled to Lesotho, where he worked with orphaned children and produced the documentary film The Forgotten Kingdom.
Military career
Sandhurst; Blues and Royals; deployment to Afghanistan
Harry entered the Royal Military Academy Sandhurst on 8 May 2005, where he was known as Officer Cadet Wales, and joined the Alamein Company. In April 2006, Harry completed his officer training and was commissioned as a Cornet (second lieutenant) in the Blues and Royals, a regiment of the Household Cavalry in the British Army. On 13 April 2008, when he reached two years' seniority, Harry was promoted to lieutenant.
In 2006, it was announced that Harry's unit was scheduled to be deployed in Iraq the following year. A public debate ensued as to whether he should serve there. Defence Secretary John Reid said that he should be allowed to serve on the front line of battle zones. Harry agreed saying, "If they said 'no, you can't go front line' then I wouldn't drag my sorry ass through Sandhurst and I wouldn't be where I am now." The Ministry of Defence and Clarence House made a joint announcement on 22 February 2007 that Harry would be deployed with his regiment to Iraq, as part of the 1st Mechanised Brigade of the 3rd Mechanised Divisiona move supported by Harry, who had stated that he would leave the army if he was told to remain in safety while his regiment went to war. He said: "There's no way I'm going to put myself through Sandhurst and then sit on my arse back home while my boys are out fighting for their country."
The head of the British army at the time, General Sir Richard Dannatt, said on 30 April 2007 that he had personally decided that Harry would serve with his unit in Iraq as a troop commander, and Harry was scheduled for deployment in May or June 2007 to patrol the Maysan Governorate. By 16 May, however, Dannatt announced that Harry would not serve in Iraq; concerns included Harry being a high-value target (as several threats by various groups had already been made against him) and the dangers the soldiers around him would face should any attempt be made on his life or if he was captured. Clarence House made public Harry's disappointment with the decision, though he said he would abide by it.
In early June 2007, it was reported that Harry had arrived in Canada to train alongside soldiers of the Canadian Forces and British Army, at CFB Suffield near Medicine Hat, Alberta. It was said that this was in preparation for a tour of duty in Afghanistan, where Canadian and British forces were participating in the NATO-led Afghan War.
This was confirmed in February of the following year, when the British Ministry of Defence revealed that Harry had been secretly deployed as a Forward Air Controller to Helmand Province in Afghanistan for the previous ten weeks. The revelation came after the medianotably, German newspaper Bild and Australian magazine New Ideabreached the blackout placed over the information by the Canadian and British authorities. He was immediately pulled out due to the fear that the media coverage would put his security and the security of fellow soldiers at risk. It was later reported that Harry helped Gurkha troops repel an attack from Taliban insurgents, and performed patrol duty in hostile areas while in Afghanistan.
His tour made Harry the first member of the British royal family to serve in a war zone since his uncle, Prince Andrew, who flew helicopters during the Falklands War. For his service, his aunt, Princess Anne, presented Harry with an Operational Service Medal for Afghanistan at the Combermere Barracks in May 2008.
Army Air Corps and second deployment to Afghanistan
In October 2008, it was announced that Harry would follow his brother, father and uncle in learning to fly military helicopters. Harry attended the Defence Helicopter Flying School at RAF Shawbury, where he joined his brother. Prince Charles presented him with his flying brevet (wings) on 7 May 2010 at a ceremony at the Army Air Corps Base (AAC), Middle Wallop. Harry was awarded his Apache Flying Badge on 14 April 2011. On 16 April 2011, it was announced that Harry had been promoted to captain. In June 2011, Clarence House announced that Harry would be available for deployment in current operations in Afghanistan as an Apache helicopter pilot. The final decision rested with the Ministry of Defence's senior commanders, including principally the Chief of the Defence Staff in consultation with the wishes of Harry, the Prince of Wales, and the Queen. In October, he was transferred to a US military base in California to complete his helicopter gunship training. This final phase included live-fire training and "environmental and judgment training" at naval and air force facilities in California and Arizona. In the same month, it was reported that Harry was top of his class in extensive training undertaken at the Naval Air Facility, El Centro, California. While training in Southern California, he spent time in San Diego. In November 2011, Harry returned to England. He went to Wattisham Airfield in Suffolk, in the east of England, to complete his training to fly Apache helicopters.
On 7 September 2012, Harry arrived at Camp Bastion in southern Afghanistan as part of the 100-strong 662 Squadron, 3 Regiment, Army Air Corps, to begin a four-month combat tour as a co-pilot and gunner for an Apache helicopter. On 10 September, within days of arriving in Afghanistan, it was reported that the Taliban had threatened his life. Taliban spokesman Zabiullah Mujahid spoke to Reuters and was quoted as saying: "We are using all our strength to get rid of him, either by killing or kidnapping." He added, "We have informed our commanders in Helmand to do whatever they can to eliminate him." On 21 January 2013, it was announced that Harry was returning from a 20-week deployment in Afghanistan. On 8 July 2013, the Ministry of Defence announced that Harry had successfully qualified as an Apache aircraft commander. Harry compared operating the Apache's weapons systems in Afghanistan to playing video games. He also discussed killing insurgents while piloting his Apache helicopter, and added "we fire when we have to, take a life to save a life, but essentially we're more of a deterrent than anything else".
HQ London District and Invictus Games
On 17 January 2014, the Ministry of Defence announced that Harry had completed his attachment to 3 Regiment Army Air Corps, and would take up a staff officer role, SO3 (Defence Engagement) in HQ London District. His responsibilities would include helping to co-ordinate significant projects and commemorative events involving the Army in London. He was based at Horse Guards in central London.
On 6 March 2014, Harry launched Invictus Games, a Paralympic-style sporting event for injured servicemen and women, which was held on 10–14 September 2014. Harry met British hopefuls for the Invictus Games at Tedworth House in Wiltshire for the start of the selection process on 29 April 2014. On 15 May 2014, Harry attended a ticket sale launch for Invictus Games at BT Tower, from where he tweeted on the Invictus Games' official Twitter account as the president of the Games. To promote the Games, he was interviewed by BBC Radio 2's Chris Evans along with two Invictus Games hopefuls. He said: "[The Invictus Games] is basically my full-time job at the moment, making sure that we pull this off." The show aired on 31 July 2014. Harry later wrote an article in The Sunday Times about his experiences in Afghanistan: how they had inspired him to help injured personnel and how, after the trip to the Warrior Games, he had vowed to create the Invictus Games. Harry and officials attended the British Armed Forces Team announcement for Invictus Games at Potters Field Park in August 2014. As president of the Invictus Games, he attended all events related to the Games from 8 to 14 September 2014.
In January 2015, it was reported that Harry would take on a new role in supporting wounded service personnel by working alongside members of the London District's Personal Recovery Unit for the MOD's Defence Recovery Capability scheme to ensure that wounded personnel have adequate recovery plans. The palace confirmed weeks later that the scheme was established in partnership with Help for Heroes and the Royal British Legion. In late January 2015, Harry visited The Battle Back Centre set up by the Royal British Legion, and Fisher House UK at the Queen Elizabeth Hospital Birmingham. A partnership between Help for Heroes, the Fisher House Foundation and the Queen Elizabeth Hospital Birmingham (QEHB) Charity created the Centre. Fisher House Foundation is one of the Invictus Games' sponsors. In February and March 2015, Harry visited Phoenix House in Catterick Garrison, North Yorkshire, a recovery centre run by Help for Heroes. He also visited Merville Barracks in Colchester, where Chavasse VC House Personnel Recovery Centre is located, run by Help for Heroes in partnership with the Ministry of Defence and Royal British Legion.
Secondment to Australian Defence Force
On 17 March 2015, Kensington Palace announced that Harry would leave the Armed Forces in June. Before then, he would spend four weeks throughout April and May at army barracks in Darwin, Perth and Sydney whilst seconded to the Australian Defence Force (ADF). After leaving the Army, while considering his future, he would return to work in a voluntary capacity with the Ministry of Defence, supporting Case Officers in the Ministry's Recovery Capability Programme. He would be working with both those who administer and receive physical and mental care within the London District area.
On 6 April 2015, Harry reported for duty to Australia's Chief of the Defence Force, Air Chief Marshal Mark Binskin at the Royal Military College, Duntroon in Canberra, Australia. Harry flew to Darwin later that day to begin his month-long secondment to the ADF's 1st Brigade. His visit included detachments to NORFORCE as well as to an aviation unit. While in Perth, he trained with Special Air Service Regiment (SASR), participating in the SASR selection course, including a fitness test and a physical training session with SASR selection candidates. He also joined SASR members in Perth for live-fire shooting exercises with numerous Special Forces weapons at a variety of ranges. Harry completed an insertion training exercise using a rigid-hull inflatable boat. In Sydney, he undertook urban operations training with the 2nd Commando Regiment. Training activities included remotely detonating an Improvised Explosive Device (IED) and rappelling from a building. He also spent time flying over Sydney as co-pilot of an Army Black Hawk helicopter and participated in counter-terrorism training in Sydney Harbour with Royal Australian Navy clearance divers.
Harry's attachment with the ADF ended on 8 May 2015, and on 19 June 2015 he resigned his short service commission.
Post-military service
Since leaving the army, Harry has been closely involved with the armed forces through the Invictus Games, honorary military appointments and other official engagements. On 19 December 2017, he succeeded his grandfather Prince Philip as the Captain General of the Royal Marines. In May 2018, he was promoted to the substantive ranks of Lieutenant Commander of the Royal Navy, Major of the British Army and Squadron Leader of the Royal Air Force.
On 18 January 2020, Buckingham Palace announced that agreement had been reached for Harry "to step back from Royal duties, including official military appointments". In February 2021, the Palace confirmed that the Duke would give up his position as Captain General of the Royal Marines and hand back all the other honorary military appointments.
Personal life
Bachelorhood
Chelsy Davy, the daughter of Zimbabwean, South Africa-based businessman Charles Davy, was referred to as Harry's girlfriend in an interview conducted for his 21st birthday, and Harry said he "would love to tell everyone how amazing she is but once I start talking about that, I have left myself open.... There is truth and there is lies and unfortunately I cannot get the truth across." Davy was present when Harry received his Operational Service Medal for Afghanistan and also attended his graduation ceremony when he received his flying wings from his father. In early 2009, it was reported the pair had parted ways after a relationship that had lasted for five years.
In May 2012, Harry's cousin Princess Eugenie introduced him to Cressida Bonas, an actress and model who is the granddaughter of Edward Curzon, 6th Earl Howe. On 30 April 2014, it was reported that the couple had parted amicably.
Marriage and fatherhood
In July 2016, Prince Harry began a relationship with American actress Meghan Markle. In November, the prince directed his communications secretary to release a statement on his behalf to express personal concern about pejorative and false comments made about his girlfriend by mainstream media and internet trolls. In September 2017, Prince Harry and Markle first appeared together in public at the Invictus Games in Toronto. Their engagement was announced on 27 November 2017 by Harry's father Prince Charles. The announcement prompted generally positive comments about having a mixed-race person as a member of the royal family, especially in regard to Commonwealth countries with populations of blended or native ancestry. On 19 May 2018, the marriage ceremony was held at St George's Chapel, Windsor Castle. The couple later revealed in the 2021 television interview Oprah with Meghan and Harry that there was a private exchange of vows 3 days before with the Archbishop of Canterbury in their garden. However, this earlier exchange of vows was not an official religious or legally recognised marriage.
It was reportedly agreed in advance that excess funds generated from the BBC broadcast of the wedding ceremony would go to a charity chosen by the newlywed couple. In April 2020, Feeding Britain (which provides food packages to families in food poverty) was nominated to receive £90,000 from the BBC.
The Duke and Duchess initially lived at Nottingham Cottage in London, on the grounds of Kensington Palace. They then moved to Frogmore Cottage in the Home Park of Windsor Castle. The Crown Estate refurbished the cottage at a cost of £2.4 million, paid out of the Sovereign Grant, with the Duke later reimbursing expenses beyond restoration and ordinary maintenance. On 6 May 2019, the Duke and Duchess's son Archie Mountbatten-Windsor was born. Their office was moved to Buckingham Palace and officially closed on 31 March 2020 when the Sussexes ceased "undertaking official engagements in support of the Queen". After some months in Canada and the United States, the couple bought a house in June 2020 on the former estate of Riven Rock in Montecito, California, where they own a chicken coop with hens rescued from a factory farm. The next month, the Duchess suffered a miscarriage. On 4 June 2021, their daughter Lilibet Mountbatten-Windsor was born.
Harry is godfather to "five or six" children, including the daughters of Major Nicholas van Cutsem, the son of Hugh van Cutsem, and Jake Warren, his mother's godson, whose father is the Queen's horse racing manager. He became godfather to Charlie van Straubenzee's firstborn daughter in May 2020.
Wealth and inheritance
At the time of the announcement of Harry and Meghan's decision to "step back" as senior members of the royal family in 2020, 95% of the couple's income derived from the £2.3 million given to them annually by Harry's father, Charles, as part of his income from the Duchy of Cornwall.
Harry and his brother William inherited the "bulk" of the £12.9 million left by their mother on their respective 30th birthdays, a figure that had grown since her 1997 death to £10 million each in 2014. In 2002, The Times reported that Harry would also share with his brother a payment of £4.9 million from trust funds established by their great-grandmother, Queen Elizabeth The Queen Mother, on their respective 21st birthdays and would share a payment of £8 million upon their respective 40th birthdays. Harry's personal wealth was estimated at £30 million by The Daily Telegraph in 2020.
In 2014, Harry and William inherited their mother's wedding dress along with many other of her personal possessions, including dresses, diamond tiaras, jewels, letters, and paintings. The brothers also received the original lyrics and score of "Candle in the Wind" by Bernie Taupin and Elton John as performed by John at Diana's funeral.
Health
In 2002, it was reported that with Charles's encouragement Harry had paid a visit to a drugs rehabilitation unit to talk to drug addicts after it emerged that he had been smoking cannabis and drinking at his father's Highgrove House and at a local pub. In 2017, Harry acknowledged that with the support of his brother he sought counselling years after his mother's death, stating: "It's all about timing. And for me personally, my brother, you know, bless him, he was a huge support to me. He kept saying this is not right, this is not normal, you need to talk to [someone] about stuff, it's OK". Harry added that he struggled with aggression, suffered from anxiety during royal engagements, and was "very close to a complete breakdown on numerous occasions". In his mental health television documentary The Me You Can't See, which premiered in 2021, he added that he underwent four years of therapy to address his mental health issues following encouragement from his future wife while they were dating.
He also mentioned that he suffered from "panic attacks [and] severe anxiety" in his late 20s and the heavy load of official visits and functions eventually "led to burnout". He further stated that he was willing to drink and take drugs, adding that he "wasn't drinking Monday to Friday, but [he] would probably drink a week's worth in one day on a Friday or a Saturday night" to help him cope with his issues. In 2021, American journalist Katie Couric recounted a meeting with Harry in her memoir, and alleged that during her 2012 interview with him in Belize to mark the Queen's Diamond Jubilee he smelled of cigarettes and alcohol, which seemed "to ooze from every pore" of his body. In an episode of Armchair Expert, he attributed his mental health issues to the ineffective parenting style of previous generations and to the "genetic pain and suffering" passed down in his family, adding that his issues stemmed from "the pain or suffering that perhaps my father or my parents had suffered".
Political views
Members of the British royal family are politically neutral by convention. However, in September 2020, Harry and his wife released a video addressing American voters to "reject hate speech, misinformation and online negativity" in the 2020 United States presidential election, which was seen by some as an implicit endorsement of Joe Biden.
Harry identifies as a feminist. As part of an interview with Gloria Steinem in August 2020, he was quoted as saying "You know that I'm a feminist too, right, Gloria? It's really important to me that you know that."
In May 2021, Harry was a guest on Dax Shepard and Monica Padman's podcast Armchair Expert during which he talked about the freedom of speech and laws related to it in the United States, stating "I've got so much I want to say about the First Amendment as I sort of understand it, but it is bonkers." He added that it was "a huge subject and one which [he didn't] understand", emphasising that one could "capitalise or exploit what's not said rather than uphold what is said." The comments were met by backlash from conservative Americans and Britons, prompting figures such as Ted Cruz, Dan Crenshaw, Nigel Farage, Candace Owens, Jack Posobiec, and Laura Ingraham to criticise him publicly.
In November 2021, in a panel at Wireds Re:Wired Conference, Harry claimed that a day before the January 2021 United States Capitol attack he emailed Jack Dorsey, CEO of Twitter, and 'warned' of potential civil unrest, but had not received a response. He added that he and Meghan were no longer on social media, and would avoid it "until things change". In the same month, Conservative politician and MP Johnny Mercer, who was leading the efforts to waive visa fees for foreign-born UK veterans and their families, announced in the Commons that the Duke of Sussex was supportive of their proposal and viewed it as "morally right" and not as "a political intervention".
Public life
At the age of 21, Harry became a Counsellor of State and began his duties in that capacity. On 6 January 2009, the Queen granted Harry and William their own royal household. Previously, William and Harry's affairs had been handled by their father's office at Clarence House in central London. The new household released a statement announcing they had established their own office at nearby St James's Palace to look after their public, military and charitable activities. In March 2012, Harry led an official visit to Belize as part of the Queen's Diamond Jubilee celebrations. He continued to the Bahamas and Jamaica, where the Prime Minister, Portia Simpson-Miller, was considering initiating a process of turning Jamaica into a republic. He then visited Brazil to attend the GREAT Campaign. Harry also played tambourine and took part in the music video for the song "Sing", which was released in May 2012 to commemorate the Diamond Jubilee.
Between 9 and 15 May 2013, he made an official visit to the United States. The tour promoted the rehabilitation of injured American and UK troops, publicised his own charities and supported British interests. It included engagements in Washington, DC, Colorado, New York, New Jersey, and Connecticut. He met survivors of Hurricane Sandy in New Jersey. In October 2013, he undertook his first official tour of Australia, attending the International Fleet Review at Sydney Harbour. He also paid a visit to the Australian SAS HQ in Perth. In May 2014, he visited Estonia and Italy. In Estonia, he visited Freedom Square in the capital Tallinn to honour fallen Estonian soldiers. He also attended a reception at the Estonian Parliament and a NATO military exercise. In Italy, Harry attended commemorations of the 70th anniversary of the Monte Cassino battles, in which Polish, Commonwealth and British troops fought. On 6 November 2014, he opened the Field of Remembrance at Westminster Abbey, a task usually performed by Prince Philip.
Before reporting for duty to the Australian Defence Force (ADF), Harry visited the Australian War Memorial in Canberra on 6 April 2015. On 7 May 2015, he made a farewell walkabout at the Sydney Opera House and visited Macquarie University Hospital. On 24–25 April 2015, he joined his father in Turkey to attend commemorations of the centenary of the Gallipoli Campaign. On 28 October 2015, he carried out one day of engagements in the US. He launched the Invictus Games Orlando 2016 with First Lady Michelle Obama and Second Lady Jill Biden at Fort Belvoir. He later attended an Invictus Games board meeting and a reception to celebrate the launch at the British Ambassador's Residence. On 26 November 2015, as patron of Sentebale, Harry travelled to Lesotho to attend the opening of the Mamohato Children's Centre. From 30 November to 3 December 2015, he made an official visit to South Africa. He visited Cape Town, where he presented the insignia of the Order of the Companions of Honour to the Archbishop on behalf of the Queen. Harry also played the Sentebale Royal Salute Polo Cup, at Val de Vie Estate in Cape Town, fundraising for Sentebale. He visited Nepal 19–23 March 2016. He stayed until the end of March 2016 to help rebuild a secondary school with Team Rubicon UK, and visited a Hydropower Project in Central Nepal.
In April 2018, he was appointed Commonwealth youth ambassador, a position which he held until March 2020. Also that month, Harry became a patron of Walk of America, a campaign which brings together a number of veterans who will take part in a 1,000-mile expedition across the US in mid-2018. The Prince was appointed the president of The Queen's Commonwealth Trust, which focuses on projects involving children and welfare of prisoners, in April. Periodically, online QCT chat sessions were conducted and uploaded to YouTube for general public viewing. He remained the charity's president until February 2021.
During his trip to Angola in 2019, the Duke visited the Born Free to Shine project in Luanda, an initiative by First Lady Ana Dias Lourenço which aims to "prevent HIV transmission from mothers to babies" through education, medical testing and treatment. He also met HIV+ youth and teenagers during his visit. During his visit to the Luengue-Luiana National Park, the Duke unveiled an initiative by the Queen's Commonwealth Canopy to help with protecting "an ancient elephant migration route" by providing safe passage for them in the forest.
Stepping back
In January 2020, the Duke and Duchess announced that they were stepping back from their role as senior members of the royal family, and would balance their time between the United Kingdom and North America. A statement released by the Palace confirmed that the Duke and Duchess were to become financially independent and cease to represent the Queen. The couple retain their HRH stylings but are not permitted to use them. The formal role of the Duke and Duchess was subject to a twelve-month review period, ending in March 2021. In March 2020, Harry attended the opening of the Silverstone Experience in Silverstone Circuit together with racing driver Lewis Hamilton. Harry's appearance at the museum was his final solo engagement as a senior royal before he and his wife officially stepped down on 31 March.
Civilian career and investments
In summer 2019, before announcing their decision to step back in January 2020, Harry and his wife were involved in talks with Jeffrey Katzenberg, the founder of the now-defunct streaming platform Quibi, over a possible role in the service without gaining personal profits, but they eventually decided against joining the project. In September 2019, it was reported that the couple had hired New York-based PR firm Sunshine Sachs. In June 2020, they signed with the Harry Walker Agency, owned by media company Endeavor, to conduct paid public speaking engagements. In September 2020, the Sussexes signed a private commercial deal with Netflix "to develop scripted and unscripted series, film, documentaries, and children programming for the streaming service". In October 2020, the couple hosted a special episode of Time 100 Talks with the theme being on "Engineering a Better World". In December 2020, the Duke and Duchess signed a multi-year deal with Spotify to produce and host their own programs through their audio producing company, Archewell Audio. The debut episode of the podcast, a holiday special, was released on the service in December 2020.
In March 2021, San Francisco-based mental health start-up BetterUp, a company that helps people get in contact with coaches or counsellors, said that Harry would become its first chief impact officer; he "will help promote mental fitness and expand the company's roster of coaches and customers, among other duties". Harry added that he had been working with a BetterUp coach himself and found it "invaluable." In the same month, Harry was appointed as a commissioner for the Aspen Institute's Commission on Information Disorder to carry out a six-month study on the state of misinformation and disinformation in the United States. The study was published in November 2021 as a report with 15 recommendations. In the following month, in his capacity as BetterUp's chief impact officer, Harry was interviewed by Fast Company, stating that the recent trend of people leaving their jobs (known as the Great Resignation) was something that needed to be celebrated, though his remarks were criticised for coming from a position of privilege.
In April 2019, it was announced that Harry was working as co-creator and executive producer on a documentary series about mental health together with Oprah Winfrey, which was initially set to air in 2020 on Apple TV+. It was later announced that the series, titled The Me You Can't See, would be released on 21 May 2021. In the following month, UCAS reported an increase in the percentage of students declaring mental health issues on their university applications, citing self-help books and Prince Harry's statements on his struggles with "panic attacks and anxiety" as contributing factors. In July 2021, it was announced that Harry was set to publish a memoir via Penguin Random House in late 2022, with proceeds from its sales going to charity and Harry reportedly earning an advance of at least $20 million. It will be ghostwritten by novelist J. R. Moehringer. In the following month, Harry confirmed that $1.5 million of the proceeds from the memoir would go to the charity Sentebale. The memoir is reportedly part of a four-book publishing deal that also includes a second book by Harry and a wellness guide by Meghan. In September 2021, Harry and Meghan went to New York, where they visited the 9/11 Memorial with New York governor Kathy Hochul and New York City mayor Bill de Blasio, and held meetings with the U.N. Deputy Secretary-General Amina J. Mohammed and the U.S. ambassador to the U.N. Linda Thomas-Greenfield. In October 2021, Harry and Meghan announced their partnership with Ethic, a sustainable investment firm based in New York City, which also manages the couple's investments. According to state filings from Delaware, where the couple's Archewell foundation is registered, Harry and Meghan incorporated 11 companies and a trust beginning in early 2020 which include Orinoco Publishing LLC and Peca Publishing LLC to hold the rights for their books as well as Cobblestone Lane LLC and IPHW LLC which are holders of their foundation's logos.
Charity work
Humanitarian and environmental activities
In 2006, he was in Lesotho to visit Mants'ase Children's Home near Mohale's Hoek, which he first toured in 2004. Along with Prince Seeiso of Lesotho, he launched Sentebale: The Princes' Fund for Lesotho, a charity to aid children orphaned by HIV/AIDS. He has granted his patronage to organisations including WellChild, Dolen Cymru, MapAction and the London Marathon Charitable Trust; he stepped down from MapAction in 2019 and the London Marathon Charitable Trust in 2021. In 2007, William and Harry organised the Concert for Diana, in memory of their mother, which benefited the charities and patronages of Diana, William, and Harry. In September 2009, William and Harry set up The Foundation of Prince William and Prince Harry to enable the princes to take forward their charitable ambitions. Harry left the charity in June 2019.
After taking part in an unfinished trip to the North Pole with Walking With The Wounded in 2011, Harry joined the charity's 200-mile expedition to the South Pole in December 2013, accompanying twelve injured servicemen and women from the UK, the US and the Commonwealth. As patron of Walk of Britain, he walked with the team on 30 September and 20 October 2015. To raise awareness for HIV testing, Harry took a test live on the royal family Facebook page on 14 July 2016. He later attended the 21st International AIDS Conference in Durban, South Africa, on 21 July 2016. On World AIDS Day, Harry and Rihanna helped publicise HIV testing by taking the test themselves. Since 2016, Harry has been working with Terrence Higgins Trust to raise awareness about HIV and sexual health. In November 2019, to mark the National HIV Testing Week, the Duke interviewed HIV+ Rugby player Gareth Thomas on behalf of the trust.
On 27 December 2017, Harry was officially appointed the new president of African Parks, a conservation NGO. He previously spent three weeks in Malawi with African Parks where he joined a team of volunteers and professionals to carry out one of the largest elephant translocations in history. The effort to repopulate areas decimated due to poaching and habitat loss moved 500 elephants from Liwonde and Majete National Parks to Nkhotakota Wildlife Reserve. Harry had previously helped with relocating rhinos in the Okavango Delta and later became patron of the Rhino Conservation Botswana. In July 2018, the Elton John AIDS Foundation announced that the Duke of Sussex and British singer Elton John were about to launch a global coalition called MenStar that would focus "on treating HIV infections in men".
In March 2019, Prince Harry gave a speech at WE Day UK, an annual event organised by We Charity to inspire young people to become more active towards global social and environmental change. He discussed mental health, climate change and the importance of social participation. In May 2019, the Duke and Duchess of Sussex together with Harry's brother and sister-in-law launched Shout, the UK's first 24/7 text messaging service for those who suffer from mental issues. Harry attended a Google summit in August 2019 and gave a speech on the importance of tackling climate change in Sicily. He explained that he and Meghan plan to have no more than 2 children to help sustain the environment. In September 2019, the Duke launched Travalyst during his visit to the Netherlands after two years of development. The initiative is set "to encourage sustainable practices in the travel industry" and "tackle climate change and environmental damage", in collaboration with a number of companies. The organisation later announced a partnership with Google in 2021. In October 2019, along with other members of the royal family, Harry voiced a Public Health England announcement, for the "Every Mind Matters" mental health program.
In February 2020, Harry recorded a new version of the song "Unbroken" with Jon Bon Jovi. The new version features backing vocals from members of the Invictus Choir. The song was released on 27 March 2020, the proceeds of which were donated to the Invictus Games Foundation. In April 2020, Harry launched a new initiative named HeadFIT, a platform designed to provide mental support for members of the armed forces. The initiative was developed mutually by the Royal Foundation's Heads Together campaign, the Ministry of Defence, and King's College London.
In April 2020, the Duke and Duchess delivered foods prepared by the Project Angel Food to Los Angeles residents amidst the COVID-19 pandemic in the United States. In June 2020, the couple backed the Stop Hate for Profit campaign and encouraged CEOs of different companies to join the movement. In August 2020, Harry and Meghan collaborated with Baby2Baby and participated in drive-through distribution of school supplies to students. During the UK's Remembrance Week in November 2020, he joined American veterans from The Mission Continues Service Platoons to distribute food with Compton Veterans and the Walker Family Events Foundation in Compton, California.
In April 2021, Harry and Meghan were announced as campaign chairs for Vax Live: The Concert to Reunite the World, an event organised by Global Citizen to increase access to COVID-19 vaccinations. They also announced their support for a vaccine equity fundraiser initiated by the same organisation, and penned an open letter to the pharmaceutical industry CEOs urging them to address the vaccine equity crisis. Later that month, he narrated "Hope Starts Here", a special video rereleased by African Parks to mark the Earth Day in which he urged organisations and communities to preserve biodiversity and paid tribute to his grandfather Prince Philip for his efforts as a conservationist. He helped with the establishment of Peak State, a mental fitness programme aimed at providing tools and resources for managing mental health, to which he publicly lent his support in May 2021.
Like his mother, Harry has worked with the HALO Trust, an organisation that removes debris—particularly landmines—left behind by war. In 2013 he was named as patron of the charity's 25th Anniversary Appeal. In September 2019, he walked through a de-mining site in Angola, the same country visited by his mother 22 years earlier. In June 2021, after ten members of the trust were killed by an armed group at a mine clearance camp in Afghanistan, Harry issued a statement saying the attack "was nothing less than an act of barbarism".
In September 2021, together with First Lady Jill Biden, he hosted a virtual event for the Warrior Games, which were cancelled due to the COVID-19 pandemic. In the same month, Harry and Meghan spoke again in support of vaccine equity at the Global Citizen Live concert. In October 2021, he spoke against oil drilling in the Okavango River in an op-ed for The Washington Post. In the same month and ahead of the 2021 G20 Rome summit, Harry and his wife penned an open letter together with the Director-General of the World Health Organization Tedros Adhanom, asking the G20 leaders to expedite efforts for the global distribution of COVID-19 vaccines. In January 2022 and following criticism aimed at Spotify for their handling of COVID-19 misinformation, Harry and Meghan made an announcement stating that since April 2021 they had begun "expressing concerns" about the issue on the platform.
Sport
Harry enjoys playing many sports, including competitive polo, skiing, and motocross. Like his brother and father, he has participated in polo matches to raise money for charitable causes. Harry is also a keen Rugby football fan and supported England's bid to host rugby union's 2015 Rugby World Cup, and presented the trophy at rugby league's 2019 Challenge Cup finals. In 2004, Harry trained as a Rugby Development Officer for the Rugby Football Union and coached students in schools to encourage them to learn the sport. He, along with former rugby player Brian Moore, both argued that in response to Black Lives Matter, the song Swing Low, Sweet Chariot, should no longer be sung in rugby context. Until February 2021, he was the patron of both the Rugby Football Union and Rugby Football League, Rugby League's governing body in England.
In 2012, together with the Duke and Duchess of Cambridge, Harry launched Coach Core. The program was set up following the 2012 Olympics and provides apprenticeship opportunities for people who desire to pursue a career as a professional coach. In June 2019, the Duke was present at the launch of Made by Sport, a charity coalition set to raise money to boost sport in disadvantaged communities. In his statement, he lent his support to the charity by arguing that its role in bringing sport into the life of disadvantaged people would save "hundreds of millions of pounds" towards treating the issues among young people.
Sussex Royal and Archewell
In June 2019, it was announced that the Duke and Duchess of Sussex would split from The Royal Foundation and establish their own charity foundation by the end of 2019. Nevertheless, the couple would collaborate with Harry's brother and his wife on mutual projects, such as the mental health initiative Heads Together. In July 2019, Harry and Meghan's new charity was registered in England and Wales under the title "Sussex Royal The Foundation of The Duke and Duchess of Sussex". On 21 February, it was confirmed that "Sussex Royal" would not be used as a brand name for the couple following their withdrawal from public life. On 5 August 2020, Sussex Royal Foundation was renamed "MWX Foundation" and dissolved the same day.
In March 2021, it was reported that the Charity Commission for England and Wales was conducting a review of the Sussex Royal organisation in a "regulatory and compliance case" regarding its conduct under charity law during dissolution. Representatives for the couple claimed that Sussex Royal was "managed by a board of trustees" and that "suggestion of mismanagement" directed exclusively at the Duke and Duchess would be incorrect. The commission later concluded that the foundation did not act unlawfully, but criticised the board of directors for expending a "substantial proportion of funds" to setting up and closing the charity.
In April 2020, Meghan and Harry confirmed their new foundation (in lieu of Sussex Royal) would be called "Archewell". The name stems from the Greek word "arche", which means "source of action"; the same word that inspired the name of their son. Archewell was registered in the United States. Its website was officially launched in October 2020.
Public image
In his youth, Harry earned a reputation for being rebellious, leading the tabloid press to label him a "wild child". At age 17, he was seen smoking cannabis, drinking underage with friends, and clashing physically with paparazzi outside nightclubs. In early 2005, he was photographed at a "Colonial and Native" themed costume party in Wiltshire wearing a Nazi German Afrika Korps uniform with a swastika armband. He later issued a public statement apologising for his behaviour.
In January 2009, the British tabloid, the News of the World, revealed a video made by Harry three years earlier in which he referred to a Pakistani fellow officer cadet as "our little Paki friend" and called a soldier wearing a camouflage hood a "raghead". These terms were described by Leader of the Opposition David Cameron as "unacceptable", and by The Daily Telegraph as "racist". A British Muslim youth organisation called Harry a "thug". Further extracts showed him kissing a comrade and asking another whether he felt gay, queer, or on the side. He was also filmed pretending to have a call with his grandmother, stating "I've got to go, got to go. Send my love to the corgis and Grandpa ... God save you." Clarence House immediately issued an apology from Harry, who stated that no malice was intended in his remarks.
While on holiday in Las Vegas in August 2012, Harry and an unknown young woman were photographed naked in a Wynn Las Vegas hotel room, reportedly during a game of strip billiards. The pictures were leaked by American celebrity website TMZ on 21 August 2012, and reported worldwide by mainstream media on 22 August 2012. The photographs were shown by the American media, but British media were reluctant to publish them. Royal aides suggested Clarence House would contact the Press Complaints Commission (PCC) if British publications used the pictures. St James's Palace confirmed that Harry was in the photographs, saying that he was essentially a victim whose privacy had been invaded and contacted the PCC upon hearing that a number of British newspapers were considering publishing the photographs. On 24 August 2012, The Sun newspaper published the photographs.
In view of their environmental activism, Harry and his wife were criticised in August 2019 for reportedly taking four private jet journeys in 11 days, including one to Elton John's home in Nice, France. The criticism was in line with the reactions the royal family faced in June 2019, after it was revealed that they "had doubled [their] carbon footprint from business travel". Harry received backlash again in August 2021 for taking a two-hour flight to California on a private jet from Aspen, Colorado, after participating in a charity polo match.
In July 2019, Harry and his wife attended the premiere of The Lion King in London. Their attendance garnered commentary and criticism as it took place on the date of a memorial concert for the Royal Marines killed by the IRA, to which Harry was invited as Captain General of the Royal Marines, but had declined to attend.
In December 2021, reports emerged about Harry's meetings with Saudi businessman Mahfouz Marei Mubarak bin Mahfouz, whose receipt of a CBE became the subject of an investigation by the Scottish Charity Regulator. Mahfouz had met Prince Harry in 2013 and 2014 and donated £50,000 to his charity Sentebale and £10,000 to Walking With The Wounded, of which Harry is patron. The Sunday Times claimed that the meetings with Harry opened the way for Mahfouz to get access to the Prince of Wales. Harry referred to the incident as the "CBE scandal" in December 2021 and stated that he severed ties with Mahfouz in 2015 after expressing "growing concerns" about his motives, though aides from his father's household denied having any discussions with him regarding Mahfouz. A spokesperson for Sentebale defended the meetings and added that there was not any impropriety regarding the donations.
In 2018 and 2021, Harry was selected as one of the 100 Most Influential People in the World by Time magazine. In 2019, the magazine named Harry and his wife among the 25 Most Influential People on the Internet. In 2021, they were featured on one of the magazine's seven worldwide Time 100 covers.
Privacy and the media
Legal issues and incidents
Associated Newspapers Limited
On 30 January 2020, the Independent Press Standards Organisation (IPSO) sided with the Mail on Sunday over a dispute between the Duke and the newspaper regarding an Instagram photo involving Harry in which, according to the newspaper, elephants were in fact "tranquilised" and "tethered" during a relocating process. The IPSO rejected Harry's claim that the paper's description was "inaccurate" or "misleading".
In December 2020, Harry's legal team sued Associated Newspapers Limited (ANL) for publishing a story in the Mail on Sunday claiming his working relationship with the Royal Marines had suffered post-royal departure. The newspaper subsequently accepted the claims were false, and issued an apology. The prince's lawyer said the "substantial damages" paid by the publisher would be donated to the Invictus Games Foundation.
In November 2021, Harry and Meghan's former communications secretary Jason Knauf gave a statement to the court following ANL's appeal against a judge's ruling that accused the media company of breaching Meghan's privacy for publishing a letter she had sent to her father. Knauf mentioned the Duchess of Sussex directly gave him briefing points to share with Finding Freedoms authors Omid Scobie and Carolyn Durand and added that the Duke of Sussex had welcomed the suggestion that they should conceal their involvement with the process of writing the book, while they both discussed the book "on a routine basis". ANL had previously applied to use the book in their defense, arguing that the Duke and Duchess had "co-operated with the authors of the recently published book Finding Freedom to put out their version of certain events".
In February 2022, Harry filed a libel suit in the High Court against Associated Newspapers Limited for a Mail on Sunday article which alleged he was trying to keep his legal battle against the Home Office to restore his police protection secret from the public through requesting a confidentiality order on the case.
Other cases
In February 2014, a judge sentenced the convicted criminal Ashraf Islam to three years in prison, as he had plotted to murder Harry and had given it "considerable thought" due to his belief that Harry had "a moral guilt" since he was in the army. In June 2019, two members of the neo-Nazi group Sonnenkrieg Division were jailed for eighteen months and four years, respectively, for sharing propaganda posters among which was one that labeled Harry as a "race traitor" with a gun pointed at his head.
In May 2019, Splash News issued a formal apology to the Sussexes for sending photographers to their Cotswolds residence, which put their privacy at risk. The agency also agreed to pay damages and legal costs associated with the case. In October 2019, it was announced that Harry had sued The Sun, the Daily Mirror and the now-defunct News of the World "in relation to alleged phone-hacking". Former News of the World royal editor Clive Goodman had previously stated that he had hacked Harry's phone on nine occasions. Among other points discussed in the lawsuit was a report by the News of the World about Harry's visit to a drugs rehabilitation clinic after smoking cannabis in January 2002, which according to his legal team was "to blag" his father into believing that Harry was a drunkard and drug addict in order "to get an exclusive but 'softer' story" on his alleged issues with drugs and alcohol, a claim that was denied by the outlet's publisher News Group Newspapers.
In January 2020, lawyers issued a legal warning to the press after paparazzi photographs were published in the media. After his resignation from the royal family was announced, Harry appeared "to lay the blame at the feet of the press" for his decision. In March 2020, the couple took Splash UK to court after the Duchess and their son were photographed without permission during a "private family outing" while staying in Canada. The case was settled later that year with Splash UK agreeing to no longer take unauthorised photos of the family. On 20 April 2020, the Duke and Duchess announced that they would no longer cooperate with the Daily Mail, the Sun, the Mirror and the Express.
A September 2020 article by The Times claiming an Invictus Games fundraiser had been cancelled due to its affiliation with a competitor of Netflix, Harry's business partner, became the subject of a legal complaint issued by the Duke. In January 2022, the couple mutually filed a legal complaint against The Times for an article reporting on Archewell raising less than $50,000 in 2020.
In June 2021, lawyers for Harry and Meghan accused the BBC of defamation and sent letters out to various media organisations saying that their reports on the Queen not being consulted about the name of their daughter was false and defamatory.
In the same month, it was revealed that Harry, whose taxpayer-funded police security was taken away after stepping back from royal roles in 2020, had been in a legal fight since September 2021 to challenge the Home Office's refusal to allow him to pay for police protection in a personal capacity when in the UK as he believed his private security team's lack of access to local intelligence and legal jurisdiction abroad would make them unable to protect his family. Following the first court hearing of the case, it was revealed that after Harry's decision to step back from his royal duties the Royal and VIP Executive Committee (RAVEC) had placed him in an "exceptional category", as a result of which his future police protection in the UK would be contingent on the reason and circumstances of each visit as well as the functions he carries.
Oprah interview and Twitter trolling
Harry and his wife were interviewed by Oprah Winfrey in a television special for CBS, broadcast on 7 March 2021. Meghan spoke about "stepping into life as a royal, marriage, motherhood" and "how she is handling life under intense public pressure". Harry joined her later, and the pair talked about the initial difficulties associated with their move to the United States in 2020 and their plans for the future. During the interview, Harry criticised his father's parenting style while he was trying to deal with the death of his mother. He maintained his father did not answer his calls and had cut him off financially, and he had no relationship with his brother, Prince William, stating "The relationship is space, at the moment. Time heals all things, hopefully." There was a wide and polarised reaction to the interview.
In October 2021, Twitter analytics service Bot Sentinel released their analysis of more than 114,000 tweets about the Duke and Duchess of Sussex, as a result of which they found 83 accounts with a combined number of 187,631 followers responsible for approximately 70% of the negative content posted about the couple. The report prompted an investigation by Twitter. Twitter stated that it found no evidence of "widespread coordination" between the accounts, and said that it had taken action against users who violated Twitter's conduct policy. Bot Sentinel also released three more reports in the following months, arguing that the accounts were part of a "bot network" and a similar network could be found on YouTube. In January 2022, the BBC named Harry and Meghan among people whose photos and videos were used in fake instant profits advertisements and bitcoin-related investment schemes.
Titles, styles, honours and arms
Titles and styles
1984–2018: His Royal Highness Prince Henry of Wales
2018–present: His Royal Highness The Duke of Sussex
On the morning of his wedding, the Queen granted him the Dukedom of Sussex, as well as two subsidiary titles, Earl of Dumbarton and Baron Kilkeel. Harry uses the earldom in Scotland and the barony in Northern Ireland. On 18 January 2020, Buckingham Palace announced that, following their decision to step back from royal duties, from 31 March 2020 Harry and his wife would not use their Royal Highness styles, but as a British prince, he will not be stripped of his style and titles.
Before his marriage, Harry used Wales as his surname for military purposes and was known as Captain Harry Wales in such contexts. On 4 June 2015, as part of the 2015 Special Honours, Harry was knighted by his grandmother, the Queen, for "services to the sovereign", being appointed a Knight Commander of the Royal Victorian Order (KCVO).
Military ranks
8 May 2005: Officer cadet, The Royal Military Academy Sandhurst
13 April 2006: Cornet (Second Lieutenant), The Blues and Royals
13 April 2008: Lieutenant, The Blues and Royals
16 April 2011: Captain, The Blues and Royals
14 May 2018: Lieutenant Commander, Royal Navy
14 May 2018: Major, Army
14 May 2018: Squadron Leader, Royal Air Force
Honours
6 February 2002: Queen Elizabeth II Golden Jubilee Medal
5 May 2008: Operational Service Medal for Afghanistan
6 February 2012: Queen Elizabeth II Diamond Jubilee Medal
4 June 2015: Knight Commander of the Royal Victorian Order (KCVO)
Foreign
2017: Order of Isabella the Catholic
Appointments
13 October 2018 – 19 February 2021: Personal Aide-de-Camp to Her Majesty The Queen (ADC)
Fellowships
6 March 2012present: Honorary Fellow of the University of the West Indies
Former honorary military appointments
United Kingdom
8 August 200619 February 2021: Commodore-in-Chief of Small Ships and Diving
3 October 200819 February 2021: Honorary Air Commandant of RAF Honington
19 December 201719 February 2021: Captain General Royal Marines
In February 2021, it was announced via written confirmation that Harry's honorary military appointments (i.e. those mentioned above) were returned to the Queen.
Canada
10 November 2009present: Honorary Canadian Ranger
Humanitarian awards
Harry's charitable efforts have been recognised three times by the international community. In December 2010, the German charity ("A Heart for Children") awarded him the Golden Heart Award, in recognition of his "charitable and humanitarian efforts". On 7 May 2012, the Atlantic Council awarded him its Distinguished Humanitarian Leadership Award. In August 2018, the Royal Canadian Legion granted him the 2018 Founders Award for his role in founding the Invictus Games. In October 2018, he was presented with the RSA Badge in Gold, the organisation's highest honour, for his work with injured veterans. In July 2021, Harry and Meghan were among people who were selected by UK-based charity Population Matters to receive the Change Champions award for their decision to have only two children and help with maintaining a smaller and more sustainable population. In February 2022, Harry and Meghan were selected to receive NAACP's President's Award for their work on causes related to social justice and equity.
Arms
Ancestry
Agnatically, Harry is a member of the House of Glücksburg, a cadet branch of the House of Oldenburg, one of Europe's oldest royal houses. Harry's paternal grandmother, Queen Elizabeth II, issued letters patent on 8 February 1960 declaring his father to be a member of the House of Windsor.
Ancestors on Harry's father's side include most of the royal families of Europe, and on his mother's side, the earls Spencer—a cadet branch of the Spencer family descended from the earls of Sunderland; the senior branch are now also dukes of Marlborough; the Barons Fermoy; and more anciently from Henry FitzRoy, 1st Duke of Grafton, and Charles Lennox, 1st Duke of Richmond—two illegitimate sons of King Charles II.
Harry and his brother William descend matrilineally from Eliza Kewark, a housekeeper for his eighteenth-century ancestor Theodore Forbes—a Scottish merchant who worked for the East India Company in Surat. She is variously described in contemporary documents as "a dark-skinned native woman", "an Armenian woman from Bombay", and "Mrs. Forbesian". Genealogist William Addams Reitwiesner assumed Kewark was Armenian. In June 2013, BritainsDNA announced that genealogical DNA tests on two of Harry and William's distant matrilineal cousins confirm Kewark was matrilineally of Indian descent.
Filmography
Bibliography
Books
Prince Harry, The Duke of Sussex, "Foreword", in:
Authored articles and letters
Footnotes
References
External links
The Duke of Sussex at the official website of the British royal family
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20th-century Anglicans
21st-century Anglicans
20th-century nobility
21st-century nobility
Blues and Royals officers
British Anglicans
British Army Air Corps officers
British Army personnel of the War in Afghanistan (2001–2021)
British feminists
British people of Indian descent
British people of American descent
Commanders by Number of the Order of Isabella the Catholic
Dukes of Sussex
Graduates of the Royal Military Academy Sandhurst
Helicopter pilots
Honorary air commodores
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Living people
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Time 100 |
14470 | https://en.wikipedia.org/wiki/Hamar | Hamar | Hamar is a town in Hamar Municipality in Innlandet county, Norway. It is part of the traditional region of Hedmarken. The administrative centre of the municipality is the town of Hamar. The municipality of Hamar was separated from Vang as a town and municipality of its own in 1849. Vang was reincorporated into Hamar on 1 January 1992.
The town is located on the shores of Mjøsa, Norway's largest lake, and it was the principal city of the former Hedmark county. It is bordered to the northwest by the municipality of Ringsaker, to the north by Åmot, to the east by Løten, and to the south by Stange.
General information
Name
The municipality (originally the town) is named after the old Hamar farm (Old Norse: Hamarr); the medieval town was built on its ground. The name is identical with the word hamarr which means "rocky hill".
Coat-of-arms
The coat-of-arms shows a Black Grouse sitting in the top of a pine tree on a white background. It was first described in the anonymous Hamar Chronicle, written in 1553.
History
Between 500 and 1000 AD, Aker farm was one of the most important power centres in Norway, located just a few kilometres away from today's Hamar. Three coins found in Ringerike in 1895 have been dated to the time of Harald Hardråde and are inscribed Olafr a Hamri.
Middle Ages
At some point, presumably after 1030 but clearly before 1152, the centre was moved from Aker to the peninsula near Rosenlundvika, what we today know as Domkirkeodden. There are some indications Harald Hardråde initiated this move because he had property at the new site.
Much of the information about medieval Hamar is derived from the Hamar Chronicles, dated to about 1550. The town is said to have reached its apex in the early 14th century, dominated by the Hamar cathedral, bishop's manor, and fortress, and surrounding urbanization. The town was known for its fragrant apple orchards, but there were also merchants, craftsmen, and fishermen in the town.
After the Christianization of Norway in 1030, Hamar began to gain influence as a centre for trade and religion, until the episcopal representative Nikolaus Breakspear in 1152 founded Hamar Kaupangen as one of five dioceses in medieval Norway. This diocese included Hedemarken and Christians Amt, being separated in 1152 from the former diocese of Oslo. The first bishop of Hamar was Arnold, Bishop of Gardar, Greenland (1124–1152). He began to build the now ruined cathedral of Christ Church, which was completed about the time of Bishop Paul (1232–1252). Bishop Thorfinn (1278–1282) was exiled and died at Ter Doest abbey in Flanders, and was later canonised. Bishop Jörund (1285–1286) was transferred to Trondheim. A provincial council was held in 1380. Hamar remained an important religious and political centre in Norway, organized around the cathedral and the bishop's manor until the Reformation 1536–1537, when it lost its status as a bishopric after the last Catholic bishop, Mogens Lauritssøn (1513–1537), was taken prisoner in his castle at Hamar by Truid Ulfstand, a Danish noble, and sent to Antvorskov in Denmark, where he was mildly treated until his death in 1542. There were at Hamar a cathedral chapter with ten canons, a school, a Dominican Priory of St. Olaf, and a monastery of the Canons Regular of St. Anthony of Vienne.
Hamar, like most of Norway, was severely diminished by the Black Plague in 1349, and by all accounts continued this decline until the Reformation, after which it disappeared.
The Reformation in Norway took less than 10 years to complete, from 1526 to 1536. The fortress was made into the residence of the sheriff and renamed Hamarhus fortress. The cathedral was still used but fell into disrepair culminating with the Swedish army's siege and attempted demolition in 1567, during the Northern Seven Years' War, when the manor was also devastated.
Reformation and decline
By 1587, merchants in Oslo had succeeded in moving all of Hamar's market activities to Oslo. Though some regional and seasonal trade persisted into the 17th century, Hamar as a town ceased to exist by then. In its place, the area was used for agriculture under the farm of Storhamar, though the ruins of the cathedral, fortress, and lesser buildings became landmarks for centuries since then.
The King made Hamarhus a feudal seat until 1649, when Frederick III transferred the property known as Hammer to Hannibal Sehested, making it private property. In 1716, the estate was sold to Jens Grønbech (1666–1734). With this, a series of construction projects started, and the farm became known as Storhamar, passing through several owners until Norwegian nobility was abolished in 1831, when Erik Anker took over the farm.
The founding of modern Hamar
As early as 1755, the Danish government in Copenhagen expressed an interest in establishing a trading center on Mjøsa. Elverum was considered a frontier town with frequent unrest, and there was even talk of encouraging the dissenting Hans Nielsen Hauge to settle in the area. Bishop Fredrik Julius Bech, one of the most prominent officials of his time, proposed establishing a town at or near Storhamar, at the foot of Furuberget.
In 1812, negotiations started in earnest, when the regional governor of Kristians Amt, proposed establishing a market on Mjøsa. A four-person commission was named on 26 July 1814, with the mandate of determining a suitable site for a new town along the shore. On 8 June 1815, the commission recommended establishing such a town at Lillehammer, then also a farm, part of Fåberg.
Acting on objections to this recommendation, the department of the interior asked two professors, Ludvig Stoud Platou and Gregers Fougner Lundh, to survey the area and develop an alternative recommendation. It appears that Lundh in particular put great effort into this assignment, and in 1824 he presented to the Storting a lengthy report, that included maps and plans for the new town.
Lundh's premise was that the national economic interest reigned supreme, so he based his recommendation on the proposed town's ability to quickly achieve self-sustaining growth. He proposed that the name of the new town be called Carlshammer and proposed it be built along the shore just north of Storhamar and eastward. His plans were detailed, calling for streets 20 meters broad, rectangular blocks with 12 buildings in each, 2 meters separating each of them. He also proposed tax relief for 20 years for the town's first residents, that the state relinquish property taxes in favor of the city, and that the city be given monopoly rights to certain trade. He even proposed that certain types of foreigners be allowed to settle in the town to promote trade, in particular, the Quakers.
His recommendation was accepted in principle by the government, but the parliamentary committee equivocated on the location. It left the determination of the actual site to the king so as to not slow down things further. Another commission was named in June 1825, consisting of Herman Wedel-Jarlsberg, professor Lundh, and other prominent Norwegians. After surveying the entire lake, it submitted another report that considered eleven different locations, including sites near today's Eidsvoll, Minnesund, Tangen in Stange, Aker, Storhamar, Brumunddal, Nes, Moelven, Lillehammer, Gjøvik, and Toten. Each was presented with pros and cons. The commission itself was split between Lillehammer and Storhamar. The parliament finally decided on Lillehammer, relegating Hamar once more, it seemed, to be a sleepy agricultural area.
As steamboats were introduced on the lake, the urban elite developed an interest in the medieval Hamar, and in 1841, editorials appeared advocating the reestablishment of a town at Storhamar. By then the limitations of Lillehammer's location had also become apparent, in particular those of its shallow harbor. After a few more years of discussions and negotiations both regionally and nationally, member of parliament Frederik Stang put on the table once more the possibility of a town in or near Storhamar. The governor at the time, Frederik Hartvig Johan Heidmann, presented a thorough deliberation of possible specific locations, and ended up proposing the current site, at Gammelhusbukten.
On 26 April 1848, the king signed into law the establishment of Hamar on the grounds of the farms of Storhamar and Holset, along the shores of Mjøsa. The law stated that the town will be founded on the date its borders are settled, which turned out to be 21 March 1849, known as the merchant town of Hamar, with a trading zone within five kilometers () of its borders.
Building a city
The area of the new town covered 400 mål which is the equivalent to today's (40 hectare). An army engineer, Røyem, drafted the initial plan. There would be three thoroughfares, at Strandgata, Torggata, and Grønnegate (the latter the name of a medieval road) and a grid system of streets between them. The orientation of the town was toward the shore. Røyem set aside space for three parks and a public square, and also room for a church just outside the town's borders.
There were critics of the plan, pointing out that the terrain was hilly and not suitable for the proposed rigid grid. Some adjustments were made, but the plan was largely accepted and is evident in today's Hamar. There were also lingering concerns about the town's vulnerability to flooding.
No sooner had the ink dried on the new law, and building started in the spring of 1849. The first buildings were much like sheds, but there was great enthusiasm, and by the end of 1849, ten buildings were insured in the new town. None of these are standing today; the last two were adjacent buildings on Skappelsgate. By 1850, there were 31 insured houses, and 1852, 42; and in 1853, 56. Building slowed down for a few years and then picked up again in 1858, and by the end of 1860 there were 100 insured houses in the town. The shore side properties were obliged to grow gardens, setting the stage for a leafy urban landscape.
Roads quickly became a challenge – in some places, it was necessary to ford creeks in the middle of town. The road inspector found himself under considerable stress, and it was not until 1869 street names were settled. Highways in and out of the city also caused considerable debate, especially when it came to financing their construction.
The first passenger terminal in Hamar was in fact a crag in the lake, from which travelers were rowed into the city. In 1850, another pier was built with a two-storey terminal building. All this was complicated by the significant seasonal variations in water levels. In 1857 a canal was built around a basin that would allow freight ships to access a large warehouse. Although the canal and basin still were not deep enough to accommodate passenger steamships, the area became one of the busiest areas in the town and the point around which the harbor was further developed.
The Diocese of Hamar was established in 1864, and the Hamar Cathedral was consecrated in 1866 and remains a central point in the city.
A promenade came into being from the harbor area, past the gardens on the shore, and north toward the site of the old town.
Establishment of government
The first executive of Hamar was Johannes Bay, who arrived in October 1849 to facilitate an election of a board of supervisors and representatives. The town's Royal Charter called for the election of 3 supervisors and 9 representatives, and elections were announced in the paper and through town crier. Of the 10 eligible town citizens, three supervisors were elected, and the remaining six were elected by consent to be representatives, resulting in a shortfall of 3 on the board. The first mayor of Hamar was Christian Borchgrevink.
The first order of business was the allocation of liquor licenses and the upper limit of alcohol that could be sold within the town limits. The board quickly decided to award licenses to both applicants and set the upper limit to 12,000 "pots" of liquor, an amount that was for all intents and purposes limitless.
The electorate increased in 1849 to 26, including merchants and various craftsmen, and the empty representative posts were filled in November. In 1850, the board allowed for unlimited exercise of any craft for which no citizenship had been taken out, which led to much unregulated craftsmanship. Part-time policemen were hired, and the town started setting taxes and a budget by the end of 1849. In 1850, a new election was held for the town board.
The painter Jakobsen had early on offered his house for public meetings and assembly, and upon buying a set of solid locks, his basement also became the town prison. One merchant was designated as the town's firefighter and was given two buckets with equipment, and later a simple hose, but by 1852 a full-time fire chief was named. There was also some controversy around the watchman who loudly reported the time to all the town's inhabitants every half-hour, every night. Hamar also had a scrupulously enforced ordinance against smoking (pipe) without a lid in public or private.
In Hamar's early days, the entire population consisted of young entrepreneurs, and little was needed in the way of social services. After a few years, a small number of indigent people needed support, and a poorhouse was erected.
Fires, floods and other disasters
In 1878, as the firefighting capabilities of the young town were upgraded, a fire broke out in a bakery that was put out without doing too much damage. In February 1879 at 2:00 in the morning another fire broke out after festivities, burning down an entire building that housed many historical items from town's history. This was followed by a series of fires that left entire blocks in ashes that seemed to come to an end in 1881, when a professional fire corps was hired.
In 1860, concerns about flooding were vindicated when a late and sudden spring caused the lake to flood, peaking on about 24 June, when the street-level floor of the front properties was completely inundated. This was the worst flood recorded since 1789. By 9 July, the floods had receded. But it was not to prove the end of the calamities. In August, massive rainfall led to flash flooding in the area, putting several streets under water. This was immediately followed by unseasonably cold weather, freezing the potato crops and inconveniencing Hamar's residents. And then, mild weather melted all the ice and accumulated snow, leading to another round of flooding. By the time a particularly cold and snow-filled winter set in, there was mostly relief about getting some stability.
In 1876, the town was scandalized by the apprehension of one Kristoffer Svartbækken, arrested for the cold-blooded murder of 19-year-old Even Nilsen Dæhlin. Svartbækken was convicted for the murder and executed the year after in the neighboring rural community of Løten in what must have been a spectacle with an audience of 3,000 locals, presumably most of Hamar's population at the time.
Then in 1889, there were riots in Hamar over the arrest of one of their own constables, one sergeant Huse, who had been insubordinate while on a military drill at the cavalry camp at Gardermoen. In an act of poor judgment, Huse's superior sent him to Hamar's prison in place of military stockades. Partly led and partly tolerated by other constables, the town's population engaged in demonstrations, marches, and other unlawful but non-violent acts that were effectively ended when a company of soldiers arrived from the camp at Terningmoen near Elverum.
Composer Fredrikke Waaler founded and led the first orchestra in Hamar in 1893. She also directed a choir and wrote a song for the city.
Cityscape
The Hedmark museum, located on Domkirkeodden, is an important historical landmark in Hamar, an outdoor museum with remains of the medieval church, in a protective glass housing, the episcopal fortress and a collection of old farm houses. The institution is a combined medieval, ethnological and archaeological museum, and has received architectural prizes for its approach to conservation and exhibition. It also houses a vast photographic archive for the Hedmark region.
Additionally, Hamar is known for its indoor long track speed skating and bandy arena, the Olympia Hall, better known as Vikingskipet ("The Viking ship") for its shape. It was built to host the speed skating competitions of the 1994 Winter Olympics that were held in nearby Lillehammer. Already in 1993 it hosted the Bandy World Championship. The Vikingskipet Olympic Arena was later used in the winter of 2007 as the service park for Rally Norway, the second round of the 2007 World Rally Championship season. It has been the host for the world's second largest computer party The Gathering starting on the Wednesday in Easter each year, for the last 13 years.
Also situated in Hamar is the Hamar Olympic Amphitheatre which hosted the figure skating and short track speed skating events of the 1994 Winter Olympics. The figure skating competition was highly anticipated. It featured Nancy Kerrigan and Tonya Harding, who drew most of the media attention, however the gold medal was won by Oksana Baiul of Ukraine.
The centre of Hamar is the pedestrian walkway in the middle of town, with the library, cinema and farmer's market on Stortorget (the big square) on the western side, and Østre Torg (the eastern square), which sits on top of an underground multi-story carpark, on the eastern side.
Transport
Hamar is an important railway junction between two different lines to Trondheim. Rørosbanen, the old railway line, branches off from the mainline Dovre Line. The Norwegian Railway Museum (Norsk Jernbanemuseum) is also in Hamar. Hamar Airport, Stafsberg caters to general aviation.
Climate
Hamar has a humid continental climate (Dfb) with fairly dry and cold winters, and comfortably warm summers.
The Hamar II (141 m) weather station started recording in 1968. The all-time high was recorded July 2018, which was the warmest month on record with average daily high and mean . The all-time low is from in December 2010, which was a very cold month with mean and average daily low . A previous weather station (Hamar, 139 m) recorded the coldest month on record with mean in January 1917. In August 1975, the weather station Staur Forsøksgård in Stange outside Hamar recorded .
Notable residents
Public Service
Claus Bendeke (1763–1828) a jurist and rep. at the Norwegian Constitutional Assembly
Hans Jevne (1849–1927) a grocer and civic leader in early Los Angeles
Gustav Heiberg (1856–1935) a barrister and Mayor of Hamar in 1910's
Olav Johan Sopp (1860–1931) a Norwegian mycologist
Martin Rønne (1861–1932) a Norwegian sail maker and polar explorer
Katti Anker Møller (1868–1945) feminist, children's rights & civil rights activist
Carl Schiøtz (1877–1938) a physician and professor of hygiene and bacteriology
Einar Grill Fasting (1883–1958) Nazi, co-founded Hamar branch of Nasjonal Samling
WFK Christie (1885–1956) jurist in Hamar, co-founded Hamar branch of Nasjonal Samling
Thorolf Vogt (1888–1958) a geologist, professor and Arctic explorer
Kristian Bakken (1888–1954) labourer and politician, Mayor of Hamar in 1930's
Rikka Deinboll (1897–1973) librarian and translator
Kristian Birger Gundersen (1907–1977) politician, Mayor of Hamar in 1960's & 70's
Ingrid Semmingsen (1910–1995) the first female professor of history in Norway
Rut Brandt (1920–1986) writer, second wife of Willy Brandt
Haakon Melhuus (born 1947) a meteorologist and weather presenter
Einar Busterud (born 1953) politician, Mayor of Hamar since 2015
Trygve Slagsvold Vedum (born 1978) a Norwegian politician, Party leader and Govt. minister
Anette Trettebergstuen (born 1981) openly lesbian politician
The Arts
Hulda Garborg (1862–1934) novelist, playwright, poet and folk dancer
Ulrikke Greve (1868–1951) a leading textile artist, excelling in tapestry work
Kirsten Flagstad (1895–1962) opera singer and highly regarded Wagnerian soprano
Rolf Jacobsen (1907–1994) author, poet and modernist writer
Øivind Bergh (1909-1987) Norwegian violinist and orchestral leader
Jens Book-Jenssen (1910–1999) a singer, songwriter, revue artist and theatre director
Sigurd Evensmo (1912–1978) a Norwegian author and journalist
Kjell Heggelund (1932–2017) a literary researcher, lecturer, editor, poet and literary critic
Knut Faldbakken (born 1941) a Norwegian novelist and writer
Torill Kove (born 1958) a Canadian film director and award-winning animator
Ole Edvard Antonsen (born 1962) a Norwegian trumpeter, musician and conductor
Merete Morken Andersen (born 1965) a novelist, children's writer and magazine editor
Ole Børud (born 1976) singer, song-writer, and instrumentalist
Anders Baasmo Christiansen (born 1976) actor
Ryan Wiik (born 1981) a litigious actor and entrepreneur, resides in Los Angeles
Mari Chauhan (born 1988) a beauty pageant titleholder, Miss Norway 2013
Elise Dalby (born 1995) a model and beauty pageant titleholder, Miss Norway 2014
Sport
Olaf Johannessen (1890–1977) sports shooter, competed at the 1924 Summer Olympics
Sverre Sørsdal (1900–1996) boxer, silver and bronze medallist at the 1920 & 1924 Summer Olympics
Egil Danielsen (1933-2019) Javelin thrower, gold medalist, at the 1956 Summer Olympics
Ivar Eriksen (born 1942) former speed skater, team silver medallist at the 1968 Winter Olympics
Terje Kojedal (born 1957) former footballer with 230 club caps and 66 for Norway
Erik Kristiansen (born 1963) former ice hockey player
Jon Inge Kjørum (born 1965) a former ski jumper, bronze medallist at the 1988 Winter Olympics
Vegard Skogheim (born 1966) former footballer with over 400 club caps and 13 for Norway
Ann Cathrin Lübbe (born 1971) a Norwegian Paralympic equestrian
Irene Dalby (born 1971) former top swimmer and three-time Olympian
Audun Grønvold (born 1976) freestyle skier, bronze medallist at the 2010 Winter Olympics
Thorstein Helstad (born 1977) footballer with 448 club caps and 38 for Norway
Kristin Bekkevold (born 1977) footballer, team gold medallist at the 2000 Summer Olympics
Even Wetten (born 1982) former speed skater
Patrick Thoresen (born 1983) professional ice hockey player
Petter Vaagan Moen (born 1984) footballer with 376 club caps and 9 for Norway
Marius Holtet (born 1984) a retired Norwegian professional ice hockey forward
Marcus Pedersen (born 1990) footballer with over 250 club caps and 9 for Norway
Sports
Team sports
Hamar boasts several teams at the Norwegian top level in various sports:
Hamarkameratene (Ham-Kam) is a football club that plays in the Eliteserien, the top tier of Norwegian football.
Storhamar Ishockey is an ice hockey team which is currently playing in the Norwegian GET-ligaen. The club has won the title a total of seven times, most recently during the 2017-18 season.
Storhamar HE is a handball team that plays in Eliteserien.
Fart IL is a women's football team currently playing its first season in the top league.
Hamar Idrettslag has played in the highest bandy division recently, but this season, 2009–2010, they play in the 2nd.
Individual sports
Hamar is known for its speed skating history, both for its skaters and the championships that have been hosted by the city, already in 1894 Hamar hosted its first European championship, and the first World Championship the following year. After the Vikingskipet was built, Hamar has hosted international championships on a regular basis.
The most notable skaters from Hamar are Dag Fornæss and Even Wetten, both former World champions, allround and 1000m respectively. Amund Sjøbrend, Ådne Sønderål and Eskil Ervik have all been members of the local club Hamar IL, although they were not born in Hamar.
In Hamar on 17 July 1993, Scottish cyclist Graeme Obree set a world record for the distance covered in an hour. His 51,596 metres broke the 51,151 set at altitude nine years earlier but lasted only six days before Chris Boardman broke it in Bordeaux.
Other notable athletes:
Egil Danielsen, javelin
Irene Dalby, swimming
Kamilla Gamme, diving
Jan Frode Andersen, tennis
Patrick Thoresen, ice hockey
Events
Hamar was the venue of three sports during the 1994 Winter Olympics, figure skating, short track and speed skating.
International relations
Twin towns – Sister cities
The following cities, both in Scandinavia and around the world, are twinned with Hamar:
In literature and popular culture
Part of the plot of "The Axe", the first volume of Sigrid Undset's "The Master of Hestviken", is set in the Medieval Hamar. The book's young lovers, denied the right to marry by malicious relatives, come to the town in order to try to get the help of the kindly and compassionate Bishop Thorfinn of Hamar.
Jorma Kaukonen, former guitarist of Jefferson Airplane, celebrated his love of speed-skating in the song Hamar Promenade on his 1974 album Quah.
Norwegian jazz-pop singer/songwriter Silje Nergaard dedicated her album Hamar Railway Station, released in December 2020, to Hamar's railway junction.
References
External links
Municipal fact sheet from Statistics Norway
Hamar Pictorial click-through
Municipalities of Hedmark
Cities and towns in Norway |
14532 | https://en.wikipedia.org/wiki/Italy | Italy | Italy ( ), officially the Italian Republic ( ), is a country consisting of a peninsula delimited by the Alps and several islands surrounding it, whose territory largely coincides with the homonymous geographical region. Italy is located in the middle of the Mediterranean Sea, in Southern Europe; it is also considered part of Western Europe. A unitary parliamentary republic with Rome as its capital and largest city, the country covers a total area of and shares land borders with France, Switzerland, Austria, Slovenia, as well as the enclaved microstates of Vatican City and San Marino. Italy has a territorial exclave in Switzerland (Campione. With around 60 million inhabitants, Italy is the third-most populous member state of the European Union.
Due to its central geographic location in Southern Europe and the Mediterranean, Italy has historically been home to myriad peoples and cultures. In addition to the various ancient peoples dispersed throughout what is now modern-day Italy, the most predominant being the Indo-European Italic peoples who gave the peninsula its name, beginning from the classical era, Phoenicians and Carthaginians founded colonies mostly in insular Italy, Greeks established settlements in the so-called Magna Graecia of Southern Italy, while Etruscans and Celts inhabited central and northern Italy respectively. An Italic tribe known as the Latins formed the Roman Kingdom in the 8th century BC, which eventually became a republic with a government of the Senate and the People. The Roman Republic initially conquered and assimilated its neighbours on the Italian peninsula, eventually expanding and conquering parts of Europe, North Africa and Asia. By the first century BC, the Roman Empire emerged as the dominant power in the Mediterranean Basin and became a leading cultural, political and religious centre, inaugurating the Pax Romana, a period of more than 200 years during which Italy's law, technology, economy, art, and literature developed.
During the Early Middle Ages, Italy endured the fall of the Western Roman Empire and the Barbarian Invasions, but by the 11th century numerous rival city-states and maritime republics, mainly in the northern and central regions of Italy, became prosperous through trade, commerce, and banking, laying the groundwork for modern capitalism. These mostly independent statelets served as Europe's main trading hubs with Asia and the Near East, often enjoying a greater degree of democracy than the larger feudal monarchies that were consolidating throughout Europe; however, part of central Italy was under the control of the theocratic Papal States, while Southern Italy remained largely feudal until the 19th century, partially as a result of a succession of Byzantine, Arab, Norman, Angevin, Aragonese, and other foreign conquests of the region. The Renaissance began in Italy and spread to the rest of Europe, bringing a renewed interest in humanism, science, exploration, and art. Italian culture flourished, producing famous scholars, artists, and polymaths. During the Middle Ages, Italian explorers discovered new routes to the Far East and the New World, helping to usher in the European Age of Discovery. Nevertheless, Italy's commercial and political power significantly waned with the opening of trade routes that bypassed the Mediterranean. Centuries of foreign meddling and conquest, and the rivalry and infighting between the Italian city-states, such as the Italian Wars of the 15th and 16th centuries, left Italy politically fragmented, and it was further conquered and divided among multiple foreign European powers over the centuries.
By the mid-19th century, rising Italian nationalism and calls for independence from foreign control led to a period of revolutionary political upheaval. After centuries of foreign domination and political division, Italy was almost entirely unified in 1861 following a war of independence, establishing the Kingdom of Italy. From the late 19th century to the early 20th century, Italy rapidly industrialised, mainly in the north, and acquired a colonial empire, while the south remained largely impoverished and excluded from industrialisation, fuelling a large and influential diaspora. Despite being one of the victorious allied powers in World War I, Italy entered a period of economic crisis and social turmoil, leading to the rise of the Italian fascist dictatorship in 1922. Participation in World War II on the Axis side ended in military defeat, economic destruction, and civil war. Following the rise of the Italian Resistance and the liberation of Italy, the country abolished its monarchy, established a democratic Republic, enjoyed a prolonged economic boom, and became a highly developed country.
Italy has an advanced economy. The country is the eighth-largest by nominal GDP (third in the European Union), the sixth-largest by national wealth and the third-largest by central bank gold reserve. It ranks highly in life expectancy, quality of life, healthcare, and education. The country is a great power and it has a significant role in regional and global economic, military, cultural, and diplomatic affairs. Italy is a founding and leading member of the European Union and a member of numerous international institutions, including the United Nations, NATO, the OECD, the Organization for Security and Co-operation in Europe, the World Trade Organization, the Group of Seven, the G20, the Union for the Mediterranean, the Latin Union, the Council of Europe, Uniting for Consensus, the Schengen Area, and many more. The source of many inventions and discoveries, the country has long been a global centre of art, music, literature, philosophy, science and technology, and fashion, and has greatly influenced and contributed to diverse fields including cinema, cuisine, sports, jurisprudence, banking, and business. As a reflection of its cultural wealth, Italy has the world's largest number of World Heritage Sites (58), and is the fifth-most visited country.
Name
Hypotheses for the etymology of the name "Italia" are numerous. One is that it was borrowed via Ancient Greek from the Oscan Víteliú 'land of calves' (cf. Lat vitulus "calf", Umb vitlo "calf"). Ancient Greek historian Dionysius of Halicarnassus states this account together with the legend that Italy was named after Italus, mentioned also by Aristotle and Thucydides.
According to Antiochus of Syracuse, the term Italy was used by the ancient Greeks to initially refer only to the southern portion of the Bruttium peninsula corresponding to the modern province of Reggio and part of the provinces of Catanzaro and Vibo Valentia in southern Italy. Nevertheless, by his time the larger concept of Oenotria and "Italy" had become synonymous, and the name also applied to most of Lucania as well. According to Strabo's Geographica, before the expansion of the Roman Republic, the name was used by ancient Greeks to indicate the land between the strait of Messina and the line connecting the gulf of Salerno and gulf of Taranto, corresponding roughly to the current region of Calabria. The ancient Greeks gradually came to apply the name "Italia" to a larger region In addition to the "Greek Italy" in the south, historians have suggested the existence of an "Etruscan Italy" covering variable areas of central Italy.
The borders of Roman Italy, Italia, are better established. Cato's Origines, the first work of history composed in Latin, described Italy as the entire peninsula south of the Alps. According to Cato and several Roman authors, the Alps formed the "walls of Italy". In 264 BC, Roman Italy extended from the Arno and Rubicon rivers of the centre-north to the entire south. The northern area of Cisalpine Gaul was occupied by Rome in the 220s BC and became considered geographically and de facto part of Italy, but remained politically and de jure separated. It was legally merged into the administrative unit of Italy in 42 BC by the triumvir Octavian as a ratification of Caesar's unpublished acts (Acta Caesaris). The islands of Sardinia, Corsica, Sicily and Malta were added to Italy by Diocletian in 292 AD., coinciding with the whole Italian geographical region. All its inhabitants were considered Italic and Roman.
The Latin term Italicus was used to describe "a man of Italy" as opposed to a provincial. For example, Pliny the Elder notably wrote in a letter Italicus es an provincialis? meaning "are you an Italian or a provincial?".
The adjective italianus, from which are derived the Italian (and also French and English) name of the Italians, is medieval and was used alternatively with Italicus during the early modern period.
After the fall of the Western Roman Empire, which was caused by the invasion of the Ostrogoths, the Kingdom of Italy was created. After the Lombard invasions, "Italia" was retained as the name for their kingdom, and for its successor kingdom within the Holy Roman Empire, which nominally lasted until 1806, although it had de facto disintegrated due to factional politics pitting the empire against the ascendant city republics in the 13th century.
History
Prehistory and antiquity
Thousands of Lower Paleolithic artefacts have been recovered from Monte Poggiolo, dating as far back as 850,000 years.
Excavations throughout Italy revealed a Neanderthal presence dating back to the Middle Palaeolithic period some 200,000 years ago, while modern humans appeared about 40,000 years ago at Riparo Mochi. Archaeological sites from this period include Addaura cave, Altamura, Ceprano, and Gravina in Puglia.
The Ancient peoples of pre-Roman Italy – such as the Umbrians, the Latins (from which the Romans emerged), Volsci, Oscans, Samnites, Sabines, the Celts, the Ligures, the Veneti, the Iapygians, and many others – were Indo-European peoples, most of them specifically of the Italic group. The main historic peoples of possible non-Indo-European or pre-Indo-European heritage include the Etruscans of central and northern Italy, the Elymians and the Sicani in Sicily, and the prehistoric Sardinians, who gave birth to the Nuragic civilisation. Other ancient populations being of undetermined language families and of possible non-Indo-European origin include the Rhaetian people and Cammuni, known for their rock carvings in Valcamonica, the largest collections of prehistoric petroglyphs in the world. A well-preserved natural mummy known as Ötzi the Iceman, determined to be 5,000 years old (between 3400 and 3100 BCE, Copper Age), was discovered in the Similaun glacier of South Tyrol in 1991.
The first foreign colonisers were the Phoenicians, who initially established colonies and founded various emporiums on the coasts of Sicily and Sardinia. Some of these soon became small urban centres and were developed parallel to the ancient Greek colonies; among the main centres there were the cities of Motya, Zyz (modern Palermo), Soluntum in Sicily, and Nora, Sulci, and Tharros in Sardinia.
Between the 17th and the 11th centuries BC Mycenaean Greeks established contacts with Italy and in the 8th and 7th centuries BC a number of Greek colonies were established all along the coast of Sicily and the southern part of the Italian Peninsula, that became known as Magna Graecia.
Ionian settlers founded Elaia, Kyme, Rhegion, Naxos, Zankles, Hymera, and Katane. Doric colonists founded Taras, Syrakousai, Megara Hyblaia, Leontinoi, Akragas, Ghelas; the Syracusans founded Ankón and Adria; the megarese founded Selinunte. The Achaeans founded Sybaris, Poseidonia, Kroton, Lokroi Epizephyrioi, and Metapontum; tarantini and thuriots found Herakleia. The Greek colonization places the Italic peoples in contact with democratic forms of government and with high artistic and cultural expressions.
Ancient Rome
Rome, a settlement around a ford on the river Tiber in central Italy conventionally founded in 753 BC, was ruled for a period of 244 years by a monarchical system, initially with sovereigns of Latin and Sabine origin, later by Etruscan kings. The tradition handed down seven kings: Romulus, Numa Pompilius, Tullus Hostilius, Ancus Marcius, Tarquinius Priscus, Servius Tullius and Tarquinius Superbus. In 509 BC, the Romans expelled the last king from their city, favouring a government of the Senate and the People (SPQR) and establishing an oligarchic republic.
The Italian Peninsula, named Italia, was consolidated into a single entity during the Roman expansion and conquest of new lands at the expense of the other Italic tribes, Etruscans, Celts, and Greeks. A permanent association with most of the local tribes and cities was formed, and Rome began the conquest of Western Europe, Northern Africa and the Middle East. In the wake of Julius Caesar's rise and death in the first century BC, Rome grew over the course of centuries into a massive empire stretching from Britain to the borders of Persia, and engulfing the whole Mediterranean basin, in which Greek and Roman and many other cultures merged into a unique civilisation. The long and triumphant reign of the first emperor, Augustus, began a golden age of peace and prosperity. Roman Italy remained the metropole of the empire, and as the homeland of the Romans and the territory of the capital, maintained a special status which made it ("ruler of the provinces", the latter being all the remaining territories outside Italy). More than two centuries of stability followed, during which Italy was referred to as the ("governor of the world") and ("parent of all lands").
The Roman Empire was among the most powerful economic, cultural, political and military forces in the world of its time, and it was one of the largest empires in world history. At its height under Trajan, it covered 5 million square kilometres. The Roman legacy has deeply influenced Western civilisation, shaping most of the modern world; among the many legacies of Roman dominance are the widespread use of the Romance languages derived from Latin, the numerical system, the modern Western alphabet and calendar, and the emergence of Christianity as a major world religion. The Indo-Roman trade relations, beginning around the 1st century BCE, testify to extensive Roman trade in far away regions; many reminders of the commercial trade between the Indian subcontinent and Italy have been found, such as the ivory statuette Pompeii Lakshmi from the ruins of Pompeii.
In a slow decline since the third century AD, the Empire split in two in 395 AD. The Western Empire, under the pressure of the barbarian invasions, eventually dissolved in 476 AD when its last emperor, Romulus Augustulus, was deposed by the Germanic chief Odoacer. The Eastern half of the Empire survived for another thousand years.
Middle Ages
After the fall of the Western Roman Empire, Italy fell under the power of Odoacer's kingdom, and, later, was seized by the Ostrogoths, followed in the 6th century by a brief reconquest under Byzantine Emperor Justinian. The invasion of another Germanic tribe, the Lombards, late in the same century, reduced the Byzantine presence to the rump realm of the Exarchate of Ravenna and started the end of political unity of the peninsula for the next 1,300 years. Invasions of the peninsula caused a chaotic succession of barbarian kingdoms and the so-called "dark ages". The Lombard kingdom was subsequently absorbed into the Frankish Empire by Charlemagne in the late 8th century. The Franks also helped the formation of the Papal States in central Italy. Until the 13th century, Italian politics was dominated by the relations between the Holy Roman Emperors and the Papacy, with most of the Italian city-states siding with the former (Ghibellines) or with the latter (Guelphs) for momentary convenience.
The Germanic Emperor and the Roman Pontiff became the universal powers of medieval Europe. However, the conflict over the investiture controversy (a conflict between two radically different views of whether secular authorities such as kings, counts, or dukes, had any legitimate role in appointments to ecclesiastical offices) and the clash between Guelphs and Ghibellines led to the end of the Imperial-feudal system in the north of Italy where city-states gained independence. It was during this chaotic era that Italian towns saw the rise of a peculiar institution, the medieval commune. Given the power vacuum caused by extreme territorial fragmentation and the struggle between the Empire and the Holy See, local communities sought autonomous ways to maintain law and order. The investiture controversy was finally resolved by the Concordat of Worms. In 1176 a league of city-states, the Lombard League, defeated the German emperor Frederick Barbarossa at the Battle of Legnano, thus ensuring effective independence for most of northern and central Italian cities.
Italian city-states such as Milan, Florence and Venice played a crucial innovative role in financial development, devising the main instruments and practices of banking and the emergence of new forms of social and economic organization. In coastal and southern areas, the maritime republics grew to eventually dominate the Mediterranean and monopolise trade routes to the Orient. They were independent thalassocratic city-states, though most of them originated from territories once belonging to the Byzantine Empire. All these cities during the time of their independence had similar systems of government in which the merchant class had considerable power. Although in practice these were oligarchical, and bore little resemblance to a modern democracy, the relative political freedom they afforded was conducive to academic and artistic advancement. The four best known maritime republics were Venice, Genoa, Pisa and Amalfi; the others were Ancona, Gaeta, Noli, and Ragusa. Each of the maritime republics had dominion over different overseas lands, including many Mediterranean islands (especially Sardinia and Corsica), lands on the Adriatic, Aegean, and Black Sea (Crimea), and commercial colonies in the Near East and in North Africa. Venice maintained enormous tracts of land in Greece, Cyprus, Istria, and Dalmatia until as late as the mid-17th century.
Venice and Genoa were Europe's main gateways to trade with the East, and producers of fine glass, while Florence was a capital of silk, wool, banking, and jewellery. The wealth such business brought to Italy meant that large public and private artistic projects could be commissioned. The republics were heavily involved in the Crusades, providing support and transport, but most especially taking advantage of the political and trading opportunities resulting from these wars. Italy first felt the huge economic changes in Europe which led to the commercial revolution: the Republic of Venice was able to defeat the Byzantine Empire and finance the voyages of Marco Polo to Asia; the first universities were formed in Italian cities, and scholars such as Thomas Aquinas obtained international fame; Frederick of Sicily made Italy the political-cultural centre of a reign that temporarily included the Holy Roman Empire and the Kingdom of Jerusalem; capitalism and banking families emerged in Florence, where Dante and Giotto were active around 1300.
In the south, Sicily had become an Islamic emirate in the 9th century, thriving until the Italo-Normans conquered it in the late 11th century together with most of the Lombard and Byzantine principalities of southern Italy. Through a complex series of events, southern Italy developed as a unified kingdom, first under the House of Hohenstaufen, then under the Capetian House of Anjou and, from the 15th century, the House of Aragon. In Sardinia, the former Byzantine provinces became independent states known in Italian as Judicates, although some parts of the island fell under Genoese or Pisan rule until eventual Aragonese annexation in the 15th century. The Black Death pandemic of 1348 left its mark on Italy by killing perhaps one third of the population. However, the recovery from the plague led to a resurgence of cities, trade, and economy, which allowed the blossoming of Humanism and Renaissance that later spread to Europe.
Early Modern
Italy was the birthplace and heart of the Renaissance during the 1400s and 1500s. The Italian Renaissance marked the transition from the medieval period to the modern age as Europe recovered, economically and culturally, from the crises of the Late Middle Ages and entered the Early Modern Period. The Italian polities were now regional states effectively ruled by Princes, de facto monarchs in control of trade and administration, and their courts became major centres of the Arts and Sciences. The Italian princedoms represented a first form of modern states as opposed to feudal monarchies and multinational empires. The princedoms were led by political dynasties and merchant families such as the Medici in Florence, the Visconti and Sforza in the Duchy of Milan, the Doria in the Republic of Genoa, the Loredan, Mocenigo and Barbarigo in the Republic of Venice, the Este in Ferrara, and the Gonzaga in Mantua. The Renaissance was therefore a result of the wealth accumulated by Italian merchant cities combined with the patronage of its dominant families. Italian Renaissance exercised a dominant influence on subsequent European painting and sculpture for centuries afterwards, with artists such as Leonardo da Vinci, Brunelleschi, Botticelli, Michelangelo, Raphael, Giotto, Donatello, and Titian, and architects such as Filippo Brunelleschi, Leon Battista Alberti, Andrea Palladio, and Donato Bramante.
Following the conclusion of the western schism in favour of Rome at the Council of Constance (1415–1417), the new Pope Martin V returned to the Papal States after a three years-long journey that touched many Italian cities and restored Italy as the sole centre of Western Christianity. During the course of this voyage, the Medici Bank was made the official credit institution of the Papacy, and several significant ties were established between the Church and the new political dynasties of the peninsula. The Popes' status as elective monarchs turned the conclaves and consistories of the Renaissance into political battles between the courts of Italy for primacy in the peninsula and access to the immense resources of the Catholic Church. In 1439, Pope Eugenius IV and the Byzantine Emperor John VIII Palaiologos signed a reconciliation agreement between the Catholic Church and the Orthodox Church at the Council of Florence hosted by Cosimo the old de Medici. In 1453, Italian forces under Giovanni Giustiniani were sent by Pope Nicholas V to defend the Walls of Constantinople but the decisive battle was lost to the more advanced Turkish army equipped with cannons, and Byzantium fell to Sultan Mehmed II.
The fall of Constantinople led to the migration of Greek scholars and texts to Italy, fueling the rediscovery of Greco-Roman Humanism. Humanist rulers such as Federico da Montefeltro and Pope Pius II worked to establish ideal cities where man is the measure of all things, and therefore founded Urbino and Pienza respectively. Pico della Mirandola wrote the Oration on the Dignity of Man, considered the manifesto of Renaissance Humanism, in which he stressed the importance of free will in human beings. The humanist historian Leonardo Bruni was the first to divide human history in three periods: Antiquity, Middle Ages and Modernity. The second consequence of the Fall of Constantinople was the beginning of the Age of Discovery.
Italian explorers and navigators from the dominant maritime republics, eager to find an alternative route to the Indies in order to bypass the Ottoman Empire, offered their services to monarchs of Atlantic countries and played a key role in ushering the Age of Discovery and the European colonization of the Americas. The most notable among them were: Christopher Columbus, colonizer in the name of Spain, who is credited with discovering the New World and the opening of the Americas for conquest and settlement by Europeans; John Cabot, sailing for England, who was the first European to set foot in "New Found Land" and explore parts of the North American continent in 1497; Amerigo Vespucci, sailing for Portugal, who first demonstrated in about 1501 that the New World (in particular Brazil) was not Asia as initially conjectured, but a fourth continent previously unknown to people of the Old World (America is named after him); and Giovanni da Verrazzano, at the service of France, renowned as the first European to explore the Atlantic coast of North America between Florida and New Brunswick in 1524.
Following the fall of Constantinople, the wars in Lombardy came to an end and a defensive alliance known as Italic League was formed between Venice, Naples, Florence, Milan, and the Papacy. Lorenzo the Magnificent de Medici was the greatest Florentine patron of the Renaissance and supporter of the Italic League. He notably avoided the collapse of the League in the aftermath of the Pazzi Conspiracy and during the aborted invasion of Italy by the Turks. However, the military campaign of Charles VIII of France in Italy caused the end of the Italic League and initiated the Italian Wars between the Valois and the Habsburgs. During the High Renaissance of the 1500s, Italy was therefore both the main European battleground and the cultural-economic centre of the continent. Popes such as Julius II (1503–1513) fought for the control of Italy against foreign monarchs, others such as Paul III (1534–1549) preferred to mediate between the European powers in order to secure peace in Italy. In the middle of this conflict, the Medici popes Leo X (1513–1521) and Clement VII (1523–1534) opposed the Protestant reformation and advanced the interests of their family. In 1559, at the end of the French invasions of Italy and of the Italian wars, the many states of northern Italy remained part of the Holy Roman Empire, indirectly subject to the Austrian Habsburgs, while all of Southern Italy (Naples, Sicily, Sardinia) and Milan were under Spanish Habsburg rule.
The Papacy remained a powerful force and launched the Counter-reformation. Key events of the period include: the Council of Trent (1545–1563); the excommunication of Elizabeth I (1570) and the Battle of Lepanto (1571), both occurring during the pontificate of Pius V; the construction of the Gregorian observatory, the adoption of the Gregorian calendar, and the Jesuit China mission of Matteo Ricci under Pope Gregory XIII; the French Wars of Religion; the Long Turkish War and the execution of Giordano Bruno in 1600, under Pope Clement VIII; the birth of the Lyncean Academy of the Papal States, of which the main figure was Galileo Galilei (later put on trial); the final phases of the Thirty Years' War (1618–1648) during the pontificates of Urban VIII and Innocent X; and the formation of the last Holy League by Innocent XI during the Great Turkish War.
The Italian economy declined during the 1600s and 1700s, as the peninsula was excluded from the rising Atlantic slave trade. Following the European wars of succession of the 18th century, the south passed to a cadet branch of the Spanish Bourbons and the North fell under the influence of the Habsburg-Lorraine of Austria. During the Coalition Wars, northern-central Italy was reorganised by Napoleon in a number of Sister Republics of France and later as a Kingdom of Italy in personal union with the French Empire. The southern half of the peninsula was administered by Joachim Murat, Napoleon's brother-in-law, who was crowned as King of Naples. The 1814 Congress of Vienna restored the situation of the late 18th century, but the ideals of the French Revolution could not be eradicated, and soon re-surfaced during the political upheavals that characterised the first part of the 19th century.
During the Napoleonic era, in 1797, the first official adoption of the Italian tricolour as a national flag by a sovereign Italian state, the Cispadane Republic, a Napoleonic sister republic of Revolutionary France, took place, on the basis of the events following the French Revolution (1789–1799) which, among its ideals, advocated the national self-determination. This event is celebrated by the Tricolour Day. The Italian national colours appeared for the first time on a tricolour cockade in 1789, anticipating by seven years the first green, white and red Italian military war flag, which was adopted by the Lombard Legion in 1796.
Unification
The birth of the Kingdom of Italy was the result of efforts by Italian nationalists and monarchists loyal to the House of Savoy to establish a united kingdom encompassing the entire Italian Peninsula. Following the Congress of Vienna in 1815, the political and social Italian unification movement, or Risorgimento, emerged to unite Italy consolidating the different states of the peninsula and liberate it from foreign control. A prominent radical figure was the patriotic journalist Giuseppe Mazzini, member of the secret revolutionary society Carbonari and founder of the influential political movement Young Italy in the early 1830s, who favoured a unitary republic and advocated a broad nationalist movement. His prolific output of propaganda helped the unification movement stay active.
In this context, in 1847, the first public performance of the song Il Canto degli Italiani, the Italian national anthem since 1946, took place. Il Canto degli Italiani, written by Goffredo Mameli set to music by Michele Novaro, is also known as the Inno di Mameli, after the author of the lyrics, or Fratelli d'Italia, from its opening line.
The most famous member of Young Italy was the revolutionary and general Giuseppe Garibaldi, renowned for his extremely loyal followers, who led the Italian republican drive for unification in Southern Italy. However, the Northern Italy monarchy of the House of Savoy in the Kingdom of Sardinia, whose government was led by Camillo Benso, Count of Cavour, also had ambitions of establishing a united Italian state. In the context of the 1848 liberal revolutions that swept through Europe, an unsuccessful first war of independence was declared on Austria. In 1855, the Kingdom of Sardinia became an ally of Britain and France in the Crimean War, giving Cavour's diplomacy legitimacy in the eyes of the great powers. The Kingdom of Sardinia again attacked the Austrian Empire in the Second Italian War of Independence of 1859, with the aid of France, resulting in liberating Lombardy. On the basis of the Plombières Agreement, the Kingdom of Sardinia ceded Savoy and Nice to France, an event that caused the Niçard exodus, that was the emigration of a quarter of the Niçard Italians to Italy.
In 1860–1861, Garibaldi led the drive for unification in Naples and Sicily (the Expedition of the Thousand), while the House of Savoy troops occupied the central territories of the Italian peninsula, except Rome and part of Papal States. Teano was the site of the famous meeting of 26 October 1860 between Giuseppe Garibaldi and Victor Emmanuel II, last King of Sardinia, in which Garibaldi shook Victor Emanuel's hand and hailed him as King of Italy; thus, Garibaldi sacrificed republican hopes for the sake of Italian unity under a monarchy. Cavour agreed to include Garibaldi's Southern Italy allowing it to join the union with the Kingdom of Sardinia in 1860. This allowed the Sardinian government to declare a united Italian kingdom on 17 March 1861. Victor Emmanuel II then became the first king of a united Italy, and the capital was moved from Turin to Florence.
In 1866, Victor Emmanuel II allied with Prussia during the Austro-Prussian War, waging the Third Italian War of Independence which allowed Italy to annexe Venetia. Finally, in 1870, as France abandoned its garrisons in Rome during the disastrous Franco-Prussian War to keep the large Prussian Army at bay, the Italians rushed to fill the power gap by taking over the Papal States. Italian unification was completed and shortly afterwards Italy's capital was moved to Rome. Victor Emmanuel, Garibaldi, Cavour, and Mazzini have been referred as Italy's Four Fathers of the Fatherland.
Liberal period
The new Kingdom of Italy obtained Great Power status. The Constitutional Law of the Kingdom of Sardinia the Albertine Statute of 1848, was extended to the whole Kingdom of Italy in 1861, and provided for basic freedoms of the new State, but electoral laws excluded the non-propertied and uneducated classes from voting. The government of the new kingdom took place in a framework of parliamentary constitutional monarchy dominated by liberal forces. As Northern Italy quickly industrialised, the South and rural areas of the North remained underdeveloped and overpopulated, forcing millions of people to migrate abroad and fuelling a large and influential diaspora. The Italian Socialist Party constantly increased in strength, challenging the traditional liberal and conservative establishment.
Starting in the last two decades of the 19th century, Italy developed into a colonial power by forcing under its rule Eritrea and Somalia in East Africa, Tripolitania and Cyrenaica in North Africa (later unified in the colony of Libya) and the Dodecanese islands. From 2 November 1899 to 7 September 1901, Italy also participated as part of the Eight-Nation Alliance forces during the Boxer Rebellion in China; on 7 September 1901, a concession in Tientsin was ceded to the country, and on 7 June 1902, the concession was taken into Italian possession and administered by a consul. In 1913, male universal suffrage was adopted. The pre-war period dominated by Giovanni Giolitti, Prime Minister five times between 1892 and 1921, was characterised by the economic, industrial, and political-cultural modernization of Italian society.
Italy entered into the First World War in 1915 with the aim of completing national unity: for this reason, the Italian intervention in the First World War is also considered the Fourth Italian War of Independence, in a historiographical perspective that identifies in the latter the conclusion of the unification of Italy, whose military actions began during the revolutions of 1848 with the First Italian War of Independence.
Italy, nominally allied with the German Empire and the Empire of Austria-Hungary in the Triple Alliance, in 1915 joined the Allies into World War I with a promise of substantial territorial gains, that included western Inner Carniola, former Austrian Littoral, Dalmatia as well as parts of the Ottoman Empire. The country gave a fundamental contribution to the victory of the conflict as one of the "Big Four" top Allied powers. The war on the Italian Front was initially inconclusive, as the Italian army got stuck in a long attrition war in the Alps, making little progress and suffering heavy losses. However, the reorganization of the army and the conscription of the so-called '99 Boys (Ragazzi del '99, all males born in 1899 who were turning 18) led to more effective Italian victories in major battles, such as on Monte Grappa and in a series of battles on the Piave river. Eventually, in October 1918, the Italians launched a massive offensive, culminating in the victory of Vittorio Veneto. The Italian victory, which was announced by the Bollettino della Vittoria and the Bollettino della Vittoria Navale, marked the end of the war on the Italian Front, secured the dissolution of the Austro-Hungarian Empire and was chiefly instrumental in ending the First World War less than two weeks later. Italian armed forces were also involved in the African theatre, the Balkan theatre, the Middle Eastern theatre, and then took part in the Occupation of Constantinople.
During the war, more than 650,000 Italian soldiers and as many civilians died, and the kingdom went to the brink of bankruptcy. The Treaty of Saint-Germain-en-Laye (1919) and the Treaty of Rapallo (1920) allowed the annexation of Trentino Alto-Adige, Julian March, Istria, Kvarner as well as the Dalmatian city of Zara. The subsequent Treaty of Rome (1924) led to the annexation of the city of Fiume to Italy. Italy did not receive other territories promised by the Treaty of London (1915), so this outcome was denounced as a Mutilated victory. The rhetoric of Mutilated victory was adopted by Benito Mussolini and led to the rise of Italian fascism, becoming a key point in the propaganda of Fascist Italy. Historians regard Mutilated victory as a "political myth", used by fascists to fuel Italian imperialism and obscure the successes of liberal Italy in the aftermath of World War I. Italy also gained a permanent seat in the League of Nations's executive council.
Fascist regime
The socialist agitations that followed the devastation of the Great War, inspired by the Russian Revolution, led to counter-revolution and repression throughout Italy. The liberal establishment, fearing a Soviet-style revolution, started to endorse the small National Fascist Party, led by Benito Mussolini. In October 1922 the Blackshirts of the National Fascist Party attempted a mass demonstration and a coup named the "March on Rome" which failed but at the last minute, King Victor Emmanuel III refused to proclaim a state of siege and appointed Mussolini prime minister, thereby transferring political power to the fascists without armed conflict. Over the next few years, Mussolini banned all political parties and curtailed personal liberties, thus forming a dictatorship. These actions attracted international attention and eventually inspired similar dictatorships such as Nazi Germany and Francoist Spain.
Italian Fascism is based upon Italian nationalism and imperialism, and in particular seeks to complete what it considers as the incomplete project of the unification of Italy by incorporating Italia Irredenta (unredeemed Italy) into the state of Italy. To the east of Italy, the Fascists claimed that Dalmatia was a land of Italian culture whose Italians, including those of Italianized South Slavic descent, had been driven out of Dalmatia and into exile in Italy, and supported the return of Italians of Dalmatian heritage. Mussolini identified Dalmatia as having strong Italian cultural roots for centuries, similarly to Istria, via the Roman Empire and the Republic of Venice. To the south of Italy, the Fascists claimed Malta, which belonged to the United Kingdom, and Corfu, which instead belonged to Greece; to the north claimed Italian Switzerland, while to the west claimed Corsica, Nice, and Savoy, which belonged to France. The Fascist regime produced literature on Corsica that presented evidence of the island's italianità. The Fascist regime produced literature on Nice that justified that Nice was an Italian land based on historic, ethnic, and linguistic grounds.
The Armistice of Villa Giusti, which ended fighting between Italy and Austria-Hungary at the end of World War I, resulted in Italian annexation of neighbouring parts of Yugoslavia. During the interwar period, the fascist Italian government undertook a campaign of Italianisation in the areas it annexed, which suppressed Slavic language, schools, political parties, and cultural institutions. Between 1922 and the beginning of World War II, the affected people were also the German-speaking and Ladin-speaking populations of Trentino-Alto Adige, and the French- and Arpitan-speaking regions of the western Alps, such as the Aosta valley.
Mussolini promised to bring Italy back as a great power in Europe, building a "New Roman Empire" and holding power over the Mediterranean Sea. In propaganda, Fascists used the ancient Roman motto "Mare Nostrum" (Latin for "Our Sea") to describe the Mediterranean. For this reason the Fascist regime engaged in interventionist foreign policy. In 1923, the Greek island of Corfu was briefly occupied by Italy, after the assassination of General Tellini in Greek territory. In 1925, Italy forced Albania to become a de facto protectorate. In 1935, Mussolini invaded Ethiopia and founded Italian East Africa, resulting in an international alienation and leading to Italy's withdrawal from the League of Nations; Italy allied with Nazi Germany and the Empire of Japan and strongly supported Francisco Franco in the Spanish civil war. In 1939, Italy formally annexed Albania. Italy entered World War II on 10 June 1940. After initially advancing in British Somaliland, Egypt, the Balkans, where the Governorate of Dalmatia was created, and eastern fronts, the Italians were defeated in East Africa, Soviet Union and North Africa.
During World War II, Italian war crimes included extrajudicial killings and ethnic cleansing by deportation of about 25,000 people, mainly Jews, Croats, and Slovenians, to the Italian concentration camps, such as Rab, Gonars, Monigo, Renicci di Anghiari, and elsewhere. Yugoslav Partisans perpetrated their own crimes against the local ethnic Italian population (Istrian Italians and Dalmatian Italians) during and after the war, including the foibe massacres.
In Italy and Yugoslavia, unlike in Germany, few war crimes were prosecuted.
An Allied invasion of Sicily began in July 1943, leading to the collapse of the Fascist regime and the fall of Mussolini on 25 July. Mussolini was deposed and arrested by order of King Victor Emmanuel III in co-operation with the majority of the members of the Grand Council of Fascism, which passed a motion of no confidence. On 8 September, Italy signed the Armistice of Cassibile, ending its war with the Allies. Shortly thereafter, the Germans, with the assistance of the Italian fascists, succeeded in taking control of northern and central Italy. The country remained a battlefield for the rest of the war, with the Allies slowly moving up from the south.
In the north, the Germans set up the Italian Social Republic (RSI), a Nazi puppet state with Mussolini installed as leader after he was rescued by German paratroopers. Some Italian troops in the south were organised into the Italian Co-belligerent Army, which fought alongside the Allies for the rest of the war, while other Italian troops, loyal to Mussolini and his RSI, continued to fight alongside the Germans in the National Republican Army. Also, the post-armistice period saw the rise of a large anti-fascist resistance movement, the Resistenza, which fought a guerrilla war against the Nazi German occupiers and Italian Fascist forces. As result, the country descended into civil war. In late April 1945, with total defeat looming, Mussolini attempted to escape north, but was captured and summarily executed near Lake Como by Italian partisans. His body was then taken to Milan, where it was hung upside down at a service station for public viewing and to provide confirmation of his demise.
Hostilities ended on 29 April 1945, when the German forces in Italy surrendered. Nearly half a million Italians (including civilians) died in the conflict,, society was divided and the Italian economy had been all but destroyed; per capita income in 1944 was at its lowest point since the beginning of the 20th century. The aftermath of World War II left Italy also with an anger against the monarchy for its endorsement of the Fascist regime for the previous twenty years. These frustrations contributed to a revival of the Italian republican movement.
Republican Italy
Italy became a republic after a referendum held on 2 June 1946, a day celebrated since as Festa della Repubblica. This was the first time that Italian women voted at the national level, and the second time overall considering the local elections that were held a few months earlier in some cities. Victor Emmanuel III's son, Umberto II, was forced to abdicate and exiled. The Republican Constitution was approved on 1 January 1948. Under the Treaty of Peace with Italy, 1947, Istria, Kvarner, most of the Julian March as well as the Dalmatian city of Zara was annexed by Yugoslavia causing the Istrian-Dalmatian exodus, which led to the emigration of between 230,000 and 350,000 of local ethnic Italians (Istrian Italians and Dalmatian Italians), the others being ethnic Slovenians, ethnic Croatians, and ethnic Istro-Romanians, choosing to maintain Italian citizenship. Later, the Free Territory of Trieste was divided between the two states. Italy also lost all of its colonial possessions, formally ending the Italian Empire. In 1950, Italian Somaliland was made a United Nations Trust Territory under Italian administration until 1 July 1960. The Italian border that applies today has existed since 1975, when Trieste was formally re-annexed to Italy.
Fears of a possible Communist takeover (especially in the United States) proved crucial for the first universal suffrage electoral outcome on 18 April 1948, when the Christian Democrats, under the leadership of Alcide De Gasperi, obtained a landslide victory. Consequently, in 1949 Italy became a member of NATO. The Marshall Plan helped to revive the Italian economy which, until the late 1960s, enjoyed a period of sustained economic growth commonly called the "Economic Miracle". In 1957, Italy was a founding member of the European Economic Community (EEC), which became the European Union (EU) in 1993.
From the late 1960s until the early 1980s, the country experienced the Years of Lead, a period characterised by economic crisis (especially after the 1973 oil crisis), widespread social conflicts and terrorist massacres carried out by opposing extremist groups, with the alleged involvement of US and Soviet intelligence. The Years of Lead culminated in the assassination of the Christian Democrat leader Aldo Moro in 1978 and the Bologna railway station massacre in 1980, where 85 people died.
In the 1980s, for the first time since 1945, two governments were led by non-Christian-Democrat premiers: one republican (Giovanni Spadolini) and one socialist (Bettino Craxi); the Christian Democrats remained, however, the main government party. During Craxi's government, the economy recovered and Italy became the world's fifth-largest industrial nation after it gained the entry into the Group of Seven in the 1970s. However, as a result of his spending policies, the Italian national debt skyrocketed during the Craxi era, soon passing 100% of the country's GDP.
Italy faced several terror attacks between 1992 and 1993 perpetrated by the Sicilian Mafia as a consequence of several life sentences pronounced during the "Maxi Trial", and of the new anti-mafia measures launched by the government. In 1992, two major dynamite attacks killed the judges Giovanni Falcone (23 May in the Capaci bombing) and Paolo Borsellino (19 July in the Via D'Amelio bombing). One year later (May–July 1993), tourist spots were attacked, such as the Via dei Georgofili in Florence, Via Palestro in Milan, and the Piazza San Giovanni in Laterano and Via San Teodoro in Rome, leaving 10 dead and 93 injured and causing severe damage to cultural heritage such as the Uffizi Gallery. The Catholic Church openly condemned the Mafia, and two churches were bombed and an anti-Mafia priest shot dead in Rome.
Also in the early 1990s, Italy faced significant challenges, as voters – disenchanted with political paralysis, massive public debt and the extensive corruption system (known as Tangentopoli) uncovered by the Clean Hands (Mani Pulite) investigation – demanded radical reforms. The scandals involved all major parties, but especially those in the government coalition: the Christian Democrats, who ruled for almost 50 years, underwent a severe crisis and eventually disbanded, splitting up into several factions. The Communists reorganised as a social-democratic force. During the 1990s and the 2000s, centre-right (dominated by media magnate Silvio Berlusconi) and centre-left coalitions (led by university professor Romano Prodi) alternately governed the country.
Amidst the Great Recession, Berlusconi resigned in 2011, and his conservative government was replaced by the technocratic cabinet of Mario Monti. Following the 2013 general election, the Vice-Secretary of the Democratic Party Enrico Letta formed a new government at the head of a right-left Grand coalition. In 2014, challenged by the new Secretary of the PD Matteo Renzi, Letta resigned and was replaced by Renzi. The new government started important constitutional reforms such as the abolition of the Senate and a new electoral law. On 4 December the constitutional reform was rejected in a referendum and Renzi resigned; the Foreign Affairs Minister Paolo Gentiloni was appointed new Prime Minister.
In the European migrant crisis of the 2010s, Italy was the entry point and leading destination for most asylum seekers entering the EU. From 2013 to 2018, the country took in over 700,000 migrants and refugees, mainly from sub-Saharan Africa, which caused strain on the public purse and a surge in the support for far-right or euro-sceptic political parties. The 2018 general election was characterised by a strong showing of the Five Star Movement and the League and the university professor Giuseppe Conte became the Prime Minister at the head of a populist coalition between these two parties. However, after only fourteen months the League withdrew its support to Conte, who formed a new unprecedented government coalition between the Five Star Movement and the centre-left.
In 2020, Italy was severely hit by the COVID-19 pandemic. From March to May, Conte's government imposed a national lockdown as a measure to limit the spread of the disease, while further restrictions were introduced during the following winter. The measures, despite being widely approved by the public opinion, were also described as the largest suppression of constitutional rights in the history of the republic. With more than 130,000 confirmed victims, Italy was one of the countries with the highest total number of deaths in the worldwide coronavirus pandemic. The pandemic caused also a severe economic disruption, in which Italy resulted as one of the most affected countries.
In February 2021, after a government crisis within his majority, Conte was forced to resign and Mario Draghi, former president of the European Central Bank, formed a national unity government supported by almost all the main parties, pledging to oversee implementation of economic stimulus to face the crisis caused by the pandemic.
Geography
Italy, whose territory largely coincides with the homonymous geographical region, is located in Southern Europe and it is also considered a part of western Europe, between latitudes 35° and 47° N, and longitudes 6° and 19° E. To the north, Italy borders France, Switzerland, Austria, and Slovenia and is roughly delimited by the Alpine watershed, enclosing the Po Valley and the Venetian Plain. To the south, it consists of the entirety of the Italian Peninsula and the two Mediterranean islands of Sicily and Sardinia (the two biggest islands of the Mediterranean), in addition to many smaller islands. The sovereign states of San Marino and the Vatican City are enclaves within Italy, while Campione d'Italia is an Italian exclave in Switzerland.
The country's total area is , of which is land and is water. Including the islands, Italy has a coastline and border of on the Adriatic, Ionian, Tyrrhenian seas (), and borders shared with France (), Austria (), Slovenia () and Switzerland (). San Marino () and Vatican City (), both enclaves, account for the remainder.
Over 35% of the Italian territory is mountainous. The Apennine Mountains form the peninsula's backbone, and the Alps form most of its northern boundary, where Italy's highest point is located on Mont Blanc (Monte Bianco) (). Other worldwide-known mountains in Italy include the Matterhorn (Monte Cervino), Monte Rosa, Gran Paradiso in the West Alps, and Bernina, Stelvio and Dolomites along the eastern side.
The Po, Italy's longest river (), flows from the Alps on the western border with France and crosses the Padan plain on its way to the Adriatic Sea. The Po Valley is the largest plain in Italy, with , and it represents over 70% of the total plain area in the country.
Many elements of the Italian territory are of volcanic origin. Most of the small islands and archipelagos in the south, like Capraia, Ponza, Ischia, Eolie, Ustica and Pantelleria are volcanic islands.
There are also active volcanoes: Mount Etna in Sicily (the largest active volcano in Europe), Vulcano, Stromboli, and Vesuvius (the only active volcano on mainland Europe).
The five largest lakes are, in order of diminishing size: Garda (), Maggiore (, whose minor northern part is Switzerland), Como (), Trasimeno () and Bolsena ().
Although the country includes the Italian peninsula, adjacent islands, and most of the southern Alpine basin, some of Italy's territory extends beyond the Alpine basin and some islands are located outside the Eurasian continental shelf. These territories are the comuni of: Livigno, Sexten, Innichen, Toblach (in part), Chiusaforte, Tarvisio, Graun im Vinschgau (in part), which are all part of the Danube's drainage basin, while the Val di Lei constitutes part of the Rhine's basin and the islands of Lampedusa and Lampione are on the African continental shelf.
Waters
Four different seas surround the Italian Peninsula in the Mediterranean Sea from three sides: the Adriatic Sea in the east, the Ionian Sea in the south, and the Ligurian Sea and the Tyrrhenian Sea in the west.
Including islands, Italy has a coastline of over . Italian coasts include the Amalfi Coast, Cilentan Coast, Coast of the Gods, Costa Verde, Riviera delle Palme, Riviera del Brenta, Costa Smeralda and Trabocchi Coast. The Italian Riviera includes nearly all of the coastline of Liguria, extending from the border with France near Ventimiglia eastwards to Capo Corvo, which marks the eastern end of the Gulf of La Spezia.
The Apennines run along the entire length of the peninsula, dividing the waters into two opposite sides. On the other hand, the rivers are numerous due to the relative abundance of rains and to the presence of the Alpine chain in northern Italy with snowfields and glaciers. The fundamental watershed follows the ridge of the Alps and the Apennines and delimits five main slopes, corresponding to the seas into which the rivers flow: the Adriatic, Ionic, Tyrrhenian, Ligurian and Mediterranean sides. Taking into consideration their origin, the Italian rivers can be divided into two main groups: the Alpine-Po rivers and the Apennine-island rivers.
Most of the rivers of Italy drain either into the Adriatic Sea, such as the Po, Piave, Adige, Brenta, Tagliamento, and Reno, or into the Tyrrhenian, like the Arno, Tiber and Volturno. The waters from some border municipalities (Livigno in Lombardy, Innichen and Sexten in Trentino-Alto Adige/Südtirol) drain into the Black Sea through the basin of the Drava, a tributary of the Danube, and the waters from the Lago di Lei in Lombardy drain into the North Sea through the basin of the Rhine.
The longest Italian river is Po, which flows either or (considering the length of the right bank tributary Maira) and whose headwaters are a spring seeping from a stony hillside at Pian del Re, a flat place at the head of the Val Po under the northwest face of Monviso. The vast valley around the Po is called Po Valley (Italian: Pianura Padana or Val Padana) the main industrial area of the country; in 2002, more than 16 million people lived there, at the time nearly ⅓ of the population of Italy. The second longest Italian river is Adige, which originates near Lake Resia and flows into the Adriatic Sea, after having made a north–south route, near Chioggia.
In the north of the country are a number of large subalpine moraine-dammed lakes, commonly referred to as the Italian Lakes. There are more than 1000 lakes in Italy, the largest of which is Garda (). Other well-known subalpine lakes are Lake Maggiore (), whose most northerly section is part of Switzerland, Como (), one of the deepest lakes in Europe, Orta, Lugano, Iseo, and Idro. Other notable lakes in the Italian peninsula are Trasimeno, Bolsena, Bracciano, Vico, Varano and Lesina in Gargano and Omodeo in Sardinia.
Along the Italian coasts there are lagoons, including the Venice, Grado Lagoon and Marano lagoons in northern Adriatic, and the Orbetello lagoon on the Tuscan coast. The swamps and ponds that in the past covered vast flat areas of Italy, have largely been dried up in recent centuries; the few remaining wetlands, such as the Comacchio Valleys in Emilia-Romagna or the Stagno di Cagliari in Sardinia, are protected natural environments.
Volcanism
The country is situated at the meeting point of the Eurasian Plate and the African Plate, leading to considerable seismic and volcanic activity. There are 14 volcanoes in Italy, four of which are active: Etna, Stromboli, Vulcano and Vesuvius. The last is the only active volcano in mainland Europe and is most famous for the destruction of Pompeii, Herculaneum, Stabiae and Oplontis in the eruption in 79 AD. Several islands and hills have been created by volcanic activity, and there is still a large active caldera, the Phlegraean Fields north-west of Naples.
The high volcanic and magmatic neogenic activity is subdivided into provinces:
Magmatic Tuscan (Monti Cimini, Tolfa and Amiata);
Magmatic Latium (Monti Volsini, Vico nel Lazio, Alban Hills, Roccamonfina);
Ultra-alkaline Umbrian Latium District (San Venanzo, Cupaello and Polino);
Volcanic bell (Vesuvius, Phlegraean Fields, Ischia);
Windy arch and Tyrrhenian basin (Aeolian Islands and Tyrrhenian seamounts);
African-Adriatic Avampa (Channel of Sicily, Ferdinandea Island, Etna and Monte Vulture).
Italy was the first country to exploit geothermal energy to produce electricity. The high geothermal gradient that forms part of the peninsula makes it potentially exploitable also in other regions; research carried out in the 1960s and 1970s identified potential geothermal fields in Lazio and Tuscany, as well as in most volcanic islands.
Environment
After its quick industrial growth, Italy took a long time to confront its environmental problems. After several improvements, it now ranks 84th in the world for ecological sustainability. National parks cover about 5% of the country, while the total area protected by national parks, regional parks and nature reserves covers about 10.5% of the Italian territory.
In the last decade, Italy has become one of the world's leading producers of renewable energy, ranking as the world's fourth largest holder of installed solar energy capacity and the sixth largest holder of wind power capacity in 2010. Renewable energies provided approximately 37% Italy's energy consumption in 2020.
However, air pollution remains a severe problem, especially in the industrialised north, reaching the tenth highest level worldwide of industrial carbon dioxide emissions in the 1990s. Italy is the twelfth-largest carbon dioxide producer.
Extensive traffic and congestion in the largest metropolitan areas continue to cause severe environmental and health issues, even if smog levels have decreased dramatically since the 1970s and 1980s, and the presence of smog is becoming an increasingly rarer phenomenon and levels of sulphur dioxide are decreasing.
Many watercourses and coastal stretches have also been contaminated by industrial and agricultural activity, while because of rising water levels, Venice has been regularly flooded throughout recent years. Waste from industrial activity is not always disposed of by legal means and has led to permanent health effects on inhabitants of affected areas, as in the case of the Seveso disaster.
The country has also operated several nuclear reactors between 1963 and 1990 but, after the Chernobyl disaster and a referendum on the issue the nuclear programme was terminated, a decision that was overturned by the government in 2008, planning to build up to four nuclear power plants with French technology. This was in turn struck down by a referendum following the Fukushima nuclear accident.
Deforestation, illegal building developments and poor land-management policies have led to significant erosion all over Italy's mountainous regions, leading to major ecological disasters like the 1963 Vajont Dam flood, the 1998 Sarno and 2009 Messina mudslides.
The country had a 2019 Forest Landscape Integrity Index mean score of 3.65/10, ranking it 142nd globally out of 172 countries.
Biodiversity
Italy has the highest level of faunal biodiversity in Europe, with over 57,000 species recorded, representing more than a third of all European fauna. Italy's varied geological structure contributes to its high climate and habitat diversity. The Italian peninsula is in the centre of the Mediterranean Sea, forming a corridor between central Europe and North Africa, and has of coastline. Italy also receives species from the Balkans, Eurasia, the Middle East. Italy's varied geological structure, including the Alps and the Apennines, Central Italian woodlands, and Southern Italian Garigue and Maquis shrubland, also contributes to high climate and habitat diversity.
Italian fauna includes 4,777 endemic animal species, which include the Sardinian long-eared bat, Sardinian red deer, spectacled salamander, brown cave salamander, Italian newt, Italian frog, Apennine yellow-bellied toad, Italian wall lizard, Aeolian wall lizard, Sicilian wall lizard, Italian Aesculapian snake, and Sicilian pond turtle. There are 102 mammals species (most notably the Italian wolf, Marsican brown bear, Pyrenean chamois, Alpine ibex, crested porcupine, Mediterranean monk seal, Alpine marmot, Etruscan shrew, and European snow vole), 516 bird species and 56,213 invertebrate species.
The flora of Italy was traditionally estimated to comprise about 5,500 vascular plant species. However, , 6,759 species are recorded in the Data bank of Italian vascular flora. Italy is a signatory to the Berne Convention on the Conservation of European Wildlife and Natural Habitats and the Habitats Directive both affording protection to Italian fauna and flora.
Climate
Because of the length of the peninsula and the mostly mountainous hinterland, the climate of Italy is highly diverse. In most of the inland northern and central regions, the climate ranges from humid subtropical to humid continental and oceanic. In particular, the climate of the Po valley geographical region is mostly continental, with harsh winters and hot summers.
The coastal areas of Liguria, Tuscany and most of the South generally fit the Mediterranean climate stereotype (Köppen climate classification Csa). Conditions on the coast are different from those in the interior, particularly during winter months when the higher altitudes tend to be cold, wet, and often snowy. The coastal regions have mild winters and warm and generally dry summers, although lowland valleys can be quite hot in summer. Average winter temperatures vary from on the Alps to
in Sicily, so average summer temperatures range from to over . Winters can vary widely across the country with lingering cold, foggy and snowy periods in the north and milder, sunnier conditions in the south. Summers can be hot and humid across the country, particularly in the south while northern and central areas can experience occasional strong thunderstorms from spring to autumn.
Politics
Italy has been a unitary parliamentary republic since 2 June 1946, when the monarchy was abolished by a constitutional referendum. The President of Italy (Presidente della Repubblica), currently Sergio Mattarella since 2015, is Italy's head of state. The President is elected for a single seven years mandate by the Parliament of Italy and some regional voters in joint session. Italy has a written democratic constitution, resulting from the work of a Constituent Assembly formed by the representatives of all the anti-fascist forces that contributed to the defeat of Nazi and Fascist forces during the Civil War.
Government
Italy has a parliamentary government based on a mixed proportional and majoritarian voting system. The parliament is perfectly bicameral: the two houses, the Chamber of Deputies that meets in Palazzo Montecitorio, and the Senate of the Republic that meets in Palazzo Madama, have the same powers. The Prime Minister, officially President of the Council of Ministers (Presidente del Consiglio dei Ministri), is Italy's head of government. The Prime Minister and the cabinet are appointed by the President of the Republic of Italy and must pass a vote of confidence in Parliament to come into office. To remain the Prime Minister has to pass also eventual further votes of confidence or no confidence in Parliament.
The prime minister is the President of the Council of Ministers – which holds effective executive power – and he must receive a vote of approval from it to execute most political activities. The office is similar to those in most other parliamentary systems, but the leader of the Italian government is not authorised to request the dissolution of the Parliament of Italy.
Another difference with similar offices is that the overall political responsibility for intelligence is vested in the President of the Council of Ministers. By virtue of that, the Prime Minister has exclusive power to: co-ordinate intelligence policies, determining the financial resources and strengthening national cyber security; apply and protect State secrets; authorise agents to carry out operations, in Italy or abroad, in violation of the law.
A peculiarity of the Italian Parliament is the representation given to Italian citizens permanently living abroad: 12 Deputies and 6 Senators elected in four distinct overseas constituencies. In addition, the Italian Senate is characterised also by a small number of senators for life, appointed by the President "for outstanding patriotic merits in the social, scientific, artistic or literary field". Former Presidents of the Republic are ex officio life senators.
Italy's three major political parties are the Five Star Movement, the Democratic Party and the Lega. During the 2018 general election these three parties and their coalitions won 614 out of 630 seats available in the Chamber of Deputies and 309 out of 315 in the Senate. Berlusconi's Forza Italia which formed a centre-right coalition with Matteo Salvini's Northern League and Giorgia Meloni's Brothers of Italy won most of the seats without getting the majority in parliament. The rest of the seats were taken by Five Star Movement, Matteo Renzi's Democratic Party along with Achammer and Panizza's South Tyrolean People's Party & Trentino Tyrolean Autonomist Party in a centre-left coalition and the independent Free and Equal party.
Law and criminal justice
The Italian judicial system is based on Roman law modified by the Napoleonic code and later statutes. The Supreme Court of Cassation is the highest court in Italy for both criminal and civil appeal cases. The Constitutional Court of Italy (Corte Costituzionale) rules on the conformity of laws with the constitution and is a post–World War II innovation. Since their appearance in the middle of the 19th century, Italian organised crime and criminal organisations have infiltrated the social and economic life of many regions in Southern Italy, the most notorious of which being the Sicilian Mafia, which would later expand into some foreign countries including the United States. Mafia receipts may reach 9% of Italy's GDP.
A 2009 report identified 610 which have a strong Mafia presence, where 13 million Italians live and 14.6% of the Italian GDP is produced. The Calabrian 'Ndrangheta, nowadays probably the most powerful crime syndicate of Italy, accounts alone for 3% of the country's GDP. However, at 0.013 per 1,000 people, Italy has only the 47th highest murder rate compared to 61 countries and the 43rd highest number of rapes per 1,000 people compared to 64 countries in the world. These are relatively low figures among developed countries.
Law enforcement
The Italian law enforcement system is complex, with multiple police forces. The national policing agencies are the Polizia di Stato (State Police), the Arma dei Carabinieri, the Guardia di Finanza (Financial Guard), and the Polizia Penitenziaria (Prison Police), as well as the Guardia Costiera (coast guard police).
The Polizia di Stato are a civil police supervised by the Interior Ministry, while the Carabinieri is a gendarmerie supervised by the Defense Ministry; both share duties in law enforcement and the maintenance of public order. Within the Carabinieri is a unit devoted to combating environmental crime. The Guardia di Finanza is responsible for combating financial crime and white-collar crime, as well as customs. The Polizia Penitenziaria are responsible for guarding the prison system. The Corpo Forestale dello Stato (State Forestry Corps) formerly existed as a separate national park ranger agency, but was merged into the Carabinieri in 2016. Although policing in Italy is primarily provided on a national basis, there also exists Polizia Provinciale (provincial police) and Polizia Municipale (municipal police).
Foreign relations
Italy is a founding member of the European Economic Community (EEC), now the European Union (EU), and of NATO. Italy was admitted to the United Nations in 1955, and it is a member and a strong supporter of a wide number of international organisations, such as the Organisation for Economic Co-operation and Development (OECD), the General Agreement on Tariffs and Trade/World Trade Organization (GATT/WTO), the Organization for Security and Co-operation in Europe (OSCE), the Council of Europe, and the Central European Initiative. Its recent or upcoming turns in the rotating presidency of international organisations include the Organization for Security and Co-operation in Europe in 2018, the G7 in 2017 and the EU Council from July to December 2014. Italy is also a recurrent non-permanent member of the UN Security Council, the most recently in 2017.
Italy strongly supports multilateral international politics, endorsing the United Nations and its international security activities. , Italy was deploying 5,296 troops abroad, engaged in 33 UN and NATO missions in 25 countries of the world. Italy deployed troops in support of UN peacekeeping missions in Somalia, Mozambique, and East Timor and provides support for NATO and UN operations in Bosnia, Kosovo and Albania. Italy deployed over 2,000 troops in Afghanistan in support of Operation Enduring Freedom (OEF) from February 2003.
Italy supported international efforts to reconstruct and stabilise Iraq, but it had withdrawn its military contingent of some 3,200 troops by 2006, maintaining only humanitarian operators and other civilian personnel.
In August 2006 Italy deployed about 2,450 troops in Lebanon for the United Nations' peacekeeping mission UNIFIL. Italy is one of the largest financiers of the Palestinian National Authority, contributing €60 million in 2013 alone.
Military
The Italian Army, Navy, Air Force and Carabinieri collectively form the Italian Armed Forces, under the command of the Supreme Defence Council, presided over by the President of Italy. Since 2005, military service is voluntary. In 2010, the Italian military had 293,202 personnel on active duty, of which 114,778 are Carabinieri. As part of NATO's nuclear sharing strategy Italy also hosts 90 United States B61 nuclear bombs, located in the Ghedi and Aviano air bases.
The Italian Army is the national ground defence force. Its best-known combat vehicles are the Dardo infantry fighting vehicle, the Centauro tank destroyer and the Ariete tank, and among its aircraft the Mangusta attack helicopter, in the last years deployed in EU, NATO and UN missions. It also has at its disposal many Leopard 1 and M113 armoured vehicles.
The Italian Navy is a blue-water navy. In modern times the Italian Navy, being a member of the EU and NATO, has taken part in many coalition peacekeeping operations around the world.
The Italian Air Force in 2021 operates 219 combat jets. A transport capability is guaranteed by a fleet of 27 C-130Js and C-27J Spartan.
An autonomous corps of the military, the Carabinieri are the gendarmerie and military police of Italy, policing the military and civilian population alongside Italy's other police forces. While the different branches of the Carabinieri report to separate ministries for each of their individual functions, the corps reports to the Ministry of Internal Affairs when maintaining public order and security.
Constituent entities
Italy is constituted by 20 regions (regioni)—five of these regions having a special autonomous status that enables them to enact legislation on additional matters, 107 provinces (province) or metropolitan cities (città metropolitane), and 7,960 municipalities (comuni).
Economy
Italy has a major advanced capitalist mixed economy, ranking as the third-largest in the Eurozone and the eighth-largest in the world. A founding member of the G7, the Eurozone and the OECD, it is regarded as one of the world's most industrialised nations and a leading country in world trade and exports. It is a highly developed country, with the world's 8th highest quality of life in 2005 and the 26th Human Development Index. The country is well known for its creative and innovative business, a large and competitive agricultural sector (with the world's largest wine production), and for its influential and high-quality automobile, machinery, food, design and fashion industry.
Italy is the world's sixth-largest manufacturing country, characterised by a smaller number of global multinational corporations than other economies of comparable size and many dynamic small and medium-sized enterprises, notoriously clustered in several industrial districts, which are the backbone of the Italian industry. This has produced a manufacturing sector often focused on the export of niche market and luxury products, that if on one side is less capable to compete on the quantity, on the other side is more capable of facing the competition from China and other emerging Asian economies based on lower labour costs, with higher quality products. Italy was the world's tenth-largest exporter in 2019. Its closest trade ties are with the other countries of the European Union. Its largest export partners in 2019 were Germany (12%), France (11%), and the United States (10%).
The automotive industry is a significant part of the Italian manufacturing sector, with over 144,000 firms and almost 485,000 employed people in 2015, and a contribution of 8.5% to Italian GDP. Fiat Chrysler Automobiles or FCA is currently the world's seventh-largest auto maker. The country boasts a wide range of acclaimed products, from compact city cars to luxury supercars such as Maserati, Lamborghini, and Ferrari. The Banca Monte dei Paschi di Siena is the world's oldest or second oldest bank in continuous operation, depending on the definition, and the fourth-largest Italian commercial and retail bank. Italy has a strong cooperative sector, with the largest share of the population (4.5%) employed by a cooperative in the EU.
Italy is part of the European single market which represents more than 500 million consumers. Several domestic commercial policies are determined by agreements among European Union (EU) members and by EU legislation. Italy introduced the common European currency, the Euro in 2002. It is a member of the Eurozone which represents around 330 million citizens. Its monetary policy is set by the European Central Bank.
Italy has been hit hard by the Financial crisis of 2007–08, that exacerbated the country's structural problems. Effectively, after a strong GDP growth of 5–6% per year from the 1950s to the early 1970s, and a progressive slowdown in the 1980-90s, the country virtually stagnated in the 2000s. The political efforts to revive growth with massive government spending eventually produced a severe rise in public debt, that stood at over 131.8% of GDP in 2017, ranking second in the EU only after the Greek one. For all that, the largest chunk of Italian public debt is owned by national subjects, a major difference between Italy and Greece, and the level of household debt is much lower than the OECD average.
A gaping North–South divide is a major factor of socio-economic weakness. It can be noted by the huge difference in statistical income between the northern and southern regions and municipalities. The richest province, Alto Adige-South Tyrol, earns 152% of the national GDP per capita, while the poorest region, Calabria, 61%. The unemployment rate (11.1%) stands slightly above the Eurozone average, but the disaggregated figure is 6.6% in the North and 19.2% in the South. The youth unemployment rate (31.7% in March 2018) is extremely high compared to EU standards.
Agriculture
According to the last national agricultural census, there were 1.6 million farms in 2010 (−32.4% since 2000) covering 12.7 million hectares (63% of which are located in Southern Italy). The vast majority (99%) are family-operated and small, averaging only 8 hectares in size. Of the total surface area in agricultural use (forestry excluded), grain fields take up 31%, olive tree orchards 8.2%, vineyards 5.4%, citrus orchards 3.8%, sugar beets 1.7%, and horticulture 2.4%. The remainder is primarily dedicated to pastures (25.9%) and feed grains (11.6%).
Italy is the world's largest wine producer, and one of the leading in olive oil, fruits (apples, olives, grapes, oranges, lemons, pears, apricots, hazelnuts, peaches, cherries, plums, strawberries and kiwifruits), and vegetables (especially artichokes and tomatoes). The most famous Italian wines are probably the Tuscan Chianti and the Piedmontese Barolo. Other famous wines are Barbaresco, Barbera d'Asti, Brunello di Montalcino, Frascati, Montepulciano d'Abruzzo, Morellino di Scansano, and the sparkling wines Franciacorta and Prosecco.
Quality goods in which Italy specialises, particularly the already mentioned wines and regional cheeses, are often protected under the quality assurance labels DOC/DOP. This geographical indication certificate, which is attributed by the European Union, is considered important in order to avoid confusion with low-quality mass-produced ersatz products.
Infrastructure
In 2004 the transport sector in Italy generated a turnover of about 119.4 billion euros, employing 935,700 persons in 153,700 enterprises. Regarding the national road network, in 2002 there were of serviceable roads in Italy, including of motorways, state-owned but privately operated by Atlantia. In 2005, about 34,667,000 passenger cars (590 cars per 1,000 people) and 4,015,000 goods vehicles circulated on the national road network.
The national railway network, state-owned and operated by Rete Ferroviaria Italiana (FSI), in 2008 totalled of which is electrified, and on which 4,802 locomotives and railcars run. The main public operator of high-speed trains is Trenitalia, part of FSI. Higher-speed trains are divided into three categories: Frecciarossa () trains operate at a maximum speed of 300 km/h on dedicated high-speed tracks; Frecciargento () trains operate at a maximum speed of 250 km/h on both high-speed and mainline tracks; and Frecciabianca () trains operate on high-speed regional lines at a maximum speed of 200 km/h. Italy has 11 rail border crossings over the Alpine mountains with its neighbouring countries.
Italy is one of the countries with the most vehicles per capita, with 690 per 1000 people in 2010. The national inland waterways network has a length of for commercial traffic in 2012.
Since October 2021, Italy's flag carrier airline is ITA Airways, which took over the brand, the IATA ticketing code, and many assets belonging to the former flag carrier Alitalia, after its bankruptcy. ITA Airways serves 44 destinations () and also operates the former Alitalia regional subsidiary, Alitalia CityLiner. The country also has regional airlines (such as Air Dolomiti), low-cost carriers, and Charter and leisure carriers (including Neos, Blue Panorama Airlines and Poste Air Cargo). Major Italian cargo operators are Alitalia Cargo and Cargolux Italia.
Italy is the fifth in Europe by number of passengers by air transport, with about 148 million passengers or about 10% of the European total in 2011. In 2012 there were 130 airports in Italy, including the two hubs of Malpensa International in Milan and Leonardo da Vinci International in Rome. In 2004 there were 43 major seaports, including the seaport of Genoa, the country's largest and second-largest in the Mediterranean Sea. In 2005 Italy maintained a civilian air fleet of about 389,000 units and a merchant fleet of 581 ships.
Italy does not invest enough to maintain its drinking water supply. The Galli Law, passed in 1993, aimed at raising the level of investment and to improve service quality by consolidating service providers, making them more efficient and increasing the level of cost recovery through tariff revenues. Despite these reforms, investment levels have declined and remain far from sufficient.
Italy has been the final destination of the Silk Road for many centuries. In particular, the construction of the Suez Canal intensified sea trade with East Africa and Asia from the 19th century. Since the end of the Cold War and increasing European integration, the trade relations, which were often interrupted in the 20th century, have intensified again and the northern Italian ports such as the deep-water port of Trieste in the northernmost part of the Mediterranean with its extensive rail connections to Central and Eastern Europe are once again the destination of government subsidies and significant foreign investment.
Energy
Eni, with operations in 79 countries, is considered one of the seven "Supermajor" oil companies in the world, and one of the world's largest industrial companies. The Val d'Agri area, Basilicata, hosts the largest onshore hydrocarbon field in Europe.
Moderate natural gas reserves, mainly in the Po Valley and offshore Adriatic Sea, have been discovered in recent years and constitute the country's most important mineral resource.
Italy is one of the world's leading producers of pumice, pozzolana, and feldspar. Another notable mineral resource is marble, especially the world-famous white Carrara marble from the Massa and Carrara quarries in Tuscany. Italy needs to import about 80% of its energy requirements.
In the last decade, Italy has become one of the world's largest producers of renewable energy, ranking as the second largest producer in the European Union and the ninth in the world. Wind power, hydroelectricity, and geothermal power are also important sources of electricity in the country. Renewable sources account for the 27.5% of all electricity produced in Italy, with hydro alone reaching 12.6%, followed by solar at 5.7%, wind at 4.1%, bioenergy at 3.5%, and geothermal at 1.6%. The rest of the national demand is covered by fossil fuels (38.2% natural gas, 13% coal, 8.4% oil) and by imports.
Solar energy production alone accounted for almost 9% of the total electric production in the country in 2014, making Italy the country with the highest contribution from solar energy in the world. The Montalto di Castro Photovoltaic Power Station, completed in 2010, is the largest photovoltaic power station in Italy with 85 MW. Other examples of large PV plants in Italy are San Bellino (70.6 MW), Cellino san Marco (42.7 MW) and Sant’ Alberto (34.6 MW). Italy was also the first country to exploit geothermal energy to produce electricity.
Italy has managed four nuclear reactors until the 1980s. However, nuclear power in Italy has been abandoned following a 1987 referendum (in the wake of the 1986 Chernobyl disaster in Soviet Ukraine). The national power company Enel operates several nuclear reactors in Spain, Slovakia and France, managing it to access nuclear power and direct involvement in design, construction, and operation of the plants without placing reactors on Italian territory.
Science and technology
Through the centuries, Italy has fostered the scientific community that produced many major discoveries in physics and the other sciences. During the Renaissance Italian polymaths such as Leonardo da Vinci (1452–1519), Michelangelo (1475–1564) and Leon Battista Alberti (1404–1472) made contributions in a variety of fields, including biology, architecture, and engineering. Galileo Galilei (1564–1642), an astronomer, physicist, engineer, and polymath, played a major role in the Scientific Revolution. He is considered the "father" of observational astronomy, modern physics, the scientific method, and modern science.
Other astronomers such as Giovanni Domenico Cassini (1625–1712) and Giovanni Schiaparelli (1835–1910) made discoveries about the Solar System. In mathematics, Joseph Louis Lagrange (born Giuseppe Lodovico Lagrangia, 1736–1813) was active before leaving Italy. Fibonacci (c. 1170 – c. 1250), and Gerolamo Cardano (1501–1576) made fundamental advances in mathematics. Luca Pacioli established accounting to the world. Physicist Enrico Fermi (1901–1954), a Nobel prize laureate, led the team in Chicago that developed the first nuclear reactor. He is considered the "architect of the nuclear age" and the "architect of the atomic bomb". He, Emilio G. Segrè (1905–1989) who discovered the elements technetium and astatine, and the antiproton), Bruno Rossi (1905–1993) a pioneer in Cosmic Rays and X-ray astronomy) and a number of Italian physicists were forced to leave Italy in the 1930s by Fascist laws against Jews.
Other prominent physicists include: Amedeo Avogadro (most noted for his contributions to molecular theory, in particular the Avogadro's law and the Avogadro constant), Evangelista Torricelli (inventor of barometer), Alessandro Volta (inventor of electric battery), Guglielmo Marconi (inventor of radio), Galileo Ferraris and Antonio Pacinotti, pioneers of the induction motor, Alessandro Cruto, pioneer of light bulb and Innocenzo Manzetti, eclectic pioneer of auto and robotics, Ettore Majorana (who discovered the Majorana fermions), Carlo Rubbia (1984 Nobel Prize in Physics for work leading to the discovery of the W and Z particles at CERN). Antonio Meucci is known for developing a voice-communication device which is often credited as the first telephone. Pier Giorgio Perotto in 1964 designed one of the first desktop programmable calculators, the Programma 101. In biology, Francesco Redi has been the first to challenge the theory of spontaneous generation by demonstrating that maggots come from eggs of flies and he described 180 parasites in details and Marcello Malpighi founded microscopic anatomy, Lazzaro Spallanzani conducted research in bodily functions, animal reproduction, and cellular theory, Camillo Golgi, whose many achievements include the discovery of the Golgi complex, paved the way to the acceptance of the Neuron doctrine, Rita Levi-Montalcini discovered the nerve growth factor (awarded 1986 Nobel Prize in Physiology or Medicine). In chemistry, Giulio Natta received the Nobel Prize in Chemistry in 1963 for his work on high polymers. Giuseppe Occhialini received the Wolf Prize in Physics for the discovery of the pion or pi-meson decay in 1947. Ennio de Giorgi, a Wolf Prize in Mathematics recipient in 1990, solved Bernstein's problem about minimal surfaces and the 19th Hilbert problem on the regularity of solutions of Elliptic partial differential equations.
There are numerous technology parks in Italy such as the Science and Technology Parks Kilometro Rosso (Bergamo), the AREA Science Park (Trieste), The VEGA-Venice Gateway for Science and Technology (Venezia), the Toscana Life Sciences (Siena), the Technology Park of Lodi Cluster (Lodi), and the Technology Park of Navacchio (Pisa). ELETTRA, Eurac Research, ESA Centre for Earth Observation, Institute for Scientific Interchange, International Centre for Genetic Engineering and Biotechnology, Centre for Maritime Research and Experimentation and the International Centre for Theoretical Physics conduct basic research. Trieste has the highest percentage of researchers in Europe in relation to the population. Italy was ranked 28th in the Global Innovation Index in 2020, up from 30th in 2019.
Tourism
Italy is the fifth most visited country in international tourism, with a total of 52.3 million international arrivals in 2016. The total contribution of travel & tourism to GDP (including wider effects from investment, the supply chain and induced income impacts) was EUR162.7bn in 2014 (10.1% of GDP) and generated 1,082,000 jobs directly in 2014 (4.8% of total employment).
People mainly visit Italy for its rich culture, cuisine, history, fashion, architecture and art. Winter and summer tourism are present in many locations in the Alps and the Apennines, while seaside tourism is widespread in coastal locations on the Mediterranean Sea.
Italy is also the country with the highest number of UNESCO World Heritage Sites in the world (58). Rome is the 3rd most visited city in Europe and the 12th in the world, with 9.4 million arrivals in 2017 while Milan is the 27th worldwide with 6.8 million tourists. In addition, Venice and Florence are also among the world's top 100 destinations.
Demographics
At the beginning of 2020, Italy had 60,317,116 inhabitants. The resulting population density, at , is higher than that of most Western European countries. However, the distribution of the population is widely uneven. The most densely populated areas are the Po Valley (that accounts for almost a half of the national population) and the metropolitan areas of Rome and Naples, while vast regions such as the Alps and Apennines highlands, the plateaus of Basilicata and the island of Sardinia, as well as much of Sicily, are sparsely populated.
The population of Italy almost doubled during the 20th century, but the pattern of growth was extremely uneven because of large-scale internal migration from the rural South to the industrial cities of the North, a phenomenon which happened as a consequence of the Italian economic miracle of the 1950–1960s. High fertility and birth rates persisted until the 1970s, after which they started to decline. The population rapidly aged; by 2010, one in five Italians was over 65 years old, and the country currently has the fifth oldest population in the world, with a median age of 46.5 years. However, in recent years Italy has experienced significant growth in birth rates. The total fertility rate has also climbed from an all-time low of 1.18 children per woman in 1995 to 1.41 in 2008, albeit still below the replacement rate of 2.1 and considerably below the high of 5.06 children born per woman in 1883. Nevertheless, the total fertility rate is expected to reach 1.6–1.8 in 2030.
From the late 19th century until the 1960s Italy was a country of mass emigration. Between 1898 and 1914, the peak years of Italian diaspora, approximately 750,000 Italians emigrated each year. The diaspora concerned more than 25 million Italians and it is considered the biggest mass migration of contemporary times. As a result, today more than 4.1 million Italian citizens are living abroad, while at least 60 million people of full or part Italian ancestry live outside of Italy, most notably in Argentina, Brazil, Uruguay, Venezuela, the United States, Canada, Australia and France.
Metropolitan cities and larger urban zone
Source:
Immigration
In 2016, Italy had about 5.05 million foreign residents, making up 8.3% of the total population. The figures include more than half a million children born in Italy to foreign nationals (second generation immigrants) but exclude foreign nationals who have subsequently acquired Italian citizenship; in 2016, about 201,000 people became Italian citizens. The official figures also exclude illegal immigrants, who estimated to number at least 670,000 as of 2008.
Starting from the early 1980s, until then a linguistically and culturally homogeneous society, Italy begun to attract substantial flows of foreign immigrants. After the fall of the Berlin Wall and, more recently, the 2004 and 2007 enlargements of the European Union, large waves of migration originated from the former socialist countries of Eastern Europe (especially Romania, Albania, Ukraine and Poland). Another source of immigration is neighbouring North Africa (in particular, Morocco, Egypt and Tunisia), with soaring arrivals as a consequence of the Arab Spring. Furthermore, in recent years, growing migration fluxes from Asia-Pacific (notably China and the Philippines) and Latin America have been recorded.
Currently, about one million Romanian citizens (around 10% of them being ethnic Romani people) are officially registered as living in Italy, representing the largest migrant population, followed by Albanians and Moroccans with about 500,000 people each. The number of unregistered Romanians is difficult to estimate, but the Balkan Investigative Reporting Network suggested in 2007 that there might have been half a million or more.
As of 2010, the foreign born population of Italy was from the following regions: Europe (54%), Africa (22%), Asia (16%), the Americas (8%) and Oceania (0.06%). The distribution of foreign population is geographically varied in Italy: in 2020, 61.2% of foreign citizens lived in Northern Italy (in particular 36.1% in the North West and 25.1% in the North East), 24.2% in the Centre, 10.8% in the South and 3.9% in the Islands.
Languages
Italy's official language is Italian, as stated by the framework law no. 482/1999 and Trentino Alto-Adige's special Statute, which is adopted with a constitutional law. Around the world there are an estimated 64 million native Italian speakers and another 21 million who use it as a second language. Italian is often natively spoken in a regional variety, not to be confused with Italy's regional and minority languages; however, the establishment of a national education system led to a decrease in variation in the languages spoken across the country during the 20th century. Standardisation was further expanded in the 1950s and 1960s due to economic growth and the rise of mass media and television (the state broadcaster RAI helped set a standard Italian).
Twelve "historical minority languages" (minoranze linguistiche storiche) are formally recognised: Albanian, Catalan, German, Greek, Slovene, Croatian, French, Franco-Provençal, Friulian, Ladin, Occitan and Sardinian. Four of these also enjoy a co-official status in their respective region: French in the Aosta Valley; German in South Tyrol, and Ladin as well in some parts of the same province and in parts of the neighbouring Trentino; and Slovene in the provinces of Trieste, Gorizia and Udine. A number of other Ethnologue, ISO and UNESCO languages are not recognised by Italian law. Like France, Italy has signed the European Charter for Regional or Minority Languages, but has not ratified it.
Because of recent immigration, Italy has sizeable populations whose native language is not Italian, nor a regional language. According to the Italian National Institute of Statistics, Romanian is the most common mother tongue among foreign residents in Italy: almost 800,000 people speak Romanian as their first language (21.9% of the foreign residents aged 6 and over). Other prevalent mother tongues are Arabic (spoken by over 475,000 people; 13.1% of foreign residents), Albanian (380,000 people) and Spanish (255,000 people).
Religion
In 2017, the proportion of Italians who identified themselves as Roman Catholic Christians was 74.4%. Since 1985, Catholicism is no longer officially the state religion. Italy has the world's fifth-largest Catholic population, and is the largest Catholic nation in Europe.
The Holy See, the episcopal jurisdiction of Rome, contains the central government of the Catholic Church. It is recognised by other subjects of international law as a sovereign entity, headed by the Pope, who is also the Bishop of Rome, with which diplomatic relations can be maintained. Often incorrectly referred to as "the Vatican", the Holy See is not the same entity as the Vatican City State because the Holy See is the jurisdiction and administrative entity of the Pope. The Vatican City came into existence only in 1929.
In 2011, minority Christian faiths in Italy included an estimated 1.5 million Orthodox Christians, or 2.5% of the population; 500,000 Pentecostals and Evangelicals (of whom 400,000 are members of the Assemblies of God), 251,192 Jehovah's Witnesses, 30,000 Waldensians, 25,000 Seventh-day Adventists, 26,925 Latter-day Saints, 15,000 Baptists (plus some 5,000 Free Baptists), 7,000 Lutherans, 4,000 Methodists (affiliated with the Waldensian Church).
One of the longest-established minority religious faiths in Italy is Judaism, Jews having been present in Ancient Rome since before the birth of Christ. Italy has for centuries welcomed Jews expelled from other countries, notably Spain. However, about 20% of Italian Jews were killed during the Holocaust. This, together with the emigration which preceded and followed World War II, has left only around 28,400 Jews in Italy.
Soaring immigration in the last two decades has been accompanied by an increase in non-Christian faiths. Following immigration from the Indian subcontinent, in Italy there are 120,000 Hindus, 70,000 Sikhs and 22 gurdwaras across the country.
The Italian state, as a measure to protect religious freedom, devolves shares of income tax to recognised religious communities, under a regime known as Eight per thousand. Donations are allowed to Christian, Jewish, Buddhist and Hindu communities; however, Islam remains excluded, since no Muslim communities have yet signed a concordat with the Italian state. Taxpayers who do not wish to fund a religion contribute their share to the state welfare system.
Education
Education in Italy is free and mandatory from ages six to sixteen, and consists of five stages: kindergarten (scuola dell'infanzia), primary school (scuola primaria), lower secondary school (scuola secondaria di primo grado), upper secondary school (scuola secondaria di secondo grado) and university (università).
Primary education lasts eight years. Students are given a basic education in Italian, English, mathematics, natural sciences, history, geography, social studies, physical education and visual and musical arts. Secondary education lasts for five years and includes three traditional types of schools focused on different academic levels: the liceo prepares students for university studies with a classical or scientific curriculum, while the istituto tecnico and the Istituto professionale prepare pupils for vocational education.
In 2018, the Italian secondary education was evaluated as below the OECD average. Italy scored below the OECD average in reading and science, and near OECD average in mathematics. Mean performance in Italy declined in reading and science, and remained stable in mathematics. Trento and Bolzano scored at an above the national average in reading. Compared to school children the other OECD countries, children in Italy missed out on a greater amount of learning due to absences and indiscipline in classrooms. A wide gap exists between northern schools, which perform near average, and schools in the South, that had much poorer results.
Tertiary education in Italy is divided between public universities, private universities and the prestigious and selective superior graduate schools, such as the Scuola Normale Superiore di Pisa. 33 Italian universities were ranked among the world's top 500 in 2019, the third-largest number in Europe after the United Kingdom and Germany. Bologna University, founded in 1088, is the oldest university in continuous operation, as well as one of the leading academic institutions in Italy and Europe. The Bocconi University, Università Cattolica del Sacro Cuore, LUISS, Polytechnic University of Turin, Polytechnic University of Milan, Sapienza University of Rome, and University of Milan are also ranked among the best in the world.
Health
The Italian state runs a universal public healthcare system since 1978. However, healthcare is provided to all citizens and residents by a mixed public-private system. The public part is the Servizio Sanitario Nazionale, which is organised under the Ministry of Health and administered on a devolved regional basis. Healthcare spending in Italy accounted for 9.2% of the national GDP in 2012, close to the OECD countries' average of 9.3%. Italy in 2000 ranked as having the world's 2nd best healthcare system, and the world's 2nd best healthcare performance.
Life expectancy in Italy is 80 for males and 85 for females, placing the country 5th in the world for life expectancy. In comparison to other Western countries, Italy has a relatively low rate of adult obesity (below 10%), as there are several health benefits of the Mediterranean diet. The proportion of daily smokers was 22% in 2012, down from 24.4% in 2000 but still slightly above the OECD average. Smoking in public places including bars, restaurants, night clubs and offices has been restricted to specially ventilated rooms since 2005. In 2013, UNESCO added the Mediterranean diet to the Representative List of the Intangible Cultural Heritage of Humanity of Italy (promoter), Morocco, Spain, Portugal, Greece, Cyprus and Croatia.
North-South gap
In the decades following the unification of Italy, the northern regions of the country, Lombardy, Piedmont and Liguria in particular, began a process of industrialization and economic development while the southern regions remained behind. The imbalance between North and South, which widened steadily in the first post-unification century, was reduced in the sixties and seventies also through the construction of public works, the implementation of agrarian and scholastic reforms, the expansion of industrialization and the improved living conditions of the population. This convergence process was interrupted, however, in the 1980s. To date, the per capita GDP of the South is just 58% of that of the Center-North, but this gap is mitigated by the fact that there the cost of living is, in average, around 10-15% lower (with even more differences between small towns and big cities) than that in the North of Italy. In the South the unemployment rate is more than double (6.7% in the North against 14.9% in the South).
A study by Censis blames the pervasive presence of criminal organizations for the delay of Southern Italy, estimating an annual loss of wealth of 2.5% in the South in the period 1981–2003 due to their presence, and that without them the per capita GDP of the South would have reached that of the North.
Culture
Italy is considered one of the birthplaces of western civilization and a cultural superpower. Divided by politics and geography for centuries until its eventual unification in 1861, Italy's culture has been shaped by a multitude of regional customs and local centres of power and patronage. Italy has had a central role in Western culture for centuries and is still recognised for its cultural traditions and artists. During the Middle Ages and the Renaissance, a number of courts competed to attract architects, artists and scholars, thus producing a legacy of monuments, paintings, music and literature. Despite the political and social isolation of these courts, Italy has made a substantial contribution to the cultural and historical heritage of Europe.
Italy has rich collections of art, culture and literature from many periods. The country has had a broad cultural influence worldwide, also because numerous Italians emigrated to other places during the Italian diaspora. Furthermore, Italy has, overall, an estimated 100,000 monuments of any sort (museums, palaces, buildings, statues, churches, art galleries, villas, fountains, historic houses and archaeological remains), and according to some estimates the nation is home to half the world's art treasures.
Architecture
Italy is known for its considerable architectural achievements, such as the construction of arches, domes and similar structures during ancient Rome, the founding of the Renaissance architectural movement in the late-14th to 16th centuries, and being the homeland of Palladianism, a style of construction which inspired movements such as that of Neoclassical architecture, and influenced the designs which noblemen built their country houses all over the world, notably in the UK, Australia and the US during the late 17th to early 20th centuries.
Along with pre-historic architecture, the first people in Italy to truly begin a sequence of designs were the Greeks and the Etruscans, progressing to classical Roman, then to the revival of the classical Roman era during the Renaissance and evolving into the Baroque era. The Christian concept of a Basilica, a style of church architecture that came to dominate the early Middle Ages, was invented in Rome. They were known for being long, rectangular buildings, which were built in an almost ancient Roman style, often rich in mosaics and decorations. The early Christians' art and architecture was also widely inspired by that of the pagan Romans; statues, mosaics and paintings decorated all their churches. The first significant buildings in the medieval Romanesque style were churches built in Italy during the 800s. Byzantine architecture was also widely diffused in Italy. The Byzantines kept Roman principles of architecture and art alive, and the most famous structure from this period is the Basilica of St. Mark in Venice.
The Romanesque movement, which went from approximately 800 AD to 1100 AD, was one of the most fruitful and creative periods in Italian architecture, when several masterpieces, such as the Leaning Tower of Pisa in the Piazza dei Miracoli, and the Basilica of Sant'Ambrogio in Milan were built. It was known for its usage of the Roman arches, stained glass windows, and also its curved columns which commonly featured in cloisters. The main innovation of Italian Romanesque architecture was the vault, which had never been seen before in the history of Western architecture.
A flowering of Italian architecture took place during the Renaissance. Filippo Brunelleschi contributed to architectural design with his dome for the Cathedral of Florence, a feat of engineering that had not been accomplished since antiquity. A popular achievement of Italian Renaissance architecture was St. Peter's Basilica, originally designed by Donato Bramante in the early 16th century. Also, Andrea Palladio influenced architects throughout western Europe with the villas and palaces he designed in the middle and late 16th century; the city of Vicenza, with its twenty-three buildings designed by Palladio, and twenty-four Palladian Villas of the Veneto are listed by UNESCO as part of a World Heritage Site named City of Vicenza and the Palladian Villas of the Veneto.
The Baroque period produced several outstanding Italian architects in the 17th century, especially known for their churches. The most original work of all late Baroque and Rococo architecture is the Palazzina di caccia di Stupinigi, dating back to the 18th century. Luigi Vanvitelli began in 1752 the construction of the Royal Palace of Caserta. In this large complex, the grandiose Baroque style interiors and gardens are opposed to a more sober building envelope. In the late 18th and early 19th centuries Italy was affected by the Neoclassical architectural movement. Villas, palaces, gardens, interiors and art began to be based on Roman and Greek themes.
During the Fascist period, the so-called "Novecento movement" flourished, based on the rediscovery of imperial Rome, with figures such as Gio Ponti and Giovanni Muzio. Marcello Piacentini, responsible for the urban transformations of several cities in Italy and remembered for the disputed Via della Conciliazione in Rome, devised a form of simplified Neoclassicism.
Visual art
The history of Italian visual arts is significant to the history of Western painting. Roman art was influenced by Greece and can in part be taken as a descendant of ancient Greek painting. Roman painting does have its own unique characteristics. The only surviving Roman paintings are wall paintings, many from villas in Campania, in Southern Italy. Such paintings can be grouped into four main "styles" or periods and may contain the first examples of trompe-l'œil, pseudo-perspective, and pure landscape.
Panel painting becomes more common during the Romanesque period, under the heavy influence of Byzantine icons. Towards the middle of the 13th century, Medieval art and Gothic painting became more realistic, with the beginnings of interest in the depiction of volume and perspective in Italy with Cimabue and then his pupil Giotto. From Giotto onwards, the treatment of composition in painting became much more free and innovative.
The Italian Renaissance is said by many to be the golden age of painting; roughly spanning the 14th through the mid-17th centuries with a significant influence also out of the borders of modern Italy. In Italy artists like Paolo Uccello, Fra Angelico, Masaccio, Piero della Francesca, Andrea Mantegna, Filippo Lippi, Giorgione, Tintoretto, Sandro Botticelli, Leonardo da Vinci, Michelangelo Buonarroti, Raphael, Giovanni Bellini, and Titian took painting to a higher level through the use of perspective, the study of human anatomy and proportion, and through their development of refined drawing and painting techniques. Michelangelo was active as a sculptor from about 1500 to 1520; works include his David, Pietà, Moses. Other Renaissance sculptors include Lorenzo Ghiberti, Luca Della Robbia, Donatello, Filippo Brunelleschi and Andrea del Verrocchio.
In the 15th and 16th centuries, the High Renaissance gave rise to a stylised art known as Mannerism. In place of the balanced compositions and rational approach to perspective that characterised art at the dawn of the 16th century, the Mannerists sought instability, artifice, and doubt. The unperturbed faces and gestures of Piero della Francesca and the calm Virgins of Raphael are replaced by the troubled expressions of Pontormo and the emotional intensity of El Greco.
In the 17th century, among the greatest painters of Italian Baroque are Caravaggio, Annibale Carracci, Artemisia Gentileschi, Mattia Preti, Carlo Saraceni and Bartolomeo Manfredi. Subsequently, in the 18th century, Italian Rococo was mainly inspired by French Rococo, since France was the founding nation of that particular style, with artists such as Giovanni Battista Tiepolo and Canaletto. Italian Neoclassical sculpture focused, with Antonio Canova's nudes, on the idealist aspect of the movement.
In the 19th century, major Italian Romantic painters were Francesco Hayez, Giuseppe Bezzuoli and Francesco Podesti. Impressionism was brought from France to Italy by the Macchiaioli, led by Giovanni Fattori, and Giovanni Boldini; Realism by Gioacchino Toma and Giuseppe Pellizza da Volpedo. In the 20th century, with Futurism, primarily through the works of Umberto Boccioni and Giacomo Balla, Italy rose again as a seminal country for artistic evolution in painting and sculpture. Futurism was succeeded by the metaphysical paintings of Giorgio de Chirico, who exerted a strong influence on the Surrealists and generations of artists to follow like Bruno Caruso and Renato Guttuso.
Literature
Formal Latin literature began in 240 BC, when the first stage play was performed in Rome. Latin literature was, and still is, highly influential in the world, with numerous writers, poets, philosophers, and historians, such as Pliny the Elder, Pliny the Younger, Virgil, Horace, Propertius, Ovid and Livy. The Romans were also famous for their oral tradition, poetry, drama and epigrams. In early years of the 13th century, St. Francis of Assisi was considered the first Italian poet by literary critics, with his religious song Canticle of the Sun.
Another Italian voice originated in Sicily. At the court of Emperor Frederick II, who ruled the Sicilian kingdom during the first half of the 13th century, lyrics modelled on Provençal forms and themes were written in a refined version of the local vernacular. One of these poets was the notary Giacomo da Lentini, inventor of the sonnet form, though the most famous early sonneteer was Petrarch.
Guido Guinizelli is considered the founder of the Dolce Stil Novo, a school that added a philosophical dimension to traditional love poetry. This new understanding of love, expressed in a smooth, pure style, influenced Guido Cavalcanti and the Florentine poet Dante Alighieri, who established the basis of the modern Italian language; his greatest work, the Divine Comedy, is considered among the foremost literary statements produced in Europe during the Middle Ages; furthermore, the poet invented the difficult terza rima. Two major writers of the 14th century, Petrarch and Giovanni Boccaccio, sought out and imitated the works of antiquity and cultivated their own artistic personalities. Petrarch achieved fame through his collection of poems, Il Canzoniere. Petrarch's love poetry served as a model for centuries. Equally influential was Boccaccio's The Decameron, one of the most popular collections of short stories ever written.
Italian Renaissance authors produced works including Niccolò Machiavelli's The Prince, an essay on political science and modern philosophy in which the "effectual truth" is taken to be more important than any abstract ideal; Ludovico Ariosto's Orlando Furioso, continuation of Matteo Maria Boiardo's unfinished romance Orlando Innamorato; and Baldassare Castiglione's dialogue The Book of the Courtier which describes the ideal of the perfect court gentleman and of spiritual beauty. The lyric poet Torquato Tasso in Jerusalem Delivered wrote a Christian epic in ottava rima, with attention to the Aristotelian canons of unity.
Giovanni Francesco Straparola and Giambattista Basile, which have written The Facetious Nights of Straparola (1550–1555) and the Pentamerone (1634) respectively, printed some of the first known versions of fairy tales in Europe. In the early 17th century, some literary masterpieces were created, such as Giambattista Marino's long mythological poem, L'Adone. The Baroque period also produced the clear scientific prose of Galileo as well as Tommaso Campanella's The City of the Sun, a description of a perfect society ruled by a philosopher-priest. At the end of the 17th century, the Arcadians began a movement to restore simplicity and classical restraint to poetry, as in Metastasio's heroic melodramas. In the 18th century, playwright Carlo Goldoni created full written plays, many portraying the middle class of his day.
The Romanticism coincided with some ideas of the Risorgimento, the patriotic movement that brought Italy political unity and freedom from foreign domination. Italian writers embraced Romanticism in the early 19th century. The time of Italy's rebirth was heralded by the poets Vittorio Alfieri, Ugo Foscolo, and Giacomo Leopardi. The works by Alessandro Manzoni, the leading Italian Romantic, are a symbol of the Italian unification for their patriotic message and because of his efforts in the development of the modern, unified Italian language; his novel The Betrothed was the first Italian historical novel to glorify Christian values of justice and Providence, and it has been called the most famous and widely read novel in the Italian language.
In the late 19th century, a realistic literary movement called Verismo played a major role in Italian literature; Giovanni Verga and Luigi Capuana were its main exponents. In the same period, Emilio Salgari, writer of action-adventure swashbucklers and a pioneer of science fiction, published his Sandokan series. In 1883, Carlo Collodi also published the novel The Adventures of Pinocchio, the most celebrated children's classic by an Italian author and one the most translated non-religious books in the world. A movement called Futurism influenced Italian literature in the early 20th century. Filippo Tommaso Marinetti wrote Manifesto of Futurism, called for the use of language and metaphors that glorified the speed, dynamism, and violence of the machine age.
Modern literary figures and Nobel laureates are Gabriele D'Annunzio from 1889 to 1910, nationalist poet Giosuè Carducci in 1906, realist writer Grazia Deledda in 1926, modern theatre author Luigi Pirandello in 1936, short stories writer Italo Calvino in 1960, poets Salvatore Quasimodo in 1959 and Eugenio Montale in 1975, Umberto Eco in 1980, and satirist and theatre author Dario Fo in 1997.
Philosophy
Over the ages, Italian philosophy and literature had a vast influence on Western philosophy, beginning with the Greeks and Romans, and going onto Renaissance humanism, the Age of Enlightenment and modern philosophy. Philosophy was brought to Italy by Pythagoras, founder of the Italian school of philosophy in Crotone. Major Italian philosophers of the Greek period include Xenophanes, Parmenides, Zeno, Empedocles and Gorgias. Roman philosophers include Cicero, Lucretius, Seneca the Younger, Musonius Rufus, Plutarch, Epictetus, Marcus Aurelius, Clement of Alexandria, Sextus Empiricus, Alexander of Aphrodisias, Plotinus, Porphyry, Iamblichus, Augustine of Hippo, Philoponus of Alexandria and Boethius.
Italian Medieval philosophy was mainly Christian, and included philosophers and theologians such as St Thomas Aquinas, the foremost classical proponent of natural theology and the father of Thomism, who reintroduced Aristotelian philosophy to Christianity. Notable Renaissance philosophers include: Giordano Bruno, one of the major scientific figures of the western world; Marsilio Ficino, one of the most influential humanist philosophers of the period; and Niccolò Machiavelli, one of the main founders of modern political science. Machiavelli's most famous work was The Prince, whose contribution to the history of political thought is the fundamental break between political realism and political idealism. Italy was also affected by the Enlightenment, a movement which was a consequence of the Renaissance. University cities such as Padua, Bologna and Naples remained centres of scholarship and the intellect, with several philosophers such as Giambattista Vico (widely regarded as being the founder of modern Italian philosophy) and Antonio Genovesi. Cesare Beccaria was a significant Enlightenment figure and is now considered one of the fathers of classical criminal theory as well as modern penology. Beccaria is famous for his On Crimes and Punishments (1764), a treatise that served as one of the earliest prominent condemnations of torture and the death penalty and thus a landmark work in anti-death penalty philosophy.
Italy also had a renowned philosophical movement in the 1800s, with Idealism, Sensism and Empiricism. The main Sensist Italian philosophers were Melchiorre Gioja and Gian Domenico Romagnosi. Criticism of the Sensist movement came from other philosophers such as Pasquale Galluppi (1770–1846), who affirmed that a priori relationships were synthetic. Antonio Rosmini, instead, was the founder of Italian Idealism. During the late 19th and 20th centuries, there were also several other movements which gained some form of popularity in Italy, such as Ontologism (whose main philosopher was Vincenzo Gioberti), anarchism, communism, socialism, futurism, fascism and Christian democracy. Giovanni Gentile and Benedetto Croce were two of the most significant 20th-century Idealist philosophers. Anarcho-communism first fully formed into its modern strain within the Italian section of the First International. Antonio Gramsci remains a relevant philosopher within Marxist and communist theory, credited with creating the theory of cultural hegemony. Italian philosophers were also influential in the development of the non-Marxist liberal socialism philosophy, including Carlo Rosselli, Norberto Bobbio, Piero Gobetti and Aldo Capitini. In the 1960s, many Italian left-wing activists adopted the anti-authoritarian pro-working class leftist theories that would become known as autonomism and operaismo.
Early Italian feminists include Sibilla Aleramo, Alaide Gualberta Beccari, and Anna Maria Mozzoni, though proto-feminist philosophies had previously been touched upon by earlier Italian writers such as Christine de Pizan, Moderata Fonte, and Lucrezia Marinella. Italian physician and educator Maria Montessori is credited with the creation of the philosophy of education that bears her name, an educational philosophy now practiced throughout the world. Giuseppe Peano was one of the founders of analytic philosophy and contemporary philosophy of mathematics. Recent analytic philosophers include Carlo Penco, Gloria Origgi, Pieranna Garavaso and Luciano Floridi.
Theatre
Italian theatre can be traced back to the Roman tradition. The theatre of ancient Rome was a thriving and diverse art form, ranging from festival performances of street theatre, nude dancing, and acrobatics, to the staging of Plautus's broadly appealing situation comedies, to the high-style, verbally elaborate tragedies of Seneca. Although Rome had a native tradition of performance, the Hellenization of Roman culture in the 3rd century BCE had a profound and energising effect on Roman theatre and encouraged the development of Latin literature of the highest quality for the stage. As with many other literary genres, Roman dramatists was heavily influenced or tended to adapt from the Greek. For example, Seneca's Phaedra was based on that of Euripides, and many of the comedies of Plautus were direct translations of works by Menander.
During the 16th century and on into the 18th century, Commedia dell'arte was a form of improvisational theatre, and it is still performed today. Travelling troupes of players would set up an outdoor stage and provide amusement in the form of juggling, acrobatics and, more typically, humorous plays based on a repertoire of established characters with a rough storyline, called canovaccio. Plays did not originate from written drama but from scenarios called lazzi, which were loose frameworks that provided the situations, complications, and outcome of the action, around which the actors would improvise. The characters of the commedia usually represent fixed social types and stock characters, each of which has a distinct costume, such as foolish old men, devious servants, or military officers full of false bravado. The main categories of these characters include servants, old men, lovers, and captains.
The first recorded Commedia dell'arte performances came from Rome as early as 1551, and was performed outdoors in temporary venues by professional actors who were costumed and masked, as opposed to , which were written comedies, presented indoors by untrained and unmasked actors. By the mid-16th century, specific troupes of commedia performers began to coalesce, and by 1568 the Gelosi became a distinct company. Commedia often performed inside in court theatres or halls, and also as some fixed theatres such as Teatro Baldrucca in Florence. Flaminio Scala, who had been a minor performer in the Gelosi published the scenarios of the commedia dell'arte around the start of the 17th century, really in an effort to legitimise the form—and ensure its legacy. These scenari are highly structured and built around the symmetry of the various types in duet: two , , and , among others.
In commedia dell'arte, female roles were played by women, documented as early as the 1560s, making them the first known professional actresses in Europe since antiquity. Lucrezia Di Siena, whose name is on a contract of actors from 10 October 1564, has been referred to as the first Italian actress known by name, with Vincenza Armani and Barbara Flaminia as the first primadonnas and the first well documented actresses in Europe.
The Ballet dance genre also originated in Italy. It began during the Italian Renaissance court as an outgrowth of court pageantry, where aristocratic weddings were lavish celebrations. Court musicians and dancers collaborated to provide elaborate entertainment for them. Domenico da Piacenza was one of the first dancing masters. Along with his students, Antonio Cornazzano and Guglielmo Ebreo, he was trained in dance and responsible for teaching nobles the art. Da Piacenza left one work: De arte saltandi et choreus ducendi (On the art of dancing and conducting dances), which was put together by his students.
At first, ballets were woven in to the midst of an opera to allow the audience a moment of relief from the dramatic intensity. By the mid-seventeenth century, Italian ballets in their entirety were performed in between the acts of an opera. Over time, Italian ballets became part of theatrical life: ballet companies in Italy's major opera houses employed an average of four to twelve dancers; in 1815 many companies employed anywhere from eighty to one hundred dancers.
Carlo Goldoni, who wrote a few scenarios starting in 1734, superseded the comedy of masks and the comedy of intrigue by representations of actual life and manners through the characters and their behaviours. He rightly maintained that Italian life and manners were susceptible of artistic treatment such as had not been given them before. Italian theatre has been active in producing contemporary European work and in staging revivals, including the works of Luigi Pirandello and Dario Fo.
The Teatro di San Carlo in Naples is the oldest continuously active venue for public opera in the world, opening in 1737, decades before both the Milan's La Scala and Venice's La Fenice theatres.
Music
From folk music to classical, music is an intrinsic part of Italian culture. Instruments associated with classical music, including the piano and violin, were invented in Italy, and many of the prevailing classical music forms, such as the symphony, concerto, and sonata, can trace their roots back to innovations of 16th- and 17th-century Italian music.
Italy's most famous composers include the Renaissance composers Palestrina, Monteverdi and Gesualdo, the Baroque composers Scarlatti, Corelli and Vivaldi, the Classical composers Paisiello, Paganini and Rossini, and the Romantic composers Verdi and Puccini. Modern Italian composers such as Berio and Nono proved significant in the development of experimental and electronic music. While the classical music tradition still holds strong in Italy, as evidenced by the fame of its innumerable opera houses, such as La Scala of Milan and San Carlo of Naples (the oldest continuously active venue for public opera in the world), and performers such as the pianist Maurizio Pollini and tenor Luciano Pavarotti, Italians have been no less appreciative of their thriving contemporary music scene.
Italy is widely known for being the birthplace of opera. Italian opera was believed to have been founded in the early 17th century, in cities such as Mantua and Venice. Later, works and pieces composed by native Italian composers of the 19th and early 20th centuries, such as Rossini, Bellini, Donizetti, Verdi and Puccini, are among the most famous operas ever written and today are performed in opera houses across the world. La Scala operahouse in Milan is also renowned as one of the best in the world. Famous Italian opera singers include Enrico Caruso and Alessandro Bonci.
Introduced in the early 1920s, jazz took a particularly strong foothold in Italy, and remained popular despite the xenophobic cultural policies of the Fascist regime. Today, the most notable centres of jazz music in Italy include Milan, Rome, and Sicily. Later, Italy was at the forefront of the progressive rock and pop movement of the 1970s, with bands like PFM, Banco del Mutuo Soccorso, Le Orme, Goblin, and Pooh. The same period saw diversification in the cinema of Italy, and Cinecittà films included complex scores by composers including Ennio Morricone, Armando Trovaioli, Piero Piccioni and Piero Umiliani. In the early 1980s, the first star to emerge from the Italian hip hop scene was singer Jovanotti. Italian metal bands include Rhapsody of Fire, Lacuna Coil, Elvenking, Forgotten Tomb, and Fleshgod Apocalypse.
Italy contributed to the development of disco and electronic music, with Italo disco, known for its futuristic sound and prominent use of synthesisers and drum machines, being one of the earliest electronic dance genres, as well as European forms of disco aside from Euro disco (which later went on to influence several genres such as Eurodance and Nu-disco). By the latter half of the 1990s, a subgenre of Eurodance known as Italo dance emerged. Taking influences from Italo disco and Italo house, Italo dance generally included synthesizer riffs, a melodic sound, and the usage of vocoders. Notable Italian DJs and remixers include Gabry Ponte (member of the group Eiffel 65), Benny Benassi, Gigi D'Agostino, and the trio Tacabro.
Producers such as Giorgio Moroder, who won three Academy Awards and four Golden Globes for his music, were highly influential in the development of electronic dance music. Today, Italian pop music is represented annually with the Sanremo Music Festival, which served as inspiration for the Eurovision song contest, and the Festival of Two Worlds in Spoleto. Singers such as Mina, Andrea Bocelli, Grammy winner Laura Pausini, Zucchero, Eros Ramazzotti and Tiziano Ferro have attained international acclaim.
Gigliola Cinquetti, Toto Cutugno, and Måneskin have won the Eurovision Song Contest, in 1964, 1990, and 2021 respectively.
Cinema
The history of Italian cinema began a few months after the Lumière brothers began motion picture exhibitions. The first Italian director is considered to be Vittorio Calcina, a collaborator of the Lumière Brothers, who filmed Pope Leo XIII in 1896. In the 1910s the Italian film industry developed rapidly. In 1912, the year of the greatest expansion, 569 films were produced in Turin, 420 in Rome and 120 in Milan. Cabiria, a 1914 Italian epic film directed by Giovanni Pastrone, is considered the most famous Italian silent film. It was also the first film in history to be shown in the White House. Cinema was later used by Benito Mussolini, who founded Rome's renowned Cinecittà studio for the production of Fascist propaganda until World War II.
After the war, Italian film was widely recognised and exported until an artistic decline around the 1980s. Notable Italian film directors from this period include Vittorio De Sica, Federico Fellini, Sergio Leone, Pier Paolo Pasolini, Luchino Visconti, Michelangelo Antonioni, Dussio Tessari and Roberto Rossellini; some of these are recognised among the greatest and most influential filmmakers of all time. Movies include world cinema treasures such as Bicycle Thieves, La dolce vita, 8½, The Good, the Bad and the Ugly, and Once Upon a Time in the West. The mid-1940s to the early 1950s was the heyday of neorealist films, reflecting the poor condition of post-war Italy.
As the country grew wealthier in the 1950s, a form of neorealism known as pink neorealism succeeded, and other film genres, such as sword-and-sandal followed as Spaghetti Westerns, were popular in the 1960s and 1970s. Actresses such as Sophia Loren, Giulietta Masina and Gina Lollobrigida achieved international stardom during this period. Erotic Italian thrillers, or giallos, produced by directors such as Mario Bava and Dario Argento in the 1970s, also influenced the horror genre worldwide. In recent years, the Italian scene has received only occasional international attention, with movies like Cinema Paradiso written and directed by Giuseppe Tornatore, Mediterraneo directed by Gabriele Salvatores, Life Is Beautiful directed by Roberto Benigni, Il Postino: The Postman with Massimo Troisi and The Great Beauty directed by Paolo Sorrentino.
The aforementioned Cinecittà studio is today the largest film and television production facility in Italy, where many international box office hits were filmed. In the 1950s, the number of international productions being made there led to Rome's being dubbed "Hollywood on the Tiber". More than 3,000 productions have been made on its lot, of which 90 received an Academy Award nomination and 47 of these won it, from some cinema classics to recent rewarded features (such as Roman Holiday, Ben-Hur, Cleopatra, Romeo and Juliet, The English Patient, The Passion of the Christ, and Gangs of New York).
Italy is the most awarded country at the Academy Awards for Best Foreign Language Film, with 14 awards won, 3 Special Awards and 28 nominations. , Italian films have also won 12 Palmes d'Or, 11 Golden Lions and 7 Golden Bears.
Sport
The most popular sport in Italy is football. Italy's national football team is one of the world's most successful teams with four FIFA World Cup victories (1934, 1938, 1982 and 2006). Italian clubs have won 48 major European trophies, making Italy the second most successful country in European football. Italy's top-flight club football league is named Serie A and is followed by millions of fans around the world.
Other popular team sports in Italy include basketball, volleyball and rugby. Italy's male and female national volleyball teams are often featured among the world's best. The Italian national basketball team's best results were gold at Eurobasket 1983 and EuroBasket 1999, as well as silver at the Olympics in 2004. Lega Basket Serie A is widely considered one of the most competitive in Europe. Italy's rugby national team competes in the Six Nations Championship, and is a regular at the Rugby World Cup. The men's volleyball team won three consecutive World Championships (in 1990, 1994, and 1998) and earned the Olympic silver medal in 1996, 2004, and 2016.
Italy has a long and successful tradition in individual sports as well. Bicycle racing is a familiar sport in the country. Italians have won the UCI World Championships more than any other country, except Belgium. The Giro d'Italia is a cycling race held every May, and constitutes one of the three Grand Tours.
Alpine skiing is also a widespread sport in Italy, and the country is a popular international skiing destination, known for its ski resorts. Italian skiers achieved good results in Winter Olympic Games, Alpine Ski World Cup, and tennis has a significant following in Italy, ranking as the fourth most practised sport in the country. The Rome Masters, founded in 1930, is one of the most prestigious tennis tournaments in the world. Italian professional tennis players won the Davis Cup in 1976 and the Fed Cup in 2006, 2009, 2010 and 2013.
Motorsports are also extremely popular in Italy. Italy has won, by far, the most MotoGP World Championships. Italian Scuderia Ferrari is the oldest surviving team in Grand Prix racing, having competed since 1948, and statistically the most successful Formula One team in history with a record of 232 wins. The Italian Grand Prix of Formula 1 is the fifth oldest surviving Grand Prix, having been held since 1921. It is also one of the two Grand Prix present in every championship since the first one in 1950. Every Formula 1 Grand Prix (except for the 1980) has been held at Autodromo Nazionale Monza. Formula 1 was also held at Imola (1980–2006, 2020) and Mugello (2020). Other successful Italian car manufacturers in motorsports are Alfa Romeo, Lancia, Maserati and Fiat.
Historically, Italy has been successful in the Olympic Games, taking part from the first Olympiad and in 47 Games out of 48, not having officially participated in the 1904 Summer Olympics. Italian sportsmen have won 522 medals at the Summer Olympic Games, and another 106 at the Winter Olympic Games, for a combined total of 628 medals with 235 golds, which makes them the fifth most successful nation in Olympic history for total medals. The country hosted two Winter Olympics and will host a third (in 1956, 2006, and 2026), and one Summer games (in 1960).
Fashion and design
Italian fashion has a long tradition. Milan, Florence and Rome are Italy's main fashion capitals. According to Top Global Fashion Capital Rankings 2013 by Global Language Monitor, Rome ranked sixth worldwide when Milan was twelfth. Previously, in 2009, Milan was declared as the "fashion capital of the world" by Global Language Monitor itself. Major Italian fashion labels, such as Gucci, Armani, Prada, Versace, Valentino, Dolce & Gabbana, Missoni, Fendi, Moschino, Max Mara, Trussardi, and Ferragamo, to name a few, are regarded as among the finest fashion houses in the world. Jewellers like Bvlgari, Damiani and Buccellati have been founded in Italy. Also, the fashion magazine Vogue Italia, is considered one of the most prestigious fashion magazines in the world. The talent of young, creative fashion is also promoted, as in the ITS young fashion designer competition in Trieste.
Italy is also prominent in the field of design, notably interior design, architectural design, industrial design and urban design. The country has produced some well-known furniture designers, such as Gio Ponti and Ettore Sottsass, and Italian phrases such as "Bel Disegno" and "Linea Italiana" have entered the vocabulary of furniture design. Examples of classic pieces of Italian white goods and pieces of furniture include Zanussi's washing machines and fridges, the "New Tone" sofas by Atrium, and the post-modern bookcase by Ettore Sottsass, inspired by Bob Dylan's song "Stuck Inside of Mobile with the Memphis Blues Again". Today, Milan and Turin are the nation's leaders in architectural design and industrial design. The city of Milan hosts Fiera Milano, Europe's largest design fair. Milan also hosts major design and architecture-related events and venues, such as the "Fuori Salone" and the Salone del Mobile, and has been home to the designers Bruno Munari, Lucio Fontana, Enrico Castellani and Piero Manzoni.
Cuisine
The Italian cuisine has developed through centuries of social and political changes, with roots as far back as the 4th century BC. Italian cuisine in itself takes heavy influences, including Etruscan, ancient Greek, ancient Roman, Byzantine, and Jewish. Significant changes occurred with the discovery of the New World with the introduction of items such as potatoes, tomatoes, bell peppers and maize, now central to the cuisine but not introduced in quantity until the 18th century. Italian cuisine is noted for its regional diversity, abundance of difference in taste, and is known to be one of the most popular in the world, wielding strong influence abroad.
The Mediterranean diet forms the basis of Italian cuisine, rich in pasta, fish, fruits and vegetables and characterised by its extreme simplicity and variety, with many dishes having only four to eight ingredients. Italian cooks rely chiefly on the quality of the ingredients rather than on elaborate preparation. Dishes and recipes are often derivatives from local and familial tradition rather than created by chefs, so many recipes are ideally suited for home cooking, this being one of the main reasons behind the ever-increasing worldwide popularity of Italian cuisine, from America to Asia. Ingredients and dishes vary widely by region.
Italian cuisine relies heavily on traditional products; the country has a large number of traditional specialities protected under EU law. Cheese, cold cuts and wine are central to Italian cuisine, with many regional declinations and Protected Designation of Origin or Protected Geographical Indication labels, and along with coffee (especially espresso) form part of Italian gastronomic culture. Desserts have a long tradition of merging local flavours such as citrus fruits, pistachio and almonds with sweet cheeses like mascarpone and ricotta or exotic tastes as cocoa, vanilla and cinnamon. Gelato, tiramisù and cassata are among the most famous examples of Italian desserts, cakes and patisserie. The marketing phenomenon of imitation of Italian agri-food products is known by the name of Italian Sounding.
Public holidays and festivals
Public holidays celebrated in Italy include religious, national and regional observances. Italy's National Day, the Festa della Repubblica (Republic Day) is celebrated on 2 June each year, with the main celebration taking place in Rome, and commemorates the birth of the Italian Republic in 1946. The ceremony of the event organized in Rome includes the deposition of a laurel wreath as a tribute to the Italian Unknown Soldier at the Altare della Patria by the President of the Italian Republic and a military parade along Via dei Fori Imperiali in Rome.
The Saint Lucy's Day, which take place on 13 December, is popular among children in some Italian regions, where she plays a role similar to Santa Claus. In addition, the Epiphany in Italy is associated with the folkloristic figure of the Befana, a broomstick-riding old woman who, in the night between 5 and 6 January, bringing good children gifts and sweets, and bad ones charcoal or bags of ashes. The Assumption of Mary coincides with Ferragosto on 15 August, the summer vacation period which may be a long weekend or most of the month.
Each city or town also celebrates a public holiday on the occasion of the festival of the local patron saint, for example: Rome on 29 June (Saints Peter and Paul), Milan on 7 December (Saint Ambrose), Naples on 19 September (Saint Januarius), Venice on 25 April (Saint Mark the Evangelist) and Florence on 24 June (Saint John the Baptist).
There are many festivals and festivities in Italy. Some of them include the Palio di Siena horse race, Holy Week rites, Saracen Joust of Arezzo, Saint Ubaldo Day in Gubbio, Giostra della Quintana in Foligno, and the Calcio Fiorentino. In 2013, UNESCO has included among the intangible cultural heritage some Italian festivals and pasos (in Italian "macchine a spalla"), such as the Varia di Palmi, the Macchina di Santa Rosa in Viterbo, the Festa dei Gigli in Nola, and faradda di li candareri in Sassari.
Other festivals include the carnivals in Venice, Viareggio, Satriano di Lucania, Mamoiada, and Ivrea, mostly known for its Battle of the Oranges. The Venice International Film Festival, awarding the "Golden Lion" and held annually since 1932, is the oldest film festival in the world and one of the "Big Three" alongside Cannes and Berlin.
See also
Index of Italy-related articles
Outline of Italy
Notes
References
Bibliography
Hibberd, Matthew. The media in Italy (McGraw-Hill International, 2007)
Sarti, Roland, ed. Italy: A reference guide from the Renaissance to the present (2004)
Sassoon, Donald. Contemporary Italy: politics, economy and society since 1945 (Routledge, 2014)
External links
Government
Government website
Official site of the Italian Parliament
Official site of the President of the Italian Republic
Italian Higher Education for International Students
Italian National and Regional parks
Italian tourism official website
Economy
Site of the Ministry of Economy and Finance
General information
Italy from the BBC News
Italy. The World Factbook. Central Intelligence Agency.
Italy from UCB Libraries GovPubs
Italy Encyclopædia Britannica entry
Italy from the OECD
Italy at the EU
Key Development Forecasts for Italy from International Futures
1861 establishments in Europe
G7 nations
G20 nations
Italian-speaking countries and territories
Member states of NATO
Member states of the European Union
Member states of the Union for the Mediterranean
Current member states of the United Nations
Republics
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Transcontinental countries |
14533 | https://en.wikipedia.org/wiki/India | India | India, officially the Republic of India (Hindi: ), is a country in South Asia. It is the seventh-largest country by area, the second-most populous country, and the most populous democracy in the world. Bounded by the Indian Ocean on the south, the Arabian Sea on the southwest, and the Bay of Bengal on the southeast, it shares land borders with Pakistan to the west; China, Nepal, and Bhutan to the north; and Bangladesh and Myanmar to the east. In the Indian Ocean, India is in the vicinity of Sri Lanka and the Maldives; its Andaman and Nicobar Islands share a maritime border with Thailand, Myanmar and Indonesia.
Modern humans arrived on the Indian subcontinent from Africa no later than 55,000 years ago.
Their long occupation, initially in varying forms of isolation as hunter-gatherers, has made the region highly diverse, second only to Africa in human genetic diversity. Settled life emerged on the subcontinent in the western margins of the Indus river basin 9,000 years ago, evolving gradually into the Indus Valley Civilisation of the third millennium BCE.
By , an archaic form of Sanskrit, an Indo-European language, had diffused into India from the northwest, unfolding as the language of the Rigveda, and recording the dawning of Hinduism in India. The Dravidian languages of India were supplanted in the northern and western regions.
By , stratification and exclusion by caste had emerged within Hinduism,
and Buddhism and Jainism had arisen, proclaiming social orders unlinked to heredity.
Early political consolidations gave rise to the loose-knit Maurya and Gupta Empires based in the Ganges Basin.
Their collective era was suffused with wide-ranging creativity, but also marked by the declining status of women, and the incorporation of untouchability into an organised system of belief. In South India, the Middle kingdoms exported Dravidian-languages scripts and religious cultures to the kingdoms of Southeast Asia.
In the early medieval era, Christianity, Islam, Judaism, and Zoroastrianism put down roots on India's southern and western coasts.
Muslim armies from Central Asia intermittently overran India's northern plains,
eventually establishing the Delhi Sultanate, and drawing northern India into the cosmopolitan networks of medieval Islam.
In the 15th century, the Vijayanagara Empire created a long-lasting composite Hindu culture in south India.
In the Punjab, Sikhism emerged, rejecting institutionalised religion.
The Mughal Empire, in 1526, ushered in two centuries of relative peace,
leaving a legacy of luminous architecture.
Gradually expanding rule of the British East India Company followed, turning India into a colonial economy, but also consolidating its sovereignty. British Crown rule began in 1858. The rights promised to Indians were granted slowly, but technological changes were introduced, and ideas of education, modernity and the public life took root.
A pioneering and influential nationalist movement emerged, which was noted for nonviolent resistance and became the major factor in ending British rule. In 1947 the British Indian Empire was partitioned into two independent dominions, a Hindu-majority Dominion of India and a Muslim-majority Dominion of Pakistan, amid large-scale loss of life and an unprecedented migration.
India has been a federal republic since 1950, governed in a democratic parliamentary system. It is a pluralistic, multilingual and multi-ethnic society. India's population grew from 361 million in 1951 to 1.211 billion in 2011.
During the same time, its nominal per capita income increased from US$64 annually to US$1,498, and its literacy rate from 16.6% to 74%. From being a comparatively destitute country in 1951,
India has become a fast-growing major economy and a hub for information technology services, with an expanding middle class. It has a space programme which includes several planned or completed extraterrestrial missions. Indian movies, music, and spiritual teachings play an increasing role in global culture.
India has substantially reduced its rate of poverty, though at the cost of increasing economic inequality.
India is a nuclear-weapon state, which ranks high in military expenditure. It has disputes over Kashmir with its neighbours, Pakistan and China, unresolved since the mid-20th century.
Among the socio-economic challenges India faces are gender inequality, child malnutrition,
and rising levels of air pollution.
India's land is megadiverse, with four biodiversity hotspots. Its forest cover comprises 21.7% of its area. India's wildlife, which has traditionally been viewed with tolerance in India's culture, is supported among these forests, and elsewhere, in protected habitats.
Etymology
According to the Oxford English Dictionary (third edition 2009), the name "India" is derived from the Classical Latin India, a reference to South Asia and an uncertain region to its east; and in turn derived successively from: Hellenistic Greek India ( Ἰνδία); ancient Greek Indos ( Ἰνδός); Old Persian Hindush, an eastern province of the Achaemenid empire; and ultimately its cognate, the Sanskrit Sindhu, or "river," specifically the Indus River and, by implication, its well-settled southern basin. The ancient Greeks referred to the Indians as Indoi (), which translates as "The people of the Indus".
The term Bharat (; ), mentioned in both Indian epic poetry and the Constitution of India, is used in its variations by many Indian languages. A modern rendering of the historical name Bharatavarsha, which applied originally to North India, Bharat gained increased currency from the mid-19th century as a native name for India.
Hindustan () is a Middle Persian name for India, introduced during the Mughal Empire and used widely since. Its meaning has varied, referring to a region encompassing present-day northern India and Pakistan or to India in its near entirety.
History
Ancient India
By 55,000 years ago, the first modern humans, or Homo sapiens, had arrived on the Indian subcontinent from Africa, where they had earlier evolved. The earliest known modern human remains in South Asia date to about 30,000 years ago. After , evidence for domestication of food crops and animals, construction of permanent structures, and storage of agricultural surplus appeared in Mehrgarh and other sites in what is now Balochistan, Pakistan. These gradually developed into the Indus Valley Civilisation, the first urban culture in South Asia, which flourished during in what is now Pakistan and western India. Centred around cities such as Mohenjo-daro, Harappa, Dholavira, and Kalibangan, and relying on varied forms of subsistence, the civilisation engaged robustly in crafts production and wide-ranging trade.
During the period , many regions of the subcontinent transitioned from the Chalcolithic cultures to the Iron Age ones. The Vedas, the oldest scriptures associated with Hinduism, were composed during this period, and historians have analysed these to posit a Vedic culture in the Punjab region and the upper Gangetic Plain. Most historians also consider this period to have encompassed several waves of Indo-Aryan migration into the subcontinent from the north-west. The caste system, which created a hierarchy of priests, warriors, and free peasants, but which excluded indigenous peoples by labelling their occupations impure, arose during this period. On the Deccan Plateau, archaeological evidence from this period suggests the existence of a chiefdom stage of political organisation. In South India, a progression to sedentary life is indicated by the large number of megalithic monuments dating from this period, as well as by nearby traces of agriculture, irrigation tanks, and craft traditions.
In the late Vedic period, around the 6th century BCE, the small states and chiefdoms of the Ganges Plain and the north-western regions had consolidated into 16 major oligarchies and monarchies that were known as the mahajanapadas. The emerging urbanisation gave rise to non-Vedic religious movements, two of which became independent religions. Jainism came into prominence during the life of its exemplar, Mahavira. Buddhism, based on the teachings of Gautama Buddha, attracted followers from all social classes excepting the middle class; chronicling the life of the Buddha was central to the beginnings of recorded history in India. In an age of increasing urban wealth, both religions held up renunciation as an ideal, and both established long-lasting monastic traditions. Politically, by the 3rd century BCE, the kingdom of Magadha had annexed or reduced other states to emerge as the Mauryan Empire. The empire was once thought to have controlled most of the subcontinent except the far south, but its core regions are now thought to have been separated by large autonomous areas. The Mauryan kings are known as much for their empire-building and determined management of public life as for Ashoka's renunciation of militarism and far-flung advocacy of the Buddhist dhamma.
The Sangam literature of the Tamil language reveals that, between and , the southern peninsula was ruled by the Cheras, the Cholas, and the Pandyas, dynasties that traded extensively with the Roman Empire and with West and South-East Asia. In North India, Hinduism asserted patriarchal control within the family, leading to increased subordination of women. By the 4th and 5th centuries, the Gupta Empire had created a complex system of administration and taxation in the greater Ganges Plain; this system became a model for later Indian kingdoms. Under the Guptas, a renewed Hinduism based on devotion, rather than the management of ritual, began to assert itself. This renewal was reflected in a flowering of sculpture and architecture, which found patrons among an urban elite. Classical Sanskrit literature flowered as well, and Indian science, astronomy, medicine, and mathematics made significant advances.
Medieval India
The Indian early medieval age, from , is defined by regional kingdoms and cultural diversity. When Harsha of Kannauj, who ruled much of the Indo-Gangetic Plain from , attempted to expand southwards, he was defeated by the Chalukya ruler of the Deccan. When his successor attempted to expand eastwards, he was defeated by the Pala king of Bengal. When the Chalukyas attempted to expand southwards, they were defeated by the Pallavas from farther south, who in turn were opposed by the Pandyas and the Cholas from still farther south. No ruler of this period was able to create an empire and consistently control lands much beyond their core region. During this time, pastoral peoples, whose land had been cleared to make way for the growing agricultural economy, were accommodated within caste society, as were new non-traditional ruling classes. The caste system consequently began to show regional differences.
In the 6th and 7th centuries, the first devotional hymns were created in the Tamil language. They were imitated all over India and led to both the resurgence of Hinduism and the development of all modern languages of the subcontinent. Indian royalty, big and small, and the temples they patronised drew citizens in great numbers to the capital cities, which became economic hubs as well. Temple towns of various sizes began to appear everywhere as India underwent another urbanisation. By the 8th and 9th centuries, the effects were felt in South-East Asia, as South Indian culture and political systems were exported to lands that became part of modern-day Myanmar, Thailand, Laos, Cambodia, Vietnam, Philippines, Malaysia, and Java. Indian merchants, scholars, and sometimes armies were involved in this transmission; South-East Asians took the initiative as well, with many sojourning in Indian seminaries and translating Buddhist and Hindu texts into their languages.
After the 10th century, Muslim Central Asian nomadic clans, using swift-horse cavalry and raising vast armies united by ethnicity and religion, repeatedly overran South Asia's north-western plains, leading eventually to the establishment of the Islamic Delhi Sultanate in 1206. The sultanate was to control much of North India and to make many forays into South India. Although at first disruptive for the Indian elites, the sultanate largely left its vast non-Muslim subject population to its own laws and customs. By repeatedly repulsing Mongol raiders in the 13th century, the sultanate saved India from the devastation visited on West and Central Asia, setting the scene for centuries of migration of fleeing soldiers, learned men, mystics, traders, artists, and artisans from that region into the subcontinent, thereby creating a syncretic Indo-Islamic culture in the north. The sultanate's raiding and weakening of the regional kingdoms of South India paved the way for the indigenous Vijayanagara Empire. Embracing a strong Shaivite tradition and building upon the military technology of the sultanate, the empire came to control much of peninsular India, and was to influence South Indian society for long afterwards.
Early modern India
In the early 16th century, northern India, then under mainly Muslim rulers, fell again to the superior mobility and firepower of a new generation of Central Asian warriors. The resulting Mughal Empire did not stamp out the local societies it came to rule. Instead, it balanced and pacified them through new administrative practices and diverse and inclusive ruling elites, leading to more systematic, centralised, and uniform rule. Eschewing tribal bonds and Islamic identity, especially under Akbar, the Mughals united their far-flung realms through loyalty, expressed through a Persianised culture, to an emperor who had near-divine status. The Mughal state's economic policies, deriving most revenues from agriculture and mandating that taxes be paid in the well-regulated silver currency, caused peasants and artisans to enter larger markets. The relative peace maintained by the empire during much of the 17th century was a factor in India's economic expansion, resulting in greater patronage of painting, literary forms, textiles, and architecture. Newly coherent social groups in northern and western India, such as the Marathas, the Rajputs, and the Sikhs, gained military and governing ambitions during Mughal rule, which, through collaboration or adversity, gave them both recognition and military experience. Expanding commerce during Mughal rule gave rise to new Indian commercial and political elites along the coasts of southern and eastern India. As the empire disintegrated, many among these elites were able to seek and control their own affairs.
By the early 18th century, with the lines between commercial and political dominance being increasingly blurred, a number of European trading companies, including the English East India Company, had established coastal outposts. The East India Company's control of the seas, greater resources, and more advanced military training and technology led it to increasingly assert its military strength and caused it to become attractive to a portion of the Indian elite; these factors were crucial in allowing the company to gain control over the Bengal region by 1765 and sideline the other European companies. Its further access to the riches of Bengal and the subsequent increased strength and size of its army enabled it to annexe or subdue most of India by the 1820s. India was then no longer exporting manufactured goods as it long had, but was instead supplying the British Empire with raw materials. Many historians consider this to be the onset of India's colonial period. By this time, with its economic power severely curtailed by the British parliament and having effectively been made an arm of British administration, the company began more consciously to enter non-economic arenas like education, social reform, and culture.
Modern India
Historians consider India's modern age to have begun sometime between 1848 and 1885. The appointment in 1848 of Lord Dalhousie as Governor General of the East India Company set the stage for changes essential to a modern state. These included the consolidation and demarcation of sovereignty, the surveillance of the population, and the education of citizens. Technological changes—among them, railways, canals, and the telegraph—were introduced not long after their introduction in Europe. However, disaffection with the company also grew during this time and set off the Indian Rebellion of 1857. Fed by diverse resentments and perceptions, including invasive British-style social reforms, harsh land taxes, and summary treatment of some rich landowners and princes, the rebellion rocked many regions of northern and central India and shook the foundations of Company rule. Although the rebellion was suppressed by 1858, it led to the dissolution of the East India Company and the direct administration of India by the British government. Proclaiming a unitary state and a gradual but limited British-style parliamentary system, the new rulers also protected princes and landed gentry as a feudal safeguard against future unrest. In the decades following, public life gradually emerged all over India, leading eventually to the founding of the Indian National Congress in 1885.
The rush of technology and the commercialisation of agriculture in the second half of the 19th century was marked by economic setbacks and many small farmers became dependent on the whims of far-away markets. There was an increase in the number of large-scale famines, and, despite the risks of infrastructure development borne by Indian taxpayers, little industrial employment was generated for Indians. There were also salutary effects: commercial cropping, especially in the newly canalled Punjab, led to increased food production for internal consumption. The railway network provided critical famine relief, notably reduced the cost of moving goods, and helped nascent Indian-owned industry.
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After World War I, in which approximately one million Indians served, a new period began. It was marked by British reforms but also repressive legislation, by more strident Indian calls for self-rule, and by the beginnings of a nonviolent movement of non-co-operation, of which Mohandas Karamchand Gandhi would become the leader and enduring symbol. During the 1930s, slow legislative reform was enacted by the British; the Indian National Congress won victories in the resulting elections. The next decade was beset with crises: Indian participation in World War II, the Congress's final push for non-co-operation, and an upsurge of Muslim nationalism. All were capped by the advent of independence in 1947, but tempered by the partition of India into two states: India and Pakistan.
Vital to India's self-image as an independent nation was its constitution, completed in 1950, which put in place a secular and democratic republic. It has remained a democracy with civil liberties, an active Supreme Court, and a largely independent press. Economic liberalisation, which began in the 1990s, has created a large urban middle class, transformed India into one of the world's fastest-growing economies, and increased its geopolitical clout. Indian movies, music, and spiritual teachings play an increasing role in global culture. Yet, India is also shaped by seemingly unyielding poverty, both rural and urban; by religious and caste-related violence; by Maoist-inspired Naxalite insurgencies; and by separatism in Jammu and Kashmir and in Northeast India. It has unresolved territorial disputes with China and with Pakistan. India's sustained democratic freedoms are unique among the world's newer nations; however, in spite of its recent economic successes, freedom from want for its disadvantaged population remains a goal yet to be achieved.
Geography
India accounts for the bulk of the Indian subcontinent, lying atop the Indian tectonic plate, a part of the Indo-Australian Plate. India's defining geological processes began 75 million years ago when the Indian Plate, then part of the southern supercontinent Gondwana, began a north-eastward drift caused by seafloor spreading to its south-west, and later, south and south-east. Simultaneously, the vast Tethyan oceanic crust, to its northeast, began to subduct under the Eurasian Plate. These dual processes, driven by convection in the Earth's mantle, both created the Indian Ocean and caused the Indian continental crust eventually to under-thrust Eurasia and to uplift the Himalayas. Immediately south of the emerging Himalayas, plate movement created a vast trough that rapidly filled with river-borne sediment and now constitutes the Indo-Gangetic Plain. Cut off from the plain by the ancient Aravalli Range lies the Thar Desert.
The original Indian Plate survives as peninsular India, the oldest and geologically most stable part of India. It extends as far north as the Satpura and Vindhya ranges in central India. These parallel chains run from the Arabian Sea coast in Gujarat in the west to the coal-rich Chota Nagpur Plateau in Jharkhand in the east. To the south, the remaining peninsular landmass, the Deccan Plateau, is flanked on the west and east by coastal ranges known as the Western and Eastern Ghats; the plateau contains the country's oldest rock formations, some over one billion years old. Constituted in such fashion, India lies to the north of the equator between 6° 44′ and 35° 30′ north latitude and 68° 7′ and 97° 25′ east longitude.
India's coastline measures in length; of this distance, belong to peninsular India and to the Andaman, Nicobar, and Lakshadweep island chains. According to the Indian naval hydrographic charts, the mainland coastline consists of the following: 43% sandy beaches; 11% rocky shores, including cliffs; and 46% mudflats or marshy shores.
Major Himalayan-origin rivers that substantially flow through India include the Ganges and the Brahmaputra, both of which drain into the Bay of Bengal. Important tributaries of the Ganges include the Yamuna and the Kosi; the latter's extremely low gradient, caused by long-term silt deposition, leads to severe floods and course changes. Major peninsular rivers, whose steeper gradients prevent their waters from flooding, include the Godavari, the Mahanadi, the Kaveri, and the Krishna, which also drain into the Bay of Bengal; and the Narmada and the Tapti, which drain into the Arabian Sea. Coastal features include the marshy Rann of Kutch of western India and the alluvial Sundarbans delta of eastern India; the latter is shared with Bangladesh. India has two archipelagos: the Lakshadweep, coral atolls off India's south-western coast; and the Andaman and Nicobar Islands, a volcanic chain in the Andaman Sea.
Indian climate is strongly influenced by the Himalayas and the Thar Desert, both of which drive the economically and culturally pivotal summer and winter monsoons. The Himalayas prevent cold Central Asian katabatic winds from blowing in, keeping the bulk of the Indian subcontinent warmer than most locations at similar latitudes. The Thar Desert plays a crucial role in attracting the moisture-laden south-west summer monsoon winds that, between June and October, provide the majority of India's rainfall. Four major climatic groupings predominate in India: tropical wet, tropical dry, subtropical humid, and montane.
Temperatures in India have risen by between 1901 and 2018. Climate change in India is often thought to be the cause. The retreat of Himalayan glaciers has adversely affected the flow rate of the major Himalayan rivers, including the Ganges and the Brahmaputra. According to some current projections, the number and severity of droughts in India will have markedly increased by the end of the present century.
Biodiversity
India is a megadiverse country, a term employed for 17 countries which display high biological diversity and contain many species exclusively indigenous, or endemic, to them. India is a habitat for 8.6% of all mammal species, 13.7% of bird species, 7.9% of reptile species, 6% of amphibian species, 12.2% of fish species, and 6.0% of all flowering plant species. Fully a third of Indian plant species are endemic. India also contains four of the world's 34 biodiversity hotspots, or regions that display significant habitat loss in the presence of high endemism.
According to official statistics, India's forest cover is , which is 21.71% of the country's total land area. It can be subdivided further into broad categories of canopy density, or the proportion of the area of a forest covered by its tree canopy. Very dense forest, whose canopy density is greater than 70%, occupies 3.02% of India's land area. It predominates in the tropical moist forest of the Andaman Islands, the Western Ghats, and Northeast India. Moderately dense forest, whose canopy density is between 40% and 70%, occupies 9.39% of India's land area. It predominates in the temperate coniferous forest of the Himalayas, the moist deciduous sal forest of eastern India, and the dry deciduous teak forest of central and southern India. Open forest, whose canopy density is between 10% and 40%, occupies 9.26% of India's land area, and predominates in the babul-dominated thorn forest of the central Deccan Plateau and the western Gangetic plain.
Among the Indian subcontinent's notable indigenous trees are the astringent Azadirachta indica, or neem, which is widely used in rural Indian herbal medicine, and the luxuriant Ficus religiosa, or peepul, which is displayed on the ancient seals of Mohenjo-daro, and under which the Buddha is recorded in the Pali canon to have sought enlightenment.
Many Indian species have descended from those of Gondwana, the southern supercontinent from which India separated more than 100 million years ago. India's subsequent collision with Eurasia set off a mass exchange of species. However, volcanism and climatic changes later caused the extinction of many endemic Indian forms. Still later, mammals entered India from Asia through two zoogeographical passes flanking the Himalayas. This had the effect of lowering endemism among India's mammals, which stands at 12.6%, contrasting with 45.8% among reptiles and 55.8% among amphibians.} Notable endemics are the vulnerable hooded leaf monkey and the threatened Beddom's toad of the Western Ghats.
India contains 172 IUCN-designated threatened animal species, or 2.9% of endangered forms. These include the endangered Bengal tiger and the Ganges river dolphin. Critically endangered species include: the gharial, a crocodilian; the great Indian bustard; and the Indian white-rumped vulture, which has become nearly extinct by having ingested the carrion of diclofenac-treated cattle. The pervasive and ecologically devastating human encroachment of recent decades has critically endangered Indian wildlife. In response, the system of national parks and protected areas, first established in 1935, was expanded substantially. In 1972, India enacted the Wildlife Protection Act and Project Tiger to safeguard crucial wilderness; the Forest Conservation Act was enacted in 1980 and amendments added in 1988. India hosts more than five hundred wildlife sanctuaries and thirteenbiosphere reserves, four of which are part of the World Network of Biosphere Reserves; twenty-five wetlands are registered under the Ramsar Convention.
Politics and government
Politics
India is the world's most populous democracy. A parliamentary republic with a multi-party system, it has eightrecognised national parties, including the Indian National Congress and the Bharatiya Janata Party (BJP), and more than 40regional parties. The Congress is considered centre-left in Indian political culture, and the BJP right-wing. For most of the period between 1950—when India first became a republic—and the late 1980s, the Congress held a majority in the parliament. Since then, however, it has increasingly shared the political stage with the BJP, as well as with powerful regional parties which have often forced the creation of multi-party coalition governments at the centre.
In the Republic of India's first three general elections, in 1951, 1957, and 1962, the Jawaharlal Nehru-led Congress won easy victories. On Nehru's death in 1964, Lal Bahadur Shastri briefly became prime minister; he was succeeded, after his own unexpected death in 1966, by Nehru's daughter Indira Gandhi, who went on to lead the Congress to election victories in 1967 and 1971. Following public discontent with the state of emergency she declared in 1975, the Congress was voted out of power in 1977; the then-new Janata Party, which had opposed the emergency, was voted in. Its government lasted just over two years. Voted back into power in 1980, the Congress saw a change in leadership in 1984, when Indira Gandhi was assassinated; she was succeeded by her son Rajiv Gandhi, who won an easy victory in the general elections later that year. The Congress was voted out again in 1989 when a National Front coalition, led by the newly formed Janata Dal in alliance with the Left Front, won the elections; that government too proved relatively short-lived, lasting just under two years. Elections were held again in 1991; no party won an absolute majority. The Congress, as the largest single party, was able to form a minority government led by P. V. Narasimha Rao.
A two-year period of political turmoil followed the general election of 1996. Several short-lived alliances shared power at the centre. The BJP formed a government briefly in 1996; it was followed by two comparatively long-lasting United Front coalitions, which depended on external support. In 1998, the BJP was able to form a successful coalition, the National Democratic Alliance (NDA). Led by Atal Bihari Vajpayee, the NDA became the first non-Congress, coalition government to complete a five-year term. Again in the 2004 Indian general elections, no party won an absolute majority, but the Congress emerged as the largest single party, forming another successful coalition: the United Progressive Alliance (UPA). It had the support of left-leaning parties and MPs who opposed the BJP. The UPA returned to power in the 2009 general election with increased numbers, and it no longer required external support from India's communist parties. That year, Manmohan Singh became the first prime minister since Jawaharlal Nehru in 1957 and 1962 to be re-elected to a consecutive five-year term. In the 2014 general election, the BJP became the first political party since 1984 to win a majority and govern without the support of other parties. The incumbent prime minister is Narendra Modi, a former chief minister of Gujarat. On 20 July 2017, Ram Nath Kovind was elected India's 14th president and took the oath of office on 25 July 2017.
Government
India is a federation with a parliamentary system governed under the Constitution of India—the country's supreme legal document. It is a constitutional republic and representative democracy, in which "majority rule is tempered by minority rights protected by law". Federalism in India defines the power distribution between the union and the states. The Constitution of India, which came into effect on 26 January 1950, originally stated India to be a "sovereign, democratic republic;" this characterisation was amended in 1971 to "a sovereign, socialist, secular, democratic republic". India's form of government, traditionally described as "quasi-federal" with a strong centre and weak states, has grown increasingly federal since the late 1990s as a result of political, economic, and social changes.
The Government of India comprises three branches:
Executive: The President of India is the ceremonial head of state, who is elected indirectly for a five-year term by an electoral college comprising members of national and state legislatures. The Prime Minister of India is the head of government and exercises most executive power. Appointed by the president, the prime minister is by convention supported by the party or political alliance having a majority of seats in the lower house of parliament. The executive of the Indian government consists of the president, the vice president, and the Union Council of Ministers—with the cabinet being its executive committee—headed by the prime minister. Any minister holding a portfolio must be a member of one of the houses of parliament. In the Indian parliamentary system, the executive is subordinate to the legislature; the prime minister and their council are directly responsible to the lower house of the parliament. Civil servants act as permanent executives and all decisions of the executive are implemented by them.
Legislature: The legislature of India is the bicameral parliament. Operating under a Westminster-style parliamentary system, it comprises an upper house called the Rajya Sabha (Council of States) and a lower house called the Lok Sabha (House of the People). The Rajya Sabha is a permanent body of 245members who serve staggered six-yearterms. Most are elected indirectly by the state and union territorial legislatures in numbers proportional to their state's share of the national population. All but two of the Lok Sabha's 545members are elected directly by popular vote; they represent single-member constituencies for five-yearterms. Two seats of parliament, reserved for Anglo-Indian in the article 331, have been scrapped.
Judiciary: India has a three-tierunitary independent judiciary comprising the supreme court, headed by the Chief Justice of India, 25high courts, and a large number of trial courts. The supreme court has original jurisdiction over cases involving fundamental rights and over disputes between states and the centre and has appellate jurisdiction over the high courts. It has the power to both strike down union or state laws which contravene the constitution, and invalidate any government action it deems unconstitutional.
Administrative divisions
India is a federal union comprising 28 states and 8 union territories (listed below as 128 and AH, respectively). All states, as well as the union territories of Jammu and Kashmir, Puducherry and the National Capital Territory of Delhi, have elected legislatures and governments following the Westminster system of governance. The remaining five union territories are directly ruled by the central government through appointed administrators. In 1956, under the States Reorganisation Act, states were reorganised on a linguistic basis. There are over a quarter of a million local government bodies at city, town, block, district and village levels.
Foreign, economic and strategic relations
In the 1950s, India strongly supported decolonisation in Africa and Asia and played a leading role in the Non-Aligned Movement. After initially cordial relations with neighbouring China, India went to war with China in 1962, and was widely thought to have been humiliated. India has had tense relations with neighbouring Pakistan; the two nations have gone to war four times: in 1947, 1965, 1971, and 1999. Three of these wars were fought over the disputed territory of Kashmir, while the fourth, the 1971 war, followed from India's support for the independence of Bangladesh. In the late 1980s, the Indian military twice intervened abroad at the invitation of the host country: a peace-keeping operation in Sri Lanka between 1987 and 1990; and an armed intervention to prevent a 1988 coup d'état attempt in the Maldives. After the 1965 war with Pakistan, India began to pursue close military and economic ties with the Soviet Union; by the late 1960s, the Soviet Union was its largest arms supplier.
Aside from ongoing its special relationship with Russia, India has wide-ranging defence relations with Israel and France. In recent years, it has played key roles in the South Asian Association for Regional Cooperation and the World Trade Organization. The nation has provided 100,000 military and police personnel to serve in 35 UN peacekeeping operations across four continents. It participates in the East Asia Summit, the G8+5, and other multilateral forums. India has close economic ties with countries in South America, Asia, and Africa; it pursues a "Look East" policy that seeks to strengthen partnerships with the ASEAN nations, Japan, and South Korea that revolve around many issues, but especially those involving economic investment and regional security.
China's nuclear test of 1964, as well as its repeated threats to intervene in support of Pakistan in the 1965 war, convinced India to develop nuclear weapons. India conducted its first nuclear weapons test in 1974 and carried out additional underground testing in 1998. Despite criticism and military sanctions, India has signed neither the Comprehensive Nuclear-Test-Ban Treaty nor the Nuclear Non-Proliferation Treaty, considering both to be flawed and discriminatory. India maintains a "no first use" nuclear policy and is developing a nuclear triad capability as a part of its "Minimum Credible Deterrence" doctrine. It is developing a ballistic missile defence shield and, a fifth-generation fighter jet. Other indigenous military projects involve the design and implementation of Vikrant-class aircraft carriers and Arihant-class nuclear submarines.
Since the end of the Cold War, India has increased its economic, strategic, and military co-operation with the United States and the European Union. In 2008, a civilian nuclear agreement was signed between India and the United States. Although India possessed nuclear weapons at the time and was not a party to the Nuclear Non-Proliferation Treaty, it received waivers from the International Atomic Energy Agency and the Nuclear Suppliers Group, ending earlier restrictions on India's nuclear technology and commerce. As a consequence, India became the sixth de facto nuclear weapons state. India subsequently signed co-operation agreements involving civilian nuclear energy with Russia, France, the United Kingdom, and Canada.
The President of India is the supreme commander of the nation's armed forces; with 1.45 million active troops, they compose the world's second-largest military. It comprises the Indian Army, the Indian Navy, the Indian Air Force, and the Indian Coast Guard. The official Indian defence budget for 2011 was US$36.03 billion, or 1.83% of GDP. Defence expenditure was pegged at US$70.12 billion for fiscal year 2022-23 and, increased 9.8% than previous fiscal year. India is the world's second largest arms importer; between 2016 and 2020, it accounted for 9.5% of the total global arms imports. Much of the military expenditure was focused on defence against Pakistan and countering growing Chinese influence in the Indian Ocean. In May 2017, the Indian Space Research Organisation launched the South Asia Satellite, a gift from India to its neighbouring SAARC countries. In October 2018, India signed a US$5.43 billion (over 400 billion) agreement with Russia to procure four S-400 Triumf surface-to-air missile defence systems, Russia's most advanced long-range missile defence system.
Economy
According to the International Monetary Fund (IMF), the Indian economy in 2020 was nominally worth $2.7 trillion; it is the sixth-largest economy by market exchange rates, and is around $8.9 trillion, the third-largest by purchasing power parity (PPP). With its average annual GDP growth rate of 5.8% over the past two decades, and reaching 6.1% during 2011–2012, India is one of the world's fastest-growing economies. However, the country ranks 139th in the world in nominal GDP per capita and 118th in GDP per capita at PPP. Until 1991, all Indian governments followed protectionist policies that were influenced by socialist economics. Widespread state intervention and regulation largely walled the economy off from the outside world. An acute balance of payments crisis in 1991 forced the nation to liberalise its economy; since then it has moved slowly towards a free-market system by emphasising both foreign trade and direct investment inflows. India has been a member of WTO since 1 January 1995.
The 522-million-worker Indian labour force is the world's second-largest, . The service sector makes up 55.6% of GDP, the industrial sector 26.3% and the agricultural sector 18.1%. India's foreign exchange remittances of US$87 billion in 2021, highest in the world, were contributed to its economy by 32 million Indians working in foreign countries. Major agricultural products include: rice, wheat, oilseed, cotton, jute, tea, sugarcane, and potatoes. Major industries include: textiles, telecommunications, chemicals, pharmaceuticals, biotechnology, food processing, steel, transport equipment, cement, mining, petroleum, machinery, and software. In 2006, the share of external trade in India's GDP stood at 24%, up from 6% in 1985. In 2008, India's share of world trade was 1.68%; In 2011, India was the world's tenth-largest importer and the nineteenth-largest exporter. Major exports include: petroleum products, textile goods, jewellery, software, engineering goods, chemicals, and manufactured leather goods. Major imports include: crude oil, machinery, gems, fertiliser, and chemicals. Between 2001 and 2011, the contribution of petrochemical and engineering goods to total exports grew from 14% to 42%. India was the world's second largest textile exporter after China in the 2013 calendar year.
Averaging an economic growth rate of 7.5% for several years prior to 2007, India has more than doubled its hourly wage rates during the first decade of the 21st century. Some 431 million Indians have left poverty since 1985; India's middle classes are projected to number around 580 million by 2030. Though ranking 51st in global competitiveness, , India ranks 17th in financial market sophistication, 24th in the banking sector, 44th in business sophistication, and 39th in innovation, ahead of several advanced economies. With seven of the world's top 15 information technology outsourcing companies based in India, , the country is viewed as the second-most favourable outsourcing destination after the United States. India was ranked 48th in the Global Innovation Index in 2020, it has increased its ranking considerably since 2015, where it was 81st. India's consumer market, the world's eleventh-largest, is expected to become fifth-largest by 2030.
Driven by growth, India's nominal GDP per capita increased steadily from US$308 in 1991, when economic liberalisation began, to US$1,380 in 2010, to an estimated US$1,730 in 2016. It is expected to grow to US$2,313 by 2022. However, it has remained lower than those of other Asian developing countries such as Indonesia, Malaysia, Philippines, Sri Lanka, and Thailand, and is expected to remain so in the near future.
According to a 2011 PricewaterhouseCoopers (PwC) report, India's GDP at purchasing power parity could overtake that of the United States by 2045. During the next four decades, Indian GDP is expected to grow at an annualised average of 8%, making it potentially the world's fastest-growing major economy until 2050. The report highlights key growth factors: a young and rapidly growing working-age population; growth in the manufacturing sector because of rising education and engineering skill levels; and sustained growth of the consumer market driven by a rapidly growing middle-class. The World Bank cautions that, for India to achieve its economic potential, it must continue to focus on public sector reform, transport infrastructure, agricultural and rural development, removal of labour regulations, education, energy security, and public health and nutrition.
According to the Worldwide Cost of Living Report 2017 released by the Economist Intelligence Unit (EIU) which was created by comparing more than 400 individual prices across 160 products and services, four of the cheapest cities were in India: Bangalore (3rd), Mumbai (5th), Chennai (5th) and New Delhi (8th).
Industries
India's telecommunication industry is the second-largest in the world with over 1.2 billion subscribers. It contributes 6.5% to India's GDP. After the third quarter of 2017, India surpassed the US to become the second largest smartphone market in the world after China.
The Indian automotive industry, the world's second-fastest growing, increased domestic sales by 26% during 2009–2010, and exports by 36% during 2008–2009. At the end of 2011, the Indian IT industry employed 2.8 million professionals, generated revenues close to US$100 billion equalling 7.5% of Indian GDP, and contributed 26% of India's merchandise exports.
The pharmaceutical industry in India emerged as a global player. As of 2021, with 3000 pharmaceutical companies and 10,500 manufacturing units India is the world's third-largest pharmaceutical producer, largest producer of generic medicines and supply up to 50%—60% of global vaccines demand, these all contribute up to 24.44 billions in exports and India's local pharmacutical market is estimated up to 42 billion. India is among the top 12 biotech destinations in the world. The Indian biotech industry grew by 15.1% in 2012–2013, increasing its revenues from 204.4 billion (Indian rupees) to 235.24 billion (US$3.94 billion at June 2013 exchange rates).
Energy
India's capacity to generate electrical power is 300 gigawatts, of which 42 gigawatts is renewable. The country's usage of coal is a major cause of greenhouse gas emissions by India but its renewable energy is competing strongly. India emits about 7% of global greenhouse gas emissions. This equates to about 2.5 tons of carbon dioxide per person per year, which is half the world average. Increasing access to electricity and clean cooking with liquefied petroleum gas have been priorities for energy in India.
Socio-economic challenges
Despite economic growth during recent decades, India continues to face socio-economic challenges. In 2006, India contained the largest number of people living below the World Bank's international poverty line of US$1.25 per day. The proportion decreased from 60% in 1981 to 42% in 2005. Under the World Bank's later revised poverty line, it was 21% in 2011. 30.7% of India's children under the age of five are underweight. According to a Food and Agriculture Organization report in 2015, 15% of the population is undernourished. The Mid-Day Meal Scheme attempts to lower these rates.
According to a 2016 Walk Free Foundation report there were an estimated 18.3 million people in India, or 1.4% of the population, living in the forms of modern slavery, such as bonded labour, child labour, human trafficking, and forced begging, among others. According to the 2011 census, there were 10.1 million child labourers in the country, a decline of 2.6 million from 12.6 million in 2001.
Since 1991, economic inequality between India's states has consistently grown: the per-capita net state domestic product of the richest states in 2007 was 3.2 times that of the poorest. Corruption in India is perceived to have decreased. According to the Corruption Perceptions Index, India ranked 78th out of 180 countries in 2018 with a score of 41 out of 100, an improvement from 85th in 2014.
Demographics, languages, and religion
With 1,210,193,422 residents reported in the 2011 provisional census report, India is the world's second-most populous country. Its population grew by 17.64% from 2001 to 2011, compared to 21.54% growth in the previous decade (1991–2001). The human sex ratio, according to the 2011 census, is 940 females per 1,000 males. The median age was 28.7 . The first post-colonial census, conducted in 1951, counted 361 million people. Medical advances made in the last 50 years as well as increased agricultural productivity brought about by the "Green Revolution" have caused India's population to grow rapidly.
The average life expectancy in India is at 68 years—69.6 years for women, 67.3 years for men. There are around 50 physicians per 100,000 Indians. Migration from rural to urban areas has been an important dynamic in India's recent history. The number of people living in urban areas grew by 31.2% between 1991 and 2001. Yet, in 2001, over 70% still lived in rural areas. The level of urbanisation increased further from 27.81% in the 2001 Census to 31.16% in the 2011 Census. The slowing down of the overall population growth rate was due to the sharp decline in the growth rate in rural areas since 1991. According to the 2011 census, there are 53 million-plus urban agglomerations in India; among them Mumbai, Delhi, Kolkata, Chennai, Bangalore, Hyderabad and Ahmedabad, in decreasing order by population. The literacy rate in 2011 was 74.04%: 65.46% among females and 82.14% among males. The rural-urban literacy gap, which was 21.2 percentage points in 2001, dropped to 16.1 percentage points in 2011. The improvement in the rural literacy rate is twice that of urban areas. Kerala is the most literate state with 93.91% literacy; while Bihar the least with 63.82%.
India is home to two major language families: Indo-Aryan (spoken by about 74% of the population) and Dravidian (spoken by 24% of the population). Other languages spoken in India come from the Austroasiatic and Sino-Tibetan language families. India has no national language. Hindi, with the largest number of speakers, is the official language of the government. English is used extensively in business and administration and has the status of a "subsidiary official language"; it is important in education, especially as a medium of higher education. Each state and union territory has one or more official languages, and the constitution recognises in particular 22 "scheduled languages".
The 2011 census reported the religion in India with the largest number of followers was Hinduism (79.80% of the population), followed by Islam (14.23%); the remaining were Christianity (2.30%), Sikhism (1.72%), Buddhism (0.70%), Jainism (0.36%) and others (0.9%). India has the third-largest Muslim population—the largest for a non-Muslim majority country.
Culture
Indian cultural history spans more than . During the Vedic period (), the foundations of Hindu philosophy, mythology, theology and literature were laid, and many beliefs and practices which still exist today, such as dhárma, kárma, yóga, and mokṣa, were established. India is notable for its religious diversity, with Hinduism, Buddhism, Sikhism, Islam, Christianity, and Jainism among the nation's major religions. The predominant religion, Hinduism, has been shaped by various historical schools of thought, including those of the Upanishads, the Yoga Sutras, the Bhakti movement, and by Buddhist philosophy.
Visual art
South Asia has an ancient tradition of art, which has exchanged influences with the parts of Eurasia. Seals from the third millennium BCE Indus Valley Civilization of Pakistan and northern India have been found, usually carved with animals, but a few with human figures. The "Pashupati" seal, excavated in Mohenjo-daro, Pakistan, in 1928–29, is the best known. After this there is a long period with virtually nothing surviving. Almost all surviving ancient Indian art thereafter is in various forms of religious sculpture in durable materials, or coins. There was probably originally far more in wood, which is lost. In north India Mauryan art is the first imperial movement. In the first millennium CE, Buddhist art spread with Indian religions to Central, East and South-East Asia, the last also greatly influenced by Hindu art. Over the following centuries a distinctly Indian style of sculpting the human figure developed, with less interest in articulating precise anatomy than ancient Greek sculpture but showing smoothly-flowing forms expressing prana ("breath" or life-force). This is often complicated by the need to give figures multiple arms or heads, or represent different genders on the left and right of figures, as with the Ardhanarishvara form of Shiva and Parvati.
Most of the earliest large sculpture is Buddhist, either excavated from Buddhist stupas such as Sanchi, Sarnath and Amaravati, or is rock-cut reliefs at sites such as Ajanta, Karla and Ellora. Hindu and Jain sites appear rather later. In spite of this complex mixture of religious traditions, generally, the prevailing artistic style at any time and place has been shared by the major religious groups, and sculptors probably usually served all communities. Gupta art, at its peak , is often regarded as a classical period whose influence lingered for many centuries after; it saw a new dominance of Hindu sculpture, as at the Elephanta Caves. Across the north, this became rather stiff and formulaic after , though rich with finely carved detail in the surrounds of statues. But in the South, under the Pallava and Chola dynasties, sculpture in both stone and bronze had a sustained period of great achievement; the large bronzes with Shiva as Nataraja have become an iconic symbol of India.
Ancient painting has only survived at a few sites, of which the crowded scenes of court life in the Ajanta Caves are by far the most important, but it was evidently highly developed, and is mentioned as a courtly accomplishment in Gupta times. Painted manuscripts of religious texts survive from Eastern India about the 10th century onwards, most of the earliest being Buddhist and later Jain. No doubt the style of these was used in larger paintings. The Persian-derived Deccan painting, starting just before the Mughal miniature, between them give the first large body of secular painting, with an emphasis on portraits, and the recording of princely pleasures and wars. The style spread to Hindu courts, especially among the Rajputs, and developed a variety of styles, with the smaller courts often the most innovative, with figures such as Nihâl Chand and Nainsukh. As a market developed among European residents, it was supplied by Company painting by Indian artists with considerable Western influence. In the 19th century, cheap Kalighat paintings of gods and everyday life, done on paper, were urban folk art from Calcutta, which later saw the Bengal School of Art, reflecting the art colleges founded by the British, the first movement in modern Indian painting.
Architecture
Much of Indian architecture, including the Taj Mahal, other works of Mughal architecture, and South Indian architecture, blends ancient local traditions with imported styles. Vernacular architecture is also regional in its flavours. Vastu shastra, literally "science of construction" or "architecture" and ascribed to Mamuni Mayan, explores how the laws of nature affect human dwellings; it employs precise geometry and directional alignments to reflect perceived cosmic constructs. As applied in Hindu temple architecture, it is influenced by the Shilpa Shastras, a series of foundational texts whose basic mythological form is the Vastu-Purusha mandala, a square that embodied the "absolute". The Taj Mahal, built in Agra between 1631 and 1648 by orders of Emperor Shah Jahan in memory of his wife, has been described in the UNESCO World Heritage List as "the jewel of Muslim art in India and one of the universally admired masterpieces of the world's heritage". Indo-Saracenic Revival architecture, developed by the British in the late 19th century, drew on Indo-Islamic architecture.
Literature
The earliest literature in India, composed between and , was in the Sanskrit language. Major works of Sanskrit literature include the Rigveda (), the epics: Mahābhārata ( ) and the Ramayana ( and later); Abhijñānaśākuntalam (The Recognition of Śakuntalā, and other dramas of Kālidāsa ( ) and Mahākāvya poetry. In Tamil literature, the Sangam literature () consisting of 2,381 poems, composed by 473 poets, is the earliest work. From the 14th to the 18th centuries, India's literary traditions went through a period of drastic change because of the emergence of devotional poets like Kabīr, Tulsīdās, and Guru Nānak. This period was characterised by a varied and wide spectrum of thought and expression; as a consequence, medieval Indian literary works differed significantly from classical traditions. In the 19th century, Indian writers took a new interest in social questions and psychological descriptions. In the 20th century, Indian literature was influenced by the works of the Bengali poet, author and philosopher Rabindranath Tagore, who was a recipient of the Nobel Prize in Literature.
Performing arts and media
Indian music ranges over various traditions and regional styles. Classical music encompasses two genres and their various folk offshoots: the northern Hindustani and southern Carnatic schools. Regionalised popular forms include filmi and folk music; the syncretic tradition of the bauls is a well-known form of the latter. Indian dance also features diverse folk and classical forms. Among the better-known folk dances are: the bhangra of Punjab, the bihu of Assam, the Jhumair and chhau of Jharkhand, Odisha and West Bengal, garba and dandiya of Gujarat, ghoomar of Rajasthan, and the lavani of Maharashtra. Eight dance forms, many with narrative forms and mythological elements, have been accorded classical dance status by India's National Academy of Music, Dance, and Drama. These are: bharatanatyam of the state of Tamil Nadu, kathak of Uttar Pradesh, kathakali and mohiniyattam of Kerala, kuchipudi of Andhra Pradesh, manipuri of Manipur, odissi of Odisha, and the sattriya of Assam.
Theatre in India melds music, dance, and improvised or written dialogue. Often based on Hindu mythology, but also borrowing from medieval romances or social and political events, Indian theatre includes: the bhavai of Gujarat, the jatra of West Bengal, the nautanki and ramlila of North India, tamasha of Maharashtra, burrakatha of Andhra Pradesh and Telangana, terukkuttu of Tamil Nadu, and the yakshagana of Karnataka. India has a theatre training institute the National School of Drama (NSD) that is situated at New Delhi It is an autonomous organisation under the Ministry of Culture, Government of India.
The Indian film industry produces the world's most-watched cinema. Established regional cinematic traditions exist in the Assamese, Bengali, Bhojpuri, Hindi, Kannada, Malayalam, Punjabi, Gujarati, Marathi, Odia, Tamil, and Telugu languages. The Hindi language film industry (Bollywood) is the largest sector representing 43% of box office revenue, followed by the South Indian Telugu and Tamil film industries which represent 36% combined.
Television broadcasting began in India in 1959 as a state-run medium of communication and expanded slowly for more than two decades. The state monopoly on television broadcast ended in the 1990s. Since then, satellite channels have increasingly shaped the popular culture of Indian society. Today, television is the most penetrative media in India; industry estimates indicate that there are over 554 million TV consumers, 462 million with satellite or cable connections compared to other forms of mass media such as the press (350 million), radio (156 million) or internet (37 million).
Society
Traditional Indian society is sometimes defined by social hierarchy. The Indian caste system embodies much of the social stratification and many of the social restrictions found on the Indian subcontinent. Social classes are defined by thousands of endogamous hereditary groups, often termed as jātis, or "castes". India declared untouchability to be illegal in 1947 and has since enacted other anti-discriminatory laws and social welfare initiatives.
Family values are important in the Indian tradition, and multi-generational patrilineal joint families have been the norm in India, though nuclear families are becoming common in urban areas. An overwhelming majority of Indians, with their consent, have their marriages arranged by their parents or other family elders. Marriage is thought to be for life, and the divorce rate is extremely low, with less than one in a thousand marriages ending in divorce. Child marriages are common, especially in rural areas; many women wed before reaching 18, which is their legal marriageable age. Female infanticide in India, and lately female foeticide, have created skewed gender ratios; the number of missing women in the country quadrupled from 15 million to 63 million in the 50-year period ending in 2014, faster than the population growth during the same period, and constituting 20 percent of India's female electorate. Accord to an Indian government study, an additional 21 million girls are unwanted and do not receive adequate care. Despite a government ban on sex-selective foeticide, the practice remains commonplace in India, the result of a preference for boys in a patriarchal society. The payment of dowry, although illegal, remains widespread across class lines. Deaths resulting from dowry, mostly from bride burning, are on the rise, despite stringent anti-dowry laws.
Many Indian festivals are religious in origin. The best known include: Diwali, Ganesh Chaturthi, Thai Pongal, Holi, Durga Puja, Eid ul-Fitr, Bakr-Id, Christmas, and Vaisakhi.
Education
In the 2011 census, about 73% of the population was literate, with 81% for men and 65% for women. This compares to 1981 when the respective rates were 41%, 53% and 29%. In 1951 the rates were 18%, 27% and 9%. In 1921 the rates 7%, 12% and 2%. In 1891 they were 5%, 9% and 1%, According to Latika Chaudhary, in 1911 there were under three primary schools for every ten villages. Statistically, more caste and religious diversity reduced private spending. Primary schools taught literacy, so local diversity limited its growth.
The education system of India is the world's second-largest. India has over 900 universities, 40,000 colleges and 1.5 million schools. In India's higher education system, a significant number of seats are reserved under affirmative action policies for the historically disadvantaged. In recent decades India's improved education system is often cited as one of the main contributors to its economic development.
Clothing
From ancient times until the advent of the modern, the most widely worn traditional dress in India was draped. For women it took the form of a sari, a single piece of cloth many yards long. The sari was traditionally wrapped around the lower body and the shoulder. In its modern form, it is combined with an underskirt, or Indian petticoat, and tucked in the waist band for more secure fastening. It is also commonly worn with an Indian blouse, or choli, which serves as the primary upper-body garment, the sari's end—passing over the shoulder—serving to cover the midriff and obscure the upper body's contours. For men, a similar but shorter length of cloth, the dhoti, has served as a lower-body garment.
The use of stitched clothes became widespread after Muslim rule was established at first by the Delhi sultanate (ca 1300 CE) and then continued by the Mughal Empire (ca 1525 CE). Among the garments introduced during this time and still commonly worn are: the shalwars and pyjamas, both styles of trousers, and the tunics kurta and kameez. In southern India, the traditional draped garments were to see much longer continuous use.
Shalwars are atypically wide at the waist but narrow to a cuffed bottom. They are held up by a drawstring, which causes them to become pleated around the waist. The pants can be wide and baggy, or they can be cut quite narrow, on the bias, in which case they are called churidars. When they are ordinarily wide at the waist and their bottoms are hemmed but not cuffed, they are called pyjamas. The kameez is a long shirt or tunic, its side seams left open below the waist-line. The kurta is traditionally collarless and made of cotton or silk; it is worn plain or with embroidered decoration, such as chikan; and typically falls to either just above or just below the wearer's knees.
In the last 50 years, fashions have changed a great deal in India. Increasingly, in urban northern India, the sari is no longer the apparel of everyday wear, though they remain popular on formal occasions. The traditional shalwar kameez is rarely worn by younger urban women, who favour churidars or jeans. In white-collar office settings, ubiquitous air conditioning allows men to wear sports jackets year-round. For weddings and formal occasions, men in the middle- and upper classes often wear bandgala, or short Nehru jackets, with pants, with the groom and his groomsmen sporting sherwanis and churidars. The dhoti, once the universal garment of Hindu males, the wearing of which in the homespun and handwoven khadi allowed Gandhi to bring Indian nationalism to the millions,
is seldom seen in the cities.
Cuisine
The foundation of a typical Indian meal is a cereal cooked in a plain fashion and complemented with flavourful savoury dishes. The cooked cereal could be steamed rice; chapati, a thin unleavened bread made from wheat flour, or occasionally cornmeal, and griddle-cooked dry; the idli, a steamed breakfast cake, or dosa, a griddled pancake, both leavened and made from a batter of rice- and gram meal. The savoury dishes might include lentils, pulses and vegetables commonly spiced with ginger and garlic, but also with a combination of spices that may include coriander, cumin, turmeric, cinnamon, cardamon and others as informed by culinary conventions. They might also include poultry, fish, or meat dishes. In some instances, the ingredients might be mixed during the process of cooking.
A platter, or thali, used for eating usually has a central place reserved for the cooked cereal, and peripheral ones for the flavourful accompaniments, which are often served in small bowls. The cereal and its accompaniments are eaten simultaneously rather than a piecemeal manner. This is accomplished by mixing—for example of rice and lentils—or folding, wrapping, scooping or dipping—such as chapati and cooked vegetables or lentils.
India has distinctive vegetarian cuisines, each a feature of the geographical and cultural histories of its adherents. The appearance of ahimsa, or the avoidance of violence toward all forms of life in many religious orders early in Indian history, especially Upanishadic Hinduism, Buddhism and Jainism, is thought to have contributed to the predominance of vegetarianism among a large segment of India's Hindu population, especially in southern India, Gujarat, the Hindi-speaking belt of north-central India, as well as among Jains. Although meat is eaten widely in India, the proportional consumption of meat in the overall diet is low. Unlike China, which has increased its per capita meat consumption substantially in its years of increased economic growth, in India the strong dietary traditions have contributed to dairy, rather than meat, becoming the preferred form of animal protein consumption.
The most significant import of cooking techniques into India during the last millennium occurred during the Mughal Empire. Dishes such as the pilaf, developed in the Abbasid caliphate, and cooking techniques such as the marinating of meat in yogurt, spread into northern India from regions to its northwest. To the simple yogurt marinade of Persia, onions, garlic, almonds, and spices began to be added in India. Rice was partially cooked and layered alternately with the sauteed meat, the pot sealed tightly, and slow cooked according to another Persian cooking technique, to produce what has today become the Indian biryani, a feature of festive dining in many parts of India. In the food served in Indian restaurants worldwide the diversity of Indian food has been partially concealed by the dominance of Punjabi cuisine. The popularity of tandoori chicken—cooked in the tandoor oven, which had traditionally been used for baking bread in the rural Punjab and the Delhi region, especially among Muslims, but which is originally from Central Asia—dates to the 1950s, and was caused in large part by an entrepreneurial response among people from the Punjab who had been displaced by the 1947 partition of India.
Sports and recreation
Several traditional indigenous sports such as kabaddi, kho kho, pehlwani and gilli-danda, and also martial arts, such as Kalarippayattu and marma adi remain popular. Chess is commonly held to have originated in India as chaturaṅga; There has been a rise in the number of Indian grandmasters. Viswanathan Anand became the undisputed Chess World Champion in 2007 and held the status until 2013. Parcheesi is derived from Pachisi another traditional Indian pastime, which in early modern times was played on a giant marble court by Mughal emperor Akbar the Great.
Cricket is the most popular sport in India. Major domestic competitions include the Indian Premier League, which is the most-watched cricket league in the world and ranks sixth among all sports leagues. Other professional leagues include the pro football and the pro Kabaddi leagues.
India has won two ODI Cricket world cups, the 1983 edition and the 2011 edition and has eight field hockey gold medals in the summer olympics
The improved results garnered by the Indian Davis Cup team and other Indian tennis players in the early 2010s have made tennis increasingly popular in the country. India has a comparatively strong presence in shooting sports, and has won several medals at the Olympics, the World Shooting Championships, and the Commonwealth Games. Other sports in which Indians have succeeded internationally include badminton (Saina Nehwal and P V Sindhu are two of the top-ranked female badminton players in the world), boxing, and wrestling. Football is popular in West Bengal, Goa, Tamil Nadu, Kerala, and the north-eastern states.
India has hosted or co-hosted several international sporting events: the 1951 and 1982 Asian Games; the 1987, 1996, and 2011 Cricket World Cup tournaments; the 2003 Afro-Asian Games; the 2006 ICC Champions Trophy; the 2009 World Badminton Championships; the 2010 Hockey World Cup; the 2010 Commonwealth Games; and the 2017 FIFA U-17 World Cup. Major international sporting events held annually in India include the Maharashtra Open, the Mumbai Marathon, the Delhi Half Marathon, and the Indian Masters. The first Formula 1 Indian Grand Prix featured in late 2011 but has been discontinued from the F1 season calendar since 2014. India has traditionally been the dominant country at the South Asian Games. An example of this dominance is the basketball competition where the Indian team won three out of four tournaments to date.
See also
Outline of India
Notes
References
Bibliography
Overview
Robinson, Francis, ed. The Cambridge Encyclopedia of India, Pakistan, Bangladesh, Sri Lanka, Nepal, Bhutan and the Maldives (1989)
Etymology
History
Geography
Biodiversity
Politics
Foreign relations and military
Economy
Demographics
Art
Culture
External links
Government
Official website of Government of India
Government of India Web Directory
General information
India. The World Factbook. Central Intelligence Agency.
India from the BBC News
Key Development Forecasts for India from International Futures
Articles containing video clips
BRICS nations
Republics in the Commonwealth of Nations
English-speaking countries and territories
Federal republics
Former British colonies and protectorates in Asia
E7 nations
G15 nations
G20 nations
Hindi-speaking countries and territories
Member states of the Commonwealth of Nations
Member states of the South Asian Association for Regional Cooperation
Current member states of the United Nations
South Asian countries
States and territories established in 1947
Countries in Asia
Articles containing image maps
Member states of the Shanghai Cooperation Organisation
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14539 | https://en.wikipedia.org/wiki/Internet | Internet | The Internet (or internet) is the global system of interconnected computer networks that uses the Internet protocol suite (TCP/IP) to communicate between networks and devices. It is a network of networks that consists of private, public, academic, business, and government networks of local to global scope, linked by a broad array of electronic, wireless, and optical networking technologies. The Internet carries a vast range of information resources and services, such as the inter-linked hypertext documents and applications of the World Wide Web (WWW), electronic mail, telephony, and file sharing.
The origins of the Internet date back to the development of packet switching and research commissioned by the United States Department of Defense in the 1960s to enable time-sharing of computers. The primary precursor network, the ARPANET, initially served as a backbone for interconnection of regional academic and military networks in the 1970s. The funding of the National Science Foundation Network as a new backbone in the 1980s, as well as private funding for other commercial extensions, led to worldwide participation in the development of new networking technologies, and the merger of many networks. The linking of commercial networks and enterprises by the early 1990s marked the beginning of the transition to the modern Internet, and generated a sustained exponential growth as generations of institutional, personal, and mobile computers were connected to the network. Although the Internet was widely used by academia in the 1980s, commercialization incorporated its services and technologies into virtually every aspect of modern life.
Most traditional communication media, including telephony, radio, television, paper mail and newspapers are reshaped, redefined, or even bypassed by the Internet, giving birth to new services such as email, Internet telephony, Internet television, online music, digital newspapers, and video streaming websites. Newspaper, book, and other print publishing are adapting to website technology, or are reshaped into blogging, web feeds and online news aggregators. The Internet has enabled and accelerated new forms of personal interactions through instant messaging, Internet forums, and social networking services. Online shopping has grown exponentially for major retailers, small businesses, and entrepreneurs, as it enables firms to extend their "brick and mortar" presence to serve a larger market or even sell goods and services entirely online. Business-to-business and financial services on the Internet affect supply chains across entire industries.
The Internet has no single centralized governance in either technological implementation or policies for access and usage; each constituent network sets its own policies. The overreaching definitions of the two principal name spaces in the Internet, the Internet Protocol address (IP address) space and the Domain Name System (DNS), are directed by a maintainer organization, the Internet Corporation for Assigned Names and Numbers (ICANN). The technical underpinning and standardization of the core protocols is an activity of the Internet Engineering Task Force (IETF), a non-profit organization of loosely affiliated international participants that anyone may associate with by contributing technical expertise. In November 2006, the Internet was included on USA Todays list of New Seven Wonders.
Terminology
The word internetted was used as early as 1849, meaning interconnected or interwoven. The word Internet was used in 1974 as the shorthand form of Internetwork. Today, the term Internet most commonly refers to the global system of interconnected computer networks, though it may also refer to any group of smaller networks.
When it came into common use, most publications treated the word Internet as a capitalized proper noun; this has become less common. This reflects the tendency in English to capitalize new terms and move to lowercase as they become familiar. The word is sometimes still capitalized to distinguish the global internet from smaller networks, though many publications, including the AP Stylebook since 2016, recommend the lowercase form in every case. In 2016, the Oxford English Dictionary found that, based on a study of around 2.5 billion printed and online sources, "Internet" was capitalized in 54% of cases.
The terms Internet and World Wide Web are often used interchangeably; it is common to speak of "going on the Internet" when using a web browser to view web pages. However, the World Wide Web or the Web is only one of a large number of Internet services, a collection of documents (web pages) and other web resources, linked by hyperlinks and URLs.
History
In the 1960s, the Advanced Research Projects Agency (ARPA) of the United States Department of Defense funded research into time-sharing of computers. Research into packet switching, one of the fundamental Internet technologies, started in the work of Paul Baran in the early 1960s and, independently, Donald Davies in 1965. After the Symposium on Operating Systems Principles in 1967, packet switching from the proposed NPL network was incorporated into the design for the ARPANET and other resource sharing networks such as the Merit Network and CYCLADES, which were developed in the late 1960s and early 1970s.
ARPANET development began with two network nodes which were interconnected between the Network Measurement Center at the University of California, Los Angeles (UCLA) Henry Samueli School of Engineering and Applied Science directed by Leonard Kleinrock, and the NLS system at SRI International (SRI) by Douglas Engelbart in Menlo Park, California, on 29 October 1969. The third site was the Culler-Fried Interactive Mathematics Center at the University of California, Santa Barbara, followed by the University of Utah Graphics Department. In a sign of future growth, 15 sites were connected to the young ARPANET by the end of 1971. These early years were documented in the 1972 film Computer Networks: The Heralds of Resource Sharing.
Early international collaborations for the ARPANET were rare. Connections were made in 1973 to the Norwegian Seismic Array (NORSAR) via a satellite station in Tanum, Sweden, and to Peter Kirstein's research group at University College London which provided a gateway to British academic networks. The ARPA projects and international working groups led to the development of various protocols and standards by which multiple separate networks could become a single network or "a network of networks". In 1974, Vint Cerf and Bob Kahn used the term internet as a shorthand for internetwork in , and later RFCs repeated this use. Cerf and Kahn credit Louis Pouzin with important influences on TCP/IP design. Commercial PTT providers were concerned with developing X.25 public data networks.
Access to the ARPANET was expanded in 1981 when the National Science Foundation (NSF) funded the Computer Science Network (CSNET). In 1982, the Internet Protocol Suite (TCP/IP) was standardized, which permitted worldwide proliferation of interconnected networks. TCP/IP network access expanded again in 1986 when the National Science Foundation Network (NSFNet) provided access to supercomputer sites in the United States for researchers, first at speeds of 56 kbit/s and later at 1.5 Mbit/s and 45 Mbit/s. The NSFNet expanded into academic and research organizations in Europe, Australia, New Zealand and Japan in 1988–89. Although other network protocols such as UUCP had global reach well before this time, this marked the beginning of the Internet as an intercontinental network. Commercial Internet service providers (ISPs) emerged in 1989 in the United States and Australia. The ARPANET was decommissioned in 1990.
Steady advances in semiconductor technology and optical networking created new economic opportunities for commercial involvement in the expansion of the network in its core and for delivering services to the public. In mid-1989, MCI Mail and Compuserve established connections to the Internet, delivering email and public access products to the half million users of the Internet. Just months later, on 1 January 1990, PSInet launched an alternate Internet backbone for commercial use; one of the networks that added to the core of the commercial Internet of later years. In March 1990, the first high-speed T1 (1.5 Mbit/s) link between the NSFNET and Europe was installed between Cornell University and CERN, allowing much more robust communications than were capable with satellites. Six months later Tim Berners-Lee would begin writing WorldWideWeb, the first web browser, after two years of lobbying CERN management. By Christmas 1990, Berners-Lee had built all the tools necessary for a working Web: the HyperText Transfer Protocol (HTTP) 0.9, the HyperText Markup Language (HTML), the first Web browser (which was also a HTML editor and could access Usenet newsgroups and FTP files), the first HTTP server software (later known as CERN httpd), the first web server, and the first Web pages that described the project itself. In 1991 the Commercial Internet eXchange was founded, allowing PSInet to communicate with the other commercial networks CERFnet and Alternet. Stanford Federal Credit Union was the first financial institution to offer online Internet banking services to all of its members in October 1994. In 1996, OP Financial Group, also a cooperative bank, became the second online bank in the world and the first in Europe. By 1995, the Internet was fully commercialized in the U.S. when the NSFNet was decommissioned, removing the last restrictions on use of the Internet to carry commercial traffic.
As technology advanced and commercial opportunities fueled reciprocal growth, the volume of Internet traffic started experiencing similar characteristics as that of the scaling of MOS transistors, exemplified by Moore's law, doubling every 18 months. This growth, formalized as Edholm's law, was catalyzed by advances in MOS technology, laser light wave systems, and noise performance.
Since 1995, the Internet has tremendously impacted culture and commerce, including the rise of near instant communication by email, instant messaging, telephony (Voice over Internet Protocol or VoIP), two-way interactive video calls, and the World Wide Web with its discussion forums, blogs, social networking services, and online shopping sites. Increasing amounts of data are transmitted at higher and higher speeds over fiber optic networks operating at 1 Gbit/s, 10 Gbit/s, or more. The Internet continues to grow, driven by ever greater amounts of online information and knowledge, commerce, entertainment and social networking services. During the late 1990s, it was estimated that traffic on the public Internet grew by 100 percent per year, while the mean annual growth in the number of Internet users was thought to be between 20% and 50%. This growth is often attributed to the lack of central administration, which allows organic growth of the network, as well as the non-proprietary nature of the Internet protocols, which encourages vendor interoperability and prevents any one company from exerting too much control over the network. , the estimated total number of Internet users was 2.095 billion (30.2% of world population). It is estimated that in 1993 the Internet carried only 1% of the information flowing through two-way telecommunication. By 2000 this figure had grown to 51%, and by 2007 more than 97% of all telecommunicated information was carried over the Internet.
Governance
The Internet is a global network that comprises many voluntarily interconnected autonomous networks. It operates without a central governing body. The technical underpinning and standardization of the core protocols (IPv4 and IPv6) is an activity of the Internet Engineering Task Force (IETF), a non-profit organization of loosely affiliated international participants that anyone may associate with by contributing technical expertise. To maintain interoperability, the principal name spaces of the Internet are administered by the Internet Corporation for Assigned Names and Numbers (ICANN). ICANN is governed by an international board of directors drawn from across the Internet technical, business, academic, and other non-commercial communities. ICANN coordinates the assignment of unique identifiers for use on the Internet, including domain names, IP addresses, application port numbers in the transport protocols, and many other parameters. Globally unified name spaces are essential for maintaining the global reach of the Internet. This role of ICANN distinguishes it as perhaps the only central coordinating body for the global Internet.
Regional Internet registries (RIRs) were established for five regions of the world. The African Network Information Center (AfriNIC) for Africa, the American Registry for Internet Numbers (ARIN) for North America, the Asia-Pacific Network Information Centre (APNIC) for Asia and the Pacific region, the Latin American and Caribbean Internet Addresses Registry (LACNIC) for Latin America and the Caribbean region, and the Réseaux IP Européens – Network Coordination Centre (RIPE NCC) for Europe, the Middle East, and Central Asia were delegated to assign IP address blocks and other Internet parameters to local registries, such as Internet service providers, from a designated pool of addresses set aside for each region.
The National Telecommunications and Information Administration, an agency of the United States Department of Commerce, had final approval over changes to the DNS root zone until the IANA stewardship transition on 1 October 2016. The Internet Society (ISOC) was founded in 1992 with a mission to "assure the open development, evolution and use of the Internet for the benefit of all people throughout the world". Its members include individuals (anyone may join) as well as corporations, organizations, governments, and universities. Among other activities ISOC provides an administrative home for a number of less formally organized groups that are involved in developing and managing the Internet, including: the IETF, Internet Architecture Board (IAB), Internet Engineering Steering Group (IESG), Internet Research Task Force (IRTF), and Internet Research Steering Group (IRSG). On 16 November 2005, the United Nations-sponsored World Summit on the Information Society in Tunis established the Internet Governance Forum (IGF) to discuss Internet-related issues.
Infrastructure
The communications infrastructure of the Internet consists of its hardware components and a system of software layers that control various aspects of the architecture. As with any computer network, the Internet physically consists of routers, media (such as cabling and radio links), repeaters, modems etc. However, as an example of internetworking, many of the network nodes are not necessarily internet equipment per se, the internet packets are carried by other full-fledged networking protocols with the Internet acting as a homogeneous networking standard, running across heterogeneous hardware, with the packets guided to their destinations by IP routers.
Service tiers
Internet service providers (ISPs) establish the worldwide connectivity between individual networks at various levels of scope. End-users who only access the Internet when needed to perform a function or obtain information, represent the bottom of the routing hierarchy. At the top of the routing hierarchy are the tier 1 networks, large telecommunication companies that exchange traffic directly with each other via very high speed fibre optic cables and governed by peering agreements. Tier 2 and lower-level networks buy Internet transit from other providers to reach at least some parties on the global Internet, though they may also engage in peering. An ISP may use a single upstream provider for connectivity, or implement multihoming to achieve redundancy and load balancing. Internet exchange points are major traffic exchanges with physical connections to multiple ISPs. Large organizations, such as academic institutions, large enterprises, and governments, may perform the same function as ISPs, engaging in peering and purchasing transit on behalf of their internal networks. Research networks tend to interconnect with large subnetworks such as GEANT, GLORIAD, Internet2, and the UK's national research and education network, JANET.
Access
Common methods of Internet access by users include dial-up with a computer modem via telephone circuits, broadband over coaxial cable, fiber optics or copper wires, Wi-Fi, satellite, and cellular telephone technology (e.g. 3G, 4G). The Internet may often be accessed from computers in libraries and Internet cafes. Internet access points exist in many public places such as airport halls and coffee shops. Various terms are used, such as public Internet kiosk, public access terminal, and Web payphone. Many hotels also have public terminals that are usually fee-based. These terminals are widely accessed for various usages, such as ticket booking, bank deposit, or online payment. Wi-Fi provides wireless access to the Internet via local computer networks. Hotspots providing such access include Wi-Fi cafes, where users need to bring their own wireless devices such as a laptop or PDA. These services may be free to all, free to customers only, or fee-based.
Grassroots efforts have led to wireless community networks. Commercial Wi-Fi services that cover large areas are available in many cities, such as New York, London, Vienna, Toronto, San Francisco, Philadelphia, Chicago and Pittsburgh, where the Internet can then be accessed from places such as a park bench. Experiments have also been conducted with proprietary mobile wireless networks like Ricochet, various high-speed data services over cellular networks, and fixed wireless services. Modern smartphones can also access the Internet through the cellular carrier network. For Web browsing, these devices provide applications such as Google Chrome, Safari, and Firefox and a wide variety of other Internet software may be installed from app-stores. Internet usage by mobile and tablet devices exceeded desktop worldwide for the first time in October 2016.
Mobile communication
World Trends in Freedom of Expression and Media Development Global Report 2017/2018
The International Telecommunication Union (ITU) estimated that, by the end of 2017, 48% of individual users regularly connect to the Internet, up from 34% in 2012. Mobile Internet connectivity has played an important role in expanding access in recent years especially in Asia and the Pacific and in Africa. The number of unique mobile cellular subscriptions increased from 3.89 billion in 2012 to 4.83 billion in 2016, two-thirds of the world's population, with more than half of subscriptions located in Asia and the Pacific. The number of subscriptions is predicted to rise to 5.69 billion users in 2020. , almost 60% of the world's population had access to a 4G broadband cellular network, up from almost 50% in 2015 and 11% in 2012. The limits that users face on accessing information via mobile applications coincide with a broader process of fragmentation of the Internet. Fragmentation restricts access to media content and tends to affect poorest users the most.
Zero-rating, the practice of Internet service providers allowing users free connectivity to access specific content or applications without cost, has offered opportunities to surmount economic hurdles, but has also been accused by its critics as creating a two-tiered Internet. To address the issues with zero-rating, an alternative model has emerged in the concept of 'equal rating' and is being tested in experiments by Mozilla and Orange in Africa. Equal rating prevents prioritization of one type of content and zero-rates all content up to a specified data cap. A study published by Chatham House, 15 out of 19 countries researched in Latin America had some kind of hybrid or zero-rated product offered. Some countries in the region had a handful of plans to choose from (across all mobile network operators) while others, such as Colombia, offered as many as 30 pre-paid and 34 post-paid plans.
A study of eight countries in the Global South found that zero-rated data plans exist in every country, although there is a great range in the frequency with which they are offered and actually used in each. The study looked at the top three to five carriers by market share in Bangladesh, Colombia, Ghana, India, Kenya, Nigeria, Peru and Philippines. Across the 181 plans examined, 13 per cent were offering zero-rated services. Another study, covering Ghana, Kenya, Nigeria and South Africa, found Facebook's Free Basics and Wikipedia Zero to be the most commonly zero-rated content.
Internet Protocol Suite
The Internet standards describe a framework known as the Internet protocol suite (also called TCP/IP, based on the first two components.) This is a suite of protocols that are ordered into a set of four conceptional layers by the scope of their operation, originally documented in and . At the top is the application layer, where communication is described in terms of the objects or data structures most appropriate for each application. For example, a web browser operates in a client–server application model and exchanges information with the Hypertext Transfer Protocol (HTTP) and an application-germane data structure, such as the Hypertext Markup Language (HTML).
Below this top layer, the transport layer connects applications on different hosts with a logical channel through the network. It provides this service with a variety of possible characteristics, such as ordered, reliable delivery (TCP), and an unreliable datagram service (UDP).
Underlying these layers are the networking technologies that interconnect networks at their borders and exchange traffic across them. The Internet layer implements the Internet Protocol (IP) which enables computers to identify and locate each other by IP address, and route their traffic via intermediate (transit) networks. The internet protocol layer code is independent of the type of network that it is physically running over.
At the bottom of the architecture is the link layer, which connects nodes on the same physical link, and contains protocols that do not require routers for traversal to other links. The protocol suite does not explicitly specify hardware methods to transfer bits, or protocols to manage such hardware, but assumes that appropriate technology is available. Examples of that technology include Wi-Fi, Ethernet, and DSL.
Internet protocol
The most prominent component of the Internet model is the Internet Protocol (IP). IP enables internetworking and, in essence, establishes the Internet itself. Two versions of the Internet Protocol exist, IPV4 and IPV6.
IP Addresses
For locating individual computers on the network, the Internet provides IP addresses. IP addresses are used by the Internet infrastructure to direct internet packets to their destinations. They consist of fixed-length numbers, which are found within the packet. IP addresses are generally assigned to equipment either automatically via DHCP, or are configured.
However, the network also supports other addressing systems. Users generally enter domain names (e.g. "en.wikipedia.org") instead of IP addresses because they are easier to remember, they are converted by the Domain Name System (DNS) into IP addresses which are more efficient for routing purposes.
IPv4
Internet Protocol version 4 (IPv4) defines an IP address as a 32-bit number. IPv4 is the initial version used on the first generation of the Internet and is still in dominant use. It was designed to address up to ≈4.3 billion (109) hosts. However, the explosive growth of the Internet has led to IPv4 address exhaustion, which entered its final stage in 2011, when the global IPv4 address allocation pool was exhausted.
IPv6
Because of the growth of the Internet and the depletion of available IPv4 addresses, a new version of IP IPv6, was developed in the mid-1990s, which provides vastly larger addressing capabilities and more efficient routing of Internet traffic. IPv6 uses 128 bits for the IP address and was standardized in 1998. IPv6 deployment has been ongoing since the mid-2000s and is currently in growing deployment around the world, since Internet address registries (RIRs) began to urge all resource managers to plan rapid adoption and conversion.
IPv6 is not directly interoperable by design with IPv4. In essence, it establishes a parallel version of the Internet not directly accessible with IPv4 software. Thus, translation facilities must exist for internetworking or nodes must have duplicate networking software for both networks. Essentially all modern computer operating systems support both versions of the Internet Protocol. Network infrastructure, however, has been lagging in this development. Aside from the complex array of physical connections that make up its infrastructure, the Internet is facilitated by bi- or multi-lateral commercial contracts, e.g., peering agreements, and by technical specifications or protocols that describe the exchange of data over the network. Indeed, the Internet is defined by its interconnections and routing policies.
Subnetwork
A subnetwork or subnet is a logical subdivision of an IP network. The practice of dividing a network into two or more networks is called subnetting.
Computers that belong to a subnet are addressed with an identical most-significant bit-group in their IP addresses. This results in the logical division of an IP address into two fields, the network number or routing prefix and the rest field or host identifier. The rest field is an identifier for a specific host or network interface.
The routing prefix may be expressed in Classless Inter-Domain Routing (CIDR) notation written as the first address of a network, followed by a slash character (/), and ending with the bit-length of the prefix. For example, is the prefix of the Internet Protocol version 4 network starting at the given address, having 24 bits allocated for the network prefix, and the remaining 8 bits reserved for host addressing. Addresses in the range to belong to this network. The IPv6 address specification is a large address block with 296 addresses, having a 32-bit routing prefix.
For IPv4, a network may also be characterized by its subnet mask or netmask, which is the bitmask that when applied by a bitwise AND operation to any IP address in the network, yields the routing prefix. Subnet masks are also expressed in dot-decimal notation like an address. For example, is the subnet mask for the prefix .
Traffic is exchanged between subnetworks through routers when the routing prefixes of the source address and the destination address differ. A router serves as a logical or physical boundary between the subnets.
The benefits of subnetting an existing network vary with each deployment scenario. In the address allocation architecture of the Internet using CIDR and in large organizations, it is necessary to allocate address space efficiently. Subnetting may also enhance routing efficiency, or have advantages in network management when subnetworks are administratively controlled by different entities in a larger organization. Subnets may be arranged logically in a hierarchical architecture, partitioning an organization's network address space into a tree-like routing structure.
Routing
Computers and routers use routing tables in their operating system to direct IP packets to reach a node on a different subnetwork. Routing tables are maintained by manual configuration or automatically by routing protocols. End-nodes typically use a default route that points toward an ISP providing transit, while ISP routers use the Border Gateway Protocol to establish the most efficient routing across the complex connections of the global Internet. The default gateway is the node that serves as the forwarding host (router) to other networks when no other route specification matches the destination IP address of a packet.
IETF
While the hardware components in the Internet infrastructure can often be used to support other software systems, it is the design and the standardization process of the software that characterizes the Internet and provides the foundation for its scalability and success. The responsibility for the architectural design of the Internet software systems has been assumed by the Internet Engineering Task Force (IETF). The IETF conducts standard-setting work groups, open to any individual, about the various aspects of Internet architecture. The resulting contributions and standards are published as Request for Comments (RFC) documents on the IETF web site. The principal methods of networking that enable the Internet are contained in specially designated RFCs that constitute the Internet Standards. Other less rigorous documents are simply informative, experimental, or historical, or document the best current practices (BCP) when implementing Internet technologies.
Applications and services
The Internet carries many applications and services, most prominently the World Wide Web, including social media, electronic mail, mobile applications, multiplayer online games, Internet telephony, file sharing, and streaming media services.
Most servers that provide these services are today hosted in data centers, and content is often accessed through high-performance content delivery networks.
World Wide Web
The World Wide Web is a global collection of documents, images, multimedia, applications, and other resources, logically interrelated by hyperlinks and referenced with Uniform Resource Identifiers (URIs), which provide a global system of named references. URIs symbolically identify services, web servers, databases, and the documents and resources that they can provide. Hypertext Transfer Protocol (HTTP) is the main access protocol of the World Wide Web. Web services also use HTTP for communication between software systems for information transfer, sharing and exchanging business data and logistic and is one of many languages or protocols that can be used for communication on the Internet.
World Wide Web browser software, such as Microsoft's Internet Explorer/Edge, Mozilla Firefox, Opera, Apple's Safari, and Google Chrome, lets users navigate from one web page to another via the hyperlinks embedded in the documents. These documents may also contain any combination of computer data, including graphics, sounds, text, video, multimedia and interactive content that runs while the user is interacting with the page. Client-side software can include animations, games, office applications and scientific demonstrations. Through keyword-driven Internet research using search engines like Yahoo!, Bing and Google, users worldwide have easy, instant access to a vast and diverse amount of online information. Compared to printed media, books, encyclopedias and traditional libraries, the World Wide Web has enabled the decentralization of information on a large scale.
The Web has enabled individuals and organizations to publish ideas and information to a potentially large audience online at greatly reduced expense and time delay. Publishing a web page, a blog, or building a website involves little initial cost and many cost-free services are available. However, publishing and maintaining large, professional web sites with attractive, diverse and up-to-date information is still a difficult and expensive proposition. Many individuals and some companies and groups use web logs or blogs, which are largely used as easily updatable online diaries. Some commercial organizations encourage staff to communicate advice in their areas of specialization in the hope that visitors will be impressed by the expert knowledge and free information, and be attracted to the corporation as a result.
Advertising on popular web pages can be lucrative, and e-commerce, which is the sale of products and services directly via the Web, continues to grow. Online advertising is a form of marketing and advertising which uses the Internet to deliver promotional marketing messages to consumers. It includes email marketing, search engine marketing (SEM), social media marketing, many types of display advertising (including web banner advertising), and mobile advertising. In 2011, Internet advertising revenues in the United States surpassed those of cable television and nearly exceeded those of broadcast television. Many common online advertising practices are controversial and increasingly subject to regulation.
When the Web developed in the 1990s, a typical web page was stored in completed form on a web server, formatted in HTML, complete for transmission to a web browser in response to a request. Over time, the process of creating and serving web pages has become dynamic, creating a flexible design, layout, and content. Websites are often created using content management software with, initially, very little content. Contributors to these systems, who may be paid staff, members of an organization or the public, fill underlying databases with content using editing pages designed for that purpose while casual visitors view and read this content in HTML form. There may or may not be editorial, approval and security systems built into the process of taking newly entered content and making it available to the target visitors.
Communication
Email is an important communications service available via the Internet. The concept of sending electronic text messages between parties, analogous to mailing letters or memos, predates the creation of the Internet. Pictures, documents, and other files are sent as email attachments. Email messages can be cc-ed to multiple email addresses.
Internet telephony is a common communications service realized with the Internet. The name of the principle internetworking protocol, the Internet Protocol, lends its name to voice over Internet Protocol (VoIP). The idea began in the early 1990s with walkie-talkie-like voice applications for personal computers. VoIP systems now dominate many markets, and are as easy to use and as convenient as a traditional telephone. The benefit has been substantial cost savings over traditional telephone calls, especially over long distances. Cable, ADSL, and mobile data networks provide Internet access in customer premises and inexpensive VoIP network adapters provide the connection for traditional analog telephone sets. The voice quality of VoIP often exceeds that of traditional calls. Remaining problems for VoIP include the situation that emergency services may not be universally available, and that devices rely on a local power supply, while older traditional phones are powered from the local loop, and typically operate during a power failure.
Data transfer
File sharing is an example of transferring large amounts of data across the Internet. A computer file can be emailed to customers, colleagues and friends as an attachment. It can be uploaded to a website or File Transfer Protocol (FTP) server for easy download by others. It can be put into a "shared location" or onto a file server for instant use by colleagues. The load of bulk downloads to many users can be eased by the use of "mirror" servers or peer-to-peer networks. In any of these cases, access to the file may be controlled by user authentication, the transit of the file over the Internet may be obscured by encryption, and money may change hands for access to the file. The price can be paid by the remote charging of funds from, for example, a credit card whose details are also passed—usually fully encrypted—across the Internet. The origin and authenticity of the file received may be checked by digital signatures or by MD5 or other message digests. These simple features of the Internet, over a worldwide basis, are changing the production, sale, and distribution of anything that can be reduced to a computer file for transmission. This includes all manner of print publications, software products, news, music, film, video, photography, graphics and the other arts. This in turn has caused seismic shifts in each of the existing industries that previously controlled the production and distribution of these products.
Streaming media is the real-time delivery of digital media for the immediate consumption or enjoyment by end users. Many radio and television broadcasters provide Internet feeds of their live audio and video productions. They may also allow time-shift viewing or listening such as Preview, Classic Clips and Listen Again features. These providers have been joined by a range of pure Internet "broadcasters" who never had on-air licenses. This means that an Internet-connected device, such as a computer or something more specific, can be used to access on-line media in much the same way as was previously possible only with a television or radio receiver. The range of available types of content is much wider, from specialized technical webcasts to on-demand popular multimedia services. Podcasting is a variation on this theme, where—usually audio—material is downloaded and played back on a computer or shifted to a portable media player to be listened to on the move. These techniques using simple equipment allow anybody, with little censorship or licensing control, to broadcast audio-visual material worldwide.
Digital media streaming increases the demand for network bandwidth. For example, standard image quality needs 1 Mbit/s link speed for SD 480p, HD 720p quality requires 2.5 Mbit/s, and the top-of-the-line HDX quality needs 4.5 Mbit/s for 1080p.
Webcams are a low-cost extension of this phenomenon. While some webcams can give full-frame-rate video, the picture either is usually small or updates slowly. Internet users can watch animals around an African waterhole, ships in the Panama Canal, traffic at a local roundabout or monitor their own premises, live and in real time. Video chat rooms and video conferencing are also popular with many uses being found for personal webcams, with and without two-way sound. YouTube was founded on 15 February 2005 and is now the leading website for free streaming video with more than two billion users. It uses an HTML5 based web player by default to stream and show video files. Registered users may upload an unlimited amount of video and build their own personal profile. YouTube claims that its users watch hundreds of millions, and upload hundreds of thousands of videos daily.
Social impact
The Internet has enabled new forms of social interaction, activities, and social associations. This phenomenon has given rise to the scholarly study of the sociology of the Internet.
Users
From 2000 to 2009, the number of Internet users globally rose from 394 million to 1.858 billion. By 2010, 22 percent of the world's population had access to computers with 1 billion Google searches every day, 300 million Internet users reading blogs, and 2 billion videos viewed daily on YouTube. In 2014 the world's Internet users surpassed 3 billion or 43.6 percent of world population, but two-thirds of the users came from richest countries, with 78.0 percent of Europe countries population using the Internet, followed by 57.4 percent of the Americas. However, by 2018, Asia alone accounted for 51% of all Internet users, with 2.2 billion out of the 4.3 billion Internet users in the world coming from that region. The number of China's Internet users surpassed a major milestone in 2018, when the country's Internet regulatory authority, China Internet Network Information Centre, announced that China had 802 million Internet users. By 2019, China was the world's leading country in terms of Internet users, with more than 800 million users, followed closely by India, with some 700 million users, with the United States a distant third with 275 million users. However, in terms of penetration, China has a 38.4% penetration rate compared to India's 40% and the United States's 80%. As of 2020, it was estimated that 4.5 billion people use the Internet, more than half of the world's population.
The prevalent language for communication via the Internet has always been English. This may be a result of the origin of the Internet, as well as the language's role as a lingua franca and as a world language. Early computer systems were limited to the characters in the American Standard Code for Information Interchange (ASCII), a subset of the Latin alphabet.
After English (27%), the most requested languages on the World Wide Web are Chinese (25%), Spanish (8%), Japanese (5%), Portuguese and German (4% each), Arabic, French and Russian (3% each), and Korean (2%). By region, 42% of the world's Internet users are based in Asia, 24% in Europe, 14% in North America, 10% in Latin America and the Caribbean taken together, 6% in Africa, 3% in the Middle East and 1% in Australia/Oceania. The Internet's technologies have developed enough in recent years, especially in the use of Unicode, that good facilities are available for development and communication in the world's widely used languages. However, some glitches such as mojibake (incorrect display of some languages' characters) still remain.
In an American study in 2005, the percentage of men using the Internet was very slightly ahead of the percentage of women, although this difference reversed in those under 30. Men logged on more often, spent more time online, and were more likely to be broadband users, whereas women tended to make more use of opportunities to communicate (such as email). Men were more likely to use the Internet to pay bills, participate in auctions, and for recreation such as downloading music and videos. Men and women were equally likely to use the Internet for shopping and banking.
More recent studies indicate that in 2008, women significantly outnumbered men on most social networking services, such as Facebook and Myspace, although the ratios varied with age. In addition, women watched more streaming content, whereas men downloaded more. In terms of blogs, men were more likely to blog in the first place; among those who blog, men were more likely to have a professional blog, whereas women were more likely to have a personal blog.
Splitting by country, in 2012 Iceland, Norway, Sweden, the Netherlands, and Denmark had the highest Internet penetration by the number of users, with 93% or more of the population with access.
Several neologisms exist that refer to Internet users: Netizen (as in "citizen of the net") refers to those actively involved in improving online communities, the Internet in general or surrounding political affairs and rights such as free speech, Internaut refers to operators or technically highly capable users of the Internet, digital citizen refers to a person using the Internet in order to engage in society, politics, and government participation.
Usage
The Internet allows greater flexibility in working hours and location, especially with the spread of unmetered high-speed connections. The Internet can be accessed almost anywhere by numerous means, including through mobile Internet devices. Mobile phones, datacards, handheld game consoles and cellular routers allow users to connect to the Internet wirelessly. Within the limitations imposed by small screens and other limited facilities of such pocket-sized devices, the services of the Internet, including email and the web, may be available. Service providers may restrict the services offered and mobile data charges may be significantly higher than other access methods.
Educational material at all levels from pre-school to post-doctoral is available from websites. Examples range from CBeebies, through school and high-school revision guides and virtual universities, to access to top-end scholarly literature through the likes of Google Scholar. For distance education, help with homework and other assignments, self-guided learning, whiling away spare time or just looking up more detail on an interesting fact, it has never been easier for people to access educational information at any level from anywhere. The Internet in general and the World Wide Web in particular are important enablers of both formal and informal education. Further, the Internet allows universities, in particular, researchers from the social and behavioral sciences, to conduct research remotely via virtual laboratories, with profound changes in reach and generalizability of findings as well as in communication between scientists and in the publication of results.
The low cost and nearly instantaneous sharing of ideas, knowledge, and skills have made collaborative work dramatically easier, with the help of collaborative software. Not only can a group cheaply communicate and share ideas but the wide reach of the Internet allows such groups more easily to form. An example of this is the free software movement, which has produced, among other things, Linux, Mozilla Firefox, and OpenOffice.org (later forked into LibreOffice). Internet chat, whether using an IRC chat room, an instant messaging system, or a social networking service, allows colleagues to stay in touch in a very convenient way while working at their computers during the day. Messages can be exchanged even more quickly and conveniently than via email. These systems may allow files to be exchanged, drawings and images to be shared, or voice and video contact between team members.
Content management systems allow collaborating teams to work on shared sets of documents simultaneously without accidentally destroying each other's work. Business and project teams can share calendars as well as documents and other information. Such collaboration occurs in a wide variety of areas including scientific research, software development, conference planning, political activism and creative writing. Social and political collaboration is also becoming more widespread as both Internet access and computer literacy spread.
The Internet allows computer users to remotely access other computers and information stores easily from any access point. Access may be with computer security, i.e. authentication and encryption technologies, depending on the requirements. This is encouraging new ways of working from home, collaboration and information sharing in many industries. An accountant sitting at home can audit the books of a company based in another country, on a server situated in a third country that is remotely maintained by IT specialists in a fourth. These accounts could have been created by home-working bookkeepers, in other remote locations, based on information emailed to them from offices all over the world. Some of these things were possible before the widespread use of the Internet, but the cost of private leased lines would have made many of them infeasible in practice. An office worker away from their desk, perhaps on the other side of the world on a business trip or a holiday, can access their emails, access their data using cloud computing, or open a remote desktop session into their office PC using a secure virtual private network (VPN) connection on the Internet. This can give the worker complete access to all of their normal files and data, including email and other applications, while away from the office. It has been referred to among system administrators as the Virtual Private Nightmare, because it extends the secure perimeter of a corporate network into remote locations and its employees' homes.
By late 2010s Internet has been described as "the main source of scientific information "for the majority of the global North population".
Social networking and entertainment
Many people use the World Wide Web to access news, weather and sports reports, to plan and book vacations and to pursue their personal interests. People use chat, messaging and email to make and stay in touch with friends worldwide, sometimes in the same way as some previously had pen pals. Social networking services such as Facebook have created new ways to socialize and interact. Users of these sites are able to add a wide variety of information to pages, pursue common interests, and connect with others. It is also possible to find existing acquaintances, to allow communication among existing groups of people. Sites like LinkedIn foster commercial and business connections. YouTube and Flickr specialize in users' videos and photographs. Social networking services are also widely used by businesses and other organizations to promote their brands, to market to their customers and to encourage posts to "go viral". "Black hat" social media techniques are also employed by some organizations, such as spam accounts and astroturfing.
A risk for both individuals and organizations writing posts (especially public posts) on social networking services, is that especially foolish or controversial posts occasionally lead to an unexpected and possibly large-scale backlash on social media from other Internet users. This is also a risk in relation to controversial offline behavior, if it is widely made known. The nature of this backlash can range widely from counter-arguments and public mockery, through insults and hate speech, to, in extreme cases, rape and death threats. The online disinhibition effect describes the tendency of many individuals to behave more stridently or offensively online than they would in person. A significant number of feminist women have been the target of various forms of harassment in response to posts they have made on social media, and Twitter in particular has been criticised in the past for not doing enough to aid victims of online abuse.
For organizations, such a backlash can cause overall brand damage, especially if reported by the media. However, this is not always the case, as any brand damage in the eyes of people with an opposing opinion to that presented by the organization could sometimes be outweighed by strengthening the brand in the eyes of others. Furthermore, if an organization or individual gives in to demands that others perceive as wrong-headed, that can then provoke a counter-backlash.
Some websites, such as Reddit, have rules forbidding the posting of personal information of individuals (also known as doxxing), due to concerns about such postings leading to mobs of large numbers of Internet users directing harassment at the specific individuals thereby identified. In particular, the Reddit rule forbidding the posting of personal information is widely understood to imply that all identifying photos and names must be censored in Facebook screenshots posted to Reddit. However, the interpretation of this rule in relation to public Twitter posts is less clear, and in any case, like-minded people online have many other ways they can use to direct each other's attention to public social media posts they disagree with.
Children also face dangers online such as cyberbullying and approaches by sexual predators, who sometimes pose as children themselves. Children may also encounter material which they may find upsetting, or material that their parents consider to be not age-appropriate. Due to naivety, they may also post personal information about themselves online, which could put them or their families at risk unless warned not to do so. Many parents choose to enable Internet filtering or supervise their children's online activities in an attempt to protect their children from inappropriate material on the Internet. The most popular social networking services, such as Facebook and Twitter, commonly forbid users under the age of 13. However, these policies are typically trivial to circumvent by registering an account with a false birth date, and a significant number of children aged under 13 join such sites anyway. Social networking services for younger children, which claim to provide better levels of protection for children, also exist.
The Internet has been a major outlet for leisure activity since its inception, with entertaining social experiments such as MUDs and MOOs being conducted on university servers, and humor-related Usenet groups receiving much traffic. Many Internet forums have sections devoted to games and funny videos. The Internet pornography and online gambling industries have taken advantage of the World Wide Web. Although many governments have attempted to restrict both industries' use of the Internet, in general, this has failed to stop their widespread popularity.
Another area of leisure activity on the Internet is multiplayer gaming. This form of recreation creates communities, where people of all ages and origins enjoy the fast-paced world of multiplayer games. These range from MMORPG to first-person shooters, from role-playing video games to online gambling. While online gaming has been around since the 1970s, modern modes of online gaming began with subscription services such as GameSpy and MPlayer. Non-subscribers were limited to certain types of game play or certain games. Many people use the Internet to access and download music, movies and other works for their enjoyment and relaxation. Free and fee-based services exist for all of these activities, using centralized servers and distributed peer-to-peer technologies. Some of these sources exercise more care with respect to the original artists' copyrights than others.
Internet usage has been correlated to users' loneliness. Lonely people tend to use the Internet as an outlet for their feelings and to share their stories with others, such as in the "I am lonely will anyone speak to me" thread.
A 2017 book claimed that the Internet consolidates most aspects of human endeavor into singular arenas of which all of humanity are potential members and competitors, with fundamentally negative impacts on mental health as a result. While successes in each field of activity are pervasively visible and trumpeted, they are reserved for an extremely thin sliver of the world's most exceptional, leaving everyone else behind. Whereas, before the Internet, expectations of success in any field were supported by reasonable probabilities of achievement at the village, suburb, city or even state level, the same expectations in the Internet world are virtually certain to bring disappointment today: there is always someone else, somewhere on the planet, who can do better and take the now one-and-only top spot.
Cybersectarianism is a new organizational form which involves: "highly dispersed small groups of practitioners that may remain largely anonymous within the larger social context and operate in relative secrecy, while still linked remotely to a larger network of believers who share a set of practices and texts, and often a common devotion to a particular leader. Overseas supporters provide funding and support; domestic practitioners distribute tracts, participate in acts of resistance, and share information on the internal situation with outsiders. Collectively, members and practitioners of such sects construct viable virtual communities of faith, exchanging personal testimonies and engaging in the collective study via email, on-line chat rooms, and web-based message boards." In particular, the British government has raised concerns about the prospect of young British Muslims being indoctrinated into Islamic extremism by material on the Internet, being persuaded to join terrorist groups such as the so-called "Islamic State", and then potentially committing acts of terrorism on returning to Britain after fighting in Syria or Iraq.
Cyberslacking can become a drain on corporate resources; the average UK employee spent 57 minutes a day surfing the Web while at work, according to a 2003 study by Peninsula Business Services. Internet addiction disorder is excessive computer use that interferes with daily life. Nicholas G. Carr believes that Internet use has other effects on individuals, for instance improving skills of scan-reading and interfering with the deep thinking that leads to true creativity.
Electronic business
Electronic business (e-business) encompasses business processes spanning the entire value chain: purchasing, supply chain management, marketing, sales, customer service, and business relationship. E-commerce seeks to add revenue streams using the Internet to build and enhance relationships with clients and partners. According to International Data Corporation, the size of worldwide e-commerce, when global business-to-business and -consumer transactions are combined, equate to $16 trillion for 2013. A report by Oxford Economics added those two together to estimate the total size of the digital economy at $20.4 trillion, equivalent to roughly 13.8% of global sales.
While much has been written of the economic advantages of Internet-enabled commerce, there is also evidence that some aspects of the Internet such as maps and location-aware services may serve to reinforce economic inequality and the digital divide. Electronic commerce may be responsible for consolidation and the decline of mom-and-pop, brick and mortar businesses resulting in increases in income inequality.
Author Andrew Keen, a long-time critic of the social transformations caused by the Internet, has focused on the economic effects of consolidation from Internet businesses. Keen cites a 2013 Institute for Local Self-Reliance report saying brick-and-mortar retailers employ 47 people for every $10 million in sales while Amazon employs only 14. Similarly, the 700-employee room rental start-up Airbnb was valued at $10 billion in 2014, about half as much as Hilton Worldwide, which employs 152,000 people. At that time, Uber employed 1,000 full-time employees and was valued at $18.2 billion, about the same valuation as Avis Rent a Car and The Hertz Corporation combined, which together employed almost 60,000 people.
Telecommuting
Telecommuting is the performance within a traditional worker and employer relationship when it is facilitated by tools such as groupware, virtual private networks, conference calling, videoconferencing, and VoIP so that work may be performed from any location, most conveniently the worker's home. It can be efficient and useful for companies as it allows workers to communicate over long distances, saving significant amounts of travel time and cost. As broadband Internet connections become commonplace, more workers have adequate bandwidth at home to use these tools to link their home to their corporate intranet and internal communication networks.
Collaborative publishing
Wikis have also been used in the academic community for sharing and dissemination of information across institutional and international boundaries. In those settings, they have been found useful for collaboration on grant writing, strategic planning, departmental documentation, and committee work. The United States Patent and Trademark Office uses a wiki to allow the public to collaborate on finding prior art relevant to examination of pending patent applications. Queens, New York has used a wiki to allow citizens to collaborate on the design and planning of a local park. The English Wikipedia has the largest user base among wikis on the World Wide Web and ranks in the top 10 among all Web sites in terms of traffic.
Politics and political revolutions
The Internet has achieved new relevance as a political tool. The presidential campaign of Howard Dean in 2004 in the United States was notable for its success in soliciting donation via the Internet. Many political groups use the Internet to achieve a new method of organizing for carrying out their mission, having given rise to Internet activism, most notably practiced by rebels in the Arab Spring. The New York Times suggested that social media websites, such as Facebook and Twitter, helped people organize the political revolutions in Egypt, by helping activists organize protests, communicate grievances, and disseminate information.
Many have understood the Internet as an extension of the Habermasian notion of the public sphere, observing how network communication technologies provide something like a global civic forum. However, incidents of politically motivated Internet censorship have now been recorded in many countries, including western democracies.
Philanthropy
The spread of low-cost Internet access in developing countries has opened up new possibilities for peer-to-peer charities, which allow individuals to contribute small amounts to charitable projects for other individuals. Websites, such as DonorsChoose and GlobalGiving, allow small-scale donors to direct funds to individual projects of their choice. A popular twist on Internet-based philanthropy is the use of peer-to-peer lending for charitable purposes. Kiva pioneered this concept in 2005, offering the first web-based service to publish individual loan profiles for funding. Kiva raises funds for local intermediary microfinance organizations that post stories and updates on behalf of the borrowers. Lenders can contribute as little as $25 to loans of their choice, and receive their money back as borrowers repay. Kiva falls short of being a pure peer-to-peer charity, in that loans are disbursed before being funded by lenders and borrowers do not communicate with lenders themselves.
Security
Internet resources, hardware, and software components are the target of criminal or malicious attempts to gain unauthorized control to cause interruptions, commit fraud, engage in blackmail or access private information.
Malware
Malware is malicious software used and distributed via the Internet. It includes computer viruses which are copied with the help of humans, computer worms which copy themselves automatically, software for denial of service attacks, ransomware, botnets, and spyware that reports on the activity and typing of users. Usually, these activities constitute cybercrime. Defense theorists have also speculated about the possibilities of hackers using cyber warfare using similar methods on a large scale.
Surveillance
The vast majority of computer surveillance involves the monitoring of data and traffic on the Internet. In the United States for example, under the Communications Assistance For Law Enforcement Act, all phone calls and broadband Internet traffic (emails, web traffic, instant messaging, etc.) are required to be available for unimpeded real-time monitoring by Federal law enforcement agencies. Packet capture is the monitoring of data traffic on a computer network. Computers communicate over the Internet by breaking up messages (emails, images, videos, web pages, files, etc.) into small chunks called "packets", which are routed through a network of computers, until they reach their destination, where they are assembled back into a complete "message" again. Packet Capture Appliance intercepts these packets as they are traveling through the network, in order to examine their contents using other programs. A packet capture is an information gathering tool, but not an analysis tool. That is it gathers "messages" but it does not analyze them and figure out what they mean. Other programs are needed to perform traffic analysis and sift through intercepted data looking for important/useful information. Under the Communications Assistance For Law Enforcement Act all U.S. telecommunications providers are required to install packet sniffing technology to allow Federal law enforcement and intelligence agencies to intercept all of their customers' broadband Internet and VoIP traffic.
The large amount of data gathered from packet capturing requires surveillance software that filters and reports relevant information, such as the use of certain words or phrases, the access of certain types of web sites, or communicating via email or chat with certain parties. Agencies, such as the Information Awareness Office, NSA, GCHQ and the FBI, spend billions of dollars per year to develop, purchase, implement, and operate systems for interception and analysis of data. Similar systems are operated by Iranian secret police to identify and suppress dissidents. The required hardware and software was allegedly installed by German Siemens AG and Finnish Nokia.
Censorship
Some governments, such as those of Burma, Iran, North Korea, Mainland China, Saudi Arabia and the United Arab Emirates, restrict access to content on the Internet within their territories, especially to political and religious content, with domain name and keyword filters.
In Norway, Denmark, Finland, and Sweden, major Internet service providers have voluntarily agreed to restrict access to sites listed by authorities. While this list of forbidden resources is supposed to contain only known child pornography sites, the content of the list is secret. Many countries, including the United States, have enacted laws against the possession or distribution of certain material, such as child pornography, via the Internet, but do not mandate filter software. Many free or commercially available software programs, called content-control software are available to users to block offensive websites on individual computers or networks, in order to limit access by children to pornographic material or depiction of violence.
Performance
As the Internet is a heterogeneous network, the physical characteristics, including for example the data transfer rates of connections, vary widely. It exhibits emergent phenomena that depend on its large-scale organization.
Traffic volume
The volume of Internet traffic is difficult to measure, because no single point of measurement exists in the multi-tiered, non-hierarchical topology. Traffic data may be estimated from the aggregate volume through the peering points of the Tier 1 network providers, but traffic that stays local in large provider networks may not be accounted for.
Outages
An Internet blackout or outage can be caused by local signalling interruptions. Disruptions of submarine communications cables may cause blackouts or slowdowns to large areas, such as in the 2008 submarine cable disruption. Less-developed countries are more vulnerable due to a small number of high-capacity links. Land cables are also vulnerable, as in 2011 when a woman digging for scrap metal severed most connectivity for the nation of Armenia. Internet blackouts affecting almost entire countries can be achieved by governments as a form of Internet censorship, as in the blockage of the Internet in Egypt, whereby approximately 93% of networks were without access in 2011 in an attempt to stop mobilization for anti-government protests.
Energy use
Estimates of the Internet's electricity usage have been the subject of controversy, according to a 2014 peer-reviewed research paper that found claims differing by a factor of 20,000 published in the literature during the preceding decade, ranging from 0.0064 kilowatt hours per gigabyte transferred (kWh/GB) to 136 kWh/GB. The researchers attributed these discrepancies mainly to the year of reference (i.e. whether efficiency gains over time had been taken into account) and to whether "end devices such as personal computers and servers are included" in the analysis.
In 2011, academic researchers estimated the overall energy used by the Internet to be between 170 and 307 GW, less than two percent of the energy used by humanity. This estimate included the energy needed to build, operate, and periodically replace the estimated 750 million laptops, a billion smart phones and 100 million servers worldwide as well as the energy that routers, cell towers, optical switches, Wi-Fi transmitters and cloud storage devices use when transmitting Internet traffic. According to a non-peer reviewed study published in 2018 by The Shift Project (a French think tank funded by corporate sponsors), nearly 4% of global CO2 emissions could be attributed to global data transfer and the necessary infrastructure. The study also said that online video streaming alone accounted for 60% of this data transfer and therefore contributed to over 300 million tons of CO2 emission per year, and argued for new "digital sobriety" regulations restricting the use and size of video files.
See also
Crowdfunding
Crowdsourcing
Darknet
Deep web
Freenet
Internet industry jargon
Index of Internet-related articles
Internet metaphors
Internet video
"Internets"
Open Systems Interconnection
Outline of the Internet
Notes
References
Sources
Further reading
First Monday, a peer-reviewed journal on the Internet by the University Library of the University of Illinois at Chicago,
The Internet Explained, Vincent Zegna & Mike Pepper, Sonet Digital, November 2005, pp. 1–7.
External links
The Internet Society
Living Internet, Internet history and related information, including information from many creators of the Internet
1969 establishments in the United States
American inventions
Computer-related introductions in 1969
Computer-related introductions in 1989
Cultural globalization
Digital technology
Mass media technology
New media
Promotion and marketing communications
Public services
Telegraphy
Transport systems
Virtual reality
Main topic articles |
14551 | https://en.wikipedia.org/wiki/Tertiary%20sector%20of%20the%20economy | Tertiary sector of the economy | The Tertiary sector of the economy, generally known as the service sector, is the third of the three economic sectors of the three-sector theory, (also known as the economic cycle). The others are the secondary sector (approximately the same as manufacturing), and the primary sector (raw materials).
The service sector consists of the production of services instead of end products. Services (also known as "intangible goods") include attention, advice, access, experience, and affective labor. The production of information has been long regarded as a service, but some economists now attribute it to a fourth sector, the quaternary sector.
The tertiary sector of industry involves the provision of services to other businesses as well as final consumers. Services may involve the transport, distribution and sale of goods from producer to a consumer, as may happen in wholesaling and retailing, pest control or entertainment. The goods may be transformed in the process of providing the service, as happens in the restaurant industry. However, the focus is on people by interacting with people and serving the customer rather than transforming the physical goods.
Difficulty of definition
It is sometimes hard to define whether a given company is part and parcel of the secondary or tertiary sector. And it is not only companies that have been classified as part of that sector in some schemes; government and its services such as police or military, and non-profit organizations such as charities and research associations can also be seen as part of that sector.
In order to classify a business as a service, one can use classification systems such as the United Nations' International Standard Industrial Classification standard, the United States' Standard Industrial Classification (SIC) code system and its new replacement, the North American Industrial Classification System (NAICS), the Statistical Classification of Economic Activities in the European Community (NACE) in the EU and similar systems elsewhere. These governmental classification systems have a first-level of hierarchy that reflects whether the economic goods are tangible or intangible.
For purposes of finance and market research, market-based classification systems such as the Global Industry Classification Standard and the Industry Classification Benchmark are used to classify businesses that participate in the service sector. Unlike governmental classification systems, the first level of market-based classification systems divides the economy into functionally related markets or industries. The second or third level of these hierarchies then reflects whether goods or services are produced.
Theory of progression
For the last 100 years, there has been a substantial shift from the primary and secondary sectors to the tertiary sector in industrialized countries. This shift is called tertiarisation. The tertiary sector is now the largest sector of the economy in the Western world, and is also the fastest-growing sector.
In examining the growth of the service sector in the early Nineties, the globalist Kenichi Ohmae noted that:
Economies tend to follow a developmental progression that takes them from a heavy reliance on agriculture and mining, toward the development of manufacturing (e.g. automobiles, textiles, shipbuilding, steel) and finally toward a more service-based structure. The first economy to follow this path in the modern world was the United Kingdom. The speed at which other economies have made the transition to service-based (or "post-industrial") economies has increased over time.
Historically, manufacturing tended to be more open to international trade and competition than services. However, with dramatic cost reduction and speed and reliability improvements in the transportation of people and the communication of information, the service sector now includes some of the most intensive international competition, despite residual protectionism.
Issues for service providers
Service providers face obstacles selling services that goods-sellers rarely face. Services are intangible, making it difficult for potential customers to understand what they will receive and what value it will hold for them. Indeed, some, such as consultants and providers of investment services, offer no guarantees of the value for price paid.
Since the quality of most services depends largely on the quality of the individuals providing the services, "people costs" are usually a high fraction of service costs. Whereas a manufacturer may use technology, simplification, and other techniques to lower the cost of goods sold, the service provider often faces an unrelenting pattern of increasing costs.
Product differentiation is often difficult. For example, how does one choose one investment adviser over another, since they are often seen to provide identical services? Charging a premium for services is usually an option only for the most established firms, who charge extra based upon brand recognition.
Examples of tertiary sector industries
Examples of tertiary industries may include:
Telecommunication
Hospitality industry/tourism
Mass media
Healthcare/hospitals
Public health
Pharmacy
Information technology
Waste disposal
Consulting
Gambling
Retail sales
Fast-moving consumer goods (FMCG)
Franchising
Real estate
Education
Financial services
Banking
Insurance
Investment management
Professional services
Legal services
Management consulting
Transportation
List of countries by tertiary output
Below is a list of countries by service output at market exchange rates in 2016:
See also
Economic sector
Indigo Era
Post-industrial society
Quaternary sector of the economy
Voluntary sector
References
External links
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14559 | https://en.wikipedia.org/wiki/Indictment | Indictment | An indictment ( ) is a criminal accusation that an individual has committed a crime. In jurisdictions that use the concept of felonies, the most serious criminal offence is a felony; jurisdictions that do not use the felonies concept often use that of an indictable offence, an offence that requires an indictment.
Australia
Section 80 of the Constitution of Australia provides that "the trial on indictment of any offence against any law of the Commonwealth shall be by jury". The High Court of Australia has consistently used a narrow interpretation of this clause, allowing the Parliament of Australia to define which offences proceed on indictment rather than conferring a universal right to a jury trial. Section 4G of the Crimes Act 1914 provides that "offences against a law of the Commonwealth punishable by imprisonment for a period exceeding 12 months are indictable offences, unless the contrary intention appears"
Canada
A direct indictment is one in which the case is sent directly to trial before a preliminary inquiry is completed or when the accused has been discharged by a preliminary inquiry. It is meant to be an extraordinary, rarely used power to ensure that those who should be brought to trial are in a timely manner or where an error of judgment is seen to have been made in the preliminary inquiry. In the aftermath of the 2016 Jordan decision, in which the Supreme Court of Canada imposed time limits on the Crown to bring criminal cases to trial, the Crown has started to use the procedure more frequently.
United Kingdom
England and Wales
In England and Wales (except in private prosecutions by individuals) an indictment is issued by the public prosecutor (in most cases this will be the Crown Prosecution Service) on behalf of the Crown, which is the nominal plaintiff in all public prosecutions under English law.
This is why a public prosecution of a person whose surname is Smith would be referred to in writing as "R v Smith" (or alternatively as "Regina v Smith" or "Rex v Smith" depending on the sex of the Sovereign, Regina and Rex being Latin for "Queen" and "King" and in either case may informally be pronounced as such) and when cited orally in court would be pronounced "the Crown against Smith".
All proceedings on indictment must be brought before the Crown Court. By virtue of practice directions issued under section 75(1) of the Senior Courts Act 1981, an indictment must be tried by a High Court judge, a circuit judge or a recorder (which of these depends on the offence).
As to the form of an indictment, see the Indictments Act 1915 and the Indictment Rules 1971 made thereunder.
The Indictment Rules 1971 were revoked by the Criminal Procedure (Amendment) Rules 2007 (on the whole) incorporated into the Criminal Procedure Rules 2010. The form and content and the service of an indictment are governed by Rule 14 of the CPR 2012. Additional guidance is contained in the Consolidated Criminal Practice Direction Part IV.34.
As to the preferring of a bill of indictment and the signing of an indictment, see section 2 of the Administration of Justice (Miscellaneous Provisions) Act 1933 and the Indictments (Procedure) Rules 1971 (S.I. 1971/2084) made thereunder, as amended and modified by the Indictments (Procedure) (Amendment) Rules 1983 (S.I. 1983/284), the Indictments (Procedure) (Amendment) Rules 1988 (S.I. 1988/1783), the Indictments (Procedure) (Amendment) Rules 1992 (S.I. 1992/284), the Indictments (Procedure) (Amendment) Rules 1997 (S.I. 1997/711), the Indictments (Procedure) (Modification) Rules 1998 (S.I. 1998/3045) and the Indictments (Procedure) (Amendment) Rules 2000 (S.I. 2000/3360).
Northern Ireland
See the Indictments Act (Northern Ireland) 1945.
Scotland
In Scotland, all of these cases brought in the High Court of Justiciary are brought in the name of the Lord Advocate and will be tried on indictment. In a sheriff court where trials proceed using the solemn proceedings they will also be tried on indictment and are brought in the name of the Lord Advocate. All solemn indictments are designed in the manner Her (or His) Majesty’s Advocate v Smith, or, more frequently HMA v Smith.
United States
The Fifth Amendment of the United States Constitution states in part: "No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury, except in cases arising in the land or naval forces, or in the Militia when in actual service in time of War or public danger". The requirement of an indictment has not been incorporated against the states; therefore, even though the federal government uses grand juries and indictments, not all U.S. states do.
In many jurisdictions that use grand juries, prosecutors often have a choice between seeking an indictment from a grand jury and filing a charging document directly with the court. Such a document is usually called an information, accusation, or complaint, to distinguish it from a grand-jury indictment. To protect the suspect's due-process rights in felony cases (where the suspect's interest in liberty is at stake), there is usually a preliminary hearing, at which a judge determines whether there was probable cause to arrest the suspect who is in custody. If the judge finds such probable cause, he or she binds, or holds over, the suspect for trial.
The substance of an indictment or other charging instrument is usually the same, regardless of the jurisdiction: it consists of a short and plain statement of where, when, and how the defendant allegedly committed the offense. Each offense is usually set out in a separate count. Indictments for complex crimes, particularly those involving conspiracy or numerous counts, may run to hundreds of pages. In other cases, however, an indictment for a crime as serious as murder may consist of a single sheet of paper.
Indictable offenses are normally tried by jury, unless the accused waives the right to a jury trial. Even though the Sixth Amendment of the US Constitution mandates the right to a jury trial in any criminal prosecution, the vast majority of criminal cases in the US are resolved by the plea-bargaining process.
Types
A sealed indictment stays non-public, for various reasons, until it is unsealed (for example, once the indicted is arrested or notified by police). A superseding indictment takes the place of the previously active one. A spoken indictment goes beyond the public statement of charges to state the alleged underlying acts.
See also
References
External links
Criminal law
Prosecution |
14560 | https://en.wikipedia.org/wiki/Republic%20of%20Ireland | Republic of Ireland | Ireland ( ), also known as the Republic of Ireland (), is a country in north-western Europe consisting of 26 of the 32 counties of the island of Ireland. The capital and largest city is Dublin, on the eastern side of the island. Around 40% of the country's population of 5 million people resides in the Greater Dublin Area. The sovereign state shares its only land border with Northern Ireland, which is part of the United Kingdom. It is otherwise surrounded by the Atlantic Ocean, with the Celtic Sea to the south, St George's Channel to the south-east, and the Irish Sea to the east. It is a unitary, parliamentary republic. The legislature, the , consists of a lower house, , an upper house, , and an elected President () who serves as the largely ceremonial head of state, but with some important powers and duties. The head of government is the (Prime Minister, literally 'Chief', a title not used in English), who is elected by the Dáil and appointed by the President; the Taoiseach in turn appoints other government ministers.
The Irish Free State was created, with Dominion status, in 1922 following the Anglo-Irish Treaty. In 1937, a new constitution was adopted, in which the state was named "Ireland" and effectively became a republic, with an elected non-executive president. It was officially declared a republic in 1949, following the Republic of Ireland Act 1948. Ireland became a member of the United Nations in December 1955. It joined the European Communities (EC), the predecessor of the European Union, in 1973. The state had no formal relations with Northern Ireland for most of the twentieth century, but during the 1980s and 1990s the British and Irish governments worked with the Northern Ireland parties towards a resolution to "the Troubles". Since the signing of the Good Friday Agreement in 1998, the Irish government and Northern Ireland Executive have co-operated on a number of policy areas under the North/South Ministerial Council created by the Agreement.
One of Europe's major financial hubs is centred on Dublin. Ireland ranks among the top ten wealthiest countries in the world in terms of GDP per capita, although this has been partially ascribed to distortions caused by the tax inversion practices of various multinationals operating in Ireland. From 2017, a modified gross national income (GNI*) was enacted by the Central Bank of Ireland, as the standard deviation was considered too materially distorted to accurately measure or represent the Irish economy. After joining the EC, the country's government enacted a series of liberal economic policies that resulted in economic growth between 1995 and 2007 now known as the Celtic Tiger period, before its subsequent reversal during the Great Recession.
A developed country, Ireland's quality of life is ranked amongst the very highest in the world and the country performs well in several national performance metrics including healthcare, economic freedom and freedom of the press. Ireland is a member of the European Union and is a founding member of the Council of Europe and the OECD. The Irish government has followed a policy of military neutrality through non-alignment since immediately prior to World War II and the country is consequently not a member of NATO, although it is a member of Partnership for Peace and aspects of PESCO.
Name
The Irish name for Ireland, , derives from the old Irish , the name of a goddess in Irish mythology.
The 1922 state, comprising 26 of the 32 counties of Ireland, was "styled and known as the Irish Free State". The Constitution of Ireland, adopted in 1937, provides that "the name of the State is Éire, or, in the English language, Ireland". Section 2 of the Republic of Ireland Act 1948 states, "It is hereby declared that the description of the State shall be the Republic of Ireland." The 1948 Act does not name the state as "Republic of Ireland", because to have done so would have put it in conflict with the Constitution.
The government of the United Kingdom used the name "Eire" (without the diacritic) and, from 1949, "Republic of Ireland", for the state; it was not until the 1998 Good Friday Agreement that it used the name "Ireland".
As well as "Ireland", "Éire" or "the Republic of Ireland", the state is also referred to as "the Republic", "Southern Ireland" or "the South". In an Irish republican context it is often referred to as "the Free State" or "the 26 Counties".
History
Home-rule movement
From the Act of Union on 1 January 1801, until 6 December 1922, the island of Ireland was part of the United Kingdom of Great Britain and Ireland. During the Great Famine, from 1845 to 1849, the island's population of over 8 million fell by 30%. One million Irish died of starvation and/or disease and another 1.5 million emigrated, mostly to the United States. This set the pattern of emigration for the century to come, resulting in constant population decline up to the 1960s.
From 1874, and particularly under Charles Stewart Parnell from 1880, the Irish Parliamentary Party gained prominence. This was firstly through widespread agrarian agitation via the Irish Land League, that won land reforms for tenants in the form of the Irish Land Acts, and secondly through its attempts to achieve Home Rule, via two unsuccessful bills which would have granted Ireland limited national autonomy. These led to "grass-roots" control of national affairs, under the Local Government Act 1898, that had been in the hands of landlord-dominated grand juries of the Protestant Ascendancy.
Home Rule seemed certain when the Parliament Act 1911 abolished the veto of the House of Lords, and John Redmond secured the Third Home Rule Act in 1914. However, the Unionist movement had been growing since 1886 among Irish Protestants after the introduction of the first home rule bill, fearing discrimination and loss of economic and social privileges if Irish Catholics achieved real political power. In the late 19th and early 20th-century unionism was particularly strong in parts of Ulster, where industrialisation was more common in contrast to the more agrarian rest of the island, and where the Protestant population was more prominent, with a majority in four counties. Under the leadership of the Dublin-born Sir Edward Carson of the Irish Unionist Party and the Ulsterman Sir James Craig of the Ulster Unionist Party, unionists became strongly militant in order to oppose "the Coercion of Ulster". After the Home Rule Bill passed parliament in May 1914, to avoid rebellion with Ulster, the British Prime Minister H. H. Asquith introduced an Amending Bill reluctantly conceded to by the Irish Party leadership. This provided for the temporary exclusion of Ulster from the workings of the bill for a trial period of six years, with an as yet undecided new set of measures to be introduced for the area to be temporarily excluded.
Revolution and steps to independence
Though it received the Royal Assent and was placed on the statute books in 1914, the implementation of the Third Home Rule Act was suspended until after the First World War which defused the threat of civil war in Ireland. With the hope of ensuring the implementation of the Act at the end of the war through Ireland's engagement in the war, Redmond and the Irish National Volunteers supported the UK and its Allies. 175,000 men joined Irish regiments of the 10th (Irish) and 16th (Irish) divisions of the New British Army, while Unionists joined the 36th (Ulster) divisions.
The remainder of the Irish Volunteers, who refused Redmond and opposed any support of the UK, launched an armed insurrection against British rule in the 1916 Easter Rising, together with the Irish Citizen Army. This commenced on 24 April 1916 with the declaration of independence. After a week of heavy fighting, primarily in Dublin, the surviving rebels were forced to surrender their positions. The majority were imprisoned but fifteen of the prisoners (including most of the leaders) were executed as traitors to the UK. This included Patrick Pearse, the spokesman for the rising and who provided the signal to the volunteers to start the rising, as well as James Connolly, socialist and founder of the Industrial Workers of the World union and both the Irish and Scottish Labour movements. These events, together with the Conscription Crisis of 1918, had a profound effect on changing public opinion in Ireland against the British Government.
In January 1919, after the December 1918 general election, 73 of Ireland's 106 Members of Parliament (MPs) elected were Sinn Féin members who refused to take their seats in the British House of Commons. Instead, they set up an Irish parliament called Dáil Éireann. This first Dáil in January 1919 issued a Declaration of independence and proclaimed an Irish Republic. The Declaration was mainly a restatement of the 1916 Proclamation with the additional provision that Ireland was no longer a part of the United Kingdom. The new Irish Republic was recognised internationally only by the Russian Soviet Republic. The Irish Republic's Ministry of Dáil Éireann sent a delegation under (Head of Council, or Speaker, of the Daíl) Seán T. O'Kelly to the Paris Peace Conference of 1919, but it was not admitted.
After the War of Independence and truce called in July 1921, representatives of the British government and the five Irish treaty delegates, led by Arthur Griffith, Robert Barton and Michael Collins, negotiated the Anglo-Irish Treaty in London from 11 October to 6 December 1921. The Irish delegates set up headquarters at Hans Place in Knightsbridge, and it was here in private discussions that the decision was taken on 5 December to recommend the treaty to Dáil Éireann. On 7 January 1922, the Second Dáil ratified the Treaty by 64 votes to 57.
In accordance with the treaty, on 6 December 1922 the entire island of Ireland became a self-governing Dominion called the Irish Free State (Saorstát Éireann). Under the Constitution of the Irish Free State, the Parliament of Northern Ireland had the option to leave the Irish Free State one month later and return to the United Kingdom. During the intervening period, the powers of the Parliament of the Irish Free State and Executive Council of the Irish Free State did not extend to Northern Ireland. Northern Ireland exercised its right under the treaty to leave the new Dominion and rejoined the United Kingdom on 8 December 1922. It did so by making an address to the King requesting, "that the powers of the Parliament and Government of the Irish Free State shall no longer extend to Northern Ireland." The Irish Free State was a constitutional monarchy sharing a monarch with the United Kingdom and other Dominions of the British Commonwealth. The country had a governor-general (representing the monarch), a bicameral parliament, a cabinet called the "Executive Council", and a prime minister called the President of the Executive Council.
Irish Civil War
The Irish Civil War (June 1922 – May 1923) was the consequence of the ratification of the Anglo-Irish Treaty and the creation of the Irish Free State. Anti-treaty forces, led by Éamon de Valera, objected to the fact that acceptance of the treaty abolished the Irish Republic of 1919 to which they had sworn loyalty, arguing in the face of public support for the settlement that the "people have no right to do wrong". They objected most to the fact that the state would remain part of the British Empire and that members of the Free State Parliament would have to swear what the Anti-treaty side saw as an oath of fidelity to the British King. Pro-treaty forces, led by Michael Collins, argued that the treaty gave "not the ultimate freedom that all nations aspire to and develop, but the freedom to achieve it".
At the start of the war, the Irish Republican Army (IRA) split into two opposing camps: a pro-treaty IRA and an anti-treaty IRA. The pro-treaty IRA disbanded and joined the new National Army. However, because the anti-treaty IRA lacked an effective command structure and because of the pro-treaty forces' defensive tactics throughout the war, Michael Collins and his pro-treaty forces were able to build up an army with many tens of thousands of World War I veterans from the 1922 disbanded Irish regiments of the British Army, capable of overwhelming the anti-treatyists. British supplies of artillery, aircraft, machine-guns and ammunition boosted pro-treaty forces, and the threat of a return of Crown forces to the Free State removed any doubts about the necessity of enforcing the treaty. Lack of public support for the anti-treaty forces (often called the Irregulars) and the determination of the government to overcome the Irregulars contributed significantly to their defeat.
Constitution of Ireland 1937
Following a national plebiscite in July 1937, the new Constitution of Ireland (Bunreacht na hÉireann) came into force on 29 December 1937. This replaced the Constitution of the Irish Free State and called the state Éire. While Articles 2 and 3 of the Constitution defined the national territory to be the whole island, they also confined the state's jurisdiction to the area that had been the Irish Free State. The former Irish Free State government had abolished the Office of Governor-General in December 1936. Although the constitution established the office of President of Ireland, the question over whether Ireland was a republic remained open. Diplomats were accredited to the king, but the president exercised all internal functions of a head of state. For instance, the President gave assent to new laws with his own authority, without reference to King George VI who was only an "organ", that was provided for by statute law.
Ireland remained neutral during World War II, a period it described as The Emergency. Ireland's Dominion status was terminated with the passage of the Republic of Ireland Act 1948, which came into force on 18 April 1949 and declared that the state was a republic. At the time, a declaration of a republic terminated Commonwealth membership. This rule was changed 10 days after Ireland declared itself a republic, with the London Declaration of 28 April 1949. Ireland did not reapply when the rules were altered to permit republics to join. Later, the Crown of Ireland Act 1542 was repealed in Ireland by the Statute Law Revision (Pre-Union Irish Statutes) Act 1962.
Recent history
Ireland became a member of the United Nations in December 1955, after having been denied membership because of its neutral stance during the Second World War and not supporting the Allied cause. At the time, joining the UN involved a commitment to using force to deter aggression by one state against another if the UN thought it was necessary.
Interest towards membership of the European Communities (EC) developed in Ireland during the 1950s, with consideration also given to membership of the European Free Trade Area. As the United Kingdom intended on EC membership, Ireland applied for membership in July 1961 due to the substantial economic linkages with the United Kingdom. However, the founding EC members remained skeptical regarding Ireland's economic capacity, neutrality, and unattractive protectionist policy. Many Irish economists and politicians realised that economic policy reform was necessary. The prospect of EC membership became doubtful in 1963 when French President General Charles de Gaulle stated that France opposed Britain's accession, which ceased negotiations with all other candidate countries. However, in 1969 his successor, Georges Pompidou, was not opposed to British and Irish membership. Negotiations began and in 1972 the Treaty of Accession was signed. A referendum was held later that year which confirmed Ireland's entry into the bloc, and it finally joined the EC as a member state on 1 January 1973.
The economic crisis of the late 1970s was fuelled by the Fianna Fáil government's budget, the abolition of the car tax, excessive borrowing, and global economic instability including the 1979 oil crisis. There were significant policy changes from 1989 onwards, with economic reform, tax cuts, welfare reform, an increase in competition, and a ban on borrowing to fund current spending. This policy began in 1989–1992 by the Fianna Fáil/Progressive Democrat government, and continued by the subsequent Fianna Fáil/Labour government and Fine Gael/Labour/Democratic Left government. Ireland became one of the world's fastest growing economies by the late 1990s in what was known as the Celtic Tiger period, which lasted until the Great Recession. However, since 2014, Ireland has experienced increased economic activity.
In the Northern Ireland question, the British and Irish governments started to seek a peaceful resolution to the violent conflict involving many paramilitaries and the British Army in Northern Ireland known as "The Troubles". A peace settlement for Northern Ireland, known as the Good Friday Agreement, was approved in 1998 in referendums north and south of the border. As part of the peace settlement, the territorial claim to Northern Ireland in Articles 2 and 3 of the Constitution of Ireland was removed by referendum. In its white paper on Brexit the United Kingdom government reiterated its commitment to the Good Friday Agreement. With regard to Northern Ireland's status, it said that the UK Government's "clearly-stated preference is to retain Northern Ireland’s current constitutional position: as part of the UK, but with strong links to Ireland".
Geography
The state extends over an area of about five-sixths () of the island of Ireland (), with Northern Ireland constituting the remainder. The island is bounded to the north and west by the Atlantic Ocean and to the northeast by the North Channel. To the east, the Irish Sea connects to the Atlantic Ocean via St George's Channel and the Celtic Sea to the southwest.
The western landscape mostly consists of rugged cliffs, hills and mountains. The central lowlands are extensively covered with glacial deposits of clay and sand, as well as significant areas of bogland and several lakes. The highest point is Carrauntoohil (), located in the MacGillycuddy's Reeks mountain range in the southwest. River Shannon, which traverses the central lowlands, is the longest river in Ireland at in length. The west coast is more rugged than the east, with numerous islands, peninsulas, headlands and bays.
Ireland is one of the least forested countries in Europe. Until the end of the Middle Ages, the land was heavily forested with native trees such as oak, ash, hazel, birch, alder, willow, aspen, elm, rowan, yew and Scots pine. The growth of blanket bog and the extensive clearing of woodland for farming are believed to be the main causes of deforestation. Today, only about 10% of Ireland is woodland, most of which is non-native conifer plantations, and only 2% of which is native woodland. The average woodland cover in European countries is over 33%. According to Coillte, a state owned forestry business, the country's climate gives Ireland one of the fastest growth rates for forests in Europe. Hedgerows, which are traditionally used to define land boundaries, are an important substitute for woodland habitat, providing refuge for native wild flora and a wide range of insect, bird and mammal species. It is home to two terrestrial ecoregions: Celtic broadleaf forests and North Atlantic moist mixed forests.
Agriculture accounts for about 64% of the total land area. This has resulted in limited land to preserve natural habitats, in particular for larger wild mammals with greater territorial requirements. The long history of agricultural production coupled with modern agricultural methods, such as pesticide and fertiliser use, has placed pressure on biodiversity.
Climate
The Atlantic Ocean and the warming influence of the Gulf Stream affect weather patterns in Ireland. Temperatures differ regionally, with central and eastern areas tending to be more extreme. However, due to a temperate oceanic climate, temperatures are seldom lower than in winter or higher than in summer. The highest temperature recorded in Ireland was on 26 June 1887 at Kilkenny Castle in Kilkenny, while the lowest temperature recorded was at Markree Castle in Sligo. Rainfall is more prevalent during winter months and less so during the early months of summer. Southwestern areas experience the most rainfall as a result of south westerly winds, while Dublin receives the least. Sunshine duration is highest in the southeast of the country. The far north and west are two of the windiest regions in Europe, with great potential for wind energy generation.
Ireland normally gets between 1100 and 1600 hours of sunshine each year, most areas averaging between 3.25 and 3.75 hours a day. The sunniest months are May and June, which average between 5 and 6.5 hours per day over most of the country. The extreme southeast gets most sunshine, averaging over 7 hours a day in early summer. December is the dullest month, with an average daily sunshine ranging from about 1 hour in the north to almost 2 hours in the extreme southeast. The sunniest summer in the 100 years from 1881 to 1980 was 1887, according to measurements made at the Phoenix Park in Dublin; 1980 was the dullest.
Politics
Ireland is a constitutional republic with a parliamentary system of government. The is the bicameral national parliament composed of the President of Ireland and the two Houses of the Oireachtas:
(Senate) and (House of Representatives). Áras an Uachtaráin is the official residence of the President of Ireland, while the houses of the Oireachtas meet at Leinster House in Dublin.
The President serves as head of state, is elected for a seven-year term, and may be re-elected once. The President is primarily a figurehead, but is entrusted with certain constitutional powers with the advice of the Council of State. The office has absolute discretion in some areas, such as referring a bill to the Supreme Court for a judgment on its constitutionality. Michael D. Higgins became the ninth President of Ireland on 11 November 2011.
The (Prime Minister) serves as the head of government and is appointed by the President upon the nomination of the . Most have served as the leader of the political party that gains the most seats in national elections. It has become customary for coalitions to form a government, as there has not been a single-party government since 1989. Micheál Martin succeeded Leo Varadkar as Taoiseach on 27 June 2020, after forming a historic coalition between his Fianna Fáil and Fine Gael of Leo Varadkar.
The is composed of sixty members, with eleven nominated by the , six elected by two universities, and 43 elected by public representatives from panels of candidates established on a vocational basis. The has 160 members () elected to represent multi-seat constituencies under the system of proportional representation and by means of the single transferable vote.
The Government is constitutionally limited to fifteen members. No more than two members can be selected from the , and the , (Deputy Prime Minister) and Minister for Finance must be members of the . The Dáil must be dissolved within five years after its first meeting following the previous election, and a general election for members of the Dáil must take place no later than thirty days after the dissolution. In accordance with the Constitution of Ireland, parliamentary elections must be held at least every seven years, though a lower limit may be set by statute law. The current government is a coalition of Fianna Fáil, Fine Gael, and the Green Party with Micheál Martin as Taoiseach and Leo Varadkar as Tánaiste. Opposition parties in the current are Sinn Féin, the Labour Party, Solidarity–People Before Profit, Social Democrats, Aontú, as well as a number of independents.
Ireland has been a member state of the European Union since 1973. Citizens of the United Kingdom can freely enter the country without a passport due to the Common Travel Area, which is a passport-free zone comprising the islands of Ireland, Great Britain, the Isle of Man and the Channel Islands. However, some identification is required at airports and seaports.
Local government
The Local Government Act 1898 is the founding document of the present system of local government, while the Twentieth Amendment to the constitution of 1999 provided for its constitutional recognition. The twenty-six traditional counties of Ireland are not always coterminous with administrative divisions although they are generally used as a geographical frame of reference by the population of Ireland. The Local Government Reform Act 2014 provides for a system of thirty-one local authorities – twenty-six county councils, two city and county councils and three city councils. Below this (with the exception of the Dublin Region and the three city councils) are municipal districts, replacing a previous system of town councils.
Local authorities are responsible for matters such as planning, local roads, sanitation, and libraries. Dáil constituencies are required to follow county boundaries as much as possible. Counties with greater populations have multiple constituencies, some of more than one county, but generally do not cross county boundaries. The counties are grouped into eight regions, each with a Regional Authority composed of members delegated by the various county and city councils in the region. The regions do not have any direct administrative role as such, but they serve for planning, coordination and statistical purposes.
Law
Ireland has a common law legal system with a written constitution that provides for a parliamentary democracy. The court system consists of the Supreme Court, the Court of Appeal, the High Court, the Circuit Court and the District Court, all of which apply the Irish law and hear both civil and criminal matters. Trials for serious offences must usually be held before a jury. The High Court, Court of Appeal and the Supreme Court have authority, by means of judicial review, to determine the compatibility of laws and activities of other institutions of the state with the constitution and the law. Except in exceptional circumstances, court hearings must occur in public.
Garda Síochána na hÉireann (Guardians of the Peace of Ireland), more commonly referred to as the Gardaí, is the state's civilian police force. The force is responsible for all aspects of civil policing, both in terms of territory and infrastructure. It is headed by the Garda Commissioner, who is appointed by the Government. Most uniformed members do not routinely carry firearms. Standard policing is traditionally carried out by uniformed officers equipped only with a baton and pepper spray.
The Military Police is the corps of the Irish Army responsible for the provision of policing service personnel and providing a military police presence to forces while on exercise and deployment. In wartime, additional tasks include the provision of a traffic control organisation to allow rapid movement of military formations to their mission areas. Other wartime roles include control of prisoners of war and refugees.
Ireland's citizenship laws relate to "the island of Ireland", including islands and seas, thereby extending them to Northern Ireland, which is part of the United Kingdom. Therefore, anyone born in Northern Ireland who meets the requirements for being an Irish citizen, such as birth on the island of Ireland to an Irish or British citizen parent or a parent who is entitled to live in Northern Ireland or the Republic without restriction on their residency, may exercise an entitlement to Irish citizenship, such as an Irish passport.
Foreign relations
Foreign relations are substantially influenced by membership of the European Union, although bilateral relations with the United Kingdom and United States are also important. It held the Presidency of the Council of the European Union on six occasions, most recently from January to June 2013.
Ireland tends towards independence in foreign policy; thus the country is not a member of NATO and has a longstanding policy of military neutrality. This policy has led to the Irish Defence Forces contributing to peace-keeping missions with the United Nations since 1960, including during the Congo Crisis and subsequently in Cyprus, Lebanon and Bosnia and Herzegovina.
Despite Irish neutrality during World War II, Ireland had more than 50,000 participants in the war through enlistment in the British armed forces. During the Cold War, Irish military policy, while ostensibly neutral, was biased towards NATO. During the Cuban Missile Crisis, Seán Lemass authorised the search of Cuban and Czechoslovak aircraft passing through Shannon and passed the information to the CIA. Ireland's air facilities were used by the United States military for the delivery of military personnel involved in the 2003 invasion of Iraq through Shannon Airport. The airport had previously been used for the invasion of Afghanistan in 2001, as well as the First Gulf War.
Since 1999, Ireland has been a member of NATO's Partnership for Peace (PfP) program and NATO's Euro-Atlantic Partnership Council (EAPC), which is aimed at creating trust between NATO and other states in Europe and the former Soviet Union.
Military
Ireland is a neutral country, and has "triple-lock" rules governing the participation of Irish troops in conflict zones, whereby approval must be given by the UN, the Dáil and Government. Accordingly, its military role is limited to national self-defence and participation in United Nations peacekeeping.
The Irish Defence Forces () are made up of the Army, Naval Service, Air Corps and Reserve Defence Force. It is small but well equipped, with almost 10,000 full-time military personnel and over 2,000 in reserve. Daily deployments of the Defence Forces cover aid to civil power operations, protection and patrol of Irish territorial waters and EEZ by the Irish Naval Service, and UN, EU and PfP peace-keeping missions. By 1996, over 40,000 Irish service personnel had served in international UN peacekeeping missions.
The Irish Air Corps is the air component of the Defence Forces and operates sixteen fixed wing aircraft and eight helicopters. The Irish Naval Service is Ireland's navy, and operates eight patrol ships, and smaller numbers of inflatable boats and training vessels, and has armed boarding parties capable of seizing a ship and a special unit of frogmen. The military includes the Reserve Defence Forces (Army Reserve and Naval Service Reserve) for part-time reservists. Ireland's special forces include the Army Ranger Wing, which trains and operates with international special operations units. The President is the formal Supreme Commander of the Defence Forces, but in practice these Forces answer to the Government via the Minister for Defence.
In 2017, Ireland signed the United Nations Treaty on the Prohibition of Nuclear Weapons.
Economy
Ireland is an open economy (6th on the Index of Economic Freedom), and ranks first for "high-value" foreign direct investment (FDI) flows. Using the metric global GDP per capita, Ireland ranks 5th of 187 (IMF) and 6th of 175 (World Bank). The alternative metric modified Gross National Income (GNI) is intended to give a more accurate view of "activity in the domestic economy". This is particularly relevant in Ireland's small globalised economy, as GDP includes income from non-Irish owned companies, which flows out of Ireland. Indeed, foreign multinationals are the driver of Ireland's economy, employing a quarter of the private sector workforce, and paying 80% of Irish business taxes. 14 of Ireland's top 20 firms (by 2017 turnover) are US-based multinationals (80% of foreign multinationals in Ireland are from the US; there are no non-US/non-UK foreign firms in Ireland's top 50 firms by turnover, and only one by employees, that being German retailer Lidl at No. 41).
Ireland adopted the euro currency in 2002 along with eleven other EU member states.
The country officially exited recession in 2010, assisted by a growth in exports from US multinationals in Ireland. However, due to a rise in the cost of public borrowing due to government guarantees of private banking debt, the Irish government accepted an €85 billion programme of assistance from the EU, International Monetary Fund (IMF) and bilateral loans from the United Kingdom, Sweden and Denmark. Following three years of contraction, the economy grew by 0.7% in 2011 and 0.9% in 2012. The unemployment rate was 14.7% in 2012, including 18.5% among recent immigrants. In March 2016 the unemployment rate was reported by the CSO to be 8.6%, down from a peak unemployment rate of 15.1% in February 2012. In addition to unemployment, net emigration from Ireland between 2008 and 2013 totalled 120,100, or some 2.6% of the total population according to the Census of Ireland 2011. One-third of the emigrants were aged between 15 and 24.
Ireland exited its EU-IMF bailout programme on 15 December 2013. Having implemented budget cuts, reforms and sold assets, Ireland was again able to access debt markets. Since then, Ireland has been able to sell long term bonds at record rates. However, the stabilisation of the Irish credit bubble required a large transfer of debt from the private sector balance sheet (highest OECD leverage), to the public sector balance sheet (almost unleveraged, pre-crisis), via Irish bank bailouts and public deficit spending. The transfer of this debt means that Ireland, in 2017, still has one of the highest levels of both public sector indebtedness, and private sector indebtedness, in the EU-28/OECD.
Ireland continues to de-leverage its domestic private sector while growing its US multinational-driven economy. Ireland became the main destination for US corporate tax inversions from 2009 to 2016 (mostly pharmaceutical), peaking with the blocked $160bn Allergan/Pfizer inversion (world's largest inversion, and circa 85% of Irish GNI*). Ireland also became the largest foreign location for US "big cap" technology multinationals (i.e. Apple, Google, Microsoft, Facebook), which delivered a GDP growth rate of 26.3% (and GNP growth rate of 18.7%) in 2015. This growth was subsequently shown to be due to Apple restructuring its "double Irish" subsidiary (Apple Sales International, currently under threat of a €13bn EU "illegal state aid" fine for preferential tax treatment).
Taxation policy
Ireland's economy was transformed with the creation of a 10% low-tax "special economic zone", called the International Financial Services Centre (or "IFSC"), in 1987. In 1999, the entire country was effectively "turned into an IFSC" with the reduction of Irish corporation tax from 32% to 12.5% (the birth of Ireland's "low-tax" model). This accelerated Ireland's transition from a predominantly agricultural economy into a knowledge economy focused on attracting US multinationals from high-tech, life sciences, and financial services industries seeking to avail of Ireland's attractive corporate tax rates and unique corporate tax system.
The "multinational tax schemes" foreign firms use in Ireland materially distort Irish economic statistics. This reached a climax with the famous "leprechaun economics" GDP/GNP growth rates of 2015 (as Apple restructured its Irish subsidiaries in 2015). The Central Bank of Ireland introduced a new statistic, "modified GNI" (or GNI*), to remove these distortions. GNI* is 30% below GDP (or, GDP is 143% of GNI). As such, Ireland's GDP and GNP should no longer be used.
From the creation of the IFSC, the country experienced strong and sustained economic growth which fuelled a dramatic rise in Irish consumer borrowing and spending, and Irish construction and investment, which became known as the Celtic Tiger period. By 2007, Ireland had the highest private sector debt in the OECD with a household debt-to-disposable income ratio of 190%. Global capital markets, who had financed Ireland's build-up of debt in the Celtic Tiger period by enabling Irish banks to borrow in excess of the domestic deposit base (to over 180% at peak), withdrew support in the financial crisis of 2007–2008. Their withdrawal from the over-borrowed Irish credit system would precipitate a deep Irish property correction which then led to the Post-2008 Irish banking crisis.
Ireland's successful "low-tax" economy opens it to accusations of being a "corporate tax haven", and led to it being "blacklisted" by Brazil. A 2017 study ranks Ireland as the 5th largest global Conduit OFC (conduits legally route funds to tax havens). A serious challenge is the passing of the US Tax Cuts and Jobs Act of 2017 (whose FDII and GILTI regimes target Ireland's "multinational tax schemes"). The EU's 2018 Digital Sales Tax (DST) (and desire for a CCCTB) is also seen as an attempt to restrict Irish "multinational tax schemes" by US technology firms.
Trade
Although multinational corporations dominate Ireland's export sector, exports from other sources also contribute significantly to the national income. The activities of multinational companies based in Ireland have made it one of the largest exporters of pharmaceutical agents, medical devices and software-related goods and services in the world. Ireland's exports also relate to the activities of large Irish companies (such as Ryanair, Kerry Group and Smurfit Kappa) and exports of mineral resources: Ireland is the seventh largest producer of zinc concentrates, and the twelfth largest producer of lead concentrates. The country also has significant deposits of gypsum, limestone, and smaller quantities of copper, silver, gold, barite, and dolomite. Tourism in Ireland contributes about 4% of GDP and is a significant source of employment.
Other goods exports include agri-food, cattle, beef, dairy products, and aluminum. Ireland's major imports include data processing equipment, chemicals, petroleum and petroleum products, textiles, and clothing. Financial services provided by multinational corporations based at the Irish Financial Services Centre also contribute to Irish exports. The difference between exports (€89.4 billion) and imports (€45.5 billion) resulted an annual trade surplus of €43.9 billion in 2010, which is the highest trade surplus relative to GDP achieved by any EU member state.
The EU is by far the country's largest trading partner, accounting for 57.9% of exports and 60.7% of imports. The United Kingdom is the most important trading partner within the EU, accounting for 15.4% of exports and 32.1% of imports. Outside the EU, the United States accounted for 23.2% of exports and 14.1% of imports in 2010.
Energy
ESB, Bord Gáis Energy and Airtricity are the three main electricity and gas suppliers in Ireland. There are 19.82 billion cubic metres of proven reserves of gas. Natural gas extraction previously occurred at the Kinsale Head until its exhaustion. The Corrib gas field was due to come on stream in 2013/14. In 2012, the Barryroe field was confirmed to have up to 1.6 billion barrels of oil in reserve, with between 160 and 600 million recoverable. That could provide for Ireland's entire energy needs for up to 13 years, when it is developed in 2015/16. There have been significant efforts to increase the use of renewable and sustainable forms of energy in Ireland, particularly in wind power, with 3,000 MegaWatts of wind farms being constructed, some for the purpose of export. The Sustainable Energy Authority of Ireland (SEAI) has estimated that 6.5% of Ireland's 2011 energy requirements were produced by renewable sources. The SEAI has also reported an increase in energy efficiency in Ireland with a 28% reduction in carbon emissions per house from 2005 to 2013.
Transport
The country's three main international airports at Dublin, Shannon and Cork serve many European and intercontinental routes with scheduled and chartered flights. The London to Dublin air route is the ninth busiest international air route in the world, and also the busiest international air route in Europe, with 14,500 flights between the two in 2017. In 2015, 4.5 million people took the route, at that time, the world's second-busiest. Aer Lingus is the flag carrier of Ireland, although Ryanair is the country's largest airline. Ryanair is Europe's largest low-cost carrier, the second largest in terms of passenger numbers, and the world's largest in terms of international passenger numbers.
Railway services are provided by Iarnród Éireann (Irish Rail), which operates all internal intercity, commuter and freight railway services in the country. Dublin is the centre of the network with two main stations, Heuston station and Connolly station, linking to the country's cities and main towns. The Enterprise service, which runs jointly with Northern Ireland Railways, connects Dublin and Belfast. The whole of Ireland's mainline network operates on track with a gauge of , which is unique in Europe and has resulted in distinct rolling stock designs. Dublin's public transport network includes the DART, Luas, Dublin Bus, and dublinbikes.
Motorways, national primary roads and national secondary roads are managed by Transport Infrastructure Ireland, while regional roads and local roads are managed by the local authorities in each of their respective areas. The road network is primarily focused on the capital, but motorways connect it to other major Irish cities including Cork, Limerick, Waterford and Galway.
Dublin is served by major infrastructure such as the East-Link and West-Link toll-bridges, as well as the Dublin Port Tunnel. The Jack Lynch Tunnel, under the River Lee in Cork, and the Limerick Tunnel, under the River Shannon, were two major projects outside Dublin.
Demographics
Genetic research suggests that the earliest settlers migrated from Iberia following the most recent ice age. After the Mesolithic, Neolithic and Bronze Age, migrants introduced a Celtic language and culture. Migrants from the two latter eras still represent the genetic heritage of most Irish people. Gaelic tradition expanded and became the dominant form over time. Irish people are a combination of Gaelic, Norse, Anglo-Norman, French, and British ancestry.
The population of Ireland stood at 4,761,865 in 2016, an increase of 12.3% since 2006. , Ireland had the highest birth rate in the European Union (16 births per 1,000 of population). In 2014, 36.3% of births were to unmarried women. Annual population growth rates exceeded 2% during the 2002–2006 intercensal period, which was attributed to high rates of natural increase and immigration. This rate declined somewhat during the subsequent 2006–2011 intercensal period, with an average annual percentage change of 1.6%. The total fertility rate (TFR) in 2017 was estimated at 1.80 children born per woman, below the replacement rate of 2.1, it remains considerably below the high of 4.2 children born per woman in 1850. In 2018 the median age of the Irish population was 37.1 years.
At the time of the 2016 census, the number of non-Irish nationals was recorded at 535,475. This represents a 2% decrease from the 2011 census figure of 544,357. The five largest sources of non-Irish nationals were Poland (122,515), the UK (103,113), Lithuania (36,552), Romania (29,186) and Latvia (19,933) respectively. Compared with 2011, the number of UK, Polish, Lithuanian and Latvian nationals fell. There were four new additions to the top ten largest non-Irish nationalities in 2016: Brazilian (13,640), Spanish (12,112), Italian (11,732), and French (11,661).
Functional urban areas
The following is a list of functional urban areas in Ireland (as defined by the OECD) and their approximate populations .
Languages
The Irish Constitution describes Irish as the "national language" and the "first official language", but English (the "second official language") is the dominant language. In the 2016 census, about 1.75 million people (40% of the population) said they were able to speak Irish but, of those, under 74,000 spoke it on a daily basis. Irish is spoken as a community language only in a small number of rural areas mostly in the west and south of the country, collectively known as the Gaeltacht. Except in Gaeltacht regions, road signs are usually bilingual. Most public notices and print media are in English only. While the state is officially bilingual, citizens can often struggle to access state services in Irish and most government publications are not available in both languages, even though citizens have the right to deal with the state in Irish. Irish language media include the TV channel TG4, the radio station RTÉ Raidió na Gaeltachta and online newspaper Tuairisc.ie. In the Irish Defence Forces, all foot and arms drill commands are given in the Irish language.
As a result of immigration, Polish is the most widely spoken language in Ireland after English, with Irish as the third most spoken. Several other Central European languages (namely Czech, Hungarian and Slovak), as well as Baltic languages (Lithuanian and Latvian) are also spoken on a day-to-day basis. Other languages spoken in Ireland include Shelta, spoken by Irish Travellers, and a dialect of Scots is spoken by some Ulster Scots people in Donegal. Most secondary school students choose to learn one or two foreign languages. Languages available for the Junior Certificate and the Leaving Certificate include French, German, Italian and Spanish; Leaving Certificate students can also study Arabic, Japanese and Russian. Some secondary schools also offer Ancient Greek, Hebrew and Latin. The study of Irish is generally compulsory for Leaving Certificate students, but some may qualify for an exemption in some circumstances, such as learning difficulties or entering the country after age 11.
Healthcare
Healthcare in Ireland is provided by both public and private healthcare providers. The Minister for Health has responsibility for setting overall health service policy. Every resident of Ireland is entitled to receive health care through the public health care system, which is managed by the Health Service Executive and funded by general taxation. A person may be required to pay a subsidised fee for certain health care received; this depends on income, age, illness or disability. All maternity services are provided free of charge and children up to the age of 6 months. Emergency care is provided to patients who present to a hospital emergency department. However, visitors to emergency departments in non-emergency situations who are not referred by their GP may incur a fee of €100. In some circumstances this fee is not payable or may be waived.
Anyone holding a European Health Insurance Card is entitled to free maintenance and treatment in public beds in Health Service Executive and voluntary hospitals. Outpatient services are also provided for free. However, the majority of patients on median incomes or above are required to pay subsidised hospital charges. Private health insurance is available to the population for those who want to avail of it.
The average life expectancy in Ireland in 2016 was 81.8 years (OECD 2016 list), with 79.9 years for men and 83.6 years for women. It has the highest birth rate in the EU (16.8 births per 1,000 inhabitants, compared to an EU average of 10.7) and a very low infant mortality rate (3.5 per 1,000 live births). The Irish healthcare system ranked 13th out of 34 European countries in 2012 according to the European Health Consumer Index produced by Health Consumer Powerhouse. The same report ranked the Irish healthcare system as having the 8th best health outcomes but only the 21st most accessible system in Europe.
Education
Ireland has three levels of education: primary, secondary and higher education. The education systems are largely under the direction of the Government via the Minister for Education. Recognised primary and secondary schools must adhere to the curriculum established by the relevant authorities. Education is compulsory between the ages of six and fifteen years, and all children up to the age of eighteen must complete the first three years of secondary, including one sitting of the Junior Certificate examination.
There are approximately 3,300 primary schools in Ireland. The vast majority (92%) are under the patronage of the Catholic Church. Schools run by religious organisations, but receiving public money and recognition, cannot discriminate against pupils based upon religion or lack thereof. A sanctioned system of preference does exist, where students of a particular religion may be accepted before those who do not share the ethos of the school, in a case where a school's quota has already been reached.
The Leaving Certificate, which is taken after two years of study, is the final examination in the secondary school system. Those intending to pursue higher education normally take this examination, with access to third-level courses generally depending on results obtained from the best six subjects taken, on a competitive basis. Third-level education awards are conferred by at least 38 Higher Education Institutions – this includes the constituent or linked colleges of seven universities, plus other designated institutions of the Higher Education and Training Awards Council.
The Programme for International Student Assessment, coordinated by the OECD, currently ranks Ireland as having the fourth highest reading score, ninth highest science score and thirteenth highest mathematics score, among OECD countries, in its 2012 assessment. In 2012, Irish students aged 15 years had the second highest levels of reading literacy in the EU. Ireland also has 0.747 of the World's top 500 Universities per capita, which ranks the country in 8th place in the world. Primary, secondary and higher (university/college) level education are all free in Ireland for all EU citizens. There are charges to cover student services and examinations.
In addition, 37 percent of Ireland's population has a university or college degree, which is among the highest percentages in the world.
Religion
Religious freedom is constitutionally provided for in Ireland, and the country's constitution has been secular since 1973. Christianity is the predominant religion, and while Ireland remains a predominantly Catholic country, the percentage of the population who identified as Catholic on the census has fallen sharply from 84.2 percent in the 2011 census to 78.3 percent in the most recent 2016 census. Other results from the 2016 census are: 4.2% Protestant, 1.3% Orthodox, 1.3% as Muslim, and 9.8% as having no religion. According to a Georgetown University study, before 2000 the country had one of the highest rates of regular mass attendance in the Western world.
While daily attendance was 13% in 2006, there was a reduction in weekly attendance from 81% in 1990 to 48% in 2006, although the decline was reported as stabilising. In 2011, it was reported that weekly Mass attendance in Dublin was just 18%, with it being even lower among younger generations.
The Church of Ireland, at 2.7% of the population, is the second largest Christian denomination. Membership declined throughout the twentieth century, but experienced an increase early in the 21st century, as have other small Christian denominations. Other significant Protestant denominations are the Presbyterian Church and Methodist Church. Immigration has contributed to a growth in Hindu and Muslim populations. In percentage terms, Orthodox Christianity and Islam were the fastest growing religions, with increases of 100% and 70% respectively.
Ireland's patron saints are Saint Patrick, Saint Bridget and Saint Columba, with Saint Patrick commonly recognised as the patron saint. Saint Patrick's Day is celebrated on 17 March in Ireland and abroad as the Irish national day, with parades and other celebrations.
As with other predominantly Catholic European states, Ireland underwent a period of legal secularisation in the late twentieth century. In 1972, the article of the Constitution naming specific religious groups was deleted by the Fifth Amendment in a referendum. Article 44 remains in the Constitution: "The State acknowledges that the homage of public worship is due to Almighty God. It shall hold His Name in reverence, and shall respect and honour religion." The article also establishes freedom of religion, prohibits endowment of any religion, prohibits the state from religious discrimination, and requires the state to treat religious and non-religious schools in a non-prejudicial manner.
Religious studies was introduced as an optional Junior Certificate subject in 2001. Although most schools are run by religious organisations, a secularist trend is occurring among younger generations.
Culture
Ireland's culture was for centuries predominantly Gaelic, and it remains one of the six principal Celtic nations. Following the Anglo-Norman invasion in the 12th century, and gradual British conquest and colonisation beginning in the 16th century, Ireland became influenced by English and Scottish culture. Subsequently, Irish culture, though distinct in many aspects, shares characteristics with the Anglosphere, Catholic Europe, and other Celtic regions. The Irish diaspora, one of the world's largest and most dispersed, has contributed to the globalisation of Irish culture, producing many prominent figures in art, music, and science.
Literature
Ireland has made a significant contribution to world literature in both the English and Irish languages. Modern Irish fiction began with the publishing of the 1726 novel Gulliver's Travels by Jonathan Swift. Other writers of importance during the 18th century and their most notable works include Laurence Sterne with the publication of The Life and Opinions of Tristram Shandy, Gentleman and Oliver Goldsmith's The Vicar of Wakefield. Numerous Irish novelists emerged during the 19th century, including Maria Edgeworth, John Banim, Gerald Griffin, Charles Kickham, William Carleton, George Moore, and Somerville and Ross. Bram Stoker is best known as the author of the 1897 novel Dracula.
James Joyce (1882–1941) published his most famous work Ulysses in 1922, which is an interpretation of the Odyssey set in Dublin. Edith Somerville continued writing after the death of her partner Martin Ross in 1915. Dublin's Annie M. P. Smithson was one of several authors catering for fans of romantic fiction in the 1920s and 1930s. After the Second World War, popular novels were published by, among others, Brian O'Nolan, who published as Flann O'Brien, Elizabeth Bowen, and Kate O'Brien. During the final decades of the 20th century, Edna O'Brien, John McGahern, Maeve Binchy, Joseph O'Connor, Roddy Doyle, Colm Tóibín, and John Banville came to the fore as novelists.
Patricia Lynch was a prolific children's author in the 20th century, while Eoin Colfer's works were NYT Best Sellers in this genre in the early 21st century. In the genre of the short story, which is a form favoured by many Irish writers, the most prominent figures include Seán Ó Faoláin, Frank O'Connor and William Trevor. Well known Irish poets include Patrick Kavanagh, Thomas McCarthy, Dermot Bolger, and Nobel Prize in Literature laureates William Butler Yeats and Seamus Heaney (born in Northern Ireland but resided in Dublin). Prominent writers in the Irish language are Pádraic Ó Conaire, Máirtín Ó Cadhain, Séamus Ó Grianna, and Nuala Ní Dhomhnaill.
The history of Irish theatre begins with the expansion of the English administration in Dublin during the early 17th century, and since then, Ireland has significantly contributed to English drama. In its early history, theatrical productions in Ireland tended to serve political purposes, but as more theatres opened and the popular audience grew, a more diverse range of entertainments were staged. Many Dublin-based theatres developed links with their London equivalents, and British productions frequently found their way to the Irish stage. However, most Irish playwrights went abroad to establish themselves. In the 18th century, Oliver Goldsmith and Richard Brinsley Sheridan were two of the most successful playwrights on the London stage at that time. At the beginning of the 20th century, theatre companies dedicated to the staging of Irish plays and the development of writers, directors and performers began to emerge, which allowed many Irish playwrights to learn their trade and establish their reputations in Ireland rather than in Britain or the United States. Following in the tradition of acclaimed practitioners, principally Oscar Wilde, Literature Nobel Prize laureates George Bernard Shaw (1925) and Samuel Beckett (1969), playwrights such as Seán O'Casey, Brian Friel, Sebastian Barry, Brendan Behan, Conor McPherson and Billy Roche have gained popular success. Other Irish playwrights of the 20th century include Denis Johnston, Thomas Kilroy, Tom Murphy, Hugh Leonard, Frank McGuinness, and John B. Keane.
Music and dance
Irish traditional music has remained vibrant, despite globalising cultural forces, and retains many traditional aspects. It has influenced various music genres, such as American country and roots music, and to some extent modern rock. It has occasionally been blended with styles such as rock and roll and punk rock. Ireland has also produced many internationally known artists in other genres, such as rock, pop, jazz, and blues. Ireland's best selling musical act is the rock band U2, who have sold 170 million copies of their albums worldwide since their formation in 1976.
There are a number of classical music ensembles around the country, such as the RTÉ Performing Groups. Ireland also has two opera organisations: Irish National Opera in Dublin, and the annual Wexford Opera Festival, which promotes lesser-known operas, takes place during October and November.
Ireland has participated in the Eurovision Song Contest since 1965. Its first win was in 1970, when Dana won with All Kinds of Everything. It has subsequently won the competition six more times, the highest number of wins by any competing country. The phenomenon Riverdance originated as an interval performance during the 1994 contest.
Irish dance can broadly be divided into social dance and performance dance. Irish social dance can be divided into céilí and set dancing. Irish set dances are quadrilles, danced by 4 couples arranged in a square, while céilí dances are danced by varied formations of couples of 2 to 16 people. There are also many stylistic differences between these two forms. Irish social dance is a living tradition, and variations in particular dances are found across the country. In some places dances are deliberately modified and new dances are choreographed. Performance dance is traditionally referred to as stepdance. Irish stepdance, popularised by the show Riverdance, is notable for its rapid leg movements, with the body and arms being kept largely stationary. The solo stepdance is generally characterised by a controlled but not rigid upper body, straight arms, and quick, precise movements of the feet. The solo dances can either be in "soft shoe" or "hard shoe".
Architecture
Ireland has a wealth of structures, surviving in various states of preservation, from the Neolithic period, such as Brú na Bóinne, Poulnabrone dolmen, Castlestrange stone, Turoe stone, and Drombeg stone circle. As the Romans never conquered Ireland, architecture of Greco-Roman origin is extremely rare. The country instead had an extended period of Iron Age architecture. The Irish round tower originated during the Early Medieval period.
Christianity introduced simple monastic houses, such as Clonmacnoise, Skellig Michael and Scattery Island. A stylistic similarity has been remarked between these double monasteries and those of the Copts of Egypt. Gaelic kings and aristocrats occupied ringforts or crannógs. Church reforms during the 12th century via the Cistercians stimulated continental influence, with the Romanesque styled Mellifont, Boyle and Tintern abbeys. Gaelic settlement had been limited to the Monastic proto-towns, such as Kells, where the current street pattern preserves the original circular settlement outline to some extent. Significant urban settlements only developed following the period of Viking invasions. The major Hiberno-Norse Longphorts were located on the coast, but with minor inland fluvial settlements, such as the eponymous Longford.
Castles were built by the Anglo-Normans during the late 12th century, such as Dublin Castle and Kilkenny Castle, and the concept of the planned walled trading town was introduced, which gained legal status and several rights by grant of a Charter under Feudalism. These charters specifically governed the design of these towns. Two significant waves of planned town formation followed, the first being the 16th- and 17th-century plantation towns, which were used as a mechanism for the Tudor English kings to suppress local insurgency, followed by 18th-century landlord towns. Surviving Norman founded planned towns include Drogheda and Youghal; plantation towns include Portlaoise and Portarlington; well-preserved 18th-century planned towns include Westport and Ballinasloe. These episodes of planned settlement account for the majority of present-day towns throughout the country.
Gothic cathedrals, such as St Patrick's, were also introduced by the Normans. Franciscans were dominant in directing the abbeys by the Late Middle Ages, while elegant tower houses, such as Bunratty Castle, were built by the Gaelic and Norman aristocracy. Many religious buildings were ruined with the Dissolution of the Monasteries. Following the Restoration, palladianism and rococo, particularly country houses, swept through Ireland under the initiative of Edward Lovett Pearce, with the Houses of Parliament being the most significant.
With the erection of buildings such as The Custom House, Four Courts, General Post Office and King's Inns, the neoclassical and Georgian styles flourished, especially in Dublin. Georgian townhouses produced streets of singular distinction, particularly in Dublin, Limerick and Cork. Following Catholic Emancipation, cathedrals and churches influenced by the French Gothic Revival emerged, such as St Colman's and St Finbarre's. Ireland has long been associated with thatched roof cottages, though these are nowadays considered quaint.
Beginning with the American designed art deco church at Turner's Cross, Cork in 1927, Irish architecture followed the international trend towards modern and sleek building styles since the 20th century. Other developments include the regeneration of Ballymun and an urban extension of Dublin at Adamstown. Since the establishment of the Dublin Docklands Development Authority in 1997, the Dublin Docklands area underwent large-scale redevelopment, which included the construction of the Convention Centre Dublin and Grand Canal Theatre. Completed in 2018, Capital Dock in Dublin is the tallest building in the Republic of Ireland achieving in height (the Obel Tower in Belfast, Northern Ireland being the tallest in Ireland). The Royal Institute of the Architects of Ireland regulates the practice of architecture in the state.
Media
Raidió Teilifís Éireann (RTÉ) is Ireland's public service broadcaster, funded by a television licence fee and advertising. RTÉ operates two national television channels, RTÉ One and RTÉ Two. The other independent national television channels are Virgin Media One, Virgin Media Two, Virgin Media Three and TG4, the latter of which is a public service broadcaster for speakers of the Irish language. All these channels are available on Saorview, the national free-to-air digital terrestrial television service. Additional channels included in the service are RTÉ News Now, RTÉjr, and RTÉ One +1. Subscription-based television providers operating in Ireland include Virgin Media and Sky.
The BBC's Northern Irish division is widely available in Ireland. BBC One Northern Ireland and BBC Two Northern Ireland are available in pay television providers including Virgin and Sky as well as via signal overspill by Freeview in border counties.
Supported by the Irish Film Board, the Irish film industry grew significantly since the 1990s, with the promotion of indigenous films as well as the attraction of international productions like Braveheart and Saving Private Ryan.
A large number of regional and local radio stations are available countrywide. A survey showed that a consistent 85% of adults listen to a mixture of national, regional and local stations on a daily basis. RTÉ Radio operates four national stations, Radio 1, 2fm, Lyric fm, and RnaG. It also operates four national DAB radio stations. There are two independent national stations: Today FM and Newstalk.
Ireland has a traditionally competitive print media, which is divided into daily national newspapers and weekly regional newspapers, as well as national Sunday editions. The strength of the British press is a unique feature of the Irish print media scene, with the availability of a wide selection of British published newspapers and magazines.
Eurostat reported that 82% of Irish households had Internet access in 2013 compared to the EU average of 79% but only 67% had broadband access.
Cuisine
Irish cuisine was traditionally based on meat and dairy products, supplemented with vegetables and seafood.
Examples of popular Irish cuisine include boxty, colcannon, coddle, stew, and bacon and cabbage. Ireland is known for the full Irish breakfast, which involves a fried or grilled meal generally consisting of rashers, egg, sausage, white and black pudding, and fried tomato. Apart from the influence by European and international dishes, there has been an emergence of a new Irish cuisine based on traditional ingredients handled in new ways. This cuisine is based on fresh vegetables, fish, oysters, mussels and other shellfish, and the wide range of hand-made cheeses that are now being produced across the country. Shellfish have increased in popularity, especially due to the high quality shellfish available from the country's coastline. The most popular fish include salmon and cod. Traditional breads include soda bread and wheaten bread. Barmbrack is a yeasted bread with added sultanas and raisins, traditionally eaten on Halloween.
Popular everyday beverages among the Irish include tea and coffee. Alcoholic drinks associated with Ireland include Poitín and the world-famous Guinness, which is a dry stout that originated in the brewery of Arthur Guinness at St. James's Gate in Dublin. Irish whiskey is also popular throughout the country and comes in various forms, including single malt, single grain, and blended whiskey.
Sports
Gaelic football and hurling are the traditional sports of Ireland as well as popular spectator sports. They are administered by the Gaelic Athletics Association on an all-Ireland basis. Other Gaelic games organised by the association include Gaelic handball and rounders.
Association football (soccer) is the third most popular spectator sport and has the highest level of participation. Although the League of Ireland is the national league, the English Premier League is the most popular among the public. The Republic of Ireland national football team plays at international level and is administered by the Football Association of Ireland.
The Irish Rugby Football Union is the governing body of rugby union, which is played at local and international levels on an all-Ireland basis, and has produced players such as Brian O'Driscoll and Ronan O'Gara, who were on the team that won the Grand Slam in 2009.
The success of the Irish Cricket Team in the 2007 Cricket World Cup has led to an increase in the popularity of cricket, which is also administered on an all-Ireland basis by Cricket Ireland. Ireland are one of the twelve Test playing members of the International Cricket Council, having been granted Test status in 2017. Professional domestic matches are played between the major cricket unions of Leinster, Munster, Northern, and North West.
Netball is represented by the Ireland national netball team.
Golf is another popular sport in Ireland, with over 300 courses countrywide. The country has produced several internationally successful golfers, such as Pádraig Harrington, Shane Lowry and Paul McGinley.
Horse racing has a large presence, with influential breeding and racing operations in the country. Racing takes place at courses at The Curragh Racecourse in County Kildare, Leopardstown Racecourse just outside Dublin, and Galway. Ireland has produced champion horses such as Galileo, Montjeu, and Sea the Stars.
Boxing is Ireland's most successful sport at an Olympic level. Administered by the Irish Athletic Boxing Association on an all-Ireland basis, it has gained in popularity as a result of the international success of boxers such as Bernard Dunne, Andy Lee and Katie Taylor.
Some of Ireland's highest performers in athletics have competed at the Olympic Games, such as Eamonn Coghlan and Sonia O'Sullivan. The annual Dublin Marathon and Dublin Women's Mini Marathon are two of the most popular athletics events in the country.
Rugby league is represented by the Ireland national rugby league team and administered by Rugby League Ireland (who are full member of the Rugby League European Federation) on an all-Ireland basis. The team compete in the European Cup (rugby league) and the Rugby League World Cup. Ireland reached the quarter finals of the 2000 Rugby League World Cup as well as reaching the semi finals in the 2008 Rugby League World Cup. The Irish Elite League is a domestic competition for rugby league teams in Ireland.
While Australian rules football in Ireland has a limited following, a series of International rules football games (constituting a hybrid of the Australian and Gaelic football codes) takes place annually between teams representing Ireland and Australia. Baseball and basketball are also emerging sports in Ireland, both of which have an international team representing the island of Ireland. Other sports which retain a following in Ireland include cycling, greyhound racing, horse riding, and motorsport.
Society
Ireland ranks fifth in the world in terms of gender equality. In 2011, Ireland was ranked the most charitable country in Europe, and second most charitable in the world. Contraception was controlled in Ireland until 1979, however, the receding influence of the Catholic Church has led to an increasingly secularised society. A constitutional ban on divorce was lifted following a referendum in 1995. Divorce rates in Ireland are very low compared to European Union averages (0.7 divorced people per 1,000 population in 2011) while the marriage rate in Ireland is slightly above the European Union average (4.6 marriages per 1,000 population per year in 2012). Abortion had been banned throughout the period of the Irish state, first through provisions of the Offences Against the Person Act 1861 and later by the Protection of Life During Pregnancy Act 2013. The right to life of the unborn was protected in the constitution by the Eighth Amendment in 1983; this provision was removed following a referendum, and replaced it with a provision allowing legislation to regulate the termination of pregnancy. The Health (Regulation of Termination of Pregnancy) Act 2018 passed later that year provided for abortion generally during the first 12 weeks of pregnancy, and in specified circumstances after that date.
Capital punishment is constitutionally banned in Ireland, while discrimination based on age, gender, sexual orientation, marital or familial status, religion, race or membership of the travelling community is illegal. The legislation which outlawed homosexual acts was repealed in 1993. The Civil Partnership and Certain Rights and Obligations of Cohabitants Act 2010 permitted civil partnerships between same-sex couples. The Children and Family Relationships Act 2015 allowed for adoption rights for couples other than married couples, including civil partners and cohabitants, and provided for donor-assisted human reproduction; however, significant sections of the Act have yet to be commenced. Following a referendum held on 23 May 2015, Ireland became the eighteenth country to provide in law for same-sex marriage, and the first to do so by popular vote.
Ireland became the first country in the world to introduce an environmental levy for plastic shopping bags in 2002 and a public smoking ban in 2004. Recycling in Ireland is carried out extensively, and Ireland has the second highest rate of packaging recycling in the European Union. It was the first country in Europe to ban incandescent lightbulbs in 2008 and the first EU country to ban in-store tobacco advertising and product display in 2009. In 2015 Ireland became the second country in the world to introduce plain cigarette packaging. Despite the above measures to discourage tobacco use, smoking rates in Ireland remain at approximately 15.4% as of 2020.
State symbols
The state shares many symbols with the island of Ireland. These include the colours green and blue, animals such as the Irish wolfhound and stags, structures such as round towers and celtic crosses, and designs such as Celtic knots and spirals. The shamrock, a type of clover, has been a national symbol of Ireland since the 17th century when it became customary to wear it as a symbol on St. Patrick's Day. These symbols are used by state institutions as well as private bodies in the Republic of Ireland.
The flag of Ireland is a tricolour of green, white and orange. The flag originates with the Young Ireland movement of the mid-19th century but was not popularised until its use during the Easter Rising of 1916. The colours represent the Gaelic tradition (green) and the followers of William of Orange in Ireland (orange), with white representing the aspiration for peace between them. It was adopted as the flag of the Irish Free State in 1922 and continues to be used as the sole flag and ensign of the state. A naval jack, a green flag with a yellow harp, is set out in Defence Forces Regulations and flown from the bows of warships in addition to the national flag in limited circumstances (e.g. when a ship is not underway). It is based on the unofficial green ensign of Ireland used in the 18th and 19th centuries and the traditional green flag of Ireland dating from the 16th century.
Like the national flag, the national anthem, (), has its roots in the Easter Rising, when the song was sung by the rebels. Although originally published in English in 1912, the song was translated into Irish in 1923 and the Irish-language version is more commonly sung today. The song was officially adopted as the anthem of the Irish Free State in 1926 and continues as the national anthem of the state. The first four bars of the chorus followed by the last five comprise the presidential salute.
The arms of Ireland originate as the arms of the monarchs of Ireland and was recorded as the arms of the King of Ireland in the 12th century. From the union of the crowns of England, Scotland and Ireland in 1603, they have appeared quartered on the royal coat of arms of the United Kingdom. Today, they are the personal arms of the President of Ireland whilst he or she is in office and are flown as the presidential standard. The harp symbol is used extensively by the state to mark official documents, Irish coinage and on the seal of the President of Ireland.
See also
List of Ireland-related topics
Outline of the Republic of Ireland
References
Bibliography
Further reading
(the 1937 constitution)
The Irish Free State Constitution Act, 1922
J. Anthony Foley and Stephen Lalor (ed), Gill & Macmillan Annotated Constitution of Ireland (Gill & Macmillan, 1995) ()
FSL Lyons, Ireland Since the Famine
External links
Government
Irish State – Official governmental portal
– Official presidential site
Taoiseach – Official prime ministerial site
General information
Ireland. The World Factbook. Central Intelligence Agency.
Ireland information from the United States Department of State
from the United States Library of Congress (Archived by the WayBackMachine)
Ireland at UCB Libraries GovPubs
Ireland profile from the BBC News
Key Development Forecasts for Ireland from International Futures
English-speaking countries and territories
Island countries
Northern European countries
Member states of the European Union
NUTS 1 statistical regions of the European Union
Republics
Western European countries
Countries in Europe
States and territories established in 1949
Republic of Ireland
Current member states of the United Nations |
14561 | https://en.wikipedia.org/wiki/Irish%20diaspora | Irish diaspora | The Irish diaspora () refers to ethnic Irish people and their descendants who live outside the island of Ireland.
The phenomenon of migration from Ireland is recorded since the Early Middle Ages, but it can be quantified only from around 1700. Since then, between 9 and 10 million people born in Ireland have emigrated. That is more than the population of Ireland itself, which at its historical peak was 8.5 million on the eve of the Great Famine. The poorest of them went to Great Britain, especially Liverpool. Those who could afford it went further, including almost 5 million to the United States.
After 1765, emigration from Ireland became a short, relentless and efficiently-managed national enterprise. In 1890, 40% of Irish-born people were living abroad. By the 21st century, an estimated 80 million people worldwide claimed some Irish descent, which includes more than 36 million Americans claiming Irish as their primary ethnicity.
As recently as the second half of the 19th century, most Irish emigrants spoke Irish as their first language. That had social and cultural consequences for the cultivation of the language abroad, including innovations in journalism. The language continues to be cultivated abroad by a small minority as a literary and social medium. The Irish diaspora are largely assimilated in most countries outside Ireland after World War I. Colm Brophy is the Republic of Ireland's Minister of State for the Diaspora.
Definition
The term Irish diaspora is open to many interpretations. The diaspora, broadly interpreted, contains all those known to have Irish ancestors, i.e., over 100 million people, which is more than fifteen times the population of the island of Ireland, which was about 6.4 million in 2011. It has been argued the idea of an Irish diaspora, as distinct from the old identification of Irishness with Ireland itself, was influenced by the perceived advent of global mobility and modernity. Irishness could now be identified with dispersed individuals and groups of Irish descent. But many of those individuals were the product of complex ethnic intermarriage in America and elsewhere, complicating the idea of a single line of descent. "Irishness" might then rely primarily on individual identification with an Irish diaspora.
The Government of Ireland defines the Irish diaspora as all persons of Irish nationality who habitually reside outside of the island of Ireland. This includes Irish citizens who have emigrated abroad and their children, who are Irish citizens by descent under Irish law. It also includes their grandchildren in cases where they were registered as Irish citizens in the Foreign Births Register held in every Irish diplomatic mission. Under this legal definition, the Irish diaspora is considerably smaller—some 3 million persons, of whom 1.47 million are Irish-born emigrants. Given the island of Ireland's estimated population of 6.8 million in 2018, this is still a large ratio.
However, the usage of Irish diaspora is generally not limited by citizenship status, thus leading to an estimated (and fluctuating) membership of up to 80 million persons—the second and more emotive definition. The Irish Government acknowledged this interpretation—although it did not acknowledge any legal obligations to persons in this larger diaspora—when Article 2 of the Constitution of Ireland was amended in 1998 to read "[f]urthermore, the Irish nation cherishes its special affinity with people of Irish ancestry living abroad who share its cultural identity and heritage."
The right to register as an Irish citizen terminates at the third generation (except as noted above). This contrasts with citizenship law in Italy, Israel, Japan and other countries which practice jus sanguinis or otherwise permit members of the diaspora to register as citizens.
There are people of Irish descent abroad (including Irish speakers) who reject inclusion in an Irish "diaspora" and who designate their identity in other ways. They may see the diasporic label as something used by the Irish government for its own purposes.
Causes
The Irish, whom the Romans called Scotti (but who called themselves Gaels), had raided and settled along the West Coast of Roman Britain, and numbers were allowed to settle within the province, where the Roman Army recruited many Irish into auxiliary units that were dispatched to the German frontier. The Attacotti, who were similarly recruited into the Roman army, may also have been Irish settlers in Britain (the movement between Ireland and the classical Britain may have been two-way as similarities between the Medieval accounts of Túathal Teachtmar and archaeological evidence indicate that the Romans may have supported the invasion and conquest of Ireland by Irish exiles from Britain with the hopes of establishing a friendly ruler who could halt the raiding of Britain by the Irish. Some historians have also suggested that the Cruthin of the north of Ireland may have been Picts.). Following the withdrawal of the Roman army, the Irish began increasing their footholds in Britain, with part of the north-West of the island annexed within the Irish kingdom of Dál Riata. In time, the Irish colonies became independent, merged with the Pictish kingdom, and formed the basis of modern Scotland.
The traditionally Gaelic-speaking areas of Scotland (the Highlands and Hebrides) are still referred to in the Gaelic language as a' Ghàidhealtachd ("the Gaeldom"). Irish monks, and the Celtic church, pioneered a wave of Irish emigration into Great Britain, and continental Europe (and they were possibly the first inhabitants of the Faroe Islands and Iceland). Throughout early Medieval times Britain and continental Europe experienced Irish immigration of varying intensity, mostly from clerics and scholars who are collectively known as peregrini. Irish emigration to western Europe, and especially to Great Britain, has continued at a greater or lesser pace since then. Today, the ethnic-Irish are the single largest minority group in both England and Scotland, most of whom eventually made it back to Ireland.
The dispersal of the Irish has been mainly to Britain or to countries colonised by Britain. England's political connection with Ireland began in 1155 when Pope Adrian IV issued a papal bull (known as Laudabiliter) that gave Henry II permission to invade Ireland as a means of strengthening the Papacy's control over the Irish Church. This was followed in 1169 by the Norman invasion of Ireland led by the general Richard de Clare, a.k.a. Strongbow.
The English Crown did not attempt to assert full control of the island until after Henry VIII's repudiation of papal authority over the Church in England and subsequent rebellion of the Earl of Kildare in Ireland in 1534 threatened English hegemony there. Until the break with Rome, it was widely believed that Ireland was a Papal possession granted as a mere fiefdom to the English king, so in 1541 Henry VIII asserted England's claim to Ireland free from the Papal overlordship by proclaiming himself King of Ireland.
Following the Nine Years' War (1594 to 1603) political power rested in the hands of a Protestant Ascendancy minority and was marked by a Crown policy of plantation, involving the arrival of thousands of English and Scottish Protestant settlers, and the consequent displacement of the pre-plantation Roman Catholic landholders. As the military and political defeat of Gaelic Ireland became more pronounced in the early seventeenth century, sectarian conflict became a recurrent theme in Irish history.
Roman Catholics and members of dissenting Protestant denominations suffered severe political and economic privations from Penal Laws. The Irish Parliament was abolished in 1801 in the wake of the republican United Irishmen Rebellion and Ireland became an integral part of a new United Kingdom of Great Britain and Ireland under the Act of Union.
The Great Famine of Ireland during the 1840s saw a significant number of people flee from the island to all over the world. Between 1841 and 1851 as a result of death and mass emigration (mainly to Great Britain and North America) Ireland's population fell by over 2 million. In Connacht alone the population fell by almost 30%.
Robert E. Kennedy explains, however, that the common argument of the mass emigration from Ireland being a "flight from famine" is not entirely correct: firstly, the Irish had been coming to build canals in Great Britain since the 18th century, and once conditions were better emigration did not slow down. After the famine was over the four following years produced more emigrants than during the four years of the blight. Kennedy argues that the famine was considered the final straw to convince people to move and that there were several other factors in the decision making.
By 1900 the population of Ireland was about half of its 1840 high and continued to fall during the 20th century.
Irish people at home were facing discrimination from Great Britain based on the former's religion. Evictions only increased after the repeal of the British Corn Laws in 1846 and the passing of the Encumbered Estates Court in 1849, as well as the removal of existing civil rights and class norms. Any remaining hope for change was squashed with the death of Daniel O'Connell in 1847, the political leader championing for Ireland, and the failed rising of the Young Irelanders in 1848. More was to be gained by immigrating to America from Ireland and the 1848 discovery of gold in the Sierra Nevada lured away more.
Genealogy
Plastic Paddies
People of the Irish diaspora who were not born in Ireland but who identify as Irish are sometimes labelled as Plastic Paddies.
Mary J. Hickman writes that "plastic Paddy" was a term used to "deny and denigrate the second-generation Irish in Britain" in the 1980s, and was "frequently articulated by the new middle class Irish immigrants in Britain, for whom it was a means of distancing themselves from established Irish communities." According to Bronwen Walter, professor of Irish Diaspora Studies at Anglia Ruskin University, "the adoption of a hyphenated identity has been much more problematic for the second generation Irish in Britain. The Irish-born have frequently denied the authenticity of their Irish identity."
The term has also been used to taunt non-Irish-born players who choose to play for the Republic of Ireland national football team, fans of Irish teams, who are members of supporters clubs outside Ireland, and other Irish individuals living in Great Britain. A study by the University of Strathclyde and Nil by Mouth found the term was used abusively on Celtic F.C. and Rangers F.C. supporters' internet forums in reference to Celtic supporters and the wider Roman Catholic community in Scotland. In August 2009, a Rangers F.C supporter, himself a British Asian man from Birmingham, England, received a suspended sentence after making derogatory comments to a police officer, who was of Irish origin. The prosecutor said the man had made racist remarks about the officer, including accusations that the officer was a "Plastic Paddy".
Scottish journalist Alex Massie wrote in National Review:
In Spiked, Brendan O'Neill, himself of Irish descent, uses the term to describe "second-generation wannabe" Irishmen and writes that some of those guilty of "Plastic Paddyism" (or, in his words, "Dermot-itis") are Bill Clinton, Daniel Day-Lewis, and Shane MacGowan. Scottish-Australian songwriter Eric Bogle wrote and recorded a song titled "Plastic Paddy". British Mixed martial arts fighter Dan Hardy has called American fighter Marcus Davis a "Plastic Paddy" due to Marcus' enthusiasm for his Irish ancestry and identity. In the book Why I Am Still a Catholic: Essays in Faith and Perseverance by Peter Stanford, the television presenter Dermot O'Leary describes his upbringing as "classic plastic paddy", where he would be "bullied in a nice way" by his own cousins in Wexford for being English "until anyone else there called me English and then they would stick up for me."
United Kingdom
Irish migration to Great Britain has occurred since the Early Medieval Period. The largest waves of Irish migration occurred in the 19th century, when a devastating famine broke out in Ireland, resulting in thousands of Irish immigrants settling down in Britain, primarily in the port cities of Liverpool and Glasgow. Other waves of Irish migration occurred during the 20th century, as Irish immigrants escaping poor economic conditions in Ireland following the establishment of the Irish Free State, came to Britain in response to labour shortages. These waves of migration have resulted in millions of British citizens being of Irish descent.
An article for The Guardian estimated that as many as six million people living in the United Kingdom have an Irish-born grandparent (around 10% of the British population).
The 2001 UK Census states that 869,093 people born in Ireland are living in Great Britain. More than 10% of those born in the United Kingdom have at least one grandparent born in Ireland. The article "More Britons applying for Irish passports" states that 6 million Britons have either an Irish grandfather or grandmother and are thus able to apply for Irish citizenship. Almost a quarter claimed some Irish ancestry in one survey.
The Irish have traditionally been involved in the building trade and transport particularly as dockers, following an influx of Irish workers, or navvies, to build the British canal, road and rail networks in the 19th century. This is largely due to the flow of emigrants from Ireland during the Great Famine of 1845–1849. Many Irish servicemen, particularly sailors, settled in Britain: During the 18th and 19th century a third of the Army and Royal Navy were Irish. The Irish still represent a large contingent of foreign volunteers to the British military. Since the 1950s and 1960s in particular, the Irish have become assimilated into the British population. Emigration continued into the next century; over half a million Irish went to Britain in World War II to work in industry and serve in the British armed forces. In the post-war reconstruction era, the numbers of immigrants began to increase, many settling in the larger cities and towns of Britain. According to the 2001 census, around 850,000 people in Britain were born in Ireland.
The largest Irish communities in Britain are located predominantly in the cities and towns: in London, in particular Kilburn (which has one of the largest Irish-born communities outside Ireland) out to the west and north west of the city, in the large port cities such as Liverpool (which elected the first Irish Nationalist members of parliament), Glasgow, Bristol, Sunderland and Portsmouth. Big industrial cities such as Salford, Manchester, Luton, Coventry, Birmingham, Sheffield, Wolverhampton, Cardiff and parts of Newcastle and Nottingham also have large diaspora populations due to the Industrial Revolution and, in the case of the first three, the strength of the motor industry in the 1960s and 1970s. Crosby, Kirkby, Rugby, Denbigh, Widnes, Ilfracombe, Bootle, Huyton, Birkenhead, Gateshead, Seaham, Middlesbrough, Wallasey, Moreton, Batley, Bolton, Barrhead, Winsford, Ellesmere Port, Chester, Blantyre, Runcorn, Ashton-under-Lyne, Heywood, Consett, Bishop Auckland, Cambuslang, Ashton-in-Makerfield, Solihull, Brighouse, Clydebank, Easington Colliery, Litherland, Whitehaven, Barrow-in-Furness, Irlam, Newton Mearns, Chatham, Greenock, Port Glasgow, Prestwich, Holyhead, Fishguard, Caistor, Saltney, Cleator Moor, Newport, Maghull, Washington, North Shields, South Shields, Tynemouth, Paisley, Stockport, Haslingden, Dewsbury, Skelmersdale, Keighley, Chorley and parts of Market Harborough, Devon and Greater Manchester have high concentrations of Irish communities. The towns of Hebburn, Jarrow and Coatbridge have famously all earned the nickname 'Little Ireland' due to their high Irish populations.
Central to the Irish community in Britain was the community's relationship with the Roman Catholic Church, with which it maintained a strong sense of identity. The Church remains a crucial focus of communal life among some of the immigrant population and their descendants. The largest ethnic group among the Roman Catholic priesthood of Britain remains Irish (in the United States, the upper ranks of the Church's hierarchy are of predominantly Irish descent). The former head of the Roman Catholic Church in Scotland is Cardinal Keith O'Brien.
Scotland experienced a significant amount of Irish immigration, particularly in Glasgow, Edinburgh and Coatbridge. This led to the formation of Celtic Football Club in 1888 by Marist Brother Walfrid, to raise money to help the community. In Edinburgh Hibernian were founded in 1875 and in 1909 another club with Irish links, Dundee United, was formed. Likewise the Irish community in London formed the London Irish rugby union club. The 2001 UK Census states in Scotland 50,000 people identified as having Irish heritage.
The Irish have maintained a strong political presence in the UK (mostly in Scotland), in local government and at the national level. Former prime ministers David Cameron, Tony Blair, John Major and James Callaghan have been amongst the many in Britain of part-Irish ancestry; Blair's mother, Hazel Elizabeth Rosaleen Corscaden, was born on 12 June 1923 in Ballyshannon, County Donegal. Former Chancellor George Osborne is a member of the Anglo-Irish aristocracy and heir to the baronetcies of Ballentaylor and Ballylemon.
Moreover, the UK holds official public St. Patrick's Day celebrations. While many such celebrations were suspended in the 1970s because of The Troubles, the holiday is now widely celebrated by the UK public.
The rest of Europe
Irish links with the continent go back many centuries. During the early Middle Ages, 700–900 AD, many Irish religious figures went abroad to preach and found monasteries in what is known as the Hiberno-Scottish mission. Saint Brieuc founded the city that bears his name in Brittany, Saint Colmán founded the great monastery of Bobbio in northern Italy and one of his monks was Saint Gall for whom the Swiss town of St Gallen and canton of St Gallen are named.
During the Counter-Reformation, Irish religious and political links with Europe became stronger. An important centre of learning and training for Irish priests developed in Leuven (Lúbhan in Irish) in the Duchy of Brabant, now in Flanders (northern Belgium). The Flight of the Earls, in 1607, led much of the Gaelic nobility to flee the country, and after the wars of the 17th century many others fled to Spain, France, Austria, and other Roman Catholic lands. The lords and their retainers and supporters joined the armies of these countries, and were known as the Wild Geese. Some of the lords and their descendants rose to high ranks in their adoptive countries, such as the Spanish general and politician Leopoldo O'Donnell, 1st Duke of Tetuan, who became the president of the Government of Spain or the French general and politician Patrice de Mac-Mahon, Duke of Magenta, who became the president of the French Republic. The French Cognac brandy maker, Hennessy, was founded by Richard Hennessy, an Irish officer in the Clare Regiment of the Irish Brigade of the French Army. In Spain and its territories, many Irish descendants can be found with the name Obregón (O'Brien, Irish, Ó Briain), including Madrid-born actress Ana Victoria García Obregón.
During the 20th century, certain Irish intellectuals made their homes in continental Europe, particularly James Joyce, and later Samuel Beckett (who became a courier for the French Resistance). Eoin O'Duffy led a brigade of 700 Irish volunteers to fight for Franco during the Spanish Civil War, and Frank Ryan led the Connolly column who fought on the opposite side, with the Republican International Brigades. William Joyce became an English-language propagandist for Nazi Germany, known colloquially as Lord Haw-Haw.
Americas
Some of the first Irish people to travel to the New World did so as members of the Spanish garrison in Florida during the 1560s, and small numbers of Irish colonists were involved in efforts to establish colonies in the Amazon region, in Newfoundland, and in Virginia between 1604 and the 1630s. According to historian Donald Akenson, there were "few if any" Irish being forcibly transported to the New World during this period.
The Plantation of Ulster, by the Stuart Monarchy of the early 17th century, primarily in the lands gained by the Flight of the Earls, with an equal number of loyal Lowland Scots and redundant English Border reivers, caused resentment, as did their transferring of all property owned by the Roman Catholic Church to the Church of Ireland, resulting in the Irish Rebellion of 1641. Following the rebellion's failure the Commonwealth regime began to pacify Ireland, through the sentencing and transporting Irish rebels (known as “tories”), Catholic priests, friars and schoolmasters, to indentured servitude in the Crown's New World colonies. This increased following the Cromwellian invasion of Ireland (1649–1653), of the Wars of the Three Kingdoms (1639–1653). Cromwell took Irish land both to repay investors who had financed the invasion and as payment for his soldiers, many of whom settled down in Ireland. As a result, Irish in Leinster, and Munster, with property worth more than £10, were ordered to move to Connaught, to land valued at no more than 1/3 the value of their current holding, or be banished on pain of death. In the 17th century 50,000 Irish people are estimated to have migrated to the New World colonies, 165,000 by 1775.
The population of Ireland fell from 1,466,000 to 616,000, between 1641 and 1652, over 550,000 attributed to famine and other war-related causes.
Argentina
In the 19th and early 20th centuries, over 38,000 Irish immigrated to Argentina. Very distinct Irish communities and schools existed until the Perón era in the 1950s.
Today there are an estimated 500,000 people of Irish ancestry in Argentina, approximately 15.5% of the Republic of Ireland's current population; however, these numbers may be far higher, given that many Irish newcomers declared themselves to be British, as Ireland at the time was still part of the United Kingdom and today their descendants integrated into Argentine society with mixed bloodlines.
Despite the fact that Argentina was never the main destination for Irish emigrants it does form part of the Irish diaspora. The Irish-Argentine William Bulfin remarked as he travelled around Westmeath in the early 20th century that he came across many locals who had been to Buenos Aires. Several families from Bere island, County Cork were encouraged to send emigrants to Argentina by an islander who had been successful there in the 1880s.
Widely considered a national hero, William Brown is the most famous Irish citizen in Argentina. Creator of the Argentine Navy (Armada de la República Argentina, ARA) and leader of the Argentine Armed Forces in the wars against Brazil and Spain, he was born in Foxford, County Mayo on 22 June 1777 and died in Buenos Aires in 1857. The is named after him, as well as the Almirante Brown partido, part of the Gran Buenos Aires urban area, with a population of over 500.000 inhabitants.
The first entirely Roman Catholic English language publication published in Buenos Aires, The Southern Cross is an Argentine newspaper founded on 16 January 1875 by Dean Patricio Dillon, an Irish immigrant, a deputy for Buenos Aires Province and president of the Presidential Affairs Commission amongst other positions. The newspaper continues in print to this day and publishes a beginner's guide to the Irish language, helping Irish Argentines keep in touch with their cultural heritage. Previously to The Southern Cross Dublin-born brothers Edward and Michael Mulhall successfully published The Standard, allegedly the first English-language daily paper in South America.
Between 1943 and 1946, the de facto President of Argentina was Edelmiro Farrell, whose paternal ancestry was Irish.
Bermuda
Bermudiana (Sisyrinchium bermudiana), the indigenous flower that is ubiquitous in Bermuda in the Spring, has now been realised to be found in one other location, Ireland, where it is restricted to sites around Lough Erne and Lough Melvin in County Fermanagh, and is known as Feilistrín gorm, or Blue-eyed grass. Early in its history, Bermuda had unusual connections with Ireland. It has been suggested that St. Brendan discovered it during his legendary voyage; a local psychiatric hospital (since renamed) was named after him. In 1616, an incident occurred in which five white settlers arrived in Ireland, having crossed the Atlantic (a distance of around ) in a two-ton boat. By the following year, one of Bermuda's main islands was named after Ireland. By the mid-17th century, Irish prisoners of war and civilian captivess were involuntarily shipped to Bermuda, condemned to indentured servitude. These people had become indentured as a result of the Cromwellian conquest of Ireland. The Cromwellian conquest led to Irish captives, from both military and civilian backgrounds, to be sent as indentured servants to the West Indies. The Puritan Commonwealth government saw sending indentured servants from Ireland to the Caribbean as both assisting in their conquest of the island (by removing the strongest resistance against their rule) and saving the souls of the Roman Catholic Irish servants by settling them in Protestant-dominated colonies where they would supposedly inevitably convert to the "true faith".
These rapid demographic changes quickly began to alarm the dominant Anglo-Bermudian population, in particular the Irish indentured servants, most of whom were presumed to be secretly practising Catholicism (recusancy had been outlawed by the colonial government). Relationships between the Anglo-Bermudian community and Irish indentured servants consistently remained hostile, resulting in the Irish responding to ostracism by ultimately merging with the Scottish, African and Native American communities in Bermuda to form a new demographic: the coloureds, which in Bermuda meant anyone not entirely of European descent. In modern-day Bermuda, the term has been replaced by 'Black', in which wholly sub-Saharan African ancestry is erroneously implicit. The Irish quickly proved hostile to their new conditions in Bermuda, and colonial legislation soon stipulated:
In September, 1658, three Irishmen – John Chehen (Shehan, Sheehan, Sheene, or Sheen), David Laragen and Edmund Malony – were lashed for breaking curfew and being suspected of stealing a boat. Jeames Benninge (a Scottish indentured servant), black Franke (a servant to Mr John Devitt), and Tomakin, Clemento, and black Dick (servants of Mrs Anne Trimingham) were also punished.
In September 1660, Paget Parish constable John Hutchins complained that he had been abused and jostled by three Irishmen, who were sentenced to stand in church during the forenoon's exercise with signs on their chests detailing their crimes, and then held in the stocks till the evening's exercise began. The following year, in 1661, the colonial government alleged that a plot was being hatched by an alliance of Blacks and Irish, one which involved cutting the throats of all Bermudians of English descent. The governor of Bermuda, William Sayle (who had returned to Bermuda after the Bermudian colonial government acknowledged the authority of Parliament) countered the alleged plot with three edicts: The first was that a nightly watch be raised throughout the colony; second, that slaves and the Irish be disarmed of militia weapons; and third, that any gathering of two or more Irish or slaves be dispersed by whipping. There were no arrests, trials or executions connected to the plot, though an Irish woman named Margaret was found to be romantically involved with a Native American; she was voted to be stigmatised and he was whipped.
During the course of the seventeenth and eighteenth Centuries, the colony's various demographic groups boiled down to free whites and mostly enslaved "coloured" Bermudians with a homogeneous Anglo-Bermudian culture. Little survived of the Irish culture brought by indentured servants from Ireland. Catholicism was outlawed in Bermuda by the colonial authorities, and all islanders were required by law to attend services of the established Anglican church. Some surnames that were common in Bermuda at this period, however, give lingering evidence of the Irish presence. For example, the area to the east of Bailey's Bay, in Hamilton Parish, is named Callan Glen for a Scottish-born shipwright, Claude MacCallan, who settled in Bermuda after the vessel in which he was a passenger was wrecked off the North Shore in 1787. MacCallan swam to a rock from which he was rescued by a Bailey's Bay fisherman named Daniel Seon (Sheehan). A later Daniel Seon was appointed Clerk of the House of Assembly and Prothonotary of the Court of General Assize in 1889 (he was also the Registrar of the Supreme Court, and died in 1909).
In 1803, Irish poet Thomas Moore arrived in Bermuda, having been appointed registrar to the Admiralty there. Robert Kennedy, born in Cultra, County Down, was the Government of Bermuda's Colonial Secretary, and was the acting Governor of Bermuda on three occasions (1829, 1830 and 1835–1836). Irish prisoners were again sent to Bermuda in the 19th century, including participants in the ill-fated Young Irelander Rebellion of 1848, Nationalist journalist and politician John Mitchel, and painter and convicted murderer William Burke Kirwan. Alongside English convicts, they were used to build the Royal Naval Dockyard on Ireland Island. Conditions for the convicts were harsh, and discipline was draconian. In April, 1830, convict James Ryan was shot and killed during rioting of convicts on Ireland Island. Another five convicts were given death sentences for their parts in the riots, with those of the youngest three being commuted to transportation (to Australia) for life. In June 1849 convict James Cronin, on the hulk Medway at Ireland Island, was placed in solitary confinement from the 25th to the 29th for fighting. On release, and being returned to work, he refused to be cross-ironed. He ran onto the breakwater, brandishing a poker threateningly. For this, he was ordered to receive punishment (presumably flogging) on Tuesday, 3 July 1849, with the other convicts aboard the hulk assembled behind a rail to witness. When ordered to strip, he hesitated. Thomas Cronin, his older brother, addressed him and, while brandishing a knife, rushed forward to the separating rail. He called out to the other prisoners in Irish and many joined him in attempting to free the prisoner and attack the officers. The officers opened fire. Two men were killed and twelve wounded. Punishment of James Cronin was then carried out. Three hundred men of the 42nd Regiment of Foot, in barracks on Ireland Island, responded to the scene under arms.
Although the Roman Catholic Church (which had been banned in Bermuda, as in the rest of England, since settlement) began to operate openly in Bermuda in the 19th century, its priests were not permitted to conduct baptisms, weddings or funerals. As the most important British naval and military base in the Western Hemisphere following US independence, large numbers of Irish Roman Catholic soldiers served in the British Army's Bermuda Garrison (the Royal Navy had also benefitted from a shipload of Irish emigres wrecked on Bermuda, with most being recruited into the navy there). The first Roman Catholic services in Bermuda were conducted by British Army chaplains early in the 19th Century. Mount Saint Agnes Academy, a private school operated by the Roman Catholic Church of Bermuda, opened in 1890 at the behest of officers of the 86th (Royal County Down) Regiment of Foot (which was posted to Bermuda from 1880 to 1883), who had requested from the Archbishop of Halifax, Nova Scotia, a school for the children of Irish Roman Catholic soldiers.
Not all Irish soldiers in Bermuda had happy lives there. Private Joseph McDaniel of the 30th Regiment of Foot (who was born in the East Indies to an Irish father and a Malay mother) was convicted of the murder of Mary Swears in June, 1837, after he had been found with a self-inflicted wound and her lifeless body. Although he maintained his innocence throughout the trial, after his conviction he confessed that they had made a pact to die together. Although he had succeeded in killing her, he had failed to kill himself. He was put to death on Wednesday, 29 November 1837. Private Patrick Shea of the 20th Regiment of Foot was sentenced to death in June 1846, for discharging his weapon at Sergeant John Evans. His sentence was commuted to transportation (to Australia) for life. In October, 1841, County Carlow-born Peter Doyle had also been transported to Australia for fourteen years for shooting at a picket. At his court martial he had explained that he had been drunk at the time.
Other Irish soldiers, taking discharge, made a home in Bermuda, remaining there for the rest of their lives. Dublin-born Sapper Cornelius Farrell was discharged in Bermuda from the Royal Engineers. His three Bermudian-born sons followed him into the army, fighting on the Western Front during the First World War in the Bermuda Volunteer Rifle Corps.
Although there is little surviving evidence of Irish culture, some elderly islanders can remember when the term "cilig" (or killick) was used to describe a common method of fishing for sea turtles by tricking them into swimming into prearranged nets (this was done by splashing a stone on a line—the cilig—into the water on the turtle's opposite side). The word cilig appears to be meaningless in English, but in some dialects of Gaelic is used as an adjective meaning "easily deceived". In Irish there is a word cílí meaning sly. It is used in the expression Is é an cílí ceart é (pronounced Shayeh kilic airtay) and means What a sly-boots. Alternatively, the word may be derived from an Irish word for a stone and wood anchor. Characteristics of older Bermudian accents, such as the pronunciation of the letter 'd' as 'dj', as in Bermudjin (Bermudian), may indicate an Irish origin. Later Irish immigrants have continued to contribute to Bermuda's makeup, with names like Crockwell (Ó Creachmhaoil) and O'Connor (Ó Conchobhair) now being thought of locally as Bermudian names. The strongest remaining Irish influence can be seen in the presence of bagpipes in the music of Bermuda, which stemmed from the presence of Scottish and Irish soldiers from the 18th through 20th centuries. Several prominent businesses in Bermuda have a clear Irish influence, such as the Irish Linen Shop, Tom Moore's Tavern and Flanagan's Irish Pub and Restaurant.
A succession of Irish Masonic lodges have existed in Bermuda, beginning with Military Lodge #192, established by soldiers of the 47th Regiment of Foot, and operating in Bermuda from 1793 to 1801. This was an ambulatory or travelling lodge, as with other military lodges, moving with its members. Irish Lodges #220 (also a military travelling lodge) was active in Bermuda from 1856 to 1861, and Irish Lodge #209 was established in Bermuda in 1881. Minder Lodge #63 of the Irish Constitution was in Bermuda with the 20th Regiment of Foot from 1841 to 1847. The Hannibal Lodge #224 of the Irish Constitution was warranted in 1867, and still exists, meeting in the Masonic Hall on Old Maid's Lane, St. George's. Another Hannibal Chapter, #123 of the Irish Constitution, was chartered in 1877, but lasted only until 1911.
Canada
The 2006 census by Statcan, Canada's Official Statistical office revealed that the Irish were the 4th largest ethnic group with 4,354,155 Canadians with full or partial Irish descent or 14% of the nation's total population. During the 2016 census by Statistics Canada, the Irish ethnicity retained its spot as the 4th largest ethnic group with 4,627,000 Canadians with full or partial Irish descent.
Many Newfoundlanders are of Irish descent. It is estimated that about 80% of Newfoundlanders have Irish ancestry on at least one side of their family tree. The family names, the predominant Roman Catholic religion, the prevalence of Irish music – even the accents of the people – are so reminiscent of rural Ireland that Irish author Tim Pat Coogan has described Newfoundland as "the most Irish place in the world outside Ireland". Newfoundland Irish, the dialect of the Irish language specific to the island was widely spoken until the mid-20th century. It is very similar to the language heard in the southeast of Ireland centuries ago, due to mass emigration from the counties Tipperary, Waterford, Wexford, County Kerry and Cork.
Saint John, New Brunswick, claims the distinction of being Canada's most Irish city, according to census records. There have been Irish settlers in New Brunswick since at least the late 18th century, but during the peak of the Great Irish Famine (1845–1847), thousands of Irish emigrated through Partridge Island in the port of Saint John. Most of these Irish were Roman Catholic, who changed the complexion of the Loyalist city. A large, vibrant Irish community can also be found in the Miramichi region of New Brunswick.
Guysborough County, Nova Scotia has many rural Irish villages. Erinville (which means Irishville), Salmon River, Ogden, Bantry (named after Bantry Bay, County Cork, Ireland but now abandoned and grown up in trees) among others, where Irish last names are prevalent and the accent is reminiscent of the Irish as well as the music, traditions, religion (Roman Catholic), and the love of Ireland itself. Some of the Irish counties from which these people arrived were County Kerry (Dingle Peninsula), County Cork, and County Roscommon, along with others.
Quebec is also home to a large Irish community, especially in Montreal, where the Irish shamrock is featured on the municipal flag. Notably, thousands of Irish emigrants during the Famine passed through Grosse Isle near Québec City, where many succumbed to typhus. Most of the Irish who settled near Québec City are now French speakers.
Ontario has over 2 million people of Irish descent, who in greater numbers arrived in the 1820s and the decades that followed to work on colonial infrastructure and to settle land tracts in Upper Canada, the result today is a countryside speckled with the place names of Ireland. Ontario received a large number of those who landed in Quebec during the Famine years, many thousands died in Ontario's ports. Irish-born became the majority in Toronto by 1851.
Caribbean
From the 1620s, many of the Irish Roman Catholic merchant class in this period migrated voluntarily to the West Indies to avail of the business opportunities there occasioned by the trade in sugar, tobacco and cotton. They were followed by landless Irish indentured labourers, who were recruited to serve a landowner for a specified time before receiving freedom and land. The descendants of some Irish immigrants are known today in the West Indies as redlegs. Most descendants of these Irishmen moved off the islands as African slavery was implemented and blacks began to replace whites. Many Barbadian-born Irishmen helped establish the Carolina colony in the United States.
After the Cromwellian conquest of Ireland Irish prisoners were forcibly transferred to English colonies in the Americas and sold into indentured servitude, a practice that came to be known as being Barbadosed, though Barbados was not the only colony to receive Irish prisoners, with those sent to Montserrat being the best known. To this day, Montserrat is the only country or territory in the world, apart from the Republic of Ireland, Northern Ireland and the Canadian province of Newfoundland to observe a public holiday on St Patrick's Day. The population is predominantly of mixed Irish and African descent.
Puerto Rico
Irish immigrants played an instrumental role in Puerto Rico's economy. One of the most important industries of the island was the sugar industry. Among the successful businessmen in this industry were Miguel Conway, who owned a plantation in the town of Hatillo and Juan Nagle whose plantation was located in Río Piedras. General Alexander O'Reilly, "Father of the Puerto Rican Militia", named Tomas O'Daly chief engineer of modernising the defences of San Juan, this included the fortress of San Cristóbal. Tomas O'Daly and Miguel Kirwan were partners in the "Hacienda San Patricio", which they named after the patron saint of Ireland, Saint Patrick. A relative of O'Daly, Demetrio O'Daly, succeeded Captain Ramon Power y Giralt as the island's delegate to the Spanish Courts. The plantation no longer exists, however the land in which the plantation was located is now a San Patricio suburb with a shopping mall by the same name. The Quinlan family established two plantations, one in the town of Toa Baja and the other in Loíza. Puerto Ricans of Irish descent were also instrumental in the development of the island's tobacco industry. Among them Miguel Conboy who was a founder of the tobacco trade in Puerto Rico.
Other notable places in the Caribbean include:
Antigua and Barbuda
Barbados
Jamaica
Saint Kitts and Nevis
Saint Lucia
Trinidad and Tobago
Chile
Many of the Wild Geese, expatriate Irish soldiers who had gone to Spain, or their descendants, continued on to its colonies in South America. Many of them rose to prominent positions in the Spanish governments there. In the 1820s, some of them helped liberate the continent. Bernardo O'Higgins was the first Supreme director of Chile. When Chilean troops occupied Lima during the War of the Pacific in 1881, they put in charge certain Patricio Lynch, whose grandfather came from Ireland to Argentina and then moved to Chile. Other Latin American countries that have Irish settlement include Puerto Rico and Colombia.
Mexico
The County Wexford born William Lamport, better known to most Mexicans as Guillén de Lampart, was a precursor of the Independence movement and author of the first proclamation of independence in the New World. His statue stands today in the Crypt of Heroes beneath the Column of Independence in Mexico City.
After Lampart, the most famous Irishmen in Mexican history are probably "Los Patricios". Many communities also existed in Mexican Texas until the revolution there, when they sided with Roman Catholic Mexico against Protestant pro-US elements. The Batallón de San Patricio, a battalion of US troops who deserted and fought alongside the Mexican Army against the United States in the Mexican–American War of 1846–1848, is well known in Mexican history.
Álvaro Obregón (possibly O'Brian or O'Brien) was president of Mexico during 1920–24 and Obregón city and airport are named in his honour. Mexico also has a large number of people of Irish ancestry, among them the actor Anthony Quinn. There are monuments in Mexico City paying tribute to those Irish who fought for Mexico in the 19th century. There is a monument to Los Patricios in the fort of Churubusco. During the Great Famine, thousands of Irish immigrants entered the country. Other Mexicans of Irish descent are: Romulo O'Farril, Juan O'Gorman, Edmundo O'Gorman and Alejo Bay (Governor of the state of Sonora).
United States
The first Irish came to modern day America during the 1600s mostly to Virginia and mostly indentured servants.
The diaspora to the United States was immortalised in the words of many songs including the famous Irish ballad, "The Green Fields of America":
So pack up your sea-stores, consider no longer,
Ten dollars a week is not very bad pay,
With no taxes or tithes to devour up your wages,
When you're on the green fields of Americay.
The experience of Irish immigrants in the United States has not always been harmonious. The US did not have a good relationship with most of the incoming Irish because of their Roman Catholic faith, as the majority of the population was Protestant and had been originally formed by offshoots of the Protestant faith, many of whom were from the north of Ireland (Ulster). So it came as no surprise that the federal government issued new immigration acts, adding to previous ones which limited Eastern European immigration, ones which limited the immigration of the Irish.
Those who were successful in coming over from Ireland were for the most part already good farmers and other hard labour workers, so the jobs they were taking were plentiful in the beginning. However, as time went on and the land needed less cultivation, the jobs the new Irish immigrants were taking were those that Americans wanted as well.
In most cases, Irish newcomers were sometimes uneducated and often found themselves competing with Americans for manual labour jobs or, in the 1860s, being recruited from the docks by the US Army to serve in the American Civil War and afterward to build the Union Pacific Railroad. This view of the Irish-American experience is depicted by another traditional song, "Paddy's Lamentation."
Hear me boys, now take my advice,
To America I'll have ye's not be going,
There is nothing here but war, where the murderin' cannons roar,
And I wish I was at home in dear old Ireland.
The classic image of an Irish immigrant is led to a certain extent by racist and anti-Catholic stereotypes. In modern times, in the United States, the Irish are largely perceived as hard workers. Most notably they are associated with the positions of police officer, firefighter, Roman Catholic Church leaders and politicians in the larger Eastern Seaboard metropolitan areas. Irish Americans number over 35 million, making them the second largest reported ethnic group in the country, after German Americans. Historically, large Irish American communities have been found in Philadelphia; Chicago; Boston; New York City; New York; Detroit; New England; Washington, D.C.; Baltimore; Pittsburgh; Cleveland; St. Paul, Minnesota; Buffalo; Broome County; Butte; Dubuque; Quincy; Dublin; Hartford; New Haven; Waterbury; Providence; Kansas City; New Orleans; Braintree; Weymouth; Norfolk; Nashville; Scranton; Wilkes-Barre; O'Fallon; Tampa; Hazleton; Worcester; Lowell; Los Angeles; and the San Francisco Bay Area. Many cities across the country have annual St Patrick's Day parades; The nation's largest is in New York City—one of the world's largest parades. The parade in Boston is closely associated with Evacuation Day, when the British left Boston in 1776 during the American War of Independence.
Before the Great Hunger, in which over a million died and more emigrated, there had been the Penal Laws which had already resulted in significant emigration from Ireland.
According to the Harvard Encyclopedia of American Ethnic Groups, in 1790 there were 400,000 Americans of Irish birth or ancestry out of a total white population of 3,100,000. Half of these Irish Americans were descended from Ulster people, and half were descended from the people of Connacht, Leinster and Munster.
According to US Census figures from 2000, 41,000,000 Americans claim to be wholly or partly of Irish ancestry, a group that represents more than one in five white Americans. Many African Americans are part of the Irish diaspora, as they are descended from Irish or Scots-Irish slave owners and overseers who arrived in America during the colonial era. The US Census Bureau's data from 2016 reveals that Irish ancestry is one of the most common reported ancestries reported (in the top 3 most common ancestries reported). Even though Irish immigration is extremely small relative to the scope of current migration, Irish ancestry is one of the most common ancestries in the United States because of the events that took place over a century ago.
Asia
Indian Subcontinent
Irishmen have been known in India right from the days of the East India Company, which was founded in 1600. While most of the early Irish came as traders, some also came as soldiers. However, the majority of these traders and soldiers were from the Protestant Ascendancy. Prominent among them were the generals Arthur Wellesley, 1st Duke of Wellington (1769–1852) who became Prime Minister of the United Kingdom in 1834 and his brother Richard Wellesley, 1st Marquess Wellesley (1760–1842), who was Governor-General of India (1798–1805). Later in the Victorian period, many thinkers, philosophers and Irish nationalists from the Roman Catholic majority too made it to India, prominent among the nationalists being the theosophist Annie Besant.
It is widely believed that there existed a secret alliance between the Irish and Indian independence movements. Some Indian intellectuals like Jawaharlal Nehru and V. V. Giri were certainly inspired by Irish nationalists when they studied in the United Kingdom. The Indian revolutionary group known as the Bengal Volunteers took this name in emulation of the Irish Volunteers.
Derek O'Brien, quiz master turned Member of Parliament in Indian state of West Bengal.
Michael John O'Brian is an eminent Air Vice-Marshall of Pakistan Air Force.
Australia
2,087,800 Australians, 10.4% of the population, self-reported some Irish ancestry in the 2011 census, second only to English and Australian.
The Australian government estimates the total figure may be around 7 million (30%).
In the 2006 census 50,255 Australian residents declared they were born in the Republic of Ireland and a further 21,291 declared to have been born in Northern Ireland. This gives Australia the third largest Irish-born population outside of Ireland (after Britain and America).
Between the 1790s and 1920s, approximately 400,000 Irish settlers – both voluntary and forced – are thought to have arrived in Australia. They first came over in large numbers as convicts, with around 50,000 transported between 1791 and 1867. Even larger numbers of free settlers came during the 19th century due to famine, the Donegal Relief Fund, the discovery of gold in Victoria and New South Wales, and the increasing "pull" of a pre-existing Irish community. By 1871, Irish immigrants accounted for one quarter of Australia's overseas-born population.
Irish Catholic immigrants – who made up about 75% of the total Irish population – were largely responsible for the establishment of a separate Catholic school system. About 20% of Australian children attend Catholic schools as of 2017.
It has also been argued that the Irish language was the source of a significant number of words in Australian English.
South Africa
Irish communities can be found in Cape Town, Port Elizabeth, Kimberley, and Johannesburg, with smaller communities in Pretoria, Barberton, Durban and East London. A third of the Cape's governors were Irish, as were many of the judges and politicians. Both the Cape Colony and the Colony of Natal had Irish prime ministers: Sir Thomas Upington, "The Afrikaner from Cork"; and Sir Albert Hime, from Kilcoole in County Wicklow. Irish Cape Governors included Lord Macartney, Lord Caledon and Sir John Francis Cradock.
Henry Nourse, a shipowner at the Cape, brought out a small party of Irish settlers in 1818. Many Irish were with the 1820 British settlers in the eastern cape frontier with the Xhosa. In 1823, John Ingram brought out 146 Irish from Cork. Single Irish women were sent to the Cape on a few occasions. Twenty arrived in November 1849 and 46 arrived in March 1851. The majority arrived in November 1857 aboard . A large contingent of Irish troops fought in the Anglo-Boer War on both sides and a few of them stayed in South Africa after the war. Others returned home but later came out to settle in South Africa with their families. Between 1902 and 1905, there were about 5,000 Irish immigrants. Places in South Africa named after Irish people include Upington, Porterville, Caledon, Cradock, Sir Lowry's Pass, the Biggarsberg Mountains, Donnybrook, Himeville and Belfast.
James Rorke was of Irish parentage and was the founder of Rorkes’s drift.
Today, the majority of White South African Catholics are of Irish descent.
New Zealand
The Diaspora population of Ireland also got a fresh start on the islands of New Zealand during the 19th century. The possibility of striking it rich in the gold mines caused many Irish people to flock to the docks; risking their lives on the long voyage to potential freedom and more importantly self-sufficiency, many Irish also came with the British army during the New Zealand wars. Most famous places including both Gabriel's Gully and Otago are examples of mining sites which, with the funding of large companies, allowed for the creation of wages and the appearance of mining towns. Women found jobs as housemaids cleaning the shacks of the single men at work thereby providing a second income to the Irish family household. The subsequent money accumulated with regards to this would allow for chain migration for the rest of the family left behind.
The Transition to New Zealand was made easier due to the overexposure that the Irish had previously had with colonialism. They ventured upwards to the British ports, settling temporarily to accumulate the necessary finances before moving onwards towards the banks of the far away island. In doing so, they not only exposed themselves to the form of British form of government but likewise to capitalism. This aided to further the simplicity of the transition for the dispersed population.
The government aided through the use of both promissory notes and land grants. By promising to pay for the passage of a family the government ensured that the island would be populated and a British colony would be formed. Free passage was installed for women first between the ages of 15–35, while males between the ages of 18–40 years of age would be promised a certain amount of acres of land upon arrival in the New World. This was attributed to the installment of the New Zealand Land act. To further aid with the financial burden, free passage to any immigrant was granted after 1874.
A final note with regards to importance of the Irish diaspora population in New Zealand deals with the diminished amount of prejudice present for the Roman Catholic population upon arrival. The lack of embedded hierarchy and social structure in the New World allowed for previous sectarian tensions to be dissolved. This can also be attributed to the sheer amount of distance between the respective religions due to the sparseness of the unpopulated area and the sheer size of the islands.
List of countries by population of Irish heritage
Religion
Paul Cardinal Cullen set out to spread Irish dominance over the English-speaking Roman Catholic Church in the 19th century. The establishment of an 'Irish Episcopal Empire' involved three transnational entities – the British Empire, the Roman Catholic Church, and the Irish diaspora. Irish clergy, notably Cullen, made particular use of the reach of the British Empire to spread their influence. From the 1830s until his death in 1878, Cullen held several key positions near the top of the Irish hierarchy and influenced Rome's appointment of Irish bishops on four continents.
Walker (2007) compares Irish immigrant communities in the United States, Australia, New Zealand, Canada, and Great Britain respecting issues of identity and 'Irishness.' Religion remained the major cause of differentiation in all Irish diaspora communities and had the greatest impact on identity, followed by the nature and difficulty of socio-economic conditions faced in each new country and the strength of continued social and political links of Irish immigrants and their descendants with Ireland.
In the United States specifically, Irish immigrants were persecuted because of their religion. The Know Nothing Movement sprung up during the time of the Irish's arrival. The Know Nothing Party was formed by Protestants and was the first political party in American history to push against Catholic immigration to the United States, particularly targeting Irish and German immigrants. The Know Nothings fought to limit immigration from traditional Catholic countries, prohibit non-English language speaking on US territory, and create a policy where you must spend 21 years in the US before gaining citizenship. The party faded out of existence relatively quickly, but they are a reminder of the persecution Irish immigrants faced. During the third and fourth waves of immigration, new arrivals faced similar discrimination and the now settled Irish would take part in this persecution of other groups.
From the late 20th century onward, Irish identity abroad became increasingly cultural, non-denominational, and non-political, although many emigrants from Northern Ireland stood apart from this trend. However, Ireland as religious reference point is now increasingly significant in neopagan contexts.
Famous members of the diaspora
Politicians
This listing is for politicians of Irish nationality or origin, who were or are engaged in the politics of a foreign country. The term Irish diaspora is open to many interpretations. One, preferred by the government of Ireland, is defined in legal terms: the Irish diaspora are those of Irish nationality, mostly but not exclusively Roman Catholic, residing outside of the island of Ireland. This includes Irish citizens who have emigrated abroad and their children, who were Irish citizens by descent under Irish law. It also includes their grandchildren in cases. See also Irish military diaspora. (See also Notable Americans of Scotch-Irish descent).
Timothy Anglin, County Cork-born Canadian politician; Speaker of the Canadian House of Commons.
Ed Broadbent, politician and political scientist
Eamon Bulfin, Argentine-born Irish republican activist.
Edmund Burke, Dublin born leading political figure in the House of Commons with the Whig Party
Conor Burns, Northern Ireland-born British Conservative M.P.
Charles Carroll, Maryland born catholic signer of Declaration of Independence
Patrick Collins, County Cork-born mayor of Boston
Richard B. Connolly, County Cork-born Tammany Hall Democrat
James Callaghan, United Kingdom Labour Party Prime Minister, Chancellor and Foreign Secretary 1960s and 1970s.
Richard Croker, County Cork-born leading New York Tammany Hall politician
John Curtin, 14th Prime Minister of Australia.
Richard J. Daley, Mayor of Chicago, 1955–76.
Richard M. Daley, Mayor of Chicago, 1989–2011.
Charles de Gaulle, French General and President of the Republic; of Irish descent (MacCartan)
Bernard Devlin, 19th-century Irish-Canadian lawyer, journalist, and politician.
Thomas Dongan, governor of the province of New York
James Duane, Mayor of New York City 1784; his father was from County Galway.
Sir Charles Gavan Duffy, Irish-Australian nationalist, journalist, poet and politician, 8th Premier of Victoria
Thomas Addis Emmet, County Cork-born American lawyer and politician.
Edelmiro Farrell, 28th President of Argentina (de facto; 1944–46).
David Feeney, Northern Ireland-born Australian politician, M.P.
William P. Fitzpatrick, Irish-born American politician, representing Cranston, Rhode Island in that state's legislature.
James Ambrose Gallivan U.S. Congressman from Massachusetts.
Dorothy Kelly Gay, Irish-born American politician.
Thomas Francis Gilroy, County Sligo-born 89th Mayor of New York City.
Chaim Herzog, Belfast-born 6th President of Israel
Albert Henry Hime, County Wicklow-born Royal Engineers, officer and later Premier in the Colony of Natal.
Kate Hoey, Northern Ireland-born British Labour M.P.
Paul Keating, 24th Prime Minister of Australia.
John F. Kennedy, 35th President of the United States; also Robert F. Kennedy and Edward M. Kennedy, members of the Kennedy Family, originally from Wexford.
John Kenny, long-time republican member of the Clan-na-Gael in New York.
Peter Lalor, Irish-Australian rebel; later a politician who played a leading role in the Eureka Rebellion.
Patrice MacMahon, duc de Magenta, first President of the Third French Republic.
George Mathews, 17th & 21st Governor of Georgia; also Henry M. Mathews, 5th Governor of West Virginia, and members of the Mathews family
D'Arcy McGee, Young Irelander; father of Canadian Confederation, assassinated by Fenians.
Dalton McGuinty, Premier of Ontario, Canada; only the second Roman Catholic to hold this office.
David McGuinty, Ontario, Canada politician.
Santiago Mariño, Venezuelan-born of an Irish mother; aide de camp to Simón Bolívar.
Paul Martin, 21st Prime Minister of Canada.
Conor McGinn, County Armagh-born British Labour M.P.
Thomas Francis Meagher, Waterford born Nationalist rebel, appointed acting governor of the Montana Territory.
John Mitchel, Irish nationalist politician who supported the Confederate States of America during the American Civil War.
Maurice T. Moloney, County Kerry-born Democrat who served as Illinois Attorney General and elected Mayor of Ottawa, Illinois.
Tom Mulcair, politician; Leader of Official Opposition
Brian Mulroney, 18th Prime Minister of Canada, born to Irish Quebecer parents.
Ricardo López Murphy, Argentine politician and presidential candidate.
Barack Obama, 44th American President of Kenyan & Irish ancestry
Joe Biden, current (46th) American President of English, French & Irish ancestry
Álvaro Obregón, President of Mexico, 1920–24.
Kolouei O'Brien, head of government of Tokelau.
Detta O'Cathain, Baroness O'Cathain, Irish-born British businesswoman and peer.
Arthur O'Connor, County Cork-born United Irishman who later served as General under Napoleon, after the revolution became mayor of Le Bignon-Mirabeau.
T.P. O'Connor, sat lifelong for Liverpool Scotland constituency of the UK House of Commons.
Leopoldo O'Donnell, 1st Duke of Tetuan, Spanish general and statesman, a descendant of Calvagh O'Donnell, chieftain of Tyrconnell.
Juan O'Donojú, last viceroy of New Spain.
Paul O'Dwyer, County Mayo-born Irish-American politician and republican activist.
William O'Dwyer, County Mayo-born Irish-American politician and diplomat who served as the 100th Mayor of New York City.
Bernardo O'Higgins, second Supreme Director of Chile, and his father, Viceroy of Peru Ambrosio O'Higgins, Marquis of Osorno, a Sligoman.
Joseph O'Lawlor, was an Irish-born Spanish general who fought under the Duke of Wellington during the Napoleonic Wars and later served as Governor of Granada.
John Boyle O'Reilly, Irish Republican Brotherhood activist, prominent spokesperson for the Irish community through his editorship of the Boston newspaper, The Pilot.
John O'Shanassy, was an Irish-Australian politician who served as the 2nd Premier of Victoria, born near Thurles, County Tipperary.
William Paterson, born in Country Antrim, a New Jersey statesman, signer of the United States Constitution, Judge of the Supreme Court and second governor of New Jersey
Samantha Power, Irish-born American-reared author, political critic, and United Nations diplomat
Louis St. Laurent, 12th Prime Minister of Canada, mother an Irish Quebecer.
James Scullin, 9th Prime Minister of Australia.
James Smith, an Ulster-born American lawyer and a signer to the United States Declaration of Independence as a representative of Pennsylvania.
John Sullivan, Irish American general and politician
Thomas Taggart, Irish immigrant American Democratic Party political boss in Indiana during the first quarter of the 20th-century.
George Taylor, was an Irish-born Colonial ironmaster and a signer of the United States Declaration of Independence as a representative of Pennsylvania.
Sir John Thompson – 4th Prime Minister of Canada.
Matthew Thornton, was an Irish-born signer of the United States Declaration of Independence as a representative of New Hampshire
Michael Walsh Youghal, County Cork-born Democratic United States Representative from New York.
Derek O'Brien is a Member of Parliament from TMC Party, West Bengal, India. He is also a quiz master and has hosted several quiz shows
Artists and musicians
Lucille Ball, actress and comedian
Mischa Barton, actress
David Bowie, singer/songwriter
Lara Flynn Boyle, actress
Edward Burns, actor / filmmaker
Kate Bush, Singer and songwriter
Mariah Carey, best selling female recording artist
George Carlin, comedian, ranked second greatest of all time by Comedy Central.
John Cena – WWE wrestler/ actor
Raymond Chandler, writer of the Marlowe series. Irish mother.
George Clooney, actor
Kurt Cobain, lead singer of Nirvana
Stephen Colbert, comedian
Steve Coogan, actor / comedian
Tom Cruise, actor
Kevin Dillon, actor
Matt Dillon, actor
Patrick Duff, singer-songwriter (Strangelove)
Patty Duke, actress
Isadora Duncan, dancer
Everlast & Danny Boy, successively members of Hip-Hop group House of Pain and of La Coka Nostra.
Siobhán Fahey, singer and songwriter of the UK-based groups Bananarama and Shakespears Sister.
Jimmy Fallon – television host
Michael Flatley, dancer and creator of Riverdance
Harrison Ford, actor and pilot
Liam Gallagher and Noel Gallagher of Oasis.
Judy Garland, actress and singer
Mel Gibson, actor / filmmaker
Thea Gilmore, singer-songwriter
Merv Griffin, television host
Lafcadio Hearn, American writer.
Paul Hogan, actor.
Marian Jordan, Molly of long-time hit radio program Fibber McGee and Molly.
Mike Joyce, member of The Smiths.
Gene Kelly actor and dancer
Princess Grace of Monaco, actress (as Grace Kelly) and noblewoman.
Kennedy family
Jamie Kennedy, actor
Kevin Kline, actor
Denis Leary, actor, musician and comedian
Mac Lethal, hip hop musician
Lorde, New Zealand-born singer.
John Lydon a.k.a. Johnny Rotten, singer with the Sex Pistols
Bill Maher talk show host, comedian.
Johnny Marr, member of The Smiths.
Paul McCartney, John Lennon and George Harrison of The Beatles.
Rose McGowan, actress, born in Italy to an Irish father and French mother
Tom Meighan, lead singer of Kasabian
Colin Meloy, lead singer and songwriter of The Decemberists.
Steven Morrissey, singer, member of The Smiths.
Brittany Murphy actress
Mary Murphy, choreographer.
Katie Noonan, Irish-Australian singer.
Conan O'Brien, television host
George O'Dowd, pop singer, also known as Boy George
Juan O'Gorman, a 20th-century Mexican artist, both a painter and an architect.
Georgia O'Keeffe, painter
Maureen O'Hara, Irish-born actress and celebrated Hollywood beauty.
Eugene O'Neill, writer.
Peter O'Toole, Academy Award winner & nominated actor. Considered himself Irish
CM Punk – WWE wrestler
Aidan Quinn, Emmy Award-nominated actor
Anthony Quinn, Oscar-winning Mexican actor.
Rihanna, R'n'B Barbados of African-Irish descent
Saoirse Ronan, Irish American Golden Globes Award actress. Considers herself Irish
Mickey Rooney, American actor, former child star
Johnny Rotten (born John Lydon), singer of the Sex Pistols.
Kevin Rowland, lead singer of Dexys Midnight Runners.
Andy Rourke, member of The Smiths.
Justin Sane, lead singer of Anti-Flag
Dusty Springfield, English-born singer.
Bruce Springsteen, songwriter, performer and political activist.
Spencer Tracy, actor
John Wayne, actor, enduring American icon
Brian Whelan, painter and author
Catherine Zeta-Jones, actress
Scientists
Robert Boyle, philosopher and chemist.
Kathleen Lonsdale, London-based 20th century Chemist.
Ernest Walton, 1930s Cambridge-based researcher, co-winner of the Nobel Prize in Physics awarded in 1951.
James D. Watson, co-discoverer of DNA Nobel Prize winner
Others
Muhammad Ali, American boxer, his mother's father (Ali's grandfather) Abe Grady was from Ennis, Co. Clare
Anne Boleyn, Queen consort to King Henry VIII of England; Irish paternal grandmother Margaret Butler
Anne Bonney, pirate, born in Cork.
James J. Braddock, boxer, also known as The Cinderella Man
Molly Brown, the "Unsinkable Molly Brown."
Nellie Cashman, "The Angel of Tombstone".
George Croghan, Irish born colonial American fur trapper
U Dhammaloka (?Laurence Carroll), Buddhist monk and anti-missionary agitator in Burma, born in Dublin
Diana, Princess of Wales, noblewoman, her mother, Frances Burke Roche was a descendant of the Earls of Fermoy
Arthur Conan Doyle, author most famous for his Sherlock Holmes stories.
John Dunlap, printer of the first copies of the United States Declaration of Independence
Margaretta Eagar, governess to the last Russian Royal Family
Sarah, Duchess of York, former wife of a British prince, her paternal ancestors came from Northern Ireland
Thomas Fitzpatrick (trapper) American mountain man
Henry Ford, businessman and founder of the Ford Foundation.
Cardinal James Gibbons, Roman Catholic prelate
Kathy Griffin, standup comic and TV personality (both parents Irish immigrants)
Sean Hannity, American political commentator
Mary Jemison, Irish captive adopted by Native American Seneca tribe.
Dorothy Jordan, mistress to William IV of the United Kingdom
Ned Kelly – Australian bushranger
Dr. Martin Luther King Jr. – American civil rights activist
Eliza Lynch, Irish-born mistress of President Francisco Solano López of Paraguay
Martin Maher, instructor at the United States Military Academy at West Point
Mary Mallon, also known as Typhoid Mary, a notorious cook
Bat Masterson, lawman during the Wild West period.
Lola Montez, mistress to Ludwig I of Bavaria
Annie Moore, first immigrant to USA to be processed at Ellis Island
George 'Bugs' Moran, Prohibition era Chicago US gangster
Anne Mortimer, Irish-born English noblewoman
Michael Patrick Murphy, US Navy SEAL, Medal of Honor Recipient, Namesake for USS Michael Murphy
Evelyn Nesbit, model and actress
Mario O'Donnell, historian
Marie-Louise O'Murphy, mistress to King Louis XV of France.
Bill O'Reilly, American political commentator
Count Joseph Cornelius O'Rourke, Lieutenant-General of the Russian Imperial Guard.
Lee Harvey Oswald, assassin of John F. Kennedy, Irish great-grandmother Mary Tonry
Pat Quinn, Canadian hockey coach (former coach of Toronto Maple Leafs and Team Canada)
Maximillian Robespierre- French Revolutionary
Frank Wallace, criminal
James McLean, criminal
Mickey Spillane, criminal
James J. Bulger, criminal
Mary O'Toole, first woman municipal judge of the United States
See also
Irish Brigade
Irish Brigade (French) formed from the Irish army after the flight of the Wild Geese in 1691.
1st Regiment Venezuelan Rifles – Irish regiment that took part in the Venezuelan War of Independence.
The Irish Battalion, or Los San Patricio, who fought on the side of Mexico against the US invasion of 1846–48.
Irish Brigade (Union Army) served on the Union side in the American Civil War in the 1860s.
Tyneside Irish Brigade, World War I brigade serving in the British army at the Somme.
Irish military diaspora, notable individuals, Irish by birth or extraction, who served in non-Irish military forces.
Irish regiments, many Irish regiments served in non-Irish military forces and took part in several conflicts of world history.
Causes of Irish emigration
Flight of the Earls
Cromwellian conquest of Ireland
The Penal Laws affecting non-Conformists (c. 1715–1869)
Irish Famine (1740–41)
Great Irish Famine (1845–1851)
Irish Famine (1879)
Economic history of Ireland
Economic history of the Republic of Ireland
The Economic War, 1933–1938
"The Emergency" (Ireland during World War II)
"The Troubles" (c. 1969–1998)
Post-2008 Irish economic downturn
General
List of expatriate Irish populations
Irish Travellers
Irish military diaspora
List of Ireland-related topics
Irish place names in other countries
The Gathering Ireland 2013
Liverpool Irish
Coatbridge Irish
Against the Wind (TV series)
EPIC The Irish Emigration Museum
References
Footnotes
Bibliography
Ronan, Gerard. The Irish Zorro: the Extraordinary Adventures of William Lamport (1615–1659)
Murray, Thomas (1919). The Story of the Irish in Argentina
Glazier, Michael (ed.) (1999). The Encyclopedia of the Irish in America Notre Dame IN: University of Notre Dame Press
Akenson, Donald. The Irish Diaspora: a Primer. (Belfast: Institute of Irish Studies, 1993)
Bielenberg, Andy, ed. The Irish Diaspora (London: Pearson, 2000)
Campbell, Malcolm. Ireland's New Worlds: Immigrants, Politics, and Society in the United States and Australia, 1815–1922 (2007)
Coleman, Philip Coleman, James Byrne and Jason King, eds. Ireland and the Americas: Culture, Politics, and History (3 vol. ABC-CLIO, 2008), 967 pp excerpt and text search
Coogan, Tim Pat. Wherever Green Is Worn: The Story of the Irish Diaspora (2002)
Darby, Paul, and David Hassan, eds. Sport and the Irish Diaspora: Emigrants at Play (2008)
Delaney, Enda, Kevin Kenny, and Donald Mcraild. "The Irish Diaspora", Irish Economic and Social History (2006): 33:35–58
Fanning, Charles. New Perspectives on the Irish Diaspora (2000)
Flechner, Roy, and Sven Meeder, eds., The Irish in Early Medieval Europe: Identity, Culture and Religion (2016), On Google Books
Gallman, J. Matthew. Receiving Erin's Children: Philadelphia, Liverpool, and the Irish Famine Migration, 1845–1855 (2000)
Glazier, Michael, ed. The Encyclopedia of the Irish in America (U. of Notre Dame Press, 1999) 988 pp
Gray, Breda. Women and the Irish Diaspora (2003)
Gribben, Arthur, and Ruth-Ann M. Harris. The Great Famine and the Irish Diaspora in America (1999)
Kenny, Kevin. "Diaspora and Comparison: the Global Irish as a Case Study", Journal of American History 2003 90(1): 134–62, In JSTOR
Kenny, Kevin. The American Irish: A History. (London/New York: Longman/Pearson, 2000).
Lalor, Brian, ed. The Encyclopedia of Ireland (Dublin: Gill & Macmillan, 2003)
Mccaffrey, Lawrence. The Irish Catholic Diaspora in America (Catholic University of America Press, 1997)
O'Day, Alan. "Revising the Diaspora." in The Making of Modern Irish History, edited by D George Boyce and Alan O'Day. (Routledge, 1996), pp. 188–215.
O'Farrell, Patrick. The Irish in Australia: 1798 to the Present Day (3rd ed. Cork University Press, 2001)
O'sullivan, Patrick, ed. The Irish Worldwide: Religion and Identity, vol. 5. (Leicester University Press, 1994)
Power, J O'Connor, "The Irish in England", Fortnightly Review, no. 159, 1880, pps.410-421.
Walker, Brian. "'The Lost Tribes of Ireland': Diversity, Identity and Loss among the Irish Diaspora", Irish Studies Review; 2007 15(3): 267–82.
Whelan, Bernadette. "Women on the Move: a review of the historiography of Irish emigration to the USA, 1750–1900." Women's History Review 24.6 (2015): 900–16.
Horner, Dan. "'If the Evil Now Growing around Us Be Not Staid': Montreal and Liverpool Confront the Irish Famine Migration as a Transnational Crisis in Urban Governance." Histoire Sociale/Social History 46, no. 92 (2013): 349–66.
External links
The Irish in America by J. F. Maguire (1868)
Irish Diaspora Studies Dept, Bradford University UK
Society for Irish Latin American Studies\
The Irish (In Countries Other Than Ireland) – Article in the Catholic Encyclopedia
The Centre for Migration Studies- The Centre for Migration Studies, at the Ulster American Folk Park, Omagh, Northern Ireland
The Shamrock and the Maple Leaf: Irish-Canadian Documentary Heritage at Library and Archives Canada
Flight of the Earls
European diasporas
Diaspora |
14602 | https://en.wikipedia.org/wiki/Transport%20in%20India | Transport in India | Transport in India consists of transport by land, water and air. Public transport is the primary mode of road transport for most Indian citizens, and India's public transport systems are among the most heavily used in the world.
India's road network is the second-largest and one of the busiest in the world, transporting 8.225 billion passengers and over 980 million tonnes of cargo annually, as of 2015. India's rail network is the fourth largest and second busiest in the world, transporting 8.09 billion passengers and 1.20 billion tonnes of freight annually, Aviation in India is broadly divided into military and civil aviation which is the fastest-growing aviation market in the world (IATA data). India's waterways network, in the form of rivers, canals, backwaters and creeks, is the ninth largest waterway network in the world. Freight transport by waterways is highly under utilised in India with the total cargo moved (in tonne kilometres) by inland waterways being 0.1 percent of the total inland traffic in India. In total, about 21 percent of households have two wheelers whereas 4.70 percent of households in India have cars or vans as per the 2011 census of India. The automobile industry in India is currently rapidly growing with an annual production of over 4.6 million vehicles, with an annual growth rate of 10.5% and vehicle volume is expected to rise greatly in the future.
Human/animal powered
Walking
Walking has constituted a major form of transport in ancient times. People used to cover long distances on foot or bullock carts. For instance, Adi Sankaracharya travelled all over India from Kalady near Kochi. Walking still constitutes an important mode of transport in rural areas. In the city of Mumbai, to further improve the transit conditions for pedestrians, the Mumbai Metropolitan Region Development Authority, has commenced the construction of more than 50 skywalks, as part of the Mumbai Skywalk project, which is very helpful as walk enthusiasts take part in reducing traffic. The Dakshineswar skywalk has also come up in West Bengal.
Palanquins
Palanquins, also known as palkis, were one of the luxurious methods used by the rich and noblemen for travelling and also to carry a deity (idol) of a god. Many temples have sculptures of a god being carried in palkis. Modern use of the palanquin is limited to Indian weddings, pilgrimage and carrying idols of gods.
Bullock carts/horse carriages
Bullock carts have been traditionally used for transport, especially in rural India. The arrival of the British saw drastic improvements in the horse carriages which were used for transport since early days. Today, they are used in smaller towns and are referred as tanga or buggies. Victorias of Mumbai, which were used for tourist purposes, are now banned and plans are afloat to replace it with Victoria-styled electric carriages. Horse carriages are now rarely found in the cities of India baring tourist areas and hill stations. In recent years cities have banned the movement of slow moving vehicles on the main roads.
Bicycles
Bicycles or cycles, have ownership rates ranging from around 30% to 75% at the state level. Along with walking, cycling accounts for 50% to 80% of the commuter trips for those in the informal sector in urban areas. However, recent developments suggest that bicycle riding is quickly becoming popular in the metropolitan cities of India. In recent years, government development authorities all over India encourages the setup and use of separate bicycle lanes alongside the roads to combat pollution and ease traffic congestion.
Human-pulled rickshaws
Human-pulled rickshaws are nowadays rarely available in various cities and villages in the country. Many local governments have proposed a ban on these rickshaws describing them as "inhuman". But in reality the rickshaws are still not yet banned. The Government of West Bengal proposed a ban on these rickshaws in 2005. Though a bill aiming to address this issue, termed as Calcutta Hackney Carriage Bill, was passed by the West Bengal Assembly in 2006, it has not yet been implemented. The Government of West Bengal is working on an amendment to this bill to avoid the loopholes that were exposed when the Hand-pulled Rickshaw Owners' Association filed a petition against the bill.
Cycle rickshaws
Cycle rickshaws were introduced in India in the 1940s. They are bigger than a tricycle where two people sit on an elevated seat at the back and a person pedals from the front. In the late 2000s, they were banned in several cities for causing traffic congestion. The Delhi Police recently submitted an affidavit against plying of cycle rickshaws to ease traffic congestion in the city but it was dismissed by the Delhi High Court. In addition, environmentalists have supported the retention of cycle rickshaws as a non-polluting mode of transport.
Road
As per 2017 estimates, the total road length in India is ; making the Indian road network the second largest road network in the world after the United States. At 0.66 km of highway per square kilometre of land the density of India's highway network is higher than that of the United States (0.65) and far higher than that of China's (0.16) or Brazil's (0.20).
India has a network of National Highways connecting all the major cities and state capitals, forming the economic backbone of the country. As of 2013, India has a total of of National Highways, of which are classified as expressways. Although India has large network of four or more lane highways of international quality standards, but without access control (entry/exit control), they are not called as expressways but simply highways.
As per the National Highways Authority of India, about 65% of freight and 80% passenger traffic is carried by the roads. The National Highways carry about 40% of total road traffic, though only about 2% of the road network is covered by these roads. Average growth of the number of vehicles has been around 10.16% per annum over recent years.
India also has many bridges and flyovers in major cities to reduce traffic congestion. Some notable projects include Bandra - Worli Sea link in Mumbai and Kathipara Cloverleaf Interchange in Chennai. India's metropolitan intra-city average traffic vehicle speed in Delhi was 25 km/h (16 mph), in Mumbai 20.7 km/h (12.9 mph), in Chennai 18.9 km/h (11.7 mph) and in Kolkata 19.2 km/h (11.9 mph), as per a study by Ola Cabs in 2017.
Under National Highways Development Project (NHDP), work is under progress to equip national highways with at least four lanes; also there is a plan to convert some stretches of these roads to six lanes. In recent years construction has commenced on a nationwide system of multi-lane highways, including the Golden Quadrilateral connecting four important metropolitan cities of India (Delhi-Kolkata-Chennai-Mumbai) and North-South and East-West Corridors which link the largest cities in India.
In 2000, around 40% of villages in India lacked access to all-weather roads and remained isolated during the monsoon season. To improve rural connectivity, Pradhan Mantri Gram Sadak Yojana (Prime Minister's Rural Road Program), a project funded by the Central Government with the help of the World Bank, was launched in 2000 to build all-weather roads to connect all habitations with a population of 500 or above (250 or above for hilly areas).
Bus
Buses are an important means of public transport in India. Due to this social significance, urban bus transport is often owned and operated by public agencies, and most state governments operate bus services through a state road transport corporation. These corporations have proven extremely useful in connecting villages and towns across the country. Alongside the public companies there are many private bus fleets: As of 2012, there were 131,800 publicly owned buses in India, but 1,544,700 buses owned by private companies.
However, the share of buses is negligible in most Indian cities as compared to personalised vehicles, and two-wheelers and cars account for more than 80 percent of the vehicle population in most large cities.
Bus rapid transit systems
Bus rapid transit systems (BRTS), exist in several cities. Buses take up over 90% of public transport in Indian cities, and serve as an important mode of transport. Services are mostly run by state government owned transport corporations. In 1990s, all government state transport corporations have introduced various facilities like low-floor buses for the disabled and air-conditioned buses to attract private car owners to help decongest roads.
In 2010, the Ahmedabad Bus Rapid Transit System won the prestigious Sustainable Transport Award from the Transportation Research Board in Washington. Rainbow BRTS in Pune is the first BRTS system in the country. Mumbai introduced air conditioned buses in 1998. Bangalore was the first city in India to introduce Volvo B7RLE intra-city buses in India in January 2005. Bangalore is the first Indian city to have an air-conditioned bus stop, located near Cubbon Park. It was built by Airtel. The city of Chennai houses one of Asia's largest bus terminus, the Chennai Mofussil Bus Terminus.
Motor vehicles
Two-wheelers
Motorised two-wheeler vehicles like scooters, motorcycles and mopeds are very popular due to their fuel efficiency and ease of use in congested roads or streets. The number of two-wheelers sold is several times to that of cars. There were 47.5 million powered two-wheelers in India in 2003 compared with just 8.6 million cars.
Manufacture of motorcycles in India started when Royal Enfield began assembly in its plant in Chennai in 1948. Royal Enfield, an iconic brand name in the country, manufactures different variants of the British Bullet motorcycle which is a classic motorcycle that is still in production. Hero MotoCorp (formerly Hero Honda), Honda, Bajaj Auto, Yamaha, TVS Motors and Mahindra 2 Wheelers are the largest two-wheeler companies in terms of market-share.
Manufacture of scooters in India started when Automobile Products of India (API) set up at Mumbai and incorporated in 1949. They began assembling Innocenti-built Lambretta scooters in India. They eventually acquired a licence for the Li150 series model, of which they began full-fledged production from the early 1960s onwards. In 1972, Scooters India Limited (SIL), a state-run enterprise based in Lucknow, Uttar Pradesh, bought the entire manufacturing rights of the last Innocenti Lambretta model. API has infrastructural facilities at Mumbai, Aurangabad, and Chennai, but has been non-operational since 2002. SIL stopped producing scooters in 1998.
Motorcycles and scooters can be rented in many cities, Wicked Ride, Metro Bikes and many other companies are working with state governments to solve last-mile connectivity problems with mass-transit solutions. Wearing protective headgear is mandatory for both the rider and the pillion-rider in most cities.
Automobiles
Private automobiles account for 30% of the total transport demand in urban areas of India. An average of 963 new private vehicles are registered every day in Delhi alone. The number of automobiles produced in India rose from 6.3 million in 2002–2003 to 11 million (11.2 million) in 2008–2009. There is substantial variation among cities and states in terms of dependence on private cars: Bangalore, Chennai, Delhi and Kolkata have 185, 127, 157 and 140 cars per 1,000 people respectively, which is much lower compared to developed countries. This reflects different levels of urban density and varied qualities of public transport infrastructure. Nationwide, India still has a very low rate of car ownership. When comparing car ownership between BRIC developing countries, it is on a par with China, and exceeded by Brazil and Russia.
Compact cars, especially hatchbacks predominate due to affordability, fuel efficiency, congestion, and lack of parking space in most cities. Chennai is known as the "Detroit of India" for its automobile industry.
Maruti, Hyundai and Tata Motors are the most popular brands in the order of their market share. The Ambassador once had a monopoly, but is now an icon of pre-liberalisation India, and is still used by taxi companies. The Maruti 800 launched in 1984, created the first revolution in the Indian auto sector because of its low price and high quality. It had the highest market share until 2004, when it was overtaken by other low-cost models from Maruti such as the Alto and the Wagon R, the Indica from Tata Motors and the Santro from Hyundai. Over the 20 years since its introduction, about 2.4 million Maruti 800s have been sold. However, with the launch of the Tata Nano, the least expensive production car in the world, the Maruti 800 lost its popularity. India is also known for a variety of indigenous vehicles made in villages out of simple motors and vehicle spare parts. A few of these innovations are the Jugaad, Maruta, Chhakda, Peter Rehra and the Fame.
In the city of Bangalore, Radio One and the Bangalore Traffic Police, launched a carpooling drive which has involved celebrities such as Robin Uthappa, and Rahul Dravid encouraging the public to carpool. The initiative got a good response, and by the end of May 2009, 10,000 people are said to have carpooled in the city. There have been efforts to improve the energy efficiency of transport systems in Indian cities, including by introducing performance standards for private automobiles or by banning particularly polluting older cars. The city of Kolkata, for example, passed a law in 2009/10 phasing out vehicles over 15 years old with the purpose of reducing air pollution. However, the effects were mixed. On the one hand, poorer urban residents are more likely to see public health improvements from better air quality, since they are more likely to live in polluted areas and work outdoors than richer urban residents. On the other hand, drivers of such vehicles suffered from losing their livelihoods as a result of this environmental regulation.
Utility vehicles
The first utility vehicle in India was manufactured by Mahindra. It was a copy of the original Jeep and was manufactured under licence. The vehicle was an instant hit and made Mahindra one of the top companies in India. The Indian Army and police extensively use Mahindra vehicles along with Maruti Gypsys for transporting personnel and equipment. Tata Motors, the automobile manufacturing arm of the Tata Group, launched its first utility vehicle, the Tata Sumo, in 1994. The Sumo, owing to its then-modern design, captured a 31% share of the market within two years. The Tempo Trax from Force Motors till recently was ruling the rural areas. Sports utility vehicles now form a sizeable part of the passenger vehicle market. Models from Tata, Honda, Hyundai, Ford, Chevrolet and other brands are available.
Taxis
Most of the taxicabs in Mumbai and Kolkata are either Premier Padmini or Hindustan Ambassador cars. in rest of cities all modern cars are available. However, foreign developed app based taxi services like Uber as well as an Indian developed app based taxi services like Ola coming to the fore, taxicabs now include Sedans, SUVs and even motorcycle taxis. Depending on the city/state, taxis can either be hailed or hired from taxi-stands. In cities such as Bengaluru, Chennai, Hyderabad and Ahmedabad, taxis need to be hired over phone, whereas in cities like Kolkata and Mumbai, taxis can also be hailed on the street. According to Government of India regulations, all taxis are required to have a fare-meter installed. There are additional surcharges for luggage, late-night rides and toll taxes are to be paid by the passenger. Since year 2006, radio taxis have become increasingly popular with the public due to reasons of safety and convenience.
In cities and localities, where taxis are expensive or do not charge as per the government or municipal regulated fares, people use share taxis. These are normal taxis which carry one or more passengers travelling to destinations either on one route to the final destination, or near the final destination. The passengers are charged according to the number of people with different destinations. The city of Mumbai will soon be the first city in India, to have an "in-taxi" magazine, titled MumBaee, which will be issued to taxis, which are part of the Mumbai Taximen's Union. The magazine debuted on 13 July 2009. In Kolkata, there are many no refusal taxi available with white and blue in colour.
Auto
An auto is a three-wheeler vehicle for hire that does not have doors and is generally characterised by a small cabin for the driver in the front and a seat for passengers in the rear. Generally it is painted in yellow, green or black and has a black, yellow or green canopy on the top, but designs vary considerably from place to place. The colour of the auto rickshaw is also determined by the fuel that it is powered by, for example Agartala, Ahmedabad, Mumbai, Pune and Delhi have green or black autos indicating the use of compressed natural gas (CNG), whereas the autos of Kolkata, Bengaluru, Hyderabad have green autos indicating the use of LPG.
In Mumbai and other metropolitan cities, 'autos' or 'rickshaws', as they are popularly known, have regulated metered fares. A recent law prohibits auto rickshaw drivers from charging more than the specified fare, or charging night-fare before midnight, and also prohibits the driver from refusing to go to a particular location. Mumbai and Kolkata are also the only two cities, which prohibit auto rickshaws from entering a certain part of the city, in these cases being South Mumbai and certain parts of Downtown Kolkata. However, in cities like Chennai, it is common to see autorickshaw drivers demand more than the specified fare and refuse to use fare meter.
Airports and railway stations at many cities such as Howrah, Chennai and Bengaluru provide a facility of prepaid auto booths, where the passenger pays a fixed fare as set by the authorities for various locations.
Electric rickshaw is new popular means of transport, rapidly growing in number in India, due to low running and initial cost, other economic and environmental benefits, these vehicles are becoming popular in India. E-Rickshaws are made in fiberglass or metal body, powered by a BLDC Electric Motor with max power 2000W and speed 25 km/h.
Rail
Country-wide rail services in India, are provided by the state-run Indian Railways under the supervision of the Ministry of Railways. IR is divided into eighteen zones including the Kolkata Metro Railway. The IR are further sub-divided into sixty seven divisions, each having a divisional headquarters.
The railway network travels across the country, covering more than 7,321 stations over a total route length of more than and track length of about as of March 2021. About or 71% of the route-kilometre was electrified as on March 2019. IR provides an important mode of transport in India, transporting 23.1 million passengers and 3.3 million tons of freight daily as on March 2019. IR is the world's eighth-largest employer, it had 1.227 million employees as of March 2019. As to rolling stock, IR owns over 289,185 (freight) wagons, 74,003 coaches and 12,147 locomotives as of March 2019. It also owns locomotive and coach production facilities. It operates both long distance and suburban rail systems.
The IR runs a number of special types of services which are given higher priority. The fastest train at present is the Vande Bharat Express with operation speeds of up to 180 km/h, though the fastest service is Gatimaan Express with an operational speed of and average speed of , since the Vande Bharat Express is capped at 120 km/h for safety reasons. The Rajdhani trains introduced in 1969 provides connectivity between the national capital, Delhi and capitals of the states. On the other hand, Shatabdi Express provides connectivity between centres of tourism, pilgrimage or business. The Shatabdi Express trains run over short to medium distances and do not have sleepers while the Rajdhani Expresses run over longer distances and have only sleeping accommodation. Both series of trains have a maximum permissible speed of 110 to 140 km/h (81 to 87 mph) but average speed of less than 100 km/h..
Besides, the IR also operates a number of luxury trains which cater to various tourist circuits. For instance, the Palace on Wheels serves the Rajasthan circuit and The Golden Chariot serves the Karnataka and Goa circuits. There are two UNESCO World Heritage Sites on IR, the Chhatrapati Shivaji Maharaj Terminus and the Mountain railways of India. The latter consists of three separate railway lines located in different parts of India, the Darjeeling Himalayan Railway, a narrow gauge railway in Lesser Himalayas in West Bengal, the Nilgiri Mountain Railway, a rack railway in the Nilgiri Hills in Tamil Nadu and the Kalka-Shimla Railway, a narrow gauge railway in the Siwalik Hills in Himachal Pradesh.
In the freight segment, IR ferries various commodities and fuels in industrial, consumer, and agricultural segments across the length and breadth of India. IR has historically subsidised the passenger segment with income from the freight business. As a result, freight services are unable to compete with other modes of transport on both cost and speed of delivery, leading to continuous erosion of market share. To counter this downward trend, IR has started new initiatives in freight segments including upgrading of existing goods sheds, attracting private capital to build multi-commodity multi-modal logistics terminals, changing container sizes, operating time-tabled freight trains, and tweaking with the freight pricing/product mix.
In 1999, the Konkan Railway Corporation introduced the Roll on Roll off (RORO) service, a unique road-rail synergy system, on the section between Kolad in Maharashtra and Verna in Goa, which was extended up to Surathkal in Karnataka in 2004. The RORO service, the first of its kind in India, allowed trucks to be transported on flatbed trailers. It was highly popular, carrying about trucks and bringing in about 740 million worth of earnings to the corporation till 2007.
Perhaps the game-changer for IR in the freight segment are the new dedicated freight corridors that are expected to be completed by 2020. When fully implemented, the new corridors, spanning around 3300 km, could support hauling of trains up to 1.5 km in length with 32.5-ton axle-load at speeds of . Also, they will free-up capacity on dense passenger routes and will allow IR to run more trains at higher speeds. Additional corridors are being planned to augment the freight infrastructure in the country.
Commuter rail transport
In many Indian metropolitan regions, rail is the more efficient and affordable mode of public transport for daily commute. Examples of types of services include long-established local or suburban rail services in cities such as Mumbai, Kolkata and Chennai, the century-old tram service in Kolkata, the more recent metro service in Kolkata, Delhi and Chennai and Monorail feeder service in Mumbai.
Suburban rail
The Mumbai Suburban Railway is the first rail system in India, which began services in Mumbai in 1853, transports 6.3 million passengers daily and has the highest passenger density in the world. The Kolkata Suburban Railway was established in 1854, and the Chennai Suburban Railway in 1931. The operational suburban rail systems in India are in Mumbai Suburban Railway, Kolkata Suburban Railway, Chennai Suburban Railway, Lucknow-Kanpur Suburban Railway, Delhi Suburban Railway, Pune Suburban Railway, Hyderabad Multi-Modal Transport System, Barabanki-Lucknow Suburban Railway and Karwar railway division. Other planned systems are Bengaluru Commuter Rail, Ahmedabad Suburban Railway and Coimbatore Suburban Railway.
Mass rapid transit system
The Chennai MRTS, which began services in 1995, remains the country's first and only mass rapid transit rail. Although distinct from the Chennai Suburban Railway, the MRTS remains integrated in a wider urban rail network.
Metro
The first modern rapid transit in India is the Kolkata Metro which started its operations in 1984 as the 17th Zone of the Indian Railways. The Delhi Metro in New Delhi is India's second conventional metro and began operations in 2002. The Namma Metro in Bangalore is India's third operational rapid transit and began operations in 2011.
The operational systems are Kolkata Metro, Delhi Metro, Namma Metro, Rapid Metro, Mumbai Metro, Jaipur Metro, Chennai Metro, Kochi Metro, Lucknow Metro, Nagpur Metro, Noida Metro, Hyderabad Metro, Kanpur Metro, Ahmedabad Metro.
The planned systems are Ghaziabad Metro, Navi Mumbai Metro, Metro-Link Express for Gandhinagar and Ahmedabad, Varanasi Metro, , Bareilly Metro, Pune Metro, Vijayawada Metro, Patna Metro, Meerut Metro, Guwahati Metro, Chandigarh Metro, Bhopal Metro, Kozhikode Light Metro, Indore Metro, Thiruvananthapuram Light Metro, Agra Metro, Coimbatore Metro, Visakhapatnam Metro, Surat Metro, Srinagar Metro, Greater Gwalior Metro, Jabalpur Metro and Greater Nashik Metro. Currently, rapid transit is under construction or in planning in several major cities of India and will be opened shortly.
Monorail
Monorail is generally considered as feeder system for the metro trains in India. In 2004, monorail was first proposed for Kolkata. But, later the idea was put on hold due to lack of funds and infeasibility. The Mumbai Monorail, which started in 2014, is the first operational monorail network in India (excluding the Skybus Metro) since the Patiala State Monorail Trainways closed in 1927.
Other planned systems are Chennai Monorail, Kolkata Monorail, Allahabad Monorail, Bengaluru Monorail, Delhi Monorail, Indore Monorail, Kanpur Monorail, Navi Mumbai Monorail, Patna Monorail, Pune Monorail, Ahmedabad Monorail, Aizawl Monorail, Bhubaneswar Monorail, Jodhpur Monorail, Kota Monorail, Nagpur Monorail and Nashik Monorail.
Tram
In addition to trains, trams were introduced in many cities in late 19th century, though almost all of these were phased out. The trams in Kolkata is currently the only tram system in the country.
International links
Rail links between India and neighbouring countries are not well-developed. Two trains operate to Pakistan—the Samjhauta Express between Delhi and Lahore, and the Thar Express between Jodhpur and Karachi. Bangladesh is connected by a biweekly train, the Maitree Express that runs from Kolkata to Dhaka and a weekly train, the Bandhan Express that runs from Kolkata to Khulna. Two rail links to Nepal exist—passenger services between Jaynagar and Bijalpura, and freight services between Raxaul and Birganj.
No rail link exists with Myanmar but a railway line is to be built through from Jiribam (in Manipur) to Tamu through Imphal and Moreh. The construction of this missing link, as per the feasibility study conducted by the Ministry of External Affairs through RITES Ltd, is estimated to cost . An 18 km railway link with Bhutan is being constructed from Hashimara in West Bengal to Toribari in Bhutan. No rail link exists with either China or Sri Lanka.
High-speed rail
India does not have any railways classified as high-speed rail (HSR), which have operational speeds in excess of .
Prior to the 2014 general election, the major national party (Indian National Congress and Bharatiya Janata Party) pledged to introduce high-speed rail. The BJP pledged to connect all of India's million-plus cities by high-speed rail, later BJP, which won the election, promised to build the Diamond Quadrilateral project, which would connect the cities of Chennai, Delhi, Kolkata, and Mumbai via high-speed rail. This project was approved as a priority for the new government in the incoming prime minister's speech. Construction of one kilometer of high speed railway track will cost – , which is 10–14 times higher than the construction of standard railway.
Indian government approved the choice of Japan to build India's first high-speed railway. The planned rail would run some between Mumbai and the western city of Ahmedabad, at a top speed of . Under the proposal, construction is expected to begin in 2017 and be completed in 2023. It would cost about and be financed by a low-interest loan from Japan. India will use the wheel-based 300 km/hr HSR technology, instead of new maglev 600 km/hr technology of the Japan used in Chūō Shinkansen. India is expected to have its HSR line operational from 2025 onwards, once the safety checks are completed.
Light rail
Like monorail, light rail is also considered as a feeder system for the metro systems. The planned systems are Kolkata Light Rail Transit and Delhi Light Rail Transit.
Airways
Directorate General of Civil Aviation is the national regulatory body for the aviation industry. It is controlled by the Ministry of Civil Aviation. The ministry also controls aviation related autonomous organisations like the Airports Authority of India (AAI), Bureau of Civil Aviation Security (BCAS), Indira Gandhi Rashtriya Uran Akademi and Public Sector Undertakings including Air India, Pawan Hans Helicopters Limited and Hindustan Aeronautics Limited.
Air India is India's national flag carrier after merging with Indian (airline) in 2011 and plays a major role in connecting India with the rest of the world. IndiGo, Air India, Spicejet and Go First are the major carriers in order of their market share. These airlines connect more than 80 cities across India and also operate overseas routes after the liberalisation of Indian aviation. Several other foreign airlines connect Indian cities with other major cities across the globe. However, a large section of country's air transport potential remains untapped, even though the Mumbai-Delhi air corridor was ranked the world's tenth busiest route by Amadeus in 2012.
Airports
While there are 346 civilian airfields in India – 253 with paved runways and 93 with unpaved runways, only 132 were classified as "airports" as of November 2014. Of these, Indira Gandhi International Airport in Delhi is the busiest in the country. The operations of the major airports in India have been privatised over the past five years and this has resulted in better equipped and cleaner airports. The terminals have either been refurbished or expanded.
India also has 33 "ghost airports," which were built in an effort to make air travel more accessible for those in remote regions but are now non-operational due to a lack of demand. The Jaisalmer Airport in Rajasthan, for example, was completed in 2013 and was expected to host 300,000 passengers a year but has yet to see any commercial flights take off. Despite the number of non-operational airports, India is currently planning on constructing another 200 "low-cost" airports over the next 20 years.
Heliports
As of 2013, there are 45 heliports in India. India also has the world's highest helipad at the Siachen Glacier at a height of 6400 m (21,000 ft) above mean sea level. Pawan Hans Helicopters Limited is a public sector company that provides helicopter services to ONGC to its off-shore locations, and also to various State Governments in India, particularly in North-east India.
Water
India has a coastline of , and thus ports are the main centres of trade. India also has an extensive network of inland waterways.
Ports and shipping
In India, about 96% of the foreign trade by quantity and 70% by value takes place through the ports. Mumbai Port & JNPT(Navi Mumbai) handles 70% of maritime trade in India. There are twelve major ports: Navi Mumbai, Mumbai, Chennai, Ennore, Thoothukudi, Kochi, Kolkata (including Haldia), Paradip, Visakhapatnam, New Mangaluru, Mormugao and Kandla. Other than these, there are 187 minor and intermediate ports, 43 of which handle cargo.
Maritime transportation in India is managed by the Shipping Corporation of India, a government-owned company that also manages offshore and other marine transport infrastructure in the country. It owns and operates about 35% of Indian tonnage and operates in practically all areas of shipping business servicing both national and international trades. The only Indian state with three ports is Tamil Nadu, they are Ennore, Chennai and Tuticorin.
It has a fleet of 79 ships of 2,750,000 GT (4.8 million DWT) and also manages 53 research, survey and support vessels of 120,000 GT (060,000 DWT) on behalf of various government departments and other organisations. Personnel are trained at the Maritime Training Institute in Mumbai, a branch of the World Maritime University, which was set up in 1987. The Corporation also operates in Malta and Iran through joint ventures.
The distinction between major and minor ports is not based on the amount of cargo handled. The major ports are managed by port trusts which are regulated by the central government. They come under the purview of the Major Port Trusts Act, 1963. The minor ports are regulated by the respective state governments and many of these ports are private ports or captive ports. The total amount of traffic handled at the major ports in 2005–2006 was 382.33 Mt.
Inland Waterways
India has an extensive network of inland waterways in the form of rivers, canals, backwaters and creeks. The total navigable length is , out of which about of river and of canals can be used by mechanised crafts. Freight transport by waterways is highly underutilised in India compared to other large countries. The total cargo moved by inland waterways is just 0.15% of the total inland traffic in India, compared to the corresponding figures of 20% for Germany and 32% for Bangladesh.
Cargo that is transported in an organised manner is confined to a few waterways in Goa, West Bengal, Assam and Kerala. The Inland Waterways Authority of India (IWAI) is the statutory authority in charge of the waterways in India. It does the function of building the necessary infrastructure in these waterways, surveying the economic feasibility of new projects and also administration and regulation. The following waterways have been declared as National Waterways:
National Waterway 1: Allahabad–Haldia stretch of the Ganga – Bhagirathi – Hooghly River system with a total length of on 27 October 1986.
National Waterway 2: Saidiya–Dhubri stretch of the Brahmaputra river system with a total length of in 26 Oct 1988.
National Waterway 3: Kollam–Kottapuram stretch of the West Coast Canal along with Champakara and Udyogmandal canals, with a total length of in 1 Feb 1991.
National Waterway 4: Bhadrachalam–Rajahmundry and Wazirabad–Vijaywada stretch of the Krishna–Godavari river system along with the Kakinada–Puducherry canal network, with a total length of in 24 Nov 2008.
National Waterway 5: Mangalgadi–Paradeep and Talcher–Dhamara stretch of the Mahanadi–Brahmani river system along with the East Coast Canal, with a total length of in 24 Nov 2008.
Pipelines
Oil and gas industry in India imports 82% of its oil needs and aims to bring that down to 67% by 2022 by replacing it with local exploration, renewable energy and indigenous ethanol fuel (c. Jan 2018).
Length of pipelines for crude oil is .
Length of Petroleum products pipeline is .
Logistics
Logistics in India ranking moved up to 35th place in 2016 from 54th in 2014 on World Bank's Global Logistics Performance Index. Government strategy aims to raise the share of global trade in India's GDP (US$2.7 trillion in FY 2017–18) to 40%, including half of it (20% of GDP) from exports (c. Jan 2018). Cost of logistics in India is 14% of GDP, which is higher than the developed nations, and government reforms aim to bring it down to 10% of GDP by 2022 (c. Jan 2018). Ministry of Commerce and Industry has created a new dedicated centralised Logistics division in collaboration with Singapore and Japan to handle the logistics which was earlier handled by several different ministries, such as railways, roads, shipping and aviation. To boot exports, each state will have exports and logistic policy and Nodal officers will be appointed at district level (c. Jan 2018). There are 64 transactions and 37 government agencies in the end-to-end production-to-export process. To further improve the ranking, improve speed of logistics, ease of doing business and reduce the cost of logistics, India is creating a "common online integrated logistics e-marketplace portal" that will cover all transactions in production and export, connect buyers with logistics service providers and government agencies such as the customs department Icegate system, Port Community Systems, Sea and Air Port terminals, Shipping lines, Railways, etc. (c. Jan 2018).
As part of the US$125 billion port-led development project Sagarmala, the government will define the regulatory framework for the Indian logistics operational standards by benchmarking India's 300 dry ports logistics parks (inland container depots or ICDs) to the top 10 logistics international best practices nations to boost exports, remove supply chain bottlenecks, reduce transaction costs, optimise logistics mix, set up new hub-and-spoke dry ports (c. January 2018). To reduce the logistics costs by 10% and emissions by 12%, the government is also developing 35 new "Multimodal Logistics Parks" (MMLPs) on 36 ring roads, which will facilitate 50% of the freight moved in India. Land has been earmarked and pre-feasibility studies are underway for six of these MMLPs (c. May 2017).
Confederation of Indian Industry (CII) and government will organise an annual national logistics convention. Major supply chain solution providers include Container Corporation of India and Transport Corporation of India, and Logistics Management magazine is one of the industry publications.
Modernisation
In 1998, the Supreme Court of India published a directive that specified the date of April 2001 as deadline to replace or convert all buses, three-wheelers and taxis in Delhi to compressed natural gas.
The Karnataka State Road Transport Corporation was the first state transport undertaking in India to utilise bio-fuels and ethanol-blended fuels. KSRTC took an initiative to do research in alternative fuel forms by experimenting with various alternatives — blending diesel with biofuels such as honge, palm, sunflower, groundnut, coconut and sesame. In 2009, the corporation decided to promote the use of biofuel buses.
In 2017, the government announced that by 2030, only electric vehicles would be sold in the country. It also announced that by 2022 all trains would be electric.
In March 2020, the Government of India suspended all passenger rail, metro and bus services due to COVID-19
See also
Multimodel and international
North-South Transport Corridor
Ashgabat agreement, a multimodal transport agreement signed by India, Oman, Iran, Turkmenistan, Uzbekistan and Kazakhstan, for creating an international transport and transit corridor facilitating transportation of goods between Central Asia and the Persian Gulf.
Similar rail development
Dedicated freight corridors in India
Future of rail transport in India, rail development
Similar roads development
Bharatmala
Diamond Quadrilateral, subsumed in Bharatmala
Golden Quadrilateral, completed national road development connectivity older scheme
India-China Border Roads, subsumed in Bharatmala
Expressways of India
Setu Bharatam, river road bridge development in India
Similar ports and river transport development
List of National Waterways in India
Sagar Mala project, national water port development connectivity scheme
Similar air transport development
Guided missiles of India
List of ISRO missions
Indian Human Spaceflight Programme
UDAN, national airport development connectivity scheme
List of ISRO missions
General
Traffic collisions in India
Urban rail transit in India
Aerial lift in India
References
External links
Follow a young commuter on her way through Mumbai, a web documentary by Deutsche Welle Global Ideas (www.dw.de/globalideas)
Ministry of Road Transport & Highways
Mile by Mile, India Paves a Smoother Road to Its Future, The New York Times, 4 December 2005.
Motor Vehicles Act, 1988
Logistics Company in Delhi |
14604 | https://en.wikipedia.org/wiki/Foreign%20relations%20of%20India | Foreign relations of India | The Republic of India, has diplomatic relations with 201 states around the globe, having 199 missions and posts operating globally while plans to open new missions in 2020-21 hosted by 11 UN Member States.
The Ministry of External Affairs (India) (MEA), also known as the Foreign Ministry, is the government agency responsible for the conduct of foreign relations of India.
With the world's third largest military expenditure, fourth largest armed force, fifth largest economy by GDP nominal rates and third largest economy in terms of purchasing power parity, India is a prominent regional power, a nuclear power, an emerging global power and a potential superpower. India assumes a growing international influence and a prominent voice in global affairs.
As a former British colony, India is a member of the Commonwealth of Nations and continues to maintain relationships with other Commonwealth countries. Since gaining independence from Britain in 1947, however, India is now classified as a newly industrialised country and has cultivated an extensive network of foreign relations with other states. As a member state of BRICS - a repertoire of emerging major economies that also encompasses Brazil, Russia, China and South Africa, India also exerts a salient influence as the founding member of the Non-Aligned Movement. In recent decades, India has pursued a more expansive foreign policy that encompasses the neighborhood first policy embodied by SAARC as well as the Look East policy to forge more extensive economic and strategic relationships with other East Asian countries. Moreover, India was one of the founding members of several international organisations—the United Nations, the Asian Development Bank, New Development BRICS Bank, and G-20, widely considered the main economic locus of emerging and developed nations.
India has also played an important and influential role in other international organisations like East Asia Summit, World Trade Organization, International Monetary Fund (IMF), G8+5 and IBSA Dialogue Forum. India is also a member of the Asian Infrastructure Investment Bank and the Shanghai Cooperation Organisation.
Regionally, India is a part of SAARC and BIMSTEC. India has taken part in several UN peacekeeping missions, and , is the fifth-largest troop contributor. India is currently seeking a permanent seat in the UN Security Council, along with the other G4 nations.
India wields enormous influence in global affairs and can be classified as an emerging superpower.
History
India's relations with the world have evolved since the British Raj (1857–1947), when the British Empire took responsibility for handling external and defence relations. When India gained independence in 1947, few Indians had experience in making or conducting foreign policy. However, the country's oldest political party, the Indian National Congress, had established a small foreign department in 1925 to make overseas contacts and to publicise its independence struggle. From the late 1920s on, Jawaharlal Nehru, who had a long-standing interest in world affairs among independence leaders, formulated the Congress stance on international issues. As Prime Minister and Minister of External Affairs from 1947, Nehru articulated India's approach to the world.
India's international influence varied over the years after independence. Indian prestige and moral authority were high in the 1950s and facilitated the acquisition of developmental assistance from both East and West. Although the prestige stemmed from India's nonaligned stance, the nation was unable to prevent Cold War politics from becoming intertwined with interstate relations in South Asia. On the intensely debated Kashmir issue with Pakistan, India lost credibility by rejecting United Nations calls for a plebiscite in the disputed area.
In the 1960s and 1970s India's international position among developed and developing countries faded in the course of wars with China and Pakistan, disputes with other countries in South Asia, and India's attempt to match Pakistan's support from the United States and China by signing the Indo-Soviet Treaty of Friendship and Cooperation in August 1971. Although India obtained substantial Soviet military and economic aid, which helped to strengthen the nation, India's influence was undercut regionally and internationally by the perception that its friendship with the Soviet Union prevented a more forthright condemnation of the Soviet presence in Afghanistan. In the late 1980s, India improved relations with the United States, other developed countries, and China while continuing close ties with the Soviet Union. Relations with its South Asian neighbours, especially Pakistan, Sri Lanka, and Nepal, occupied much of the energies of the Ministry of External Affairs.
Even before independence, the Indian colonial government maintained semi-autonomous diplomatic relations. It had colonies (such as the Aden Settlement), who sent and received full missions,. India was a founder member of both the League of Nations and the United Nations. After India gained independence from the United Kingdom in 1947, it soon joined the Commonwealth of Nations and strongly supported independence movements in other colonies, like the Indonesian National Revolution. The partition and various territorial disputes, particularly that over Kashmir, would strain its relations with Pakistan for years to come. During the Cold War, India adopted a foreign policy of not aligning itself with any major power bloc. However, India developed close ties with the Soviet Union and received extensive military support from it.
The end of the Cold War significantly affected India's foreign policy, as it did for much of the world. The country now seeks to strengthen its diplomatic and economic ties with the United States, the European Union trading bloc, Japan, Israel, Mexico, and Brazil. India has also forged close ties with the member states of the Association of Southeast Asian Nations, the African Union, the Arab League and Iran.
Though India continues to have a military relationship with Russia, Israel has emerged as India's second largest military partner while India has built a strong strategic partnership with the United States. The foreign policy of Narendra Modi indicated a shift towards focusing on the Asian region and, more broadly, trade deals.
Policy
India's foreign policy has always regarded the concept of neighbourhood as one of widening concentric circles, around a central axis of historical and cultural commonalities.
As many as 44 million people of Indian origin live and work abroad and constitute an important link with the mother country. An important role of India's foreign policy has been to ensure their welfare and wellbeing within the framework of the laws of the country where they live.
Role of the Prime Minister
Jawaharlal Nehru, India's first Prime Minister, promoted a strong personal role for the Prime Minister but a weak institutional structure. Nehru served concurrently as Prime Minister and Minister of External Affairs; he made all major foreign policy decisions himself after consulting with his advisers and then entrusted the conduct of international affairs to senior members of the Indian Foreign Service. He was the main founding fathers of the Panchsheel or the Five Principles of Peaceful Co-existence.
His successors continued to exercise considerable control over India's international dealings, although they generally appointed separate ministers of external affairs.
India's second prime minister, Lal Bahadur Shastri (1964–66), expanded the Prime Minister Office (sometimes called the Prime Minister's Secretariat) and enlarged its powers. By the 1970s, the Office of the Prime Minister had become the de facto coordinator and supraministry of the Indian government. The enhanced role of the office strengthened the prime minister's control over foreign policy making at the expense of the Ministry of External Affairs. Advisers in the office provided channels of information and policy recommendations in addition to those offered by the Ministry of External Affairs. A subordinate part of the office—the Research and Analysis Wing (RAW)—functioned in ways that significantly expanded the information available to the prime minister and his advisers. The RAW gathered intelligence, provided intelligence analysis to the Office of the Prime Minister, and conducted covert operations abroad.
The prime minister's control and reliance on personal advisers in the Office of the Prime Minister was particularly strong under the tenures of Indira Gandhi (1966–77 and 1980–84) and her son, Rajiv (1984–89), who succeeded her, and weaker during the periods of coalition governments. Observers find it difficult to determine whether the locus of decision-making authority on any particular issue lies with the Ministry of External Affairs, the Council of Ministers, the Office of the Prime Minister, or the prime minister himself.
The Prime Minister is however free to appoint advisers and special committees to examine various foreign policy options and areas of interest. In a recent instance, Manmohan Singh appointed K. Subrahmanyam in 2005 to head a special government task force to study 'Global Strategic Developments' over the next decade. The Task Force submitted its conclusions to the Prime Minister in 2006. The report has not yet been released in the public domain.
Ministry of External Affairs
The Ministry of External Affairs is the Indian government's agency responsible for the foreign relations of India. The Minister of External Affairs holds cabinet rank as a member of the Council of Ministers.
Subrahmanyam Jaishankar is current Minister of External Affairs. The Ministry has a Minister of State V Muraleedharan. The Indian Foreign Secretary is the head of Indian Foreign Service (IFS) and therefore, serves as the head of all Indian (ambassadors) and high commissioners. Harsh Vardhan Shringla is the current Foreign Secretary of India.
Act East Policy
In the post Cold War era, a significant aspect of India's foreign policy is the Look East Policy. During the cold war, India's relations with its South East Asian neighbours was not very strong. After the end of the cold war, the government of India particularly realised the importance of redressing this imbalance in India's foreign policy. Consequently, the Narsimha Rao government in the early nineties of the last century unveiled the look east policy. Initially it focused on renewing political and economic contacts with the countries of East and South-East Asia.
At present, under the Look East Policy, the Government of India is giving special emphasis on the economic development of backward north eastern region of India taking advantage of huge market of ASEAN as well as of the energy resources available in some of the member countries of ASEAN like Burma. Look-east policy was launched in 1991 just after the end of the cold war, following the dissolution of the Soviet Union. After the start of liberalisation, it was a very strategic policy decision taken by the government in the foreign policy. To quote Prime Minister Manmohan Singh "it was also a strategic shift in India's vision of the world and India's place in the evolving global economy".
The policy was given an initial thrust with the then Prime Minister Narasimha Rao visiting China, Japan, South Korea, Vietnam and Singapore and India becoming an important dialogue partner with ASEAN in 1992. Since the beginning of this century, India has given a big push to this policy by becoming a summit level partner of ASEAN (2002) and getting involved in some regional initiatives such as the BIMSTEC and the Ganga–Mekong Cooperation and now becoming a member of the East Asia Summit (EAS) in December 2005.
Since the dissolution of the Soviet Union, India has forged a closer partnership with Western powers. In the 1990s, India's economic problems and the demise of the bipolar world political system forced India to reassess its foreign policy and adjust its foreign relations. Previous policies proved inadequate to cope with the serious domestic and international problems facing India. The end of the Cold War gutted the core meaning of nonalignment and left Indian foreign policy without significant direction. The hard, pragmatic considerations of the early 1990s were still viewed within the nonaligned framework of the past, but the disintegration of the Soviet Union removed much of India's international leverage, for which relations with Russia and the other post-Soviet states could not compensate. After the dissolution of the Soviet Union, India improved its relations with the United States, Canada, France, Japan and Germany. In 1992, India established formal diplomatic relations with Israel and this relationship grew during the tenures of the National Democratic Alliance (NDA) government and the subsequent United Progressive Alliance (UPA) governments.
In the mid-1990s, India attracted the world attention towards the Pakistan-backed terrorism in Kashmir. The Kargil War resulted in a major diplomatic victory for India. The United States and European Union recognised the fact that Pakistani military had illegally infiltrated into Indian territory and pressured Pakistan to withdraw from Kargil. Several anti-India militant groups based in Pakistan were labelled as terrorist groups by the United States and European Union.
In 1998, India tested nuclear weapons for the second time (see Pokhran-II) which resulted in several US, Japanese and European sanctions on India. India's then-defence minister, George Fernandes, said that India's nuclear programme was necessary as it provided a deterrence to potential Chinese nuclear threat. Most of the sanctions imposed on India were removed by 2001.
After September 11 attacks in 2001, Indian intelligence agencies provided the US with significant information on Al-Qaeda and related groups' activities in Pakistan and Afghanistan. India's extensive contribution to the War on Terror, coupled with a surge in its economy, has helped India's diplomatic relations with several countries. Over the past three years, India has held numerous joint military exercises with US and European nations that have resulted in a strengthened US-India and EU-India bilateral relationship. India's bilateral trade with Europe and United States had more than doubled in the five years since 2003.
India has been pushing for reforms in the UN and WTO with mixed results. India's candidature for a permanent seat at the UN Security Council is currently backed by several countries including France, Russia, the United Kingdom, Germany, Japan, Brazil, Australia and UAE. In 2004, the United States signed a nuclear co-operation agreement with India even though the latter is not a part of the Nuclear Non-Proliferation Treaty. The US argued that India's strong nuclear non-proliferation record made it an exception, however this has not persuaded other Nuclear Suppliers Group members to sign similar deals with India. During a state visit to India in November 2010, US president Barack Obama announced US support for India's bid for permanent membership to UN Security Council as well as India's entry to Nuclear Suppliers Group, Wassenaar Arrangement, Australia Group and Missile Technology Control Regime. As of January 2018, India has become member of Wassenaar Arrangement, Australia Group and Missile Technology Control Regime.
Strategic partners
India's growing economy, strategic location, mix of friendly and diplomatic foreign policy and large and vibrant diaspora has won it more allies than enemies. India has friendly relations with several countries in the developing world. Though India is not a part of any major military alliance, it has close strategic and military relationship with most of the fellow major powers.
Countries considered India's closest include the Russian Federation, Israel, Afghanistan, France, Bhutan, Bangladesh, and the United States. Russia is the largest supplier of military equipment to India, followed by Israel and France. According to some analysts, Israel is set to overtake Russia as India's largest military and strategic partner. The two countries also collaborate extensively in the sphere of counter-terrorism and space technology. India also enjoys strong military relations with several other countries, including the United Kingdom, the United States, Japan, Singapore, Brazil, South Africa and Italy. In addition, India operates an airbase in Tajikistan, signed a landmark defence accord with Qatar in 2008, and has leased out Assumption Island from Seychelles to build a naval base in 2015.
India has also forged relationships with developing countries, especially South Africa, Brazil, and Mexico. These countries often represent the interests of the developing countries through economic forums such as the G8+5, IBSA and WTO. India was seen as one of the standard bearers of the developing world and claimed to speak for a collection of more than 30 other developing nations at the Doha Development Round. Indian Look East policy has helped it develop greater economic and strategic partnership with Southeast Asian countries, South Korea, Japan, and Taiwan. India also enjoys friendly relations with the Persian Gulf countries and most members of the African Union.
The Foundation for National Security Research in New Delhi published India's Strategic Partners: A Comparative Assessment and ranked India's top strategic partners with a score out of 90 points : Russia comes out on top with 62, followed by the United States (58), France (51), UK (41), Germany (37), and Japan (34).
Partnership agreements
India has signed strategic partnership agreements with more than two dozen countries/supranational entities listed here in the chronological order of the pacts:
Future agreements
Currently, India is taking steps towards establishing strategic partnerships with Canada and Argentina. Although India has not signed any formal strategic partnership agreements with Bhutan and Qatar, its
foreign ministry often describes relations with these countries as 'strategic'.
Neighbouring countries
Afghanistan
Bilateral relations between India and Afghanistan have been traditionally strong and friendly. While India was the only South Asian country to recognise the Soviet-backed Democratic Republic of Afghanistan in the 1980s, its relations were diminished during the Afghan civil wars and the rule of the Islamist Taliban in the 1990s. India aided the overthrow of the Taliban and became the largest regional provider of humanitarian and reconstruction aid.
The new democratically elected Afghan government strengthened its ties with India in wake of persisting tensions and problems with Pakistan, which is continuing to shelter and support the Taliban. India pursues a policy of close co-operation to bolster its standing as a regional power and contain its rival Pakistan, which it maintains is supporting Islamic militants in Kashmir and other parts of India. India is the largest regional investor in Afghanistan, having committed more than US$3 billion for reconstruction purposes.
Bangladesh
India was the second country to recognise Bangladesh as a separate and independent state, doing so on 6 December 1971. India fought alongside the Bangladeshis to liberate Bangladesh from West Pakistan in 1971.
Bangladesh's relationship with India has been difficult in terms of irrigation and land border disputes post 1976. However, India has enjoyed favourable relationship with Bangladesh during governments formed by the Awami League in 1972 and 1996. The recent solutions of land and maritime disputes have taken out irritants in ties.
At the outset India's relations with Bangladesh could not have been stronger because of India's unalloyed support for independence and opposition against Pakistan in 1971. During the independence war, many refugees fled to India. When the struggle of resistance matured in November 1971, India also intervened militarily and may have helped bring international attention to the issue through Indira Gandhi's visit to Washington, D.C. Afterwards India furnished relief and reconstruction aid. India extended recognition to Bangladesh prior to the end of the war in 1971 (the second country to do so after Bhutan) and subsequently lobbied others to follow suit. India also withdrew its military from the land of Bangladesh when Sheikh Mujibur Rahman requested Indira Gandhi to do so during the latter's visit to Dhaka in 1972.
Indo-Bangladesh relations have been somewhat less friendly since the fall of Mujib government in August 1975. over the years over issues such as South Talpatti Island, the Tin Bigha Corridor and access to Nepal, the Farakka Barrage and water sharing, border conflicts near Tripura and the construction of a fence along most of the border which India explains as security provision against migrants, insurgents and terrorists. Many Bangladeshis feel India likes to play "big brother" to smaller neighbours, including Bangladesh. Bilateral relations warmed in 1996, due to a softer Indian foreign policy and the new Awami League Government. A 30-year water-sharing agreement for the Ganges River was signed in December 1996, after an earlier bilateral water-sharing agreement for the Ganges River lapsed in 1988. Both nations also have cooperated on the issue of flood warning and preparedness. The Bangladesh Government and tribal insurgents signed a peace accord in December 1997, which allowed for the return of tribal refugees who had fled into India, beginning in 1986, to escape violence caused by an insurgency in their homeland in the Chittagong Hill Tracts. The Bangladesh Army maintains a very strong presence in the area to this day. The army is increasingly concerned about a growing problem of cultivation of illegal drugs.
There are also small pieces of land along the border region that Bangladesh is diplomatically trying to reclaim. Padua, part of Sylhet Division before 1971, has been under Indian control since the war in 1971. This small strip of land was re-occupied by the BDR in 2001, but later given back to India after Bangladesh government decided to solve the problem through diplomatic negotiations. The Indian New Moore island no longer exists, but Bangladesh repeatedly claims it to be part of the Satkhira district of Bangladesh.
In recent years India has increasingly complained that Bangladesh does not secure its border properly. It fears an increasing flow of poor Bangladeshis and it accuses Bangladesh of harbouring Indian separatist groups like ULFA and alleged terrorist groups. The Bangladesh government has refused to accept these allegations. India estimates that over 20 million Bangladeshis are living illegally in India. One Bangladeshi official responded that "there is not a single Bangladeshi migrant in India". Since 2002, India has been constructing an India – Bangladesh Fence along much of the 2500 mile border. The failure to resolve migration disputes bears a human cost for illegal migrants, such as imprisonment and health risks (namely HIV/AIDS).
India's prime minister Narendra Modi and his Bangladeshi counterpart Sheikh Hasina have completed a landmark deal redrawing their messy shared border and there by solving disputes between India and Bangladesh. Bangladesh has also given India transit route to travel through Bangladesh to its North East states. India and Bangladesh also have free trade agreement on 7 June 2015.
Both countries solved its border dispute on 6 June 2015.
To connect Kolkata with Tripura via Bangladesh through railway, the Union Government on 10 February 2016 sanctioned about 580 crore rupees. The project that is expected to be completed by 2017 will pass through Bangladesh.
The Agartala-Akhaura rail-link between Indian Railway and Bangladesh Railway will reduce the current 1700 km road distance between Kolkata to Agartala via Siliguri to just 350-kilometer by railway.
The project ranks high on Prime Minister's 'Act East Policy', and is expected to increase connectivity and boost trade between India and Bangladesh.
Bhutan
Historically, there have been close ties with India. Both countries signed a friendship treaty in 1949, where India would assist Bhutan in foreign relations. On 8 February 2007, the Indo-Bhutan Friendship Treaty was substantially revised under the Bhutanese King, Jigme Khesar Namgyel Wangchuck. Whereas in the Treaty of 1949 Article 2 read as "The Government of India undertakes to exercise no interference in the internal administration of Bhutan. On its part the Government of Bhutan agrees to be guided by the advice of the Government of India in regard to its external relations."
In the revised treaty it now reads as, "In keeping with the abiding ties of close friendship and cooperation between Bhutan and India, the Government of the Kingdom of Bhutan and the Government of the Republic of India shall cooperate closely with each other on issues relating to their national interests. Neither government shall allow the use of its territory for activities harmful to the national security and interest of the other". The revised treaty also includes in it the preamble "Reaffirming their respect for each other's independence, sovereignty and territorial integrity", an element that was absent in the earlier version. The Indo-Bhutan Friendship Treaty of 2007 strengthens Bhutan's status as an independent and sovereign nation.
India continues to be the largest trade and development partner of Bhutan. Planned development efforts in Bhutan began in the early 1960s. The First Five Year Plan (FYP) of Bhutan was launched in 1961. Since then, India has been extending financial assistance to Bhutan's FYPs. The 10th FYP ended in June 2013. India's overall assistance to the 10th FYP was a little over Rs. 5000 crores, excluding grants for hydropower projects. India has committed Rs. 4500 crores for Bhutan's 11th FYP along with Rs. 500 crores as an Economic Stimulus Package.
The hydropower sector is one of the main pillars of bilateral co-operation, exemplifying mutually beneficial synergy by providing clean energy to India and exports revenue to Bhutan (power contributes 14% to the Bhutanese GDP, comprising about 35% of Bhutan's total exports). Three hydroelectric projects (HEPs) totaling 1416 MW, (336 MW Chukha HEP, the 60 MW Kurichu HEP, and the 1020 MW Tala HEP), are already exporting electricity to India. In 2008 the two governments identified ten more projects for development with a total generation capacity of 10,000 MW. Of these, three projects totaling 2940 MW (1200 MW Punatsangchu-I, 1020 MW Punatsangchu-II and 720 MW Mangdechu HEPs) are under construction and are scheduled to be commissioned in the last quarter of 2017–2018. Out of the remaining 7 HEPs, 4 projects totaling 2120 MW (600 MW Kholongchhu, 180 MW Bunakha, 570 MW Wangchu and 770 MW Chamkarchu) will be constructed under Joint Venture model, for which a Framework Inter-Governmental Agreement was signed between both governments in 2014. Of these 4 JV-model projects, pre-construction activities for Kholongchhu HEP have commenced. Tata Power is also building a hydro-electric dam in Bhutan.
India had assisted Bhutan by deploying its troops in Doklam in 2017- a territory claimed and controlled under Bhutanese government- to resist a Chinese army's control and construction of military structures.
China
Despite lingering suspicions remaining from the 1962 Sino-Indian War, the 1967 Nathu La and Cho La incidents, and continuing boundary disputes over Aksai Chin and Arunachal Pradesh, Sino-Indian relations have improved gradually since 1988. Both countries have sought to reduce tensions along the frontier, expand trade and cultural ties, and normalise relations.
A series of high-level visits between the two nations have helped improve relations. In December 1996, PRC President Jiang Zemin visited India during a tour of South Asia. While in New Delhi, he signed with the Indian Prime Minister a series of confidence-building measures for the disputed borders. Sino-Indian relations suffered a brief setback in May 1998 when the Indian Defence minister justified the country's nuclear tests by citing potential threats from the PRC. However, in June 1999, during the Kargil crisis, then-External Affairs Minister Jaswant Singh visited Beijing and stated that India did not consider China a threat. By 2001, relations between India and the PRC were on the mend, and the two sides handled the move from Tibet to India of the 17th Karmapa in January 2000 with delicacy and tact. In 2003, India formally recognised Tibet as a part of China, and China recognised Sikkim as a formal part of India in 2004.
Since 2004, the economic rise of both China and India has also helped forge closer relations between the two. Sino-Indian trade reached US$65.47 billion in 2013–14, making China the single largest trading partner of India. The increasing economic reliance between India and China has also bought the two nations closer politically, with both India and China eager to resolve their boundary dispute. They have also collaborated on several issues ranging from WTO's Doha round in 2008 to regional free trade agreement. Similar to Indo-US nuclear deal, India and China have also agreed to co-operate in the field of civilian nuclear energy. However, China's economic interests have clashed with those of India. Both the countries are the largest Asian investors in Africa and have competed for control over its large natural resources.
There was a tensed situation due to both the soldiers' stand-off in Doklam, Bhutan; but that was too resolved out early.Relations were lost due to Galwan valley skirmishes and its progress. India ceased on imports of Chinese products. Various measures were taken, such as several contracts with the Chinese companies involving in railways, networks and several items productions, were cancelled in response.
The outbreak of Coronavirus pandemic from Wuhan also hampered the relations. Following the straining of the bonds, both the sides blamed each other on the conflict on LAC. On August 29–30, it was reported that China had allegedly attempted to cross LAC to attain important hill tops, which was failed by Indian troops, as they were in advantage of acquiring important tops near LAC. India banned more than 250 Chinese apps, and on 16 October, it had banned the import of AC's, Refrigerators and Coolers from China.
Several core-commanders negotiations and talks were held, which resulted nothing other than vague promises then. Cross-media blaming was common.
There was even a conference held in Moscow, Russia, on September 5 between the Defence Minister of India, Rajnath Singh and Chinese Army General, Wei Fenghe, but that also ended up with no success.
The recent meeting of the Quad-alliance was also question by China, but was then downed by India.
In mid-January, 2021, it was reported that both the countries had finally agreed upon the de-escalation from their positions. Several footages of Chinese troops removing tents/barracks were released. Both the countries also agreed that India would move back to Finger-3, while China retained its position back to Finger-8, and was also declared the area from Finger-3 to Finger-8 to be
"No man's land".
Maldives
India enjoys a considerable influence over Maldives' foreign policy and provides extensive security co-operation especially after the Operation Cactus in 1988 during which India repelled Tamil mercenaries who invaded the country.
As a founder member in 1985 of the South Asian Association for Regional Cooperation, SAARC, which brings together Afghanistan, Bangladesh, Bhutan, India, Maldives, Nepal, Pakistan and Sri Lanka, the country plays a very active role in SAARC. The Maldives has taken the lead in calling for a South Asian Free Trade Agreement, the formulation of a Social Charter, the initiation of informal political consultations in SAARC forums, the lobbying for greater action on environmental issues, the proposal of numerous human rights measures such as the regional convention on child rights and for setting up a SAARC Human Rights Resource Centre. The Maldives is also an advocate of greater international profile for SAARC such as through formulating common positions at the UN.
India is starting the process to bring the island country into India's security grid. The move comes after the moderate Islamic nation approached New Delhi earlier this year over fears that one of its island resorts could be taken over by terrorists given its lack of military assets and surveillance capabilities.
India also signed an agreement with the Maldives in 2011 which is centred around the following:
India shall permanently base two helicopters in the country to enhance its surveillance capabilities and ability to respond swiftly to threats. One helicopter from the Coast Guard was handed over during A. K. Antony's visit while another from the Navy will be cleared for transfer shortly.
Maldives has coastal radars on only two of its 26 atolls. India will help set up radars on all 26 for seamless coverage of approaching vessels and aircraft.
The coastal radar chain in Maldives will be networked with the Indian coastal radar system. India has already undertaken a project to install radars along its entire coastline. The radar chains of the two countries will be interlinked and a central control room in India's Coastal Command will get a seamless radar picture.
The Indian Coast Guard (ICG) will carry out regular Dornier sorties over the island nation to look out for suspicious movements or vessels. The Southern Naval Command will facilitate the inclusion of Maldives into the Indian security grid.
Military teams from Maldives will visit the tri-services Andaman & Nicobar Command (ANC) to observe how India manages security and surveillance of the critical island chain.
Myanmar (Burma)
India established diplomatic relations after Burma's independence from Great Britain in 1948. For many years, Indo-Burmese relations were strong due to cultural links, flourishing commerce, common interests in regional affairs and the presence of a significant Indian community in Burma. India provided considerable support when Myanmar struggled with regional insurgencies. However, the overthrow of the democratic government by the Military of Burma led to strains in ties. Along with much of the world, India condemned the suppression of democracy and Myanmar ordered the expulsion of the Burmese Indian community, increasing its own isolation from the world. Only China maintained close links with Myanmar while India supported the pro-democracy movement.
However, due to geo-political concerns, India revived its relations and recognised the military junta ruling Myanmar in 1993, overcoming strains over drug trafficking, the suppression of democracy and the rule of the military junta in Myanmar. Myanmar is situated to the south of the states of Mizoram, Manipur, Nagaland and Arunachal Pradesh in Northeast India. and the proximity of the People's Republic of China gives strategic importance to Indo-Burmese relations. The Indo-Burmese border stretches over 1,600 kilometres and some insurgents in North-east India seek refuge in Myanmar. Consequently, India has been keen on increasing military co-operation with Myanmar in its counter-insurgency activities. In 2001, the Indian Army completed the construction of a major road along its border with Myanmar. India has also been building major roads, highways, ports and pipelines within Myanmar in an attempt to increase its strategic influence in the region and also to counter China's growing strides in the Indochina peninsula. Indian companies have also sought active participation in oil and natural gas exploration in Myanmar. In February 2007, India announced a plan to develop the Sittwe port, which would enable ocean access from Indian Northeastern states like Mizoram, via the Kaladan River.
India is a major customer of Burmese oil and gas. In 2007, Indian exports to Myanmar totalled US$185 million, while its imports from Myanmar were valued at around US$810 million, consisting mostly of oil and gas. India has granted US$100 million credit to fund highway infrastructure projects in Myanmar, while US$57 million has been offered to upgrade Burmese railways. A further US$27 million in grants has been pledged for road and rail projects. India is one of the few countries that has provided military assistance to the Burmese junta. However, there has been increasing pressure on India to cut some of its military supplies to Burma. Relations between the two remain close which was evident in the aftermath of Cyclone Nargis, when India was one of the few countries whose relief and rescue aid proposals were accepted by Myanmar's ruling junta.
Both India maintain embassies in Rangoon and consulate-generals in Mandalay.
Nepal
Relations between India and Nepal are close yet fraught with difficulties stemming from border disputes, geography, economics, the problems inherent in big power-small power relations, and common ethnic and linguistic identities that overlap the two countries' borders. In 1950 New Delhi and Kathmandu initiated their intertwined relationship with the Treaty of Peace and Friendship and accompanying secret letters that defined security relations between the two countries, and an agreement governing both bilateral trade and trade transiting Indian soil. The 1950 treaty and letters stated that "neither government shall tolerate any threat to the security of the other by a foreign aggressor" and obligated both sides "to inform each other of any serious friction or misunderstanding with any neighboring state likely to cause any breach in the friendly relations subsisting between the two governments", and also granted the Indian and Nepali citizens right to get involved in any economic activity such as work and business related activity in each other's territory. These accords cemented a "special relationship" between India and Nepal that granted Nepalese in India the same economic and educational opportunities as Indian citizens.
Relations between India and Nepal reached its lowest during 1989 when India imposed a 13-month-long economic blockade of Nepal. Indian PM Narendra Modi visited Nepal in 2014, the first by an Indian PM in nearly 17 years.
In 2015, a blockade of the India-Nepal border has affected relations. The blockade is led by ethnic communities angered by Nepal's recently promulgated new constitution. However, the Nepalese government accuses India of deliberately worsening the embargo, but India denies it.
India had aided Nepal during 2015 Kathmandu earthquake with financial aid of $1 billion, and launching Operation Maitri.
The relations were strained during mid 2020, when it was reported that a firing took place by the Nepalese police across Indo-Nepalese border of Bihar on July 12. Nepalese Prime Minister KP Sharma Oli commented about the pandemic of Coronavirus that "Indian virus was more deadlier" than the one which spread from Wuhan. As the time progressed, certain claims were also made on the Indian territories, for example, Kalapani, Limpiyadhura and Lipulekh of Uttarakhand. Similarly, the claims were also made culturally, when it was said that Hindu God Ram was Nepalese, that he was born in Thori, west of Birgunj, and that Ayodhya in Uttar Pradesh was fake. Rules were made strict for Indians in Nepal along with banning some Indian media.
Indian media stated that the actions of Oli government were souring the relations, "and these were being done on the direction of China and propelled by Chinese ambassador Hou Yanqi". Speculations were made that since China could not handle India directly, in aftermath of the LAC skirmish, it was lurking and trapping its neighboring countries and provoking them against India. In August, there were reports about the Chinese "illegal occupations" on Nepal's border states' areas.
Pakistan
Despite historical, cultural and ethnic links between them, relations between India and Pakistan have been "plagued" by years of mistrust and suspicion ever since the partition of India in 1947. The principal source of contention between India and its western neighbour has been the Kashmir conflict. After an invasion by Pashtun tribesmen and Pakistani paramilitary forces, the Hindu Maharaja of the Dogra Kingdom of Jammu and Kashmir, Hari Singh, and its Muslim Prime Minister, Sheikh Abdullah, signed an Instrument of Accession with New Delhi. The First Kashmir War started after the Indian Army entered Srinagar, the capital of the state, to secure the area from the invading forces. The war ended in December 1948 with the Line of Control dividing the erstwhile princely state into territories administered by Pakistan (northern and western areas) and India (southern, central and northeastern areas). Pakistan contested the legality of the Instrument of Accession since the Dogra Kingdom has signed a standstill agreement with it. The Indo-Pakistani War of 1965 started following the failure of Pakistan's Operation Gibraltar, which was designed to infiltrate forces into Jammu and Kashmir to precipitate an insurgency against rule by India. The five-week war caused thousands of casualties on both sides. It ended in a United Nations (UN) mandated ceasefire and the subsequent issuance of the Tashkent Declaration. India and Pakistan went to war again in 1971, this time the conflict being over East Pakistan. The large-scale atrocities committed there by the Pakistan army led to millions of Bengali refugees pouring over into India. India, along with the Mukti Bahini, defeated Pakistan and the Pakistani forces surrendered on the eastern front. The war resulted in the creation of Bangladesh.
In 1998, India carried out the Pokhran-II nuclear tests which was followed by Pakistan's Chagai-I tests. Following the Lahore Declaration in February 1999, relations briefly improved. A few months later, however, Pakistani paramilitary forces and Pakistan Army, infiltrated in large numbers into the Kargil district of Indian Kashmir. This initiated the Kargil War after India moved in thousands of troops to successfully flush out the infiltrators. Although the conflict did not result in a full-scale war between India and Pakistan, relations between the two reached all-time low which worsened even further following the involvement of Pakistan-based terrorists in the hijacking of the Indian Airlines Flight 814 in December 1999. Attempts to normalise relations, such as the Agra summit held in July 2001, failed. An attack on the Indian Parliament in December 2001, which was blamed on Pakistan, which had condemned the attack caused a military standoff between the two countries which lasted for nearly a year raising fears of a nuclear warfare. However, a peace process, initiated in 2003, led to improved relations in the following years.
Since the initiation of the peace process, several confidence-building-measures (CBMs) between India and Pakistan have taken shape. The Samjhauta Express and Delhi–Lahore Bus service are two of these successful measures which have played a crucial role in expanding people-to-people contact between the two countries. The initiation of Srinagar–Muzaffarabad Bus service in 2005 and opening of a historic trade route across the Line of Control in 2008 further reflects increasing eagerness between the two sides to improve relations. Although bilateral trade between India and Pakistan was a modest US$1.7 billion in March 2007, it is expected to cross US$10 billion by 2010. After the 2005 Kashmir earthquake, India sent aid to affected areas in Pakistani Kashmir and Punjab as well as Indian Kashmir.
The 2008 Mumbai attacks seriously undermined the relations between the two countries. India alleged Pakistan of harbouring militants on their soil, while Pakistan vehemently denied such claims.
A new chapter started in India Pakistan relation when a new NDA government took charge in Delhi after victory in 2014 election and invited SAARC members' leaders in oath taking ceremony. Subsequently visit of Indian Prime Minister on 25 December informally to wish Pakistani Prime minister Nawaz Sharif on his Birth Day and participate in his daughter's wedding. It was hoped that the relation between the neighbour will improve but attack on Indian army camp by Pakistani infiltrators on 18 September 2016 and subsequent surgical strike by India aggravated the already strained relation between the nations.
A SAARC summit scheduled in Islamabad was called off because of after boycott by India and other SAARC member's subsequently.
The relation took a further nosedive after another attack on CRPF in February 2019 by a terrorist associated with the Pakistan based Terror Organisation, Jaish-e-Mohammed, when the terrorist rammed his vehicle packed with explosive against a bus carrying CRPF soldiers in Pulwama, Kashmir, killing 40. India blamed Pakistan which was denied by the Pakistani establishment. India retaliated with an airstrike on Balakot, a region claimed and controlled by Pakistan.
A new chapter in peace was ignited, when it was suddenly declared that a back-door peace settlement over ceasing the cross-border firing across LOC was signed between the armies of both sides, and a steady growth in the countries' coming together was observed.
Sri Lanka
Bilateral relations between Sri Lanka and India has enjoyed historically a good relationship. Sri Lanka is also the ground of one of the main focus point in Indian epic Ramayana being the country of Ravana who abducted Sita.
The two countries share near-identical racial and cultural ties. According to traditional Sri Lankan chronicles (Dipavamsa), Buddhism was introduced into Sri Lanka in the 4th century BCE by Venerable Mahinda, the son of Indian Emperor Ashoka, during the reign of Sri Lanka's King Devanampiya Tissa. During this time, a sapling of the Bodhi Tree was brought to Sri Lanka and the first monasteries and Buddhist monuments were established.Nevertheless, relation post independence were affected by the Sri Lankan Civil War and by the failure of Indian intervention during the civil war as well as India's support for Tamil Tiger militants. India is Sri Lanka's only neighbour, separated by the Palk Strait; both nations occupy a strategic position in South Asia and have sought to build a common security umbrella in the Indian Ocean.
India-Sri Lanka relations have undergone a qualitative and quantitative transformation in the recent past. Political relations are close, trade and investments have increased dramatically, infrastructural linkages are constantly being augmented, defence collaboration has increased and there is a general, broad-based improvement across all sectors of bilateral co-operation. India was the first country to respond to Sri Lanka's request for assistance after the tsunami in December 2004. In July 2006, India evacuated 430 Sri Lankan nationals from Lebanon, first to Cyprus by Indian Navy ships and then to Delhi and Colombo by special Air India flights.
There exists a broad consensus within the Sri Lankan polity on the primacy of India in Sri Lanka's external relations matrix. Both the major political parties in Sri Lanka, the Sri Lanka Freedom Party and the United Nationalist Party have contributed to the rapid development of bilateral relations in the last ten years. Sri Lanka has supported India's candidature to the permanent membership of the UN Security Council.
SAARC
Certain aspects of India's relations within the subcontinent are conducted through the South Asian Association for Regional Cooperation (SAARC). Its members other than India are Afghanistan, Bangladesh, Bhutan, Maldives, Nepal, Pakistan and Sri Lanka. Established in 1985, SAARC encourages co-operation in agriculture, rural development, science and technology, culture, health, population control, narcotics control and anti-terrorism.
SAARC has intentionally stressed these "core issues" and avoided more divisive political issues, although political dialogue is often conducted on the margins of SAARC meetings. In 1993, India and its SAARC partners signed an agreement to gradually lower tariffs within the region. Forward movement in SAARC has come to a standstill because of the tension between India and Pakistan, and the SAARC Summit originally scheduled for, but not held in, November 1999 has not been rescheduled. The Fourteenth SAARC Summit was held during 3–4 April 2007 in New Delhi.
The 19th SAARC summit that was scheduled to be held in Islamabad was postponed due to terrorist acts particularly Uri attack.
Indo–Pacific countries
Australia
India & Australia are both Commonwealth members. Sporting and cultural ties are significant. Australian cricketers often undertake large commercial ventures in India, enhanced with the IPL, and, to a lesser degree, the ICL. Bollywood productions enjoy a large market in Australia. In 2007, PM John Howard visited Mumbai and its entertainment industry, in efforts to increase Tourism in India to Australia.
There are ongoing strategic attempts to form an "Asian NATO" with India, Japan, the US and Australia through the Quadrilateral Security Dialogue. During the first decade of the 21st century, the deepening of strategic relations between the two nations was prevented by a range of policy disagreements, such as India's refusal to sign the NPT and Australia's consequent refusal to provide India with uranium. Australia's parliament later allowed for the sale of uranium to India, following changes in government. Closer strategic cooperation between India, Japan, the United States and Australia also began during the second half of the 2010s, which some analysts attributed to a desire to balance Chinese initiatives in the Indo-Pacific region.
Brunei
Brunei has a high commission in New Delhi, and India has a high commission in Bandar Seri Begawan. Both countries are full members of the Commonwealth of Nations.
Fiji
Fiji's relationship with the Republic of India is often seen by observers against the backdrop of the sometimes tense relations between its indigenous people and the 44 percent of the population who are of Indian descent. India has used its influence in international forums such as the Commonwealth of Nations and United Nations on behalf of ethnic Indians in Fiji, lobbying for sanctions against Fiji in the wake of the 1987 coups and the 2000 coup, both of which removed governments, one dominated and one led, by Indo-Fijians.
Indonesia
The ties between Indonesia and India date back to the times of the Ramayana, "Yawadvipa" (Java) is mentioned in India's earliest epic, the Ramayana. Sugriva, the chief of Rama's army dispatched his men to Yawadvipa, the island of Java, in search of Sita. Indonesians had absorbed many aspects of Indian culture since almost two millennia ago. The most obvious trace is the large adoption of Sanskrit into Indonesian language. Several of Indonesian toponymy has Indian parallel or origin, such as Madura with Mathura, Serayu and Sarayu rivers, Kalingga from Kalinga Kingdom, and Ngayogyakarta from Ayodhya. Indianised Hindu–Buddhist kingdoms, such as Kalingga, Srivijaya, Medang i Bhumi Mataram, Sunda, Kadiri, Singhasari and Majapahit were the predominant governments in Indonesia, and lasted from 200 to the 1500s, with the last remaining being in Bali. The example of profound Hindu-Buddhist influences in Indonesian history are the 9th century Prambanan and Borobudur temples.In 1950, the first President of Indonesia – Sukarno called upon the peoples of Indonesia and India to "intensify the cordial relations" that had existed between the two countries "for more than 1000 years" before they had been "disrupted" by colonial powers. In the spring of 1966, the foreign ministers of both countries began speaking again of an era of friendly relations. India had supported Indonesian independence and Nehru had raised the Indonesian question in the United Nations Security Council.
India has an embassy in Jakarta and Indonesia operates an embassy in Delhi. India regards Indonesia as a key member of ASEAN. Today, both countries maintain cooperative and friendly relations. India and Indonesia is one of the few (and also one of the largest) democracies in Asian region which can be projected as a real democracy. Both nations had agreed to establish a strategic partnership. As fellow Asian democracies that share common values, it is natural for both countries to nurture and foster strategic alliance. Indonesia and India are member states of the G-20, the E7, the Non-Aligned Movement, and the United Nations.
Japan
India-Japan relations have always been strong. India has culturally influenced Japan through Buddhism. During World War II, the Imperial Japanese Army helped Netaji Subhash Chandra Bose's Indian National Army. Relations have remained warm since India's independence, despite Japan imposing sanctions on India after the 1998 Pokhran-II nuclear tests (the sanctions were removed in 2001).
Japanese companies, like Sony, Toyota, and Honda, have manufacturing facilities in India, and with the growth of the Indian economy, India is a big market for Japanese firms. The most prominent Japanese company to have a big investment in India is automobiles giant Suzuki which is in partnership with Indian automobiles company Maruti Suzuki, the largest car manufacturer in India. Honda was also a partner in "Hero Honda", one of the largest motor cycle sellers in the world (the companies split in 2011).
According to Former Prime Minister Shinzō Abe's arc of freedom theory, it is in Japan's interests to develop closer ties with India, world's most populous democracy, while its relations with China remain chilly. To this end, Japan has funded many infrastructure projects in India, most notably in New Delhi's metro subway system. In December 2006, then Prime Minister Manmohan Singh's visit to Japan culminated in the signing of the "Joint Statement Towards Japan-India Strategic and Global Partnership". Indian applicants were welcomed in 2006 to the JET Programme, starting with just one slot available in 2006 and 41 in 2007. Also, in 2007, the Japan Self-Defense Forces took part in a naval exercise in the Indian Ocean, known as Malabar 2007, which also involved the naval forces of India, Australia, Singapore and the United States.
In October 2008, Japan signed an agreement with India under which it would grant the latter a low-interest loan worth US$4.5 billion to construct a high-speed rail line between Delhi and Mumbai. This is the single largest overseas project being financed by Japan and reflects growing economic partnership between the two. India and Japan signed a security co-operation agreement in which both will hold military exercises, police the Indian Ocean and conduct military-to-military exchanges on fighting terrorism, making India one of only three countries, the other two being the United States and Australia, with which Japan has such a security pact. There are 25,000 Indians in Japan as of 2008.
Laos
In recent years, India has endeavoured to build relations, with this small Southeast Asian nation. They have strong military relations, and India shall be building an Airforce Academy in Laos.
Malaysia
India has a high commission in Kuala Lumpur, and Malaysia has a high commission in New Delhi. Both countries are full members of the Commonwealth of Nations and the Asian Union. India and Malaysia are also connected by various cultural and historical ties that date back to antiquity. The two countries are on friendly terms with each other and Malaysia harbours a small population of Indian immigrants. Mahathir bin Mohamad the fourth and longest serving Prime Minister of Malaysia is of Indian origin. His father Mohamad Iskandar, is a Malayalee Muslim who migrated from Kerala and his mother Wan Tampawan, is a Malay.
Relations were escalated, when the Malaysian PM Mahathir Mohamad questioned the action of revocating the special status of Jammu and Kashmir, and on CAA-NRC protests. The relations continue to be diminished, also during the palm oil export from Malaysia to India.
Even with the new government in power, currently, there seems no recovery, as former Prime Minister Mahathir Mohamad sill favored Pakistan.
Nauru
India and Nauru relations have been established since the island nation's independence in 1968. Leaders of both countries have been meeting on the sidelines of some of the international forums of which both the nations are part of such as the United Nations and the Non-Aligned Movement. India is one of the largest donors to the island by improving the education ministry and creating transportation and computer connections for the MPs and the Speaker of the Parliament of Nauru. There were numerous visits by the President of Nauru to the republic for further strengthen in ties and co-operation.
New Zealand
Bilateral relations were established between India and New Zealand in 1952. India has a High Commission in Wellington with an Honorary Consulate in Auckland, while New Zealand has a High Commission in New Delhi along with a Consulate in Mumbai, trade offices in New Delhi and Mumbai and an Honorary Consulate in Chennai.
India–New Zealand relations were cordial but not extensive after Indian independence. More recently, New Zealand has shown interest in extending ties with India due to India's impressive GDP growth.
North Korea
India and North Korea have growing trade and diplomatic relations. India maintains a fully functioning embassy in Pyongyang, and North Korea has an embassy in New Delhi. India has said that it wants the "reunification" of Korea.
Papua New Guinea
India and Papua New Guinea established relations in 1975, following PNG's independence from Australia. Since 1975, relations have grown between the two nations. India maintains a High Commission in Port Moresby while Papua New Guinea maintains a High Commission in New Delhi In the 2010 Fiscal Year, Trade between the two nations grew to US$239 Million. PNG has sent numerous military officers and students to be trained and educated in India's academies and universities respectively. In recent years, India and PNG have signed an Economic Partnership Agreement, allowing India to further invest into PNG's infrastructure, telecommunications and educational institutions.
Philippines
Through the Srivijaya and Majapahit empires, Hindu influence has been visible in Philippine history from the 10th to 14th centuries. During the 18th century, there was robust trade between Manila with the Coromandel Coast and Bengal, involving Philippine exports of tobacco, silk, cotton, indigo, sugar cane and coffee.
Formal diplomatic relations between Philippines and India were established on 16 November 1949. The first Philippine envoy to India was the late Foreign Secretary Narciso Ramos. Seven years after India's independence in 1947, the Philippines and India signed a Treaty of Friendship on 11 July 1952 in Manila to strengthen the friendly relations existing between the two countries. Soon after, the Philippine Legation in New Delhi was established and then elevated to an embassy. However, due to foreign policy differences as a result of the bipolar alliance structure of the Cold War, the development of bilateral relations was stunted. It was only in 1976 that relations started to normalise when Aditya Birla, one of India's successful industrialists, met with then President Ferdinand E. Marcos to explore possibilities of setting up joint ventures in the Philippines.
Today, like India, the Philippines is the leading voice-operated business process outsourcing (BPO) source in terms of revenue (US$5.7) and number of people (500,000) employed in the sector. In partnership with the Philippines, India has 20 IT/BPO companies in the Philippines. Philippines-India bilateral trade stood at US$986.60 million in 2009. In 2004 it was US$600 million. Both countries aim to reach US$1 billion by 2010. There are 60,000 Indians living in the Philippines. The Philippines and India signed in October 2007 the Framework for Bilateral Cooperation which created the PH-India JCBC. It has working groups in trade, agriculture, tourism, health, renewable energy and a regular policy consultation mechanism and security dialogue.
Samoa
Both countries established diplomatic relations in June 1970.
Singapore
India and Singapore share long-standing cultural, commercial and strategic relations, with Singapore being a part of the "Greater India" cultural and commercial region. More than 300,000 people of Indian Tamil "தமிழ்" origin live in Singapore. Following its independence in 1965, Singapore was concerned with China-backed communist threats as well as domination from Malaysia and Indonesia and sought a close strategic relationship with India, which it saw as a counterbalance to Chinese influence and a partner in achieving regional security. Singapore had always been an important strategic trading post, giving India trade access to Maritime Southeast Asia and the Far East. Although the rival positions of both nations over the Vietnam War and the Cold War caused consternation between India and Singapore, their relationship expanded significantly in the 1990s; Singapore was one of the first to respond to Indian Look East policy of expanding its economic, cultural and strategic ties in Southeast Asia to strengthen its standing as a regional power. Singapore, and especially, the Singaporean Foreign Minister, George Yeo, have taken an interest, in re-establishing the ancient Indian university, Nalanda University.
Singapore is the 8th largest source of investment in India and the largest amongst ASEAN member nations. It is also India's 9th biggest trading partner as of 2005–06. Its cumulative investment in India totals US$3 billion as of 2006 and is expected to rise to US 5 billion by 2010 and US 10 billion by 2015. India's economic liberalisation and its "Look East" policy have led to a major expansion in bilateral trade, which grew from USD 2.2 billion in 2001 to US 9–10 billion in 2006 – a 400% growth in span of five years – and to USD 50 billion by 2010. Singapore accounts for 38% of India's trade with ASEAN member nations and 3.4% of its total foreign trade. India's main exports to Singapore in 2005 included petroleum, gemstones, jewellery, machinery and its imports from Singapore included electronic goods, organic chemicals and metals. More than half of Singapore's exports to India are basically "re-exports" – items that had been imported from India.
South Korea
The cordial relationship between the two countries extends back to 48AD, when Queen Suro, or Princess Heo, travelled from the kingdom of Ayodhya to Korea. According to the Samguk Yusa, the princess had a dream about a heavenly king who was awaiting heaven's anointed ride. After Princess Heo had the dream, she asked her parents, the king and queen, for permission to set out and seek the man, which the king and queen urged with the belief that god orchestrated the whole fate. Upon approval, she set out on a boat, carrying gold, silver, a tea plant, and a stone which calmed the waters. Archeologists discovered a stone with two fish kissing each other, a symbol of the Gaya kingdom that is unique to the Mishra royal family in Ayodhya, India. This royal link provides further evidence that there was an active commercial engagements between India and Korea since the queen's arrival to Korea. Current descendants live in the city of Kimhae as well as abroad in America's state of New Jersey and Kentucky. Many of them became prominent and well-known around the world like President Kim Dae Jung, Prime Minister Kim Jong-pil.
The relations between the countries have been relatively limited, although much progress arose during the three decades. Since the formal establishment of the diplomatic ties between two countries in 1973, several trade agreements have been reached. Trade between the two nations has increased exponentially, exemplified by the $530 million during the fiscal year of 1992–1993, and the $10 billion during 2006–2007. During the 1997 Asian financial crisis, South Korean businesses sought to increase access to the global markets, and began trade investments with India. The last two presidential visits from South Korea to India were in 1996 and 2006, and the embassy works between the two countries are seen as needing improvements. Recently, there have been acknowledgements in the Korean public and political spheres that expanding relations with India should be a major economical and political priority for South Korea. Much of the economic investments of South Korea have been drained into China; however, South Korea is currently the fifth largest source of investment in India. To The Times of India, President Roh Moo-hyun voiced his opinion that co-operation between India's software and Korea's IT industries would bring very efficient and successful outcomes. The two countries agreed to shift their focus to the revision of the visa policies between the two countries, expansion of trade, and establishment of free trade agreement to encourage further investment between the two countries. Korean companies such as LG, Hyundai and Samsung have established manufacturing and service facilities in India, and several Korean construction companies won grants for a portion of the many infrastructural building plans in India, such as the "National Highway Development Project". Tata Motor's purchase of Daewoo Commercial Vehicles at the cost of $102 million highlights the India's investments in Korea, which consist mostly of subcontracting.
Taiwan
India recognized the Republic of China(R.O.C) from 1947 to 1950. On 1 April 1950,India officially recognised the People's Republic of China (P.R.C) as "China" and continued to recognise the PRC's "One China" policy in which island of Taiwan is a part of the Chinese territory. However, the bilateral relations between India and Taiwan have improved since the 1990s despite both nations not maintaining official diplomatic relations. Taiwan and India maintains non-governmental interaction via India-Taipei Association and via Taipei Economic and Cultural Centre respectively. In July 2020, the Indian government appointed a top career diplomat, Joint Secretary Gourangalal Das, the former head of the U.S. division in India's Ministry of External Affairs, as its new envoy to Taiwan
Thailand
India's Indian Look East policy, saw India grow relations with ASEAN countries including Thailand, and Thailand's Look West policy, also saw it grow its relations with India. Both countries are members of BIMSTEC. Indian Prime Ministers Rajiv Gandhi, P.V. Narasimha Rao, Atal Bihari Vajpayee, and Manmohan Singh, have visited Thailand, which were reciprocated by contemporary Thai Prime Ministers Chatichai Choonhavan, Thaksin Sinawatra, and Surayud Chulanont. In 2003, a Free Trade Agreement was signed between the two countries. India, is the 13th largest investor in Thailand. The spheres of trade are in chemicals, pharmaceuticals, textiles, nylon, tyre cord, real estate, rayon fibres, paper grade pulps, steel wires, and rods. However, IT services, and manufacturing, are the main spheres. Through Buddhism, India, has culturally influenced Thailand. The Indian epics, Mahabharata, and Ramayana, are popular and are widely taught in schools as part of the curriculum in Thailand. The example can also be seen in temples around Thailand, where the story of Ramayana and renowned Indian folk stories are depicted on the temple wall. Thailand, has become a big tourist destination for Indians.
Moreover, India and Thailand have been culturally linked for centuries and India has had a deep influence on Thai culture. There are a substantial number of words in Thai that are borrowed from Sanskrit, India's classical language. Pali, which was the language of Magadha and is medium of Theravada, is another important root of Thai vocabulary. Buddhism, the major religion of Thailand, itself originates from India. The Hindu story of Ramayana is also well known throughout Thailand in the name Ramakien.
Vietnam
India supported Vietnam's independence from France, opposed US involvement in the Vietnam War and supported unification of Vietnam. India established official diplomatic relations in 1972 and maintained friendly relations, especially in the wake of Vietnam's hostile relations with the People's Republic of China, which had become India's strategic rival.
India granted the "Most favoured nation" status to Vietnam in 1975 and both nations signed a bilateral trade agreement in 1978 and the Bilateral Investment Promotion and Protection Agreement (BIPPA) on 8 March 1997. In 2007, a fresh joint declaration was issued during the state visit of the Prime Minister of Vietnam Nguyen Tan Dung. Bilateral trade has increased rapidly since the liberalisation of the economies of both Vietnam and India. India is the 13th-largest exporter to Vietnam, with exports have grown steadily from US$11.5 million in 1985–86 to USD 395.68 million by 2003. Vietnam's exports to India rose to USD 180 million, including agricultural products, handicrafts, textiles, electronics and other goods. Between 2001 and 2006, the volume of bilateral trade expanded at 20–30% per annum to reach $1 billion by 2006. Continuing the rapid pace of growth, bilateral trade is expected to rise to $2 billion by 2008, two years ahead of the official target. India and Vietnam have also expanded co-operation in information technology, education and collaboration of the respective national space programmes. Direct air links and lax visa regulations have been established to bolster tourism.
India and Vietnam are members of the Mekong–Ganga Cooperation, created to develop to enhance close ties between India and nations of Southeast Asia. Vietnam has supported India's bid to become a permanent member of the United Nations Security Council and join the Indo-Pacific Economic Cooperation (APEC). In the 2003 joint declaration, India and Vietnam envisaged creating an "Arc of Advantage and Prosperity" in Southeast Asia; to this end, Vietnam has backed a more important relationship and role between India and the Association of Southeast Asian Nations (ASEAN) and its negotiation of an Indo–ASEAN free trade agreement. India and Vietnam have also built strategic partnerships, including extensive co-operation on developing nuclear power, enhancing regional security and fighting terrorism, transnational crime and drug trafficking.
ASEAN
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India's interaction with ASEAN during the Cold War was very limited. India declined to get associated with ASEAN in the 1960s when full membership was offered even before the grouping was formed.
It is only with the formulation of the Look East policy in the last decade (1992), India had started giving this region due importance in the foreign policy. India became a sectoral dialogue partner with ASEAN in 1992, a full dialogue partner in 1995, a member of the ASEAN Regional Forum (ARF) in 1996, and a summit-level partner (on par with China, Japan and Korea) in 2002.
The first India–ASEAN Business Summit was held at New Delhi in October 2002. The then Prime Minister A. B. Vajpayee addressed this meet and since then this business summit has become an annual feature before the India–ASEAN Summits, as a forum for networking and exchange of business experiences between policy makers and business leaders from ASEAN and India.
Four India-ASEAN Summits, first in 2002 at Phnom Penh (Cambodia), second in 2003 at Bali, Indonesia, third in 2004 at Vientiane, Laos, and the fourth in 2005 at Kuala Lumpur, Malaysia, have taken place.
The following agreements have been entered into with ASEAN:
Framework Agreement on Comprehensive Economic Cooperation (for establishing a FTA in a time frame of 10 years) was concluded in Bali in 2003.
An ASEAN-India Joint Declaration for Cooperation to Combat International Terrorism has been adopted.
India has acceded to the Treaty of Amity and Cooperation (TAC) in 2003, on which ASEAN was formed initially (in 1967).
Agreement on "India-ASEAN Partnership for Peace, Progress and Shared Prosperity" was signed at the 3rd ASEAN-India Summit in November 2004.
Setting up of Entrepreneurship Development Centres in ASEAN member states – Cambodia, Burma, Laos, and Vietnam. (The one in Laos is already functional)
The following proposals were announced by the Prime Minister at the 4th ASEAN-India Summit:
Setting up centres for English Language Training (ELT) in Cambodia, Laos, Burma and Vietnam.
Setting up a tele-medicine and tele-education network for Cambodia, Burma, Laos and Vietnam.
Organising special training courses for diplomats from ASEAN countries.
Organising an India-ASEAN Technology Summit in 2006.
Organising education fairs and road shows in ASEAN countries.
Conducting an India-ASEAN IT Ministerial and Industry Forum in 2006.
The ASEAN region has an abundance of natural resources and significant technological skills. These provide a natural base for the integration between ASEAN and India in both trade and investment. The present level of bilateral trade with ASEAN of nearly US$18 billion is reportedly increasing by about 25% per year. India hopes to reach the level of US$30 billion by 2007. India is also improving its relations with the help of other policy decisions like offers of lines of credit, better connectivity through air (open skies policy), rail and road links.
American-continent countries
India's commonalities with developing nations in Latin America, especially Brazil and Mexico have continued to grow. India and Brazil continue to work together on the reform of Security Council through the G4 nations while have also increased strategic and economic co-operation through the IBSA Dialogue Forum. The process of finalizing Preferential Trade Agreement (PTA) with MERCOSUR (Brazil, Argentina, Uruguay, and Paraguay) is on the itinerary and negotiations are being held with Chile. Brazilian President Luiz Inácio Lula da Silva was the guest of honor at the 2004 Republic Day celebrations in New Delhi.
Antigua and Barbuda
Both countries have established diplomatic relations and have an Extradition Arrangement.
Argentina
Formal relations between both the countries were first established in 1949. India has an embassy in Buenos Aires and Argentina has an embassy in New Delhi. The current Indian Ambassador to Argentina (concurrently accredited to Uruguay and Paraguay) is R Viswanathan.
According to the Ministry of External Affairs of the Government of India, "Under the 1968 Visa agreement, (Argentine)fees for transit and tourist visas have been abolished. Under the new visa agreement signed during Argentine Presidential visit in October 2009, it has been agreed that five-year multi-entry business visas would be given free of cost. The Embassy of India in Buenos Aires gives Cafe Con Visa (coffee with visa) to Argentine visitors. The applicants are invited for coffee and visa is given immediately. This has been praised by the Argentine media, public and the Foreign Minister himself."
Barbados
India and Barbados established diplomatic relations on 30 November 1966 (the date of Barbados' national independence). On that date, the government of India gifted Barbados the throne in Barbados' national House of Assembly. India is represented in Barbados through its embassy in Suriname and an Indian consulate in Holetown, St. James. In 2011–12 the Indian-based firm Era's Lucknow Medical College and Hospital, established the American University of Barbados (AUB), as the island's first Medical School for international students. In 2015 the governments of Barbados and India signed a joint Open Skies Agreement. Today around 3,000 persons from India call Barbados home. Two-thirds are from the India's Surat district of Gujarat known as Suratis. Most of the Suratis are involved in trading. The rest are mainly of Sindhis ancestry.
Belize
India has an Honorary Consulate in Belize City and Belize has an Honorary Consulate in New Delhi. Bilateral trade stood at US$45.3 Million in 2014 and has steadily increased since. Belize and India have engaged in dialogue in Central American Integration System (SICA) discussing anti-terrorism, climate change and food security. India signed a Tax Information Exchange Agreement in 2013 with Belize. India also provides Belize US$30 Million as part of its foreign aid commitment to SICA countries. Citizens of Belize are eligible for scholarships in Indian universities under Indian Technical and Economic Cooperation Programme and the Indian Council for Cultural Relations.
The two nations share a close cultural link due to Belize's large East Indian Population, estimated at 4% of the total population.
Brazil
Relations between Brazil and India has been extended to diverse areas as science and technology, pharmaceuticals and space as both are member nations of BRICS. The two-way trade in 2007 nearly tripled to US$3.12 billion from US$1.2 billion in 2004. India attaches tremendous importance to its relationship with this Latin American giant and hopes to see the areas of co-operation expand in the coming years.
Both countries want the participation of developing countries in the UNSC permanent membership since the underlying philosophy for both of them are: UNSC should be more democratic, legitimate and representative – the G4 is a novel grouping for this realization.
Brazil and India are deeply committed to IBSA (South-South co-operation) initiatives and attach utmost importance to this trilateral co-operation between the three large, multi-ethnic, multi-racial and multi-religious developing countries, which are bound by the common principle of pluralism and democracy.
Canada
Indo-Canadian relations, are the longstanding bilateral relations between India and Canada, which are built upon a "mutual commitment to democracy", "pluralism", and "people-to-people links", according to the government of Canada. In 2004, bilateral trade between India and Canada was at about C$2.45 billion. However, the botched handling of the Air India investigation and the case in general suffered a setback to Indo-Canadian relations. India's Smiling Buddha nuclear test led to connections between the two countries being frozen, with allegations that India broke the terms of the Colombo Plan. Although Jean Chrétien and Roméo LeBlanc both visited India in the late 1990s, relations were again halted after the Pokhran-II tests.
Canada-India relations have been on an upward trajectory since 2005. Governments at all levels, private-sector organisations, academic institutes in two countries, and people-to-people contacts—especially diaspora networks—have contributed through individual and concerted efforts to significant improvements in the bilateral relationship.
The two governments have agreed on important policy frameworks to advance the bilateral relationship. In particular, the Nuclear Cooperation Agreement (signed in June 2010) and the current successful negotiations of the Comprehensive Economic Partnership Agreement (CEPA) constitute a watershed in Canada-India relations.
The two governments have attempted to make up for lost time and are eager to complete CEPA negotiations by 2013 and ensure its ratification by 2014. After conclusion of CEPA, Canada and India must define the areas for their partnership which will depend on their ability to convert common interests into common action and respond effectively for steady co-operation. For example, during "pull-aside" meetings between Prime Minister Manmohan Singh and Stephen Harper at the G-20 summit in Mexico in June 2012, and an earlier meeting in Toronto between External Affairs Minister S. M. Krishna and John Baird, the leaders discussed developing a more comprehensive partnership going beyond food security and including the possibility of tie-ups in the energy sector, mainly hydrocarbon.
Colombia
Both countries established diplomatic ties on 19 January 1959. Since then the relationship between the two countries has been gradually increasing with more frequent diplomatic visits to promote political, commercial cultural and academic exchanges. Colombia is currently the commercial point of entry into Latin America for Indian companies.
Cuba
Relations between India and Cuba are relatively warm. Both nations are part of the Non-Aligned Movement. Cuba has repeatedly called for a more "democratic" representation of the United Nations Security Council and supports India's candidacy as a permanent member on a reformed Security Council. Fidel Castro said that "The maturity of India..., its unconditional adherence to the principles which lay at the foundation of the Non-Aligned Movement give us the assurances that under the wise leadership of Indira Gandhi (the former Prime Minister of India), the non-aligned countries will continue advancing in their inalienable role as a bastion for peace, national independence and development..."
India has an embassy in Havana, the capital of Cuba which opened in January 1960. This had particular significance as it symbolised Indian solidarity with the Cuban revolution. India had been one of the first countries in the world to have recognised the new Cuban government after the Cuban Revolution.
Cuba has an embassy in New Delhi, the Indian capital.
Jamaica
Relations between India and Jamaica are generally cordial and close. There are many cultural and political connections inherited from British colonial rule, such as membership in the Commonwealth of Nations, parliamentary democracy, the English language and cricket.
Both nations are members of the Non-Aligned Movement, the United Nations and the Commonwealth, and Jamaica supports India's candidacy for permanent membership on a reformed UN Security Council.
During the British era, Indians voluntarily went to jobs in Jamaica and the West Indies. This has created a considerable population of people of Indian origin in Jamaica.
India has a High Commission in Kingston, whilst Jamaica has a consulate in New Delhi and plans to upgrade it to a High Commission soon.
Mexico
Mexico is a very important and major economic partner of India. Nobel Prize laureate and ambassador to India Octavio Paz wrote is book In Light of India which is an analysis of Indian history and culture. Both nations are regional powers and members of the G-20 major economies.
India has an embassy in Mexico City.
Mexico has an embassy in New Delhi.
Nicaragua
Bilateral relations between India and Nicaragua have been limited to SICA dialogue and visits by Nicaraguan Ministers to India. India maintains an honorary consul general in Nicaragua, concurrently accredited to the Indian embassy in Panama City and Nicaragua used to maintain an embassy in India but was reduced to honorary consulate general in New Delhi. the current Foreign minister Samuel Santos López visited India in 2008 for the SICA-India Foreign ministers' meeting and in 2013 for high-level talks with the then External Affairs minister Salman Khurshid which also expanded bilateral trade with the two countries reaching a total of US$60.12 million during 2012–13.
Panama
Bilateral relations between Panama and India have been growing steadily, reflecting the crucial role the Panama Canal plays in global trade and commerce. Moreover, with over 15,000 Indians living in Panama, diplomatic ties have considerably increased over the past decade.
The opening of the expanded Canal in 2016 is expected to provide new prospects for maritime connectivity. In seeking to rapidly strengthen trade relations such the flow of trade triples between the two countries, India is keen to leverage these transit trade facilities in Panama to access the wider market of Latin America. Along with pursuing a free trade agreement, India wants to promote investment in various sectors of Panama's economy, including the banking and maritime industry and the multimodal centre of the Colón Free Trade Zone.
Paraguay
The bilateral relations between the Republic of India and the Paraguay have been traditionally strong due to strong commercial, cultural and strategic co-operation. India is represented in Paraguay through its embassy in Buenos Aires in Argentina. India also has an Honorary Consul-General in Asuncion. Paraguay opened its embassy in India in 2005.
Trinidad & Tobago
Bilateral relations between the Republic of India and the Republic of Trinidad and Tobago have considerably expanded in recent years with both nations building strategic and commercial ties. Both nations formally established diplomatic relations in 1962.
Both nations were part of the British Empire; India supported the independence of Trinidad and Tobago from British rule and established its diplomatic mission in 1962 – the year that Trinidad and Tobago officially gained independence. They possess diverse natural and economic resources and are the largest economies in their respective regions. Both are members of the Commonwealth of Nations, the United Nations, G-77 and the Non-Aligned Movement (NAM).
The Republic of India operates a High Commission in Port of Spain, whilst the Republic of Trinidad and Tobago operates a High Commission in New Delhi.
United States of America
Before and during the Second World War, the United States under President Roosevelt gave strong support to the Indian independence movement despite being allies to Britain. Relations between India and the United States were lukewarm following Indian independence, as India took a leading position in the Non-Aligned Movement, and received support from the Soviet Union. The US provided support to India in 1962 during its war with China. For most of the Cold War, the USA tended to have warmer relations with Pakistan, primarily as a way to contain Soviet-friendly India and to use Pakistan to back the Afghan Mujahideen against the Soviet occupation of Afghanistan. An Indo-Soviet Treaty of Friendship and Cooperation, signed in 1971, also positioned India against the USA.
After the Sino-Indian War and the Indo-Pakistani War of 1965, India made considerable changes to its foreign policy. It developed a close relationship with the Soviet Union and started receiving massive military equipment and financial assistance from the USSR. This had an adverse effect on the Indo-US relationship. The United States saw Pakistan as a counterweight to pro-Soviet India and started giving the former military assistance. This created an atmosphere of suspicion between India and the US. The Indo-US relationship suffered a considerable setback when the Soviets took over Afghanistan and India overtly supported the Soviet Union.
Relations between India and the United States came to an all-time low during the early 1970s. Despite reports of atrocities in East Pakistan, and being told, most notably in the Blood telegram, of genocidal activities being perpetrated by Pakistani forces, US. Secretary of State Henry Kissinger and US President Richard Nixon did nothing to discourage then Pakistani President Yahya Khan and the Pakistan Army. Kissinger was particularly concerned about Soviet expansion into South Asia as a result of a treaty of friendship that had recently been signed between India and the Soviet Union, and sought to demonstrate to the People's Republic of China the value of a tacit alliance with the United States. During the Indo-Pakistani War of 1971, Indian Armed Forces, along with the Mukti Bahini, succeeded in liberating East Pakistan which soon declared independence. Nixon feared that an Indian invasion of West Pakistan would mean total Soviet domination of the region, and that it would seriously undermine the global position of the United States and the regional position of America's new tacit ally, China. To demonstrate to China the bona fides of the United States as an ally, and in direct violation of the Congress-imposed sanctions on Pakistan, Nixon sent military supplies to Pakistan, routing them through Jordan and Iran, while also encouraging China to increase its arms supplies to Pakistan.
When Pakistan's defeat in the eastern sector seemed certain, Nixon sent the to the Bay of Bengal, a move deemed by the Indians as a nuclear threat. The Enterprise arrived on station on 11 December 1971. On 6 and 13 December, the Soviet Navy dispatched two groups of ships, armed with nuclear missiles, from Vladivostok; they trailed US Task Force 74 into the Indian Ocean from 18 December 1971 until 7 January 1972. The Soviets also sent nuclear submarines to ward off the threat posed by USS Enterprise in the Indian Ocean.
Though American efforts had no effect in turning the tide of the war, the incident involving USS Enterprise is viewed as the trigger for India's subsequent interest in developing nuclear weapons. American policy towards the end of the war was dictated primarily by a need to restrict the escalation of war on the western sector to prevent the 'dismemberment' of West Pakistan. Years after the war, many American writers criticised the White House policies during the war as being badly flawed and ill-serving the interests of the United States. India carried out nuclear tests a few years later resulting in sanctions being imposed by United States, further drifting the two countries apart. In recent years, Kissinger came under fire for comments made during the Indo-Pakistan War in which he described Indians as "bastards." Kissinger has since expressed his regret over the comments.
After the Cold War
Since the end of the Cold War, India-USA relations have improved dramatically. This has largely been fostered by the fact that the United States and India are both democracies and have a large and growing trade relationship. During the Gulf War, the economy of India went through an extremely difficult phase. The Government of India adopted liberalised economic systems. After the break-up of the Soviet Union, India improved diplomatic relations with the members of the NATO particularly Canada, France and Germany. In 1992, India established formal diplomatic relations with Israel.
In recent years, India-United States relations have still improved significantly during the Premiership of Narendra Modi since 2014.
Pokhran tests reaction
In 1998, India tested nuclear weapons which resulted in several US, Japanese and European sanctions on India. India's then defence minister, George Fernandes, said that India's nuclear programme was necessary as it provided a deterrence to some potential nuclear threat. Most of the sanctions imposed on India were removed by 2001. India has categorically stated that it will never use weapons first but will defend if attacked.
The economic sanctions imposed by the United States in response to India's nuclear tests in May 1998 appeared, at least initially, to seriously damage Indo-American relations. President Bill Clinton imposed wide-ranging sanctions pursuant to the 1994 Nuclear Proliferation Prevention Act. US sanctions on Indian entities involved in the nuclear industry and opposition to international financial institution loans for non-humanitarian assistance projects in India. The United States encouraged India to sign the Comprehensive Nuclear-Test-Ban Treaty (CTBT) immediately and without condition. The United States also called for restraint in missile and nuclear testing and deployment by both India and Pakistan. The non-proliferation dialogue initiated after the 1998 nuclear tests has bridged many of the gaps in understanding between the countries.
Venezuela
Diplomatic relations between India and Venezuela were established on 1 October 1959. India maintains an embassy in Caracas, while Venezuela maintains an embassy in New Delhi.
There have been several visits by heads of state and government, and other high-level officials between the countries. President Hugo Chávez visited New Delhi on 4–7 March 2005. Chávez met with Indian President APJ Abdul Kalam and Prime Minister Manmohan Singh. The two countries signed six agreements including one to establish a Joint Commission to promote bilateral relations and another on cooperation in the hydrocarbon sector. Foreign Minister Nicolás Maduro visited India to attend the First Meeting of the India-CELAC Troika Foreign Ministers meeting in New Delhi on 7 August 2012.
The Election Commission of India (ECI) and the National Electoral Council (CNE) of Venezuela signed an MoU during a visit by Indian Election Commissioner V S Sampath to Caracas in 2012. Minister of State for Corporate Affairs visited Venezuela to attend the state funeral of President Chavez in March 2013. The President and Prime Minister of India expressed condolences on the death of Chávez. The Rajya Sabha, the upper house of Parliament, observed a minute's silence to mark his death. Ambassador Smita Purushottam represented India at the swearing-in ceremony of Chávez's successor Nicolás Maduro on 19 April 2013.
Citizens of Venezuela are eligible for scholarships under the Indian Technical and Economic Cooperation Programme and the Indian Council for Cultural Relations.
European countries
Austria
Austria–India relations refers to the bilateral ties between Austria and India. Indo-Austrian relations were established in May 1949 by the first Prime Minister of India Jawaharlal Nehru and the Chancellor of Austria Leopold Figl. Historically, Indo-Austrian ties have been particularly strong and India intervened in June 1953 in Austria's favour whilst negotiations were going on with Soviet Union about the Austrian State Treaty. There is a fully functioning Indian embassy in Vienna, Austria's capital, which is concurrently accredited to the United Nations offices in the city. Austria is represented in India by its embassy and Trade commission in New Delhi, India's capital, as well as honorary consulates in Mumbai, Kolkata, Chennai and Goa.
Czech Republic
Czech-Indian relations were established in 1921 by a consulate in Bombay. The Czech Republic has an embassy in New Delhi. Consulates of Czech Republic in India are in Chennai, Mumbai and Kolkata. India has an embassy in Prague.
Denmark
Denmark has an embassy in New Delhi, and India has an embassy in Copenhagen.
Tranquebar, a town in the southern Indian state of Tamil Nadu, was a Danish colony in India from 1620 to 1845. It is spelled Trankebar or Tranquebar in Danish, which comes from the native Tamil, Tarangambadi, meaning "place of the singing waves". It was sold, along with the other Danish settlements in mainland India, most notably Serampore (now in West Bengal), to Great Britain in 1845. The Nicobar Islands were also colonised by Denmark, until sold to the British in 1868, who made them part of the British Indian Empire.
After Independence in 1947, Indian prime minister Jawaharlal Nehru's visit to Denmark in 1957 laid the foundation for a friendly relationship between India and Denmark that has endured ever since. The bilateral relations between India and Denmark are cordial and friendly, based on synergies in political, economic, academic and research fields. There have been periodic high level visits between the two countries.
Anders Fogh Rasmussen, former Prime Minister of Denmark, accompanied by a large business delegation, paid a state visit to India from 4 to 8 February 2008. He visited Infosys, Biocon and IIM Bangalore in Bangalore and Agra. He launched an 'India Action Plan', which called for strengthening of the political dialogue, strengthening of co-operation in trade and investments, research in science and technology, energy, climate and environment, culture, education, student exchanges and attracting skilled manpower and IT experts to Denmark for short periods. The two countries signed an Agreement for establishment of a Bilateral Joint Commission for Cooperation.
In July 2012, the Government of India decided to scale down its diplomatic ties with Denmark after that country's refusal to appeal in their Supreme Court against a decision of its lower court rejecting the extradition of Purulia arms drop case prime accused Kim Davy a.k.a. Niels Holck. Agitated over Denmark's refusal to act on India's repeated requests to appeal in their apex court to facilitate Davy's extradition to India, government issued a circular directing all senior officials not to meet or entertain any Danish diplomat posted in India.
Estonia
India's first recognition of Estonia came on 22 September 1921 when the former had just acquired membership in the League of Nations. India re-recognised Estonia on 9 September 1991 and diplomatic relations were established on 2 December of the same year in Helsinki. Neither country has a resident ambassador. Estonia is represented in India by and an Embassy in New Delhi one honorary consulate in Mumbai . India is represented in Estonia through its embassy in Helsinki (Finland) and through an honorary consulate in Tallinn.
France
adsFrance and India established diplomatic relationships soon after India's independence from the British Empire in 1947. France's Indian possessions were returned to India after a treaty of cession was signed by the two countries in May 1956. On 16 August 1962, India and France exchanged the instruments of ratification under which France ceded to India full sovereignty over the territories it held. Pondicherry and the other enclaves of Karaikal, Mahe and Yanam came to be administered as the Union Territory of Puducherry from 1 July 1963.
France, Russia and Israel were the only countries that did not condemn India's decision to go nuclear in 1998. In 2003, France became the largest supplier of nuclear fuel and technology to India and remains a large military and economic trade partner. India's candidacy for permanent membership in the UN Security Council has found very strong support from former French President Nicolas Sarkozy. The Indian Government's decisions to purchase French s worth US$3 billion and 43 Airbus aircraft for Air India worth US$2.5 billion have further cemented the strategic, military and economic co-operation between India and France.
France's decision to ban schoolchildren from wearing of head-dresses and veils had the unintended consequence of affecting Sikh children who have been refused entry in public schools. The Indian Government, citing historic traditions of the Sikh community, has requested French authorities to review the situation so as to not to exclude Sikh children from education.
President Nicolas Sarkozy and François Hollande visited India in January 2008 and 2016 respectively as the Chief Guest of the annual Republic Day parade in New Delhi. France was the first country to sign a nuclear energy co-operation agreement with India; this was done during Prime Minister Singh's visit, following the waiver by the Nuclear Suppliers Group. During the Bastille Day celebrations on 14 July 2009, a detachment of 400 Indian troops marched alongside the French troops and the then Indian Prime Minister Manmohan Singh was the guest of honour.
Germany
During the Cold War India maintained diplomatic relations with both West Germany and East Germany. Since the fall of the Berlin Wall, and the reunification of Germany, relations have further improved.
Germany is India's largest trade partner in Europe. Between 2004 and 2013, Indo-German trade grew in volume but dropped in importance. According to Indian Ministry of Commerce MX data: Total trade between India and Germany was $5.5billion (3.8% share of Indian trade and ranked 6) in 2004 and $21.6billion (2.6% share of Indian trade and ranked 9) in 2013. Indian exports to Germany were $2.54billion (3.99% ranked 6) in 2004 and $7.3billion (2.41% ranked 10) in 2013. Indian imports from Germany were $2.92billion (3.73% ranked 6) in 2004 and $14.33billion (2.92% ranked 10) in 2013.
Indo-German ties are transactional. The strategic relationship between Germany and India suffers from sustained anti-Asian sentiment, institutionalized discrimination against minority groups, and xenophobic incidents against Indians in Germany. The 2007 Mügeln mob attack on Indians and the 2015 Leipzig University internship controversy has clouded the predominantly commercial-oriented relationship between the two countries. Stiff competition between foreign manufactured goods within the Indian market has seen machine-tools, automotive parts and medical supplies from German Mittelstand ceding ground to high-technology imports manufactured by companies located in ASEAN & BRICS countries. The Volkswagen emissions scandal drew the spotlight to corrupt behaviour in German boardrooms and brought back memories of the HDW bribery scandal surrounding the procurement of s by the Indian Navy. The India-Germany strategic relationship is limited by the insignificance of German geopolitical influence in Asian affairs. Germany has no strategic footprint in Asia. Germany like India is working towards gaining permanent seats in the United Nations Security Council.
Greece
For the Ancient Greeks "India" (Greek: Ινδία) meant only the upper Indus till the time of Alexander the Great. Afterwards, "India" meant to the Greeks most of the northern half of the Indian subcontinent. The Greeks referred to the Indians as "Indói" (Greek: Ἰνδοί), literally meaning "the people of the Indus River". Indians called the Greeks Yonas or "Yavanas" from Ionians.
Indo-Greek kingdoms were founded by the successor of Alexander the Great. (Greek conquests in India)
The Periplus of the Erythraean Sea was a manual written in Greek for navigators who carried trade between Roman Empire and other regions, including ancient India. It gives detailed information about the ports, routes and commodities.
The Greek ethnographer and explorer of the Hellenistic period, Megasthenes was the ambassador of Seleucus I at India. In his work, Indika (Greek: Ινδικά), he wrote the history of Indians and their culture. Megasthenes also mentioned the prehistoric arrival of God Dionysus and Herakles (Megasthenes' Herakles) in India.
There is now tangible evidence indicating that the settlement of Greek merchants in Bengal must have begun as early as the beginning of the seventeenth century. Dimitrios Galanos (Greek: Δημήτριος Γαλανός, 1760–1833) was the earliest recorded Greek Indologist. His translations of Sanskrit texts into Greek made knowledge of the philosophical and religious ideas of India available to many Europeans. A "Dimitrios Galanos" Chair for Hellenic Studies was established at Jawaharlal Nehru University in New Delhi, India in September 2000.
In modern time, diplomatic relations between Greece and India were established in May 1950. The new Greek Embassy building in New Delhi was inaugurated on 6 February 2001. As of 2020, the relation between the two countries is closer than ever and is considered historical and strategic by both parts.
Iceland
Iceland and India established diplomatic relations in 1972. The Embassy of Iceland in London was accredited to India and the Embassy of India in Oslo, Norway, was accredited to Iceland. However, it was only after 2003 that the two countries began close diplomatic and economic relationships. In 2003, President of Iceland Ólafur Ragnar Grímsson visited India on a diplomatic mission. This was the first visit by an Icelandic President to India. During the visit, Iceland pledged support to New Delhi's candidature for a permanent seat in the United Nation Security Council thus becoming the first Nordic country to do so. This was followed by an official visit of President of India A. P. J. Abdul Kalam to Iceland in May 2005. Following this a new embassy of Iceland was opened in New Delhi on 26 February 2006. Soon, an Indian Navy team visited Iceland on friendly mission. Gunnar Pálsson is the ambassador of Iceland to India. The Embassy's area of accreditation, apart from India includes Bangladesh, Indonesia, the Seychelles, Singapore, Sri Lanka, Malaysia, Maldives, Mauritius and Nepal. India appointed S. Swaminathan as the first resident ambassador to Iceland in March 2008.
India has an embassy established in 2006 at Reykjavík.
Iceland has an embassy established in 2005 at New Delhi.
Ireland
Indo-Irish relations picked up steam during their respective campaigns for independence from the British Empire. Political relations between the two states have largely been based on socio-cultural ties, although political and economic ties have also helped build relations. Indo-Irish relations were greatly strengthened by Pandit Nehru, Éamon de Valera, Rabindranath Tagore, W. B. Yeats, James Joyce, and, above all, Annie Besant. Politically, relations have not been cold or warm. Mutual benefit has led to economic ties that are fruitful for both states. Visits by government leaders have kept relations cordial at regular intervals.
India has an embassy in Dublin.
Republic of Ireland has an embassy in New Delhi.
Italy
India maintains an embassy in Rome, and a consulate-general in Milan. Italy has an embassy in New Delhi, and consulate-generals in Mumbai and Calcutta.
Indo-Italian relations have historically been cordial. In recent times, their state has mirrored the political fortunes of Sonia Maino-Gandhi, the Italian-born leader of the Indian National Congress and de facto leader of the UPA government of Manmohan Singh.
Since 2012 the relationship has been affected by the ongoing Enrica Lexie case: two Indian fishermen were killed on the Indian fishing vessel St. Antony as a result of gunshot wounds following a confrontation with the Italian oil tanker Enrica Lexie in international waters, off the Kerala coast.
After a period of tensions, in 2017 Italian Prime Minister Paolo Gentiloni visited India and met his Indian counterpart Narendra Modi; they held extensive talks in order to strengthen the political cooperation and to boost the bilateral trade.
There are around 150,000 people of Indian Origins living in Italy. Around 1,000 Italian citizens reside in India, mostly working on behalf of Italian industrial groups.
Luxembourg
Relations were established in 1947, following India's independence. Luxembourg operates an Embassy in New Delhi whilst India operates a Consulate General in Luxembourg City. Bilateral Trade stood at US$37 Million in 2014 and trade continues to grow every year. Diplomats from both countries have visited the other several time. In 2019, Luxembourg plans to host the annual Asian Infrastructure Investment Bank and open an economic mission in India.
Netherlands
India–Netherlands relations refer to foreign relations between India and the Netherlands. India maintains an embassy in The Hague, Netherlands and the Netherlands maintains an embassy in New Delhi and a consulate general in Mumbai. Both countries established diplomatic relations in 1947.
Norway
In 2012, Trond Giske met with Minister of Finance Pranab Mukherjee, to save Telenor's investments to put forth Norway's "strong wish" that there must not be a waiting period between the confiscation of telecom licences and the re-sale of those. The leader of Telenor attended the meeting.
Portugal
Spain
Diplomatic ties with Spain started in 1956. The first Spanish embassy was established in Delhi in 1958. India and Spain have had cordial relationship with each other especially after the establishment of democracy in Spain in 1978. Spain has been a main tourist spot for Indians over the years. Many presidents including Prathibha Patil visited Spain.
The royal family of Spain have always liked the humble nature of the Indian government and they have thus paid several visits to India. There was no direct flight from India to Spain but it all changed in 1986 when Iberain travels started to fly directly from Mumbai to Madrid. However, it was stopped in 22 months. In 2006 this issue of direct flight was reconsidered so as to improve the ties between India and Spain. "Zindagi Na Milegi Dobara" was shot completely in Spain in 2011. The tourism ministry of Spain are using this movie to promote tourism to Spain in India.
Sweden
India has an embassy in Stockholm, which is also accredited to Latvia.
Sweden has an embassy in New Delhi, which is also accredited to Sri Lanka, Nepal, Bhutan and the Maldives. It has three honorary consulates in Chennai, Kolkata and Mumbai.
Ukraine
Diplomatic relations between India and Ukraine were established in January 1992. The Indian Embassy in Kyiv was opened in May 1992 and Ukraine opened its mission in New Delhi in February 1993. The Consulate General of India in Odessa functioned from 1962 till its closure in March 1999.
India has an embassy in Kyiv.
Ukraine has an embassy in New Delhi and an honorary consulate in Mumbai.
United Kingdom
UK& India has a high commission in London and two consulates-general in Birmingham and Edinburgh. The United Kingdom has a high commission in New Delhi and five deputy high commissions in Mumbai, Chennai, Bangalore, Hyderabad and Kolkata. Since 1947, India's relations with the United Kingdom have been through bilateral, as well as through the Commonwealth of Nations framework. Although the Sterling Area no longer exists and the Commonwealth is much more an informal forum, India and the UK still have many enduring links. This is in part due to the significant number of people of Indian origin living in the UK. The large South Asian population in the UK results in steady travel and communication between the two countries. The British Raj allowed for both cultures to imbibe tremendously from the other. The English language and cricket are perhaps the two most evident British exports, whilst in the UK food from the Indian subcontinent is very popular. The United Kingdom's favourite food is often reported to be Indian cuisine, although no official study reports this.
Economically the relationship between Britain and India is also strong. India is the second largest investor in Britain after the US. Britain is also one of the largest investors in India.
Vatican City & the Holy See
Formal bilateral relations between India and the Vatican City have existed since 12 June 1948. An Apostolic Delegation existed in India from 1881. The Holy See has a nunciature in New Delhi whilst India has accredited its embassy in Bern, Switzerland to the Holy See as well. India's Ambassador in Bern has traditionally been accredited to the Holy See.
The connections between the Catholic Church and India can be traced back to the apostle St. Thomas, who, according to tradition, came to India in 52 CE in the 9th century, the patriarch of the Nestorians in Persia sent bishops to India. There is a record of an Indian bishop visiting Rome in the early part of the 12th century.
The diplomatic mission was established as the Apostolic Delegation to the East Indies in 1881, and included Ceylon, and was extended to Malaca in 1889, and then to Burma in 1920, and eventually included Goa in 1923. It was raised to an Internunciature by Pope Pius XII on 12 June 1948 and to a full Apostolic Nunciature by Pope Paul VI on 22 August 1967.
There have been three Papal visits to India. The first Pope to visit India was Pope Paul VI, who visited Mumbai in 1964 to attend the Eucharistic Congress. Pope John Paul II visited India in February 1986 and November 1999. Several Indian dignitaries have, from time to time, called on the Pope in the Vatican. These include Prime Minister Indira Gandhi in 1981 and Prime Minister I. K. Gujral in September 1987. Atal Bihari Vajpayee, Prime Minister, called on the Pope in June
2000 during his official visit to Italy. Vice-President Bhairon Singh Shekhawat represented the country at the funeral of Pope John Paul II.
Other European countries
European Union
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India was one of the first countries to develop relations with the European Union. The Joint Political Statement of 1993 and the 1994 Co-operation Agreement were the foundational agreements for the bilateral partnership. In 2004, India and European Union became "Strategic Partners". A Joint Action Plan was agreed upon in 2005 and updated in 2008. India-EU Joint Statements was published in 2009 and 2012 following the India-European Union Summits.
India and the European Commission initiated negotiations on a Broad-based Trade and Investment Agreement (BTIA) in 2007. Seven rounds of negotiations have been completed without reaching a Free Trade Agreement.
According to the Government of India, trade between India and the EU was $57.25 billion between April and October 2014 and stood at $101.5 billion for the fiscal period of 2014–2015.
The European Union is India's second largest trading bloc, accounting for around 20% of Indian trade (Gulf Cooperation Council is the largest trading bloc with almost $160 billion in total trade). India was the European Union's 8th largest trading partner in 2010. EU-India trade grew from €28.6 billion in 2003 to €72.7 billion in 2013.
France, Germany and UK collectively represent the major part of EU-India trade. Annual trade in commercial services tripled from €5.2billion in 2002 to €17.9 billion in 2010.
Denmark, Sweden, Finland and the Netherlands are the other more prominent European Union countries who trade with India.
Transcontinental: Eurasia
Soviet Union
The dissolution of the Soviet Union and the emergence of the Commonwealth of Independent States (CIS) had major repercussions for Indian foreign policy. Substantial trade with the former Soviet Union plummeted after the Soviet collapse and has yet to recover. Longstanding military supply relationships were similarly disrupted due to questions over financing, although Russia continues to be India's largest supplier of military systems and spare parts.
The relationship with USSR was tested (and proven) during the 1971 war with Pakistan, which led to the subsequent liberation of Bangladesh. Soon after the victory of the Indian Armed Forces, one of the foreign delegates to visit India was Admiral S.G. Gorshkov, Chief of the Soviet Navy. During his visit to Mumbai (Bombay) he came on board INS Vikrant. During a conversation with Vice Admiral Swaraj Prakash, Gorshkov asked the Vice Admiral, "Were you worried about a battle against the American carrier?" He answered himself: "Well, you had no reason to be worried, as I had a Soviet nuclear submarine trailing the American task force all the way into the Indian Ocean."
Russia
India's ties with the Russian Federation are time-tested and based on continuity, trust and mutual understanding. There is national consensus in both the countries on the need to preserve and strengthen India-Russia relations and further consolidate the strategic partnership between the two countries. A Declaration on Strategic Partnership was signed between present Russian President Vladimir Putin and former Indian Prime Minister Atal Bihari Vajpayee in October 2000 the partnership is also referred as "special and privileged strategic partnership" .
Russia and India have decided not to renew the 1971 Indo-Soviet Peace and Friendship Treaty and have sought to follow what both describe as a more pragmatic, less ideological relationship. Russian President Yeltsin's visit to India in January 1993 helped cement this new relationship. Ties have grown stronger with President Vladimir Putin's 2004 visit. The pace of high-level visits has since increased, as has discussion of major defence purchases. Russia, is working for the development of the Kudankulam Nuclear Power Plant, that will be capable of producing 1000 MW of electricity. Gazprom, is working for the development of oil and natural gas, in the Bay of Bengal. India and Russia, have collaborated extensively, on space technology. Other areas of collaboration include software, ayurveda, etc. India and Russia, have set a determination in increasing trade to $10 billion. Cooperation between clothing manufacturers of the two countries continues to strengthen. India and Russia signed an agreement on joint efforts to increase investment and trade volumes in the textile industry in both countries. In signing the document included representatives of the Russian Union of Entrepreneurs of Textile and Light Industry Council and apparel exports of India (AEPC). A co-operation agreement provides, inter alia, exchange of technology and know-how in textile production. For this purpose, a special Commission on Affairs textile (Textile Communication Committee). Counter-terrorism techniques are also in place between Russia and India. In 2007 President Vladimir Putin was guest of honour at Republic Day celebration on 26 January 2007. 2008, has been declared by both countries as the Russia-India Friendship Year. Bollywood films are quite popular in Russia. The Indian public sector oil company ONGC bought Imperial Energy Corporation in 2008. In December 2008, during President Medvedev's visit, to New Delhi, India and Russia, signed a nuclear energy co-operation agreement. In March 2010, Russian Prime Minister Vladimir Putin signed an additional 19 pacts with India which included civilian nuclear energy, space and military co-operation and the final sale of Admiral Gorshkov (Aircraft Carrier) along with MiG-29K fighter jets.
During the 2014 Crimean crisis India refused to support American sanctions against Russia and one of India's national security advisers Shivshankar Menon was reported to have said "There are legitimate Russian and other interests involved and we hope they are discussed and resolved."
On 7 August 2014 India and Russia held a joint counter-terrorism exercise near Moscow boundary with China and Mongolia. It involved the use of tanks and armoured vehicles.
India and Russia have so far conducted three rounds of INDRA exercises. The first exercise was carried out in 2005 in Rajasthan, followed by Prshkov in Russia. The third exercise was conducted at Chaubattia in Kumaon hills in October 2010.
India's relation with the Middle East
Bahrain
India is a close ally of Bahrain, the Kingdom along with its GCC partners are (according to Indian officials) among the most prominent backers of India's bid for a permanent seat on the UN Security Council, and Bahraini officials have urged India to play a greater role in international affairs. For instance, over concerns about Iran's nuclear programme Bahrain's Crown Prince appealed to India to play an active role in resolving the crisis.
Ties between India and Bahrain go back generations, with many of Bahrain's most prominent figures having close connections: poet and constitutionalist Ebrahim Al-Arrayedh grew up in Bombay, while 17th century Bahraini theologians Sheikh Salih Al-Karzakani and Sheikh Ja'far bin Kamal al-Din were influential figures in the Kingdom of Golkonda and the development of Shia thought in the sub-continent.
Bahraini politicians have sought to enhance these long standing ties, with Parliamentary Speaker Khalifa Al Dhahrani in 2007 leading a delegation of parliamentarians and business leaders to meet the then Indian President Pratibha Patil, the then opposition leader L K Advani, and take part in training and media interviews. Politically, it is easier for Bahrain's politicians to seek training and advice from India than it is from the United States or other western alternative.
Adding further strength to the ties, Sheikh Hamad Bin Isa Al-Khalifa visited India during which MOUs and bilateral deals worth $450 million were approved. India expressed its support for Bahrain's bid for a non-permanent seat in the UNSC in 2026–27.
Egypt
Modern Egypt-India relations go back to the contacts between Saad Zaghloul and Mohandas Gandhi on the common goals of their respective movements of independence. In 1955, Egypt under Gamal Abdul Nasser and India under Jawaharlal Nehru became the founders of the Non-Aligned Movement. During the 1956 War, Nehru stood supporting Egypt to the point of threatening to withdraw his country from the Commonwealth of Nations. In 1967, following the Arab–Israeli conflict, India supported Egypt and the Arabs. In 1977, New Delhi described the visit of President Anwar al-Sadat to Jerusalem as a "brave" move and considered the peace treaty between Egypt and Israel a primary step on the path of a just settlement of the Middle East problem. Major Egyptian exports to India include raw cotton, raw and manufactured fertilisers, oil and oil products, organic and non-organic chemicals, leather and iron products. Major imports into Egypt from India are cotton yarn, sesame, coffee, herbs, tobacco, lentils, pharmaceutical products and transport equipment. The Egyptian Ministry of Petroleum is also currently negotiating the establishment of a natural gas-operated fertiliser plant with another Indian company. In 2004 the Gas Authority of India Limited, bought 15% of Egypt Nat Gas distribution and marketing company. In 2008 Egyptian investment in India was worth some 750 million dollars, according to the Egyptian ambassador.
After Arab Spring of 2011, with ousting of Hosni Mubarak, Egypt has asked for help of India in conducting nationwide elections.
Iran
Independent India and Iran established diplomatic links on 15 March 1950. After the Iranian Revolution of 1979, Iran withdrew from CENTO and dissociated itself from US-friendly countries, including Pakistan, which automatically meant improved relationship with the Republic of India.
Currently, the two countries have friendly relations in many areas. There are significant trade ties, particularly in crude oil imports into India and diesel exports to Iran. Iran frequently objected to Pakistan's attempts to draft anti-India resolutions at international organisations such as the OIC. India welcomed Iran's inclusion as an observer state in the SAARC regional organisation. Lucknow continues to be a major centre of Shiite culture and Persian study in the subcontinent.
In the 1990s, India and Iran both supported the Northern Alliance in Afghanistan against the Taliban regime. They continue to collaborate in supporting the broad-based anti-Taliban government led by Hamid Karzai and backed by the United States.
However, one complex issue in Indo-Iran relations is the issue of Iran's nuclear programme. In this intricate issue, India tries to make a delicate balance. According to Rejaul Laskar, an Indian expert on international relations, "India's position on Iran's nuclear programme has been consistent, principled and balanced, and makes an endeavour to reconcile Iran's quest for energy security with the international community's concerns on proliferation. So, while India acknowledges and supports Iran's ambitions to achieve energy security and in particular, its quest for peaceful use of nuclear energy, it is also India's principled position that Iran must meet all its obligations under the international law, particularly its obligations under the nuclear Non Proliferation Treaty (NPT) and other such treaties to which it is a signatory"
Following an attack on an Israeli diplomat in India in February 2012, the Delhi Police contended that the Iranian Revolutionary Guard Corps had some involvement in the attack. This was subsequently confirmed in July 2012, after a report by the Delhi Police found evidence that members of Iranian Revolutionary Guard Corps had been involved in the 13 February bomb attack in the capital.
Iraq
Iraq was one of the few countries in the Middle East with which India established diplomatic relations at the embassy level immediately after its independence in 1947. Both nations signed the "Treaty of Perpetual Peace and Friendship" in 1952 and an agreement of co-operation on cultural affairs in 1954. India was amongst the first to recognise the Ba'ath Party-led government, and Iraq remained neutral during the Indo-Pakistani War of 1965. However, Iraq sided alongside other Persian Gulf states in supporting Pakistan against India during the Indo-Pakistani War of 1971, which saw the creation of Bangladesh. The eight-year-long Iran–Iraq War caused a steep decline in trade and commerce between the two nations.
During the 1991 Persian Gulf War, India remained neutral but permitted refuelling for US aircraft. It opposed UN sanctions on Iraq, but the period of war and Iraq's isolation further diminished India's commercial and diplomatic ties. From 1999 onwards, Iraq and India began to work towards a stronger relationship. Iraq had supported India's right to conduct nuclear tests following its tests of five nuclear weapons on 11 and 13 May 1998. In 2000, the then-Vice-President of Iraq Taha Yassin Ramadan visited India, and on 6 August 2002 President Saddam Hussein conveyed Iraq's "unwavering support" to India over the Kashmir conflict with Pakistan. India and Iraq established joint ministerial committees and trade delegations to promote extensive bilateral co-operation. Although initially disrupted during the 2003 invasion of Iraq, diplomatic and commercial ties between India and the new democratic government of Iraq have since been normalised.
Israel
The establishment of Israel at the end of World War II was a complex issue. Based on its own experience during partition, when 14 million people were displaced and an estimated 200,000 to 500,000 people were killed in Punjab Province, India had recommended a single state, as did Iran and Yugoslavia (later to undergo its own genocidal partition). The state could allocate Arab- and Jewish-majority provinces with a goal of preventing partition of historic Palestine and prevent widespread conflict. But, the final UN resolution recommended partition of Mandatory Palestine into Arab and Jewish states based on religious and ethnic majorities. India opposed this in the final vote as it did not agree with the concept of partition on the basis of religion.
Due to the security threat from a US-backed Pakistan and its nuclear programme in the 1980s, Israel and India started a clandestine relationship that involved co-operation between their respective intelligence agencies. Israel shared India's concerns about the growing danger posed by Pakistan and nuclear proliferation to Iran and other Arab states.Since the establishment of full diplomatic relations with Israel in 1992, India has improved its relation with the Jewish state. India is regarded as Israel's strongest ally in Asia, and Israel is India's second-largest arms supplier. Since India achieved its independence in 1947, it has supported Palestinian self-determination. India recognised Palestine's statehood following Palestine's declaration on 18 November 1988 and Indo-Palestinian relations were first established in 1974. This has not adversely affected India's improved relations with Israel.
India has entertained the Israeli Prime Minister in a visit in 2003, and Israel has entertained Indian dignitaries such as Finance Minister Jaswant Singh in diplomatic visits. India and Israel collaborate in scientific and technological endeavours. Israel's Minister for Science and Technology has expressed interest in collaborating with the Indian Space Research Organisation (ISRO) towards using satellites to better manage land and other resources. Israel has also expressed interest in participating in ISRO's Chandrayaan Mission involving an unmanned mission to the moon. On 21 January 2008, India successfully launched an Israeli spy satellite into orbit from Sriharikota space station in southern India.
Israel and India share intelligence on terrorist groups. They have developed close defence and security ties since establishing diplomatic relations in 1992. India has bought more than $5 billion worth of Israeli equipment since 2002. In addition, Israel is training Indian military units and in 2008 was discussing an arrangement to give Indian commandos instruction in counter-terrorist tactics and urban warfare. In December 2008, Israel and India signed a memorandum to set up an Indo-Israel Legal Colloquium to facilitate discussions and exchange programmes between judges and jurists of the two countries.
Following the Israeli invasion of Lebanon in 2006, India stated that the Israeli use of force was "disproportionate and excessive."
India-Israel relationship has been very close and warm under the premiership of Narendra Modi since 2014. In 2017, he was the first ever Prime Minister of India to visit Israel.
Lebanon
India and Lebanon enjoy cordial and friendly relations based on many complementarities
such as political system based on parliamentary democracy, non-alignment, human rights,
commitment to a just world order, regional and global peace, liberal market economy and a vibrant
entrepreneurial spirit. India has a peacekeeping force as part of the United Nations Interim Force in Lebanon (UNIFIL). One infantry battalion is deployed in Lebanon and about 900 personnel are stationed in the Eastern part of Southern Lebanon. The force also provided non-patrol aid to citizens.
India and Lebanon have very good relations since the 1950s.
Oman
India–Oman relations are foreign relations between India and the Sultanate of Oman. India has an embassy in Muscat, Oman. The Indian consulate was opened in Muscat in February 1955 and five years later it was upgraded to a consulate general and later developed into a full-fledged embassy in 1971. The first Ambassador of India arrived in Muscat in 1973. Oman established its embassy in New Delhi in 1972 and a consulate general in Mumbai in 1976.
$5.6 bn Oman-India energy pipeline plans progressing: Fox Petroleum Group envisions a roughly five-year timeframe for the execution of the pipeline project.
Ajay Kumar, the chairman and managing director of Fox Petroleum, based in New Delhi, which is an associate company of Fox Petroleum FZC in the UAE, said that Mr Modi had "fired the best weapon of economic development and growth". "He has given a red carpet for global players to invest in India," Mr Kumar added. "It will boost all sectors of industry – especially for small-scale manufacturing units and heavy industries too."
Palestine
After India achieved its independence in 1947, the country has moved to support Palestinian self-determination following the partition of India. In the light of a religious partition between India and Pakistan, the impetus to boost ties with Muslim states around the world was a further tie to India's support for the Palestinian cause. Though it started to waver in the late 1980s and 1990s as the recognition of Israel led to diplomatic exchanges, the ultimate support for the Palestinian cause was still an underlying concern.
Beyond the recognition for Palestinian self-determination ties have been largely dependent upon socio-cultural bonds, while economic relations were neither cold nor warm.
India recognised Palestine's statehood following its own declaration on 18 November 1988; although relations were first established in 1974.
PNA President Abbas paid a State visit to India in September 2012, during which India pledged $10 million as aid. Indian officials said it was the third such donation, adding that New Delhi was committed to helping other development projects. India also pledged support to Palestine's bid for full and equal membership of the UN.
Saudi Arabia
Bilateral relations between India and the Saudi Arabia have strengthened considerably owing to co-operation in regional affairs and trade. Saudi Arabia is the one of largest suppliers of oil to India, who is one of the top seven trading partners and the 5th biggest investor in Saudi Arabia.
India was one of the first nations to establish ties with the Third Saudi State. During the 1930s, India heavily funded Nejd through financial subsidies.
India's strategic relations with Saudi Arabia have been affected by the latter's close ties with Pakistan. Saudi Arabia supported Pakistan's stance on the Kashmir conflict and during the Indo-Pakistani War of 1971 at the expense of its relations with India. The Soviet Union's close relations with India also served as a source of consternation. During the Persian Gulf War (1990–91), India officially maintained neutrality. Saudi Arabia's close military and strategic ties with Pakistan have also been a source of continuing strain.
Since the 1990s, both nations have taken steps to improve ties. Saudi Arabia has supported granting observer status to India in the Organisation of Islamic Cooperation (OIC) and has expanded its co-operation with India to fight terrorism. In January 2006, King Abdullah of Saudi Arabia made a special visit to India, becoming the first Saudi monarch in 51 years to do so. The Saudi king and former Prime Minister of India Manmohan Singh signed an agreement forging a strategic energy partnership that was termed the "Delhi Declaration". The pact provides for a "reliable, stable and increased volume of crude oil supplies to India through long-term contracts." Both nations also agreed on joint ventures and the development of oil and natural gas in public and private sectors. An Indo-Saudi joint declaration in the Indian capital New Delhi described the king's visit as "heralding a new era in India-Saudi Arabia relations."
Syria
Bilateral relations between the India and Syria are historic where the two have ancient civilizational ties. Both countries were on the Silk Road through which civilizational exchanges took place for centuries. The Syriac Christianity, originating in ancient Syria, spread further to the East and created the first Christian communities in ancient India. The ancient Syriac language among the Syrian Christians of Kerala was also brought to Kerala by St Thomas in the 1st century CE. Even today the language continues to be taught in colleges and universities in Kerala.
A common nationalism and secular orientation, membership of NAM and similar perceptions on many issues further strengthened a bond between the two states. India supported "Syria's legitimate right to regain the occupied Golan Heights." In turn, this was reciprocated with Syrian recognition that Kashmir is a bilateral issue as well as general support of India's concerns and even candidature at various international forums.
Turkey
Due to controversial issues such as Turkey's close relationship with Pakistan, relations between the two countries have often been blistered at certain times, but better at others. India and Turkey's relationship alters from unsureness to collaboration when the two nations work together to combat terrorism in Central and South Asia, and the Middle East. India and Turkey are also connected by history, seeing as they have known each other since the days of the Ottoman Empire, and seeing as India was one of the countries to send aid to Turkey following its war of independence. The Indian real estate firm GMR, has invested in and is working towards the modernisation of Istanbul's Sabiha Gökçen International Airport.
The relations took a nose-dive after Turkish president Recep Tayyip Erdoğan spoke against of India on Kashmir issue and supported Pakistan, during his address at United Nations General Assembly after Pakistan PM Imran Khan, in September 2019. In February 2020, he visited Islamabad and held talks with Imran Khan, on "improving and bolding the relations with Islamabad". At the end of the month, during the riots of Delhi and CAA-NRC protests in India, he criticized the government for its policies. He also had criticized the move of Indian Government on the Galwan Valley skirmishes with China on LAC.
United Arab Emirates
India–United Arab Emirates relations refers to the bilateral relations that exist between the Republic of India and the United Arab Emirates.After the creation of the Federation in 1971, India-UAE relations flourished. Today UAE and India share political, economical and cultural links. There are over a million Indians in the United Arab Emirates, being by far the largest migrant group in the country.[1] A large Indian expatriate community resides and engages in the UAE in economically productive activities and has played a significant role in the evolution of the UAE. In 2008–09, India emerged as the largest trade partner of the UAE with bilateral trade between the two countries exceeding US$44.5 billion. [9] UAEand India are each other's main trading parthers. The trade totals over $75 billion (AED275.25 billion).
Arab states of the Persian Gulf
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India and the Arab states of the Persian Gulf enjoy strong cultural and economic ties. This is reflected in the fact that more than 50% of the oil consumed by India comes from the Persian Gulf countries and Indian nationals form the largest expatriate community in the Arabian peninsula. The annual remittance by Indian expatriates in the region amounted to US$20 billion in 2007. India is one of the largest trading partners of the CCASG with non-oil trade between India and Dubai alone amounting to US$19 billion in 2007. The Persian Gulf countries have also played an important role in addressing India's energy security concerns, with Saudi Arabia and Kuwait regularly increasing their oil supply to India to meet the country's rising energy demand. In 2005, Kuwait increased its oil exports to India by 10% increasing the net oil trade between the two to US$4.5 billion. In 2008, Qatar decided to invest US$5 billion in India's energy sector.
India has maritime security arrangement in place with Oman and Qatar. In 2008, a landmark defence pact was signed, under which India committed its military assets to protect "Qatar from external threats".
There has been progress in a proposed deep-sea gas pipeline from Qatar, via Oman, to India.
India's relation with Central Asia
Kazakhstan
India is working towards developing strong relations with this resource rich Central Asian country. The Indian oil company, Oil and Natural Gas Corporation, has got oil exploration and petroleum development grants in Kazakhstan. The two countries are collaborating in petrochemicals, information technology, and space technology. Kazakhstan has offered India five blocks for oil and gas exploration. India and Kazakhstan, are to set up joint projects in construction, minerals and metallurgy. India also signed four other pacts, including an extradition treaty, in the presence of President Prathibha Patil and her Kazakh counterpart Nursultan Nazarbayev. Kazakhstan will provide uranium and related products under the MoU between Nuclear Power Corp. of India and KazatomProm. These MoU also opens possibilities of joint exploration of uranium in Kazakhstan, which has the world's second largest reserves, and India building atomic power plants in the Central Asian country.
Mongolia
The relations between India and Mongolia are still at a nascent stage and Indo-Mongolian co-operation is limited to diplomatic visits, provision of soft loans and financial aid and the collaborations in the IT sector.
India established diplomatic relations in December 1955. India was the first country outside the Soviet bloc to establish diplomatic relations with Mongolia. Since then, there have been treaties of mutual friendship and co-operation between the two countries in 1973, 1994, 2001 and 2004.
Tajikistan
Diplomatic relations were established India and Tajikistan following Tajikistan's independence from the 1991 dissolution of the Soviet Union, which had been friendly with India. Tajikistan occupies a strategically important position in Central Asia, bordering Afghanistan, the People's Republic of China and separated by a small strip of Afghan territory from Pakistan. India's role in fighting the Taliban and Al-Qaeda and its strategic rivalry with both China and Pakistan have made its ties with Tajikistan important to its strategic and security policies. Despite their common efforts, bilateral trade has been comparatively low, valued at USD 12.09 million in 2005; India's exports to Tajikistan were valued at USD 6.2 million and its imports at USD 5.89 million. India's military presence and activities have been significant, beginning with India's extensive support to the anti-Taliban Afghan Northern Alliance (ANA). India began renovating the Farkhor Air Base and stationed aircraft of the Indian Air Force there. The Farkhor Air Base became fully operational in 2006, and 12 MiG-29 bombers and trainer aircraft are planned to be stationed there.
Kyrgyzstan
Turkmenistan
Uzbekistan
India has an embassy in Tashkent. Uzbekistan has an embassy in New Delhi. Uzbekistan has had a great impact on Indian culture mostly due to the Mughal Empire which was founded by Babur of Ferghana (in present-day Uzbekistan) who created his empire southward first in Afghanistan and then in India.
India's relation with Africa
Algeria
Burundi
Burundi has an embassy in New Delhi.
India is represented in Burundi by its embassy in Kampala, Uganda.
Both countries have a number of bilateral agreements.
Comoros
Both countries established diplomatic relations in June 1976.
Both countries are full members of the Indian-Ocean Rim Association.
Congo
Ethiopia
India and Ethiopia have warm bilateral ties based on mutual co-operation and support. India has been a partner in Ethiopia's developmental efforts, training Ethiopian personnel under its ITEC programmer, providing it with several lines of credit and launching the Pan-African e-Network Project there in 2007. The Second India–Africa Forum Summit was held in Addis Ababa in 2011. India is also Ethiopia's second largest source of foreign direct investments.
Gabon
Gabon maintains an embassy in New Delhi. The Embassy of India in Kinshasa, Democratic Republic of Congo is jointly accredited to Gabon.
Ghana
Relations between Ghana and India are generally close and cordial mixed with economic and cultural connections. Trade between India and Ghana amounted to US$818 million in 2010–11 and is expected to be worth US$1 billion by 2013. Ghana imports automobiles and buses from India and companies like Tata Motors and Ashok Leyland have a significant presence in the country. Ghanaian exports to India consist of gold, cocoa and timber while Indian exports to Ghana comprise pharmaceuticals, agricultural machinery, electrical equipment, plastics, steel and cement.
The Government of India has extended $228 million in lines of credit to Ghana which has been used for projects in sectors like agro-processing, fish processing, waste management, rural electrification and the expansion of Ghana's railways. India has also offered to set up an India-Africa Institute of Information Technology (IAIIT) and a Food Processing Business Incubation Centre in Ghana under the India–Africa Forum Summit.
India is among the largest foreign investors in Ghana's economy. At the end of 2011, Indian investments in Ghana amounted to $550 million covering some 548 projects. Indian investments are primarily in the agriculture and manufacturing sectors of Ghana while Ghanaian companies manufacture drugs in collaboration with Indian companies. The IT sector in Ghana too has a significant Indian presence in it. India and Ghana also have a Bilateral Investment Protection Agreement between them. India's Rashtriya Chemicals and Fertilisers is in the process of setting up a fertiliser plant in Ghana at Nyankrom in the Shama District of the Western Region of Ghana. The project entails an investment of US$1.3 billion and the plant would have an annual production capacity of 1.1 million tonnes, the bulk of which would be exported to India. There are also plans to develop a sugar processing plant entailing an investment of US$36 million. Bank of Baroda, Bharti Airtel, Tata Motors and Tech Mahindra are amongst the major Indian companies in Ghana.
There are about seven to eight thousand Indians and Persons of Indian Origin living in Ghana today with some of them having been there for over 70 years. Ghana is home to a growing indigenous Hindu population that today numbers 3000 families. Hinduism first came to Ghana only in the late 1940s with the Sindhi traders who migrated here following India's Partition. It has been growing in Ghana and neighbouring Togo since the mid-1970s when an African Hindu monastery was established in Accra.
Ivory Coast
The bilateral relations between India and Ivory Coast have expanded considerably in recent years as India seeks to develop an extensive commercial and strategic partnership in the West African region. The Indian diplomatic mission in Abidjan was opened in 1979. Ivory Coast opened its resident mission in New Delhi in September 2004. Both nations are currently fostering efforts to increase trade, investments and economic co-operation.
Kenya
As littoral states of the Indian Ocean, trade links and commercial ties between India and Kenya go back several centuries. Kenya has a large minority of Indians and Persons of Indian Origin living there who are descendants of labourers who were brought in by the British to construct the Uganda Railway and Gujarati merchants.
India and Kenya have growing trade and commercial ties. Bilateral trade amounted to $2.4 billion in 2010–2011 but with Kenyan imports from India accounting for $2.3 billion, the balance of trade was heavily in India's favour. India is Kenya's sixth largest trading partner and the largest exporter to Kenya. Indian exports to Kenya include pharmaceuticals, steel, machinery and automobiles while Kenyan exports to India are largely primary commodities such as soda ash, vegetables and tea. Indian companies have a significant presence in Kenya with Indian corporates like the Tata Group, Essar Group, Reliance Industries and Bharti Airtel operating there.
Lesotho
India operates a High Commission in Pretoria which serves Lesotho and Lesotho operates a residential mission in India. Lesotho and India have strong ties. Lesotho has backed India's bid for a Permanent UN seat and has also recognized Jammu and Kashmir as a part of India. India exported US$11 Million to Lesotho in the 2010–2011 year while only importing US$1 Million in goods from Lesotho. Since 2001, an India Army Training Team has trained several soldiers in the LDF.
Liberia
The bilateral relations between the Republic of India and the Republic of Liberia have expanded on growing bilateral trade and strategic co-operation.
India is represented in Liberia through its embassy in Abidjan (Ivory Coast) and an active honorary consulate in Monrovia since 1984. Liberia was represented in India through its resident mission in New Delhi which subsequently closed due to budgetary constraints.
Mauritania
India is represented in Mauritania by its embassy in Bamako, Mali. India also has an honorary consulate in Nouakchott.
Mauritius
The relations between India and Mauritius existed since 1730, diplomatic relations were established in 1948, before Mauritius became an independent state. The relationship is very cordial due to cultural affinities and long historical ties that exist between the two nations. More than 68% of the Mauritian population are of Indian origin, most commonly known as Indo-Mauritian. Economic and commercial corporation has been increasing over the years. India has become Mauritius' largest source of imports since 2007 and Mauritius imported US$816 million worth of goods in the April 2010 – March 2011 financial year. Mauritius has remained the largest source of FDI for India for more than a decade with FDI equity inflows totalling US$55.2 billion in the period April 2000 to April 2011. India and Mauritius co-operate in combating piracy which has emerged as a major threat in the Indian Ocean region and support India's stand against terrorism.
The relationship between Mauritius and India date back in the early 1730s, when artisans were brought from Puducherry and Tamil Nadu. Diplomatic relations between India and Mauritius were established in 1948. Mauritius maintained contacts with India through successive Dutch, French and British rule. From the 1820s, Indian workers started coming into Mauritius to work on sugar plantations. From 1833 when slavery was abolished by Parliament, large numbers of Indian workers began to be brought into Mauritius as indentured labourers. On 2 November 1834 the ship named 'Atlas' docked in Mauritius carrying the first batch of Indian indentured labourers.
Morocco
Morocco has an embassy in New Delhi. It also has an Honorary Consul based in Mumbai. India operates an embassy in Rabat. Both nations are part of the Non-Aligned Movement.
In the United Nations, India supported the decolonisation of Morocco and the Moroccan freedom movement. India recognised Morocco on 20 June 1956 and established relations in 1957. The Ministry of External Affairs of the Government of India states that "India and Morocco have enjoyed cordial and friendly relations and over the years bilateral relations have witnessed significant depth and growth."
The Indian Council for Cultural Relations promotes Indian culture in Morocco. Morocco seeks to increase its trade ties with India and is seeking Indian investment in various sectors The bilateral relations between India and Morocco strengthened after the Moroccan Ambassador to India spent nearly a week in Srinagar, the capital city of Jammu and Kashmir. This showed Moroccan solidarity with India in regard to Kashmir.
Mozambique
India has a high commissioner in Maputo and Mozambique has a high commissioner in New Delhi.
Namibia
Relations between India and Namibia are warm and cordial.
India was one of SWAPO's earliest supporters during the Namibian liberation movement. The first SWAPO embassy was established in India in 1986. India's observer mission was converted to a full High Commissioner on Namibia's independence day of 21 March 1990. India has helped train the Namibian Air Force since its creation in 1995. The two countries work closely in mutual multilateral organisations such as the United Nations, Non-Aligned Movement and the Commonwealth of Nations. Namibia supports expansion of the United Nations Security Council to include a permanent seat for India.
In 2008–09, trade between the two countries stood at approximately US$80 million. Namibia's main imports from India were drugs and pharmaceuticals, chemicals, agricultural machinery, automobile and automobile parts, glass and glassware, plastic and linoleum products. India primarily imported nonferrous metals, ores and metal scarps. Indian products are also exported to neighbouring South Africa and re-imported to Namibia as South African imports. Namibian diamonds are often exported to European diamond markets before being again imported to India. In 2009, the first direct sale of Namibian diamonds to India took place. In 2008, two Indian companies won a US$105 million contract from NamPower to lay a high-voltage direct current bi-polar line from Katima Mulilo to Otjiwarongo. Namibia is a beneficiary of the Indian Technical and Economic Cooperation (ITEC) programme for telecommunications professionals from developing countries.
India has a high commissioner in Windhoek and Namibia has a high commissioner in New Delhi. Namibia's high commissioner is also accredited for Bangladesh, the Maldives and Sri Lanka.
Nigeria
India has close relations with this oil rich West African country. Twenty percent of India's crude oil needs are met, by Nigeria. of oil, is the amount of oil, that India receives from Nigeria. Trade, between these two countries stands at $875 million in 2005–2006. Indian companies have also invested in manufacturing, pharmaceuticals, iron ore, steel, information technology, and communications, amongst other things. Both India and Nigeria, are members of the Commonwealth of Nations, G-77, and the Non-Aligned Movement. Former Nigerian President, Olusegun Obasanjo was the guest of honour, at the Republic Day parade, in 1999, and the Indian Prime Minister Manmohan Singh, visited Nigeria in 2007, and addressed the Nigerian Parliament.
Rwanda
Indo-Rwandan relations are the foreign relations between the Republic of India and the Republic of Rwanda. India is represented in Rwanda through its honorary consulate in Kigali. Rwanda has been operating its Embassy in New Delhi since 1998 and appointed its first resident Ambassador in 2001.
Seychelles
India–Seychelles relations are bilateral relations between the Republic of India and the Republic of Seychelles. India has a High Commission in Victoria while Seychelles maintains a High Commission in New Delhi.
South Africa
India and South Africa, have always had strong relations even though India revoked diplomatic relations in protest to the apartheid regime in the mid 20th century. The history of British rule connects both lands. There is a large group of Indian South Africans. Mahatma Gandhi, spent many years in South Africa, during which time, he fought for the rights of the ethnic Indians. Nelson Mandela was inspired by Gandhi. After India's independence, India strongly condemned apartheid, and refused diplomatic relations while apartheid was conducted as state policy in South Africa.
The two countries, now have close economic, political, and sports relations. Trade between the two countries grew from $3 million in 1992–1993 to $4 billion in 2005–2006, and aim to reach trade of $12 billion by 2010. One third of India's imports from South Africa is gold bar. Diamonds, that are mined from South Africa, are polished in India. Nelson Mandela was awarded the Gandhi Peace Prize. The two countries are also members of the IBSA Dialogue Forum, with Brazil. India hopes to get large amounts of uranium, from resource rich South Africa, for India's growing civilian nuclear energy sector.
South Sudan
India recognised South Sudan on 10 July 2011, a day after South Sudan became an independent state. At the moment relations are primarily economic. Pramit Pal Chaudhuri wrote in the Hindustan Times that South Sudan "has other attractions. As the Indian Foreign Ministry's own literature notes, South Sudan [is] 'reported to has (sic) some of the largest oil reserves in Africa outside Nigeria and Angola.'" An article in The Telegraph read that South Sudan is "one of the poorest [countries] in the world, [but] is oil rich. Foreign ministry officials said New Delhi has [a] keen interest in increasing its investments in the oil fields in South Sudan, which now owns over two-thirds of the erstwhile united Sudan's oil fields."
In return for the oil resources that can be provided by South Sudan, India said it was willing to assist in developing infrastructure, training officials in health, education and rural development. "We have compiled a definite road map which India can help South Sudan."
Sudan
Indo-Sudanese relations have always been characterised as longstanding, close, and friendly, even since the early development stages of their countries. At the time of Indian independence, Sudan had contributed 70,000 pounds, which was used to build part of the National Defence Academy in Pune. The main building of NDA is called Sudan Block. The two nations established diplomatic relations shortly after India became known as one of the first Asian countries to recognise the newly independent African country. India and Sudan also share geographic and historical similarities, as well as economic interests. Both countries are former British colonies, and remotely border Saudi Arabia by means of a body of water. India and Sudan continue to have cordial relations, despite issues such as India's close relationship with Israel, India's solidarity with Egypt over border issues with Sudan, and Sudan's intimate bonds with Pakistan and Bangladesh. India had also contributed some troops as United Nations peacekeeping force in Darfur.
Togo
Togo opened its embassy in New Delhi in October 2010. The High Commission of India in Accra, Ghana is concurrently accredited to Togo. Togolese President Gnassingbé Eyadéma made an official state visit to India in September 1994. During the visit, the two countries agreed to establish Joint Commission.
Uganda
India and Uganda established diplomatic relations in 1965 and each maintain a High Commissioner in the other's capital. The Indian High Commission in Kampala has concurrent accreditation to Burundi and Rwanda. Uganda hosts a large Indian community and India–Uganda relations cover a broad range of sectors including political, economic, commercial, cultural and scientific co-operation.
Relations between India and Uganda began with the arrival of over 30,000 Indians in Uganda in the 19th century who were brought there to construct the Mombasa–Kampala railway line. Ugandan independence activists were inspired in their struggle for Ugandan independence by the success of the Indian independence movement and were also supported in their struggle by the Prime Minister of India Jawaharlal Nehru.
Indo-Ugandan relations have been good since Uganda's independence except during the regime of Idi Amin. Amin in 1972 expelled over 55,000 people of Indian origin and 5,000 Indians who had largely formed the commercial and economic backbone of the country accusing them of exploiting native Ugandans. Since the mid-1980s when President Yoweri Museveni came to power, relations have steadily improved. Today some 20,000 Indians and PIOs live or work in Uganda. Ethnic tensions between Indians and Ugandans have been a recurring issue in bilateral relations given the role of Indians in the Ugandan economy.
African Union
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As of year 2011, India's total trade with Africa is over US$46 billion and total investment is over US$11 billion with US$5.7 billion line of credit for executing various projects in Africa.
India has had good relationships with most sub-Saharan African nations for most of its history. In the Prime Minister's visit to Mauritius in 1997, the two countries secured a deal to a new Credit Agreement of INR 105 million (US$3 million) to finance import by Mauritius of capital goods, consultancy services and consumer durable from India. The government of India secured a rice and medicine agreement with the people of Seychelles. India continued to build upon its historically close relations with Ethiopia, Kenya, Uganda and Tanzania. Visits from political ministers from Ethiopia provided opportunities for strengthening bilateral co-operation between the two countries in the fields of education and technical training, water resources management and development of small industries. This has allowed India to gain benefits from nations that are generally forgotten by other Western Nations. The South African President, Thabo Mbeki has called for a strategic relationship between India and South Africa to avoid imposition by Western Nations. India continued to build upon its close and friendly relations with Angola, Botswana, Lesotho, Malawi, Mozambique, Namibia, Swaziland, Zambia and Zimbabwe. The Minister of Foreign Affairs arranged for the sending of Special Envoys to each of these countries during 1996–97 as a reaffirmation of India's assurance to strengthening co-operation with these countries in a spirit of South-South partnership. These relations have created a position of strength with African nations that other nations may not possess.
International organisations
India participates in the following international organisations:
AALCO – Asian–African Legal Consultative Organization
ADB – Asian Development Bank
AfDB – African Development Bank (non-regional members)
AG – Australia Group
ASEAN Regional Forum
ASEAN (dialogue partner)
BIMSTEC – Bay of Bengal Initiative for Multi-Sectoral Technical and Economic Cooperation
BIS – Bank for International Settlements
BRICS – Brazil, Russia, India, China and South Africa
Commonwealth of Nations
CERN – European Organization for Nuclear Research
CP – Colombo Plan
EAS – East Asia Summit
FAO – Food and Agriculture Organization of the United Nations
G-4
G-15
G-20
G-24
G-77
IAEA – International Atomic Energy Agency
IBRD – International Bank for Reconstruction and Development (World Bank)
ICAO – International Civil Aviation Organization
ICC – International Chamber of Commerce
ICRM – International Red Cross and Red Crescent Movement
IDA – International Development Association
IEA – International Energy Agency
IFAD – International Fund for Agricultural Development
IFC – International Finance Corporation
IFRCS – International Federation of Red Cross and Red Crescent Societies
IHO – International Hydrographic Organization
ILO – International Labour Organization
IMF – International Monetary Fund
IMO – International Maritime Organization
IMSO – International Mobile Satellite Organization
Interpol – International Criminal Police Organization
IOC – International Olympic Committee
IOM – International Organization for Migration (observer)
IPEEC – International Partnership for Energy Efficiency Cooperation
IPU – Inter-Parliamentary Union
ISA – International Solar Alliance
ISO – International Organization for Standardization
ITSO – International Telecommunications Satellite Organization
ITU – International Telecommunication Union
ITUC – International Trade Union Confederation (the successor to ICFTU (International Confederation of Free Trade Unions) and the WCL (World Confederation of Labour))
LAS – League of Arab States (observer)
MIGA – Multilateral Investment Guarantee Agency
MTCR – Missile Technology Control Regime
NAM – Non-Aligned Movement
OAS – Organization of American States (observer)
OPCW – Organisation for the Prohibition of Chemical Weapons
PCA – Permanent Court of Arbitration
PIF – Pacific Islands Forum (partner)
SAARC – South Asian Association for Regional Cooperation
SACEP – South Asia Co-operative Environment Programme
SCO – Shanghai Cooperation Organisation (member)
UN – United Nations
UNAIDS- United Nations Programme on HIV/AIDS
UNCTAD – United Nations Conference on Trade and Development
UNDOF – United Nations Disengagement Observer Force
UNESCO – United Nations Educational, Scientific and Cultural Organisation
UNHCR – United Nations High Commissioner for Refugees
UNIDO – United Nations Industrial Development Organization
UNIFIL – United Nations Interim Force in Lebanon
UNMEE – United Nations Mission in Ethiopia and Eritrea
UNMIS – United Nations Mission in Sudan
UNOCI – United Nations Operation in Côte d'Ivoire
MONUSCO – United Nations Organization Mission in the Democratic Republic of the Congo
UNWTO – World Tourism Organization
UPU – Universal Postal Union
WA – Wassenaar Arrangement
WCL – World Confederation of Labour
WCO – World Customs Organization
WFTU – World Federation of Trade Unions
WHO – World Health Organization
WIPO – World Intellectual Property Organization
WMO – World Meteorological Organization
WTO – World Trade Organization
India and the Commonwealth
India became independent within the British Commonwealth in August 1947 as the Dominion of India after the partition of India into India and the Dominion of Pakistan. King George VI, the last Emperor of India became the King of India with the Governor-General of India as his viceregal representative.
India became the very first Commonwealth republic on 26 January 1950, as a result of the London Declaration.
Non-Aligned Movement
India played an important role in the multilateral movements of colonies and newly independent countries that developed into the Non-Aligned Movement.
Nonalignment had its origins in India's colonial experience and the nonviolent Indian independence movement led by the Congress, which left India determined to be the master of its fate in an international system dominated politically by Cold War alliances and economically by Western capitalism and Soviet communism. The principles of nonalignment, as articulated by Nehru and his successors, were preservation of India's freedom of action internationally through refusal to align India with any bloc or alliance, particularly those led by the United States or the Soviet Union; nonviolence and international co-operation as a means of settling international disputes.
Nonalignment was a consistent feature of Indian foreign policy by the late 1940s and enjoyed strong, almost unquestioning support among the Indian elite.
The term "Non-Alignment" was coined by V K Menon in his speech at UN in 1953 which was later used by Indian Prime Minister, Jawaharlal Nehru during his speech in 1954 in Colombo, Sri Lanka. In this speech, Nehru described the five pillars to be used as a guide for China–India relations, which were first put forth by PRC Premier Zhou Enlai. Called Panchsheel (five restraints), these principles would later serve as the basis of the Non-Aligned Movement. The five principles were:
Mutual respect for each other's territorial integrity and sovereignty
Mutual non-aggression
Mutual non-interference in domestic affairs
Equality and mutual benefit
Peaceful co-existence
Jawaharlal Nehru's concept of nonalignment brought India considerable international prestige among newly independent states that shared India's concerns about the military confrontation between the superpowers and the influence of the former colonial powers. New Delhi used nonalignment to establish a significant role for itself as a leader of the newly independent world in such multilateral organisations as the United Nations (UN) and the Nonaligned Movement. The signing of the Treaty of Peace, Friendship, and Cooperation between India and the Soviet Union in 1971 and India's involvement in the internal affairs of its smaller neighbours in the 1970s and 1980s tarnished New Delhi's image as a nonaligned nation and led some observers to note that in practice, nonalignment applied only to India's relations with countries outside South Asia.
Quad Alliance
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The Quadrilateral Security Dialogue (QSD, also known as the Quad) is an informal strategic dialogue between the United States, India, Japan and Australia that is maintained by talks between member countries. The dialogue was initiated in 2007 by Japanese Prime Minister Shinzo Abe, with the support American Vice President Dick Cheney, Australian Prime Minister John Howard and Former Indian Prime Minister Manmohan Singh. The dialogue was paralleled by joint military exercises of an unprecedented scale, titled Exercise Malabar. The diplomatic and military arrangement was widely viewed as a response to increased Chinese economic and military power.
On March 12, 2021 the first summit meeting was held virtually between U.S President Joe Biden, Indian Prime Minister Narendra Modi, Japanese Prime Minister Yoshihide Suga and Australian Prime Minister Scott Morrison.
United Nations
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India was among the original members of the United Nations that signed the Declaration by United Nations at Washington on 1 January 1942 and also participated in the United Nations Conference on International Organization at San Francisco from 25 April to 26 June 1945. As a founding member of the United Nations, India strongly supports the purposes and principles of the UN and has made significant contributions to implementing the goals of the Charter, and the evolution of the UN's specialised programmes and agencies. India is a charter member of the United Nations and participates in all of its specialised agencies and organisations. India has contributed troops to United Nations peacekeeping efforts in Korea, Egypt and the Congo in its earlier years and in Somalia, Angola, Haiti, Liberia, Lebanon and Rwanda in recent years, and more recently in the South Sudan conflict. India has been a member of the UN Security Council for eight terms (a total of 16 years). India is a member of the G4 group of nations who back each other in seeking a permanent seat on the security council and advocate in favour of the reformation of the UNSC. India is also part of the Group of 77.
World Trade Organization
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Described by the WTO's former chief, Pascal Lamy, as one of the organisation's "big brothers", India was instrumental in bringing down the Doha Development Round of talks in 2008. It has played an important role of representing as many as 100 developing nations during WTO summits.
Border disputes
India's territorial disputes with neighbouring Pakistan and People's Republic of China have played a crucial role in its foreign policy. India is also involved in minor territorial disputes with neighbouring Bangladesh, Nepal and Maldives. India currently maintains two manned stations in Antarctica but has made some unofficial territorial claims, which are yet to be clarified.
India is involved in the following border disputes:
Nepal
Kalapani village of India is claimed by Nepal and Susta village in Nawalparasi district of Nepal is claimed by India.
The dispute between India and Nepal involves about of area in Kalapani, where China, India, and Nepal meet. Indian forces occupied the area in 1962 after China and India fought their border war. Three villages are located in the disputed zone: Kuti [Kuthi, 30°19'N, 80°46'E], Gunji, and Knabe. India and Nepal disagree about how to interpret the 1816 Sugauli treaty between the British East India Company and Nepal, which delimited the boundary along the Maha Kali River (Sarda River in India). The dispute intensified in 1997 as the Nepali parliament considered a treaty on hydro-electric development of the river. India and Nepal differ as to which stream constitutes the source of the river. Nepal regards the Limpiyadhura as the source; India claims the Lipu Lekh. Nepal has reportedly tabled an 1856 map from the British India Office to support its position. The countries have held several meetings about the dispute and discussed jointly surveying to resolve the issue. Although the Indo-Nepali dispute appears to be minor, it was aggravated in 1962 by tensions between China and India. Because the disputed area lies near the Sino-Indian frontier, it gains strategic value.
Pakistan
The unresolved Kashmir conflict and the status of Kashmir with India: Pakistan claims that it is a disputed territory with India, meanwhile Pakistan claims its side of the disputed territory and calls it "Azad Kashmir".
Dispute over Sir Creek and the maritime boundary regarding the Rann of Kachchh area of southern tip of Sindh.
Water-sharing problems with Pakistan over the Indus River (Wular Barrage). (Indus Waters Treaty)
People's Republic of China
India claims Aksai Chin and Trans-Karakoram Tract, as part of Ladakh.
China claims most of Arunachal Pradesh, a contested disputed territory of north-east India by not recognising the McMahon Line.
Two regions are claimed by both India and China. Aksai Chin is in the disputed territory of Ladakh, at the junction of India, Tibet and Xinjiang, India claims the 38,000-square-kilometre territory, currently administered by China after Sino-Indian War. India also considers the cessation of Shaksam Valley to China by Pakistan as illegal and a part of its territory.
Arunachal Pradesh is a state of India in the country's northeast, bordering on Bhutan, Burma and China's Tibet, though it is under Indian administration since 1914, China claims the 90,000-square-kilometre area as South Tibet. Also the boundary between the North Indian states of Himachal Pradesh and Uttarakhand with China's Tibet is not properly demarcated with some portions under de facto administration of India.
Diplomatic relations with India through philately
List of countries commemorating anniversaries of diplomatic relations with India through philately
See also
India and the United Nations
India and the Non-Aligned Movement
Cold War in Asia#India, 1947-1991
List of diplomatic missions in India
List of diplomatic missions of India
List of diplomatic visits to India
List of Republic of India extradition treaties
Research and Analysis Wing
Visa policy of India
Visa requirements for Indian citizens
References
Further reading
Abraham, Itty. "From Bandung to NAM: Non-alignment and Indian foreign policy, 1947–65." Commonwealth & Comparative Politics 46.2 (2008): 195–219.
Bajpai, Kanti, Selina Ho, and Manjari Chatterjee Miller, eds. Routledge Handbook of China–India Relations (Routledge, 2020). excerpt
Brands, H. W. India and the United States: The Cold Peace (1990) online free to borrow
Bradnock, Robert W. India's Foreign Policy Since 1971 (1990) 128pp; by a geographer
Budhwar, Prem K. "India-Russia relations: Past, Present and the future." India Quarterly 63.3 (2007): 51–83.
Budhwar, Prem K. et al. "India-Canada Relations: a Roller-Coaster Ride." Indian Foreign Affairs Journal 13.1 (2018): 1–50. essays by seven experts.online
Chacko, Priya. Indian foreign policy: the politics of postcolonial identity from 1947 to 2004 (Routledge, 2013).
Chakma, Bhumitra, ed. The politics of nuclear weapons in South Asia (Ashgate, 2011).
Chaudhuri, Rudra. Forged In Crisis: India and the United States since 1947 (2014)
Cohen, Stephen P., and Sunil Dasgupta. Arming Without Aiming: India's Military Modernisation (2010) excerpt and text search
Fonseca, Rena. "Nehru and the Diplomacy of Nonalignment." The Diplomats, 1939-1979 (Princeton University Press, 2019) pp. 371–397. online
Gaan, Narottam. India and the United States: from Estrangement to Engagement (2007)
Ganguly, Sumit. India's Foreign Policy: Retrospect and Prospect (2012)
Ganguly, Sumit. "Has Modi Truly Changed India's Foreign Policy?." The Washington Quarterly 40.2 (2017): 131–143.
Gopal, Sarvepalli. Jawaharlal Nehru: 1947–56 v.2: A Biography (1979); Jawaharlal Nehru: Vol.3: 1956–1964: A Biography (1984), a major scholarly biography with full coverage of foreign policy
Gould, Harold A. The South Asia story: The first sixty years of US relations with India and Pakistan (SAGE Publications India, 2010).
Guha, Ramachandra. India After Gandhi: The History of the World's Largest Democracy (2008) excerpt and text search
Gupta, Surupa, et al. "Indian Foreign Policy under Modi: A New Brand or Just Repackaging?." International Studies Perspectives 20.1 (2019): 1–45. online
Heimsath, Charles H., and Surjit Mansingh. Diplomatic History of Modern India (1971), major scholarly history online
Jain, B. M. Global Power: India's Foreign Policy, 1947–2006 (2009)
Jain, Rashmi K. The United States and India: 1947–2006 A Documentary Study (2007)
Karunakaran, K.P. India in World Affairs, August 1947 – January 1950 (1952)
Karunakaran, K.P. India in World Affairs, Feb. 1950– Dec. 1953. Calcutta. (1958),
Kust, Matthew J. Foreign Enterprise in India: Laws and Policies (2011)
Mallavarapu, Siddharth. "Development of international relations theory in India." International Studies 46.1–2 (2009): 165–183.
Malone, David. Does the Elephant Dance?: Contemporary Indian Foreign Policy (2011) excerpt and text search
Malone, David et al. eds. The Oxford Handbook of Indian Foreign Policy. (2015) excerpt; a comprehensive overview by over 50 leading experts.
Mansinghm Surjit. India′s Search for Power: Indira Gandhi′s Foreign Policy 1966–1982 (1984)
Mansinghm Surjit. Nehru's foreign policy, fifty years on (1998)
Michael, Arndt. India's Foreign Policy and Regional Multilateralism (Palgrave Macmillan, 2013) excerpt
Miller, Manjari Chatterjee, and Kate Sullivan de Estrada. "Pragmatism in Indian foreign policy: how ideas constrain Modi." International Affairs 93.1 (2017): 27–49. online
Mukherjee, Mithi. "'A World of Illusion': The Legacy of Empire in India's Foreign Relations, 1947–62." International History Review 32.2 (2010): 253–271. online free
Muni, S. D. India's Foreign Policy: The Democracy Dimension (2009)
Pant, Harsh V., and Julie M. Super. "India's 'non-alignment' conundrum: a twentieth-century policy in a changing world." International Affairs 91.4 (2015): 747–764.
Pant, Harsh, and Yogesh Joshi. The US Pivot and Indian Foreign Policy: Asia's Evolving Balance of Power (Springer, 2015).
Raghavan, Srinath. The Most Dangerous Place: A History of the United States in South Asia. (Penguin Random House India, 2018); also published as Fierce Enigmas: A History of the United States in South Asia.(2018). online review; also see excerpt
Sathasivam, Kanishkan. Uneasy Neighbors: India, Pakistan and US Foreign Policy (Routledge, 2017).
Schaffer, Teresita C. India and the United States in the 21st Century: Reinventing Partnership (2009)
Shukla, Subhash. "Foreign Policy Of India Under Narasimha Rao Government" (PhD dissertation, U of Allahabad, 1999) online free, bibliography pp 488–523.
Singh, Sangeeta. "Trends in India's Foreign Policy: 1991–2009." (PhD dissertation, Aligarh Muslim University, 2016) online, bibliography pp 270–86.
Sridharan, Eswaran. "Where is India headed? Possible future directions in Indian foreign policy." International Affairs 93.1 (2017): 51–68.
Tharoor, Shashi. Reasons of state: political development and India's foreign policy under Indira Gandhi, 1966-1977 (1982) online
External links
Briefs on India's Bilateral Relations, Ministry of External Affairs
Harvard University homepage India's Foreign Policy, Xenia Dormandy
List of Treaties ruling relations Argentina and India (Argentine Foreign Ministry, in Spanish)
IBSA – India, Brazil, South Africa – News and Media
India and the Commonwealth of Nations |
14626 | https://en.wikipedia.org/wiki/Ingmar%20Bergman | Ingmar Bergman | Ernst Ingmar Bergman (14 July 1918 – 30 July 2007) was a Swedish film director, screenwriter, producer and playwright. Widely considered one of the most accomplished and influential filmmakers of all time, Bergman's films are known as "profoundly personal meditations into the myriad struggles facing the psyche and the soul."
Bergman directed more than 60 films and documentaries for cinematic release and for television screenings, most of which he also wrote. His theatrical career continued in parallel and included periods as Leading Director of the Royal Dramatic Theatre in Stockholm and of the Residenztheater in Munich. He directed more than 170 plays. He forged a creative partnership with his cinematographers Gunnar Fischer and Sven Nykvist. Among his company of actors were Harriet Andersson, Bibi Andersson, Liv Ullmann, Gunnar Björnstrand, Erland Josephson, Ingrid Thulin, and Max von Sydow. Most of his films were set in Sweden, and many films from Through a Glass Darkly (1961) onward were filmed on the island of Fårö.
Philip French referred to Bergman as "one of the greatest artists of the 20th century ... he found in literature and the performing arts a way of both recreating and questioning the human condition." Director Martin Scorsese commented that "it's impossible to overestimate the effect that [his] films had on people." Bergman was ranked 8th in director's poll on Sight & Sound's 2002 list of The Greatest Directors of All Time.
Biography
Early life
Ernst Ingmar Bergman was born on 14 July 1918 in Uppsala, Sweden, the son of Erik Bergman, a Lutheran minister and later chaplain to the King of Sweden, and Karin (née Åkerblom), a nurse who also had Walloon ancestors. The Bergman family was originally from Järvsö in Gävleborg county. Bergman's paternal grandfather worked as a pharmacist in Stockholm, and his paternal great grandfather Henrik Bergman worked as an assistant vicar and was married to Erika Augusta Agrell, daughter of vicar Erik Agrell and Elsa Margareta Hermanni, a daughter of chief accountant Hieronymus Emanuel Hermanni and Anna Katarina Neostadia. The Hermannis were merchants in Stockholm, Hieronymus' father, Simon Daniel, was wholesaler like his grandfather. Via Elsa Margareta Hermanni, Bergman descended from the noble families Bröms, Stockenström, Ehrenskiöld, clergy families of Swedish, Swedish-Finnish origin and burghers of Swedish and German origin. Via his paternal grandmother Alma Katarina Eneroth, Bergman descended from the German noble families and de Frese introduced at the Swedish Riddarhuset. Alma Katarina Eneroth was a cousin of Bergman's maternal grandfather traffic manager Johan Åkerblom. Thus Bergman's parents were second cousins. Bergman's maternal grandmother, Anna Calwagen, was the daughter of Ernst Gottfrid Calwagen, a lector of German and English, and his wife Charlotta Margareta Carsberg. The progenitor of the Calwagen family, the merchant Paul Calwagen, had emigrated from Holland to Karlshamn, Sweden in the 17th century. Paul's wife, the Dutch-Swedish Maria van der Hagen, was descendant of the Dutch-Swedish court painter Laurens van der Plas. Via Ernst Gottfried, Bergman was descendant of the noble families Tigerschiöld and Weinholz as well as the family.
He grew up with his older brother Dag and younger sister Margareta surrounded by religious imagery and discussion. His father was a conservative parish minister with strict ideas of parenting. Ingmar was locked up in dark closets for infractions such as wetting himself. "While father preached away in the pulpit and the congregation prayed, sang, or listened", Ingmar wrote in his autobiography Laterna Magica,
I devoted my interest to the church's mysterious world of low arches, thick walls, the smell of eternity, the coloured sunlight quivering above the strangest vegetation of medieval paintings and carved figures on ceilings and walls. There was everything that one's imagination could desire—angels, saints, dragons, prophets, devils, humans ...
Although raised in a devout Lutheran household, Bergman later stated that he lost his faith when aged eight, and only came to terms with this fact while making Winter Light in 1962. His interest in theatre and film began early: "At the age of nine, he traded a set of tin soldiers for a magic lantern, a possession that altered the course of his life. Within a year, he had created, by playing with this toy, a private world in which he felt completely at home, he recalled. He fashioned his own scenery, marionettes, and lighting effects and gave puppet productions of Strindberg plays in which he spoke all the parts."
Bergman attended Palmgren's School as a teenager. His school years were unhappy, and he remembered them unfavourably in later years. In a 1944 letter concerning the film Torment (sometimes known as Frenzy), which sparked debate on the condition of Swedish high schools (and which Bergman had written), the school's principal Henning Håkanson wrote, among other things, that Bergman had been a "problem child". Bergman wrote in a response that he had strongly disliked the emphasis on homework and testing in his formal schooling.
In 1934, aged 16, he was sent to Germany to spend the summer holidays with family friends. He attended a Nazi rally in Weimar at which he saw Adolf Hitler. He later wrote in Laterna Magica (The Magic Lantern) about the visit to Germany, describing how the German family had put a portrait of Hitler on the wall by his bed, and that "for many years, I was on Hitler's side, delighted by his success and saddened by his defeats". Bergman commented that "Hitler was unbelievably charismatic. He electrified the crowd. ... The Nazism I had seen seemed fun and youthful". Bergman did two five-month stretches in Sweden of mandatory military service.
Bergman enrolled at Stockholm University College (later renamed Stockholm University) in 1937, to study art and literature. He spent most of his time involved in student theatre and became a "genuine movie addict". At the same time, a romantic involvement led to a physical confrontation with his father which resulted in a break in their relationship which lasted for many years. Although he did not graduate from the university, he wrote a number of plays and an opera, and became an assistant director at a local theatre. In 1942, he was given the opportunity to direct one of his own scripts, Caspar's Death. The play was seen by members of Svensk Filmindustri, which then offered Bergman a position working on scripts. He married Else Fisher in 1943.
Film career until 1975
Bergman's film career began in 1941 with his work rewriting scripts, but his first major accomplishment was in 1944 when he wrote the screenplay for Torment (a.k.a. Frenzy) (Hets), a film directed by Alf Sjöberg. Along with writing the screenplay, he was also appointed assistant director of the film. In his second autobiographical book, Images: My Life in Film, Bergman describes the filming of the exteriors as his actual film directorial debut. The film sparked debate on Swedish formal education. When Henning Håkanson (the principal of the high school Bergman had attended) wrote a letter following the film's release, Bergman, according to scholar Frank Gado, disparaged in a response what he viewed as Håkanson's implication that students "who did not fit some arbitrary prescription of worthiness deserved the system's cruel neglect". Bergman also stated in the letter that he "hated school as a principle, as a system and as an institution. And as such I have definitely not wanted to criticize my own school, but all schools." The international success of this film led to Bergman's first opportunity to direct a year later. During the next ten years he wrote and directed more than a dozen films, including Prison (Fängelse) in 1949, as well as Sawdust and Tinsel (Gycklarnas afton) and Summer with Monika (Sommaren med Monika), both released in 1953.
Bergman first achieved worldwide success with Smiles of a Summer Night (Sommarnattens leende, 1955), which won for "Best poetic humour" and was nominated for the Palme d'Or at Cannes the following year. This was followed by The Seventh Seal (Det sjunde inseglet) and Wild Strawberries (Smultronstället), released in Sweden ten months apart in 1957. The Seventh Seal won a special jury prize and was nominated for the Palme d'Or at Cannes, and Wild Strawberries won numerous awards for Bergman and its star, Victor Sjöström. Bergman continued to be productive for the next two decades. From the early 1960s, he spent much of his life on the island of Fårö, where he made several films.
In the early 1960s he directed three films that explored the theme of faith and doubt in God, Through a Glass Darkly (Såsom i en Spegel, 1961), Winter Light (Nattvardsgästerna, 1962), and The Silence (Tystnaden, 1963). Critics created the notion that the common themes in these three films made them a trilogy or cinematic triptych. Bergman initially responded that he did not plan these three films as a trilogy and that he could not see any common motifs in them, but he later seemed to adopt the notion, with some equivocation. His parody of the films of Federico Fellini, All These Women (För att inte tala om alla dessa kvinnor) was released in 1964.
Largely a two-hander with Bibi Andersson and Liv Ullmann, Persona (1966) is a film that Bergman himself considered one of his most important works. While the highly experimental film won few awards, it has been considered his masterpiece. Other films of the period include The Virgin Spring (Jungfrukällan, 1960), Hour of the Wolf (Vargtimmen, 1968), Shame (Skammen, 1968) and The Passion of Anna (En Passion, 1969). With his cinematographer Sven Nykvist, Bergman made use of a crimson color scheme for Cries and Whispers (1972), which received a nomination for the Academy Award for Best Picture. He also produced extensively for Swedish television at this time. Two works of note were Scenes from a Marriage (Scener ur ett äktenskap, 1973) and The Magic Flute (Trollflöjten, 1975).
Tax evasion charges in 1976
On 30 January 1976, while rehearsing August Strindberg's The Dance of Death at the Royal Dramatic Theatre in Stockholm, he was arrested by two plainclothes police officers and charged with income tax evasion. The impact of the event on Bergman was devastating. He suffered a nervous breakdown as a result of the humiliation, and was hospitalised in a state of deep depression.
The investigation was focused on an alleged 1970 transaction of 500,000 Swedish kronor (SEK) between Bergman's Swedish company Cinematograf and its Swiss subsidiary Persona, an entity that was mainly used for the paying of salaries to foreign actors. Bergman dissolved Persona in 1974 after having been notified by the Swedish Central Bank and subsequently reported the income. On 23 March 1976, the special prosecutor Anders Nordenadler dropped the charges against Bergman, saying that the alleged crime had no legal basis, saying it would be like bringing "charges against a person who has stolen his own car, thinking it was someone else's". Director General Gösta S Ekman, chief of the Swedish Internal Revenue Service, defended the failed investigation, saying that the investigation was dealing with important legal material and that Bergman was treated just like any other suspect. He expressed regret that Bergman had left the country, hoping that Bergman was a "stronger" person now when the investigation had shown that he had not done any wrong.
Although the charges were dropped, Bergman became disconsolate, fearing he would never again return to directing. Despite pleas by the Swedish prime minister Olof Palme, high public figures, and leaders of the film industry, he vowed never to work in Sweden again. He closed down his studio on the island of Fårö, suspended two announced film projects, and went into self-imposed exile in Munich, Germany. Harry Schein, director of the Swedish Film Institute, estimated the immediate damage as ten million SEK (kronor) and hundreds of jobs lost.
Aftermath following arrest
Bergman then briefly considered the possibility of working in America; his next film, The Serpent's Egg (1977) was a German-U.S. production and his second English-language film (the first being The Touch, 1971). This was followed by a British-Norwegian co-production, Autumn Sonata (Höstsonaten, 1978) starring Ingrid Bergman (no relation), and From the Life of the Marionettes (Aus dem Leben der Marionetten, 1980) which was a British-German co-production.
He temporarily returned to his homeland to direct Fanny and Alexander (Fanny och Alexander, 1982). Bergman stated that the film would be his last, and that afterwards he would focus on directing theatre. After that he wrote several film scripts and directed a number of television specials. As with previous work for television, some of these productions were later theatrically released. The last such work was Saraband (2003), a sequel to Scenes from a Marriage and directed by Bergman when he was 84 years old.
Although he continued to operate from Munich, by mid-1978 Bergman had overcome some of his bitterness toward the Swedish government. In July of that year he visited Sweden, celebrating his sixtieth birthday on the island of Fårö, and partly resumed his work as a director at Royal Dramatic Theatre. To honour his return, the Swedish Film Institute launched a new Ingmar Bergman Prize to be awarded annually for excellence in filmmaking. Still, he remained in Munich until 1984. In one of the last major interviews with Bergman, conducted in 2005 on the island of Fårö, Bergman said that despite being active during the exile, he had effectively lost eight years of his professional life.
Retirement and death
Bergman retired from filmmaking in December 2003. He had hip surgery in October 2006 and was making a difficult recovery. He died in his sleep at age 89; his body was found at his home on the island of Fårö, on 30 July 2007, sixteen days after his 89th birthday. It was the same day another renowned existentialist film director, Michelangelo Antonioni, died. The interment was private, at the Fårö Church on 18 August 2007. A place in the Fårö churchyard was prepared for him under heavy secrecy. Although he was buried on the island of Fårö, his name and date of birth were inscribed under his wife's name on a tomb at Roslagsbro churchyard, Norrtälje Municipality, several years before his death.
Filmography
Selected work:
Style of working
Repertory company
Bergman developed a personal "repertory company" of Swedish actors whom he repeatedly cast in his films, including Max von Sydow, Bibi Andersson, Harriet Andersson, Erland Josephson, Ingrid Thulin, Gunnel Lindblom, and Gunnar Björnstrand, each of whom appeared in at least five Bergman features. Norwegian actress Liv Ullmann, who appeared in nine of Bergman's films and one televisual film (Saraband), was the last to join this group (in the film Persona), and ultimately became the most closely associated with Bergman, both artistically and personally. They had a daughter together, Linn Ullmann (born 1966).
In Bergman's working arrangement with Sven Nykvist, his best-known cinematographer, the two men developed sufficient rapport to allow Bergman not to worry about the composition of a shot until the day before it was filmed. On the morning of the shoot, he would briefly speak to Nykvist about the mood and composition he hoped for, and then leave Nykvist to work, lacking interruption or comment until post-production discussion of the next day's work.
Financing
By Bergman's own account, he never had a problem with funding. He cited two reasons for this: one, that he did not live in the United States, which he viewed as obsessed with box-office earnings; and two, that his films tended to be low-budget affairs. (Cries and Whispers, for instance, was finished for about $450,000, while Scenes from a Marriage, a six-episode television feature, cost only $200,000.)
Technique
Bergman usually wrote his films' screenplays, thinking about them for months or years before starting the actual process of writing, which he viewed as somewhat tedious. His earlier films are carefully constructed and are either based on his plays or written in collaboration with other authors. Bergman stated that in his later works, when on occasion his actors would want to do things differently from his own intention, he would let them, noting that the results were often "disastrous" when he did not do so. As his career progressed, Bergman increasingly let his actors improvise their dialogue. In his later films, he wrote just the ideas informing the scene and allowed his actors to determine the exact dialogue. When viewing daily rushes, Bergman stressed the importance of being critical but unemotive, claiming that he asked himself not if the work was great or terrible, but rather if it was sufficient or needed to be reshot.
Subjects
Bergman's films usually deal with existential questions of mortality, loneliness, and religious faith. In addition to these cerebral topics, however, sexual desire features in the foreground of most of his films, whether the central event is medieval plague (The Seventh Seal), upper-class family activity in early twentieth century Uppsala (Fanny and Alexander), or contemporary alienation (The Silence). His female characters are usually more in touch with their sexuality than their male equivalents, and unafraid to proclaim it, sometimes with breathtaking overtness (as in Cries and Whispers) as would define the work of "the conjurer," as Bergman called himself in a 1960 TIME cover story. In an interview with Playboy in 1964, he said: "The manifestation of sex is very important, and particularly to me, for above all, I don't want to make merely intellectual films. I want audiences to feel, to sense my films. This to me is much more important than their understanding them." Film, Bergman said, was his demanding mistress. While he was a social democrat as an adult, Bergman stated that "as an artist I'm not politically involved ... I don't make propaganda for either one attitude or the other."
Bergman's views on his career
When asked in the series of interviews later titled "Ingmar Bergman – 3 dokumentärer om film, teater, Fårö och livet" conducted by Marie Nyreröd for Swedish TV and released in 2004, Bergman said that of his works, he held Winter Light, Persona, and Cries and Whispers in the highest regard. There he also states that he managed to push the envelope of film making in the films Persona and Cries and Whispers. Bergman stated on numerous occasions (for example in the interview book Bergman on Bergman) that The Silence meant the end of the era in which religious questions were a major concern of his films. Bergman said that he would get depressed by his own films: "jittery and ready to cry... and miserable." In the same interview he also stated: "If there is one thing I miss about working with films, it is working with Sven" (Nykvist), the third cinematographer with whom he had collaborated.
Theatrical work
Although Bergman was universally famous for his contribution to cinema, he was also an active and productive stage director all his life. During his studies at what was then Stockholm University College, he became active in its student theatre, where he made a name for himself early on. His first work after graduation was as a trainee-director at a Stockholm theatre. At twenty-six years, he became the youngest theatrical manager in Europe at the Helsingborg City Theatre. He stayed at Helsingborg for three years and then became the director at Gothenburg city theatre from 1946 to 1949.
He became director of the Malmö City Theatre in 1953, and remained for seven years. Many of his star actors were people with whom he began working on stage. He was the director of the Royal Dramatic Theatre in Stockholm from 1960 to 1966, and manager from 1963 to 1966, where he began a long-time collaboration with choreographer Donya Feuer.
After Bergman left Sweden because of the tax evasion incident, he became director of the Residenz Theatre of Munich, Germany (1977–1984). He remained active in theatre throughout the 1990s and made his final production on stage with Henrik Ibsen's Ghosts at the Brooklyn Academy of Music in 2003.
Personal life
Marriages and children
Bergman was married five times:
25 March 1943 – 1945, to Else Fisher (1 March 1918 – 3 March 2006), choreographer and dancer (divorced). Offspring:
Lena Bergman, actress, born 1943.
22 July 1945 – 1950, to Ellen Lundström (23 April 1919 – 6 March 2007), choreographer and film director (divorced). Children:
Eva Bergman, film director, born 1945
Jan Bergman, film director (1946–2000)
the twins Mats and Anna Bergman, both actors and film directors, born in 1948.
1951 – 1959, to Gun Grut (1916–1971), journalist (divorced). Offspring:
Ingmar Bergman Jr., retired airline captain, born 1951.
1959 – 1969, to Käbi Laretei (14 July 1922 – 31 October 2014), concert pianist (divorced). Offspring:
Daniel Bergman, film director, born 1962.
11 November 1971 – 20 May 1995, to Ingrid von Rosen (maiden name Karlebo). Offspring:
Maria von Rosen, author, born 1959.
The first four marriages ended in divorce, while the last ended when his wife Ingrid died of stomach cancer in 1995, aged 65. Aside from his marriages, Bergman had romantic relationships with actresses Harriet Andersson (1952–1955), Bibi Andersson (1955–1959), and Liv Ullmann (1965–1970). He was the father of writer Linn Ullmann with Ullmann. In all, Bergman had nine children, one of whom predeceased him. Bergman eventually married all the mothers of his children, with the exception of Liv Ullmann. His daughter with his last wife, Ingrid von Rosen, was born twelve years before their marriage. He had dozens of mistresses throughout his life and would justify the affairs to his various wives by telling them: "I have so many lives."
Although Bergman once described himself as one who had lost his faith in an afterlife, Max von Sydow stated in an interview that he had had many discussions with him about religion, and indicated that Bergman's belief in the afterlife was restored.
Awards and nominations
In 1958, he won the Best Director award for Brink of Life at the Cannes Film Festival, and won the Golden Bear for Wild Strawberries at the Berlin International Film Festival. In 1960 Bergman was featured in the cover of TIME, the first foreign-language filmmaker to do so since Leni Riefenstahl in 1936. In 1971, Bergman received the Irving G. Thalberg Memorial Award at the Academy Awards ceremony. Three of his films (Through a Glass Darkly, The Virgin Spring, and Fanny and Alexander) won the Academy Award for Best Foreign Language Film. In 1997, he was awarded the Palme des Palmes (Palm of the Palms) at the 50th anniversary of the Cannes Film Festival. He won many other awards and has been nominated for numerous other awards.
Academy Awards
Legacy
In 1996, Entertainment Weekly ranked Bergman at No. 8 in its "50 Greatest Directors" list.
In 2002, Bergman was listed at number nine on the British Film Institute's Sight & Sound list of the top ten film directors of modern times.
MovieMaker magazine ranked Bergman at No. 13 on their 2002 list of The 25 Most Influential Directors of All Time.
Bergman was ranked at No. 36 on Empire magazine's "Top 40 Greatest Directors of All-Time" list in 2005. In 2007, Total Film magazine ranked Bergman at No. 7 on its "100 Greatest Film Directors Ever" list.
In 2017, New York magazine ranked Bergman at number 55 on their list of The 100 Best Screenwriters of All Time.
Bergman's work was a point of reference and inspiration for director Woody Allen. He described Bergman as “probably the greatest film artist, all things considered, since the invention of the motion picture camera”. Bergman's films are mentioned and praised in Annie Hall and other Allen films. Allen also admired Bergman's longtime director of photography Sven Nykvist and invited him to return as his DP on Crimes and Misdemeanors.
Terrence Rafferty of The New York Times wrote that throughout the 1960s, when Bergman "was considered pretty much the last word in cinematic profundity, his every tic was scrupulously pored over, analyzed, elaborated in ingenious arguments about identity, the nature of film, the fate of the artist in the modern world and so on."
Danish Director Thomas Vinterberg has cited Bergman as one of his major influences, "Bergman is always in my head. He is part of my upbringing and I was fortunate to meet him and get advice from him."
Writer and director Richard Ayoade counts Bergman as one of his inspirations. In 2017, the British Film Institute (BFI) hosted an Ingmar Bergman season and Ayoade said in a Guardian interview that he saw everything in it, "which was one of the best two months ever." The BFI's programme included a discussion with Ayoade on Bergman's 1966 film, Persona, before a screening.
After Bergman died, a large archive of notes was donated to the Swedish Film Institute. Among the notes are several unpublished and unfinished scripts both for stage and films, and many more ideas for works in different stages of development. A never-performed play has the title Kärlek utan älskare ("Love without lovers"), and has the note "Complete disaster!" written on the envelope; the play is about a director who disappears and an editor who tries to complete a work he has left unfinished. Other canceled projects include the script for a pornographic film which Bergman abandoned since he did not think it was alive enough, a play about a cannibal, some loose scenes set inside a womb, a film about the life of Jesus, a film about The Merry Widow, and a play with the title Från sperm till spöke ("From sperm to spook"). The Swedish director Marcus Lindeen went through the material, and inspired by Kärlek utan älskare he took samples from many of the works and turned them into a play, titled Arkivet för orealiserbara drömmar och visioner ("The archive for unrealisable dreams and visions"). Lindeen's play premiered on 28 May 2012 at the Stockholm City Theatre.
See also
Cinema of Sweden
List of film collaborations
Notes
References
Bibliography
Bergman on Bergman: Interviews with Ingmar Bergman. By Stig Björkman, Torsten Manns, and Jonas Sima; translated by Paul Britten Austin. Simon & Schuster, New York. Swedish edition copyright 1970; English translation 1973.
Filmmakers on filmmaking: the American Film Institute seminars on motion pictures and television (edited by Joseph McBride). Boston, Houghton Mifflin Co., 1983.
Images: my life in film, Ingmar Bergman. Translated by Marianne Ruuth. New York, Arcade Pub., 1994,
The Magic Lantern, Ingmar Bergman. Translated by Joan Tate New York, Viking Press, 1988,
The Demons of Modernity: Ingmar Bergman and European Cinema, John Orr, Berghahn Books, 2014.
External links
Ingmar Bergman Foundation
Ingmar Bergman, film on The Guardian
Ingmar Bergman on the British Film Institute
The Ingmar Bergman Foundation
Ingmar Bergman all posters
The Guardian/NFT interview with Liv Ullmann by Shane Danielson, 23 January 2001
Bergman Week
Regilexikon
DVD Beaver's Director's Chair on Bergman, with links to DVD and Blu-ray comparisons of his major films
Bibliographies
Ingmar Bergman Bibliography (via UC Berkeley)
Ingmar Bergman Site
Collection of interviews with Bergman
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14643 | https://en.wikipedia.org/wiki/History%20of%20Indonesia | History of Indonesia | The history of Indonesia has been shaped by its geographic position, its natural resources, a series of human migrations and contacts, wars and conquests, as well as by trade, economics and politics. Indonesia is an archipelagic country of 17,000 to 18,000 islands (8,844 named and 922 permanently inhabited) stretching along the equator in South East Asia. The country's strategic sea-lane position fostered inter-island and international trade; trade has since fundamentally shaped Indonesian history. The area of Indonesia is populated by peoples of various migrations, creating a diversity of cultures, ethnicities, and languages. The archipelago's landforms and climate significantly influenced agriculture and trade, and the formation of states. The boundaries of the state of Indonesia match the 20th-century borders of the Dutch East Indies.
Fossilised remains of Homo erectus and his tools, popularly known as the "Java Man", suggest the Indonesian archipelago was inhabited by at least 1.5 million years ago. Austronesian people, who form the majority of the modern population, are thought to have originally been from Taiwan and arrived in Indonesia around 2000 BCE. From the 7th century CE, the powerful Srivijaya naval kingdom flourished bringing Hindu and Buddhist influences with it. The agricultural Buddhist Sailendra and Hindu Mataram dynasties subsequently thrived and declined in inland Java. The last significant non-Muslim kingdom, the Hindu Majapahit kingdom, flourished from the late 13th century, and its influence stretched over much of Indonesia. The earliest evidence of Islamised populations in Indonesia dates to the 13th century in northern Sumatra; other Indonesian areas gradually adopted Islam which became the dominant religion in Java and Sumatra by the end of the 16th century. For the most part, Islam overlaid and mixed with existing cultural and religious influences.
Europeans such as the Portuguese arrived in Indonesia from the 16th century seeking to monopolise the sources of valuable nutmeg, cloves, and cubeb pepper in Maluku. In 1602, the Dutch established the Dutch East India Company (VOC) and became the dominant European power by 1610. Following bankruptcy, the VOC was formally dissolved in 1800, and the government of the Netherlands established the Dutch East Indies under government control. By the early 20th century, Dutch dominance extended to the current boundaries. The Japanese invasion and subsequent occupation in 1942–45 during WWII ended Dutch rule, and encouraged the previously suppressed Indonesian independence movement. Two days after the surrender of Japan in August 1945, nationalist leader Sukarno declared independence and became president. The Netherlands tried to reestablish its rule, but a bitter armed and diplomatic struggle ended in December 1949, when in the face of international pressure, the Dutch formally recognised Indonesian independence.
An attempted coup in 1965 led to a violent army-led anti-communist purge in which over half a million people were killed. General Suharto politically outmanoeuvred President Sukarno, and became president in March 1968. His New Order administration garnered the favour of the West, whose investment in Indonesia was a major factor in the subsequent three decades of substantial economic growth. In the late 1990s, however, Indonesia was the country hardest hit by the East Asian Financial Crisis, which led to popular protests and Suharto's resignation on 21 May 1998. The Reformasi era following Suharto's resignation, has led to a strengthening of democratic processes, including a regional autonomy program, the secession of East Timor, and the first direct presidential election in 2004. Political and economic instability, social unrest, corruption, natural disasters, and terrorism have slowed progress. Although relations among different religious and ethnic groups are largely harmonious, acute sectarian discontent and violence remain problems in some areas.
Prehistory
In 2007, an analysis of cut marks on two bovid bones found in Sangiran, showed them to have been made 1.5 to 1.6 million years ago by clamshell tools. This is the oldest evidence for the presence of early humans in Indonesia. Fossilised remains of Homo erectus in Indonesia, popularly known as the "Java Man" were first discovered by the Dutch anatomist Eugène Dubois at Trinil in 1891, and are at least 700,000 years old. Other H. erectus fossils of a similar age were found at Sangiran in the 1930s by the anthropologist Gustav Heinrich Ralph von Koenigswald, who in the same time period also uncovered fossils at Ngandong alongside more advanced tools, re-dated in 2011 to between 550,000 and 143,000 years old. In 1977 another H. erectus skull was discovered at Sambungmacan. In 2010, stone tools were discovered on Flores, dating from 1 million years ago. These are the earliest remains implying human seafaring technology. The earliest evidence of artistic activity ever found, in the form of diagonal etchings made with the use of a shark's tooth, was detected in 2014 on a 500,000-year-old fossil of a clam found in Java in the 1890s, associated with H. erectus.
In 2003, on the island of Flores, fossils of a 1.1 m (3 ft 7 in) tall hominid dated between 74,000 and 13,000 years old were discovered, much to the surprise of the scientific community. This newly discovered hominid was named the "Flores Man", or Homo floresiensis. A phylogenetic analysis published in 2017 suggests that H. floresiensis was descended from the same ancestor as Homo habilis. H. floresiensis would thus represent a previously unknown and very early migration out of Africa. The Homo floresiensis skeletal material is dated from 60,000 to 100,000 years ago; stone tools recovered alongside the skeletal remains were from archaeological horizons ranging from 50,000 to 190,000 years ago.
The Indonesian archipelago was formed during the thaw after the Last Glacial Maximum. Early humans travelled by sea and spread from mainland Asia eastward to New Guinea and Australia. Homo sapiens reached the region by around 45,000 years ago. In 2011, evidence was uncovered in neighbouring East Timor, showing that 42,000 years ago, these early settlers had high-level maritime skills, and by implication the technology needed to make ocean crossings to reach Australia and other islands, as they were catching and consuming large numbers of big deep sea fish such as tuna.
An elaborate 4.5 m long rock art panel in a limestone cave at Leang Bulu’ in Sulawesi is currently considered the earliest figurative artwork in the world. It portrays several figures hunting wild pigs and dwarf bovids. This rock art was dated to at least 43.9 ka on the basis of uranium-series analysis of overlying speleothems. A painted hand stencil from Leang Timpuseng, which has a minimum age of 39.9 kyr, is now the oldest known hand stencil in the world.
Austronesian people form the majority of the modern population. They may have arrived in Indonesia around 2000 BCE and are thought to have originated in Taiwan. During this period, parts of Indonesia participated in the Maritime Jade Road, which existed for 3,000 years between 2000 BC to 1000 AD. Dong Son culture spread to Indonesia bringing with it techniques of wet-field rice cultivation, ritual buffalo sacrifice, bronze casting, megalithic practises, and ikat weaving methods. Some of these practices remain in areas including the Batak areas of Sumatra, Toraja in Sulawesi, and several islands in Nusa Tenggara. Early Indonesians were animists who honoured the spirits of the dead believing their souls or life force could still help the living.
Ideal agricultural conditions, and the mastering of wet-field rice cultivation as early as the 8th century BCE, allowed villages, towns, and small kingdoms to flourish by the 1st century CE. These kingdoms (little more than collections of villages subservient to petty chieftains) evolved with their own ethnic and tribal religions. Java's hot and even temperature, abundant rain and volcanic soil, was perfect for wet rice cultivation. Such agriculture required a well-organized society, in contrast to the society based on dry-field rice, which is a much simpler form of cultivation that does not require an elaborate social structure to support it.
Buni culture clay pottery flourished in coastal northern West Java and Banten around 400 BCE to 100 CE. The Buni culture was probably the predecessor of the Tarumanagara kingdom, one of the earliest Hindu kingdoms in Indonesia, producing numerous inscriptions and marking the beginning of the historical period in Java.
On 11 December 2019, a team of researchers led by Dr. Maxime Aubert announced the discovery of the oldest hunting scenes in prehistoric art in the world which is more than 44,000 years old from the limestone cave of Leang Bulu’ Sipong 4. Archaeologists determined the age of the depiction of hunting a pig and buffalo thanks to the calcite ‘popcorn’, different isotope levels of radioactive uranium and thorium.
Hindu-Buddhist civilisations
Early kingdoms
Indonesia like much of Southeast Asia was influenced by Indian culture. From the 2nd century, through the Indian dynasties like the Pallava, Gupta, Pala and Chola in the succeeding centuries up to the 12th century, Indian culture spread across all of Southeast Asia.
References to the Dvipantara or Yawadvipa, a Hindu kingdom in Java and Sumatra appear in Sanskrit writings from 200 BCE. In India's earliest epic, the Ramayana, Sugriva, the chief of Rama's army dispatched his men to Yawadvipa, the island of Java, in search of Sita. According to the ancient Tamil text Manimekalai Java had a kingdom with a capital called Nagapuram. The earliest archaeological relic discovered in Indonesia is from the Ujung Kulon National Park, West Java, where an early Hindu statue of Ganesha estimated from the 1st century CE was found on the summit of Mount Raksa in Panaitan island. There is also archaeological evidence of Sunda Kingdom in West Java dating from the 2nd-century, and Jiwa Temple in Batujaya, Karawang, West Java was probably built around this time. South Indian culture was spread to Southeast Asia by the south Indian Pallava dynasty in the 4th and 5th centuries. and by the 5th century, stone inscriptions written in Pallava scripts were found in Java and Borneo.
A number of Hindu and Buddhist states flourished and then declined across Indonesia. Seven rough plinths dating from the beginning of the 4th century CE were found in Kutai, East Kalimantan, near the Mahakam River known as the Yupa inscription or "Mulavarman Inscription" believed to be one of the earliest Sanskrit inscriptions of Indonesia, the plinths were written by Brahmins in the Sanskrit language using the Pallava script of India recalling of a generous king by the name of Mulavarman who donated a huge amount of alms to Brahmin priests in his kingdom, the kingdom was known as the Kutai Martadipura Kingdom located in present East Kalimantan Province, believed to be the oldest and first Hindu kingdom of Indonesia.
One such early kingdom was Tarumanagara, which flourished between 358 and 669 CE. Located in West Java close to modern-day Jakarta, its 5th-century King, Purnawarman, established the earliest known inscriptions in Java, the Ciaruteun inscription located near Bogor. And other inscriptions called the Pasir Awi inscription and the Muncul inscription. On this monument, King Purnawarman inscribed his name and made an imprint of his footprints, as well as his elephant's footprints. The accompanying inscription reads, "Here are the footprints of King Purnavarman, the heroic conqueror of the world". This inscription is written in Pallava script and in Sanskrit and is still clear after 1500 years. Purnawarman apparently built a canal that changed the course of the Cakung River, and drained a coastal area for agriculture and settlement purpose. In his stone inscriptions, Purnawarman associated himself with Vishnu, and Brahmins ritually secured the hydraulic project.
Around the same period, in the 6th to 7th centuries(around 700 - 800 CE), the Kalingga Kingdom was established in Central Java northern coast, mentioned in Chinese account. The name of this kingdom was derived from ancient Indian kingdom of Kalinga, which suggest the ancient link between India and Indonesia.
The political history of Indonesian archipelago during the 7th to 11th (800 - 1200 CE) around centuries was dominated by Srivijaya based in Sumatra and Sailendra that dominated southeast Asia based in Java and constructed Borobudur, the largest Buddhist monument in the world. The history prior of the 14th and 15th centuries (1500 - 1600 CE) is not well known due to the scarcity of evidence. By the 15th century (1600 CE), two major states dominated this period; Majapahit in East Java, the greatest of the pre-Islamic Indonesian states, and Malacca on the west coast of the Malay Peninsula, arguably one of the greatest of the Muslim trading empires, this marked the rise of Muslim states in the Indonesian archipelago.
Medang
Medang Empire, sometimes referred to as Mataram, was an Indianized kingdom based in Central Java around modern-day Yogyakarta between the 8th and 10th centuries. The kingdom was ruled by the Sailendra dynasty, and later by the Sanjaya dynasty. The centre of the kingdom was moved from central Java to East Java by Mpu Sindok. An eruption of the volcano Mount Merapi in 929, and political pressure from Sailendrans based in the Srivijaya Empire may have caused the move.
The first king of Mataram, Sri Sanjaya, left inscriptions in stone. The monumental Hindu temple of Prambanan in the vicinity of Yogyakarta was built by Pikatan. Dharmawangsa ordered the translation of the Mahabharata into Old Javanese in 996.
In the period 750 CE - 850 CE, the kingdom saw the blossoming of classical Javanese art and architecture. A rapid increase in temple construction occurred across the landscape of its heartland in Mataram (Kedu and Kewu Plain). The most notable temples constructed in Medang Mataram are Kalasan, Sewu, Borobudur and Prambanan. The Empire had become the dominant power (mandala) not only in Java but also Srivijayan Empire, Bali, southern Thailand, Indianized kingdoms of Philippines, and Khmer in Cambodia.
Later in its history, the dynasty divided into two dynasties based on their own religion, the Buddhist and Shivaist dynasties. Civil war was unavoidable and the outcome was Medang Empire divided into two powerful kingdom based on region and religion. The Shivaist dynasty of Medang kingdom in Java led by Rakai Pikatan and the Buddhist dynasty of Srivijaya kingdom in Sumatra led by Balaputradewa. The hostility between them didn't end until in 1006 when the Sailendran based in Srivijaya kingdom incited rebellion by Wurawari, vassal of Medang kingdom and sacked Shivaist dynasty's capital in Watugaluh, Java. Srivijaya kingdom rose into undisputed hegemonic Empire in the era as the result. Yet the Shivaist dynasty survived and successfully reclaimed the east Java in 1019 then descended to Kahuripan kingdom led by Airlangga son of Udayana of Bali.
Srivijaya
Srivijaya was a kingdom on Sumatra which influenced much of the Maritime Southeast Asia. From the 7th century, the powerful Srivijaya naval kingdom flourished as a result of trade and the influences of Hinduism and Buddhism that were imported with it.
Srivijaya was centred in the coastal trading centre of present-day Palembang. Srivijaya was not a "state" in the modern sense with defined boundaries and a centralised government to which the citizens own allegiance. Rather Srivijaya was a confederacy form of society centred on a royal heartland. It was a thalassocracy and did not extend its influence far beyond the coastal areas of the islands of Southeast Asia. Trade was the driving force of Srivijaya just as it is for most societies throughout history. The Srivijayan navy controlled the trade that made its way through the Strait of Malacca.
By the 7th century, the harbours of various vassal states of Srivijaya lined both coasts of the Straits of Melaka. Around this time, Srivijaya had established suzerainty over large areas of Sumatra, western Java, and much of the Malay Peninsula. Dominating the Malacca and Sunda straits, the empire controlled both the Spice Route traffic and local trade. It remained a formidable sea power until the 13th century. This spread the ethnic Malay culture throughout Sumatra, the Malay Peninsula, and western Borneo. A stronghold of Mahayana Buddhism, Srivijaya attracted pilgrims and scholars from other parts of Asia.
The relation between Srivijaya and the Chola Empire of south India was friendly during the reign of Raja Raja Chola I but during the reign of Rajendra Chola I the Chola Empire attacked Srivijaya cities. A series of Chola raids in the 11th century weakened the Srivijayan hegemony and enabled the formation of regional kingdoms based, like Kediri, on intensive agriculture rather than coastal and long distance trade. Srivijayan influence waned by the 11th century. The island was in frequent conflict with the Javanese kingdoms, first Singhasari and then Majapahit. Islam eventually made its way to the Aceh region of Sumatra, spreading its influence through contacts with Arabs and Indian traders. By the late 13th century, the kingdom of Pasai in northern Sumatra converted to Islam. The last inscription dates to 1374, where a crown prince, Ananggavarman, is mentioned. Srivijaya ceased to exist by 1414, when Parameswara, the kingdom's last prince, fled to Temasik, then to Malacca. Later his son converted to Islam and founded the Sultanate of Malacca on the Malay peninsula.
Singhasari and Majapahit
Despite a lack of historical evidence, it is known that Majapahit was the most dominant of Indonesia's pre-Islamic states. The Hindu Majapahit kingdom was founded in eastern Java in the late 13th century, and under Gajah Mada it experienced what is often referred to as a "Golden Age" in Indonesian history, when its influence extended to much of southern Malay Peninsula, Borneo, Sumatra, and Bali from about 1293 to around 1500.
The founder of the Majapahit Empire, Kertarajasa, was the son-in-law of the ruler of the Singhasari kingdom, also based in Java. After Singhasari drove Srivijaya out of Java in 1290, the rising power of Singhasari came to the attention of Kublai Khan in China and he sent emissaries demanding tribute. Kertanagara, ruler of the Singhasari kingdom, refused to pay tribute and the Khan sent a punitive expedition which arrived off the coast of Java in 1293. By that time, a rebel from Kediri, Jayakatwang, had killed Kertanagara. The Majapahit founder allied himself with the Mongols against Jayakatwang and, once the Singhasari kingdom was destroyed, turned and forced his Mongol allies to withdraw in confusion.
Gajah Mada, an ambitious Majapahit prime minister and regent from 1331 to 1364, extended the empire's rule to the surrounding islands. A few years after Gajah Mada's death, the Majapahit navy captured Palembang, putting an end to the Srivijayan kingdom. Although the Majapahit rulers extended their power over other islands and destroyed neighbouring kingdoms, their focus seems to have been on controlling and gaining a larger share of the commercial trade that passed through the archipelago. About the time Majapahit was founded, Muslim traders and proselytisers began entering the area. After its peak in the 14th century, Majapahit power began to decline and was unable to control the rising power of the Sultanate of Malacca. Dates for the end of the Majapahit Empire range from 1478 to 1520. A large number of courtiers, artisans, priests, and members of the royal family moved east to the island of Bali at the end of Majapahit power.
The age of Islamic states
The spread of Islam
The earliest accounts of the Indonesian archipelago date from the Abbasid Caliphate, according to those early accounts the Indonesian archipelago were famous among early Muslim sailors mainly due to its abundance of precious spice trade commodities such as nutmeg, cloves, galangal and many other spices.
Although Muslim traders first travelled through South East Asia early in the Islamic era, the spread of Islam among the inhabitants of the Indonesian archipelago dates to the 13th century in northern Sumatra. Although it is known that the spread of Islam began in the west of the archipelago, the fragmentary evidence does not suggest a rolling wave of conversion through adjacent areas; rather, it suggests the process was complicated and slow. The spread of Islam was driven by increasing trade links outside of the archipelago; in general, traders and the royalty of major kingdoms were the first to adopt the new religion.
Other Indonesian areas gradually adopted Islam, making it the dominant religion in Java and Sumatra by the end of the 16th century. For the most part, Islam overlaid and mixed with existing cultural and religious influences, which shaped the predominant form of Islam in Indonesia, particularly in Java. Only Bali retained a Hindu majority. In the eastern archipelago, both Christian and Islamic missionaries were active in the 16th and 17th centuries, and, currently, there are large communities of both religions on these islands.
Sultanate of Mataram
The Sultanate of Mataram was the third Sultanate in Java, after the Sultanate of Demak Bintoro and the Sultanate of Pajang.
According to Javanese records, Kyai Gedhe Pamanahan became the ruler of the Mataram area in the 1570s with the support of the kingdom of Pajang to the east, near the current site of Surakarta (Solo). Pamanahan was often referred to as Kyai Gedhe Mataram after his ascension.
Pamanahan's son, Panembahan Senapati, replaced his father on the throne around 1584. Under Senapati the kingdom grew substantially through regular military campaigns against Mataram's neighbours. Shortly after his accession, for example, he conquered his father's patrons in Pajang.
The reign of Panembahan Seda ing Krapyak (c. 1601–1613), the son of Senapati, was dominated by further warfare, especially against powerful Surabaya, already a major centre in East Java. The first contact between Mataram and the Dutch East India Company (VOC) occurred under Krapyak. Dutch activities at the time were limited to trading from limited coastal settlements, so their interactions with the inland Mataram kingdom were limited, although they did form an alliance against Surabaya in 1613. Krapyak died that year.
Krapyak was succeeded by his son, who is known simply as Sultan Agung ("Great Sultan") in Javanese records. Agung was responsible for the great expansion and lasting historical legacy of Mataram due to the extensive military conquests of his long reign from 1613 to 1646.
The Sultanate of Banten
In 1524–25, Sunan Gunung Jati from Cirebon, together with the armies of Demak Sultanate, seized the port of Banten from the Sunda kingdom, and established The Sultanate of Banten. This was accompanied by Muslim preachers and the adoption of Islam amongst the local population. At its peak in the first half of the 17th century, the Sultanate lasted from 1526 to 1813 AD. The Sultanate left many archaeological remains and historical records.
Colonial era
Beginning in the 16th century, successive waves of Europeans—the Portuguese, Spanish, Dutch and English—sought to dominate the spice trade at its sources in India and the 'Spice Islands' (Maluku) of Indonesia. This meant finding a way to Asia to cut out Muslim merchants who, with their Venetian outlet in the Mediterranean, monopolised spice imports to Europe. Astronomically priced at the time, spices were highly coveted not only to preserve and make poorly preserved meat palatable, but also as medicines and magic potions.
The arrival of Europeans in South East Asia is often regarded as the watershed moment in its history. Other scholars consider this view untenable, arguing that European influence during the times of the early arrivals of the 16th and 17th centuries was limited in both area and depth. This is in part due to Europe not being the most advanced or dynamic area of the world in the early 15th century. Rather, the major expansionist force of this time was Islam; in 1453, for example, the Ottoman Turks conquered Constantinople, while Islam continued to spread through Indonesia and the Philippines. European influence, particularly that of the Dutch, would not have its greatest impact on Indonesia until the 18th and 19th centuries.
The Portuguese
New found Portuguese expertise in navigation, shipbuilding and weaponry allowed them to make daring expeditions of exploration and expansion. Starting with the first exploratory expeditions sent from newly conquered Malacca in 1512, the Portuguese were the first Europeans to arrive in Indonesia, and sought to dominate the sources of valuable spices and to extend the Catholic Church's missionary efforts. The Portuguese turned east to Maluku and through both military conquest and alliance with local rulers, they established trading posts, forts, and missions on the islands of Ternate, Ambon, and Solor among others. The height of Portuguese missionary activities, however, came in the latter half of the 16th century. Ultimately, the Portuguese presence in Indonesia was reduced to Solor, Flores and Timor in modern-day Nusa Tenggara, following defeat at the hands of indigenous Ternateans and the Dutch in Maluku, and a general failure to maintain control of trade in the region. In comparison with the original Portuguese ambition to dominate Asian trade, their influence on Indonesian culture was small: the romantic keroncong guitar ballads; a number of Indonesian words which reflect Portuguese's role as the lingua franca of the archipelago alongside Malay; and many family names in eastern Indonesia such as da Costa, Dias, de Fretes, Gonsalves, etc. The most significant impacts of the Portuguese arrival were the disruption and disorganisation of the trade network mostly as a result of their conquest of Malacca, and the first significant plantings of Christianity in Indonesia. There have continued to be Christian communities in eastern Indonesia through to the present, which has contributed to a sense of shared interest with Europeans, particularly among the Ambonese.
Dutch East-India Company
In 1602, the Dutch parliament awarded the VOC a monopoly on trade and colonial activities in the region at a time before the company controlled any territory in Java. In 1619, the VOC conquered the West Javan city of Jayakarta, where they founded the city of Batavia (present-day Jakarta). The VOC became deeply involved in the internal politics of Java in this period, and fought in a number of wars involving the leaders of Mataram and Banten.
The Dutch followed the Portuguese aspirations, courage, brutality, and strategies but brought better organisation, weapons, ships, and superior financial backing. Although they failed to gain complete control of the Indonesian spice trade, they had much more success than the previous Portuguese efforts. They exploited the factionalisation of the small kingdoms in Java that had replaced Majapahit, establishing a permanent foothold in Java, from which grew a land-based colonial empire which became one of the richest colonial possessions on earth.
By the mid-17th century, Batavia, the headquarter of VOC in Asia, had become an important trade centre in the region. It had repelled attacks from the Javanese Mataram kingdom. In 1641, the Dutch captured Malacca from the Portuguese, thus weakened Portuguese position in Asia. The Dutch defeated the Sulawesi city of Makassar in 1667 thus bringing its trade under VOC control. Sumatran ports were also brought under VOC control and the last of the Portuguese were expelled in 1660. In return for monopoly control over the pepper trade and the expulsion of the English, the Dutch helped the son of the ruler of Banten overthrow his father in 1680. By the 18th century, the VOC has established themselves firmly in Indonesian archipelago, controlling inter-island trade as part of their Asian business which includes India, Ceylon, Formosa, and Japan. VOC has established their important bases in some ports in Java, Maluku, and parts of Sulawesi, Sumatra, and Malay Peninsula.
French and British interlude
After the fall of the Netherlands to the First French Empire and the dissolution of the Dutch East India Company in 1800, there were profound changes in the European colonial administration of the East Indies. The Company's assets in East Indies were nationalised as the Dutch colony, the Dutch East Indies. Meanwhile, Europe was devastated by the Napoleonic Wars. In the Netherlands, Napoleon Bonaparte in 1806 oversaw the dissolution of the Batavian Republic, which was replaced by the Kingdom of Holland, a French puppet kingdom ruled by Napoleon's third brother Louis Bonaparte (Lodewijk Napoleon). The East Indies were treated as a proxy French colony, administrated through a Dutch intermediary.
In 1806, King Lodewijk of the Netherlands sent one of his generals, Herman Willem Daendels, to serve as governor-general of the East Indies, based in Java. Daendels was sent to strengthen Javanese defences against a predicted British invasion. Since 1685, the British had had a presence in Bencoolen on the western coast of Sumatra, as well as several posts north of the Malaccan straits. Daendels was responsible for the construction of the Great Post Road () across northern Java from Anjer to Panaroecan. The thousand-kilometre road was meant as to ease logistics across Java and was completed in only one year, during which thousands of Javanese forced labourers died. Raffles launched several military expeditions against local Javanese princes; such as the assault on Yogyakarta kraton on 21 June 1812, and the military expedition against Sultan Mahmud Badaruddin II of Palembang, along with giving orders to seize the nearby Bangka Island. During his administration, numbers of ancient monuments in Java were rediscovered, excavated and systematically catalogued for the first time, the most important one is the rediscovery of Borobudur Buddhist temple in Central Java. Raffles was an enthusiast of the island's history, as he wrote the book History of Java published later in 1817. In 1815, the island of Java was returned to control of the Netherlands following the end of Napoleonic Wars, under the terms of the Anglo-Dutch Treaty of 1814.
Dutch state rule
After the VOC was dissolved in 1800 following bankruptcy, and after a short British rule under Thomas Stamford Raffles, the Dutch state took over the VOC possessions in 1816. A Javanese uprising was crushed in the Java War of 1825–1830. After 1830, a system of forced cultivations and indentured labour was introduced on Java, the Cultivation System (in Dutch: cultuurstelsel). This system brought the Dutch and their Indonesian allies enormous wealth. The cultivation system tied peasants to their land, forcing them to work in government-owned plantations for 60 days of the year. The system was abolished in a more liberal period after 1870. In 1901, the Dutch adopted what they called the Ethical Policy, which included somewhat increased investment in indigenous education, and modest political reforms.
The Dutch colonials formed a privileged upper social class of soldiers, administrators, managers, teachers, and pioneers. They lived together with the "natives", but at the top of a rigid social and racial caste system. The Dutch East Indies had two legal classes of citizens; European and indigenous. A third class, Foreign Easterners, was added in 1920.
Upgrading the infrastructure of ports and roads was a high priority for the Dutch, with the goal of modernising the economy, pumping wages into local areas, facilitating commerce, and speeding up military movements. By 1950, Dutch engineers had built and upgraded a road network with 12,000 km of asphalted surface, 41,000 km of metalled road area and 16,000 km of gravel surfaces. In addition the Dutch built of railways, bridges, irrigation systems covering 1.4 million hectares (5,400 sq mi) of rice fields, several harbours, and 140 public drinking water systems. These Dutch constructed public works became the economic base of the colonial state; after independence, they became the basis of the Indonesian infrastructure.
For most of the colonial period, Dutch control over its territories in the Indonesian archipelago was tenuous. In some cases, Dutch police and military actions in parts of Indonesia were quite cruel. Recent discussions, for example, of Dutch cruelty in Aceh have encouraged renewed research on these aspects of Dutch rule. It was only in the early 20th century, three centuries after the first Dutch trading post, that the full extent of the colonial territory was established and direct colonial rule exerted across what would become the boundaries of the modern Indonesian state. Portuguese Timor, now East Timor, remained under Portuguese rule until 1975 when it was invaded by Indonesia. The Indonesian government declared the territory an Indonesian province but relinquished it in 1999.
The emergence of Indonesia
Indonesian National Awakening
In October 1908, the first nationalist movement was formed, Budi Utomo. On 10 September 1912, the first nationalist mass movement was formed: Sarekat Islam. By December 1912, Sarekat Islam had 93,000 members. The Dutch responded after the First World War with repressive measures. The nationalist leaders came from a small group of young professionals and students, some of whom had been educated in the Netherlands. In the post–World War I era, the Indonesian communists who were associated with the Third International started to usurp the nationalist movement. The repression of the nationalist movement led to many arrests, including Indonesia's first president, Sukarno (1901–70), who was imprisoned for political activities on 29 December 1929. Also arrested was Mohammad Hatta, first Vice-President of Indonesia. Additionally, Sutan Sjahrir, who later became the first Prime Minister of Indonesia, was arrested on this date.
In 1914 the exiled Dutch socialist Henk Sneevliet founded the Indies Social Democratic Association. Initially a small forum of Dutch socialists, it would later evolve into the Communist Party of Indonesia (PKI) in 1924. In the post–World War I era, the Dutch strongly repressed all attempts at change. This repression led to a growth of the PKI. By December 1924, the PKI had a membership of 1,140. One year later in 1925, the PKI had grown to 3,000 members. From 1926 to 1927, there was a PKI-led revolt against Dutch colonialism and the harsh repression of strikes of urban workers. However, the strikes and the revolt was put down by the Dutch with some 13,000 nationalists and communists leaders were arrested. Some 4,500 were given prison sentences.
Sukarno was released from prison in December 1931 but was re-arrested on 1 August 1933.
Japanese occupation
The Japanese invasion and subsequent occupation during World War II interrupted Dutch rule and encouraged the previously suppressed Indonesian independence movement. In May 1940, early in World War II, Nazi Germany occupied the Netherlands, but the Dutch government-in-exile initially continued to control the Dutch East Indies from its base in London. The Dutch East Indies declared a state of siege and in July 1940 redirected exports intended for Japan to the US and Britain. Negotiations with the Japanese aimed at securing supplies of aviation fuel collapsed in June 1941, and the Japanese started their conquest of Southeast Asia in December of that year. That same month, factions from Sumatra sought Japanese assistance for a revolt against the Dutch wartime government. The Japanese military defeated last Dutch forces in the East Indies in March 1942.
In July 1942, Sukarno accepted Japan's offer to rally the public in support of the Japanese war effort. Sukarno and Mohammad Hatta were decorated by the Emperor of Japan in 1943. However, experience of the Japanese occupation of Dutch East Indies varied considerably, depending upon where one lived and one's social position. Many who lived in areas considered important to the war effort experienced torture, sex slavery, arbitrary arrest and execution, and other war crimes. Thousands taken away from Indonesia as war labourers (romusha) suffered or died as a result of ill-treatment and starvation. People of Dutch and mixed Dutch-Indonesian descent were particular targets of the Japanese occupation.
In March 1945, the Japanese established the Investigating Committee for Preparatory Work for Independence (BPUPK) as the initial stage of the establishment of independence for the area under the control of the Japanese 16th Army. At its first meeting in May, Soepomo spoke of national integration and against personal individualism, while Muhammad Yamin suggested that the new nation should claim British Borneo, British Malaya, Portuguese Timor, and all the pre-war territories of the Dutch East Indies. The committee drafted the 1945 Constitution, which remains in force, though now much amended. On 9 August 1945 Sukarno, Hatta, and Radjiman Wediodiningrat were flown to meet Marshal Hisaichi Terauchi in Vietnam. They were told that Japan intended to announce Indonesian independence on 24 August. After the Japanese surrender, however, Sukarno unilaterally proclaimed Indonesian independence on 17 August. A later UN report stated that four million people died in Indonesia as a result of the Japanese occupation.
Indonesian National Revolution
Under pressure from radical and politicised pemuda ('youth') groups, Sukarno and Hatta proclaimed Indonesian independence on 17 August 1945, two days after the Japanese Emperor's surrender in the Pacific. The following day, the Central Indonesian National Committee (KNIP) declared Sukarno President and Hatta Vice-President. Word of the proclamation spread by shortwave and fliers while the Indonesian war-time military (PETA), youths, and others rallied in support of the new republic, often moving to take over government offices from the Japanese. In December 1946 the United Nations acknowledged that Netherlands had advised the United Nations that the "Netherlands Indies" was a non-self-governing territory (colony) for which the Netherlands had a legal duty to make yearly reports and to assist towards "a full measure of self-government" as required by the ‘’Charter of the United Nations article 73‘’.
The Dutch, initially backed by the British, tried to re-establish their rule, and a bitter armed and diplomatic struggle ended in December 1949, when in the face of international pressure, the Dutch formally recognised Indonesian independence. Dutch efforts to re-establish complete control met resistance. At the end of World War II, a power vacuum arose, and the nationalists often succeeded in seizing the arms of the demoralised Japanese. A period of unrest with city guerrilla warfare called the Bersiap period ensued. Groups of Indonesian nationalists armed with improvised weapons (like bamboo spears) and firearms attacked returning Allied troops. 3,500 Europeans were killed and 20,000 were missing, meaning there were more European deaths in Indonesia after the war than during the war. After returning to Java, Dutch forces quickly re-occupied the colonial capital of Batavia (now Jakarta), so the city of Yogyakarta in central Java became the capital of the nationalist forces. Negotiations with the nationalists led to two major truce agreements, but disputes about their implementation, and much mutual provocation, led each time to renewed conflict. Within four years the Dutch had recaptured almost the whole of Indonesia, but guerrilla resistance persisted, led on Java by commander Nasution. On 27 December 1949, after four years of sporadic warfare and fierce criticism of the Dutch by the UN, the Netherlands officially recognised Indonesian sovereignty under the federal structure of the United States of Indonesia (RUSI). On 17 August 1950, exactly five years after the proclamation of independence, the last of the federal states were dissolved and Sukarno proclaimed a single unitary Republic of Indonesia.
Sukarno's presidency
Democratic experiment
With the unifying struggle to secure Indonesia's independence over, divisions in Indonesian society began to appear. These included regional differences in customs, religion, the impact of Christianity and Marxism, and fears of Javanese political domination. Following colonial rule, Japanese occupation, and war against the Dutch, the new country suffered from severe poverty, a ruinous economy, low educational and skills levels, and authoritarian traditions. Challenges to the authority of the Republic included the militant Darul Islam who waged a guerrilla struggle against the Republic from 1948 to 1962; the declaration of an independent Republic of South Maluku by Ambonese formerly of the Royal Dutch Indies Army; and rebellions in Sumatra and Sulawesi between 1955 and 1961.
In contrast to the 1945 Constitution, the 1950 constitution mandated a parliamentary system of government, an executive responsible to parliament, and stipulated at length constitutional guarantees for human rights, drawing heavily on the 1948 United Nations Universal Declaration of Human Rights. A proliferation of political parties dealing for shares of cabinet seats resulted in a rapid turnover of coalition governments including 17 cabinets between 1945 and 1958. The long-postponed parliamentary elections were held in 1955; although the Indonesian National Party (PNI)—considered Sukarno's party—topped the poll, and the Communist Party of Indonesia (PKI) received strong support, no party garnered more than a quarter of the votes, which resulted in short-lived coalitions.
Guided Democracy
By 1956, Sukarno was openly criticising parliamentary democracy, stating that it was "based upon inherent conflict" which ran counter to Indonesian notions of harmony as being the natural state of human relationships. Instead, he sought a system based on the traditional village system of discussion and consensus, under the guidance of village elders. He proposed a threefold blend of nasionalisme ('nationalism'), agama ('religion'), and komunisme ('communism') into a co-operative 'Nas-A-Kom' government. This was intended to appease the three main factions in Indonesian politics — the army, Islamic groups, and the communists. With the support of the military, he proclaimed in February 1957 a system of 'Guided Democracy', and proposed a cabinet representing all the political parties of importance (including the PKI). The US tried and failed to secretly overthrow the President, even though Secretary of State Dulles declared before Congress that "we are not interested in the internal affairs of this country."
Sukarno abrogated the 1950 Constitution on 9 July 1959 by a decree dissolving the Constitutional Assembly and restoring the 1945 Constitution. The elected parliament was replaced by one appointed by, and subject to the will of, the President. Another non-elected body, the Supreme Advisory Council, was the main policy development body, while the National Front was set up in September 1960 and presided over by the president to "mobilise the revolutionary forces of the people". Western-style parliamentary democracy was thus finished in Indonesia until the 1999 elections of the Reformasi era.
Sukarno's revolution and nationalism
Charismatic Sukarno spoke as a romantic revolutionary, and under his increasingly authoritarian rule, Indonesia moved on a course of stormy nationalism. Sukarno was popularly referred to as bang ("older brother"), and he painted himself as a man of the people carrying the aspirations of Indonesia and one who dared take on the West. He instigated a number of large, ideologically driven infrastructure projects and monuments celebrating Indonesia's identity, which were criticised as substitutes for real development in a deteriorating economy.
Western New Guinea had been part of the Dutch East Indies, and Indonesian nationalists had thus claimed it on this basis. Indonesia was able to instigate a diplomatic and military confrontation with the Dutch over the territory following an Indonesian-Soviet arms agreement in 1960. It was, however, United States pressure on the Netherlands that led to an Indonesian takeover in 1963. Also in 1963, Indonesia commenced Konfrontasi with the new state of Malaysia. The northern states of Borneo, formerly British Sarawak and Sabah, had wavered in joining Malaysia, whilst Indonesia saw itself as the rightful ruler of Austronesian peoples and supported an unsuccessful revolution attempt in Brunei. Reviving the glories of the Indonesian National Revolution, Sukarno increased the anti-British sentiment in his rhetoric and mounted military offensives along the Indonesia-Malaysia border in Borneo. As the PKI rallied in Jakarta streets in support, the West became increasingly alarmed at Indonesian foreign policy and the United States withdrew its aid to Indonesia.
In social policy, Sukarno's time in office witnessed substantial reforms in health and education, together with the passage of various pro-labour measures. However, Indonesia's economic position deteriorated under Sukarno; by the mid-1960s, the cash-strapped government had to scrap critical public sector subsidies, inflation was at 1,000%, export revenues were shrinking, infrastructure crumbling, and factories were operating at minimal capacity with negligible investment. Severe poverty and hunger were widespread.
The New Order
Transition to the New Order
Described as the great dalang ("puppet master"), Sukarno's position depended on balancing the opposing and increasingly hostile forces of the army and the PKI. Sukarno's anti-imperialist ideology saw Indonesia increasingly dependent on Soviet and then communist China. By 1965, the PKI was the largest communist party in the world outside the Soviet Union or China. Penetrating all levels of government, the party increasingly gained influence at the expense of the army.
On 30 September 1965, six of the most senior generals within the military and other officers were assassinated in an attempted coup. The insurgents, known later as the 30 September Movement, backed a rival faction of the army and took up positions in the capital, later seizing control of the national radio station. They claimed they were acting against a plot organised by the generals to overthrow Sukarno. Within a few hours, Major General Suharto, commander of the Army Strategic Reserve (Kostrad), mobilised counteraction, and by the evening of 1 October, it was clear that the coup, which had little co-ordination and was largely limited to Jakarta, had failed. Complicated and partisan theories continue to this day over the identity of the attempted coup's organisers and their aims. According to the Indonesian army, the PKI were behind the coup and used disgruntled army officers to carry it out, and this became the official account of Suharto's subsequent New Order administration. Most historians agree that the coup and the surrounding events were not led by a single mastermind controlling all events, and that the full truth will never likely be known.
The PKI was blamed for the coup, and anti-communists, initially following the army's lead, went on a violent anti-communist purge across much of the country. The PKI was effectively destroyed, and the most widely accepted estimates are that between 500,000 and 1 million were killed. The violence was especially brutal in Java and Bali. The PKI was outlawed and possibly more than 1 million of its leaders and affiliates were imprisoned.
Throughout the 1965–66 period, President Sukarno attempted to restore his political position and shift the country back to its pre-October 1965 position but his Guided Democracy balancing act was destroyed with the PKI's demise. Although he remained president, the weakened Sukarno was forced to transfer key political and military powers to General Suharto, who by that time had become head of the armed forces. In March 1967, the Provisional People's Consultative Assembly (MPRS) named General Suharto acting president. Suharto was formally appointed president in March 1968. Sukarno lived under virtual house arrest until his death in 1970.
Entrenchment of the New Order
In the aftermath of Suharto's rise, hundreds of thousands of people were killed or imprisoned by the military and religious groups in a backlash against alleged communist supporters, with direct support from the United States. Suharto's administration is commonly called the New Order era. Suharto invited major foreign investment, which produced substantial, if uneven, economic growth. However, Suharto enriched himself and his family through business dealings and widespread corruption.
Annexation of West Irian
At the time of independence, the Dutch retained control over the western half of New Guinea (also known as West Irian), and permitted steps towards self-government and a declaration of independence on 1 December 1961. After negotiations with the Dutch on the incorporation of the territory into Indonesia failed, an Indonesian paratroop invasion 18 December preceded armed clashes between Indonesian and Dutch troops in 1961 and 1962. In 1962 the United States pressured the Netherlands into secret talks with Indonesia which in August 1962 produced the New York Agreement, and Indonesia assumed administrative responsibility for West Irian on 1 May 1963.
Rejecting UN supervision, the Indonesian government under Suharto decided to settle the question of West Irian, the former Dutch New Guinea, in their favour. Rather than a referendum of all residents of West Irian as had been agreed under Sukarno, an 'Act of Free Choice' was conducted in 1969 in which 1,025 Papuan representatives of local councils were selected by the Indonesians. They were warned to vote in favour of Indonesian integration with the group unanimously voting for integration with Indonesia. A subsequent UN General Assembly resolution confirmed the transfer of sovereignty to Indonesia.
West Irian was renamed Irian Jaya ('glorious Irian') in 1973. Opposition to Indonesian administration of Irian Jaya (later known as Papua) gave rise to guerrilla activity in the years following Jakarta's assumption of control.
Annexation of East Timor
In 1975, the Carnation Revolution in Portugal caused authorities there to announce plans for decolonisation of Portuguese Timor, the eastern half of the island of Timor whose western half was a part of the Indonesian province of East Nusa Tenggara. In the East Timorese elections held in 1975, Fretilin, a left-leaning party, and UDT, aligned with the local elite, emerged as the largest parties, having previously formed an alliance to campaign for independence from Portugal. Apodeti, a party advocating integration with Indonesia, enjoyed little popular support.
Indonesia alleged that Fretilin was communist, and feared that an independent East Timor would influence separatism in the archipelago. Indonesian military intelligence influenced the break-up of the alliance between Fretilin and UDT, which led to a coup by the UDT on 11 August 1975 and the start of a month-long civil war. During this time, the Portuguese government effectively abandoned the territory and did not resume the decolonisation process. On 28 November, Fretilin unilaterally declared independence, and proclaimed the 'Democratic Republic of East Timor'. Nine days later, on 7 December, Indonesia invaded East Timor, eventually annexing the tiny country of (then) 680,000 people. Indonesia was supported materially and diplomatically by the United States, Australia, and the United Kingdom, who regarded Indonesia as an anti-communist ally.
Following the 1998 resignation of Suharto, the people of East Timor voted overwhelmingly for independence in a UN-sponsored referendum held on 30 August 1999. About 99% of the eligible population participated; more than three quarters chose independence despite months of attacks by the Indonesian military and its militia. After the result was announced, elements of the Indonesian military and its militia retaliated by killing approximately 2,000 East Timorese, displacing two-thirds of the population, raping hundreds of women and girls, and destroying much of the country's infrastructure. In October 1999, the Indonesian parliament (MPR) revoked the decree that annexed East Timor, and the United Nations Transitional Administration in East Timor (UNTAET) assumed responsibility for governing East Timor until it officially became an independent state in May 2002.
Transmigration
The Transmigration program (Transmigrasi) was a National Government initiative to move landless people from densely populated areas of Indonesia (such as Java and Bali) to less populous areas of the country including Papua, Kalimantan, Sumatra, and Sulawesi. The stated purpose of this program was to reduce the considerable poverty and overpopulation on Java, to provide opportunities for hard-working poor people, and to provide a workforce to better utilise the resources of the outer islands. The program, however, has been controversial, with critics accusing the Indonesian Government of trying to use these migrants to reduce the proportion of native populations in destination areas to weaken separatist movements. The program has often been cited as a major and ongoing factor in controversies and even conflict and violence between settlers and indigenous populations.
Reform Era
Pro-democracy movement
In 1996 Suharto undertook efforts to pre-empt a challenge to the New Order government. The Indonesian Democratic Party (PDI), a legal party that had traditionally propped up the regime, had changed direction and began to assert its independence. Suharto fostered a split over the leadership of PDI, backing a co-opted faction loyal to deputy speaker of the People's Representative Council Suryadi against a faction loyal to Megawati Sukarnoputri, the daughter of Sukarno and the PDI's chairperson.
After the Suryadi faction announced a party congress to sack Megawati would be held in Medan on 20–22 June, Megawati proclaimed that her supporters would hold demonstrations in protest. The Suryadi faction went through with its sacking of Megawati, and the demonstrations manifested themselves throughout Indonesia. This led to several confrontations on the streets between protesters and security forces, and recriminations over the violence. The protests culminated in the military allowing Megawati's supporters to take over PDI headquarters in Jakarta, with a pledge of no further demonstrations.
Suharto allowed the occupation of PDI headquarters to go on for almost a month, as attentions were also on Jakarta due to a set of high-profile ASEAN meetings scheduled to take place there. Capitalizing on this, Megawati supporters organised "democracy forums" with several speakers at the site. On 26 July, officers of the military, Suryadi, and Suharto openly aired their disgust with the forums.
On 27 July, police, soldiers, and persons claiming to be Suryadi supporters stormed the headquarters. Several Megawati supporters were killed, and over two hundred people were arrested and tried under the Anti-Subversion and Hate-Spreading laws. The day would become known as "Black Saturday" and mark the beginning of a renewed crackdown by the New Order government against supporters of democracy, now called the "Reformasi" or Reform movement.
Economic crisis and Suharto's resignation
In 1997 and 1998, Indonesia was the country hardest hit by the 1997 Asian financial crisis, which had dire consequences for the Indonesian economy and society, as well as Suharto's presidency. At the same time, the country suffered a severe drought and some of the largest forest fires in history burned in Kalimantan and Sumatra. The rupiah, the Indonesian currency, took a sharp dive in value. Suharto came under scrutiny from international lending institutions, chiefly the World Bank, International Monetary Fund (IMF) and the United States, over longtime embezzlement of funds and some protectionist policies. In December, Suharto's government signed a letter of intent to the IMF, pledging to enact austerity measures, including cuts to public services and removal of subsidies, in return for aid from the IMF and other donors. Prices for goods such as kerosene and rice, as well as fees for public services including education, rose dramatically. The effects were exacerbated by widespread corruption. The austerity measures approved by Suharto had started to erode domestic confidence with the New Order and led to popular protests.
Suharto stood for re-election by parliament for the seventh time in March 1998, justifying it on the grounds of the necessity of his leadership during the crisis. The parliament approved a new term. This sparked protests and riots throughout the country, now termed the Indonesian 1998 Revolution. Dissent within the ranks of his own Golkar party and the military finally weakened Suharto, and on 21 May he stood down from power. He was replaced by his deputy, Vice President B.J. Habibie.
President Habibie quickly assembled a cabinet. One of its main tasks was to re-establish International Monetary Fund and donor community support for an economic stabilisation program. He moved quickly to release political prisoners and lift some controls on freedom of speech and association. Elections for the national, provincial, and sub-provincial parliaments were held on 7 June 1999. In the elections for the national parliament, the Indonesian Democratic Party of Struggle (PDI-P, led by Sukarno's daughter Megawati Sukarnoputri) won 34% of the vote; Golkar (Suharto's party, formerly the only legal party of government) 22%; United Development Party (PPP, led by Hamzah Haz) 12%; and National Awakening Party (PKB, led by Abdurrahman Wahid) 10%.
May 1998 riots of Indonesia
The May 1998 riots of Indonesia also known as the 1998 tragedy or simply the 1998 event, were incidents of mass violence, demonstrations, and civil unrest of a racial nature that occurred throughout Indonesia.
Politics since 1999
In October 1999, the People's Consultative Assembly (MPR), which consists of the 500-member Parliament plus 200 appointed members, elected Abdurrahman Wahid, commonly referred to as "Gus Dur", as President, and Megawati Sukarnoputri as Vice-President, both for five-year terms. Wahid named his first Cabinet in early November 1999 and a reshuffled, second Cabinet in August 2000. President Wahid's government continued to pursue democratisation and to encourage renewed economic growth under challenging conditions. In addition to continuing economic malaise, his government faced regional, interethnic, and interreligious conflict, particularly in Aceh, the Maluku Islands, and Irian Jaya. In West Timor, the problems of displaced East Timorese and violence by pro-Indonesian East Timorese militias caused considerable humanitarian and social problems. An increasingly assertive Parliament frequently challenged President Wahid's policies and prerogatives, contributing to a lively and sometimes rancorous national political debate.
During the People's Consultative Assembly's first annual session in August 2000, President Wahid gave an account of his government's performance. On 29 January 2001, thousands of student protesters stormed parliament grounds and demanded that President Abdurrahman Wahid resign due to alleged involvement in corruption scandals. Under pressure from the Assembly to improve management and co-ordination within the government, he issued a presidential decree giving Vice-President Megawati control over the day-to-day administration of government. Soon after, Megawati Sukarnoputri assumed the presidency on 23 July. Susilo Bambang Yudhoyono won Indonesia's first direct presidential election in 2004, and was reelected in 2009.
Joko Widodo, the PDI-P candidate, was elected president in 2014. Having previously served as the Governor of Jakarta, he is the first Indonesian president without a high-ranking political or military background. However, his opponent Prabowo Subianto disputed the outcome and withdrew from the race before the count was completed. Jokowi was reelected in 2019, again defeating Prabowo Subianto.
Terrorism
As a multi-ethnic and multicultural democratic country with a Muslim-majority population, Indonesia faces the challenge of dealing with terrorism linked to global militant Islamic movements. Jemaah Islamiyah (JI), a militant Islamic organisation that aspires for the establishment of a Daulah Islamiyah across Southeast Asia, is responsible for a series of terrorist attacks in Indonesia. This terrorist organisation, linked to Al-Qaeda, was responsible for the Bali bombings in 2002 and 2005, as well as Jakarta bombings in 2003, 2004, and 2009. The Indonesian government and authorities have tried to crack down on terrorist cells in Indonesia.
On 14 January 2016, suicide bombers and gunmen initiated a terror attack in Jakarta, resulting in the death of eight people: three Indonesian civilians, a Canadian and four of the attackers. Twenty people were wounded during the attack. The Islamic state claimed responsibility for the incident.
Tsunami disaster and Aceh peace deal
On 26 December 2004, a massive earthquake and tsunami devastated parts of northern Sumatra, particularly Aceh. Partly as a result of the need for co-operation and peace during the recovery from the tsunami in Aceh, peace talks between the Indonesian government and the Free Aceh Movement (GAM) were restarted. Accords signed in Helsinki created a framework for military de-escalation in which the government has reduced its military presence, as members of GAM's armed wing decommission their weapons and apply for amnesty. The agreement also allows for Acehnese nationalist forces to form their own party, and other autonomy measures.
Forest and plantation fires
Since 1997 Indonesia has been struggling to contain forest fires, especially on the islands of Sumatra and Kalimantan. Haze occurs annually during the dry season and is largely caused by illegal agricultural fires due to slash-and-burn practices in Indonesia, especially in the provinces of South Sumatra and Riau on Indonesia's Sumatra island, and Kalimantan on Indonesian Borneo. The haze that occurred in 1997 was one of the most severe; dense hazes occurred again in 2005, 2006, 2009, 2013, and the worst was in 2015, killing dozens of Indonesians as a result of respiratory illnesses and road accidents due to poor visibility. Another 10 people were killed due to smog from forest and land fires.
In September 2014, Indonesia ratified the ASEAN Agreement on Transboundary Haze Pollution, becoming the last ASEAN country to do so.
See also
History of Asia
History of Southeast Asia
List of human evolution fossils
List of presidents of Indonesia
Politics of Indonesia
Timeline of Jakarta
Museums
Jakarta History Museum
National Museum of Indonesia
Further reading
Burhanudin, Jajat, and Kees van Dijk, eds. Islam in Indonesia: Contrasting Images and Interpretations (Amsterdam University Press, distributed by University of Chicago Press; 2013) 279 pages; scholarly articles
Dijk, Kees van. 2001. A country in despair. Indonesia between 1997 and 2000. KITLV Press, Leiden,
Schwarz, Adam. 1994. A Nation in Waiting: Indonesia's Search for Stability. 2nd Edition. St Leonards, NSW : Allen & Unwin.
van Zanden J. L. An Economic History of Indonesia: 1800–2010 (Routledge, 2012)
Tagliacozzo, Eric, ed. Producing Indonesia: The State of the Field of Indonesian Studies (Cornell Modern Indonesia Project) (2014) Essays by 26 scholars.
References
Bibliography
Cribb, Robert. Historical atlas of Indonesia (Routledge, 2013).
Crouch, Harold. The army and politics in Indonesia (Cornell UP, 2019).
Drakeley, Steven. The History Of Indonesia (2005) online
Elson, Robert Edward. The idea of Indonesia: A history. Vol. 1 (Cambridge UP, 2008).
Gouda, Frances. American Visions of the Netherlands East Indies/Indonesia: US Foreign Policy and Indonesian Nationalism, 1920-1949 (Amsterdam University Press, 2002) online; another copy online
Hindley, Donald. The Communist Party of Indonesia, 1951–1963 (U of California Press, 1966).
Woodward, Mark R. Islam in Java: Normative Piety and Mysticism in the Sultanate of Yogyakarta (1989) |
14646 | https://en.wikipedia.org/wiki/Politics%20of%20Indonesia | Politics of Indonesia | The politics of Indonesia take place in the framework of a presidential representative democratic republic whereby the President of Indonesia is both head of state and head of government and of a multi-party system. Executive power is exercised by the government. Legislative power is vested in both the government and the bicameral People's Consultative Assembly. The judiciary is independent of the executive and the legislature.
The 1945 constitution provided for a limited separation of executive, legislative and judicial power. The governmental system has been described as "presidential with parliamentary characteristics". Following the Indonesian riots of May 1998 and the resignation of President Suharto, several political reforms were set in motion via amendments to the Constitution of Indonesia, which resulted in changes to all branches of government.
Indonesia's political parties have been characterized as cartel parties with extensive power-sharing among parties and limited accountability to voters.
History
Liberal Democracy and Guided Democracy
An era of Liberal Democracy () in Indonesia began on 17 August 1950 following the dissolution of the federal United States of Indonesia less than a year after its formation, and ended with the imposition of martial law and President Sukarno's 1959 Decree regarding the introduction of Guided Democracy () on 5 July. It saw a number of important events, including the 1955 Bandung Conference, Indonesia's first general and Constitutional Assembly elections, and an extended period of political instability, with no cabinet lasting as long as two years.
From 1957, Guided Democracy was the political system in place until the New Order began in 1966. It was the brainchild of President Sukarno, and was an attempt to bring about political stability. He believed that Western-style democracy was inappropriate for Indonesia's situation. Instead, he sought a system based on the traditional village system of discussion and consensus, which occurred under the guidance of village elders.
Transition to the New Order
The transition to the "New Order" in the mid-1960s, ousted Sukarno after 22 years in the position. One of the most tumultuous periods in the country's modern history, it was the commencement of Suharto's three-decade presidency. Described as the great dhalang ("puppet master"), Sukarno drew power from balancing the opposing and increasingly antagonistic forces of the army and the Communist Party of Indonesia (PKI).
By 1965, the PKI extensively penetrated all levels of government and gained influence at the expense of the army. On 30 September 1965, six of the military's most senior officers were killed in an action (generally labelled an "attempted coup") by the so-called 30 September Movement, a group from within the armed forces. Within a few hours, Major General Suharto mobilised forces under his command and took control of Jakarta. Anti-communists, initially following the army's lead, went on a violent purge of communists throughout the country, killing an estimated half million people and destroying the PKI, which was officially blamed for the crisis.
The politically weakened Sukarno was forced to transfer key political and military powers to General Suharto, who had become head of the armed forces. In March 1967, the Provisional People's Consultative Assembly (MPRS) named General Suharto acting president. He was formally appointed president one year later. Sukarno lived under virtual house arrest until his death in 1970. In contrast to the stormy nationalism, revolutionary rhetoric, and economic failure that characterised the early 1960s under the left-leaning Sukarno, Suharto's pro-Western "New Order" stabilised the economy but continued with the official state philosophy of Pancasila.
New Order
The New Order () is the term coined by President Suharto to characterise his regime as he came to power in 1966. He used this term to contrast his rule with that of his predecessor, Sukarno (dubbed the "Old Order," or Orde Lama). The term "New Order" in more recent times has become synonymous with the Suharto years (1966–1998).
Immediately following the attempted coup in 1965, the political situation was uncertain, but the New Order found much popular support from groups wanting a separation from Indonesia's problems since its independence. The 'generation of 66' (Angkatan 66) epitomised talk of a new group of young leaders and new intellectual thought. Following communal and political conflicts, and economic collapse and social breakdown of the late 1950s through to the mid-1960s, the New Order was committed to achieving and maintaining political order, economic development, and the removal of mass participation in the political process. The features of the New Order established from the late 1960s were thus a strong political role for the military, the bureaucratisation and corporatisation of political and societal organisations, and selective but effective repression of opponents. Strident anti-communism remained a hallmark of the regime for its subsequent 32 years.
Within a few years, however, many of its original allies had become indifferent or averse to the New Order, which comprised a military faction supported by a narrow civilian group. Among much of the pro-democracy movement which forced Suharto to resign in 1998 and then gained power, the term "New Order" has come to be used pejoratively. It is frequently employed to describe figures who were either tied to the New Order, or who upheld the practises of his authoritarian regime, such as corruption, collusion and nepotism (widely known by the acronym KKN: korupsi, kolusi, nepotisme).
Reform era
The Post-Suharto era began with the fall of Suharto in 1998 during which Indonesia has been in a period of transition, an era known as Reformasi (English: Reform). This period has seen a more open and liberal political-social environment.
A process of constitutional reform lasted from 1999 to 2002, with four amendments producing major changes. Among these are term limits of up to 2 five-year terms for the President and Vice-President, and measures to institute checks and balances. The highest state institution is the People's Consultative Assembly (, MPR), whose functions previously included electing the president and vice-president (since 2004 the president has been elected directly by the people), establishing broad guidelines of state policy, and amending the constitution. The 695-member MPR includes all 550 members of the People's Representative Council (, DPR) plus 130 members of Regional Representative Council (, DPD) elected by the 26 provincial parliaments and 65 appointed members from societal groups.
The DPR, which is the premier legislative institution, originally included 462 members elected through a mixed proportional/district representational system and thirty-eight appointed members of the Indonesian Armed Forces (TNI) and police (POLRI). TNI/POLRI representation in the DPR and MPR ended in 2004. Societal group representation in the MPR was eliminated in 2004 through further constitutional change. Having served as rubberstamp bodies in the past, the DPR and MPR have gained considerable power and are increasingly assertive in oversight of the executive branch. Under constitutional changes in 2004, the MPR became a bicameral legislature, with the creation of the DPD, in which each province is represented by four members, although its legislative powers are more limited than those of the DPR. Through his/her appointed cabinet, the president retains the authority to conduct the administration of the government.
A general election in June 1999 produced the first freely elected national, provincial and regional parliaments in over 40 years. In October 1999, the MPR elected a compromise candidate, Abdurrahman Wahid, as the country's fourth president, and Megawati Sukarnoputri—a daughter of Sukarno—as the vice-president. Megawati's PDI-P party had won the largest share of the vote (34%) in the general election, while Golkar, the dominant party during the New Order, came in second (22%). Several other, mostly Islamic parties won shares large enough to be seated in the DPR. Other nationwide democratic elections took place in 2004, 2009, 2014, and 2019.
Executive branch
|President
|Joko Widodo
|Indonesian Democratic Party-Struggle
|20 October 2014
|-
|Vice-President
|Ma'ruf Amin
|No Party
|20 October 2019
|}
The executive branch of Indonesia is headed by a president, who is head of government and head of state. The president is elected by general election and can serve up to two five-year terms if re-elected. The executive branch also includes a vice-president and a cabinet. All bills need joint approval between the executive and the legislature to become law, meaning the president has veto power over all legislation. The president also has the power to issue presidential decrees that have policy effects, and is also in charge of Indonesia's foreign relations, although treaties require legislative approval. Prior to 2004, the president was selected by the MPR, but following the third amendment to the constitution, enacted in 2001, the president is now directly elected.The last election was held in April 2019, and incumbent Joko Widodo was re-elected.
Legislative branch
The MPR is the legislative branch of Indonesia's political system. The MPR is composed of two houses: the DPR, which is commonly called the People's Representative Council, and the DPD, which is called the Regional Representative Council. The 575 DPR parliamentarians are elected through multi-member electoral districts, whereas 4 DPD parliamentarians are elected in each of Indonesia's 34 provinces. The DPR holds most of the legislative power because it has the sole power to pass laws. The DPD acts as a supplementary body to the DPR; it can propose bills, offer its opinion and participate in discussions, but it has no legal power. The MPR itself has power outside of those given to the individual houses. It can amend the constitution, inaugurate the president and conduct impeachment procedures. When the MPR acts in this function, it does so by simply combining the members of the two houses.
Political parties and elections
The General Elections Commission (, KPU) is the body that is responsible for running both parliamentary and presidential elections. Article 22E(5) of the Constitution rules that the KPU is national, permanent, and independent. Prior to the 2004 elections, the KPU was made up of members who were also members of political parties. However, members of KPU must now be non-partisan.
Latest election
President
People's Representative Council
Judicial branch
Both the Supreme Court of Indonesia () and the Constitutional Court (Mahkamah Konstitusi) are the highest level of the judicial branch. The Constitutional Court listens to disputes concerning legality of law, general elections, dissolution of political parties, and the scope of authority of state institution. It has 9 judges appointed by the DPR, the President and the Supreme Court. The Supreme Court of Indonesia hears final cessation appeals and conducts case reviews. It has 51 judges divided into 8 chambers. Its judges are nominated by the Judicial Commission of Indonesia and appointed by the President. Most civil disputes appear before the State Court (Pengadilan Negeri); appeals are heard before the High Court (Pengadilan Tinggi). Other courts include the Commercial Court, which handles bankruptcy and insolvency; the State Administrative Court (Pengadilan Tata Usaha Negara) to hear administrative law cases against the government; and the Religious Court (Pengadilan Agama) to deal with codified Islamic Law (sharia) cases. Additionally, the Judicial Commission (Komisi Yudisial) monitors the performance of judges.
Foreign relations
During the regime of president Suharto, Indonesia built strong relations with the United States and had difficult relations with the People's Republic of China owing to Indonesia's anti-communist policies and domestic tensions with the Chinese community. It received international denunciation for its annexation of East Timor in 1978. Indonesia is a founding member of the Association of South East Asian Nations, and thereby a member of both ASEAN+3 and the East Asia Summit.
Since the 1980s, Indonesia has worked to develop close political and economic ties between Southeast Asian countries, and is also influential in the Organisation of Islamic Cooperation. Indonesia was heavily criticised between 1975 and 1999 for allegedly suppressing human rights in East Timor, and for supporting violence against the East Timorese following the latter's secession and independence in 1999. Since 2001, the government of Indonesia has co-operated with the US in cracking down on Islamic fundamentalism and terrorist groups.
See also
Constitution of Indonesia
Administrative divisions of Indonesia
List of presidents of Indonesia
List of vice presidents of Indonesia
Foreign relations of Indonesia
Corruption in Indonesia
References
Further reading
External links
Republic of Indonesia - National portal
Government of Indonesia
Indonesia
bn:ইন্দোনেশিয়া#রাজনীতি |
14647 | https://en.wikipedia.org/wiki/Economy%20of%20Indonesia | Economy of Indonesia | The economy of Indonesia is the largest in Southeast Asia and is one of the emerging market economies of the world. As a middle income country and member of the G20, Indonesia is classified as a newly industrialized country. It is the 15th largest economy in the world by nominal GDP and the 7th largest in terms of GDP (PPP). Estimated at US$40 billion in 2019, Indonesia's Internet economy is expected to cross the US$130 billion mark by 2025. Indonesia depends on domestic market and government budget spending and its ownership of state-owned enterprises (the central government owns 141 enterprises). The administration of prices of a range of basic goods (including rice and electricity) also plays a significant role in Indonesia's market economy. However, since the 1990s, the majority of the economy has been controlled by individual Indonesians and foreign companies.
In the aftermath of the 1997 Asian financial crisis, the government took custody of a significant portion of private sector assets through the acquisition of nonperforming bank loans and corporate assets through the debt restructuring process and the companies in custody were sold for privatization several years later. Since 1999, the economy has recovered. Growth has accelerated to over 4–6% in recent years.
In 2012, Indonesia replaced India as the second-fastest-growing G-20 economy, behind China. Since then, the annual growth rate has fluctuated around 5%. However, Indonesia faced a recession in 2020, when the economic growth collapsed to −2.07% due to the COVID-19 pandemic. This was the worst growth since the 1997 crisis.
Indonesia is predicted to be the 4th largest economy in the world by 2045. Joko Widodo has stated that his cabinet's calculations showed that by 2045, Indonesia will have a population of 309 million people. By Widodo's estimate, there would be economic growth of 5−6 percent and a GDP of US$9.1 trillion. Indonesia's income per capita is expected to reach US$29,000.
History
Sukarno era
In the years immediately following the proclamation of Indonesian independence, both the Japanese occupation and conflict between Dutch and Republican forces had crippled the country's production, with exports of commodities such as rubber and oil being reduced to 12 and 5% of their pre-WW2 levels, respectively. The first Republican government-controlled bank, the Indonesian State Bank (Bank Negara Indonesia, BNI) was founded on 5 July 1946. It initially acted as the manufacturer and distributor of ORI (Oeang Republik Indonesia/Money of the Republic of Indonesia), a currency issued by the Republican Government which was the predecessor of Rupiah. Despite this, currency issued during the Japanese occupation and by Dutch authorities was still in circulation, and the simplicity of the ORI made its counterfeiting relatively easy, worsening matters. Between 1949 and 1960, Indonesia experienced several economic disruptions. The country's independence recognized by the Netherlands, the dissolution of the United States of Indonesia in 1950, the subsequent liberal democracy period, the nationalisation of De Javasche Bank into the modern Bank Indonesia, and the takeover of Dutch corporate assets following the West New Guinea dispute,
which all resulted in the devaluation of Dutch banknotes into half their value.
During the guided democracy era in the 1960s, the economy deteriorated drastically as a result of political instability. The government was inexperienced in implementing macro-economic policies, which resulted in severe poverty and hunger. By the time of Sukarno's downfall in the mid-1960s, the economy was in chaos with 1,000% annual inflation, shrinking export revenues, crumbling infrastructure, factories operating at minimal capacity, and negligible investment. Nevertheless, Indonesia's post-1960 economic improvement was considered remarkable when taking consideration of how few indigenous Indonesians in the 1950s had received a formal education under Dutch colonial policies.
New Order
Following President Sukarno's downfall, the New Order administration brought a degree of discipline to economic policy that quickly brought inflation down, stabilized the currency, rescheduled foreign debt, and attracted foreign aid and investment. (See Inter-Governmental Group on Indonesia and Berkeley Mafia). Indonesia was until recently Southeast Asia's only member of OPEC, and the 1970s oil price rise provided an export revenue windfall that contributed to sustained high economic growth rates, averaging over 7% from 1968 to 1981.
With high levels of regulation and dependence on declining oil prices, growth slowed to an average of 4.5% per annum between 1981 and 1988. A range of economic reforms was introduced in the late 1980s, including a managed devaluation of the rupiah to improve export competitiveness, and de-regulation of the financial sector. Foreign investment flowed into Indonesia, particularly into the rapidly developing export-oriented manufacturing sector, and from 1989 to 1997, the Indonesian economy grew by an average of over 7%. GDP per capita grew 545% from 1970 to 1980 as a result of the sudden increase in oil export revenues from 1973 to 1979. High levels of economic growth masked several structural weaknesses in the economy. It came at a high cost in terms of weak and corrupt governmental institutions, severe public indebtedness through mismanagement of the financial sector, rapid depletion of natural resources, and culture of favors and corruption in the business elite.
Corruption particularly gained momentum in the 1990s, reaching to the highest levels of the political hierarchy as Suharto became the most corrupt leader according to Transparency International. As a result, the legal system was weak, and there was no effective way to enforce contracts, collect debts, or sue for bankruptcy. Banking practices were very unsophisticated, with collateral-based lending the norm and widespread violation of prudential regulations, including limits on connected lending. Non-tariff barriers, rent-seeking by state-owned enterprises, domestic subsidies, barriers to domestic trade and export restrictions all created economic distortions.
The 1997 Asian financial crisis that began to affect Indonesia became an economic and political crisis. The initial response was to float the rupiah, raise key domestic interest rates, and tighten fiscal policy. In October 1997, Indonesia and the International Monetary Fund (IMF) reached agreement on an economic reform program aimed at macroeconomic stabilization and elimination of some of the country's most damaging economic policies, such as the National Car Program and the clove monopoly, both involving family members of Suharto. The rupiah remained weak, however, and Suharto was forced to resign in May 1998 after massive riots erupted. In August 1998, Indonesia and the IMF agreed on an Extended Fund Facility (EFF) under President B. J. Habibie that included significant structural reform targets. President Abdurrahman Wahid took office in October 1999, and Indonesia and the IMF signed another EFF in January 2000. The new program also has a range of economic, structural reform, and governance targets.
The effects of the crisis were severe. By November 1997, rapid currency depreciation had seen public debt reach US$60 billion, imposing severe strains on the government's budget. In 1998, real GDP contracted by 13.1%, and the economy reached its low point in mid-1999 with 0.8% real GDP growth. Inflation reached 72% in 1998 but slowed to 2% in 1999. The rupiah, which had been in the Rp 2,600/USD1 range at the start of August 1997 fell to 11,000/USD1 by January 1998, with spot rates around 15,000 for brief periods during the first half of 1998. It returned to the 8,000/USD1 range at the end of 1998 and has generally traded in the Rp 8,000–10,000/USD1 range ever since, with fluctuations that are relatively predictable and gradual. However, the rupiah began devaluing past 11,000 in 2013, and as of November 2016 is around US$13,000.
Reform era
Since an inflation target was introduced in 2000, the GDP deflator and the CPI have grown at an average annual pace of 10¾% and 9%, respectively, similar to the pace recorded in the two decades prior to the 1997 crisis, but well below the pace in the 1960s and 1970s. Inflation has also generally trended lower through the 2000s, with some of the fluctuations in inflation reflecting government policy initiatives such as the changes in fiscal subsidies in 2005 and 2008, which caused large temporary spikes in CPI growth.
In late 2004, Indonesia faced a 'mini-crisis' due to international oil prices rises and imports. The currency exchange rate reached Rp 12,000/USD1 before stabilizing. Under President Susilo Bambang Yudhoyono (SBY), the government was forced to cut its massive fuel subsidies, which were planned to cost $14 billion in October 2005. This led to a more than doubling in the price of consumer fuels, resulting in double-digit inflation. The situation had stabilized but the economy continued to struggle with inflation at 17% in late 2005. Economic outlook became more positive as the 2000s progressed. Growth accelerated to 5.1% in 2004 and reached 5.6% in 2005. Real per capita income has reached fiscal levels in 1996–1997. Growth was driven primarily by domestic consumption, which accounts for roughly three-fourths of Indonesia's gross domestic product (GDP). The Jakarta Stock Exchange was the best performing market in Asia in 2004, up by 42%. Problems that continue to put a drag on growth include low foreign investment levels, bureaucratic red tape, and widespread corruption which costs Rp. 51.4 trillion (US$5.6 billion) or approximately 1.4% of GDP annually. However, there is a robust economic optimism due to the conclusion of the peaceful 2004 elections.
As of February 2007, the unemployment rate was 9.75%. Despite a slowing global economy, Indonesia's economic growth accelerated to a ten-year high of 6.3% in 2007. This growth rate was sufficient to reduce poverty from 17.8% to 16.6% based on the government's poverty line and reversed the recent trend towards jobless growth, with unemployment falling to 8.46% in February 2008. Unlike many of its more export-dependent neighbors, Indonesia has managed to skirt the recession helped by strong domestic demand (which makes up about two-thirds of the economy) and a government fiscal stimulus package of about 1.4% of GDP. After India and China, Indonesia was the third-fastest growing economy in the G20. With the $512 billion economy expanded 4.4% in the first quarter from a year earlier and last month, the IMF revised its 2009 Indonesia forecast to 3–4% from 2.5%. Indonesia enjoyed stronger fundamentals with the authorities implemented wide-ranging economic and financial reforms, including a rapid reduction in public and external debt, strengthening of corporate and banking sector balance sheets and reducing bank vulnerabilities through higher capitalization and better supervision.
In 2012, Indonesia's real GDP growth reached 6%, then it steadily decreased below 5% until 2015. After Joko Widodo succeeded SBY, the government took measures to ease regulations for foreign direct investments to stimulate the economy. Indonesia managed to increase their GDP growth slightly above 5% in 2016–2017. However, the government is currently still facing problems such as currency weakening, decreasing exports and stagnating consumer spending. The current unemployment rate for 2019 is at 5.3%.
Reform happened in Indonesia around the 1980s, when the Indonesian government states it will be attempting to economically integrate with global economies. They stated in 2017 that "Globalisation has made it difficult for the Indonesian economy to balance all other factors of the economy".
Data
The following table shows the main economic indicators in 1980–2020. Inflation under 5% is in green.
Structure
Indonesia faced a recession in 2020 when the economic growth collapsed to -2.07% due to the COVID-19 pandemic, the worst growth since 1997 crisis. Transportation and accommodation were significantly affected by the COVID-19 outbreak, since many hotels were forced to close and not operate to reduce the spread of the virus.
Composition
Sub-sector
Source: Indonesian Central Agency on Statistics (Badan Pusat Statistik).
Sectors
Agriculture
Agriculture is a key sector which contributed to 14.43% of GDP. Currently, there are around 30% of the land area used for agriculture and employed about 49 million people (41% of the total workforce). Primary agriculture commodities include rice, cassava (tapioca), peanuts, natural rubber, cocoa, coffee, palm oil, copra; poultry, beef, pork, and eggs. Palm oil production is vital to the economy as Indonesia is the world's biggest producer and consumer of the commodity, providing about half of the world's supply. Plantations in the country stretch across 6 million hectares as of 2007, with a replanting plan set for an additional 4.7 million to boost productivity in 2017. There are a number of negative social and environmental impacts of palm oil production in Southeast Asia.
Seafood
In 2015, the total production of seafood reached about 22.31 million metric tons, valued at around 18.10 billion US dollars. For capture of wild fish (both inland and marine), the production trend was steady in 2011–2015, while there was a steep increase in the production from aquaculture during the same period.
Oil and mining
Indonesia was the only Asian member of the Organization of Petroleum Exporting Countries (OPEC) until 2008 and is currently a net oil importer. In 1999, crude and condensate output averaged per day, and in 1998, the oil and gas sector including refining, contributed approximately 9% to GDP. As of 2005, crude oil and condensate output were per day. It indicates a substantial decline from the 1990s, due primarily to ageing oil fields and a lack of investment in oil production equipment. This decline in production has been accompanied by a substantial increase in domestic consumption, about 5.4% per year, leading to an estimated US$1.2 billion cost for importing oil in 2005. The state owns all petroleum and mineral rights. Foreign firms participate through production-sharing and work contracts. Oil and gas contractors are required to finance all exploration, production, and development costs in their contract areas and are entitled to recover operating, exploration, and development costs out of the oil and gas produced. Indonesia had previously subsidized fuel prices to keep prices low, costing US$7 billion in 2004. SBY has mandated a significant reduction of government subsidy of fuel prices in several stages. The government has stated that cuts in subsidies are aimed at reducing the budget deficit to 1% of GDP in 2005, down from around 1.6% last year. At the same time, the government has offered one-time subsidies for qualified citizens, to alleviate hardships.
Indonesia is the world's largest tin market. Although mineral production traditionally centered on bauxite, silver, and tin, it is expanding its copper, nickel, gold, and coal output for export markets. In mid-1993, the Department of Mines and Energy reopened the coal sector to foreign investment, resulting in a joint venture between Indonesian coal producer and BP and Rio Tinto Group. Total coal production reached 74 million metric tons in 1999, including exports of 55 million tons, and in 2011, production was 353 million. As of 2014, Indonesia is the third-largest producer with a total output of 458 Mt and export of 382 Mt. At this rate, the reserves will be used up in 61 years until 2075. Not all of the productions can be exported due to Domestic Market Obligation (DMO) regulation, which should fulfill the domestic market. In 2012, the DMO was 24.72%. Starting from 2014, no low-grade coal exports are allowed, so the upgraded brown coal process that cranks up the calorie value of coal from 4,500 to 6,100 kcal/kg will be built in South Kalimantan and South Sumatra. Indonesia is also the world's largest producer of nickel.
Two US firms operate three copper/gold mines in Indonesia, with a Canadian and British firm holding significant other investments in nickel and gold, respectively. India's fortune groups like Vedanta Resources and Tata Group also have substantial mining operations in Indonesia. In 1998, the value of Indonesian gold and copper production was $1 billion and $843 million respectively. Receipts from gold, copper, and coal accounted for 84% of the $3 billion earned in 1998 by the mineral mining sector. With the addition of Alumina project that produces 5% of the world's alumina production, Indonesia would be the world's second-largest Alumina producer. The project will not make the ores to become aluminum, as there are 100 types of Alumina derivatives that can be developed further by other companies in Indonesia.
Joko Widodo's administration continued the resource nationalism policy of SBY, nationalizing some assets controlled by multinational companies such as Freeport McMoRan, Total SA and Chevron. In 2018, in a move aimed to cut imports, oil companies operating in Indonesia were ordered to sell their crude oil to state-owned Pertamina.
Manufacturing
Indonesia's manufacturing sector has historically played a key role in the country's economic development and now contributes to 20 percent of GDP.
The government has ambitious plans to propel the country into the top ten biggest economies in the world by 2030, with manufacturing at the heart of this goal. The main areas of production include textiles and garments, food and beverages (F&B), electronics, automotive, and chemicals, with the majority of manufacturers in this sector consisting of micro, small, or medium-sized enterprises. The sector has posted a consistent four percent growth year-on-year since 2016 and registered 147 trillion rupiah (US$8.9 billion) in investments from January to September 2019.
Indonesia recently became the 10th-largest manufacturing nation in the world. Its large manufacturing sector accounts for almost a quarter of the nation's total GDP and employs over a fifth of Indonesia's working age population (around 25 million workers). Put into perspective, Indonesia's manufacturing sector is now larger than the manufacturing sectors of the United Kingdom, Russia and Mexico. Industry sector (including manufacturing) which accounts for 21% of local workers (having become more prominent in recent years). Indonesia's labour pool is estimated at around 120 million people, and is growing annually by approximately 2.4 million. As the economy has progressed beyond its predominantly agricultural base to a mixed composition, more workers – particularly women – are now employed in manufacturing and service-related professional industries.
With its rapidly growing middle class and competitive workforce, more foreign investors than ever before are taking advantage of Indonesia's strong manufacturing sector. However, the sector has significant challenges, including intense international competition, particularly from China, increasing labour costs, high transportation and logistics costs, difficulties getting credit, and varying levels of transparency and clarity in regulations.
Renewable energy
Indonesia has significant potential for developing renewable energy, however, the country continues to rely heavily on the use of fossil fuels in domestic electricity production. Continued reliance on fossil fuels, such as coal in particular, may result in fossil fuels becoming stranded assets leading to significant investments lost that the country could receive from renewable energy investors.
Automotive industry
In 2010, Indonesia sold 7.6 million motorcycles, which were mainly produced in the country with almost 100% local components. Honda led the market with a 50.95% market share, followed by Yamaha with 41.37%. In 2011, the retail car sales total was 888,335 units, a 19.26% increase from last year. Toyota dominated the domestic car market (35.34%), followed by Daihatsu and Mitsubishi with 15.44% and 14.56%, respectively. Since 2011, some local carmakers have introduced some Indonesian national cars which can be categorized as Low-Cost Green Car (LCGC). In 2012, sales increased significantly by 24%, making it the first time that there were more than one million units in automobile sales.
In August 2014, Indonesia exported 126,935 Completely Build Up (CBU) vehicle units and 71,000 Completely Knock Down (CKD) vehicle units, while total production reached 878,000 vehicle units, constituting 22.5% of total output. Automotive export is more than double of its import. By 2020, it is predicted that the automotive exports will be the third after CPO and shoe export. In August 2015, Indonesia exported 123,790 motorcycles. In the same year, Yamaha Motor Company, which exported 82,641, announced to make Indonesia as a base of exporting of its products.
In 2017, the country produced almost 1.2 million motor vehicles, ranking it as the 18th largest producer in the world. Nowadays, Indonesian automotive companies can produce cars with a high ratio of local content (80%–90%).
In 2018, the country produced 1.34 million cars and exported 346,000 cars, mainly to the Philippines and Vietnam.
Finance, real estate and business
There are 50 million small businesses in Indonesia, with online usage growth of 48% in 2010. Google announced that it would open a local office in Indonesia before 2012. According to Deloitte in 2011, Internet-related activities have generated 1.6% of the GDP. It is bigger than electronic and electrical equipment exports and liquefied natural gas at 1.51% and 1.45% respectively.
Up to the end of June 2011, the fixed state assets were Rp 1,265 trillion ($128 billion). The value of state stocks was Rp 50 trillion ($5 billion) while other state assets were Rp 24 trillion ($2.4 billion).
In 2015, financial services covered Rp 7,2 trillion. Fifty domestic and foreign conglomerations held around 70.5%. Fourteen of it were vertical conglomerations, 28 were horizontal, and eight are mixed. Thirty-five entities are mainly in the bank industries, 13 were in non-bank industries and one each in special financial industries and capital market industries.
Others
The Indonesian Textile Association has reported that in 2013, the textile sector is likely to attract investment of around $175 million. In 2012, the investment in this sector was $247 million, of which only $51 million was for new textile machinery. Exports from the textile sector in 2012 were $13.7 billion.
In 2011, Indonesia released 55,010 working visas for foreigners, an increase of 10% compared to 2010, while the number of foreign residents in Indonesia, excluding tourists and foreign emissaries was 111,752, rose by 6% compared to last year. Those who received visas for six months to one year were mostly Chinese, Japanese, South Koreans, Indians, Americans and Australians. A few of them were entrepreneurs who made new businesses. Malaysia is the most common destination of Indonesian migrant workers (including illegal workers). In 2010, according to a World Bank report, Indonesia was among the world's top ten remittance-receiving countries with a value totaling $7 billion. In May 2011, six million Indonesian citizens were working overseas, 2.2 million of whom reside in Malaysia and another 1.5 million in Saudi Arabia.
Regional economies
GDP by provinces
There are 34 provinces in Indonesia. Below are the top 15 provinces in Indonesia ranked by GDP in 2019:
Foreign economic relations
ASEAN
Until the end of 2010, intra-ASEAN trade was still low as trade involved mainly exports to countries outside the region, with the exception of Laos and Myanmar, whose foreign trade was ASEAN-oriented. In 2009, realised foreign direct investment (FDI) was US$37.9 billion and increased two-fold in 2010 to US$75.8 billion.
The ASEAN Framework Agreement on Trade in Services (AFAS) was adopted at the ASEAN Summit in Bangkok in December 1995. Under the agreement, member states enter into successive rounds of negotiations to liberalise trade in services with the aim of submitting increasingly higher levels of commitment. ASEAN has concluded seven packages of commitments under AFAS.
Mutual Recognition Agreements (MRAs) have been agreed upon by ASEAN for eight professions: physicians, dentists, nurses, architects, engineers, accountants, surveyors, and tourism professionals. Individuals in these professions will be free to work in any ASEAN states effective 31 December 2015.
In addition, six member states (Malaysia, Vietnam (2 exchanges), Indonesia, Philippines, Thailand, and Singapore) have collaborated on integrating their stock exchanges, which includes 70% of its transaction values with the goal to compete with international exchanges.
Single market will also include the ASEAN Single Aviation Market (ASEAN-SAM), the region's aviation policy geared towards the development of a unified and single aviation market in Southeast Asia. It was proposed by the ASEAN Air Transport Working Group, supported by the ASEAN Senior Transport Officials Meeting, and endorsed by the ASEAN Transport Ministers. It is expected to liberalise air travel between member states allowing ASEAN airlines to benefit directly from the growth in air travel, and also free up tourism, trade, investment, and service flows. This policy supersedes existing unilateral, bilateral, and multilateral air services agreements among member states which are inconsistent with its provisions.
Japan
Indonesia and Japan signed the Indonesia–Japan Economic Partnership Agreement (IJEPA), which had come into effect on 1 July 2008. The agreement was Indonesia's first bilateral free-trade agreement to ease the cross-border flow of goods and people as well as investment between both countries. In 2012, there were between 1,200 and 1,300 Japanese corporates operating in Indonesia, with some 12,000 Japanese nationals living in Indonesia. Japan has been investing in Indonesia for decades, particularly in the automotive, electronic goods, energy, and mining sectors. Prior to the formation of the Indonesian Republic, the Japanese had viewed Indonesia as an important source of natural resources. The Japanese need of natural resources was among the reasons that led the nation to advance further to the south in their military conquests during World War II. Today Indonesia is Japan's major supplier for natural rubber, liquefied natural gas, coal, minerals, paper pulp, seafood such as shrimp and tuna, and coffee. Traditionally Indonesia has been regarded as a major market of Japanese automotive and electronic goods. For Japanese businesses, Indonesia has been a location for low-cost manufacturing operations as well as being the source of various natural resources required by those operations. Approximately 1,000 Japanese companies operate in Indonesia which employ approximately 300,000 people. Major Japanese factories are concentrated east of Jakarta with high concentrations in Bekasi, Cikarang and Karawang, West Java.
China
Trade with China has increased since the 1990s, and in 2014, China became Indonesia's second-largest export destination after Japan. Trade between China and Indonesia is on the rise, especially after the implementation of ACFTA since early 2010. Indeed, while in 2003 trade between Indonesia and China reached only US$3.8 billion, in 2010 it multiplied almost 10 times and reached US$36.1 billion. China's transformation into Fastest growing country in the 21st century has led to an increase of foreign investments in the bamboo network, a network of overseas Chinese businesses operating in the markets of Southeast Asia that share common family and cultural ties. However the free trade with China has caused much anxiety in Indonesia, since inflows of cheap products from China could harm Indonesian industry. Indonesian private sector and civil society organizations vigorously lobbied the Indonesian government and members of parliament, insisting that Indonesia should either pull out of the agreement or renegotiate its terms with Beijing.
China has remained on top of Indonesia's key major trading partners, serving as the country's largest export and import market. China serves as Indonesia's largest export destination after overtaking Japan and United States, reaching US$16.8 billion. China is also Indonesia's most important source of imports, reaching US$30.8 billion, or 22.7% of Indonesian imports in 2016. The balance however was in favour of China as Indonesia booked a trade deficit of US$14 billion in 2016.
From China's perspective, since 2010 ASEAN as a whole has become its fourth-largest trading partner after the European Union, Japan and the United States. Among ASEAN member countries, Indonesia was China's fourth-largest trading partner, which, according to data as of May 2010 from the Ministry of Commerce of the People's Republic of China, amounted to US$12.4 billion, after Malaysia (US$22.2 billion), Singapore (US$17.9 billion) and Thailand (US$15.7 billion). With China's economic rise, Indonesia has been intensifying its trade relationship with China to counterbalance its ties with the West. By 2020, China had become Indonesia's largest export destination.
South Korea
In the past, the relations were only developed around trade and investments, such as the forestry and garment sectors. Today the cooperation has been expanded to a number of mega projects and advanced industries. With US$27 billion in bilateral trade, South Korea became the fourth biggest trading partner of Indonesia in 2012. It became the third-biggest foreign investor in Indonesia, with US$1.94 billion in investment.
There are large numbers of South Korean companies that have been investing and operating in Indonesia, such as Miwon (Daesang Corporation), Lotte, Yong Ma, Hankook Tire, Samsung, LG, Kia Motors, and Hyundai. In 2011, Hankook announced a US$353 million investment into a production plant located in Bekasi, West Java, Indonesia.
In 2019, trade between Indonesia and South Korea was worth $15.65 billion, and between 2015 and 2019 South Korean companies invested nearly $7 billion in Indonesia. In December 2020, Indonesia and South Korea signed a comprehensive economic partnership. It is equivalent to a free trade agreement, though focuses on a broader scope of economic cooperation. Under the deal, Indonesia will scrap 94.8% of tariffs on South Korean products while South Korea will scrap 95.8% of tariffs on Indonesian products.
United States
At the beginning of the post-Suharto era, US exports to Indonesia in 1999 totaled $2 billion, down significantly from $4.5 billion in 1997. The main exports were construction equipment, machinery, aviation parts, chemicals, and agricultural products. US imports from Indonesia in 1999 totaled $9.5 billion and consisted primarily of clothing, machinery and transportation equipment, petroleum, natural rubber, and footwear. Financial assistance to Indonesia is coordinated through the Consultative Group on Indonesia (CGI) formed in 1989. It includes 19 donor countries and 13 international organizations that meet annually to coordinate donor assistance. In 2019, as Indonesia's share of global trade exceeded 0.5 percent, the United States Trade Representatives decided not to classify Indonesia as a "developing country." Despite a revocation of this status, the Indonesian government has assured that this would not change the current Generalized System of Preferences facilities that Indonesia had enjoyed from the United States.
European Union
The EU and Indonesia have built robust commercial relations, with bilateral trade amounting to approximately €25 billion in 2012 resulting in a sizeable €5.7 billion trade surplus for Indonesia with the EU. In the past few years trade between EU and Indonesia has been marked by an upward trend. Whereas total trade was worth almost €16 billion in 2009, by 2011 it had already reached €23.5 billion. For the EU, Indonesia is the 24th largest import source (share 0.9%) and the 30th largest export destination (share 0.6%). Inside the ASEAN-region, Indonesia ranks fourth in terms of total trade. The EU is Indonesia's 4th largest trading partner after Japan, China and Singapore, representing almost 10% of its total external trade. The EU is the second largest investor in the Indonesian economy.
Indonesia mostly exports to the EU agricultural products and processed resources, mainly palm oil, fuels and mining products, textiles and furniture. EU exports to Indonesia consist mainly of high-tech machinery and transport equipment, chemicals and various manufactured goods. Essentially, trade flows between Indonesia and the EU complement each other.
After negotiations on a free trade agreement with ASEAN got increasingly difficult, the EU began pursuing negotiations with individual ASEAN states. The EU and Indonesia are currently working towards an ambitious Comprehensive Economic Partnership Agreement covering trade, investment and services.
India
On 25 January 2011, after talks by Indian Prime Minister Manmohan Singh and visiting President of Indonesia Susilo Bambang Yudhoyono, India and Indonesia had signed business deals worth billions of dollars and set an ambitious target of doubling trade over the next five years. India also has further economic ties with Indonesia through its free trade agreement with ASEAN, of which Indonesia is a member. The two countries target to achieve bilateral trade of $25 billion by 2015, with cumulative Indian investments of $20 billion in Indonesia.
Macro-economic trend
This is a chart of trend of Indonesia's GDP at market prices by the IMF with figures in millions of rupiah.
For purchasing power parity comparisons, the exchange rate for 1 US dollar is set at 3,094.57 rupiah.
Average net wage in Indonesia varies by sector. In February 2017 the electricity, gas, and water sector has the highest average net wage, while the agriculture sector has the lowest.
Investment
Since the late 1980s, Indonesia has made significant changes to its regulatory framework to encourage economic growth. This growth was financed mostly from private investment, both foreign and domestic. US investors dominated the oil and gas sector and undertook some of Indonesia's largest mining projects. In addition, the presence of US banks, manufacturers, and service providers expanded, especially after the industrial and financial sector reforms of the 1980s. Other major foreign investors included India, Japan, the UK, Singapore, the Netherlands, Qatar, Hong Kong, Taiwan and South Korea.
The 1997 crisis made continued private financing imperative but problematic. New foreign investment approvals fell by almost two-thirds between 1997 and 1999. The crisis further highlighted areas where additional reform was needed. Frequently cited areas for improving the investment climate were the establishment of a functioning legal and judicial system, adherence to competitive processes, and adoption of internationally acceptable accounting and disclosure standards. Despite improvements of laws in recent years, Indonesia's intellectual property rights regime remains weak, and lack of effective enforcement is a significant concern. Under Suharto, Indonesia had moved towards the private provision of public infrastructure, including electric power, toll roads, and telecommunications. The 1997 crisis brought to light a severe weakness in the process of dispute resolution, however, particularly in the area of private infrastructure projects. Although Indonesia continued to have the advantages of a large labour force, abundant natural resources and modern infrastructure, private investment in new projects largely ceased during the crisis.
As of 28 June 2010, the Indonesia Stock Exchange had 341 listed companies with a combined market capitalization of $269.9 billion. As of November 2010, two-thirds of the market capitalization was in the form of foreign funds, and only around 1% of the population have stock investments. Efforts are further being made to improve the business and investment environment. Within the World Bank's Doing Business Survey, Indonesia rose to 122 out of 178 countries in 2010, from 129 in the previous year. Despite these efforts, the rank is still below regional peers, and an unfavorable investment climate persists. For example, potential foreign investors and their executive staff cannot maintain their own bank accounts in Indonesia, unless they are tax-paying local residents (paying tax in Indonesia for their worldwide income).
From 1990 to 2010, Indonesian companies have been involved in 3,757 mergers and acquisitions as either acquirer or target with a total known value of $137 billion. In 2010, 609 transactions were announced, which is a new record. Numbers had increased by 19% compared to 2009. The value of deals in 2010 was US$17 billion, which is the second-highest number ever. In 2012, Indonesia realized total investments of $32.5 billion, surpassing its annual target $25 billion, as reported by Investment Coordinating Board (BKPM) on 22 January. The primary investments were in the mining, transport and chemicals sectors. In 2011, the Indonesian government announced a new Masterplan (known as the MP3EI, or Masterplan Percepatan dan Perluasan Pembangunan Ekonomi Indonesia, the Masterplan to Accelerate and Expand Economic Development in Indonesia). The aim was to encourage increased investment, particularly in infrastructure projects across Indonesia.
Indonesia regained its investment grade rating from Fitch Rating in late 2011, and from Moody's Rating in early 2012, after losing it in the 1997 crisis, during which Indonesia spent more than Rp. 450 trillion ($50 billion) to bail out lenders from banks. Fitch raised Indonesia's long-term and local currency debt rating to BBB- from BB+ with both ratings is stable. Fitch also predicted that the economy would grow at least 6% on average per year through 2013, despite a less conducive global economic climate. Moody's raised Indonesia's foreign and local currency bond ratings to Baa3 from Ba1 with a stable outlook. In May 2017, S&P Global raised Indonesia's investment grade from BB+ to BBB- with a stable outlook, due to the economy experiencing a rebound in exports and strong consumer spending during early 2017.
Public expenditure
In 2015, total public spending was Rp 1,806 trillion (US$130.88 billion, 15.7% of GDP). Government revenues, including those from state-owned enterprises (BUMN), totaled Rp 1,508 trillion (US$109.28 billion, 13.1% of GDP) resulting in a deficit of 2.6%. Since the 1997 crisis that caused an increase in debt and public subsidies and a decrease in development spending, Indonesia's public finances have undergone a major transformation. As a result of a series macroeconomic policies, including a low budget deficit, Indonesia is considered to have moved into a situation of financial resources sufficiency to address development needs. Decentralization, enacted during the Habibie administration, has changed the manner of government spending, which has resulted in around 40% of public funds being transferred to regional governments by 2006.
In 2005, rising international oil prices led to the government's decision of slashing fuel subsidies. It led to an extra US$10 billion for government spending on development, and by 2006, there were an additional 5 billion due to steady growth, and declining debt service payments. It was the country's first "fiscal space" since the revenue windfall during the 1970s oil boom. Due to decentralization and fiscal space, Indonesia has the potential to improve the quality of its public services. Such potential also enables the country to focus on further reforms, such as the provision of targeted infrastructure. Careful management of allocated funds has been described as Indonesia's main issue in public expenditure.
In 2018, President Joko Widodo substantially increased the amount of debt by taking foreign loans. Indonesia has increased the debt by Rp 1,815 trillion compared to his predecessor, SBY. He has insisted that the loan is used for productive long-term projects such as building roads, bridges, and airports. Finance Minister Sri Mulyani also stated that despite an increase of foreign loans and debt, the government has also increased the budget for infrastructure development, healthcare, education, and budget given to regencies and villages. The government is insisting that foreign debt is still under control, and complying with relevant laws that limit debt to be under 60% of GDP.
Regional performance
Based on the regional administration implementation performance evaluation of 2009, by order, the best performance were:
3 provinces: North Sulawesi, South Sulawesi , and Central Java;
10 regencies: Jombang, Bojonegoro and Pacitan in East Java Province, Sragen in Central Java, Boalemo in Gorontalo, Enrekang in South Sulawesi, Buleleng in Bali, Luwu Utara in South Sulawesi, Karanganyar in Central Java, and Kulon Progo in Yogyakarta;
10 cities: Surakarta and Semarang in Central Java, Banjar in West Java, Yogyakarta city in Yogyakarta, Cimahi in West Java, Sawahlunto in West Sumatra, Probolinggo and Mojokerto in East Java, and Sukabumi and Bogor in West Java.
Based on JBIC Fiscal Year 2010 survey (22nd Annual Survey Report) found that in 2009, Indonesia has the highest satisfaction level in net sales and profits for Japanese companies.
Wealth
National net wealth
National net wealth, also known as national net worth, is the total sum of the value of a nation's assets minus its liabilities. It refers to the total value of net wealth possessed by the citizens of a nation at a set point in time. This figure is an important indicator of a nation's ability to take on debt and sustain spending and is influenced not only by real estate prices, equity market prices, exchange rates, liabilities and incidence in a country of the adult population, but also by human resources, natural resources and capital and technological advancements, which may create new assets or render others worthless in the future. According to Credit Suisse, Indonesia has national net wealth of approximately $3.199 trillion, or about 0.765% of world net wealth, placing Indonesia at 17th, above Russia, Brazil, and Sweden.
High-net-worth individuals
According to Asia Wealth Report, Indonesia has the highest growth rate of high-net-worth individuals (HNWI) predicted among the 10 most Asian economies. The Wealth Report 2015 by Knight Frank reported that in 2014 there were 24 individuals with a net worth above US$1 billion. 18 of them lived in Jakarta and the others spread among other large cities in Indonesia. 192 persons can be categorized as centamillionaires with over US$100 million of wealth and 650 persons as high-net-worth individuals with wealth exceeding US$30 million.
Challenges
Embezzlement and corrupt bureaucracy
Corruption is pervasive in the Indonesian government, affecting many fields that are central to barrier the country's economic development from local governments, the police, the private sectors even various ministerial institutions which are close to the president. It is related to problems of human capacities and technical resources remains a major challenge in merging effectiveness and integrity in public administrations, especially in regencies and cities. A 2018 World Economic Forum survey reports that corruption is the most problematic issue regarding doing business in Indonesia, as well as inefficient government bureaucracy policies. The survey also showed that 70% of entrepreneurs believe that corruption has increased in Indonesia, while low trust in the private sector is a major obstacle to foreign investment in the country.
In 2019, a controversial bill regarding to anti-corruption body (Corruption Eradication Commission (KPK)) which reduces the commission's effectiveness on tackling widespread corruption problems and strips it from its independence was passed despite massive protests across the country. There were 26 points in the revised law that crippling the commission, and might further prevent more progressive efforts to eradicate corruption cases in Indonesia.
Labour unrest
As of 2011, labour militancy was increasing with a major strike at the Grasberg mine, the world's largest gold mine as well as the second-largest copper mine, and numerous strikes elsewhere. A common issue was the attempts by foreign-owned enterprises to evade Indonesia's strict labour laws by calling their employees' contract workers. The New York Times expressed concern that Indonesia's cheap labor advantage might be lost. However, a large pool of the unemployed who will accept substandard wages and conditions remains available. One factor in the increase of militancy is increased awareness via the Internet of prevailing wages in other countries, and the generous profits foreign companies are making in Indonesia.
On 1 September 2015, thousands of workers in Indonesia staged massive demonstrations across the country in pursuit of higher wages and improved labour laws. Approximately 35,000 people rallied in several parts of the country. They demanded a 22% to 25% increase in the minimum wage by 2016 and lower prices on essential goods, including fuel. The unions also want the government to ensure job security and provide the fundamental rights of the workers.
In 2020, thousands of workers across the country held a massive march to protest against the Omnibus Law on Job Creation that included several controversial rules, which revised minimum wages, lowered severance pay, relaxed firing rules, among other disadvantaging regulations for labors and factory workers.
Inequality
Economic disparity and the flow of natural resource profits to Jakarta has led to discontent and even contributed to separatist movements in areas such as Aceh and Papua. Geographically, the poorest fifth regions account for just 8% of consumption, while the wealthiest fifth account for 45%. While there are new laws on decentralization that may address the problem of uneven growth and satisfaction partially, there are many hindrances in putting this new policy into practice. At a 2011 Makassar Indonesian Chamber of Commerce and Industry (Kadin) meeting, Disadvantaged Regions Minister said there are 184 regencies classified as disadvantaged areas, with around 120 in eastern Indonesia. 1% of Indonesia's population has 49.3% of the country's $1.8 trillion wealth, down from 53.5%. However, it is in the fourth rank after Russia (74.5%), India (58.4%) and Thailand (58%).
Inflation
Inflation has long been a problem in Indonesia. Because of political turmoil, the country had once suffered hyperinflation, with 1,000% annual inflation between 1964 and 1967, and it had been enough to create severe poverty and hunger. Even though the economy recovered very quickly during the first decade of the New Order administration (1970–1981), never once was the inflation less than 10% annually. The inflation slowed during the mid-1980s; however, the economy was also languid due to the decrease in oil price that reduced its export revenue dramatically. The economy was again experiencing rapid growth between 1989 and 1997 due to the improving export-oriented manufacturing sector. Still, the inflation rate was higher than economic growth, and this caused a widening gap among several Indonesians. The inflation peaked in 1998 during the 1997 crisis, with over 58%, causing poverty to raise to the levels in the 1960s. During the economic recovery and growth in recent years, the government has been trying to lower the inflation rate. However, it seems that inflation has been affected by global fluctuation and domestic market competition. As of 2010, the inflation rate was approximately 7%, when its economic growth was 6%. To date, inflation is affecting Indonesian lower middle class, especially those who are not able to afford food after price hikes. At the end of 2017, Indonesia's inflation rate was 3.61%, or higher than the government-set forecast of 3.0–3.5%.
See also
Alcohol in Indonesia
Bamboo network
CIVETS countries
Developing 8 Countries
European Union-Indonesia trade relations
G-20 major economies
G20 developing nations
Gas subsidies
List of main infrastructure projects in Indonesia
List of largest companies in Indonesia
Next Eleven
Taxation in Indonesia
Tourism in Indonesia
References
Further reading
External links
Indonesia Economic Aftershock from the Dean Peter Krogh Foreign Affairs Digital Archives
BKPM – Indonesia Investment Coordinating Board And Indonesia Investment News
Comprehensive current and historical economic data
World Bank Summary Trade Statistics Indonesia
Tariffs applied by Indonesia as provided by ITC's ITC Market Access Map, an online database of customs tariffs and market requirements
Indonesia |
14648 | https://en.wikipedia.org/wiki/Communications%20in%20Indonesia | Communications in Indonesia | Communications in Indonesia has a complex history due to the need to reach an extended archipelago of over 17,500 islands. The once important non-electronic communication methods of the past have given way to a considerable telecommunications infrastructure in contemporary Indonesia.
History
Indonesia has long been using traditional forms of slayed communications between various islands and villages. It was not until the sixteenth century when the Dutch colonised Indonesia, constructing a more elaborate communication system, both within Indonesia and to other countries. The first connection to Australia was an undersea telegraph cable that was completed on 18 November 1871, connecting Java to Darwin, and eventually to the Australian Overland Telegraph Line across Australia.
After gaining Independence, Indonesia started to develop its own communication systems, generally following the rest of the world. The construction of communication towers and launch of the Palapa series of communication satellites was done during the New Order period.
Infrastructure
A number of lines connect Indonesia to international communication routes. For example, the SEA-ME-WE 3 optical submarine telecommunications cable lands at both Medan and Jakarta connecting Europe with South eastern Asia (several countries up to Japan) and Australia (Perth).
Domestically, Indonesia has good coverage for media across most major islands, although smaller and less populated Islands do not always receive attention from media companies, and rely on satellite communication.
Media
Print
Indonesia has a long list of print media, in the form of newspapers and magazines. Some, such as Kompas, Media Indonesia, Koran Sindo and Koran Tempo are circulated daily and are relatively simple to obtain. Others are island- or city-specific, and are usually not distributed to other regions.
Telephone
Telephones - main lines in use: 9.99 million (2004)
Telephones - mobile cellular: At the end of 2010, the mobile cellular penetration rate was 67 percent (22 percent at end of 2006). CDMA use is declining in favour of GSM.
Telephone system: domestic service fair, international service good
domestic: interisland microwave system and HF radio police net; domestic satellite communications system
international: satellite earth stations - 2 Intelsat (1 Indian Ocean and 1 Pacific Ocean)
Radio
Radio broadcast stations: AM 678, FM 43, shortwave 82 (1998)
Radios: 31.5 million (1997)
Television
Television broadcast stations: 11 national TV, 60 local TV (From AC Nielsen Report - first Semester 2005):
Televisions: 13.75 million (1997)
Internet
Internet Service Providers (ISPs): 24 (1999)
Country code (Top-level domain): .id
By June 2011, all sub-districts in Indonesia will be connected to the Internet.
Regulatory environment in Indonesia
The media in Indonesia is regulated by the Ministry of Communications and Informatics.
LIRNEasia's Telecommunications Regulatory Environment (TRE) index, which summarises stakeholders' perception on certain TRE dimensions, provides insight into how conducive the environment is for further development and progress. The most recent survey was conducted in July 2008 in eight Asian countries, including Bangladesh, India, Indonesia, Sri Lanka, Maldives, Pakistan, Thailand, and the Philippines. The tool measured seven dimensions: i) market entry; ii) access to scarce resources; iii) interconnection; iv) tariff regulation; v) anti-competitive practices; and vi) universal services; vii) quality of service, for the fixed, mobile and broadband sectors.
Below-average scores received in all sectors and across dimensions reflect general dissatisfaction of the TRE in Indonesia. However, this does not mean that respondents have ignored recent developments. The relatively healthy growth in mobile sector is reflected in the higher TRE scores received by the sector for most dimensions, when compared to the fixed sector. On average, the mobile sector scores best, with fixed and broadband following.
See also
National Press Monument
References
Mass media in Indonesia |
14650 | https://en.wikipedia.org/wiki/Indonesian%20National%20Armed%20Forces | Indonesian National Armed Forces | The Indonesian National Armed Forces (; abbreviated as TNI) are the military forces of the Republic of Indonesia. It consists of the Army (TNI-AD), Navy (TNI-AL), and Air Force (TNI-AU). The President of Indonesia is the commander-in-chief of the Armed Forces. In 2021, it comprises approximately 395,500 military personnel including the Indonesian Marine Corps (), which is a branch of the Navy.
Initially formed with the name of the People's Security Army (TKR), then later changed to the Republic of Indonesia Army (TRI) before changing again its name to the Indonesian National Armed Forces (TNI) to the present. The Indonesian Armed Forces were formed during the Indonesian National Revolution, when it undertook a guerrilla war along with informal militia. As a result of this, and the need to maintain internal security, the Armed forces including the Army, Navy, and Air Force has been organised along territorial lines, aimed at defeating internal enemies of the state and potential external invaders.
Under the 1945 Constitution, all citizens are legally entitled and obliged to defend the nation. Conscription is provided for by law, yet the Forces have been able to maintain mandated strength levels without resorting to a draft. Most enlisted personnel are recruited in their own home regions and generally train and serve most of their time in units nearby.
The Indonesian armed forces (military) personnel does not include members of law enforcement and paramilitary personnel such as the Indonesian National Police (Polri) consisting of approximately 590,000+ personnel, Mobile Brigade Corps (Brimob) of around 42,000+ armed personnel, and the Indonesian College Students' Regiment or (Menwa) which is a collegiate military service consisting 26,000 trained personnel.
History
Before the formation of the Indonesian Republic, the military authority in the Dutch East Indies was held by the Royal Dutch East Indies Army (KNIL) and naval forces of the Royal Netherlands Navy (KM). Although both the KNIL and KM were not directly responsible for the formation of the future Indonesian armed forces, and mainly took the role of foe during Indonesian National Revolution in 1945 to 1949, the KNIL had also provided military training and infrastructure for some of the future TNI officers and other ranks. There were military training centers, military schools and academies in the Dutch East Indies. Next to Dutch volunteers and European mercenaries, the KNIL also recruited indigenous, especially Ambonese, Kai Islanders, Timorese, and Minahasan people. In 1940, with the Netherlands under German occupation and the Japanese pressing for access to Dutch East Indies oil supplies, the Dutch had opened up the KNIL to large intakes of previously excluded Javanese. Some of the indigenous soldiers that had enjoyed Dutch KNIL military academy education would later become important TNI officers, like for example: Soeharto and Nasution.
Indonesian nationalism and militarism started to gain momentum and support in World War II during the Japanese occupation of Indonesia. To gain support from the Indonesian people in their war against the Western Allied force, Japan started to encourage and back Indonesian nationalistic movements by providing Indonesian youth with military training and weapons. On 3 October 1943, the Japanese military formed the Indonesian volunteer army called PETA ( – Defenders of the Homeland). The Japanese intended PETA to assist their forces oppose a possible invasion by the Allies. The Japanese military training for Indonesian youth originally was meant to rally the local's support for the Japanese Empire, but later it became the significant resource for the Republic of Indonesia during the Indonesian National Revolution from 1945 to 1949. Many of these men who served in PETA, both officers and NCOs alike like Soedirman, formed the majority of the personnel that would compose the future armed forces.
At first, Indonesian Armed Forces started out as the BKR ( – People's Security Agency), which was formed in the 3rd PPKI meeting, on 29 August 1945; this was an organization of militias in a united nationwide force to ensure the security remained intact across the newly declared independent Indonesia; it was created more as a civil defence force than an armed forces. The decision to create a "security agency" and not an army, was taken to lessen the probability of the allied forces viewing it as an armed revolution and invading in full force. During their capitulation, one of the terms of surrender to Japan was to return the Asian domains they had conquered to the previous nation of the Allies, certainly not to liberate them independently.
When confrontations became sharp and hostile between Indonesia and the Allied forces, on 5 October 1945 the People's Security Forces ( – TKR ) was formed on the basis of existing BKR units; this was a move taken to formalize, unite, and organize the splintered pockets of independent troopers () across Indonesia, ensuing a more professional military approach, to contend with the Netherlands and the Allied force invaders.
The Indonesian armed forces have seen significant action since their establishment in 1945. Their first conflict was the 1945–1949 Indonesian National Revolution, in which the 1945 Battle of Surabaya was especially important as the baptism of fire of the young armed forces.
In January 1946, TKR renamed as the People's Safety Military Forces ( – TKR), then succeeded by Republic of Indonesia Armed Forces ( – TRI ), in a further step to professionalize the armed forces and increase its ability to engage systematically.
In June 1947, the TRI, per a government decision, was renamed the Indonesian National Armed Forces ( – TNI ) which is a merger between the TRI and the independent paramilitary organizations () across Indonesia, becoming by 1950 the APRIS or National Military Forces of the Republic of the United States of Indonesia (), by mid year the APRI or Military Forces of the Republic of Indonesia (), also absolving native personnel from within both the former KNIL and KM within the expanded republic.
On 21 June 1962, the name "" (TNI) was changed to "" (Republic of Indonesia Armed Forces, ABRI). The POLRI (Indonesian National Police) was integrated under the Armed Forces and changed its name to "Angkatan Kepolisian" (Police Force), and its commander maintained the concurrent status of Minister of Defense and Security, reporting to the President, who is commander in chief. The commanding generals (later chiefs of staff) and the Chief of the National Police then all held ministerial status as members of the cabinet of the republic, while a number of higher-ranking officers were appointed to other cabinet posts. On 1 July 1969, the Police Force's name was reverted to "POLRI".
After the fall of Suharto in 1998, the democratic and civil movement grew against the acute military role and involvements in Indonesian politics. As a result, the post-Soeharto Indonesian military has undergone certain reforms, such as the revocation of the Dwifungsi doctrine and the terminations of military controlled business. The reforms also involved law enforcement in common civil society, which questioned the position of Indonesian police under the military corps umbrella. These reforms led to the separation of the police force from the military. In April 1999, the Indonesian National Police officially regained its independence and now is a separate entity from the armed forces proper. The official name of the Indonesian military also changed from "Angkatan Bersenjata Republik Indonesia" (ABRI) back to "Tentara Nasional Indonesia" (TNI).
Future plans
At the beginning of 2010, the Indonesian government sought to strengthen the TNI to achieve minimum standards of minimum strength (Minimum Essential Force, or MEF). The MEF was divided into three strategic five-year plan stages, 2010–2014, 2015–2019, and 2020–2024. Initially the government budgeted Rp156 trillion (around US$16 billion at the time) for the provision of TNI's main weapon system equipment (known as alutsista, an abbreviation for Alat Utama Sistem Senjata or "Advanced Weapons System") in the MEF period 2010–2014.
Naming history
People's Security Bureau (Badan Keamanan Rakyat, 22 August – 5 October 1945; spelled "Ra'jat")
People's Security Forces (Tentara Keamanan Rakyat, 5 October 1945 – 7 January 1946; spelled "Ra'jat")
People's Safety Forces (Tentara Keselamatan Rakyat, 7–26 January 1946; spelled "Ra'jat")
Republic of Indonesia Armed Forces (Tentara Republik Indonesia, 26 January 1946 – 3 June 1947; spelled "Repoeblik" until 17 March 1947)
Indonesian National Armed Forces (Tentara Nasional Indonesia, 3 June 1947 – 27 December 1949)
Republic of the United States of Indonesia War Forces (Angkatan Perang Republik Indonesia Serikat, 27 December 1949 – 17 August 1950)
Republic of Indonesia War Forces (Angkatan Perang Republik Indonesia, 17 August 1950 – 21 June 1962)
Republic of Indonesia Armed Forces (Angkatan Bersenjata Republik Indonesia, 21 June 1962 – 1 April 1999; spelled "Bersendjata" until 1 January 1973)*
Indonesian National Armed Forces (Tentara Nasional Indonesia, since 1 April 1999)
*the name TNI was still used during ABRI era when it came to the military itself and the branches excluding the Police (e.g. TNI-AD/AL/AU). But when it was Armed Forces as a whole including the Police the term ABRI was used instead.
Philosophy and doctrine
The Indonesian military philosophy about the defense of the archipelago is summarily civilian-military defence, called "Total People's Defense", consisting of a three-stage war: a short initial period in which an invader would defeat a conventional Indonesian military, a long period of territorial guerrilla war followed by a final stage of expulsion, with the military acting as a rallying point for defense from grass-roots village level upwards. The doctrine relies on a close bond between villager and soldier to encourage the support of the entire population and enable the military to manage all war-related resources.
The civilian population would provide logistical support, intelligence, and upkeep with some of the population trained to join the guerrilla struggle. The armed forces regularly engage in large-scale community and rural development. The "Armed Forces Enters the Village" (AMD/TMMD) program, begun in 1983, is held three times annually to organize and assist construction and development of civilian village projects.
The current developments in Indonesia's defense policies are framed within the concept of achieving "Minimum Essential Force" or MEF by 2024. This concept of MEF was first articulated in Presidential Decree No. 7/2008 on General Policy Guidelines on State Defense Policy which came into effect on 26 January 2008. MEF is defined as a capability based defense and force level that can guarantee the attainment of immediate strategic defense interests, where the procurement priority is given to the improvement of minimum defense strength and/or the replacement of outdated main weapon systems/equipment. To achieve this aim, MEF had been restructured into a series of 3 strategic programs with timeframes from 2010 to 2014, 2015 to 2019 and 2020 to 2024 as well as spending of up to1.5–2% of the GDP.
The identity of the Indonesian National Armed forces is as defined by the Article 2 of the Law No 34/2004 on Indonesian National Armed forces is the TNI must aim to become the:
People's Military Forces, the armed forces whose serving personnel come from Indonesian citizens from all walks of life;
Military of Warriors, which are soldiers who fought to establish the Unitary State of the Republic of Indonesia and do not recognize surrender in carrying out and completing its duties;
National Armed Forces, the Indonesian national armed forces who serve in the interest of the country and her people over the interests of the regions/provinces, ethnic groups, races, and religions;
Professional Armed Forces, a military force that is well-trained, well-educated, well-equipped, non-practicable, prohibited to do business and guaranteed welfare, and following the country's political policies that embrace democratic principles, civil supremacy, human rights, the provisions of national law and international laws in force, as ratified and approved in the 1999–2003 amendments to the Constitution.
Organization
The Indonesian armed forces have long been organized around territorial commands. Following independence, seven were established by 1958. No central reserve formation was formed until 1961 (when the 1st Army Corps of the Army General Reserve, "CADUAD", the precursor of today's Kostrad was established). It was only after the attempted coup d'état of 1 October 1965 and General Suharto's rise to the presidency that it became possible to integrate the armed forces and begin to develop a joint operations structure.
Following a decision in 1985, major reorganization separate the Ministry of Defense and Security ("MoDS") from the "ABRI" (Indonesian Armed Forces name during Soeharto's presidential era) headquarters and staff. MoDS was made responsible for planning, acquisition, and management tasks but had no command or control of troop units. The "ABRI" commander in chief retained command and control of all armed forces and continued by tradition to be the senior military officer in the country, while continuing to be a part of the cabinet.
The administrative structure of Ministry of Defense and Security consisted of a minister, deputy minister, secretary general, inspector general, three directorates-general and a number of functional centers and institutes. The minister, deputy minister, inspector general, and three directors general were retired senior military officers; the secretary general (who acted as deputy minister) and most functional center chiefs were, as is the case today, active-duty military officers, while employees and staff were personnel of the armed forces and of the civil service.
The 1985 reorganization also made significant changes in the armed forces chain of command. The four multi-service Regional Defense Commands ("Kowilhans") and the National Strategic Command ("Kostranas") were eliminated from the defense structure, establishing the Military Regional Command ("Kodam"), or area command, as the key organization for strategic, tactical, and territorial operations for all services. The chain of command flowed directly from the "ABRI" commander in chief to the ten "Kodam" commanders, and then to subordinate army territorial commands. The former territorial commands of the air force and navy were eliminated from the structure altogether, with each of those services represented on the "Kodam" staff by a senior liaison officer. The navy and air force territorial commands were replaced by operational commands. The air force formed two Operational Commands ("Ko-Ops") while the navy had its two Fleet Commands, the Western and Eastern Armadas. The air force's National Air Defense Command ("Kohanudnas") remained under the "ABRI" commander in chief. It had an essentially defensive function that included responsibility for the early warning system.
After Suharto's presidential era collapsed in 1998, the Indonesian National Police was separated from the Armed Forces making the Indonesian Armed Forces under the direct auspices command of the Ministry of Defense and the Police Force under the direct auspices of the President of Indonesia. Before 1998, the Armed Forces of Indonesia (the then name "ABRI") was composed of four service branches: Indonesian Army, Indonesian Navy, Indonesian Air Force, and the Indonesian National Police. Then after 1998 (After reformation from Soeharto), the Armed Forces' name, in 1999, was changed to TNI (Tentara Nasional Indonesia) literally meaning: "The National Military of Indonesia" and the independent Indonesian Police Force changed its name to POLRI (Kepolisian Negara Republik Indonesia) literally meaning: "The National Police Force of Indonesia". Now specifically, although the Armed Forces of Indonesia and the National Police of Indonesia has been separated, they still cooperate and conduct special duties and tasks together for the sake of the national security and integrity of Indonesia.
On 13 May 2018, Commander Hadi Tjahjanto reorganized the armed forces once more by inaugurating 4 new military units: Kostrad 3rd Infantry Division, 3rd Fleet Command, 3rd Air Force Operational Command and Marine Force III. The new military units are intended to reduce response time against any threats and problems in Eastern Indonesia. He also officially renamed the Western and Eastern Fleet Commands to 1st and 2nd Fleet Commands.
The Indonesian National Armed Forces is structured into the following in accordance with article 9 of Presidential decree No. 66/ 2019. Indonesian National Armed Forces organization consist of the following:
General Headquarters, National Armed Forces (Markas Besar TNI. Located at Cilangkap - Jakarta)
Army Headquarters (Markas Besar TNI AD, located in Army Headquarters, Gambir - Jakarta))
Navy Headquarters
Air Force Headquarters
Leadership Elements
Commander of the Indonesian National Armed Forces (Panglima TNI) and Deputy Commander of Indonesian National Armed Forces serve as the elements of leadership in the Indonesia National Armed Forces, both position are held by the four-star General/Admiral/Air Marshall appointed by and reporting directly to the President of Indonesia, who is overall commander-in-chief of the armed forces. As of Nov 2019, position of deputy commander is still vacant.
Auxiliary Elements of Leadership
Chief of the General Staff of the TNI (). Office held by three-star General/Admiral/Air Marshall.
Inspector General of the TNI (). Office held by three-star General/Admiral/Air Marshall.
TNI Expert Advisor (). Office held by two-star General/Admiral/Air Marshall.
TNI Advisor for Strategic Policy and General Planning (). Office held by two-star General/Admiral/Air Marshall.
TNI Intelligence Advisor (). Office held by two-star General/Admiral/Air Marshall.
TNI Operations Advisor (). Office held by two-star General/Admiral/Air Marshall.
TNI Personnel Advisor (). Office held by two-star General/Admiral/Air Marshall.
TNI Logistics Advisor (). Office held by two-star General/Admiral/Air Marshall.
TNI Territorial Advisor (). Office held by two-star General/Admiral/Air Marshall.
TNI Communications and Electronics Advisor (). Office held by two-star General/Admiral/Air Marshall.
Service Elements
Military Psychology Center ()
Communications and Electronics Unit ()
Operational Control Center ()
Bureaucratic Reform Center ()
Office of the Secretariat General ()
GHQ Detachment ()
Central Executive Agencies
Staff and Command Colleges ()
Army Command and General Staff College
Naval Command and Staff College
Air Force Command and Staff College
Armed Forces Academy ()
Military Academy Magelang
Naval Academy Surabaya
Air Force Academy Yogyakarta
Strategic Intelligence Agency ()
Education, Training and Doctrine Development Command ()
Special Operations Command ()
Presidential Security Forces ()
Legal Service and General Counsel Agency ()
Public Relations Center ()
Health Center ()
Military Police Center ()
Finance Center ( TNI)
Peacekeeping Maintenance Missions Center ()
Strategic Assessment and R&D Center ()
Logistics Agency ()
Chaplaincy Center ()
Military Historical Center ( TNI)
Information and Communications Technologies and Data Processing Center ()
International Cooperation Center ()
Physical Fitness and Military Regulations Center ()
Procurement Center ()
Maritime Information Center ()
General Headquarters Garrison ()
Cyber Operations Unit ()
Principal Operational Commands
Principal Operation Commands () are the centralized TNI forces which are under the command of Panglima TNI.
Joint Regional Defense Commands ()
Army Strategic Reserve Command ()
Indonesian Fleet Forces Commands ()
National Air Operations Command ()
Naval Hydro-Oceanographic Center ()
Regional Military Commands ()
Special Forces Command ()
Military Sea-lift Command ()
Marine Corps ()
Branches
TNI has three service branches, the army (TNI-AD), the navy (TNI-AL), and the air force (TNI-AU). Each service branch is led by a chief of staffs (Chief of Staffs of the Army, Chief of Staffs of The Navy, and Chief of Staffs of the Air Force respectively) who is responsible for the administration and capability development for his/her own branch. These positions were previousy called Commander or Panglima (for some period in 60s, it is a Minister-equivalent post) which was equipped with commanding authority until it was changed as Chief of Staffs (until now). In the present day, the Commander of The Indonesian National Armed Forces is the only military officer holding commanding authority for all the service branches under President's authority.
The TNI-AD (Indonesian Army) was first formed in 1945 following the end of World War II, to protect the newly independent country. It initially consisted of local militia and grew to become the regular army of today. The force now has up to 306,506 personnel, and comprises major strong territorial army commands known as Kodam and several independent regiments and battalions. The Army is also built up of operational commands and special forces such as the: Kopassus and the Kostrad units also with other types of formation within the Army itself. The Army also operates aircraft under the Army Aviation Command (Pusat Penerbangan Angkatan Darat). The Army operates 123 helicopters including combat, transport, and trainer models, and eight fixed-wing aircraft. The Army also guards and patrols the land borders with Malaysia, Papua New Guinea, and East Timor.
The TNI-AL (Indonesian Navy) was first formed on 22 August 1945. The current strength of the Navy is around up-to 74,000. In contrast to many other nations and military traditions, the Navy uses Army style ranks (See: Indonesian military ranks). The Navy has one centralized fleet command (Indonesia Fleet Command at Jakarta) which consists of three navy fleets which are the 1st Fleet Command (Koarmada I) based in Jakarta (to be relocated to Tanjung Pinang), the 2nd Fleet Command (Koarmada II) based in Surabaya and the 3rd Fleet Command (Koarmada III) based in Sorong, all three fleet forces commands holding responsibility for the defense of the three maritime and naval territorial commands. The Navy also has a management of aircraft and aviation systems which are operated by the Naval Aviation Command (Pusat Penerbangan Angkatan Laut). The Navy operates 63 fixed wing aircraft and 29 combat and transport helicopters. The Navy also includes the Indonesian Marine Corps (Korps Marinir, or KorMar). It was created on 15 November 1945 and has the duties of being the main naval infantry and amphibious warfare force with quick reaction capabilities and special operations abilities.
The TNI-AU (Indonesian Air Force) is headquartered in Jakarta, Indonesia. Its Order of Battle is under the Air Force Operational Commands (KOOPSAU) which consists of three operational commands (Koopsau I, Koopsau II, and Koopsau III). Most of its airbases are located on the island of Java. Presently, the Air Force has up-to 34,930 personnel equipped with 202 aircraft including Sukhoi Su-27s, Su-30s, F-16 Fighting Falcons, Hawk 100/200s, KAI T-50 Golden Eagles, and EMB 314 Super Tucanos. The Air Force also has air force infantry corps which is known as Kopasgat that are tasked for airbase defense, airborne troops and special forces unit.
While no longer a part of the Armed Forces since 1 April 1999, the Indonesian National Police (POLRI) often operate in paramilitary roles independently or in co-operation with the other services on internal security missions, usually in cooperation with the Indonesian National Armed Forces (TNI). The National Police Mobile Brigade Corps are the main paramilitary forces which are usually put on to these roles and tasks with the service branches of the armed forces. Until today, both the TNI and the POLRI still holds strong ties and cooperation for the sake of the nation's national security and integrity purposes.
Special Forces Unit
Indonesian Military Special Forces
TNI AD (Indonesian Army): Kopassus
TNI AL (Indonesian Navy) & Indonesian Marine Corps : Taifib, Denjaka
TNI AU (Indonesian Air Force): Kopasgat
In the immediate aftermath of 2018 Surabaya bombings, President Widodo has agreed to revive the TNI Joint Special Operations Command (Koopsusgab) to assist the National Police in antiterrorism operations under certain conditions. This joint force is composed of special forces of the National Armed Forces as mentioned above, and is under the direct control of the Commander of the National Armed Forces. In July 2019, President Widodo officially formed the Armed Forces Special Operations Command (Koopsus TNI) which comprised 400 personnel each from Sat-81 Gultor of Kopassus, Denjaka, and Den Bravo of Kopasgat to conduct special operations to protect national interests within or outside Indonesian territory.
Equipment
TNI AD List of Equipment of the Indonesian Army
TNI AL List of Equipment of the Indonesian Navy
TNI AU List of Equipment of the Indonesian Air Force
Reserves
The Armed Forces Reserves Component (Komponen Cadangan TNI, KOMCAD) is the military reserve force element of the Indonesian National Armed Forces.
On January 12, 2021, President Joko Widodo, as Commander in Chief of the Armed Forces, issued Government Regulation Number 3 of 2021 implementing National Law 23 on the Management of National Resources for Defense of the Nation which established the Reserves as a directly reporting unit of the General Headquarters.
Budget
*The 2020 budget was changed due to COVID-19 outbreak, while the budget for the Ministry of Health, and Ministry of Education and Culture has been increased.
Commander
Uniforms
The Indonesian National Armed Forces have three types of uniforms worn by its personnel, which are general service uniforms, specialized service uniforms and branch-specific uniforms.
General service uniforms have three subtypes of uniform, which are Dress uniform ( / PDU), Service uniform ( / PDH) and Field Uniform ( / PDL). Each uniform subtypes also consists of several categories, which are:
Each branches of the national armed forces have different color in their general service uniforms.
Dress uniform ( / PDU)
Army: dark green suit
Navy: white suit. For international event/duty, the navy personnel will wear black suit.
Air Force: light blue coat, dark blue trousers.
Service uniform ( / PDH)
Army: green shirt, with dark green trousers
Navy: greyish blue shirt, with dark greyish trousers. For international event/duty, the navy personnel will wear white shirt with white trousers.
Air Force: light blue shirt, dark blue trousers
Field uniform ( / PDL)
All branches: DPM camouflage
Specialized service uniform consists of:
Pregnant-women service uniform (PDSH)
Standard-bearer service uniform (Gampokbang)
Military parade service uniform (PDP)
State visit service uniform (Gamprot)
Provost service uniform (Gamprov)
Military police service uniform (Gam Pom)
Military band service uniform (Gamsik)
Presidential security force service uniform (Gam Paspampres)
Desert field uniform
Branch-specific uniforms consists of:
Personnel
The Indonesian armed forces are voluntary. The active military strength is 395,500 with 400,000 reserves with available manpower fit for military service of males aged between 16 and 49 is 75,000,000, with a further 4,500,000 new suitable for service annually.
Rank structures
In the Indonesian Army, Navy (including Marine Corps), Air Force, and the Police Force, the rank consists of officer known as in Indonesian: "Perwira", NCO: "Bintara" and enlisted: "Tamtama". The rank titles of the Marine Corps are the same as those of the Army, but it still uses the Navy's style insignia (for lower-ranking enlisted men, blue are replacing the red colour).
Armed Forces Pledge (Sapta Marga)
The Armed Forces Pledge is a pledge of loyalty and fidelity of the military personnel to the government and people of Indonesia and to the principles of nationhood.
See also
Foreign relations of Indonesia
March of the Indonesian National Armed Forces
List of aircraft of the Indonesian National Armed Forces
Indonesian Army
Indonesian Navy
Indonesian Air Force
Indonesian National Police
Indonesian Maritime Security Agency
Indonesian Sea and Coast Guard
Ministry of Defence (Indonesia)
Notes
References
Further reading
Bresnan, John. (1993). Managing Indonesia: the modern political economy. New York: Columbia University Press.
Many topics, including the political role of the military at the height of Suharto's New Order.
Chandra, Siddharth and Douglas Kammen. (2002). "Generating Reforms and Reforming Generations: Military Politics in Indonesia's Transition to Democracy." World Politics, Vol. 55, No. 1.
Crouch, Harold. (1988). The army and politics in Indonesia. Ithaca:Cornell University Press.
First published 1978. Now somewhat dated, but provides an influential overview of the role of the military in consolidating Suharto's power
"Guerilla Warfare and the Indonesian Strategic Psyche" Small Wars Journal article by Emmet McElhatton
Israel, Fauzi.(2009) – Advanced Weapon's Infantry Firepower & Accuracy
Kammen, Douglas and Siddharth Chandra. (1999). A Tour of Duty: Changing Patterns of Military Politics in Indonesia in the 1990s. Ithaca, New York: Cornell Modern Indonesia Project No. 75.
Kingsbury, Damen. Power Politics and the Indonesian Military, Routledge: 2003
External links
Official Website of TNI
Official Website of the Department of Defence
Civil-Military Relations in Post-Suharto Indonesia and the Implications for Democracy Today: A Preliminary Analysis
Indonesia Military Guide
Indonesia's Army (TNI-AD)
Indonesia's Navy (TNI-AL)
Indonesia's Air Force (TNI-AU)
Military of Indonesia
Military history of Indonesia
I
1945 establishments in Indonesia |
14653 | https://en.wikipedia.org/wiki/Iran | Iran | Iran ( ), also called Persia, and officially the Islamic Republic of Iran, is a country in Western Asia. It is bordered to the west by Iraq and Turkey, to the northwest by Azerbaijan and Armenia, to the north by the Caspian Sea and Turkmenistan, to the east by Afghanistan and Pakistan, and to the south by the Gulf of Oman and the Persian Gulf. Iran covers an area of , making it the fourth-largest country entirely in Asia and the second-largest in Western Asia. Its population is 85 million, the 17th-most populous in the world. Its capital and largest city is Tehran.
Iran is home to one of the world's oldest civilizations, beginning with the formation of the Elamite kingdoms in the fourth millennium BC. It was first unified by the Iranian Medes in the seventh century BC, and reached its territorial height in the sixth century BC, when Cyrus the Great founded the Achaemenid Empire, which became one of the largest empires in history and has been described as the world's first superpower. The empire fell to Alexander the Great in the fourth century BC and was divided into several Hellenistic states. An Iranian rebellion established the Parthian Empire in the third century BC, which was succeeded in the third century AD by the Sasanian Empire, a major world power for the next four centuries. Arab Muslims conquered the empire in the seventh century AD, which led to the Islamization of Iran. It subsequently became a major center of Islamic culture and learning, with its art, literature, philosophy, and architecture spreading across the Muslim world and beyond during the Islamic Golden Age. Over the next two centuries, a series of native Muslim dynasties emerged before the Seljuq Turks and the Mongols conquered the region. In the 15th century, the native Safavids re-established a unified Iranian state and national identity and converted the country to Shia Islam. Under the reign of Nader Shah in the 18th century, Iran once again became a major world power, though by the 19th century a series of conflicts with Russia led to significant territorial losses. The early 20th century saw the Persian Constitutional Revolution. Efforts to nationalize its fossil fuel supply from Western companies led to an Anglo-American coup in 1953, which resulted in greater autocratic rule under Mohammad Reza Pahlavi and growing Western political influence. He went on to launch a far-reaching series of reforms in 1963. After the Iranian Revolution, the current Islamic Republic was established in 1979 by Ruhollah Khomeini, who became the country's first Supreme Leader.
The Government of Iran is an Islamic theocracy which includes elements of a presidential democracy, with the ultimate authority vested in an autocratic "Supreme Leader", a position held by Ali Khamenei since Khomeini's death in 1989. The Iranian government is widely considered to be authoritarian, and has attracted widespread criticism for its significant constraints and abuses against human rights and civil liberties, including several violent suppressions of mass protests, unfair elections, and limited rights for women and children. It is also a focal point for Shia Islam within the Middle East, countering the long-existing Arab Sunni hegemony within the region, and is often considered Israel's largest adversary. The state is considered one of the biggest players within Middle Eastern affairs, with its government directly or indirectly involved in a majority of modern Middle Eastern conflicts.
Iran is a regional and middle power, with a geopolitically strategic location in the Asian continent. It is a founding member of the United Nations, the ECO, the OIC, and the OPEC. It has large reserves of fossil fuels—including the world's second-largest natural gas supply and the fourth-largest proven oil reserves. The country's rich cultural legacy is reflected in part by its 26 UNESCO World Heritage Sites. Historically a multinational state, Iran remains a pluralistic society comprising numerous ethnic, linguistic, and religious groups, the largest being Persians, Azeris, Kurds, Mazandaranis and Lurs.
Name
The term Iran derives directly from Middle Persian , first attested in a third-century inscription at Naqsh-e Rostam, with the accompanying Parthian inscription using the term , in reference to the Iranians. The Middle Iranian ērān and aryān are oblique plural forms of gentilic nouns ēr- (Middle Persian) and ary- (Parthian), both deriving from Proto-Iranian language *arya- (meaning "Aryan", i.e. "of the Iranians"), recognized as a derivative of Proto-Indo-European language , meaning "one who assembles (skilfully)". In the Iranian languages, the gentilic is attested as a self-identifier, included in ancient inscriptions and the literature of the Avesta, and remains also in other Iranian ethnic names Alan ( ) and Iron (). According to the Iranian mythology, the country's name comes from the name of Iraj, a legendary prince and shah who was killed by his brothers.
Historically, Iran has been referred to as Persia by the West, due mainly to the writings of Greek historians who referred to all of Iran as (Ancient Greek: Περσίς; from Old Persian ), meaning "land of the Persians", while Persis itself was one of the provinces of ancient Iran that is today known as Fars. As the most extensive interaction the ancient Greeks had with any outsider was with the Persians, the term persisted, even long after the Greco-Persian Wars (499–449 BC).
In 1935, Reza Shah requested the international community to refer to the country by its native name, Iran, on Nowruz, falling on 21 March 1935; effective 22 March that year. Opposition to the name change led to the reversal of the decision in 1959, and Professor Ehsan Yarshater, editor of Encyclopædia Iranica, propagated a move to use Persia and Iran interchangeably. Today, both Iran and Persia are used in cultural contexts, while Iran remains irreplaceable in official state contexts.
Historical and cultural usage of the word Iran is not restricted to the modern state proper. "Greater Iran" (Irānzamīn or Irān e Bozorg) refers to territories of the Iranian cultural and linguistic zones. In addition to modern Iran, it includes portions of the Caucasus, Anatolia, Mesopotamia, Afghanistan, and Central Asia.
Pronunciation
The Persian pronunciation of Iran is . Common Commonwealth English pronunciations of Iran are listed in the Oxford English Dictionary as and , while American English dictionaries such as Merriam-Webster's provide pronunciations which map to , or likewise in Random House Webster's Unabridged Dictionary as . The Cambridge Dictionary lists as the British pronunciation and as the American pronunciation. Similarly, Glasgow-based Collins English Dictionary provides both English English and American English pronunciations. The pronunciation guide from Voice of America also provides .
The American English pronunciation may be heard in U.S. media. Max Fisher in The Washington Post prescribed for Iran, while proscribing . The American Heritage Dictionary of the English Language, in the dictionary's 2014 Usage Ballot, addressed the topic of the pronunciations of Iran and Iraq. According to this survey, the pronunciations and were deemed almost equally acceptable, while was preferred by most panelists participating in the ballot. With regard to the pronunciation, more than 70% of the panelists deemed it unacceptable. Among the reasons given by those panelists were that has "hawkish connotations" and sounds "angrier", "xenophobic", "ignorant", and "not... cosmopolitan". The pronunciation remains standard and acceptable, reflected in the entry for Iran in the American Heritage Dictionary itself, as well as in each of the other major dictionaries of American English.
History
Prehistory
The earliest attested archaeological artifacts in Iran, like those excavated at Kashafrud and Ganj Par in northern Iran, confirm a human presence in Iran since the Lower Paleolithic. Iran's Neanderthal artifacts from the Middle Paleolithic have been found mainly in the Zagros region, at sites such as Warwasi and Yafteh. From the 10th to the seventh millennium BC, early agricultural communities began to flourish in and around the Zagros region in western Iran, including Chogha Golan, Chogha Bonut, and Chogha Mish.
The occupation of grouped hamlets in the area of Susa, as determined by radiocarbon dating, ranges from 4395–3955 to 3680-3490 BC. There are dozens of prehistoric sites across the Iranian Plateau, pointing to the existence of ancient cultures and urban settlements in the fourth millennium BC. During the Bronze Age, the territory of present-day Iran was home to several civilizations, including Elam, Jiroft, and Zayanderud. Elam, the most prominent of these civilizations, developed in the southwest alongside those in Mesopotamia, and continued its existence until the emergence of the Iranian empires. The advent of writing in Elam was paralleled to Sumer, and the Elamite cuneiform was developed since the third millennium BC.
From the 34th to the 20th century BC, northwestern Iran was part of the Kura-Araxes culture, which stretched into the neighboring Caucasus and Anatolia. Since the earliest second millennium BC, Assyrians settled in swaths of western Iran and incorporated the region into their territories.
Classical antiquity
By the second millennium BC, the ancient Iranian peoples arrived in what is now Iran from the Eurasian Steppe, rivaling the native settlers of the region. As the Iranians dispersed into the wider area of Greater Iran and beyond, the boundaries of modern-day Iran were dominated by Median, Persian, and Parthian tribes.
From the late 10th to the late seventh century BC, the Iranian peoples, together with the "pre-Iranian" kingdoms, fell under the domination of the Assyrian Empire, based in northern Mesopotamia. Under king Cyaxares, the Medes and Persians entered into an alliance with Babylonian ruler Nabopolassar, as well as the fellow Iranian Scythians and Cimmerians, and together they attacked the Assyrian Empire. The civil war ravaged the Assyrian Empire between 616 and 605 BC, thus freeing their respective peoples from three centuries of Assyrian rule. The unification of the Median tribes under king Deioces in 728 BC led to the foundation of the Median Empire which, by 612 BC, controlled almost the entire territory of present-day Iran and eastern Anatolia. This marked the end of the Kingdom of Urartu as well, which was subsequently conquered and dissolved.
In 550 BC, Cyrus the Great, the son of Mandane and Cambyses I, took over the Median Empire, and founded the Achaemenid Empire by unifying other city-states. The conquest of Media was a result of what is called the Persian Revolt. The brouhaha was initially triggered by the actions of the Median ruler Astyages, and was quickly spread to other provinces, as they allied with the Persians. Later conquests under Cyrus and his successors expanded the empire to include Lydia, Babylon, Egypt, parts of the Balkans and Eastern Europe proper, as well as the lands to the west of the Indus and Oxus rivers.
539 BC was the year in which Persian forces defeated the Babylonian army at Opis, and marked the end of around four centuries of Mesopotamian domination of the region by conquering the Neo-Babylonian Empire. Cyrus entered Babylon and presented himself as a traditional Mesopotamian monarch. Subsequent Achaemenid art and iconography reflect the influence of the new political reality in Mesopotamia.
At its greatest extent, the Achaemenid Empire included territories of modern-day Iran, Republic of Azerbaijan (Arran and Shirvan), Armenia, Georgia, Turkey (Anatolia), much of the Black Sea coastal regions, northeastern Greece and southern Bulgaria (Thrace), northern Greece and North Macedonia (Paeonia and Macedon), Iraq, Syria, Lebanon, Jordan, Israel and the Palestinian territories, all significant population centers of ancient Egypt as far west as Libya, Kuwait, northern Saudi Arabia, parts of the United Arab Emirates and Oman, Pakistan, Afghanistan, and much of Central Asia, making it the largest empire the world had yet seen.
It is estimated that in 480 BC, 50 million people lived in the Achaemenid Empire. The empire at its peak ruled over 44% of the world's population, the highest such figure for any empire in history.
The Achaemenid Empire is noted for the release of the Jewish exiles in Babylon, building infrastructures such as the Royal Road and the Chapar (postal service), and the use of an official language, Imperial Aramaic, throughout its territories. The empire had a centralized, bureaucratic administration under the emperor, a large professional army, and civil services, inspiring similar developments in later empires.
Eventual conflict on the western borders began with the Ionian Revolt, which erupted into the Greco-Persian Wars and continued through the first half of the fifth century BC, and ended with the withdrawal of the Achaemenids from all of the territories in the Balkans and Eastern Europe proper.
In 334 BC, Alexander the Great invaded the Achaemenid Empire, defeating the last Achaemenid emperor, Darius III, at the Battle of Issus. Following the premature death of Alexander, Iran came under the control of the Hellenistic Seleucid Empire. In the middle of the second century BC, the Parthian Empire rose to become the main power in Iran, and the century-long geopolitical arch-rivalry between the Romans and the Parthians began, culminating in the Roman–Parthian Wars. The Parthian Empire continued as a feudal monarchy for nearly five centuries, until 224 CE, when it was succeeded by the Sasanian Empire. Together with their neighboring arch-rival, the Roman-Byzantines, they made up the world's two most dominant powers at the time, for over four centuries.
The Sasanians established an empire within the frontiers achieved by the Achaemenids, with their capital at Ctesiphon. Late antiquity is considered one of Iran's most influential periods, as under the Sasanians their influence reached the culture of ancient Rome (and through that as far as Western Europe), Africa, China, and India, and played a prominent role in the formation of the medieval art of both Europe and Asia.
Most of the era of the Sasanian Empire was overshadowed by the Roman–Persian Wars, which raged on the western borders at Anatolia, the Western Caucasus, Mesopotamia, and the Levant, for over 700 years. These wars ultimately exhausted both the Romans and the Sasanians and led to the defeat of both by the Muslim invasion.
Throughout the Achaemenid, Parthian, and Sasanian eras, several offshoots of the Iranian dynasties established eponymous branches in Anatolia and the Caucasus, including the Pontic Kingdom, the Mihranids, and the Arsacid dynasties of Armenia, Iberia (Georgia), and Caucasian Albania (present-day Republic of Azerbaijan and southern Dagestan).
Medieval period
The prolonged Byzantine–Sasanian wars, most importantly the climactic war of 602–628, as well as the social conflict within the Sasanian Empire, opened the way for an Arab invasion of Iran in the seventh century. The empire was initially defeated by the Rashidun Caliphate, which was succeeded by the Umayyad Caliphate, followed by the Abbasid Caliphate. A prolonged and gradual process of state-imposed Islamization followed, which targeted Iran's then Zoroastrian majority and included religious persecution, demolition of libraries and fire temples, a special tax penalty ("jizya"), and language shift.
In 750, the Abbasids overthrew the Umayyads. Arabs Muslims and Persians of all strata made up the rebel army, which was united by the converted Persian Muslim, Abu Muslim. In their struggle for power, the society in their times gradually became cosmopolitan and the old Arab simplicity and aristocratic dignity, bearing and prestige were lost. Persians and Turks began to replace the Arabs in most fields. The fusion of the Arab nobility with the subject races, the practice of polygamy and concubinage, made for a social amalgam wherein loyalties became uncertain and a hierarchy of officials emerged, a bureaucracy at first Persian and later Turkish which decreased Abbasid prestige and power for good.
After two centuries of Arab rule, semi-independent and independent Iranian kingdoms—including the Tahirids, Saffarids, Samanids, and Buyids—began to appear on the fringes of the declining Abbasid Caliphate.
The blossoming literature, philosophy, mathematics, medicine, astronomy and art of Iran became major elements in the formation of a new age for the Iranian civilization, during a period known as the Islamic Golden Age. The Islamic Golden Age reached its peak by the 10th and 11th centuries, during which Iran was the main theater of scientific activities.
The cultural revival that began in the Abbasid period led to a resurfacing of the Iranian national identity; thus, the attempts of Arabization never succeeded in Iran. The Shu'ubiyya movement became a catalyst for Iranians to regain independence in their relations with the Arab invaders. The most notable effect of this movement was the continuation of the Persian language attested to the works of the epic poet Ferdowsi, now considered the most prominent figure in Iranian literature.
The 10th century saw a mass migration of Turkic tribes from Central Asia into the Iranian Plateau. Turkic tribesmen were first used in the Abbasid army as mamluks (slave-warriors), replacing Iranian and Arab elements within the army. As a result, the Mamluks gained significant political power. In 999, large portions of Iran came briefly under the rule of the Ghaznavids, whose rulers were of mamluk Turkic origin, and longer subsequently under the Seljuk and Khwarezmian empires. The Seljuks subsequently gave rise to the Sultanate of Rum in Anatolia, while taking their thoroughly Persianized identity with them. The result of the adoption and patronage of Persian culture by Turkish rulers was the development of a distinct Turco-Persian tradition.
From 1219 to 1221, under the Khwarazmian Empire, Iran suffered a devastating invasion by the Mongol Empire army of Genghis Khan. According to Steven R. Ward, "Mongol violence and depredations killed up to three-fourths of the population of the Iranian Plateau, possibly 10 to 15 million people. Some historians have estimated that Iran's population did not again reach its pre-Mongol levels until the mid-20th century." Most modern historians either outright dismiss or are highly skeptical of such statistics of colossal magnitude pertaining the Mongol onslaught on the Khwarazmian empire, mainland Iran and other Muslim regions and deem them to be exaggerations by Muslim chronichlers of that era (whose recordings were naturally of an anti-Mongol bent). Indeed, as for as the Iranian plateau was concerned the bulk of the Mongol onslaught and battles were in the north-east of what is modern day Iran. Such as the cities of Tus and Nishapur.
Following the fracture of the Mongol Empire in 1256, Hulagu Khan, grandson of Genghis Khan, established the Ilkhanate in Iran. In 1370, yet another conqueror, Timur, followed the example of Hulagu, establishing the Timurid Empire which lasted for another 156 years. In 1387, Timur ordered the complete massacre of Isfahan, reportedly killing 70,000 citizens. The Ilkhans and the Timurids soon came to adopt the ways and customs of the Iranians, surrounding themselves with a culture that was distinctively Iranian.
Early modern period
Safavids
By the 1500s, Ismail I of Ardabil established the Safavid Empire, with his capital at Tabriz. Beginning with Azerbaijan, he subsequently extended his authority over all of the Iranian territories, and established an intermittent Iranian hegemony over the vast relative regions, reasserting the Iranian identity within large parts of Greater Iran. Iran was predominantly Sunni, but Ismail instigated a forced conversion to the Shia branch of Islam, spreading throughout the Safavid territories in the Caucasus, Iran, Anatolia, and Mesopotamia. As a result, modern-day Iran is the only official Shia nation of the world, with it holding an absolute majority in Iran and the Republic of Azerbaijan, having there the first and the second highest number of Shia inhabitants by population percentage in the world. Meanwhile, the centuries-long geopolitical and ideological rivalry between Safavid Iran and the neighboring Ottoman Empire led to numerous Ottoman–Iranian wars.
The Safavid era peaked in the reign of Abbas I (1587–1629), surpassing their Turkish archrivals in strength, and making Iran a leading science and art hub in western Eurasia. The Safavid era saw the start of mass integration from Caucasian populations into new layers of the society of Iran, as well as mass resettlement of them within the heartlands of Iran, playing a pivotal role in the history of Iran for centuries onwards. Following a gradual decline in the late 1600s and the early 1700s, which was caused by internal conflicts, the continuous wars with the Ottomans, and the foreign interference (most notably the Russian interference), the Safavid rule was ended by the Pashtun rebels who besieged Isfahan and defeated Sultan Husayn in 1722.
Afsharids
In 1729, Nader Shah, a chieftain and military genius from Khorasan, successfully drove out and conquered the Pashtun invaders. He subsequently took back the annexed Caucasian territories which were divided among the Ottoman and Russian authorities by the ongoing chaos in Iran. During the reign of Nader Shah, Iran reached its greatest extent since the Sasanian Empire, reestablishing the Iranian hegemony all over the Caucasus, as well as other major parts of the west and central Asia, and briefly possessing what was arguably the most powerful empire at the time.
Nader Shah invaded India and sacked far off Delhi by the late 1730s. His territorial expansion, as well as his military successes, went into a decline following the final campaigns in the Northern Caucasus against then revolting Lezgins. The assassination of Nader Shah sparked a brief period of civil war and turmoil, after which Karim Khan of the Zand dynasty came to power in 1750, bringing a period of relative peace and prosperity.
Zands
Compared to its preceding dynasties, the geopolitical reach of the Zand dynasty was limited. Many of the Iranian territories in the Caucasus gained de facto autonomy, and were locally ruled through various Caucasian khanates. However, despite the self-ruling, they all remained subjects and vassals to the Zand king. Another civil war ensued after the death of Karim Khan in 1779, out of which Agha Mohammad Khan emerged, founding the Qajar dynasty in 1794.
Qajars
In 1795, following the disobedience of the Georgian subjects and their alliance with the Russians, the Qajars captured Tbilisi by the Battle of Krtsanisi, and drove the Russians out of the entire Caucasus, reestablishing the Iranian suzerainty over the region.
The Russo-Iranian wars of 1804–1813 and 1826–1828 resulted in large irrevocable territorial losses for Iran in the Caucasus, comprising all of the South Caucasus and Dagestan, which made part of the very concept of Iran for centuries, and thus substantial gains for the neighboring Russian Empire.
As a result of the 19th-century Russo-Iranian wars, the Russians took over the Caucasus, and Iran irrevocably lost control over its integral territories in the region (comprising modern-day Dagestan, Georgia, Armenia, and Republic of Azerbaijan), which got confirmed per the treaties of Gulistan and Turkmenchay. The area to the north of Aras River, among which the contemporary Republic of Azerbaijan, eastern Georgia, Dagestan, and Armenia are located, were Iranian territory until they were occupied by Russia in the course of the 19th century.
As Iran shrank, many South Caucasian and North Caucasian Muslims moved towards Iran, especially until the aftermath of the Circassian Genocide, and the decades afterwards, while Iran's Armenians were encouraged to settle in the newly incorporated Russian territories, causing significant demographic shifts.
Around 1.5 million people—20 to 25% of the population of Iran—died as a result of the Great Famine of 1870–1872.
Between 1872 and 1905, a series of protests took place in response to the sale of concessions to foreigners by Qajar monarchs Naser-ed-Din and Mozaffar-ed-Din, and led to the Constitutional Revolution in 1905. The first Iranian constitution and the first national parliament of Iran were founded in 1906, through the ongoing revolution. The Constitution included the official recognition of Iran's three religious minorities, namely Christians, Jews, and Zoroastrians, which has remained a basis in the legislation of Iran since then. The struggle related to the constitutional movement was followed by the Triumph of Tehran in 1909, when Mohammad Ali Shah was defeated and forced to abdicate. On the pretext of restoring order, the Russians occupied northern Iran in 1911 and maintained a military presence in the region for years to come. But this did not put an end to the civil uprisings and was soon followed by Mirza Kuchik Khan's Jungle Movement against both the Qajar monarchy and foreign invaders.
Despite Iran's neutrality during World War I, the Ottoman, Russian and British empires occupied the territory of western Iran and fought the Persian Campaign before fully withdrawing their forces in 1921. At least 2 million Persian civilians died either directly in the fighting, the Ottoman perpetrated anti-Christian genocides or the war-induced famine of 1917-1919. A large number of Iranian Assyrian and Iranian Armenian Christians, as well as those Muslims who tried to protect them, were victims of mass murders committed by the invading Ottoman troops, notably in and around Khoy, Maku, Salmas, and Urmia.
Apart from the rule of Agha Mohammad Khan, the Qajar rule is characterized as a century of misrule. The inability of Qajar Iran's government to maintain the country's sovereignty during and immediately after World War I led to the British directed 1921 Persian coup d'état and Reza Shah's establishment of the Pahlavi dynasty. Reza Shah, became the new Prime Minister of Iran and was declared the new monarch in 1925.
Pahlavis
In the midst of World War II, in June 1941, Nazi Germany broke the Molotov–Ribbentrop Pact and invaded the Soviet Union, Iran's northern neighbor. The Soviets quickly allied themselves with the Allied countries and in July and August, 1941 the British demanded that the Iranian government expel all Germans from Iran. Reza Shah refused to expel the Germans and on 25 August 1941, the British and Soviets launched a surprise invasion and Reza Shah's government quickly surrendered. The invasion's strategic purpose was to secure a supply line to the USSR (later named the Persian Corridor), secure the oil fields and Abadan Refinery (of the UK-owned Anglo-Iranian Oil Company), prevent a German advance via Turkey or the USSR on Baku's oil fields, and limit German influence in Iran. Following the invasion, on 16 September 1941 Reza Shah abdicated and was replaced by Mohammad Reza Pahlavi, his 21-year-old son.
During the rest of World War II, Iran became a major conduit for British and American aid to the Soviet Union and an avenue through which over 120,000 Polish refugees and Polish Armed Forces fled the Axis advance. At the 1943 Tehran Conference, the Allied "Big Three"—Joseph Stalin, Franklin D. Roosevelt, and Winston Churchill—issued the Tehran Declaration to guarantee the post-war independence and boundaries of Iran. However, at the end of the war, Soviet troops remained in Iran and established two puppet states in north-western Iran, namely the People's Government of Azerbaijan and the Republic of Mahabad. This led to the Iran crisis of 1946, one of the first confrontations of the Cold War, which ended after oil concessions were promised to the USSR and Soviet forces withdrew from Iran proper in May 1946. The two puppet states were soon overthrown and the oil concessions were later revoked.
1951–1978: Mosaddegh, Shah Reza Pahlavi
In 1951, Mohammad Mosaddegh was appointed as the Prime Minister. He became enormously popular in Iran after he nationalized Iran's petroleum industry and oil reserves. He was deposed in the 1953 Iranian coup d'état, an Anglo-American covert operation that marked the first time the United States had participated in the overthrow of a foreign government during the Cold War.
After the coup, the Shah became increasingly autocratic and sultanistic, and Iran entered a decades-long phase of controversially close relations with the United States and some other foreign governments. While the Shah increasingly modernized Iran and claimed to retain it as a fully secular state, arbitrary arrests and torture by his secret police, the SAVAK, were used to crush all forms of political opposition.
Ruhollah Khomeini, a radical Muslim cleric, became an active critic of the Shah's far-reaching series of reforms known as the White Revolution. Khomeini publicly denounced the government, and was arrested and imprisoned for 18 months. After his release in 1964, he refused to apologize, and was eventually sent into exile.
Due to the 1973 spike in oil prices, the economy of Iran was flooded with foreign currency, which caused inflation. By 1974, the economy of Iran was experiencing double digit inflation, and despite the many large projects to modernize the country, corruption was rampant and caused large amounts of waste. By 1975 and 1976, an economic recession led to increased unemployment, especially among millions of youths who had migrated to the cities of Iran looking for construction jobs during the boom years of the early 1970s. By the late 1970s, many of these people opposed the Shah's regime and began to organize and join the protests against it.
Since the 1979 Islamic Revolution
The 1979 Revolution, later known as the Islamic Revolution, began in January 1978 with the first major demonstrations against the Shah. After a year of strikes and demonstrations paralyzing the country and its economy, Mohammad Reza Pahlavi fled to the United States, and Ruhollah Khomeini returned from exile to Tehran in February 1979, forming a new government. After holding a referendum, Iran officially became an Islamic republic in April 1979. A second referendum in December 1979 approved a theocratic constitution.
The immediate nationwide uprisings against the new government began with the 1979 Kurdish rebellion and the Khuzestan uprisings, along with the uprisings in Sistan and Baluchestan and other areas. Over the next several years, these uprisings were subdued in a violent manner by the new Islamic government. The new government began purging itself of the non-Islamist political opposition, as well as of those Islamists who were not considered radical enough. Although both nationalists and Marxists had initially joined with Islamists to overthrow the Shah, tens of thousands were executed by the new regime afterwards. Many former ministers and officials in the Shah's government, including former prime minister Amir-Abbas Hoveyda, were executed following Khomeini's order to purge the new government of any remaining officials still loyal to the exiled Shah.
On 4 November 1979, a group of Muslim students seized the United States Embassy and took the embassy with 52 personnel and citizens hostage, after the United States refused to extradite Mohammad Reza Pahlavi to Iran, where his execution was all but assured. Attempts by the Jimmy Carter administration to negotiate for the release of the hostages, and a failed rescue attempt, helped force Carter out of office and brought Ronald Reagan to power. On Jimmy Carter's final day in office, the last hostages were finally set free as a result of the Algiers Accords. Mohammad Reza Pahlavi left the United States for Egypt, where he died of complications from cancer only months later, on 27 July 1980.
The Cultural Revolution began in 1980, with an initial closure of universities for three years, in order to perform an inspection and clean up in the cultural policy of the education and training system.
On 22 September 1980, the Iraqi army invaded the western Iranian province of Khuzestan, launching the Iran–Iraq War. Although the forces of Saddam Hussein made several early advances, by mid 1982, the Iranian forces successfully managed to drive the Iraqi army back into Iraq. In July 1982, with Iraq thrown on the defensive, the regime of Iran took the decision to invade Iraq and conducted countless offensives in a bid to conquer Iraqi territory and capture cities, such as Basra. The war continued until 1988 when the Iraqi army defeated the Iranian forces inside Iraq and pushed the remaining Iranian troops back across the border. Subsequently, Khomeini accepted a truce mediated by the United Nations. The total Iranian casualties in the war were estimated to be 123,220–160,000 KIA, 60,711 MIA, and 11,000–16,000 civilians killed.
Following the Iran–Iraq War, in 1989, Akbar Hashemi Rafsanjani and his administration concentrated on a pragmatic pro-business policy of rebuilding and strengthening the economy without making any dramatic break with the ideology of the revolution. In 1997, Rafsanjani was succeeded by moderate reformist Mohammad Khatami, whose government attempted, unsuccessfully, to make the country more free and democratic.
The 2005 presidential election brought conservative populist candidate, Mahmoud Ahmadinejad, to power. By the time of the 2009 Iranian presidential election, the Interior Ministry announced incumbent President Ahmadinejad had won 62.63% of the vote, while Mir-Hossein Mousavi had come in second place with 33.75%. The election results were widely disputed, and resulted in widespread protests, both within Iran and in major cities outside the country, and the creation of the Iranian Green Movement.
Hassan Rouhani was elected as the president on 15 June 2013, defeating Mohammad Bagher Ghalibaf and four other candidates. The electoral victory of Rouhani relatively improved the relations of Iran with other countries.
The 2017–18 Iranian protests swept across the country against the government and its longtime Supreme Leader in response to the economic and political situation. The scale of protests throughout the country and the number of people participating were significant, and it was formally confirmed that thousands of protesters were arrested. The 2019–20 Iranian protests started on 15 November in Ahvaz, spreading across the country within hours, after the government announced increases in the fuel price of up to 300%. A week-long total Internet shutdown throughout the country marked one of the most severe Internet blackouts in any country, and in the bloodiest governmental crackdown of the protestors in the history of Islamic Republic, tens of thousands were arrested and hundreds were killed within a few days according to multiple international observers, including Amnesty International.
On 3 January 2020, the revolutionary guard's general, Qasem Soleimani, was assassinated by the United States in Iraq, which considerably heightened the existing tensions between the two countries. Three days after, Iran's Islamic Revolutionary Guard Corps launched a retaliatory attack on US forces in Iraq and by accident shot down Ukraine International Airlines Flight 752, killing 176 civilians and leading to nation-wide protests. An international investigation led to the government admitting to the shootdown of the plane by a surface-to-air missile after three days of denial, calling it a "human error".
Geography
Iran has an area of . It lies between latitudes 24° and 40° N, and longitudes 44° and 64° E. It is bordered to the northwest by Armenia (), the Azeri exclave of Nakhchivan (), and the Republic of Azerbaijan (); to the north by the Caspian Sea; to the northeast by Turkmenistan (); to the east by Afghanistan () and Pakistan (); to the south by the Persian Gulf and the Gulf of Oman; and to the west by Iraq () and Turkey ().
Iran located in seismically active area. On average every 10 years one 7 Richter earthquake occurs in Iran. Most earthquakes are shallow-focus and can be very devastating like the tragic 2003 Bam earthquake.
Climate
Having 11 climates out of the world's 13, Iran's climate is diverse, ranging from arid and semi-arid, to subtropical along the Caspian coast and the northern forests. On the northern edge of the country (the Caspian coastal plain), temperatures rarely fall below freezing and the area remains humid for the rest of the year. Summer temperatures rarely exceed . Annual precipitation is in the eastern part of the plain and more than in the western part. Gary Lewis, the United Nations Resident Coordinator for Iran, has said that "Water scarcity poses the most severe human security challenge in Iran today".
To the west, settlements in the Zagros basin experience lower temperatures, severe winters with below zero average daily temperatures and heavy snowfall. The eastern and central basins are arid, with less than of rain, and have occasional deserts. Average summer temperatures rarely exceed . The coastal plains of the Persian Gulf and Gulf of Oman in southern Iran have mild winters, and very humid and hot summers. The annual precipitation ranges from .
Despite climate change in the region, Iran is by far the largest of the few countries in the world which have not ratified the Paris Agreement.
Habitats
Iran consists of the Iranian Plateau, with the exception of the coasts of the Caspian Sea and Khuzestan. It is one of the world's most mountainous countries, its landscape dominated by rugged mountain ranges that separate various basins or plateaux from one another. The populous western part is the most mountainous, with ranges such as the Caucasus, Zagros, and Alborz, the last containing Mount Damavand, Iran's highest point at , which is also the highest mountain in Asia west of the Hindu Kush.
The northern part of Iran is covered by the lush lowland Caspian Hyrcanian mixed forests, located near the southern shores of the Caspian Sea. The eastern part consists mostly of desert basins, such as the Kavir Desert, which is the country's largest desert, and the Lut Desert, as well as some salt lakes. Iran had a 2019 Forest Landscape Integrity Index mean score of 7.67/10, ranking it 34th globally out of 172 countries.
The only large plains are found along the coast of the Caspian Sea and at the northern end of the Persian Gulf, where the country borders the mouth of the Arvand river. Smaller, discontinuous plains are found along the remaining coast of the Persian Gulf, the Strait of Hormuz, and the Gulf of Oman.
Wildlife
The wildlife of Iran includes bears, the Eurasian lynx, foxes, gazelles, gray wolves, jackals, panthers, and wild pigs. Domestic animals include Asian water buffaloes, camels, cattle, donkeys, goats, horses, and sheep. Eagles, falcons, partridges, pheasants, and storks are also native to Iran.
One of the most famous species of animal is the critically endangered Asiatic cheetah, also known as the Iranian cheetah, whose numbers were greatly reduced after the 1979 Revolution. The Persian leopard, which is the world's largest leopard subspecies and lives primarily in northern Iran, is also endangered. Iran lost all its Asiatic lions and the now extinct Caspian tigers by the earlier part of the 20th century.
At least 74 species of Iranian wildlife are on the red list of the International Union for Conservation of Nature, a sign of serious threats against the country's biodiversity. The Iranian Parliament has been showing disregard for wildlife by passing laws and regulations such as the act that lets the Ministry of Industries and Mines exploit mines without the involvement of the Department of Environment, and by approving large national development projects without demanding comprehensive study of their impact on wildlife habitats.
Administrative divisions
Iran is divided into five regions with thirty-one provinces (ostān), each governed by an appointed governor (ostāndār). The provinces are divided into counties (šahrestān), and subdivided into districts (baxš) and sub-districts (dehestān).
The country has one of the highest urban growth rates in the world. From 1950 to 2002, the urban proportion of the population increased from 27% to 60%. Most internal migrants have settled around the cities of Tehran, Isfahan, Ahvaz, and Qom. The listed populations are from the 2006/07 (1385 AP) census.
Tehran, with a population of around 8.8 million (2016 census), is the capital and largest city of Iran. It is an economical and cultural center, and is the hub of the country's communication and transport network.
The country's second most populous city, Mashhad, has a population of around 3.3 million (2016 census), and is capital of the province of Razavi Khorasan. Being the site of the Imam Reza Shrine, it is a holy city in Shia Islam. About 15 to 20 million pilgrims visit the shrine every year.
Isfahan has a population of around 2.2 million (2016 census), and is Iran's third most populous city. It is the capital of the province of Isfahan, and was also the third capital of the Safavid Empire. It is home to a wide variety of historical sites, including the famous Shah Square, Siosepol, and the churches at the Armenian district of New Julfa. It is also home to the world's seventh largest shopping mall, Isfahan City Center.
The fourth most populous city of Iran, Karaj, has a population of around 1.9 million (2016 census). It is the capital of the province of Alborz, and is situated 20 km west of Tehran, at the foot of the Alborz mountain range. It is a major industrial city in Iran, with large factories producing sugar, textiles, wire, and alcohol.
With a population of around 1.7 million (2016 census), Tabriz is the fifth most populous city of Iran, and had been the second most populous until the late 1960s. It was the first capital of the Safavid Empire, and is now the capital of the province of East Azerbaijan. It is also considered the country's second major industrial city (after Tehran).
Shiraz, with a population of around 1.8 million (2016 census), is Iran's sixth most populous city. It is the capital of the province of Fars, and was also the capital of Iran under the reign of the Zand dynasty. It is located near the ruins of Persepolis and Pasargadae, two of the four capitals of the Achaemenid Empire.
Government and politics
The political system of the Islamic Republic is based on the 1979 Constitution.
Supreme Leader
The Leader of the Revolution ("Supreme Leader") is responsible for delineation and supervision of the policies of the Islamic Republic of Iran. The Iranian president has limited power compared to the Supreme Leader Khamenei. The current longtime Supreme Leader, Ali Khamenei, has been issuing decrees and making the final decisions on the economy, environment, foreign policy, education, national planning, and everything else in the country. Khamenei also outlines elections guidelines and urges for the transparency, and has fired and reinstated presidential cabinet appointments. Key ministers are selected with the Supreme Leader Ali Khamenei's agreement and he has the ultimate say on Iran's foreign policy. The president-elect is required to gain the Leader Khamenei's official approval before being sworn in before the Parliament (Majlis). Through this process, known as Tanfiz (validation), the Leader agrees to the outcome of the presidential election. The Supreme Leader is directly involved in ministerial appointments for Defense, Intelligence and Foreign Affairs, as well as other top ministries after submission of candidates from the president. Iran's regional policy is directly controlled by the office of the Supreme Leader with the Ministry of Foreign Affairs' task limited to protocol and ceremonial occasions. All of Iran's ambassadors to Arab countries, for example, are chosen by the Quds Corps, which directly reports to the Supreme Leader. The budget bill for every year, as well as withdrawing money from the National Development Fund of Iran, require Supreme Leader Ali Khamenei's approval and permission. The Supreme Leader Khamenei can and did order laws to be amended. Setad, estimated at $95 billion in 2013 by the Reuters, accounts of which are secret even to the Iranian parliament, is controlled only by the Supreme Leader.
The Supreme Leader is the commander-in-chief of the armed forces, controls the military intelligence and security operations, and has sole power to declare war or peace. The heads of the judiciary, the state radio and television networks, the commanders of the police and military forces, and six of the twelve members of the Guardian Council are directly appointed by the Supreme Leader.
The Assembly of Experts is responsible for electing the Supreme Leader, and has the power to dismiss him on the basis of qualifications and popular esteem. To date, the Assembly of Experts has not challenged any of the Supreme Leader's decisions, nor has it attempted to dismiss him. The previous head of the judicial system, Sadeq Larijani, appointed by the Supreme Leader, said that it is illegal for the Assembly of Experts to supervise the Supreme Leader. Due to Khamenei's very longtime unchallenged rule, many believe the Assembly of Experts has become a ceremonial body without any real power. There have been instances when the current Supreme Leader publicly criticized members of the Assembly of Experts, resulting in their arrest and dismissal. For example, Khamenei publicly called then-member of the Assembly of Experts Ahmad Azari Qomi a traitor, resulting in Qomi's arrest and eventual dismissal from the Assembly of Experts. Another instance is when Khamenei indirectly called Akbar Hashemi Rafsanjani a traitor for a statement he made, causing Rafsanjani to retract it.
Guardian Council
Presidential candidates and parliamentary candidates must be approved by the Guardian Council (all members of which are directly or indirectly appointed by the Leader) or the Leader before running, in order to ensure their allegiance to the Supreme Leader. The Leader very rarely does the vetting himself directly, but has the power to do so, in which case additional approval of the Guardian Council would not be needed. The Leader can also revert the decisions of the Guardian Council. The Guardian Council can, and has dismissed some elected members of the Iranian parliament in the past. For example, Minoo Khaleghi was disqualified by Guardian Council even after winning election, as she had been photographed in a meeting without wearing headscarf.
President
After the Supreme Leader, the Constitution defines the President of Iran as the highest state authority. The President is elected by universal suffrage for a term of four years, however, the president is still required to gain the Leader's official approval before being sworn in before the Parliament (Majlis). The Leader also has the power to dismiss the elected president anytime. The President can only be re-elected for one term.
The President is responsible for the implementation of the constitution, and for the exercise of executive powers in implementing the decrees and general policies as outlined by the Supreme Leader, except for matters directly related to the Supreme Leader, who has the final say in all matters. Unlike the executive in other countries, the President of Iran does not have full control over anything, as these are ultimately under the control of the Supreme Leader. Chapter IX of the Constitution of the Islamic Republic of Iran sets forth the qualifications for presidential candidates. The procedures for presidential election and all other elections in Iran are outlined by the Supreme Leader. The President functions as the executive of affairs such as signing treaties and other international agreements, and administering national planning, budget, and state employment affairs, all as approved by the Supreme Leader.
The President appoints the ministers, subject to the approval of the Parliament, as well as the approval of the Supreme Leader, who can dismiss or reinstate any of the ministers at any time, regardless of the decisions made by the President or the Parliament. The President supervises the Council of Ministers, coordinates government decisions, and selects government policies to be placed before the legislature. The current Supreme Leader, Ali Khamenei, has fired as well as reinstated Council of Ministers members. Eight Vice Presidents serve under the President, as well as a cabinet of twenty-two ministers, who must all be approved by the legislature.
Legislature
The legislature of Iran, known as the Islamic Consultative Assembly, is a unicameral body comprising 290 members elected for four-year terms. It drafts legislation, ratifies international treaties, and approves the national budget. All parliamentary candidates and all legislation from the assembly must be approved by the Guardian Council.
The Guardian Council comprises twelve jurists, including six appointed by the Supreme Leader. Others are elected by the Parliament, from among the jurists nominated by the Head of the Judiciary. The Council interprets the constitution and may veto the Parliament. If a law is deemed incompatible with the constitution or Sharia (Islamic law), it is referred back to the Parliament for revision. The Expediency Council has the authority to mediate disputes between the Parliament and the Guardian Council, and serves as an advisory body to the Supreme Leader, making it one of the most powerful governing bodies in the country. Local city councils are elected by public vote to four-year terms in all cities and villages of Iran.
Law
The Supreme Leader appoints the head of the country's judiciary, who in turn appoints the head of the Supreme Court and the chief public prosecutor. There are several types of courts, including public courts that deal with civil and criminal cases, and revolutionary courts which deal with certain categories of offenses, such as crimes against national security. The decisions of the revolutionary courts are final and cannot be appealed.
The Chief Justice of Iran is the head of the Judicial system of the Islamic Republic of Iran and is responsible for its administration and supervision. He is also the highest judge of the Supreme Court of Iran. The Supreme Leader of Iran appoints and can dismiss the Chief Justice. The Chief Justice nominates some candidates for serving as minister of justice and then the President select one of them. The Chief Justice can serve for two five-year terms.
The Special Clerical Court handles crimes allegedly committed by clerics, although it has also taken on cases involving laypeople. The Special Clerical Court functions independently of the regular judicial framework, and is accountable only to the Supreme Leader. The Court's rulings are final and cannot be appealed. The Assembly of Experts, which meets for one week annually, comprises 86 "virtuous and learned" clerics elected by adult suffrage for eight-year terms.
Foreign relations
Since the time of the 1979 Revolution, Iran's foreign relations have often been portrayed as being based on two strategic principles; eliminating outside influences in the region, and pursuing extensive diplomatic contacts with developing and non-aligned countries.
Since 2005, Iran's nuclear program has become the subject of contention with the international community, mainly the United States. Many countries have expressed concern that Iran's nuclear program could divert civilian nuclear technology into a weapons program. This has led the United Nations Security Council to impose sanctions against Iran which had further isolated Iran politically and economically from the rest of the global community. In 2009, the U.S. Director of National Intelligence said that Iran, if choosing to, would not be able to develop a nuclear weapon until 2013.
, the government of Iran maintains diplomatic relations with 99 members of the United Nations, but not with the United States, and not with Israel—a state which Iran's government has derecognized since the 1979 Revolution. Among Muslim nations, Iran has an adversarial relationship with Saudi Arabia due to different political and Islamic ideologies. While Iran is a Shia Islamic Republic, Saudi Arabia is a conservative Sunni monarchy. Regarding the Israeli–Palestinian conflict, the government of Iran has recognized Jerusalem as the capital of the State of Palestine, after Trump recognized Jerusalem as the capital of Israel.
Since the 2000s, Iran's controversial nuclear program has raised concerns, which is part of the basis of the international sanctions against the country. On 14 July 2015, Tehran and the P5+1 came to a historic agreement (Joint Comprehensive Plan of Action) to end economic sanctions in exchange for Iran's restriction in producing enriched uranium after demonstrating a peaceful nuclear research project that would meet the International Atomic Energy Agency standards.
Iran is a member of dozens of international organizations, including the G-15, G-24, G-77, IAEA, IBRD, IDA, IDB, IFC, ILO, IMF, IMO, Interpol, OIC, OPEC, WHO, and the United Nations, and currently has observer status at the World Trade Organization.
Reports are that Iran will begin the processes of becoming a full member of the Shanghai Cooperation Organization (SCO), a Eurasian political, economic, and security alliance.
Military
The Islamic Republic of Iran has two types of armed forces: the regular forces of the Army, the Air Force, and the Navy, and the Revolutionary Guards, totaling about 545,000 active troops. Iran also has around 350,000 Reserve Force, totaling around 900,000 trained troops.
The government of Iran has a paramilitary, volunteer militia force within the Islamic Revolutionary Guard Corps, called the Basij, which includes about 90,000 full-time, active-duty uniformed members. Up to 11 million men and women are members of the Basij who could potentially be called up for service. GlobalSecurity.org estimates Iran could mobilize "up to one million men", which would be among the largest troop mobilizations in the world. In 2007, Iran's military spending represented 2.6% of the GDP or $102 per capita, the lowest figure of the Persian Gulf nations. Iran's military doctrine is based on deterrence. In 2014, the country spent $15 billion on arms, while the states of the Gulf Cooperation Council spent eight times more.
The government of Iran supports the military activities of its allies in Syria, Iraq, and Lebanon (Hezbollah) with military and financial aid. Iran and Syria are close strategic allies, and Iran has provided significant support for the Syrian Government in the Syrian Civil War. According to some estimates, Iran controlled over 80,000 pro-Assad Shi'ite fighters in Syria.
Since the 1979 Revolution, to overcome foreign embargoes, the government of Iran has developed its own military industry, produced its own tanks, armored personnel carriers, missiles, submarines, military vessels, missile destroyer, radar systems, helicopters, and fighter planes. In recent years, official announcements have highlighted the development of weapons such as the Hoot, Kowsar, Zelzal, Fateh-110, Shahab-3, Sejjil, and a variety of unmanned aerial vehicles (UAVs). Iran has the largest and most diverse ballistic missile arsenal in the Middle East. The Fajr-3, a liquid fuel missile with an undisclosed range which was developed and produced domestically, is currently the most advanced ballistic missile of the country.
In June 1925, Reza Shah introduced conscription law at National Consultative Majlis. At that time every male person who had reached 21 years old must serve for military for two years. The conscription exempted women from military service after 1979 revolution. Iranian constitution obliges all men of 18 years old and higher to serve in military or police bases. They cannot leave the country or be employed without completion of the service period. The period varies from 18 to 24 months.
Human rights
According to international reports, Iran's human rights record is exceptionally poor. The regime in Iran is undemocratic, has frequently persecuted and arrested critics of the government and its Supreme Leader, and severely restricts the participation of candidates in popular elections as well as other forms of political activity. Women's rights in Iran are described as seriously inadequate, and children's rights have been severely violated, with more child offenders being executed in Iran than in any other country in the world. Sexual activity between members of the same sex is illegal and is punishable by up to death.
Over the past decade, numbers of anti-government protests have broken out throughout Iran (such as the 2019–20 Iranian protests), demanding reforms or the end to the Islamic Republic. However, the IRGC and police often suppressed mass protests by violent means, which resulted in thousands of protesters killed.
Economy
Iran's economy is a mixture of central planning, state ownership of oil and other large enterprises, village agriculture, and small-scale private trading and service ventures. In 2017, GDP was $427.7 billion ($1.631 trillion at PPP), or $20,000 at PPP per capita. Iran is ranked as an lower-middle income economy by the World Bank. In the early 21st century, the service sector contributed the largest percentage of the GDP, followed by industry (mining and manufacturing) and agriculture.
The Central Bank of the Islamic Republic of Iran is responsible for developing and maintaining the Iranian rial, which serves as the country's currency. The government does not recognize trade unions other than the Islamic labour councils, which are subject to the approval of employers and the security services. The minimum wage in June 2013 was 487 million rials a month ($134). Unemployment has remained above 10% since 1997, and the unemployment rate for women is almost double that of the men.
In 2006, about 45% of the government's budget came from oil and natural gas revenues, and 31% came from taxes and fees. , Iran had earned $70 billion in foreign-exchange reserves, mostly (80%) from crude oil exports. Iranian budget deficits have been a chronic problem, mostly due to large-scale state subsidies, that include foodstuffs and especially gasoline, totaling more than $84 billion in 2008 for the energy sector alone. In 2010, the economic reform plan was approved by parliament to cut subsidies gradually and replace them with targeted social assistance. The objective is to move towards free market prices in a five-year period and increase productivity and social justice.
The administration continues to follow the market reform plans of the previous one, and indicates that it will diversify Iran's oil-reliant economy. Iran has also developed a biotechnology, nanotechnology, and pharmaceutical industry. However, nationalized industries such as the bonyads have often been managed badly, making them ineffective and uncompetitive with years. Currently, the government is trying to privatize these industries, and, despite successes, there are still several problems to be overcome, such as the lagging corruption in the public sector and lack of competitiveness.
Iran has leading manufacturing industries in the fields of automobile manufacture, transportation, construction materials, home appliances, food and agricultural goods, armaments, pharmaceuticals, information technology, and petrochemicals in the Middle East. According to the 2012 data from the Food and Agriculture Organization, Iran has been among the world's top five producers of apricots, cherries, sour cherries, cucumbers and gherkins, dates, eggplants, figs, pistachios, quinces, walnuts, and watermelons.
Economic sanctions against Iran, such as the embargo against Iranian crude oil, have injured the economy. In 2015, Iran and the P5+1 reached a deal on the nuclear program that removed the main sanctions pertaining to Iran's nuclear program by 2016. According to the BBC, renewed U.S. sanctions against Iran "have led to a sharp downturn in Iran's economy, pushing the value of its currency to record lows, quadrupling its annual inflation rate, driving away foreign investors, and triggering protests."
Tourism
Although tourism declined significantly during the war with Iraq, it has been subsequently recovered. About 1,659,000 foreign tourists visited Iran in 2004, and 2.3 million in 2009, mostly from Asian countries, including the republics of Central Asia, while about 10% came from the European Union and North America. Since the removal of some sanctions against Iran in 2015, tourism has re-surged in the country. Over five million tourists visited Iran in the fiscal year of 2014–2015, four percent more than the previous year.
Alongside the capital, the most popular tourist destinations are Isfahan, Mashhad, and Shiraz. In the early 2000s, the industry faced serious limitations in infrastructure, communications, industry standards, and personnel training. The majority of the 300,000 travel visas granted in 2003 were obtained by Asian Muslims, who presumably intended to visit pilgrimage sites in Mashhad and Qom. Several organized tours from Germany, France, and other European countries come to Iran annually to visit archaeological sites and monuments. In 2003, Iran ranked 68th in tourism revenues worldwide. According to the UNESCO and the deputy head of research for Iran's Tourism Organization, Iran is rated fourth among the top 10 destinations in the Middle East. Domestic tourism in Iran is one of the largest in the world. Weak advertising, unstable regional conditions, a poor public image in some parts of the world, and absence of efficient planning schemes in the tourism sector have all hindered the growth of tourism.
Transportation
Iran has a long paved road system linking most of its towns and all of its cities. In 2011 the country had of roads, of which 73% were paved. In 2008 there were nearly 100 passenger cars for every 1,000 inhabitants.
Trains operate on 11,106 km (6,942 mi) of railroad track. The country's major port of entry is Bandar-Abbas on the Strait of Hormuz. After arriving in Iran, imported goods are distributed throughout the country by trucks and freight trains. The Tehran–Bandar-Abbas railroad, opened in 1995, connects Bandar-Abbas to the railroad system of Central Asia via Tehran and Mashhad. Other major ports include Bandar e-Anzali and Bandar e-Torkeman on the Caspian Sea and Khorramshahr and Bandar-e Emam Khomeyni on the Persian Gulf.
Dozens of cities have airports that serve passenger and cargo planes. Iran Air, the national airline, was founded in 1962 and operates domestic and international flights. All large cities have mass transit systems using buses, and several private companies provide bus service between cities. Hamadan and Tehran hold the highest betweenness and closeness centrality among the cities of Iran, regarding road and air routes, respectively.
Transport in Iran is inexpensive because of the government's subsidization of the price of gasoline. The downside is a huge draw on government coffers, economic inefficiency because of highly wasteful consumption patterns, smuggling to neighboring countries and air pollution. In 2008, more than one million people worked in the transportation sector, accounting for 9% of GDP.
Energy
Iran has the world's second largest proved gas reserves after Russia, with 33.6 trillion cubic meters, and the third largest natural gas production after Indonesia and Russia. It also ranks fourth in oil reserves with an estimated 153,600,000,000 barrels. It is OPEC's second largest oil exporter, and is an energy superpower.
In 2005, Iran spent US$4 billion on fuel imports, because of contraband and inefficient domestic use. Oil industry output averaged in 2005, compared with the peak of six million barrels per day reached in 1974. In the early 2000s, industry infrastructure was increasingly inefficient because of technological lags. Few exploratory wells were drilled in 2005.
In 2004, a large share of Iran's natural gas reserves were untapped. The addition of new hydroelectric stations and the streamlining of conventional coal and oil-fired stations increased installed capacity to 33,000 megawatts. Of that amount, about 75% was based on natural gas, 18% on oil, and 7% on hydroelectric power. In 2004, Iran opened its first wind-powered and geothermal plants, and the first solar thermal plant was to come online in 2009. Iran is the world's third country to have developed GTL technology.
Demographic trends and intensified industrialization have caused electric power demand to grow by 8% per year. The government's goal of 53,000 megawatts of installed capacity by 2010 is to be reached by bringing on line new gas-fired plants, and adding hydropower and nuclear power generation capacity. Iran's first nuclear power plant at Bushire went online in 2011. It is the second nuclear power plant ever built in the Middle East after the Metsamor Nuclear Power Plant in Armenia.
Education, science and technology
Education in Iran is highly centralized. K–12 is supervised by the Ministry of Education, and higher education is under the supervision of the Ministry of Science and Technology. According to Fars News Agency, the adult literacy rated 93.0% in September 2015, while according to UNESCO it had rated 85.0% in 2008 (up from 36.5% in 1976).
According to the data provided by UNESCO, Iran's literacy rate among people aged 15 years and older was 85.54% as of 2016, with men (90.35%) being significantly more educated than women (80.79%), with the number of illiterate people of the same age amounting to around 8,700,000 of the country's 85 million population. According to this report, Iranian government's expenditure on education amounts to around 4% of the GDP.
The requirement to enter into higher education is to have a high school diploma and pass the Iranian University Entrance Exam (officially known as konkur (کنکور)), which is the equivalent of the SAT and ACT exams of the United States. Many students do a 1–2-year course of pre-university (piš-dānešgāh), which is the equivalent of the GCE A-levels and the International Baccalaureate. The completion of the pre-university course earns students the Pre-University Certificate.
Iran's higher education is sanctioned by different levels of diplomas, including an associate degree (kārdāni; also known as fowq e diplom) delivered in two years, a bachelor's degree (kāršenāsi; also known as lisāns) delivered in four years, and a master's degree (kāršenāsi e aršad) delivered in two years, after which another exam allows the candidate to pursue a doctoral program (PhD; known as doktorā).
According to the Webometrics Ranking of World Universities (), Iran's top five universities include Tehran University of Medical Sciences (478th worldwide), the University of Tehran (514th worldwide), Sharif University of Technology (605th worldwide), Amirkabir University of Technology (726th worldwide), and the Tarbiat Modares University (789th worldwide). Iran was ranked 67th in the Global Innovation Index in 2020, down from 61st in 2019.
Iran has increased its publication output nearly tenfold from 1996 through 2004, and has been ranked first in terms of output growth rate, followed by China. According to a study by SCImago in 2012, Iran would rank fourth in the world in terms of research output by 2018, if the current trend persists.
In 2009, a SUSE Linux-based HPC system made by the Aerospace Research Institute of Iran (ARI) was launched with 32 cores, and now runs 96 cores. Its performance was pegged at 192 GFLOPS. The Iranian humanoid robot Sorena 2, which was designed by engineers at the University of Tehran, was unveiled in 2010. The Institute of Electrical and Electronics Engineers (IEEE) has placed the name of Surena among the five prominent robots of the world after analyzing its performance.
In the biomedical sciences, Iran's Institute of Biochemistry and Biophysics has a UNESCO chair in biology. In late 2006, Iranian scientists successfully cloned a sheep by somatic cell nuclear transfer, at the Royan Research Center in Tehran.
According to a study by David Morrison and Ali Khadem Hosseini (Harvard-MIT and Cambridge), stem cell research in Iran is amongst the top 10 in the world. Iran ranks 15th in the world in nanotechnologies.
Iran placed its domestically built satellite Omid into orbit on the 30th anniversary of the 1979 Revolution, on 2February 2009, through its first expendable launch vehicle Safir, becoming the ninth country in the world capable of both producing a satellite and sending it into space from a domestically made launcher.
The Iranian nuclear program was launched in the 1950s. Iran is the seventh country to produce uranium hexafluoride, and controls the entire nuclear fuel cycle.
Iranian scientists outside Iran have also made some major contributions to science. In 1960, Ali Javan co-invented the first gas laser, and fuzzy set theory was introduced by Lotfi A. Zadeh. Iranian cardiologist Tofigh Mussivand invented and developed the first artificial cardiac pump, the precursor of the artificial heart Furthering research and treatment of diabetes, the HbA1c was discovered by Samuel Rahbar. A substantial number of papers in string theory are published in Iran. Iranian American string theorist Kamran Vafa proposed the Vafa–Witten theorem together with Edward Witten. In August 2014, Iranian mathematician Maryam Mirzakhani became the first woman, as well as the first Iranian, to receive the Fields Medal, the highest prize in mathematics.
Demographics
Iran is a diverse country, consisting of numerous ethnic and linguistic groups that are unified through a shared Iranian nationality.
Iran's population grew rapidly during the latter half of the 20th century, increasing from about 19 million in 1956 to more than 84 million by July 2020. However, Iran's fertility rate has dropped significantly in recent years, coming down from a fertility rate of 6.5 per woman to just a little more than 2 two decades later, leading to a population growth rate of about 1.39% as of 2018. Due to its young population, studies project that the growth will continue to slow until it stabilizes around 105 million by 2050.
Iran hosts one of the largest refugee populations in the world, with almost one million refugees, mostly from Afghanistan and Iraq. Since 2006, Iranian officials have been working with the UNHCR and Afghan officials for their repatriation. According to estimates, about five million Iranian citizens have emigrated to other countries, mostly since the 1979 Revolution.
According to the Iranian Constitution, the government is required to provide every citizen of the country with access to social security, covering retirement, unemployment, old age, disability, accidents, calamities, health and medical treatment and care services. This is covered by tax revenues and income derived from public contributions.
Languages
The majority of the population speak Persian, which is also the official language of the country. Others include speakers of a number of other Iranian languages within the greater Indo-European family, and languages belonging to some other ethnicities living in Iran.
In northern Iran, mostly confined to Gilan and Mazenderan, the Gilaki and Mazenderani languages are widely spoken, both having affinities to the neighboring Caucasian languages. In parts of Gilan, the Talysh language is also widely spoken, which stretches up to the neighboring Republic of Azerbaijan. Varieties of Kurdish are widely spoken in the province of Kurdistan and nearby areas. In Khuzestan, several distinct varieties of Persian are spoken. Luri and Lari are also spoken in southern Iran.
Azerbaijani, which is by far the most spoken language in the country after Persian, as well as a number of other Turkic languages and dialects, is spoken in various regions of Iran, especially in the region of Azerbaijan.
Notable minority languages in Iran include Armenian, Georgian, Neo-Aramaic, and Arabic. Khuzi Arabic is spoken by the Arabs in Khuzestan, as well as the wider group of Iranian Arabs. Circassian was also once widely spoken by the large Circassian minority, but, due to assimilation over the many years, no sizable number of Circassians speak the language anymore.
Percentages of spoken language continue to be a point of debate, as many opt that they are politically motivated; most notably regarding the largest and second largest ethnicities in Iran, the Persians and Azerbaijanis. Percentages given by the CIA's World Factbook include 53% Persian, 16% Azerbaijani, 10% Kurdish, 7% Mazenderani and Gilaki, 7% Luri, 2% Turkmen, 2% Balochi, 2% Arabic, and 2% the remainder Armenian, Georgian, Neo-Aramaic, and Circassian.
Ethnic groups
As with the spoken languages, the ethnic group composition also remains a point of debate, mainly regarding the largest and second largest ethnic groups, the Persians and Azerbaijanis, due to the lack of Iranian state censuses based on ethnicity. The CIA's World Factbook has estimated that around 79% of the population of Iran are a diverse Indo-European ethno-linguistic group that comprise speakers of various Iranian languages, with Persians (including Mazenderanis and Gilaks) constituting 61% of the population, Kurds 10%, Lurs 6%, and Balochs 2%. Peoples of other ethno-linguistic groups make up the remaining 21%, with Azerbaijanis constituting 16%, Arabs 2%, Turkmens and other Turkic tribes 2%, and others (such as Armenians, Talysh, Georgians, Circassians, Assyrians) 1%.
The Library of Congress issued slightly different estimates: 65% Persians (including Mazenderanis, Gilaks, and the Talysh), 16% Azerbaijanis, 7% Kurds, 6% Lurs, 2% Baloch, 1% Turkic tribal groups (incl. Qashqai and Turkmens), and non-Iranian, non-Turkic groups (incl. Armenians, Georgians, Assyrians, Circassians, and Arabs) less than 3%. It determined that Persian is the first language of at least 65% of the country's population, and is the second language for most of the remaining 35%.
Religion
Twelver Shia Islam is the official state religion, to which about 90% to 95% of the population adhere. About 4% to 8% of the population are Sunni Muslims, mainly Kurds and Baloches. The remaining 2% are non-Muslim religious minorities, including Christians, Zoroastrians, Jews, Baháʼís, Mandeans, and Yarsanis.
A 2020 survey by the World Values Survey found that 96.6% of Iranians believe in Islam. On the other hand, another 2020 survey conducted online by an organization based outside of Iran found a much smaller percentage of Iranians identifying as Muslim (32.2% as Shia, 5.0% as Sunni, and 3.2% as Sufi), and a significant fraction not identifying with any organized religion (22.2% identifying as "None," and some others identifying as atheists, spiritual, agnostics, and secular humanists). According to the CIA World Factbook, around 90–95% of Iranian Muslims associate themselves with the Shia branch of Islam, the official state religion, and about 5–10% with the Sunni and Sufi branches of Islam.
There are a large population of adherents of Yarsanism, a Kurdish indigenous religion, making it the largest (unrecognized) minority religion in Iran. Its followers are mainly Gorani Kurds and certain groups of Lurs. They are based in Kurdistan Province, Kermanshah Province and Lorestan mainly.
Christianity, Judaism, Zoroastrianism, and the Sunni branch of Islam are officially recognized by the government, and have reserved seats in the Iranian Parliament. Historically, early Iranian religions such as the Proto-Iranic religion and the subsequent Zoroastrianism and Manichaeism were the dominant religions in Iran, particularly during the Median, Achaemenid, Parthian, and Sasanian eras. This changed after the fall of the Sasanian Empire by the centuries-long Islamization that followed the Muslim Conquest of Iran. Iran was predominantly Sunni until the conversion of the country (as well as the people of what is today the neighboring Republic of Azerbaijan) to Shia Islam by the order of the Safavid dynasty in the 16th century.
Judaism has a long history in Iran, dating back to the Achaemenid conquest of Babylonia. Although many left in the wake of the establishment of the State of Israel and the 1979 Revolution, about 8,756 to 25,000 Jewish people live in Iran. Iran has the largest Jewish population in the Middle East outside of Israel.
Around 250,000 to 370,000 Christians reside in Iran, and Christianity is the country's largest recognized minority religion. Most are of Armenian background, as well as a sizable minority of Assyrians. A large number of Iranians have converted to Christianity from the predominant Shia Islam.
The Baháʼí Faith is not officially recognized and has been subject to official persecution. According to the United Nations Special Rapporteur on Human Rights in Iran, Baháʼís are the largest non-Muslim religious minority in Iran, with an estimated 350,000 adherents. Since the 1979 Revolution, the persecution of Baháʼís has increased with executions and denial of civil rights, especially the denial of access to higher education and employment.
Iranian officials have continued to support the rebuilding and renovation of Armenian churches in the Islamic Republic. The Armenian Monastic Ensembles of Iran has also received continued support. In 2019, the Iranian government registered the Holy Savior Cathedral, commonly referred to as Vank Cathedral, in the New Julfa district of Isfahan, as a UNESCO World Heritage Site, with significant expenditures for its congregation. Currently three Armenian churches in Iran have been included in the UNESCO World Heritage List.
Culture
The earliest attested cultures in Iran date back to the Lower Paleolithic. Owing to its geopolitical position, Iran has influenced cultures as far as Greece and Italy to the west, Russia to the north, the Arabian Peninsula to the south, and south and east Asia to the east.
Art
The art of Iran encompasses many disciplines, including architecture, stonemasonry, metalworking, weaving, pottery, painting, and calligraphy. Iranian works of art show a great variety in style, in different regions and periods. The art of the Medes remains obscure, but has been theoretically attributed to the Scythian style. The Achaemenids borrowed heavily from the art of their neighboring civilizations, but produced a synthesis of a unique style, with an eclectic architecture remaining at sites such as Persepolis and Pasargadae. Greek iconography was imported by the Seleucids, followed by the recombination of Hellenistic and earlier Near Eastern elements in the art of the Parthians, with remains such as the Temple of Anahita and the Statue of the Parthian Nobleman. By the time of the Sasanians, Iranian art came across a general renaissance. Although of unclear development, Sasanian art was highly influential, and spread into far regions. Taq-e-Bostan, Taq-e-Kasra, Naqsh-e-Rostam, and the Shapur-Khwast Castle are among the surviving monuments from the Sasanian period.
During the Middle Ages, Sasanian art played a prominent role in the formation of both European and Asian medieval art, which carried forward to the Islamic world, and much of what later became known as Islamic learning—including medicine, architecture, philosophy, philology, and literature—were of Sasanian basis.
The Safavid era is known as the Golden Age of Iranian art, and Safavid works of art show a far more unitary development than in any other period, as part of a political evolution that reunified Iran as a cultural entity. Safavid art exerted noticeable influences upon the neighboring Ottomans, the Mughals, and the Deccans, and was also influential through its fashion and garden architecture on 11th–17th-century Europe.
Iran's contemporary art traces its origins back to the time of Kamal-ol-Molk, a prominent realist painter at the court of the Qajar dynasty who affected the norms of painting and adopted a naturalistic style that would compete with photographic works. A new Iranian school of fine art was established by Kamal-ol-Molk in 1928, and was followed by the so-called "coffeehouse" style of painting.
Iran's avant-garde modernists emerged by the arrival of new western influences during World War II. The vibrant contemporary art scene originates in the late 1940s, and Tehran's first modern art gallery, Apadana, was opened in September 1949 by painters Mahmud Javadipur, Hosein Kazemi, and Hushang Ajudani. The new movements received official encouragement by the mid-1950s, which led to the emergence of artists such as Marcos Grigorian, signaling a commitment to the creation of a form of modern art grounded in Iran.
Architecture
The history of architecture in Iran goes back to the seventh millennium BC. Iranians were among the first to use mathematics, geometry and astronomy in architecture. Iranian architecture displays great variety, both structural and aesthetic, developing gradually and coherently out of earlier traditions and experience. The guiding motif of Iranian architecture is its cosmic symbolism, "by which man is brought into communication and participation with the powers of heaven".
Iran ranks seventh among UNESCO's list of countries with the most archaeological ruins and attractions from antiquity.
Traditionally, the guiding formative motif of Iranian architecture has been its cosmic symbolism "by which man is brought into communication and participation with the powers of heaven". This theme has not only given unity and continuity to the architecture of Persia, but has been a primary source of its emotional character as well.
According to Persian historian and archaeologist Arthur Pope, the supreme Iranian art, in the proper meaning of the word, has always been its architecture. The supremacy of architecture applies to both pre- and post-Islamic periods.
Weaving
Iran's carpet-weaving has its origins in the Bronze Age, and is one of the most distinguished manifestations of Iranian art. Iran is the world's largest producer and exporter of handmade carpets, producing three-quarters of the world's total output and having a share of 30% of world's export markets.
Literature
Iran's oldest literary tradition is that of Avestan, the Old Iranian sacred language of the Avesta, which consists of the legendary and religious texts of Zoroastrianism and the ancient Iranian religion, with its earliest records dating back to the pre-Achaemenid times.
Of the various modern languages used in Iran, Persian, various dialects of which are spoken throughout the Iranian Plateau, has the most influential literature. Persian has been dubbed as a worthy language to serve as a conduit for poetry, and is considered one of the four main bodies of world literature. In spite of originating from the region of Persis (better known as Persia) in southwestern Iran, the Persian language was used and developed further through Persianate societies in Asia Minor, Central Asia, and South Asia, leaving massive influences on Ottoman and Mughal literatures, among others.
Iran has a number of famous medieval poets, most notably Rumi, Ferdowsi, Hafez, Saadi Shirazi, Omar Khayyam, and Nezami Ganjavi. Iranian literature also inspired writers such as Johann Wolfgang von Goethe, Henry David Thoreau, and Ralph Waldo Emerson.
Philosophy
Iranian philosophy originates from Indo-European roots, with Zoroaster's reforms having major influences.
According to The Oxford Dictionary of Philosophy, the chronology of the subject and science of philosophy starts with the Indo-Iranians, dating this event to 1500 BC. The Oxford dictionary also states, "Zarathushtra's philosophy entered to influence Western tradition through Judaism, and therefore on Middle Platonism."
While there are ancient relations between the Indian Vedas and the Iranian Avesta, the two main families of the Indo-Iranian philosophical traditions were characterized by fundamental differences, especially in their implications for the human being's position in society and their view of man's role in the universe.
The Cyrus Cylinder, which is known as "the first charter of human rights", is often seen as a reflection of the questions and thoughts expressed by Zoroaster, and developed in Zoroastrian schools of the Achaemenid era. The earliest tenets of Zoroastrian schools are part of the extant scriptures of the Zoroastrian religion in Avestan. Among them are treatises such as the Zatspram, Shkand-gumanik Vizar, and Denkard, as well as older passages of the Avesta and the Gathas.
The current trends in Iranian philosophy have grown limited in scope because of Islamic frames of thought although the liberal ways of thought remain open to be generated in Iranian publications by Iranian intellectuals, especially outside Iran, where the Iranian regime has less power to restrict Iranian thought and philosophy.
Mythology
Iranian mythology consists of ancient Iranian folklore and stories, all involving extraordinary beings, reflecting attitudes towards the confrontation of good and evil, actions of the gods, and the exploits of heroes and fabulous creatures.
Myths play a crucial part in Iranian culture, and understanding of them is increased when they are considered within the context of actual events in Iranian history. The geography of Greater Iran, a vast area covering present-day Iran, the Caucasus, Anatolia, Mesopotamia and Central Asia, with its high mountain ranges, plays the main role in much of Iranian mythology.
Tenth-century Persian poet Ferdowsi's long epic poem Šāhnāme ("Book of Kings"), which is for the most part based on Xwadāynāmag, a Middle Persian compilation of the history of Iranian kings and heroes from mythical times down to the reign of Chosroes II, is considered the national epic of Iran. It draws heavily on the stories and characters of the Zoroastrian tradition, from the texts of the Avesta, the Denkard, and the Bundahishn.
Music
Iran is the apparent birthplace of the earliest complex instruments, dating back to the third millennium BC. The use of both vertical and horizontal angular harps have been documented at the sites Madaktu and Kul-e Farah, with the largest collection of Elamite instruments documented at Kul-e Farah. Multiple depictions of horizontal harps were also sculpted in Assyrian palaces, dating back between 865 and 650 BC.
Xenophon's Cyropaedia mentions a great number of singing women at the court of the Achaemenid Empire. Athenaeus of Naucratis, in his Deipnosophistae, points out to the capture of Achaemenid singing girls at the court of the last Achaemenid king Darius III (336–330 BC) by Macedonian general Parmenion. Under the Parthian Empire, the gōsān (Parthian for "minstrel") had a prominent role in the society. According to Plutarch's Life of Crassus (32.3), they praised their national heroes and ridiculed their Roman rivals. Likewise, Strabo's Geographica reports that the Parthian youth were taught songs about "the deeds both of the gods and of the noblest men".
The history of Sasanian music is better documented than the earlier periods, and is especially more evident in Avestan texts. By the time of Chosroes II, the Sasanian royal court hosted a number of prominent musicians, namely Azad, Bamshad, Barbad, Nagisa, Ramtin, and Sarkash.
Iranian traditional musical instruments include string instruments such as chang (harp), qanun, santur, rud (oud, barbat), tar, dotar, setar, tanbur, and kamanche, wind instruments such as sorna (zurna, karna) and ney, and percussion instruments such as tompak, kus, daf (dayere), and naqare.
Iran's first symphony orchestra, the Tehran Symphony Orchestra, was founded by Qolam-Hoseyn Minbashian in 1933. It was reformed by Parviz Mahmoud in 1946, and is currently Iran's oldest and largest symphony orchestra. Later, by the late 1940s, Ruhollah Khaleqi founded the country's first national music society, and established the School of National Music in 1949.
Iranian pop music has its origins in the Qajar era. It was significantly developed since the 1950s, using indigenous instruments and forms accompanied by electric guitar and other imported characteristics. The emergence of genres such as rock in the 1960s and hip hop in the 2000s also resulted in major movements and influences in Iranian music.
Theater
The earliest recorded representations of dancing figures within Iran were found in prehistoric sites such as Tepe Sialk and Tepe Mūsīān. The oldest Iranian initiation of theater and the phenomena of acting can be traced in the ancient epic ceremonial theaters such as Sug-e Siāvuš ("mourning of Siāvaš"), as well as dances and theater narrations of Iranian mythological tales reported by Herodotus and Xenophon.
Iran's traditional theatrical genres include Baqqāl-bāzi ("grocer play", a form of slapstick comedy), Ruhowzi (or Taxt-howzi, comedy performed over a courtyard pool covered with boards), Siāh-bāzi (in which the central comedian appears in blackface), Sāye-bāzi (shadow play), Xeyme-šab-bāzi (marionette), and Arusak-bāzi (puppetry), and Ta'zie (religious tragedy plays).
Before the 1979 Revolution, the Iranian national stage had become a famous performing scene for known international artists and troupes, with the Roudaki Hall of Tehran constructed to function as the national stage for opera and ballet. Opened on 26 October 1967, the hall is home to the Tehran Symphony Orchestra, the Tehran Opera Orchestra, and the Iranian National Ballet Company, and was officially renamed Vahdat Hall after the 1979 Revolution.
Loris Tjeknavorian's Rostam and Sohrab, based on the tragedy of Rostam and Sohrab from Ferdowsi's epic poem Šāhnāme, is an example of opera with Persian libretto. Tjeknavorian, a celebrated Iranian Armenian composer and conductor, composed it in 25 years, and it was finally performed for the first time at Tehran's Roudaki Hall, with Darya Dadvar in the role of Tahmina.
Cinema and animation
A third-millennium BC earthen goblet discovered at the Burnt City, a Bronze Age urban settlement in southeastern Iran, depicts what could possibly be the world's oldest example of animation. The artifact, associated with Jiroft, bears five sequential images depicting a wild goat jumping up to eat the leaves of a tree. The earliest attested Iranian examples of visual representations, however, are traced back to the bas-reliefs of Persepolis, the ritual center of the Achaemenid Empire. The figures at Persepolis remain bound by the rules of grammar and syntax of visual language. The Iranian visual arts reached a pinnacle by the Sasanian era, and several works from this period have been found to articulate movements and actions in a highly sophisticated manner. It is even possible to see a progenitor of the cinematic close-up shot in one of these works of art, which shows a wounded wild pig escaping from the hunting ground.
By the early 20th century, the five-year-old industry of cinema came to Iran. The first Iranian filmmaker was probably Mirza Ebrahim (Akkas Bashi), the court photographer of Mozaffar-ed-Din Shah of the Qajar dynasty. Mirza Ebrahim obtained a camera and filmed the Qajar ruler's visit to Europe. Later in 1904, Mirza Ebrahim (Sahhaf Bashi), a businessman, opened the first public movie theater in Tehran. After him, several others like Russi Khan, Ardeshir Khan, and Ali Vakili tried to establish new movie theaters in Tehran. Until the early 1930s, there were around 15 cinema theaters in Tehran and 11 in other provinces. The first Iranian feature film, Abi and Rabi, was a silent comedy directed by Ovanes Ohanian in 1930. The first sounded one, Lor Girl, was produced by Ardeshir Irani and Abd-ol-Hosein Sepanta in 1932.
Iran's animation industry began by the 1950s, and was followed by the establishment of the influential Institute for the Intellectual Development of Children and Young Adults in January 1965. The 1960s was a significant decade for Iranian cinema, with 25 commercial films produced annually on average throughout the early 60s, increasing to 65 by the end of the decade. The majority of the production focused on melodrama and thrillers. With the screening of the films Qeysar and The Cow, directed by Masoud Kimiai and Dariush Mehrjui respectively in 1969, alternative films set out to establish their status in the film industry and Bahram Beyzai's Downpour and Nasser Taghvai's Tranquility in the Presence of Others followed soon. Attempts to organize a film festival, which had begun in 1954 within the framework of the Golrizan Festival, resulted in the festival of Sepas in 1969. The endeavors also resulted in the formation of the Tehran's World Film Festival in 1973.
After the Revolution of 1979, and following the Cultural Revolution, a new age emerged in Iranian cinema, starting with Long Live! by Khosrow Sinai and followed by many other directors, such as Abbas Kiarostami and Jafar Panahi. Kiarostami, an acclaimed Iranian director, planted Iran firmly on the map of world cinema when he won the Palme d'Or for Taste of Cherry in 1997. The continuous presence of Iranian films in prestigious international festivals, such as the Cannes Film Festival, the Venice Film Festival, and the Berlin International Film Festival, attracted world attention to Iranian masterpieces. In 2006, six Iranian films, of six different styles, represented Iranian cinema at the Berlin International Film Festival. Critics considered this a remarkable event in the history of Iranian cinema.
Asghar Farhadi, a well-known Iranian director, has received a Golden Globe Award and two Academy Awards, representing Iran for Best Foreign Language Film in 2012 and 2017. In 2012, he was named as one of the 100 Most Influential People in the world by the American news magazine Time.
Observances
Iran's official New Year begins with Nowruz, an ancient Iranian tradition celebrated annually on the vernal equinox. It is enjoyed by people adhering to different religions, but is considered a holiday for the Zoroastrians. It was registered on the UNESCO's list of Masterpieces of the Oral and Intangible Heritage of Humanity in 2009, described as the Persian New Year, shared with a number of other countries in which it has historically been celebrated.
On the eve of the last Wednesday of the preceding year, as a prelude to Nowruz, the ancient festival of Čāršanbe Suri celebrates Ātar ("fire") by performing rituals such as jumping over bonfires and lighting off firecrackers and fireworks. The Nowruz celebrations last by the end of the 13th day of the Iranian year (Farvardin 13, usually coincided with 1or 2April), celebrating the festival of Sizdebedar, during which the people traditionally go outdoors to picnic.
Yaldā, another nationally celebrated ancient tradition, commemorates the ancient goddess Mithra and marks the longest night of the year on the eve of the winter solstice (; usually falling on 20 or 21 December), during which families gather together to recite poetry and eat fruits—particularly the red fruits watermelon and pomegranate, as well as mixed nuts. In some regions of the provinces of Mazanderan and Markazi, there is also the midsummer festival of Tirgān, which is observed on Tir 13 (2 or 3July) as a celebration of water.
Alongside the ancient Iranian celebrations, Islamic annual events such as Ramezān, Eid e Fetr, and Ruz e Āšurā are marked by the country's large Muslim population, Christian traditions such as Noel, Čelle ye Ruze, and Eid e Pāk are observed by the Christian communities, Jewish traditions such as Purim, Hanukā, and Eid e Fatir (Pesah) are observed by the Jewish communities, and Zoroastrian traditions such as Sade and Mehrgān are observed by the Zoroastrians.
Public holidays
Iran's official calendar is the Solar Hejri calendar, beginning at the vernal equinox in the Northern Hemisphere, which was first enacted by the Iranian Parliament on 31 March 1925. Each of the 12 months of the Solar Hejri calendar correspond with a zodiac sign, and the length of each year is absolutely solar. The months are named after the ancient Iranian months, namely Farvardin (), Ordibehešt (), Xordād (), Tir (), Amordād (), Šahrivar (), Mehr (), Ābān (), Āzar (), Dey (), Bahman (), and Esfand ().
Alternatively, the Lunar Hejri calendar is used to indicate Islamic events, and the Gregorian calendar remarks the international events.
Legal public holidays based on the Iranian solar calendar include the cultural celebrations of Nowruz (Farvardin 1–4; 21–24 March) and Sizdebedar (Farvardin 13; 2April), and the political events of Islamic Republic Day (Farvardin 12; 1April), the death of Ruhollah Khomeini (Khordad 14; 4June), the Khordad 15 event (Khordad 15; 5June), the anniversary of the 1979 Revolution (Bahman 22; 10 February), and Oil Nationalization Day (Esfand 29; 19 March).
Lunar Islamic public holidays include Tasua (Muharram 9; 30 September), Ashura (Muharram 10; 1October), Arba'een (Safar 20; 10 November), the death of Muhammad (Safar 28; 17 November), the death of Ali al-Ridha (Safar 29 or 30; 18 November), the birthday of Muhammad (Rabi-al-Awwal 17; 6December), the death of Fatimah (Jumada-al-Thani 3; 2March), the birthday of Ali (Rajab 13; 10 April), Muhammad's first revelation (Rajab 27; 24 April), the birthday of Muhammad al-Mahdi (Sha'ban 15; 12 May), the death of Ali (Ramadan 21; 16 June), Eid al-Fitr (Shawwal 1–2; 26–27 June), the death of Ja'far al-Sadiq (Shawwal 25; 20 July), Eid al-Qurban (Zulhijja 10; 1September), and Eid al-Qadir (Zulhijja 18; 9September).
Cuisine
Due to its variety of ethnic groups and the influences from the neighboring cultures, the cuisine of Iran is diverse. Herbs are frequently used, along with fruits such as plums, pomegranate, quince, prunes, apricots, and raisins. To achieve a balanced taste, characteristic flavorings such as saffron, dried lime, cinnamon, and parsley are mixed delicately and used in some special dishes. Onion and garlic are commonly used in the preparation of the accompanying course, but are also served separately during meals, either in raw or pickled form.
Iranian cuisine includes a wide range of main dishes, including various types of kebab, pilaf, stew (khoresh), soup and āsh, and omelette. Lunch and dinner meals are commonly accompanied by side dishes such as plain yogurt or mast-o-khiar, sabzi, salad Shirazi, and torshi, and might follow dishes such as borani, Mirza Qasemi, or kashk e bademjan as the appetizer.
In Iranian culture, tea () is widely consumed. Iran is the world's seventh major tea producer, and a cup of tea is typically the first thing offered to a guest. One of Iran's most popular desserts is the falude, consisting of vermicelli in a rose water syrup, which has its roots in the fourth century BC. There is also the popular saffron ice cream, known as bastani sonnati ("traditional ice cream"), which is sometimes accompanied with carrot juice. Iran is also famous for its caviar.
Sports
Iran is most likely the birthplace of polo, locally known as čowgān, with its earliest records attributed to the ancient Medes. Freestyle wrestling is traditionally considered the national sport of Iran, and the national wrestlers have been world champions on many occasions. Iran's traditional wrestling, called košti e pahlevāni ("heroic wrestling"), is registered on UNESCO's Intangible Cultural Heritage list.
Being a mountainous country, Iran is a venue for skiing, snowboarding, hiking, rock climbing, and mountain climbing. It is home to several ski resorts, the most famous being Tochal, Dizin, and Shemshak, all within one to three hours traveling from the capital city Tehran. The resort of Tochal, located in the Alborz mountain rage, is the world's fifth-highest ski resort ( at its highest station).
Iran's National Olympic Committee was founded in 1947. Wrestlers and weightlifters have achieved the country's highest records at the Olympics. In September 1974, Iran became the first country in West Asia to host the Asian Games. The Azadi Sport Complex, which is the largest sport complex in Iran, was originally built for this occasion.
Football has been regarded as the most popular sport in Iran, with the men's national team having won the Asian Cup on three occasions. The men's national team has maintained its position as Asia's best team, ranking 1st in Asia and 22nd in the world according to the FIFA World Rankings ().
Volleyball is the second most popular sport in Iran. Having won the 2011 and 2013 Asian Men's Volleyball Championships, the men's national team is currently the strongest team in Asia, and ranks eighth in the FIVB World Rankings ().
Kabaddi is one of the most popular sports played in Iran as Iran national kabaddi team are considered as one of the toughest and best team in Kabaddi having produced the greatest players namely Fazel Atrachali,Meraj Sheykh,Abolfazl Maghsoudlou,Abozar Mohajer Mighani,Mohammad Esmaeil Nabibakhsh,Hadi Oshtorak,Hadi Tajik, Mohsen Maghsoudlou and many more international stars.
Basketball is also popular, with the men's national team having won three Asian Championships since 2007.
In 2016, Iran made global headlines for international female champions boycotting tournaments in Iran in chess (U.S. Woman Grandmaster Nazí Paikidze) and in shooting (Indian world champion Heena Sidhu), as they refused to enter a country where they would be forced to wear a hijab.
Media
Iran is one of the countries with the worst freedom of the press situation, ranking 174th out of 180 countries on the Press Freedom Index (as of 2021). The Ministry of Culture and Islamic Guidance is Iran's main government department responsible for the cultural policy, including activities regarding communications and information.
Iran's first newspapers were published during the reign of Naser al-Din Shah of the Qajar dynasty in the mid-19th century. Most of the newspapers published in Iran are in Persian, the country's official language. The country's most widely circulated periodicals are based in Tehran, among which are Etemad, Ettela'at, Kayhan, Hamshahri, Resalat, and Shargh. Tehran Times, Iran Daily, and Financial Tribune are among English-language newspapers based in Iran.
Television was introduced in Iran in 1958. Although the 1974 Asian Games were broadcast in color, full color programming began in 1978. Since the 1979 Revolution, Iran's largest media corporation is the Islamic Republic of Iran Broadcasting (IRIB). Despite the restrictions on non-domestic television, about 65% of the residents of the capital city and about 30 to 40% of the residents outside the capital city access worldwide television channels through satellite dishes, although observers state that the figures are likely to be higher.
Iran received access to the Internet in 1993. According to Internet World Stats, , around 69.1% of the population of Iran are Internet users. Iran ranks 17th among countries by number of Internet users. According to the statistics provided by the web information company of Alexa, Google Search is Iran's most widely used search engine and Instagram is the most popular online social networking service. Direct access to many worldwide mainstream websites has been blocked in Iran, including Facebook, which has been blocked since 2009 due to the organization of anti-governmental protests on the website. However, , Facebook has around 40 million subscribers based in Iran (48.8% of the population) who use virtual private networks and proxy servers to access the website. Some of the officials themselves have verified accounts on the social networking websites that are blocked by the authorities, including Facebook and Twitter. About 90% of Iran's e-commerce takes place on the Iranian online store of Digikala, which has around 750,000 visitors per day and more than 2.3 million subscribers and is the most visited online store in the Middle East.
Fashion and clothing
Fashion in Iran is divided into several historical periods. The exact date of the emergence of weaving in Iran is not yet known, but it is likely to coincide with the emergence of civilization. Clothing in Iran is mentioned in Persian mythology. Ferdowsi and many historians have considered Keyumars to be the inventor of the use of animals' skin and hair as clothing. Some historians have also mentioned Hushang as the first inventor of the use of living skins as clothing. Ferdowsi considers Tahmuras to be a kind of textile initiator in Iran. There are historical discoveries in northern Iran from about 6,000 BC that refer to wool weaving at the time. Other discoveries in central Iran dating back to 4200 BC have shown that the animals' skin has not been the only clothing worn on the Iranian Plateau since those years. The clothing of ancient Iran took an advanced form, and the fabric and color of clothing became very important at that time. Depending on the social status, eminence, climate of the region and the season, Persian clothing during the Achaemenian period took various forms. The philosophy used in this clothing, in addition to being functional, also had an aesthetic role.
Beauty pageant festivals inside Iran were not held after the 1979 revolution, and the last selection ceremony of the "beauty queen of Iran" was held in 1978 in this country. Since then, a high number of Iranian girls participated in the Beauty pageant and Miss Universe outside of Iran. Sahar Biniaz (Miss Universe Canada 2012) and Shermineh Shahrivar (Miss Germany and Miss Europe) are examples of Iranian models outside Iran. Girls of Enghelab Street was a series of protests in 2017–2019 against a compulsory hijab in Iran.
See also
List of Iran-related topics
Outline of Iran
Name of Iran
Explanatory notes
References
Bibliography
Iran: A Country Study. 2008, Washington, DC: Library of Congress, 354 pp.
External links
The e-office of the Supreme Leader of Iran
The President of Iran
Iran.ir
Iran. The World Factbook. Central Intelligence Agency.
6th-century BC establishments
Countries in Asia
G15 nations
Iranian countries and territories
Iranian Plateau
Islamic republics
Member states of OPEC
Member states of the Organisation of Islamic Cooperation
Current member states of the United Nations
Middle Eastern countries
Near Eastern countries
Persian-speaking countries and territories
Persia
States and territories established in the 6th century BC
States and territories established in 1979
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14664 | https://en.wikipedia.org/wiki/History%20of%20Iraq | History of Iraq | Iraq is a country in Western Asia that largely corresponds with the territory of ancient Mesopotamia, the easternmost portion of the Fertile Crescent that is situated along the banks of the Tigris and Euphrates rivers. The present-day borders of Iraq were established following the dissolution and partition of the Ottoman Empire at the end of World War I, with the former vilayets of Baghdad, Basra, and Mosul being placed under British administration. The Hashemite Kingdom of Iraq, which existed as a British mandate from 1921–1932, was created after the failed Iraqi revolt against British rule in 1920 and finalized with the Anglo-Iraqi treaty of 1922. Encompassed within Iraqi territory is the ancient land of Sumer, which came into being between 6,000 and 5,000 BC during the Neolithic Ubaid period of Mesopotamian history, and is widely considered the oldest civilization in recorded history. It is also the historic center of the Akkadian, Neo-Sumerian, Babylonian, Neo-Assyrian, and Neo-Babylonian empires, a succession of local ruling dynasties that reigned over Lower Mesopotamia and various other regions of the Ancient Near East during the Bronze and Iron Ages. This era of self-rule lasted until 539 BC, when most of Mesopotamia was conquered by the Persian Achaemenid Empire under Cyrus the Great, who proclaimed himself "King of Babylon". The ancient city of the same name, which had been the titular center of both Babylonian civilizations, became the most important of the four Archaemenid capitals. Iraq during antiquity witnessed some of the world's earliest writing, literature, sciences, mathematics, laws and philosophies; hence its common epithet, the Cradle of Civilization.
Over the next 700 years, the regions forming modern Iraq came under Greek, Parthian, and Roman rule, with the Greeks and Parthians establishing new imperial capitals in the area with the cities of Seleucia and Ctesiphon, respectively. By the 3rd century AD, when the area once again fell under Persian (Sasanian) control, nomadic Arab tribesmen originating from South Arabia (consisting mostly of modern-day Yemen) began to migrate and settle within Lower Mesopotamia, culminating in the creation of the Sassanid-aligned Lakhmid Kingdom in around 300 AD; the Arabic name al-ʿIrāq dates to roughly this time. The Sassanid Empire was eventually conquered by the Rashidun Caliphate in the 7th century, with Iraq specifically falling under Islamic rule following the Battle of al-Qadisiyyah in 636. The city of Kufa was founded shortly thereafter in close proximity to the previous Lakhmid capital of Al-Hirah, and it became the home of the Rashidun dynasty from 656 until their overthrow by the Umayyads in 661. For nearly a century thereafter, the Umayyad Caliphate would use Damascus as its administrative capital. With the rise of the Abbasids in 750, Iraq once again became the center of Caliphate rule—first in Kufa from 750-752, then in Anbar for the following decade, and finally in the city of Baghdad after its founding in 762 (with al-Rūmīya serving as temporary capital for a few months prior). Baghdad would remain the capital of the Abbasid Caliphate for the majority of its existence, during which time it became the cultural and intellectual center of the world in what is known today as the Islamic Golden Age. Baghdad's rapid growth and prosperity in the 9th century would be followed by a period of stagnation in the 10th century due to the Buwayhid and Seljuq invasions, but it remained of central importance until the Mongol invasion of 1258. After this, Iraq became a province of the Turco-Mongol Ilkhanate and declined in importance. After the disintegration of the Ilkhanate, Iraq was ruled by the Jalairids and Kara Koyunlu until its eventual absorption into the Ottoman Empire in the 16th century, intermittently falling under Iranian Safavid and Mamluk control.
Ottoman rule ended with World War I, after which the British Empire administered Mandatory Iraq alongside a nominally self-governing Hashemite monarchy headed by King Faisal I. The Kingdom of Iraq was eventually granted full independence in 1932 under the terms of the Anglo-Iraqi Treaty, signed by High Commissioner Francis Humphrys and Iraqi Prime Minister Nuri al-Said two years prior. A republic formed in 1958 following a coup d'état. Saddam Hussein governed from 1968 to 2003, into which period fall the Iran–Iraq War and the Gulf War. Saddam Hussein was deposed following the 2003 invasion of Iraq. Over the following years in the U.S. occupation of Iraq, Iraq disintegrated into a civil war from 2006 to 2008, and the situation deteriorated in 2011 which later escalated into a renewed war following ISIL gains in the country in 2014. By 2015, Iraq was effectively divided, the central and southern part being controlled by the government, the northwest by the Kurdistan Regional Government and the western part by the Islamic State. IS was expelled from Iraq in 2017, but a low-intensity ISIL insurgency continues mostly in the rural parts of northern western parts of the country, due to Iraq's long border with Syria.
Prehistory
During 1957–1961 Shanidar Cave was excavated by Ralph Solecki and his team from Columbia University, and nine skeletons of Neanderthal man of varying ages and states of preservation and completeness (labelled Shanidar I–IX) were discovered dating from 60,000–80,000 years BP. A tenth individual was recently discovered by M. Zeder during examination of a faunal assemblage from the site at the Smithsonian Institution. The remains seemed to Zeder to suggest that Neanderthals had funeral ceremonies, burying their dead with flowers (although the flowers are now thought to be a modern contaminant), and that they took care of injured and elderly individuals.
Mesopotamia is the site of the earliest developments of the Neolithic Revolution from around 10,000 BC. It has been identified as having "inspired some of the most important developments in human history including the invention of the wheel, the planting of the first cereal crops and the development of cursive script, Mathematics, Astronomy and Agriculture."
Ancient Mesopotamia
Bronze Age
Sumer emerged as the civilization of Lower Mesopotamia out of the prehistoric Ubaid period (mid-6th millennium BC) in the Early Bronze Age (Uruk period)
Classical Sumer ends with the rise of the Akkadian Empire in the 24th century BC. Following the Gutian period, the Ur III kingdom was once again able to unite large parts of southern and central Mesopotamia under a single ruler in the 21st century. It may have eventually disintegrated due to Amorite incursions. The Amorite dynasty of Isin persisted until c. 1600 BC, when southern Mesopotamia was united under Kassite Babylonian rule.
The north of Mesopotamia had become the Akkadian-speaking state of Assyria by the late 25th century BC. Along with the rest of Mesopotamia it was ruled by Akkadian kings from the late 24th to mid 22nd centuries BC, after which it once again became independent.
Babylonia was a state in Lower Mesopotamia with Babylon as its capital. It was founded as an independent state by an Amorite king named Sumuabum in 1894 BC.
Akkadian gradually replaced Sumerian as the spoken language of Mesopotamia somewhere around the turn of the 3rd and the 2nd millennium BC, but Sumerian continued to be used as a written or ceremonial language in Mesopotamia well into the period of classical antiquity.
Babylonia emerged from the Amorite dynasties (c. 1900 BC) when Hammurabi (c. 1792–1750 BC), unified the territories of the former kingdoms of Sumer and Akkad.
During the early centuries of what is called the "Amorite period", the most powerful city-states were Isin and Larsa, although Shamshi-Adad I came close to uniting the more northern regions around Assur and Mari. One of these Amorite dynasties was established in the city-state of Babylon, which would ultimately take over the others and form the first Babylonian empire, during what is also called the Old Babylonian Period.
Assyria was an Akkadian (East Semitic) kingdom in Upper Mesopotamia, that came to rule regional empires a number of times through history. It was named for its original capital, the ancient city of Assur (Akkadian ).
Of the early history of the kingdom of Assyria, little is positively known. In the Assyrian King List, the earliest king recorded was Tudiya. He was a contemporary of Ibrium of Ebla who appears to have lived in the late 25th or early 24th century BC, according to the king list. The foundation of the first true urbanised Assyrian monarchy was traditionally ascribed to Ushpia a contemporary of Ishbi-Erra of Isin and Naplanum of Larsa. c. 2030 BC.
Assyria had a period of empire from the 19th to 18th centuries BC. From the 14th to 11th centuries BC Assyria once more became a major power with the rise of the Middle Assyrian Empire.
Iron Age
The Neo-Assyrian Empire (911–609 BC) was the dominant political force in the Ancient Near East during the Iron Age, eclipsing Babylonia, Egypt, Urartu and Elam.
During this period, Aramaic was also made an official language of the empire, alongside the Akkadian language.
The Neo-Babylonian Empire (626–539 BC)
marks the final period of the history of the Ancient Near East preceding Persian conquest.
A year after the death of the last strong Assyrian ruler, Assurbanipal, in 627 BC, the Assyrian empire spiralled into a series of brutal civil wars. Babylonia rebelled under Nabopolassar, a member of the Chaldean tribe which had migrated from the Levant to south eastern Babylonia in the early 9th century BC. In alliance with the Medes, Persians, Scythians and Cimmerians, they sacked the city of Nineveh in 612 BC, and the seat of empire was transferred to Babylonia for the first time since the death of Hammurabi in the mid 18th century BC. This period witnessed a general improvement in economic life and agricultural production, and a great flourishing of architectural projects, the arts and science.
The Neo-Babylonian period ended with the reign of Nabonidus in 539 BC. To the east, the Persians had been growing in strength, and eventually Cyrus the Great established his dominion over Babylon.
Classical Antiquity
Achaemenid and Seleucid rule
Mesopotamia was conquered by the Achaemenid Persians under Cyrus the Great in 539 BC, and remained under Persian rule for two centuries.
The Persian Empire fell to Alexander of Macedon in 331 BC and came under Greek rule as part of the Seleucid Empire. Babylon declined after the founding of Seleucia on the Tigris, the new Seleucid Empire capital.
The Seleucid Empire at the height of its power stretched from the Aegean in the west to India in the east. It was a major center of Hellenistic culture that maintained the preeminence of Greek customs where a Greek political elite dominated, mostly in the urban areas. The Greek population of the cities who formed the dominant elite were reinforced by immigration from Greece.
Much of the eastern part of the empire was conquered by the Parthians under Mithridates I of Parthia in the mid-2nd century BC.
Parthian and Roman rule
At the beginning of the 2nd century AD, the Romans, led by emperor Trajan, invaded Parthia and conquered Mesopotamia, making it an imperial province. It was returned to the Parthians shortly after by Trajan's successor, Hadrian.
Christianity reached Mesopotamia in the 1st century AD, and Roman Syria in particular became the center of Eastern Rite Christianity and the Syriac literary tradition. Mandeism is also believed to have either originated there around this time or entered as Mandaeans sought refuge from Palestine.
Sumerian-Akkadian religious tradition disappeared during this period, as did the last remnants of cuneiform literacy, although temples were still being dedicated to the Assyrian national god Ashur in his home city as late as the 4th century.
Sassanid Empire
In the 3rd century AD, the Parthians were in turn succeeded by the Sassanid dynasty, which ruled Mesopotamia until the 7th-century Islamic invasion. The Sassanids conquered the independent states of Adiabene, Osroene, Hatra and finally Assur during the 3rd century. In the mid-6th century the Persian Empire under the Sassanid dynasty was divided by Khosrow I into four quarters, of which the western one, called Khvārvarān, included most of modern Iraq, and subdivided to provinces of Mishān, Asuristān (Assyria), Adiabene and Lower Media. The term Iraq is widely used in the medieval Arabic sources for the area in the center and south of the modern republic as a geographic rather than a political term, implying no greater precision of boundaries than the term "Mesopotamia" or, indeed, many of the names of modern states before the 20th century.
There was a substantial influx of Arabs in the Sassanid period.
Upper Mesopotamia came to be known as Al-Jazirah in Arabic (meaning "The Island" in reference to the "island" between the Tigris and Euphrates rivers), and Lower Mesopotamia came to be known as ʿIrāq-i ʿArab, meaning "the escarpment of the Arabs" (viz. to the south and east of "the island".
Until 602, the desert frontier of the Persian Empire had been guarded by the Arab Lakhmid kings of Al-Hirah. In that year, Shahanshah Khosrow II Aparviz (Persian خسرو پرويز) abolished the Lakhmid kingdom and laid the frontier open to nomad incursions. Farther north, the western quarter was bounded by the Byzantine Empire. The frontier more or less followed the modern Syria-Iraq border and continued northward, passing between Nisibis (modern Nusaybin) as the Sassanian frontier fortress and Dara and Amida (modern Diyarbakır) held by the Byzantines.
Middle Ages
Islamic conquest
The first organized conflict between invading Arab tribes and occupying Persian forces in Mesopotamia seems to have been in 634, when the Arabs were defeated at the Battle of the Bridge. There was a force of some 5,000 Muslims under Abū `Ubayd ath-Thaqafī, which was routed by the Persians. This was followed by Khalid ibn al-Walid's successful campaign which saw all of Iraq come under Arab rule within a year, with the exception of the Persian Empire's capital, Ctesiphon. Around 636, a larger Arab Muslim force under Sa`d ibn Abī Waqqās defeated the main Persian army at the Battle of al-Qādisiyyah and moved on to capture the Persian capital of Ctesiphon. By the end of 638, the Muslims had conquered all of the Western Sassanid provinces (including modern Iraq), and the last Sassanid Emperor, Yazdegerd III, had fled to central and then northern Persia, where he was killed in 651.
The Islamic expansions constituted the largest of the Semitic expansions in history. These new arrivals did not disperse and settle throughout the country; instead they established two new garrison cities, at al-Kūfah, near ancient Babylon, and at Basrah in the south, while the north remained largely Assyrian and Arab Christian in character.
Abbasid Caliphate
The city of Baghdad was built in the 8th century and became the capital of the Abbasid Caliphate. Baghdad soon became the primary cultural center of the Muslim world during the centuries of the incipient "Islamic Golden Age" of the 8th to 9th centuries.
In the 9th century, the Abbasid Caliphate entered a period of decline.
During the late 9th to early 11th centuries, a period known as the "Iranian Intermezzo", parts of (the modern territory of) Iraq were governed by a number of minor Iranian emirates, including the Tahirids, Saffarids, Samanids, Buyids and Sallarids. Tughril, the founder of the Seljuk Empire, captured Baghdad in 1055.
In spite of having lost all governance, the Abbasid caliphs nevertheless maintained a highly ritualized court in Baghdad and remained influential in religious matters, maintaining the orthodoxy of their Sunni sect in opposition to the Ismaili and Shia sects of Islam.
Mongol invasion
In the later 11th century, Iraq fell under the rule of the Khwarazmian dynasty. Both Turkic secular rule and Abassid caliphate came to an end with the Mongol invasions of the 13th century.
The Mongols under Genghis Khan had conquered Khwarezmia by 1221, but Iraq proper gained a respite due to the death of Genghis Khan in 1227 and the subsequent power struggles.
Möngke Khan from 1251 began a renewed expansion of the Mongol Empire, and when caliph al-Mustasim refused to submit to the Mongols, Baghdad was besieged and captured by Hulagu Khan in 1258. With the destruction of the Abbasid Caliphate, Hulagu had an open route to Syria and moved against the other Muslim powers in the region.
Turco-Mongol rule
Iraq now became a province on the southwestern fringes of the Ilkhanate and Baghdad would never regain its former importance.
The Jalayirids were a Mongol Jalayir dynasty which ruled over Iraq and western Persia after the breakup of the Ilkhanate in the 1330s. The Jalayirid sultanate lasted about fifty years, until disrupted by Tamerlane's conquests and the revolts of the "Black Sheep Turks" or Qara Qoyunlu Turkmen. After Tamerlane's death in 1405, there was a brief attempt to re-establish the sultanate in southern Iraq and Khuzistan. The Jalayirids were finally eliminated by Kara Koyunlu in 1432.
Ottoman and Mamluk rule
During the late 14th and early 15th centuries, the Black Sheep Turkmen ruled the area now known as Iraq. In 1466, the White Sheep Turkmen defeated the Black Sheep and took control. Later, the White Sheep were defeated by the Safavids, who took control over Mesopotamia for some time. In the 16th century, most of the territory of present-day Iraq came under the control of Ottoman Empire as the pashalik of Baghdad. Throughout most of the period of Ottoman rule (1533–1918) the territory of present-day Iraq was a battle zone between the rival regional empires and tribal alliances.
Iraq was divided into three vilayets:
Mosul Province
Baghdad Province
Basra Province
The Safavid dynasty of Iran briefly asserted their hegemony over Iraq in the periods of 1508–1533 and 1622–1638. During the years 1747–1831 Iraq was ruled by the Mamluk officers of Georgian origin who succeeded in obtaining autonomy from the Ottoman Empire, suppressed tribal revolts, curbed the power of the Janissaries, restored order and introduced a program of modernization of economy and military. In 1831, the Ottomans managed to overthrow the Mamluk regime and again imposed their direct control over Iraq.
20th century
British mandate of Mesopotamia
Ottoman rule over Iraq lasted until World War I, when the Ottomans sided with Germany and the Central Powers. In the Mesopotamian campaign against the Central Powers, British forces invaded the country and suffered a defeat at the hands of the Turkish army during the Siege of Kut (1915–16). However the British finally won in the Mesopotamian Campaign with the capture of Baghdad in March 1917. During the war the British employed the help of a number of Assyrian, Armenian and Arab tribes against the Ottomans, who in turn employed the Kurds as allies. After the war the Ottoman Empire was divided up, and the British Mandate of Mesopotamia was established by League of Nations mandate. Britain imposed a Hāshimite monarchy on Iraq and defined the territorial limits of Iraq without taking into account the politics of the different ethnic and religious groups in the country, in particular those of the Kurds and the Christian Assyrians to the north. During the British occupation, the Kurds fought for independence, and the British employed Assyrian Levies to help quell these insurrections. Iraq also became an oligarchy government at this time.
Although the monarch Faisal I of Iraq was legitimized and proclaimed King by a plebiscite in 1921, independence was achieved in 1932, when the British Mandate officially ended.
Independent Kingdom of Iraq
Establishment of Arab Sunni domination in Iraq was followed by Assyrian, Yazidi and Shi'a unrests, which were all brutally suppressed. In 1936, the first military coup took place in the Kingdom of Iraq, as Bakr Sidqi succeeded in replacing the acting Prime Minister with his associate. Multiple coups followed in a period of political instability, peaking in 1941.
During World War II, Iraqi regime of Regent 'Abd al-Ilah was overthrown in 1941 by the Golden Square officers, headed by Rashid Ali. The short lived pro-Nazi government of Iraq was defeated in May 1941 by the allied forces (with local Assyrian and Kurdish help) in Anglo-Iraqi War. Iraq was later used as a base for allied attacks on Vichy-French held Mandate of Syria and support for the Anglo-Soviet invasion of Iran.
In 1945, Iraq joined the United Nations and became a founding member of the Arab League. At the same time, the Kurdish leader Mustafa Barzani led a rebellion against the central government in Baghdad. After the failure of the uprising, Barzani and his followers fled to the Soviet Union.
In 1948, massive violent protests known as the Al-Wathbah uprising broke out across Baghdad with partial communist support, having demands against the government's treaty with Britain. Protests continued into spring and were interrupted in May when martial law was enforced as Iraq entered the failed 1948 Arab–Israeli War along with other Arab League members.
In February 1958, King Hussein of Jordan and `Abd al-Ilāh proposed a union of Hāshimite monarchies to counter the recently formed Egyptian-Syrian union. The prime minister Nuri as-Said wanted Kuwait to be part of the proposed Arab-Hāshimite Union. Shaykh `Abd-Allāh as-Salīm, the ruler of Kuwait, was invited to Baghdad to discuss Kuwait's future. This policy brought the government of Iraq into direct conflict with Britain, which did not want to grant independence to Kuwait. At that point, the monarchy found itself completely isolated. Nuri as-Said was able to contain the rising discontent only by resorting to even greater political oppression.
Republic of Iraq
Inspired by Gamal Abdel Nasser of Egypt, officers from the Nineteenth Brigade, 3rd Division known as "The Four Colonials", under the leadership of Brigadier Abd al-Karīm Qāsim (known as "az-Za`īm", 'the leader') and Colonel Abdul Salam Arif overthrew the Hashemite monarchy on July 14, 1958. The new government proclaimed Iraq to be a republic and rejected the idea of a union with Jordan. Iraq's activity in the Baghdad Pact ceased.
In 1961, Kuwait gained independence from Britain and Iraq claimed sovereignty over Kuwait. A period of considerable instability followed. The same year, Mustafa Barzani, who had been invited to return to Iraq by Qasim three years earlier, began engaging Iraqi government forces and establishing Kurdish control in the north in what was the beginning of the First Kurdish Iraqi War.
Ba'athist Iraq
Qāsim was assassinated in February 1963, when the Ba'ath Party took power under the leadership of General Ahmed Hassan al-Bakr (prime minister) and Colonel Abdul Salam Arif (president). In June 1963, Syria, which by then had also fallen under Ba'athist rule, took part in the Iraqi military campaign against the Kurds by providing aircraft, armoured vehicles and a force of 6,000 soldiers. Several months later, `Abd as-Salam Muhammad `Arif led a successful coup against the Ba'ath government. Arif declared a ceasefire in February 1964 which provoked a split among Kurdish urban radicals on one hand and Peshmerga (Freedom fighters) forces led by Barzani on the other.
On April 13, 1966, President Abdul Salam Arif died in a helicopter crash and was succeeded by his brother, General Abdul Rahman Arif. Following this unexpected death, the Iraqi government launched a last-ditch effort to defeat the Kurds. This campaign failed in May 1966, when Barzani forces thoroughly defeated the Iraqi Army at the Battle of Mount Handrin, near Rawanduz. Following the Six-Day War of 1967, the Ba'ath Party felt strong enough to retake power in 1968. Ahmed Hassan al-Bakr became president and chairman of the Revolutionary Command Council (RCC). The Ba'ath government started a campaign to end the Kurdish insurrection, which stalled in 1969. This can be partly attributed to the internal power struggle in Baghdad and also tensions with Iran. Moreover, the Soviet Union pressured the Iraqis to come to terms with Barzani. The war ended with more than 100,000 mortal casualties, with little achievements to both Kurdish rebels and the Iraqi government.
In the aftermath of the First Kurdish Iraqi War, a peace plan was announced in March 1970 and provided for broader Kurdish autonomy. The plan also gave Kurds representation in government bodies, to be implemented in four years. Despite this, the Iraqi government embarked on an Arabization program in the oil rich regions of Kirkuk and Khanaqin in the same period. In the following years, Baghdad government overcame its internal divisions and concluded a treaty of friendship with the Soviet Union in April 1972 and ended its isolation within the Arab world. On the other hand, Kurds remained dependent on the Iranian military support and could do little to strengthen their forces. By 1974 the situation in the north escalated again into the Second Kurdish Iraqi War, to last until 1975.
Under Saddam Hussein
In July 1979, President Ahmed Hassan al-Bakr was forced to resign by Saddam Hussein, who assumed the offices of both President and Chairman of the Revolutionary Command Council. Saddam then purged his opponents including those from within the Baath party.
Iraq's Territorial Claims to Neighboring Countries
Iraq's territorial claims to neighboring countries were largely due to the plans and promises of the Entente countries in 1919–1920, when the Ottoman Empire was divided, to create a more extensive Arab state in Iraq and Jazeera, which would also include significant territories of eastern Syria, southeastern Turkey, all of Kuwait and Iran’s border areas, which are shown on this English map of 1920.
Territorial disputes with Iran led to an inconclusive and costly eight-year war, the Iran–Iraq War (1980–1988, termed Qādisiyyat-Saddām – 'Saddam's Qādisiyyah'), which devastated the economy. Iraq falsely declared victory in 1988 but actually only achieved a weary return to the status quo ante bellum, meaning both sides retained their original borders.
The war began when Iraq invaded Iran, launching a simultaneous invasion by air and land into Iranian territory on 22 September 1980, following a long history of border disputes, and fears of Shia insurgency among Iraq's long-suppressed Shia majority influenced by the Iranian Revolution. Iraq was also aiming to replace Iran as the dominant Persian Gulf state. The United States supported Saddam Hussein in the war against Iran. Although Iraq hoped to take advantage of the revolutionary chaos in Iran and attacked without formal warning, they made only limited progress into Iran and within several months were repelled by the Iranians who regained virtually all lost territory by June 1982. For the next six years, Iran was on the offensive. Despite calls for a ceasefire by the United Nations Security Council, hostilities continued until 20 August 1988. The war finally ended with a United Nations-brokered ceasefire in the form of United Nations Security Council Resolution 598, which was accepted by both sides. It took several weeks for the Iranian armed forces to evacuate Iraqi territory to honor pre-war international borders between the two nations (see 1975 Algiers Agreement). The last prisoners of war were exchanged in 2003.
The war came at a great cost in lives and economic damage—half a million Iraqi and Iranian soldiers, as well as civilians, are believed to have died in the war with many more injured—but it brought neither reparations nor change in borders. The conflict is often compared to World War I, in that the tactics used closely mirrored those of that conflict, including large scale trench warfare, manned machine-gun posts, bayonet charges, use of barbed wire across trenches, human wave attacks across no-man's land, and extensive use of chemical weapons such as mustard gas by the Iraqi government against Iranian troops and civilians as well as Iraqi Kurds. At the time, the UN Security Council issued statements that "chemical weapons had been used in the war." However, in these UN statements, it was never made clear that it was only Iraq that was using chemical weapons, so it has been said that "the international community remained silent as Iraq used weapons of mass destruction against Iranian as well as Iraqi Kurds" and it is believed.
A long-standing territorial dispute was the ostensible reason for Iraq's invasion of Kuwait in 1990. In November 1990, the UN Security Council adopted Resolution 678, permitting member states to use all necessary means, authorizing military action against the Iraqi forces occupying Kuwait and demanded a complete withdrawal by January 15, 1991. When Saddam Hussein failed to comply with this demand, the Gulf War (Operation "Desert Storm") ensued on January 17, 1991. Estimates range from 1,500 to as many as 30,000 Iraqi soldiers killed, as well as less than a thousand civilians.
In March 1991 revolts in the Shia-dominated southern Iraq started involving demoralized Iraqi Army troops and the anti-government Shia parties. Another wave of insurgency broke out shortly afterwards in the Kurdish populated northern Iraq (see 1991 Iraqi uprisings). Although they presented a serious threat to the Iraqi Ba'ath Party regime, Saddam Hussein managed to suppress the rebellions with massive and indiscriminate force and maintained power. They were ruthlessly crushed by the loyalist forces spearheaded by the Iraqi Republican Guard and the population was successfully terrorized. During the few weeks of unrest tens of thousands of people were killed. Many more died during the following months, while nearly two million Iraqis fled for their lives. In the aftermath, the government intensified the forced relocating of Marsh Arabs and the draining of the Iraqi marshlands, while the Coalition established the Iraqi no-fly zones.
On 6 August 1990, after the Iraqi invasion of Kuwait, the U.N. Security Council adopted Resolution 661 which imposed economic sanctions on Iraq, providing for a full trade embargo, excluding medical supplies, food and other items of humanitarian necessity, these to be determined by the Security Council sanctions committee. After the end of the Gulf War and after the Iraqi withdrawal from Kuwait, the sanctions were linked to removal of weapons of mass destruction by Resolution 687. To varying degrees, the effects of government policy, the aftermath of Gulf War and the sanctions regime have been blamed for these conditions.
The effects of the sanctions on the civilian population of Iraq have been disputed. Whereas it was widely believed that the sanctions caused a major rise in child mortality, recent research has shown that commonly cited data were fabricated by the Iraqi government and that "there was no major rise in child mortality in Iraq after 1990 and during the period of the sanctions." An oil for food program was established in 1996 to ease the effects of sanctions.
Iraqi cooperation with UN weapons inspection teams was questioned on several occasions during the 1990s. UNSCOM chief weapons inspector Richard Butler withdrew his team from Iraq in November 1998 because of Iraq's lack of cooperation. The team returned in December. Butler prepared a report for the UN Security Council afterwards in which he expressed dissatisfaction with the level of compliance . The same month, US President Bill Clinton authorized air strikes on government targets and military facilities. Air strikes against military facilities and alleged WMD sites continued into 2002.
U.S. invasion and the aftermath (2003–present)
2003 U.S. invasion
After the terrorist attacks on New York and Washington in the United States in 2001 were linked to the group formed by the multi-millionaire Saudi Osama bin Laden, American foreign policy began to call for the removal of the Ba'ath government in Iraq. Neoconservative think-tanks in Washington had for years been urging regime change in Baghdad. On August 14, 1998, President Clinton signed Public Law 105–235, which declared that ‘‘the Government of Iraq is in material and unacceptable breach of its international obligations.’’ It urged the President ‘‘to take appropriate action, in accordance with the Constitution and relevant laws of the United States, to bring Iraq into compliance with its international obligations.’’ Several months later, Congress enacted the Iraq Liberation Act of 1998 on October 31, 1998. This law stated that it "should be the policy of the United States to support efforts to remove the regime headed by Saddam Hussein from power in Iraq and to promote the emergence of a democratic government to replace that regime." It was passed 360 - 38 by the United States House of Representatives and 99–0 by the United States Senate in 1998.
The US urged the United Nations to take military action against Iraq. American president George W. Bush stated that Saddām had repeatedly violated 16 UN Security Council resolutions. The Iraqi government rejected Bush's assertions. A team of U.N. inspectors, led by Swedish diplomat Hans Blix was admitted, into the country; their final report stated that Iraqis capability in producing "weapons of mass destruction" was not significantly different from 1992 when the country dismantled the bulk of their remaining arsenals under terms of the ceasefire agreement with U.N. forces, but did not completely rule out the possibility that Saddam still had weapons of mass destruction. The United States and the United Kingdom charged that Iraq was hiding WMD and opposed the team's requests for more time to further investigate the matter. Resolution 1441 was passed unanimously by the UN Security Council on November 8, 2002, offering Iraq "a final opportunity to comply with its disarmament obligations" that had been set out in several previous UN resolutions, threatening "serious consequences" if the obligations were not fulfilled. The UN Security Council did not issue a resolution authorizing the use of force against Iraq.
In March 2003, the United States and the United Kingdom, with military aid from other nations, invaded Iraq.
Occupation (2003–11)
In 2003, after the American and British invasion, Iraq was occupied by Coalition forces. On May 23, 2003, the UN Security Council unanimously approved a resolution lifting all economic sanctions against Iraq. As the country struggled to rebuild after three wars and a decade of sanctions, it was plagued by violence between a growing Iraqi insurgency and occupation forces. Saddam Hussein, who vanished in April, was captured on December 13, 2003 in ad-Dawr, Saladin Governorate.
Jay Garner was appointed Interim Civil Administrator with three deputies, including Tim Cross. Garner was replaced in May 2003 by Paul Bremer, who was himself replaced by John Negroponte on April 19, 2004. Negroponte was the last US interim administrator and left Iraq in 2005. A parliamentary election was held in January 2005, followed by the drafting and ratification of a constitution and a further parliamentary election in December 2005.
Terrorism emerged as a threat to Iraq's people not long after the invasion of 2003. Al Qaeda now had a presence in the country, in the form of several terrorist groups formerly led by Abu Musab Al Zarqawi. Al Zarqawi was a Jordanian militant Islamist who ran a militant training camp in Afghanistan. He became known after going to Iraq and being responsible for a series of bombings, beheadings and attacks during the Iraq war. Al Zarqawi was killed on June 7, 2006. Many foreign fighters and former Ba'ath Party officials also joined the insurgency, which was mainly aimed at attacking American forces and Iraqis who worked with them. The most dangerous insurgent area was the Sunni Triangle, a mostly Sunni-Muslim area just north of Baghdad.
Reported acts of violence conducted by an uneasy tapestry of insurgents steadily increased by the end of 2006. Sunni jihadist forces including Al Qaeda in Iraq continued to target Shia civilians, notably in the 23 February 2006 attack on the Al Askari Mosque in Samarra, one of Shi'ite Islam's holiest sites leading to a civil war between Sunni and Shia militants in Iraq. Analysis of the attack suggested that the Mujahideen Shura Council and Al-Qaeda in Iraq were responsible, and that the motivation was to provoke further violence by outraging the Shia population. In mid-October 2006, a statement was released stating that the Mujahideen Shura Council had been disbanded and was replaced by the "Islamic State of Iraq". It was formed to resist efforts by the U.S. and Iraqi authorities to win over Sunni supporters of the insurgency. Shia militias, some of whom were associated with elements in the Iraq government, reacted with reprisal acts against the Sunni minority. A cycle of violence thus ensued whereby Sunni insurgent attacks were followed reprisals by Shiite militias, often in the form of Shi'ite death squads that sought out and killed Sunnis. Following a surge in U.S. troops in 2007 and 2008, violence in Iraq began to decrease. The U.S. ended their main military presence in 2011, however, resulting in renewed escalation into war.
Insurgency and war (2011–2017)
The departure of US troops from Iraq in 2011 triggered a renewed insurgency and by a spillover of the Syrian civil war into Iraq. By 2013, the insurgency escalated into a state renewed war, the central government of Iraq being opposed by various factions, primarily radical Sunni forces.
The Islamic State of Iraq and the Levant invaded Iraq in 2013–14 and seized the majority of Al Anbar Governorate, including the cities of Fallujah, Al Qaim, Abu Ghraib and (in May 2015) Ramadi, leaving them in control of 90% of Anbar. Tikrit, Mosul and most of the Nineveh province, along with parts of Salahuddin, Kirkuk and Diyala provinces, were seized by insurgent forces in the June 2014 offensive. ISIL also captured Sinjar and a number of other towns in the August 2014 offensive, but were halted by the Sinjar offensive launched in December 2014 by Kurdish Peshmerga and YPG forces. The war ended with a government victory in December 2017.
On 30 April 2016, thousands of protesters entered the Green Zone in Baghdad and occupied the Iraqi parliament building. This happened after the Iraqi parliament did not approve new government ministers. The protesters included supporters of Shia cleric Muqtada Al Sadr. Although Iraqi security forces were present, they did not attempt to stop the protesters from entering the parliament building.
Continued ISIL insurgency and protests (2017–present)
By 2018, violence in Iraq was at its lowest level in ten years.
Protests over deteriorating economic conditions and state corruption started in July 2018 in Baghdad and other major Iraqi cities, mainly in the central and southern provinces. The latest nationwide protests, erupting in October 2019, had a death toll of at least 93 people, including police.
In November 2021, Iraqi Prime Minister Mustafa al-Kadhimi survived a failed assassination attempt.
Cleric Muqtada al-Sadr’s Sadrist Movement was the biggest winner in the 2021 parliamentary elections.
See also
Abbasid Caliphate
Akkadian Empire
Assyria
Babylonia
History of Asia
History of Baghdad
History of the Middle East
List of kings of Iraq
List of presidents of Iraq
List of prime ministers of Iraq
Mesopotamia
Politics of Iraq
Sumer
Timeline of Baghdad
Timeline of Basra
References
Further reading
Broich, John. Blood, Oil and the Axis: The Allied Resistance Against a Fascist State in Iraq and the Levant, 1941 (Abrams, 2019).
de Gaury, Gerald. Three Kings in Baghdad: The Tragedy of Iraq's Monarchy, (IB Taurus, 2008).
Elliot, Matthew. Independent Iraq: British Influence from 1941 to 1958 (IB Tauris, 1996).
Fattah, Hala Mundhir, and Frank Caso. A brief history of Iraq (Infobase Publishing, 2009).
Franzén, Johan. “Development vs. Reform: Attempts at Modernisation during the Twilight of British Influence in Iraq, 1946–1958,” Journal of Imperial and Commonwealth History 37#1 (2009), pp. 77–98
Kriwaczek, Paul. Babylon: Mesopotamia and the Birth of Civilization. Atlantic Books (2010).
Murray, Williamson, and Kevin M. Woods. The Iran-Iraq War: A military and strategic history (Cambridge UP, 2014).
Roux, Georges. Ancient Iraq. Penguin Books (1992).
Silverfarb, Daniel. Britain's informal empire in the Middle East: a case study of Iraq, 1929-1941 ( Oxford University Press, 1986).
Silverfarb, Daniel. The twilight of British ascendancy in the Middle East: a case study of Iraq, 1941-1950 (1994)
Silverfarb, Daniel. "The revision of Iraq's oil concession, 1949–52." Middle Eastern Studies 32.1 (1996): 69-95.
Simons, Geoff. Iraq: From Sumer to Saddam (Springer, 2016).
Tarbush, Mohammad A. The role of the military in politics: A case study of Iraq to 1941 (Routledge, 2015).
Historiography
External links
Iraq: The Cradle of Civilization
Iraq History and Culture from the cradle of civilization and Noah to the present age and time
Historical Context of the Iran – Iraq War from the Dean Peter Krogh Foreign Affairs Digital Archives
Iraq
de:Irak#Geschichte |
14667 | https://en.wikipedia.org/wiki/Politics%20of%20Iraq | Politics of Iraq | The politics of Iraq take place in a framework of a federal parliamentary representative democratic republic. It is a multi-party system whereby the executive power is exercised by the Prime Minister of the Council of Ministers as the head of government, as well as the President of Iraq, and legislative power is vested in the Council of Representatives.
The current Prime Minister of Iraq is Mustafa Al-Kadhimi, who holds most of the executive authority and appointed the Council of Ministers, which acts as a cabinet and/or government.
Government
Federal government
The federal government of Iraq is defined under the current constitution as an Islamic, democratic, federal parliamentary republic. The federal government is composed of the executive, legislative, and judicial branches, as well as numerous independent commissions.
The legislative branch is composed of the Council of Representatives and a Federation Council. The executive branch is composed of the president, the prime minister, and the Council of Ministers. The federal judiciary is composed of the Higher Judicial Council, the Supreme Court, the Court of Cassation, the Public Prosecution Department, the Judiciary Oversight Commission, and other federal courts that are regulated by law. One such court is the Central Criminal Court.
The Independent High Commission for Human Rights, the Independent High Electoral Commission, and the Commission on Integrity are independent commissions subject to monitoring by the Council of Representatives. The Central Bank of Iraq, the Board of Supreme Audit, the Communications and Media Commission, and the Endowment Commission are financially and administratively independent institutions. The Foundation of Martyrs is attached to the Council of Ministers. The Federal Public Service Council regulates the affairs of the federal public service, including appointment and promotion.
Local government
The basic subdivisions of the country are the regions and the governorates. Both regions and governorates are given broad autonomy with regions given additional powers such as control of internal security forces for the region such as police, security forces, and guards. The last local elections for the governorates were held in the 2009 Iraqi governorate elections on 31 January 2009.
Regions
The constitution requires that the Council of Representatives enact a law which provides the procedures for forming a new region 6 months from the start of its first session. A law was passed 11 October 2006 by a unanimous vote with only 138 of 275 representatives present, with the remaining representatives boycotting the vote. Legislators from the Iraqi Accord Front, Sadrist Movement and Islamic Virtue Party all opposed the bill.
Under the law, a region can be created out of one or more existing governorates or two or more existing regions, and a governorate can also join an existing region to create a new region. A new region can be proposed by one third or more of the council members in each affected governorate plus 500 voters or by one tenth or more voters in each affected governorate. A referendum must then be held within three months, which requires a simple majority in favour to pass. In the event of competing proposals, the multiple proposals are put to a ballot and the proposal with the most supporters is put to the referendum. In the event of an affirmative referendum a Transitional Legislative Assembly is elected for one year, which has the task of writing a constitution for the Region, which is then put to a referendum requiring a simple majority to pass. The President, Prime Minister and Ministers of the region are elected by simple majority, in contrast to the Iraqi Council of Representatives which requires two thirds support.
Provinces
Iraq is divided into 19 governorates, which are further divided into districts:
Political parties
Parliamentary alliances and parties
National Iraqi Alliance
Supreme Islamic Iraqi Council (al-Majlis al-alalith-thaura l-islamiyya fil-Iraq) – led by Ammar al-Hakim
Sadrist Movement – led by Muqtada al-Sadr
Islamic Dawa Party – Iraq Organisation (Hizb al-Da'wa al-Islami Tendeem al-Iraq) – led by Kasim Muhammad Taqi al-Sahlani
Islamic Dawa Party (Hizb al-Da'wa al-Islamiyya) – led by Nouri al-Maliki
Tribes of Iraq Coalition – led by Hamid al-Hais
Islamic Fayli Grouping in Iraq – led by Muqdad Al-Baghdadi
Democratic Patriotic Alliance of Kurdistan
Kurdistan Democratic Party (Partiya Demokrat a Kurdistanê) – led by Massoud Barzani
Patriotic Union of Kurdistan (Yaketi Nishtimani Kurdistan) – led by Jalal Talabani
Kurdistan Islamic Union (Yekîtiya Islamiya Kurdistan)
Movement for Change (Bizutnaway Gorran) – led by Nawshirwan Mustafa
Kurdistan Toilers' Party (Parti Zahmatkeshan Kurdistan)
Kurdistan Communist Party (Partiya Komunîst Kurdistan)
Assyrian Patriotic Party
Civil Democratic Alliance
People's Party led by Faiq Al Sheikh Ali.
Iraqi Ummah Party led by Mithal Al-Alusi.
Iraqi Liberal Party
National Democratic Action Party
Iraqi List (al-Qayimaal Iraqia)
Iraqi National Accord – led by Iyad Allawi
The Iraqis – led by Ghazi al-Yawer
Iraqi Turkmen Front (Irak Türkmen Cephesi)) (same as Alliance of the Turkomen Front of Iraq?)
National Independent Cadres and Elites
People's Union (Ittihad Al Shaab)
Iraqi Communist Party – led by Hamid Majid Mousa
Islamic Kurdish Society – led by Ali Abd-al Aziz
Islamic Labour Movement in Iraq
National Democratic Party (Hizb al Dimuqratiyah al Wataniyah) – led by Samir al-Sumaidai
National Rafidain List
Assyrian Democratic Movement (Zowaa Dimuqrataya Aturaya) – led by Yonadam Kanna
Reconciliation and Liberation Bloc
The Upholders of the Message (Al-Risaliyun)
Mithal al-Alusi List
Yazidi Movement for Reform and Progress
Other parties
Communist Party of Iraq
Worker-Communist Party of Iraq
Leftist Worker-Communist Party of Iraq
Alliance of Independent Democrats – led by Adnan Pachachi
National Democratic Party – Naseer al-Chaderchi
Green Party of Iraq
Iraqi Democratic Union
Iraqi National Accord
Constitutional Monarchy Movement – led by Sharif Ali Bin al-Hussein
Assyrian Patriotic Party – on the Democratic Patriotic Alliance of Kurdistan list
Assyria Liberation Party
Kurdistan Conservative Party
Turkmen People's Party
Iraqi Islamic Party – led by Ayad al-Samarrai
Al Neshoor Party
Illegal parties
Hizb ut-Tahrir
Arab Socialist Ba'ath Party (Regional Command National Command)
Elections
Iraqi parliamentary election, January 2005
Elections for the National Assembly of Iraq were held on January 30, 2005 in Iraq. The 275-member National Assembly was a parliament created under the Transitional Law during the Occupation of Iraq. The newly elected transitional Assembly was given a mandate to write the new and permanent Constitution of Iraq and exercised legislative functions until the new Constitution came into effect, and resulted in the formation of the Iraqi Transitional Government.
The United Iraqi Alliance, tacitly backed by Shia Grand Ayatollah Ali al-Sistani, led with some 48% of the vote. The Democratic Patriotic Alliance of Kurdistan was in second place with some 26% of the vote. Prime Minister Ayad Allawi's party, the Iraqi List, came third with some 14%. In total, twelve parties received enough votes to win a seat in the assembly.
Low Arab Sunni turnout threatened the legitimacy of the election, which was as low as 2% in Anbar province. More than 100 armed attacks on polling places took place, killing at least 44 people (including nine suicide bombers) across Iraq, including at least 20 in Baghdad.
Iraqi parliamentary election, December 2005
Following the ratification of the Constitution of Iraq on 15 October 2005, a general election was held on 15 December to elect the permanent 275-member Iraqi Council of Representatives.
The elections took place under a list system, whereby voters chose from a list of parties and coalitions. 230 seats were apportioned among Iraq's 18 governorates based on the number of registered voters in each as of the January 2005 elections, including 59 seats for Baghdad Governorate. The seats within each governorate were allocated to lists through a system of Proportional Representation. An additional 45 "compensatory" seats were allocated to those parties whose percentage of the national vote total (including out of country votes) exceeds the percentage of the 275 total seats that they have been allocated. Women were required to occupy 25% of the 275 seats. The change in the voting system gave more weight to Arab Sunni voters, who make up most of the voters in several provinces. It was expected that these provinces would thus return mostly Sunni Arab representatives, after most Sunnis boycotted the last election.
Turnout was high (79.6%). The White House was encouraged by the relatively low levels of violence during polling, with one insurgent group making good on a promised election day moratorium on attacks, even going so far as to guard the voters from attack. President Bush frequently pointed to the election as a sign of progress in rebuilding Iraq. However, post-election violence threatened to plunge the nation into civil war, before the situation began to calm in 2007. The election results themselves produced a shaky coalition government headed by Nouri al-Maliki.
Iraqi parliamentary election, 2010
A parliamentary election was held in Iraq on 7 March 2010. The election decided the 325 members of the Council of Representatives of Iraq who will elect the Iraqi Prime Minister and President. The election resulted in a partial victory for the Iraqi National Movement, led by former Interim Prime Minister Ayad Allawi, which won a total of 91 seats, making it the largest alliance in the council. The State of Law Coalition, led by incumbent Prime Minister Nouri Al-Maliki, was the second largest grouping with 89 seats.
The election was rife with controversy. Prior to the election, the Supreme Court in Iraq ruled that the existing electoral law/rule was unconstitutional, and a new elections law made changes in the electoral system. On 15 January 2010, the Independent High Electoral Commission (IHEC) banned 499 candidates from the election due to alleged links with the Ba'ath Party. Before the start of the campaign on 12 February 2010, IHEC confirmed that most of the appeals by banned candidates had been rejected and 456 of the initially banned candidates would not be allowed to run for the election. There were numerous allegations of fraud, and a recount of the votes in Baghdad was ordered on 19 April 2010. On May 14, IHEC announced that after 11,298 ballot boxes had been recounted, there was no sign of fraud or violations.
The new parliament opened on 14 June 2010. After months of fraught negotiations, an agreement was reached on the formation of a new government on November 11. Talabani would continue as president, Al-Maliki would stay on as prime minister and Allawi would head a new security council.
Iraqi parliamentary election, 2014
Parliamentary elections were held in Iraq on 30 April 2014. The elections decided the 328 members of the Council of Representatives who will in turn elect the Iraqi President and Prime Minister.
Iraqi parliamentary election, 2021
On 30 November 2021, the political bloc led by Shia leader Muqtada al-Sadr was confirmed the winner of the October parliamentary election. His Sadrist Movement, won a total of 73 out of the 329 seats in the parliament. The Taqadum, or Progress Party-led by Parliament Speaker Mohammed al-Halbousi, a Sunni – secured 37 seats. Former Prime Minister Nouri al-Maliki’s State of Law party got 33 seats in parliament. Al-Fatah alliance, whose main components are militia groups affiliated with the Iran-backed Popular Mobilisation Forces, sustained its crushing loss and snatched 17 seats. The Kurdistan Democratic Party (KDP) received 31 seats, and the Patriotic Union of Kurdistan (PUK) gained 18.
Issues
Corruption
According to Transparency International, Iraq's is the most corrupt government in the Middle East, and is described as a "hybrid regime" (between a "flawed democracy" and an "authoritarian regime"). The 2011 report "Costs of War" from Brown University's Watson Institute for International Studies concluded that U.S. military presence in Iraq has not been able to prevent this corruption, noting that as early as 2006, "there were clear signs that post-Saddam Iraq was not going to be the linchpin for a new democratic Middle East."
See also
Assyrian politics in Iraq
History of Iraq (2003–2011)
Reconstruction of Iraq
Human rights in post-invasion Iraq
References
Further reading
Who Are Iraq's New Leaders? What Do They Want? U.S. Institute of Peace Special Report, March 2006
BBC Report: Who's Who in Post-Saddam Iraq
Video Seminar on Iraq Coalition Politics: April 20, 2005, sponsored by the Program in Arms Control, Disarmament, and International Security at the University of Illinois.
M. Ismail Marcinkowski, Religion and Politics in Iraq. Shiite Clerics between Quietism and Resistance, with a foreword by Professor Hamid Algar of the University of California at Berkeley. Singapore: Pustaka Nasional, 2004 ()
State and society in Iraq ten years after regime change: the rise of a new authoritarianism International Affairs (2013)
External links
Global Justice Project: Iraq
bn:ইরাক#রাজনীতি |
14672 | https://en.wikipedia.org/wiki/Foreign%20relations%20of%20Iraq | Foreign relations of Iraq | Since 1980, the foreign relations of Iraq were influenced by a number of controversial decisions by the Saddam Hussein administration. Hussein had good relations with the Soviet Union and a number of western countries such as France and Germany, who provided him with advanced weapons systems. He also developed a tenuous relation with the United States, who supported him during the Iran–Iraq War. However, the Invasion of Kuwait that triggered the Gulf War brutally changed Iraq's relations with the Arab World and the West. Egypt, Saudi Arabia, Syria and others were among the countries that supported Kuwait in the UN coalition. After the Hussein administration was toppled by the 2003 invasion of Iraq, the governments that succeeded it have now tried to establish relations with various nations.
Africa
Americas
Asia
Europe
In September 2005, a joint political declaration between the European Union and Iraq was signed which forms the basis of regular political dialogue. A Trade and Cooperation Agreement between the EU and Iraq is in the process of being negotiated and will probably be concluded during 2008.
July 2005 saw the introduction of EUJUST LEX, the European Union's rule of law operation intended to train Iraqi police and legal officials in human rights along with other issues. Over 1,400 Iraqis have already taken part in training courses.
Oceania
Member of international organizations
Iraq belongs to the following international organizations: Arab Fund for Economic and Social Development, Arab League, Arab Monetary Fund, Council of Arab Economic Unity, Customs Cooperation Council, Economic and Social Commission for Western Asia, G-77, International Atomic Energy Agency, International Monetary Fund, International Maritime Organization, Interpol, International Organization for Standardization, International Telecommunication Union, Non-Aligned Movement, Organization of Petroleum Exporting Countries, Organization of Arab Petroleum Exporting Countries, Organisation of Islamic Cooperation, United Nations, Universal Postal Union, World Health Organization and World Bank, MENAFATF.
Ministry of Foreign Affairs
Iraq's relations with other countries and with international organizations are supervised by the Ministry of Foreign Affairs. In 1988 the minister of foreign affairs was Tariq Aziz, who was an influential leader of the Ba'ath Party and had served in that post since 1983. Aziz, Saddam Hussein, and the other members of the Revolutionary Command Council (RCC) formulated Iraq's foreign policy, and the Ministry of Foreign Affairs bureaucracy implemented RCC directives. The Baath maintained control over the Ministry of Foreign Affairs and over all Iraqi diplomatic missions abroad.
Since the overthrow of Saddam Hussein in 2003, Hoshyar Zebari was first appointed Minister of Foreign Affairs in the Iraqi Governing Council in Baghdad on 3 September 2003. On 28 June 2004, he was reappointed as Minister of Foreign Affairs by the Iraqi Interim Government, under Prime Minister Ayad Allawi. On 3 May 2005 he was sworn in as Minister of Foreign Affairs by the Iraqi Transitional Government, under Prime Minister Ibrahim al-Jaafari. On 20 May 2006, he was delegated in for the fourth consecutive time as Foreign Minister in the government of Nouri Al-Maliki.
International disputes
Iran and Iraq restored diplomatic relations in 1990 but are still trying to work out written agreements settling outstanding disputes from their eight-year war concerning border demarcation, prisoners-of-war, and freedom of navigation and sovereignty over the Shatt al-Arab waterway; in November 1994, Iraq formally accepted the United Nations-demarcated border with Kuwait which had been spelled out in Security Council Resolutions 687 (1991), 773 (1992), and 883 (1993); this formally ends earlier claims to Kuwait and to Bubiyan and Warbah islands although the government continues periodic rhetorical challenges; dispute over water development plans by Turkey for the Tigris and Euphrates rivers.
See also
Territorial disputes in the Persian Gulf
Disarmament of Iraq
Iraq and the European Union
Foreign relations of Kurdistan Region
List of diplomatic missions of Iraq
List of diplomatic missions in Iraq
Visa requirements for Iraqi citizens
References
External links
Iraq – Trade and Diplomatic Relations with the EU |
14677 | https://en.wikipedia.org/wiki/Politics%20of%20the%20Republic%20of%20Ireland | Politics of the Republic of Ireland | Ireland is a parliamentary, representative democratic republic and a member state of the European Union. While the head of state is the popularly elected President of Ireland, it is a largely ceremonial position, with real political power being vested in the Taoiseach, who is nominated by the Dáil and is the head of the government.
Executive power is exercised by the government, which consists of no more than 15 cabinet ministers, inclusive of the Taoiseach and Tánaiste (the deputy head of government). Legislative power is vested in the Oireachtas, the bicameral national parliament, which consists of Dáil Éireann, Seanad Éireann and the President of Ireland. The judiciary is independent of the executive and the legislature. The head of the judiciary is the Chief Justice, who presides over the Supreme Court.
Ireland has a multi-party system. Fianna Fáil and Fine Gael, historically opposed and competing entities, which both occupy the traditional centre ground and trace their roots to the opposing sides of the Irish Civil War. All governments since 1932 have been led by one or the other party, with Fianna Fáil having had sufficient support at many elections to govern alone. Fluctuations in seat levels allowed changes in governments through different coalitions. From 1932 to 2011, the parties were stable in their support, with Fianna Fáil the largest at each election, Fine Gael the second largest, and on all but two occasions, the Labour Party the third party. The last three elections, however, have each had more volatile results. At the 2011 election, the largest parties in order were Fine Gael, Labour and Fianna Fáil; at the 2016 election, the largest parties in order were Fine Gael, Fianna Fáil and Sinn Féin; and at the 2020 election, the largest parties were Fianna Fáil first in seats (second in votes), Sinn Féin second in seats (first in votes), and then Fine Gael. The result was historically good for Sinn Féin.
In June 2020, leader of Fianna Fáil, Micheál Martin, became the new Taoiseach (head of government). He formed a historical three-party coalition consisting of Fianna Fáil, Fine Gael and the Green Party. It was the first time in history that Fianna Fáil and Fine Gael were in the same government. The previous Taoiseach and leader of Fine Gael, Leo Varadkar, became the Tánaiste (deputy head of government). Martin is scheduled to lead the country as Taoiseach until December 2022, before changing posts with Varadkar.
Constitution
The state operates under the Constitution of Ireland () which was adopted in 1937 by means of a plebiscite. The constitution falls within the liberal democratic tradition. It defines the organs of government and guarantees certain fundamental rights. The Constitution can only be amended by means of a referendum. Important constitutional referendums have concerned issues such as abortion, the status of the Catholic Church, divorce, European Union and same-sex marriage.
President
The head of state is the President of Ireland. In keeping with the state's parliamentary system of government, the President exercises a mainly ceremonial role but does possess certain specific powers. The presidency is open to all Irish citizens who are at least 35. They are directly elected by secret ballot under the alternative vote. A candidate may be nominated for election as president by no fewer than 20 members of the Oireachtas or by four or more of Ireland's 31 County and City Councils. A retiring President may nominate themselves as a candidate for re-election. If only one valid candidate is nominated for election, for example if there is consensus among the political parties to nominate a single candidate, it is unnecessary to proceed to a ballot and that candidate is deemed elected. The President is elected to a seven-year term of office and no person may serve more than two terms.
In carrying out certain of their constitutional functions, the President is aided by the Council of State. There is no vice-president in Ireland. If for any reason the President is unable to carry out their functions, or if the Office of President is vacant, the duties of the President are carried out by the Presidential Commission.
The President may not veto bills passed by the Oireachtas but may, after consultation with the Council of State, refer them to the Supreme Court of Ireland for a ruling on whether they comply with the constitution. The President may refuse a request of the Taoiseach for a dissolution of Dáil Éireann, although no request for a dissolution has ever been refused.
Legislative branch
Article 15 of the Constitution of Ireland established the Oireachtas as the national parliament of Ireland. The Oireachtas consists of the President of Ireland and two elected houses: Dáil Éireann (the House of Representatives) and Seanad Éireann (the Senate). As the Oireachtas also consists of the President, the title of the two law-making houses is the Houses of the Oireachtas. The Dáil is by far the dominant house of the legislature.
Dáil Éireann
Members of the Dáil are directly elected at least once in every five years under the single transferable vote form of proportional representation from multi-seat constituencies. Membership of the house is open to all Irish citizens who are at least 21 and permanently resident in the State. The electorate consists of all Irish and British citizens resident in Ireland over the age of 18. Members of the Dáil are known as Teachta Dála or TDs. As of 2021, there are 160 TDs, of which one, the Ceann Comhairle (Presiding Officer), is automatically returned at an election. The Taoiseach, Tánaiste and the Minister for Finance must be members of the Dáil. The Dáil is the only House which can introduce and amend money bills (i.e. financial and tax legislation). Since the early 1980s, no single party has had a majority in Dáil Éireann, so that coalition governments have been the norm.
Seanad Éireann
The Seanad is a largely advisory body. It consists of sixty members called Senators. An election for the Seanad must take place no later than 90 days after a general election for the members of the Dáil. Eleven Senators are nominated by the Taoiseach while a further six are elected by certain national universities. The remaining 43 are elected from special vocational panels of candidates, the electorate for which consists of the 60 members of the outgoing Senate, the 160 TDs of the incoming Dáil and the 883 elected members of 31 local authorities. The Seanad has the power to delay legislative proposals and is allowed 90 days to consider and amend bills sent to it by the Dáil (excluding money bills). The Seanad is only allowed 21 days to consider money bills sent to it by the Dáil. The Seanad cannot amend money bills but can make recommendations to the Dáil on such bills. No more than two members of a government may be members of the Seanad, and only twice since 1937 have members of the Seanad been appointed to government.
Executive branch
Executive authority is exercised by a cabinet known simply as the Government. Article 28 of the Constitution states that the Government may consist of no less than seven and no more than fifteen members, namely the Taoiseach (prime minister), the Tánaiste (deputy prime minister) and up to thirteen other ministers. The Minister for Finance is the only other position named in the Constitution. The Taoiseach is appointed by the President, after being nominated by Dáil Éireann. The remaining ministers are nominated by the Taoiseach and appointed by the President following their approval by the Dáil. The Government must enjoy the confidence of Dáil Éireann and, in the event that they cease to enjoy the support of the lower house, the Taoiseach must either resign or request the President to dissolve the Dáil, in which case a general election follows.
Judicial branch
Ireland is a common law jurisdiction. The judiciary consists of the Supreme Court, the Court of Appeal and the High Court established by the Constitution and other lower courts established by statute law. Judges are appointed by the President after being nominated by the Government and can be removed from office only for misbehaviour or incapacity, and then only by resolution of both houses of the Oireachtas. The final court of appeal is the Supreme Court, which consists of the Chief Justice, nine ordinary judges and, the Presidents of the Court of Appeal and the High Court. The Supreme Court rarely sits as a full bench and normally hears cases in chambers of three, five or seven judges.
The courts established by the constitution have the power of judicial review and may declare to be invalid both laws and acts of the state which are repugnant to the constitution.
Public sector
The Government, through the civil and public services and state-sponsored bodies, is a significant employer in the state; these three sectors are often called the public sector. Management of these various bodies vary, for instance in the civil service there will be clearly defined routes and patterns whilst among public services a sponsoring minister or the Minister for Finance may appoint a board or commission. Commercial activities, where the state involves itself, are typically through the state-sponsored bodies which are usually organised in a similar fashion to private companies.
A 2005 report on public sector employment, showed that in June 2005 the numbers employed in the public sector stood at 350,100; of these by sector they were 38,700 (civil service), 254,100 (public service) and 57,300 (state-sponsored). The total workforce of the state was 1,857,400 that year, thus the public sector represents approximately 20% of the total workforce.
Civil service
The civil service of Ireland consists of two broad components, the Civil Service of the Government and the Civil Service of the State. Whilst these two components are largely theoretical, they do have some fundamental operational differences. The civil service is expected to maintain the political impartiality in its work, and some sections of it are entirely independent of Government decision making.
Public service
The public service is a relatively broad term and is not clearly defined and sometimes is taken to include the civil service. The public service proper consists of Government agencies and bodies which provide services on behalf of the Government but are not the core civil service. For instance local authorities, Education and Training Boards and Garda Síochána are considered to be public services.
Local government
Article 28A of the constitution of Ireland provides a constitutional basis for local government. The Oireachtas is empowered to establish the number, size and powers of local authorities by law. Under Article 28A, members of local authorities must be directly elected by voters at least once every five years.
Local government in Ireland is governed by a series of Local Government Acts, beginning with the Local Government (Ireland) Act 1898. The most significant of these is the Local Government Act 2001, which established a two-tier structure of local government. The Local Government Reform Act 2014 abolished the bottom tier, the town councils, leaving 31 local authorities. There are 26 County Councils (County Dublin having been divided into three council areas), 3 City Councils (Dublin, Cork and Galway), and 2 City and County Councils (Limerick and Waterford).
Political parties
A number of political parties are represented in the Dáil and coalition governments are common. The Irish electoral system has been historically characterised as a two-and-a-half party system, with two large catch-all parties, this being the centre-right Fine Gael and the centrist Fianna Fáil, dominating, and the "half-party", being Labour. This changed after the 2011 general election, following the large drop in support for Fianna Fáil and the rise in support for other parties. Ireland's political landscape changed dramatically after the 2020 general election, when Sinn Féin made gains to become the joint-largest party in the Dáil, making Ireland a three party system.
Fianna Fáil, a traditionally Irish republican party founded in 1927 by Éamon de Valera, is the joint-largest party in the Dáil and considered centrist in Irish politics. It first formed a government on the basis of a populist programme of land redistribution and national preference in trade and republican populism remains a key part of its appeal. It has formed government seven times since Ireland gained independence: 1932–1948, 1951–1954, 1957–1973, 1977–1981, 1982, 1987–1994, and 1997–2011. Fianna Fáil was the largest party in the Dáil from 1932 to 2011. It lost a huge amount of support in the 2011 general election, going from 71 to 20 seats, its lowest ever. Its loss in support was mainly due to its handling of the 2008 economic recession. It has since regained some support, but is yet to recover to its pre-2011 levels.
The other joint-largest party is Sinn Féin, established in its current form in 1970. The original Sinn Féin played a huge role in the Irish War of Independence and the First Dáil. Fine Gael and Fianna Fáil trace their origins to that party. The current-day party has been historically linked to the Provisional IRA. The party is a Republican party which takes a more left wing stance on economics and social policy than the Labour Party. Sinn Féin received the highest percentage vote in the 2020 general election.
The third-largest party in the Dáil is Fine Gael, which has its origins in the pro-treaty movement of Michael Collins in the Irish Civil War. Traditionally the party of law and order, it is associated with strong belief in pro-enterprise and reward. Despite expressions of Social Democracy by previous leader Garret FitzGerald, today, it remains a Christian democratic, economically liberal party along European lines, with a strongly pro-European outlook. Fine Gael was formed out of a merger of Cumann na nGaedheal, the National Centre Party and the Blueshirts. In recent years it has generally been associated with a liberal outlook. It has formed government in the periods 1922–1932 (Cumann na nGaedheal), 1948–1951, 1954–1957, 1973–1977, 1981–1982, 1982–1987, 1994–1997, and 2011 to present. Fine Gael made massive gains at the 2011 general election, winning 78 seats, its highest ever.
The fourth-largest party in the Dáil is the Green Party, which made significant gains at the 2020 general election.
The fifth largest party in the Dáil is the centre-left Labour Party which was founded by James Connolly and Jim Larkin in 1912. Labour have formal links with the trade union movement and have governed in seven coalition governments – six led by Fine Gael and one by Fianna Fáil. This role as a junior coalition partner has led to Labour being classed as the half party of Ireland's two and a half party system. Labour won a record number of seats, 37, at the 2011 general election, becoming the second-largest party for the first time. It went into coalition with Fine Gael, who also won a record number of seats. Labour was Ireland's third party or "half-party" up until the 2016 general election, when it suffered the worst general election defeat in its history, gaining just 7 seats. A lot of this was due to its being in government with Fine Gael, who introduced austerity measures to deal with the economic crisis.
The sixth-largest Dáil party is the Social Democrats. The Social Democrats were founded in 2015 and made gains at the 2020 general election.
The Solidarity–People Before Profit electoral alliance, consisting of the Solidarity and People Before Profit are the 7th-largest party grouping within Dáil Éireann. Formed in 2015, the group represents a left-wing, socialist viewpoint.
Aontú and Right to Change have one TD each.
Nineteen of the 160 members of the 33rd Dáil are Independent.
Party details
Party representation
Foreign relations
Ireland's foreign relations are substantially influenced by its membership of the European Union, although bilateral relations with the United States and United Kingdom are also important to the country. It is one of the group of smaller nations in the EU, and has traditionally followed a non-aligned foreign policy.
Military neutrality
Ireland tends towards independence in foreign policy, thus it is not a member of NATO and has a longstanding policy of military neutrality.
This policy has helped the Irish Defence Forces to be successful in their contributions to UN peace-keeping missions since 1960 (in the Congo Crisis ONUC) and subsequently in Cyprus (UNFICYP), Lebanon (UNIFIL), Iran/Iraq Border (UNIIMOG), Bosnia and Herzegovina (SFOR & EUFOR Althea), Ethiopia and Eritrea (UNMEE), Liberia (UNMIL), East Timor (INTERFET), Darfur and Chad (EUFOR Tchad/RCA). Irish Defence Forces do not deploy in Missions
Northern Ireland
Northern Ireland has been a major factor in Irish politics since the island of Ireland was divided between Northern Ireland and what is now the Republic in 1920. The creation of Northern Ireland led to conflict between northern nationalists (mostly Roman Catholic) who seek unification with the Republic and Unionists (mostly Protestant) who opposed British plans for Irish Home Rule and wished for Northern Ireland to remain within the United Kingdom. After the formation of Northern Ireland in 1921 following its opt out from the newly formed Irish Free State, many Roman Catholics and Republicans were discriminated against. The abolition of Proportional Representation and the gerrymandering of constituency boundaries led to Unionists being over-represented at Stormont and at Westminster. Even James Craig who was prime minister of Northern Ireland boasted of his Protestant Parliament for a Protestant People. In the 1960s NICRA was set up to end discrimination between Catholics and Protestants. There was a massive backlash to this from sections of the Unionist community. This conflict exploded into violence in the late sixties with the beginning of the Troubles, involving groups such as the Provisional IRA, loyalist paramilitaries, the police and the British army, the latter originally drafted in to protect Catholic communities from loyalist violence. These clashes were to result in the suspension of the Stormont Parliament and unsuccessful efforts by the British Government to encourage a power-sharing Executive in Northern Ireland which were only realised following the Good Friday Agreement in 1998. The Troubles caused thousands of deaths in Northern Ireland but also spilled over into bombings and acts of violence in England and the Republic.
Since its foundation it has been the stated long-term policy of governments of what is now the Republic to bring an end to the conflict in Northern Ireland and to bring about a united Ireland. Northern Ireland has also, in the past, often been a source of tension between the Irish Government and the government of the United Kingdom. To find a solution to the Troubles the Irish Government became a partner in the Good Friday Agreement in 1998.
While Sinn Féin have long organised in both Northern Ireland and the Republic, Fianna Fáil have recently opened a cumann (branch) in Derry and begun recruiting members at Queen's University, Belfast although both are extremely small.
North/South Ministerial Council
Under the Good Friday Agreement and Article 3 of the Constitution a North-South Ministerial Council and six North-South Implementation Bodies co-ordinate activities and exercise a limited governmental role within certain policy areas across the whole island of Ireland. The Implementation Bodies have limited executive authority in six policy areas. Meetings of the Council take the form of meetings between ministers from both the Republic's Government and the Northern Ireland Executive. The council was suspended from 2002 to 2007. However, with the resumption of devolved government in Northern Ireland in May 2007, the council has now re-assumed its duties.
See also
:Ireland
History of the Republic of Ireland
History of Ireland
Elections in the Republic of Ireland
List of Dáil by-elections
Politics of Northern Ireland
Dáil constituencies
Further reading
John Coakley & Michael Gallagher (Editors) Politics in the Republic of Ireland (Routledge, 2004)
Sean Dooney & John O'Toole Irish Government Today (Gill & Macmillan Ltd., 1998)
Neil Collins & Terry Cradden Irish Politics Today (Manchester University Press, 2001)
Noel Whelan Politics, Elections and the Law (Blackhall Publishing, 2000)
Notes
References
External links
ElectionsIreland.org – Irish election results from 1920 to today. |
14696 | https://en.wikipedia.org/wiki/Israeli%20Declaration%20of%20Independence | Israeli Declaration of Independence | The Israeli Declaration of Independence, formally the Declaration of the Establishment of the State of Israel (), was proclaimed on 14 May 1948 (5 Iyar 5708) by David Ben-Gurion, the Executive Head of the World Zionist Organization, Chairman of the Jewish Agency for Palestine, and soon to be first Prime Minister of Israel. It declared the establishment of a Jewish state in Eretz-Israel, to be known as the State of Israel, which would come into effect on termination of the British Mandate at midnight that day. The event is celebrated annually in Israel with a national holiday Independence Day on 5 Iyar of every year according to the Hebrew calendar.
Background
The possibility of a Jewish homeland in Palestine had been a goal of Zionist organizations since the late 19th century. In 1917 British Foreign Secretary Arthur Balfour stated in a letter to British Jewish community leader Walter, Lord Rothschild that:
His Majesty's government view with favour the establishment in Palestine of a national home for the Jewish people, and will use their best endeavours to facilitate the achievement of this object, it being clearly understood that nothing shall be done which may prejudice the civil and religious rights of existing non-Jewish communities in Palestine, or the rights and political status enjoyed by Jews in any other country.
Through this letter, which became known as the Balfour Declaration, British government policy officially endorsed Zionism. After World War I, the United Kingdom was given a mandate for Palestine, which it had conquered from the Ottomans during the war. In 1937 the Peel Commission suggested partitioning Mandate Palestine into an Arab state and a Jewish state, though the proposal was rejected as unworkable by the government and was at least partially to blame for the renewal of the 1936–39 Arab revolt.
In the face of increasing violence after World War II, the British handed the issue over to the recently established United Nations. The result was Resolution 181(II), a plan to partition Palestine into Independent Arab and Jewish States and the Special International Regime for the City of Jerusalem. The Jewish state was to receive around 56% of the land area of Mandate Palestine, encompassing 82% of the Jewish population, though it would be separated from Jerusalem. The plan was accepted by most of the Jewish population, but rejected by much of the Arab populace. On 29 November 1947, the resolution to recommend to the United Kingdom, as the mandatory Power for Palestine, and to all other Members of the United Nations the adoption and implementation, with regard to the future government of Palestine, of the Plan of Partition with Economic Union was put to a vote in the United Nations General Assembly.
The result was 33 to 13 in favour of the resolution, with 10 abstentions. Resolution 181(II): PART I: Future constitution and government of Palestine: A. TERMINATION OF MANDATE, PARTITION AND INDEPENDENCE: Clause 3 provides:Independent Arab and Jewish States and the Special International Regime for the City of Jerusalem, ... shall come into existence in Palestine two months after the evacuation of the armed forces of the mandatory Power has been completed but in any case not later than 1 October 1948.
The Arab countries (all of which had opposed the plan) proposed to query the International Court of Justice on the competence of the General Assembly to partition a country, but the resolution was rejected.
Drafting the text
The first draft of the declaration was made by Zvi Berenson, the legal advisor of the Histadrut trade union and later a Justice of the Supreme Court, at the request of Pinchas Rosen. A revised second draft was made by three lawyers, A. Beham, A. Hintzheimer and Z.E. Baker, and was framed by a committee including David Remez, Pinchas Rosen, Haim-Moshe Shapira, Moshe Sharett and Aharon Zisling. A second committee meeting, which included David Ben-Gurion, Yehuda Leib Maimon, Sharett and Zisling produced the final text.
Minhelet HaAm Vote
On 12 May 1948, the Minhelet HaAm (, lit. People's Administration) was convened to vote on declaring independence. Three of the thirteen members were missing, with Yehuda Leib Maimon and Yitzhak Gruenbaum being blocked in besieged Jerusalem, while Yitzhak-Meir Levin was in the United States.
The meeting started at 13:45 and ended after midnight. The decision was between accepting the American proposal for a truce, or declaring independence. The latter option was put to a vote, with six of the ten members present supporting it:
For: David Ben-Gurion, Moshe Sharett (Mapai); Peretz Bernstein (General Zionists); Haim-Moshe Shapira (Hapoel HaMizrachi); Mordechai Bentov, Aharon Zisling (Mapam).
Against: Eliezer Kaplan, David Remez (Mapai); Pinchas Rosen (New Aliyah Party); Bechor-Shalom Sheetrit (Sephardim and Oriental Communities).
Chaim Weizmann, the Chairman of the World Zionist Organization, and soon to be first President of Israel, endorsed the decision, after reportedly asking "What are they waiting for, the idiots?"
Final wording
The draft text was submitted for approval to a meeting of Moetzet HaAm at the JNF building in Tel Aviv on 14 May. The meeting started at 13:50 and ended at 15:00, an hour before the declaration was due to be made. Despite ongoing disagreements, members of the Council unanimously voted in favour of the final text. During the process, there were two major debates, centring on the issues of borders and religion.
Borders
The borders were not specified in the Declaration, although its 14th paragraph indicated a willingness to cooperate in the implementation of the UN Partition Plan. The original draft had declared that the borders would be decided by the UN partition plan. While this was supported by Rosen and Bechor-Shalom Sheetrit, it was opposed by Ben-Gurion and Zisling, with Ben-Gurion stating, "We accepted the UN Resolution, but the Arabs did not. They are preparing to make war on us. If we defeat them and capture western Galilee or territory on both sides of the road to Jerusalem, these areas will become part of the state. Why should we obligate ourselves to accept boundaries that in any case the Arabs don't accept?" The inclusion of the designation of borders in the text was dropped after the provisional government of Israel, the Minhelet HaAm, voted 5–4 against it. The Revisionists, committed to a Jewish state on both sides of the Jordan River (that is, including Transjordan), wanted the phrase "within its historic borders" included, but were unsuccessful.
Religion
The second major issue was over the inclusion of God in the last section of the document, with the draft using the phrase "and placing our trust in the Almighty". The two rabbis, Shapira and Yehuda Leib Maimon, argued for its inclusion, saying that it could not be omitted, with Shapira supporting the wording "God of Israel" or "the Almighty and Redeemer of Israel". It was strongly opposed by Zisling, a member of the secularist Mapam. In the end the phrase "Rock of Israel" was used, which could be interpreted as either referring to God, or the land of Eretz Israel, Ben-Gurion saying "Each of us, in his own way, believes in the 'Rock of Israel' as he conceives it. I should like to make one request: Don't let me put this phrase to a vote." Although its use was still opposed by Zisling, the phrase was accepted without a vote.
Name
The writers also had to decide on the name for the new state. Eretz Israel, Ever (from the name Eber), Judea, and Zion were all suggested, as were Ziona, Ivriya and Herzliya. Judea and Zion were rejected because, according to the partition plan, Jerusalem (Zion) and most of the Judean mountains would be outside the new state. Ben-Gurion put forward "Israel" and it passed by a vote of 6–3. Official documents released in April 2013 by the State Archive of Israel show that days before the establishment of the State of Israel in May 1948, officials were still debating about what the new country would be called in Arabic: Palestine (فلسطين Filastin), Zion (صهيون Sayoun) or Israel (إسرائيل Eesra’il). Two assumptions were made: "That an Arab state was about to be established alongside the Jewish one in keeping with the UN’s partition resolution the year before, and that the Jewish state would include a large Arab minority whose feelings needed to be taken into account". In the end, the officials rejected the name Palestine because they thought that would be the name of the new Arab state and could cause confusion so they opted for the most straightforward option of Israel.
Other items
At the meeting on 14 May, several other members of Moetzet HaAm suggested additions to the document. Meir Vilner wanted it to denounce the British Mandate and military but Sharett said it was out of place. Meir Argov pushed to mention the Displaced Persons camps in Europe and to guarantee freedom of language. Ben-Gurion agreed with the latter but noted that Hebrew should be the main language of the state.
The debate over wording did not end completely even after the Declaration had been made. Declaration signer Meir David Loewenstein later claimed, "It ignored our sole right to Eretz Israel, which is based on the covenant of the Lord with Abraham, our father, and repeated promises in the Tanach. It ignored the aliya of the Ramban and the students of the Vilna Gaon and the Ba'al Shem Tov, and the [rights of] Jews who lived in the 'Old Yishuv'."
Declaration ceremony
The ceremony was held in the Tel Aviv Museum (today known as Independence Hall) but was not widely publicised as it was feared that the British Authorities might attempt to prevent it or that the Arab armies might invade earlier than expected. An invitation was sent out by messenger on the morning of 14 May telling recipients to arrive at 15:30 and to keep the event a secret. The event started at 16:00 (a time chosen so as not to breach the sabbath) and was broadcast live as the first transmission of the new radio station Kol Yisrael.
The final draft of the declaration was typed at the Jewish National Fund building following its approval earlier in the day. Ze'ev Sherf, who stayed at the building in order to deliver the text, had forgotten to arrange transport for himself. Ultimately, he had to flag down a passing car and ask the driver (who was driving a borrowed car without a license) to take him to the ceremony. Sherf's request was initially refused but he managed to persuade the driver to take him. The car was stopped by a policeman for speeding while driving across the city though a ticket was not issued after it was explained that he was delaying the declaration of independence. Sherf arrived at the museum at 15:59.
At 16:00, Ben-Gurion opened the ceremony by banging his gavel on the table, prompting a spontaneous rendition of Hatikvah, soon to be Israel's national anthem, from the 250 guests. On the wall behind the podium hung a picture of Theodor Herzl, the founder of modern Zionism, and two flags, later to become the official flag of Israel.
After telling the audience "I shall now read to you the scroll of the Establishment of the State, which has passed its first reading by the National Council", Ben-Gurion proceeded to read out the declaration, taking 16 minutes, ending with the words "Let us accept the Foundation Scroll of the Jewish State by rising" and calling on Rabbi Fishman to recite the Shehecheyanu blessing.
Signatories
As leader of the Yishuv, David Ben-Gurion was the first person to sign. The declaration was due to be signed by all 37 members of Moetzet HaAm. However, twelve members could not attend, with eleven of them trapped in besieged Jerusalem and one abroad. The remaining 25 signatories present were called up in alphabetical order to sign, leaving spaces for those absent. Although a space was left for him between the signatures of Eliyahu Dobkin and Meir Vilner, Zerach Warhaftig signed at the top of the next column, leading to speculation that Vilner's name had been left alone to isolate him, or to stress that even a communist had agreed with the declaration. However, Warhaftig later denied this, stating that a space had been left for him (as he was one of the signatories trapped in Jerusalem) where a Hebraicised form of his name would have fitted alphabetically, but he insisted on signing under his actual name so as to honour his father's memory and so moved down two spaces. He and Vilner would be the last surviving signatories, and remained close for the rest of their lives. Of the signatories, two were women (Golda Meir and Rachel Cohen-Kagan).
When Herzl Rosenblum, a journalist, was called up to sign, Ben-Gurion instructed him to sign under the name Herzl Vardi, his pen name, as he wanted more Hebrew names on the document. Although Rosenblum acquiesced to Ben-Gurion's request and legally changed his name to Vardi, he later admitted to regretting not signing as Rosenblum. Several other signatories later Hebraised their names, including Meir Argov (Grabovsky), Peretz Bernstein (then Fritz Bernstein), Avraham Granot (Granovsky), Avraham Nissan (Katznelson), Moshe Kol (Kolodny), Yehuda Leib Maimon (Fishman), Golda Meir (Meyerson/Myerson), Pinchas Rosen (Felix Rosenblueth) and Moshe Sharett (Shertok). Other signatories added their own touches, including Saadia Kobashi who added the phrase "HaLevy", referring to the tribe of Levi.
After Sharett, the last of the signatories, had put his name to paper, the audience again stood and the Israel Philharmonic Orchestra played "Hatikvah". Ben-Gurion concluded the event with the words "The State of Israel is established! This meeting is adjourned!"
Aftermath
The declaration was signed in the context of civil war between the Arab and Jewish populations of the Mandate that had started the day after the partition vote at the UN six months earlier. Neighbouring Arab states and the Arab League were opposed to the vote and had declared they would intervene to prevent its implementation. In a cablegram on 15 May 1948 to the Secretary-General of the United Nations, the Secretary-General of the League of Arab States claimed that "the Arab states find themselves compelled to intervene in order to restore law and order and to check further bloodshed".
Over the next few days after the declaration, armies of Egypt, Trans-Jordan, Iraq, and Syria engaged Israeli troops inside the area of what had just ceased to be Mandatory Palestine, thereby starting the 1948 Arab–Israeli War. A truce began on 11 June, but fighting resumed on 8 July and stopped again on 18 July, before restarting in mid-October and finally ending on 24 July 1949 with the signing of the armistice agreement with Syria. By then Israel had retained its independence and increased its land area by almost 50% compared to the 1947 UN Partition Plan.
Following the declaration, Moetzet HaAm became the Provisional State Council, which acted as the legislative body for the new state until the first elections in January 1949.
Many of the signatories would play a prominent role in Israeli politics following independence; Moshe Sharett and Golda Meir both served as Prime Minister, Yitzhak Ben-Zvi became the country's second president in 1952, and several others served as ministers. David Remez was the first signatory to pass away, dying in May 1951, while Meir Vilner, the youngest signatory at just 29, was the longest living, serving in the Knesset until 1990 and dying in June 2003. Eliyahu Berligne, the oldest signatory at 82, died in 1959.
Eleven minutes after midnight, the United States de facto recognized the State of Israel. This was followed by Iran (which had voted against the UN partition plan), Guatemala, Iceland, Nicaragua, Romania, and Uruguay. The Soviet Union was the first nation to fully recognize Israel de jure on 17 May 1948, followed by Poland, Czechoslovakia, Yugoslavia, Ireland, and South Africa. The United States extended official recognition after the first Israeli election, as Truman had promised on 31 January 1949. By virtue of General Assembly Resolution 273 (III), Israel was admitted to membership in the United Nations on 11 May 1949.
In the three years following the 1948 Palestine war, about 700,000 Jews immigrated to Israel, residing mainly along the borders and in former Arab lands. Around 136,000 were some of the 250,000 displaced Jews of World War II. And from the 1948 Arab–Israeli War until the early 1970s, 800,000–1,000,000 Jews left, fled, or were expelled from their homes in Arab countries; 260,000 of them reached Israel between 1948 and 1951; and 600,000 by 1972.
At the same time, a large number of Arabs left, fled or were expelled from, what became Israel. In the Report of the Technical Committee on Refugees (Submitted to the United Nations Conciliation Commission for Palestine in Lausanne on 7 September 1949) – (A/1367/Rev.1), in paragraph 15, the estimate of the statistical expert, which the Committee believed to be as accurate as circumstances permitted, indicated that the number of refugees from Israel-controlled territory amounted to approximately 711,000.
Status in Israeli law
Paragraph 13 of the Declaration provides that the State of Israel would be based on freedom, justice and peace as envisaged by the prophets of Israel; it will ensure complete equality of social and political rights to all its inhabitants irrespective of religion, race or sex;. However, the Knesset maintains that the declaration is neither a law nor an ordinary legal document. The Supreme Court has ruled that the guarantees were merely guiding principles, and that the declaration is not a constitutional law making a practical ruling on the upholding or nullification of various ordinances and statutes.
In 1994 the Knesset amended two basic laws, Human Dignity and Liberty and Freedom of Occupation, introducing (among other changes) a statement saying "the fundamental human rights in Israel will be honored (...) in the spirit of the principles included in the declaration of the establishment of the State of Israel."
The scroll
Although Ben-Gurion had told the audience that he was reading from the scroll of independence, he was actually reading from handwritten notes because only the bottom part of the scroll had been finished by artist and calligrapher Otte Wallish by the time of the declaration (he did not complete the entire document until June). The scroll, which is bound together in three parts, is generally kept in the country's National Archives.
See also
Balfour Declaration
Mandate for Palestine
Mandatory Palestine
Churchill White Paper
1929 Palestine riots
Passfield white paper
White Paper of 1939
United Nations Partition Plan for Palestine
The Recording of the Israel Declaration of Independence
1948 Arab–Israeli War
Palestinian Declaration of Independence
Yom Ha'atzmaut
List of international declarations
Notes
Further reading
Herf, Jeffrey. 2021. "The U.S. State Department's Opposition to Zionist Aspirations during the Early Cold War: George F. Kennan and George C. Marshall in 1947–1948." Journal of Cold War Studies 23 (4): 153–180.
References
External links
Proclamation of Independence: Official Gazette: Number 1; Tel Aviv, 5 Iyar 5708, 14.5.1948 Page 1
U.S. Recognition of de facto government of Israel
"Signatorius", exhibition held at the Engel Gallery dealing with the independence declaration in Israeli art.
Declaration of Establishment of State of Israel English translation of text on the Israeli Ministry of Foreign Afairs website
1948 documents
1948 in international relations
Declaration of Independence
20th century in Tel Aviv
David Ben-Gurion
Declarations of independence
History of Zionism
May 1948 events |
14701 | https://en.wikipedia.org/wiki/Politics%20of%20Italy | Politics of Italy | The politics of Italy are conducted through a parliamentary republic with a multi-party system. Italy has been a democratic republic since 2 June 1946, when the monarchy was abolished by popular referendum and a constituent assembly was elected to draft a constitution, which was promulgated on 1 January 1948.
Executive power is exercised by the Council of Ministers, which is led by the Prime Minister, officially referred to as "President of the Council" (Presidente del Consiglio). Legislative power is vested primarily in the two houses of Parliament and secondarily in the Council of Ministers, which can introduce bills and holds the majority in both houses. The judiciary is independent of the executive and the legislative branches. It is headed by the High Council of the Judiciary, a body presided over by the President, who is the head of state, though this position is separate from all branches. The current president is Sergio Mattarella, and the current prime minister is Mario Draghi.
The Economist Intelligence Unit rated Italy as a "flawed democracy" in 2019. A high degree of fragmentation and instability, leading to often short-lived coalition governments, is characteristic of Italian politics. Since the end of World War II, Italy has had 66 governments, at an average of one every 1.14 years.
Government
Article 1 of the Italian Constitution states: Italy is a democratic Republic, founded on labour. Sovereignty belongs to the people and is exercised by the people in the forms and within the limits of the Constitution.
By stating that Italy is a democratic republic, the article solemnly declares the results of the constitutional referendum which took place on 2 June 1946. The State is not a hereditary property of the ruling monarch, but it is instead a Res Publica, belonging to everyone.
The people who are called to temporarily administer the republic are not owners, but servants; and the governed are not subjects, but citizens. And the sovereignty, that is the power to make choices that involve the entire community, belongs to the people, in accordance with the concept of a democracy, from the Greek demos (people) and kratìa (power). However, this power is not to be exercised arbitrarily, but in the forms and within the limits established by the rule of law.
Head of state
As the head of state, the president of the Republic represents the unity of the nation and has many of the duties previously given to the King of Italy. The president serves as a point of connection between the three branches as he is elected by the lawmakers, appoints the executive and is the president of the judiciary. The president is also commander-in-chief in the time of war.
The president of the Republic is elected for seven years by Parliament in joint session.
Legislative branch
With article 48 of the Constitution, which guarantees the right to vote, the people exercise their power through their elected representatives in the Parliament. The Parliament has a bicameral system, and consists of the Chamber of deputies and the Senate, elected every five years.
Executive branch
The Constitution establishes the Government of Italy as composed of the president of the council (prime minister) and ministers. The President of Italy appoints the prime minister and, on his proposal, the ministers that form its cabinet.
Judicial branch
The Constitution states that justice is administered in the name of the people and that judges are subject only to the law. So the judiciary is a branch that is completely autonomous and independent of all other branches of power, even though the Minister of Justice is responsible for the organization and functioning of those services involved with justice and has the power to originate disciplinary actions against judges, which are then administered by the High Council of the Judiciary, presided over by the President.
The Italian judicial system is based on Roman law, the Napoleonic code and later statutes. It is based on a mix of the adversarial and inquisitorial civil law systems, although the adversarial system was adopted in the Appeal Courts in 1988. Appeals are treated almost as new trials, and three degrees of trial are present. The third is a legitimating trial.
In November 2014, Italy accepted the compulsory jurisdiction of the International Court of Justice.
Political parties and elections
All Italian citizens older than 18 can vote, but to vote for the Senate the voter must be 25 or older.
Chamber of Deputies
Senate of the Republic
Political parties
Italy's dramatic self-renewal transformed the political landscape between 1992 and 1997. Scandal investigations touched thousands of politicians, administrators and businessmen; the shift from a proportional to an Additional Member System (with the requirement to obtain a minimum of 4% of the national vote to obtain representation) also altered the political landscape. Party changes were sweeping. The Christian Democratic party dissolved; the Italian People's Party and the Christian Democratic Center emerged. Other major parties, such as the Socialists, saw support plummet. A new liberal movement, Forza Italia, gained wide support among moderate voters. The National Alliance broke from the (alleged neo-fascist) Italian Social Movement (MSI). A trend toward two large coalitions (one on the center-left and the other on the center-right) emerged from the April 1995 regional elections. For the 1996 national elections, the center-left parties created the Olive Tree coalition while the center-right united again under the House of Freedoms. These coalitions continued into the 2001 and 2007 national elections.
This emerging bipolarity represents a major break from the fragmented, multi-party political landscape of the postwar era, although it appears to have reached a plateau since efforts via referendums to further curtail the influence of small parties were defeated in 1999, 2000 and 2009.
Regional governments
Five regions (Aosta Valley, Friuli-Venezia Giulia, Sardinia, Sicily and Trentino-Alto Adige/Südtirol) have special charters granting them varying degrees of autonomy. The raisons d'être of these charters is in most cases the presence of significant linguistic and cultural minorities, but in the case of Sicily it was to calm down separatist movements. The other 15 regions were in practice established in 1970, even if their ideation had been a much earlier idea.
History of the post-war political landscape
First Republic: 1946–1994
There have been frequent government turnovers since 1945, indeed there have been 66 governments in this time. The dominance of the Christian Democratic party during much of the postwar period lent continuity and comparative stability to Italy's political situation, mainly dominated by the attempt of keeping the Italian Communist Party (PCI) out of power in order to maintain Cold War equilibrium in the region (see May 1947 crisis).
The communists were in the government only in the national unity governments before 1948, in which their party's secretary Palmiro Togliatti was minister of Justice. After the first democratic elections with universal suffrage in 1948 in which the Christian Democracy and their allies won against the popular front of the Italian Communist and Socialists parties, the Communist Party never returned in the government.
The system had been nicknamed the "imperfect bipolarism", referring to more proper bipolarism in other western countries (the United States, Germany, the United Kingdom, France and the like) where right-wing and left-wing parties alternated in government.
Entrance of the Socialists to the government
The main event in the First Republic in the 1960s was the inclusion of the Socialist party in the government after the reducing edge of the Christian Democracy (DC) had forced them to accept this alliance; attempts to incorporate the Italian Social Movement (MSI), a right party, in the Tambroni government led to riots and were short-lived.
Aldo Moro, a relatively left-leaning Christian Democrat, inspired this alliance. He would later try to include the Communist Party as well with a deal called the "historic compromise". However, this attempt at compromise was stopped by the kidnapping and murder of Moro in 1978 by the Red Brigades, an extremist left-wing terrorist organization.
The Communist Party was at this point the largest communist party in Western Europe and remained such for the rest of its existence. Their ability to attract members was largely due to their pragmatic stance, especially their rejection of extremism and to their growing independence from Moscow (see Eurocommunism). The Italian communist party was especially strong in areas like Emilia-Romagna and Tuscany, where communists had been elected to stable government positions. This practical political experience may have contributed to their taking a more pragmatic approach to politics.
The Years of Lead
On 12 December 1969, a roughly decade-long period of extremist left- and right-wing political terrorism, known as The Years of Lead (as in the metal of bullets, ), began with the Piazza Fontana bombing in the center of Milan. Neofascist Vincenzo Vinciguerra later declared the bombing to be an attempt to push the Italian state to declare a state of emergency in order to lead to a more authoritative state. A bomb left in a bank killed about twenty and was initially blamed on anarchist Giuseppe Pinelli. This accusation was hotly contested by left-wing circles, especially the Maoist Student Movement, which had support in those years from some students of Milan's universities and who considered the bombing to have all the marks of a fascist operation. Their guess proved correct, but only after many years of difficult investigations.
The strategy of tension attempted to blame the left for bombings carried out by right-wing terrorists. Fascist "black terrorists", such as Ordine Nuovo and the Avanguardia Nazionale, were in the 1980s and 1990s found to be responsible for several terrorist attacks. On the other extreme of the political spectrum, the leftist Red Brigades carried out assassinations against specific persons, but were not responsible for any blind bombings. The Red Brigades killed socialist journalist Walter Tobagi and in their most famous operation kidnapped and assassinated Aldo Moro, president of the Christian Democracy, who was trying to involve the Communist Party in the government through the compromesso storico ("historic compromise"), to which the radical left as well as Washington were opposed.
The last and largest of the bombings, known as the Bologna massacre, destroyed the city's railway station in 1980. This was found to be a neofascist bombing, in which Propaganda Due was involved. On 24 October 1990, Prime Minister Giulio Andreotti (DC) revealed to the Parliament the existence of Gladio, NATO's secret "stay-behind" networks which stocked weapons in order to facilitate an armed resistance in case of a communist coup. In 2000, a Parliament Commission report from the Olive Tree (centre-left) coalition concluded that the strategy of tension followed by Gladio had been supported by the United States to "stop the PCI and, to a certain degree, the PSI [Italian Socialist Party] from reaching executive power in the country".
1980s
With the end of the lead years, the Communist Party gradually increased their votes under the leadership of Enrico Berlinguer. The Italian Socialist Party, led by Bettino Craxi, became more and more critical of the communists and of the Soviet Union; Craxi himself pushed in favor of Ronald Reagan's positioning of Pershing II missiles in Italy, a move many communists strongly disapproved of.
As the Socialist Party moved to more moderate positions, it attracted many reformists, some of whom were irritated by the failure of the communists to modernize. Increasingly, many on the left began to see the communists as old and out of fashion while Craxi and the socialists seemed to represent a new liberal socialism. The Communist Party surpassed the Christian Democrats only in the European elections of 1984, held barely two days after Berlinguer's death, a passing that likely drew sympathy from many voters. The election of 1984 was to be the only time the Christian Democrats did not emerge as the largest party in a nationwide election in which they participated.
In 1987, one year after the Chernobyl disaster following a referendum in that year, a nuclear phase-out was commenced. Italy's four nuclear power plants were closed down, the last in 1990. A moratorium on the construction of new plants, originally in effect from 1987 until 1993, has since been extended indefinitely.
In these years, corruption began to be more extensive, a development that would be exposed in the early 1990s and nicknamed Tangentopoli. With the mani pulite investigation, starting just one year after the collapse of the Soviet Union, the whole power structure faltered and seemingly indestructible parties, such as the Christian Democrats and the Socialist Party, disbanded whereas the Communist Party changed its name to the Democratic Party of the Left and took the role of the Socialist Party as the main social democratic party in Italy. What was to follow was then called the transition to the Second Republic.
Second Republic: 1994–present
From 1992 to 1997, Italy faced significant challenges as voters, disenchanted with past political paralysis, massive government debt, extensive corruption and organized crime's considerable influence, collectively called Tangentopoli after being uncovered by mani pulite, demanded political, economic and ethical reforms.
In the Italian referendums of 1993, voters approved substantial changes, including moving from a proportional to an Additional Member System, which is largely dominated by a majoritarian electoral system and the abolition of some ministries, some of which have been reintroduced with only partly modified names, such as the Ministry of Agriculture reincarnated as the Ministry of Agricultural Resources.
Major political parties, beset by scandal and loss of voter confidence, underwent far-reaching changes. New political forces and new alignments of power emerged in the March 1994 national elections. This election saw a major turnover in the new parliament, with 452 out of 630 deputies and 213 out of 315 senators elected for the first time.
The 1994 elections also swept media magnate Silvio Berlusconi (leader of Pole of Freedoms coalition) into office as prime minister. However, Berlusconi was forced to step down in December 1994 when the Lega Nord withdrew support. The Berlusconi government was succeeded by a technical government headed by Prime Minister Lamberto Dini, which left office in early 1996.
A series of center-left coalitions dominated Italy's political landscape between 1996 and 2001. In April 1996, national elections led to the victory of a center-left coalition, The Olive Tree, under the leadership of Romano Prodi. Prodi's government became the third-longest to stay in power before he narrowly lost a vote of confidence, by three votes, in October 1998.
In May 1999, the Parliament selected Carlo Azeglio Ciampi as the President of the Republic. Ciampi, a former prime minister and Minister of the Treasury and before entering the government also the governor of the Bank of Italy, was elected on the first ballot by a comfortable margin over the required two-thirds of the votes.
A new government was formed by the Democrats of the Left leader and former communist Massimo D'Alema, but in April 2000 he resigned following poor performance by his coalition in regional elections.
The succeeding center-left government, including most of the same parties, was headed by Giuliano Amato, a social democrat, who had previously served as prime minister in 1992–1993 and had at the time sworn never to return to active politics.
National elections held on 13 May 2001 returned Berlusconi to power at the head of the five-party center-right House of Freedoms coalition, comprising the Prime Minister's own party, Forza Italia, the National Alliance, the North League, the Christian Democratic Center and the United Christian Democrats.
Between 17 May 2006 and 21 February 2007, Romano Prodi served as prime minister of Italy following the narrow victory of his The Union coalition over the House of Freedoms led by Silvio Berlusconi in the April 2006 Italian elections. Following a government crisis, Prodi submitted his resignation on 21 February 2007. Three days later, he was asked by President Giorgio Napolitano to stay on as prime minister and he agreed to do so. On 28 February 2007, Prodi narrowly survived a senate no confidence vote.
On 24 January 2008, the Prodi II Cabinet went through a new crisis because Minister of Justice Clemente Mastella retracted his support to the Cabinet. Consequently, the Prodi Cabinet lost the vote of confidence and the President Giorgio Napolitano called a new general election.
The election set against two new parties, the Democratic Party (founded in October 2007 by the union of the Democrats of the Left and Democracy is Freedom – The Daisy) led by Walter Veltroni: and The People of Freedom (federation of Forza Italia, National Alliance and other parties) led by Silvio Berlusconi. The Democratic Party was in alliance with Italy of Values while The People of Freedom forged an alliance with Lega Nord and the Movement for Autonomy. The coalition led by Berlusconi won the election and the leader of the centre-right created the Berlusconi IV Cabinet.
The Monti government had the highest average age in the western world (64 years), with its youngest members being 57. The previous Italian Prime Minister Mario Monti is 70, his predecessor Silvio Berlusconi was 75 at the time of resignation (2011), the previous head of the government Romano Prodi was 70 when he stepped down (2008), the Italian President Giorgio Napolitano is 88 and his predecessor Carlo Azeglio Ciampi was 86. In 2013, the youngest among the candidates for prime minister (Pier Luigi Bersani) is 62, the others being 70 and 78. The current average age of Italian university professors is 63, of bank directors and CEOs 67, of members of parliament 56 and of labor union representatives 59.
The new Italian government headed by Enrico Letta took two months to form and made international news when Luigi Preiti shot at policemen near the building where they were swearing in the new government on Sunday 28 April 2013.
Former Prime Minister Matteo Renzi became the youngest prime minister at 39 years and his government had the youngest average age in Europe.
Grand coalition governments
At different times since his entering the Italian Parliament, Silvio Berlusconi, leader of the centre-right, had repeatedly vowed to stop the "communists", while leftist parties had insisted that they would oust Berlusconi. Thus, despite the fact that the executive branch bears responsibility toward the Parliament, the governments led by Mario Monti (since 2011) and by Enrico Letta (since 2013) were called "unelected governments" because they won a vote of confidence by a Parliament coalition formed by centre-right and left-right parties that had in turn obtained parliamentary seats by taking part in the elections as competitors, rather than allies. While formally complying with law and procedures, the creation of these governments did not comply with the decision made by people through the election.
Meanwhile, in 2013, a ruling by the Constitutional Court of Italy established that the Italian electoral system employed to elect the Parliament breached a number of Constitutional requirements. Notably, the Court observed the following four facts: 1) "such a legislation deprives the elector of any margin of choice of its representatives"; 2) "all of the elected parliamentarians, with no exception, lack the support of a personal designation by the citizens"; 3) the electoral law has regulations which "exclude any ability on the part of the elector to have an influence on the election of his/her representatives"; 4) and contains conditions such that "they alter the representative relationship between electors and elected people...they coerce the electors' freedom of choice in the election of their representatives to the Parliament...and consequently they are at odds with the democratic principle, by affecting the very freedom of vote provided for by art. 48 of the Constitution". This implies that, despite being called - and acting as – a legitimate "parliament", the legislative assembly of Italy was chosen with a vote system by which the right of vote was not exercised according to the Italian fundamental chart of citizen's rights and duties. The issue was a major one, to the extent that the Constitutional Court itself ruled that the Italian Parliament should remain in charge only to reform the electoral system and then should be dissolved.
The new government led by Matteo Renzi proposed a new electoral law. The so-called Italicum was approved in 2015 and came into force on 1 July 2016.
Since 2016
However, Renzi resigned after losing a constitutional referendum in December 2016, and was succeeded by Paolo Gentiloni. The centre-left cabinets were plagued by the aftermath of the European debt crisis and the European migrant crisis, that fueled support for populist and right-wing parties.
The 2018 general election produced once again a hung parliament that resulted in the birth of an unlikely populist government between the anti-system Five Star Movement and Salvini's far-right League, led by Giuseppe Conte. However, after only fourteen months the League withdrew its support to Conte, who subsequently allied with the Democratic Party and other smaller left-wing parties to form a new cabinet. In 2020, Italy was severely hit by the COVID-19 pandemic. From March to May, Conte's government imposed a national quarantine as a measure to limit the spread of the pandemic. The measures, despite being widely approved by public opinion, were also described as the largest suppression of constitutional rights in the history of the republic. With more than 100,000 confirmed victims, Italy was one of the countries with the highest total number of deaths in the worldwide coronavirus pandemic. The pandemic caused also a severe economic disruption, which resulted in Italy being one of the most affected countries. In February 2021, these extraordinary circumstances brought to the formation of a national coalition government led by former President of the European Central Bank Mario Draghi. On 13 February 2021, he was sworn in as Italy's new prime minister. The Draghi cabinet had support across the broad political spectrum. In January 2022, Italian President Sergio Mattarella was re-elected to serve a second consecutive seven-year term.
See also
Elections in Italy
History of Italy
List of political parties in Italy
List of presidents of Italy
List of prime ministers of Italy
Political history
References
Further reading
Discusses political historians such as Silvio Lanaro, Aurelio Lepre, and Nicola Tranfaglia, and studies of Fascism, the Italian Communist party, the role of the Christian Democrats in Italian society, and the development of the Italian parliamentary Republic. excerpt |
14702 | https://en.wikipedia.org/wiki/Economy%20of%20Italy | Economy of Italy | The economy of Italy is the third-largest national economy in the European Union, the eighth-largest in the world by nominal GDP, and the 13th-largest by GDP (PPP). Italy is a founding member of the European Union, the Eurozone, the OECD, the G7 and the G20; it is the tenth-largest exporter in the world, with $632 billion exported in 2019. Its closest trade ties are with the other countries of the European Union, with whom it conducts about 59% of its total trade. The largest trading partners, in order of market share in exports, are Germany (12.5%), France (10.3%), the United States (9%), Spain (5.2%), the United Kingdom (5.2%) and Switzerland (4.6%).
In the post-World War II period, Italy saw a transformation from an agricultural based economy which had been severely affected by the consequences of the World Wars, into one of the world's most advanced nations, and a leading country in world trade and exports. According to the Human Development Index, the country enjoys a very high standard of living. According to The Economist, Italy has the world's 8th highest quality of life. Italy owns the world's third-largest gold reserve, and is the third-largest net contributor to the budget of the European Union. Furthermore, the advanced country private wealth is one of the largest in the world. In terms of private wealth, Italy ranks second, after Hong Kong, in private wealth to GDP ratio.
Italy is a large manufacturer (overall the second in the EU, behind Germany) and exporter of a significant variety of products. Its products include machinery, vehicles, pharmaceuticals, furniture, food and clothing. Italy has therefore a significant trade surplus. The country is also well known for its influential and innovative business economic sector, an industrious and competitive agricultural sector (Italy is the world's largest wine producer), and manufacturers of creatively designed, high-quality products: including automobiles, ships, home appliances, and designer clothing. Italy is the largest hub for luxury goods in Europe and the third luxury hub globally.
Despite these important achievements, the country's economy today suffers from structural and non-structural problems. Annual growth rates have often been below the EU average. Italy was hit particularly hard by the late-2000s recession. Massive government spending from the 1980s onwards has produced a severe rise in public debt. In addition, Italian living standards have a considerable North–South divide: the average GDP per capita in Northern Italy significantly exceeds the EU average, while some regions and provinces in Southern Italy are significantly below the average. In Central Italy, GDP per capita is instead average. In recent years, Italy's GDP per capita growth slowly caught-up with the Eurozone average, while its employment rate still lags behind. However, economists dispute the official figures because of the large number of informal jobs (estimated to between 10% and 20% of the labour force) that lift the inactivity or unemployment rates. The shadow economy is highly represented in Southern Italy, while it becomes less intense as one moves north. In real economic conditions, Southern Italy almost matches Central Italy's level.
History
The economic history of Italy can be divided in three main phases: an initial period of struggle after the unification of the country, characterised by high emigration and stagnant growth; a central period of robust catch-up from the 1890s to the 1980s, interrupted by the Great Depression of the 1930s and the two world wars; and a final period of sluggish growth that has been exacerbated by a double-dip recession following the 2008 global financial crush, and from which the country is slowly reemerging only in recent years.
Age of Industrialization
Prior to unification, the economy of the many Italian statelets was overwhelmingly agrarian; however, the agricultural surplus produced what historians call a "pre-industrial" transformation in North-western Italy starting from the 1820s, that led to a diffuse, if mostly artisanal, concentration of manufacturing activities, especially in Piedmont-Sardinia under the liberal rule of the Count of Cavour.
After the birth of the unified Kingdom of Italy in 1861, there was a deep consciousness in the ruling class of the new country's backwardness, given that the per capita GDP expressed in PPS terms was roughly half of that of Britain and about 25% less than that of France and Germany. During the 1860s and 1870s, the manufacturing activity was backward and small-scale, while the oversized agrarian sector was the backbone of the national economy. The country lacked large coal and iron deposits and the population was largely illiterate. In the 1880s, a severe farm crisis led to the introduction of more modern farming techniques in the Po valley, while from 1878 to 1887 protectionist policies were introduced with the aim to establish a heavy industry base. Some large steel and iron works soon clustered around areas of high hydropower potential, notably the Alpine foothills and Umbria in central Italy, while Turin and Milan led a textile, chemical, engineering and banking boom and Genoa captured civil and military shipbuilding.
However, the diffusion of industrialisation that characterised the northwestern area of the country largely excluded Venetia and, especially, the South. The resulting Italian diaspora concerned up to 26 million Italians, the most part in the years between 1880 and 1914; by many scholars it is considered the biggest mass migration of contemporary times. During the Great War, the still frail Italian state successfully fought a modern war, being able of arming and training some 5 million recruits. But this result came at a terrible cost: by the end of the war, Italy had lost 700,000 soldiers and had a ballooning sovereign debt amounting to billions of lira.
Fascist regime
Italy emerged from World War I in a poor and weakened condition. The National Fascist Party of Benito Mussolini came to power in 1922, at the end of a period of social unrest. However, once Mussolini acquired a firmer hold of power, laissez-faire and free trade were progressively abandoned in favour of government intervention and protectionism.
In 1929, Italy was hit hard by the Great Depression. In order to deal with the crisis, the Fascist government nationalized the holdings of large banks which had accrued significant industrial securities, establishing the Istituto per la Ricostruzione Industriale. A number of mixed entities were formed, whose purpose was to bring together representatives of the government and of the major businesses. These representatives discussed economic policy and manipulated prices and wages so as to satisfy both the wishes of the government and the wishes of business.
This economic model based on a partnership between government and business was soon extended to the political sphere, in what came to be known as corporatism. At the same time, the aggressive foreign policy of Mussolini led to an increasing military expenditure. After the invasion of Ethiopia, Italy intervened to support Franco's nationalists in the Spanish Civil War. By 1939, Italy had the highest percentage of state-owned enterprises after the Soviet Union.
Italy's involvement in World War II as a member of the Axis powers required the establishment of a war economy. The Allied invasion of Italy in 1943 eventually caused the Italian political structure – and the economy – to rapidly collapse. The Allies, on the one hand, and the Germans on the other, took over the administration of the areas of Italy under their control. By the end of the war, Italian per capita income was at its lowest point since the beginning of the 20th century.
Post-war economic miracle
After the end of World War II, Italy was in rubble and occupied by foreign armies, a condition that worsened the chronic development gap towards the more advanced European economies. However, the new geopolitical logic of the Cold War made possible that the former enemy Italy, a hinge-country between Western Europe and the Mediterranean, and now a new, fragile democracy threatened by the NATO occupation forces, the proximity of the Iron Curtain and the presence of a strong Communist party, was considered by the United States as an important ally for the Free World, and received under the Marshall Plan over US$1.2 billion from 1947 to 1951.
The end of aid through the Plan could have stopped the recovery but it coincided with a crucial point in the Korean War whose demand for metal and manufactured products was a further stimulus of Italian industrial production. In addition, the creation in 1957 of the European Common Market, with Italy as a founding member, provided more investment and eased exports.
These favorable developments, combined with the presence of a large labour force, laid the foundation for spectacular economic growth that lasted almost uninterrupted until the "Hot Autumn's" massive strikes and social unrest of 1969–70, which then combined with the later 1973 oil crisis and put an abrupt end to the prolonged boom. It has been calculated that the Italian economy experienced an average rate of growth of GDP of 5.8% per year between 1951 and 1963, and 5% per year between 1964 and 1973. Italian rates of growth were second only, but very close, to the German rates, in Europe, and among the OEEC countries only Japan had been doing better.
The 1970s and 1980s: from stagflation to "il sorpasso"
The 1970s were a period of economic, political turmoil and social unrest in Italy, known as Years of lead. Unemployment rose sharply, especially among the young, and by 1977 there were one million unemployed people under age 24. Inflation continued, aggravated by the increases in the price of oil in 1973 and 1979. The budget deficit became permanent and intractable, averaging about 10 percent of the gross domestic product (GDP), higher than any other industrial country. The lira fell steadily, from 560 lira to the U.S. dollar in 1973 to 1,400 lira in 1982.
The economic recession went on into the mid-1980s until a set of reforms led to the independence of the Bank of Italy and a big reduction of the indexation of wages that strongly reduced inflation rates, from 20.6% in 1980 to 4.7% in 1987. The new macroeconomic and political stability resulted in a second, export-led "economic miracle", based on small and medium-sized enterprises, producing clothing, leather products, shoes, furniture, textiles, jewelry, and machine tools. As a result of this rapid expansion, in 1987 Italy overtook the UK's economy (an event known as il sorpasso), becoming the fourth richest nation in the world, after the US, Japan and West Germany. The Milan stock exchange increased its market capitalization more than fivefold in the space of a few years.
However, the Italian economy of the 1980s presented a problem: it was booming, thanks to increased productivity and surging exports, but unsustainable fiscal deficits drove the growth. In the 1990s, the new Maastricht criteria boosted the urge to curb the public debt, already at 104% of GDP in 1992. The consequent restrictive economic policies worsened the impact of the global recession already underway. After a brief recover at the end of the 1990s, high tax rates and red tape caused the country to stagnate between 2000 and 2008.
Great Recession
Italy was among the countries hit hardest by the Great Recession of 2008–2009 and the subsequent European debt crisis. The national economy shrunk by 6.76% during the whole period, totaling seven-quarters of recession. In November 2011 the Italian bond yield was 6.74 percent for 10-year bonds, nearing a 7 percent level where Italy is thought to lose access to financial markets. According to Eurostat, in 2015 the Italian government debt stood at 128% of GDP, ranking as the second biggest debt ratio after Greece (with 175%). However, the biggest chunk of Italian public debt is owned by Italian nationals and relatively high levels of private savings and low levels of private indebtedness are seen as making it the safest among Europe's struggling economies. As a shock therapy to avoid the debt crisis and kick-start growth, the national unity government led by the economist Mario Monti launched a program of massive austerity measures, that brought down the deficit but precipitated the country in a double-dip recession in 2012 and 2013, receiving criticism from numerous economists.
Economic recovery
In the period 2014-2019 the economy partially recovered from the disastrous losses incurred during the Great Recession, primarily thanks to strong exports, but nonetheless growth rates remained well below the Euro area average, meaning that Italy's GDP in 2019 was still 5 per cent below its level in 2008.
Impact of the COVID-19 pandemic
Italy, starting from February 2020, was the first country of Europe to be severely affected by the COVID-19 pandemic, that eventually expanded to the rest of the world.
The economy suffered a massive shock as a result of the lockdown of most of the country's economic activity. After three months, at the end of May 2020, the epidemic was put under control, and the economy started to recover, especially the manufacturing sector. Overall, it remained surprisingly resilient, although GDP plummeted like in most western countries.
The Italian government issued special treasury bills, known as BTP Futura as a COVID-19 emergency funding, waiting for the approval of the European Union response to the COVID-19 pandemic. Eventually, in July 2020, the European Council approved the 750 billion € Next Generation EU fund, of which €209 billion will go to Italy.
Overview
Data
The following table shows the main economic indicators in 1980–2020 (with IMF staff estimtates in 2021–2026). Inflation below 2% is in green.
Companies
Of the world's 500 largest stock-market-listed companies measured by revenue in 2016, the Fortune Global 500, nine are headquartered in Italy.
Figures are for 2016. Figures in italic = Q3 2017
Wealth
Italy has over 1.4 million people with a net wealth greater than $1 million, a total national wealth of $11.857 trillion, and represents the 5th largest cumulative net wealth globally (it accounts for 4.92% of the net wealth in the world). According to the Credit Suisse's Global Wealth Databook 2013, the median wealth per adult is $138,653 (5th in the world), while according to the Allianz's Global Wealth Report 2013, the net financial wealth per capita is €45,770 (13th in the world).
The following top 10 list of Italian billionaires is based on an annual assessment of wealth and assets compiled and published by Forbes in 2017.
Regional data
North–South divide
Since the unification of Italy in 1861, a wide and increasing economic divide has been growing between the northern provinces and the southern half of the Italian state. This gap was mainly induced by the region-specific policies selected by the Piedmontese elite, who dominated the first post-unitary governments. To illustrate, the 1887 protectionist reform, instead of safeguarding the arboriculture sectors crushed by 1880s fall in prices, shielded the Po Valley wheat breeding and those Northern textile and manufacturing industries that had survived the liberal years thanks to state intervention. While indeed the former dominated the allocation of military clothing contracts, the latter monopolized both coal mining permits and public contracts. A similar logic guided the assignment of monopoly rights in the steamboat construction and navigation sectors and, above all, the public spending in the railway sector, which represented 53% of the 1861-1911 total. To make things worse, the resources necessary to finance this public spending effort were obtained through highly unbalanced land property taxes, which affected the key source of savings available for investment in the growth sectors absent a developed banking system. To elaborate, the 1864 reform fixed a 125 million target revenue to be raised from 9 districts resembling the pre-unitary states. Given the inability of the government to estimate the land profitability, especially because of the huge differences among the regional cadasters, this policy irreparably induced large regional discrepancies. To illustrate, the ex-Papal State (central Italy) took on the 10%, the ex-Kingdom of Two Sicilies (Southern Italy) the 40%, and the rest of the state (ex-Kingdom of Sardinia, Northern Italy) the 21%. To weigh this burden down, a 20% surcharge was added by 1868.
The 1886 cadastral reform opened the way to more egalitarian policies and, after the First World War, to the harmonization of the tax-rates, but the impact of extraction on the economies of the two blocks was at that point irreversible. While indeed a flourishing manufacturing sector was established in the North, the mix of low public spending and heavy taxation squeezed the Southern investment to the point that the local industry and export-oriented farming were wiped out. Moreover, extraction destroyed the relationship between the central state and the Southern population by unchaining first a civil war called Brigandage, which brought about 20,000 victims by 1864 and the militarization of the area, and then favoring emigration, especially from 1892 to 1921.
After the rise of Benito Mussolini, the "Iron Prefect" Cesare Mori tried to defeat the already powerful criminal organizations flourishing in the South with some degree of success. Fascist policy aimed at the creation of an Italian empire and Southern Italian ports were strategic for all commerce towards the colonies. With the invasion of Southern Italy, the Allies restored the authority of the mafia families, lost during the Fascist period, and used their influence to maintain public order.
In the 1950s the Cassa per il Mezzogiorno was set up as a huge public master plan to help industrialize the South, aiming to do this in two ways: through land reforms creating 120,000 new smallholdings, and through the "Growth Pole Strategy" whereby 60% of all government investment would go to the South, thus boosting the Southern economy by attracting new capital, stimulating local firms, and providing employment. However, the objectives were largely missed, and as a result the South became increasingly subsidized and state dependent, incapable of generating private growth itself.
Even at present, huge regional disparities persist. Problems in Southern Italy still include widespread political corruption, pervasive organized crime, and very high unemployment rates. In 2007, it was estimated that about 80% of the businesses in the Sicilian cities of Catania and Palermo paid protection money; thanks to grassroots movement like Addiopizzo, the mafia racket is slowly but constantly losing its effect. The Italian Ministry of Interior reported that organized crime generated an estimated annual profit of €13 billion.
Economic sectors
Primary
According to the last national agricultural census, there were 1.6 million farms in 2010 (−32.4% since 2000) covering 12.7 million hectares (63% of which are located in Southern Italy). The vast majority (99%) are family-operated and small, averaging only 8 hectares in size. Of the total surface area in agricultural use (forestry excluded), grain fields take up 31%, olive tree orchards 8.2%, vineyards 5.4%, citrus orchards 3.8%, sugar beets 1.7%, and horticulture 2.4%. The remainder is primarily dedicated to pastures (25.9%) and feed grains (11.6%). The northern part of Italy produces primarily Maize corn, rice, sugar beets, soybeans, meat, fruits and dairy products, while the South specializes in wheat and citrus fruits. Livestock includes 6 million head of cattle, 8.6 million head of swine, 6.8 million head of sheep, and 0.9 million head of goats. The total annual production of the fishing industry in Italy from capture and aquaculture, including crustaceans and molluscs, is around 480,000 tons.
Italy is the largest producer of wine in the world, and one of the leading producers of olive oil, fruits (apples, olives, grapes, oranges, lemons, pears, apricots, hazelnuts, peaches, cherries, plums, strawberries, and kiwifruits), and vegetables (especially artichokes and tomatoes). The most famous Italian wines are probably the Tuscan Chianti and the Piedmontese Barolo. Other famous wines are Barbaresco, Barbera d'Asti, Brunello di Montalcino, Frascati, Montepulciano d'Abruzzo, Morellino di Scansano, Amarone della Valpolicella DOCG and the sparkling wines Franciacorta and Prosecco. Quality goods in which Italy specialises, particularly the already mentioned wines and regional cheeses, are often protected under the quality assurance labels DOC/DOP. This geographical indication certificate, which is attributed by the European Union, is considered important to avoid confusion with low-quality mass-produced ersatz products.
Italian cuisine is one of the most popular and copied around the world. The lack or total unavailability of some of its most characteristic ingredients outside of Italy, also and above all to falsifications (or food fraud), leads to the complete denaturalization of Italian ingredients. This phenomenon, widespread in all continents, is better known as Italian Sounding, consisting in the use of words as well as images, colour combinations (the Italian tricolour), geographical references, brands evocative of Italy to promote and market agri-food products which in reality have nothing to do with Italian cuisine. Italian Sounding invests almost every sector of Italian food, from the most famous Italian cheeses to cured meats, from kinds of pasta to regional bread, from extra virgin olive oils to wines. Counterfeit products violate registered trademarks or other distinctive signs protected by law such as the designations of origin (DOC, PDO, DOCG, PGI, TSG, IGT), therefore the counterfeiting is legally punishable. However, Italian Sounding cannot be classified as illegal from a strictly legal standpoint, but they still represent "a huge damage to the Italian economy and to the potential resources of Made in Italy". Two out of three Italian agri-food products sold worldwide are actually fakes that have nothing to do with Italian cuisine. The Italian Sounding phenomenon is estimated to generate €55 billion worldwide annually.
Secondary
Italy has a smaller number of global multinational corporations than other economies of comparable size, but it has a large number of small and medium-sized enterprises, many of them grouped in clusters, which are the backbone of the Italian industry. This results in a manufacturing sector often focused on the export of niche market and luxury products, that is less capable of competing on quantity but is more capable of facing the competition of emerging economies based on lower labor costs, given the higher quality of its products. The industrial districts are regionalized: in the Northwest there is a large modern group of industries, as in the so-called "industrial triangle" (Milan-Turin-Genoa), where there is an area of intense machinery, automotive, aerospace production and shipbuilding; in the Northeast, an area that experienced social and economic development mostly around family-based firms, there are mostly small and medium enterprises of lower technology but high craftsmanship, specializing in machinery, clothing, leather products, footwear, furniture, textiles, machine tools, spare parts, home appliances, and jewellery. Luxury cars such as Ferrari, Lamborghini, Maserati and Ducati motorcycles are also made in the Northeast's region of Emilia-Romagna. In central Italy there are mostly small and medium size companies specializing in products such as textiles, leather, jewelry but also machinery.
Tertiary
The origins of modern banking can be traced to medieval and early Renaissance Italy, to the rich cities like Florence, Lucca, Siena, Venice and Genoa. The Bardi and Peruzzi families dominated banking in 14th-century Florence, establishing branches in many other parts of Europe. One of the most famous Italian banks was the Medici Bank, set up by Giovanni di Bicci de' Medici in 1397. The earliest known state deposit bank, the Bank of Saint George, was founded in 1407 in Genoa, while Banca Monte dei Paschi di Siena, founded in 1472, is the oldest surviving bank in the world. Today, among the financial services companies, UniCredit is one of the largest bank in Europe by capitalization and Assicurazioni Generali is second largest insurance group in the world by revenue after AXA.
The following is a list of the main Italian banks and insurance groups ranked by total assets and gross premiums written.
Infrastructure
Energy and natural resources
In the early 1970s Italy was a major producer of pyrites (from the Tuscan Maremma), asbestos (from the Balangero mines), fluorite (found in Sicily), and salt. At the same time, it was self-sufficient in aluminum (from Gargano), sulphur (from Sicily), lead, and zinc (from Sardinia). By the beginning of the 1990s, however, it had lost all its world-ranking positions and was no longer self-sufficient in those resources. There are no substantial deposits of iron, coal, or oil. Moderate natural gas reserves, mainly in the Po Valley and offshore Adriatic Sea, have been discovered in recent years and constitute the country's most important mineral resource. Italy is one of the world's leading producers of pumice, pozzolana, and feldspar. Another mineral resource for which Italy is well-known is marble, especially the world-famous white Carrara marble from the Massa and Carrara quarries in Tuscany. Most raw materials needed for manufacturing and more than 80% of the country's energy sources are imported (99.7% of the solid fuels demand, 92.5% of oil, 91.2% of natural gas and 13% of electricity). Due to its reliance on imports, Italians pay approximately 45% more than the EU average for electricity.
Italy has managed four nuclear reactors until the 1980s, but in 1987, after the Chernobyl disaster, a large majority of Italians passed a referendum opting for phasing out nuclear power in Italy. The government responded by closing existing nuclear power plants and stopping work on projects underway, continuing to work to the nuclear energy program abroad. The national power company Enel operates seven nuclear reactors in Spain (through Endesa) and four in Slovakia (through Slovenské elektrárne), and in 2005 made an agreement with Électricité de France for a nuclear reactor in France. With these agreements, Italy has managed to access nuclear power and direct involvement in design, construction, and operation of the plants without placing reactors on Italian territory.
In the last decade, Italy has become one of the world's largest producers of renewable energy, ranking as the second largest producer in the European Union after Germany and the ninth in the world. The country is also the world's fifth largest producer of energy from solar power. Renewable sources account for the 27.5% of all electricity produced in Italy, with hydro alone reaching 12.6%, followed by solar at 5.7%, wind at 4.1%, bioenergy at 3.5%, and geothermal at 1.6%. The rest of the national demand is covered by fossil fuels (38.2% natural gas, 13% coal, 8.4% oil) and by imports.
Transportation
Italy was the first country in the world to build motorways, the so-called "autostrade", reserved for motor vehicles. The Milano-Laghi motorway, connecting Milan to Varese and now parts of the A8 and A9 motorways, was devised by Piero Puricelli, a civil engineer and entrepreneur. He received the first authorization to build a public-utility fast road in 1921, and completed the construction between 1924 and 1926. By the end of the 1930s, over 400 kilometers of multi- and dual-single-lane motorways were constructed throughout Italy, linking cities and rural towns. Today there are 668,721 km of serviceable roads in Italy, including 6,661 km of motorways (mostly toll roads, national and local roads), state-owned but privately operated mainly by Atlantia company.
The railway network is also extensive, especially in the north, totalizing 16,862 km of which 69% are electrified and on which 4,937 locomotives and railcars circulate. It is the 12th largest in the world, and is operated by state-owned Ferrovie dello Stato, while the rail tracks and infrastructure are managed by Rete Ferroviaria Italiana. While a number of private railroads exist and provide mostly commuter-type services, the national railway also provides sophisticated high-speed rail service that joins the major cities. The Florence–Rome high-speed railway was the first high-speed line opened in Europe when more than half of it opened in 1977. In 1991 the TAV was created for the planning and construction of high-speed rail lines along Italy's most important and saturated transport routes (Milan-Rome-Naples and Turin-Milan-Venice). High-speed trains include ETR-class trains, with the Frecciarossa 1000 reaching 400 km/h.
There are approximately 130 airports in Italy, of which 99 have paved runways (including the two hubs of Leonardo Da Vinci International in Rome and Malpensa International in Milan), and 43 major seaports including the Port of Genoa, the country's largest and the third busiest by cargo tonnage in the Mediterranean Sea. Due to the increasing importance of the maritime Silk Road with its connections to Asia and East Africa, the Italian ports for Central and Eastern Europe have become important in recent years. In addition, the trade in goods is shifting from the European northern ports to the ports of the Mediterranean Sea due to the considerable time savings and environmental protection. In particular, the deep water port of Trieste in the northernmost part of the Mediterranean Sea is the target of Italian, Asian and European investments. The national inland waterway network comprises 1,477 km of navigable rivers and channels. In 2007 Italy maintained a civilian air fleet of about 389,000 units and a merchant fleet of 581 ships.
Poverty
In 2015, poverty in Italy hit the highest levels in the previous 10 years. The level of absolute poverty for a two-person family was €1050.95/month. The poverty line per capita changed by region from €552.39/month to €819.13/month.The numbers of those in absolute poverty rose nearly an entire percent in 2015, from 6.8% in 2014, to 7.6% in 2015. In Southern Italy the numbers are even higher, with 10% living in absolute poverty, up from 9 percent in 2014. Northern Italy is better off at 6.7%, but this is still an increase from 5.7% in 2014.
The national statistics reporting agency, ISTAT, defines absolute poverty as those who can not buy goods and services which they need to survive. In 2015, the proportion of poor households in relative poverty also increased to 13.7 from 12.9 in 2014. ISTAT defines relative poverty as people whose disposable income is less than around half the national average. The unemployment rate in February 2016 remained at 11.7%, which has been the same for almost a year, but even having a job does not guarantee freedom from poverty. Those who have at least one family member employed still suffer from 6.1% to 11.7% poverty, the higher number being for those who have factory jobs. The numbers are even higher for the younger generations because their unemployment rate is over 40%. Also, children are hit hard. In 2014, 32% of those aged 0–17 are at risk of poverty or social exclusion, which is one child out of three. While in the north the poverty rate is about the same as that of France and Germany, in the south it is almost double that figure. In the last ISTAT report, poverty is in decline.
References
Notes
External links
Italian National Institute of Statistic (ISTAT)
Italy – OECD
Italy profile at The World Bank
The leading international footwear exhibition (MICAM)
Italian Business Facts
Italy
Italy
World Trade Organization member economies
Italy |
14705 | https://en.wikipedia.org/wiki/Italian%20Armed%20Forces | Italian Armed Forces | The Italian Armed Forces () encompass the Italian Army, the Italian Navy and the Italian Air Force. A fourth branch of the armed forces, known as the Carabinieri, take on the role as the nation's military police and are also involved in missions and operations abroad as a combat force. Despite not being a branch of the armed forces, the Guardia di Finanza has military status and is organized along military lines. These five forces comprise a total of 341,250 men and women with the official status of active military personnel, of which 165,500 are in the Army, Navy and Air Force. The President of the Italian Republic heads the armed forces as the President of the High Council of Defence established by article 87 of the Constitution of Italy. According to article 78, the Parliament has the authority to declare a state of war and vest the necessary powers in the Government.
Organization
The office of the Chief of Defence is organised as follows:
The four branches of Italian Armed Forces
Esercito Italiano
The ground force of Italy, the Regio Esercito dates back to the unification of Italy in the 1850s and 1860s. It fought in colonial engagements in China during the Boxer Rebellion, against the Ottoman Empire in Libya (1911-1912), on the Alps against the Austro-Hungarian Empire during World War I, in Abyssinia during the Interwar period, and in World War II in Albania, Greece, North Africa and Russia, as well as in the Italian Civil War. During the Cold War the Army prepared itself to defend against a Warsaw Pact invasion from the east. Since the dissolution of the Soviet Union, it has seen extensive peacekeeping service in Lebanon, Afghanistan, and Iraq. On 29 July 2004 it became a professional all-volunteer force when conscription was finally ended.
Marina Militare
The navy of Italy was created in 1861, following the proclamation of the Kingdom of Italy, as the Regia Marina. The new navy's baptism of fire came during the Third Italian War of Independence against the Austrian Empire. During the First World War, it spent its major efforts in the Adriatic Sea, fighting the Austro-Hungarian Navy. In the Second World War, it engaged the Royal Navy in a two-and-a-half-year struggle for the control of the Mediterranean Sea. After the war, the new Marina Militare, being a member of the North Atlantic Treaty Organisation (NATO), has taken part in many coalition peacekeeping operations. It is a blue-water navy. The Guardia Costiera (Coast Guard) is a component of the navy.
Aeronautica Militare
The air force of Italy was founded as an independent service arm on 28 March 1923, by King Vittorio Emanuele III as the Regia Aeronautica (which equates to "Royal Air Force"). During the 1930s, it was involved in its first military operations in Ethiopia in 1935, and later in the Spanish Civil War between 1936 and 1939. Eventually, Italy entered World War II alongside Germany. After the armistice of 8 September 1943, Italy was divided into two sides, and the same fate befell the Regia Aeronautica. The Air Force was split into the Italian Co-Belligerent Air Force in the south aligned with the Allies, and the pro-Axis Aeronautica Nazionale Repubblicana in the north until the end of the war. When Italy was made a republic by referendum, the air force was given its current name Aeronautica Militare.
Carabinieri
The Arma dei Carabinieri is the gendarmerie and military police of Italy. The corps was instituted in 1814 by King Victor Emmanuel I of Savoy with the aim of providing the Kingdom of Sardinia with a police corps; it is therefore older than Italy itself. The new force was divided into divisions on the scale of one division for each province of Italy. The divisions were further divided into companies and subdivided into lieutenancies, which commanded and coordinated the local police stations and were distributed throughout the national territory in direct contact with the public. The Italian unification saw the number of divisions increased, and in 1861 the Carabinieri were appointed the "First Force" of the new national military organization. In recent years Carabinieri became the fourth branch of Italian Armed Forces. Primarily they carry out law enforcement, military policing duties and peacekeeping mission abroad, such as Kosovo, Afghanistan, and Iraq. At the Sea Islands Conference of the G8 in 2004, the Carabinieri were given the mandate to establish a Center of Excellence for Stability Police Units (CoESPU) to spearhead the development of training and doctrinal standards for civilian police units attached to international peacekeeping missions.
International stance
Italy has joined in many UN, NATO and EU operations as well as with assistance to Russia and the other CIS nations, Middle East peace process, peacekeeping, and combating the illegal drug trade, human trafficking, piracy and terrorism.
Italy did take part in the 1982 Multinational Force in Lebanon along with US, French and British troops. Italy also participated in the 1990–91 Gulf War, with the deployment of eight Panavia Tornado IDS bomber jets; Italian Army troops were subsequently deployed to assist Kurdish refugees in northern Iraq following the conflict.
As part of Operation Enduring Freedom, Italy contributed to the international operation in Afghanistan. Italian forces have contributed to ISAF, the NATO force in Afghanistan, and to the Provincial reconstruction team. Italy has sent 3,800 troops, including one infantry company from the 2nd Alpini Regiment tasked to protect the ISAF HQ, one engineer company, one NBC platoon, one logistic unit, as well as liaison and staff elements integrated into the operation chain of command. Italian forces also command a multinational engineer task force and have deployed a platoon of Carabinieri military police.
The Italian Army did not take part in combat operations of the 2003 Iraq War, dispatching troops only when major combat operations were declared over by the U.S. President George W. Bush. Subsequently, Italian troops arrived in the late summer of 2003, and began patrolling Nasiriyah and the surrounding area. Italian participation in the military operations in Iraq was concluded by the end of 2006, with full withdrawal of Italian military personnel except for a small group of about 30 soldiers engaged in providing security for the Italian embassy in Baghdad. Italy played a major role in the 2004-2011 NATO Training Mission to assist in the development of Iraqi security forces training structures and institutions.
Operations
Since the second post-war the Italian armed force has become more and more engaged in international peace support operations, mainly under the auspices of the United Nations. The Italian armed forces are currently participating in 26 missions.
UNMOGIP, since 1951 (India and Pakistan)
UNTSO, since 1958 (Israel, Egypt, Syria and Lebanon)
UNIFIL, since 1978 (Lebanon)
MINURSO, since 1991 (Western Sahara)
UNFICYP, since 2005 (Cyprus)
MINUSMA, since 2013 (Mali)
EUFOR Althea, since 2004 (Bosnia and Herzegovina)
EUBAM Rafah, since 2005 (Gaza–Egypt border)
EUPOL Afghanistan, since 2007 (Afghanistan)
EUNAVFOR Atalanta, since 2008 (Gulf of Aden)
EUMM Georgia, since 2008 (Georgia, South Ossetia and Abkhazia)
EULEX Kosovo, since 2008 (Kosovo)
EUTM Somalia, since 2010 (Somalia)
EUCAP Nestor, since 2012 (Indian Ocean)
EUCAP Sahel Niger, since 2012 (Niger)
EUBAM Libya, since 2013 (Libya)
EUTM Mali, since 2013 (Mali)
EUFOR RCA, since 2014 (Central African Republic)
KFOR, since 1999 (Kosovo)
ISAF, 2001-2021 (Afghanistan)
Operation Active Endeavour, since 2001 (Mediterranean Sea)
Operation Ocean Shield, since 2009 (Gulf of Aden)
Multilateral missions
TIPH-2, since 1997 (West Bank)
Operation Cyrene, since 2011 (Libya)
MIADIT Somalia, since 2013 (Somalia and Djibouti)
MIADIT Palestine, since 2014 (West Bank)
See also
List of Italian service weapons
National Institute for the Honour Guard of the Royal Tombs of the Pantheon
Uniforms of the Italian Armed Forces
List of military equipment of Italy
Citations
References
External links
Official Site of Italian Ministry of Defense
Official Site of Italian Army
Official Site of Italian Navy
Official Site of Italian Air Force
Official Site of Carabinieri
1861 establishments in Italy
Permanent Structured Cooperation |
14709 | https://en.wikipedia.org/wiki/Ice-T | Ice-T | Tracy Lauren Marrow, better known by his stage name Ice-T, is an American rapper, songwriter, actor and producer. He began his career as an underground rapper in the 1980s and was signed to Sire Records in 1987, when he released his debut album Rhyme Pays—reportedly the first hip-hop album to carry an explicit content sticker. The following year, he founded the record label Records (named after his collective of fellow hip-hop artists called the "") and released another album, Power, which would go platinum. He also released several other albums that went gold.
Ice-T co-founded the heavy metal band Body Count, which he introduced on his 1991 rap album O.G. Original Gangster, on the track titled "Body Count". The band released their self-titled debut album in 1992. Ice-T encountered controversy over his track "Cop Killer", the lyrics of which discussed killing police officers. He asked to be released from his contract with Warner Bros. Records, and his next solo album, Home Invasion, was released later in February 1993 through Priority Records. Body Count's next album, Born Dead, was released in 1994, and Ice-T released two more albums in the late 1990s.
As an actor, Ice-T played small parts in the films Breakin' and its sequels, Breakin' 2: Electric Boogaloo and Rappin', during the 1980s, before his major role debut, starring as police detective Scotty Appleton in New Jack City (1991). He received top billing for his role in Surviving the Game (1994) and continued to appear in small roles in TV series and other films throughout the 1990s. Since 2000, he has portrayed NYPD Detective/Sergeant Odafin Tutuola on the NBC police drama Law & Order: Special Victims Unit. A reality television show titled Ice Loves Coco ran for three seasons (2011–2013) on E!, featuring the home life of Ice-T and his wife Coco Austin. In 2018, he began hosting the true crime documentary In Ice Cold Blood on the Oxygen cable channel, which as of 2020 is in its third season.
Early life
Tracy Lauren Marrow, the son of Solomon and Alice Marrow, was born in Newark, New Jersey on February 16, 1958. Solomon was African-American and his mother Alice was African American from Louisiana Creole background. For decades, Solomon worked as a conveyor belt mechanic at the Rapistan Conveyor Company. When Marrow was a child, his family moved to upscale Summit, New Jersey. The first time race played a major part in Marrow's life was at the age of seven, when he became aware of the racism leveled by his white friends towards black children. Marrow surmised that he escaped similar treatment because they thought that he was white due to his lighter skin. Relaying this incident to his mother, she told him, "Honey, people are stupid"; her advice and this incident taught Marrow to control the way the negativity of others affected him.
His mother died of a heart attack when he was in third grade. Solomon raised Marrow as a single father for four years, with help from a housekeeper. Marrow's first experience with illicit activity occurred after a bicycle that his father bought him for Christmas was stolen. After Marrow told his father, Solomon shrugged, "Well, then, you ain't got no bike". Marrow stole parts from bicycles and assembled "three or four weird-looking, brightly-painted bikes" from the parts; his father either did not notice or never acknowledged this. When Marrow was thirteen years old, Solomon also died of a heart attack.
Following his father's death, the orphaned Marrow briefly lived with a nearby aunt, then was sent to live with his other aunt and her husband in View Park-Windsor Hills, an upper middle-class Black neighborhood in South Los Angeles. While his cousin Earl was preparing to leave for college, Marrow shared a bedroom with him. Earl was a fan of rock music and listened only to the local rock radio stations; sharing a room with him sparked Marrow's interest in heavy metal music.
High school, early criminal activity, military service
Marrow moved to the Crenshaw District of Los Angeles when he was in the eighth grade. He attended Palms Junior High, which was predominantly made up of white students, and included black students who traveled by bus from South Central to attend. He then attended Crenshaw High School, which was almost entirely made up of black students.
Marrow stood out from most of his friends because he did not drink alcohol, smoke tobacco, or use drugs. During Marrow's time in high school, gangs became more prevalent in the Los Angeles school system. Students who belonged to the Crips and Bloods gangs attended Crenshaw, and fought in the school's hallways. Marrow, while never an actual gang member, was affiliated with the former. Marrow began reading the novels of Iceberg Slim, which he memorized and recited to his friends, who enjoyed hearing the excerpts and told him, "Yo, kick some more of that by Ice, T", giving Marrow his famous nickname. Marrow and other Crips wrote and performed "Crip Rhymes".
His music career started with the band of the singing group The Precious Few of Crenshaw High School. Marrow and his group opened the show, dancing to a live band. The singers were Thomas Barnes, Ronald Robinson and Lapekas Mayfield.
In 1975, at the age of seventeen, Marrow began receiving Social Security benefits resulting from the death of his father and used the money to rent an apartment for $90 a month. He sold cannabis and stole car stereos to earn extra cash, but he was not making enough to support his pregnant girlfriend. After his daughter was born, Marrow enlisted in the United States Army in October 1977. Following basic training, Marrow was assigned to the 25th Infantry Division. During his time in the army Marrow was involved with a group of soldiers charged with the theft of a rug. While awaiting trial, he received a $2,500 bonus check and went absent without leave, returning a month later, after the rug had been returned. Marrow received a non-judicial punishment as a consequence of his dereliction of duty.
During his spell in the Army, Marrow became interested in hip hop music. He heard The Sugarhill Gang's newly released single "Rapper's Delight" (1979), which inspired him to perform his own raps over the instrumentals of this and other early hip-hop records. The music, however, did not fit his lyrics or form of delivery.
When he was stationed in Hawaii (where prostitution was not a heavily prosecuted crime) as a squad leader at Schofield Barracks, Marrow met a pimp named Mac. Mac admired that Marrow could quote Iceberg Slim, and he taught Marrow how to be a pimp himself. Marrow was also able to purchase stereo equipment cheaply in Hawaii, including two Technics turntables, a mixer, and large speakers. Once equipped, he then began to learn turntablism and rapping.
Marrow learned from his commanding officer that he could receive an early honorable discharge because he was a single father. Taking advantage of this, Marrow was discharged as a Private First Class (PFC - E3) in December 1979 after serving for two years and two months.
During an episode of The Adam Carolla Podcast that aired on June 6, 2012, Marrow claimed that after being discharged from the Army, he began a career as a bank robber. Marrow claimed he and some associates began conducting take-over bank robberies "like [in the film] Heat". Marrow then elaborated, explaining, "Only punks go for the drawer, we gotta go for the safe." Marrow also stated he was glad the United States justice system has statutes of limitations, which had likely expired when Marrow admitted to his involvement in multiple Class 1 Felonies in the early-to-mid 1980s.
In July 2010, Marrow was mistakenly arrested. A month later when Marrow attended court, the charges were dropped and the prosecution stated "there had been a clerical error when the rapper was arrested". Marrow gave some advice to young people who think going to jail is a mark of integrity, saying: "Street credibility has nothing to do with going to jail, it has everything to do with staying out."
Career
Music
Early career (1980–1981)
After leaving the Army, Marrow wanted to stay away from gang life and violence and instead make a name for himself as a DJ. As a tribute to Iceberg Slim, Marrow adopted the stage name Ice-T. While performing as a DJ at parties, he received more attention for his rapping, which led Ice-T to pursue a career as a rapper. After breaking up with his girlfriend Caitlin Boyd, he returned to a life of crime and robbed jewelry stores with his high school friends. Ice-T's raps later described how he and his friends pretended to be customers to gain access before smashing the display glass with baby sledgehammers.
Ice-T's friends Al P. and Sean E. Sean went to prison. Al P. was caught in 1982 and sent to prison for robbing a high-end jewelry store in Laguna Niguel for $2.5 million in jewelry. Sean was arrested for possession of not only cannabis, which Sean sold, but also material stolen by Ice-T. Sean took the blame and served two years in prison. Ice-T stated that he owed a debt of gratitude to Sean because his prison time allowed him to pursue a career as a rapper. Concurrently, he wound up in a car accident and was hospitalized as a John Doe because he did not carry any form of identification due to his criminal activities. After being discharged from the hospital, he decided to abandon the criminal lifestyle and pursue a professional career rapping. Two weeks after being released from the hospital, he won an open mic competition judged by Kurtis Blow.
Professional career (1982–present)
In 1982, Ice-T met producer Willie Strong from Saturn Records. In 1983, Strong recorded Ice-T's first single, "Cold Wind Madness", also known as "The Coldest Rap", an electro hip-hop record that became an underground success, becoming popular even though radio stations did not play it due to the song's hardcore lyrics. That same year, Ice-T released "Body Rock", another electro hip-hop single that found popularity in clubs. In 1984, Ice-T released the single Killers, the first of his political raps, and then was a featured rapper on "Reckless", a single by DJ Chris "The Glove" Taylor and (co-producer) David Storrs. This song was almost immediately followed up with a sequel entitled "Reckless Rivalry (Combat)", which was featured in the Breakin''' sequel, Breakin' 2: Electric Boogaloo, however it was never featured on the soundtrack album and, to this day, has never been released. Ice later recorded the songs "Ya Don't Quit" and "Dog'n the Wax (Ya Don't Quit-Part II)" with Unknown DJ, who provided a Run–D.M.C.-like sound for the songs.
Ice-T received further inspiration as an artist from Schoolly D's gangsta rap single "P.S.K. What Does It Mean?", which he heard in a club. Ice-T enjoyed the single's sound and delivery, as well as its vague references to gang life, although the real life gang, Park Side Killers, was not named in the song.
Ice-T decided to adopt Schoolly D's style, and wrote the lyrics to his first gangsta rap song, "6 in the Mornin'", in his Hollywood apartment, and created a minimal beat with a Roland TR-808. He compared the sound of the song, which was recorded as a B-side on the single "Dog'n The Wax", to that of the Beastie Boys. The single was released in 1986, and he learned that "6 in the Mornin'" was more popular in clubs than its A-side, leading Ice-T to rap about Los Angeles gang life, which he described more explicitly than any previous rapper. He intentionally did not represent any particular gang, and wore a mixture of red and blue clothing and shoes to avoid antagonizing gang-affiliated listeners, who debated his true affiliation.
Ice-T finally landed a deal with a major label Sire Records. When label founder and president Seymour Stein heard his demo, he said Ice-T sounded like Bob Dylan. Shortly after, he released his debut album Rhyme Pays in 1987 supported by DJ Evil E, DJ Aladdin and producer Afrika Islam, who helped create the mainly party-oriented sound. The record wound up being certified gold by the Recording Industry Association of America. That same year, he recorded the title theme song for Dennis Hopper's Colors, a film about inner-city gang life in Los Angeles. His next album Power was released in 1988, under his own label Rhyme Syndicate, and it was a more assured and impressive record, earning him strong reviews and his second gold record. Released in 1989, The Iceberg/Freedom of Speech... Just Watch What You Say! established his popularity by matching excellent abrasive music with narrative and commentative lyrics. In the same year, he appeared on Hugh Harris' single "Alice".
In 1991, he released his album O.G. Original Gangster, which is regarded as one of the albums that defined gangsta rap. On OG, he introduced his heavy metal band Body Count in a track of the same name. Ice-T toured with Body Count on the first annual Lollapalooza concert tour in 1991, gaining him appeal among middle-class teenagers and fans of alternative music genres. The album Body Count was released in March 1992. For his appearance on the heavily collaborative track "Back on the Block", a composition by jazz musician Quincy Jones that "attempt[ed] to bring together black musical styles from jazz to soul to funk to rap", Ice-T won a Grammy Award for the Best Rap Performance by a Duo or Group, an award shared by others who worked on the track including Jones and fellow jazz musician Ray Charles.
Controversy later surrounded Body Count over its song "Cop Killer". The rock song was intended to speak from the viewpoint of a criminal getting revenge on racist, brutal cops. Ice-T's rock song infuriated government officials, the National Rifle Association, and various police advocacy groups. Consequently, Time Warner Music refused to release Ice-T's upcoming album Home Invasion because of the controversy surrounding "Cop Killer". Ice-T suggested that the furor over the song was an overreaction, telling journalist Chuck Philips "...they've done movies about nurse killers and teacher killers and student killers. Arnold Schwarzenegger blew away dozens of cops as the Terminator. But I don't hear anybody complaining about that". In the same interview, Ice-T suggested to Philips that the misunderstanding of Cop Killer, the misclassification of it as a rap song (not a rock song), and the attempts to censor it had racial overtones: "The Supreme Court says it's OK for a white man to burn a cross in public. But nobody wants a black man to write a record about a cop killer".
Ice-T split amicably with Sire/Warner Bros. Records after a dispute over the artwork of the album Home Invasion. He then reactivated Rhyme Syndicate and formed a deal with Priority Records for distribution. Priority released Home Invasion in the spring of 1993. The album peaked at No. 9 on Billboard magazine's Top R&B/Hip-Hop Albums and at No. 14 on the Billboard 200, spawning several singles including "Gotta Lotta Love", "I Ain't New Ta This" and "99 Problems" – which would later inspire Jay-Z to record a version with new lyrics in 2003. In 2003 he released the single "Beat of Life" with Sandra Nasić, Trigga tha Gambler and DJ Tomekk and placed in the German charts.GfK Entertainment charts: Offizielle Charts
Ice-T had also collaborated with certain other heavy metal bands during this time period. For the film Judgment Night, he did a duet with Slayer on the track "Disorder". In 1995, Ice-T made a guest performance on Forbidden by Black Sabbath. Another album of his, VI – Return of the Real, was released in 1996, followed by The Seventh Deadly Sin in 1999.
His first rap album since 1999, Gangsta Rap, was released on October 31, 2006. The album's cover, which "shows [Ice-T] lying on his back in bed with his ravishing wife's ample posterior in full view and one of her legs coyly draped over his private parts", was considered to be too suggestive for most retailers, many of which were reluctant to stock the album. Some reviews of the album were unenthusiastic, as many had hoped for a return to the political raps of Ice-T's most successful albums.
Ice-T appears in the film Gift. One of the last scenes includes Ice-T and Body Count playing with Jane's Addiction in a version of the Sly and the Family Stone song "Don't Call Me Nigger, Whitey".
Besides fronting his own band and rap projects, Ice-T has also collaborated with other hard rock and metal bands, such as Icepick, Motörhead, Slayer, Pro-Pain, and Six Feet Under. He has also covered songs by hardcore punk bands such as The Exploited, Jello Biafra, and Black Flag. Ice-T made an appearance at Insane Clown Posse's Gathering of the Juggalos (2008 edition). Ice-T was also a judge for the 7th annual Independent Music Awards to support independent artists. His 2012 film Something from Nothing: The Art of Rap features a who's who of underground and mainstream rappers.
In November 2011, Ice-T announced via Twitter that he was in the process of collecting beats for his next LP which was expected sometime during 2012, but , the album has not been released. A new Body Count album, Bloodlust, was released in 2017. After the release of the album, responding to an interview question asking if he's "done with rap", he answered "I don't know" and noted that he's "really leaning more toward EDM right now".
In July 2019, Ice-T released his first solo hip hop track in 10 years, titled "Feds in My Rearview". The track is the first in a trilogy, with the second track, "Too Old for the Dumb Shit", described as a prequel to "Feds in My Rearview", and released in September 2019. Ice-T was also featured on the 2020 hip hop posse cut "The Slayers Club" alongside R.A. the Rugged Man, Brand Nubian and others.
Ice-T performed at New Year's Eve Toast & Roast 2021, Fox broadcast.
Acting
Television and film
Ice-T was prominently featured as both a rapper and a breakdancer in Breakin' 'n' 'Enterin' (1983), a documentary about the early West Coast hip hop scene.
Ice-T's first film appearances were in the motion pictures, Breakin' (1984), and its sequel, Breakin' 2: Electric Boogaloo (1984). These films were released before Ice-T released his first LP, although he appears on the soundtrack to Breakin. He has since stated he considers the films and his own performance in them to be "wack".
In 1991, he embarked on a serious acting career, portraying police detective Scotty Appleton in Mario Van Peebles' action thriller New Jack City, gang leader Odessa (alongside Denzel Washington and John Lithgow) in Ricochet (1991), gang leader King James in Trespass (1992), followed by a notable lead role performance in Surviving the Game (1994), in addition to many supporting roles, such as J-Bone in Johnny Mnemonic (1995), and the marsupial mutant T-Saint in Tank Girl (1995). He was also interviewed in the Brent Owens documentary Pimps Up, Ho's Down, in which he claims to have had an extensive pimping background before getting into rap. He is quoted as saying "once you max something out, it ain't no fun no more. I couldn't really get no farther." He goes on to explain his pimping experience gave him the ability to get into new businesses. "I can't act, I really can't act, I ain't no rapper, it's all game. I'm just working these niggas." Later he raps at the Players Ball.
In 1993, Ice-T, along with other rappers and the three Yo! MTV Raps hosts Ed Lover, Doctor Dré and Fab 5 Freddy starred in the comedy Who's the Man?, directed by Ted Demme. In the movie, he is a drug dealer who gets really frustrated when someone calls him by his real name, "Chauncey", rather than his street name, "Nighttrain".
In 1995, Ice-T had a recurring role as vengeful drug dealer Danny Cort on the television series New York Undercover, co-created by Dick Wolf. His work on the series earned him the 1996 NAACP Image Award for Outstanding Supporting Actor in a Drama Series. In 1997, he co-created the short-lived series Players, produced by Wolf. This was followed by a role as pimp Seymour "Kingston" Stockton in Exiled: A Law & Order Movie (1998). These collaborations led Wolf to add Ice-T to the cast of Law & Order: Special Victims Unit. Since 2000 he has portrayed Odafin "Fin" Tutuola, a former undercover narcotics officer transferred to the Special Victims Unit. In 2002, the NAACP awarded Ice-T with a second Image Award, again for Outstanding Supporting Actor in a Drama Series, for his work on Law & Order: SVU.
Around 1995, Ice-T co-presented a UK-produced magazine television series on black culture, Baadasss TV.
In 1997, Ice-T had a pay-per-view special titled Ice-T's Extreme Babes which appeared on Action PPV, formerly owned by BET Networks.
In 1999, Ice-T starred in the HBO movie Stealth Fighter as a United States Naval Aviator who fakes his own death, steals an F-117 stealth fighter, and threatens to destroy United States military bases. He also acted in the movie Sonic Impact, released the same year.
Ice-T made an appearance on the comedy television series Chappelle's Show as himself presenting the award for "Player Hater of the Year" at the "Player-Haters Ball", a parody of his own appearance at the Players Ball. He was dubbed the "Original Player Hater".Beyond Tough, a 2002 documentary series, aired on Discovery Channel about the world's most dangerous and intense professions, such as alligator wrestlers and Indy 500 pit crews, was hosted by Ice-T.
In 2007, Ice-T appeared as a celebrity guest star on the MTV sketch comedy show Short Circuitz. Also in late 2007, he appeared in the short-music film Hands of Hatred, which can be found online.
Ice-T was interviewed for the Cannibal Corpse retrospective documentary Centuries of Torment, as well as appearing in Chris Rock's 2009 documentary Good Hair, in which he reminisced about going to school in hair curlers.
A 2016 advertisement for GEICO features Ice-T behind a lemonade stand run by children. When people ask if it is Ice-T, the actor yells back, "No, it's lemonade!"
In 2020, Ice-T competed on The Masked Singer spin-off The Masked Dancer where he portrayed "Disco Ball" and was the first to be eliminated.
Voice acting
Ice-T's voice acting roles include Madd Dogg in the video game Grand Theft Auto: San Andreas, as well as Agent Cain in Sanity: Aiken's Artifact. He also appears as himself in Def Jam: Fight for NY and UFC: Tapout fighting video games. He also voiced the character Aaron Griffin in the video game Gears of War 3. Marrow also made an appearance in the 2019 video game Borderlands 3, in which he voices the character of BALEX.
Other ventures
Podcasting
On December 27, 2013, Ice-T announced that he was entering podcasting in a deal with the Paragon Collective. Ice-T co-hosts the Ice-T: Final Level podcast with his longtime friend, Mick Benzo (known as Zulu Beatz on Sirius XM). They discuss relevant issues, movies, video games, and do a behind the scenes of Law & Order: SVU segment with featured guests from the entertainment world. The show will release new episodes bi-weekly. Guests have included Jim Norton. Ice-T released his first episode on January 7 to many accolades.
Reality television
On October 20, 2006, Ice-T's Rap School aired and was a reality television show on VH1. It was a spin-off of the British reality show Gene Simmons' Rock School, which also aired on VH1. In Rap School, rapper/actor Ice-T teaches eight teens from York Preparatory School in New York called the "York Prep Crew" ("Y.P. Crew" for short). Each week, Ice-T gives them assignments and they compete for an imitation gold chain with a microphone on it. On the season finale on November 17, 2006, the group performed as an opening act for Public Enemy.
On June 12, 2011, E! reality show Ice Loves Coco debuted. The show is mostly about his relationship with his wife, Nicole "Coco" Austin.
In popular media
In the Rick and Morty episode "Get Schwifty", "Ice-T" (voiced by show creator Dan Harmon) is portrayed as secretly being alien royalty exiled to Earth, whose natural shape is revealed to be a letter T made of water. Ice-T reacted on Twitter by saying "This happens with cartoonists after lots of drugs…. Fn Crazy!!"
Stand-up comedian John Mulaney dedicates a long segment on his comedy special New in Town to the humorous expositional nature of Ice-T's role on Special Victims Unit, saying that his function on the show is to be perpetually amazed by bad things, despite being in a sex crimes unit.
Style and influence
Ice-T cites writer Iceberg Slim and rapper Schoolly D as influences, with Iceberg Slim's novels guiding his skills as a lyricist. His favorite heavy rock acts are Edgar Winter, Led Zeppelin and Black Sabbath. His hip hop albums helped shape gangsta rap, with music journalists tracing works of artists such as Tupac Shakur, Notorious B.I.G., Eminem and N.W.A to "6 in the Mornin'".
A love of rock led Ice to use guitar in his albums, to provide his songs with edge and power, and to make his raps harder. He drew on the fusion of rock and hip hop by Rick Rubin-produced acts such as Beastie Boys, Run-DMC and LL Cool J, who featured rock samples in their songs.
Body Count – whose 1992 debut album Ice described as a "rock album with a rap mentality" – is described as paving the way for the success of rap rock fusions by acts like Kid Rock and Limp Bizkit. However, Ice-T states that the band's style does not fuse the two genres, and that Body Count is solely a rock band.
In Hip Hop Connection, Ice listed his favorite rap albums:
Personal life
On March 20, 1976, Marrow's high school girlfriend Adrienne gave birth to their daughter LeTesha Marrow, and they continued attending high school while raising her. While filming Breakin' in 1984, he met his second girlfriend Darlene Ortiz, who was at the club where the film was shot. They began a relationship and Ortiz was featured on the covers of Rhyme Pays and Power. Ice-T and Ortiz had a son, Ice Tracy Marrow Jr., on November 23, 1991.
Ice-T married swimsuit model Nicole "Coco" Austin in January 2002. In celebration of their impending ninth wedding anniversary, the couple renewed their wedding vows on June 4, 2011. As of 2006, they owned a penthouse apartment in North Bergen, New Jersey. In 2012, they were building a five-bedroom house in Edgewater, New Jersey, that was expected to be completed by the end of the year. In 2015, the couple had their first child together, daughter Chanel.
Ice-T has stated on numerous occasions that he is a teetotaler, and lives a straight edge lifestyle.
Ice-T is a long time practitioner of Brazilian Jiu-Jitsu and boxing. He is also a big fan of the UFC.
Activism
During the popularity of Public Enemy, Ice-T was closely associated with the band and his recordings of the time showed a similar political viewpoint. He was referred to as "The Soldier of the Highest Degree" in the booklet for Fear of a Black Planet and mentioned on the track "Leave This Off Your Fuckin' Charts". He also collaborated with fellow anti-censorship campaigner Jello Biafra on his album The Iceberg/Freedom of Speech... Just Watch What You Say!.
On June 5, 2008, Ice-T joked that he would be voting for John McCain in the 2008 American elections, speculating that his past affiliation with Body Count could hurt Barack Obama's chances if he endorsed him, so he would choose instead to ruin McCain's campaign by saying he supported him.
Personal disputes
LL Cool J
Ice-T had a feud with LL Cool J in the late 1980s and early 1990s. Apparently, this was instigated by LL's claim to be "the baddest rapper in the history of rap itself". Ice-T recorded disses against LL on his 1988 album Power. On the album was the track, "I'm Your Pusher", in which a rap music addict declines to buy an LL Cool J record. The album also contains the posse rap track, "The Syndicate", which took aim at LL's lyrical ability, claiming that rapping about oneself so frequently was a "first grade topic". The song also mocked the song's hook "I'm Bad", which identified it as an LL diss specifically. In the book Check the Technique: Liner Notes for Hip-Hop Junkies, Ice-T said that the song "Girls L.G.B.N.A.F." was also intended as a diss to LL Cool J, by making a crude song to contrast with the love songs that LL was making at the time.
On LL's response, "To da Break of Dawn" in 1990, he dissed Kool Moe Dee (whose feud with LL was far more publicized) as well as MC Hammer. He then devoted the third verse of the song to dissing Ice-T, mocking his rap ability ("take your rhymes around the corner to rap rehab"), his background ("before you rapped, you was a downtown car thief"), and his style ("a brother with a perm deserves to get burned"). He also suggested that the success of Power was due to the appearance of Ice-T's girlfriend Darlene on the album cover. Ice-T appeared to have ignored the insults and he had also defended LL Cool J after his arrest in the song "Freedom of Speech".
In August 2012, Ice-T said that the rivalry was "never serious" and that he needed a nemesis to create "an exciting dispute".
Soulja Boy Tell 'Em
In June 2008, on DJ Cisco's Urban Legend mixtape, Ice-T criticized Soulja Boy (whose name is DeAndre Way) for "killing hip hop" and called his song "Crank That" "garbage" compared to the works of other hip-hop artists such as Rakim, Das EFX, Big Daddy Kane and Ice Cube. One of the comments exchanged was Ice-T telling Way to "eat a dick". The two then traded numerous videos back and forth over the Internet. These videos included a cartoon and video of Ice-T dancing on Way's behalf and an apology, but reiteration of his feelings that Way's music "sucks", on Ice-T's behalf. Musician Kanye West defended Way saying, "He came from the 'hood, made his own beats, made up a new saying, new sound and a new dance with one song".
Discography
Studio albums
Rhyme Pays (1987)
Power (1988)
The Iceberg/Freedom of Speech...Just Watch What You Say (1989)
O.G. Original Gangster (1991)
Home Invasion (1993)
Ice-T VI: Return of the Real (1996)
The Seventh Deadly Sin (1999)
Gangsta Rap (2006)
with Body Count
Body Count (1992)
Born Dead (1994)
Violent Demise: The Last Days (1997)
Murder 4 Hire (2006)
Manslaughter (2014)
Bloodlust (2017)
Carnivore (2020)
Collaboration albums
Breaking and Entering with The Radio Crew (1983)
Rhyme Syndicate Comin' Through with (1988)
Pimp to Eat with Analog Brothers (2000)
Repossession with SMG (2004)
Urban Legends with Black Ice (2008)
The Foundation Album (Legends Recording Group) with various artists (2019)
Uncut with Afrika Islam (2021)
Filmography
Film
Television
Videos
Video games
As producer
Awards and nominations
Sources:
Grammy Awards
MTV Video Music Awards
MTV Movie Awards
Image Awards
Adult Video News Awards
News & Documentary Emmy Award
All Def Movie Awards
Bibliography
The Ice Opinion: Who Gives a Fuck?, with Heidi Siegmund (1994)
Ice: A Memoir of Gangster Life and Redemption – from South Central to Hollywood (2011)
Kings of Vice (2011)
Mirror Image'' (2013)
References
Sources
External links
Conspiracy Worldwide Radio Ice T interview (December 2009)
Official social media links
Ice-T on Twitter
Ice-T on Instagram
1958 births
Living people
20th-century American male actors
20th-century American rappers
21st-century American male actors
21st-century American rappers
Activists for African-American civil rights
Activists from California
Activists from New Jersey
African-American male actors
African-American male rappers
African-American military personnel
African-American rock singers
American baritones
American heavy metal singers
American male film actors
American male rappers
American male television actors
American male video game actors
American male voice actors
American men podcasters
American pimps
American podcasters
American punk rock singers
Body Count (band) members
Charly Records artists
Crenshaw High School alumni
Gangsta rappers
Grammy Award winners for rap music
Hip hop activists
Louisiana Creole people
Male actors from Los Angeles
Male actors from New Jersey
Male actors from Newark, New Jersey
Musicians from Newark, New Jersey
Musicians from Summit, New Jersey
Participants in American reality television series
People from Crenshaw, Los Angeles
People from Edgewater, New Jersey
People from North Bergen, New Jersey
Priority Records artists
Rap metal musicians
Rappers from Los Angeles
Rappers from New Jersey
Rappers from Newark, New Jersey
Sire Records artists
United States Army soldiers
Virgin Records artists
West Coast hip hop musicians
Hardcore hip hop artists |
14724 | https://en.wikipedia.org/wiki/Intellectual%20property | Intellectual property | Intellectual property (IP) is a category of property that includes intangible creations of the human intellect. There are many types of intellectual property, and some countries recognize more than others. The best-known types are copyrights, patents, trademarks, and trade secrets. The modern concept of intellectual property developed in England in the 17th and 18th centuries. The term "intellectual property" began to be used in the 19th century, though it was not until the late 20th century that intellectual property became commonplace in the majority of the world's legal systems.
The main purpose of intellectual property law is to encourage the creation of a wide variety of intellectual goods. To achieve this, the law gives people and businesses property rights to the information and intellectual goods they create, usually for a limited period of time. This gives economic incentive for their creation, because it allows people to benefit from the information and intellectual goods they create, and allows them to protect their ideas and prevent copying. These economic incentives are expected to stimulate innovation and contribute to the technological progress of countries, which depends on the extent of protection granted to innovators.
The intangible nature of intellectual property presents difficulties when compared with traditional property like land or goods. Unlike traditional property, intellectual property is "indivisible", since an unlimited number of people can "consume" an intellectual good without its being depleted. Additionally, investments in intellectual goods suffer from problems of appropriation: Landowners can surround their land with a robust fence and hire armed guards to protect it, but producers of information or literature can usually do little to stop their first buyer from replicating it and selling it at a lower price. Balancing rights so that they are strong enough to encourage the creation of intellectual goods but not so strong that they prevent the goods' wide use is the primary focus of modern intellectual property law.
History
The Statute of Monopolies (1624) and the British Statute of Anne (1710) are seen as the origins of patent law and copyright respectively, firmly establishing the concept of intellectual property.
"Literary property" was the term predominantly used in the British legal debates of the 1760s and 1770s over the extent to which authors and publishers of works also had rights deriving from the common law of property (Millar v Taylor (1769), Hinton v Donaldson (1773), Donaldson v Becket (1774)). The first known use of the term intellectual property dates to this time, when a piece published in the Monthly Review in 1769 used the phrase. The first clear example of modern usage goes back as early as 1808, when it was used as a heading title in a collection of essays.
The German equivalent was used with the founding of the North German Confederation whose constitution granted legislative power over the protection of intellectual property (Schutz des geistigen Eigentums) to the confederation. When the administrative secretariats established by the Paris Convention (1883) and the Berne Convention (1886) merged in 1893, they located in Berne, and also adopted the term intellectual property in their new combined title, the United International Bureaux for the Protection of Intellectual Property.
The organization subsequently relocated to Geneva in 1960 and was succeeded in 1967 with the establishment of the World Intellectual Property Organization (WIPO) by treaty as an agency of the United Nations. According to legal scholar Mark Lemley, it was only at this point that the term really began to be used in the United States (which had not been a party to the Berne Convention), and it did not enter popular usage there until passage of the Bayh-Dole Act in 1980.
The history of patents does not begin with inventions, but rather with royal grants by Queen Elizabeth I (1558–1603) for monopoly privileges. Approximately 200 years after the end of Elizabeth's reign, however, a patent represents a legal right obtained by an inventor providing for exclusive control over the production and sale of his mechanical or scientific invention. demonstrating the evolution of patents from royal prerogative to common-law doctrine.
The term can be found used in an October 1845 Massachusetts Circuit Court ruling in the patent case Davoll et al. v. Brown, in which Justice Charles L. Woodbury wrote that "only in this way can we protect intellectual property, the labors of the mind, productions and interests are as much a man's own ... as the wheat he cultivates, or the flocks he rears." The statement that "discoveries are ... property" goes back earlier. Section 1 of the French law of 1791 stated, "All new discoveries are the property of the author; to assure the inventor the property and temporary enjoyment of his discovery, there shall be delivered to him a patent for five, ten or fifteen years." In Europe, French author A. Nion mentioned propriété intellectuelle in his Droits civils des auteurs, artistes et inventeurs, published in 1846.
Until recently, the purpose of intellectual property law was to give as little protection as possible in order to encourage innovation. Historically, therefore, legal protection was granted only when necessary to encourage invention, and it was limited in time and scope. This is mainly as a result of knowledge being traditionally viewed as a public good, in order to allow its extensive dissemination and improvement.
The concept's origin can potentially be traced back further. Jewish law includes several considerations whose effects are similar to those of modern intellectual property laws, though the notion of intellectual creations as property does not seem to exist — notably the principle of Hasagat Ge'vul (unfair encroachment) was used to justify limited-term publisher (but not author) copyright in the 16th century. In 500 BCE, the government of the Greek state of Sybaris offered one year's patent "to all who should discover any new refinement in luxury".
According to Jean-Frédéric Morin, "the global intellectual property regime is currently in the midst of a paradigm shift". Indeed, up until the early 2000s the global IP regime used to be dominated by high standards of protection characteristic of IP laws from Europe or the United States, with a vision that uniform application of these standards over every country and to several fields with little consideration over social, cultural or environmental values or of the national level of economic development. Morin argues that "the emerging discourse of the global IP regime advocates for greater policy flexibility and greater access to knowledge, especially for developing countries." Indeed, with the Development Agenda adopted by WIPO in 2007, a set of 45 recommendations to adjust WIPO's activities to the specific needs of developing countries and aim to reduce distortions especially on issues such as patients’ access to medicines, Internet users’ access to information, farmers’ access to seeds, programmers’ access to source codes or students’ access to scientific articles. However, this paradigm shift has not yet manifested itself in concrete legal reforms at the international level.
Similarly, it is based on these background that the Trade-Related Aspects of Intellectual Property Rights (TRIPS) agreement requires members of the WTO to set minimum standards of legal protection, but its objective to have a “one-fits-all” protection law on Intellectual Property has been viewed with controversies regarding differences in the development level of countries. Despite the controversy, the agreement has extensively incorporated intellectual property rights into the global trading system for the first time in 1995, and has prevailed as the most comprehensive agreement reached by the world.
Rights
Intellectual property rights include patents, copyright, industrial design rights, trademarks, plant variety rights, trade dress, geographical indications, and in some jurisdictions trade secrets. There are also more specialized or derived varieties of sui generis exclusive rights, such as circuit design rights (called mask work rights in the US), supplementary protection certificates for pharmaceutical products (after expiry of a patent protecting them), and database rights (in European law). The term "industrial property" is sometimes used to refer to a large subset of intellectual property rights including patents, trademarks, industrial designs, utility models, service marks, trade names, and geographical indications.
Patents
A patent is a form of right granted by the government to an inventor or their successor-in-title, giving the owner the right to exclude others from making, using, selling, offering to sell, and importing an invention for a limited period of time, in exchange for the public disclosure of the invention. An invention is a solution to a specific technological problem, which may be a product or a process and generally has to fulfill three main requirements: it has to be new, not obvious and there needs to be an industrial applicability. To enrich the body of knowledge and stimulate innovation, it is an obligation for patent owners to disclose valuable information about their inventions to the public.
Copyright
A copyright gives the creator of an original work exclusive rights to it, usually for a limited time. Copyright may apply to a wide range of creative, intellectual, or artistic forms, or "works". Copyright does not cover ideas and information themselves, only the form or manner in which they are expressed.
Industrial design rights
An industrial design right (sometimes called "design right" or design patent) protects the visual design of objects that are not purely utilitarian. An industrial design consists of the creation of a shape, configuration or composition of pattern or color, or combination of pattern and color in three-dimensional form containing aesthetic value. An industrial design can be a two- or three-dimensional pattern used to produce a product, industrial commodity or handicraft. Generally speaking, it is what makes a product look appealing, and as such, it increases the commercial value of goods.
Plant varieties
Plant breeders' rights or plant variety rights are the rights to commercially use a new variety of a plant. The variety must amongst others be novel and distinct and for registration the evaluation of propagating material of the variety is considered.
Trademarks
A trademark is a recognizable sign, design or expression which distinguishes products or services of a particular trader from similar products or services of other traders.
Trade dress
Trade dress is a legal term of art that generally refers to characteristics of the visual and aesthetic appearance of a product or its packaging (or even the design of a building) that signify the source of the product to consumers.
Trade secrets
A trade secret is a formula, practice, process, design, instrument, pattern, or compilation of information which is not generally known or reasonably ascertainable, by which a business can obtain an economic advantage over competitors and customers. There is no formal government protection granted; each business must take measures to guard its own trade secrets (e.g., Formula of its soft drinks is a trade secret for Coca-Cola.)
Motivation and justification
The main purpose of intellectual property law is to encourage the creation of a wide variety of intellectual goods for consumers. To achieve this, the law gives people and businesses property rights to the information and intellectual goods they create, usually for a limited period of time. Because they can then profit from them, this gives economic incentive for their creation. The intangible nature of intellectual property presents difficulties when compared with traditional property like land or goods. Unlike traditional property, intellectual property is indivisible – an unlimited number of people can "consume" an intellectual good without it being depleted. Additionally, investments in intellectual goods suffer from problems of appropriation – while a landowner can surround their land with a robust fence and hire armed guards to protect it, a producer of information or an intellectual good can usually do very little to stop their first buyer from replicating it and selling it at a lower price. Balancing rights so that they are strong enough to encourage the creation of information and intellectual goods but not so strong that they prevent their wide use is the primary focus of modern intellectual property law.
By exchanging limited exclusive rights for disclosure of inventions and creative works, society and the patentee/copyright owner mutually benefit, and an incentive is created for inventors and authors to create and disclose their work. Some commentators have noted that the objective of intellectual property legislators and those who support its implementation appears to be "absolute protection". "If some intellectual property is desirable because it encourages innovation, they reason, more is better. The thinking is that creators will not have sufficient incentive to invent unless they are legally entitled to capture the full social value of their inventions". This absolute protection or full value view treats intellectual property as another type of "real" property, typically adopting its law and rhetoric. Other recent developments in intellectual property law, such as the America Invents Act, stress international harmonization. Recently there has also been much debate over the desirability of using intellectual property rights to protect cultural heritage, including intangible ones, as well as over risks of commodification derived from this possibility. The issue still remains open in legal scholarship.
Financial incentive
These exclusive rights allow owners of intellectual property to benefit from the property they have created, providing a financial incentive for the creation of an investment in intellectual property, and, in case of patents, pay associated research and development costs. In the United States Article I Section 8 Clause 8 of the Constitution, commonly called the Patent and Copyright Clause, reads; "The Congress shall have power 'To promote the progress of science and useful arts, by securing for limited times to authors and inventors the exclusive right to their respective writings and discoveries.'" ”Some commentators, such as David Levine and Michele Boldrin, dispute this justification.
In 2013 the United States Patent & Trademark Office approximated that the worth of intellectual property to the U.S. economy is more than US $5 trillion and creates employment for an estimated 18 million American people. The value of intellectual property is considered similarly high in other developed nations, such as those in the European Union. In the UK, IP has become a recognised asset class for use in pension-led funding and other types of business finance. However, in 2013, the UK Intellectual Property Office stated: "There are millions of intangible business assets whose value is either not being leveraged at all, or only being leveraged inadvertently".
Economic growth
The WIPO treaty and several related international agreements underline that the protection of intellectual property rights is essential to maintaining economic growth. The WIPO Intellectual Property Handbook gives two reasons for intellectual property laws:
One is to give statutory expression to the moral and economic rights of creators in their creations and the rights of the public in access to those creations. The second is to promote, as a deliberate act of Government policy, creativity and the dissemination and application of its results and to encourage fair trading which would contribute to economic and social development.
The Anti-Counterfeiting Trade Agreement (ACTA) states that "effective enforcement of intellectual property rights is critical to sustaining economic growth across all industries and globally".
Economists estimate that two-thirds of the value of large businesses in the United States can be traced to intangible assets. "IP-intensive industries" are estimated to generate 72% more value added (price minus material cost) per employee than "non-IP-intensive industries".
A joint research project of the WIPO and the United Nations University measuring the impact of IP systems on six Asian countries found "a positive correlation between the strengthening of the IP system and subsequent economic growth."
Morality
According to Article 27 of the Universal Declaration of Human Rights, "everyone has the right to the protection of the moral and material interests resulting from any scientific, literary or artistic production of which he is the author". Although the relationship between intellectual property and human rights is a complex one, there are moral arguments for intellectual property.
The arguments that justify intellectual property fall into three major categories. Personality theorists believe intellectual property is an extension of an individual. Utilitarians believe that intellectual property stimulates social progress and pushes people to further innovation. Lockeans argue that intellectual property is justified based on deservedness and hard work.
Various moral justifications for private property can be used to argue in favor of the morality of intellectual property, such as:
Natural Rights/Justice Argument: this argument is based on Locke's idea that a person has a natural right over the labour and products which are produced by their body. Appropriating these products is viewed as unjust. Although Locke had never explicitly stated that natural right applied to products of the mind, it is possible to apply his argument to intellectual property rights, in which it would be unjust for people to misuse another's ideas. Locke's argument for intellectual property is based upon the idea that laborers have the right to control that which they create. They argue that we own our bodies which are the laborers, this right of ownership extends to what we create. Thus, intellectual property ensures this right when it comes to production.
Utilitarian-Pragmatic Argument: according to this rationale, a society that protects private property is more effective and prosperous than societies that do not. Innovation and invention in 19th century America has been attributed to the development of the patent system. By providing innovators with "durable and tangible return on their investment of time, labor, and other resources", intellectual property rights seek to maximize social utility. The presumption is that they promote public welfare by encouraging the "creation, production, and distribution of intellectual works". Utilitarians argue that without intellectual property there would be a lack of incentive to produce new ideas. Systems of protection such as Intellectual property optimize social utility.
"Personality" Argument: this argument is based on a quote from Hegel: "Every man has the right to turn his will upon a thing or make the thing an object of his will, that is to say, to set aside the mere thing and recreate it as his own". European intellectual property law is shaped by this notion that ideas are an "extension of oneself and of one's personality". Personality theorists argue that by being a creator of something one is inherently at risk and vulnerable for having their ideas and designs stolen and/or altered. Intellectual property protects these moral claims that have to do with personality.
Lysander Spooner (1855) argues "that a man has a natural and absolute right—and if a natural and absolute, then necessarily a perpetual, right—of property, in the ideas, of which he is the discoverer or creator; that his right of property, in ideas, is intrinsically the same as, and stands on identically the same grounds with, his right of property in material things; that no distinction, of principle, exists between the two cases".
Writer Ayn Rand argued in her book Capitalism: The Unknown Ideal that the protection of intellectual property is essentially a moral issue. The belief is that the human mind itself is the source of wealth and survival and that all property at its base is intellectual property. To violate intellectual property is therefore no different morally than violating other property rights which compromises the very processes of survival and therefore constitutes an immoral act.
Infringement, misappropriation, and enforcement
Violation of intellectual property rights, called "infringement" with respect to patents, copyright, and trademarks, and "misappropriation" with respect to trade secrets, may be a breach of civil law or criminal law, depending on the type of intellectual property involved, jurisdiction, and the nature of the action.
As of 2011 trade in counterfeit copyrighted and trademarked works was a $600 billion industry worldwide and accounted for 5–7% of global trade.
Patent infringement
Patent infringement typically is caused by using or selling a patented invention without permission from the patent holder. The scope of the patented invention or the extent of protection is defined in the claims of the granted patent. There is safe harbor in many jurisdictions to use a patented invention for research. This safe harbor does not exist in the US unless the research is done for purely philosophical purposes, or in order to gather data in order to prepare an application for regulatory approval of a drug. In general, patent infringement cases are handled under civil law (e.g., in the United States) but several jurisdictions incorporate infringement in criminal law also (for example, Argentina, China, France, Japan, Russia, South Korea).
Copyright infringement
Copyright infringement is reproducing, distributing, displaying or performing a work, or to make derivative works, without permission from the copyright holder, which is typically a publisher or other business representing or assigned by the work's creator. It is often called "piracy". While copyright is created the instant a work is fixed, generally the copyright holder can only get money damages if the owner registers the copyright. Enforcement of copyright is generally the responsibility of the copyright holder. The ACTA trade agreement, signed in May 2011 by the United States, Japan, Switzerland, and the EU, and which has not entered into force, requires that its parties add criminal penalties, including incarceration and fines, for copyright and trademark infringement, and obligated the parties to actively police for infringement. There are limitations and exceptions to copyright, allowing limited use of copyrighted works, which does not constitute infringement. Examples of such doctrines are the fair use and fair dealing doctrine.
Trademark infringement
Trademark infringement occurs when one party uses a trademark that is identical or confusingly similar to a trademark owned by another party, in relation to products or services which are identical or similar to the products or services of the other party. In many countries, a trademark receives protection without registration, but registering a trademark provides legal advantages for enforcement. Infringement can be addressed by civil litigation and, in several jurisdictions, under criminal law.
Trade secret misappropriation
Trade secret misappropriation is different from violations of other intellectual property laws, since by definition trade secrets are secret, while patents and registered copyrights and trademarks are publicly available. In the United States, trade secrets are protected under state law, and states have nearly universally adopted the Uniform Trade Secrets Act. The United States also has federal law in the form of the Economic Espionage Act of 1996 (), which makes the theft or misappropriation of a trade secret a federal crime. This law contains two provisions criminalizing two sorts of activity. The first, , criminalizes the theft of trade secrets to benefit foreign powers. The second, , criminalizes their theft for commercial or economic purposes. (The statutory penalties are different for the two offenses.) In Commonwealth common law jurisdictions, confidentiality and trade secrets are regarded as an equitable right rather than a property right but penalties for theft are roughly the same as in the United States.
Criticisms
The term "intellectual property"
Criticism of the term intellectual property ranges from discussing its vagueness and abstract overreach to direct contention to the semantic validity of using words like property and rights in fashions that contradict practice and law. Many detractors think this term specially serves the doctrinal agenda of parties opposing reform in the public interest or otherwise abusing related legislations, and that it disallows intelligent discussion about specific and often unrelated aspects of copyright, patents, trademarks, etc.
Free Software Foundation founder Richard Stallman argues that, although the term intellectual property is in wide use, it should be rejected altogether, because it "systematically distorts and confuses these issues, and its use was and is promoted by those who gain from this confusion". He claims that the term "operates as a catch-all to lump together disparate laws [which] originated separately, evolved differently, cover different activities, have different rules, and raise different public policy issues" and that it creates a "bias" by confusing these monopolies with ownership of limited physical things, likening them to "property rights". Stallman advocates referring to copyrights, patents and trademarks in the singular and warns against abstracting disparate laws into a collective term. He argues that "to avoid spreading unnecessary bias and confusion, it is best to adopt a firm policy not to speak or even think in terms of 'intellectual property'."
Similarly, economists Boldrin and Levine prefer to use the term "intellectual monopoly" as a more appropriate and clear definition of the concept, which, they argue, is very dissimilar from property rights. They further argued that "stronger patents do little or nothing to encourage innovation", mainly explained by its tendency to create market monopolies, thereby restricting further innovations and technology transfer.
On the assumption that intellectual property rights are actual rights, Stallman says that this claim does not live to the historical intentions behind these laws, which in the case of copyright served as a censorship system, and later on, a regulatory model for the printing press that may have benefited authors incidentally, but never interfered with the freedom of average readers. Still referring to copyright, he cites legal literature such as the United States Constitution and case law to demonstrate that the law is meant to be an optional and experimental bargain to temporarily trade property rights and free speech for public, not private, benefits in the form of increased artistic production and knowledge. He mentions that "if copyright were a natural right nothing could justify terminating this right after a certain period of time".
Law professor, writer and political activist Lawrence Lessig, along with many other copyleft and free software activists, has criticized the implied analogy with physical property (like land or an automobile). They argue such an analogy fails because physical property is generally rivalrous while intellectual works are non-rivalrous (that is, if one makes a copy of a work, the enjoyment of the copy does not prevent enjoyment of the original). Other arguments along these lines claim that unlike the situation with tangible property, there is no natural scarcity of a particular idea or information: once it exists at all, it can be re-used and duplicated indefinitely without such re-use diminishing the original. Stephan Kinsella has objected to intellectual property on the grounds that the word "property" implies scarcity, which may not be applicable to ideas.
Entrepreneur and politician Rickard Falkvinge and hacker Alexandre Oliva have independently compared George Orwell's fictional dialect Newspeak to the terminology used by intellectual property supporters as a linguistic weapon to shape public opinion regarding copyright debate and DRM.
Alternative terms
In civil law jurisdictions, intellectual property has often been referred to as intellectual rights, traditionally a somewhat broader concept that has included moral rights and other personal protections that cannot be bought or sold. Use of the term intellectual rights has declined since the early 1980s, as use of the term intellectual property has increased.
Alternative terms monopolies on information and intellectual monopoly have emerged among those who argue against the "property" or "intellect" or "rights" assumptions, notably Richard Stallman. The backronyms intellectual protectionism and intellectual poverty, whose initials are also IP, have found supporters as well, especially among those who have used the backronym digital restrictions management.
The argument that an intellectual property right should (in the interests of better balancing of relevant private and public interests) be termed an intellectual monopoly privilege (IMP) has been advanced by several academics including Birgitte Andersen and Thomas Alured Faunce.
Objections to overly broad intellectual property laws
Some critics of intellectual property, such as those in the free culture movement, point at intellectual monopolies as harming health (in the case of pharmaceutical patents), preventing progress, and benefiting concentrated interests to the detriment of the masses, and argue that the public interest is harmed by ever-expansive monopolies in the form of copyright extensions, software patents, and business method patents. More recently scientists and engineers are expressing concern that patent thickets are undermining technological development even in high-tech fields like nanotechnology.
Petra Moser has asserted that historical analysis suggests that intellectual property laws may harm innovation:
Overall, the weight of the existing historical evidence suggests that patent policies, which grant strong intellectual property rights to early generations of inventors, may discourage innovation. On the contrary, policies that encourage the diffusion of ideas and modify patent laws to facilitate entry and encourage competition may be an effective mechanism to encourage innovation.
In support of that argument, Jörg Baten, Nicola Bianchi and Petra Moser find historical evidence that especially compulsory licensing – which allows governments to license patents without the consent of patent-owners – encouraged invention in Germany in the early 20th century by increasing the threat of competition in fields with low pre-existing levels of competition.
Peter Drahos notes, "Property rights confer authority over resources. When authority is granted to the few over resources on which the many depend, the few gain power over the goals of the many. This has consequences for both political and economic freedom within a society."
The World Intellectual Property Organization (WIPO) recognizes that conflicts may exist between the respect for and implementation of current intellectual property systems and other human rights. In 2001 the UN Committee on Economic, Social and Cultural Rights issued a document called "Human rights and intellectual property" that argued that intellectual property tends to be governed by economic goals when it should be viewed primarily as a social product; in order to serve human well-being, intellectual property systems must respect and conform to human rights laws. According to the Committee, when systems fail to do so, they risk infringing upon the human right to food and health, and to cultural participation and scientific benefits. In 2004 the General Assembly of WIPO adopted The Geneva Declaration on the Future of the World Intellectual Property Organization which argues that WIPO should "focus more on the needs of developing countries, and to view IP as one of many tools for development—not as an end in itself".
Ethical problems are most pertinent when socially valuable goods like life-saving medicines are given IP protection. While the application of IP rights can allow companies to charge higher than the marginal cost of production in order to recoup the costs of research and development, the price may exclude from the market anyone who cannot afford the cost of the product, in this case a life-saving drug. "An IPR driven regime is therefore not a regime that is conductive to the investment of R&D of products that are socially valuable to predominately poor populations".
Libertarians have differing views on intellectual property. Stephan Kinsella, an anarcho-capitalist on the right-wing of libertarianism, argues against intellectual property because allowing property rights in ideas and information creates artificial scarcity and infringes on the right to own tangible property. Kinsella uses the following scenario to argue this point:
[I]magine the time when men lived in caves. One bright guy—let's call him Galt-Magnon—decides to build a log cabin on an open field, near his crops. To be sure, this is a good idea, and others notice it. They naturally imitate Galt-Magnon, and they start building their own cabins. But the first man to invent a house, according to IP advocates, would have a right to prevent others from building houses on their own land, with their own logs, or to charge them a fee if they do build houses. It is plain that the innovator in these examples becomes a partial owner of the tangible property (e.g., land and logs) of others, due not to first occupation and use of that property (for it is already owned), but due to his coming up with an idea. Clearly, this rule flies in the face of the first-user homesteading rule, arbitrarily and groundlessly overriding the very homesteading rule that is at the foundation of all property rights.
Thomas Jefferson once said in a letter to Isaac McPherson on 13 August 1813:
If nature has made any one thing less susceptible than all others of exclusive property, it is the action of the thinking power called an idea, which an individual may exclusively possess as long as he keeps it to himself; but the moment it is divulged, it forces itself into the possession of every one, and the receiver cannot dispossess himself of it. Its peculiar character, too, is that no one possesses the less, because every other possesses the whole of it. He who receives an idea from me, receives instruction himself without lessening mine; as he who lights his taper at mine, receives light without darkening me.
In 2005 the Royal Society of Arts launched the Adelphi Charter, aimed at creating an international policy statement to frame how governments should make balanced intellectual property law.
Another aspect of current U.S. Intellectual Property legislation is its focus on individual and joint works; thus, copyright protection can only be obtained in 'original' works of authorship. Critics like Philip Bennet argue that this does not provide adequate protection against cultural appropriation of indigenous knowledge, for which a collective IP regime is needed.
Intellectual property law has been criticized as not recognizing new forms of art such as the remix culture, whose participants often commit what technically constitutes violations of such laws, creation works such as anime music videos and others, or are otherwise subject to unnecessary burdens and limitations which prevent them from fully expressing themselves.
Objections to the expansion in nature and scope of intellectual property laws
Other criticism of intellectual property law concerns the expansion of intellectual property, both in duration and in scope.
As scientific knowledge has expanded and allowed new industries to arise in fields such as biotechnology and nanotechnology, originators of technology have sought IP protection for the new technologies. Patents have been granted for living organisms, and in the United States, certain living organisms have been patentable for over a century.
The increase in terms of protection is particularly seen in relation to copyright, which has recently been the subject of serial extensions in the United States and in Europe. With no need for registration or copyright notices, this is thought to have led to an increase in orphan works (copyrighted works for which the copyright owner cannot be contacted), a problem that has been noticed and addressed by governmental bodies around the world.
Also with respect to copyright, the American film industry helped to change the social construct of intellectual property via its trade organization, the Motion Picture Association of America (MPAA). In amicus briefs in important cases, in lobbying before Congress, and in its statements to the public, the MPAA has advocated strong protection of intellectual property rights. In framing its presentations, the association has claimed that people are entitled to the property that is produced by their labor. Additionally Congress's awareness of the position of the United States as the world's largest producer of films has made it convenient to expand the conception of intellectual property. These doctrinal reforms have further strengthened the industry, lending the MPAA even more power and authority.
The growth of the Internet, and particularly distributed search engines like Kazaa and Gnutella, have represented a challenge for copyright policy. The Recording Industry Association of America, in particular, has been on the front lines of the fight against copyright infringement, which the industry calls "piracy". The industry has had victories against some services, including a highly publicized case against the file-sharing company Napster, and some people have been prosecuted for sharing files in violation of copyright. The electronic age has seen an increase in the attempt to use software-based digital rights management tools to restrict the copying and use of digitally based works. Laws such as the Digital Millennium Copyright Act have been enacted that use criminal law to prevent any circumvention of software used to enforce digital rights management systems. Equivalent provisions, to prevent circumvention of copyright protection have existed in EU for some time, and are being expanded in, for example, Article 6 and 7 the Copyright Directive. Other examples are Article 7 of the Software Directive of 1991 (91/250/EEC), and the Conditional Access Directive of 1998 (98/84/EEC). This can hinder legal uses, affecting public domain works, limitations and exceptions to copyright, or uses allowed by the copyright holder. Some copyleft licenses, like the GNU GPL 3, are designed to counter this. Laws may permit circumvention under specific conditions, such as when it is necessary to achieve interoperability with the circumventor's program, or for accessibility reasons; however, distribution of circumvention tools or instructions may be illegal.
In the context of trademarks, this expansion has been driven by international efforts to harmonise the definition of "trademark", as exemplified by the Agreement on Trade-Related Aspects of Intellectual Property Rights ratified in 1994, which formalized regulations for IP rights that had been handled by common law, or not at all, in member states. Pursuant to TRIPs, any sign which is "capable of distinguishing" the products or services of one business from the products or services of another business is capable of constituting a trademark.
Use in corporate tax avoidance
Intellectual property has become a core tool in corporate tax planning and tax avoidance. IP is a key component of the leading multinational tax avoidance base erosion and profit shifting (BEPS) tools, which the OECD estimates costs $100–240 billion in lost annual tax revenues.
In 2017–2018, both the U.S. and the EU Commission simultaneously decided to depart from the OECD BEPS Project timetable, which was set up in 2013 to combat IP BEPS tax tools like the above, and launch their own anti-IP BEPS tax regimes:
U.S. Tax Cuts and Jobs Act of 2017, which has several anti-IP BEPS abuse tax regimes, including GILTI tax and the BEAT tax regimes.
EU Commission 2018 Digital Services Tax, which is less advanced than the U.S. TCJA, but does seek to override IP BEPS tools via a quasi-VAT.
The departure of the U.S. and EU Commission from the OECD BEPS Project process, is attributed to frustrations with the rise in IP as a key BEPS tax tool, creating intangible assets, which are then turned into royalty payment BEPS schemes (double Irish), and/or capital allowance BEPS schemes (capital allowances for intangibles). In contrast, the OECD has spent years developing and advocating intellectual property as a legal and a GAAP accounting concept.
Gender gap in intellectual property
Women have historically been underrepresented in intellectual property rights. According to the World Intellectual Property Organization, women composed only 16.5% of patent holders even as recently as 2020. This disparity is the result of several factors including systemic bias, sexism and discrimination within the intellectual property space, underrepresentation within STEM, and barriers to access of necessary finance and knowledge in order to obtain intellectual property rights, among other reasons.
See also
Defensive publication
Information policy
Freedom of information
Libertarian perspectives on intellectual property
New product development
Copyfraud
References
Citations
Sources
Arai, Hisamitsu. "Intellectual Property Policies for the Twenty-First Century: The Japanese Experience in Wealth Creation", WIPO Publication Number 834 (E). 2000. wipo.int
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External links
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14726 | https://en.wikipedia.org/wiki/Great%20Famine%20%28Ireland%29 | Great Famine (Ireland) | The Great Famine ( ), also known as the Great Hunger, the Famine (mostly within Ireland) or the Irish Potato Famine (mostly outside Ireland), was a period of mass starvation and disease in Ireland from 1845 to 1852. With the most severely affected areas in the west and south of Ireland, where the Irish language was dominant, the period was contemporaneously known in Irish as , loosely translated as "the hard times" (or literally "the bad life"). The worst year of the period was 1847, known as "Black '47". During the Great Hunger, about 1 million people died and more than a million fled the country, causing the country's population to fall by 20–25%, in some towns falling as much as 67% between 1841 and 1851. Between 1845 and 1855, no fewer than 2.1 million people left Ireland, primarily on packet ships but also steamboats and barks—one of the greatest mass exoduses from a single island in history.
The proximate cause of the famine was a potato blight which infected potato crops throughout Europe during the 1840s, causing an additional 100,000 deaths outside Ireland and influencing much of the unrest in the widespread European Revolutions of 1848. From 1846, the impact of the blight was exacerbated by the British Whig government's economic policy of laissez-faire capitalism. Longer-term causes include the system of absentee landlordism and single-crop dependence.
The famine was a watershed moment in the history of Ireland, which was part of the United Kingdom of Great Britain and Ireland, whose capital was London, from 1801 to 1922. The famine and its effects permanently changed the island's demographic, political, and cultural landscape, producing an estimated 2 million refugees and spurring a century-long population decline. For both the native Irish and those in the resulting diaspora, the famine entered folk memory. The strained relations between many Irish and their ruling British government worsened further because of the famine, heightening ethnic and sectarian tensions and boosting nationalism and republicanism both in Ireland and among Irish emigrants around the world. English documentary maker John Percival said that the famine "became part of the long story of betrayal and exploitation which led to the growing movement in Ireland for independence." Scholar Kirby Miller makes the same point. Debate exists regarding nomenclature for the event, whether to use the term "Famine", "Potato Famine" or "Great Hunger", the last of which some believe most accurately captures the complicated history of the period.
The potato blight returned to Europe in 1879 but, by this time, the Land War (one of the largest agrarian movements to take place in 19th-century Europe) had begun in Ireland. The movement, organized by the Land League, continued the political campaign for the Three Fs which was issued in 1850 by the Tenant Right League during the Great Famine. When the potato blight returned to Ireland in the 1879 famine, the League boycotted "notorious landlords" and its members physically blocked the evictions of farmers; the consequent reduction in homelessness and house demolition resulted in a drastic reduction in the number of deaths.
Causes and contributing factors
Since the Acts of Union in January 1801, Ireland had been part of the United Kingdom. Executive power lay in the hands of the Lord Lieutenant of Ireland and Chief Secretary for Ireland, who were appointed by the British government. Ireland sent 105 members of parliament to the House of Commons of the United Kingdom, and Irish representative peers elected 28 of their own number to sit for life in the House of Lords. Between 1832 and 1859, 70% of Irish representatives were landowners or the sons of landowners.
In the 40 years that followed the union, successive British governments grappled with the problems of governing a country which had, as Benjamin Disraeli stated in 1844, "a starving population, an absentee aristocracy, an alien established Protestant church, and in addition, the weakest executive in the world". One historian calculated that, between 1801 and 1845, there had been 114 commissions and 61 special committees inquiring into the state of Ireland, and that "without exception their findings prophesied disaster; Ireland was on the verge of starvation, her population rapidly increasing, three-quarters of her labourers unemployed, housing conditions appalling and the standard of living unbelievably low".
Lectures printed in 1847 by John Hughes, Bishop of New York, are a contemporary exploration into the antecedent causes, particularly the political climate, in which the Irish famine occurred.
Landlords and tenants
During the 18th century, the "middleman system" for managing landed property was introduced. Rent collection was left in the hands of the landlords' agents, or middlemen. This assured the landlord of a regular income, and relieved them of direct responsibility while leaving tenants open to exploitation by the middlemen.
Catholics, the majority of whom lived in conditions of poverty and insecurity, made up 80% of the population. At the top of the "social pyramid" was the "ascendancy class", the English and Anglo-Irish families who owned most of the land and held more or less unchecked power over their tenants. Some of their estates were vast; for example, the Earl of Lucan owned more than . Many of these absentee landlords lived in England. The rent revenue—collected from "impoverished tenants" who were paid minimal wages to raise crops and livestock for export—was mostly sent to England.
In 1843, the British Government considered that the land question in Ireland was the root or foundational cause of disaffection in the country. They established a Royal Commission, chaired by the Earl of Devon, to enquire into the laws regarding the occupation of land. Daniel O'Connell described this commission as "perfectly one-sided", being composed of landlords, with no tenant representation.
In February 1845, Devon reported:
It would be impossible adequately to describe the privations which they [the Irish labourer and his family] habitually and silently endure ... in many districts their only food is the potato, their only beverage water ... their cabins are seldom a protection against the weather ... a bed or a blanket is a rare luxury ... and nearly in all their pig and a manure heap constitute their only property.
The Commissioners concluded they could not "forbear expressing our strong sense of the patient endurance which the labouring classes have exhibited under sufferings greater, we believe, than the people of any other country in Europe have to sustain". The Commission stated that bad relations between landlord and tenant were principally responsible. There was no hereditary loyalty, feudal tie, or mitigating tradition of paternalism as existed in Britain, as the Anglo-Irish aristocracy that supplanted the Gaelic aristocracy in the 17th century was of a different religion and newer. In 1800, the 1st Earl of Clare observed of landlords that "confiscation is their common title". According to the historian Cecil Woodham-Smith, landlords regarded the land as a source of income, from which as much as possible was to be extracted. With the peasantry "brooding over their discontent in sullen indignation" (in the words of the Earl of Clare), the landlords largely viewed the countryside as a hostile place in which to live. Some landlords visited their property only once or twice in a lifetime, if ever. The rents from Ireland were generally spent elsewhere; an estimated £6,000,000 was remitted out of Ireland in 1842.
The ability of middlemen was measured by the rent income they could contrive to extract from tenants. They were described in evidence before the Commission as "land sharks", "bloodsuckers", and "the most oppressive species of tyrant that ever lent assistance to the destruction of a country". The middlemen leased large tracts of land from the landlords on long leases with fixed rents, which they sublet as they saw fit. They would split a holding into smaller and smaller parcels so as to increase the amount of rent they could obtain. Tenants could be evicted for reasons such as non-payment of rents (which were high), or a landlord's decision to raise sheep instead of grain crops. A cottier paid his rent by working for the landlord while the spalpeen, an itinerant laborer, paid his short-term lease through temporary day work.
As any improvement made on a holding by a tenant became the property of the landlord when the lease expired or was terminated, the incentive to make improvements was limited. Most tenants had no security of tenure on the land; as tenants "at will", they could be turned out whenever the landlord chose. The only exception to this arrangement was in Ulster where, under a practice known as "tenant right", a tenant was compensated for any improvement they made to their holding. According to Woodham-Smith, the commission stated that "the superior prosperity and tranquillity of Ulster, compared with the rest of Ireland, were due to tenant right".
Landlords in Ireland often used their powers without compunction, and tenants lived in dread of them. Woodham-Smith writes that, in these circumstances, "industry and enterprise were extinguished and a peasantry created which was one of the most destitute in Europe".
Tenants and subdivisions
In 1845, 24% of all Irish tenant farms were of 0.4–2 hectares (1–5 acres) in size, while 40% were of 2–6 hectares (5–15 acres). Holdings were so small that no crop other than potatoes would suffice to feed a family. Shortly before the famine, the British government reported that poverty was so widespread that one-third of all Irish small holdings could not support the tenant families after rent was paid; the families survived only by earnings as seasonal migrant labour in England and Scotland. Following the famine, reforms were implemented making it illegal to further divide land holdings.
The 1841 census showed a population of just over eight million. Two-thirds of people depended on agriculture for their survival but rarely received a working wage. They had to work for their landlords in return for the patch of land they needed to grow enough food for their own families. This was the system that forced Ireland's peasantry into monoculture since only the potato could be grown in sufficient quantity to meet nutritional needs.
Potato dependency
The potato was introduced to Ireland as a garden crop of the gentry. The potato was not popular at first; however, after an unusual promotion campaign that was supported by landowners and members of royalty, who wanted their tenants to plant and eat the crop, it rose in popularity. By the late 17th century, it had become widespread as a supplementary rather than a principal food; the main diet was still based on butter, milk, and grain products.
With the "expansion of the economy" between 1760 and 1815 due to the Napoleonic wars (1805-15), which had increased the demand for food in Britain, the tillage increased to such an extent, that there was less and less land for small farmers, and the potato was chiefly adopted by the people because of its quick growth on a comparatively small space. By 1800, for one in three of the population, the potato had become a staple food, especially in winter. It eventually became a staple year-round for farmers. The widespread dependency on this single crop, and a disproportionate share of the potatoes grown in Ireland being of a single variety, the Irish Lumper i.e. the lack of genetic variability among the potato plants in Ireland and Europe, were two of the reasons why the emergence of Phytophthora infestans had such devastating effects in Ireland and in similar areas of Europe.
Potatoes were essential to the development of the cottier system; they supported an extremely cheap workforce, but at the cost of lower living standards. For the labourer, "a potato wage" shaped the expanding agrarian economy.
The potato was also used extensively as a fodder crop for livestock immediately prior to the famine. Approximately 33% of production, amounting to , was normally used in this way.
Blight in Ireland
Prior to the arrival in Ireland of the disease Phytophthora infestans, commonly known as "blight", only two main potato plant diseases had been discovered. One was called "dry rot" or "taint", and the other was a virus known popularly as "curl". Phytophthora infestans is an oomycete (a variety of parasitic, non-photosynthetic organisms closely related to brown algae, and not a fungus).
In 1851, the Census of Ireland Commissioners recorded 24 failures of the potato crop going back to 1728, of varying severity. General crop failures, through disease or frost, were recorded in 1739, 1740, 1770, 1800, and 1807. In 1821 and 1822, the potato crop failed in Munster and Connaught. In 1830 and 1831, Mayo, Donegal, and Galway suffered likewise. In 1832, 1833, 1834, and 1836, dry rot and curl caused serious losses, and in 1835 the potato failed in Ulster. Widespread failures throughout Ireland occurred in 1836, 1837, 1839, 1841, and 1844. According to Woodham-Smith, "the unreliability of the potato was an accepted fact in Ireland".
How and when the blight Phytophthora infestans arrived in Europe is still uncertain; however, it almost certainly was not present prior to 1842, and probably arrived in 1844. The origin of the pathogen has been traced to the Toluca Valley in Mexico, whence it spread first within North America and then to Europe. The 1845–46 blight was caused by the HERB-1 strain of the blight.
In 1844, Irish newspapers carried reports concerning a disease that for two years had attacked the potato crops in America. In 1843 and 1844, blight largely destroyed the potato crops in the Eastern United States. Ships from Baltimore, Philadelphia, or New York City could have carried diseased potatoes from these areas to European ports. American plant pathologist William C. Paddock posited that the blight was transported via potatoes being carried to feed passengers on clipper ships sailing from America to Ireland. Once introduced in Ireland and Europe, blight spread rapidly. By mid-August 1845, it had reached much of northern and central Europe; Belgium, The Netherlands, northern France, and southern England had all already been affected.
On 16 August 1845, The Gardeners' Chronicle and Horticultural Gazette reported "a blight of unusual character" on the Isle of Wight. A week later, on 23 August, it reported that "A fearful malady has broken out among the potato crop ... In Belgium the fields are said to be completely desolated. There is hardly a sound sample in Covent Garden market ... As for cure for this distemper, there is none." These reports were extensively covered in Irish newspapers. On 11 September, the Freeman's Journal reported on "the appearance of what is called 'cholera' in potatoes in Ireland, especially in the north". On 13 September, The Gardeners' Chronicle announced: "We stop the Press with very great regret to announce that the potato Murrain has unequivocally declared itself in Ireland."
Nevertheless, the British government remained optimistic over the next few weeks, as it received conflicting reports. Only when the crop was lifted (harvested) in October, did the scale of destruction become apparent. Prime Minister Sir Robert Peel wrote to Sir James Graham in mid-October that he found the reports "very alarming", but reminded him that there was, according to Woodham-Smith, "always a tendency to exaggeration in Irish news".
Crop loss in 1845 has been estimated at anywhere from one third to as high as one half of cultivated acreage. The Mansion House Committee in Dublin, to which hundreds of letters were directed from all over Ireland, claimed on 19 November 1845 to have ascertained beyond the shadow of a doubt that "considerably more than one-third of the entire of the potato crop ... has been already destroyed".
In 1846, three-quarters of the harvest was lost to blight. By December, a third of a million destitute people were employed in public works. According to Cormac Ó Gráda, the first attack of potato blight caused considerable hardship in rural Ireland, from the autumn of 1846, when the first deaths from starvation were recorded. Seed potatoes were scarce in 1847. Few had been sown, so, despite average yields, hunger continued. 1848 yields were only two-thirds of normal. Since over three million Irish people were totally dependent on potatoes for food, hunger and famine were inevitable.
Reaction in Ireland
The Corporation of Dublin sent a memorial to the Queen, "praying her" to call Parliament together early (Parliament was at this time prorogued), and to recommend the requisition of some public money for public works, especially railways in Ireland. The Town Council of Belfast met and made similar suggestions, but neither body asked for charity, according to John Mitchel, one of the leading Repealers.
In early November 1845, a deputation from the citizens of Dublin, including the Duke of Leinster, Lord Cloncurry, Daniel O'Connell and the Lord Mayor, went to the Lord Lieutenant of Ireland, Lord Heytesbury, to offer suggestions, such as opening the ports to foreign corn, stopping distillation from grain, prohibiting the export of foodstuffs, and providing employment through public works. Lord Heytesbury urged them not to be alarmed, that they "were premature", that scientists were enquiring into all those matters, and that the Inspectors of Constabulary and Stipendiary Magistrates were charged with making constant reports from their districts; and there was no "immediate pressure on the market".
On 8 December 1845, Daniel O'Connell, head of the Repeal Association, proposed several remedies to the pending disaster. One of the first things he suggested was the introduction of "Tenant-Right" as practised in Ulster, giving the landlord a fair rent for his land, but giving the tenant compensation for any money he might have laid out on the land in permanent improvements. O'Connell noted actions taken by the Belgian legislature during the same season, as they had been hit by blight, too: shutting their ports against the export of provisions and opening them to imports. He suggested that, if Ireland had a domestic Parliament, the ports would be thrown open and the abundant crops raised in Ireland would be kept for the people of Ireland, as the Dublin parliament had done during the food shortages of the 1780s. O'Connell maintained that only an Irish parliament would provide both food and employment for the people. He said that repeal of the Act of Union was a necessity and Ireland's only hope.
Mitchel later wrote one of the first widely circulated tracts on the famine, The Last Conquest of Ireland (Perhaps), published in 1861. It established the widespread view that British actions during the famine and their treatment of the Irish was a deliberate effort to murder the Irish. It contained a sentence that has since become famous: "The Almighty, indeed, sent the potato blight, but the English created the Famine." Mitchel was charged with sedition because of his writings, but this charge was dropped. He was convicted by a packed jury under the newly enacted Treason Felony Act and sentenced to 14 years transportation to Bermuda.
According to Charles Gavan Duffy, The Nation insisted that the proper remedy, retaining in the country the food raised by her people until the people were fed, was one which the rest of Europe had adopted, and one which even the parliaments of the Pale (i.e., before the union with Great Britain in 1801) had adopted in periods of distress.
Contemporaneously, as found in letters from the period and in particular later oral memory, the name for the event is in , though with the earlier spelling standard of the era, which was Gaelic script, it is found written as in Droċ-Ṡaoġal. In the modern era, this name, while loosely translated as "the hard-time", is always denoted with a capital letter to express its specific historic meaning.
The period of the potato blight in Ireland from 1845 to 1851 was full of political confrontation. A more radical Young Ireland group seceded from the Repeal movement in July 1846, and attempted an armed rebellion in 1848. It was unsuccessful.
In 1847, William Smith O'Brien, leader of the Young Ireland party, became one of the founding members of the Irish Confederation to campaign for a Repeal of the Act of Union, and called for the export of grain to be stopped and the ports closed. The following year, he helped organise the short-lived Young Irelander Rebellion of 1848 in County Tipperary.
Government response
Government responses to previous food shortages
When Ireland had experienced food shortages in 1782–83, ports were closed to keep Irish-grown food in Ireland to feed the hungry. Irish food prices promptly dropped. Merchants lobbied against the export ban, but the government in the 1780s overrode their protests. No such export ban happened in the 1840s.
Tory government
Historian F. S. L. Lyons characterised the initial response of the British government to the early, less severe phase of the famine as "prompt and relatively successful". Confronted by widespread crop failure in November 1845, the Prime Minister, Sir Robert Peel, purchased £100,000 worth of maize and cornmeal secretly from America with Baring Brothers initially acting as his agents. The government hoped that they would not "stifle private enterprise" and that their actions would not act as a disincentive to local relief efforts. Due to poor weather conditions, the first shipment did not arrive in Ireland until the beginning of February 1846. The initial shipments were of unground dried kernels, but the few Irish mills in operation were not equipped for milling maize and a long and complicated milling process had to be adopted before the meal could be distributed. In addition, before the cornmeal could be consumed, it had to be "very much" cooked again, or eating it could result in severe bowel complaints. Due to its yellow colour, and initial unpopularity, it became known as "Peel's brimstone".
In October 1845, Peel moved to repeal the Corn Laws—tariffs on grain which kept the price of bread high—but the issue split his party and he had insufficient support from his own colleagues to push the measure through. He resigned the premiership in December, but the opposition was unable to form a government and he was re-appointed. In March, Peel set up a programme of public works in Ireland, but the famine situation worsened during 1846, and the repeal of the Corn Laws in that year did little to help the starving Irish; the measure split the Conservative Party, leading to the fall of Peel's ministry. On 25 June, the second reading of the government's Irish Coercion Bill was defeated by 73 votes in the House of Commons by a combination of Whigs, Radicals, Irish Repealers, and protectionist Conservatives. Peel was forced to resign as prime minister on 29 June, and the Whig leader, Lord John Russell, became prime minister.
Whig government
The measures undertaken by Peel's successor, Russell, proved inadequate as the crisis deepened. The new Whig administration, influenced by the doctrine of laissez-faire, believed that the market would provide the food needed. They refused to interfere with the movement of food to England, then halted the previous government's food and relief works, leaving many hundreds of thousands of people without access to work, money, or food. Russell's ministry introduced a new programme of public works that by the end of December 1846 employed some half million but proved impossible to administer.
Charles Trevelyan, who was in charge of the administration of government relief, limited the Government's food aid programme because of a firm belief in laissez-faire.
In January 1847, the government abandoned this policy, realising that it had failed, and turned to a mixture of "indoor" and "outdoor" direct relief; the former administered in workhouses through the Irish Poor Laws, the latter through soup kitchens. The costs of the Poor Law fell primarily on the local landlords, some of whom in turn attempted to reduce their liability by evicting their tenants.
In June 1847, the Poor Law Amendment Act was passed which embodied the principle, popular in Britain, that Irish property must support Irish poverty. The landed proprietors in Ireland were held in Britain to have created the conditions that led to the famine. However, it was asserted that the British parliament since the Act of Union of 1800 was partly to blame. This point was raised in The Illustrated London News on 13 February 1847: "There was no law it would not pass at their request, and no abuse it would not defend for them." On 24 March, The Times reported that Britain had permitted in Ireland "a mass of poverty, disaffection, and degradation without a parallel in the world. It allowed proprietors to suck the very life-blood of that wretched race".
The "Gregory clause" of the Poor Law, named after William H. Gregory, M.P., prohibited anyone who held at least of an acre (0.1 ha) from receiving relief. In practice, this meant that, if a farmer, having sold all his produce to pay rent and taxes, should be reduced, as many thousands of them were, to applying for public outdoor relief, he would not get it until he had first delivered up all his land to the landlord. Of this Law, Mitchel wrote that "it is the able-bodied idler only who is to be fed—if he attempted to till but one rood of ground, he dies". This simple method of ejectment was called "passing paupers through the workhouse"—a man went in, a pauper came out. These factors combined to drive thousands of people off the land: 90,000 in 1849, and 104,000 in 1850.
In 1849, the Encumbered Estates Act allowed landlord estates to be auctioned off upon the petition of creditors. Estates with debts were then auctioned off at low prices. Wealthy British speculators purchased the lands and "took a harsh view" of the tenant farmers who continued renting. The rents were raised and tenants evicted to create large cattle grazing pastures. Between 1849 and 1854, some 50,000 families were evicted.
Food exports
Many Irish people, notably Mitchel, believed that Ireland continued to produce sufficient food to feed its population during the famine, and starvation resulted from exports. According to historian James Donnelly, "the picture of Irish people starving as food was exported was the most powerful image in the nationalist construct of the Famine". However, according to statistics, food imports exceeded exports during the famine. Though grain imports only really became significant after the spring of 1847 and much of the debate "has been conducted within narrow parameters," focusing "almost exclusively on national estimates with little attempt to disaggregate the data by region or by product." The amount of food exported in late 1846 was only one-tenth the amount of potato harvest lost to blight.
The historian Cecil Woodham-Smith wrote in The Great Hunger: Ireland 1845–1849 that no issue has provoked so much anger and embittered relations between England and Ireland "as the indisputable fact that huge quantities of food were exported from Ireland to England throughout the period when the people of Ireland were dying of starvation". While in addition to the maize imports, four times as much wheat was imported into Ireland at the height of the famine as exported, much of the imported wheat was used as livestock feed. Woodham-Smith added that provision via the Poor law union workhouses by the Act of 1838 had to be paid by rates levied on the local property owners, and in areas where the famine was worst, the tenants could not pay their rents to enable landlords to fund the rates and therefore the workhouses. Only by selling food, some of which would inevitably be exported, could a "virtuous circle" be created whereby the rents and rates would be paid, and the workhouses funded. Relief through the workhouse system was simply overwhelmed by the enormous scale and duration of the famine. Nicolas McEvoy, parish priest of Kells, wrote in October 1845:
On my most minute personal inspection of the potato crop in this most fertile potato-growing locale is founded my inexpressibly painful conviction that one family in twenty of the people will not have a single potato left on Christmas day next. Many are the fields I have examined and testimony the most solemn can I tender, that in the great bulk of those fields all the potatoes sizable enough to be sent to table are irreparably damaged, while for the remaining comparatively sounder fields very little hopes are entertained in consequence of the daily rapid development of the deplorable disease.
With starvation at our doors, grimly staring us, vessels laden with our sole hopes of existence, our provisions, are hourly wafted from our every port. From one milling establishment I have last night seen not less than fifty dray loads of meal moving on to Drogheda, thence to go to feed the foreigner, leaving starvation and death the sure and certain fate of the toil and sweat that raised this food.
For their respective inhabitants England, Holland, Scotland, Germany, are taking early the necessary precautions—getting provisions from every possible part of the globe; and I ask are Irishmen alone unworthy the sympathies of a paternal gentry or a paternal Government?
Let Irishmen themselves take heed before the provisions are gone. Let those, too, who have sheep, and oxen, and haggards. Self-preservation is the first law of nature. The right of the starving to try and sustain existence is a right far and away paramount to every right that property confers.
Infinitely more precious in the eyes of reason ‑ in the adorable eye of the Omnipotent Creator, is the life of the last and least of human beings than the whole united property of the entire universe. The appalling character of the crisis renders delicacy but criminal and imperatively calls for the timely and explicit notice of principles that will not fail to prove terrible arms in the hands of a neglected, abandoned starving people.
In the 5 May 2020, issue of the Dublin Review of Books, Editor Maurice Earls wrote:
Dr. McEvoy, in his grim forebodings and apocalyptic fear, was closer to the truth than the sanguine rationalists quoted in the newspapers, but McEvoy, like many others, overestimated the likelihood of mass rebellion, and even this great clerical friend of the poor could hardly have contemplated the depth of social, economic and cultural destruction which would persist and deepen over the following century and beyond.
It was politics that turned a disease of potatoes and tomatoes into famine, and it was politics which ensured its disastrous aftereffects would disfigure numerous future generations.
Charity
William Smith O'Brien—speaking on the subject of charity in a speech to the Repeal Association in February 1845—applauded the fact that the universal sentiment on the subject of charity was that they would accept no English charity. He expressed the view that the resources of Ireland were still abundantly adequate to maintain the population, and that, until those resources had been utterly exhausted, he hoped that there was no one in "Ireland who will so degrade himself as to ask the aid of a subscription from England". Similarly, Mitchel wrote in his The Last Conquest of Ireland (Perhaps), on the same subject, that no one from Ireland ever asked for charity during this period, and that it was England who sought charity on Ireland's behalf, and, having received it, was also responsible for administering it. He suggested that it has been carefully inculcated by the British Press "that the moment Ireland fell into distress, she became an abject beggar at England's gate, and that she even craved alms from all mankind". He further suggested that in Ireland no one ever asked alms or favours of any kind from England or any other nation, but that it was England herself that begged for Ireland. He also claimed that it was England that "sent 'round the hat over all the globe, asking a penny for the love of God to relieve the poor Irish", and, constituting herself the agent of all that charity, took all the profit of it.
Large sums of money were donated by charities; the first foreign campaign in December 1845 included the Boston Repeal Association and the Catholic Church Calcutta is credited with making the first larger donations in 1846, summing up to around £14,000. The money raised included contributions by Irish soldiers serving there and Irish people employed by the East India Company. Russian Tsar Alexander II sent funds and Queen Victoria donated £2,000. According to legend, Sultan Abdülmecid I of the Ottoman Empire originally offered to send £10,000 but was asked either by British diplomats or his own ministers to reduce it to £1,000 to avoid donating more than the Queen. U.S. President James K. Polk donated $50 and in 1847 Congressman Abraham Lincoln donated $10 ($307 in 2019 value). Pope Pius IX also made a personal contribution of 1,000 Scudi (approximately £213) for famine relief in Ireland and authorized collections in Rome.
Most significantly, on 25 March 1847, Pius IX issued the encyclical Praedecessores nostros, which called the whole Catholic world to contribute moneywise and spiritually to Irish relief. Major figures behind international Catholic fundraising for Ireland were the rector of the Pontifical Irish College, Paul Cullen, and the President of the Society of Saint Vincent de Paul, Jules Gossin.
International fundraising activities received donations from locations as diverse as Venezuela, Australia, South Africa, Mexico, Russia and Italy. In addition to the religious, non-religious organisations came to the assistance of famine victims. The British Relief Association was one such group. Founded on 1 January 1847 by Lionel de Rothschild, Abel Smith, and other prominent bankers and aristocrats, the Association raised money throughout England, America, and Australia; their funding drive was benefited by a "Queen's Letter", a letter from Queen Victoria appealing for money to relieve the distress in Ireland. With this initial letter, the Association raised £171,533. A second, somewhat less successful "Queen's Letter" was issued in late 1847. In total, the Association raised approximately £390,000 for Irish relief.
Private initiatives such as the Central Relief Committee of the Society of Friends (Quakers) attempted to fill the gap caused by the end of government relief, and eventually, the government reinstated the relief works, although bureaucracy slowed the release of food supplies. Thousands of dollars were raised in the United States, including $170 ($5,218 in 2019 value) collected from a group of Native American Choctaws in 1847. Judy Allen, editor of the Choctaw Nation of Oklahoma's newspaper Biskinik, wrote that "It had been just 16 years since the Choctaw people had experienced the Trail of Tears, and they had faced starvation ... It was an amazing gesture." To mark the 150th anniversary, eight Irish people retraced the Trail of Tears.
Contributions by the United States during the famine were highlighted by Senator Henry Clay who said; "No imagination can conceive—no tongue express—no brush paint—the horrors of the scenes which are daily exhibited in Ireland." He called upon Americans to remind them that the practice of charity was the greatest act of humanity they could do. In total, 118 vessels sailed from the US to Ireland with relief goods valued at $545,145. Specific states which provided aid include South Carolina and Philadelphia, Pennsylvania. Pennsylvania was the second most important state for famine relief in the US and the second-largest shipping port for aid to Ireland. The state hosted the Philadelphia Irish Famine Relief Committee. Catholics, Methodists, Quakers, Presbyterians, Episcopalians, Lutherans, Moravian and Jewish groups put aside their differences in the name of humanity to help out the Irish. South Carolina rallied around the efforts to help those experiencing the famine. They raised donations of money, food and clothing to help the victims of the famine—Irish immigrants made up 39% of the white population in the southern cities. Historian Harvey Strum claims that "The states ignored all their racial, religious, and political differences to support the cause for relief."
The total sum of voluntary contributions for famine relief in Ireland can be estimated at £1.5 million (the real price equivalent of £135 million in 2018), of which less than £1 million came from abroad.
Eviction
Landlords were responsible for paying the rates of every tenant whose yearly rent was £4 or less. Landlords whose land was crowded with poorer tenants were now faced with large bills. Many began clearing the poor tenants from their small plots and letting the land in larger plots for over £4 which then reduced their debts. In 1846, there had been some clearances, but the great mass of evictions came in 1847. According to James S. Donnelly Jr., it is impossible to be sure how many people were evicted during the years of the famine and its immediate aftermath. It was only in 1849 that the police began to keep a count, and they recorded a total of almost 250,000 persons as officially evicted between 1849 and 1854.
Donnelly considered this to be an underestimate, and if the figures were to include the number pressured into "voluntary" surrenders during the whole period (1846–1854), the figure would almost certainly exceed half a million persons. While Helen Litton says there were also thousands of "voluntary" surrenders, she notes also that there was "precious little voluntary about them". In some cases, tenants were persuaded to accept a small sum of money to leave their homes, "cheated into believing the workhouse would take them in".
West Clare was one of the worst areas for evictions, where landlords turned thousands of families out and demolished their derisory cabins. Captain Kennedy in April 1848 estimated that 1,000 houses, with an average of six people to each, had been levelled since November. The Mahon family of Strokestown House evicted 3,000 people in 1847 and were still able to dine on lobster soup.
After Clare, the worst area for evictions was County Mayo, accounting for 10% of all evictions between 1849 and 1854. George Bingham, 3rd Earl of Lucan, who owned over , was among the worst evicting landlords. He was quoted as saying that "he would not breed paupers to pay priests". Having turned out in the parish of Ballinrobe over 2,000 tenants alone, he then used the cleared land as grazing farms. In 1848, the Marquis of Sligo owed £1,650 to Westport Union; he was also an evicting landlord, though he claimed to be selective, saying that he was only getting rid of the idle and dishonest. Altogether, he cleared about 25% of his tenants.
In 1847, Bishop of Meath, Thomas Nulty, described his personal recollection of the evictions in a pastoral letter to his clergy:
The population in Drumbaragh, a townland in County Meath, plummeted 67 per cent between 1841 and 1851; in neighbouring Springville, it fell 54 per cent. There were fifty houses in Springville in 1841 and only eleven left in 1871.
According to Litton, evictions might have taken place earlier but for fear of the secret societies. However, they were now greatly weakened by the Famine. Revenge still occasionally took place, with seven landlords being shot, six fatally, during the autumn and winter of 1847. Ten other occupiers of land, though without tenants, were also murdered, she says.
One such landlord reprisal occurred in West Roscommon. The "notorious" Major Denis Mahon enforced thousands of his tenants into eviction before the end of 1847, with an estimated 60 per cent decline in population in some parishes. He was shot dead in that year. In East Roscommon, "where conditions were more benign", the estimated decline in population was under 10 percent.
Lord Clarendon, alarmed at the number of landlords being shot and that this might mean rebellion, asked for special powers. Lord John Russell was not sympathetic to this appeal. Lord Clarendon believed that the landlords themselves were mostly responsible for the tragedy in the first place, saying that "It is quite true that landlords in England would not like to be shot like hares and partridges ... but neither does any landlord in England turn out fifty persons at once and burn their houses over their heads, giving them no provision for the future." The Crime and Outrage Act was passed in December 1847 as a compromise, and additional troops were sent to Ireland.
The "Gregory clause", described by Donnelly as a "vicious amendment to the Irish poor law", had been a successful Tory amendment to the Whig poor-relief bill which became law in early June 1847, where its potential as an estate-clearing device was widely recognised in parliament, although not in advance. At first, the poor law commissioners and inspectors viewed the clause as a valuable instrument for a more cost-effective administration of public relief, but the drawbacks soon became apparent, even from an administrative perspective. They would soon view them as little more than murderous from a humanitarian perspective. According to Donnelly, it became obvious that the quarter-acre clause was "indirectly a death-dealing instrument".
Emigration
At least a million people are thought to have emigrated as a result of the famine. There were about 1 million long-distance emigrants between 1846 and 1851, mainly to North America. The total given in the 1851 census is 967,908. Short-distance emigrants, mainly to Britain, may have numbered 200,000 or more.
While the famine was responsible for a significant increase in emigration from Ireland, of anywhere from 45% to nearly 85% depending on the year and the county, it was not the sole cause. The beginning of mass emigration from Ireland can be traced to the mid-18th century, when some 250,000 people left Ireland over a period of 50 years to settle in the New World. Irish economist Cormac Ó Gráda estimates that between 1 million and 1.5 million people emigrated during the 30 years between 1815 (when Napoleon was defeated in Waterloo) and 1845 (when the Great Famine began). However, during the worst of the famine, emigration reached somewhere around 250,000 in one year alone, with western Ireland seeing the most emigrants.
Families did not migrate en masse, but younger members of families did, so much so that emigration almost became a rite of passage, as evidenced by the data that show that, unlike similar emigrations throughout world history, women emigrated just as often, just as early, and in the same numbers as men. The emigrants would send remittances (reaching a total of £1,404,000 by 1851) back to family in Ireland, which, in turn, allowed another member of their family to leave.
Emigration during the famine years of 1845–1850 was primarily to England, Scotland, South Wales, North America, and Australia. Many of those fleeing to the Americas used the McCorkell Line. One city that experienced a particularly strong influx of Irish immigrants was Liverpool, with at least one-quarter of the city's population being Irish-born by 1851. This would heavily influence the city's identity and culture in the coming years, earning it the nickname of "Ireland's second capital". Liverpool became the only place outside of Ireland to elect an Irish nationalist to parliament when it elected T. P. O'Connor in 1885, and continuously re-elected him unopposed until his death in 1929. As of 2020, it is estimated that three quarters of people from the city have Irish ancestry.
Of the more than 100,000 Irish that sailed to Canada in 1847, an estimated one out of five died from disease and malnutrition, including over 5,000 at Grosse Isle, Quebec, an island in the Saint Lawrence River used to quarantine ships near Quebec City. Overcrowded, poorly maintained, and badly provisioned vessels known as coffin ships sailed from small, unregulated harbours in the West of Ireland in contravention of British safety requirements, and mortality rates were high. The 1851 census reported that more than half the inhabitants of Toronto were Irish, and, in 1847 alone, 38,000 Irish flooded a city with fewer than 20,000 citizens. Other Canadian cities such as Quebec City, Montreal, Ottawa, Kingston, Hamilton, and Saint John also received large numbers. By 1871, 55% of Saint John residents were Irish natives or children of Irish-born parents. Unlike the United States, Canada could not close its ports to Irish ships because it was part of the British Empire, so emigrants could obtain cheap passage in returning empty lumber holds.
In America, most Irish became city-dwellers; with little money, many had to settle in the cities that the ships they came on landed in. By 1850, the Irish made up a quarter of the population in Boston, New York City, Philadelphia, and Baltimore.
The famine marked the beginning of the depopulation of Ireland in the 19th century. The population had increased by 13–14% in the first three decades of the 19th century; between 1831 and 1841, the population grew by 5%. Application of Thomas Malthus's idea of population expanding geometrically while resources increase arithmetically was popular during the famines of 1817 and 1822. By the 1830s, they were seen as overly simplistic, and Ireland's problems were seen "less as an excess of population than as a lack of capital investment". The population of Ireland was increasing no faster than that of England, which suffered no equivalent catastrophe. By 1854, between 1.5 and 2 million Irish left their country due to evictions, starvation, and harsh living conditions.
Death toll
It is not known exactly how many people died during the period of the famine, although it is believed that more died from disease than from starvation. State registration of births, marriages, or deaths had not yet begun, and records kept by the Catholic Church are incomplete. One possible estimate has been reached by comparing the expected population with the eventual numbers in the 1850s. A census taken in 1841 recorded a population of 8,175,124. A census immediately after the famine in 1851 counted 6,552,385, a drop of over 1.5 million in 10 years. The census commissioners estimated that, at the normal rate of population increase, the population in 1851 should have grown to just over 9 million if the famine had not occurred.
On the in-development Great Irish Famine Online resource, produced by the Geography department of University College Cork, the population of Ireland section states, that together with the census figures being called low, before the famine it reads that "it is now generally believed" that over 8.75 million people populated the island of Ireland prior to it striking.
In 1851, the census commissioners collected information on the number who died in each family since 1841, and the cause, season, and year of death. They recorded 21,770 total deaths from starvation in the previous decade and 400,720 deaths from disease. Listed diseases were fever, diphtheria, dysentery, cholera, smallpox, and influenza, with the first two being the main killers (222,021 and 93,232). The commissioners acknowledged that their figures were incomplete and that the true number of deaths was probably higher:
The greater the amount of destitution of mortality ... the less will be the amount of recorded deaths derived through any household form;—for not only were whole families swept away by disease ... but whole villages were effaced from off the land.
Later historians agree that the 1851 death tables "were flawed and probably under-estimated the level of mortality". The combination of institutional and figures provided by individuals gives "an incomplete and biased count" of fatalities during the famine. Cormac Ó Gráda, referencing the work of W. A. MacArthur, writes that specialists have long known that the Irish death tables were inaccurate, and undercounted the number of deaths.
S. H. Cousens's estimate of 800,000 deaths relied heavily on retrospective information contained in the 1851 census and elsewhere, and is now regarded as too low. Modern historian Joseph Lee says "at least 800,000", and R. F. Foster estimates that "at least 775,000 died, mostly through disease, including cholera in the latter stages of the holocaust". He further notes that "a recent sophisticated computation estimates excess deaths from 1846 to 1851 as between 1,000,000 and 1,500,000 ... after a careful critique of this, other statisticians arrive at a figure of 1,000,000".
Joel Mokyr's estimates at an aggregated county level range from 1.1 million to 1.5 million deaths between 1846 and 1851. Mokyr produced two sets of data which contained an upper-bound and lower-bound estimate, which showed not much difference in regional patterns. The true figure is likely to lie between the two extremes of half and one and a half million, and the most widely accepted estimate is one million.
Another area of uncertainty lies in the descriptions of disease given by tenants as to the cause of their relatives' deaths. Though the 1851 census has been rightly criticised as underestimating the true extent of mortality, it does provide a framework for the medical history of the Great Famine. The diseases that badly affected the population fell into two categories: famine-induced diseases and diseases of nutritional deficiency. Of the nutritional deficiency diseases, the most commonly experienced were starvation and marasmus, as well as a condition at the time called dropsy. Dropsy (oedema) was a popular name given for the symptoms of several diseases, one of which, kwashiorkor, is associated with starvation.
However, the greatest mortality was not from nutritional deficiency diseases, but from famine-induced ailments. The malnourished are very vulnerable to infections; therefore, these were more severe when they occurred. Measles, diphtheria, diarrhoea, tuberculosis, most respiratory infections, whooping cough, many intestinal parasites, and cholera were all strongly conditioned by nutritional status. Potentially lethal diseases, such as smallpox and influenza, were so virulent that their spread was independent of nutrition. The best example of this phenomenon was fever, which exacted the greatest death toll. In the popular mind, as well as medical opinion, fever and famine were closely related. Social dislocation—the congregation of the hungry at soup kitchens, food depots, and overcrowded work houses—created conditions that were ideal for spreading infectious diseases such as typhus, typhoid, and relapsing fever.
Diarrhoeal diseases were the result of poor hygiene, bad sanitation, and dietary changes. The concluding attack on a population incapacitated by famine was delivered by Asiatic cholera, which had visited Ireland briefly in the 1830s. In the following decade, it spread uncontrollably across Asia, through Europe, and into Britain, finally reaching Ireland in 1849. Some scholars estimate that the population of Ireland was reduced by 20–25%.
After the famine
Ireland's mean age of marriage in 1830 was 23.8 for women and 27.5 for men, where they had once been 21 for women and 25 for men, and those who never married numbered about 10% of the population; in 1840, they had respectively risen to 24.4 and 27.7. In the decades after the Famine, the age of marriage had risen to 28–29 for women and 33 for men, and as many as a third of Irishmen and a quarter of Irishwomen never married, due to low wages and chronic economic problems that discouraged early and universal marriage.
One consequence of the increase in the number of orphaned children was that some young women turned to prostitution to provide for themselves. Some of the women who became Wrens of the Curragh were famine orphans.
The potato blight would return to Ireland in 1879, though by then the rural cottier tenant farmers and labourers of Ireland had begun the "Land War", described as one of the largest agrarian movements to take place in nineteenth-century Europe.
By the time the potato blight returned in 1879, The Land League, which was led by Michael Davitt, who was born during the Great Famine and whose family had been evicted when Davitt was only 4 years old, encouraged the mass boycott of "notorious landlords" with some members also physically blocking evictions. The policy, however, would soon be suppressed. Despite close to 1000 interned under the 1881 Coercion Act for suspected membership. With the reduction in the rate of homelessness and the increased physical and political networks eroding the landlordism system, the severity of the following shorter famine would be limited.
According to the linguist Erick Falc'her-Poyroux, surprisingly, for a country renowned for its rich musical heritage, only a small number of folk songs can be traced back to the demographic and cultural catastrophe brought about by the Great Famine, and he infers from this that the subject was generally avoided for decades among poorer people as it brought back too many sorrowful memories. Also, large areas of the country became uninhabited and the folk song collectors of the eighteenth and nineteenth centuries did not collect the songs they heard in the Irish language, as the language of the peasantry was often regarded as dead, or "not delicate enough for educated ears". Of the songs that have survived probably the best known is Skibbereen. Emigration has been an important source of inspiration for songs of the Irish during the 20th century.
Analysis of the government's role
Contemporary analysis
Contemporary opinion was sharply critical of the Russell government's response to and management of the crisis. From the start, there were accusations that the government failed to grasp the magnitude of the disaster. Sir James Graham, who had served as Home Secretary in Sir Robert Peel's late government, wrote to Peel that, in his opinion, "the real extent and magnitude of the Irish difficulty are underestimated by the Government, and cannot be met by measures within the strict rule of economical science".
This criticism was not confined to outside critics. The Lord-Lieutenant of Ireland, Lord Clarendon, wrote a letter to Russell on 26 April 1849, urging that the government propose additional relief measures: "I don't think there is another legislature in Europe that would disregard such suffering as now exists in the west of Ireland, or coldly persist in a policy of extermination." Also in 1849, the Chief Poor Law Commissioner, Edward Twisleton, resigned in protest over the Rate-in-Aid Act, which provided additional funds for the Poor Law through a 6d in the pound levy on all rateable properties in Ireland. Twisleton testified that "comparatively trifling sums were required for Britain to spare itself the deep disgrace of permitting its miserable fellow-subjects to die of starvation". According to Peter Gray in his book The Irish Famine, the government spent £7 million for relief in Ireland between 1845 and 1850, "representing less than half of one percent of the British gross national product over five years. Contemporaries noted the sharp contrast with the £20 million compensation given to West Indian slave-owners in the 1830s."
Other critics maintained that, even after the government recognised the scope of the crisis, it failed to take sufficient steps to address it. John Mitchel, one of the leaders of the Young Ireland Movement, wrote in 1860:
I have called it an artificial famine: that is to say, it was a famine which desolated a rich and fertile island that produced every year abundance and superabundance to sustain all her people and many more. The English, indeed, call the famine a "dispensation of Providence"; and ascribe it entirely to the blight on potatoes. But potatoes failed in like manner all over Europe; yet there was no famine save in Ireland. The British account of the matter, then, is first, a fraud; second, a blasphemy. The Almighty, indeed, sent the potato blight, but the English created the famine.
Still other critics saw reflected in the government's response its attitude to the so-called "Irish Question". Nassau Senior, an economics professor at Oxford University, wrote that the Famine "would not kill more than one million people, and that would scarcely be enough to do any good". In 1848, Denis Shine Lawlor suggested that Russell was a student of the Elizabethan poet Edmund Spenser, who had calculated "how far English colonisation and English policy might be most effectively carried out by Irish starvation". Charles Trevelyan, the civil servant with most direct responsibility for the government's handling of the famine, described it in 1848 as "a direct stroke of an all-wise and all-merciful Providence", which laid bare "the deep and inveterate root of social evil"; he affirmed that the Famine was "the sharp but effectual remedy by which the cure is likely to be effected. God grant that the generation to which this opportunity has been offered may rightly perform its part..."
Historical analysis
Christine Kinealy has written that "the major tragedy of the Irish Famine of 1845–52 marked a watershed in modern Irish history. Its occurrence, however, was neither inevitable nor unavoidable". The underlying factors which combined to cause the famine were aggravated by an inadequate government response. Kinealy notes that the "government had to do something to help alleviate the suffering" but that "it became apparent that the government was using its information not merely to help it formulate its relief policies, but also as an opportunity to facilitate various long-desired changes within Ireland".
Some also pointed to the structure of the British Empire as a contributing factor. James Anthony Froude wrote that "England governed Ireland for what she deemed her own interest, making her calculations on the gross balance of her trade ledgers, and leaving moral obligations aside, as if right and wrong had been blotted out of the statute book of the Universe." Dennis Clark, an Irish-American historian and critic of empire, claimed the famine was "the culmination of generations of neglect, misrule and repression. It was an epic of English colonial cruelty and inadequacy. For the landless cabin dwellers it meant emigration or extinction..."
Position of the British government
The British government has not expressly apologized for its role in the famine. But in 1997, at a commemoration event in County Cork, the actor Gabriel Byrne read out a message by Prime Minister Tony Blair that acknowledged the inadequacy of the government response. It asserted that "those who governed in London at the time failed their people through standing by while a crop failure turned into a massive human tragedy". The message was well-received in Ireland, where it was understood as the long sought-after British apology. Archive documents released in 2021 showed that the message was not in fact written or approved by Blair, who could not be reached by aides at the time. It was therefore approved by Blair's principal private secretary John Holmes on his own initiative.
Genocide question
The famine remains a controversial event in Irish history. Debate and discussion about whether the British government's response to the failure of the potato crop, and the continued exportation of food crops and livestock, constituted a genocide, remains a subject of political debate. Most historians reject the claim that the famine constituted a genocide.
In 1996, the U.S. state of New Jersey included the famine in the "Holocaust and Genocide Curriculum" of its secondary schools. The curriculum was pushed by various Irish American political groups and drafted by the librarian James Mullin. Following criticism of the curriculum, the New Jersey Holocaust Commission requested statements from two academics that the Irish famine was genocide, which was eventually provided by law professors Charles E. Rice and Francis Boyle, who had not been previously known for studying Irish history. They concluded that the British government deliberately pursued a race- and ethnicity-based policy aimed at destroying the Irish people and that the policy of mass starvation amounted to genocide per retrospective application of article 2 of the Hague Convention of 1948.
The Irish historian Cormac Ó Gráda rejected the claim that the famine was a genocide. He argued that "genocide includes murderous intent, and it must be said that not even the most bigoted and racist commentators of the day sought the extermination of the Irish", and he also stated that most people in Whitehall "hoped for better times for Ireland". Additionally, he stated that the claim of genocide overlooks "the enormous challenge facing relief agencies, both central and local, public and private". Ó Gráda thinks that a case of neglect is easier to sustain than a case of genocide. W. D. Rubinstein also rejected the genocide claim. James S. Donnelly Jr., a historian at the University of Wisconsin–Madison, wrote in his book, Landlord and Tenant in Nineteenth-century Ireland:
the government's abject failure to stop or even slow down the clearances (evictions) contributed in a major way to enshrining the idea of English state-sponsored genocide in Irish popular mind. Or perhaps one should say in the Irish mind, for this was a notion that appealed to many educated and discriminating men and women, and not only to the revolutionary minority ... And it is also my contention that while genocide was not in fact committed, what happened during and as a result of the clearances had the look of genocide to a great many Irish.
Historian Donald Akenson, who has written twenty-four books on Ireland, stated that "When you see [the word Holocaust used with regard to the famine], you know that you are encountering famine-porn. It is inevitably part of a presentation that is historically unbalanced and, like other kinds of pornography, is distinguished by a covert (and sometimes overt) appeal to misanthropy and almost always an incitement to hatred."
In 2019, Maine legislators argued for the inclusion of education about Ireland and the famine in "The Holocaust Bill, An Act To Require Education about the Holocaust."
The Irish state broadcaster RTÉ aired a two-part documentary titled The Hunger: The Story of the Irish Famine in November 2020. In it, Brendan O'Leary, Lauder, Professor of political science, offered to use the term 'genoslaughter' rather than the term 'genocide' because, in his view, the term 'genoslaughter' is a more accurately descriptive term for the British response to the potato blight than the term 'genocide' is. O'Leary pointed out that the decision-making by the government of the day was based on capitalist principles rather than ethnicity; its aim was to reduce the tax burden on the middle-class (who were of both main ethnicities) by clearing the 'unproductive' landless poor from Ireland.
According to Professor Liam Kennedy, an editorial in the Irish Echo by James Pius Sweeney stated: 'The genocide of the Great Famine is distinct in the fact that the British created the conditions of dire hopelessness, and desperate dependence on the potato crop through a series of sadistic, debasing, premeditated and barbarous Penal Laws, which deliberately and systematically stripped the Irish of even the least semblance of basic human freedom.' When blight struck the Irish were 'totally vulnerable'. This was a 'nuanced genocide', he continues, one that manipulated fate 'by pushing a people to the brink of annihilation and turning away so not to hear the wailing …'.
However, Kennedy himself does not believe that the Famine constituted a genocide: "There is no case for genocide when you think of, as part of British government policies in Ireland, three-quarters of a million people working on public relief schemes. When you have three million people at one stage receiving soup from soup kitchens right across Ireland in their locality."
Memorials
The National Famine Commemoration Day is observed annually in Ireland, usually on a Sunday in May.
It is also memorialized in many locations throughout Ireland, especially in those regions of Ireland which suffered the greatest losses, and it is also memorialized overseas, particularly in cities with large populations which are descended from Irish immigrants, such as New York City. These include, at Custom House Quays, Dublin, the thin sculptural figures, by artist Rowan Gillespie, who are portrayed as if they are walking towards the emigration ships which are docked on the Dublin Quayside. There is also a large memorial at the Murrisk Millennium Peace Park at the foot of Croagh Patrick in County Mayo.
Kindred Spirits, a large stainless steel sculpture of nine eagle feathers by artist Alex Pentek was erected in 2017 in the Irish town of Midleton, County Cork, to thank the Choctaw people for its financial assistance during the famine.
Among the memorials in Ireland are the National Famine Museum and Strokestown Park House in County Roscommon; the Irish Famine Exhibition in Dublin; the Jeanie Johnston: An Irish Famine Story, Dublin; EPIC The Irish Emigration Museum, Dublin; and the Doagh Famine Village in County Donegal.
Among the memorials in the US is the Irish Hunger Memorial near a section of the Manhattan waterfront in New York City, where many Irish arrived and the National Memorial to An Gorta Mór, in Philadelphia, a sculpture suggesting the multitudes with 35 life-size bronze figures arranged in clusters of vignettes. Ireland's Great Hunger Institute, at Quinnipiac University fosters a deeper understanding of the Great Hunger of Ireland and its causes and consequences through a strategic program of lectures, conferences, course offerings and publications. Ireland's Great Hunger Museum, at Quinnipiac University, hosts the world's largest collection of Great Hunger-related art including artefacts and printed materials. An annual Great Famine walk from Doolough to Louisburgh, County Mayo was inaugurated in 1988 and has been led by such notable personalities as Archbishop Desmond Tutu of South Africa and the Choctaw Nation of Oklahoma. The walk, organised by Afri, takes place on the first or second Saturday of May and links the memory of the Great Hunger with a contemporary Human Rights issue.
See also
Anti-British sentiment
Anti-Irish sentiment
Bengal famine of 1943, a famine exacerbated by similar British policy
Great Famine's effect on the American economy
Highland Potato Famine (an agrarian crisis which existed in Scotland at the same time)
History of the potato
Great Chinese Famine
Holodomor
North Korean famine
List of famines
List of natural disasters in the British Isles
References
Informational notes
Footnotes
Citations
Bibliography
Further reading
.
R. Dudley Edwards and T. Desmond Williams (eds.), The Great Famine: Studies in Irish history 1845–52
Henry George, Progress and Poverty Chapter 6: "The Truth about Ireland" – George's account of the Irish famine.
Robert Kee, Ireland: A History
Mary C. Kelly, Ireland's Great Famine in Irish-American History: Enshrining a Fateful Memory. Lanham, MD: Rowman and Littlefield, 2014.
John Kelly, The Graves are Walking, The Great Famine and the Saga of the Irish People (2012)
O'Neill Peter D. (2019). "Famine Irish and the American Racial State." New York: Routledge. (ISBN 978-0-367-34444-3)
Canon John O'Rourke, The Great Irish Famine [1874]. Veritas Publications, 1989.
George Poulett Scrope, Letters to Lord John Russell on the Further Measures for the Social Amelioration of Ireland|Letters to Lord John Russell on the Further Measures for the Social Amelioration of Ireland. James Ridgway, 1847.
The "Hungry Forties", an analysis of the Chrononym
External links
Irish National Archives information on the Famine
Hunger on Trial: An Activity on the Irish Potato Famine and Its Meaning for Today A free downloadable lesson for high school social studies classrooms from the Zinn Education Project.
Cork Multitext Project article on the Famine, by Donnchadh Ó Corráin
Historical society of Pennsylvania. Primary Sources. The Curtis Family Letters, Irish Immigrant Letters Home.
"The Great Irish Famine", BBC In our time podcast, April 2019
"When Ireland Starved", Radharc/RTE. The four part Irish documentary series from 1992.
Radio Essay on 175th Commemoration of the Beginning of the Great Hunger. "Contagion In This Family's Past And Present." New England Public Media, 2021.
The Great Irish Potato Famine Guest Contribution, History Cooperative, October 31, 2009,
19th-century disasters in Ireland
19th-century famines |
14727 | https://en.wikipedia.org/wiki/Isle%20of%20Man | Isle of Man | The Isle of Man ( , also ), also known as Mann (), is an island nation and self-governing British Crown Dependency in the Irish Sea between Great Britain and Ireland. The head of state, Queen Elizabeth II, holds the title Lord of Mann and is represented by a Lieutenant Governor. The United Kingdom is responsible for the isle's military defence.
Humans have lived on the island since before 6500 BC. Gaelic cultural influence began in the 5th century AD, when Irish missionaries following the teaching of St. Patrick began settling the island, and the Manx language, a branch of the Goidelic languages, emerged. In 627, King Edwin of Northumbria conquered the Isle of Man along with most of Mercia. In the 9th century, Norsemen established the thalassocratic Kingdom of the Isles, which included the Isle of Man. Magnus III, King of Norway from 1093 to 1103, reigned as King of Mann and the Isles between 1099 and 1103.
In 1266, King Magnus VI of Norway sold his suzerainty over Mann to King Alexander III of Scotland under the Treaty of Perth. After a period of alternating rule by the Kings of Scotland and England, the island came under the feudal lordship of the English Crown in 1399. The lordship revested in the British Crown in 1765, but the island did not become part of the 18th-century Kingdom of Great Britain, nor of its successors, the United Kingdom of Great Britain and Ireland and the present-day United Kingdom of Great Britain and Northern Ireland. It has always retained its internal self-government.
In 1881, the Isle of Man Parliament, Tynwald, became the first national legislative body in the world to give women the right to vote in a general election, although this excluded married women. In 2016, UNESCO awarded the Isle of Man biosphere reserve status.
Insurance and online gambling each generate 17% of the GNP, followed by information and communications technology and banking with 9% each. Internationally, the Isle of Man is known for the TT Motorcycle Races, and the Manx Cat, a breed with short or no tails.
Name
The Manx name of the Isle of Man is : () is a Manx word meaning "island"; () appears in the genitive case as (), with initial consonant mutation, hence , "Island of Mann". The short form used in English is spelled either Mann or Man. The earliest recorded Manx form of the name is or .
The Old Irish form of the name is or . Old Welsh records named it as , also reflected in , the name for an ancient district in north Britain along the lower Firth of Forth.
The oldest known reference to the island calls it , in Latin (Julius Caesar, 54 BC); in the 1st century AD, Pliny the Elder records it as or , and Ptolemy (2nd century) as Monœda (, Monaoida) or (Monarina), in Koine Greek.
Later Latin references have or (Orosius, 416),
and or by Irish writers. It is found in the Sagas of Icelanders as .
The name is probably cognate with the Welsh name of the island of Anglesey, ,
usually derived from a Celtic word for 'mountain' (reflected in Welsh , Breton , and Scottish Gaelic ),
from a Proto-Celtic *moniyos.
The name was at least secondarily associated with that of Manannán mac Lir in Irish mythology (corresponding to Welsh ). In the earliest Irish mythological texts, Manannán is a king of the otherworld, but the 9th-century Sanas Cormaic identifies a euhemerised Manannán as "a famous merchant who resided in, and gave name to, the Isle of Man". Later, a Manannán is recorded as the first king of Mann in a Manx poem (dated 1504).
History
The island was cut off from the surrounding islands around 8000 BC as sea levels rose following the end of the ice age. Humans colonised it by travelling by sea some time before 6500 BC. The first occupants were hunter-gatherers and fishermen. Examples of their tools are kept at the Manx Museum.
The Neolithic Period marked the beginning of farming, and the people began to build megalithic monuments, such as Cashtal yn Ard near Maughold, King Orry's Grave at Laxey, Mull Hill near Cregneash, and Ballaharra Stones at St John's. There were also the local Ronaldsway and Bann cultures.
During the Bronze Age, the size of burial mounds decreased. The people put bodies into stone-lined graves with ornamental containers. The Bronze Age burial mounds survived as long-lasting markers around the countryside.
The ancient Romans knew of the island and called it . Scholars have not determined whether they conquered the island.
Around the 5th century AD, large-scale migration from Ireland precipitated a process of Gaelicisation, evidenced by Ogham inscriptions, and the Manx language developed. It is a Goidelic language closely related to Irish and Scottish Gaelic.
In the 7th century, Mann came under Anglo-Saxon control, specifically King Edwin of Northumbria, from which he launched raids into Ireland. How much influence the Northumbrians exerted on Mann is unknown, but very few place names on Mann are of Old English origin.
Vikings arrived at the end of the 8th century. They established Tynwald and introduced many land divisions that still exist. In 1266 King Magnus VI of Norway ceded the islands to Scotland in the Treaty of Perth. But Scotland's rule over Mann did not become firmly established until 1275, when the Manx were defeated in the Battle of Ronaldsway, near Castletown.
In 1290 King Edward I of England sent Walter de Huntercombe to take possession of Mann. It remained in English hands until 1313, when Robert Bruce took it after besieging Castle Rushen for five weeks. In 1314, it was retaken for the English by John Bacach of Argyll. In 1317, it was retaken for the Scots by Thomas Randolph, 1st Earl of Moray and Lord of the Isle of Man. It was held by the Scots until 1333. For some years thereafter control passed back and forth between the kingdoms until the English took it for the final time in 1346. The English Crown delegated its rule of the island to a series of lords and magnates. Tynwald passed laws concerning the government of the island in all respects and had control over its finances, but was subject to the approval of the Lord of Mann.
In 1866, the Isle of Man obtained limited home rule, with partly democratic elections to the House of Keys, but the Legislative Council was appointed by the Crown. Since then, democratic government has been gradually extended.
The Isle of Man has designated more than 250 historic sites as registered buildings.
Geography
The Isle of Man is an island located in the middle of the northern Irish Sea, almost equidistant from England to the east, Northern Ireland to the west, and Scotland (closest) to the north; while Wales to the south is almost the distance of the Republic of Ireland to the southwest. It is long and, at its widest point, wide. It has an area of around . Besides the island of Mann itself, the political unit of the Isle of Man includes some nearby small islands: the seasonally inhabited Calf of Man, Chicken Rock (on which stands an unstaffed lighthouse), St Patrick's Isle and St Michael's Isle. The last two of these are connected to the main island by permanent roads/causeways.
Ranges of hills in the north and south are separated by a central valley. The northern plain, by contrast, is relatively flat, consisting mainly of deposits from glacial advances from western Scotland during colder times. There are more recently deposited shingle beaches at the northernmost point, the Point of Ayre. The island has one mountain higher than , Snaefell, with a height of . According to an old saying, from the summit one can see six kingdoms: those of Mann, Scotland, England, Ireland, Wales, and Heaven. Some versions add a seventh kingdom, that of the sea, or Neptune. The peak of Snaefell is the only location in the British Isles from which one can see all the major constituents of the United Kingdom.
Population
At the 2021 census, the Isle of Man was home to 84,069 people, of whom 26,677 resided in the island's capital, Douglas. The population increased by 755 persons between the 2016 and 2021 censuses.
Census
The Isle of Man Full Census, last held in 2021, has been a decennial occurrence since 1821, with interim censuses being introduced from 1966. It is separate from, but similar to, the Census in the United Kingdom.
Government
The United Kingdom is responsible for the island's defence and ultimately for good governance, and for representing the island in international forums, while the island's own parliament and government have competence over all domestic matters.
Socio-political structure
The island's parliament, Tynwald, is claimed to have been in continuous existence since 979 or earlier, purportedly making it the oldest continuously governing body in the world, though evidence supports a much later date. Tynwald is a bicameral or tricameral legislature, comprising the House of Keys (directly elected by universal suffrage with a voting age of 16 years) and the Legislative Council (consisting of indirectly elected and ex-officio members). These two bodies also meet together in joint session as Tynwald Court.
The executive branch of government is the Council of Ministers, which is composed of Members of Tynwald (usually Members of the House of Keys, though Members of the Legislative Council may also be appointed as Ministers). It is headed by the Chief Minister.
Vice-regal functions of the head of state are performed by a lieutenant governor.
External relations and security
In various laws of the United Kingdom, "the United Kingdom" is defined to exclude the Isle of Man. Historically, the UK has taken care of its external and defence affairs, and retains paramount power to legislate for the Island. However, in 2007, the Isle of Man and the UK signed an agreement that established frameworks for the development of the international identity of the Isle of Man. There is no separate Manx citizenship. Citizenship is covered by UK law, and Manx people are classed as British citizens. There is a long history of relations and cultural exchange between the Isle of Man and Ireland. The Isle of Man's historic Manx language (and its modern revived variant) are closely related to both Scottish Gaelic and the Irish language, and in 1947, Irish Taoiseach Éamon de Valera spearheaded efforts to save the dying Manx language.
Defence
The Isle of Man is not part of the United Kingdom, however, the UK takes care of its external and defence affairs. There are no independent military forces on the Isle of Man, although HMS Ramsey is affiliated with the town of the same name. From 1938 to 1955 there was the Manx Regiment of the British Territorial Army, which saw extensive action during the Second World War. In 1779, the Manx Fencible Corps, a fencible regiment of three companies, was raised; it was disbanded in 1783 at the end of the American War of Independence. Later, the Royal Manx Fencibles was raised at the time of the French Revolutionary Wars and Napoleonic Wars. The 1st Battalion (of 3 companies) was raised in 1793. A 2nd Battalion (of 10 companies) was raised in 1795, and it saw action during the Irish Rebellion of 1798. The regiment was disbanded in 1802. A third body of Manx Fencibles was raised in 1803 to defend the island during the Napoleonic Wars and to assist the Revenue. It was disbanded in 1811. The Isle of Man Home Guard was raised during the Second World War for home defence. In 2015 a multi-capability recruiting and training unit of the British Army Reserve was established in Douglas.
Manxman status
There is no citizenship of the Isle of Man as such under the British Nationality Acts 1948 and 1981.
The Passport Office, Isle of Man, Douglas, accepts and processes applications for the Lieutenant Governor of the Isle of Man, who is formally responsible for issuing Isle of Man–issued British passports, titled "British Islands – Isle of Man.
Isle of Man-issued British passports can presently be issued to any British citizen resident in the Isle of Man, and also to British citizens who have a qualifying close personal connection to the Isle of Man, but are now resident either in the UK or in either one of the two other Crown Dependencies.
European Union
The Isle of Man was never part of the European Union, nor did it have a special status, and thus it did not take part in the 2016 referendum on the UK's EU membership. However, Protocol 3 of the UK's Act of Accession to the Treaty of Rome included the Isle of Man within the EU's customs area, allowing for trade in Manx goods without tariffs throughout the EU. As it was not part of the EU's internal market, there are still limitations on the movement of capital, services and labour.
EU citizens were entitled to travel and reside, but not work, in the island without restriction. British citizens with Manxman status were under the same circumstances and restrictions as any other non-EU European relating country to work in the EU.
The political and diplomatic impacts of Brexit on the island are still uncertain. The UK confirmed that the Crown Dependencies' positions were included in the Brexit negotiations. The Brexit withdrawal agreement explicitly included the Isle of Man in its territorial scope, but makes no other mention of it. The island's government website stated that after the end of the implementation period, the Isle of Man's relationship with the EU would depend on the agreement reached between the UK and the EU on their future relationship.
Commonwealth of Nations
The Isle of Man is not a member of the Commonwealth of Nations. By virtue of its relationship with the United Kingdom, it takes part in several Commonwealth institutions, including the Commonwealth Parliamentary Association and the Commonwealth Games. The Government of the Isle of Man has made calls for a more integrated relationship with the Commonwealth, including more direct representation and enhanced participation in Commonwealth organisations and meetings, including Commonwealth Heads of Government Meetings. The Chief Minister of the Isle of Man has said: "A closer connection with the Commonwealth itself would be a welcome further development of the island's international relationships."
Politics
Most Manx politicians stand for election as independents rather than as representatives of political parties. Although political parties do exist, their influence is not nearly as strong as in the United Kingdom.
There are three political parties in the Isle of Man:
The Liberal Vannin Party (established 2006) has one seat in the House of Keys; it promotes greater Manx autonomy and more accountability in government.
The Manx Labour Party is active, and for much of the 20th century had several MHKs. Currently (since the 2021 general election) there are 2 MLP members in the House of Keys, both of whom are women.
The Isle of Man Green Party was established in 2016, but currently only has representation at local government level.
There are also a number of pressure groups on the island. Mec Vannin advocate the establishment of a sovereign republic. The Positive Action Group campaign for three key elements to be introduced into the governance of the island: open accountable government, rigorous control of public finances, and a fairer society.
Local government
Local government on the Isle of Man is based partly on the island's 17 ancient parishes. There are four types of local authorities:
a corporation for the Borough of Douglas, and bodies of commissioners for the town districts of Castletown, Peel and Ramsey
the districts of Kirk Michael and Onchan
the village districts of Port Erin and Port St Mary
the 13 parish districts (those historic parishes, or combinations or parts of them, which do not fall within the districts previously mentioned).
Each of these districts has its own body of commissioners.
Public services
Education
Public education is under the Department of Education, Sport & Culture. Thirty-two primary schools, five secondary schools and the University College Isle of Man function under the department.
Health
Two-thirds of residents of Mann are overweight or obese, four in ten are physically inactive, one-quarter are binge drinkers, one in twelve smoke cigarettes, and about 15% are in poor general health. Healthcare is provided via a public health scheme by Department of Health and Social Care for residents and visitors from the UK.
Crime
The Crime Severity Rate in Mann remains substantially less than that in the rest of the United Kingdom, although the rate of violent crime has been increasing in recent years. Most violent crime is associated with the trade in illegal drugs.
Emergency services
The Isle of Man Government maintains five emergency services. These are:
Isle of Man Constabulary (police)
Isle of Man Coastguard
Isle of Man Fire and Rescue Service
Isle of Man Ambulance Service
Isle of Man Civil Defence Corps
All of these services are controlled directly by the Department of Home Affairs of the Isle of Man Government, and are independent of the United Kingdom. Nonetheless, the Isle of Man Constabulary voluntarily submits to inspection by the British inspectorate of police, and the Isle of Man Coastguard contracts Her Majesty's Coastguard (UK) for air-sea rescue operations.
Crematorium
The island's sole crematorium is in Glencrutchery Road, Douglas, and is operated by Douglas Borough Council. Usually staffed by four, in March 2020 an increase of staff to 12 was announced by the council leader, responding to the threat of coronavirus, which could require more staff.
Economy
The Isle of Man is a low-tax economy with no capital gains tax, wealth tax, stamp duty, or inheritance tax and a top rate of income tax of 20%. A tax cap is in force: the maximum amount of tax payable by an individual is £200,000 or £400,000 for couples if they choose to have their incomes jointly assessed. Personal income is assessed and taxed on a total worldwide income basis rather than a remittance basis. This means that all income earned throughout the world is assessable for Manx tax rather than only income earned in or brought into the island. The standard rate of corporation tax for residents and non-residents is 0%. Retail business profits above £500,000 and banking business income are taxed at 10%, and rental (or other) income from land and buildings situated on the Isle of Man is taxed at 20%.
Mann's low corporate tax burden and absence of public registries of corporate ownership provides tax avoidance and tax evasion strategies for individuals and corporations, resulting in a large influx of funds from those in pursuit of tax advantage and financial confidentiality. The relative importance of agriculture, fishing and tourism, the former mainstays of the Manx economy, has accordingly declined. As is typical of the low-tax crown dependencies, Mann's economy features financial services, shell corporations for high-technology companies, online gambling and online gaming, cinema production, and tax havens for high net worth individuals. These activities have brought some high-income jobs to Mann, as hundreds of local residents serve as “straw man" directors and shareholders of shell companies. Similar schemes provide a means for high net worth individuals to reduce their tax obligations and to shield their financial dealings from public scrutiny. As described in the Paradise Papers, the Isle of Man economy features extensive illegal economic activity including tax evasion, money laundering from drug sales, money transfers from weapons sales, and looting of pubic treasuries of other nation states (particularly Russia) These funds are mostly funneled into the London financial markets. There has been an effort to regulate these activities, though the impact of legal measures instituted by the Isle of Man government remains uncertain. Online gambling sites provided about 10% of the islands income in 2014. The Isle of Man currently enjoys free access to EU markets and trade is mostly with the UK. The Isle of Man’s trade relationship with the EU derives from the United Kingdom’s EU membership and will need to be renegotiated in light of the United Kingdom’s decision to withdraw from the bloc. A transition period is expected to allow the free movement of goods and agricultural products to the EU until the end of 2020 or until a new settlement is negotiated.
The Isle of Man Department for Enterprise manages the diversified economy in 12 key sectors. The largest sectors by GNP are insurance and eGambling with 17% of GNP each, followed by ICT and banking with 9% each. The 2016 census lists 41,636 total employed. The largest sectors by employment are "medical and health", "financial and business services", construction, retail and public administration. Manufacturing, focused on aerospace and the food and drink industry, employs almost 2000 workers and contributes about 5% of gross domestic product (GDP). The sector provides laser optics, industrial diamonds, electronics, plastics and aerospace precision engineering. Tourism, agriculture, and fishing, once the mainstays of the economy, now make very little contributions to the island's GDP.
The unemployment rate is around 5%.
Trade takes place mostly with the United Kingdom. The island is in customs union with the UK, and related revenues are pooled and shared under the Common Purse Agreement. This means that the Isle of Man cannot have the lower excise revenues on alcohol and other goods that are enjoyed in the Channel Islands.
The Manx government promotes island locations for making films by offering financial support. Since 1995, over 100 films have been made on the island. Most recently the island has taken a much wider strategy to attract the general digital media industry in film, television, video and eSports.
The Isle of Man Government Lottery operated from 1986 to 1997. Since 2 December 1999 the island has participated in the United Kingdom National Lottery. The island is the only jurisdiction outside the United Kingdom where it is possible to play the UK National Lottery. Since 2010 it has also been possible for projects in the Isle of Man to receive national lottery Good Causes Funding. The good causes funding is distributed by the Manx Lottery Trust. Tynwald receives the 12% lottery duty for tickets sold in the island.
Tourist numbers peaked in the first half of the 20th century, prior to the boom in cheap travel to Southern Europe that also saw the decline of tourism in many similar English seaside resorts. The Isle of Man tourism board has recently invested in "Dark Sky Discovery" sites to diversify its tourism industry. It is expected that dark skies will generally be nominated by the public across the UK. However, the Isle of Man tourism board tasked someone from their team to nominate 27 places on the island as a civil task. This cluster of the highest quality "Milky Way" sites is now well promoted within the island. This government push has effectively given the island a headstart in the number of recognised Dark Sky sites. However, this has created a distorted view when compared to the UK where this is not promoted on a national scale. There, Dark Sky sites are expected to be nominated over time by the public across a full range of town, city and countryside locations rather than en masse by government departments.
In 2017 an office of The International Stock Exchange was opened to provide a boost for the island's finance industry.
Communications
The main telephone provider on the Isle of Man is Manx Telecom. The island has two mobile operators: Manx Telecom, previously known as Manx Pronto, and Sure. Cloud9 operated as a third mobile operator on the island for a short time, but has since withdrawn.
Broadband internet services are available through four local providers: Wi-Manx, Domicilium, Manx Computer Bureau and Manx Telecom. The island does not have its own ITU country code, but is accessed via the British country code (+44), and the island's telephone numbers are part of the British telephone numbering plan, with local dialling codes 01624 for landlines and 07524, 07624 and 07924 for mobiles. Calls to the island from the UK however, are generally charged differently from those within the UK, and may or may not be included in any "inclusive minutes" packages.
In 1996, the Isle of Man Government obtained permission to use the .im national top-level domain (TLD), and has ultimate responsibility for its use. The main is managed from day to day by Domicilium, an island-based internet service provider. In December 2007, the Manx Electricity Authority and its telecommunications subsidiary, e-llan Communications, commissioned the laying of a new fibre-optic link that connects the island to a worldwide fibre-optic network. In August 2021 it was reported that Elon Musk's satellite internet service, Starlink, had been granted a licence to operate from a ground station on the island.
The Isle of Man has three radio stations: Manx Radio, Energy FM and 3FM.
There is no insular television service, but local transmitters retransmit British mainland digital broadcasts via the free-to-air digital terrestrial service Freeview. The Isle of Man is served by BBC North West for BBC One and BBC Two television services, and ITV Granada for ITV.
Many television services are available by satellite, such as Sky, and Freesat from the group of satellites at 28.2° East, as well as services from a range of other satellites around Europe such as the Astra satellites at 19.2° east and Hot Bird.
The Isle of Man has three newspapers, all weeklies, and all owned by Isle of Man Newspapers, a division of the Edinburgh media company Johnston Press. The Isle of Man Courier (distribution 36,318) is free and distributed to homes on the island. The other two newspapers are Isle of Man Examiner (circulation 13,276) and the Manx Independent (circulation 12,255).
Postal services are the responsibility of the Isle of Man Post Office, which took over from the UK's General Post Office in 1973.
Transport
There is a comprehensive bus network, operated by the government-owned bus operator Bus Vannin.
The Isle of Man Sea Terminal in Douglas has regular ferries to and from Heysham and to and from Liverpool, with a more restricted timetable operating in winter. The two vessels are Manannan and Ben My Chree. The latter is due to be replaced with a new vessel arriving in 2022 made by Hyundai; it was named Manxman by the public in mid 2020. There are also limited summer-only services to and from Belfast and Dublin. The Dublin route also operates at Christmas. At the time of the Isle of Man TT a limited number of sailings operate to and from Larne in Northern Ireland. All ferries are operated by the Isle of Man Steam Packet Company.
The only commercial airport on the island is the Isle of Man Airport at Ronaldsway. There are direct scheduled and chartered flights to numerous airports in the United Kingdom and Ireland.
The island has a total of of public roads, all of which are paved. There is no overriding national speed limit; only local speed limits are set, and some roads have no speed limit. Rules about reckless driving and most other driving regulations are enforced in a similar way to the UK. There is a requirement for regular vehicle examinations for some vehicles (similar to the MoT test in the UK).
The island used to have an extensive narrow-gauge railway system, both steam-operated and electric, but the majority of the steam railway tracks were taken out of service many years ago, and the track removed. , there is a steam railway between Douglas and Port Erin, an electric railway between Douglas and Ramsey and an electric mountain railway which climbs Snaefell.
One of the oldest operating horse tram services is located on the sea front in the capital, Douglas. It was founded in 1876.
Space commerce
The Isle of Man has become a centre for emerging private space travel companies. A number of the competitors in the Google Lunar X Prize, a $30 million competition for the first privately funded team to send a robot to the Moon, are based on the island. The team summit for the X Prize was held on the island in October 2010. In January 2011 two research space stations owned by Excalibur Almaz arrived on the island and were kept in an aircraft hangar at the airfield at the former RAF Jurby near Jurby.
Electricity supply
The electricity supply on the Isle of Man is run by the Manx Utilities Authority. The Isle of Man is connected to Great Britain's national grid by a 40 MW alternating current link (Isle of Man to England Interconnector). There are also hydroelectric, natural gas and diesel generators. The government has also planned a 700 MW offshore wind farm, roughly half the size of Walney Wind Farm.
Gas supply
Gas for lighting and heating has been supplied to users on the Isle of Man since 1836, firstly as town gas, then as liquefied petroleum gas (LPG); since 2003 natural gas has been available. The future use of hydrogen as a supplementary or substitute fuel is being studied.
Cannabis Cultivation
In June, 2021, the law prohibiting commercial cultivation of cannabis on Ellan Vannin was repealed, and the government of Mann, for the first time, offered licenses for production and export of cannabis. In February, 2022, Mann resident and local billionaire, John Whittaker, through his firm, Peel NRE proposed to spend US$136 million for the construction of warmhouses for cannabis cultivation, and research facilities, and to develop the business. It was announced that zoning permits had been granted for development of the facility. Although the availability of medical cannabis is heavily restricted within the U.K. proper, there has been an effort to develop the cannabis industry on the Channel Islands of Jersey and Guernsey.
Culture
The Manx are a Celtic nation.
The culture of the Isle of Man is often promoted as being influenced by its Celtic and, to a lesser extent, its Norse origins. Proximity to the UK, popularity as a UK tourist destination in Victorian times, and immigration from Britain have all meant that the cultures of Great Britain have been influential at least since Revestment. Revival campaigns have attempted to preserve the surviving vestiges of Manx culture after a long period of Anglicisation, and there has been significantly increased interest in the Manx language, history and musical tradition.
Language
The official language of the Isle of Man is English. Manx has traditionally been spoken but has been stated to be "critically endangered". However, it now has a growing number of young speakers.
Manx is a Goidelic Celtic language and is one of a number of insular Celtic languages spoken in the British Isles. Manx has been officially recognised as a legitimate autochthonous regional language under the European Charter for Regional or Minority Languages, ratified by the United Kingdom on 27 March 2001 on behalf of the Isle of Man government.
Manx is closely related to Irish and Scottish Gaelic, but is orthographically sui generis.
On the island, the Manx greetings (good morning) and (good afternoon) can often be heard. As in Irish and Scottish Gaelic, the concepts of "evening" and "afternoon" are referred to with one word. Two other Manx expressions often heard are Gura mie eu ("Thank you"; familiar 2nd person singular form Gura mie ayd) and , meaning "time enough", which represents a stereotypical view of the Manx attitude to life.
In the 2011 Isle of Man census, approximately 1,800 residents could read, write, and speak the Manx language.
Symbols
For centuries, the island's symbol has been the so-called "three legs of Mann" (), a triskelion of three legs conjoined at the thigh. The Manx triskelion, which dates back with certainty to the late 13th century, is of uncertain origin. It has been suggested that its origin lies in Sicily, an island which has been associated with the triskelion since ancient times.
The symbol appears in the island's official flag and official coat of arms, as well as its currency. The Manx triskelion may be reflected in the island's motto, Quocunque jeceris stabit, which appears as part of the island's coat of arms. The Latin motto translates as "whichever way you throw, it will stand" or "whithersoever you throw it, it will stand". It dates to the late 17th century when it is known to have appeared on the island's coinage. It has also been suggested that the motto originally referred to the poor quality of coinage which was common at the time—as in "however it is tested it will pass".
The ragwort or cushag has been referred to as the Manx national flower.
Religion
The predominant religious tradition of the island is Christianity. Before the Protestant Reformation, the island had a long history as part of the unified Catholic Church, and in the years following the Reformation, the religious authorities on the island, and later the population of the island, accepted the religious authority of the British monarchy and the Church of England. It has also come under the influence of Irish religious tradition. The island forms a separate diocese called Sodor and Man, which in the distant past comprised the medieval kingdom of Man and the Scottish isles ("Suðreyjar" in Old Norse). It now consists of 16 parishes, and since 1541 has formed part of the Province of York. (These modern ecclesiastical parishes do not correspond to the island's ancient parishes mentioned in this article under "Local Government", but more closely reflect the current geographical distribution of population.)
Other Christian churches also operate on the Isle of Man. The second largest denomination is the Methodist Church, whose Isle of Man District is close in numbers to the Anglican diocese. There are eight Catholic parish churches, included in the Catholic Archdiocese of Liverpool, as well as a presence of Eastern Orthodox Christians. Additionally there are five Baptist churches, four Pentecostal churches, the Salvation Army, a ward of The Church of Jesus Christ of Latter-day Saints, two congregations of Jehovah's Witnesses, two United Reformed churches, as well as other Christian churches. There is a small Muslim community, with its own mosque in Douglas, and there is also a small Jewish community; see history of the Jews in the Isle of Man.
Myth, legend and folklore
In Manx mythology, the island was ruled by the sea god Manannán, who would draw his misty cloak around the island to protect it from invaders. One of the principal folk theories about the origin of the name Mann is that it is named after Manannán.
In the Manx tradition of folklore, there are many stories of mythical creatures and characters. These include the , a malevolent spirit which, according to legend, blew the roof off St Trinian's Church in a fit of rage; the ; the ; and the , a ghostly black dog which wandered the walls and corridors of Peel Castle.
The Isle of Man is also said to be home to fairies, known locally as "the little folk" or "themselves". There is a famous Fairy Bridge, and it is said to be bad luck if one fails to wish the fairies good morning or afternoon when passing over it. It used to be a tradition to leave a coin on the bridge to ensure good luck. Other types of fairies are the and the .
An old Irish story tells how Lough Neagh was formed when Ireland's legendary giant Fionn mac Cumhaill (commonly anglicised to Finn McCool) ripped up a portion of the land and tossed it at a Scottish rival. He missed, and the chunk of earth landed in the Irish Sea, thus creating the island.
Peel Castle has been proposed as a possible location of the Arthurian Avalon or as the location of the Grail Castle, site of Lancelot's encounter with the sword bridge of King Maleagant.
One of the most oft-repeated myths is that people found guilty of witchcraft were rolled down Slieau Whallian, a hill near St John's, in a barrel. However this is a 19th-century legend derived from a Scottish legend, which in turn comes from a German legend. Separately, a witchcraft museum was opened at the Witches Mill, Castletown in 1951. There has never actually been a witches' coven on that site; the myth was only created with the opening of the museum. However, there has been a strong tradition of herbalism and the use of charms to prevent and cure illness and disease in people and animals.
Music
The music of the Isle of Man reflects Celtic, Norse and other influences, including from its neighbours, Scotland, Ireland, England and Wales. A wide range of music is performed on the island, such as rock, blues, jazz and pop. In 2021, during a renovation of Douglas Promenade, the Isle of Man government erected a statue of the Bee Gees trio in commemoration of their birth and upbringing on the Isle of Man.
Its traditional folk music has undergone a revival since the 1970s, starting with a music festival called in Ramsey. This was part of a general revival of the Manx language and culture after the death of the last native speaker of Manx in 1974.
The Isle of Man was mentioned in the Who song "Happy Jack" as the homeland of the song's titular character, who is always in a state of ecstasy, no matter what happens to him. The song 'The Craic was 90 in the Isle of Man' by Christy Moore describes a lively visit during the Island's tourism heyday. The Island is also the birthplace of Maurice, Robin and Barry Gibb, of the Bee Gees; a bronze statue of the trio was unveiled on Douglas promenade in July 2021.
Food
In the past, the basic national dish of the island was spuds and herrin, boiled potatoes and herring. This plain dish was supported by the subsistence farmers of the island, who for centuries crofted the land and fished the sea. Chips, cheese and gravy a dish similar to poutine, is found in most of the island's fast-food outlets, and consists of thick cut chips, covered in shredded Cheddar cheese and topped with a thick gravy. However, as of the Isle of Man Food & Drink Festival 2018, queenies have been crowned the Manx national dish.
Seafood has traditionally accounted for a large proportion of the local diet. Although commercial fishing has declined in recent years, local delicacies include Manx kippers (smoked herring) which are produced by the smokeries in Peel on the west coast of the island, albeit mainly from North Sea herring these days. The smokeries also produce other specialities including smoked salmon and bacon.
Crab, lobster and scallops are commercially fished, and the queen scallop (queenies) is regarded as a particular delicacy, with a light, sweet flavour. Cod, ling and mackerel are often angled for the table, and freshwater trout and salmon can be taken from the local rivers and lakes, supported by the government fish hatchery at Cornaa on the east coast.
Cattle, sheep, pigs and poultry are all commercially farmed; Manx lamb from the hill farms is a popular dish. The Loaghtan, the indigenous breed of Manx sheep, has a rich, dark meat that has found favour with chefs, featuring in dishes on the BBC's MasterChef series.
Manx cheese has also found some success, featuring smoked and herb-flavoured varieties, and is stocked by many of the UK's supermarket chains. Manx cheese took bronze medals in the 2005 British Cheese Awards, and sold 578 tonnes over the year. Manx cheddar has been exported to Canada where it is available in some supermarkets.
Beer is brewed on a commercial scale by Okells Brewery, which was established in 1850 and is the island's largest brewer; and also by Bushy's Brewery and the Hooded Ram Brewery. The Isle of Man's Pure Beer Act of 1874, which resembles the German Reinheitsgebot, is still in effect: under this Act, brewers may only use water, malt, sugar and hops in their brews.
Sport
The Isle of Man is represented as a nation in the Commonwealth Games and the Island Games and hosted the IV Commonwealth Youth Games in 2011. Manx athletes have won three gold medals at the Commonwealth Games, including the one by cyclist Mark Cavendish in 2006 in the Scratch race. The Island Games were first held on the island in 1985, and again in 2001. In 2019, FC Isle of Man was founded and is a North West Counties League team.
Isle of Man teams and individuals participate in many sports both on and off the island including rugby union, football, gymnastics, field hockey, netball, taekwondo, bowling, obstacle course racing and cricket. It being an island, many types of watersports are also popular with residents.
Motorcycle racing
The main international event associated with the island is the Isle of Man Tourist Trophy race, colloquially known as "The TT", which began in 1907. It takes place in late May and early June. The TT is now an international road racing event for motorcycles, which used to be part of the World Championship, and is long considered to be one of the "greatest motorcycle sporting events of the world". Taking place over a two-week period, it has become a festival for motorcycling culture, makes a huge contribution to the island's economy and has become part of Manx identity. For many, the Isle carries the title "road racing capital of the world".
The Manx Grand Prix is a separate motorcycle event for amateurs and private entrants that uses the same Snaefell Mountain Course in late August and early September.
In the 1990s, SEGA released an arcade game called Manx TT Superbike, based on the motorcycle races.
Cammag
Prior to the introduction of football in the 19th century, Cammag was the island's traditional sport. It is similar to the Irish hurling and the Scottish game of shinty. Nowadays there is an annual match at St John's.
Cinema
The Isle of Man has two cinemas, both in Douglas. The Broadway Cinema is located in the government-owned and -run Villa Marina and Gaiety Theatre complex. It has a capacity of 154 and also doubles as a conference venue.
The Palace Cinema is located next to the derelict Castle Mona hotel and is operated by the Sefton Group. It has two screens: Screen One holds 293 customers, while Screen Two is smaller with a capacity of just 95. It was extensively refurbished in August 2011.
Fauna
Two domestic animals are specifically connected to the Isle of Man, though they are also found elsewhere.
The Manx cat is a breed of cat noted for its genetic mutation that causes it to have a shortened tail. The length of this tail can range from a few inches, known as a "stumpy", to being completely nonexistent, or "rumpy". Manx cats display a range of colours and usually have somewhat longer hind legs compared to most cats. The cats have been used as a symbol of the Isle of Man on coins and stamps and at one time the Manx government operated a breeding centre to ensure the continuation of the breed.
The Manx Loaghtan sheep is a breed native to the island. It has dark brown wool and four, or sometimes six, horns. The meat is considered to be a delicacy. There are several flocks on the island and others have been started in England and Jersey.
A more recent arrival on the island is the red-necked wallaby, which is now established on the island following an escape from the Wildlife Park. The local police report an increasing number of wallaby-related calls.
There are also many feral goats in Garff, a matter which was raised in Tynwald Court in January 2018.
In March 2016, the Isle of Man became the first entire territory to be adopted into UNESCO's Network of Biosphere Reserves.
Demographics
Age structure
0–14 years: 16.27% (male 7,587, female 6,960)
15–24 years: 11.3% (male 5,354, female 4,750)
25–54 years: 38.48% (male 17,191, female 17,217)
55–64 years: 13.34% (male 6,012, female 5,919)
65 years and over: 20.6% (male 8,661, female 9,756) (2018 est.)
Population density
131 people/km2 (339 people/sq mi) (2005 est.)
Sex ratio
Infant mortality rate
Total: 4 deaths/1,000 live births
Male: 4 deaths/1,000 live births
Female: 4 deaths/1,000 live births (2018 est.)
Country comparison to the world: 191
Life expectancy at birth
Total population: 81.4 years
Male: 79.6 years
Female: 83.3 years (2018 est.)
Country comparison to the world: 29
Total fertility rate: 1.92 children born/woman (2018 est.)
Nationality
noun: Manxman (men), Manxwoman (women)
adjective: Manx
National origin groups
Manx (Norse-Celtic descent), 15%
British, 60% (English, 50%; Scottish, 5%; Welsh, 5%)
Irish, 10%
South African, 7%
Australian, 5%
American, 3%
Climate
The Isle of Man has a temperate oceanic climate (Köppen Cfb). Average rainfall is higher than averaged over the territory of the British Isles, because the Isle of Man is far enough from Ireland for the prevailing south-westerly winds to accumulate moisture. Average rainfall is highest at Snaefell, where it is around a year. At lower levels it can be around a year. In drier spots, the Isle of Man is sunnier than either Ireland or the majority of England at 1,651 hours per year at the official Ronaldsway station. The highest recorded temperature was in Ronaldsway on 12 July 1983. Due to the moderate surface temperatures of the Irish Sea, the island does not receive bursts of heat that sometimes can hit Northern England. The stable water temperature also means that air frost is rare, averaging just ten occasions per year.
On 10 May 2019 Chief Minister Howard Quayle stated that the Isle of Man Government recognises that a state of emergency exists due to the threat of anthropogenic climate change.
See also
History of the Isle of Man
Outline of the Isle of Man
List of places in the Isle of Man
United Kingdom–Crown Dependencies Customs Union
Notes
References
Bibliography
Further reading
External links
Manx Government: A comprehensive site covering many aspects of Manx life from fishing to financial regulation
Isle of Man News
Information on the work and duties of Members of the House of Keys
Images of the Isle of Man at the English Heritage Archive
British Islands
British Isles
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14732 | https://en.wikipedia.org/wiki/Irish%20Republican%20Army%20%281919%E2%80%931922%29 | Irish Republican Army (1919–1922) | The Irish Republican Army (IRA; ) was an Irish republican revolutionary paramilitary organisation. The ancestor of many groups also known as the Irish Republican Army, and distinguished from them as the "Old IRA", it was descended from the Irish Volunteers, an organisation established on 25 November 1913 that staged the Easter Rising in April 1916. In 1919, the Irish Republic that had been proclaimed during the Easter Rising was formally established by an elected assembly (Dáil Éireann), and the Irish Volunteers were recognised by Dáil Éireann as its legitimate army. Thereafter, the IRA waged a guerrilla campaign against the British occupation of Ireland in the 1919–1921 Irish War of Independence.
Following the signing in 1921 of the Anglo-Irish Treaty, which ended the War of Independence, a split occurred within the IRA. Members who supported the treaty formed the nucleus of the Irish National Army. However, the majority of the IRA was opposed to the treaty. The anti-treaty IRA fought a civil war against the Free State Army in 1922–23, with the intention of creating a fully independent all-Ireland republic. Having lost the civil war, this group remained in existence, with the intention of overthrowing the governments of both the Irish Free State and Northern Ireland and achieving the Irish Republic proclaimed in 1916.
Origins
The Irish Volunteers, founded in 1913, staged the Easter Rising, which aimed at ending British rule in Ireland, in 1916. Following the suppression of the Rising, thousands of Volunteers were imprisoned or interned, leading to the break-up of the organisation. It was reorganised in 1917 following the release of first the internees and then the prisoners. At the army convention held in Dublin in October 1917, Éamon de Valera was elected president, Michael Collins Director for Organisation and Cathal Brugha Chairman of the Resident Executive, which in effect made him Chief of Staff.
Following the success of Sinn Féin in the general election of 1918 and the setting up of the First Dáil (the legislature of the Irish Republic), Volunteers commenced military action against the Royal Irish Constabulary (RIC), the paramilitary police force in Ireland, and subsequently against the British Army. It began with the Soloheadbeg Ambush, when members of the Third Tipperary Brigade led by Séumas Robinson, Seán Treacy, Dan Breen and Seán Hogan, seized a quantity of gelignite, killing two RIC constables in the process.
The Dáil leadership worried that the Volunteers would not accept its authority, given that, under their own constitution, they were bound to obey their own executive and no other body. In August 1919, Brugha proposed to the Dáil that the Volunteers be asked to swear allegiance to the Dáil, but one commentator states that another year passed before the movement took an oath of allegiance to the Irish Republic and its government in "August 1920". In sharp contrast, a contemporary in the struggle for Irish independence notes that by late 1919, the term "Irish Republican Army (IRA)" was replacing "Volunteers" in everyday usage. This change is attributed to the Volunteers, having accepted the authority of the Dáil, being referred to as the "army of the Irish Republic", popularly known as the "Irish Republican Army".
A power struggle continued between Brugha and Collins, both cabinet ministers, over who had the greater influence. Brugha was nominally the superior as Minister for Defence, but Collins's power base came from his position as Director of Organisation of the IRA and from his membership on the Supreme Council of the Irish Republican Brotherhood (IRB). De Valera resented Collins's clear power and influence, which he saw as coming more from the secretive IRB than from his position as a Teachta Dála (TD) and minister in the Aireacht. Brugha and de Valera both urged the IRA to undertake larger, more conventional military actions for the propaganda effect but were ignored by Collins and Mulcahy. Brugha at one stage proposed the assassination of the entire British cabinet. This was also discounted due to its presumed negative effect on British public opinion. Moreover, many members of the Dáil, notably Arthur Griffith, did not approve of IRA violence and would have preferred a campaign of passive resistance to the British rule. The Dáil belatedly accepted responsibility for IRA actions in April 1921, just three months before the end of the Irish War of Independence.
In practice, the IRA was commanded by Collins, with Richard Mulcahy as second in command. These men were able to issue orders and directives to IRA guerrilla units around the country and at times to send arms and organisers to specific areas. However, because of the localised and irregular character of the war, they were only able to exert limited control over local IRA commanders such as Tom Barry, Liam Lynch in Cork and Seán Mac Eoin in Longford.
The IRA claimed a total strength of 70,000, but only about 3,000 were actively engaged in fighting against the Crown. The IRA distrusted those Irishmen who had fought in the British Army during the First World War as potential informers, but there were a number of exceptions such as Emmet Dalton, Tom Barry and Martin Doyle. The IRA divided its members into three classes, namely "unreliable", "reliable" and "active". The "unreliable" members were those who were nominally IRA members but did not do very much for the struggle, "reliable" members played a supporting role in the war while occasionally fighting and the "active" men those who were engaged in full-time fighting. Of the IRA brigades only about one to two-thirds were considered to be "reliable" while those considered "active" were even smaller. A disproportionate number of the "active" IRA men were teachers, medical students, shoemakers and bootmakers; those engaged in building trades like painters, carpenters and bricklayers; draper's assistants and creamery workers. The Canadian historian Peter Hart wrote "...the guerrillas were disproportionately skilled, trained and urban". Farmers and fishermen tended to be underrepresented in the IRA. Those Irishmen engaged in white-collar trades or working as skilled labourers were much more likely to be involved in cultural nationalist groups like the Gaelic League than farmers or fishermen, and thus to have a stronger sense of Irish nationalism. Furthermore, the authority of the Crown tended to be stronger in towns and cities than in the countryside. Thus, those engaged in Irish nationalist activities in urban areas were much more likely to come into conflict with the Crown, leading to a greater chance of radicalisation. Finally, the British tactic of blowing up the homes of IRA members had the effect of discouraging many farmers from joining the struggle as the destruction of the family farm could easily reduce a farmer and his family to destitution. Of the "active" IRA members, three-quarters were in their late teens or early 20s and only 5% of the "active" men were in the age range of 40 or older. The "active" members were overwhelmingly single men with only 4% being married or engaged in a relationship. The life of an "active" IRA man with its stress of living on the run and constantly being in hiding tended to attract single men who could adjust to this lifestyle far more easily than a man in a relationship. Furthermore, the IRA preferred to recruit single men as it was found that singles could devote themselves more wholeheartedly to the struggle.
Women were active in the republican movement, but almost no women fought with the IRA whose "active" members were almost entirely male. The IRA was not a sectarian group and went out of its way to proclaim it was open to all Irishmen, but its membership was largely Catholic with virtually no Protestants serving as "active" IRA men. Hart wrote that in his study of the IRA membership that he found only three Protestants serving as "active" IRA men between 1919 and 1921. Of the 917 IRA men convicted by British courts under the Defence of the Realm Act in 1919, only one was a Protestant. The majority of those serving in the IRA were practising Catholics, but there was a large minority of "pagans" as atheists or non-practising Catholics were known in Ireland. The majority of the IRA men serving in metropolitan Britain were permanent residents with very few sent over from Ireland. The majority of the IRA men operating in Britain were Irish-born, but there a substantial minority who were British-born, something that made them especially insistent on asserting their Irish identity.
Irish War of Independence
IRA campaign and organisation
The IRA fought a guerrilla war against the Crown forces in Ireland from 1919 to July 1921. The most intense period of the war was from November 1920 onwards. The IRA campaign can broadly be split into three phases. The first, in 1919, involved the re-organisation of the Irish Volunteers as a guerrilla army and only sporadic attacks. Organisers such as Ernie O'Malley were sent around the country to set up viable guerrilla units. On paper, there were 100,000 or so Volunteers enrolled after the conscription crisis of 1918. However, only about 15,000 of these participated in the guerrilla war. In 1919, Collins, the IRA's Director of Intelligence, organised the "Squad"—an assassination unit based in Dublin which killed police involved in intelligence work (the Irish playwright Brendan Behan's father Stephen Behan was a member of the Squad). Typical of Collins's sardonic sense of humour, the Squad was often referred to as his "Twelve Apostles". In addition, there were some arms raids on RIC barracks. By the end of 1919, four Dublin Metropolitan Police and 11 RIC men had been killed. The RIC abandoned most of their smaller rural barracks in late 1919. Around 400 of these were burned in a co-ordinated IRA operation around the country in April 1920.
The second phase of the IRA campaign, roughly from January to July 1920, involved attacks on the fortified police barracks located in the towns. Between January and June 1920, 16 of these were destroyed and 29 badly damaged. Several events of late 1920 greatly escalated the conflict. Firstly, the British declared martial law in parts of the country—allowing for internment and executions of IRA men. Secondly they deployed paramilitary forces, the Black and Tans and Auxiliary Division, and more British Army personnel into the country. Thus, the third phase of the war (roughly August 1920 – July 1921) involved the IRA taking on a greatly expanded British force, moving away from attacking well-defended barracks and instead using ambush tactics. To this end the IRA was re-organised into "flying columns"—permanent guerrilla units, usually about 20 strong, although sometimes larger. In rural areas, the flying columns usually had bases in remote mountainous areas.
The most high-profile violence of the war took place in Dublin in November 1920 and is still known as Bloody Sunday. In the early hours of the morning, Collins' "Squad" killed fourteen British spies. In reprisal, that afternoon, British forces opened fire on a football crowd at Croke Park, killing 14 civilians. Towards the end of the day, two prominent Republicans and a friend of theirs were arrested and killed by Crown Forces.
While most areas of the country saw some violence in 1919–1921, the brunt of the war was fought in Dublin and the southern province of Munster. In Munster, the IRA carried out a significant number of successful actions against British troops, for instance, the ambushing and killing of 16 of 18 Auxiliaries by Tom Barry's column at Kilmicheal in West Cork in November 1920, or Liam Lynch's men killing 13 British soldiers near Millstreet early in the next year. At the Crossbarry Ambush in March 1921, 100 or so of Barry's men fought a sizeable engagement with a British column of 1,200, escaping from the British encircling manoeuvre. In Dublin, the "Squad" and elements of the IRA Dublin Brigade were amalgamated into the "Active Service Unit", under Oscar Traynor, which tried to carry out at least three attacks on British troops a day. Usually, these consisted of shooting or grenade attacks on British patrols. Outside Dublin and Munster, there were only isolated areas of intense activity. For instance, the County Longford IRA under Seán Mac Eoin carried out a number of well-planned ambushes and successfully defended the village of Ballinalee against Black and Tan reprisals in a three-hour gun battle. In County Mayo, large-scale guerrilla action did not break out until spring 1921, when two British forces were ambushed at Carrowkennedy and Tourmakeady. Elsewhere, fighting was more sporadic and less intense.
In Belfast, the war had a character all of its own. The city had a Protestant and unionist majority and IRA actions were responded to with reprisals against the Catholic population, including killings (such as the McMahon killings) and the burning of many homes – as on Belfast's Bloody Sunday. The IRA in Belfast and the North generally, although involved in protecting the Catholic community from loyalists and state forces, undertook a retaliatory arson campaign against factories and commercial premises. The violence in Belfast alone, which continued until October 1922 (long after the truce in the rest of the country), claimed the lives of between 400 and 500 people.
In April 1921, the IRA was again reorganised, in line with the Dáil's endorsement of its actions, along the lines of a regular army. Divisions were created based on region, with commanders being given responsibility, in theory, for large geographical areas. In practice, this had little effect on the localised nature of the guerrilla warfare.
In May 1921, the IRA in Dublin attacked and burned the Custom House. The action was a serious setback as five members were killed and eighty captured.
By the end of the war in July 1921, the IRA was hard-pressed by the deployment of more British troops into the most active areas and a chronic shortage of arms and ammunition. It has been estimated that the IRA had only about 3,000 rifles (mostly captured from the British) during the war, with a larger number of shotguns and pistols. An ambitious plan to buy arms from Italy in 1921 collapsed when the money did not reach the arms dealers. Towards the end of the war, some Thompson submachine guns were imported from the United States; however 450 of these were intercepted by the American authorities and the remainder only reached Ireland shortly before the Truce.
By June 1921, Collins' assessment was that the IRA was within weeks, possibly even days, of collapse. It had few weapons or ammunition left. Moreover, almost 5,000 IRA men had been imprisoned or interned and over 500 killed. Collins and Mulcahy estimated that the number of effective guerrilla fighters was down to 2,000–3,000. However, in the summer of 1921, the war was abruptly ended.
The British recruited hundreds of World War I veterans into the RIC and sent them to Ireland. Because there was initially a shortage of RIC uniforms, the veterans at first wore a combination of dark green RIC uniforms and khaki British Army uniforms, which inspired the nickname "Black and Tans". The brutality of the Black and Tans is now well-known, although the greatest violence attributed to the Crown's forces was often that of the Auxiliary Division of the Constabulary. One of the strongest critics of the Black and Tans was King George V who in May 1921 told Lady Margery Greenwood that "he hated the idea of the Black and Tans."
The IRA was also involved in the destruction of many stately homes in Munster. The Church of Ireland Gazette recorded numerous instances of Unionists and Loyalists being shot, burnt or forced from their homes during the early 1920s. In County Cork between 1920 and 1923 the IRA shot over 200 civilians of whom over 70 (or 36%) were Protestants: five times the percentage of Protestants in the civilian population. This was due to the historical inclination of Protestants towards loyalty to the United Kingdom. A convention of Irish Protestant Churches in Dublin in May 1922 signed a resolution placing "on record" that "hostility to Protestants by reason of their religion has been almost, if not wholly, unknown in the twenty-six counties in which Protestants are in the minority."
Many historic buildings in Ireland were destroyed during the war, most famously the Custom House in Dublin, which was disastrously attacked on de Valera's insistence, to the horror of the more militarily experienced Collins. As he feared, the destruction proved a pyrrhic victory for the Republic, with so many IRA men killed or captured that the IRA in Dublin suffered a severe blow.
This was also a period of social upheaval in Ireland, with frequent strikes as well as other manifestations of class conflict. In this regard, the IRA acted to a large degree as an agent of social control and stability, driven by the need to preserve cross-class unity in the national struggle, and on occasion being used to break strikes.
Assessments of the effectiveness of the IRA's campaign vary. They were never in a position to engage in conventional warfare. The political, military and financial costs of remaining in Ireland were higher than the British government was prepared to pay and this in a sense forced them into negotiations with the Irish political leaders. According to historian Michael Hopkinson, the guerrilla warfare "was often courageous and effective". Historian David Fitzpatrick observes, "The guerrilla fighters...were vastly outnumbered by the forces of the Crown... The success of the Irish Volunteers in surviving so long is therefore noteworthy."
Truce and treaty
David Lloyd George, the British Prime Minister, at the time, found himself under increasing pressure (both internationally and from within the British Isles) to try to salvage something from the situation. This was a complete reversal on his earlier position. He had consistently referred to the IRA as a "murder gang" up until then. An unexpected olive branch came from King George V, who, in a speech in Belfast called for reconciliation on all sides, changed the mood and enabled the British and Irish Republican governments to agree to a truce. The Truce was agreed on 11 July 1921. On 8 July, de Valera met General Nevil Macready, the British commander in chief in Ireland and agreed terms. The IRA was to retain its arms and the British Army was to remain in barracks for the duration of peace negotiations. Many IRA officers interpreted the truce only as a temporary break in fighting. They continued to recruit and train volunteers, with the result that the IRA had increased its number to over 72,000 men by early 1922.
Negotiations on an Anglo-Irish Treaty took place in late 1921 in London. The Irish delegation was led by Arthur Griffith and Michael Collins.
The most contentious areas of the Treaty for the IRA were abolition of the Irish Republic declared in 1919, the status of the Irish Free State as a dominion in the British Commonwealth and the British retention of the so-called Treaty Ports on Ireland's south coast. These issues were the cause of a split in the IRA and ultimately, the Irish Civil War.
Under the Government of Ireland Act 1920, Ireland was partitioned, creating Northern Ireland and Southern Ireland. Under the terms of the Anglo-Irish agreement of 6 December 1921, which ended the war (1919–21), Northern Ireland was given the option of withdrawing from the new state, the Irish Free State, and remaining part of the United Kingdom. The Northern Ireland parliament chose to do that. An Irish Boundary Commission was then set up to review the border.
Irish leaders expected that it would so reduce Northern Ireland's size, by transferring nationalist areas to the Irish Free State, as to make it economically unviable. Partition was not by itself the key breaking point between pro- and anti-Treaty campaigners; both sides expected the Boundary Commission to greatly reduce Northern Ireland. Moreover, Michael Collins was planning a clandestine guerrilla campaign against the Northern state using the IRA. In early 1922, he sent IRA units to the border areas and sent arms to northern units. It was only afterwards, when partition was confirmed, that a united Ireland became the preserve of anti-Treaty Republicans.
IRA and the Anglo-Irish Treaty
The IRA leadership was deeply divided over the decision by the Dáil to ratify the Treaty. Despite the fact that Michael Collins – the de facto leader of the IRA – had negotiated the Treaty, many IRA officers were against it. Of the General Headquarters (GHQ) staff, nine members were in favour of the Treaty while four opposed it. The majority of the IRA rank-and-file were against the Treaty; in January–June 1922, their discontent developed into open defiance of the elected civilian Provisional government of Ireland.
Both sides agreed that the IRA's allegiance was to the (elected) Dáil of the Irish Republic, but the anti-Treaty side argued that the decision of the Dáil to accept the Treaty (and set aside the Irish Republic) meant that the IRA no longer owed that body its allegiance. They called for the IRA to withdraw from the authority of the Dáil and to entrust the IRA Executive with control over the army. On 16 January, the first IRA division – the 2nd Southern Division led by Ernie O'Malley – repudiated the authority of the GHQ. A month later, on 18 February, Liam Forde, O/C of the IRA Mid-Limerick Brigade, issued a proclamation stating that: "We no longer recognise the authority of the present head of the army, and renew our allegiance to the existing Irish Republic". This was the first unit of the IRA to break with the pro-Treaty government.
On 22 March, Rory O'Connor held what was to become an infamous press conference and declared that the IRA would no longer obey the Dáil as (he said) it had violated its Oath to uphold the Irish Republic. He went on to say that "we repudiate the Dáil ... We will set up an Executive which will issue orders to the IRA all over the country." In reply to the question on whether this meant they intended to create a military dictatorship, O'Connor said: "You can take it that way if you like."
On 28 March, the (anti-Treaty) IRA Executive issued statement stating that Minister of Defence (Richard Mulcahy) and the Chief-of-Staff (Eoin O'Duffy) no longer exercised any control over the IRA. In addition, it ordered an end to the recruitment to the new military and police forces of the Provisional Government. Furthermore, it instructed all IRA units to reaffirm their allegiance to the Irish Republic on 2 April.
The stage was set for civil war over the Treaty.
Civil War
The pro-treaty IRA soon became the nucleus of the new (regular) Irish National Army created by Collins and Richard Mulcahy. British pressure, and tensions between the pro- and anti-Treaty factions of the IRA, led to a bloody civil war, ending in the defeat of the anti-Treaty faction. On 24 May 1923, Frank Aiken, the (anti-treaty) IRA Chief-of-Staff, called a cease-fire. Many left political activity altogether, but a minority continued to insist that the new Irish Free State, created by the "illegitimate" Treaty, was an illegitimate state. They asserted that their "IRA Army Executive" was the real government of a still-existing Irish Republic. The IRA of the Civil War and subsequent organisations that have used the name claim lineage from that group, which is covered in full at Irish Republican Army (1922–1969).
For information on later organisations using the name Irish Republican Army, see the table below. For a genealogy of organisations using the name IRA after 1922, see List of organisations known as the Irish Republican Army.
See also
List of films featuring the Irish Republican Army
References
Bibliography
Further reading
External links
Bureau of Military History, 1913-1921 at militaryarchives.ie
Irish Volunteers History, 1913-1922 at IVCO
Institutions of the Irish Republic (1919–1922)
Guerrilla organizations
Irish republican militant groups
National liberation armies
Anti-imperialism in Europe |
14762 | https://en.wikipedia.org/wiki/Inspector%20Morse | Inspector Morse | Detective Chief Inspector Endeavour Morse, GM, is the eponymous fictional character in the series of detective novels by British author Colin Dexter. On television, he appears in the 33-episode drama series Inspector Morse (1987–2000), in which John Thaw played the character, as well as the (2012–) prequel series Endeavour, portrayed by Shaun Evans. The older Morse is a senior CID (Criminal Investigation Department) officer with the Thames Valley Police in Oxford in England and, in the prequel, Morse is a young detective constable rising through the ranks with the Oxford City Police and in later series the Thames Valley Police.
Morse presents, to some, a reasonably sympathetic personality, despite his sullen and snobbish temperament, with a classic Jaguar Mark 2 (a Lancia in the early novels), a thirst for English real ale, and a love of classical music (especially opera and Wagner), poetry, art and cryptic crossword puzzles. In his later career he is usually assisted by Sergeant Robbie Lewis. Morse's partnership and formal friendship with Lewis is fundamental to the series.
Biography
Family
Morse's father was a taxi driver, and Morse likes to explain the origin of his additional private income by saying that he "used to drive the Aga Khan". In the episode of the television adaptation Cherubim and Seraphim, it is revealed that Morse's parents divorced when he was 12. He remained with his mother until her death three years later, upon which he had to return to his father. Morse had a dreadful relationship with his stepmother Gwen. He claims that he only read poetry to annoy her, and that her petty bullying almost drove him to suicide. He has a half-sister named Joyce with whom he is on better terms. Morse was devastated when Joyce's daughter Marilyn took her own life.
Morse prefers to use only his surname, and is generally evasive when asked about his first name, sometimes joking that it is Inspector. In The Dead of Jericho and The Wench Is Dead it is noted that his initial is E. At the end of Death Is Now My Neighbour, his name is revealed to be Endeavour. Two-thirds of the way through the television episode based on the book, he gives the cryptic clue "My whole life's effort has revolved around Eve". In the series, it is noted that Morse's reluctance to use his given name led to his receiving the nickname Pagan while at Stamford School (which Colin Dexter, the author of the Morse novels, attended). In the novels, Morse's first name came from the vessel HMS Endeavour; his mother was a member of the Religious Society of Friends (Quakers) who have a tradition of "virtue names", and his father admired Captain James Cook.
Dexter was a fan of cryptic crosswords and named Morse after champion setter Jeremy Morse, one of Dexter's arch-rivals in writing crossword clues. Dexter used to walk along the bank of the River Thames at Oxford, opposite the boathouse belonging to 22nd Oxford Sea Scout Group; the building is named T.S. Endeavour.
Education
Although details of Morse's education are deliberately kept vague, it is hinted that he won a scholarship to study at St John's College, Oxford. He lost the scholarship as the result of poor academic performance stemming from a failed love affair, which is mentioned in the second episode of the third series, "The Last Enemy", and recounted in detail in the novel The Riddle of the Third Mile, Chapter 7. Further details are revealed piece-by-piece in the prequel series. He often reflects on such renowned scholars as A. E. Housman who, like himself, failed to get an academic degree from Oxford.
Career
After university, he entered the army on National Service. This included serving in West Germany with the Royal Corps of Signals as a cipher clerk. Upon leaving, he joined the police at Carshall-Newtown, before being posted to Oxford with the Oxford City Police. He was awarded the George Medal in the last episode of Endeavour Series 4.
Habits and personality
Morse is ostensibly the embodiment of white, male, middle-class Englishness, with a set of prejudices and assumptions to match (even though as the son of a taxi driver his background was thoroughly working class). As a result, he may be considered a late example of the gentleman detective, a staple of British detective fiction. This is in sharp contrast to the working-class lifestyle of his assistant Lewis (named after another rival clue-writer, Mrs. B. Lewis); in the novels, Lewis is Welsh, but in the TV series this is altered to a Tyneside (Geordie) background, appropriately for the actor Kevin Whately. Morse is in his forties at the start of the books (Service of all the Dead, Chapter Six: "… a bachelor still, forty-seven years old …"), and Lewis slightly younger (e.g. The Secret of Annexe 3, Chapter Twenty-Six: "a slightly younger man – another policeman, and one also in plain clothes"). John Thaw was 45 at the beginning of shooting the TV series and Kevin Whately was 36.
Morse's relationships with authority, the establishment, bastions of power and the status quo, are markedly ambiguous, as are some of his relations with women. He is frequently portrayed as patronising female characters, and once stereotyped the female sex as not naturally prone to crime, being caring and non-violent, but also often empathises with women. He is not shy to show his liking for attractive women and often dates those involved in cases. Indeed, a woman he falls in love with sometimes turns out to be the culprit.
Morse is highly intelligent. He is a crossword addict and dislikes grammatical and spelling errors; in every personal or private document that he receives, he manages to point out at least one mistake. He claims that his approach to crime-solving is deductive, and one of his key tenets is that "there is a 50 per cent chance that the person who finds the body is the murderer". Morse uses immense intuition and his fantastic memory to apprehend the perpetrator.
Among Morse's conservative tastes are that he likes to drink real ale and whisky, and in the early novels, drives a Lancia. In the television and radio productions, this is altered to a suitably British classic Jaguar Mark 2. His favourite music is opera, which is echoed in the soundtracks to the television series, along with original music by Barrington Pheloung.
Morse is portrayed as being an atheist.
Novels
The novels in the series are:
Last Bus to Woodstock (1975)
Last Seen Wearing (1976)
The Silent World of Nicholas Quinn (1977)
Service of All the Dead (1979)
The Dead of Jericho (1981)
The Riddle of the Third Mile (1983)
The Secret of Annexe 3 (1986)
The Wench is Dead (1989)
The Jewel That Was Ours (1991)
The Way Through the Woods (1992)
The Daughters of Cain (1994)
Death Is Now My Neighbour (1996)
The Remorseful Day (1999)
Inspector Morse also appears in several stories in Dexter's short story collection, Morse's Greatest Mystery and Other Stories (1993, expanded edition 1994).
In other media
Television
The Inspector Morse novels were made into a TV series (also called Inspector Morse) for the British commercial TV network ITV. The series was made by Zenith Productions for Central (a company later acquired by Carlton) and comprises 33 two-hour episodes (100 minutes excluding commercials)—20 more episodes than there are novels—produced between 1987 and 2000. The last episode was adapted from the final novel The Remorseful Day, in which Morse dies.
A spin-off series, similarly comprising 33 two-hour episodes and based on the television incarnation of Lewis, was titled Lewis; it first aired in 2006 and last showed in 2015.
In August 2011, ITV announced plans to film a prequel drama called Endeavour, with author Colin Dexter's participation. English actor Shaun Evans was cast as a young Morse in his early career. The drama was broadcast on 2 January 2012 on ITV 1. Four new episodes were televised from 14 April 2013, showing Morse's early cases working for DI Fred Thursday and with Jim Strange, his later boss, and pathologist Max De Bryn. A second series of four episodes followed, screening in March and April 2014. In January 2016, the third series aired, also containing four episodes. A fourth series was aired, with four episodes, in January 2017. Filming of a fifth series of six episodes began in early 2017 with the first episode aired on 4 February 2018. In 2019 the sixth series aired, which comprises four 1-hour-30-minute episodes. A seventh series of three episodes was filmed in late 2019, and in August 2019 ITV announced that the series has been recommissioned for an eighth series. Morse was voted number two on the top 25 list in ITV's Britain's Favourite Detective first broadcast on 30 August 2020.
Radio
An adaptation by Melville Jones of Last Bus to Woodstock featured in BBC Radio 4's Saturday Night Theatre series in June 1985, with Andrew Burt as Morse and Christopher Douglas as Lewis.
In the 1990s, an occasional BBC Radio 4 series (for The Saturday Play) was made starring the voices of John Shrapnel as Morse and Robert Glenister as Lewis. The series was written by Guy Meredith and directed by Ned Chaillet. Episodes included: The Wench is Dead (23 March 1992); Last Seen Wearing (28 May 1994); and The Silent World of Nicholas Quinn (10 February 1996).
Theatre
An Inspector Morse stage play appeared in 2010, written by Alma Cullen (writer of four Morse screenplays for ITV). The part of Morse was played by Colin Baker. The play, entitled Morse—House of Ghosts, saw DCI Morse looking to his past, when an old acquaintance becomes the lead suspect in a murder case that involves the on-stage death of a young actress. The play toured the UK from August to December 2010. It was broadcast by BBC Radio 4 on 25 March 2017 with Neil Pearson playing Morse and Lee Ingleby playing Lewis.
References
Further reading
Allen, Paul and Jan, Endeavouring to Crack the Morse Code (Inspector Morse) Exposure Publishing (2006)
Bishop, David, The Complete Inspector Morse: From the Original Novels to the TV Series London: Reynolds & Hearn (2006)
Bird, Christopher, The World of Inspector Morse: A Complete A–Z Reference for the Morse Enthusiast Foreword by Colin Dexter London: Boxtree (1998)
Goodwin, Cliff, Inspector Morse Country : An Illustrated Guide to the World of Oxford's famous detective London: Headline (2002)
Leonard, Bill, The Oxford of Inspector Morse: Films Locations History Location Guides, Oxford (2004)
Richards, Antony and Philip Attwell, The Oxford of Inspector Morse
Richards, Antony, Inspector Morse on Location
Sanderson, Mark, The Making of Inspector Morse Pan Macmillan (1995)
Fictional British police detectives
Oxford in fiction
Fictional English people
Literary characters introduced in 1975
Characters in British novels of the 20th century |
14763 | https://en.wikipedia.org/wiki/History%20of%20the%20Isle%20of%20Man | History of the Isle of Man | The Isle of Man had become separated from Great Britain and Ireland by 6500 BC. It appears that colonisation took place by sea sometime during the Mesolithic era (about 6500 BC). The island has been visited by various raiders and trading peoples over the years. After being settled by people from Ireland in the first millennium AD, the Isle of Man was converted to Christianity and then suffered raids by Vikings from Norway. After becoming subject to Norwegian suzerainty as part of the Kingdom of Mann and the Isles, the Isle of Man later became a possession of the Scottish and then the English crowns.
Since 1866, the Isle of Man has been a Crown Dependency and has democratic self-government.
Prehistory
Mesolithic
The Isle of Man effectively became an island around 8,500 years ago at around the time when rising sea levels caused by the melting glaciers cut Mesolithic Britain off from continental Europe for the last time. A land bridge had earlier existed between the Isle of Man and Cumbria, but the location and opening of the land bridge remain poorly understood.
The earliest traces of people on the Isle of Man date back to the Mesolithic Period, also known as the Middle Stone Age. The first residents lived in small natural shelters, hunting, gathering and fishing for their food. They used small tools made of flint or bone, examples of which have been found near the coast. Representatives of these artifacts are kept at the Manx National Heritage museum.
Neolithic to Bronze Age
The Neolithic Period marked the coming of farming, improved stone tools and pottery. During this period megalithic monuments began to appear around the island. Examples are found at Cashtal yn Ard near Maughold, King Orry's Grave in Laxey, Meayll Circle near Cregneash, and Ballaharra Stones in St John's. The builders of the megaliths were not the only culture during this time; there are also remains of the local Ronaldsway culture (lasting from the late Neolithic into the Bronze Age).
Iron Age
The Iron Age marked the beginning of Celtic cultural influence. Large hill forts appeared on hill summits and smaller promontory forts along the coastal cliffs, whilst large timber-framed roundhouses were built.
It is likely that the first Celts to inhabit the Island were Brythonic tribes from mainland Britain. The secular history of the Isle of Man during the Brythonic period remains mysterious. It is not known if the Romans ever made a landing on the island and if they did, little evidence has been discovered. There is evidence for contact with Roman Britain as an amphora was discovered at the settlement on the South Barrule; it is hypothesised this may have been trade goods or plunder.
It is generally assumed that Irish invasion or immigration formed the basis of the modern Manx language; Irish migration to the island probably began in the 5th century AD. This is evident in the change in language used in Ogham inscriptions. The transition between Manx Brythonic (a Brythonic language like modern Welsh) and Manx Gaelic (a Goidelic language like modern Scottish Gaelic and Irish) may have been gradual. One question is whether the present-day Manx language survives from pre-Norse days or reflects a linguistic reintroduction after the Norse invasion. The island lends its name to Manannán, the Brythonic and Gaelic sea god who is said in myth to have once ruled the island.
Middle Ages
Early Middle Ages
Tradition attributes the island's conversion to Christianity to St Maughold (Maccul), an Irish missionary who gives his name to a parish. There are the remains of around 200 tiny early chapels called keeils scattered across the island. Evidence such as radiocarbon dating and magnetic drift points to many of these being built around AD 550–600.
The Brythonic culture of Manaw appears throughout early British tradition and later Welsh writings. The family origins of Gwriad ap Elidyr (father of Merfyn Frych and grandfather of Rhodri the Great) are attributed to a Manaw and he is sometimes named as Gwriad Manaw. The 1896 discovery of a cross inscribed Crux Guriat (Cross of Gwriad) and dated to the 8th or 9th century greatly supports this theory.
The best record of any event before the incursions of the Northmen is attributed to Báetán mac Cairill, king of Ulster, who (according to the Annals of Ulster) led an expedition to Man in 577–578, imposing his authority on the island (though some have thought this event may refer to Manau Gododdin between the Firths of Clyde and Forth, rather than the Isle of Man). After Báetán's death in 581, his rival Áedán mac Gabráin, king of Dál Riata, is said to have taken the island in 582.
Even if the supposed conquest of the Menavian islands – Mann and Anglesey – by Edwin of Northumbria, in 616, did take place, it could not have led to any permanent results, for when the English were driven from the coasts of Cumberland and Lancashire soon afterwards, they could not well have retained their hold on the island to the west of these coasts. One can speculate, however, that when Ecgfrið's Northumbrians laid Ireland waste from Dublin to Drogheda in 684, they temporarily occupied Mann.
Viking Age and Norse kingdom
The period of Scandinavian domination is divided into two main epochs – before and after the conquest of Mann by Godred Crovan in 1079. Warfare and unsettled rule characterise the earlier epoch, the later saw comparatively more peace.
Between about AD 800 and 815 the Vikings came to Mann chiefly for plunder. Between about 850 and 990, when they settled, the island fell under the rule of the Scandinavian Kings of Dublin and between 990 and 1079, it became subject to the powerful Earls of Orkney.
There was a mint producing coins on Mann between c. 1025 and c. 1065. These Manx coins were minted from an imported type 2 Hiberno-Norse penny die from Dublin. Hiberno-Norse coins were first minted under Sihtric, King of Dublin. This illustrates that Mann may have been under the thumb of Dublin at this time.
Little is known about the conqueror, Godred Crovan. According to the Chronicon Manniae he subdued Dublin, and a great part of Leinster, and held the Scots in such subjection that supposedly no one who set out to build a vessel dared to insert more than three bolts. The memory of such a ruler would be likely to survive in tradition, and it seems probable therefore that he is the person commemorated in Manx legend under the name of King Gorse or Orry. He created the Kingdom of Mann and the Isles in around 1079 including the south-western islands of Scotland until 1164, when two separate kingdoms were formed from it. In 1154, later known as the Diocese of Sodor and Man, was formed by the Catholic Church.
The islands under his rule were called the Suðr-eyjar (South isles, in contrast to the Norðr-eyjar North isles", i.e. Orkney and Shetland), consisting of the Hebrides, all the smaller western islands of Scotland, and Mann. At a later date his successors took the title of (King of Mann and of the Isles). The kingdom's capital was on St Patrick's Isle, where Peel Castle was built on the site of a Celtic monastery.
Olaf, Godred's son, exercised considerable power and according to the Chronicle, maintained such close alliance with the kings of Ireland and Scotland that no one ventured to disturb the Isles during his time (1113–1152). In 1156 his son Godred (reigned 1153–1158), who for a short period also ruled over Dublin, lost the smaller islands off the coast of Argyll as a result of a quarrel with Somerled (the ruler of Argyll). An independent sovereignty thus appeared between the two divisions of his kingdom.
In the 1130s the Catholic Church sent a small mission to establish the first bishopric on the Isle of Man, and appointed Wimund as the first bishop. He soon afterwards embarked with a band of followers on a career of murder and looting throughout Scotland and the surrounding islands.
During the whole of the Scandinavian period, the Isles remained nominally under the suzerainty of the Kings of Norway but the Norwegians only occasionally asserted it with any vigour. The first such king to assert control over the region was likely Magnus Barelegs, at the turn of the 12th century. It was not until Hakon Hakonarson's 1263 expedition that another king returned to the Isles.
Decline of Norse rule
From the middle of the 12th century until 1217 the suzerainty had remained of a very shadowy character; Norway had become a prey to civil dissensions. But after that date it became a reality, and Norway consequently came into collision with the growing power of the kingdom of Scotland.
Early in the 13th century, when Ragnald (reigned 1187–1229) paid homage to King John of England (reigned 1199–1216), we hear for the first time of English intervention in the affairs of Mann. But a period of Scots domination would precede the establishment of full English control.
Finally, in 1261, Alexander III of Scotland sent envoys to Norway to negotiate for the cession of the isles, but their efforts led to no result. He therefore initiated a war, which ended in the indecisive Battle of Largs against the Norwegian fleet in 1263. However, the Norwegian king Haakon Haakonsson died the following winter, and this allowed King Alexander to bring the war to a successful conclusion. Magnus Olafsson, King of Mann and the Isles (reigned 1252–1265), who had campaigned on the Norwegian side, had to surrender all the islands over which he had ruled, except Mann, for which he did homage. Two years later Magnus died and in 1266 King Magnus VI of Norway ceded the islands, including Mann, to Scotland in the Treaty of Perth in consideration of the sum of 4,000 marks (known as in Scotland) and an annuity of 100 marks. But Scotland's rule over Mann did not become firmly established till 1275, when the Manx suffered defeat in the decisive Battle of Ronaldsway, near Castletown.
English dominance
In 1290 King Edward I of England sent Walter de Huntercombe to seize possession of Mann, and it remained in English hands until 1313, when Robert Bruce took it after besieging Castle Rushen for five weeks. In about 1333 King Edward III of England granted Mann to William de Montacute, 3rd Baron Montacute (later the 1st Earl of Salisbury), as his absolute possession, without reserving any service to be rendered to him.
Then, in 1346, the Battle of Neville's Cross decided the long struggle between England and Scotland in England's favour. King David II of Scotland, Robert Bruce's last male heir, had been captured in the Battle of Neville's cross and ransomed; however, when Scotland was unable to raise one of the ransom installments, David made a secret agreement with King Edward III of England to cancel it, in return for transferring the Scottish kingdom to an English prince.
Following the secret agreement, there followed a confused period when Mann sometimes experienced English rule and sometimes Scottish. In 1388 the island was "ravaged" by Sir William Douglas of Nithsdale on his way home from the destruction of the town of Carlingford.
In 1392 William de Montacute's son sold the island, including sovereignty, to Sir William le Scrope. In 1399 Henry Bolinbroke brought about the beheading of Le Scrope, who had taken the side of Richard II when Bolinbroke usurped the throne and appointed himself Henry IV. The island then came into the de facto possession of Henry, who granted it to Henry Percy, 1st Earl of Northumberland; but following the latter's later attainder, Henry IV, in 1405, made a lifetime grant of it, with the patronage of the bishopric, to Sir John Stanley. In 1406 this grant was extended – on a feudatory basis under the English Crown – to Sir John's heirs and assigns, the feudal fee being the service of rendering homage and two falcons to all future Kings of England on their coronations.
Early Modern period
With the accession of the Stanleys to the throne there begins a more settled epoch in Manx history. Though the island's new rulers rarely visited its shores, they placed it under governors, who, in the main, seem to have treated it with the justice of the time. Of the thirteen members of the family who ruled in Mann, the second Sir John Stanley (1414–1432), James, the 7th Earl (1627–1651), and the 10th Earl of the same name (1702–1736) had the most important influence on it. They first curbed the power of the spiritual barons, introduced trial by jury, which superseded trial by battle, and ordered the laws to be written. The second, known as the Great Stanley, and his wife, Charlotte de la Tremoille (or Tremouille), are probably the most striking figures in Manx history.
Wars of the Three Kingdoms and Interregnum; 1642 to 1660
Shortly after the Wars of the Three Kingdoms began in June 1643, James Stanley, 7th Earl of Derby returned to Mann to find the island on the brink of rebellion. Among the causes were complaints at the level of tithes payable to the Church of England, and Derby's attempts to replace the Manx ‘tenure of straw’ by which many of his tenants held their lands, a customary tenure akin to freehold, with commercial leases. He managed to restore the situation through a series of meetings, but made minimal concessions.
Six months after Charles I was executed on 30 January 1649, Derby received a summons from General Ireton to surrender the island, but declined to do so. In August 1651, he and 300 Manxmen landed in Lancashire to take part in the Third English Civil War; defeated at Wigan Lane on 25 August 1651, Derby escaped with only 30 troops to join Charles II. Captured after the Battle of Worcester in September, he was imprisoned in Chester Castle, tried by court-martial and executed at Bolton on 15 October.
Soon after Stanley's death, the Manx Militia, under the command of William Christian (known by his Manx name of Illiam Dhone), rose against the Countess and captured all the insular forts except Rushen and Peel. They were then joined by a Parliamentarian force sent from the mainland, led by Colonels Thomas Birch and Robert Duckenfield, to whom the Countess surrendered after a brief resistance.
Oliver Cromwell had appointed Thomas Fairfax "Lord of Mann and the Isles" in September 1651, so that Mann continued under a monarchical government and remained in the same relation to England as before.
1660 Restoration
The restoration of Stanley government in 1660 therefore caused as little friction and alteration as its temporary cessation had. One of the first acts of the new Lord, Charles Stanley, 8th Earl of Derby, was to order Christian to be tried. He was found guilty and executed. Of the other persons implicated in the rebellion only three were excepted from the general amnesty. But by Order in Council, Charles II pardoned them, and the judges responsible for the sentence on Christian were punished.
Charles Stanley's next act was to dispute the permanency of the tenants' holdings, which they had not at first regarded as being affected by the acceptance of leases, a proceeding which led to an almost open rebellion against his authority and to the neglect of agriculture, in lieu of which the people devoted themselves to the fisheries and to contraband trade.
Charles Stanley, who died in 1672, was succeeded first by his son William Richard George Stanley, 9th Earl of Derby until his death in 1702.
The agrarian question subsided only in 1704, when James Stanley, 10th Earl of Derby, William's brother and successor, largely through the influence of Bishop Wilson, entered into a compact with his tenants, which became embodied in an Act, called the Act of Settlement. Their compact secured the tenants in the possession of their estates in perpetuity subject only to a fixed rent, and a small fine on succession or alienation. From the great importance of this act to the Manx people it has been called their Magna Carta. As time went on, and the value of the estates increased, the rent payable to the Lord became so small in proportion as to be almost nominal, being extinguished by purchase in 1916.
Revestment
James died in 1736, and the suzerainty of the isle passed to James Murray, 2nd Duke of Atholl, his first cousin and heir-male. In 1764 he was succeeded by his only surviving child Charlotte, Baroness Strange, and her husband, John Murray, who (in right of his wife) became Lord of Mann. In about 1720 the contraband trade had greatly increased. In 1726 Parliament had checked it somewhat for a time, but during the last ten years of the Atholl regime (1756–1765) it assumed such proportions that, in the interests of the Imperial revenue, it became necessary to suppress it. With a view to so doing, Parliament passed the Isle of Man Purchase Act 1765 (commonly called the Revestment Act by the Manx), under which it purchased the rights of the Atholls as Lords of Mann, including the customs revenues of the island, for the sum of £70,000 sterling, and granted an annuity to the Duke and Duchess. The Atholls still retained their manorial rights, the patronage of the bishopric, and certain other perquisites, until they sold them for the sum of £417,144 in 1828.
Up to the time of the revestment, Tynwald had passed laws concerning the government of the island in all respects and had control over its finances, subject to the approval of the Lord of Mann. After the revestment, or rather after the passage of the Smuggling Act 1765 (commonly called the Mischief Act by the Manx), the Parliament at Westminster legislated with respect to customs, harbours and merchant shipping, and, in measures of a general character, it occasionally inserted clauses permitting the enforcement in the island of penalties in contravention of the Acts of which they formed part. It also assumed the control of the insular customs duties. Such changes, rather than the transference of the full suzerainty to the King of Great Britain and Ireland, modified the (unwritten) constitution of the Isle of Man. Its ancient laws and tenures remained untouched, but in many ways the revestment affected it adversely. The hereditary Lords of Mann had seldom, if ever, functioned as model rulers, but most of them had taken some personal share in its government, and had interested themselves in the well-being of the inhabitants. But now the whole direction of its affairs became the work of officials who regarded the island as a pestilent nest of smugglers, from which it seemed their duty to extract as much revenue as possible.
There was some alleviation of this state of things between 1793 and 1826, when John Murray, 4th Duke of Atholl served as governor, since, though he quarrelled with the House of Keys and unduly cared for his own pecuniary interests, he did occasionally exert himself to promote the welfare of the island. After his departure the English officials resumed their sway, but they showed more consideration than before. Moreover, since smuggling, which the Isle of Man Purchase Act had only checked – not suppressed – had by that time almost disappeared, and since the Manx revenue had started to produce a large and increasing surplus, the authorities looked more favourably on the Isle of Man, and, thanks to this fact and to the representations of the Manx people to British ministers in 1837, 1844 and 1853, it obtained a somewhat less stringent customs tariff and an occasional dole towards erecting its much neglected public works.
Modern period
Since 1866, when the Isle of Man obtained a nominal measure of Home Rule, the Manx people have made remarkable progress, and currently form a prosperous community, with a thriving offshore financial centre, a tourist industry (albeit smaller than in the past) and a variety of other industries.
The Isle of Man was a base for alien civilian internment camps in both the First World War (1914–18) and the Second World War (1939–45). During the First World War there were two camps: one a requisitioned holiday camp in Douglas and the other the purpose-built Knockaloe camp near Peel in the parish of Patrick. During the Second World War there were a number of smaller camps in Douglas, Peel, Port Erin and Ramsey. The (now disbanded) Manx Regiment was raised in 1938 and saw action during the Second World War.
On 2 August 1973, a flash fire killed between 50 and 53 people at the Summerland amusement centre in Douglas.
Greater autonomy
The early 20th century saw a revival of music and dance, and a limited revival of the Manx language – although the last "native" speaker of Manx Gaelic died in the 1970s. In the middle of the 20th century the Taoiseach of the Republic of Ireland, Éamon de Valera, visited, and was so dissatisfied with the lack of support for Manx that he immediately had two recording vans sent over. During the 20th century the Manx tourist economy declined, as the English and Irish started flying to Spain for package holidays. The Manx Government responded to this by successfully promoting the island, with its low tax rates, as an offshore financial centre, although Man has avoided a place on a 2009 UK blacklist of tax havens. The financial centre has had its detractors who have pointed to the potential for money laundering.
In 1949 an Executive Council, chaired by the Lieutenant-Governor and including members of Tynwald, was established. This marked the start of a transfer of executive power from the unelected Lieutenant-Governor to democratically elected Manx politicians. Finance and the police passed to Manx control between 1958 and 1976. In 1980 a chairman elected by Tynwald replaced the Lieutenant-Governor as Chairman of the Executive Council. Following legislation in 1984, the Executive Council was reconstituted in 1985 to include the chairmen of the eight principal Boards; in 1986 they were given the title of Minister and the chairman was re-titled "Chief Minister". In 1986 Sir Miles Walker CBE became the first Chief Minister of the Isle of Man. In 1990 the Executive Council was renamed the "Council of Ministers".
The 1960s also saw a rise in Manx nationalism, spawning the parties Mec Vannin and the Manx National Party, as well as the now defunct (literally "Underground"), which mounted a direct-action campaign of spray-painting and attempted house-burning.
On 5 July 1973 control of the postal service passed from the UK General Post Office to the new Isle of Man Post, which began to issue its own postage stamps.
The 1990s and early 21st century have seen a greater recognition of indigenous Manx culture, including the opening of the first Manx-language primary school.
Since 1983 the Isle of Man government has designated more than 250 historic structures as Registered Buildings of the Isle of Man.
See also
King of Mann and the Isles (1079–1164)
King of Mann (1164–1504)
Lord of Mann (1504–1765)
Act of Settlement 1704
Governor of the Isle of Man (1696–1828)
Lieutenant Governor of the Isle of Man (1773–present)
Wimund - 12th century, first Bishop of the Isle of Man, warlord
Internment camps in the Isle of Man
Extinct animals from the Isle of Man
Registered Buildings of the Isle of Man
References
Sources
Bibliography
Chiverrell, R. and G. Thomas, eds. A New History of the Isle of Man (5 vol. Liverpool University Press)
Richard Chiverrell and Geoffrey Thomas. New History of the Isle of Man Volume 1: The Evolution of the Natural Landscape (2005)
Peter Davey, A New History of the Isle of Man: Prehistory (vol 2 2010).
Sean Duffy. New History of the Isle of Man Volume 3: The Medieval Period, 1000-1406 (2005)
John Belchem. New History of the Isle of Man Vol. 5: The Modern Period, 1830-1999 (2001)
Gawne, C.W. The Isle of Man and Britain: Controversy, 1651-1895, from Smuggling to the Common Purse (Douglas: Manx Heritage Foundation, 2009)
Gelling, J. A History of the Manx Church (Douglas: Manx Heritage Foundation, 1998)
Hoy, Michael John. "Isaac Barrow: builder of foundations for a modern nation." (PhD thesis, U of Liverpool, 2015), bishop of Sodor and Man (1663–71) and governor (1664-69). online; bibliography pp 259–80.
Moore, A. W. A History of the Isle of Man (2 vols, London: Fisher Unwin, 1900). online
Moore, David W. The Other British Isles: A History of Shetland, Orkney, the Hebrides, Isle of Man, Anglesey, Scilly, Isle of Wight and the Channel Islands (2011).
External links
The Story of Mann – Government site with a collections of links on Isle of Man history.
The History of the Courts on the Isle of Man – Government site with a summary on the history of rulers on the Isle of Man.
Isle of Man Genealogy – information about the genealogy of the Isle of Man from isleofman.com
the manx notebook – A vast electronic compendium of all matters, past and present regarding the Isle of Man at isleofman.com
Place-Names Of The Isle of Man – George Broderick Tübingen: Niemeyer. 7 vols. 1994-2004 |
14766 | https://en.wikipedia.org/wiki/Politics%20of%20the%20Isle%20of%20Man | Politics of the Isle of Man | The government of the Isle of Man is a parliamentary representative democracy. As a Crown Dependency, it is not subordinate to the government of the United Kingdom. That government, however, is responsible for defence and external affairs and could intervene in the domestic affairs of the island under its residual responsibilities to guarantee "good government" in all Crown dependencies. The Monarch of the United Kingdom is also the head of state of the Isle of Man, and generally referred to as "The Queen, Lord of Mann". Legislation of the Isle of Man defines "the Crown in right of the Isle of Man" as separate from the "Crown in right of the United Kingdom". Her representative on the island is the Lieutenant Governor of the Isle of Man, but his role is mostly ceremonial, though he does have the power to grant Royal Assent (the withholding of which is the same as a veto).
Although the Isle of Man is not part of the United Kingdom, its people are British citizens under UK law — there is no separate Manx citizenship. The United Kingdom is responsible for all the island's external affairs, including citizenship, defence, good governance, and foreign relations. The island has no representation in the UK parliament.
The legislative power of the government is vested in a bicameral (sometimes called tricameral) parliament called Tynwald (said to be the world's oldest continuously existing parliament), which consists of the directly-elected House of Keys and the indirectly chosen Legislative Council. After every House of Keys general election, the members of Tynwald elect from amongst themselves the Chief Minister of the Isle of Man, who serves as the head of government for five years (until the next general election). Executive power is vested in the Lieutenant Governor (as Governor-in-Council), the Chief Minister, and the Isle of Man's Council of Ministers. The judiciary is independent of the executive and the legislature.
Douglas, the largest town on the Isle of Man, is its capital and seat of government, where the Government offices and the parliament chambers (Tynwald) are located.
Executive branch
The Head of State is the Lord of Mann, which is a hereditary position held by the British monarch (currently Queen Elizabeth II). The Lieutenant Governor is appointed by the Queen, on the advice of the UK's Secretary of State for Justice, for a five-year term and nominally exercises executive power on behalf of the Queen. The Chief Minister is elected by the House of Keys (formerly by Tynwald) following every House of Keys general election and serves for five years until the next general election.
When acting as Lord of Mann, the Queen acts on the advice of the Secretary of State for Justice and Lord Chancellor of the United Kingdom having prime responsibility as Privy Counsellor for Manx affairs.
The executive branch under the Chief Minister is referred to as "the Government" or the "Civil Service", and consists of the Council of Ministers, nine Departments, ten Statutory Boards and three Offices. Each Department is run by a Minister who reports directly to the Council of Ministers. The Civil Service has more than 2000 employees and the total number of public sector employees including the Civil Service, teachers, nurses, police, etc. is about 9000 people. This is somewhat more than 10% of the population of the island, and a full 23% of the working population. This does not include any military forces, as defence is the responsibility of the United Kingdom.
Legislative branch
The Manx legislature is Tynwald, which consists of two chambers or "branches". The House of Keys has 24 members, elected for a five-year term in two-seat constituencies by the whole island. The minimum voting age is 16. The Legislative Council has eleven members: the President of Tynwald, the Bishop of Sodor and Man, the Attorney General (non-voting) and eight other members elected by the House of Keys for a five-year term, with four retiring at a time. (In the past they have often already been Members of the House of Keys, but must leave the Keys if elected to the Council.) There are also joint sittings of the Tynwald Court (the two branches together).
Political parties and elections
In the 2021 Manx general election, the Manx Labour Party won two seats and the Liberal Vannin Party won one seat; all 21 remaining seats were won by independents.
Most Manx politicians stand for election as independents rather than as representatives of political parties. Though political parties do exist, their influence is not nearly as strong as in the United Kingdom. Consequently, much Manx legislation develops through consensus among the members of Tynwald, which contrasts with the much more adversarial nature of the British Parliament.
The largest political party is the Liberal Vannin Party, which promotes liberalism, greater Manx independence and more accountability in Government.
The Manx Labour Party is unaffiliated to the British Labour Party.
A political pressure group Mec Vannin advocates the establishment of a sovereign republic.
The Isle of Man Green Party, which was founded in 2016, holds two local government seats and promotes Green politics.
The island also formerly had a Manx National Party. There are Manx members in the Celtic League, a political pressure group that advocates greater co-operation between and political autonomy for the Celtic nations.
Intervention of the United Kingdom
The UK Parliament has paramount power to legislate for the Isle of Man on all matters, but it is a long-standing convention that it does not do so on domestic ("insular") matters without Tynwald's consent.
Occasionally, the UK Parliament acts against the wishes of Tynwald: the most recent example was the Marine etc. Broadcasting (Offences) Act 1967, which banned pirate radio stations from operating in Manx waters. Legislation to accomplish this was defeated on its second reading in the House of Keys, prompting Westminster to legislate directly.
The UK's secondary legislation (regulations and Statutory Instruments) cannot be extended to apply to the Isle of Man.
The UK has had several disputes with the European Court of Human Rights about the Isle of Man's laws concerning birching (corporal punishment) in the case of Tyrer v. the United Kingdom, and sodomy.
Judicial branch
The lowest courts in the Isle of Man are presided over by the High Bailiff and the Deputy High Bailiff, along with lay Justices of the Peace. The High Court of Justice consists of three civil divisions and is presided over by a Deemster. Appeals are dealt with by the Staff of Government Division with final appeal to the Judicial Committee of the Privy Council in the United Kingdom. The head of the Judiciary is the First Deemster and Clerk of the Rolls. The other High and Appeal Court Judges are the Second Deemster, The Deemster and the Judge of Appeal, all of whom are appointed by the Lieutenant Governor.
The Court of General Gaol Delivery is the criminal court for serious offences (effectively the equivalent of a Crown Court in England). It is theoretically not part of the High Court, but is effectively the criminal division of the court. The Second Deemster normally sits as the judge in this court. In 1992, His Honour Deemster Callow passed the last sentence of death in a court in the British Islands (which was commuted to life imprisonment). Capital punishment in the Isle of Man was formally abolished by Tynwald in 1993 (although the last execution on the island took place in 1872).
See also
Royal Commission on the Constitution (United Kingdom)
References
External links
Isle of Man Government
Tynwald - The Parliament of the Isle of Man
iomelections.com - 2006 General Election |
14789 | https://en.wikipedia.org/wiki/Interactive%20fiction | Interactive fiction | [[File:ADVENT -- Crowther Woods.png|thumb|alt=Colossal Cave Adventure|Colossal Cave Adventure]]
Interactive fiction, often abbreviated IF, is software simulating environments in which players use text commands to control characters and influence the environment. Works in this form can be understood as literary narratives, either in the form of interactive narratives or interactive narrations. These works can also be understood as a form of video game, either in the form of an adventure game or role-playing game. In common usage, the term refers to text adventures, a type of adventure game where the entire interface can be "text-only", however, graphical text adventures still fall under the text adventure category if the main way to interact with the game is by typing text. Some users of the term distinguish between interactive fiction, known as "Puzzle-free", that focuses on narrative, and "text adventures" that focus on puzzles.
Due to their text-only nature, they sidestepped the problem of writing for widely divergent graphics architectures. This feature meant that interactive fiction games were easily ported across all the popular platforms at the time, including CP/M (not known for gaming or strong graphics capabilities). The number of interactive fiction works is increasing steadily as new ones are produced by an online community, using freely available development systems.
The term can also be used to refer to digital versions of literary works that are not read in a linear fashion, known as gamebooks, where the reader is instead given choices at different points in the text; these decisions determine the flow and outcome of the story. The most famous example of this form of printed fiction is the Choose Your Own Adventure book series, and the collaborative "" format has also been described as a form of interactive fiction. The term "interactive fiction" is sometimes used also to refer to visual novels, a type of interactive narrative software popular in Japan.
Medium
Text adventures are one of the oldest types of computer games and form a subset of the adventure genre. The player uses text input to control the game, and the game state is relayed to the player via text output. Interactive fiction usually relies on reading from a screen and on typing input, although text-to-speech synthesizers allow blind and visually impaired users to play interactive fiction titles as audio games.
Input is usually provided by the player in the form of simple sentences such as "get key" or "go east", which are interpreted by a text parser. Parsers may vary in sophistication; the first text adventure parsers could only handle two-word sentences in the form of verb-noun pairs. Later parsers, such as those built on ZIL (Zork Implementation Language), could understand complete sentences. Later parsers could handle increasing levels of complexity parsing sentences such as "open the red box with the green key then go north". This level of complexity is the standard for works of interactive fiction today.
Despite their lack of graphics, text adventures include a physical dimension where players move between rooms. Many text adventure games boasted their total number of rooms to indicate how much gameplay they offered. These games are unique in that they may create an illogical space, where going north from area A takes you to area B, but going south from area B did not take you back to area A. This can create mazes that do not behave as players expect, and thus players must maintain their own map. These illogical spaces are much more rare in today's era of 3D gaming, and the Interactive Fiction community in general decries the use of mazes entirely, claiming that mazes have become arbitrary 'puzzles for the sake of puzzles' and that they can, in the hands of inexperienced designers, become immensely frustrating for players to navigate.
Interactive fiction shares much in common with Multi-User Dungeons ('MUDs'). MUDs, which became popular in the mid-1980s, rely on a textual exchange and accept similar commands from players as do works of IF; however, since interactive fiction is single player, and MUDs, by definition, have multiple players, they differ enormously in gameplay styles. MUDs often focus gameplay on activities that involve communities of players, simulated political systems, in-game trading, and other gameplay mechanics that are not possible in a single player environment.
Writing style
Interactive fiction features two distinct modes of writing: the player input and the game output. As described above, player input is expected to be in simple command form (imperative sentences). A typical command may be:> PULL Lever
The responses from the game are usually written from a second-person point of view, in present tense. This is because, unlike in most works of fiction, the main character is closely associated with the player, and the events are seen to be happening as the player plays. While older text adventures often identified the protagonist with the player directly, newer games tend to have specific, well-defined protagonists with separate identities from the player. The classic essay "Crimes Against Mimesis" discusses, among other IF issues, the nature of "You" in interactive fiction. A typical response might look something like this, the response to "look in tea chest" at the start of Curses:
That was the first place you tried, hours and hours ago now, and there's nothing there but that boring old book. You pick it up anyway, bored as you are.
Many text adventures, particularly those designed for humour (such as Zork, The Hitchhiker's Guide to the Galaxy, and Leather Goddesses of Phobos), address the player with an informal tone, sometimes including sarcastic remarks (see the transcript from Curses, above, for an example). The late Douglas Adams, in designing the IF version of his 'Hitchhiker's Guide to the Galaxy', created a unique solution to the final puzzle of the game: the game requires the one solitary item that the player didn't choose at the outset of play.
Some IF works dispense with second-person narrative entirely, opting for a first-person perspective ('I') or even placing the player in the position of an observer, rather than a direct participant. In some 'experimental' IF, the concept of self-identification is eliminated entirely, and the player instead takes the role of an inanimate object, a force of nature, or an abstract concept; experimental IF usually pushes the limits of the concept and challenges many assumptions about the medium.
History
1960s and 70s
Natural language processing
Though neither program was developed as a narrative work, the software programs ELIZA (1964–1966) and SHRDLU (1968–1970) can formally be considered early examples of interactive fiction, as both programs used natural language processing to take input from their user and respond in a virtual and conversational manner. ELIZA simulated a psychotherapist that appeared to provide human-like responses to the user's input, while SHRDLU employed an artificial intelligence that could move virtual objects around an environment and respond to questions asked about the environment's shape. The development of effective natural language processing would become an essential part of interactive fiction development.
Adventure
Around 1975, Will Crowther, a programmer and an amateur caver, wrote the first text adventure game, Adventure (originally called ADVENT because a filename could only be six characters long in the operating system he was using, and later named Colossal Cave Adventure). Having just gone through a divorce, he was looking for a way to connect with his two young children. Over the course of a few weekends, he wrote a text based cave exploration game that featured a sort of guide/narrator who talked in full sentences and who understood simple two-word commands that came close to natural English. Adventure was programmed in Fortran for the PDP-10. Crowther's original version was an accurate simulation of part of the real Colossal Cave, but also included fantasy elements (such as axe-wielding dwarves and a magic bridge).
Stanford University graduate student Don Woods discovered Adventure while working at the Stanford Artificial Intelligence Laboratory, and in 1977 obtained and expanded Crowther's source code (with Crowther's permission). Woods's changes were reminiscent of the writings of J. R. R. Tolkien, and included a troll, elves, and a volcano some claim is based on Mount Doom, but Woods says was not.
In early 1977, Adventure spread across ARPAnet, and has survived on the Internet to this day. The game has since been ported to many other operating systems, and was included with the floppy-disk distribution of Microsoft's MS-DOS 1.0 OS. Adventure is a cornerstone of the online IF community; there currently exist dozens of different independently programmed versions, with additional elements, such as new rooms or puzzles, and various scoring systems.
The popularity of Adventure led to the wide success of interactive fiction during the late 1970s, when home computers had little, if any, graphics capability. Many elements of the original game have survived into the present, such as the command 'xyzzy', which is now included as an Easter Egg in modern games, such as Microsoft Minesweeper.
Adventure was also directly responsible for the founding of Sierra Online (later Sierra Entertainment); Ken and Roberta Williams played the game and decided to design one of their own, but with graphics.
Commercial era
Adventure International was founded by Scott Adams (not to be confused with the creator of Dilbert). In 1978, Adams wrote Adventureland, which was loosely patterned after (the original) Colossal Cave Adventure. He took out a small ad in a computer magazine in order to promote and sell Adventureland, thus creating the first commercial adventure game. In 1979 he founded Adventure International, the first commercial publisher of interactive fiction. That same year, Dog Star Adventure was published in source code form in SoftSide, spawning legions of similar games in BASIC.
The largest company producing works of interactive fiction was Infocom, which created the Zork series and many other titles, among them Trinity, The Hitchhiker's Guide to the Galaxy and A Mind Forever Voyaging.
In June 1977, Marc Blank, Bruce K. Daniels, Tim Anderson, and Dave Lebling began writing the mainframe version of Zork (also known as Dungeon), at the MIT Laboratory for Computer Science, directly inspired by Colossal Cave Adventure. The game was programmed in a computer language called MDL, a variant of LISP. The term Implementer was the self-given name of the creators of the text adventure series Zork. It is for this reason that game designers and programmers can be referred to as an implementer, often shortened to Imp, rather than a writer. In early 1979, the game was completed. Ten members of the MIT Dynamics Modelling Group went on to join Infocom when it was incorporated later that year. In order to make its games as portable as possible, Infocom developed the Z-machine, a custom virtual machine that could be implemented on a large number of platforms, and took standardized "story files" as input. In a non-technical sense, Infocom was responsible for developing the interactive style that would be emulated by many later interpreters. The Infocom parser was widely regarded as the best of its era. It accepted complex, complete sentence commands like "put the blue book on the writing desk" at a time when most of its competitors parsers were restricted to simple two-word verb-noun combinations such as "put book". The parser was actively upgraded with new features like undo and error correction, and later games would 'understand' multiple sentence input: 'pick up the gem and put it in my bag. take the newspaper clipping out of my bag then burn it with the book of matches'.
Infocom and other companies offered optional commercial feelies (physical props associated with a game). The tradition of 'feelies' (and the term itself) is believed to have originated with Deadline (1982), the third Infocom title after Zork I and II. When writing this game, it was not possible to include all of the information in the limited (80KB) disk space, so Infocom created the first feelies for this game; extra items that gave more information than could be included within the digital game itself. These included police interviews, the coroner's findings, letters, crime scene evidence and photos of the murder scene.
These materials were very difficult for others to copy or otherwise reproduce, and many included information that was essential to completing the game. Seeing the potential benefits of both aiding game-play immersion and providing a measure of creative copy-protection, in addition to acting as a deterrent to software piracy, Infocom and later other companies began creating feelies for numerous titles. In 1987, Infocom released a special version of the first three Zork titles together with plot-specific coins and other trinkets. This concept would be expanded as time went on, such that later game feelies would contain passwords, coded instructions, page numbers, or other information that would be required to successfully complete the game.
1980s
United States
Interactive fiction became a standard product for many software companies. By 1982 Softline wrote that "the demands of the market are weighted heavily toward hi-res graphics" in games like Sierra's The Wizard and the Princess and its imitators. Such graphic adventures became the dominant form of the genre on computers with graphics, like the Apple II. By 1982 Adventure International began releasing versions of its games with graphics. The company went bankrupt in 1985. Synapse Software and Acornsoft were also closed in 1985. Leaving Infocom as the leading company producing text-only adventure games on the Apple II with sophisticated parsers and writing, and still advertising its lack of graphics as a virtue. The company was bought by Activision in 1986 after the failure of Cornerstone, Infocom's database software program, and stopped producing text adventures a few years later. Soon after Telaium/Trillium also closed.
Outside the United States
Probably the first commercial work of interactive fiction produced outside the U.S. was the dungeon crawl game of Acheton, produced in Cambridge, England, and first commercially released by Acornsoft (later expanded and reissued by Topologika). Other leading companies in the UK were Magnetic Scrolls and Level 9 Computing. Also worthy of mention are Delta 4, Melbourne House, and the homebrew company Zenobi.
In the early 1980s Edu-Ware also produced interactive fiction for the Apple II as designated by the "if" graphic that was displayed on startup. Their titles included the Prisoner and Empire series (Empire I: World Builders, Empire II: Interstellar Sharks, Empire III: Armageddon).
In 1981, CE Software published SwordThrust as a commercial successor to the Eamon gaming system for the Apple II. SwordThrust and Eamon were simple two-word parser games with many role-playing elements not available in other interactive fiction. While SwordThrust published seven different titles, it was vastly overshadowed by the non-commercial Eamon system which allowed private authors to publish their own titles in the series. By March 1984, there were 48 titles published for the Eamon system (and over 270 titles in total as of March 2013).
In Italy, interactive fiction games were mainly published and distributed through various magazines in included tapes. The largest number of games were published in the two magazines Viking and Explorer, with versions for the main 8-bit home computers (Sinclair ZX Spectrum, Commodore 64 and MSX). The software house producing those games was Brainstorm Enterprise, and the most prolific IF author was Bonaventura Di Bello, who produced 70 games in the Italian language. The wave of interactive fiction in Italy lasted for a couple of years thanks to the various magazines promoting the genre, then faded and remains still today a topic of interest for a small group of fans and less known developers, celebrated on Web sites and in related newsgroups.
In Spain, interactive fiction was considered a minority genre, and was not very successful. The first Spanish interactive fiction commercially released was Yenght in 1983, by Dinamic Software, for the ZX Spectrum. Later on, in 1987, the same company produced an interactive fiction about Don Quijote. After several other attempts, the company Aventuras AD, emerged from Dinamic, became the main interactive fiction publisher in Spain, including titles like a Spanish adaptation of Colossal Cave Adventure, an adaptation of the Spanish comic El Jabato, and mainly the Ci-U-Than trilogy, composed by La diosa de Cozumel (1990), Los templos sagrados (1991) and Chichen Itzá (1992). During this period, the Club de Aventuras AD (CAAD), the main Spanish speaking community around interactive fiction in the world, was founded, and after the end of Aventuras AD in 1992, the CAAD continued on its own, first with their own magazine, and then with the advent of Internet, with the launch of an active internet community that still produces interactive non-commercial fiction nowadays.
During the 1990s
Legend Entertainment was founded by Bob Bates and Mike Verdu in 1989. It started out from the ashes of Infocom. The text adventures produced by Legend Entertainment used (high-resolution) graphics as well as sound. Some of their titles include Eric the Unready, the Spellcasting series and Gateway (based on Frederik Pohl's novels).
The last text adventure created by Legend Entertainment was Gateway II (1992), while the last game ever created by Legend was Unreal II: The Awakening (2003) – a well-known first-person shooter action game using the Unreal Engine for both impressive graphics and realistic physics. In 2004, Legend Entertainment was acquired by Atari, who published Unreal II and released for both Microsoft Windows and Microsoft's Xbox.
Many other companies such as Level 9 Computing, Magnetic Scrolls, Delta 4 and Zenobi had closed by 1992.
In 1991 and 1992, Activision released The Lost Treasures of Infocom in two volumes, a collection containing most of Infocom's games, followed in 1996 by Classic Text Adventure Masterpieces of Infocom.
Modern era
After the decline of the commercial interactive fiction market in the 1990s, an online community eventually formed around the medium. In 1987, the Usenet newsgroup rec.arts.int-fiction was created, and was soon followed by rec.games.int-fiction. By custom, the topic of rec.arts.int-fiction is interactive fiction authorship and programming, while rec.games.int-fiction encompasses topics related to playing interactive fiction games, such as hint requests and game reviews. As of late 2011, discussions between writers have mostly moved from rec.arts.int-fiction to the Interactive Fiction Community Forum.
One of the most important early developments was the reverse-engineering of Infocom's Z-Code format and Z-Machine virtual machine in 1987 by a group of enthusiasts called the InfoTaskForce and the subsequent development of an interpreter for Z-Code story files. As a result, it became possible to play Infocom's work on modern computers.
For years, amateurs with the IF community produced interactive fiction works of relatively limited scope using the Adventure Game Toolkit and similar tools.
The breakthrough that allowed the interactive fiction community to truly prosper, however, was the creation and distribution of two sophisticated development systems. In 1987, Michael J. Roberts released TADS, a programming language designed to produce works of interactive fiction. In 1993, Graham Nelson released Inform, a programming language and set of libraries which compiled to a Z-Code story file. Each of these systems allowed anyone with sufficient time and dedication to create a game, and caused a growth boom in the online interactive fiction community.
Despite the lack of commercial support, the availability of high quality tools allowed enthusiasts of the genre to develop new high quality games. Competitions such as the annual Interactive Fiction Competition for short works, the Spring Thing for longer works, and the XYZZY Awards, further helped to improve the quality and complexity of the games. Modern games go much further than the original "Adventure" style, improving upon Infocom games, which relied extensively on puzzle solving, and to a lesser extent on communication with non-player characters, to include experimentation with writing and story-telling techniques.
While the majority of modern interactive fiction that is developed is distributed for free, there are some commercial endeavors. In 1998, Michael Berlyn, a former Implementor at Infocom, started a new game company, Cascade Mountain Publishing, whose goals were to publish interactive fiction. Despite the Interactive Fiction community providing social and financial backing Cascade Mountain Publishing went out of business in 2000.
Other commercial endeavours include Peter Nepstad's 1893: A World's Fair Mystery, several games by Howard Sherman published as Malinche Entertainment, The General Coffee Company's Future Boy!, Cypher, a graphically enhanced cyberpunk game and various titles by Textfyre. Emily Short was commissioned to develop the game City of Secrets but the project fell through and she ended up releasing it herself.
Artificial Intelligence
The increased effectiveness of natural-language-generation in artificial intelligence (AI) has led to instances of interactive fiction which use AI to dynamically generate new, open-ended content, instead of being constrained to pre-written material. The most notable example of this is AI Dungeon, released in 2019, which generates content using the GPT-3 (previously GPT-2) natural-language-generating neural network, created by OpenAI.
Notable works
1970s
Colossal Cave Adventure, by Will Crowther and Don Woods, was the first text adventure ever made.
Adventureland, by Scott Adams, is considered one of the defining works of interactive fiction.
The Zork series by Infocom (1979 onwards) was the first text adventure to see widespread commercial release.
1980s
Softporn Adventure, by Chuck Benton, a popular adult game that inspired the Leisure Suit Larry video game series.
The Hobbit, by Philip Mitchell and Veronika Megler of Beam Software (1982) was an early reinterpretation of an existing novel into interactive fiction, with several independent non-player characters.
Planetfall, by Steve Meretzky of Infocom (1983), featured Floyd the robot, which Allen Varney claimed to be the first game character who evoked a strong emotional commitment from players.
Suspended by Michael Berlyn was an Infocom game with a large vocabulary and unique character personalities.
The Hitchhiker's Guide to the Galaxy, by Douglas Adams and Steve Meretzky of Infocom (1984), involved the author of the original work in the reinterpretation.
A Mind Forever Voyaging, by Steve Meretzky of Infocom (1985), a story-heavy, puzzle-light game often touted as Infocom's first serious work of science fiction.
The Pawn, by Magnetic Scrolls was known for understanding complex instructions like 'PLANT THE POT PLANT IN THE PLANT POT WITH THE TROWEL'.
Silicon Dreams, by Level 9 Computing (1986), a trilogy of interactive science fiction games.
Leather Goddesses of Phobos by Steve Meretzky, a risqué sci-fi parody from Infocom.
Amnesia (1987), by Hugo Award and Nebula Award winning science fiction and fantasy author Thomas M. Disch, a text-only adventure published by Electronic Arts.
1990s
Curses, by Graham Nelson (1993), the first game written in the Inform programming language. Considered one of the first "modern" games to meet the high standards set by Infocom's best titles.
DUNNET, by Ron Schnell (1992 eLisp port from the 1983 MacLisp original), surreal text adventure that has shipped with GNU Emacs since 1994, and thus comes with Mac OS X and most Linux distributions; often mistaken for an easter egg.
Anchorhead, by Michael S. Gentry (1998) is a highly rated horror story inspired by H. P. Lovecraft's Cthulhu Mythos.
Photopia, by Adam Cadre (1998), one of the first almost entirely puzzle-free games. It won the annual Interactive Fiction Competition in 1998.
Spider and Web, by Andrew Plotkin (1998), an award-winning espionage story with many twists and turns.
Varicella by Adam Cadre (1999). It won four XYZZY Awards in 1999 including the XYZZY Award for Best Game, and had a scholarly essay written about it.
2000s
Galatea, by Emily Short (2000). Galatea is focused entirely on interaction with the animated statue of the same name. Galatea has one of the most complex interaction systems for a non-player character in an interactive fiction game. Adam Cadre called Galatea "the best NPC ever".
9:05 by Adam Cadre. It is commonly seen as an easy gateway for people to get involved with interactive fiction.
Slouching Towards Bedlam, by Star C. Foster and Daniel Ravipinto (2003). Set in a steampunk setting, the game integrates meta-game functionality (saving, restoring, restarting) into the game world itself. The game won four XYZZY Awards.
The Dreamhold, by Andrew Plotkin (2004). Designed as a tutorial game for those new to IF, it provides an extensive help section.
Façade by Michael Mateas, Andrew Stern and John Grieve (2005). An interactive drama using natural language processing.
Fallen London, also known as Echo Bazaar, an open-world work of interactive fiction, by Failbetter Games
Lost Pig by Admiral Jota (2007). A comedic interactive fiction about an orc finding a pig that escaped from his farm. It won best game, best writing, best individual non-player character, and best individual player character in the 2007 XYZZY Awards.
2010s
Howling Dogs by Porpentine (2012), hypertext fiction that explores escapism. It is considered one of the most prominent Twine games and was in the 2017 Whitney Biennial.
A Dark Room by Michael Townsend (2013), text-based mystery story and idle game. The story is only told through environmental cues, rather than dialogue or exposition.
80 Days by inkle (2014). An interactive adventure based on the novel by Jules Verne, it was nominated by TIME as their Game of the Year for 2014.
Depression Quest by Zoë Quinn (2014). Text-based game in which players take the place of a character who is clinically depressed. The release of the game is considered to be the catalyst of the Gamergate controversy.
AI Dungeon by Nick Walton (2019). It is notable for using artificial intelligence to dynamically generate an essentially unlimited amount of content.
Software
Development systems
The original interactive fiction Colossal Cave Adventure was programmed in Fortran, originally developed by IBM. Adventures parsers could only handle two-word sentences in the form of verb-noun pairs.
Infocom's games of 1979–88, such as Zork, were written using a LISP-like programming language called ZIL (Zork Implementation Language or Zork Interactive Language, it was referred to as both) that compiled into a byte code able to run on a standardized virtual machine called the Z-machine. As the games were text based and used variants of the same Z-machine interpreter, the interpreter only had to be ported to a computer once, rather than once each game. Each game file included a sophisticated parser which allowed the user to type complex instructions to the game. Unlike earlier works of interactive fiction which only understood commands of the form 'verb noun', Infocom's parser could understand a wider variety of sentences. For instance one might type "open the large door, then go west", or "go to the hall". With the Z-machine, Infocom was able to release most of their games for most popular home computers of the time simultaneously, including Apple II, Atari 8-bit, IBM PC compatibles, Amstrad CPC/PCW (one disc worked on both machines), Commodore 64, Commodore Plus/4, Commodore 128, Kaypro CP/M, Texas Instruments TI-99/4A, Macintosh, Atari ST, the Commodore Amiga and the Radio Shack TRS-80. Infocom was also known for shipping creative props, or "feelies" (and even "smellies"), with its games.
During the 1990s Interactive fiction was mainly written with C-like languages, such as TADS 2 and Inform 6. A number of systems for writing interactive fiction now exist. The most popular remain Inform, TADS, or ADRIFT, but they diverged in their approach to IF-writing during the 2000s, giving today's IF writers an objective choice. By 2006 IFComp, most games were written for Inform, with a strong minority of games for TADS and ADRIFT, followed by a small number of games for other systems.
While familiarity with a programming language leads many new authors to attempt to produce their own complete IF application, most established IF authors recommend use of a specialised IF language, arguing that such systems allow authors to avoid the technicalities of producing a full featured parser, while allowing broad community support. The choice of authoring system usually depends on the author's desired balance of ease of use versus power, and the portability of the final product.
Other development systems include:
David Malmberg's Adventure Game Toolkit (AGT)
Incentive Software's Graphic Adventure Creator (GAC)
Inkle's inklewriter
Professional Adventure Writer
Gilsoft's The Quill
Twine
Interpreters and virtual machines
Interpreters are the software used to play the works of interactive fiction created with a development system. Since they need to interact with the player, the "story files" created by development systems are programs in their own right. Rather than running directly on any one computer, they are programs run by Interpreters, or virtual machines, which are designed specially for IF. They may be part of the development system, or can be compiled together with the work of fiction as a standalone executable file.
The Z-machine was designed by the founders of Infocom, in 1979. They were influenced by the then-new idea of a virtual Pascal computer, but replaced P with Z for Zork, the celebrated adventure game of 1977–79. The Z-machine evolved during the 1980s but over 30 years later, it remains in use essentially unchanged. Glulx was designed by Andrew Plotkin in the late 1990s as a new-generation IF virtual machine. It overcomes the technical constraint on the Z-machine by being a 32-bit rather than 16-bit processor. Frotz is a modern Z-machine interpreter originally written in C (programming language) by Stefan Jokisch in 1995 for DOS. Over time it was ported to other platforms, such as Unix, RISC OS, Mac OS and most recently iOS. Modern Glulx interpreters are based on "Glulxe", by Andrew Plotkin, and "Git", by Iain Merrick. Other interpreters include Zoom for Mac OS X, or for Unix or Linux, maintained by Andrew Hunter, and Spatterlight for Mac OS X, maintained by Tor Andersson.
Distribution
In addition to commercial distribution venues and individual websites, many works of free interactive fiction are distributed through community websites. These include the Interactive Fiction Database (IFDb), The Interactive Fiction Reviews Organization (IFRO), a game catalog and recommendation engine, and the Interactive Fiction Archive.
Works may be distributed for playing with in a separate interpreter. In which case they are often made available in the Blorb package format that many interpreters support. A filename ending .zblorb is a story file intended for a Z-machine in a Blorb wrapper, while a filename ending .gblorb is a story file intended for a Glulx in a Blorb wrapper. It is not common but IF files are sometimes also seen without a Blorb wrapping, though this usually means cover art, help files, and so forth are missing, like a book with the covers torn off. Z-machine story files usually have names ending .z5 or .z8, the number being a version number, and Glulx story files usually end .ulx.
Alternatively, works may be distributed for playing in a web browser. For example, the 'Parchment' project is for web browser-based IF Interpreter, for both Z-machine and Glulx files.
Some software such as Twine publishes directly to HTML, the standard language used to create web pages, reducing the requirement for an Interpreter or virtual machine.
See also
Get Lamp, a documentary about interactive fiction
Graphic adventures, adventure games with roots in interactive fiction.
Hypertext fiction
Interactive storytelling
Notes
Further reading
Keller, Daniel. "Reading and playing: what makes interactive fiction unique" p. 276-298. in Williams, J. P., & Smith, J. H. (2007). The players' realm: studies on the culture of video games and gaming. Jefferson, N.C.: McFarland & Co.
Seegert, Alf. (2009), "'Doing there' vs. 'being there': performing presence in interactive fiction", Journal of Gaming and Virtual Worlds 1: 1, pp. 23–37,
Robinson Wheeler, J, & Kevin, Jackson-Mead (2014), "IF Theory Reader", JRW Digital Media.
External links
Interactive Fiction Database (IFDB), a community site where one can find personalized recommendations for IF games to play.
intfiction.org, a forum dedicated to discussing IF
The Interactive Fiction Archive, a large archive of free-to-download and play interactive fiction.
Baf's Guide to the Interactive Fiction Archive, a more user-friendly interface for the IF archive.
A Brief History of Interactive Fiction, a timeline of events in interactive fiction history at the Brass Lantern website.
The Interactive Fiction Reviews Organization (IFRO), huge repository for text adventure game reviews written and rated by Interactive Fiction community players and members since 2004.
Interactive Fiction: More Than Retro Fun, a beginner's introduction and setup guide to Interactive Fiction games and interpreters
The Interactive Fiction Wiki, a MediaWiki wiki specific to Interactive Fiction.
Something about Interactive Fiction – MobyGames examines the history (and future) of this gaming genre.
Collaborative writing
Role-playing game terminology |
14849 | https://en.wikipedia.org/wiki/Illinois | Illinois | Illinois ( ) is a state in the Midwestern region of the United States. Of the fifty U.S. states, it has the fifth largest gross domestic product (GDP), the sixth largest population, and the 25th largest land area. Chicago is the state's largest city and the fifth largest city in North America with the capital in Springfield, located in the center of the state; other major metropolitan areas include Metro East (of Greater St. Louis), Peoria and Rockford.
With Chicago in the northeast, small industrial cities and immense farmland in the north and center, and natural resources such as coal, timber, and petroleum in the south, Illinois has a highly diverse economy. Owing to its central location and geography, the state is a major transportation hub: the Port of Chicago enjoys access to the Atlantic Ocean through the Great Lakes and Saint Lawrence Seaway, and to the Gulf of Mexico from the Mississippi River via the Illinois Waterway. Additionally, the Mississippi, Ohio, and Wabash rivers form parts of the state's boundaries. Chicago's O'Hare International Airport has been among the world's ten busiest airports for decades. Described as a microcosm of the entire United States, Illinois has long been considered a bellwether in social, cultural, and political terms.
What is now Illinois was inhabited for thousands of years by various indigenous cultures, including the advanced civilization centered in the Cahokia region. The French were the first Europeans to arrive, settling near the Mississippi River in the 17th century, in a region they called Illinois Country, part of the sprawling colony of New France. Following U.S. independence in 1783, American settlers began arriving from Kentucky via the Ohio River, and the population grew from south to north. The Louisiana Purchase of 1803 incorporated Illinois into the U.S., and in 1818 it achieved statehood. The Erie Canal brought increased commercial activity in the Great Lakes, and the small town of Chicago became one of the fastest growing settlements in North America, benefiting from its location in one of the few natural harbors on the southern section of Lake Michigan. The invention of the self-scouring steel plow by Illinois transplant John Deere turned the state's rich prairie into some of the world's most productive and valuable farmland, attracting immigrant farmers from Germany and Sweden. In the mid 19th century, the Illinois and Michigan Canal and a sprawling railroad network greatly facilitated trade, commerce, and settlement, making the state a transportation hub for the nation.
By 1900, the growth of industrial jobs in the northern cities, and coal mining in the central and southern areas, attracted immigrants from Eastern and Southern Europe. As one of America's most industrialized states, Illinois was an important manufacturing center for much of the 20th century, especially during both world wars. The Great Migration from the South established a large community of African Americans in the state, particularly Chicago, who founded the city's famous jazz and blues cultures. Chicago, which had become one of the country's leading cultural, economic, and population centers, remains a global city; its metropolitan area of Chicagoland encompasses about 65% of the state's population.
Three U.S. presidents have been elected while living in Illinois: Abraham Lincoln, Ulysses S. Grant, and Barack Obama; additionally, Ronald Reagan, whose political career was based in California, was born and raised in the state. Today, Illinois honors Lincoln with its official state slogan Land of Lincoln, which has been displayed on its license plates since 1954. The state is the site of the Abraham Lincoln Presidential Library and Museum in Springfield and the future home of the Barack Obama Presidential Center in Chicago.
Etymology
"Illinois" is the modern spelling for the early French Catholic missionaries and explorers' name for the Illinois Native Americans, a name that was spelled in many different ways in the early records.
American scholars previously thought the name Illinois meant 'man' or 'men' in the Miami-Illinois language, with the original transformed via French into Illinois. This etymology is not supported by the Illinois language, as the word for "man" is , and plural of "man" is . The name has also been said to mean 'tribe of superior men', which is a false etymology. The name Illinois derives from the Miami-Illinois verb 'he speaks the regular way'. This was taken into the Ojibwe language, perhaps in the Ottawa dialect, and modified into (pluralized as ). The French borrowed these forms, spelling the ending as , a transliteration of that sound in the French of that time. The current spelling form, Illinois, began to appear in the early 1670s, when French colonists had settled in the western area. The Illinois's name for themselves, as attested in all three of the French missionary-period dictionaries of Illinois, was , of unknown meaning and unrelated to the other terms.
History
Geologic history
During the early part of the Paleozoic Era, the area that would one day become Illinois was submerged beneath a shallow sea and located near the Equator. Diverse marine life lived at this time, including trilobites, brachiopods, and crinoids. Changing environmental conditions led to the formation of large coal swamps in the Carboniferous.
Illinois was above sea level for at least part of the Mesozoic, but by its end was again submerged by the Western Interior Seaway. This receded by the Eocene Epoch.
During the Pleistocene Epoch, vast ice sheets covered much of Illinois, with only the Driftless Area remaining exposed. These glaciers carved the basin of Lake Michigan and left behind traces of ancient glacial lakes and moraines.
Pre-European
American Indians of successive cultures lived along the waterways of the Illinois area for thousands of years before the arrival of Europeans. The Koster Site has been excavated and demonstrates 7,000 years of continuous habitation. Cahokia, the largest regional chiefdom and Urban Center of the Pre-Columbian Mississippian culture, was located near present-day Collinsville, Illinois. They built an urban complex of more than 100 platform and burial mounds, a plaza larger than 35 football fields, and a woodhenge of sacred cedar, all in a planned design expressing the culture's cosmology. Monks Mound, the center of the site, is the largest Pre-Columbian structure north of the Valley of Mexico. It is high, long, wide, and covers . It contains about of earth. It was topped by a structure thought to have measured about in length and in width, covered an area , and been as much as high, making its peak above the level of the plaza. The finely crafted ornaments and tools recovered by archaeologists at Cahokia include elaborate ceramics, finely sculptured stonework, carefully embossed and engraved copper and mica sheets, and one funeral blanket for an important chief fashioned from 20,000 shell beads. These artifacts indicate that Cahokia was truly an urban center, with clustered housing, markets, and specialists in toolmaking, hide dressing, potting, jewelry making, shell engraving, weaving and salt making.
The civilization vanished in the 15th century for unknown reasons, but historians and archeologists have speculated that the people depleted the area of resources. Many indigenous tribes engaged in constant warfare. According to Suzanne Austin Alchon, "At one site in the central Illinois River valley, one third of all adults died as a result of violent injuries." The next major power in the region was the Illinois Confederation or Illini, a political alliance. As the Illini declined during the Beaver Wars era, members of the Algonquian-speaking Potawatomi, Miami, Sauk, and other tribes including the Fox (Mesquakie), Ioway, Kickapoo, Mascouten, Piankashaw, Shawnee, Wea, and Winnebago (Ho-Chunk) came into the area from the east and north around the Great Lakes.
European exploration and settlement prior to 1800
French explorers Jacques Marquette and Louis Jolliet explored the Illinois River in 1673. Marquette soon after founded a mission at the Grand Village of the Illinois in Illinois Country. In 1680, French explorers under René-Robert Cavelier, Sieur de La Salle and Henri de Tonti constructed a fort at the site of present-day Peoria, and in 1682, a fort atop Starved Rock in today's Starved Rock State Park. French Empire Canadiens came south to settle particularly along the Mississippi River, and Illinois was part of first New France, and then of La Louisiane until 1763, when it passed to the British with their defeat of France in the Seven Years' War. The small French settlements continued, although many French migrated west to Ste. Genevieve and St. Louis, Missouri, to evade British rule.
A few British soldiers were posted in Illinois, but few British or American settlers moved there, as the Crown made it part of the territory reserved for Indians west of the Appalachians, and then part of the British Province of Quebec. In 1778, George Rogers Clark claimed Illinois County for Virginia. In a compromise, Virginia (and other states that made various claims) ceded the area to the new United States in the 1780s and it became part of the Northwest Territory, administered by the federal government and later organized as states.
19th century
Prior to statehood
The Illinois-Wabash Company was an early claimant to much of Illinois. The Illinois Territory was created on February 3, 1809, with its capital at Kaskaskia, an early French settlement.
During the discussions leading up to Illinois's admission to the Union, the proposed northern boundary of the state was moved twice. The original provisions of the Northwest Ordinance had specified a boundary that would have been tangent to the southern tip of Lake Michigan. Such a boundary would have left Illinois with no shoreline on Lake Michigan at all. However, as Indiana had successfully been granted a northern extension of its boundary to provide it with a usable lakefront, the original bill for Illinois statehood, submitted to Congress on January 23, 1818, stipulated a northern border at the same latitude as Indiana's, which is defined as 10 miles north of the southernmost extremity of Lake Michigan. However, the Illinois delegate, Nathaniel Pope, wanted more, and lobbied to have the boundary moved further north. The final bill passed by Congress included an amendment to shift the border to 42° 30' north, which is approximately north of the Indiana northern border. This shift added to the state, including the lead mining region near Galena. More importantly, it added nearly 50 miles of Lake Michigan shoreline and the Chicago River. Pope and others envisioned a canal that would connect the Chicago and Illinois rivers and thus connect the Great Lakes to the Mississippi.
The State of Illinois prior to the Civil War
In 1818, Illinois became the 21st U.S. state. The capital remained at Kaskaskia, headquartered in a small building rented by the state. In 1819, Vandalia became the capital, and over the next 18 years, three separate buildings were built to serve successively as the capitol building. In 1837, the state legislators representing Sangamon County, under the leadership of state representative Abraham Lincoln, succeeded in having the capital moved to Springfield, where a fifth capitol building was constructed. A sixth capitol building was erected in 1867, which continues to serve as the Illinois capitol today.
Though it was ostensibly a "free state", there was nonetheless slavery in Illinois. The ethnic French had owned black slaves since the 1720s, and American settlers had already brought slaves into the area from Kentucky. Slavery was nominally banned by the Northwest Ordinance, but that was not enforced for those already holding slaves. When Illinois became a sovereign state in 1818, the Ordinance no longer applied, and about 900 slaves were held in the state. As the southern part of the state, later known as "Egypt" or "Little Egypt", was largely settled by migrants from the South, the section was hostile to free blacks. Settlers were allowed to bring slaves with them for labor, but, in 1822, state residents voted against making slavery legal. Still, most residents opposed allowing free blacks as permanent residents. Some settlers brought in slaves seasonally or as house servants. The Illinois Constitution of 1848 was written with a provision for exclusionary laws to be passed. In 1853, John A. Logan helped pass a law to prohibit all African Americans, including freedmen, from settling in the state.
The winter of 1830–1831 is called the "Winter of the Deep Snow"; a sudden, deep snowfall blanketed the state, making travel impossible for the rest of the winter, and many travelers perished. Several severe winters followed, including the "Winter of the Sudden Freeze". On December 20, 1836, a fast-moving cold front passed through, freezing puddles in minutes and killing many travelers who could not reach shelter. The adverse weather resulted in crop failures in the northern part of the state. The southern part of the state shipped food north, and this may have contributed to its name: "Little Egypt", after the Biblical story of Joseph in Egypt supplying grain to his brothers.
In 1832, the Black Hawk War was fought in Illinois and present-day Wisconsin between the United States and the Sauk, Fox (Meskwaki), and Kickapoo Indian tribes. It represents the end of Indian resistance to white settlement in the Chicago region. The Indians had been forced to leave their homes and move to Iowa in 1831; when they attempted to return, they were attacked and eventually defeated by U.S. militia. The survivors were forced back to Iowa.
By 1839, the Latter Day Saints had founded a utopian city called Nauvoo. Located in Hancock County along the Mississippi River, Nauvoo flourished, and soon rivaled Chicago for the position of the state's largest city. But in 1844, the Latter Day Saint movement founder Joseph Smith was killed in the Carthage Jail, about 30 miles away from Nauvoo. Following a succession crisis (Latter Day Saints), Brigham Young led most Latter Day Saints out of Illinois in a mass exodus to present-day Utah; after close to six years of rapid development, Nauvoo rapidly declined afterward.
After it was established in 1833, Chicago gained prominence as a Great Lakes port, and then as an Illinois and Michigan Canal port after 1848, and as a rail hub soon afterward. By 1857, Chicago was Illinois's largest city. With the tremendous growth of mines and factories in the state in the 19th century, Illinois was the ground for the formation of labor unions in the United States.
In 1847, after lobbying by Dorothea L. Dix, Illinois became one of the first states to establish a system of state-supported treatment of mental illness and disabilities, replacing local almshouses. Dix came into this effort after having met J. O. King, a Jacksonville, Illinois businessman, who invited her to Illinois, where he had been working to build an asylum for the insane. With the lobbying expertise of Dix, plans for the Jacksonville State Hospital (now known as the Jacksonville Developmental Center) were signed into law on March 1, 1847.
Civil War and after
During the American Civil War, Illinois ranked fourth in men who served (more than 250,000) in the Union Army, a figure surpassed by only New York, Pennsylvania, and Ohio. Beginning with President Abraham Lincoln's first call for troops and continuing throughout the war, Illinois mustered 150 infantry regiments, which were numbered from the 7th to the 156th regiments. Seventeen cavalry regiments were also gathered, as well as two light artillery regiments. The town of Cairo, at the southern tip of the state at the confluence of the Mississippi and Ohio Rivers, served as a strategically important supply base and training center for the Union army. For several months, both General Grant and Admiral Foote had headquarters in Cairo.
During the Civil War, and more so afterwards, Chicago's population skyrocketed, which increased its prominence. The Pullman Strike and Haymarket Riot, in particular, greatly influenced the development of the American labor movement. From Sunday, October 8, 1871, until Tuesday, October 10, 1871, the Great Chicago Fire burned in downtown Chicago, destroying .
20th century
At the turn of the 20th century, Illinois had a population of nearly 5 million. Many people from other parts of the country were attracted to the state by employment caused by the expanding industrial base. Whites were 98% of the state's population. Bolstered by continued immigration from southern and eastern Europe, and by the African-American Great Migration from the South, Illinois grew and emerged as one of the most important states in the union. By the end of the century, the population had reached 12.4 million.
The Century of Progress World's fair was held at Chicago in 1933. Oil strikes in Marion County and Crawford County led to a boom in 1937, and by 1939, Illinois ranked fourth in U.S. oil production. Illinois manufactured 6.1 percent of total United States military armaments produced during World War II, ranking seventh among the 48 states. Chicago became an ocean port with the opening of the Saint Lawrence Seaway in 1959. The seaway and the Illinois Waterway connected Chicago to both the Mississippi River and the Atlantic Ocean. In 1960, Ray Kroc opened the first McDonald's franchise in Des Plaines (which still exists as a museum, with a working McDonald's across the street).
Illinois had a prominent role in the emergence of the nuclear age. In 1942, as part of the Manhattan Project, the University of Chicago conducted the first sustained nuclear chain reaction. In 1957, Argonne National Laboratory, near Chicago, activated the first experimental nuclear power generating system in the United States. By 1960, the first privately financed nuclear plant in the United States, Dresden 1, was dedicated near Morris. In 1967, Fermilab, a national nuclear research facility near Batavia, opened a particle accelerator, which was the world's largest for over 40 years. With eleven plants currently operating, Illinois leads all states in the amount of electricity generated from nuclear power.
In 1961, Illinois became the first state in the nation to adopt the recommendation of the American Law Institute and pass a comprehensive criminal code revision that repealed the law against sodomy. The code also abrogated common law crimes and established an age of consent of 18. The state's fourth constitution was adopted in 1970, replacing the 1870 document.
The first Farm Aid concert was held in Champaign to benefit American farmers, in 1985. The worst upper Mississippi River flood of the century, the Great Flood of 1993, inundated many towns and thousands of acres of farmland.
21st century
On August 28, 2017, Illinois Governor Bruce Rauner signed a bill into law that prohibited state and local police from arresting anyone solely due to their immigration status or due to federal detainers. Some fellow Republicans criticized Rauner for his action, claiming the bill made Illinois a sanctuary state.
Geography
Illinois is located in the Midwest region of the United States and is one of the eight states in the Great Lakes region of North America (which also includes Ontario, Canada).
Boundaries
Illinois's eastern border with Indiana consists of a north–south line at 87° 31′ 30″ west longitude in Lake Michigan at the north, to the Wabash River in the south above Post Vincennes. The Wabash River continues as the eastern/southeastern border with Indiana until the Wabash enters the Ohio River. This marks the beginning of Illinois's southern border with Kentucky, which runs along the northern shoreline of the Ohio River. Most of the western border with Missouri and Iowa is the Mississippi River; Kaskaskia is an exclave of Illinois, lying west of the Mississippi and reachable only from Missouri. The state's northern border with Wisconsin is fixed at 42° 30′ north latitude. The northeastern border of Illinois lies in Lake Michigan, within which Illinois shares a water boundary with the state of Michigan, as well as Wisconsin and Indiana.
Topography
Though Illinois lies entirely in the Interior Plains, it does have some minor variation in its elevation. In extreme northwestern Illinois, the Driftless Area, a region of unglaciated and therefore higher and more rugged topography, occupies a small part of the state. Southern Illinois includes the hilly areas around the Shawnee National Forest.
Charles Mound, located in the Driftless region, has the state's highest natural elevation above sea level at . Other highlands include the Shawnee Hills in the south, and there is varying topography along its rivers; the Illinois River bisects the state northeast to southwest. The floodplain on the Mississippi River from Alton to the Kaskaskia River is known as the American Bottom.
Divisions
Illinois has three major geographical divisions. Northern Illinois is dominated by Chicago metropolitan area, or Chicagoland, which is the city of Chicago and its suburbs, and the adjoining exurban area into which the metropolis is expanding. As defined by the federal government, the Chicago metro area includes several counties in Illinois, Indiana, and Wisconsin, and has a population of over 9.8 million. Chicago itself is a cosmopolitan city, densely populated, industrialized, the transportation hub of the nation, and settled by a wide variety of ethnic groups. The city of Rockford, Illinois's third-largest city and center of the state's fourth largest metropolitan area, sits along Interstates 39 and 90 some northwest of Chicago. The Quad Cities region, located along the Mississippi River in northern Illinois, had a population of 381,342 in 2011.
The midsection of Illinois is the second major division, called Central Illinois. It is an area of mainly prairie and known as the Heart of Illinois. It is characterized by small towns and medium–small cities. The western section (west of the Illinois River) was originally part of the Military Tract of 1812 and forms the conspicuous western bulge of the state. Agriculture, particularly corn and soybeans, as well as educational institutions and manufacturing centers, figure prominently in Central Illinois. Cities include Peoria; Springfield, the state capital; Quincy; Decatur; Bloomington-Normal; and Champaign-Urbana.
The third division is Southern Illinois, comprising the area south of U.S. Route 50, including Little Egypt, near the juncture of the Mississippi River and Ohio River. Southern Illinois is the site of the ancient city of Cahokia, as well as the site of the first state capital at Kaskaskia, which today is separated from the rest of the state by the Mississippi River. This region has a somewhat warmer winter climate, different variety of crops (including some cotton farming in the past), more rugged topography (due to the area remaining unglaciated during the Illinoian Stage, unlike most of the rest of the state), as well as small-scale oil deposits and coal mining. The Illinois suburbs of St. Louis, such as East St. Louis, are located in this region, and collectively, they are known as the Metro-East. The other somewhat significant concentration of population in Southern Illinois is the Carbondale-Marion-Herrin, Illinois Combined Statistical Area centered on Carbondale and Marion, a two-county area that is home to 123,272 residents. A portion of southeastern Illinois is part of the extended Evansville, Indiana, Metro Area, locally referred to as the Tri-State with Indiana and Kentucky. Seven Illinois counties are in the area.
In addition to these three, largely latitudinally defined divisions, all of the region outside the Chicago Metropolitan area is often called "downstate" Illinois. This term is flexible, but is generally meant to mean everything outside the influence of the Chicago area. Thus, some cities in Northern Illinois, such as DeKalb, which is west of Chicago, and Rockford—which is actually north of Chicago—are sometimes incorrectly considered to be 'downstate'.
Climate
Illinois has a climate that varies widely throughout the year. Because of its nearly 400-mile distance between its northernmost and southernmost extremes, as well as its mid-continental situation, most of Illinois has a humid continental climate (Köppen climate classification Dfa), with hot, humid summers and cold winters. The southern part of the state, from about Carbondale southward, has a humid subtropical climate (Koppen Cfa), with more moderate winters. Average yearly precipitation for Illinois varies from just over at the southern tip to around in the northern portion of the state. Normal annual snowfall exceeds in the Chicago area, while the southern portion of the state normally receives less than . The all-time high temperature was , recorded on July 14, 1954, at East St. Louis, and the all-time low temperature was , recorded on January 31, 2019, during the January 2019 North American cold wave at a weather station near Mount Carroll, and confirmed on March 5, 2019. This followed the previous record of recorded on January 5, 1999, near Congerville. Prior to the Mount Carroll record, a temperature of was recorded on January 15, 2009, at Rochelle, but at a weather station not subjected to the same quality control as official records.
Illinois averages approximately 51 days of thunderstorm activity a year, which ranks somewhat above average in the number of thunderstorm days for the United States. Illinois is vulnerable to tornadoes, with an average of 35 occurring annually, which puts much of the state at around five tornadoes per annually. While tornadoes are no more powerful in Illinois than other states, some of Tornado Alley's deadliest tornadoes on record have occurred in the state. The Tri-State Tornado of 1925 killed 695 people in three states; 613 of the victims died in Illinois.
Demographics
The United States Census Bureau found that the population of Illinois was 12,812,508 in the 2020 United States census, moving from the fifth-largest state to the sixth-largest state (losing out to Pennsylvania). Illinois' population slightly declined in 2020 from the 2010 United States census by just over 18,000 residents and the overall population was quite higher than recent census estimates.
Illinois is the most populous state in the Midwest region. Chicago, the third-most populous city in the United States, is the center of the Chicago metropolitan area or Chicagoland, as this area is nicknamed. Although Chicagoland comprises only 9% of the land area of the state, it contains 65% of the state's residents. The losses of population anticipated from the 2020 census results do not arise from the Chicago metro area; rather the declines are from the Downstate counties.
2019 American Community Survey
According to 2019 U.S. Census Bureau estimates, Illinois's population was 71.4% White (60.7% Non-Hispanic White), 5.6% Asian, 0.2% Some Other Race, 13.9% Black or African American, 0.1% Native Americans and Alaskan Native, 0.1% Pacific Islander and 2.0% from two or more races. The White population continues to remain the largest racial category in Illinois as Hispanics primarily identify as White (61.1%) with others identifying as Some Other Race (32.0%), Multiracial (4.3%), Black (1.4%), American Indian and Alaskan Native (0.2%), Asian (0.1%), and Hawaiian and Pacific Islander (0.1%). By ethnicity, 17.5% of the total population is Hispanic-Latino (of any race) and 82.5% is Non-Hispanic (of any race). If treated as a separate category, Hispanics are the largest minority group in Illinois.
The state's most populous ethnic group, non-Hispanic white, has declined from 83.5% in 1970 to 60.90% in 2018. , 49.4% of Illinois's population younger than age 1 were minorities (Note: Children born to white Hispanics or to a sole full or partial minority parent are counted as minorities).
At the 2007 estimates from the U.S. Census Bureau, there were 1,768,518 foreign-born inhabitants of the state or 13.8% of the population, with 48.4% from Latin America, 24.6% from Asia, 22.8% from Europe, 2.9% from Africa, 1.2% from Canada, and 0.2% from Oceania. Of the foreign-born population, 43.7% were naturalized U.S. citizens, and 56.3% were not U.S. citizens. In 2007, 6.9% of Illinois's population was reported as being under age 5, 24.9% under age 18 and 12.1% were age 65 and over. Females made up approximately 50.7% of the population.
According to the 2007 estimates, 21.1% of the population had German ancestry, 13.3% had Irish ancestry, 8% had British ancestry, 7.9% had Polish ancestry, 6.4% had Italian ancestry, 4.6% listed themselves as American, 2.4% had Swedish ancestry, 2.2% had French ancestry, other than Basque, 1.6% had Dutch ancestry, and 1.4% had Norwegian ancestry. Illinois also has large numbers of African Americans and Latinos (mostly Mexicans and Puerto Ricans).
Chicago, along the shores of Lake Michigan, is the nation's third largest city. In 2000, 23.3% of Illinois's population lived in the city of Chicago, 43.3% in Cook County, and 65.6% in the counties of the Chicago metropolitan area: Will, DuPage, Kane, Lake, and McHenry counties, as well as Cook County. The remaining population lives in the smaller cities and rural areas that dot the state's plains. As of 2000, the state's center of population was at , located in Grundy County, northeast of the village of Mazon.
Birth data
Births do not add up, because Hispanics are counted both by ethnicity and by race.
Since 2016, data for births of White Hispanic origin are not collected, but included in one Hispanic group; persons of Hispanic origin may be of any race.
Urban areas
Chicago is the largest city in the state and the third-most populous city in the United States, with its 2010 population of 2,695,598. The U.S. Census Bureau currently lists seven other cities with populations of over 100,000 within Illinois. Based upon the U.S. Census Bureau's official 2010 population: Aurora, a Chicago satellite town that eclipsed Rockford for the title of second-most populous city in Illinois; its 2010 population was 197,899. Rockford, at 152,871, is the third-largest city in the state, and is the largest city in the state not located within the Chicago suburbs. Joliet, located in metropolitan Chicago, is the fourth-largest city in the state, with a population of 147,433. Naperville, a suburb of Chicago, is fifth with 141,853. Naperville and Aurora share a boundary along Illinois Route 59. Springfield, the state's capital, comes in as sixth-most populous with 117,352 residents. Peoria, which decades ago was the second-most populous city in the state, is seventh with 115,007. The eighth-largest and final city in the 100,000 club is Elgin, a northwest suburb of Chicago, with a 2010 population of 108,188.
The most populated city in the state south of Springfield is Belleville, with 44,478 people at the 2010 census. It is located in the Illinois portion of Greater St. Louis (often called the Metro-East area), which has a rapidly growing population of over 700,000.
Other major urban areas include the Champaign-Urbana Metropolitan Area, which has a combined population of almost 230,000 people, the Illinois portion of the Quad Cities area with about 215,000 people, and the Bloomington-Normal area with a combined population of over 165,000.
Languages
The official language of Illinois is English, although between 1923 and 1969, state law gave official status to "the American language". Nearly 80% of people in Illinois speak English natively, and most of the rest speak it fluently as a second language. A number of dialects of American English are spoken, ranging from Inland Northern American English and African-American English around Chicago, to Midland American English in Central Illinois, to Southern American English in the far south.
Over 20% of Illinoians speak a language other than English at home, of which Spanish is by far the most widespread, at more than 12% of the total population. A sizeable number of Polish speakers is present in the Chicago Metropolitan Area. Illinois Country French has mostly gone extinct in Illinois, although it is still celebrated in the French Colonial Historic District.
Religion
Christianity
Roman Catholics constitute the single largest religious denomination in Illinois; they are heavily concentrated in and around Chicago, and account for nearly 30% of the state's population. However, taken together as a group, the various Protestant denominations comprise a greater percentage of the state's population than do Catholics. In 2010 Catholics in Illinois numbered 3,648,907. The largest Protestant denominations were the United Methodist Church with 314,461, and the Southern Baptist Convention, with 283,519 members. Illinois has one of the largest concentrations of Missouri Synod Lutherans in the United States.
Illinois played an important role in the early Latter Day Saint movement, with Nauvoo, Illinois, becoming a gathering place for Mormons in the early 1840s. Nauvoo was the location of the succession crisis, which led to the separation of the Mormon movement into several Latter Day Saint sects. The Church of Jesus Christ of Latter-day Saints, the largest of the sects to emerge from the Mormon schism, has more than 55,000 adherents in Illinois today.
Other Abrahamic religious communities
A significant number of adherents of other Abrahamic faiths can be found in Illinois. Largely concentrated in the Chicago metropolitan area, followers of the Muslim, Baháʼí, and Jewish religions all call the state home. Muslims constituted the largest non-Christian group, with 359,264 adherents. Illinois has the largest concentration of Muslims by state in the country, with 2,800 Muslims per 100,000 citizens.
The largest and oldest surviving Baháʼí House of Worship in the world is located on the shores of Lake Michigan in Wilmette, Illinois, one of eight continental Baháʼí House of Worship. It serves as a space for people of all backgrounds and religions to gather, meditate, reflect, and pray, expressing the Baháʼí principle of the oneness of religions. The Chicago area has a very large Jewish community, particularly in the suburbs of Skokie, Buffalo Grove, Highland Park, and surrounding suburbs. Former Chicago Mayor Rahm Emanuel is the Windy City's first Jewish mayor.
Other religions
Chicago is also home to a very large population of Hindus, Sikhs, Jains, and Buddhists.
Economy
The dollar gross state product for Illinois was estimated to be billion in 2019. The state's 2019 per capita gross state product was estimated to be around $72,000.
As of February 2019, the unemployment rate in Illinois reached 4.2%.
Illinois's minimum wage will rise to $15 per hour by 2025, making it one of the highest in the nation.
Agriculture
Illinois's major agricultural outputs are corn, soybeans, hogs, cattle, dairy products, and wheat. In most years, Illinois is either the first or second state for the highest production of soybeans, with a harvest of 427.7 million bushels (11.64 million metric tons) in 2008, after Iowa's production of 444.82 million bushels (12.11 million metric tons). Illinois ranks second in U.S. corn production with more than 1.5 billion bushels produced annually. With a production capacity of 1.5 billion gallons per year, Illinois is a top producer of ethanol, ranking third in the United States in 2011. Illinois is a leader in food manufacturing and meat processing. Although Chicago may no longer be "Hog Butcher for the World", the Chicago area remains a global center for food manufacture and meat processing, with many plants, processing houses, and distribution facilities concentrated in the area of the former Union Stock Yards. Illinois also produces wine, and the state is home to two American viticultural areas. In the area of The Meeting of the Great Rivers Scenic Byway, peaches and apples are grown. The German immigrants from agricultural backgrounds who settled in Illinois in the mid- to late 19th century are in part responsible for the profusion of fruit orchards in that area of Illinois. Illinois's universities are actively researching alternative agricultural products as alternative crops.
Manufacturing
Illinois is one of the nation's manufacturing leaders, boasting annual value added productivity by manufacturing of over $107 billion in 2006. , Illinois is ranked as the 4th-most productive manufacturing state in the country, behind California, Texas, and Ohio. About three-quarters of the state's manufacturers are located in the Northeastern Opportunity Return Region, with 38 percent of Illinois's approximately 18,900 manufacturing plants located in Cook County. As of 2006, the leading manufacturing industries in Illinois, based upon value-added, were chemical manufacturing ($18.3 billion), machinery manufacturing ($13.4 billion), food manufacturing ($12.9 billion), fabricated metal products ($11.5 billion), transportation equipment ($7.4 billion), plastics and rubber products ($7.0 billion), and computer and electronic products ($6.1 billion).
Services
By the early 2000s, Illinois's economy had moved toward a dependence on high-value-added services, such as financial trading, higher education, law, logistics, and medicine. In some cases, these services clustered around institutions that hearkened back to Illinois's earlier economies. For example, the Chicago Mercantile Exchange, a trading exchange for global derivatives, had begun its life as an agricultural futures market. Other important non-manufacturing industries include publishing, tourism, and energy production and distribution.
Investments
Venture capitalists funded a total of approximately $62 billion in the U.S. economy in 2016. Of this amount, Illinois-based companies received approximately $1.1 billion. Similarly, in FY 2016, the federal government spent $461 billion on contracts in the U.S. Of this amount, Illinois-based companies received approximately $8.7 billion.
Energy
Illinois is a net importer of fuels for energy, despite large coal resources and some minor oil production. Illinois exports electricity, ranking fifth among states in electricity production and seventh in electricity consumption.
Coal
The coal industry of Illinois has its origins in the middle 19th century, when entrepreneurs such as Jacob Loose discovered coal in locations such as Sangamon County. Jacob Bunn contributed to the development of the Illinois coal industry, and was a founder and owner of the Western Coal & Mining Company of Illinois. About 68% of Illinois has coal-bearing strata of the Pennsylvanian geologic period. According to the Illinois State Geological Survey, 211 billion tons of bituminous coal are estimated to lie under the surface, having a total heating value greater than the estimated oil deposits in the Arabian Peninsula. However, this coal has a high sulfur content, which causes acid rain, unless special equipment is used to reduce sulfur dioxide emissions. Many Illinois power plants are not equipped to burn high-sulfur coal. In 1999, Illinois produced 40.4 million tons of coal, but only 17 million tons (42%) of Illinois coal was consumed in Illinois. Most of the coal produced in Illinois is exported to other states and countries. In 2008, Illinois exported three million tons of coal, and was projected to export nine million in 2011, as demand for energy grows in places such as China, India, and elsewhere in Asia and Europe. , Illinois was ranked third in recoverable coal reserves at producing mines in the nation. Most of the coal produced in Illinois is exported to other states, while much of the coal burned for power in Illinois (21 million tons in 1998) is mined in the Powder River Basin of Wyoming.
Mattoon was chosen as the site for the Department of Energy's FutureGen project, a 275-megawatt experimental zero emission coal-burning power plant that the DOE just gave a second round of funding. In 2010, after a number of setbacks, the city of Mattoon backed out of the project.
Petroleum
Illinois is a leading refiner of petroleum in the American Midwest, with a combined crude oil distillation capacity of nearly . However, Illinois has very limited crude oil proved reserves that account for less than 1% of the U.S. total reserves. Residential heating is 81% natural gas compared to less than 1% heating oil. Illinois is ranked 14th in oil production among states, with a daily output of approximately in 2005.
Nuclear power
Nuclear power arguably began in Illinois with the Chicago Pile-1, the world's first artificial self-sustaining nuclear chain reaction in the world's first nuclear reactor, built on the University of Chicago campus. There are six operating nuclear power plants in Illinois: Braidwood, Byron, Clinton, Dresden, LaSalle, and Quad Cities. With the exception of the single-unit Clinton plant, each of these facilities has two reactors. Three reactors have been permanently shut down and are in various stages of decommissioning: Dresden-1 and Zion-1 and 2. Illinois ranked first in the nation in 2010 in both nuclear capacity and nuclear generation. Generation from its nuclear power plants accounted for 12 percent of the nation's total. In 2007, 48% of Illinois's electricity was generated using nuclear power. The Morris Operation is the only de facto high-level radioactive waste storage site in the United States.
Wind power
Illinois has seen growing interest in the use of wind power for electrical generation. Most of Illinois was rated in 2009 as "marginal or fair" for wind energy production by the U.S. Department of Energy, with some western sections rated "good" and parts of the south rated "poor". These ratings are for wind turbines with hub heights; newer wind turbines are taller, enabling them to reach stronger winds farther from the ground. As a result, more areas of Illinois have become prospective wind farm sites. As of September 2009, Illinois had 1116.06 MW of installed wind power nameplate capacity with another 741.9 MW under construction. Illinois ranked ninth among U.S. states in installed wind power capacity, and sixteenth by potential capacity. Large wind farms in Illinois include Twin Groves, Rail Splitter, EcoGrove, and Mendota Hills.
As of 2007, wind energy represented only 1.7% of Illinois's energy production, and it was estimated that wind power could provide 5–10% of the state's energy needs. Also, the Illinois General Assembly mandated in 2007 that by 2025, 25% of all electricity generated in Illinois is to come from renewable resources.
Biofuels
Illinois is ranked second in corn production among U.S. states, and Illinois corn is used to produce 40% of the ethanol consumed in the United States. The Archer Daniels Midland corporation in Decatur, Illinois, is the world's leading producer of ethanol from corn.
The National Corn-to-Ethanol Research Center (NCERC), the world's only facility dedicated to researching the ways and means of converting corn (maize) to ethanol is located on the campus of Southern Illinois University Edwardsville.
University of Illinois Urbana-Champaign is one of the partners in the Energy Biosciences Institute (EBI), a $500 million biofuels research project funded by petroleum giant BP.
Taxes
Tax is collected by the Illinois Department of Revenue. State income tax is calculated by multiplying net income by a flat rate. In 1990, that rate was set at 3%, but in 2010, the General Assembly voted for a temporary increase in the rate to 5%; the new rate went into effect on January 1, 2011; the personal income rate partially sunset on January 1, 2015, to 3.75%, while the corporate income tax fell to 5.25%. Illinois failed to pass a budget from 2015 to 2017, after the 736-day budget impasse, a budget was passed in Illinois after lawmakers overturned Governor Bruce Rauner's veto; this budget raised the personal income rate to 4.95% and the corporate rate to 7%. There are two rates for state sales tax: 6.25% for general merchandise and 1% for qualifying food, drugs, and medical appliances. The property tax is a major source of tax revenue for local government taxing districts. The property tax is a local—not state—tax, imposed by local government taxing districts, which include counties, townships, municipalities, school districts, and special taxation districts. The property tax in Illinois is imposed only on real property.
On May 1, 2019, the Illinois Senate voted to approve a constitutional amendment that would have stricken language from the Illinois Constitution requiring a flat state income tax, in a 73–44 vote. If approved, the amendment would have allowed the state legislature to impose a graduated income tax based on annual income. The governor, J.B. Pritzker, approved the bill on May 27, 2019. It was scheduled for a 2020 general election ballot vote and required 60 percent voter approval to effectively amend the state constitution. The amendment was not approved by Illinoisans, with 55.1% of voters voting "No" on approval and 44.9% voting "Yes."
As of 2017 Chicago had the highest state and local sales tax rate for a U.S. city with a populations above 200,000, at 10.250%. The state of Illinois has the second highest rate of real estate tax: 2.31%, which is second only to New Jersey at 2.44%.
Toll roads are a de facto user tax on the citizens and visitors to the state of Illinois. Illinois ranks seventh out of the 11 states with the most miles of toll roads, at 282.1 miles. Chicago ranks fourth in most expensive toll roads in America by the mile, with the Chicago Skyway charging 51.2 cents per mile. Illinois also has the 11th highest gasoline tax by state, at 37.5 cents per gallon.
Culture
Museums
Illinois has numerous museums; the greatest concentration of these are in Chicago. Several museums in Chicago are ranked as some of the best in the world. These include the John G. Shedd Aquarium, the Field Museum of Natural History, the Art Institute of Chicago, the Adler Planetarium, and the Museum of Science and Industry.
The modern Abraham Lincoln Presidential Library and Museum in Springfield is the largest and most attended presidential library in the country. The Illinois State Museum boasts a collection of 13.5 million objects that tell the story of Illinois life, land, people, and art. The ISM is among only 5% of the nation's museums that are accredited by the American Alliance of Museums. Other historical museums in the state include the Polish Museum of America in Chicago; Magnolia Manor in Cairo; Easley Pioneer Museum in Ipava; the Elihu Benjamin Washburne; Ulysses S. Grant Homes, both in Galena; and the Chanute Air Museum, located on the former Chanute Air Force Base in Rantoul.
The Chicago metropolitan area also hosts two zoos: The Brookfield Zoo, located about ten miles west of the city center in suburban Brookfield, contains more than 2,300 animals and covers . The Lincoln Park Zoo is located in Lincoln Park on Chicago's North Side, approximately north of the Loop. The zoo accounts for more than of the park.
Music
Illinois is a leader in music education, having hosted the Midwest Clinic International Band and Orchestra Conference since 1946, as well being home to the Illinois Music Educators Association (ILMEA, formerly IMEA), one of the largest professional music educator's organizations in the country. Each summer since 2004, Southern Illinois University Carbondale has played host to the Southern Illinois Music Festival, which presents dozens of performances throughout the region. Past featured artists include the Eroica Trio and violinist David Kim.
Chicago, in the northeast corner of the state, is a major center for music in the midwestern United States where distinctive forms of blues (greatly responsible for the future creation of rock and roll), and house music, a genre of electronic dance music, were developed.
The Great Migration of poor black workers from the South into the industrial cities brought traditional jazz and blues music to the city, resulting in Chicago blues and "Chicago-style" Dixieland jazz. Notable blues artists included Muddy Waters, Junior Wells, Howlin' Wolf and both Sonny Boy Williamsons; jazz greats included Nat King Cole, Gene Ammons, Benny Goodman, and Bud Freeman. Chicago is also well known for its soul music.
In the early 1930s, Gospel music began to gain popularity in Chicago due to Thomas A. Dorsey's contributions at Pilgrim Baptist Church.
In the 1980s and 1990s, heavy rock, punk, and hip hop also became popular in Chicago. Orchestras in Chicago include the Chicago Symphony Orchestra, the Lyric Opera of Chicago, and the Chicago Sinfonietta.
Movies
John Hughes, who moved from Grosse Pointe to Northbrook, based many films of his in Chicago, and its suburbs. Ferris Bueller's Day Off, Home Alone, The Breakfast Club, and all his films take place in the fictional Shermer, Illinois (the original name of Northbrook was Shermerville, and Hughes's High School, Glenbrook North High School, is on Shermer Road). Most locations in his films include Glenbrook North, the former Maine North High School, the Ben Rose House in Highland Park, and the famous Home Alone house in Winnetka, Illinois.
Sports
Major league sports
As one of the United States' major metropolises, all major sports leagues have teams headquartered in Chicago.
Two Major League Baseball teams are located in the state. The Chicago Cubs of the National League play in the second-oldest major league stadium (Wrigley Field) and are widely known for having the longest championship drought in all of major American sport: not winning the World Series since 1908. However, this ended in 2016 when the Cubs finally won their first world series in 108 years. That drought finally came to an end when the Cubs beat the Cleveland Indians in seven games to win the 2016 World Series. The Chicago White Sox of the American League won the World Series in 2005, their first since 1917. They play on the city's south side at Guaranteed Rate Field.
The Chicago Bears football team has won nine total NFL Championships, the last occurring in Super Bowl XX on January 26, 1986.
The Chicago Bulls of the NBA is one of the most recognized basketball teams in the world, largely as a result of the efforts of Michael Jordan, who led the team to six NBA championships in eight seasons in the 1990s.
The Chicago Blackhawks of the NHL began playing in 1926, and became a member of the Original Six once the NHL dropped to that number of teams during World War II. The Blackhawks have won six Stanley Cups, most recently in 2015.
The Chicago Fire F.C. is a member of MLS and has been one of the league's most successful and best-supported clubs since its founding in 1997, winning one league and four Lamar Hunt U.S. Open Cups in that timespan. The team played in Bridgeview, adjacent to Chicago from 2006 to 2019. The team now plays at Soldier Field in Chicago.
The Chicago Red Stars have played at the top level of U.S. women's soccer since their formation in 2009, except in the 2011 season. The team currently plays in the National Women's Soccer League, sharing a stadium with the Fire.
The Chicago Sky have played in the Women's National Basketball Association (WNBA) since 2006. The Sky won their first WNBA Championship in 2021. They play at Wintrust Arena in Chicago.
The Chicago Bandits of the NPF, a women's softball league; have won four league titles, most recently in 2016. They play at Parkway Bank Sports Complex in Rosemont, Illinois in the Chicago area.
Minor league sports
Many minor league teams also call Illinois their home. They include:
The Bloomington Edge of the Indoor Football League
The Bloomington Flex of the Midwest Professional Basketball Association
The Chicago Wolves are an AHL team playing in the suburb of Rosemont
The Gateway Grizzlies of the Frontier League in Sauget, Illinois
The Kane County Cougars of the American Association
The Joliet Slammers of the Frontier League
The Peoria Chiefs of the High-A Central
The Peoria Rivermen are an SPHL team
The Rockford Aviators of the Frontier League
The Rockford IceHogs of the AHL
The Schaumburg Boomers of the Frontier League
The Southern Illinois Miners based out of Marion in the Frontier League
The Windy City Bulls, playing in the Chicago suburb of Hoffman Estates, of the NBA G League
The Windy City ThunderBolts of the Frontier League
College sports
The state features 13 athletic programs that compete in NCAA Division I, the highest level of U.S. college sports.
The two most prominent are the Illinois Fighting Illini and Northwestern Wildcats, both members of the Big Ten Conference and the only ones competing in one of the so-called "Power Five conferences". The Fighting Illini football team has won five national championships and three Rose Bowl Games, whereas the men's basketball team has won 17 conference seasons and played five Final Fours. Meanwhile, the Wildcats have won eight football conference championships and one Rose Bowl Game.
The Northern Illinois Huskies from DeKalb, Illinois compete in the Mid-American Conference winning four conference championships and earning a bid in the Orange Bowl along with producing Heisman candidate Jordan Lynch at quarterback. The Huskies are the state's only other team competing in the Football Bowl Subdivision, the top level of NCAA football.
Four schools have football programs that compete in the second level of Division I football, the Football Championship Subdivision (FCS). The Illinois State Redbirds (Normal, adjacent to Bloomington) and Southern Illinois Salukis (representing Southern Illinois University's main campus in Carbondale) are members of the Missouri Valley Conference (MVC) for non-football sports and the Missouri Valley Football Conference (MVFC). The Western Illinois Leathernecks (Macomb) are full members of the Summit League, which does not sponsor football, and also compete in the MVFC. The Eastern Illinois Panthers (Charleston) are members of the Ohio Valley Conference (OVC).
The city of Chicago is home to four Division I programs that do not sponsor football. The DePaul Blue Demons, with main campuses in Lincoln Park and the Loop, are members of the Big East Conference. The Loyola Ramblers, with their main campus straddling the Edgewater and Rogers Park community areas on the city's far north side, compete in the MVC but will move to the Atlantic 10 Conference in July 2022. The UIC Flames, from the Near West Side next to the Loop, are in the Horizon League but will move to the MVC in July 2022. The Chicago State Cougars, from the city's south side, compete in the Western Athletic Conference through the 2021–22 school year, after which they will leave for an as-yet-unknown affiliation.
Finally, two non-football Division I programs are located downstate. The Bradley Braves (Peoria) are MVC members, and the SIU Edwardsville Cougars (in the Metro East region across the Mississippi River from St. Louis) compete in the OVC.
Former Chicago sports franchises
Folded teams
The city was formerly home to several other teams that either failed to survive or belonged to leagues that folded.
The Chicago Blitz, United States Football League 1983–1984
The Chicago Sting, North American Soccer League 1975–1984 and Major Indoor Soccer League
The Chicago Cougars, World Hockey Association 1972–1975
The Chicago Rockers, Continental Basketball Association
The Chicago Skyliners, American Basketball Association 2000–01
The Chicago Bruisers, Arena Football League 1987–1989
The Chicago Power, National Professional Soccer League 1984–2001
The Chicago Blaze, National Women's Basketball League
The Chicago Machine, Major League Lacrosse
The Chicago Whales of the Federal Baseball League, a rival league to Major League Baseball from 1914 to 1916
The Chicago American Giants of the Negro baseball league, 1910–1952
The Chicago Bruins of the National Basketball League, 1939–1942
The Chicago Studebaker Flyers of the NBL, 1942–43
The Chicago American Gears of the NBL, 1944–1947
The Chicago Stags of the Basketball Association of America, 1946–1950
The Chicago Majors of the American Basketball League, 1961–1963
The Chicago Express of the ECHL
The Chicago Enforcers of the XFL pro football league
The Chicago Fire, World Football League 1974
The Chicago Winds, World Football League 1975
The Chicago Hustle, Women's Professional Basketball League 1978–1981
The Chicago Mustangs, North American Soccer League 1966–1967
The Chicago Rush, Arena Football League 2001–2013
The Chicago Storm, American Profesional Slo-Pitch League (APSPL), 1977-1978
The Chicago Nationwide Advertising, North American Softball League (NASL), 1980
Relocated teams
The NFL's Arizona Cardinals, who currently play in the Phoenix suburb of Glendale, Arizona, played in Chicago as the Chicago Cardinals, until moving to St. Louis, Missouri after the 1959 season. An NBA expansion team known as the Chicago Packers in 1961–1962, and as the Chicago Zephyrs the following year, moved to Baltimore after the 1962–1963 season. The franchise is now known as the Washington Wizards.
Professional sports teams outside Chicago
The Peoria Chiefs are a High-A minor league baseball team affiliated with the St. Louis Cardinals. The Schaumburg Boomers, Southern Illinois Miners, Gateway Grizzlies, Joliet Slammers and Windy City ThunderBolts all belong to the independent Frontier League. Additionally, the Kane County Cougars play in the American Association and the Lake County Fielders were members of the former North American League.
In addition to the Chicago Wolves, the AHL also has the Rockford IceHogs serving as the AHL affiliate of the Chicago Blackhawks. The second incarnation of the Peoria Rivermen plays in the SPHL.
Motor racing
Motor racing oval tracks at the Chicagoland Speedway in Joliet, the Chicago Motor Speedway in Cicero and the Gateway International Raceway in Madison, near St. Louis, have hosted NASCAR, CART, and IRL races, whereas the Sports Car Club of America, among other national and regional road racing clubs, have visited the Autobahn Country Club in Joliet, the Blackhawk Farms Raceway in South Beloit and the former Meadowdale International Raceway in Carpentersville. Illinois also has several short tracks and dragstrips. The dragstrip at Gateway International Raceway and the Route 66 Raceway, which sits on the same property as the Chicagoland Speedway, both host NHRA drag races.
Golf
Illinois features several golf courses, such as Olympia Fields, Medinah, Midlothian, Cog Hill, and Conway Farms, which have often hosted the BMW Championship, Western Open, and Women's Western Open.
Also, the state has hosted 13 editions of the U.S. Open (latest at Olympia Fields in 2003), six editions of the PGA Championship (latest at Medinah in 2006), three editions of the U.S. Women's Open (latest at The Merit Club), the 2009 Solheim Cup (at Rich Harvest Farms), and the 2012 Ryder Cup (at Medinah).
The John Deere Classic is a regular PGA Tour event played in the Quad Cities since 1971, whereas the Encompass Championship is a Champions Tour event since 2013. Previously, the LPGA State Farm Classic was an LPGA Tour event from 1976 to 2011.
Parks and recreation
The Illinois state parks system began in 1908 with what is now Fort Massac State Park, becoming the first park in a system encompassing more than 60 parks and about the same number of recreational and wildlife areas.
Areas under the protection of the National Park Service include: the Illinois and Michigan Canal National Heritage Corridor near Lockport, the Lewis and Clark National Historic Trail, the Lincoln Home National Historic Site in Springfield, the Mormon Pioneer National Historic Trail, the Trail of Tears National Historic Trail, the American Discovery Trail, and the Pullman National Monument. The federal government also manages the Shawnee National Forest and the Midewin National Tallgrass Prairie.
Law and politics
In a 2020 study, Illinois was ranked as the 4th easiest state for citizens to vote in.
State government
The government of Illinois, under the Constitution of Illinois, has three branches of government: executive, legislative and judicial. The executive branch is split into several statewide elected offices, with the governor as chief executive. Legislative functions are granted to the Illinois General Assembly. The judiciary is composed of the Supreme Court and lower courts.
The Illinois General Assembly is the state legislature, composed of the 118-member Illinois House of Representatives and the 59-member Illinois Senate. The members of the General Assembly are elected at the beginning of each even-numbered year. The Illinois Compiled Statutes (ILCS) are the codified statutes of a general and permanent nature.
The executive branch is composed of six elected officers and their offices as well as numerous other departments. The six elected officers are: Governor, Lieutenant Governor, Attorney General, Secretary of State, Comptroller, and Treasurer. The government of Illinois has numerous departments, agencies, boards and commissions, but the so-called code departments provide most of the state's services.
The Judiciary of Illinois is the unified court system of Illinois. It consists of the Supreme Court, Appellate Court, and Circuit Courts. The Supreme Court oversees the administration of the court system.
The administrative divisions of Illinois are counties, townships, precincts, cities, towns, villages, and special-purpose districts. The basic subdivision of Illinois are the 102 counties. Eighty-five of the 102 counties are in turn divided into townships and precincts. Municipal governments are the cities, villages, and incorporated towns. Some localities possess home rule, which allows them to govern themselves to a certain extent.
Party balance
Illinois is a Democratic stronghold. Historically, Illinois was a political swing state, with near-parity existing between the Republican and the Democratic parties. However, in recent elections, the Democratic Party has gained ground, and Illinois has come to be seen as a solid "blue" state in presidential campaigns. Votes from Chicago and most of Cook County have long been strongly Democratic. However, the "collar counties" (the suburbs surrounding Chicago's Cook County, Illinois), can be seen as moderate voting districts. College towns like Carbondale, Champaign, and Normal also lean Democratic.
Republicans continue to prevail in the rural areas of northern and central Illinois, as well as southern Illinois outside of East St. Louis. From 1920 until 1972, Illinois was carried by the victor of each of these 14 presidential elections. In fact, the state was long seen as a national bellwether, supporting the winner in every election in the 20th century, except for 1916 and 1976. By contrast, Illinois has trended more toward the Democratic party, and has voted for their presidential candidates in the last six elections; in 2000, George W. Bush became the first Republican to win the presidency without carrying either Illinois or Vermont. Local politician and Chicago resident Barack Obama easily won the state's 21 electoral votes in 2008, with 61.9% of the vote. In 2010, incumbent governor Pat Quinn was re-elected with 47% of the vote, while Republican Mark Kirk was elected to the Senate with 48% of the vote. In 2012, President Obama easily carried Illinois again, with 58% to Republican candidate Mitt Romney's 41%. In 2014, Republican Bruce Rauner defeated Governor Quinn 50% to 46% to become Illinois's first Republican governor in 12 years after being sworn in on January 12, 2015, while Democratic senator Dick Durbin was re-elected with 53% of the vote. In 2016, Hillary Clinton carried Illinois with 55% of the vote, and Tammy Duckworth defeated incumbent Mark Kirk 54% to 40%. George W. Bush and Donald Trump are the only Republican presidential candidates to win without carrying either Illinois or Vermont. In 2018, Democrat JB Pritzker defeated the incumbent Bruce Rauner for the governorship with 54% of the vote.
History of corruption
Politics in the state have been infamous for highly visible corruption cases, as well as for crusading reformers, such as governors Adlai Stevenson and James R. Thompson. In 2006, former governor George Ryan was convicted of racketeering and bribery, leading to a six-and-a-half-year prison sentence. In 2008, then-Governor Rod Blagojevich was served with a criminal complaint on corruption charges, stemming from allegations that he conspired to sell the vacated Senate seat left by President Barack Obama to the highest bidder. Subsequently, on December 7, 2011, Rod Blagojevich was sentenced to 14 years in prison for those charges, as well as perjury while testifying during the case, totaling 18 convictions. Blagojevich was impeached and convicted by the legislature, resulting in his removal from office. In the late 20th century, Congressman Dan Rostenkowski was imprisoned for mail fraud; former governor and federal judge Otto Kerner, Jr. was imprisoned for bribery; Secretary of State Paul Powell was investigated and found to have gained great wealth through bribes, and State Auditor of Public Accounts (Comptroller) Orville Hodge was imprisoned for embezzlement. In 1912, William Lorimer, the GOP boss of Chicago, was expelled from the U.S. Senate for bribery and in 1921, Governor Len Small was found to have defrauded the state of a million dollars.
U.S. presidential elections
Illinois has shown a strong presence in presidential elections. Three presidents have claimed Illinois as their political base when running for president: Abraham Lincoln, Ulysses S. Grant, and most recently Barack Obama. Lincoln was born in Kentucky, but he moved to Illinois at age 21. He served in the General Assembly and represented the 7th congressional district in the U.S. House of Representatives before his election to the presidency in 1860. Ulysses S. Grant was born in Ohio and had a military career that precluded settling down, but on the eve of the Civil War and approaching middle age, he moved to Illinois and thus utilized the state as his home and political base when running for president. Barack Obama was born in Hawaii and made Illinois his home after graduating from law school, and later represented Illinois in the U.S. Senate. He then became president in 2008, running as a candidate from his Illinois base.
Ronald Reagan was born in Illinois, in the city of Tampico, raised in Dixon, Illinois, and educated at Eureka College, outside Peoria. Reagan later moved to California during his young adulthood. He then became an actor, and later became California's Governor before being elected president.
Hillary Clinton was born and raised in the suburbs of Chicago and became the first woman to represent a major political party in the general election of the U.S. presidency. Clinton ran from a platform based in New York State.
African-American U.S. senators
Nine African-Americans have served as members of the United States Senate. Of which three have represented Illinois, the most of any single state: Carol Moseley-Braun, Barack Obama, and Roland Burris, who was appointed to replace Obama after his election to the presidency. Moseley-Braun was the first African-American woman to become a U.S. Senator.
Political families
Three families from Illinois have played particularly prominent roles in the Democratic Party, gaining both statewide and national fame.
Stevenson
The Stevenson family, initially rooted in central Illinois and later based in the Chicago metropolitan area, has provided four generations of Illinois officeholders.
Adlai Stevenson I (1835–1914) was a Vice President of the United States, as well as a Congressman
Lewis Stevenson (1868–1929), son of Adlai, served as Illinois Secretary of State.
Adlai Stevenson II (1900–1965), son of Lewis, served as Governor of Illinois and as the U.S. Ambassador to the United Nations; he was also the Democratic party's presidential nominee in 1952 and 1956, losing both elections to Dwight Eisenhower.
Adlai Stevenson III (1930–2021), son of Adlai II, served ten years as a United States Senator.
Daley
The Daley family's powerbase was in Chicago.
Richard J. Daley (1902–1976) served as Mayor of Chicago from 1955 to his death.
Richard M. Daley (1942–), son of Richard J, was Chicago's longest-serving mayor, in office from 1989 to 2011.
William M. Daley (1948–), another son of Richard J, is a former White House Chief of Staff and has served in a variety of appointed positions.
Pritzker
The Pritzker family is based in Chicago and have played important roles in both the private and the public sectors.
Jay Pritzker (1922–1999), co-founder of Hyatt Hotel based in Chicago.
Penny Pritzker (born 1959), 38th United States Secretary of Commerce under President Barack Obama.
J.B. Pritzker (born 1965), current and 43rd governor of Illinois and co-founder of the Pritzker Group.
Education
Illinois State Board of education
The Illinois State Board of Education (ISBE) is autonomous of the governor and the state legislature, and administers public education in the state. Local municipalities and their respective school districts operate individual public schools, but the ISBE audits performance of public schools with the Illinois School Report Card. The ISBE also makes recommendations to state leaders concerning education spending and policies.
Primary and secondary schools
Education is compulsory for ages 7–17 in Illinois. Schools are commonly, but not exclusively, divided into three tiers of primary and secondary education: elementary school, middle school or junior high school, and high school. District territories are often complex in structure. Many areas in the state are actually located in two school districts—one for high school, the other for elementary and middle schools. And such districts do not necessarily share boundaries. A given high school may have several elementary districts that feed into it, yet some of those feeder districts may themselves feed into multiple high school districts.
Colleges and universities
Using the criterion established by the Carnegie Foundation for the Advancement of Teaching, there are eleven "National Universities" in the state.
The University of Chicago is continuously ranked as one of the world's top ten universities on various independent university rankings, and its Booth School of Business, along with Northwestern's Kellogg School of Management consistently rank within the top five graduate business schools in the country and top ten globally. The University of Illinois Urbana-Champaign is often ranked among the best engineering schools in the world and in United States.
, six of these rank in the "first tier" among the top 500 National Universities in the nation, as determined by the U.S. News & World Report rankings: the University of Chicago, Northwestern University, the University of Illinois Urbana-Champaign, Loyola University Chicago, the Illinois Institute of Technology, DePaul University, University of Illinois Chicago, Illinois State University, Southern Illinois University Carbondale, and Northern Illinois University.
Illinois also has more than twenty additional accredited four-year universities, both public and private, and dozens of small liberal arts colleges across the state. Additionally, Illinois supports 49 public community colleges in the Illinois Community College System.
School financing
Schools in Illinois are funded primarily by property taxes, based on state assessment of property values, rather than direct state contributions. Scholar Tracy Steffes has described Illinois public education as historically “inequitable,” a system where one of “the wealthiest of states” is “the stingiest in its support for education.” There have been several attempts to reform school funding in Illinois. The most notable attempt came in 1973 with the adoption of the Illinois Resource Equalizer Formula, a measure through which it was hoped funding could be collected and distributed to Illinois schools more equitably. However, opposition from affluent Illinois communities who objected to having to pay for the less well-off school districts (many of them Black majority communities, produced by redlining, white flight, and other “soft” segregation methods) resulted in the formula's abolition in the late 1980s.
Infrastructure
Transportation
Because of its central location and its proximity to the Rust Belt and Grain Belt, Illinois is a national crossroads for air, auto, rail, and truck traffic.
Airports
From 1962 until 1998, Chicago's O'Hare International Airport (ORD) was the busiest airport in the world, measured both in terms of total flights and passengers. While it was surpassed by Atlanta's Hartsfield in 1998 (as Chicago splits its air traffic between O'Hare and Midway airports, while Atlanta uses only one airport), with 59.3 million domestic passengers annually, along with 11.4 million international passengers in 2008, O'Hare consistently remains one of the two or three busiest airports globally, and in some years still ranks number one in total flights. It is a major hub for both United Airlines and American Airlines, and a major airport expansion project is currently underway. Midway Airport (MDW), which had been the busiest airport in the world at one point until it was supplanted by O'Hare as the busiest airport in 1962, is now the secondary airport in the Chicago metropolitan area and still ranks as one of the nation's busiest airports. Midway is a major hub for Southwest Airlines and services many other carriers as well. Midway served 17.3 million domestic and international passengers in 2008.
Rail
Illinois has an extensive passenger and freight rail transportation network. Chicago is a national Amtrak hub and in-state passengers are served by Amtrak's Illinois Service, featuring the Chicago to Carbondale Illini and Saluki, the Chicago to Quincy Carl Sandburg and Illinois Zephyr, and the Chicago to St. Louis Lincoln Service. Currently there is trackwork on the Chicago–St. Louis line to bring the maximum speed up to , which would reduce the trip time by an hour and a half. Nearly every North American railway meets at Chicago, making it the largest and most active rail hub in the country. Extensive commuter rail is provided in the city proper and some immediate suburbs by the Chicago Transit Authority's 'L' system. One of the largest suburban commuter rail system in the United States, operated by Metra, uses existing rail lines to provide direct commuter rail access for hundreds of suburbs to the city and beyond.
In addition to the state's rail lines, the Mississippi River and Illinois River provide major transportation routes for the state's agricultural interests. Lake Michigan gives Illinois access to the Atlantic Ocean by way of the Saint Lawrence Seaway.
Interstate highway system
The Interstate Highways in Illinois are all segments of the Interstate Highway System that are owned and maintained by the state.
Illinois has the distinction of having the most primary (two-digit) interstates pass through it among all the 50 states with 13. Illinois also ranks third among the fifty states with the most interstate mileage, coming in after California and Texas, which are much bigger states in area.
Major U.S. Interstate highways crossing the state include: Interstate 24 (I-24), I-39, I-41, I-55, I-57, I-64, I-70, I-72, I-74, I-80, I-88, I-90, and I-94.
U.S. highway system
The Illinois Department of Transportation (IDOT) is responsible for maintaining the U.S Highways in Illinois. The system in Illinois consists of 21 primary highways.
Among the U.S. highways that pass through the state, the primary ones are: US 6, US 12, US 14, US 20, US 24, US 30, US 34, US 36, US 40, US 41, US 45, US 50, US 51, US 52, US 54, US 60, US 62, and US 67.
Gallery
See also
Index of Illinois-related articles
List of people from Illinois
Outline of Illinois
Notes
References
Further reading
External links
Illinois Office of Tourism
Illinois - State Energy Profile Overview U.S. Energy Information Administration (EIA)
State Fact Sheets: Illinois USDA's Economic Research Service
USGS Central Midwest Water Science Center
1818 establishments in the United States
Former French colonies
Midwestern United States
States and territories established in 1818
States of the United States
Contiguous United States |
14851 | https://en.wikipedia.org/wiki/Ian%20Murdock | Ian Murdock | Ian Ashley Murdock (April28, 1973 – December 28, 2015) was an American software engineer, known for being the founder of the Debian project and Progeny Linux Systems, a commercial Linux company.
Life and career
Although Murdock's parents were both from Southern Indiana, he was born in Konstanz, West Germany, on April 28, 1973, where his father was pursuing postdoctoral
research. The family returned to the United States in 1975, and Murdock grew up in Lafayette, Indiana, beginning in 1977 when his father became a professor of entomology at Purdue University. Murdock graduated from Harrison High School in 1991, and then earned his bachelor's degree in computer science from Purdue in 1996.
While a college student, Murdock founded the Debian project in August 1993, and wrote the Debian Manifesto in January 1994. Murdock conceived Debian as a Linux distribution that embraced open design, contributions, and support from the free software community. He named Debian after his then-girlfriend (later wife) Debra Lynn, and himself. They later married, had three children, and divorced in January 2008.
In January 2006, Murdock was appointed Chief Technology Officer of the Free Standards Group and elected chair of the Linux Standard Base workgroup. He continued as CTO of the Linux Foundation when the group was formed from the merger of the Free Standards Group and Open Source Development Labs.
Murdock left the Linux Foundation to join Sun Microsystems in March 2007 to lead Project Indiana, which he described as "taking the lesson that Linux has brought to the operating system and providing that for Solaris", making a full OpenSolaris distribution with GNOME and userland tools from GNU plus a network-based package management system. From March 2007 to February 2010, he was Vice President of Emerging Platforms at Sun, until the company merged with Oracle and he resigned his position with the company.
From 2011 until 2015 Murdock was Vice President of Platform and Developer Community at Salesforce Marketing Cloud, based in Indianapolis.
From November 2015 until his death Murdock was working for Docker, Inc.
Death
Murdock died on December 28, 2015 in San Francisco. Though initially no cause of death was released, in July 2016 it was announced his death had been ruled a suicide. The police confirmed that the cause of death was due to asphyxiation caused by hanging himself with a vacuum cleaner electrical cord.
The last tweets from Murdock's Twitter account first announced that he would commit suicide, then said he would not. He reported having been accused of assault on a police officer after having been himself assaulted and sexually humiliated by the police, then declared an intent to devote his life to opposing police abuse. His Twitter account was taken down shortly afterwards.
The San Francisco police confirmed he was detained, saying he matched the description in a reported attempted break-in and that he appeared to be drunk. The police stated that he became violent and was ultimately taken to jail on suspicion of four misdemeanor counts. They added that he did not appear to be suicidal and was medically examined prior to release. Later, police returned on reports of a possible suicide. The city medical examiner's office confirmed Murdock was found dead.
See also
List of Debian project leaders
References
External links
(archived)
.
https://archive.org/details/IanMurdockHomepage.tar
https://archive.org/download/AutopsyIanMurdockDebianLinuxFounder/Autopsy-Ian-Murdock-Debian-Linux-Founder.pdf
Webarchive.org Official autopsy documents
Webarchive.org Unofficial website backup after his death
1973 births
2015 deaths
American computer programmers
Debian Project leaders
Free software programmers
Open source people
People from Indianapolis
People from Konstanz
Purdue University alumni
Suicides by hanging in California
Sun Microsystems people |
14889 | https://en.wikipedia.org/wiki/Iran%E2%80%93Iraq%20War | Iran–Iraq War | The Iran–Iraq War (; ) was a protracted armed conflict that began on 22 September 1980 with a full-scale invasion of Iran by neighbouring Iraq. The war lasted for almost eight years, and ended in a stalemate on 20 August 1988, when Iran accepted Resolution 598 of the United Nations Security Council. Iraq's primary rationale for the invasion was to cripple Iran and prevent Ruhollah Khomeini from exporting the 1979 Iranian Revolution movement to Shia-majority Iraq and internally exploit religious tensions that would threaten the Sunni-dominated Ba'athist leadership led by Saddam Hussein. Iraq also wished to replace Iran as the dominant state in the Persian Gulf, which, prior to the Iranian Revolution, was not seen as an achievable objective by the Iraqi leadership due to pre-revolutionary Iran's colossal economic and military power as well as its close alliances with the United States, a superpower, and Israel, a major player in the Middle East. The war followed a long-running history of bilateral border disputes between the two states, as a result of which Iraq planned to retake the eastern bank of the Shatt al-Arab ceded in 1975. Iraq supported Arab separatists in the oil-rich territory of Khuzestan seeking an Arab state known as "Arabistan" who had started an insurgency in 1979 with support from Iraq. Iraq sought to seize control of and sever Khuzestan from Iran. Saddam Hussein publicly stated in November 1980 that Iraq was not seeking annexation of Khuzestan into Iraq; rather, it is believed that Iraq sought to establish a suzerainty over the territory.
While the Iraqi leadership had hoped to take advantage of Iran's post-revolutionary chaos and expected a decisive victory in the face of a severely weakened Iran, the Iraqi military only made progress for three months, and by December 1980, the Iraqi invasion of Iran had stalled. As fierce fighting broke out between the two sides, the Iranian military began to gain momentum against the Iraqis and regained virtually all of its lost territory by June 1982. After pushing Iraqi forces back to the pre-war border lines, Iran invaded Iraq and went on the offensive for the next five years until the latter took back the initiative in mid-1988 and launched a series of major counter-offensives that ultimately led to the conclusion of the war in a stalemate. There were a number of proxy forces operating for both countries—most notably the People's Mujahedin of Iran, which had sided with Iraq, and the Iraqi Kurdish militias of the KDP and PUK, which had sided with Iran. The United States, United Kingdom, Soviet Union, France, and many Arab countries provided an abundance of financial, political and logistical support for Iraq. While Iran was comparatively isolated to a large degree, it received various forms of support, with its most notable sources of aid being Syria, Libya, China, North Korea, Israel, Pakistan and South Yemen.
The eight years of war-exhaustion, economic devastation, decreased morale, military stalemate, inaction by the international community towards the use of weapons of mass destruction by Iraqi forces on Iranian civilians as well as increasing U.S.–Iran military tensions all culminated in Iran's acceptance of a ceasefire brokered by the United Nations.
The conflict has been compared to World War I in terms of the tactics used, including large-scale trench warfare with barbed wire stretched across fortified defensive lines, manned machine gun posts, bayonet charges, Iranian human wave attacks, extensive use of chemical weapons by Iraq, and deliberate attacks on civilian targets. A notable feature of the war was the state-sanctioned glorification of martyrdom to Iranian children, which had been developed in the years before the revolution. The discourses on martyrdom formulated in the Iranian Shia Islamic context led to the tactics of "human wave attacks" and thus had a lasting impact on the dynamics of the war.
In total, around 500,000 people were killed during the war (with Iran bearing the larger share of the casualties), excluding the tens of thousands of civilians killed in the concurrent Anfal campaign targeting Kurds in Iraq. The end of the war resulted in neither reparations nor border changes. The combined financial cost to both combatants is believed to have exceeded US$1 trillion.
Terminology
The Iran–Iraq War was originally referred to as the Persian Gulf War until the Persian Gulf War of 1990 and 1991, after which it was known as the First Persian Gulf War. The Iraq–Kuwait conflict, which was known as the Second Persian Gulf War, eventually became known simply as the Persian Gulf War. The Iraq War from 2003 to 2011 has been called the Second Persian Gulf War.
In Iran, the war is known as the Imposed War ( ) and the Holy Defense ( ). State media in Iraq dubbed the war Saddam's Qadisiyyah (, ), in reference to the seventh-century Battle of al-Qādisiyyah, in which Arab warriors overcame the Sasanian Empire during the Muslim conquest of Iran.
History
Background
Iran–Iraq relations
In April 1969, Iran abrogated the 1937 treaty over the Shatt al-Arab and Iranian ships stopped paying tolls to Iraq when they used the Shatt al-Arab. The Shah argued that the 1937 treaty was unfair to Iran because almost all river borders around the world ran along the thalweg, and because most of the ships that used the Shatt al-Arab were Iranian. Iraq threatened war over the Iranian move, but on 24 April 1969, an Iranian tanker escorted by Iranian warships (Joint Operation Arvand) sailed down the Shatt al-Arab, and Iraq—being the militarily weaker state—did nothing. The Iranian abrogation of the 1937 treaty marked the beginning of a period of acute Iraqi-Iranian tension that was to last until the Algiers Accords of 1975.
The relationship between the governments of Iran and Iraq briefly improved in 1978, when Iranian agents in Iraq discovered plans for a pro-Soviet coup d'état against Iraq's government. When informed of this plot, Saddam ordered the execution of dozens of his army's officers, and in a sign of reconciliation, expelled from Iraq Ruhollah Khomeini, an exiled leader of clerical opposition to the Shah. Nonetheless, Saddam considered the 1975 Algiers Agreement to be merely a truce, rather than a definite settlement, and waited for an opportunity to contest it.
After the Iranian Revolution
Tensions between Iraq and Iran were fuelled by Iran's Islamic revolution and its appearance of being a Pan-Islamic force, in contrast to Iraq's Arab nationalism. Despite Iraq's goal of regaining the Shatt al-Arab, the Iraqi government initially seemed to welcome the Iranian Revolution, which overthrew Shah Mohammad Reza Pahlavi, who was seen as a common enemy. There were frequent clashes along the Iran–Iraq border throughout 1980, with Iraq publicly complaining of at least 544 incidents and Iran citing at least 797 violations of its border and airspace.
Ayatollah Ruhollah Khomeini called on Iraqis to overthrow the Ba'ath government, which was received with considerable anger in Baghdad. On 17 July 1979, despite Khomeini's call, Saddam gave a speech praising the Iranian Revolution and called for an Iraqi-Iranian friendship based on non-interference in each other's internal affairs. When Khomeini rejected Saddam's overture by calling for Islamic revolution in Iraq, Saddam was alarmed. Iran's new Islamic administration was regarded in Baghdad as an irrational, existential threat to the Ba'ath government, especially because the Ba'ath party, having a secular nature, discriminated against and posed a threat to the fundamentalist Shia movement in Iraq, whose clerics were Iran's allies within Iraq and whom Khomeini saw as oppressed.
Saddam's primary interest in war may have also stemmed from his desire to right the supposed "wrong" of the Algiers Agreement, in addition to finally achieving his desire of becoming the regional superpower. Saddam's goal was to supplant Egypt as the "leader of the Arab world" and to achieve hegemony over the Persian Gulf. He saw Iran's increased weakness due to revolution, sanctions, and international isolation. Saddam had invested heavily in Iraq's military since his defeat against Iran in 1975, buying large amounts of weaponry from the Soviet Union and France. Between 1973 and 1980 alone, Iraq purchased an estimated 1,600 tanks and APCs and over 200 Soviet-made aircraft. By 1980, Iraq possessed 242,000 soldiers (second only to Egypt in the Arab world), 2,350 tanks and 340 combat aircraft. Watching the disintegration of the powerful Iranian army that frustrated him in 1974–1975, he saw an opportunity to attack, using the threat of Islamic Revolution as a pretext. Iraqi military intelligence reported in July 1980 that despite Iran's bellicose rhetoric, "it is clear that, at present, Iran has no power to launch wide offensive operations against Iraq, or to defend on a large scale." Days before the Iraqi invasion and in the midst of rapidly escalating cross-border skirmishes, Iraqi military intelligence again reiterated on 14 September that "the enemy deployment organization does not indicate hostile intentions and appears to be taking on a more defensive mode."
Some scholars writing prior to the opening of formerly classified Iraqi archives, such as Alistair Finlan, argued that Saddam was drawn into a conflict with Iran due to the border clashes and Iranian meddling in Iraqi domestic affairs. Finlan stated in 2003 that the Iraqi invasion was meant to be a limited operation in order to send a political message to the Iranians to keep out of Iraqi domestic affairs, whereas Kevin M. Woods and Williamson Murray stated in 2014 that the balance of evidence suggests Saddam was seeking "a convenient excuse for war" in 1980.
On 8 March 1980, Iran announced it was withdrawing its ambassador from Iraq, downgraded its diplomatic ties to the charge d'affaires level, and demanded that Iraq do the same. The following day, Iraq declared Iran's ambassador persona non-grata, and demanded his withdrawal from Iraq by 15 March.
Iraqi preparations
Iraq began planning offensives, confident that they would succeed. Iran lacked both cohesive leadership and spare parts for their American-made and British-made equipment. The Iraqis could mobilise up to 12 mechanised divisions, and morale was running high.
In addition, the area around the Shatt al-Arab posed no obstacle for the Iraqis, as they possessed river crossing equipment. Iraq correctly deduced that Iran's defences at the crossing points around the Karkheh and Karoun Rivers were undermanned and that the rivers could be easily crossed. Iraqi intelligence was also informed that the Iranian forces in Khuzestan Province (which consisted of two divisions prior to the revolution) now only consisted of several ill-equipped and under-strength battalions. Only a handful of company-sized tank units remained operational.
The only qualms the Iraqis had were over the Islamic Republic of Iran Air Force (formerly the Imperial Iranian Air Force). Despite the purge of several key pilots and commanders, as well as the lack of spare parts, the air force showed its power during local uprisings and rebellions. They were also active after the failed U.S. attempt to rescue its hostages, Operation Eagle Claw. Based on these observations, Iraq's leaders decided to carry out a surprise airstrike against the Iranian air force's infrastructure prior to the main invasion.
Iranian preparations
In Iran, severe officer purges (including numerous executions ordered by Sadegh Khalkhali, the new Revolutionary Court judge), and shortages of spare parts for Iran's U.S.-made and British-made equipment had crippled Iran's once-mighty military. Between February and September 1979, Iran's government executed 85 senior generals and forced all major-generals and most brigadier-generals into early retirement.
By September 1980, the government had purged 12,000 army officers. These purges resulted in a drastic decline in the Iranian military's operational capacities. Their regular army (which, in 1978, was considered the world's fifth most powerful) had been badly weakened. The desertion rate had reached 60%, and the officer corps was devastated. The most highly skilled soldiers and aviators were exiled, imprisoned, or executed. Throughout the war, Iran never managed to fully recover from this flight of human capital.
Continuous sanctions prevented Iran from acquiring many heavy weapons, such as tanks and aircraft. When the invasion occurred, many pilots and officers were released from prison, or had their executions commuted to combat the Iraqis. In addition, many junior officers were promoted to generals, resulting in the army being more integrated as a part of the regime by the war's end, as it is today. Iran still had at least 1,000 operational tanks and several hundred functional aircraft, and could cannibalize equipment to procure spare parts.
Meanwhile, a new paramilitary organisation gained prominence in Iran, the Islamic Revolutionary Guard Corps (often shortened to Revolutionary Guards, and known in Iran as the Sepah-e-Pasdaran). This was intended to protect the new regime and counterbalance the army, which was seen as less loyal. Despite having been trained as a paramilitary organisation, after the Iraqi invasion, they were forced to act as a regular army. Initially, they refused to fight alongside the army, which resulted in many defeats, but by 1982, the two groups began carrying out combined operations.
Another paramilitary militia was founded in response to the invasion, the "Army of 20 Million", commonly known as the Basij. The Basij were poorly armed and had members as young as 12 and as old as 70. They often acted in conjunction with the Revolutionary Guard, launching so-called human wave attacks and other campaigns against the Iraqis. They were subordinate to the Revolutionary Guards, and they made up most of the manpower that was used in the Revolutionary Guard's attacks.
Stephen Pelletiere wrote in his 1992 book The Iran–Iraq War: Chaos in a Vacuum:
Border conflicts leading to war
The most important dispute was over the Shatt al-Arab waterway. Iran repudiated the demarcation line established in the Anglo-Ottoman Convention of Constantinople of November 1913. Iran asked the border to run along the thalweg, the deepest point of the navigable channel. Iraq, encouraged by Britain, took Iran to the League of Nations in 1934, but their disagreement was not resolved. Finally in 1937 Iran and Iraq signed their first boundary treaty. The treaty established the waterway border on the eastern bank of the river except for a anchorage zone near Abadan, which was allotted to Iran and where the border ran along the thalweg. Iran sent a delegation to Iraq soon after the Ba'ath coup in 1969 and, when Iraq refused to proceed with negotiations over a new treaty, the treaty of 1937 was withdrawn by Iran. The Iranian abrogation of the 1937 treaty marked the beginning of a period of acute Iraqi-Iranian tension that was to last until the Algiers Accords of 1975.
The 1974–75 Shatt al-Arab clashes were a previous Iranian-Iraqi standoff in the region of the Shatt al-Arab waterway during the mid-1970s. Nearly 1,000 were killed in the clashes. It was the most significant dispute over the Shatt al-Arab waterway in modern times, prior to the Iran–Iraq War.
On 10 September 1980, Iraq forcibly reclaimed territories in Zain al-Qaws and Saif Saad that it had been promised under the terms of the 1975 Algiers Agreement but that Iran had never handed over, leading to both Iran and Iraq declaring the treaty null and void, on 14 September and 17 September, respectively. As a result, the only outstanding border dispute between Iran and Iraq at the time of the Iraqi invasion of 22 September was the question of whether Iranian ships would fly Iraqi flags and pay Iraq navigation fees for a stretch of the Shatt al-Arab river spanning several miles.
Course of the war
1980: Iraqi invasion
Iraq launched a full-scale invasion of Iran on 22 September 1980. The Iraqi Air Force launched surprise air strikes on ten Iranian airfields with the objective of destroying the Iranian Air Force. The attack failed to damage the Iranian Air Force significantly; it damaged some of Iran's airbase infrastructure, but failed to destroy a significant number of aircraft. The Iraqi Air Force was only able to strike in depth with a few MiG-23BN, Tu-22, and Su-20 aircraft, and Iran had built hardened aircraft shelters where most of its combat aircraft were stored.
The next day, Iraq launched a ground invasion along a front measuring in three simultaneous attacks. The invasion's purpose, according to Saddam, was to blunt the edge of Khomeini's movement and to thwart his attempts to export his Islamic revolution to Iraq and the Persian Gulf states. Saddam hoped an attack on Iran would cause such a blow to Iran's prestige that it would lead to the new government's downfall, or at least end Iran's calls for his overthrow.
Of Iraq's six divisions that invaded by ground, four were sent to Khuzestan, which was located near the border's southern end, to cut off the Shatt al-Arab from the rest of Iran and to establish a territorial security zone. The other two divisions invaded across the northern and central part of the border to prevent an Iranian counter-attack. Two of the four Iraqi divisions, one mechanised and one armoured, operated near the southern end and began a siege of the strategically important port cities of Abadan and Khorramshahr.
The two armoured divisions secured the territory bounded by the cities of Khorramshahr, Ahvaz, Susangerd, and Musian. On the central front, the Iraqis occupied Mehran, advanced towards the foothills of the Zagros Mountains, and were able to block the traditional Tehran–Baghdad invasion route by securing territory forward of Qasr-e Shirin, Iran. On the northern front, the Iraqis attempted to establish a strong defensive position opposite Suleimaniya to protect the Iraqi Kirkuk oil complex. Iraqi hopes of an uprising by the ethnic Arabs of Khuzestan failed to materialise, as most of the ethnic Arabs remained loyal to Iran. The Iraqi troops advancing into Iran in 1980 were described by Patrick Brogan as "badly led and lacking in offensive spirit". The first known chemical weapons attack by Iraq on Iran probably took place during the fighting around Susangerd.
Though the Iraqi air invasion surprised the Iranians, the Iranian air force retaliated the day after with a large-scale attack against Iraqi air bases and infrastructure in Operation Kaman 99. Groups of F-4 Phantom and F-5 Tiger fighter jets attacked targets throughout Iraq, such as oil facilities, dams, petrochemical plants, and oil refineries, and included Mosul Airbase, Baghdad, and the Kirkuk oil refinery. Iraq was taken by surprise at the strength of the retaliation, which caused the Iraqis heavy losses and economic disruption, but the Iranians took heavy losses as well as losing many aircraft and aircrews to Iraqi air defenses.
Iranian Army Aviation's AH-1 Cobra helicopter gunships began attacks on the advancing Iraqi divisions, along with F-4 Phantoms armed with AGM-65 Maverick missiles; they destroyed numerous armoured vehicles and impeded the Iraqi advance, though not completely halting it. Meanwhile, Iraqi air attacks on Iran were repelled by Iran's F-14A Tomcat interceptor fighter jets, using AIM-54A Phoenix missiles, which downed a dozen of Iraq's Soviet-built fighters in the first two days of battle.
The Iranian regular military, police forces, volunteer Basij, and Revolutionary Guards all conducted their operations separately; thus, the Iraqi invading forces did not face coordinated resistance. However, on 24 September, the Iranian Navy attacked Basra, Iraq, destroying two oil terminals near the Iraqi port Faw, which reduced Iraq's ability to export oil. The Iranian ground forces (primarily consisting of the Revolutionary Guard) retreated to the cities, where they set up defences against the invaders.
On 30 September, Iran's air force launched Operation Scorch Sword, striking and badly damaging the nearly-complete Osirak Nuclear Reactor near Baghdad. By 1 October, Baghdad had been subjected to eight air attacks. In response, Iraq launched aerial strikes against Iranian targets.
The mountainous border between Iran and Iraq made a deep ground invasion almost impossible, and air strikes were used instead. The invasion's first waves were a series of air strikes targeted at Iranian airfields. Iraq also attempted to bomb Tehran, Iran's capital and command centre, into submission.
First Battle of Khorramshahr
On 22 September, a prolonged battle began in the city of Khorramshahr, eventually leaving 7,000 dead on each side. Reflecting the bloody nature of the struggle, Iranians came to call Khorramshahr "City of Blood".
The battle began with Iraqi air raids against key points and mechanised divisions advancing on the city in a crescent-like formation. They were slowed by Iranian air attacks and Revolutionary Guard troops with recoilless rifles, rocket-propelled grenades, and Molotov cocktails. The Iranians flooded the marsh areas around the city, forcing the Iraqis to traverse through narrow strips of land. Iraqi tanks launched attacks with no infantry support, and many tanks were lost to Iranian anti-tank teams. However, by 30 September, the Iraqis had managed to clear the Iranians from the outskirts of the city. The next day, the Iraqis launched infantry and armoured attacks into the city. After heavy house-to-house fighting, the Iraqis were repelled. On 14 October, the Iraqis launched a second offensive. The Iranians launched a controlled withdrawal from the city, street by street. By 24 October, most of the city was captured, and the Iranians evacuated across the Karun River. Some partisans remained, and fighting continued until 10 November.
Iraqi advance stalls
The people of Iran, rather than turning against their still-weak Islamic Republic, rallied around their country. An estimated 200,000 fresh troops had arrived at the front by November, many of them ideologically committed volunteers.
Though Khorramshahr was finally captured, the battle had delayed the Iraqis enough to allow the large-scale deployment of the Iranian military. In November, Saddam ordered his forces to advance towards Dezful and Ahvaz, and lay sieges to both cities. However, the Iraqi offensive had been badly damaged by Iranian militias and air power. Iran's air force had destroyed Iraq's army supply depots and fuel supplies, and was strangling the country through an aerial siege. Iran's supplies had not been exhausted, despite sanctions, and the military often cannibalised spare parts from other equipment and began searching for parts on the black market. On 28 November, Iran launched Operation Morvarid (Pearl), a combined air and sea attack which destroyed 80% of Iraq's navy and all of its radar sites in the southern portion of the country. When Iraq laid siege to Abadan and dug its troops in around the city, it was unable to blockade the port, which allowed Iran to resupply Abadan by sea.
Iraq's strategic reserves had been depleted, and by now it lacked the power to go on any major offensives until nearly the end of the war. On 7 December, Hussein announced that Iraq was going on the defensive. By the end of 1980, Iraq had destroyed about 500 Western-built Iranian tanks and captured 100 others.
1981: Stalemate
For the next eight months, both sides were on a defensive footing (with the exception of the Battle of Dezful), as the Iranians needed more time to reorganise their forces after the damage inflicted by the purge of 1979–80. During this period, fighting consisted mainly of artillery duels and raids. Iraq had mobilised 21 divisions for the invasion, while Iran countered with only 13 regular army divisions and one brigade. Of the regular divisions, only seven were deployed to the border. The war bogged down into World War I-style trench warfare with tanks and modern late-20th century weapons. Due to the power of anti-tank weapons such as the RPG-7, armored manoeuvre by the Iraqis was very costly, and they consequently entrenched their tanks into static positions.
Iraq also began firing Scud missiles into Dezful and Ahvaz, and used terror bombing to bring the war to the Iranian civilian population. Iran launched dozens of "human wave assaults".
Battle of Dezful
On 5 January 1981, Iran had reorganised its forces enough to launch a large-scale offensive, Operation Nasr (Victory). The Iranians launched their major armoured offensive from Dezful in the direction of Susangerd, consisting of tank brigades from the 16th Qazvin, 77th Khorasan, and 92nd Khuzestan Armoured Divisions, and broke through Iraqi lines. However, the Iranian tanks had raced through Iraqi lines with their flanks unprotected and with no infantry support; as a result, they were cut off by Iraqi tanks. In the ensuing Battle of Dezful, the Iranian armoured divisions were nearly wiped out in one of the biggest tank battles of the war. When the Iranian tanks tried to manoeuvre, they became stuck in the mud of the marshes, and many tanks were abandoned. The Iraqis lost 45 T-55 and T-62 tanks, while the Iranians lost 100–200 Chieftain and M-60 tanks. Reporters counted roughly 150 destroyed or deserted Iranian tanks, and also 40 Iraqi tanks. 141 Iranians were killed during the battle.
The battle had been ordered by Iranian president Abulhassan Banisadr, who was hoping that a victory might shore up his deteriorating political position; instead, the failure hastened his fall. Many of Iran's problems took place because of political infighting between President Banisadr, who supported the regular army, and the hardliners who supported the IRGC. Once he was impeached and the competition ended, the performance of the Iranian military improved.
The Islamic Republic government in Iran was further distracted by internal fighting between the regime and the Mujahedin e-Khalq (MEK) on the streets of Iran's major cities in June 1981 and again in September. In 1983, the MEK started an alliance with Iraq following a meeting between MEK leader Massoud Rajavi and Iraqi PM Tariq Aziz.
In 1984 Bani-Sadr left the coalition because of a dispute with Rajavi. Abolhassan Banisadr (Farsi) ابوالحسن بنیصدر In 1986, Rajavi moved from Paris to Iraq and set up a base on the Iranian border. The Battle of Dezful became a critical battle in Iranian military thinking. Less emphasis was placed on the Army with its conventional tactics, and more emphasis was placed on the Revolutionary Guard with its unconventional tactics.
Attack on H3
The Iraqi Air Force, badly damaged by the Iranians, was moved to the H-3 Airbase in Western Iraq, near the Jordanian border and away from Iran. However, on 3 April 1981, the Iranian air force used eight F-4 Phantom fighter bombers, four F-14 Tomcats, three Boeing 707 refuelling tankers, and one Boeing 747 command plane to launch a surprise attack on H3, destroying 27–50 Iraqi fighter jets and bombers.
Despite the successful H-3 airbase attack (in addition to other air attacks), the Iranian Air Force was forced to cancel its successful 180-day air offensive. In addition, they abandoned their attempted control of Iranian airspace. They had been seriously weakened by sanctions and pre-war purges and further damaged by a fresh purge after the impeachment crisis of President Banisadr. The Iranian Air Force could not survive further attrition, and decided to limit their losses, abandoning efforts to control Iranian airspace. The Iranian air force would henceforth fight on the defensive, trying to deter the Iraqis rather than engaging them. While throughout 1981–1982 the Iraqi air force would remain weak, within the next few years they would rearm and expand again, and begin to regain the strategic initiative.
Introduction of the human wave attack
The Iranians suffered from a shortage of heavy weapons, but had a large number of devoted volunteer troops, so they began using human wave attacks against the Iraqis. Typically, an Iranian assault would commence with poorly trained Basij who would launch the primary human wave assaults to swamp the weakest portions of the Iraqi lines en masse (on some occasions even bodily clearing minefields). This would be followed up by the more experienced Revolutionary Guard infantry, who would breach the weakened Iraqi lines, and followed up by the regular army using mechanized forces, who would maneuver through the breach and attempt to encircle and defeat the enemy.
According to historian Stephen C. Pelletiere, the idea of Iranian "human wave attacks" was a misconception. Instead, the Iranian tactics consisted of using groups of 22-man infantry squads, which moved forward to attack specific objectives. As the squads surged forward to execute their missions, that gave the impression of a "human wave attack". Nevertheless, the idea of "human wave attacks" remained virtually synonymous with any large-scale infantry frontal assault Iran carried out. Large numbers of troops would be used, aimed at overwhelming the Iraqi lines (usually the weakest portion, typically manned by the Iraqi Popular Army), regardless of losses.
According to the former Iraqi general Ra'ad al-Hamdani, the Iranian human wave charges consisted of armed "civilians" who carried most of their necessary equipment themselves into battle and often lacked command and control and logistics. Operations were often carried out during the night and deception operations, infiltrations, and maneuvers became more common. The Iranians would also reinforce the infiltrating forces with new units to keep up their momentum. Once a weak point was found, the Iranians would concentrate all of their forces into that area in an attempt to break through with human wave attacks.
The human wave attacks, while extremely bloody (tens of thousands of troops died in the process), when used in combination with infiltration and surprise, caused major Iraqi defeats. As the Iraqis would dig in their tanks and infantry into static, entrenched positions, the Iranians would manage to break through the lines and encircle entire divisions. Merely the fact that the Iranian forces used maneuver warfare by their light infantry against static Iraqi defenses was often the decisive factor in battle. However, lack of coordination between the Iranian Army and IRGC and shortages of heavy weaponry played a detrimental role, often with most of the infantry not being supported by artillery and armor.
Operation-eighth Imam
After the Iraqi offensive stalled in March 1981, there was little change in the front other than Iran retaking the high ground above Susangerd in May. By late 1981, Iran returned to the offensive and launched a new operation (Operation Samen-ol-A'emeh (The Eighth Imam)), ending the Iraqi Siege of Abadan on 27–29 September 1981. The Iranians used a combined force of regular army artillery with small groups of armor, supported by Pasdaran (IRGC) and Basij infantry. On 15 October, after breaking the siege, a large Iranian convoy was ambushed by Iraqi tanks, and during the ensuing tank battle Iran lost 20 Chieftains and other armored vehicles and withdrew from the previously gained territory.
Operation Tariq al-Qods
On 29 November 1981, Iran began Operation Tariq al-Qods with three army brigades and seven Revolutionary Guard brigades. The Iraqis failed to properly patrol their occupied areas, and the Iranians constructed a road through the unguarded sand dunes, launching their attack from the Iraqi rear. The town of Bostan was retaken from Iraqi divisions by 7 December. By this time the Iraqi Army was experiencing serious morale problems, compounded by the fact that Operation Tariq al-Qods marked the first use of Iranian "human wave" tactics, where the Revolutionary Guard light infantry repeatedly charged at Iraqi positions, oftentimes without the support of armour or air power. The fall of Bostan exacerbated the Iraqis' logistical problems, forcing them to use a roundabout route from Ahvaz to the south to resupply their troops. 6,000 Iranians and over 2,000 Iraqis were killed in the operation.
1982: Iraqi retreat, Iranian offensive
The Iraqis, realising that the Iranians were planning to attack, decided to preempt them with Operation al-Fawz al-'Azim (Supreme Success) on 19 March. Using a large number of tanks, helicopters, and fighter jets, they attacked the Iranian buildup around the Roghabiyeh pass. Though Saddam and his generals assumed they had succeeded, in reality the Iranian forces remained fully intact. The Iranians had concentrated much of their forces by bringing them directly from the cities and towns throughout Iran via trains, buses, and private cars. The concentration of forces did not resemble a traditional military buildup, and although the Iraqis detected a population buildup near the front, they failed to realize that this was an attacking force. As a result, Saddam's army was unprepared for the Iranian offensives to come.
Operation Undeniable Victory
Iran's next major offensive, led by then Colonel Ali Sayad Shirazi, was Operation Undeniable Victory. On 22 March 1982, Iran launched an attack which took the Iraqi forces by surprise: using Chinook helicopters, they landed behind Iraqi lines, silenced their artillery, and captured an Iraqi headquarters. The Iranian Basij then launched "human wave" attacks, consisting of 1,000 fighters per wave. Though they took heavy losses, they eventually broke through Iraqi lines.
The Revolutionary Guard and regular army followed up by surrounding the Iraqi 9th and 10th Armoured and 1st Mechanised Divisions that had camped close to the Iranian town of Shush. The Iraqis launched a counter-attack using their 12th Armoured division to break the encirclement and rescue the surrounded divisions. Iraqi tanks came under attack by 95 Iranian F-4 Phantom and F-5 Tiger fighter jets, destroying much of the division.
Operation Undeniable Victory was an Iranian victory; Iraqi forces were driven away from Shush, Dezful and Ahvaz. The Iranian armed forces destroyed 320–400 Iraqi tanks and armored vehicles in a costly success. In just the first day of the battle, the Iranians lost 196 tanks. By this time, most of the Khuzestan province had been recaptured.
Operation Beit ol-Moqaddas
In preparation for Operation Beit ol-Moqaddas, the Iranians had launched numerous air raids against Iraq air bases, destroying 47 jets (including Iraq's brand new Mirage F-1 fighter jets from France); this gave the Iranians air superiority over the battlefield while allowing them to monitor Iraqi troop movements.
On 29 April, Iran launched the offensive. 70,000 Revolutionary Guard and Basij members struck on several axes—Bostan, Susangerd, the west bank of the Karun River, and Ahvaz. The Basij launched human wave attacks, which were followed up by the regular army and Revolutionary Guard support along with tanks and helicopters. Under heavy Iranian pressure, the Iraqi forces retreated. By 12 May, Iran had driven out all Iraqi forces from the Susangerd area. The Iranians captured several thousand Iraqi troops and a large number of tanks. Nevertheless, the Iranians took many losses as well, especially among the Basij.
The Iraqis retreated to the Karun River, with only Khorramshahr and a few outlying areas remaining in their possession. Saddam ordered 70,000 troops to be placed around the city of Khorramshahr. The Iraqis created a hastily constructed defence line around the city and outlying areas. To discourage airborne commando landings, the Iraqis also placed metal spikes and destroyed cars in areas likely to be used as troop landing zones. Saddam Hussein even visited Khorramshahr in a dramatic gesture, swearing that the city would never be relinquished. However, Khorramshahr's only resupply point was across the Shatt al-Arab, and the Iranian air force began bombing the supply bridges to the city, while their artillery zeroed in on the besieged garrison.
Liberation of Khorramshahr (Second Battle of Khorramshahr)
In the early morning hours of 23 May 1982, the Iranians began the drive towards Khorramshahr across the Karun River. This part of Operation Beit ol-Moqaddas was spearheaded by the 77th Khorasan division with tanks along with the Revolutionary Guard and Basij. The Iranians hit the Iraqis with destructive air strikes and massive artillery barrages, crossed the Karun River, captured bridgeheads, and launched human wave attacks towards the city. Saddam's defensive barricade collapsed; in less than 48 hours of fighting, the city fell and 19,000 Iraqis surrendered to the Iranians. A total of 10,000 Iraqis were killed or wounded in Khorramshahr, while the Iranians suffered 30,000 casualties. During the whole of Operation Beit ol-Moqaddas, 33,000 Iraqi soldiers were captured by the Iranians.
State of Iraqi armed forces
The fighting had battered the Iraqi military: its strength fell from 210,000 to 150,000 troops; over 20,000 Iraqi soldiers were killed and over 30,000 captured; two out of four active armoured divisions and at least three mechanised divisions fell to less than a brigade's strength; and the Iranians had captured over 450 tanks and armoured personnel carriers.
The Iraqi Air Force was also left in poor shape: after losing up to 55 aircraft since early December 1981, they had only 100 intact fighter-bombers and interceptors. A defector who flew his MiG-21 to Syria in June 1982 revealed that the Iraqi Air Force had only three squadrons of fighter-bombers capable of mounting operations into Iran. The Iraqi Army Air Corps was in slightly better shape, and could still operate more than 70 helicopters. Despite this, the Iraqis still held 3,000 tanks, while Iran held 1,000.
At this point, Saddam believed that his army was too demoralised and damaged to hold onto Khuzestan and major swathes of Iranian territory, and withdrew his remaining forces, redeploying them in defence along the border. However, his troops continued to occupy some key Iranian border areas of Iran, including the disputed territories that prompted his invasion, notably the Shatt al-Arab waterway. In response to their failures against the Iranians in Khorramshahr, Saddam ordered the executions of Generals Juwad Shitnah and Salah al-Qadhi and Colonels Masa and al-Jalil. At least a dozen other high-ranking officers were also executed during this time. This became an increasingly common punishment for those who failed him in battle.
International response in 1982
In April 1982, the rival Ba'athist regime in Syria, one of the few nations that supported Iran, closed the Kirkuk–Baniyas pipeline that had allowed Iraqi oil to reach tankers on the Mediterranean, reducing the Iraqi budget by $5 billion per month. Journalist Patrick Brogan wrote, "It appeared for a while that Iraq would be strangled economically before it was defeated militarily." Syria's closure of the Kirkuk–Baniyas pipeline left Iraq with the pipeline to Turkey as the only means of exporting oil, along with transporting oil by tanker truck to the port of Aqaba in Jordan. However, the Turkish pipeline had a capacity of only , which was insufficient to pay for the war. However, Saudi Arabia, Kuwait, and the other Gulf states saved Iraq from bankruptcy by providing it with an average of $60 billion in subsidies per year. Though Iraq had previously been hostile towards other Gulf states, "the threat of Persian fundamentalism was far more feared." They were especially inclined to fear Iranian victory after Ayatollah Khomeini declared monarchies to be illegitimate and an un-Islamic form of government. Khomeini's statement was widely received as a call to overthrow the Gulf monarchies. Journalists John Bulloch and Harvey Morris wrote:
The virulent Iranian campaign, which at its peak seemed to be making the overthrow of the Saudi regime a war aim on a par with the defeat of Iraq, did have an effect on the Kingdom [of Saudi Arabia], but not the one the Iranians wanted: instead of becoming more conciliatory, the Saudis became tougher, more self-confident, and less prone to seek compromise.
Saudi Arabia was said to provide Iraq with $1 billion per month starting in mid-1982.
Iraq began receiving support from the United States and west European countries as well. Saddam was given diplomatic, monetary, and military support by the United States, including massive loans, political influence, and intelligence on Iranian deployments gathered by American spy satellites. The Iraqis relied heavily on American satellite footage and radar planes to detect Iranian troop movements, and they enabled Iraq to move troops to the site before the battle.
With Iranian success on the battlefield, the United States increased its support of the Iraqi government, supplying intelligence, economic aid, and dual-use equipment and vehicles, as well as normalizing its intergovernmental relations (which had been broken during the 1967 Six-Day War). President Ronald Reagan decided that the United States "could not afford to allow Iraq to lose the war to Iran", and that the United States "would do whatever was necessary to prevent Iraq from losing". In March 1982, Reagan signed National Security Study Memorandum (NSSM) 4-82—seeking "a review of U.S. policy toward the Middle East"—and in June Reagan signed a National Security Decision Directive (NSDD) co-written by NSC official Howard Teicher, which determined: "The United States could not afford to allow Iraq to lose the war to Iran."
In 1982, Reagan removed Iraq from the list of countries "supporting terrorism" and sold weapons such as howitzers to Iraq via Jordan. France sold Iraq millions of dollars worth of weapons, including Gazelle helicopters, Mirage F-1 fighters, and Exocet missiles. Both the United States and West Germany sold Iraq dual-use pesticides and poisons that would be used to create chemical weapons and other weapons, such as Roland missiles.
At the same time, the Soviet Union, angered with Iran for purging and destroying the communist Tudeh Party, sent large shipments of weapons to Iraq. The Iraqi Air Force was replenished with Soviet, Chinese, and French fighter jets and attack/transport helicopters. Iraq also replenished their stocks of small arms and anti-tank weapons such as AK-47s and rocket-propelled grenades from its supporters. The depleted tank forces were replenished with more Soviet and Chinese tanks, and the Iraqis were reinvigorated in the face of the coming Iranian onslaught. Iran was portrayed as the aggressor, and would be seen as such until the 1990–1991 Persian Gulf War, when Iraq would be condemned.
Iran did not have the money to purchase arms to the same extent as Iraq did. They counted on China, North Korea, Libya, Syria, and Japan for supplying anything from weapons and munitions to logistical and engineering equipment.
Ceasefire proposal
On 20 June 1982, Saddam announced that he wanted to sue for peace and proposed an immediate ceasefire and withdrawal from Iranian territory within two weeks. Khomeini responded by saying the war would not end until a new government was installed in Iraq and reparations paid. He proclaimed that Iran would invade Iraq and would not stop until the Ba'ath regime was replaced by an Islamic republic. Iran supported a government in exile for Iraq, the Supreme Council of the Islamic Revolution in Iraq, led by exiled Iraqi cleric Mohammad Baqer al-Hakim, which was dedicated to overthrowing the Ba'ath party. They recruited POWs, dissidents, exiles, and Shias to join the Badr Brigade, the military wing of the organisation.
The decision to invade Iraq was taken after much debate within the Iranian government. One faction, comprising Prime Minister Mir-Hossein Mousavi, Foreign Minister Ali Akbar Velayati, President Ali Khamenei, Army Chief of Staff General Ali Sayad Shirazi as well as Major General Qasem-Ali Zahirnejad, wanted to accept the ceasefire, as most of Iranian soil had been recaptured. In particular, General Shirazi and Zahirnejad were both opposed to the invasion of Iraq on logistical grounds, and stated they would consider resigning if "unqualified people continued to meddle with the conduct of the war". Of the opposing view was a hardline faction led by the clerics on the Supreme Defence Council, whose leader was the politically powerful speaker of the Majlis, Akbar Hashemi Rafsanjani.
Iran also hoped that their attacks would ignite a revolt against Saddam's rule by the Shia and Kurdish population of Iraq, possibly resulting in his downfall. They were successful in doing so with the Kurdish population, but not the Shia. Iran had captured large quantities of Iraqi equipment (enough to create several tank battalions, Iran once again had 1,000 tanks) and also managed to clandestinely procure spare parts as well.
At a cabinet meeting in Baghdad, Minister of Health Riyadh Ibrahim Hussein suggested that Saddam could step down temporarily as a way of easing Iran towards a ceasefire, and then afterwards would come back to power. Saddam, annoyed, asked if anyone else in the Cabinet agreed with the Health Minister's idea. When no one raised their hand in support, he escorted Riyadh Hussein to the next room, closed the door, and shot him with his pistol. Saddam returned to the room and continued with his meeting.
Iran invades Iraq
Iraqi tactics against Iranian invasion
For the most part, Iraq remained on the defensive for the next five years, unable and unwilling to launch any major offensives, while Iran launched more than 70 offensives. Iraq's strategy changed from holding territory in Iran to denying Iran any major gains in Iraq (as well as holding onto disputed territories along the border). Saddam commenced a policy of total war, gearing most of his country towards defending against Iran. By 1988, Iraq was spending 40–75% of its GDP on military equipment. Saddam had also more than doubled the size of the Iraqi army, from 200,000 soldiers (12 divisions and three independent brigades) to 500,000 (23 divisions and nine brigades). Iraq also began launching air raids against Iranian border cities, greatly increasing the practice by 1984. By the end of 1982, Iraq had been resupplied with new Soviet and Chinese materiel, and the ground war entered a new phase. Iraq used newly acquired T-55, T-62 and T-72 tanks (as well as Chinese copies), BM-21 truck-mounted rocket launchers, and Mi-24 helicopter gunships to prepare a Soviet-type three-line defence, replete with obstacles such as barbed wire, minefields, fortified positions and bunkers. The Combat Engineer Corps built bridges across water obstacles, laid minefields, erected earthen revetments, dug trenches, built machinegun nests, and prepared new defence lines and fortifications.
Iraq began to focus on using defense in depth to defeat the Iranians. Iraq created multiple static defense lines to bleed the Iranians through sheer size. When faced against large Iranian attack, where human waves would overrun Iraq's forward entrenched infantry defences, the Iraqis would often retreat, but their static defences would bleed the Iranians and channel them into certain directions, drawing them into traps or pockets. Iraqi air and artillery attacks would then pin the Iranians down, while tanks and mechanised infantry attacks using mobile warfare would push them back. Sometimes, the Iraqis would launch "probing attacks" into the Iranian lines to provoke them into launching their attacks sooner. While Iranian human wave attacks were successful against the dug in Iraqi forces in Khuzestan, they had trouble breaking through Iraq's defense in depth lines. Iraq had a logistical advantage in their defence: the front was located near the main Iraqi bases and arms depots, allowing their army to be efficiently supplied. By contrast, the front in Iran was a considerable distance away from the main Iranian bases and arms depots, and as such, Iranian troops and supplies had to travel through mountain ranges before arriving at the front.
In addition, Iran's military power was weakened once again by large purges in 1982, resulting from another supposedly attempted coup.
Operation Ramadan (First Battle of Basra)
The Iranian generals wanted to launch an all-out attack on Baghdad and seize it before the weapon shortages continued to manifest further. Instead, that was rejected as being unfeasible, and the decision was made to capture one area of Iraq after the other in the hopes that a series of blows delivered foremost by the Revolutionary Guards Corps would force a political solution to the war (including Iraq withdrawing completely from the disputed territories along the border).
The Iranians planned their attack in southern Iraq, near Basra. Called Operation Ramadan, it involved over 180,000 troops from both sides, and was one of the largest land battles since World War II. Iranian strategy dictated that they launch their primary attack on the weakest point of the Iraqi lines; however, the Iraqis were informed of Iran's battle plans and moved all of their forces to the area the Iranians planned to attack. The Iraqis were equipped with tear gas to use against the enemy, which would be the first major use of chemical warfare during the conflict, throwing an entire attacking division into chaos.
Over 100,000 Revolutionary Guards and Basij volunteer forces charged towards the Iraqi lines. The Iraqi troops had entrenched themselves in formidable defenses, and had set up a network of bunkers and artillery positions. The Basij used human waves, and were even used to bodily clear the Iraqi minefields and allow the Revolutionary Guards to advance. Combatants came so close to one another that Iranians were able to board Iraqi tanks and throw grenades inside the hulls. By the eighth day, the Iranians had gained inside Iraq and had taken several causeways. Iran's Revolutionary Guards also used the T-55 tanks they had captured in earlier battles.
However, the attacks came to a halt and the Iranians turned to defensive measures. Seeing this, Iraq used their Mi-25 helicopters, along with Gazelle helicopters armed with Euromissile HOT, against columns of Iranian mechanised infantry and tanks. These "hunter-killer" teams of helicopters, which had been formed with the help of East German advisors, proved to be very costly for the Iranians. Aerial dogfights occurred between Iraqi MiGs and Iranian F-4 Phantoms.
On 16 July, Iran tried again further north and managed to push the Iraqis back. However, only from Basra, the poorly equipped Iranian forces were surrounded on three sides by Iraqis with heavy weaponry. Some were captured, while many were killed. Only a last-minute attack by Iranian AH-1 Cobra helicopters stopped the Iraqis from routing the Iranians. Three more similar attacks occurred around the Khorramshahr-Baghdad road area towards the end of the month, but none were significantly successful. Iraq had concentrated three armoured divisions, the 3rd, 9th, and 10th, as a counter-attack force to attack any penetrations. They were successful in defeating the Iranian breakthroughs, but suffered heavy losses. The 9th Armoured Division in particular had to be disbanded, and was never reformed. The total casualty toll had grown to include 80,000 soldiers and civilians. 400 Iranian tanks and armored vehicles were destroyed or abandoned, while Iraq lost no fewer than 370 tanks.
Fighting during the rest of 1982
After Iran's failure in Operation Ramadan, they carried out only a few smaller attacks. Iran launched two limited offensives aimed at reclaiming the Sumar Hills and isolating the Iraqi pocket at Naft shahr at the international border, both of which were part of the disputed territories still under Iraqi occupation. They then aimed to capture the Iraqi border town of Mandali. They planned to take the Iraqis by surprise using Basij militiamen, army helicopters, and some armoured forces, then stretch their defences and possibly break through them to open a road to Baghdad for future exploitation. During Operation Muslim ibn Aqil (1–7 October), Iran recovered of disputed territory straddling the international border and reached the outskirts of Mandali before being stopped by Iraqi helicopter and armoured attacks. During Operation Muharram (1–21 November), the Iranians captured part of the Bayat oilfield with the help of their fighter jets and helicopters, destroying 105 Iraqi tanks, 70 APCs, and 7 planes with few losses. They nearly breached the Iraqi lines but failed to capture Mandali after the Iraqis sent reinforcements, including brand new T-72 tanks, which possessed armour that could not be pierced from the front by Iranian TOW missiles. The Iranian advance was also impeded by heavy rains. 3,500 Iraqis and an unknown number of Iranians died, with only minor gains for Iran.
1983–84: Strategic stalemate and war of attrition
After the failure of the 1982 summer offensives, Iran believed that a major effort along the entire breadth of the front would yield victory. During the course of 1983, the Iranians launched five major assaults along the front, though none achieved substantial success, as the Iranians staged more massive "human wave" attacks. By this time, it was estimated that no more than 70 Iranian fighter aircraft were still operational at any given time; Iran had its own helicopter repair facilities, left over from before the revolution, and thus often used helicopters for close air support. Iranian fighter pilots had superior training compared to their Iraqi counterparts (as most had received training from US officers before the 1979 revolution) and would continue to dominate in combat. However, aircraft shortages, the size of defended territory/airspace, and American intelligence supplied to Iraq allowed the Iraqis to exploit gaps in Iranian airspace. Iraqi air campaigns met little opposition, striking over half of Iran, as the Iraqis were able to gain air superiority towards the end of the war.
Operation Before the Dawn
In Operation Before the Dawn, launched 6 February 1983, the Iranians shifted focus from the southern to the central and northern sectors. Employing 200,000 "last reserve" Revolutionary Guard troops, Iran attacked along a stretch near al-Amarah, Iraq, about southeast of Baghdad, in an attempt to reach the highways connecting northern and southern Iraq. The attack was stalled by of hilly escarpments, forests, and river torrents blanketing the way to al-Amarah, but the Iraqis could not force the Iranians back. Iran directed artillery on Basra, Al Amarah, and Mandali.
The Iranians suffered a large number of casualties clearing minefields and breaching Iraqi anti-tank mines, which Iraqi engineers were unable to replace. After this battle, Iran reduced its use of human wave attacks, though they still remained a key tactic as the war went on.
Further Iranian attacks were mounted in the Mandali–Baghdad north-central sector in April 1983, but were repelled by Iraqi mechanised and infantry divisions. Casualties were high, and by the end of 1983, an estimated 120,000 Iranians and 60,000 Iraqis had been killed. Iran, however, held the advantage in the war of attrition; in 1983, Iran had an estimated population of 43.6 million to Iraq's 14.8 million, and the discrepancy continued to grow throughout the war.
Dawn Operations
From early 1983–1984, Iran launched a series of four Valfajr (Dawn) Operations (that eventually numbered to 10). During Operation Dawn-1, in early February 1983, 50,000 Iranian forces attacked westward from Dezful and were confronted by 55,000 Iraqi forces. The Iranian objective was to cut off the road from Basra to Baghdad in the central sector. The Iraqis carried out 150 air sorties against the Iranians, and even bombed Dezful, Ahvaz, and Khorramshahr in retribution. The Iraqi counterattack was broken up by Iran's 92nd Armoured Division.
During Operation Dawn-2, the Iranians directed insurgency operations by proxy in April 1983 by supporting the Kurds in the north. With Kurdish support, the Iranians attacked on 23 July 1983, capturing the Iraqi town of Haj Omran and maintaining it against an Iraqi poison gas counteroffensive. This operation incited Iraq to later conduct indiscriminate chemical attacks against the Kurds. The Iranians attempted to further exploit activities in the north on 30 July 1983, during Operation Dawn-3. Iran saw an opportunity to sweep away Iraqi forces controlling the roads between the Iranian mountain border towns of Mehran, Dehloran and Elam. Iraq launched airstrikes, and equipped attack helicopters with chemical warheads; while ineffective, it demonstrated both the Iraqi general staff's and Saddam's increasing interest in using chemical weapons. In the end, 17,000 had been killed on both sides, with no gain for either country.
The focus of Operation Dawn-4 in September 1983 was the northern sector in Iranian Kurdistan. Three Iranian regular divisions, the Revolutionary Guard, and Kurdistan Democratic Party (KDP) elements amassed in Marivan and Sardasht in a move to threaten the major Iraqi city Suleimaniyah. Iran's strategy was to press Kurdish tribes to occupy the Banjuin Valley, which was within of Suleimaniyah and from the oilfields of Kirkuk. To stem the tide, Iraq deployed Mi-8 attack helicopters equipped with chemical weapons and executed 120 sorties against the Iranian force, which stopped them into Iraqi territory. 5,000 Iranians and 2,500 Iraqis died. Iran gained of its territory back in the north, gained of Iraqi land, and captured 1,800 Iraqi prisoners while Iraq abandoned large quantities of valuable weapons and war materiel in the field. Iraq responded to these losses by firing a series of SCUD-B missiles into the cities of Dezful, Masjid Soleiman, and Behbehan. Iran's use of artillery against Basra while the battles in the north raged created multiple fronts, which effectively confused and wore down Iraq.
Iran's change in tactics
Previously, the Iranians had outnumbered the Iraqis on the battlefield, but Iraq expanded their military draft (pursuing a policy of total war), and by 1984, the armies were equal in size. By 1986, Iraq had twice as many soldiers as Iran. By 1988, Iraq would have 1 million soldiers, giving it the fourth largest army in the world. Some of their equipment, such as tanks, outnumbered the Iranians' by at least five to one. Iranian commanders, however, remained more tactically skilled.
After the Dawn Operations, Iran attempted to change tactics. In the face of increasing Iraqi defense in depth, as well as increased armaments and manpower, Iran could no longer rely on simple human wave attacks. Iranian offensives became more complex and involved extensive maneuver warfare using primarily light infantry. Iran launched frequent, and sometimes smaller offensives to slowly gain ground and deplete the Iraqis through attrition. They wanted to drive Iraq into economic failure by wasting money on weapons and war mobilization, and to deplete their smaller population by bleeding them dry, in addition to creating an anti-government insurgency (they were successful in Kurdistan, but not southern Iraq). Iran also supported their attacks with heavy weaponry when possible and with better planning (although the brunt of the battles still fell to the infantry). The Army and Revolutionary Guards worked together better as their tactics improved. Human wave attacks became less frequent (although still used). To negate the Iraqi advantage of defense in depth, static positions, and heavy firepower, Iran began to focus on fighting in areas where the Iraqis could not use their heavy weaponry, such as marshes, valleys, and mountains, and frequently using infiltration tactics.
Iran began training troops in infiltration, patrolling, night-fighting, marsh warfare, and mountain warfare. They also began training thousands of Revolutionary Guard commandos in amphibious warfare, as southern Iraq is marshy and filled with wetlands. Iran used speedboats to cross the marshes and rivers in southern Iraq and landed troops on the opposing banks, where they would dig and set up pontoon bridges across the rivers and wetlands to allow heavy troops and supplies to cross. Iran also learned to integrate foreign guerrilla units as part of their military operations. On the northern front, Iran began working heavily with the Peshmerga, Kurdish guerrillas. Iranian military advisors organised the Kurds into raiding parties of 12 guerrillas, which would attack Iraqi command posts, troop formations, infrastructure (including roads and supply lines), and government buildings. The oil refineries of Kirkuk became a favourite target, and were often hit by homemade Peshmerga rockets.
Battle of the Marshes
By 1984, the Iranian ground forces were reorganised well enough for the Revolutionary Guard to start Operation Kheibar, which lasted from 24 February to 19 March. On 15 February 1984, the Iranians began launching attacks against the central section of the front, where the Second Iraqi Army Corps was deployed: 250,000 Iraqis faced 250,000 Iranians. The goal of this new major offensive was the capture of Basra-Baghdad Highway, cutting off Basra from Baghdad and setting the stage for an eventual attack upon the city. The Iraqi high command had assumed that the marshlands above Basra were natural barriers to attack, and had not reinforced them. The marshes negated Iraqi advantage in armor, and absorbed artillery rounds and bombs.
Prior to the attack, Iranian commandos on helicopters had landed behind Iraqi lines and destroyed Iraqi artillery. Iran launched two preliminary attacks prior to the main offensive, Operation Dawn 5 and Dawn 6. They saw the Iranians attempting to capture Kut al-Imara, Iraq and sever the highway connecting Baghdad to Basra, which would impede Iraqi coordination of supplies and defences. Iranian troops crossed the river on motorboats in a surprise attack, though only came within of the highway.
Operation Kheibar began on 24 February with Iranian infantrymen crossing the Hawizeh Marshes using motorboats and transport helicopters in an amphibious assault. The Iranians attacked the vital oil-producing Majnoon Island by landing troops via helicopters onto the islands and severing the communication lines between Amareh and Basra. They then continued the attack towards Qurna. By 27 February, they had captured the island, but suffered catastrophic helicopter losses to the IrAF. On that day, a massive array of Iranian helicopters transporting Pasdaran troops were intercepted by Iraqi combat aircraft (MiGs, Mirages and Sukhois). In what was essentially an aerial slaughter, Iraqi jets shot down 49 of the 50 Iranian helicopters. At times, fighting took place in waters over deep. Iraq ran live electrical cables through the water, electrocuting numerous Iranian troops and then displaying their corpses on state television.
By 29 February, the Iranians had reached the outskirts of Qurna and were closing in on the Baghdad–Basra highway. They had broken out of the marshes and returned to open terrain, where they were confronted by conventional Iraqi weapons, including artillery, tanks, air power, and mustard gas. 1,200 Iranian soldiers were killed in the counter-attack. The Iranians retreated back to the marshes, though they still held onto them along with Majnoon Island.
The Battle of the Marshes saw an Iraqi defence that had been under continuous strain since 15 February; they were relieved by their use of chemical weapons and defence-in-depth, where they layered defensive lines: even if the Iranians broke through the first line, they were usually unable to break through the second due to exhaustion and heavy losses. They also largely relied on Mi-24 Hind to "hunt" the Iranian troops in the marshes, and at least 20,000 Iranians were killed in the marsh battles. Iran used the marshes as a springboard for future attacks/infiltrations.
Four years into the war, the human cost to Iran had been 170,000 combat fatalities and 340,000 wounded. Iraqi combat fatalities were estimated at 80,000 with 150,000 wounded.
"Tanker War" and the "War of the Cities"
Unable to launch successful ground attacks against Iran, Iraq used their now expanded air force to carry out strategic bombing against Iranian shipping, economic targets, and cities in order to damage Iran's economy and morale. Iraq also wanted to provoke Iran into doing something that would cause the superpowers to be directly involved in the conflict on the Iraqi side.
Attacks on shipping
The so-called "Tanker War" started when Iraq attacked the oil terminal and oil tankers at Kharg Island in early 1984. Iraq's aim in attacking Iranian shipping was to provoke the Iranians to retaliate with extreme measures, such as closing the Strait of Hormuz to all maritime traffic, thereby bringing American intervention; the United States had threatened several times to intervene if the Strait of Hormuz were closed. As a result, the Iranians limited their retaliatory attacks to Iraqi shipping, leaving the strait open to general passage.
Iraq declared that all ships going to or from Iranian ports in the northern zone of the Persian Gulf were subject to attack. They used F-1 Mirage, Super Etendard, Mig-23, Su-20/22, and Super Frelon helicopters armed with Exocet anti-ship missiles as well as Soviet-made air-to-surface missiles to enforce their threats. Iraq repeatedly bombed Iran's main oil export facility on Kharg Island, causing increasingly heavy damage. As a first response to these attacks, Iran attacked a Kuwaiti tanker carrying Iraqi oil near Bahrain on 13 May 1984, as well as a Saudi tanker in Saudi waters on 16 May. Because Iraq had become landlocked during the course of the war, they had to rely on their Arab allies, primarily Kuwait, to transport their oil. Iran attacked tankers carrying Iraqi oil from Kuwait, later attacking tankers from any Persian Gulf state supporting Iraq. Attacks on ships of noncombatant nations in the Persian Gulf sharply increased thereafter, with both nations attacking oil tankers and merchant ships of neutral nations in an effort to deprive their opponent of trade. The Iranian attacks against Saudi shipping led to Saudi F-15s shooting down a pair of F-4 Phantom II fighters on 5 June 1984.
The air and small-boat attacks, however, did little damage to Persian Gulf state economies, and Iran moved its shipping port to Larak Island in the Strait of Hormuz.
The Iranian Navy imposed a naval blockade of Iraq, using its British-built frigates to stop and inspect any ships thought to be trading with Iraq. They operated with virtual impunity, as Iraqi pilots had little training in hitting naval targets. Some Iranian warships attacked tankers with ship-to-ship missiles, while others used their radars to guide land-based anti-ship missiles to their targets. Iran began to rely on its new Revolutionary Guard's navy, which used Boghammar speedboats fitted with rocket launchers and heavy machine guns. These speedboats would launch surprise attacks against tankers and cause substantial damage. Iran also used F-4 Phantom II fighters and helicopters to launch Maverick missiles and unguided rockets at tankers.
A U.S. Navy ship, , was struck on 17 May 1987 by two Exocet anti-ship missiles fired from an Iraqi F-1 Mirage plane. The missiles had been fired at about the time the plane was given a routine radio warning by Stark. The frigate did not detect the missiles with radar, and warning was given by the lookout only moments before they struck. Both missiles hit the ship, and one exploded in crew quarters, killing 37 sailors and wounding 21.
Lloyd's of London, a British insurance market, estimated that the Tanker War damaged 546 commercial vessels and killed about 430 civilian sailors. The largest portion of the attacks was directed by Iraq against vessels in Iranian waters, with the Iraqis launching three times as many attacks as the Iranians. But Iranian speedboat attacks on Kuwaiti shipping led Kuwait to formally petition foreign powers on 1 November 1986 to protect its shipping. The Soviet Union agreed to charter tankers starting in 1987, and the United States Navy offered to provide protection for foreign tankers reflagged and flying the U.S. flag starting 7 March 1987 in Operation Earnest Will. Neutral tankers shipping to Iran were unsurprisingly not protected by Earnest Will, resulting in reduced foreign tanker traffic to Iran, since they risked Iraqi air attack. Iran accused the United States of helping Iraq.
During the course of the war, Iran attacked two Soviet merchant ships.
Seawise Giant, the largest ship ever built, was struck by Iraqi Exocet missiles as it was carrying Iranian crude oil out of the Persian Gulf.
Attacks on cities
Meanwhile, Iraq's air force also began carrying out strategic bombing raids against Iranian cities. While Iraq had launched numerous attacks with aircraft and missiles against border cities from the beginning of the war and sporadic raids on Iran's main cities, this was the first systematic strategic bombing that Iraq carried out during the war. This would become known as the "War of the Cities". With the help of the USSR and the west, Iraq's air force had been rebuilt and expanded. Meanwhile, Iran, due to sanctions and lack of spare parts, had heavily curtailed its air force operations. Iraq used Tu-22 Blinder and Tu-16 Badger strategic bombers to carry out long-range high-speed raids on Iranian cities, including Tehran. Fighter-bombers such as the Mig-25 Foxbat and Su-22 Fitter were used against smaller or shorter range targets, as well as escorting the strategic bombers. Civilian and industrial targets were hit by the raids, and each successful raid inflicted economic damage from regular strategic bombing.
In response, the Iranians deployed their F-4 Phantoms to combat the Iraqis, and eventually they deployed F-14s as well. By 1986, Iran also expanded their air defense network heavily to relieve the pressure on the air force. By later in the war, Iraqi raids primarily consisted of indiscriminate missile attacks while air attacks were used only on fewer, more important targets. Starting in 1987, Saddam also ordered several chemical attacks on civilian targets in Iran, such as the town of Sardasht.
Iran also launched several retaliatory air raids on Iraq, while primarily shelling border cities such as Basra. Iran also bought some Scud missiles from Libya, and launched them against Baghdad. These too inflicted damage upon Iraq.
On 7 February 1984, during the first war of the cities, Saddam ordered his air force to attack eleven Iranian cities; bombardments ceased on 22 February 1984. Though Saddam intended the attacks to demoralise Iran and force them to negotiate, they had little effect, and Iran quickly repaired the damage. Moreover, Iraq's air force took heavy losses and Iran struck back, hitting Baghdad and other Iraqi cities. The attacks resulted in tens of thousands of civilian casualties on both sides, and became known as the first "war of the cities". It was estimated that 1,200 Iranian civilians were killed during the raids in February alone. There would be five such major exchanges throughout the course of the war, and multiple minor ones. While interior cities such as Tehran, Tabriz, Qom, Isfahan and Shiraz received numerous raids, the cities of western Iran suffered the most.
Strategic situation in 1984
By 1984, Iran's losses were estimated to be 300,000 soldiers, while Iraq's losses were estimated to be 150,000. Foreign analysts agreed that both Iran and Iraq failed to use their modern equipment properly, and both sides failed to carry out modern military assaults that could win the war. Both sides also abandoned equipment in the battlefield because their technicians were unable to carry out repairs. Iran and Iraq showed little internal coordination on the battlefield, and in many cases units were left to fight on their own. As a result, by the end of 1984, the war was a stalemate. One limited offensive Iran launched (Dawn 7) took place from 18 to 25 October 1984, when they recaptured the Iranian city of Mehran, which had been occupied by the Iraqis from the beginning of the war.
1985–86: Offensives and retreats
By 1985, Iraqi armed forces were receiving financial support from Saudi Arabia, Kuwait, and other Persian Gulf states, and were making substantial arms purchases from the Soviet Union, China, and France. For the first time since early 1980, Saddam launched new offensives.
On 6 January 1986, the Iraqis launched an offensive attempting to retake Majnoon Island. However, they were quickly bogged down into a stalemate against 200,000 Iranian infantrymen, reinforced by amphibious divisions. However, they managed to gain a foothold in the southern part of the island.
Iraq also carried out another "war of the cities" between 12 and 14 March, hitting up to 158 targets in over 30 towns and cities, including Tehran. Iran responded by launching 14 Scud missiles for the first time, purchased from Libya. More Iraqi air attacks were carried out in August, resulting in hundreds of additional civilian casualties. Iraqi attacks against both Iranian and neutral oil tankers in Iranian waters continued, with Iraq carrying out 150 airstrikes using French bought Super Etendard and Mirage F-1 jets as well as Super Frelon helicopters, armed with Exocet missiles.
Operation Badr
The Iraqis attacked again on 28 January 1985; they were defeated, and the Iranians retaliated on 11 March 1985 with a major offensive directed against the Baghdad-Basra highway (one of the few major offensives conducted in 1985), codenamed Operation Badr (after the Battle of Badr, Muhammad's first military victory in Mecca). Ayatollah Khomeini urged Iranians on, declaring:
It is our belief that Saddam wishes to return Islam to blasphemy and polytheism...if America becomes victorious...and grants victory to Saddam, Islam will receive such a blow that it will not be able to raise its head for a long time...The issue is one of Islam versus blasphemy, and not of Iran versus Iraq.
This operation was similar to Operation Kheibar, though it invoked more planning. Iran used 100,000 troops, with 60,000 more in reserve. They assessed the marshy terrain, plotted points where they could land tanks, and constructed pontoon bridges across the marshes. The Basij forces were also equipped with anti-tank weapons.
The ferocity of the Iranian offensive broke through the Iraqi lines. The Revolutionary Guard, with the support of tanks and artillery, broke through north of Qurna on 14 March. That same night 3,000 Iranian troops reached and crossed the Tigris River using pontoon bridges and captured part of the Baghdad–Basra Highway 6, which they had failed to achieve in Operations Dawn 5 and 6.
Saddam responded by launching chemical attacks against the Iranian positions along the highway and by initiating the aforementioned second "war of the cities", with an air and missile campaign against twenty to thirty Iranian population centres, including Tehran. Under General Sultan Hashim Ahmad al-Tai and General Jamal Zanoun (both considered to be among Iraq's most skilled commanders), the Iraqis launched air attacks against the Iranian positions and pinned them down. They then launched a pincer attack using mechanized infantry and heavy artillery. Chemical weapons were used, and the Iraqis also flooded Iranian trenches with specially constructed pipes delivering water from the Tigris River.
The Iranians retreated back to the Hoveyzeh marshes while being attacked by helicopters, and the highway was recaptured by the Iraqis. Operation Badr resulted in 10,000–12,000 Iraqi casualties and 15,000 Iranian ones.
Strategic situation at the beginning of 1986
The failure of the human wave attacks in earlier years had prompted Iran to develop a better working relationship between the Army and the Revolutionary Guard and to mould the Revolutionary Guard units into a more conventional fighting force. To combat Iraq's use of chemical weapons, Iran began producing an antidote. They also created and fielded their own homemade drones, the Mohajer 1's, fitted with six RPG-7's to launch attacks. They were primarily used in observation, being used for up to 700 sorties.
For the rest of 1986, and until the spring of 1988, the Iranian Air Force's efficiency in air defence increased, with weapons being repaired or replaced and new tactical methods being used. For example, the Iranians would loosely integrate their SAM Sites and interceptors to create "killing fields" in which dozens of Iraqi planes were lost (which was reported in the West as the Iranian Air Force using F-14s as "mini-AWACs"). The Iraqi Air Force reacted by increasing the sophistication of its equipment, incorporating modern electronic countermeasure pods, decoys such as chaff and flare, and anti-radiation missiles. Due to the heavy losses in the last war of the cities, Iraq reduced their use of aerial attacks on Iranian cities. Instead, they would launch Scud missiles, which the Iranians could not stop. Since the range of the Scud missile was too short to reach Tehran, they converted them to al-Hussein missiles with the help of East German engineers, cutting up their Scuds into three chunks and attaching them together. Iran responded to these attacks by using their own Scud missiles.
Compounding the extensive foreign help to Iraq, Iranian attacks were severely hampered by their shortages of weaponry, particularly heavy weapons as large amounts had been lost during the war. Iran still managed to maintain 1,000 tanks (often by capturing Iraqi ones) and additional artillery, but many needed repairs to be operational. However, by this time Iran managed to procure spare parts from various sources, helping them to restore some weapons. They secretly imported some weapons, such as RBS-70 anti-aircraft MANPADS. In an exception to the United States' support for Iraq, in exchange for Iran using its influence to help free western hostages in Lebanon, the United States secretly sold Iran some limited supplies (in Ayatollah Rafsanjani's postwar interview, he stated that during the period when Iran was succeeding, for a short time the United States supported Iran, then shortly after began helping Iraq again). Iran managed to get some advanced weapons, such as anti-tank TOW missiles, which worked better than rocket-propelled grenades. Iran later reverse-engineered and produced those weapons themselves. All of these almost certainly helped increase the effectiveness of Iran, although it did not reduce the human cost of their attacks.
First Battle of al-Faw
On the night of 10–11 February 1986, the Iranians launched Operation Dawn 8, in which 30,000 troops comprising five Army divisions and men from the Revolutionary Guard and Basij advanced in a two-pronged offensive to capture the al-Faw peninsula in southern Iraq, the only area touching the Persian Gulf. The capture of Al Faw and Umm Qasr was a major goal for Iran. Iran began with a feint attack against Basra, which was stopped by the Iraqis; Meanwhile, an amphibious strike force landed at the foot of the peninsula. The resistance, consisting of several thousand poorly trained soldiers of the Iraqi Popular Army, fled or were defeated, and the Iranian forces set up pontoon bridges crossing the Shatt al-Arab, allowing 30,000 soldiers to cross in a short period of time. They drove north along the peninsula almost unopposed, capturing it after only 24 hours of fighting. Afterwards they dug in and set up defenses.
The sudden capture of al-Faw shocked the Iraqis, since they had thought it impossible for the Iranians to cross the Shatt al-Arab. On 12 February 1986, the Iraqis began a counter-offensive to retake al-Faw, which failed after a week of heavy fighting. On 24 February 1986, Saddam sent one of his best commanders, General Maher Abd al-Rashid, and the Republican Guard to begin a new offensive to recapture al-Faw. A new round of heavy fighting took place. However, their attempts again ended in failure, costing them many tanks and aircraft: their 15th mechanised division was almost completely wiped out. The capture of al-Faw and the failure of the Iraqi counter-offensives were blows to the Ba'ath regime's prestige, and led the Gulf countries to fear that Iran might win the war. Kuwait in particular felt menaced with Iranian troops only away, and increased its support of Iraq accordingly.
In March 1986, the Iranians tried to follow up their success by attempting to take Umm Qasr, which would have completely severed Iraq from the Gulf and placed Iranian troops on the border with Kuwait. However, the offensive failed due to Iranian shortages of armor. By this time, 17,000 Iraqis and 30,000 Iranians were made casualties. The First Battle of al-Faw ended in March, but heavy combat operations lasted on the peninsula into 1988, with neither side being able to displace the other. The battle bogged down into a World War I-style stalemate in the marshes of the peninsula.
Battle of Mehran
Immediately after the Iranian capture of al-Faw, Saddam declared a new offensive against Iran, designed to drive deep into the state. The Iranian border city of Mehran, on the foot of the Zagros Mountains, was selected as the first target. On 15–19 May, Iraqi Army's Second Corps, supported by helicopter gunships, attacked and captured the city. Saddam then offered the Iranians to exchange Mehran for al-Faw. The Iranians rejected the offer. Iraq then continued the attack, attempting to push deeper into Iran. However, Iraq's attack was quickly warded off by Iranian AH-1 Cobra helicopters with TOW missiles, which destroyed numerous Iraqi tanks and vehicles.
The Iranians built up their forces on the heights surrounding Mehran. On 30 June, using mountain warfare tactics they launched their attack, recapturing the city by 3 July. Saddam ordered the Republican Guard to retake the city on 4 July, but their attack was ineffective. Iraqi losses were heavy enough to allow the Iranians to also capture territory inside Iraq, and depleted the Iraqi military enough to prevent them from launching a major offensive for the next two years. Iraq's defeats at al-Faw and at Mehran were severe blows to the prestige of the Iraqi regime, and western powers, including the US, became more determined to prevent an Iraqi loss.
Strategic situation at the end of 1986
Through the eyes of international observers, Iran was prevailing in the war by the end of 1986. In the northern front, the Iranians began launching attacks toward the city of Suleimaniya with the help of Kurdish fighters, taking the Iraqis by surprise. They came within of the city before being stopped by chemical and army attacks. Iran's army had also reached the Meimak Hills, only from Baghdad. Iraq managed to contain Iran's offensives in the south, but was under serious pressure, as the Iranians were slowly overwhelming them.
Iraq responded by launching another "war of the cities". In one attack, Tehran's main oil refinery was hit, and in another instance, Iraq damaged Iran's Assadabad satellite dish, disrupting Iranian overseas telephone and telex service for almost two weeks. Civilian areas were also hit, resulting in many casualties. Iraq continued to attack oil tankers via air. Iran responded by launching Scud missiles and air attacks at Iraqi targets.
Iraq continued to attack Kharg Island and the oil tankers and facilities as well. Iran created a tanker shuttle service of 20 tankers to move oil from Kharg to Larak Island, escorted by Iranian fighter jets. Once moved to Larak, the oil would be moved to oceangoing tankers (usually neutral). They also rebuilt the oil terminals damaged by Iraqi air raids and moved shipping to Larak Island, while attacking foreign tankers that carried Iraqi oil (as Iran had blocked Iraq's access to the open sea with the capture of al-Faw). By now they almost always used the armed speedboats of the IRGC navy, and attacked many tankers. The tanker war escalated drastically, with attacks nearly doubling in 1986 (the majority carried out by Iraq). Iraq got permission from the Saudi government to use its airspace to attack Larak Island, although due to the distance attacks were less frequent there. The escalating tanker war in the Gulf became an ever-increasing concern to foreign powers, especially the United States.
In April 1986, Ayatollah Khomeini issued a fatwa declaring that the war must be won by March 1987. The Iranians increased recruitment efforts, obtaining 650,000 volunteers. The animosity between the Army and the Revolutionary Guard arose again, with the Army wanting to use more refined, limited military attacks while the Revolutionary Guard wanted to carry out major offensives. Iran, confident in its successes, began planning their largest offensives of the war, which they called their "final offensives".
Iraq's dynamic defense strategy
Faced with their recent defeats in al-Faw and Mehran, Iraq appeared to be losing the war. Iraq's generals, angered by Saddam's interference, threatened a full-scale mutiny against the Ba'ath Party unless they were allowed to conduct operations freely. In one of the few times during his career, Saddam gave in to the demands of his generals. Up to this point, Iraqi strategy was to ride out Iranian attacks. However, the defeat at al-Faw led Saddam to declare the war to be Al-Defa al-Mutaharakha (The Dynamic Defense), and announcing that all civilians had to take part in the war effort. The universities were closed and all of the male students were drafted into the military. Civilians were instructed to clear marshlands to prevent Iranian amphibious infiltrations and to help build fixed defenses.
The government tried to integrate the Shias into the war effort by recruiting many as part of the Ba'ath Party. In an attempt to counterbalance the religious fervor of the Iranians and gain support from the devout masses, the regime also began to promote religion and, on the surface, Islamization, despite the fact that Iraq was run by a secular regime. Scenes of Saddam praying and making pilgrimages to shrines became common on state-run television. While Iraqi morale had been low throughout the war, the attack on al-Faw raised patriotic fervor, as the Iraqis feared invasion. Saddam also recruited volunteers from other Arab countries into the Republican Guard, and received much technical support from foreign nations as well. While Iraqi military power had been depleted in recent battles, through heavy foreign purchases and support, they were able to expand their military even to much larger proportions by 1988.
At the same time, Saddam ordered the genocidal al-Anfal Campaign in an attempt to crush the Kurdish resistance, who were now allied with Iran. The result was the deaths of several hundred thousand Iraqi Kurds, and the destruction of villages, towns, and cities.
Iraq began to try to perfect its maneuver tactics. The Iraqis began to prioritize the professionalization of their military. Prior to 1986, the conscription-based Iraqi regular army and the volunteer-based Iraqi Popular Army conducted the bulk of the operations in the war, to little effect. The Republican Guard, formerly an elite praetorian guard, was expanded as a volunteer army and filled with Iraq's best generals. Loyalty to the state was no longer a primary requisite for joining. After the war, due to Saddam's paranoia, the former duties of the Republican Guard were transferred to a new unit, the Special Republican Guard. Full-scale war games against hypothetical Iranian positions were carried out in the western Iraqi desert against mock targets, and they were repeated over the course of a full year until the forces involved fully memorized their attacks. Iraq built its military massively, eventually possessing the 4th largest in the world, in order to overwhelm the Iranians through sheer size.
1987–88: Towards a ceasefire
Meanwhile, Iran continued to attack as the Iraqis were planning their strike. In 1987 the Iranians renewed a series of major human wave offensives in both northern and southern Iraq. The Iraqis had elaborately fortified Basra with 5 defensive rings, exploiting natural waterways such as the Shatt-al-Arab and artificial ones, such as Fish Lake and the Jasim River, along with earth barriers. Fish Lake was a massive lake filled with mines, underwater barbed wire, electrodes and sensors. Behind each waterway and defensive line was radar-guided artillery, ground attack aircraft and helicopters, all capable of firing poison gas or conventional munitions.
The Iranian strategy was to penetrate the Iraqi defences and encircle Basra, cutting off the city as well as the Al-Faw peninsula from the rest of Iraq. Iran's plan was for three assaults: a diversionary attack near Basra, the main offensive and another diversionary attack using Iranian tanks in the north to divert Iraqi heavy armor from Basra. For these battles, Iran had re-expanded their military by recruiting many new Basij and Pasdaran volunteers. Iran brought 150,000–200,000 total troops into the battles.
Karbala operations
Operation Karbala-4
On 25 December 1986, Iran launched Operation Karbala-4 (Karbala referring to Hussein ibn Ali's Battle of Karbala). According to Iraqi General Ra'ad al-Hamdani, this was a diversionary attack. The Iranians launched an amphibious assault against the Iraqi island of Umm al-Rassas in the Shatt-Al-Arab river, parallel to Khoramshahr. They then set up a pontoon bridge and continued the attack, eventually capturing the island in a costly success but failing to advance further; the Iranians had 60,000 casualties, while the Iraqis 9,500. The Iraqi commanders exaggerated Iranian losses to Saddam, and it was assumed that the main Iranian attack on Basra had been fully defeated and that it would take the Iranians six months to recover. When the main Iranian attack, Operation Karbala 5, began, many Iraqi troops were on leave.
Operation Karbala-5 (Sixth Battle of Basra)
The Siege of Basra, code-named Operation Karbala-5 (), was an offensive operation carried out by Iran in an effort to capture the Iraqi port city of Basra in early 1987. This battle, known for its extensive casualties and ferocious conditions, was the biggest battle of the war and proved to be the beginning of the end of the Iran–Iraq War. While Iranian forces crossed the border and captured the eastern section of Basra Governorate, the operation ended in a stalemate.
Operation Karbala-6
At the same time as Operation Karbala 5, Iran also launched Operation Karbala-6 against the Iraqis in Qasr-e Shirin in central Iran to prevent the Iraqis from rapidly transferring units down to defend against the Karbala-5 attack. The attack was carried out by Basij infantry and the Revolutionary Guard's 31st Ashura and the Army's 77th Khorasan armored divisions. The Basij attacked the Iraqi lines, forcing the Iraqi infantry to retreat. An Iraqi armored counter-attack surrounded the Basij in a pincer movement, but the Iranian tank divisions attacked, breaking the encirclement. The Iranian attack was finally stopped by mass Iraqi chemical weapons attacks.
Iranian war-weariness
Operation Karbala-5 was a severe blow to Iran's military and morale. To foreign observers, it appeared that Iran was continuing to strengthen. By 1988, Iran had become self-sufficient in many areas, such as anti-tank TOW missiles, Scud ballistic missiles (Shahab-1), Silkworm anti-ship missiles, Oghab tactical rockets, and producing spare parts for their weaponry. Iran had also improved its air defenses with smuggled surface to air missiles. Iran was even producing UAV's and the Pilatus PC-7 propeller aircraft for observation. Iran also doubled their stocks of artillery, and was self-sufficient in the manufacture of ammunition and small arms.
While it was not obvious to foreign observers, the Iranian public had become increasingly war-weary and disillusioned with the fighting, and relatively few volunteers joined the fight in 1987–88. Because the Iranian war effort relied on popular mobilization, their military strength actually declined, and Iran was unable to launch any major offensives after Karbala-5. As a result, for the first time since 1982, the momentum of the fighting shifted towards the regular army. Since the regular army was conscription based, it made the war even less popular. Many Iranians began to try to escape the conflict. As early as May 1985, anti-war demonstrations took place in 74 cities throughout Iran, which were crushed by the regime, resulting in some protesters being shot and killed. By 1987, draft-dodging had become a serious problem, and the Revolutionary Guards and police set up roadblocks throughout cities to capture those who tried to evade conscription. Others, particularly the more nationalistic and religious, the clergy, and the Revolutionary Guards, wished to continue the war.
The leadership acknowledged that the war was a stalemate, and began to plan accordingly. No more "final offensives" were planned. The head of the Supreme Defense Council Hashemi Rafsanjani announced during a news conference the end of human wave attacks. Mohsen Rezaee, head of the IRGC, announced that Iran would focus exclusively on limited attacks and infiltrations, while arming and supporting opposition groups inside of Iraq.
On the Iranian home front, sanctions, declining oil prices, and Iraqi attacks on Iranian oil facilities and shipping took a heavy toll on the economy. While the attacks themselves were not as destructive as some analysts believed, the U.S.-led Operation Earnest Will (which protected Iraqi and allied oil tankers, but not Iranian ones) led many neutral countries to stop trading with Iran because of rising insurance and fear of air attack. Iranian oil and non-oil exports fell by 55%, inflation reached 50% by 1987, and unemployment skyrocketed. At the same time, Iraq was experiencing crushing debt and shortages of workers, encouraging its leadership to try to end the war quickly.
Strategic situation in late 1987
By the end of 1987, Iraq possessed 5,550 tanks (outnumbering the Iranians six to one) and 900 fighter aircraft (outnumbering the Iranians ten to one). After Operation Karbala-5, Iraq only had 100 qualified fighter pilots remaining; therefore, Iraq began to invest in recruiting foreign pilots from countries such as Belgium, South Africa, Pakistan, East Germany and the Soviet Union. They replenished their manpower by integrating volunteers from other Arab countries into their army. Iraq also became self-sufficient in chemical weapons and some conventional ones and received much equipment from abroad. Foreign support helped Iraq bypass its economic troubles and massive debt to continue the war and increase the size of its military.
While the southern and central fronts were at a stalemate, Iran began to focus on carrying out offensives in northern Iraq with the help of the Peshmerga (Kurdish insurgents). The Iranians used a combination of semi-guerrilla and infiltration tactics in the Kurdish mountains with the Peshmerga. During Operation Karbala-9 in early April, Iran captured territory near Suleimaniya, provoking a severe poison gas counter-attack. During Operation Karbala-10, Iran attacked near the same area, capturing more territory. During Operation Nasr-4, the Iranians surrounded the city of Suleimaniya and, with the help of the Peshmerga, infiltrated over 140 km into Iraq and raided and threatened to capture the oil-rich city of Kirkuk and other northern oilfields. Nasr-4 was considered to be Iran's most successful individual operation of the war but Iranian forces were unable to consolidate their gains and continue their advance; while these offensives coupled with the Kurdish uprising sapped Iraqi strength, losses in the north would not mean a catastrophic failure for Iraq.
On 20 July, the UN Security Council passed the U.S.-sponsored Resolution 598, which called for an end to the fighting and a return to pre-war boundaries. This resolution was noted by Iran for being the first resolution to call for a return to the pre-war borders, and setting up a commission to determine the aggressor and compensation.
Air and tanker war in 1987
With the stalemate on land, the air/tanker war began to play an increasingly major role in the conflict. The Iranian air force had become very small, with only 20 F-4 Phantoms, 20 F-5 Tigers, and 15 F-14 Tomcats in operation, although Iran managed to restore some damaged planes to service. The Iranian Air Force, despite its once sophisticated equipment, lacked enough equipment and personnel to sustain the war of attrition that had developed, and was unable to lead an outright onslaught against Iraq. The Iraqi Air Force, however, had originally lacked modern equipment and experienced pilots, but after pleas from Iraqi military leaders, Saddam decreased political influence on everyday operations and left the fighting to his combatants. The Soviets began delivering more advanced aircraft and weapons to Iraq, while the French improved training for flight crews and technical personnel and continually introduced new methods for countering Iranian weapons and tactics. Iranian ground air defense still shot down many Iraqi aircraft.
The main Iraqi air effort had shifted to the destruction of Iranian war-fighting capability (primarily Persian Gulf oil fields, tankers, and Kharg Island), and starting in late 1986, the Iraqi Air Force began a comprehensive campaign against the Iranian economic infrastructure. By late 1987, the Iraqi Air Force could count on direct American support for conducting long-range operations against Iranian infrastructural targets and oil installations deep in the Persian Gulf. U.S. Navy ships tracked and reported movements of Iranian shipping and defences. In the massive Iraqi air strike against Kharg Island, flown on 18 March 1988, the Iraqis destroyed two supertankers but lost five aircraft to Iranian F-14 Tomcats, including two Tupolev Tu-22Bs and one Mikoyan MiG-25RB. The U.S. Navy was now becoming more involved in the fight in the Persian Gulf, launching Operations Earnest Will and Prime Chance against the Iranians.
The attacks on oil tankers continued. Both Iran and Iraq carried out frequent attacks during the first four months of the year. Iran was effectively waging a naval guerilla war with its IRGC navy speedboats, while Iraq attacked with its aircraft. In 1987, Kuwait asked to reflag its tankers to the U.S. flag. They did so in March, and the U.S. Navy began Operation Earnest Will to escort the tankers. The result of Earnest Will would be that, while oil tankers shipping Iraqi/Kuwaiti oil were protected, Iranian tankers and neutral tankers shipping to Iran would be unprotected, resulting in both losses for Iran and the undermining of its trade with foreign countries, damaging Iran's economy further. Iran deployed Silkworm missiles to attack ships, but only a few were actually fired. Both the United States and Iran jockeyed for influence in the Gulf. To discourage the United States from escorting tankers, Iran secretly mined some areas. The United States began to escort the reflagged tankers, but one was damaged by a mine while under escort. While being a public-relations victory for Iran, the United States increased its reflagging efforts. While Iran mined the Persian Gulf, their speedboat attacks were reduced, primarily attacking unflagged tankers shipping in the area.
On 24 September, US Navy SEALS captured the Iranian mine-laying ship Iran Ajr, a diplomatic disaster for the already isolated Iranians. Iran had previously sought to maintain at least a pretense of plausible deniability regarding its use of mines, but the Navy SEALS captured and photographed extensive evidence of Iran Ajrs mine-laying activities. On 8 October, the U.S. Navy destroyed four Iranian speedboats, and in response to Iranian Silkworm missile attacks on Kuwaiti oil tankers, launched Operation Nimble Archer, destroying two Iranian oil rigs in the Persian Gulf. During November and December, the Iraqi air force launched a bid to destroy all Iranian airbases in Khuzestan and the remaining Iranian air force. Iran managed to shoot down 30 Iraqi fighters with fighter jets, anti-aircraft guns, and missiles, allowing the Iranian air force to survive to the end of the war.
On 28 June, Iraqi fighter bombers attacked the Iranian town of Sardasht near the border, using chemical mustard gas bombs. While many towns and cities had been bombed before, and troops attacked with gas, this was the first time that the Iraqis had attacked a civilian area with poison gas. One quarter of the town's then population of 20,000 was burned and stricken, and 113 were killed immediately, with many more dying and suffering health effects over following decades. Saddam ordered the attack in order to test the effects of the newly developed "dusty mustard" gas, which was designed to be even more crippling than traditional mustard gas. While little known outside of Iran (unlike the later Halabja chemical attack), the Sardasht bombing (and future similar attacks) had a tremendous effect on the Iranian people's psyche.
1988: Iraqi offensives and UN ceasefire
By 1988, with massive equipment imports and reduced Iranian volunteers, Iraq was ready to launch major offensives against Iran. In February 1988, Saddam began the fifth and most deadly "war of the cities". Over the next two months, Iraq launched over 200 al-Hussein missiles at 37 Iranian cities. Saddam also threatened to use chemical weapons in his missiles, which caused 30% of Tehran's population to leave the city. Iran retaliated, launching at least 104 missiles against Iraq in 1988 and shelling Basra. This event was nicknamed the "Scud Duel" in the foreign media. In all, Iraq launched 520 Scuds and al-Husseins against Iran and Iran fired 177 in return. The Iranian attacks were too few in number to deter Iraq from launching their attacks. Iraq also increased their airstrikes against Kharg Island and Iranian oil tankers. With their tankers protected by U.S. warships, they could operate with virtual impunity. In addition, the West supplied Iraq's air force with laser-guided smart bombs, allowing them to attack economic targets while evading anti-aircraft defenses. These attacks began to have a major toll on the Iranian economy and morale and caused many casualties.
Iran's Kurdistan Operations
In March 1988, the Iranians carried out Operation Dawn 10, Operation Beit ol-Moqaddas 2, and Operation Zafar 7 in Iraqi Kurdistan with the aim of capturing the Darbandikhan Dam and the power plant at Lake Dukan, which supplied Iraq with much of its electricity and water, as well as the city of Suleimaniya. Iran hoped that the capture of these areas would bring more favourable terms to the ceasefire agreement. This infiltration offensive was carried out in conjunction with the Peshmerga. Iranian airborne commandos landed behind the Iraqi lines and Iranian helicopters hit Iraqi tanks with TOW missiles. The Iraqis were taken by surprise, and Iranian F-5E Tiger fighter jets even damaged the Kirkuk oil refinery. Iraq carried out executions of multiple officers for these failures in March–April 1988, including Colonel Jafar Sadeq. The Iranians used infiltration tactics in the Kurdish mountains, captured the town of Halabja and began to fan out across the province.
Though the Iranians advanced to within sight of Dukan and captured around and 4,000 Iraqi troops, the offensive failed due to the Iraqi use of chemical warfare. The Iraqis launched the deadliest chemical weapons attacks of the war. The Republican Guard launched 700 chemical shells, while the other artillery divisions launched 200–300 chemical shells each, unleashing a chemical cloud over the Iranians, killing or wounding 60% of them, the blow was felt particularly by the Iranian 84th infantry division and 55th paratrooper division. The Iraqi special forces then stopped the remains of the Iranian force. In retaliation for Kurdish collaboration with the Iranians, Iraq launched a massive poison gas attack against Kurdish civilians in Halabja, recently taken by the Iranians, killing thousands of civilians. Iran airlifted foreign journalists to the ruined city, and the images of the dead were shown throughout the world, but Western mistrust of Iran and collaboration with Iraq led them to also blame Iran for the attack.
Second Battle of al-Faw
On 17 April 1988, Iraq launched Operation Ramadan Mubarak (Blessed Ramadan), a surprise attack against the 15,000 Basij troops on the al-Faw peninsula. The attack was preceded by Iraqi diversionary attacks in northern Iraq, with a massive artillery and air barrage of Iranian front lines. Key areas, such as supply lines, command posts, and ammunition depots, were hit by a storm of mustard gas and nerve gas, as well as by conventional explosives. Helicopters landed Iraqi commandos behind Iranian lines on al-Faw while the main Iraqi force made a frontal assault. Within 48 hours, all of the Iranian forces had been killed or cleared from the al-Faw Peninsula. The day was celebrated in Iraq as Faw Liberation Day throughout Saddam's rule. The Iraqis had planned the offensive well. Prior to the attack, the Iraqi soldiers gave themselves poison gas antidotes to shield themselves from the effect of the saturation of gas. The heavy and well executed use of chemical weapons was the decisive factor in the victory. Iraqi losses were relatively light, especially compared to Iran's casualties. Ra'ad al-Hamdani later recounted that the recapture of al-Faw marked "the highest point of experience and expertise that the Iraqi Army reached." The Iranians eventually managed to halt the Iraqi drive as they pushed towards Khuzestan.
To the shock of the Iranians, rather than breaking off the offensive, the Iraqis kept up their drive, and a new force attacked the Iranian positions around Basra. Following this, the Iraqis launched a sustained drive to clear the Iranians out of all of southern Iraq. One of the most successful Iraqi tactics was the "one-two punch" attack using chemical weapons. Using artillery, they would saturate the Iranian front line with rapidly dispersing cyanide and nerve gas, while longer-lasting mustard gas was launched via fighter-bombers and rockets against the Iranian rear, creating a "chemical wall" that blocked reinforcement.
Operation Praying Mantis
The same day as Iraq's attack on al-Faw peninsula, the United States Navy launched Operation Praying Mantis in retaliation against Iran for damaging a warship with a mine. Iran lost oil platforms, destroyers, and frigates in this battle, which ended only when President Reagan decided that the Iranian navy had been damaged enough. In spite of this, the Revolutionary Guard Navy continued their speedboat attacks against oil tankers. The defeats at al-Faw and in the Persian Gulf nudged Iranian leadership towards quitting the war, especially when facing the prospect of fighting the Americans.
Iranian counteroffensive
Faced with such losses, Khomeini appointed the cleric Hashemi Rafsanjani as the Supreme Commander of the Armed Forces, though he had in actuality occupied that position for months. Rafsanjani ordered a last desperate counter-attack into Iraq, which was launched 13 June 1988. The Iranians infiltrated through the Iraqi trenches and moved into Iraq and managed to strike Saddam's presidential palace in Baghdad using fighter aircraft. After three days of fighting, the decimated Iranians were driven back to their original positions again as the Iraqis launched 650 helicopter and 300 aircraft sorties.
Operation Forty Stars
On 18 June, Iraq launched Operation Forty Stars ( chehel cheragh) in conjunction with the Mujahideen-e-Khalq (MEK) around Mehran. With 530 aircraft sorties and heavy use of nerve gas, they crushed the Iranian forces in the area, killing 3,500 and nearly destroying a Revolutionary Guard division. Mehran was captured once again and occupied by the MEK. Iraq also launched air raids on Iranian population centres and economic targets, setting 10 oil installations on fire.
Tawakalna ala Allah operations
On 25 May 1988, Iraq launched the first of five Tawakalna ala Allah Operations, consisting of one of the largest artillery barrages in history, coupled with chemical weapons. The marshes had been dried by drought, allowing the Iraqis to use tanks to bypass Iranian field fortifications, expelling the Iranians from the border town of Shalamcheh after less than 10 hours of combat.
On 25 June, Iraq launched the second Tawakal ala Allah operation against the Iranians on Majnoon Island. Iraqi commandos used amphibious craft to block the Iranian rear, then used hundreds of tanks with massed conventional and chemical artillery barrages to recapture the island after 8 hours of combat. Saddam appeared live on Iraqi television to "lead" the charge against the Iranians. The majority of the Iranian defenders were killed during the quick assault. The final two Tawakal ala Allah operations took place near al-Amarah and Khaneqan. By 12 July, the Iraqis had captured the city of Dehloran, inside Iran, along with 2,500 troops and much armour and material, which took four days to transport to Iraq. These losses included more than 570 of the 1,000 remaining Iranian tanks, over 430 armored vehicles, 45 self-propelled artillery, 300 towed artillery pieces, and 320 antiaircraft guns. These figures only included what Iraq could actually put to use; total amount of captured materiel was higher. Since March, the Iraqis claimed to have captured 1,298 tanks, 155 infantry fighting vehicles, 512 heavy artillery pieces, 6,196 mortars, 5,550 recoilless rifles and light guns, 8,050-man-portable rocket launchers, 60,694 rifles, 322 pistols, 454 trucks, and 1,600 light vehicles. The Iraqis withdrew from Dehloran soon after, claiming that they had "no desire to conquer Iranian territory". History professor Kaveh Farrokh considered this to be Iran's greatest military disaster during the war. Stephen Pelletier, a Journalist, Middle East expert, and author, noted that "Tawakal ala Allah ... resulted in the absolute destruction of Iran's military machine."
During the 1988 battles, the Iranians put up little resistance, having been worn out by nearly eight years of war. They lost large amounts of equipment. On 2 July, Iran belatedly set up a joint central command which unified the Revolutionary Guard, Army, and Kurdish rebels, and dispelled the rivalry between the Army and the Revolutionary Guard. However, this came too late and, following the capture of 570 of their operable tanks and the destruction of hundreds more, Iran was believed to have fewer than 200 remaining operable tanks on the southern front, against thousands of Iraqi ones. The only area where the Iranians were not suffering major defeats was in Kurdistan.
Iran accepts the ceasefire
Saddam sent a warning to Khomeini in mid-1988, threatening to launch a new and powerful full-scale invasion and attack Iranian cities with weapons of mass destruction. Shortly afterwards, Iraqi aircraft bombed the Iranian town of Oshnavieh with poison gas, immediately killing and wounding over 2,000 civilians. The fear of an all out chemical attack against Iran's largely unprotected civilian population weighed heavily on the Iranian leadership, and they realized that the international community had no intention of restraining Iraq. The lives of the civilian population of Iran were becoming very disrupted, with a third of the urban population evacuating major cities in fear of the seemingly imminent chemical war. Meanwhile, Iraqi conventional bombs and missiles continuously hit towns and cities, destroying vital civilian and military infrastructure, and increasing the death toll. Iran replied with missile and air attacks, but not sufficiently to deter the Iraqis.
With the threat of a new and even more powerful invasion, Commander-in-Chief Rafsanjani ordered the Iranians to retreat from Haj Omran, Kurdistan on 14 July. The Iranians did not publicly describe this as a retreat, instead calling it a "temporary withdrawal". By July, Iran's army inside Iraq had largely disintegrated. Iraq put up a massive display of captured Iranian weapons in Baghdad, claiming they captured 1,298 tanks, 5,550 recoil-less rifles, and thousands of other weapons. However, Iraq had taken heavy losses as well, and the battles were very costly.
In July 1988, Iraqi aircraft dropped bombs on the Iranian Kurdish village of Zardan. Dozens of villages, such as Sardasht, and some larger towns, such as Marivan, Baneh and Saqqez, were once again attacked with poison gas, resulting in even heavier civilian casualties. On 3 July 1988, the USS Vincennes shot down Iran Air Flight 655, killing 290 passengers and crew. The lack of international sympathy disturbed the Iranian leadership, and they came to the conclusion that the United States was on the verge of waging a full-scale war against them, and that Iraq was on the verge of unleashing its entire chemical arsenal upon their cities.
At this point, elements of the Iranian leadership, led by Rafsanjani (who had initially pushed for the extension of the war), persuaded Khomeini to accept a ceasefire. They stated that in order to win the war, Iran's military budget would have to be increased eightfold and the war would last until 1993. On 20 July 1988, Iran accepted Resolution 598, showing its willingness to accept a ceasefire. A statement from Khomeini was read out in a radio address, and he expressed deep displeasure and reluctance about accepting the ceasefire,
Happy are those who have departed through martyrdom. Happy are those who have lost their lives in this convoy of light. Unhappy am I that I still survive and have drunk the poisoned chalice...
The news of the end of the war was greeted with celebration in Baghdad, with people dancing in the streets; in Tehran, however, the end of the war was greeted with a somber mood.
Operation Mersad and end of the war
Operation Mersad ( "ambush") was the last big military operation of the war. Both Iran and Iraq had accepted Resolution 598, but despite the ceasefire, after seeing Iraqi victories in the previous months, Mujahadeen-e-Khalq (MEK) decided to launch an attack of its own and wished to advance all the way to Tehran. Saddam and the Iraqi high command decided on a two-pronged offensive across the border into central Iran and Iranian Kurdistan. Shortly after Iran accepted the ceasefire the MEK army began its offensive, attacking into Ilam province under cover of Iraqi air power. In the north, Iraq also launched an attack into Iraqi Kurdistan, which was blunted by the Iranians.
On 26 July 1988, the MEK started their campaign in central Iran, Operation Forough Javidan (Eternal Light), with the support of the Iraqi army. The Iranians had withdrawn their remaining soldiers to Khuzestan in fear of a new Iraqi invasion attempt, allowing the Mujahedeen to advance rapidly towards Kermanshah, seizing Qasr-e Shirin, Sarpol-e Zahab, Kerend-e Gharb, and Islamabad-e-Gharb. The MEK expected the Iranian population to rise up and support their advance; the uprising never materialised but they reached deep into Iran. In response, the Iranian military launched its counter-attack, Operation Mersad, under Lieutenant General Ali Sayyad Shirazi. Iranian paratroopers landed behind the MEK lines while the Iranian Air Force and helicopters launched an air attack, destroying much of the enemy columns. The Iranians defeated the MEK in the city of Kerend-e Gharb on 29 July 1988. On 31 July, Iran drove the MEK out of Qasr-e-Shirin and Sarpol Zahab, though MEK claimed to have "voluntarily withdrawn" from the towns. Iran estimated that 4,500 MEK were killed, while 400 Iranian soldiers died.
The last notable combat actions of the war took place on 3 August 1988, in the Persian Gulf when the Iranian navy fired on a freighter and Iraq launched chemical attacks on Iranian civilians, killing an unknown number of them and wounding 2,300. Iraq came under international pressure to curtail further offensives. Resolution 598 became effective on 8 August 1988, ending all combat operations between the two countries. By 20 August 1988, peace with Iran was restored. UN peacekeepers belonging to the UNIIMOG mission took the field, remaining on the Iran–Iraq border until 1991. The majority of Western analysts believe that the war had no winners while some believed that Iraq emerged as the victor of the war, based on Iraq's overwhelming successes between April and July 1988. While the war was now over, Iraq spent the rest of August and early September clearing the Kurdish resistance. Using 60,000 troops along with helicopter gunships, chemical weapons (poison gas), and mass executions, Iraq hit 15 villages, killing rebels and civilians, and forced tens of thousands of Kurds to relocate to settlements. Many Kurdish civilians fled to Iran. By 3 September 1988, the anti-Kurd campaign ended, and all resistance had been crushed. 400 Iraqi soldiers and 50,000–100,000 Kurdish civilians and soldiers had been killed.
At the war's conclusion, it took several weeks for the Armed Forces of the Islamic Republic of Iran to evacuate Iraqi territory to honor pre-war international borders set by the 1975 Algiers Agreement. The last prisoners of war were exchanged in 2003.
The Security Council did not identify Iraq as the aggressor of the war until 11 December 1991, some 11 years after Iraq invaded Iran and 16 months following Iraq's invasion of Kuwait.
Aftermath
Casualties
The Iran–Iraq War was the deadliest conventional war ever fought between regular armies of developing countries. Encyclopædia Britannica states: "Estimates of total casualties range from 1,000,000 to twice that number. The number killed on both sides was perhaps 500,000, with Iran suffering the greatest losses." Iraqi casualties are estimated at 105,000–200,000 killed, while about 400,000 had been wounded and some 70,000 taken prisoner. Thousands of civilians on both sides died in air raids and ballistic missile attacks. Prisoners taken by both countries began to be released in 1990, though some were not released until more than 10 years after the end of the conflict. Cities on both sides had also been considerably damaged. While revolutionary Iran had been bloodied, Iraq was left with a large military and was a regional power, albeit with severe debt, financial problems, and labour shortages.
According to Iranian government sources, the war cost Iran an estimated 200,000–220,000 killed, or up to 262,000 according to the conservative Western estimates. This includes 123,220 combatants, 60,711 MIA and 11,000–16,000 civilians. Combatants include 79,664 members of the Revolutionary Guard Corps and additional 35,170 soldiers from regular military. In addition, prisoners of war comprise 42,875 Iranian casualties, they were captured and kept in Iraqi detention centres from 2.5 to more than 15 years after the war was over. According to the Janbazan Affairs Organization, 398,587 Iranians sustained injuries that required prolonged medical and health care following primary treatment, including 52,195 (13%) injured due to the exposure to chemical warfare agents. From 1980 to 2012, 218,867 Iranians died due to war injuries and the mean age of combatants was 23 years old. This includes 33,430 civilians, mostly women and children. More than 144,000 Iranian children were orphaned as a consequence of these deaths. Other estimates put Iranian casualties up to 600,000.
Both Iraq and Iran manipulated loss figures to suit their purposes. At the same time, Western analysts accepted improbable estimates. By April 1988, such casualties were estimated at between 150,000 and 340,000 Iraqis dead, and 450,000 to 730,000 Iranians. Shortly after the end of the war, it was thought that Iran suffered even more than a million dead. Considering the style of fighting on the ground and the fact that neither side penetrated deeply into the other's territory, USMC analysts believe events do not substantiate the high casualties claimed. The Iraqi government has claimed 800,000 Iranians were killed in action, four times more than Iranian official figures, whereas Iraqi intelligence privately put the number at 228,000–258,000 as of August 1986. Iraqi losses were also revised downwards over time.
Peace talks and postwar situation
With the ceasefire in place, and UN peacekeepers monitoring the border, Iran and Iraq sent their representatives to Geneva, Switzerland, to negotiate a peace agreement on the terms of the ceasefire. However, peace talks stalled. Iraq, in violation of the UN ceasefire, refused to withdraw its troops from of disputed territory at the border area unless the Iranians accepted Iraq's full sovereignty over the Shatt al-Arab waterway. Foreign powers continued to support Iraq, which wanted to gain at the negotiating table what they failed to achieve on the battlefield, and Iran was portrayed as the one not wanting peace. Iran, in response, refused to release 70,000 Iraqi prisoners of war (compared to 40,000 Iranian prisoners of war held by Iraq). They also continued to carry out a naval blockade of Iraq, although its effects were mitigated by Iraqi use of ports in friendly neighbouring Arab countries. Iran also began to improve relations with many of the states that opposed it during the war. Because of Iranian actions, by 1990, Saddam had become more conciliatory, and in a letter to the future fourth President of Iran Rafsanjani, he became more open to the idea of a peace agreement, although he still insisted on full sovereignty over the Shatt al-Arab.
By 1990, Iran was undergoing military rearmament and reorganization, and purchased $10 billion worth of heavy weaponry from the USSR and China, including aircraft, tanks, and missiles. Rafsanjani reversed Iran's self-imposed ban on chemical weapons, and ordered the manufacture and stockpile of them (Iran destroyed them in 1993 after ratifying the Chemical Weapons Convention). As war with the western powers loomed, Iraq became concerned about the possibility of Iran mending its relations with the west in order to attack Iraq. Iraq had lost its support from the West, and its position in Iran was increasingly untenable. Saddam realized that if Iran attempted to expel the Iraqis from the disputed territories in the border area, it was likely they would succeed. Shortly after his invasion of Kuwait, Saddam wrote a letter to Rafsanjani stating that Iraq recognised Iranian rights over the eastern half of the Shatt al-Arab, a reversion to status quo ante bellum that he had repudiated a decade earlier, and that he would accept Iran's demands and withdraw Iraq's military from the disputed territories. A peace agreement was signed finalizing the terms of the UN resolution, diplomatic relations were restored, and by late 1990-early 1991, the Iraqi military withdrew. The UN peacekeepers withdrew from the border shortly afterward. Most of the prisoners of war were released in 1990, although some remained as late as 2003. Iranian politicians declared it to be the "greatest victory in the history of the Islamic Republic of Iran".
Most historians and analysts consider the war to be a stalemate. Certain analysts believe that Iraq won, on the basis of the successes of their 1988 offensives which thwarted Iran's major territorial ambitions in Iraq and persuaded Iran to accept the ceasefire. Iranian analysts believe that they won the war because although they did not succeed in overthrowing the Iraqi government, they thwarted Iraq's major territorial ambitions in Iran, and that, two years after the war had ended, Iraq permanently gave up its claim of ownership over the entire Shatt al-Arab as well.
On 9 December 1991, Javier Pérez de Cuéllar, UN Secretary General at the time, reported that Iraq's initiation of the war was unjustified, as was its occupation of Iranian territory and use of chemical weapons against civilians:
That [Iraq's] explanations do not appear sufficient or acceptable to the international community is a fact...[the attack] cannot be justified under the charter of the United Nations, any recognized rules and principles of international law, or any principles of international morality, and entails the responsibility for conflict. Even if before the outbreak of the conflict there had been some encroachment by Iran on Iraqi territory, such encroachment did not justify Iraq's aggression against Iran—which was followed by Iraq's continuous occupation of Iranian territory during the conflict—in violation of the prohibition of the use of force, which is regarded as one of the rules of jus cogens...On one occasion I had to note with deep regret the experts' conclusion that "chemical weapons ha[d] been used against Iranian civilians in an area adjacent to an urban center lacking any protection against that kind of attack."
He also stated that had the UN accepted this fact earlier, the war would have almost certainly not lasted as long as it did. Iran, encouraged by the announcement, sought reparations from Iraq, but never received any.
Throughout the 1990s and early 2000s, Iran and Iraq relations remained balanced between a cold war and a cold peace. Despite renewed and somewhat thawed relations, both sides continued to have low level conflicts. Iraq continued to host and support the Mujahedeen-e-Khalq, which carried out multiple attacks throughout Iran up until the 2003 invasion of Iraq (including the assassination of Iranian general Ali Sayyad Shirazi in 1998, cross border raids, and mortar attacks). Iran carried out several airstrikes and missile attacks against Mujahedeen targets inside of Iraq (the largest taking place in 2001, when Iran fired 56 Scud missiles at Mujahedeen targets). In addition, according to General Hamdani, Iran continued to carry out low-level infiltrations of Iraqi territory, using Iraqi dissidents and anti-government activists rather than Iranian troops, in order to incite revolts. After the fall of Saddam in 2003, Hamdani claimed that Iranian agents infiltrated and created numerous militias in Iraq and built an intelligence system operating within the country.
In 2005, the new government of Iraq apologised to Iran for starting the war. The Iraqi government also commemorated the war with various monuments, including the Hands of Victory and the al-Shaheed Monument, both in Baghdad. The war also helped to create a forerunner for the Coalition of the Gulf War, when the Gulf Arab states banded together early in the war to form the Gulf Cooperation Council to help Iraq fight Iran.
Economic situation
The economic loss at the time was believed to exceed $500 billion for each country ($1.2 trillion total). In addition, economic development stalled and oil exports were disrupted. Iraq had accrued more than $130 billion of international debt, excluding interest, and was also weighed down by a slowed GDP growth. Iraq's debt to Paris Club amounted to $21 billion, 85% of which had originated from the combined inputs of Japan, the USSR, France, Germany, the United States, Italy and the United Kingdom. The largest portion of Iraq's debt, amounting to $130 billion, was to its former Arab backers, with $67 billion loaned by Kuwait, Saudi Arabia, Qatar, UAE, and Jordan. After the war, Iraq accused Kuwait of slant drilling and stealing oil, inciting its invasion of Kuwait, which in turn worsened Iraq's financial situation: the United Nations Compensation Commission mandated Iraq to pay reparations of more than $200 billion to victims of the invasion, including Kuwait and the United States. To enforce payment, Iraq was put under a complete international embargo, which further strained the Iraqi economy and pushed its external debt to private and public sectors to more than $500 billion by the end of Saddam's rule. Combined with Iraq's negative economic growth after prolonged international sanctions, this produced a debt-to-GDP ratio of more than 1,000%, making Iraq the most indebted developing country in the world. The unsustainable economic situation compelled the new Iraqi government to request that a considerable portion of debt incurred during the Iran–Iraq war be written off.
Much of the oil industry in both countries was damaged in air raids.
Science and technology
The war had its impact on medical science: a surgical intervention for comatose patients with penetrating brain injuries was created by Iranian physicians treating wounded soldiers, later establishing neurosurgery guidelines to treat civilians who had suffered blunt or penetrating skull injuries. Iranian physicians' experience in the war informed the medical care of U.S. congresswoman Gabby Giffords after the 2011 Tucson shooting.
In addition to helping trigger the Persian Gulf War, the Iran–Iraq War also contributed to Iraq's defeat in the Persian Gulf War. Iraq's military was accustomed to fighting the slow moving Iranian infantry formations with artillery and static defenses, while using mostly unsophisticated tanks to gun down and shell the infantry and overwhelm the smaller Iranian tank force; in addition to being dependent on weapons of mass destruction to help secure victories. Therefore, they were rapidly overwhelmed by the high-tech, quick-maneuvering Coalition forces using modern doctrines such as AirLand Battle.
Domestic situation
Iraq
At first, Saddam attempted to ensure that the Iraqi population suffered from the war as little as possible. There was rationing, but civilian projects begun before the war continued. At the same time, the already extensive personality cult around Saddam reached new heights while the regime tightened its control over the military.
After the Iranian victories of the spring of 1982 and the Syrian closure of Iraq's main pipeline, Saddam did a volte-face on his policy towards the home front: a policy of austerity and total war was introduced, with the entire population being mobilised for the war effort. All Iraqis were ordered to donate blood and around 100,000 Iraqi civilians were ordered to clear the reeds in the southern marshes. Mass demonstrations of loyalty towards Saddam became more common. Saddam also began implementing a policy of discrimination against Iraqis of Iranian origin.
In the summer of 1982, Saddam began a campaign of terror. More than 300 Iraqi Army officers were executed for their failures on the battlefield. In 1983, a major crackdown was launched on the leadership of the Shia community. Ninety members of the al-Hakim family, an influential family of Shia clerics whose leading members were the émigrés Mohammad Baqir al-Hakim and Abdul Aziz al-Hakim, were arrested, and 6 were hanged. The crackdown on Kurds saw 8,000 members of the Barzani clan, whose leader (Massoud Barzani) also led the Kurdistan Democratic Party, similarly executed. From 1983 onwards, a campaign of increasingly brutal repression was started against the Iraqi Kurds, characterised by Israeli historian Efraim Karsh as having "assumed genocidal proportions" by 1988. The al-Anfal Campaign was intended to "pacify" Iraqi Kurdistan permanently. By 1983, the Barzanis entered an alliance with Iran in defense against Saddam Hussein.
Gaining civilian support
To secure the loyalty of the Shia population, Saddam allowed more Shias into the Ba'ath Party and the government, and improved Shia living standards, which had been lower than those of the Iraqi Sunnis. Saddam had the state pay for restoring Imam Ali's tomb with white marble imported from Italy. The Baathists also increased their policies of repression against the Shia. The most infamous event was the massacre of 148 civilians of the Shia town of Dujail.
Despite the costs of the war, the Iraqi regime made generous contributions to Shia waqf (religious endowments) as part of the price of buying Iraqi Shia support. The importance of winning Shia support was such that welfare services in Shia areas were expanded during a time in which the Iraqi regime was pursuing austerity in all other non-military fields. During the first years of the war in the early 1980s, the Iraqi government tried to accommodate the Kurds in order to focus on the war against Iran. In 1983, the Patriotic Union of Kurdistan agreed to cooperate with Baghdad, but the Kurdistan Democratic Party (KDP) remained opposed. In 1983, Saddam signed an autonomy agreement with Jalal Talabani of the Patriotic Union of Kurdistan (PUK), though Saddam later reneged on the agreement. By 1985, the PUK and KDP had joined forces, and Iraqi Kurdistan saw widespread guerrilla warfare up to the end of the war.
Iran
Israeli-British historian Ephraim Karsh argued that the Iranian government saw the outbreak of war as chance to strengthen its position and consolidate the Islamic revolution, noting that government propaganda presented it domestically as a glorious jihad and a test of Iranian national character. The Iranian regime followed a policy of total war from the beginning, and attempted to mobilise the nation as a whole. They established a group known as the Reconstruction Campaign, whose members were exempted from conscription and were instead sent into the countryside to work on farms to replace the men serving at the front.
Iranian workers had a day's pay deducted from their pay cheques every month to help finance the war, and mass campaigns were launched to encourage the public to donate food, money, and blood. To further help finance the war, the Iranian government banned the import of all non-essential items, and launched a major effort to rebuild the damaged oil plants.
According to former Iraqi general Ra'ad al-Hamdani, the Iraqis believed that in addition to the Arab revolts, the Revolutionary Guards would be drawn out of Tehran, leading to a counter-revolution in Iran that would cause Khomeini's government to collapse and thus ensure Iraqi victory. However, rather than turning against the revolutionary government as experts had predicted, Iran's people (including Iranian Arabs) rallied in support of the country and put up a stiff resistance.
Civil unrest
In June 1981, street battles broke out between the Revolutionary Guard and the left-wing Mujaheddin e-Khalq (MEK), continuing for several days and killing hundreds on both sides. In September, more unrest broke out on the streets of Iran as the MEK attempted to seize power. Thousands of left-wing Iranians (many of whom were not associated with the MEK) were shot and hanged by the government. The MEK began an assassination campaign that killed hundreds of regime officials by the fall of 1981. On 28 June 1981, they assassinated the secretary-general of the Islamic Republican Party, Mohammad Beheshti and on 30 August, killed Iran's president, Mohammad-Ali Rajai. The government responded with mass executions of suspected MEK members, a practice that lasted until 1985.
In addition to the open civil conflict with the MEK, the Iranian government was faced with Iraqi-supported rebellions in Iranian Kurdistan, which were gradually put down through a campaign of systematic repression. 1985 also saw student anti-war demonstrations, which were crushed by government forces.
Economy
NEDSA commander announced in September 2020 that Iran spent $19.6 billion in the war. The war furthered the decline of the Iranian economy that had begun with the revolution in 1978–79. Between 1979 and 1981, foreign exchange reserves fell from $14.6 billion to $1 billion. As a result of the war, living standards dropped dramatically, and Iran was described by British journalists John Bulloch and Harvey Morris as "a dour and joyless place" ruled by a harsh regime that "seemed to have nothing to offer but endless war". Though Iran was becoming bankrupt, Khomeini interpreted Islam's prohibition of usury to mean they could not borrow against future oil revenues to meet war expenses. As a result, Iran funded the war by the income from oil exports after cash had run out. The revenue from oil dropped from $20 billion in 1982 to $5 billion in 1988.French historian Pierre Razoux argued that this sudden drop in economic industrial potential, in conjunction with the increasing aggression of Iraq, placed Iran in a challenging position that had little leeway other than accepting Iraq's conditions of peace.
In January 1985, former prime minister and anti-war Islamic Liberation Movement co-founder Mehdi Bazargan criticised the war in a telegram to the United Nations, calling it un-Islamic and illegitimate and arguing that Khomeini should have accepted Saddam's truce offer in 1982 instead of attempting to overthrow the Ba'ath. In a public letter to Khomeini sent in May 1988, he added "Since 1986, you have not stopped proclaiming victory, and now you are calling upon population to resist until victory. Is that not an admission of failure on your part?" Khomeini was annoyed by Bazargan's telegram, and issued a lengthy public rebuttal in which he defended the war as both Islamic and just.
By 1987, Iranian morale had begun to crumble, reflected in the failure of government campaigns to recruit "martyrs" for the front. Israeli historian Efraim Karsh points to the decline in morale in 1987–88 as being a major factor in Iran's decision to accept the ceasefire of 1988.
Not all saw the war in negative terms. The Islamic Revolution of Iran was strengthened and radicalised. The Iranian government-owned Etelaat newspaper wrote, "There is not a single school or town that is excluded from the happiness of 'holy defence' of the nation, from drinking the exquisite elixir of martyrdom, or from the sweet death of the martyr, who dies in order to live forever in paradise."
Comparison of Iraqi and Iranian military strength
Iran's regular Army had been purged after the 1979 Revolution, with most high-ranking officers either having deserted (fled the country) or been executed.
At the beginning of the war, Iraq held a clear advantage in armour, while both nations were roughly equal in terms of artillery. The gap only widened as the war went on. Iran started with a stronger air force, but over time, the balance of power reversed in Iraq's favour (as Iraq was constantly expanding its military, while Iran was under arms sanctions). Estimates for 1980 and 1987 were:
The conflict has been compared to World War I in terms of the tactics used, including large-scale trench warfare with barbed wire stretched across trenches, manned machine gun posts, bayonet charges, human wave attacks across a no man's land, and extensive use of chemical weapons such as sulfur mustard by the Iraqi government against Iranian troops, civilians, and Kurds. The world powers United States and the Soviet Union, together with many Western and Arab countries, provided military, intelligence, economic, and political support for Iraq. On average, Iraq imported about $7 billion in weapons during every year of the war, accounting for fully 12% of global arms sales in the period. The value of Iraqi arms imports increased to between $12 billion and $14 billion during 1984–1987, whereas the value of Iranian arms imports fell from $14 billion in 1985 to $5.89 billion in 1986 and an estimated $6 billion to $8 billion in 1987. Iran was constrained by the price of oil during the 1980s oil glut as foreign countries were largely unwilling to extend credit to Iran, but Iraq financed its continued massive military expansion by taking on vast quantities of debt that allowed it to win a number of victories against Iran near the end of the war but that left the country bankrupt.
Despite its larger population, by 1988 Iran's ground forces numbered only 600,000 whereas the Iraqi army had grown to include 1 million soldiers.
Foreign support to Iraq and Iran
During the war, Iraq was regarded by the West and the Soviet Union as a counterbalance to post-revolutionary Iran. The Soviet Union, Iraq's main arms supplier during the war, did not wish for the end of its alliance with Iraq, and was alarmed by Saddam's threats to find new arms suppliers in the West and China if the Kremlin did not provide him with the weapons he wanted. The Soviet Union hoped to use the threat of reducing arms supplies to Iraq as leverage for forming a Soviet-Iranian alliance.
During the early years of the war, the United States lacked meaningful relations with either Iran or Iraq, the former due to the Iranian Revolution and the Iran hostage crisis and the latter because of Iraq's alliance with the Soviet Union and hostility towards Israel. Following Iran's success of repelling the Iraqi invasion and Khomeini's refusal to end the war in 1982, the United States made an outreach to Iraq, beginning with the restoration of diplomatic relations in 1984. The United States wished to both keep Iran away from Soviet influence and protect other Gulf states from any threat of Iranian expansion. As a result, it began to provide limited support to Iraq. In 1982, Henry Kissinger, former Secretary of State, outlined U.S. policy towards Iran:
The focus of Iranian pressure at this moment is Iraq. There are few governments in the world less deserving of our support and less capable of using it. Had Iraq won the war, the fear in the Gulf and the threat to our interest would be scarcely less than it is today. Still, given the importance of the balance of power in the area, it is in our interests to promote a ceasefire in that conflict; though not a cost that will preclude an eventual rapprochement with Iran either if a more moderate regime replaces Khomeini's or if the present rulers wake up to geopolitical reality that the historic threat to Iran's independence has always come from the country with which it shares a border of : the Soviet Union. A rapprochement with Iran, of course, must await at a minimum Iran's abandonment of hegemonic aspirations in the Gulf.
Richard Murphy, Assistant Secretary of State during the war, testified to Congress in 1984 that the Reagan administration believed a victory for either Iran or Iraq was "neither militarily feasible nor strategically desirable".
Support to Iraq was given via technological aid, intelligence, the sale of dual-use chemical and biological warfare related technology and military equipment, and satellite intelligence. While there was direct combat between Iran and the United States, it is not universally agreed that the fighting between the United States and Iran was specifically to benefit Iraq, or for separate issues between the U.S. and Iran. American official ambiguity towards which side to support was summed up by Henry Kissinger when he remarked, "It's a pity they both can't lose." The Americans and the British also either blocked or watered down UN resolutions that condemned Iraq for using chemical weapons against the Iranians and their own Kurdish citizens.
More than 30 countries provided support to Iraq, Iran, or both; most of the aid went to Iraq. Iran had a complex clandestine procurement network to obtain munitions and critical materials. Iraq had an even larger clandestine purchasing network, involving 10–12 allied countries, to maintain ambiguity over their arms purchases and to circumvent "official restrictions". Arab mercenaries and volunteers from Egypt and Jordan formed the Yarmouk Brigade and participated in the war alongside Iraqis.
Iraq
According to the Stockholm International Peace Institute, the Soviet Union, France, and China together accounted for over 90% of the value of Iraq's arms imports between 1980 and 1988.
The United States pursued policies in favour of Iraq by reopening diplomatic channels, lifting restrictions on the export of dual-use technology, overseeing the transfer of third-party military hardware, and providing operational intelligence on the battlefield. France, which from the 1970s had been one of Iraq's closest allies, was a major supplier of military hardware. The French sold weapons equal to $5 billion, which comprised well over a quarter of Iraq's total arms stockpile. Citing French magazine Le Nouvel Observateur as the primary source, but also quoting French officials, the New York Times reported France had been sending chemical precursors of chemical weapons to Iraq, since 1986. China, which had no direct stake in the victory of either side and whose interests in the war were entirely commercial, freely sold arms to both sides.
Iraq also made extensive use of front companies, middlemen, secret ownership of all or part of companies all over the world, forged end-user certificates, and other methods to hide what it was acquiring. Some transactions may have involved people, shipping, and manufacturing in as many as 10 countries. Support from Great Britain exemplified the methods by which Iraq would circumvent export controls. Iraq bought at least one British company with operations in the United Kingdom and the United States, and had a complex relationship with France and the Soviet Union, its major suppliers of actual weapons. Turkey took action against the Kurds in 1986, alleging they were attacking the Kurdistan Workers' Party (PKK), which prompted a harsh diplomatic intervention by Iran, which planned a new offensive against Iraq at the time and were counting on the support of Kurdish factions.
Sudan supported Iraq directly during the war, sending a contingent to fight at the frontlines. The Sudanese unit consisted to a large degree of Ugandan refugees from the West Nile Region, recruited by Juma Oris.
The United Nations Security Council initially called for a cease-fire after a week of fighting while Iraq was occupying Iranian territory, and renewed the call on later occasions. However, the UN did not come to Iran's aid to repel the Iraqi invasion, and the Iranians thus interpreted the UN as subtly biased in favour of Iraq.
Financial support
Iraq's main financial backers were the oil-rich Persian Gulf states, most notably Saudi Arabia ($30.9 billion), Kuwait ($8.2 billion), and the United Arab Emirates ($8 billion). In all, Iraq received $35 billion in loans from the West and between $30 and $40 billion from the Persian Gulf states during the 1980s.
The Iraqgate scandal revealed that a branch of Italy's largest bank, Banca Nazionale del Lavoro (BNL), in Atlanta, Georgia, relied partially on U.S. taxpayer-guaranteed loans to funnel $5 billion to Iraq from 1985 to 1989. In August 1989, when FBI agents raided the Atlanta branch of BNL, branch manager Christopher Drogoul was charged with making unauthorised, clandestine, and illegal loans to Iraq—some of which, according to his indictment, were used to purchase arms and weapons technology. According to the Financial Times, Hewlett-Packard, Tektronix, and Matrix Churchill's branch in Ohio were among the companies shipping militarily useful technology to Iraq under the eye of the U.S. government.
Iran
While the United States directly fought Iran, citing freedom of navigation as a major casus belli, it also indirectly supplied some weapons to Iran as part of a complex and illegal programme that became known as the Iran–Contra affair. These secret sales were partly to help secure the release of hostages held in Lebanon, and partly to make money to help the Contras rebel group in Nicaragua. This arms-for-hostages agreement turned into a major scandal.
North Korea was a major arms supplier to Iran, often acting as a third party in arms deals between Iran and the Communist bloc. Support included domestically manufactured arms and Eastern-Bloc weapons, for which the major powers wanted deniability. Among the other arms suppliers and supporters of Iran's Islamic Revolution, the major ones were Libya, Syria, and China. According to the Stockholm International Peace Institute, China was the largest foreign arms supplier to Iran between 1980 and 1988.
Syria and Libya, breaking Arab solidarity, supported Iran with arms, rhetoric and diplomacy.
Both countries
Besides the United States and the Soviet Union, Yugoslavia also sold weapons to both countries for the entire duration of the conflict. Likewise, Portugal helped both countries; it was not unusual to see Iranian and Iraqi flagged ships anchored at Setúbal, waiting their turn to dock.
From 1980 to 1987, Spain sold €458 million in weapons to Iran and €172 million to Iraq. Weapons sold to Iraq included 4x4 vehicles, BO-105 helicopters, explosives, and ammunition. A research party later discovered that an unexploded chemical Iraqi warhead in Iran was manufactured in Spain.
Although neither side acquired any weapons from Turkey, both sides enjoyed Turkish civilian trade during the conflict, although the Turkish government remained neutral and refused to support the U.S.-imposed trade embargo on Iran. Turkey's export market jumped from $220 million in 1981 to $2 billion in 1985, making up 25% of Turkey's overall exports. Turkish construction projects in Iraq totaled $2.5 billion between 1974 and 1990. Trading with both countries helped Turkey to offset its ongoing economic crisis, though the benefits decreased as the war neared its end and accordingly disappeared entirely with Iraq's invasion of Kuwait and the resulting Iraq sanctions Turkey imposed in response.
U.S. involvement
American support for Ba'athist Iraq during the Iran–Iraq War, in which it fought against post-revolutionary Iran, included several billion dollars' worth of economic aid, the sale of dual-use technology, non-U.S. origin weaponry, military intelligence, and special operations training. The U.S. refused to sell arms to Iraq directly due to Iraq's ties to terrorist groups, but several sales of "dual-use" technology have been documented; notably, Iraq purchased 45 Bell helicopters for $200 million in 1985. Total sales of U.S. dual-use technology to Iraq are estimated at $500 million.
U.S. government support for Iraq was not a secret and was frequently discussed in open sessions of the Senate and House of Representatives. American views toward Iraq were not enthusiastically supportive in its conflict with Iran, and activity in assistance was largely to prevent an Iranian victory. This was encapsulated by Henry Kissinger when he remarked, "It's a pity they both can't lose."
U.S. embargo
A key element of U.S. political–military and energy–economic planning occurred in early 1983. The Iran–Iraq war had been going on for three years and there were significant casualties on both sides, reaching hundreds of thousands. Within the Reagan National Security Council concern was growing that the war could spread beyond the boundaries of the two belligerents. A National Security Planning Group meeting was called chaired by Vice President George Bush to review U.S. options. It was determined that there was a high likelihood that the conflict would spread into Saudi Arabia and other Gulf states, but that the United States had little capability to defend the region. Furthermore, it was determined that a prolonged war in the region would induce much higher oil prices and threaten the fragile world recovery which was just beginning to gain momentum. On 22 May 1984, President Reagan was briefed on the project conclusions in the Oval Office by William Flynn Martin who had served as the head of the NSC staff that organized the study. The full declassified presentation can be seen here. The conclusions were threefold: firstly, oil stocks needed to be increased among members of the International Energy Agency and, if necessary, released early in the event of oil market disruption; second, the United States needed to reinforce the security of friendly Arab states in the region; and thirdly, an embargo should be placed on sales of military equipment to Iran and Iraq. The plan was approved by the President and later affirmed by the G-7 leaders headed by Margaret Thatcher in the London Summit of 1984.
U.S. knowledge of Iraqi chemical weapons use
According to Foreign Policy, the "Iraqis used mustard gas and sarin prior to four major offensives in early 1988 that relied on U.S. satellite imagery, maps, and other intelligence. ... According to recently declassified CIA documents and interviews with former intelligence officials like Francona, the U.S. had firm evidence of Iraqi chemical attacks beginning in 1983."
Iraqi attack on U.S. warship
On 17 May 1987, an Iraqi Dassault Mirage F1 fighter jet launched two Exocet missiles at the , a Perry class frigate. The first struck the port side of the ship and failed to explode, though it left burning propellant in its wake; the second struck moments later in approximately the same place and penetrated through to crew quarters, where it exploded, killing 37 crew members and leaving 21 injured. Whether or not Iraqi leadership authorised the attack is still unknown. Initial claims by the Iraqi government (that Stark was inside the Iran–Iraq War zone) were shown to be false, and the motives and orders of the pilot remain unanswered. Though American officials claimed that the pilot who attacked Stark had been executed, an ex-Iraqi Air Force commander since stated he had not been punished, and was still alive at the time. The attack remains the only successful anti-ship missile strike on an American warship. Due to the extensive political and military cooperation between the Iraqis and Americans by 1987, the attack had little effect on relations between the two countries.
U.S. military actions toward Iran
U.S. attention was focused on isolating Iran as well as maintaining freedom of navigation. It criticised Iran's mining of international waters, and sponsored UN Security Council Resolution 598, which passed unanimously on 20 July, under which the U.S. and Iranian forces skirmished during Operation Earnest Will. During Operation Nimble Archer in October 1987, the United States attacked Iranian oil platforms in retaliation for an Iranian attack on the U.S.-flagged Kuwaiti tanker Sea Isle City.
On 14 April 1988, the frigate was badly damaged by an Iranian mine, and 10 sailors were wounded. U.S. forces responded with Operation Praying Mantis on 18 April, the U.S. Navy's largest engagement of surface warships since World War II. Two Iranian oil platforms were destroyed, and five Iranian warships and gunboats were sunk. An American helicopter also crashed. This fighting manifested in the International Court of Justice as Oil Platforms case (Islamic Republic of Iran v. United States of America), which was eventually dismissed in 2003.
U.S. shoots down civilian airliner
In the course of escorts by the U.S. Navy, the cruiser shot down Iran Air Flight 655 on 3 July 1988, killing all 290 passengers and crew on board. The American government claimed that Vincennes was in international waters at the time (which was later proven to be untrue), that the Airbus A300 had been mistaken for an Iranian F-14 Tomcat, and that Vincennes feared that she was under attack. The Iranians maintain that Vincennes was in their own waters, and that the passenger jet was turning away and increasing altitude after take-off. U.S. Admiral William J. Crowe later admitted on Nightline that Vincennes was in Iranian territorial waters when it launched the missiles. At the time of the attack, Admiral Crowe claimed that the Iranian plane did not identify itself and sent no response to warning signals he had sent. In 1996, the United States expressed their regret for the event and the civilian deaths it caused.
Iraq's use of chemical weapons
In a declassified 1991 report, the CIA estimated that Iran had suffered more than 50,000 casualties from Iraq's use of several chemical weapons, though current estimates are more than 100,000 as the long-term effects continue to cause casualties. The official CIA estimate did not include the civilian population contaminated in bordering towns or the children and relatives of veterans, many of whom have developed blood, lung and skin complications, according to the Organization for Veterans of Iran. According to a 2002 article in the Star-Ledger, 20,000 Iranian soldiers were killed on the spot by nerve gas. As of 2002, 5,000 of the 80,000 survivors continue to seek regular medical treatment, while 1,000 are hospital inpatients.
According to Iraqi documents, assistance in developing chemical weapons was obtained from firms in many countries, including the United States, West Germany, the Netherlands, the United Kingdom, and France. A report stated that Dutch, Australian, Italian, French and both West and East German companies were involved in the export of raw materials to Iraqi chemical weapons factories. Declassified CIA documents show that the United States was providing reconnaissance intelligence to Iraq around 1987–88 which was then used to launch chemical weapon attacks on Iranian troops and that the CIA fully knew that chemical weapons would be deployed and sarin and cyclosarin attacks followed.
On 21 March 1986, the United Nations Security Council made a declaration stating that "members are profoundly concerned by the unanimous conclusion of the specialists that chemical weapons on many occasions have been used by Iraqi forces against Iranian troops, and the members of the Council strongly condemn this continued use of chemical weapons in clear violation of the Geneva Protocol of 1925, which prohibits the use in war of chemical weapons." The United States was the only member who voted against the issuance of this statement. A mission to the region in 1988 found evidence of the use of chemical weapons, and was condemned in Security Council Resolution 612.
According to Walter Lang, senior defense intelligence officer at the U.S. Defense Intelligence Agency, "the use of gas on the battlefield by the Iraqis was not a matter of deep strategic concern" to Reagan and his aides, because they "were desperate to make sure that Iraq did not lose". He claimed that the Defense Intelligence Agency "would have never accepted the use of chemical weapons against civilians, but the use against military objectives was seen as inevitable in the Iraqi struggle for survival". The Reagan administration did not stop aiding Iraq after receiving reports of the use of poison gas on Kurdish civilians.
The United States accused Iran of using chemical weapons as well, though the allegations have been disputed. Joost Hiltermann, the principal researcher for Human Rights Watch between 1992 and 1994, conducted a two-year study that included a field investigation in Iraq, and obtained Iraqi government documents in the process. According to Hiltermann, the literature on the Iran–Iraq War reflects allegations of chemical weapons used by Iran, but they are "marred by a lack of specificity as to time and place, and the failure to provide any sort of evidence".
Analysts Gary Sick and Lawrence Potter have called the allegations against Iran "mere assertions" and stated, "No persuasive evidence of the claim that Iran was the primary culprit [of using chemical weapons] was ever presented." Policy consultant and author Joseph Tragert stated, "Iran did not retaliate with chemical weapons, probably because it did not possess any at the time".
At his trial in December 2006, Saddam said he would take responsibility "with honour" for any attacks on Iran using conventional or chemical weapons during the war, but that he took issue with the charges that he ordered attacks on Iraqis. A medical analysis of the effects of Iraqi mustard gas is described in a U.S. military textbook and contrasted effects of World War I gas.
At the time of the conflict, the UN Security Council issued statements that "chemical weapons had been used in the war". UN statements never clarified that only Iraq was using chemical weapons, and according to retrospective authors "the international community remained silent as Iraq used weapons of mass destruction against Iranian[s] as well as Iraqi Kurds."
Comparison to other conflicts
Bruce Riedel describes the Iran–Iraq War as "one of the largest and longest conventional interstate wars" of the twentieth century and "the only war in modern times in which chemical weapons were used on a massive scale." Kanan Makiya writes that "there has not been anything like it in the long history of Iraqi–Iranian relations, just like there had been nothing like World War I in the history of Europe."
Iran's attack on the Osirak nuclear reactor in September 1980 was the first attack on a nuclear reactor and one of only six military attacks on nuclear facilities in history. It was also the first instance of a pre-emptive attack on a nuclear reactor to forestall the development of a nuclear weapon, though it did not achieve its objective, as France repaired the reactor after the attack. (It took a second pre-emptive strike by the Israeli Air Force in June 1981 to disable the reactor, killing a French engineer in the process and causing France to pull out of Osirak. The decommissioning of Osirak has been cited as causing a substantial delay to Iraqi acquisition of nuclear weapons.)
The Iran–Iraq War was the first and conflict in the history of warfare in which both forces used ballistic missiles against each other. This war also saw the only confirmed air-to-air helicopter battles in history with the Iraqi Mi-25s flying against Iranian AH-1J SeaCobras (supplied by the United States before the Iranian Revolution) on several separate occasions. In November 1980, not long after Iraq's initial invasion of Iran, two Iranian SeaCobras engaged two Mi-25s with TOW wire-guided antitank missiles. One Mi-25 went down immediately, the other was badly damaged and crashed before reaching base. The Iranians repeated this accomplishment on 24 April 1981, destroying two Mi-25s without incurring losses to themselves. One Mi-25 was also downed by an Iranian F-14A Tomcat. The Iraqis hit back, claiming the destruction of a SeaCobra on 14 September 1983 (with YaKB machine gun), then three SeaCobras on 5 February 1984 and three more on 25 February 1984 (two with Falanga missiles, one with S-5 rockets). After a lull in helicopter losses, each side lost a gunship on 13 February 1986. Later, a Mi-25 claimed a SeaCobra shot down with YaKB gun on 16 February, and a SeaCobra claimed a Mi-25 shot down with rockets on 18 February. The last engagement between the two types was on 22 May 1986, when Mi-25s shot down a SeaCobra. The final claim tally was 10 SeaCobras and 6 Mi-25s destroyed. The relatively small numbers and the inevitable disputes over actual kill numbers makes it unclear if one gunship had a real technical superiority over the other. Iraqi Mi-25s also claimed 43 kills against other Iranian helicopters, such as Agusta-Bell UH-1 Hueys. Both sides, especially Iraq, also carried out air and missile attacks against population centres.
In October 1986, Iraqi aircraft began to attack civilian passenger trains and aircraft on Iranian soil, including an Iran Air Boeing 737 unloading passengers at Shiraz International Airport. In retaliation for the Iranian Operation Karbala 5, Iraq attacked 65 cities in 226 sorties over 42 days, bombing civilian neighbourhoods. Eight Iranian cities came under attack from Iraqi missiles. The bombings killed 65 children in an elementary school in Borujerd. The Iranians responded with Scud missile attacks on Baghdad and struck a primary school there. These events became known as the "War of the Cities". The "War of the Cities" resumed and peaked in 1988, when Iraq dropped 40 tons of high explosives on Tehran using modified Scud missiles (dubbed "al-Hussein" missiles) over seven weeks, causing panic among civilians and prompting almost 1 million residents of Tehran to temporarily flee their homes. Nevertheless, scholars have noted that this still "ranks as one of the smallest strategic bombing campaigns in history," paling in comparison to strategic bombing during World War II, which saw 1.2 million tons of bombs dropped on German cities in 1944 alone, or more recent events such as the so-called "Christmas bombings" of North Vietnam, which saw 20,000 tons of bombs dropped on Hanoi and Haiphong in a mere eleven days. In total, 10,000–11,000 civilians died as a result of the aerial bombardment of Iranian cities with the majority of those deaths occurring in the final year of the war.
Despite the war, Iran and Iraq maintained diplomatic relations and embassies in each other's countries until mid-1987.
Iran's government used human waves to attack enemy troops and even in some cases to clear minefields. Children volunteered as well. Some reports mistakenly have the Basijis marching into battle while marking their expected entry to heaven by wearing "Plastic Keys to Paradise" around their necks, although other analysts regard this story as a hoax involving a misinterpretation of the carrying of a prayer book called "The Keys to Paradise"(Mafatih al-Janan) by Sheikh Abbas Qumi given to all volunteers.
According to journalist Robin Wright:
During the Fateh offensive in February 1987, I toured the southwest front on the Iranian side and saw scores of boys, aged anywhere from nine to sixteen, who said with staggering and seemingly genuine enthusiasm that they had volunteered to become martyrs. Regular army troops, the paramilitary Revolutionary Guards and mullahs all lauded these youths, known as baseeji [Basij], for having played the most dangerous role in breaking through Iraqi lines. They had led the way, running over fields of mines to clear the ground for the Iranian ground assault. Wearing white headbands to signify the embracing of death, and shouting "Shaheed, shaheed" (Martyr, martyr) they literally blew their way into heaven. Their numbers were never disclosed. But a walk through the residential suburbs of Iranian cities provided a clue. Window after window, block after block, displayed black-bordered photographs of teenage or preteen youths.
Iran and Iraq's modern relationship
The relationship between these two nations has warmed immensely since the downfall of Saddam Hussein, but mostly out of pragmatic interest. Iran and Iraq share many common interests, as they share a common enemy in the Islamic State. Significant military assistance has been provided by Iran to Iraq and this has bought them a large amount of political influence in Iraq's newly elected Shia government. Iraq is also heavily dependent on the more stable and developed Iran for its energy needs, so a peaceful customer is likely a high priority for Iran, foreign policy wise.
The Iran–Iraq War is regarded as being a major trigger for rising sectarianism in the region, as it was viewed by many as a clash between Sunni Muslims (Iraq and other Arab States) and the Shia revolutionaries that had recently taken power in Iran. There remains lingering animosity however; despite the pragmatic alliance that has been formed as multiple government declarations from Iran have stated that the war will "affect every issue of internal and foreign policy" for decades to come. The sustained importance of this conflict is attributed mostly to the massive human and economic cost resulting from it, along with its ties to the Iranian Revolution. Another significant effect that the war has on Iran's policy is the issue of remaining war reparations. The UN estimates that Iraq owes about $149 billion, while Iran contends that, with both the direct and indirect effects taken into account, the cost of the war reaches a trillion. Iran has not vocalized the desire for these reparations in recent years, and has even suggested forms of financial aid. This is due most likely to Iran's interest in keeping Iraq politically stable, and imposing these reparation costs would further burden the already impoverished nation. The most important factor that governs Iraq's current foreign policy is the national government's consistent fragility following the overthrow of Saddam Hussein. Iraq's need for any and all allies that can help bring stability and bring development has allowed Iran to exert significant influence over the new Iraqi state; despite lingering memories of the war. Iraq is far too weak of a state to attempt to challenge Iran regionally, so accepting support while focusing on counter insurgency and stabilization is in their best interest.
Currently, it seems as though Iraq is being pulled in two opposing directions, between a practical relationship with Iran, who can provide a reliable source of power as well as military support to the influential Shia militias and political factions. The United States is pulling in the opposite direction as they offer Iraq significant economic aid packages, along with military support in the form of air and artillery strikes, all in the hopes to establish a stable ally in the region. If Iraq lurches too far in either direction, then the benefits offered to them by the other side will likely be gradually reduced or cut off completely. Another significant factor influencing relations is the shared cultural interests of their respective citizens, as they both wish to freely visit the multitude of holy sites located in both countries.
Cultural impression
Iranian march of war: We are armed with Allahu Akbar
See also
Disabled Iranian Veterans
History of Iran
History of Iraq
Iran-Iraq border
Iran-Iraq relations
Iran–United States relations
Iraq–United States relations
Iran–Contra affair
Israel's role in the Iran–Iraq war
1988 executions of Iranian political prisoners
Rahian-e Noor
Reagan Doctrine
Trial of Saddam Hussein
Women in the Iran–Iraq War
Iraqi embassy bombing in Beirut
Persons
Frans van Anraat
Morteza Avini, prominent photographer of the Iran–Iraq War, creator of Revayat-e Fath
Kaveh Golestan
Ebrahim Hatamikia, Iranian filmmaker
List of Iranian commanders in the Iran–Iraq War
Marjane Satrapi, French-Iranian author
Memoirs
Eternal Fragrance (Last Sunday)
Noureddin, Son of Iran
One Woman's War: Da (Mother)
Stories
A City Under Siege: Tales of the Iran-Iraq War
Persepolis
Relevant conflicts
Al-Fakkah Field dispute
Baluchi Autonomist Movement
List of modern conflicts in the Middle East
Notes
References
Citations
Sources
(syndicated by New York Times Syndication Sales, 1987, published in book form as "Öl ins Feuer Internationale Waffengeschäfte im Golfkrieg" Orell Füssli Verlag Zürich and Wiesbaden 1988
Further reading
External links
Iran-Iraq: Background to the War (Video: AP Archive)
Iran-Iraq War; Photos by Alfred Yaghobzadeh
1980s in Iran
1980s in Iraq
1980s conflicts
Articles containing video clips
Conflicts involving the People's Mujahedin of Iran
History of the Islamic Republic of Iran
Invasions of Iran
Invasions by Iraq
Iran–Iraq relations
Wars involving Iran
Wars involving Iraq
Wars involving the Peshmerga
History of the Persian Gulf
Saddam Hussein
Ruhollah Khomeini
Iran–Saudi Arabia relations |
14912 | https://en.wikipedia.org/wiki/Incest | Incest | Incest ( ) is human sexual activity between family members or close relatives. This typically includes sexual activity between people in consanguinity (blood relations), and sometimes those related by affinity (marriage or stepfamily), adoption, or lineage.
The incest taboo is one of the most widespread of all cultural taboos, both in present and in past societies. Most modern societies have laws regarding incest or social restrictions on closely consanguineous marriages. In societies where it is illegal, consensual adult incest is seen by some as a victimless crime. Some cultures extend the incest taboo to relatives with no consanguinity such as milk-siblings, step-siblings, and adoptive siblings, albeit sometimes with less intensity. Third-degree relatives (such as half-aunt, half-nephew, first cousin) on average have 12.5% common genetic heritage, and sexual relations between them are viewed differently in various cultures, from being discouraged to being socially acceptable. Children of incestuous relationships have been regarded as illegitimate, and are still so regarded in some societies today. In most cases, the parents did not have the option to marry to remove that status, as incestuous marriages were, and are, normally also prohibited.
A common justification for prohibiting incest is avoiding inbreeding: a collection of genetic disorders suffered by the children of parents with a close genetic relationship. Such children are at greater risk for congenital disorders, death, and developmental and physical disability, and that risk is proportional to their parents' coefficient of relationship—a measure of how closely the parents are related genetically. But cultural anthropologists have noted that inbreeding avoidance cannot form the sole basis for the incest taboo because the boundaries of the incest prohibition vary widely between cultures, and not necessarily in ways that maximize the avoidance of inbreeding.
In some societies, such as those of Ancient Egypt, brother–sister, father–daughter, mother–son, cousin–cousin, aunt–nephew, uncle–niece, and other combinations of relations within a royal family were married as a means of perpetuating the royal lineage. Some societies have different views about what constitutes illegal or immoral incest. For example, in Ancient Egypt, as in Samoa, marriage between a brother and an older sister was allowed, while marriage between a brother and a younger sister was declared as unethical. However, sexual relations with a first-degree relative (meaning a parent, sibling or child) are almost universally forbidden.
Terminology
The English word incest is derived from the Latin incestus, which has a general meaning of "impure, unchaste".
It was introduced into Middle English, both in the generic Latin sense (preserved throughout the Middle English period) and in the narrow modern sense.
The derived adjective incestuous appears in the 16th century.
Before the Latin term came in, incest was known in Old English as sib-leger (from sibb 'kinship' + leger 'to lie') or mǣġhǣmed (from mǣġ 'kin, parent' + hǣmed 'sexual intercourse') but in time, both words fell out of use. Terms like incester and incestual have been used to describe those interested or involved in sexual relations with relatives among humans, while inbreeder has been used in relation to similar behavior among non-human animals or organisms.
History
Antiquity
In ancient China, first cousins with the same surnames (i.e., those born to the father's brothers) were not permitted to marry, while those with different surnames could marry (i.e., maternal cousins and paternal cousins born to the father's sisters).
Several of the Egyptian Kings married their siblings and had several children with them to continue the royal bloodline. For example, Tutankhamun married his half-sister Ankhesenamun, and was himself the child of an incestuous union between Akhenaten and an unidentified sister-wife. Several scholars, such as Frier et al., state that sibling marriages were widespread among all classes in Egypt during the Graeco-Roman period. Numerous papyri and the Roman census declarations attest to many husbands and wives being brother and sister, of the same father and mother. However, it has also been argued that available evidence does not support the view such relations were common.
The most famous of these relationships were in the Ptolemaic royal family; Cleopatra VII was married to her younger brother, Ptolemy XIII, while her mother and father, Cleopatra V and Ptolemy XII, were also brother and sister. Arsinoe II and her younger brother, Ptolemy II Philadelphus, were the first in the family to participate in a full-sibling marriage, a departure from custom. A union between children of the same parents was very common in both Greek and Macedonian tradition so it evidently caused some degree of astonishment: the Alexandrian poet Sotades was put to death for criticizing the "wicked" nature of the marriage, while his contemporary Theokritos more politically compared it to the relationship of Zeus with his older sister, Hera. Ptolemy and his sister-wife, Arsinoe, put emphasis on their incestuous union through their mutual adoption of the epithet Philadelphos ("Sibling-Lover"). They were the first full-sibling royal couple in the kingdom's known history to produce a child, Ptolemy V, and for the subsequent century and more, the Ptolemies participated in full-sibling unions wherever possible.
It may have been observation of their next-door Ptolemaic competitors that guided the Seleukids to their own experimentations with sibling unions. The daughter of Antiochus III and Laodice III, Laodice IV, married her two full-blooded older brothers, Antiochus and Seleucus IV, and also her younger brother, Antiochus IV. Her second and third brother-husbands ruled as king one after the other, making her the queen in both her marriages. She bore children to all three of her brothers from her union with them. One of them was her son, Demetrius I, who also took the throne at one point and married a full-sister of his own, Laodice V. Laodice V bore her brother-husband three children, and their marriage is the last known sibling marriage in the kingdom's history.
There are records of brother-sister unions in some of the smaller kingdoms of the Hellenistic era, though none of them seem to have pursued it with the zeal and resolve of the Ptolemies. The Pontic and Kommagenian kingdoms had full sibling unions in a few ages. Mithridates IV of Pontus married his sister Laodice; the couple adopted the double epithet "Philadelphoi", which they publicized on their coinage, where, as Ptolemy II and Arsinoe II, they were depicted in jugate coinage, with the likeness of Hera and Zeus on the back. Mithridates VI Eupator also wedded a sister called Laodice. In Commagane, the later pro-Roman King Antiochus III Philokaisar wedded his sister Iotapa, the couple procreated themselves exactly, producing their son, Antiochus IV Epiphanes and their daughter, Iotapa, who would unite with him and also adopt the epithet "Philadelphos".
The fable of Oedipus, with a theme of inadvertent incest between a mother and son, ends in disaster and shows ancient taboos against incest as Oedipus blinds himself in disgust and shame after his incestuous actions. In the "sequel" to Oedipus, Antigone, his four children are also punished for their parents' incestuousness. Incest appears in the commonly accepted version of the birth of Adonis, when his mother, Myrrha has sex with her father Cinyras during a festival, disguised as a prostitute.
In ancient Greece, Spartan King Leonidas I, hero of the legendary Battle of Thermopylae, was married to his niece Gorgo, daughter of his half-brother Cleomenes I. Greek law allowed marriage between a brother and sister if they had different mothers. For example, some accounts say that Elpinice was for a time married to her half-brother Cimon.
Incest was sometimes acknowledged as a positive sign of tyranny in ancient Greece. Herodotus recounts a dream of Hippias, son of Pesistratus, in which he "slept with his own mother," and this dream gave him assurance that he would regain power over Athens. Suetonius attributes this omen to a dream of Julius Caesar, explaining the symbolism of dreaming of sexual intercourse with one's own mother.
Incest is mentioned and condemned in Virgil's Aeneid Book VI: hic thalamum invasit natae vetitosque hymenaeos; "This one invaded a daughter's room and a forbidden sex act".
Roman civil law prohibited marriages within four degrees of consanguinity but had no degrees of affinity with regards to marriage. Roman civil laws prohibited any marriage between parents and children, either in the ascending or descending line ad infinitum. Adoption was considered the same as affinity in that an adoptive father could not marry an unemancipated daughter or granddaughter even if the adoption had been dissolved. Incestuous unions were discouraged and considered nefas (against the laws of gods and man) in ancient Rome. In AD 295 incest was explicitly forbidden by an imperial edict, which divided the concept of incestus into two categories of unequal gravity: the incestus iuris gentium, which was applied to both Romans and non-Romans in the Empire, and the incestus iuris civilis, which concerned only Roman citizens. Therefore, for example, an Egyptian could marry an aunt, but a Roman could not. Despite the act of incest being unacceptable within the Roman Empire, Roman Emperor Caligula is rumored to have had sexual relationships with all three of his sisters (Julia Livilla, Drusilla, and Agrippina the Younger). Emperor Claudius, after executing his previous wife, married his brother's daughter Agrippina the Younger, and changed the law to allow an otherwise illegal union. The law prohibiting marrying a sister's daughter remained. The taboo against incest in ancient Rome is demonstrated by the fact that politicians would use charges of incest (often false charges) as insults and means of political disenfranchisement.
However, scholars agree that during the first two centuries A.D., in Roman Egypt, full sibling marriage occurred with some frequency among commoners as both Egyptians and Romans announced weddings that have been between full-siblings. This is the only evidence for brother-sister marriage among commoners in any society.
In Norse mythology, there are themes of brother-sister marriage, a prominent example being between Njörðr and his unnamed sister (perhaps Nerthus), parents of Freyja and Freyr. Loki in turn also accuses Freyja and Freyr of having a sexual relationship.
Biblical references
The earliest Biblical reference to incest involved Cain. It was cited that he knew his wife and she conceived and bore Enoch. During this period, there was no other woman except Eve or there was an unnamed sister and so this meant Cain had an incestuous relationship with his mother or his sister. According to the Book of Jubilees, Cain married his sister Awan. Later, in Genesis 20 of the Hebrew Bible, the Patriarch Abraham married his half-sister Sarah. Other references include the passage in Samuel where Amnon, King David's son, raped his half-sister, Tamar. According to Michael D. Coogan, it would have been perfectly all right for Amnon to have married her, the Bible being inconsistent about prohibiting incest.
In Genesis 19:30-38, living in an isolated area after the destruction of Sodom and Gomorrah, Lot's two daughters conspired to inebriate and rape their father due to the lack of available partners to continue his line of descent. Because of intoxication, Lot "perceived not" when his firstborn, and the following night his younger daughter, lay with him.
Moses was also born to an incestuous marriage. Exodus 6 detailed how his father Amram was the nephew of his mother Jochebed. An account noted that the incestuous relations did not suffer the fate of childlessness, which was the punishment for such couples in levitical law. It stated, however, that the incest exposed Moses "to the peril of wild beasts, of the weather, of the water, and more."
From the Middle Ages onward
Many European monarchs were related due to political marriages, sometimes resulting in distant cousins – and even first cousins – being married. This was especially true in the Habsburg, Hohenzollern, Savoy and Bourbon royal houses. However, relations between siblings, which may have been tolerated in other cultures, were considered abhorrent. For example, the accusation that Anne Boleyn and her brother George Boleyn had committed incest was one of the reasons that both siblings were executed in May 1536.
Incestuous marriages were also seen in the royal houses of ancient Japan and Korea, Inca Peru, Ancient Hawaii, and, at times, Central Africa, Mexico, and Thailand. Like the kings of ancient Egypt, the Inca rulers married their sisters. Huayna Capac, for instance, was the son of Topa Inca Yupanqui and the Inca's sister and wife.
The ruling Inca king was expected to marry his full sister. If he had no children by his eldest sister, he married the second and third until they had children. Preservation of the purity of the Sun's blood was one of the reasons for the brother-sister marriage of the Inca king. The Inca kings claimed divine descent from celestial bodies, and emulated the behavior of their celestial ancestor, the Sun, who married his sister, the Moon. Another reason the princes and kings married their sisters was so the heir might inherit the kingdom as much as through his mother as through his father. Therefore, the prince could invoke both principles of inheritance.
Half-sibling marriages were found in ancient Japan such as the marriage of Emperor Bidatsu and his half-sister Empress Suiko. Japanese Prince Kinashi no Karu had sexual relationships with his full sister Princess Karu no Ōiratsume, although the action was regarded as foolish. In order to prevent the influence of the other families, a half-sister of Korean Goryeo Dynasty monarch Gwangjong became his wife in the 10th century. Her name was Daemok. Marriage with a family member not related by blood was also regarded as contravening morality and was therefore incest. One example of this is the 14th century Chunghye of Goryeo, who raped one of his deceased father's concubines, who was thus regarded to be his mother.
In India, the largest proportion of women aged 13 to 49 who marry their close relative are in Tamil Nadu, then Andhra Pradesh, Karnataka, and Maharashtra. While it is rare for uncle-niece marriages, it is more common in Andhra Pradesh and Tamil Nadu.
Others
In some Southeast Asian cultures, stories of incest being common among certain ethnicities are sometimes told as expressions of contempt for those ethnicities.
Marriages between younger brothers and their older sisters were common among the early Udegei people.
In the Hawaiian Islands, high ali'i chiefs were obligated to marry their older sisters in order to increase their mana. These copulations were thought to maintain the purity of the royal blood. Another reason for these familial unions was to maintain a limited size of the ruling ali'i group. As per the priestly regulations of Kanalu, put in place after multiple disasters, "chiefs must increase their numbers and this can be done if a brother marries his older sister."
Prevalence and statistics
Incest between an adult and a person under the age of consent is considered a form of child sexual abuse that has been shown to be one of the most extreme forms of childhood abuse; it often results in serious and long-term psychological trauma, especially in the case of parental incest. Its prevalence is difficult to generalize, but research has estimated 10–15% of the general population as having at least one such sexual contact, with less than 2% involving intercourse or attempted intercourse. Among women, research has yielded estimates as high as 20%.
Father–daughter incest was for many years the most commonly reported and studied form of incest. More recently, studies have suggested that sibling incest, particularly older brothers having sexual relations with younger siblings, is the most common form of incest, with some studies finding sibling incest occurring more frequently than other forms of incest. Some studies suggest that adolescent perpetrators of sibling abuse choose younger victims, abuse victims over a lengthier period, use violence more frequently and severely than adult perpetrators, and that sibling abuse has a higher rate of penetrative acts than father or stepfather incest, with father and older brother incest resulting in greater reported distress than stepfather incest. Saudi Arabia, Pakistan, Sudan, Mauritania and Nigeria are some of the countries with the most incest through consanguineous marriage.
Types
Between adults and children
Sex between an adult family member and a child is usually considered a form of child sexual abuse, also known as child incestuous abuse, and for many years has been the most reported form of incest. Father–daughter and stepfather–stepdaughter sex is the most commonly reported form of adult–child incest, with most of the remaining involving a mother or stepmother. Many studies found that stepfathers tend to be far more likely than biological fathers to engage in this form of incest. One study of adult women in San Francisco estimated that 17% of women were abused by stepfathers and 2% were abused by biological fathers. Father–son incest is reported less often, but it is not known how close the frequency is to heterosexual incest because it is likely more under-reported. Prevalence of incest between parents and their children is difficult to estimate due to secrecy and privacy.
In a 1999 news story, BBC reported, "Close-knit family life in India masks an alarming amount of sexual abuse of children and teenage girls by family members, a new report suggests. Delhi organisation RAHI said 76% of respondents to its survey had been abused when they were children—40% of those by a family member."
According to the National Center for Victims of Crime a large proportion of rape committed in the United States is perpetrated by a family member:
A study of victims of father–daughter incest in the 1970s showed that there were "common features" within families before the occurrence of incest: estrangement between the mother and the daughter, extreme paternal dominance, and reassignment of some of the mother's traditional major family responsibility to the daughter. Oldest and only daughters were more likely to be the victims of incest. It was also stated that the incest experience was psychologically harmful to the woman in later life, frequently leading to feelings of low self-esteem, very unhealthy sexual activity, contempt for other women, and other emotional problems.
Adults who as children were incestuously victimized by adults often suffer from low self-esteem, difficulties in interpersonal relationships, and sexual dysfunction, and are at an extremely high risk of many mental disorders, including depression, anxiety disorders, phobic avoidance reactions, somatoform disorder, substance abuse, borderline personality disorder, and complex post-traumatic stress disorder.
The Goler clan in Nova Scotia is a specific instance in which child sexual abuse in the form of forced adult/child and sibling/sibling incest took place over at least three generations. A number of Goler children were victims of sexual abuse at the hands of fathers, mothers, uncles, aunts, sisters, brothers, cousins, and each other. During interrogation by police, several of the adults openly admitted to engaging in many forms of sexual activity, up to and including full intercourse, multiple times with the children. Sixteen adults (both men and women) were charged with hundreds of allegations of incest and sexual abuse of children as young as five. In July 2012, twelve children were removed from the 'Colt' family (a pseudonym) in New South Wales, Australia, after the discovery of four generations of incest. Child protection workers and psychologists said interviews with the children indicated "a virtual sexual free-for-all".
In Japan, there is a popular misconception that mother-son incestuous contact is common, due to the manner in which it is depicted in the press and popular media. According to Hideo Tokuoka, "When Americans think of incest, they think of fathers and daughters; in Japan one thinks of mothers and sons" due to the extensive media coverage of mother-son incest there. Some western researchers assumed that mother-son incest is common in Japan, but research into victimization statistics from police and health-care systems discredits this; it shows that the vast majority of sexual abuse, including incest, in Japan is perpetrated by men against young girls.
While incest between adults and children generally involves the adult as the perpetrator of abuse, there are rare instances of sons sexually assaulting their mothers. These sons are typically mid adolescent to young adult, and, unlike parent-initiated incest, the incidents involve some kind of physical force. Although the mothers may be accused of being seductive with their sons and inviting the sexual contact, this is contrary to evidence. Such accusations can parallel other forms of rape, where, due to victim blaming, a woman is accused of somehow being at fault for the rape. In some cases, mother-son incest is best classified as acquaintance rape of the mother by the adolescent son.
Between children
Childhood sibling–sibling incest is considered to be widespread but rarely reported. Sibling–sibling incest becomes child-on-child sexual abuse when it occurs without consent, without equality, or as a result of coercion. In this form, it is believed to be the most common form of intrafamilial abuse. The most commonly reported form of abusive sibling incest is abuse of a younger sibling by an older sibling. A 2006 study showed a large portion of adults who experienced sibling incest abuse have "distorted" or "disturbed" beliefs (such as that the act was "normal") both about their own experience and the subject of sexual abuse in general.
Sibling abusive incest is most prevalent in families where one or both parents are often absent or emotionally unavailable, with the abusive siblings using incest as a way to assert their power over a weaker sibling. Absence of the father in particular has been found to be a significant element of most cases of sexual abuse of female children by a brother. The damaging effects on both childhood development and adult symptoms resulting from brother–sister sexual abuse are similar to the effects of father–daughter, including substance abuse, depression, suicidality, and eating disorders.
Between adults
Proponents of incest between consenting adults draw clear boundaries between the behavior of consenting adults on one hand and rape, child molestation, and abusive incest on the other. However, even consensual relationships such as these are still legally classified as incest, and criminalized in many jurisdictions (although there are certain exceptions). James Roffee, a senior lecturer in criminology at Monash University and former worker on legal responses to familial sexual activity in England and Wales, and Scotland, discussed how the European Convention on Human Rights deems all familial sexual acts to be criminal, even if all parties give their full consent and are knowledgeable to all possible consequences. He also argues that the use of particular language tools in the legislation manipulates the reader to deem all familial sexual activities as immoral and criminal, even if all parties are consenting adults.
In Slate, William Saletan drew a legal connection between gay sex and incest between consenting adults. As he described in his article, in 2003, U.S. Senator Rick Santorum commented on a pending U.S. Supreme Court case involving sodomy laws (primarily as a matter of constitutional rights to privacy and equal protection under the law):
Saletan argued that, legally and morally, there is essentially no difference between the two, and went on to support incest between consenting adults being covered by a legal right to privacy. UCLA law professor Eugene Volokh has made similar arguments. In a more recent article, Saletan said that incest is wrong because it introduces the possibility of irreparably damaging family units by introducing "a notoriously incendiary dynamic—sexual tension—into the mix".
Aunts, uncles, nieces or nephews
In the Netherlands, marrying one's nephew or niece is legal, but only with the explicit permission of the Dutch Government, due to the possible risk of genetic defects among the offspring. Nephew-niece marriages predominantly occur among foreign immigrants. In November 2008, the Christian Democratic (CDA) party's Scientific Institute announced that it wanted a ban on marriages to nephews and nieces.
Consensual sex between adults (persons of 18 years and older) is always lawful in the Netherlands and Belgium, even among closely related family members. Sexual acts between an adult family member and a minor are illegal, though they are not classified as incest, but as abuse of the authority such an adult has over a minor, comparable to that of a teacher, coach or priest.
In Florida, consensual adult sexual intercourse with someone known to be your aunt, uncle, niece or nephew constitutes a felony of the third degree. Other states also commonly prohibit marriages between such kin. The legality of sex with a half-aunt or half-uncle varies state by state.
In the United Kingdom, incest includes only sexual intercourse with a parent, grandparent, child or sibling, but the more recently introduced offence of "sex with an adult relative" extends also as far as half-siblings, uncles, aunts, nephews and nieces. However, the term 'incest' remains widely used in popular culture to describe any form of sexual activity with a relative. In Canada, marriage between uncles and nieces and between aunts and nephews is legal.
Between adult siblings
The most public case of consensual adult sibling incest in recent years is the case of a brother-sister couple from Germany, Patrick Stübing and Susan Karolewski. Because of violent behavior on the part of his father, Patrick was taken in at the age of 3 by foster parents, who adopted him later. At the age of 23 he learned about his biological parents, contacted his mother, and met her and his then 16-year-old sister Susan for the first time. The now-adult Patrick moved in with his birth family shortly thereafter. After their mother died suddenly six months later, the siblings became intimately close, and had their first child together in 2001. By 2004, they had four children together: Eric, Sarah, Nancy, and Sofia. The public nature of their relationship, and the repeated prosecutions and even jail time they have served as a result, has caused some in Germany to question whether incest between consenting adults should be punished at all. An article about them in Der Spiegel states that the couple are happy together. According to court records, the first three children have mental and physical disabilities, and have been placed in foster care. In April 2012, at the European Court of Human Rights, Patrick Stübing lost his case that the conviction violated his right to a private and family life. On September 24, 2014, the German Ethics Council has recommended that the government abolish laws criminalizing incest between siblings, arguing that such bans impinge upon citizens.
Some societies differentiate between full sibling and half sibling relations.
Cousin relationships
Marriages and sexual relationships between first cousins are stigmatized as incest in some cultures, but tolerated in much of the world. Currently, 24 US states prohibit marriages between first cousins, and another seven permit them only under special circumstances.
The United Kingdom permits both marriage and sexual relations between first cousins.
In some non-Western societies, marriages between close biological relatives account for 20% to 60% of all marriages.
First- and second-cousin marriages are rare, accounting for less than 1% of marriages in Western Europe, North America and Oceania, while reaching 9% in South America, East Asia and South Europe and about 50% in regions of the Middle East, North Africa and South Asia. Communities such as the Dhond and the Bhittani of Pakistan clearly prefer marriages between cousins as belief they ensure purity of the descent line, provide intimate knowledge of the spouses, and ensure that patrimony will not pass into the hands of "outsiders". Cross-cousin marriages are preferred among the Yanomami of Brazilian Amazonia, among many other tribal societies identified by anthropologists.
There are some cultures in Asia which stigmatize cousin marriage, in some instances even marriages between second cousins or more remotely related people. This is notably true in the culture of Korea. In South Korea, before 1997, anyone with the same last name and clan were prohibited from marriage. In light of this law being held unconstitutional, South Korea now only prohibits up to third cousins (see Article 809 of the Korean Civil Code). Hmong culture prohibits the marriage of anyone with the same last name – to do so would result in being shunned by the entire community, and they are usually stripped of their last name. Some Hindu communities in India prohibit cousin marriages.
In a review of 48 studies on the children parented by cousins, the rate of birth defects was twice that of non-related couples: 4% for cousin couples as opposed to 2% for the general population.
Defined through marriage
Some cultures include relatives by marriage in incest prohibitions; these relationships are called affinity rather than consanguinity. For example, the question of the legality and morality of a widower who wished to marry his deceased wife's sister was the subject of long and fierce debate in the United Kingdom in the 19th century, involving, among others, Matthew Boulton and Charles La Trobe. The marriages were entered into in Scotland and Switzerland respectively, where they were legal. In medieval Europe, standing as a godparent to a child also created a bond of affinity. But in other societies, a deceased spouse's sibling was considered the ideal person to marry. The Hebrew Bible forbids a man from marrying his brother's widow with the exception that, if his brother died childless, the man is instead required to marry his brother's widow so as to "raise up seed to him". Some societies have long practiced sororal polygyny, a form of polygamy in which a man marries multiple wives who are sisters to each other (though not closely related to him).
In Islamic law, marriage among close blood relations like parents, stepparent, parents in-law, siblings, stepsiblings, the children of siblings, aunts and uncles is forbidden, while first or second cousins may marry. Marrying the widow of a brother, or the sister of deceased or divorced wife is also allowed.
Inbreeding
Offspring of biologically related parents are subject to the possible impact of inbreeding. Such offspring have a higher possibility of congenital birth defects (see Coefficient of relationship) because it increases the proportion of zygotes that are homozygous for deleterious recessive alleles that produce such disorders (see Inbreeding depression). Because most such alleles are rare in populations, it is unlikely that two unrelated marriage partners will both be heterozygous carriers. However, because close relatives share a large fraction of their alleles, the probability that any such rare deleterious allele present in the common ancestor will be inherited from both related parents is increased dramatically with respect to non-inbred couples. Contrary to common belief, inbreeding does not in itself alter allele frequencies, but rather increases the relative proportion of homozygotes to heterozygotes. This has two contrary effects.
In the short term, because incestuous reproduction increases zygosity, deleterious recessive alleles will express themselves more frequently, leading to increases in spontaneous abortions of zygotes, perinatal deaths, and postnatal offspring with birth defects.
In the long run, however, because of this increased exposure of deleterious recessive alleles to natural selection, their frequency decreases more rapidly in inbred population, leading to a "healthier" population (with fewer deleterious recessive alleles).
The closer two persons are related, the higher the zygosity, and thus the more severe the biological costs of inbreeding. This fact likely explains why inbreeding between close relatives, such as siblings, is less common than inbreeding between cousins.
There may also be other deleterious effects besides those caused by recessive diseases. Thus, similar immune systems may be more vulnerable to infectious diseases (see Major histocompatibility complex and sexual selection).
A 1994 study found a mean excess mortality with inbreeding among first cousins of 4.4%. Children of parent-child or sibling-sibling unions are at increased risk compared to cousin-cousin unions. Studies suggest that 20-36% of these children will die or have major disability due to the inbreeding. A study of 29 offspring resulting from brother-sister or father-daughter incest found that 20 had congenital abnormalities, including four directly attributable to autosomal recessive alleles.
Laws
Laws regarding sexual activity between close relatives vary considerably between jurisdictions, and depend on the type of sexual activity and the nature of the family relationship of the parties involved, as well as the age and sex of the parties. Prohibition of incest laws may extend to restrictions on marriage rights, which also vary between jurisdictions. Most jurisdictions prohibit parent-child and sibling marriages, while others also prohibit first-cousin and uncle-niece and aunt-nephew marriages. In most places, incest is illegal, regardless of the ages of the two partners. In other countries, incestuous relationships between consenting adults (with the age varying by location) are permitted, including in the Netherlands, France, Slovenia and Spain. Sweden is the only country that allows marriage between half-siblings and they must seek government counseling before marriage.
While the legality of consensual incest varies by country, sexual assault committed against a relative is seen as a very serious crime. In some legal systems, the fact of a perpetrator being a close relative to the victim constitutes an aggravating circumstance in the case of sexual crimes such as rape and sexual conduct with a minor – this is the case in Romania.
Religious and philosophical views
Jewish
According to the Torah, per Leviticus 18, "the children of Israel"—Israelite men and women alike—are forbidden from sexual relations between people who are "near of kin" (verse 6), who are defined as:
Parents and children (verse 7)
Siblings and half-siblings (verses 9 and 11). Relationships between these are particularly singled out for a curse in Deuteronomy 27, and they are of the only two kinds of incestuous relationships that are among the particularly singled out relationships—with the other particularly singled out relationships being ones of non-incestuous family betrayal (cf. verse 20) and bestiality (cf. verse 21)
Grandparents and grandchildren (verse 10)
Aunts and nephews, uncles and nieces, etc. (verses 12–14). Relationships between these are the second kind of relationships that are particularly singled out for a curse in Deuteronomy 27, and the explicit examples of children-in-law and mothers-in-law (verse 23) serve to remind the Israelites that the parents-in-law are also (or at least should be also) the children-in-laws' aunts and uncles:
And Moses commanded the children of Israel according to the word of the LORD, saying: 'The tribe of the sons of Joseph speaketh right. This is the thing which the LORD hath commanded concerning the daughters of Zelophehad, saying: Let them be married to whom they think best; only into the family of the tribe of their father shall they be married. So shall no inheritance of the children of Israel remove from tribe to tribe; for the children of Israel shall cleave every one to the inheritance of the tribe of his fathers. And every daughter, that possesseth an inheritance in any tribe of the children of Israel, shall be wife unto one of the family of the tribe of her father, that the children of Israel may possess every man the inheritance of his fathers. So shall no inheritance remove from one tribe to another tribe; for the tribes of the children of Israel shall cleave each one to its own inheritance.' Even as the LORD commanded Moses, so did the daughters of Zelophehad. For Mahlah, Tirzah, and Hoglah, and Milcah, and Noah, the daughters of Zelophehad, were married unto their father's brothers' sons.
Incestuous relationships are considered so severe among chillulim HaShem, acts which bring shame to the name of God, as to be, along with the other forbidden relationships that are mentioned in Leviticus 18, punishable by death as specified in Leviticus 20.
In the 4th century BCE, the Soferim (scribes) declared that there were relationships within which marriage constituted incest, in addition to those mentioned by the Torah. These additional relationships were termed seconds (Hebrew: sheniyyot), and included the wives of a man's grandfather and grandson. The classical rabbis prohibited marriage between a man and any of these seconds of his, on the basis that doing so would act as a safeguard against infringing the biblical incest rules, although there was inconclusive debate about exactly what the limits should be for the definition of seconds.
Marriages that are forbidden in the Torah (with the exception of uncle-niece marriages) were regarded by the rabbis of the Middle Ages as invalid – as if they had never occurred; any children born to such a couple were regarded as bastards under Jewish law, and the relatives of the spouse were not regarded as forbidden relations for a further marriage. On the other hand, those relationships which were prohibited due to qualifying as seconds, and so forth, were regarded as wicked, but still valid; while they might have pressured such a couple to divorce, any children of the union were still seen as legitimate.
Christian
The New Testament condemns relations between a man, "and his father's wife", 1 Corinthians 5:1-5. It is inevitable for Bible literalists to accept that the first children of Adam and Eve would have been in incestuous relations as we regard it today. However, according to the Bible, God's law which forbids incest had not at that time been given to men, and was delivered to Moses after Adam and Eve were created. Protestant Christians who adopt the Old Testament as part of their rule of faith and practice make a distinction between the ceremonial law, and the moral law given to Moses: with the demands of the ceremonial law being fulfilled by Christ's atoning death. Protestants view Leviticus 18:6-20 as part of the moral law and still being applicable which condemns sexual/marriage relations between a man and his mother, sister, step-sister, step mother (if a man has more than one wife it is forbidden for a son to have relations with or marry any of his father's wives), aunt, grand-daughter, or a man's brother's wife. Leviticus 18 goes on to condemn relations between a man and the daughter of a woman he is having relations with, and the sister of a woman he has had sexual relations with while the first sister is still alive.
The Book of Common Prayer of the Anglican Communion allows marriages up to and including first cousins.
The Catholic Church regards incest as a sin against the Sacrament of Matrimony. For the Catholic Church, at the heart of the immorality of incest is the corruption and disordering of proper family relations. These disordered relationships take on a particularly grave and immoral character when it becomes child sexual abuse.
As the Catechism of the Catholic Church says: 2388 Incest designates intimate relations between relatives or in-laws within a degree that prohibits marriage between them. St. Paul stigmatizes this especially grave offense: 'It is actually reported that there is immorality among you...for a man is living with his father's wife....In the name of the Lord Jesus...you are to deliver this man to Satan for the destruction of the flesh....' Incest corrupts family relationships and marks a regression toward animality.
2389 Connected to incest is any sexual abuse perpetrated by adults on children or adolescents entrusted to their care. The offense is compounded by the scandalous harm done to the physical and moral integrity of the young, who will remain scarred by it all their lives; and the violation of responsibility for their upbringing.
Islamic
The Quran gives specific rules regarding incest, which prohibit a man from marrying or having sexual relationships with:
his father's wife (his mother, or stepmother), his mother-in-law, a woman from whom he has nursed, even the children of this woman
either parent's sister (aunt),
his sister, his half sister, a woman who has nursed from the same woman as he, his sister-in-law (wife's sister) while still married. Half relations are as sacred as are the full relations.
his niece (child of sibling),
his daughter, his stepdaughter (if the marriage to her mother had been consummated), his daughter-in-law.
Cousin marriage finds support in Islamic scriptures and is widespread in the Middle East.
Although Islam allows cousin marriage, there are Hadiths attributed to Muhammad calling for distance from the marriage of relatives. However, Muslim scholars generally consider these Hadiths unreliable.
Zoroastrian
In Ancient Persia, incest between cousins is a blessed virtue although in some sources incest is believed to be related to that of parent-child or brothers-sisters. Under Zoroastrianism royalty, clergy, and commoners practiced incest, though the extent in the latter class was unknown. This tradition was called Xwedodah (). The tradition was considered so sacred, that the bodily fluids produced by an incestuous couple were thought to have curative powers. For instance, the Vendidad advised corpse-bearers to purify themselves with a mixture of urine of a married incestuous couple. Friedrich Nietzsche, in his book The Birth of Tragedy, cited that among Zoroastrians a wise priest is born only by Xvaetvadatha.
To what extent Xvaetvadatha was practiced in Sasanian Iran and before, especially outside the royal and noble families (“dynastic incest”) and, perhaps, the clergy, and whether practices ascribed to them can be assumed to be characteristic of the general population is not clear. There is a lack of genealogies and census material on the frequency of Xvaetvadatha. Evidence from Dura-Europos, however, combined with that of the Jewish and Christian sources citing actual cases under the Sasanians, strengthen the evidence of the Zoroastrian texts. In the post-Sasanian Zoroastrian literature, Xvaetvadatha is said to refer to marriages between cousins instead, which have always been relatively common. It has been observed that such incestuous acts received a great deal of glorification as a religious practice and, in addition to being condemned by foreigners (though the reliability of these accusations is questionable since accusations of incest were a common way of denigrating other groups), were considered a great challenge by its own proponents, with accounts suggesting that four copulations was deemed a rare achievement worthy of eternal salvation. It has been suggested that because taking up incestuous relations was a great personal challenge, seemingly repugnant even to Zoroastrians of the time, that it served as an honest signal of commitment and devotion to religious ideals.
Hindu
The Adi Parva of the Mahabharata gives a geneology according to which Brahma had three sons Marichi, Daksha and Dharma and one daughter whose name the geneology does not give. In this very geneology it is stated that Daksha (first man like Adam)married the daughter of Brahma who was his sister and had a vast number of daughters estimated as being between 50 and 60. Other instances of marriages between brothers and sisters could be cited. They are Pushan (god of lower caste harijaan or chamaar) and his sisters Acchoda and Amavasu.
Rigveda regard incest to be "evil". Hinduism speaks of incest in abhorrent terms. Hindus believe there are both karmic and practical bad effects of incest and thus practice strict rules of both endogamy and exogamy, in relation to the family tree (gotra) or bloodline (Pravara).
Marriage within the gotra (swagotra marriages) are banned under the rule of exogamy in the traditional matrimonial system. People within the gotra are regarded as kin and marrying such a person would be thought of as incest. Marriage with paternal cousins (a form of parallel-cousin relationship) is strictly prohibited.
Although generally marriages between persons having the same gotra are prohibited, how this is defined may vary regionally.
Depending on culture and caste of the population in the region, marriage may be restricted up to seven generations of gotra of father, mother, and grandmother. In a few rural areas, marriage is banned within same local community,.
Stoicism
Writings of the founder of Stoicism, Zeno of Citium, and of the later prominent Stoic philosopher, Chrysippus, stated that incest was permissible.
Animals
Many species of mammals, including humanity's closest primate relatives, tend to avoid mating with close relatives, especially if there are alternative partners available. However, some chimpanzees have been recorded attempting to mate with their mothers. Male rats have been recorded engaging in mating with their sisters, but they tend to prefer non-related females over their sisters.
Livestock breeders often practice controlled breeding to eliminate undesirable characteristics within a population, which is also coupled with culling of what is considered unfit offspring, especially when trying to establish a new and desirable trait in the stock.
Insects
North Carolina State University found that bed bugs, in contrast to most other insects, tolerate incest and are able to genetically withstand the effects of inbreeding quite well.
See also
References
Citations
Bibliography
Bixler, Ray H. (1982) "Comment on the Incidence and Purpose of Royal Sibling Incest," American Ethnologist, 9(3), August, pp. 580–582.
Leavitt, G. C. (1990) "Sociobiological explanations of incest avoidance: A critical claim of evidential claims", American Anthropologist, 92: 971–993.
Sacco, Lynn (2009). Unspeakable: Father–Daughter Incest in American History. Johns Hopkins University Press. 351
Indrajit Bandyopadhyay (29 October 2008). "A Study In Folk "Mahabharata": How Balarama Became Abhimanyu's Father-in-law". Epic India: A New Arts & Culture Magazine
Đõ, Quý Toàn; Iyer, Sriya; Joshi, Shareen (2006). The Economics of Consanguineous Marriages. World Bank, Development Research Group, Poverty Team.
link pp. 30–31
External links
"Incest / Sexual Abuse of Children" by Patricia D. McClendon, MSSW
Family law |
14923 | https://en.wikipedia.org/wiki/IP | IP | IP or Ip or ip may refer to:
Businesses and organizations
IP College (Indraprastha College for Women), a constituent college of the University of Delhi, New Delhi, India
Imperial Police, a former Indian police agency
International Paper, an American pulp and paper company
Iraqi Police
Atyrau Airways (IATA code: IP)
Inicjatywa Pracownicza (Workers' Initiative), a Polish trade union
Places
IP postcode area, for Ipswich and surrounding areas, England
Ip, Sălaj, Romania
Ip (river), a river in Sălaj County, Romania
IP Casino Resort Spa, in Biloxi, Mississippi, US
Science and technology
Biology and medicine
Immunoprecipitation, a molecular biology technique
Incontinentia pigmenti, a genetic disorder
Infundibulopelvic ligament, part of the female pelvis
Interphalangeal joint (disambiguation)
Interventional pulmonology, a less invasive lung treatment than surgery
Intestinal permeability
Intraperitoneal injection (IP injection), the injection of a substance into the peritoneum
Prostacyclin receptor (symbol PTGIR, older synonym IP)
Computing
Internet Protocol, a set of rules for sending data across a network
IP address, a numerical label assigned to each device connected to a computer network
IP (complexity), a class in computational complexity theory
IP core (Intellectual Property core), a reusable design unit owned by one party
Instruction pointer, a processor register
Intelligent Peripheral, a part of a public telecommunications Intelligent Network
Image processing
ip, a Linux command in the iproute2 collection
Other science and technology
IP Code (Ingress Protection code), an equipment protection classification scheme
Identified patient, a psychology term
Identity preserved, an agricultural designation
Induced polarization, a geophysical imaging technique
Ion plating, a chemical process
Law and government
Intellectual property, creations of the mind for which exclusive legal rights are recognized
Industrial property, similar to intellectual property but including trademarks and excluding artistic copyright
Insolvency practitioner, a legal specialist
Industrial policy, a country's effort to encourage the development of certain sectors of the economy
Integrated project (EU), a type of research project
Immunity passport
Other uses
Ip (cuneiform)
Ip (surname)
Inflectional phrase, a functional phrase that has inflectional properties
Innings pitched, a baseball statistic
Integrated Programme, an academic scheme in Singapore
Internationale Politik, a German political journal
Item and Process, a linguistic method to describe phenomena of allomorphy
See also
IP in IP, an IP tunneling protocol
List of IP version numbers
Ip Man (disambiguation)
IP3 (disambiguation)
IP5 (disambiguation)
Independence Party (disambiguation)
Independent Party (disambiguation) |
14926 | https://en.wikipedia.org/wiki/List%20of%20Italian%20dishes | List of Italian dishes | This is a list of Italian dishes and foods. Italian cuisine has developed through centuries of social and political changes, with roots as far back as the 4th century BC. Italian cuisine has its origins in Etruscan, ancient Greek, and ancient Roman cuisines.
Significant changes occurred with the discovery of the New World and the introduction of potatoes, tomatoes, bell peppers and maize, now central to the cuisine but not introduced in quantity until the 18th century. The cuisine of Italy is noted for its regional diversity, abundance of difference in taste, and is known to be one of the most popular in the world, with influences abroad.
Pizza and spaghetti, both associated with the Neapolitan traditions of cookery, are especially popular abroad, but the varying geographical conditions of the twenty regions of Italy, together with the strength of local traditions, afford a wide range of dishes.
Dishes and foods
The cuisine of Italy has many unique dishes and foods.
Zuppe e salse (soups and sauces)
Acquacotta – an Italian soup that was originally a peasant food. Historically, its primary ingredients were water, stale bread, onion, tomato and olive oil, along with various vegetables and leftover foods that may have been available.
Agghiotta di lumache (Sicilian snail soup)
Agliata
Agrodolce
Bagna càuda
Capra e fagioli
Cioppino broth based seafood stew, served with grilled bread
Garmugia
Ginestrata
Grine sauce
Maccu
Sugo al Pomodoro
Minestra di ceci
Minestra di pasta con pesce
Minestrone
Pasta e fagioli
Ragù alla bolognese
Ragù alla napoletana
Ragù alla salsiccia
Ragù – a meat-based sauce commonly served with pasta
Risi e bisi
Sciusceddu
Stracciatella
Boreto
Fonduta
Minestra di fagioli
Pesto
Pane (bread)
Bari
Bozza pratese
Casatiello
Ciabatta – an Italian white bread made from wheat flour, water, salt, olive oil, and yeast, created in 1982 by a baker in Adria, Veneto, Italy, in response to popularity of French baguettes
Ciaccino
Ciriola – typical bread of Rome
Colomba Pasquale
Coppia Ferrarese
Cornetto
Crescentina
Crescia
Crocchè
Farinata
Ficattola
Focaccia
Fragguno
Grissini torinesi
Michetta – typical bread of Milan
Moddizzosu
Muffuletta
Neccio
Pandoro
Pane carasau
Pane casareccio
Pane di Altamura
Pane di Genzano (Lazio)
Pane pugliese
Pane di Laterza
Pane di Matera
Pane rustico – traditional crusty peasant bread
Pane toscano – without salt
Panelle di ceci
Panettone
Panino
Penia
Piadina
Pita – typical bread of Catanzaro
Rosetta – typical bread of Rome
Schiacciata
Taralli
Testarolo
Tigella
Tortano
Torta salata
Common pizzas
Ai frutti di mare – an Italian seafood pizza that may be served with scampi, mussels or squid
Calzone – folded over dough usually filled with ricotta and other ingredients
Focaccia al rosmarino – a pizza based on rosemary and olive oil, sometimes served with prosciutto, usually served as appetizer
Pizza ai funghi e salsiccia – pizza with mushroom and sausage or boscaiola, with mozzarella, mushrooms and sausages, with or without tomato
Pizza al taglio – (Italian for pizza by the slice — literally "by the cut") is a variety of pizza baked in large rectangular trays, and generally sold in rectangular or square slices by weight, with prices marked per kilogram or per 100 grams. This type of pizza was invented in Rome, Italy, and is common throughout Italy.
Pizza ai quattro formaggi – (four cheese pizza) with four different cheeses, typically Parmesan, Gorgonzola, Ricotta and Mozzarella (sometimes melted together, sometimes in sectors), with (rossa, red) or without tomato sauce (bianca, white)
Pizza alla napoletana (or Neapolitan) – tomato, mozzarella and anchovy
Pizza capricciosa – with tomato, mozzarella, mushrooms, artichokes, black and green olives
Pizza Margherita – tomato and mozzarella
Pizza marinara – tomato, oregano and garlic
Pizza pugliese – tomato, mozzarella and onions
Pizza quattro stagioni (four seasons pizza) – based on tomato and divided in four sectors, one for each season:
Pizza romana (Roman pizza) – tomato, mozzarella, capers and anchovy
Pizza siciliana (Sicilian pizza and Sfincione / sfinciuni ) – tomato, mozzarella, capers, olive and anchovy
Pasta varieties
Agnolotti
Bavette, bigoli, bucatini
Cannelloni, crespelle
Capellini,
Cappelletti
Chitarra
Conchiglie
Ditalini
Eliche
Farfalle, festoni, fettuccine, filatieddi, fusilli
Garganelli
Gnocchi
Gnocchi di semolino – dumplings made with semolina flour
Lasagna, linguine, lumache (snails), lasagnette
Maccheroni (macaroni), malloreddus (Sardinian pasta), maltagliati, marille, marrubini
Offelle, orecchiette
Orzo
Paccheri, paglia e fieno, pansotti, panzarotti, pappardelle, penne, perciatelli, pici, pinzillacchere, pizzoccheri,
Ravioli, rigatoni
Spaghetti, spaghetti alla chitarra, strozzapreti, strangozzi, strascinati
Stelline – means "little stars" in Italian. The pasta is shaped like small stars.
Testaroli – sometimes served with pesto
Tacconi, tagliatelle, tagliarini, tonnarelli, tortellini, trenette, trottole, trofie
Vermicelli
Ziti
Pasta dishes
Bucatini all'Amatriciana, bucatini coi funghi, bucatini alla Sorrentina
Cannelloni al ragù, cannelloni ai carciofi
Carbonara
Ciceri e Tria
Cacio e pepe
Fettuccine Alfredo
Lasagne
Linguine alle vongole - with clam sauce
Pansotti alla genovese – a type of huge ravioli
Pasta all'Ortolana
Pasta al pesto
Penne all'arrabbiata
Pasta con i peperoni cruschi
Pasta con le sarde
Ravioli
Rigatoni con la Pajata, rigatoni al forno con salsa aurora
Spaghetti alla Carrettiera, Spaghetti bolognese, Spaghetti al nero di seppia, spaghetti alla Puttanesca, Spaghetti con la bottarga, spaghetti all' aglio, olio e peperoncino, spaghetti indiavolati, Spaghetti Siracusani, spaghetti alla carbonara
Tagliatelle alla boscaiola, Tagliatelle ai carciofi, Tagliatelle ai funghi, Tagliatelle al pomodoro, Tagliatelle al sugo di lepre, Tagliatelle al ragù
Tortelloni alla zucca
Tortellini, Cjarsons
Tortelloni ricotta and spinaci
Trofie al pesto, trofie al sugo di noci
Tumacë me tulë
Ziti
Rice dishes
Rice (riso) dishes are very common in Northern Italy, especially in the Lombardia and Veneto regions, though rice dishes are found throughout the country.
Arancini
Insalata di riso
Pomodori col riso
Risi e bisi – rice and peas
Riso al nero di seppia
Riso alla toscana
Riso con i porcini
Riso e indivia
Riso tonnato
Riso valdostano
Risotto
Risotto ai gamberoni
Risotto ai quattro sapori
Risotto al Barolo
Risotto al cavolfiore
Risotto al Gorgonzola – risotto prepared with Gorgonzola cheese
Risotto alla marinara
Risotto alla milanese – risotto with saffron
Risotto alla sbirraglia
Risotto alla zucca
Risotto allo zafferano con petto d'anatra
Risotto con agoni
Risotto con la lüganega
Risotto con scamorza e champagne
Risotto di seppie alla veneziana
Risotto indivia e fiori di zucca
Risotto saltato
Sformato al basilico
Sformato di riso dolce
Tiella di riso, patate e cozze
Pesce (fish dishes)
Acciughe fritte in pastella
Acciughe in carpione
Acqua pazza
Acquadella o latterino fritto
Agghiotta di pesce spada
Alici, sardine, anguilla marinate
Anguilla marinata – marinated eel
Baccalà
Baccalà alla lucana
Baccalà alla vicentina
Baccalà fritto
Baccalà mantecato
Boreto alla graisana
Branzino al sale
Brodetto di arselle
Buridda
Cacciucco
Calamaretti fritti – fried squid
Calamari in zimino
Calamari ripieni
Capesante alla veneziana
Cappon magro
Carpaccio di pesce
Cartoccio di pesce spada
Cozze alla tarantina
Cozze fritte alla viareggina
Cozze ripiene
Filetti di baccalà
Filetti di orata al cartoccio
Fritata di bianchetti
Fritto misto di pesce
Frittura mista di pesce
Grancevola alla veneziana
Impanata di pesce spada
Involtini di pesce
Missultin e polenta
Moscardini lessati alla genovese
Murena fritta
Nasello al forno – baked hake
Orata arrosto
Orate al forno
Pepata di cozze
Pesce a scabecciu
Pesce al cartoccio
Pesce alla pizzaiola
Pesce spada alla siciliana
Pesce spada arrosto in salmoriglio
Polpettine di mare
Sarde a beccafico – stuffed sardines
Sarde arraganate (sarde con origano e pane)
Sarde grigliate
Sarde ripiene
Sarde sfiziose panate
Sardele in saor
Sbroscia bolsenese
Scampi a zuppetta
Scampi gratinati
Seppie col nero alla veneziana
Seppie con i piselli
Seppie ripiene
Seppioline in umido
Sogliole alla mugnaia
Spiedini ai frutti di mare
Spiedini di alici
Spiedini di anguilla
Stoccafisso alla genovese
Stoccafisso alla ligure
Tonno sott'olio
Tortiera di cozze
Totano imbottito
Triglie alla livornese
Zuppa di pesce
Carne (meat dishes and cured meats)
Abbacchio alla Cacciatora
Abbacchio brodettato
Bistecca Fiorentina
Braciole
Braciolone
Bresaola
Brodo
Cacciatore – refers to a meal prepared "hunter-style" with onions, herbs, usually tomatoes, often bell peppers, and sometimes wine.
Capicollo
Carne al piatto
Carne Pizzaiola
Cevapcici
Ciabusco
Coda alla vaccinara
Cotechino friulano or Musèt
Cotechino Modena
Cotoletta alla milanese
Cotoletta alla petroniana
Fiorentina steak
Culatello
Goulash or gulash
Guanciale (cured pork jowl)
Lonza
Mortadella
Oca (goose)
Osso buco
Pancetta (bacon)
Pezzetti di cavallo
Porcaloca
Prosciutto affumicato (smoked ham)
Prosciutto cotto (cooked ham)
Prosciutto crudo
Prosciutto di Parma
Prosciutto di San Daniele
Rosticciana
Scaloppine, of various varieties
Salame
Salsiccia (sausages) including Salsiccia cruda
Saltimbocca alla Romana
Soppressata
Spezzatino
Speck Alto Adige PGI
Speck friulano di Sauris
Straccetti, of various varieties
Stigghiola
Trippa alla Romana
Veal Milanese
Violino Valtell
Vitello (veal)
Verdura (vegetables)
Asparagi bianchi e verdi (asparagus)
Caponata
Carciofi alla Romana
Ciambotta
Crauti (sauerkraut)
Panzanella – a Tuscan salad of bread and tomatoes, popular in the summer
Peperonata
Pestât
Pinzimonio – Italian-style crudités
Fried eggplant
Nut dishes
Chestnut pie – has been documented back to the 15th century in Italy, in the book De honesta voluptate et valetudine ("On honourable pleasure and health") written by the Italian writer and gastronomist Bartolomeo Platina.
Vino (wines)
Abruzzo
Montepulciano d'Abruzzo
Trebbiano d'Abruzzo
Basilicata
Aglianico del Vulture
Grottino di Roccanova
Matera
Terre dell'Alta Val d'Agri
Calabria
Cirò
Campania
Aglianico del Taburno
Campi Flegrei
Falerno del Massico
Fiano di Avellino
Greco di Tufo
Lacryma Cristi
Solopaca
Taurasi
Emilia-Romagna
Albana
Bonarda
Gutturnio
Lambrusco
Pignoletto
Sangiovese
Trebbiano
Friuli-Venezia Giulia
Friulano
Pignolo
Ramandolo
Refosco dal peduncolo rosso
Ribolla Gialla
Schiopettino
Tazzelenghe
Verduzzo friulano
Liguria
Cinque Terre
Lombardy (Lombardia)
Oltrepò Pavese
Barbera
Bonarda
Conero
Franciacorta
Sassella
Grumello
Inferno
Marche
Rosso Piceno Superiore
Spumante Brut
Valcalepio
Verdicchio
Piedmont (Piemonte)
Acqui
Alba
Asti
Barolo
Carema Riserva
Colli Tortonesi
Gattinara
Gavi
Grignolino
Langhe
Monferrato
Nebbiolo
Nizza
Ovada
Apulia (Puglia)
Malvasia
Negroamaro
Sardinia (Sardegna)
Cagliari
Cannonau
Monti
Nuragus
Ogliastra
Sicily (Sicilia)
Cerasuolo di Vittoria
Donna Fugata
Etna DOC
Noto
Passito di Pantelleria
Marsala
Nero d'Avola
Trentino
Marzemino
Tuscany (Toscana)
Bolgheri
Carmignano
Chianti
Colli Apuani
Colli Etruria Centrale
Colline Lucchesi
Elba
Montalcino
Montescudaio
Nipozzano
Parrina
Pitigliano
San Gimignano
Scansano
Val di Chiana
Val di Cornia
Valdinievole
Valle di Arbia
Vino Nobile di Montepulciano
Umbria
Grechetto
Orvieto
Rosso di Montefalco
Sagrantino
Torgiano
Veneto
Amarone
Bardolino
Colli Euganei
Conegliano Veneto
Custoza
Prosecco
Soave
Valdobbiadene
Valpolicella
Formaggi (cheeses)
Asiago
Asino
Bel Paese
Bitto
Bra
Burrata
Burrini
Butirro
Caciocavallo
Cacioricotta
Canestrato pugliese
Caprino
Casècc
Casiello
Castelmagno
Casu modde
Ciccillo
Crescenza
Crotonese
Fiore Sardo
Fontina
Formadi frânt e Formadi salât
Formai de Mut dell'Alta Valle Brembana
Giuncata
Gorgonzola
Grana Padano
Latteria
Liptauer
Malga
Marzolino
Marzotica
Mascarpone
Montasio
Monte Re
Monte Veronese
Mozzarella
Murazzano
Paddraccio
Parmigiano Reggiano (Parmesan)
Pecorino di Fossa
Pecorino friulano
Pecorino romano
Pecorino sardo
Piacentinu
Primo Sale
Provolone
Puzzone di Moena
Quartirolo
Ragusano
Raschera
Ricotta affumicata (Scuete fumade)
Ricotta rifatta
Ricotta salata
Robiola
Scamorza
Slattato
Squacquerone
Stracchino
Tabor
Taleggio
Toma
Tumazzu
Cheese dishes
Carrozza (sandwich)
Desserts and pastry
Aceto dolce – fruit preserves made with vinegar, honey, and grape juice
Anisette (cookie)
Babà
Biscotti
Biscuit Tortoni
Buccellato – a Sicilian circular cake given by godparents to the godchild and family on the christening day.
Cannolo siciliano
Cassata siciliana
Chiacchiere – angel wings
Ciarduna
Crocetta of Caltanissetta
Crostata
Crostoli, Crostui
Dobos of Trieste
Frutti (fruits)
Frutti di bosco (fruit with pastry)
Gelato (ice cream)
Gianduiotto and gianduia – hazelnut chocolates or spread
Granita
Gubana
Macedonia – fruit salad
Nocciolini di Canzo
Pandoro
Panettone
Panforte
Panna cotta
Pastiera
Piccoli Frutti – small garden fruits
Pignolata
Pizzelle
Presnitz
Profiterole
Putizza and Pinza
Rollò
Semifreddo
Sfogliatelle
Spina santa
Tiramisù
Torta Bertolina
Torta caprese
Strucchi or struki
Strucoli or Strudel (Strudel)
Struffoli – tiny fritters held together with honey and decorated with multi-colored sprinkles
Zabaglione
Zuppa Inglese
Caffè (coffee)
Bicerin – coffee, hot chocolate and whipped cream, only in Turin
Caffè americano believed to have originated in World War II when American G.I.s in Italy would dilute espresso with hot water to approximate the coffee to which they were accustomed.
Caffè corretto
Caffè leccese or Caffè in ghiaccio – espresso over ice with addition of almond milk instead of sugar, typical in Salento
Caffè lungo
Caffè macchiato
Caffè Moka, made with a moka pot
Caffè alla napoletana, made with a caffettiera napoletana
Caffè shakerato, an Italian sweet iced coffee drink.
Caffelatte
Latte macchiato, similar to a caffelatte, but with less coffee
Cappuccino
Espresso – known generally in Italy simply as caffè
Granita
Grolla dell'amicizia – coffee and grappa served in a traditional bulbous wooden loving cup, shaped like a multi-spouted teapot, and drunk in the Aosta Valley and Piedmont
Marocchino – similar to a small cappuccino, invariably served in a glass, and drunk mainly in Turin, in the whole Piedmont and in Milan; similar to the espressino
Ristretto
Uovo sbattuto "con caffe". A once popular high energy breakfast item enjoyed by children.
Famous dishes
Baccalà alla Vicentina
Bistecca alla fiorentina (Florentine beefsteak)
Pollo alla cacciatora
Carbonara
Salsiccia
Lasagne
Ossobuco
Orecchiette con le cime di rapa
Pasta e fagioli
Pasta con le sarde
Pesto
Pizza
Polenta
Ragù alla bolognese – a meat-based sauce served with tagliatelle or other pasta; the American dish Spaghetti alla Bolognese derives from this.
Tortellini
Unique dishes and foods by region
Friuli-Venezia Giulia
Asino- cheese of Carnic Prealps
or Brovade – cooked turnips that were preserved in marc
Cjarsons – sort of tortellini with a ricotta filling, of the Carnic Alps
Cuguluf – leavened cake of Viennese origin
Formadi frânt" and Formadi salât – cheeses
Frico – sliced cooked potatoes with onions and Montasio cheese
Gubana – cake made with a very rich filling of dry fruits, raisins and candied citron
Gulasch or Goulasch – alla triestina, alla goriziana, alla friulana
Jota or Iota or Jote – soup made with beans, potatoes and sauerkraut
Kaiserfleisch – smoked pork, sprinkled with grated horseradish and served with sauerkraut
Kipfel – small fried crescent, made with a kind of potato dumpling dough
Montasio – cheese of the Friuli
Palatschinken – pancake filled with apricot jam or chocolate sauce
Polenta – all over the region
Porcina or Porzina – boiled pork served with mustard and horseradish
Prosciutto di San Daniele DOP, famous ham exported all over the world
Scuete fumade – sweet smoked ricotta
Smoked hams of Sauris, of Cormons and of the Carso plateau
Speck friulano of Sauris
Veneto
Bigoli con l'arna – a type of pasta similar to Tagliatelle but bigger with a sauce of liver of the duck
Galani or Crostoli – pastries
Lesso e pearà – boiled meats with pepper sauce, most common in the Province of Verona
Pasta e fagioli – a soup of pasta and beans
Polenta e osei – polenta accompanied with roasted wild birds
Radicchio e pancetta – raw or cooked radicchio salad with pancetta
Risi e bisi – rice with young peas
Sarde in saor – fried, marinated sardines
Trentino-Alto Adige/Südtirol
Canederli or Knödel – dumplings made with leftover bread and cold cuts
Carne salada e fasoi – aromatized salt beef with beans
Crauti – Sauerkraut
Minestrone di orzetto – barley soup
Speck – is a type of salume from the historical-geographical region of Tyrol and generally obtained from pork leg subjected to a process of cold-smoking
Strangolapreti – spinach dumplings
Spatzle – typical Trentino Alto Adige first course, similar to Strangolapreti in flavour, different in form
Smacafam – kind of salty cake, usually eaten during carnival, particularly at the "carneval de Mori"
Fasoi en Bronzon – kind of soup made by beans and tomatosauce, not suggested if your home toilet is not available
Zelten – a typical dessert of the Christmas tradition of the Trentino-Alto Adige region. Made with dried fruit (pine nuts, walnuts, almonds) and candied fruit
Grostoli – in dialect "Grostoi" (Grøśtœį) tyopical fried dessert from the Trentino-Alto Adige culture
Strauben – Austro-Hungarian culinary artefact, served in every alpine hut with plenty of "currant jam" (Marmelada de ribes) on top
Strudel – is a sweet rolled or stuffed pastry that can be sweet or savory, but in its best known version is sweet with apples, pine nuts, raisins and cinnamon
Lombardy
Mostarda di Cremona – a sweet/spicy sauce made with candied fruits and meant to be served along boiled beef.
Nocciolini di Canzo – small sweet amaretto-style biscuits with hazelnut flour
Panettone – a Milanese Christmas traditional sweet bread made with a yeast and egg dough along with candied citrus peel, and raisins
Pizzoccheri – buckwheat tagliatelle dressed with potatoes, greens (often Swiss Chard or Spinach), butter and Bitto cheese: a speciality of the Valtellina.
Risotto alla milanese – A stirred rice dish made with Vialone or Carnaroli rice flavored with saffron and beef marrow
Torrone – a candy made of honey, sugar, and egg white, with toasted almonds or hazelnuts
Tortelli di zucca – ravioli with a squash filling
Salame di Varzi
Val D'Aosta
Tortino di riso alla valdostana – rice cake with ox tongue
Zuppa di Valpelline – savoy cabbage stew thickened with stale bread
Piedmont (Piemonte)
Bagna càuda – A hot dip based on anchovies, olive oil and garlic (sometimes blanched in milk), to accompany vegetables (either raw or cooked), meat or fried polenta sticks
Bollito misto
Brasato al vino – stew made from wine marinated beef
Carne cruda all'albese – steak tartare with truffles
Gnocchi di semolino alla romana – semolina dumpling
Lepre in Civet – jugged hare
Paniscia di Novara – a dish based on rice with borlotti beans, salame sotto grasso and red wine
Panissa di Vercelli - a dish based on rice with borlotti beans, salame sotto grasso and red wine
Panna cotta – sweetened cream set with gelatin
Pere San Martin al vino rosso - winter pears in red wine
Risotto alla piemontese – risotto cooked with meat broth and seasoned with nutmeg, parmesan and truffle
Vitello tonnato – veal in tuna sauce
Rane Fritte – fried frogs
Riso e Rane – risotto with frogs
Salame sotto Grasso – pork salami aged under a thick layer of lard
Liguria
Agliata – the direct ancestor of pesto, it is a spread made from garlic cloves, egg yolk and olive oil pestled in a mortar until creamy
Baccalà fritto – morsels of salt cod dipped in flour batter and fried
Bagnun (literally Big Bath or Big Dip) a soup made with fresh anchovies, onion, olive oil and tomato sauce where crusty bread is then dipped; originally prepared by fishermen on long fishing expeditions and eaten with hard tack instead of bread.
Bianchetti – Whitebait of anchovies and sardines, usually boiled and eaten with lemon juice, salt and olive oil as an entrée
Buridda – seafood stew
Cappon Magro – a preparation of fish, shellfishes and vegetables layered in an aspic
Capra e fagioli - a stew made of goat meat and white beans, a typical dish of the hinterland of Imperia
Cima alla genovese – this cold preparation features an outer layer of beef breast made into a pocket and stuffed with a mix of brain, lard, onion, carrot, peas, eggs and breadcrumbs, then sewn and boiled. It is then sliced and eaten as an entrée or a sandwich filler
Cobeletti – sweet corn tarts
Condigiun – a salad made with tomatoes, bell peppers, cucumber, black olives, basil, garlic, anchovies, hard boiled egg, oregano, tuna.
Farinata di zucca – a preparation similar to chickpea farinata substituting pumpkin for the legumes' flour as its main ingredient, the end result is slightly sweeter and thicker than the original
Galantina – similar to Testa in cassetta but with added veal.
Latte dolce fritto – a thick milk based cream left to solidify, then cut in rectangular pieces which are breaded and fried.
Maccheroni con la Trippa – A traditional savonese soup uniting maccheroni pasta, tripe, onion, carrot, sausage, "cardo" which is the Italian word for Swiss chard, parsley, and white wine in a base of capon broth, with olive oil to help make it satisyfing. Tomato may be added but that is not the traditional way to make it. (Traditional ingredients: brodo di gallina o cappone, carota, cipolla, prezzemolo, foglie di cardo, trippa di vitello, salsiccia di maiale, maccheroni al torchio, vino bianco, burro, olio d'oliva, formaggio grana, sale.)
Mescciüa – a soup of chickpeas, beans and wheat grains, typical of eastern Liguria and likely of Arab origin
Mosciamme – originally a cut of dolphin meat dried and then made tender again thanks to immersion in olive oil, for several decades tuna has replaced dolphin meat.
Pandolce – sweet bread made with raisins, pine nuts and candied orange and cedar skins
Panera genovese – a kind of semifreddo rich in cream and eggs flavoured with coffee, similar to a cappuccino in ice cream form
Panissa and Farinata – chickpea-based polentas and pancakes respectively
Pansoti – triangle-shaped stuffed pasta filled with a mix of borage (or spinach) and ricotta cheese, they can be eaten with butter, tomato sauce or a white sauce made with either walnuts or pine nuts (the latter two being the more traditional ligurian options)
Pesto – Probably Liguria's most famous recipe, widely enjoyed beyond regional borders, is a green sauce made from basil leaves, sliced garlic, pine nuts, pecorino or parmigiano cheese (or a mix of both) and olive oil. Traditionally used as a pasta dressing (especially with gnocchi or trenette, it is finding wider uses as sandwich spread and finger-food filler)
Pizza all'Andrea – focaccia-style pizza topped with tomato slices (not sauce) onions and anchovies
Scabeggio – fried fish marinated in wine, garlic, lemon juice and sage, typical of Moneglia
Sgabei – fritters made from bread dough (often incorporating some cornmeal in it)
Stecchi alla genovese – wooden skewers alternating morsels of leftover chicken meats (crests, testicles, livers...) and mushrooms, dipped in white bechamel sauce, left to dry a bit and then breaded and fried
Testa in cassetta – a salami made from all kind of leftover meats from pork butchering (especially from the head)
Torta di riso – Unlike all other rice cakes this preparation is not sweet, but a savoury pie made with rice, caillé, parmigiano and eggs, it can be wrapped in a thin layer of dough or simply baked until firm
Torta pasqualina – savory flan filled with a mixture of green vegetables, ricotta and parmigiano cheese, milk and marjoram; some eggs are then poured in the already-placed filling, so that their yolks will remain whole when cooked
Trenette col pesto – Pasta with Pesto (Olive Oil, garlic, Basil, Parmigiano and Pecorino Sardo cheese) sauce
Emilia-Romagna
Aceto Balsamico Tradizionale di Modena (Traditional Balsamic Vinegar) and Aceto Balsamico Tradizionale di Reggio Emilia (Balsamic vinegar) – very precious, expensive and rare sweet, dark, sweet and aromatic vinegar, made in small quantities according to elaborated and time-consuming procedures (it takes at least 12 years to brew the youngest Aceto Balsamico) from local grapes must (look for the essential "Tradizionale" denomination on the label to avoid confusing it with the cheaper and completely different "Aceto Balsamico di Modena" vinegar, mass-produced from wine and other ingredients
Borlengo from the hills South of Modena
Cannelloni, Crespelle and Rosette – pasta filled with bechamel, cream, ham and others
Cappellacci – large size filled egg pasta with chestnut puree and sweet Mostarda di Bologna, from Romagna.
Cappelletti – small egg pasta "hats" filled with ricotta, parsley, Parmigiano Reggiano and nutmeg, sometimes also chicken breast or pork and lemon zest, from Emilia, in particular Reggio.
Cappello del prete – "tricorno" hat shaped bag of pork rind with stuffing similar to zampone's, to be boiled (from Parma, Reggio Emilia and Modena)
Ciccioli – cold meat made with pig's feet and head from Modena
Coppa – cured pork neck form Piacenza and Parma
Cotechino – big raw spiced pork sausage to be boiled, stuffing rich in pork rind (from Emilia provinces)
Crescentine baked on Tigelle – (currently known also as Tigelle that is the traditional name of the stone dies which Crescentine were baked between) a small round (approx. 8 cm diameter, 1 cm or less thick) flat bread from the Modena Appennine mountains
Crescentine – flat bread from Bologna and Modena: to be fried in pork fat or baked between hot dies (see Tigelle above)
Culatello – a cured ham made with the most tender of the pork rump: the best is from the small Zibello area in Parma lowlands
Erbazzone – spinach and cheese filled pie from Reggio Emilia
Fave stufate – broad beans with mortadella
Garganelli – typical Romagna quill shaped egg pasta usually dressed with Guanciale (cheek bacon), peas, Parmigiano Reggiano and a hint of cream.
Gnocco Fritto – fried pastry puffs from Modena (Gnocco Fritto was a very local name: until few decades ago it was unknown even in neighbouring Emilian provinces where different denominations, i.e. Crescentine Fritte in Bologna, for similar fried puffs)
Gramigna con salsiccia – typical Bologna short and small diameter curly pasta pipes with sausage ragù.
Lasagne – green or yellow egg pasta layered with Bolognese Ragù (meat sauce) and bechamel
Mortadella – baked sweet and aromatic pork sausage from Bologna
Pan Pepato – very rich Christmas dried fruit and nut dessert with almonds, candies and a lot of sweet spices
Parmigiano-Reggiano – prized ancient long-aged cheese from Reggio Emilia, Parma. Modena and Bologna
Passatelli – noodles made of breadcrumbs, Parmigiano Reggiano, cheese, lemon zest and nutmeg from Romagna* Pesto di Modena – cured pork back fat pounded with garlic, rosemary and Parmigiano-Reggiano used to fill borlenghi and baked crescentine
Piadina Fritta – Fried Romagna pastry rectangles
Piadina – Pancake shaped flat bread (from Romagna) which can be smaller and higher or larger and very thin
Pisarei e faśö – pasta peas with beans from Piacenza
Salame Felino – salami from Parma province
Salamina da Sugo – soft sausage from Ferrara, seasonal.
Spalla di San Secondo – gourmet salami from a small town near Parma; it is made with seasoned pork shoulder, stuffed in cow bladders and slowly boiled or steamed.
Spongata – very rich Christmas time thin tart: a soft crust with flour sugar dusting, stuffed with finely broken almonds and other nuts, candies and a lot of sweet spices, from Reggio Emilia
Squacquerone – sweet, runny, milky cheese from Romagna
Tagliatelle all' uovo – egg pasta noodles, very popular across Emilia-Romagna; they are made in slightly different thickness, width and length according to local practise (in Bologna the authentic size of Tagliatelle alla Bolognese is officially registered at the local Chamber of Commerce)
Torresani – roasted pigeons popular in Emilia
Torta Barozzi o Torta Nera – barozzi tart or black tart (a dessert made with a coffee/cocoa and almond filling encased in a fine pastry dough (from Modena)
Tortelli alla Lastra – griddle baked pasta rectangles filed with potato and pumpkin puree and sausage or bacon bits
Tortelli – usually square, made in all Emilia-Romagna, filled with swiss chard or spinach, ricotta and Parmigiano Reggiano in Romagna or ricotta, parsley, Parmigiano Reggiano in Bologna (where they are called Tortelloni) and Emilia, or with potatoes and pancetta in the Apennine mountains
Tortellini – small egg pasta navel shapes filled with lean pork, eggs, Parmigiano-Reggiano, Mortadella, Parma Ham and nutmeg (from Bologna and Modena: according to a legend, they were invented in Castelfranco Emilia by a peeping innkeeper after the navel of a beautiful guest)
Zampone – stuffed pig's trotter, fat, but leaner than cotechino's, stuffing; to be boiled (from Modena)
Tuscany
Bistecca alla fiorentina – grilled Florentine T-bone steak traditionally from the Chianina cattle breed.
Crema paradiso – Tuscan cream
Fegatelli di maiale – pig's liver forcemeat stuffed into pig's stomach and baked in a slow oven with stock and red wine
Ossibuchi alla toscana – osso buco, sliced braised veal shank, "Tuscan-style"
Pinzimonio – fresh seasonal raw or slightly blanched vegetables served with seasoned olive oil for dipping
Ribollita – twice-cooked vegetable soup
Lampredotto – cooked abomasum
Tuscan bread specialties
Carsenta lunigianese – baked on a bed of chestnut leaves and served on Good Friday
Ciaccia – from the Maremma made from maize
Donzelle – round loaf fried in olive oil
Fiandolone – made with sweet chestnut flour and strewn with rosemary leaves
Filone – classic Tuscan unsalted bread
Pan di granturco – made from maize flour
Pan di ramerino – a rosemary bread seasoned with sugar and salt. The bread was originally served during Holy Week decorated with a cross on top and sold at the Church by semellai; it is, however, offered year round now.
Pan maoko – equal parts wheat and maize flour, with pine nuts and raisins added
Pane classico integrale – unsalted bread made with semolina with a crisp crust
Pane con i grassetti – a bread from the Garfagnana area, with pork cracklings mixed in
Pane con l'uva – in other areas this bread often takes the form of small loaves or rolls, but in Tuscany it is a rolled-out dough with red grapes incorporated into it and sprinkled with sugar. It is bread served often in the autumn in place of dessert and often served with figs
Panigaccio – Lunigiana specialty made with flour, water and salt baked over red-hot coals and served with cheese and olive oil
Panina gialla aretina – an Easter bread with a high fat content, containing raisins, saffron, and spices. It is consecrated in a church before being served with eggs
Panini di Sant' Antonio – sweet rolls eaten on the feast day of St. Anthony
Schiacciata – dough rolled out onto baking sheet and can have pork cracklings, herbs, potatoes and/or tomatoes added to the top along with a salt and olive oil
Schiacciatina – made with a fine flour, salt dough with yeast and olive oil
Panino co' i' lampredotto – lampredotto sandwich
Umbria
Lenticchie di Castelluccio con salsicce – lentil stew with sausages
Minestra di farro – spelt soup
Piccioni allo spiedo – spit-roasted pigeon
Regina in porchetta – carp in fennel sauce
Specialties of the Norcineria (Umbrian Butcher)
Barbozzo – cured, matured pig's cheek
Budellacci – smoked, spiced pig intestines eaten raw, spit-roasted, or broiled
Capocollo – Sausage highly seasoned with garlic and pepper
Coppa – sausage made from the pig's head
Mazzafegati – sweet or hot pig's liver sausage, the sweet version containing raisins, orange peel and sugar
Prosciutto di Norcia – a pressed, cured ham made from the legs of pigs fed on a strict diet of acorns
Marche
Brodetto di San Benedetto del Tronto – fish stew, San Benedetto del Tronto-style, with green tomatoes and sweet green pepper.
Brodetto di Porto Recanati – fish stew, without tomato, wild saffron spiced.
Olive all'ascolana – fried stoned olives stuffed with pork, beef, chicken, eggs and Parmesan cheese in Ascoli Piceno.
Passatelli all'urbinate – spinach and meat dumplings
Unique ham and sausage specialties
Coppa – coppa in this region refers to a boiling sausage made from pig's head, bacon, orange peel, nutmeg and sometimes pinenuts or almonds. It is meant to be eaten within a month of preparation
Ciauscolo – made from the belly and shoulder of pig with half its weight in pork fat and seasoned with salt, pepper, orange peel and fennel. It is stuffed into an intestine casing, dried in a smoking chamber and cured for three weeks.
Fegatino – a liver sausage with pork belly and shoulder, where the liver replaces the fat of other sausages
Mazzafegato di Fabriano – mortadella made from fat and lean pork with liver and lung added to the fine-grained emulsification. It is seasoned with salt and pepper, stuffed into casings and smoked. This sausage is often served at festivals.
Prosciutto del Montefeltro – made from free-range black pigs, this is a smoked Prosciutto washed with vinegar and ground black pepper
Salame del Montefeltro – made from the leg and loin meat of the black pig, this sausage is highly seasoned with peppercorns and hung to dry
Salame di Fabriano – similar to salame lardellato except that it is made solely from leg of pork with pepper and salt
Salame lardellato – made with lean pork shoulder, or leg meat, along with diced bacon, salt, pepper, and whole peppercorns. It is cased in hog's intestines, dried for one-and-a-half days and then placed in a warm room for 3–4 days, two days in a cold room and then two months in a ventilated storage room
Soppressata di Fabriano – finely emulsified pork flavored with bacon, salt and pepper, the sausage is smoked and then aged
Lazio
Bucatini all'amatriciana – bucatini with guanciale, tomatoes and pecorino
Carciofi alla giudia – artichokes fried in olive oil, typical of Roman Jewish cooking
Carciofi alla Romana – artichokes Roman-style; outer leaves removed, stuffed with mint, garlic, breadcrumbs and braised
Coda di bue alla vaccinara – oxtail ragout
Saltimbocca alla Romana – Veal cutlet, Roman-style; topped with raw ham and sage and simmered with white wine and butter
Spaghetti alla carbonara – spaghetti with eggs, guanciale and pecorino
Abruzzo and Molise
Agnello casc' e ove – Lamb stuffed with grated Pecorino cheese and eggs
Agnello con le olive –
Arrosticini – skewered pieces of meat
Maccheroni alla chitarra – a narrow stripped pasta served with a sauce of tomatoes, bacon and Pecorino cheese
Maccheroni alla molinara - also la pasta alla mugnaia is a long (single) hand made pasta served with tomato sauce
Mozzarelline allo zafferano – mini mozzarella cheese coated with a batter flavored with saffron
Parrozzo - a cake-like dessert made from a mixture of flour and crushed almonds, and coated in chocolate
Pizza Dolce - A layered (with two or three cream fillings - white custard, chocolate or almond) sponge cake, that is soaked with alchermes (if you can find it) or rum.
Pizzelle - (also known as Ferratelle). A thin, cookie made with a waffle iron device, often flavored with anise.
Spaghetti all' aglio, olio e peperoncino
Scripelle 'Mbusse - Abruzzo crêpes (flour, water and eggs), seasoned with Pecorino cheese, rolled and served in chicken broth.
Sugo di castrato – mutton sauce made with onion, rosemary, bacon, white wine, and tomatoes
Timballo teremana - A "lasagne" made with scripelle (Abruzzo crêpes) layered with a ragout of beef, pork, onion, carrot and celery, also layered with mushrooms, crumbled hard boiled egg, peas and besciamella.
Campania
Babà – Neapolitan rum-dippe dessert
Braciole di maiale – Pork loin with tomatoes sauce, garlic, capers and pine nuts
Caponata di pesce – Fish Caponata; bread (baked in the shape of a donut), anchovies, tuna, lemon juice, olive oil and pepper
Casatiello – Neapolitan Easter pie with Parmesan cheese, Pecorino cheese, eggs, salame, bacon, and pepper
Gattò – A Neapolitan potato casserole with ham, Parmesan cheese and Pecorino cheese.
Graffe – fried Neapolitan "doughnuts" made with flour, potato, yeast and sugar.
Insalata caprese – salad of tomatoes, Mozzarella di Bufala (buffalo mozzarella) and basil
Limoncello – Lemon liqueur
Maccheroni alla napoletana – macaroni with Neapolitan sauce; a sauce of braised beef, carrot, celery, onion, garlic, white wine, tomato paste and fresh basil.
Melanzane a Scapece – Scapece eggplant; marinated eggplant with red pepper and olive oil
Melanzane al cioccolato – mid-August dessert; eggplants with chocolate and almonds
Mozzarella di Bufala Campana – Particular variety of cheese products made exclusively with milk from buffalo
Mozzarella in carrozza – fried mozzarella with slices of toasted bread and olive oil
Mustacciuoli – Neapolitan Christmas dessert; cookies with almonds and coffee covered with chocolate
Parmigiana – Sliced eggplant pan fried in oil, layered with tomato sauce and cheese, and baked in an oven
Pastiera napoletana – Neapolitan ricotta cake
Pepata di cozze – Mussel and Clam soup with tomato sauce, served with slices of toasted bread.
Pizza napoletana – neapolitan pizza; the most popular is "Pizza Margherita": pizza topped with tomatoes sauce, mozzarella cheese, Parmesan cheese, basil and olive oil
Polipo alla Luciana – Luciana Octopus; octopus with tomatoes sauce, chopped tomatoes, olives and garlic
Ragù napoletano – Neapolitan ragù; tomatoes sauce, onions, olive oil, carrots, celery, veal shank, pork ribs, lard, basil, salt and pepper
Roccocò – Neapolitan Christmas dessert; almond crunch cookies
Sartù di riso – Rice Sartù; rice with mushrooms, onions, tomato-paste, beef, peas, Parmesan cheese and Mozzarella cheese and olive oil
Sfogliatelle – Neapolitan ricotta dessert; seashell-shaped pastry with ricotta cheese.
Sfogliatella Santarosa – Neapolitan dessert; Slightly larger than a traditional sfogliatella, it is filled with a crema pasticciera and garnished with crema di amarene (sour black cherry)
Spaghetti alle vongole – Spaghetti with clams in a white sauce with garlic, olive oil and pepper
Struffoli – Neapolitan Christmas dessert; honey balls with lemon juice and colored candy
Torta caprese – Chocolate cake with almonds
Zeppole di San Giuseppe – Fritters for Saint Joseph's Day; Cream-filled with crema pasticciera
Apulia (Puglia)
Burrata – an Italian cow milk cheese (occasionally buffalo milk) made from mozzarella and cream. The outer casing is solid cheese, while the inside contains stracciatella and cream, giving it an unusual, soft texture. It is typical of Apulia.
Caciocavallo podolico – a variety of cheese products made exclusively with Podolica cow milk.
Cacioricotta – a cheese produced throughout Apulia.
Calzone (in Lecce) or Panzerotto (in Bari and Taranto) - puff pastry with oil which in its typicality contemplated the use of olives, ham, onions, mozzarella, cheese and tomato sauce for filling. Cooked either in the oven as savory pie, or deep fried
Cartellate – a pastry, particularly prepared around Christmas, made of a thin strip of a dough made of flour, olive oil, and white wine that is wrapped upon itself, intentionally leaving cavities and openings, to form a sort of "rose" shape; the dough is then deep-fried, dried, and soaked in either lukewarm vincotto or honey.
Muscisca – bacon or boneless meat from sheep or goat (and in some cases veal), which is cut into long (20–30 cm) and thin (3–4 cm) strips, and seasoned with salt, chili, and fennel seeds before being sun-dried.
Orecchiette alle cime di rapa – Ear-like pasta with rapini.
Ostriche arrosto – oysters broiled with parsley, garlic, oregano, breadcrumbs, olive oil, and lemon juice.
Pancotto – an ancient dish of Capitanata, made from a base of stale bread and accompanied with a wide variety of wild vegetables, fennel seeds, oil of Tavoliere, and chili peppers.
Pasticciotto leccese - shortcrust pastry shell and a custard heart.
Pitta di patate - potato focaccia stuffed with tomatoes, onions, bacon, mozzarella, parsley, and covered with breadcrumbs
Purea di fave (or fave e cicorie, also known as "fave e fogghije", fava beans and leaves) – fava bean puree with stewed cicory. During Christmas festivities, cicory is stewed in red wine instead of water.
Riso, patate e cozze or Tiella barese – a Bari specialty made with rice, potatoes, and mussels, similar to paella, cooked in an earthenware pan or in the oven. It has a Salento variant called Tajeddha. It is likely that this recipe is a variant of Paella given the long Spanish domination in the kingdom of Naples.
Rustico leccese - typical street food of Salento: a puff pastry filled with béchamel, mozzarella and tomato
Sagne 'ncannulate or sagne torte - home made pasta typical of Salento in the shape of long lagane rolled up on themselves that are served with fresh tomato sauce, basil and cacio-ricotta (someone adds a little breadcrumbs to dry any residual draining water), others use ricotta-shcante (a spicy ricotta cream), or with meat sauce (pork or lamb) with the addition of chilli, to taste.
Tiella di verdure – a casserole of baked vegetables topped with mozzarella cheese and fresh basil.
Torcinelli – lamb intestines wrapped around lamb liver or offal, typically testicles, generally grilled on a skewer, sometimes stewed in tomato and onions.
Zuppa di cozze alla Tarantina – mussels steamed with peperoncino, garlic, tomatoes, and white wine. Often eaten with short pasta types. Variations prepared in the hinterland of Taranto may include white beans or kidney beans.
Apulian bread specialties
Focaccia ripiena – a bread made of dough filled with mozzarella, tomatoes, ham, onion or leek, and served in slices.
Friselle – a bread made from barley flour and durum wheat flour, which goes through a dual baking process becoming very similar to hardtack, and is soaked in water before being prepared and eaten.
Pane casereccio – a bread made from durum wheat, yeast, flour, salt, and water.
Pane di Altamura – sourdough durum wheat bread weighing up to .
Puccia con le olive - a bread filled with olives
Puccia di pane – a bread made in honor of the Virgin Mary. It is a small, soft, round loaf made of white flour.
Puddica – bread dough mixed with mashed potato and rolled into flat cakes, covered with halved tomatoes and seasoned with salt and pepper
Taralli – a ring-shaped snack food which can be sweet or savory.
Basilicata
Agnello alla pastora – Lamb with potatoes.
Baccalà alla lucana – Cod with crunchy red peppers.
Ciaudedda – Stew with artichokes, potatoes, broad beans and pancetta
Orecchiette con la salsiccia piccante – Ear-like pasta with typical spicy salami from Basilicata
Pecorino di Forenza – Cheese made of sheep's milk, typical of the Forenza area.
Pasta con i peperoni cruschi – Pasta dish served with peperoni cruschi (crispy peppers), fried bread crumb and cacioricotta.
Pasta mollicata – Pasta dish served with tomato, onion dipped in red wine, lard and cacioricotta.
Pollo alla potentina – Potenza-style chicken; Chicken braised with tomatoes, onion, white wine, peperoncino, topped with fresh basil, parsley and pecorino cheese.
Rafanata – Type of omelette with horseradish, potatoes and cheese.
Tumacë me tulë – Pasta dish served with tomato, anchovy, fried bread crumb and chopped walnuts.
U' pastizz 'rtunnar – Baked turnover filled with pork, eggs and cheese.
Calabria
Caciocavallo A very milky cheese
Cuzzupa
Insalata Pomodoro A Tomato salad with hot pepper
Maccarruni i'casa home made pasta with goat or pork meat and tomatoes
Melanzane alla menta – Eggplant marinated with mint
Nduja – A spicy preserved meat, similar to the French Andouille
Pesce spada alla ghiotta – swordfish rolls in tomato sauce
Pipi chini padded pepper
pisci stoccu Stockfish with olive, tomatoes and caper bush
satizzu typical sausages made with fennel and pepper (The prototypical "Italian" sausage as sold in the United States)
Soppressata A uniquely Calabrian salami
Zippuli
Sicily (Sicilia)
Arancini – stuffed rice balls which are coated with breadcrumbs and fried.
Cannoli – shortcrust pastry cylinder shell filled with sweet ricotta, mascarpone or chocolate or vanilla cream.
Caponata – eggplants with tomatoes and olives
Cous Cous trapanese
Il timballo del gattopardo – Sicilian pie; pastry dough baked with a filling of penne rigata, Parmesan, and bound a sauce of ham, chicken, liver, onion, carrot, truffles, diced hard-boiled egg and seasoned with clove, cinnamon, salt and pepper. Gattopardo (the Serval) makes reference to the arms of the Lampedusa family and Giuseppe Tomasi di Lampedusa's well-known novel Il Gattopardo, not the contents of the dish.
Granita - semi-frozen dessert made from sugar, water and various flavorings, typically lemon or almond or caffè or mulberry
Maccu di San Giuseppe – bean paste with fennel.
Pantesca salad - dish of the island of Pantelleria.
Pasta alla Norma - Spaghetti with tomato and eggplant.
Panelle – a Sicilian chickpea fritter, often eaten as a sandwich and popular as street food
Scaccia – flat bread stuffed in different ways
Sicilian pizza - pizza prepared in a manner that originated in Sicily
Tonno alla palermitana – tuna Palermo-style; tuna marinated in white wine, lemon, garlic, rosemary and broiled, then served with pan-seared sardines
Sardinia (Sardegna)
Casu marzu – type of cheese
Culurgiones – a kind of ravioli
Malloreddus – semolina gnocchi with saffron
Pane carasau – type of bread
Porcetto or Porceddu – small pig cooked with myrtle
Panada – a pie filled with meat or vegetables
Zuppa Cuata – bread and cheese soup
Ingredients
Most important ingredients (see also Italian Herbs and Spices):
Olio extravergine di oliva (Extra virgin olive oil)
Parmigiano Reggiano (aged cow's-milk cheese), in the North
Pecorino (aged sheep's-milk cheese), in the Middle and South
Pomodoro (Tomato)
Other common ingredients:
Acciughe (anchovies, preserved in olive oil, or in salt)
Aceto balsamico (Balsamic vinegar)
Asparagi (asparagus)
Baccalà (Dried, salted cod)
Bresaola (air-dried salted beef)
Broccoli
Capperi (capers, preserved in vinegar or, more frequently, salt)
Carciofi (artichokes)
Cavolfiore (Cauliflower)
Ceci (Chickpeas)
Cetrioli (Cucumber)
Cicoria (Chicory)
Crauti (Sauerkraut)
Fagioli (Beans)
Farro (Emmer)
Fragole (strawberries)
Funghi (Porcini mushrooms, white mushrooms)
Lardo (Lard)
Lenticchie (Lentils)
Limone (Lemon)
Melanzane (eggplants)
Mele (Apples)
Miele (Honey)
Noci (Nuts)
Olive (olives)
Orzo
Pasta
Patate (Potatoes)
Pesce spada (Swordfish)
Peperoni (Bell peppers)
Pere (Pears)
Pestât
Pesto
Piccoli frutti (Small Fruits)
Pinoli (pine nuts)
Piselli (Peas)
Polenta
Prosciutto
Radicchio – a leaf chicory (Cichorium intybus, Asteraceae), sometimes known as Italian chicory. Radicchio rosso di Treviso resembles a large red Belgian endive.
Ricotta
Riso (Rice)
Rucola (or Rughetta) (Rocket or Arugula)
Seppie (Cuttlefish)
Speck
Spinaci (Spinach)
Tartufo (Truffle)
Trippa (Tripe)
Tonno (Tuna)
Zucchine (Zucchini)
Herbs and spices
Aglio (Garlic)
Alloro (Bay leaves)
Basilico (Basil)
Cipolla (Onion)
Finocchio (Fennel)
Menta (Mint)
Mentuccia (Calamintha nepeta)
Origano (Oregano)
Peperoncino (Chili pepper)
Prezzemolo (Parsley)
Rosmarino (Rosemary)
Salvia (Sage)
Timo (Thyme)
See also
Italian food products
Italian meal structure
List of Italian chefs
List of Italian restaurants
References
Dishes
Italian breads
Lists of foods by nationality |
14936 | https://en.wikipedia.org/wiki/Individualist%20anarchism | Individualist anarchism | Individualist anarchism is the branch of anarchism that emphasizes the individual and their will over external determinants such as groups, society, traditions and ideological systems. Although usually contrasted to social anarchism, both individualist and social anarchism have influenced each other. Mutualism, an economic theory particularly influential within individualist anarchism whose pursued liberty has been called the synthesis of communism and property, has been considered sometimes part of individualist anarchism and other times part of social anarchism. Many anarcho-communists regard themselves as radical individualists, seeing anarcho-communism as the best social system for the realization of individual freedom. Economically, while European individualist anarchists are pluralists who advocate anarchism without adjectives and synthesis anarchism, ranging from anarcho-communist to mutualist economic types, most American Individualist Anarchists advocate mutualism, a libertarian socialist form of market socialism, or a free-market socialist form of classical economics. Individualist anarchists are opposed to property that gives privilege and is exploitative, seeking to "destroy the tyranny of capital, — that is, of property" by mutual credit.
Individualist anarchism represents a group of several traditions of thought and individualist philosophies within the anarchist movement. Among the early influences on individualist anarchism were William Godwin (philosophical anarchism), Josiah Warren (sovereignty of the individual), Max Stirner (egoism), Lysander Spooner (natural law), Pierre-Joseph Proudhon (mutualism), Henry David Thoreau (transcendentalism), Herbert Spencer (law of equal liberty) and Anselme Bellegarrigue (civil disobedience). From there, individualist anarchism expanded through Europe and the United States, where prominent 19th-century individualist anarchist Benjamin Tucker held that "if the individual has the right to govern himself, all external government is tyranny".
Within anarchism, individualist anarchism is primarily a literary phenomenon while social anarchism has been the dominant form of anarchism, emerging in the late 19th century as a distinction from individualist anarchism after anarcho-communism replaced collectivist anarchism as the dominant tendency. Individualist anarchism has been described by some as the anarchist branch most influenced by and tied to liberalism (the classical liberalism deriving anti-capitalist notions and socialist economics from classical political economists and the labor theory of value) as well as being described as a part of the liberal or liberal-socialist wing—in contrast to the collectivist or communist wing—of anarchism and libertarian socialism. However most do not agree with this divide as it should be noted social anarchists including collectivist and communist anarchists regard the individualist anarchists as socialists and libertarian socialists due to their opposition to capitalist profit, interest, and absentee rent. The very idea of an individualist–socialist divide is also contested as individualist anarchism is largely socialistic and can be considered a form of individualist socialism, with non-Lockean individualism encompassing socialism. Individualist anarchism is the basis of most anarchist schools of thought, influencing nearly all anarchist tendencies and having contributed to much of anarchist discourse.
Overview
The term individualist anarchism is often used as a classificatory term, but in very different ways. Some such as the authors of An Anarchist FAQ use the classification individualist anarchism/social anarchism. Others such as Geoffrey Ostergaard, who see individualist anarchism as distinctly non-socialist, recognizing anarcho-capitalist as part of the individualist anarchist tradition, use the classification individualist anarchism/socialist anarchism accordingly. However most do not consider anarcho-capitalism as part of the anarchist movement because anarchism has historically been an anti-capitalist movement and anarchists reject that it is compatible with capitalism. In addition, an analysis of individualist anarchists who advocated free-market anarchism shows that it is different from anarcho-capitalism and other capitalist theories due to the individualist anarchists retaining the labor theory of value and socialist doctrines. Other classifications include communal/mutualist anarchism. Michael Freeden identifies four broad types of individualist anarchism. Freeden says the first is the type associated with William Godwin that advocates self-government with a "progressive rationalism that included benevolence to others". The second type is the amoral self-serving rationality of egoism as most associated with Max Stirner. The third type is "found in Herbert Spencer's early predictions, and in that of some of his disciples such as Wordsworth Donisthorpe, foreseeing the redundancy of the state in the source of social evolution". The fourth type retains a moderated form of egoism and accounts for social cooperation through the advocacy of market relationships. Individualist anarchism of different kinds have the following things in common:
The concentration on the individual and their will in preference to any construction such as morality, ideology, social custom, religion, metaphysics, ideas or the will of others.
The rejection of or reservations about the idea of revolution, seeing it as a time of mass uprising which could bring about new hierarchies. Instead, they favor more evolutionary methods of bringing about anarchy through alternative experiences and experiments and education which could be brought about today. This is also because it is not seen as desirable for individuals to wait for revolution to start experiencing alternative experiences outside what is offered in the current social system.
Individual experience and exploration is emphasized. The view that relationships with other persons or things can be in one's own interest only and can be as transitory and without compromises as desired since in individualist anarchism sacrifice is usually rejected. In this way, Max Stirner recommended associations of egoists.
Individualists anarchists considered themselves to be socialists and part of the socialist movement which according to those anarchists was divided in two wings, namely anarchist socialism and state socialism. Benjamin Tucker criticized those who were trying to exclude individualist anarchism from socialism based on dictionary's definitions. Tucker held that the mutualist title to land and other scarce resources would involve a radical change and restriction of capitalist property rights. It should also be noted social anarchists including collectivist and communist anarchists regard the individualist anarchists as socialists due to their opposition to surplus-value something even Karl Marx (whom Tucker was influenced by ) would agree is anti-capitalist.
Individualist anarchists such as Tucker argued that it was "not Socialist Anarchism against Individualist Anarchism, but of Communist Socialism against Individualist Socialism". Tucker further noted that "the fact that State Socialism has overshadowed other forms of Socialism gives it no right to a monopoly of the Socialistic idea". In 1888, Tucker, who proclaimed himself to be an anarchistic socialist in opposition to state socialism, included the full text of a "Socialistic Letter" by Ernest Lesigne in his essay "State Socialism and Anarchism". According to Lesigne, there are two socialisms: "One is dictatorial, the other libertarian". Tucker's two socialisms were the state socialism which he associated to the Marxist school and the libertarian socialism that he advocated. What those two schools of socialism had in common was the labor theory of value and the ends, by which anarchism pursued different means.
According to Rudolf Rocker, individualist anarchists "all agree on the point that man be given the full reward of his labour and recognised in this right the economic basis of all personal liberty. They regard free competition [...] as something inherent in human nature. [...] They answered the socialists of other schools who saw in free competition one of the destructive elements of capitalistic society that the evil lies in the fact that today we have too little rather than too much competition". Individualist anarchist Joseph Labadie wrote that both "the two great sub-divisions of Socialists [Anarchists and State Socialists] agree that the resources of nature — land, mines, and so forth — should not be held as private property and subject to being held by the individual for speculative purposes, that use of these things shall be the only valid title, and that each person has an equal right to the use of all these things. They all agree that the present social system is one composed of a class of slaves and a class of masters, and that justice is impossible under such conditions". The egoist form of individualist anarchism, derived from the philosophy of Max Stirner, supports the individual doing exactly what he pleases—taking no notice of God, state, or moral rules. To Stirner, rights were spooks in the mind, and he held that society does not exist but "the individuals are its reality"—he supported property by force of might rather than moral right. Stirner advocated self-assertion and foresaw "associations of egoists" drawn together by respect for each other's ruthlessness.
For historian Eunice Minette Schuster, American individualist anarchism "stresses the isolation of the individual – his right to his own tools, his mind, his body, and to the products of his labor. To the artist who embraces this philosophy it is "aesthetic" anarchism, to the reformer, ethical anarchism, to the independent mechanic, economic anarchism. The former is concerned with philosophy, the latter with practical demonstration. The economic anarchist is concerned with constructing a society on the basis of anarchism. Economically he sees no harm whatever in the private possession of what the individual produces by his own labor, but only so much and no more. The aesthetic and ethical type found expression in the transcendentalism, humanitarianism, and Romanticism of the first part of the nineteenth century, the economic type in the pioneer life of the West during the same period, but more favorably after the Civil War".
For this reason, it has been suggested that in order to understand individualist anarchism one must take into account "the social context of their ideas, namely the transformation of America from a pre-capitalist to a capitalist society [...] the non-capitalist nature of the early U.S. can be seen from the early dominance of self-employment (artisan and peasant production). At the beginning of the 19th century, around 80% of the working (non-slave) male population were self-employed. The great majority of Americans during this time were farmers working their own land, primarily for their own needs" and "[i]ndividualist anarchism is clearly a form of artisanal socialism [...] while communist anarchism and anarcho-syndicalism are forms of industrial (or proletarian) socialism".
Liberty insisted on "the abolition of the State and the abolition of usury; on no more government of man by man, and no more exploitation of man by man" and anarchism is "the abolition of the State and the abolition of usury". Those anarchists held that there were "two schools of Socialistic thought, [...] State Socialism and Anarchism" and "liberty insists on Socialism [...] — true Socialism, Anarchistic Socialism: the prevalence on earth of Liberty, Equality, and Solidarity". Individualist anarchists followed Proudhon and other anarchists that "exploitation of man by man and the domination of man over man are inseparable, and each is the condition of the other", that "the bottom claim of Socialism" was "that labour should be put in possession of its own", that "the natural wage of labour is its product" in an "effort to abolish the exploitation of labour by capital" and that anarchists "do not admit the government of man by man any more than the exploitation of man by man", advocating "the complete destruction of the domination and exploitation of man by man". Contemporary individualist anarchist Kevin Carson characterizes American individualist anarchism by saying that "[u]nlike the rest of the socialist movement, the individualist anarchists believed that the natural wage of labor in a free market was its product, and that economic exploitation could only take place when capitalists and landlords harnessed the power of the state in their interests. Thus, individualist anarchism was an alternative both to the increasing statism of the mainstream socialist movement, and to a classical liberal movement that was moving toward a mere apologetic for the power of big business".
In European individualist anarchism, a different social context helped the rise of European individualist illegalism and as such "[t]he illegalists were proletarians who had nothing to sell but their labour power, and nothing to discard but their dignity; if they disdained waged-work, it was because of its compulsive nature. If they turned to illegality it was due to the fact that honest toil only benefited the employers and often entailed a complete loss of dignity, while any complaints resulted in the sack; to avoid starvation through lack of work it was necessary to beg or steal, and to avoid conscription into the army many of them had to go on the run". A European tendency of individualist anarchism advocated violent individual acts of individual reclamation, propaganda by the deed and criticism of organization. Such individualist anarchist tendencies include French illegalism and Italian anti-organizational insurrectionarism. Bookchin reports that at the end of the 19th century and the beginning of the 20th "it was in times of severe social repression and deadening social quiescence that individualist anarchists came to the foreground of libertarian activity – and then primarily as terrorists. In France, Spain, and the United States, individualistic anarchists committed acts of terrorism that gave anarchism its reputation as a violently sinister conspiracy".
Another important tendency within individualist anarchist currents emphasizes individual subjective exploration and defiance of social conventions. Individualist anarchist philosophy attracted "amongst artists, intellectuals and the well-read, urban middle classes in general". Murray Bookchin describes a lot of individualist anarchism as people who "expressed their opposition in uniquely personal forms, especially in fiery tracts, outrageous behavior and aberrant lifestyles in the cultural ghettos of fin de siecle New York, Paris and London. As a credo, individualist anarchism remained largely a bohemian lifestyle, most conspicuous in its demands for sexual freedom ('free love') and enamored of innovations in art, behavior, and clothing". In this way, free love currents and other radical lifestyles such as naturism had popularity among individualist anarchists.
For Catalan historian Xavier Diez, "under its iconoclastic, antiintelectual, antitheist run, which goes against all sacralized ideas or values it entailed, a philosophy of life which could be considered a reaction against the sacred gods of capitalist society. Against the idea of nation, it opposed its internationalism. Against the exaltation of authority embodied in the military institution, it opposed its antimilitarism. Against the concept of industrial civilization, it opposed its naturist vision". In regards to economic questions, there are diverse positions. There are adherents to mutualism (Proudhon, Émile Armand and the early Tucker), egoistic disrespect for "ghosts" such as private property and markets (Stirner, John Henry Mackay, Lev Chernyi and the later Tucker) and adherents to anarcho-communism (Albert Libertad, illegalism and Renzo Novatore). Anarchist historian George Woodcock finds a tendency in individualist anarchism of a "distrust (of) all co-operation beyond the barest minimum for an ascetic life". On the issue of violence opinions have gone from a violentist point of view mainly exemplified by illegalism and insurrectionary anarchism to one that can be called anarcho-pacifist. In the particular case of Spanish individualist anarchist Miguel Giménez Igualada, he went from illegalist practice in his youth towards a pacifist position later in his life.
Early influences
William Godwin
William Godwin can be considered an individualist anarchist and philosophical anarchist who was influenced by the ideas of the Age of Enlightenment, and developed what many consider the first expression of modern anarchist thought. According to Peter Kropotkin, Godwin was "the first to formulate the political and economical conceptions of anarchism, even though he did not give that name to the ideas developed in his work".<ref name="EB1910">Peter Kropotkin, "Anarchism", Encyclopædia Britannica, 1910</ref> Godwin himself attributed the first anarchist writing to Edmund Burke's A Vindication of Natural Society. Godwin advocated extreme individualism, proposing that all cooperation in labor be eliminated. Godwin was a utilitarian who believed that all individuals are not of equal value, with some of us "of more worth and importance" than others depending on our utility in bringing about social good. Therefore, he does not believe in equal rights, but the person's life that should be favored that is most conducive to the general good. Godwin opposed government because it infringes on the individual's right to "private judgement" to determine which actions most maximize utility, but also makes a critique of all authority over the individual's judgement. This aspect of Godwin's philosophy, minus the utilitarianism, was developed into a more extreme form later by Stirner.
Godwin took individualism to the radical extent of opposing individuals performing together in orchestras, writing in Political Justice that "everything understood by the term co-operation is in some sense an evil". The only apparent exception to this opposition to cooperation is the spontaneous association that may arise when a society is threatened by violent force. One reason he opposed cooperation is he believed it to interfere with an individual's ability to be benevolent for the greater good. Godwin opposes the idea of government, but wrote that a minimal state as a present "necessary evil" that would become increasingly irrelevant and powerless by the gradual spread of knowledge. He believed democracy to be preferable to other forms of government.
Godwin supported individual ownership of property, defining it as "the empire to which every man is entitled over the produce of his own industry". However, he also advocated that individuals give to each other their surplus property on the occasion that others have a need for it, without involving trade (e.g. gift economy). Thus while people have the right to private property, they should give it away as enlightened altruists. This was to be based on utilitarian principles and he said: "Every man has a right to that, the exclusive possession of which being awarded to him, a greater sum of benefit or pleasure will result than could have arisen from its being otherwise appropriated".
Godwin's political views were diverse and do not perfectly agree with any of the ideologies that claim his influence as writers of the Socialist Standard, organ of the Socialist Party of Great Britain, consider Godwin both an individualist and a communist; Murray Rothbard did not regard Godwin as being in the individualist camp at all, referring to him as the "founder of communist anarchism"; and historian Albert Weisbord considers him an individualist anarchist without reservation. Some writers see a conflict between Godwin's advocacy of "private judgement" and utilitarianism as he says that ethics requires that individuals give their surplus property to each other resulting in an egalitarian society, but at the same time he insists that all things be left to individual choice. As noted by Kropotkin, many of Godwin's views changed over time.
William Godwin's influenced "the socialism of Robert Owen and Charles Fourier. After success of his British venture, Owen himself established a cooperative community within the United States at New Harmony, Indiana during 1825. One member of this commune was Josiah Warren, considered to be the first individualist anarchist. After New Harmony failed, Warren shifted his ideological loyalties from socialism to anarchism. According to anarchist Peter Sabatini, this "was no great leap, given that Owen's socialism had been predicated on Godwin's anarchism".
Pierre-Joseph Proudhon
Pierre-Joseph Proudhon was the first philosopher to label himself an "anarchist". Some consider Proudhon to be an individualist anarchist while others regard him to be a social anarchist.Knowles, Rob. "Political Economy from below : Communitarian Anarchism as a Neglected Discourse in Histories of Economic Thought". History of Economics Review, No.31 Winter 2000. Some commentators do not identify Proudhon as an individualist anarchist due to his preference for association in large industries, rather than individual control. Nevertheless, he was influential among some of the American individualists—in the 1840s and 1850s, Charles Anderson Dana and William Batchelder Greene introduced Proudhon's works to the United States. Greene adapted Proudhon's mutualism to American conditions and introduced it to Benjamin Tucker.
Proudhon opposed government privilege that protects capitalist, banking and land interests and the accumulation or acquisition of property (and any form of coercion that led to it) which he believed hampers competition and keeps wealth in the hands of the few. Proudhon favoured a right of individuals to retain the product of their labour as their own property, but he believed that any property beyond that which an individual produced and could possess was illegitimate. Thus he saw private property as both essential to liberty and a road to tyranny, the former when it resulted from labour and was required for labour and the latter when it resulted in exploitation (profit, interest, rent and tax). He generally called the former "possession" and the latter "property". For large-scale industry, he supported workers associations to replace wage labour and opposed the ownership of land.
Proudhon maintained that those who labour should retain the entirety of what they produce and that monopolies on credit and land are the forces that prohibit such. He advocated an economic system that included private property as possession and exchange market, but without profit, which he called mutualism. It is Proudhon's philosophy that was explicitly rejected by Joseph Déjacque in the inception of anarcho-communism, with the latter asserting directly to Proudhon in a letter that "it is not the product of his or her labour that the worker has a right to, but to the satisfaction of his or her needs, whatever may be their nature". An individualist rather than anarcho-communist, Proudhon said that "communism [...] is the very denial of society in its foundation" and famously declared that "property is theft" in reference to his rejection of ownership rights to land being granted to a person who is not using that land.
After Déjacque and others split from Proudhon due to the latter's support of individual property and an exchange economy, the relationship between the individualists (who continued in relative alignment with the philosophy of Proudhon) and the anarcho-communists was characterised by various degrees of antagonism and harmony. For example, individualists like Tucker on the one hand translated and reprinted the works of collectivists like Mikhail Bakunin while on the other hand rejected the economic aspects of collectivism and communism as incompatible with anarchist ideals.
Mutualism
Mutualism is an anarchist school of thought which can be traced to the writings of Pierre-Joseph Proudhon, who envisioned a society where each person might possess a means of production, either individually or collectively, with trade representing equivalent amounts of labor in the free market. Integral to the scheme was the establishment of a mutual-credit bank which would lend to producers at a minimal interest rate only high enough to cover the costs of administration. Mutualism is based on a labor theory of value which holds that when labour or its product is sold, in exchange it ought to receive goods or services embodying "the amount of labor necessary to produce an article of exactly similar and equal utility". Some mutualists believe that if the state did not intervene, individuals would receive no more income than that in proportion to the amount of labor they exert as a result of increased competition in the marketplace.Carson, Kevin, 2004, Studies in Mutualist Political Economy, chapter 2 (after Meek & Oppenheimer). Mutualists oppose the idea of individuals receiving an income through loans, investments and rent as they believe these individuals are not labouring. Some of them argue that if state intervention ceased, these types of incomes would disappear due to increased competition in capital.Carson, Kevin, 2004, Studies in Mutualist Political Economy, chapter 2 (after Ricardo, Dobb & Oppenheimer). Although Proudhon opposed this type of income, he expressed that he "never meant to [...] forbid or suppress, by sovereign decree, ground rent and interest on capital. I believe that all these forms of human activity should remain free and optional for all".
Mutualists argue for conditional titles to land, whose private ownership is legitimate only so long as it remains in use or occupation (which Proudhon called "possession"). Proudhon's mutualism supports labor-owned cooperative firms and associations for "we need not hesitate, for we have no choice [...] it is necessary to form an ASSOCIATION among workers [...] because without that, they would remain related as subordinates and superiors, and there would ensue two [...] castes of masters and wage-workers, which is repugnant to a free and democratic society" and so "it becomes necessary for the workers to form themselves into democratic societies, with equal conditions for all members, on pain of a relapse into feudalism". As for capital goods (man-made and non-land, means of production), mutualist opinion differs on whether these should be common property and commonly managed public assets or private property in the form of worker cooperatives, for as long as they ensure the worker's right to the full product of their labor, mutualists support markets and property in the product of labor, differentiating between capitalist private property (productive property) and personal property (private property).Hargreaves, David H. (2019). Beyond Schooling: An Anarchist Challenge. London: Routledge. pp. 90–91. . "Ironically, Proudhon did not mean literally what he said. His boldness of expression was intended for emphasis, and by 'property' he wished to be understood what he later called 'the sum of its abuses'. He was denouncing the property of the man who uses it to exploit the labour of others without any effort on his own part, property distinguished by interest and rent, by the impositions of the non-producer on the producer. Towards property regarded as 'possession' the right of a man to control his dwelling and the land and tools he needs to live, Proudhon had no hostility; indeed, he regarded it as the cornerstone of liberty, and his main criticism of the communists was that they wished to destroy it."
Following Proudhon, mutualists are libertarian socialists who consider themselves to part of the market socialist tradition and the socialist movement. However, some contemporary mutualists outside the classical anarchist tradition abandoned the labor theory of value and prefer to avoid the term socialist due to its association with state socialism throughout the 20th century. Nonetheless, those contemporary mutualists "still retain some cultural attitudes, for the most part, that set them off from the libertarian right. Most of them view mutualism as an alternative to capitalism, and believe that capitalism as it exists is a statist system with exploitative features". Mutualists have distinguished themselves from state socialism and do not advocate state ownership over the means of production. Benjamin Tucker said of Proudhon that "though opposed to socializing the ownership of capital, Proudhon aimed nevertheless to socialize its effects by making its use beneficial to all instead of a means of impoverishing the many to enrich the few [...] by subjecting capital to the natural law of competition, thus bringing the price of its own use down to cost".
Max Stirner
Johann Kaspar Schmidt, better known as Max Stirner (the nom de plume he adopted from a schoolyard nickname he had acquired as a child because of his high brow, in German Stirn), was a German philosopher who ranks as one of the literary fathers of nihilism, existentialism, post-modernism and anarchism, especially of individualist anarchism. Stirner's main work is The Ego and Its Own, also known as The Ego and His Own (Der Einzige und sein Eigentum in German which translates literally as The Only One [individual] and his Property or The Unique Individual and His Property). This work was first published in 1844 in Leipzig and has since appeared in numerous editions and translations.
Egoism
Max Stirner's philosophy, sometimes called egoism, is a form of individualist anarchism. Stirner was a Hegelian philosopher whose "name appears with familiar regularity in historically oriented surveys of anarchist thought as one of the earliest and best-known exponents of individualist anarchism". In 1844, Stirner's work The Ego and Its Own was published and is considered to be "a founding text in the tradition of individualist anarchism". Stirner does not recommend that the individual try to eliminate the state, but simply that they disregard the state when it conflicts with one's autonomous choices and go along with it when doing so is conducive to one's interests. Stirner says that the egoist rejects pursuit of devotion to "a great idea, a good cause, a doctrine, a system, a lofty calling", arguing that the egoist has no political calling, but rather "lives themselves out" without regard to "how well or ill humanity may fare thereby". Stirner held that the only limitation on the rights of the individual is that individual's power to obtain what he desires. Stirner proposes that most commonly accepted social institutions, including the notion of state, property as a right, natural rights in general and the very notion of "society" as a legal and ideal abstractness, were mere spooks in the mind. Stirner wants to "abolish not only the state but also society as an institution responsible for its members". Stirner advocated self-assertion and foresaw Union of egoists, non-systematic associations which he proposed in as a form of organization in place of the state. A Union is understood as a relation between egoists which is continually renewed by all parties' support through an act of will. Even murder is permissible "if it is right for me", although it is claimed by egoist anarchists that egoism will foster genuine and spontaneous unions between individuals.
For Stirner, property simply comes about through might, arguing that "[w]hoever knows how to take, to defend, the thing, to him belongs property". He further says that "[w]hat I have in my power, that is my own. So long as I assert myself as holder, I am the proprietor of the thing" and that "I do not step shyly back from your property, but look upon it always as my property, in which I respect nothing. Pray do the like with what you call my property!" His concept of "egoistic property" not only a lack of moral restraint on how one obtains and uses things, but includes other people as well. His embrace of egotism is in stark contrast to Godwin's altruism. Although Stirner was opposed to communism, for the same reasons he opposed capitalism, humanism, liberalism, property rights and nationalism, seeing them as forms of authority over the individual and as spooks in the mind, he has influenced many anarcho-communists and post-left anarchists. The writers of An Anarchist FAQ report that "many in the anarchist movement in Glasgow, Scotland, took Stirner's 'Union of egoists' literally as the basis for their anarcho-syndicalist organising in the 1940s and beyond". Similarly, the noted anarchist historian Max Nettlau states that "[o]n reading Stirner, I maintain that he cannot be interpreted except in a socialist sense". Stirner does not personally oppose the struggles carried out by certain ideologies such as socialism, humanism or the advocacy of human rights. Rather, he opposes their legal and ideal abstractness, a fact that makes him different from the liberal individualists, including the anarcho-capitalists and right-libertarians, but also from the Übermensch theories of fascism as he places the individual at the center and not the sacred collective. About socialism, Stirner wrote in a letter to Moses Hess that "I am not at all against socialism, but against consecrated socialism; my selfishness is not opposed to love [...] nor is it an enemy of sacrifice, nor of self-denial [...] and least of all of socialism [...] — in short, it is not an enemy of true interests; it rebels not against love, but against sacred love, not against thought, but against sacred thought, not against socialists, but against sacred socialism".
This position on property is quite different from the Native American, natural law, form of individualist anarchism which defends the inviolability of the private property that has been earned through labor. However, Benjamin Tucker rejected the natural rights philosophy and adopted Stirner's egoism in 1886, with several others joining with him. This split the American individualists into fierce debate, "with the natural rights proponents accusing the egoists of destroying libertarianism itself". Other egoists include James L. Walker, Sidney Parker, Dora Marsden and John Beverly Robinson. In Russia, individualist anarchism inspired by Stirner combined with an appreciation for Friedrich Nietzsche attracted a small following of bohemian artists and intellectuals such as Lev Chernyi as well as a few lone wolves who found self-expression in crime and violence. They rejected organizing, believing that only unorganized individuals were safe from coercion and domination, believing this kept them true to the ideals of anarchism. This type of individualist anarchism inspired anarcha-feminist Emma Goldman.
Although Stirner's philosophy is individualist, it has influenced some libertarian communists and anarcho-communists. "For Ourselves Council for Generalized Self-Management" discusses Stirner and speaks of a "communist egoism" which is said to be a "synthesis of individualism and collectivism" and says that "greed in its fullest sense is the only possible basis of communist society". Forms of libertarian communism such as Situationism are influenced by Stirner. Anarcho-communist Emma Goldman was influenced by both Stirner and Peter Kropotkin and blended their philosophies together in her own as shown in books of hers such as Anarchism And Other Essays.
Early individualist anarchism in the United States
Josiah Warren
Josiah Warren is widely regarded as the first American anarchist and the four-page weekly paper he edited during 1833, The Peaceful Revolutionist, was the first anarchist periodical published, an enterprise for which he built his own printing press, cast his own type and made his own printing plates. Warren was a follower of Robert Owen and joined Owen's community at New Harmony, Indiana. Warren termed the phrase "Cost the limit of price", with "cost" here referring not to monetary price paid but the labor one exerted to produce an item. Therefore, "[h]e proposed a system to pay people with certificates indicating how many hours of work they did. They could exchange the notes at local time stores for goods that took the same amount of time to produce". He put his theories to the test by establishing an experimental "labor for labor store" called the Cincinnati Time Store where trade was facilitated by notes backed by a promise to perform labor. The store proved successful and operated for three years after which it was closed so that Warren could pursue establishing colonies based on mutualism. These included Utopia and Modern Times. Warren said that Stephen Pearl Andrews' The Science of Society (published in 1852) was the most lucid and complete exposition of Warren's own theories. Catalan historian Xavier Diez report that the intentional communal experiments pioneered by Warren were influential in European individualist anarchists of the late 19th and early 20th centuries such as Émile Armand and the intentional communities started by them.
Henry David Thoreau
Henry David Thoreau was an important early influence in individualist anarchist thought in the United States and Europe. Thoreau was an American author, poet, naturalist, tax resister, development critic, surveyor, historian, philosopher and leading transcendentalist. He is best known for his book Walden, a reflection upon simple living in natural surroundings; and his essay, Civil Disobedience, an argument for individual resistance to civil government in moral opposition to an unjust state. His thought is an early influence on green anarchism, but with an emphasis on the individual experience of the natural world influencing later naturist currents, simple living as a rejection of a materialist lifestyle and self-sufficiency were Thoreau's goals and the whole project was inspired by transcendentalist philosophy. Many have seen in Thoreau one of the precursors of ecologism and anarcho-primitivism represented today in John Zerzan. For George Woodcock, this attitude can be also motivated by certain idea of resistance to progress and of rejection of the growing materialism which is the nature of American society in the mid 19th century.
The essay "Civil Disobedience" (Resistance to Civil Government) was first published in 1849. It argues that people should not permit governments to overrule or atrophy their consciences and that people have a duty to avoid allowing such acquiescence to enable the government to make them the agents of injustice. Thoreau was motivated in part by his disgust with slavery and the Mexican–American War. The essay later influenced Mohandas Gandhi, Martin Luther King Jr., Martin Buber and Leo Tolstoy through its advocacy of nonviolent resistance. It is also the main precedent for anarcho-pacifism. The American version of individualist anarchism has a strong emphasis on the non-aggression principle and individual sovereignty. Some individualist anarchists such as ThoreauEncyclopaedia of the Social Sciences, edited by Edwin Robert Anderson Seligman, Alvin Saunders Johnson, 1937, p. 12. do not speak of economics, but simply of the right of "disunion" from the state and foresee the gradual elimination of the state through social evolution.
Developments and expansion
Anarcha-feminism, free love, freethought and LGBT issues
An important current within individualist anarchism is free love. Free love advocates sometimes traced their roots back to Josiah Warren and to experimental communities, and viewed sexual freedom as a clear, direct expression of an individual's self-ownership. Free love particularly stressed women's rights since most sexual laws, such as those governing marriage and use of birth control, discriminated against women. The most important American free love journal was Lucifer the Lightbearer (1883–1907) edited by Moses Harman and Lois Waisbrooker but also there existed Ezra Heywood and Angela Heywood's The Word (1872–1890, 1892–1893). M. E. Lazarus was also an important American individualist anarchist who promoted free love. John William Lloyd, a collaborator of Benjamin Tucker's periodical Liberty, published in 1931 a sex manual that he called The Karezza Method or Magnetation: The Art of Connubial Love.
In Europe, the main propagandist of free love within individualist anarchism was Émile Armand. He proposed the concept of la camaraderie amoureuse to speak of free love as the possibility of voluntary sexual encounter between consenting adults. He was also a consistent proponent of polyamory. In France, there was also feminist activity inside individualist anarchism as promoted by individualist feminists Marie Küge, Anna Mahé, Rirette Maîtrejean and Sophia Zaïkovska.
The Brazilian individualist anarchist Maria Lacerda de Moura lectured on topics such as education, women's rights, free love and antimilitarism. Her writings and essays garnered her attention not only in Brazil, but also in Argentina and Uruguay. She also wrote for the Spanish individualist anarchist magazine Al Margen alongside Miguel Giménez Igualada. In Germany, the Stirnerists Adolf Brand and John Henry Mackay were pioneering campaigners for the acceptance of male bisexuality and homosexuality.
Freethought as a philosophical position and as activism was important in both North American and European individualist anarchism, but in the United States freethought was basically an anti-Christian, anti-clerical movement whose purpose was to make the individual politically and spiritually free to decide for himself on religious matters. A number of contributors to Liberty were prominent figures in both freethought and anarchism. The individualist anarchist George MacDonald was a co-editor of Freethought and for a time The Truth Seeker. E.C. Walker was co-editor of Lucifer, the Light-Bearer. Many of the anarchists were ardent freethinkers; reprints from freethought papers such as Lucifer, the Light-Bearer, Freethought and The Truth Seeker appeared in Liberty. The church was viewed as a common ally of the state and as a repressive force in and of itself.
In Europe, a similar development occurred in French and Spanish individualist anarchist circles: "Anticlericalism, just as in the rest of the libertarian movement, is another of the frequent elements which will gain relevance related to the measure in which the (French) Republic begins to have conflicts with the church [...] Anti-clerical discourse, frequently called for by the french individualist André Lorulot, will have its impacts in Estudios (a Spanish individualist anarchist publication). There will be an attack on institutionalized religion for the responsibility that it had in the past on negative developments, for its irrationality which makes it a counterpoint of philosophical and scientific progress. There will be a criticism of proselitism and ideological manipulation which happens on both believers and agnostics". This tendencies will continue in French individualist anarchism in the work and activism of Charles-Auguste Bontemps and others. In the Spanish individualist anarchist magazine Ética and Iniciales, "there is a strong interest in publishing scientific news, usually linked to a certain atheist and anti-theist obsession, philosophy which will also work for pointing out the incompatibility between science and religion, faith and reason. In this way there will be a lot of talk on Darwin's theories or on the negation of the existence of the soul".
Anarcho-naturism
Another important current, especially within French and Spanish"Anarchism and the different Naturist views have always been related." "Anarchism – Nudism, Naturism" by Carlos Ortega at Asociacion para el Desarrollo Naturista de la Comunidad de Madrid. Published on Revista ADN. Winter 2003. individualist anarchist groups was naturism. Naturism promoted an ecological worldview, small ecovillages and most prominently nudism as a way to avoid the artificiality of the industrial mass society of modernity. Naturist individualist anarchists saw the individual in his biological, physical and psychological aspects and avoided and tried to eliminate social determinations. An early influence in this vein was Henry David Thoreau and his famous book Walden. Important promoters of this were Henri Zisly and Émile Gravelle who collaborated in La Nouvelle Humanité followed by Le Naturien, Le Sauvage, L'Ordre Naturel and La Vie Naturelle."Henri Zisly, self-labeled individualist anarchist, is considered one of the forerunners and principal organizers of the naturist movement in France and one of its most able and outspoken defenders worldwide." "Zisly, Henri (1872–1945)" by Stefano Boni.
This relationship between anarchism and naturism was quite important at the end of the 1920s in Spain, when "[t]he linking role played by the 'Sol y Vida' group was very important. The goal of this group was to take trips and enjoy the open air. The Naturist athenaeum, 'Ecléctico', in Barcelona, was the base from which the activities of the group were launched. First Etica and then Iniciales, which began in 1929, were the publications of the group, which lasted until the Spanish Civil War. We must be aware that the naturist ideas expressed in them matched the desires that the libertarian youth had of breaking up with the conventions of the bourgeoisie of the time. That is what a young worker explained in a letter to 'Iniciales' He writes it under the odd pseudonym of 'silvestre del campo', (wild man in the country). "I find great pleasure in being naked in the woods, bathed in light and air, two natural elements we cannot do without. By shunning the humble garment of an exploited person, (garments which, in my opinion, are the result of all the laws devised to make our lives bitter), we feel there no others left but just the natural laws. Clothes mean slavery for some and tyranny for others. Only the naked man who rebels against all norms, stands for anarchism, devoid of the prejudices of outfit imposed by our money-oriented society". The relation between anarchism and naturism "gives way to the Naturist Federation, in July 1928, and to the lV Spanish Naturist Congress, in September 1929, both supported by the Libertarian Movement. However, in the short term, the Naturist and Libertarian movements grew apart in their conceptions of everyday life. The Naturist movement felt closer to the Libertarian individualism of some French theoreticians such as Henri Ner (real name of Han Ryner) than to the revolutionary goals proposed by some Anarchist organisations such as the FAI, (Federación Anarquista Ibérica)".
Individualist anarchism and Friedrich Nietzsche
The thought of German philosopher Friedrich Nietzsche has been influential in individualist anarchism, specifically in thinkers such as France's Émile Armand, the Italian Renzo Novatore and the Colombian Biofilo Panclasta. Robert C. Holub, author of Nietzsche: Socialist, Anarchist, Feminist posits that "translations of Nietzsche's writings in the United States very likely appeared first in Liberty, the anarchist journal edited by Benjamin Tucker".
Individualist anarchism in the United States
Mutualism and utopianism
For American anarchist historian Eunice Minette Schuster, "[i]t is apparent [...] that Proudhonian Anarchism was to be found in the United States at least as early as 1848 and that it was not conscious of its affinity to the Individualist Anarchism of Josiah Warren and Stephen Pearl Andrews [...] William B. Greene presented this Proudhonian Mutualism in its purest and most systematic form". William Batchelder Greene is best known for the works Mutual Banking (1850) which proposed an interest-free banking system and Transcendentalism, a critique of the New England philosophical school. He saw mutualism as the synthesis of "liberty and order". His "associationism [...] is checked by individualism. [...] 'Mind your own business,' 'Judge not that ye be not judged.' Over matters which are purely personal, as for example, moral conduct, the individual is sovereign, as well as over that which he himself produces. For this reason he demands 'mutuality' in marriage – the equal right of a woman to her own personal freedom and property and feminist and spiritualist tendencies". Within some individualist anarchist circles, mutualism came to mean non-communist anarchism.
Contemporary American anarchist Hakim Bey reports that "Steven Pearl Andrews [...] was not a fourierist, but he lived through the brief craze for phalansteries in America & adopted a lot of fourierist principles & practices, [...] a maker of worlds out of words. He syncretized Abolitionism, Free Love, spiritual universalism, [Josiah] Warren, & [Charles] Fourier into a grand utopian scheme he called the Universal Pantarchy. [...] He was instrumental in founding several 'intentional communities,' including the 'Brownstone Utopia' on 14th St. in New York, & 'Modern Times' in Brentwood, Long Island. The latter became as famous as the best-known fourierist communes (Brook Farm in Massachusetts & the North American Phalanx in New Jersey) – in fact, Modern Times became downright notorious (for 'Free Love') & finally foundered under a wave of scandalous publicity. Andrews (& Victoria Woodhull) were members of the infamous Section 12 of the 1st International, expelled by Marx for its anarchist, feminist, & spiritualist tendencies".
Boston anarchists
Another form of individualist anarchism was found in the United States as advocated by the so-called Boston anarchists. By default, American individualists had no difficulty accepting the concepts that "one man employ another" or that "he direct him", in his labor but rather demanded that "all natural opportunities requisite to the production of wealth be accessible to all on equal terms and that monopolies arising from special privileges created by law be abolished".
They believed state monopoly capitalism (defined as a state-sponsored monopoly) prevented labor from being fully rewarded. Voltairine de Cleyre summed up the philosophy by saying that the anarchist individualists "are firm in the idea that the system of employer and employed, buying and selling, banking, and all the other essential institutions of Commercialism, centred upon private property, are in themselves good, and are rendered vicious merely by the interference of the State".
Even among the 19th-century American individualists, there was not a monolithic doctrine as they disagreed amongst each other on various issues including intellectual property rights and possession versus property in land.Watner, Carl (1977). . Journal of Libertarian Studies, Vol. 1, No. 4, p. 308. A major schism occurred later in the 19th century when Tucker and some others abandoned their traditional support of natural rights as espoused by Lysander Spooner and converted to an "egoism" modeled upon Max Stirner's philosophy. Lysander Spooner besides his individualist anarchist activism was also an important anti-slavery activist and became a member of the First International.
Some Boston anarchists, including Benjamin Tucker, identified themselves as socialists, which in the 19th century was often used in the sense of a commitment to improving conditions of the working class (i.e. "the labor problem"). The Boston anarchists such as Tucker and his followers continue to be considered socialists due to their opposition to usury. They do so because as the modern economist Jim Stanford points out there are many different kinds of competitive markets such as market socialism and capitalism is only one type of a market economy. By around the start of the 20th century, the heyday of individualist anarchism had passed.
Individualist anarchism and the labor movement
George Woodcock reports that the American individualist anarchists Lysander Spooner and William B. Greene had been members of the socialist First International.
Two individualist anarchists who wrote in Benjamin Tucker's Liberty were also important labor organizers of the time. Joseph Labadie was an American labor organizer, individualist anarchist, social activist, printer, publisher, essayist and poet. In 1883, Labadie embraced a non-violent version of individualist anarchism. Without the oppression of the state, Labadie believed, humans would choose to harmonize with "the great natural laws [...] without robbing [their] fellows through interest, profit, rent and taxes". However, he supported community cooperation as he supported community control of water utilities, streets and railroads. Although he did not support the militant anarchism of the Haymarket anarchists, he fought for the clemency of the accused because he did not believe they were the perpetrators. In 1888, Labadie organized the Michigan Federation of Labor, became its first president and forged an alliance with Samuel Gompers. A colleague of Labadie's at Liberty, Dyer Lum was another important individualist anarchist labor activist and poet of the era. A leading anarcho-syndicalist and a prominent left-wing intellectual of the 1880s, he is remembered as the lover and mentor of early anarcha-feminist Voltairine de Cleyre.
Lum was a prolific writer who wrote a number of key anarchist texts and contributed to publications including Mother Earth, Twentieth Century, The Alarm (the journal of the International Working People's Association) and The Open Court among others. Lum's political philosophy was a fusion of individualist anarchist economics—"a radicalized form of laissez-faire economics" inspired by the Boston anarchists—with radical labor organization similar to that of the Chicago anarchists of the time. Herbert Spencer and Pierre-Joseph Proudhon influenced Lum strongly in his individualist tendency. He developed a "mutualist" theory of unions and as such was active within the Knights of Labor and later promoted anti-political strategies in the American Federation of Labor. Frustration with abolitionism, spiritualism and labor reform caused Lum to embrace anarchism and radicalize workers. Convinced of the necessity of violence to enact social change he volunteered to fight in the American Civil War, hoping thereby to bring about the end of slavery. Kevin Carson has praised Lum's fusion of individualist laissez-faire economics with radical labor activism as "creative" and described him as "more significant than any in the Boston group".
Egoist anarchism
Some of the American individualist anarchists later in this era such as Benjamin Tucker abandoned natural rights positions and converted to Max Stirner's egoist anarchism. Rejecting the idea of moral rights, Tucker said that there were only two rights, "the right of might" and "the right of contract". He also said after converting to Egoist individualism that "[i]n times past [...] it was my habit to talk glibly of the right of man to land. It was a bad habit, and I long ago sloughed it off [...] Man's only right to land is his might over it". In adopting Stirnerite egoism in 1886, Tucker rejected natural rights which had long been considered the foundation of libertarianism in the United States. This rejection galvanized the movement into fierce debates, with the natural rights proponents accusing the egoists of destroying libertarianism itself. So bitter was the conflict that a number of natural rights proponents withdrew from the pages of Liberty in protest even though they had hitherto been among its frequent contributors. Thereafter, Liberty championed egoism although its general content did not change significantly.
Several periodicals were undoubtedly influenced by Liberty's presentation of egoism. They included I published by Clarence Lee Swartz, edited by William Walstein Gordak and J. William Lloyd (all associates of Liberty); and The Ego and The Egoist, both of which were edited by Edward H. Fulton. Among the egoist papers that Tucker followed were the German Der Eigene, edited by Adolf Brand; and The Eagle and The Serpent, issued from London. The latter, the most prominent English-language egoist journal, was published from 1898 to 1900 with the subtitle "A Journal of Egoistic Philosophy and Sociology".
American anarchists who adhered to egoism include Benjamin Tucker, John Beverley Robinson, Steven T. Byington, Hutchins Hapgood, James L. Walker, Victor Yarros and Edward H. Fulton. Robinson wrote an essay called "Egoism" in which he states that "[m]odern egoism, as propounded by Stirner and Nietzsche, and expounded by Ibsen, Shaw and others, is all these; but it is more. It is the realization by the individual that they are an individual; that, as far as they are concerned, they are the only individual". Walker published the work The Philosophy of Egoism in which he argued that egoism "implies a rethinking of the self-other relationship, nothing less than 'a complete revolution in the relations of mankind' that avoids both the 'archist' principle that legitimates domination and the 'moralist' notion that elevates self-renunciation to a virtue. Walker describes himself as an 'egoistic anarchist' who believed in both contract and cooperation as practical principles to guide everyday interactions". For Walker, "what really defines egoism is not mere self-interest, pleasure, or greed; it is the sovereignty of the individual, the full expression of the subjectivity of the individual ego".
Italian anti-organizationalist individualist anarchism was brought to the United States by Italian born individualists such as Giuseppe Ciancabilla and others who advocated for violent propaganda by the deed there. Anarchist historian George Woodcock reports the incident in which the important Italian social anarchist Errico Malatesta became involved "in a dispute with the individualist anarchists of Paterson, who insisted that anarchism implied no organization at all, and that every man must act solely on his impulses. At last, in one noisy debate, the individual impulse of a certain Ciancabilla directed him to shoot Malatesta, who was badly wounded but obstinately refused to name his assailant".
Enrico Arrigoni (pseudonym Frank Brand) was an Italian American individualist anarchist Lathe operator, house painter, bricklayer, dramatist and political activist influenced by the work of Max Stirner.Paul Avrich. Anarchist Voices: An Oral History of Anarchism in America. He took the pseudonym Brand from a fictional character in one of Henrik Ibsen's plays. In the 1910s, he started becoming involved in anarchist and anti-war activism around Milan. From the 1910s until the 1920s, he participated in anarchist activities and popular uprisings in various countries including Switzerland, Germany, Hungary, Argentina and Cuba. He lived from the 1920s onwards in New York City, where he edited the individualist anarchist eclectic journal Eresia in 1928. He also wrote for other American anarchist publications such as L' Adunata dei refrattari, Cultura Obrera, Controcorrente and Intesa Libertaria. During the Spanish Civil War, he went to fight with the anarchists, but he was imprisoned and was helped on his release by Emma Goldman. Afterwards, Arrigoni became a longtime member of the Libertarian Book Club in New York City. His written works include The Totalitarian Nightmare (1975), The Lunacy of the Superman (1977), Adventures in the Country of the Monoliths (1981) and Freedom: My Dream (1986).
Post-left anarchy and insurrectionary anarchism
Murray Bookchin has identified post-left anarchy as a form of individualist anarchism in Social Anarchism or Lifestyle Anarchism: An Unbridgeable Chasm where he identifies "a shift among Euro-American anarchists away from social anarchism and toward individualist or lifestyle anarchism. Indeed, lifestyle anarchism today is finding its principal expression in spray-can graffiti, post-modernist nihilism, antirationalism, neoprimitivism, anti-technologism, neo-Situationist 'cultural terrorism', mysticism, and a 'practice' of staging Foucauldian 'personal insurrections'". Post-left anarchist Bob Black in his long critique of Bookchin's philosophy called Anarchy After Leftism said about post-left anarchy that "[i]t is, unlike Bookchinism, "individualistic" in the sense that if the freedom and happiness of the individual – i.e., each and every really existing person, every Tom, Dick and Murray – is not the measure of the good society, what is?"
A strong relationship does exist between post-left anarchism and the work of individualist anarchist Max Stirner. Jason McQuinn says that "when I (and other anti-ideological anarchists) criticize ideology, it is always from a specifically critical, anarchist perspective rooted in both the skeptical, individualist-anarchist philosophy of Max Stirner. Bob Black and Feral Faun/Wolfi Landstreicher also strongly adhere to stirnerist egoist anarchism. Bob Black has humorously suggested the idea of "marxist stirnerism".
Hakim Bey has said that "[f]rom Stirner's 'Union of Self-Owning Ones' we proceed to Nietzsche's circle of 'Free Spirits' and thence to Charles Fourier's 'Passional Series', doubling and redoubling ourselves even as the Other multiplies itself in the eros of the group". Bey also wrote that "[t]he Mackay Society, of which Mark & I are active members, is devoted to the anarchism of Max Stirner, Benj. Tucker & John Henry Mackay. [...] The Mackay Society, incidentally, represents a little-known current of individualist thought which never cut its ties with revolutionary labor. Dyer Lum, Ezra & Angela Haywood represent this school of thought; Jo Labadie, who wrote for Tucker's Liberty, made himself a link between the American 'plumb-line' anarchists, the 'philosophical' individualists, & the syndicalist or communist branch of the movement; his influence reached the Mackay Society through his son, Laurance. Like the Italian Stirnerites (who influenced us through our late friend Enrico Arrigoni) we support all anti-authoritarian currents, despite their apparent contradictions".
As far as posterior individualist anarchists, Jason McQuinn for some time used the pseudonym Lev Chernyi in honor of the Russian individualist anarchist of the same name while Feral Faun has quoted Italian individualist anarchist Renzo Novatore and has translated both Novatore and the young Italian individualist anarchist Bruno Filippi
Egoism has had a strong influence on insurrectionary anarchism as can be seen in the work of Wolfi Landstreicher. Feral Faun wrote in 1995:
In the game of insurgence – a lived guerilla war game – it is strategically necessary to use identities and roles. Unfortunately, the context of social relationships gives these roles and identities the power to define the individual who attempts to use them. So I, Feral Faun, became [...] an anarchist, [...] a writer, [...] a Stirner-influenced, post-situationist, anti-civilization theorist, [...] if not in my own eyes, at least in the eyes of most people who've read my writings.
Individualist anarchism in Europe
European individualist anarchism proceeded from the roots laid by William Godwin, Pierre-Joseph Proudhon and Max Stirner. Proudhon was an early pioneer of anarchism as well as of the important individualist anarchist current of mutualism. Stirner became a central figure of individualist anarchism through the publication of his seminal work The Ego and Its Own which is considered to be "a founding text in the tradition of individualist anarchism". Another early figure was Anselme Bellegarrigue. Individualist anarchism expanded and diversified through Europe, incorporating influences from North American individualist anarchism.
European individualist anarchists include Albert Libertad, Bellegarrigue, Oscar Wilde, Émile Armand, Lev Chernyi, John Henry Mackay, Han Ryner, Adolf Brand, Miguel Giménez Igualada, Renzo Novatore and currently Michel Onfray. Important currents within it include free love, anarcho-naturism and illegalism.
France
From the legacy of Proudhon and Stirner there emerged a strong tradition of French individualist anarchism. An early important individualist anarchist was Anselme Bellegarrigue. He participated in the French Revolution of 1848, was author and editor of Anarchie, Journal de l'Ordre and Au fait ! Au fait ! Interprétation de l'idée démocratique and wrote the important early Anarchist Manifesto in 1850. Catalan historian of individualist anarchism Xavier Diez reports that during his travels in the United States "he at least contacted (Henry David) Thoreau and, probably (Josiah) Warren". Autonomie Individuelle was an individualist anarchist publication that ran from 1887 to 1888. It was edited by Jean-Baptiste Louiche, Charles Schæffer and Georges Deherme.
Later, this tradition continued with such intellectuals as Albert Libertad, André Lorulot, Émile Armand, Victor Serge, Zo d'Axa and Rirette Maîtrejean, who in 1905 developed theory in the main individualist anarchist journal in France, L'Anarchie. Outside this journal, Han Ryner wrote Petit Manuel individualiste (1903). In 1891, Zo d'Axa created the journal L'En-Dehors.
Anarcho-naturism was promoted by Henri Zisly, Émile Gravelle and Georges Butaud. Butaud was an individualist "partisan of the milieux libres, publisher of 'Flambeau' ('an enemy of authority') in 1901 in Vienna" and most of his energies were devoted to creating anarchist colonies (communautés expérimentales) in which he participated in several.
In this sense, "the theoretical positions and the vital experiences of [F]rench individualism are deeply iconoclastic and scandalous, even within libertarian circles. The call of nudist naturism, the strong defence of birth control methods, the idea of "unions of egoists" with the sole justification of sexual practices, that will try to put in practice, not without difficulties, will establish a way of thought and action, and will result in sympathy within some, and a strong rejection within others".
French individualist anarchists grouped behind Émile Armand, published L'Unique after World War II. L'Unique went from 1945 to 1956 with a total of 110 numbers.Unique, L' (1945–1956) Gérard de Lacaze-Duthiers was a French writer, art critic, pacifist and anarchist. Lacaze-Duthiers, an art critic for the Symbolist review journal La Plume, was influenced by Oscar Wilde, Friedrich Nietzsche and Max Stirner. His (1906) L'Ideal Humain de l'Art helped found the "artistocracy movement"—a movement advocating life in the service of art. His ideal was an anti-elitist aestheticism: "All men should be artists". Together with André Colomer and Manuel Devaldes, in 1913 he founded L'Action d'Art, an anarchist literary journal. After World War II, he contributed to the journal L'Unique. Within the synthesist anarchist organization, the Fédération Anarchiste, there existed an individualist anarchist tendency alongside anarcho-communist and anarchosyndicalist currents. Individualist anarchists participating inside the Fédération Anarchiste included Charles-Auguste Bontemps, Georges Vincey and André Arru. The new base principles of the francophone Anarchist Federation were written by the individualist anarchist Charles-Auguste Bontemps and the anarcho-communist Maurice Joyeux which established an organization with a plurality of tendencies and autonomy of federated groups organized around synthesist principles. Charles-Auguste Bontemps was a prolific author mainly in the anarchist, freethinking, pacifist and naturist press of the time. His view on anarchism was based around his concept of "Social Individualism" on which he wrote extensively. He defended an anarchist perspective which consisted on "a collectivism of things and an individualism of persons".
In 2002, Libertad organized a new version of the L'EnDehors, collaborating with Green Anarchy and including several contributors, such as Lawrence Jarach, Patrick Mignard, Thierry Lodé, Ron Sakolsky and Thomas Slut. Numerous articles about capitalism, human rights, free love and social fights were published. The EnDehors continues now as a website, EnDehors.org.
The prolific contemporary French philosopher Michel Onfray has been writing from an individualist anarchist"Au-delà, l'éthique et la politique de Michel Onfray font signe vers l'anarchisme individualiste de la Belle Epoque qui est d'ailleurs une de ses références explicites.""Individualité et rapports à l'engagement militant Individualite et rapports a l engageme".. par : Pereira Irène perspective influenced by Nietzsche, French post-structuralists thinkers such as Michel Foucault and Gilles Deleuze; and Greek classical schools of philosophy such as the Cynics and Cyrenaics. Among the books which best expose Onfray's individualist anarchist perspective include La sculpture de soi : la morale esthétique (The Sculpture of Oneself: Aesthetic Morality), La philosophie féroce : exercices anarchistes, La puissance d'exister and Physiologie de Georges Palante, portrait d'un nietzchéen de gauche which focuses on French individualist philosopher Georges Palante.
Illegalism
Illegalism is an anarchist philosophy that developed primarily in France, Italy, Belgium and Switzerland during the early 1900s as an outgrowth of Stirner's individualist anarchism. Illegalists usually did not seek moral basis for their actions, recognizing only the reality of "might" rather than "right"; and for the most part, illegal acts were done simply to satisfy personal desires, not for some greater ideal, although some committed crimes as a form of propaganda of the deed. The illegalists embraced direct action and propaganda of the deed.
Influenced by theorist Max Stirner's egoism as well as Pierre-Joseph Proudhon (his view that "property is theft!"), Clément Duval and Marius Jacob proposed the theory of la reprise individuelle (individual reclamation) which justified robbery on the rich and personal direct action against exploiters and the system.
Illegalism first rose to prominence among a generation of Europeans inspired by the unrest of the 1890s, during which Ravachol, Émile Henry, Auguste Vaillant and Sante Geronimo Caserio committed daring crimes in the name of anarchism in what is known as propaganda of the deed. France's Bonnot Gang was the most famous group to embrace illegalism.
Germany
In Germany, the Scottish-German John Henry Mackay became the most important propagandist for individualist anarchist ideas. He fused Stirnerist egoism with the positions of Benjamin Tucker and actually translated Tucker into German. Two semi-fictional writings of his own, Die Anarchisten and Der Freiheitsucher, contributed to individualist theory through an updating of egoist themes within a consideration of the anarchist movement. English translations of these works arrived in the United Kingdom and in individualist American circles led by Tucker. Mackay is also known as an important European early activist for gay rights. Using the pseudonym Sagitta, Mackay wrote a series of works for pederastic emancipation, titled Die Buecher der namenlosen Liebe (Books of the Nameless Love). This series was conceived in 1905 and completed in 1913 and included the Fenny Skaller, a story of a pederast. Under the same pseudonym, he also published fiction, such as Holland (1924) and a pederastic novel of the Berlin boy-bars, Der Puppenjunge (The Hustler) (1926).
Adolf Brand was a German writer, Stirnerist anarchist and pioneering campaigner for the acceptance of male bisexuality and homosexuality. In 1896, Brand published a German homosexual periodical, Der Eigene. This was the first ongoing homosexual publication in the world. The name was taken from writings of egoist philosopher Max Stirner (who had greatly influenced the young Brand) and refers to Stirner's concept of "self-ownership" of the individual. Der Eigene concentrated on cultural and scholarly material and may have had an average of around 1,500 subscribers per issue during its lifetime, although the exact numbers are uncertain. Contributors included Erich Mühsam, Kurt Hiller, John Henry Mackay (under the pseudonym Sagitta) and artists Wilhelm von Gloeden, Fidus and Sascha Schneider. Brand contributed many poems and articles himself. Benjamin Tucker followed this journal from the United States.Der Einzige was a German individualist anarchist magazine. It appeared in 1919 as a weekly, then sporadically until 1925 and was edited by cousins Anselm Ruest (pseudonym for Ernst Samuel) and Mynona (pseudonym for Salomo Friedlaender). Its title was adopted from the book Der Einzige und sein Eigentum (The Ego and Its Own) by Max Stirner. Another influence was the thought of German philosopher Friedrich Nietzsche. The publication was connected to the local expressionist artistic current and the transition from it towards Dada.
Italy
In Italy, individualist anarchism had a strong tendency towards illegalism and violent propaganda by the deed similar to French individualist anarchism, but perhaps more extreme"At this point, encouraged by the disillusionment that followed the breakdown of the general strike, the terrorist individualists who had always – despite Malatesta's influence – survived as a small minority among Italian anarchists, intervened frightfully and tragically." George Woodcock. Anarchism: A History of Libertarian Ideas and Movements. 1962. and which emphazised criticism of organization be it anarchist or of other type. In this respect, we can consider notorious magnicides carried out or attempted by individualists Giovanni Passannante, Sante Caserio, Michele Angiolillo, Luigi Lucheni and Gaetano Bresci who murdered King Umberto I. Caserio lived in France and coexisted within French illegalism and later assassinated French President Sadi Carnot. The theoretical seeds of current insurrectionary anarchism were already laid out at the end of 19th century Italy in a combination of individualist anarchism criticism of permanent groups and organization with a socialist class struggle worldview. During the rise of fascism, this thought also motivated Gino Lucetti, Michele Schirru and Angelo Sbardellotto in attempting the assassination of Benito Mussolini.
During the early 20th century, the intellectual work of individualist anarchist Renzo Novatore came to importance and he was influenced by Max Stirner, Friedrich Nietzsche, Georges Palante, Oscar Wilde, Henrik Ibsen, Arthur Schopenhauer and Charles Baudelaire. He collaborated in numerous anarchist journals and participated in futurism avant-garde currents. In his thought, he adhered to Stirnerist disrespect for private property, only recognizing property of one's own spirit. Novatore collaborated in the individualist anarchist journal Iconoclasta! alongside the young Stirnerist illegalist Bruno Filippi.
The individualist philosopher and poet Renzo Novatore belonged to the leftist section of the avant-garde movement of futurism alongside other individualist anarcho-futurists such as Dante Carnesecchi, Leda Rafanelli, Auro d'Arcola and Giovanni Governato. There was also Pietro Bruzzi who published the journal L'Individualista in the 1920s alongside Ugo Fedeli and Francesco Ghezzi, but who fell to fascist forces later. Bruzzi also collaborated with the Italian American individualist anarchist publication Eresia of New York City edited by Enrico Arrigoni.
During the Founding Congress of the Italian Anarchist Federation in 1945, there was a group of individualist anarchists led by Cesare Zaccaria who was an important anarchist of the time. Later during the IX Congress of the Italian Anarchist Federation in Carrara in 1965, a group decided to split off from this organization and created the Gruppi di Iniziativa Anarchica. In the 1970s, it was mostly composed of "veteran individualist anarchists with an of pacifism orientation, naturism".
In the famous Italian insurrectionary anarchist essay written by an anonymous writer, "At Daggers Drawn with the Existent, its Defenders and its False Critics", there reads how "[t]he workers who, during a wildcat strike, carried a banner saying, 'We are not asking for anything' understood that the defeat is in the claim itself ('the claim against the enemy is eternal'). There is no alternative but to take everything. As Stirner said: 'No matter how much you give them, they will always ask for more, because what they want is no less than the end of every concession'". The contemporary imprisoned Italian insurrectionary anarchist philosopher Michele Fabiani writes from an explicit individualist anarchist perspective in such essays as Critica individualista anarchica alla modernità ("Individualist Anarchist Critique of Modernity"). Horst Fantazzini (March 4, 1939 – December 24, 2001) was an Italian-German individualist anarchist who pursued an illegalist lifestyle and practice until his death in 2001. He gained media notoriety mainly due to his many bank robberies through Italy and other countries. In 1999, the film Ormai è fatta! appeared based on his life.
Russia
Individualist anarchism was one of the three categories of anarchism in Russia, along with the more prominent anarcho-communism and anarcho-syndicalism. The ranks of the Russian individualist anarchists were predominantly drawn from the intelligentsia and the working class. For anarchist historian Paul Avrich, "[t]he two leading exponents of individualist anarchism, both based in Moscow, were Aleksei Alekseevich Borovoi and Lev Chernyi (born Pavel Dmitrievich Turchaninov). From Nietzsche, they inherited the desire for a complete overturn of all values accepted by bourgeois society political, moral, and cultural. Furthermore, strongly influenced by Max Stirner and Benjamin Tucker, the German and American theorists of individualist anarchism, they demanded the total liberation of the human personality from the fetters of organized society".
Some Russian individualists anarchists "found the ultimate expression of their social alienation in violence and crime, others attached themselves to avant-garde literary and artistic circles, but the majority remained "philosophical" anarchists who conducted animated parlor discussions and elaborated their individualist theories in ponderous journals and books".
Lev Chernyi was an important individualist anarchist involved in resistance against the rise to power of the Bolshevik Party as he adhered mainly to Stirner and the ideas of Tucker. In 1907, he published a book entitled Associational Anarchism in which he advocated the "free association of independent individuals". On his return from Siberia in 1917, he enjoyed great popularity among Moscow workers as a lecturer. Chernyi was also Secretary of the Moscow Federation of Anarchist Groups, which was formed in March 1917. He was an advocate "for the seizure of private homes", which was an activity seen by the anarchists after the October Revolution as direct expropriation on the bourgoise. He died after being accused of participation in an episode in which this group bombed the headquarters of the Moscow Committee of the Communist Party. Although most likely not being really involved in the bombing, he might have died of torture.
Chernyi advocated a Nietzschean overthrow of the values of bourgeois Russian society, and rejected the voluntary communes of anarcho-communist Peter Kropotkin as a threat to the freedom of the individual. Scholars including Avrich and Allan Antliff have interpreted this vision of society to have been greatly influenced by the individualist anarchists Max Stirner and Benjamin Tucker. Subsequent to the book's publication, Chernyi was imprisoned in Siberia under the Russian Czarist regime for his revolutionary activities.
On the other hand, Alexei Borovoi was a professor of philosophy at Moscow University, "a gifted orator and the author of numerous books, pamphlets, and articles which attempted to reconcile individualist anarchism with the doctrines of syndicallism". He wrote among other theoretical works Anarkhizm in 1918, just after the October Revolution; and Anarchism and Law. For him, "the chief importance is given not to Anarchism as the aim but to Anarchy as the continuous quest for the aim". He manifests there that "[n]o social ideal, from the point of view of anarchism, could be referred to as absolute in a sense that supposes it's the crown of human wisdom, the end of social and ethical quest of man".
Spain
While Spain was influenced by American individualist anarchism, it was more closely related to the French currents. Around the start of the 20th century, individualism in Spain gathered force through the efforts of people such as Dorado Montero, Ricardo Mella, Federico Urales, Miguel Giménez Igualada, Mariano Gallardo and J. Elizalde who translated French and American individualists. Important in this respect were also magazines such as La Idea Libre, La Revista Blanca, Etica, Iniciales, Al margen, Estudios and Nosotros. The most influential thinkers there were Max Stirner, Émile Armand and Han Ryner. Just as in France, the spread of Esperanto and anationalism had importance just as naturism and free love currents. Later, Armand and Ryner themselves started writing in the Spanish individualist press. Armand's concept of amorous camaraderie had an important role in motivating polyamory as realization of the individual.
Catalan historian Xavier Diez reports that the Spanish individualist anarchist press was widely read by members of anarcho-communist groups and by members of the anarcho-syndicalist trade union CNT. There were also the cases of prominent individualist anarchists such as Federico Urales and Miguel Giménez Igualada who were members of the CNT and J. Elizalde who was a founding member and first secretary of the Iberian Anarchist Federation (IAF).
Spanish individualist anarchist Miguel Giménez Igualada wrote the lengthy theory book called Anarchism espousing his individualist anarchism. Between October 1937 and February 1938, he was editor of the individualist anarchist magazine Nosotros in which many works of Armand and Ryner appeared. He also participated in the publishing of another individualist anarchist maganize Al Margen: Publicación quincenal individualista. In his youth, he engaged in illegalist activities. His thought was deeply influenced by Max Stirner, of which he was the main popularizer in Spain through his own writings. He published and wrote the preface to the fourth edition in Spanish of The Ego and Its Own from 1900. He proposed the creation of a "Union of egoists" to be a federation of individualist anarchists in Spain, but it did not succeed. In 1956, he published an extensive treatise on Stirner, dedicated to fellow individualist anarchist Émile Armand. Afterwards, he traveled and lived in Argentina, Uruguay and Mexico.
Federico Urales was an important individualist anarchist who edited La Revista Blanca. The individualist anarchism of Urales was influenced by Auguste Comte and Charles Darwin. He saw science and reason as a defense against blind servitude to authority. He was critical of influential individualist thinkers such as Nietzsche and Stirner for promoting an asocial egoist individualism and instead promoted an individualism with solidarity seen as a way to guarantee social equality and harmony. He was highly critical of anarcho-syndicalism, which he viewed as plagued by excessive bureaucracy; and he thought that it tended towards reformism. Instead, he favored small groups based on ideological alignment. He supported and participated in the establishment of the IAF in 1927.
In 1956, Miguel Giménez Igualada—on exile escaping from Franco's dictatorship—published an extensive treatise on Stirner which he dedicated to fellow individualist anarchist Émile Armand. On the subject of individualist anarchist theory, he publisheds Anarchism in 1968 during his exile in Mexico from Franco's dictatorship in Spain. He was present in the First Congress of the Mexican Anarchist Federation in 1945.
In 2000, Ateneo Libertario Ricardo Mella, Ateneo Libertario Al Margen, Ateneu Enciclopèdic Popular, Ateneo Libertario de Sant Boi and Ateneu Llibertari Poble Sec y Fundació D'Estudis Llibertaris i Anarcosindicalistes republished Émile Armand's writings on free love and individualist anarchism in a compilation titled Individualist anarchism and Amorous camaraderie. Recently, Spanish historian Xavier Diez has dedicated extensive research on Spanish individualist anarchism as can be seen in his books El anarquismo individualista en España: 1923–1938 and Utopia sexual a la premsa anarquista de Catalunya. La revista Ética-Iniciales(1927–1937) which deals with free love thought as present in the Spanish individualist anarchist magazine Iniciales.
United Kingdom
The English Enlightenment political theorist William Godwin was an important influence as mentioned before. The Irish anarchist writer of the Decadent Movement Oscar Wilde influenced individualist anarchists such as Renzo Novatore and gained the admiration of Benjamin Tucker. In his important essay The Soul of Man under Socialism from 1891, Wilde defended socialism as the way to guarantee individualism and so he saw that "[w]ith the abolition of private property, then, we shall have true, beautiful, healthy Individualism. Nobody will waste his life in accumulating things, and the symbols for things. One will live. To live is the rarest thing in the world. Most people exist, that is all". For anarchist historian George Woodcock, "Wilde's aim in The Soul of Man under Socialism is to seek the society most favorable to the artist [...] for Wilde art is the supreme end, containing within itself enlightenment and regeneration, to which all else in society must be subordinated [...] Wilde represents the anarchist as aesthete". Woodcock finds that "[t]he most ambitious contribution to literary anarchism during the 1890s was undoubtedly Oscar Wilde The Soul of Man under Socialism" and finds that it is influenced mainly by the thought of William Godwin.
In the late 19th century in the United Kingdom, there existed individualist anarchists such as Wordsworth Donisthorpe, Joseph Hiam Levy, Joseph Greevz Fisher, John Badcock Jr., Albert Tarn and Henry Albert Seymour who were close to the United States group around Benjamin Tucker's magazine Liberty. In the mid-1880s, Seymour published a journal called The Anarchist and also later took a special interest in free love as he participated in the journal The Adult: A Journal for the Advancement of Freedom in Sexual Relationships. The Serpent, issued from London, was the most prominent English-language egoist journal and published from 1898 to 1900 with the subtitle "A Journal of Egoistic Philosophy and Sociology". Henry Meulen was another British anarchist who was notable for his support of free banking.
In the United Kingdom, Herbert Read was influenced highly by egoism as he later approached existentialism (see existentialist anarchism). Albert Camus devoted a section of The Rebel to Stirner. Although throughout his book Camus is concerned to present "the rebel" as a preferred alternative to "the revolutionary", he nowhere acknowledges that this distinction is taken from the one that Stirner makes between "the revolutionary" and "the insurrectionist". Sidney Parker is a British egoist individualist anarchist who wrote articles and edited anarchist journals from 1963 to 1993 such as Minus One, Egoist, and Ego. Donald Rooum is an English anarchist cartoonist and writer with a long association with Freedom Press. Rooum stated that for his thought, "[t]he most influential source is Max Stirner. I am happy to be called a Stirnerite anarchist, provided 'Stirnerite' means one who agrees with Stirner's general drift, not one who agrees with Stirner's every word". An Anarchist FAQ reports: "From meeting anarchists in Glasgow during the Second World War, long-time anarchist activist and artist Donald Rooum likewise combined Stirner and anarcho-communism".
In the hybrid of post-structuralism and anarchism called post-anarchism, Saul Newman has written a lot on Stirner and his similarities to post-structuralism. He writes:
Max Stirner's impact on contemporary political theory is often neglected. However in Stirner's political thinking there can be found a surprising convergence with poststructuralist theory, particularly with regard to the function of power. Andrew Koch, for instance, sees Stirner as a thinker who transcends the Hegelian tradition he is usually placed in, arguing that his work is a precursor poststructuralist ideas about the foundations of knowledge and truth.
Newman has published several essays on Stirner. "War on the State: Stirner and Deleuze's Anarchism" and "Empiricism, Pluralism, and Politics in Deleuze and Stirner" discusses what he sees are similarities between Stirner's thought and that of Gilles Deleuze. In "Spectres of Stirner: A Contemporary Critique of Ideology", he discusses the conception of ideology in Stirner. In "Stirner and Foucault: Toward a Post-Kantian Freedom", similarities between Stirner and Michel Foucault. He also wrote "Politics of the Ego: Stirner's Critique of Liberalism".
Individualist anarchism in Latin America
Argentine anarchist historian Ángel Cappelletti reports that in Argentina "[a]mong the workers that came from Europe in the 2 first decades of the century, there was curiously some stirnerian individualists influenced by the philosophy of Nietzsche, that saw syndicalism as a potential enemy of anarchist ideology. They established [...] affinity groups that in 1912 came to, according to Max Nettlau, to the number of 20. In 1911 there appeared, in Colón, the periodical El Único, that defined itself as 'Publicación individualista'".
Vicente Rojas Lizcano, whose pseudonym was Biófilo Panclasta, was a Colombian individualist anarchist writer and activist. In 1904, he began using the name Biofilo Panclasta. Biofilo in Spanish stands for "lover of life" and Panclasta for "enemy of all". He visited more than fifty countries propagandizing for anarchism which in his case was highly influenced by the thought of Stirner and Nietszche. Among his written works there are Siete años enterrado vivo en una de las mazmorras de Gomezuela: Horripilante relato de un resucitado(1932) and Mis prisiones, mis destierros y mi vida (1929) which talk about his many adventures while living his life as an adventurer, activist and vagabond as well as his thought and the many times he was imprisoned in different countries.
Maria Lacerda de Moura was a Brazilian teacher, journalist, anarcha-feminist and individualist anarchist. Her ideas regarding education were largely influenced by Francisco Ferrer. She later moved to São Paulo and became involved in journalism for the anarchist and labor press. There she also lectured on topics including education, women's rights, free love and antimilitarism. Her writings and essays garnered her attention not only in Brazil, but also in Argentina and Uruguay. In February 1923, she launched Renascença, a periodical linked with the anarchist, progressive and freethinking circles of the period. Her thought was mainly influenced by individualist anarchists such as Han Ryner and Émile Armand. She maintained contact with Spanish individualist anarchist circles.
Horst Matthai Quelle was a Spanish language German anarchist philosopher influenced by Max Stirner. In 1938, at the beginning of the German economic crisis and the rise of Nazism and fascism in Europe, Quelle moved to Mexico. Quelle earned his undergraduate degree, master's and doctorate in philosophy at the National Autonomous University of Mexico, where he returned as a professor of philosophy in the 1980s. He argued that since the individual gives form to the world, he is those objects, the others and the whole universe. One of his main views was a "theory of infinite worlds" which for him was developed by pre-Socratic philosophers.
During the 1990s in Argentina, there appeared a Stirnerist publication called El Único: publicacion periódica de pensamiento individualista.
Criticism
Murray Bookchin criticized individualist anarchism for its opposition to democracy and its embrace of "lifestylism" at the expense of anti-capitalism and class struggle. Bookchin claimed that individualist anarchism supports only negative liberty and rejects the idea of positive liberty. Albert Meltzer proposed that individualist anarchism differs radically from revolutionary anarchism and that it "is sometimes too readily conceded 'that this is, after all, anarchism'". Meltzer claimed that Benjamin Tucker's acceptance of the use of a private police force (including to break up violent strikes to protect the "employer's 'freedom'") is contradictory to the definition of anarchism as "no government". Meltzer opposed anarcho-capitalism for similar reasons, arguing that it actually supports a "limited State" and that "it is only possible to conceive of Anarchism which is free, communistic and offering no economic necessity for repression of countering it". Tucker's views of strikes and trade unions evolved from skepticism, believing that strikes should be organized by free workers rather than by bureaucratic union officials and organizations, to sympathize with those involved in the Haymarket massacre.
George Bernard Shaw initially had flirtations with individualist anarchism before coming to the conclusion that it was "the negation of socialism, and is, in fact, unsocialism carried as near to its logical conclusion as any sane man dare carry it". Shaw's argument was that even if wealth was initially distributed equally, the degree of laissez-faire advocated by Tucker would result in the distribution of wealth becoming unequal because it would permit private appropriation and accumulation. According to Carlotta Anderson, American individualist anarchists accept that free competition results in unequal wealth distribution, but they "do not see that as an injustice". Tucker explained that "[i]f I go through life free and rich, I shall not cry because my neighbor, equally free, is richer. Liberty will ultimately make all men rich; it will not make all men equally rich. Authority may (and may not) make all men equally rich in purse; it certainly will make them equally poor in all that makes life best worth living". Nonetheless, Peter Marshall states that "the egalitarian implications of traditional individualist anarchists" such as Tucker and Lysander Spooner have been overlooked.
Collectivist and social anarchists dispute the individualist anarchist claim that free competition and markets would yield the libertarian-egalitarian anarchist society that individualist anarchists share with them. In their views, "state intervention merely props up a system of class exploitation and gives capitalism a human face".
The authors of An Anarchist FAQ argue that individualist anarchists did not advocate free competition and markets as normative claims and merely thought those were better means than the ones proposed by anarcho-communists for the development of an anarchist society. Individualist anarchists such as Tucker thought interests, profits, rents and usury would disappear, something that both anarcho-capitalists such as Murray Rothbard and social anarchists did not think was true or believe would not happen. In a free market, people would be paid in proportion to how much labor they exerted and that exploitation or usury was taking place if they were not. The theory was that unregulated banking would cause more money to be available and that this would allow proliferation of new businesses which would in turn raise demand for labor. This led Tucker to believe that the labor theory of value would be vindicated and equal amounts of labor would receive equal pay. Later in his life, Tucker grew skeptical that free competition could remove concentrated capital.
Individualist anarchism and anarcho-capitalism
While anarcho-capitalism is sometimes described as a form of individualist anarchism, scholars have criticized those, including some Marxists and right-libertarians, for taking it at face value. Other scholars such as Benjamin Franks, who considers anarcho-capitalism part of individualist anarchism and hence excludes those forms of individualist anarchism that defend or reinforce hierarchical forms from the anarchist camp, have been criticized by those who include individualist anarchism as part of the anarchist and socialist traditions whilst excluding anarcho-capitalism, including the authors of An Anarchist FAQ. Some anarchist scholars criticized those, especially in Anglo-American philosophy, who define anarchism only in terms of opposition to the state, when anarchism, including both individualist and social traditions, is much more than that.McLaughlin, Paul (2007). Anarchism and Authority: A Philosophical Introduction to Classical Anarchism. Ashgate. pp. 28–166. . "Anarchists do reject the state, as we will see. But to claim that this central aspect of anarchism is definitive is to sell anarchism short. [...] [Opposition to the state] is (contrary to what many scholars believe) not definitive of anarchism."Franks, Benjamin (August 2013). Freeden, Michael; Stears, Marc (eds.). "Anarchism". The Oxford Handbook of Political Ideologies. Oxford University Press: 385–404. . "[M]any, questionably, regard anti-statism as the irremovable, universal principle at the core of anarchism. [...] The fact that [anarchists and anarcho-capitalists] share a core concept of 'anti-statism', which is often advanced as [...] a commonality between them [...], is insufficient to produce a shared identity [...] because [they interpret] the concept of state-rejection [...] differently despite the initial similarity in nomenclature" (pp. 386–388). Anarchists, including both individualist and social anarchists, also criticized some Marxists and other socialists for excluding anarchism from the socialist camp. In European Socialism: A History of Ideas and Movements, Carl Landauer summarized the difference between communist and individualist anarchists by stating that "the communist anarchists also do not acknowledge any right to society to force the individual. They differ from the anarchistic individualists in their belief that men, if freed from coercion, will enter into voluntary associations of a communistic type, while the other wing believes that the free person will prefer a high degree of isolation".Landauer, Carl (1960). European Socialism: A History of Ideas and Movements. University of California Press. p. 127.
Without the labor theory of value, some argue that 19th-century individualist anarchists approximate the modern movement of anarcho-capitalism,Outhwaite, William (2003). The Blackwell Dictionary of Modern Social Thought. "Anarchism". Hoboken: Wiley-Blackwell. p. 13. . "Their successors today, such as Murray Rothbard, having abandoned the labor theory of value, describe themselves as anarcho-capitalists." although this has been contested or rejected.Wieck, David (1978). "Anarchist Justice". In Chapman, John W.; Pennock, J. Roland Pennock, eds. Anarchism: Nomos XIX. New York: New York University Press. pp. 227–228. "Out of the history of anarchist thought and action Rothbard has pulled forth a single thread, the thread of individualism, and defines that individualism in a way alien even to the spirit of a Max Stirner or a Benjamin Tucker, whose heritage I presume he would claim – to say nothing of how alien is his way to the spirit of Godwin, Proudhon, Bakunin, Kropotkin, Malatesta, and the historically anonymous persons who through their thoughts and action have tried to give anarchism a living meaning. Out of this thread Rothbard manufactures one more bourgeois ideology." Retrieved 7 April 2020.Baker, J. W. "Native American Anarchism". The Raven. 10 (1): 43‒62. Retrieved 7 April 2020. "It is time that anarchists recognise the valuable contributions of individualist anarchist theory and take advantage of its ideas. It would be both futile and criminal to leave it to the capitalist libertarians, whose claims on Tucker and the others can be made only by ignoring the violent opposition they had to capitalist exploitation and monopolistic 'free enterprise' supported by the state." As economic theory changed, the popularity of the labor theory of classical economics was superseded by the subjective theory of value of neoclassical economics and Murray Rothbard, a student of Ludwig von Mises, combined Mises' Austrian School of economics with the absolutist views of human rights and rejection of the state he had absorbed from studying the individualist American anarchists of the 19th century such as Tucker and Spooner. In the mid-1950s, Rothbard was concerned with differentiating himself from communist and socialistic economic views of other anarchists, including the individualist anarchists of the 19th century, arguing that "we are not anarchists [...] but not archists either [...]. Perhaps, then, we could call ourselves by a new name: nonarchist". Joe Peacott, an American individualist in the mutualist tradition, criticizes anarcho-capitalists for trying to hegemonize the individualist anarchism label and make appear as if all individualist anarchists are in favor of capitalism. Peacott states that "individualists, both past and present, agree with the communist anarchists that present-day capitalism is based on economic coercion, not on voluntary contract. Rent and interest are mainstays of modern capitalism, and are protected and enforced by the state. Without these two unjust institutions, capitalism could not exist".
There is a strong current within anarchism including anarchist activists and scholars which rejects that anarcho-capitalism can be considered a part of the anarchist movement because anarchism has historically been an anti-capitalist movement and anarchists see it as incompatible with capitalist forms.Sabatini, Peter (Fall/Winter 1994–1995). "Libertarianism: Bogus Anarchy". Anarchy: A Journal of Desire Armed (41). Retrieved September 4, 2020. "Within [capitalist] Libertarianism, Rothbard represents a minority perspective that actually argues for the total elimination of the state. However Rothbard's claim as an anarchist is quickly voided when it is shown that he only wants an end to the public state. In its place he allows countless private states, with each person supplying their own police force, army, and law, or else purchasing these services from capitalist venders [...] so what remains is shrill anti-statism conjoined to a vacuous freedom in hackneyed defense of capitalism. In sum, the "anarchy" of Libertarianism reduces to a liberal fraud."Goodway, David (2006). Anarchist Seeds Beneath the Snow: Left-Libertarian Thought and British Writers from William Morris to Colin Ward. Liverpool: Liverpool University Press. p. 4. "'Libertarian' and 'libertarianism' are frequently employed by anarchists as synonyms for 'anarchist' and 'anarchism', largely as an attempt to distance themselves from the negative connotations of 'anarchy' and its derivatives. The situation has been vastly complicated in recent decades with the rise of anarcho-capitalism, 'minimal statism' and an extreme right-wing laissez-faire philosophy advocated by such theorists as Rothbard and Nozick and their adoption of the words 'libertarian' and 'libertarianism'. It has therefore now become necessary to distinguish between their right libertarianism and the left libertarianism of the anarchist tradition."McKain, Ian, ed. (2008). "Is 'anarcho'-capitalism a type of anarchism?" An Anarchist FAQ. I Oakland: AK Press. . Although some regard anarcho-capitalism as a form of individualist anarchism,See
Alan and Trombley, Stephen (Eds.) Bullock, The Norton Dictionary of Modern Thought, W. W. Norton & Co (1999), p. 30.
Barry, Norman. Modern Political Theory, 2000, Palgrave, p. 70.
Adams, Ian. Political Ideology Today, Manchester University Press (2002) , p. 135.
Grant, Moyra. Key Ideas in Politics, Nelson Thomas 2003 , p. 91.
Heider, Ulrike. Anarchism: Left, Right, and Green, City Lights, 1994. p. 3.
Avrich, Paul. Anarchist Voices: An Oral History of Anarchism in America, Abridged Paperback Edition (1996), p. 282.
Tormey, Simon. Anti-Capitalism, One World, 2004. pp. 118–119.
Raico, Ralph. Authentic German Liberalism of the 19th Century, École Polytechnique, Centre de Recherche en Épistémologie Appliquée, Unité associée au CNRS, 2004.
Busky, Donald. Democratic Socialism: A Global Survey, Praeger/Greenwood (2000), p. 4.
Heywood, Andrew. Politics: Second Edition, Palgrave (2002), p. 61.
Offer, John. Herbert Spencer: Critical Assessments, Routledge (UK) (2000), p. 243. many others disagree with it and contest there is a socialist–individualist divide as individualist anarchism is largely socialistic. Rothbard argued that individualist anarchism is different from anarcho-capitalism and other capitalist theories due to the individualist anarchists retaining the labor theory of value and socialist economics. Similarly, many writers deny that anarcho-capitalism is a form of anarchism and that capitalism is compatible with anarchism.The Palgrave Handbook of Anarchism writes that "[a]s Benjamin Franks rightly points out, individualisms that defend or reinforce hierarchical forms such as the economic-power relations of anarcho-capitalism are incompatible with practices of social anarchism based on developing immanent goods which contest such as inequalities". Laurence Davis cautiosly asks "[I]s anarcho-capitalism really a form of anarchism or instead a wholly different ideological paradigm whose adherents have attempted to expropriate the language of anarchism for their own anti-anarchist ends?" Davis cites Iain McKay, "whom Franks cites as an authority to support his contention that 'academic analysis has followed activist currents in rejecting the view that anarcho-capitalism has anything to do with social anarchism'", as arguing "quite emphatically on the very pages cited by Franks that anarcho-capitalism is by no means a type of anarchism". McKay writes that "[i]t is important to stress that anarchist opposition to the so-called capitalist 'anarchists' does not reflect some kind of debate within anarchism, as many of these types like to pretend, but a debate between anarchism and its old enemy capitalism. [...] Equally, given that anarchists and 'anarcho'-capitalists have fundamentally different analyses and goals it is hardly 'sectarian' to point this out".
Davis writes that "Franks asserts without supporting evidence that most major forms of individualist anarchism have been largely anarcho-capitalist in content, and concludes from this premise that most forms of individualism are incompatible with anarchism". Davis argues that "the conclusion is unsuistainable because the premise is false, depending as it does for any validity it might have on the further assumption that anarcho-capitalism is indeed a form of anarchism. If we reject this view, then we must also reject the individual anarchist versus the communal anarchist 'chasm' style of argument that follows from it". Davis maintains that "the ideological core of anarchism is the belief that society can and should be organised without hierarchy and domination. Historically, anarchists have struggles against a wide range of regimes of domination, from capitalism, the state system, patriarchy, heterosexism, and the domination of nature to colonialism, the war system, slavery, fascism, white supremacy, and certain forms of organised religion". According to Davis, "[w]hile these visions range from the predominantly individualistic to the predominantly communitarian, features common to virtually all include an emphasis on self-management and self-regulatory methods of organisation, voluntary association, decentralised society, based on the principle of free association, in which people will manage and govern themselves". Finally, Davis includes a footnote stating that "[i]ndividualist anarchism may plausibly be re regarded as a form of both socialism and anarchism. Whether the individualist anarchists were consistent anarchists (and socialists) is another question entirely. [...] McKay comments as follows: 'any individualist anarchism which support wage labour is inconsistent anarchism. It can easily be made consistent anarchism by applying its own principles . In contrast 'anarcho'-capitalism rejects so many of the basic, underlying, principles of anarchism [...] that it cannot be made consistent with the ideals of anarchism'".
References
Bibliography
Brooks, Frank H. The Individualist Anarchists: An Anthology of Liberty (1881–1908). Transaction Publishers: New Brunswick. 1994.
Chartier, Gary; Johnson, Charles W. (2011). Markets Not Capitalism: Individualist Anarchism Against Bosses, Inequality, Corporate Power, and Structural Poverty. Brooklyn, NY:Minor Compositions/Autonomedia.
Martin, James J. Men Against the State: the State the Expositors of Individualist Anarchism. The Adrian Allen Associates, Dekalb, Illinois, 1953.
Parry, Richard. The Bonnot Gang: The Story Of The French Illegalists . Rebel Press, 1987.
Parvulescu, Constantin. The individualist anarchist discourse of Early Interwat Germany. Cluj University Press, 2018.
Perraudeau, Michel. Dictionnaire de l'individualisme libertaire. éditions Libertaires. 2011. .
Rocker, Rudolf. Pioneers of American Freedom: Origin of Liberal and Radical Thought in America. Rocker Publishing Committee. 1949.
Sonn, Richard D. Sex, Violence, and the Avant-Garde: Anarchism in Interwar France. Penn State Press. 2010.
Steiner, Anne. Les en-dehors: Anarchistes individualistes et illégalistes à la « Belle époque »''. L'Echappée, 2008.
Various Authors. Enemies of Society: An Anthology of Individualist & Egoist Thought. Ardent Press. 2011.
Further reading
William D. P. Bliss, Historical Sketch of Individualist Anarchism (1897) with further references
External links
Archives of individualist and egoist texts at the Anarchist Library
Anarchist schools of thought
Left-libertarianism
Libertarianism by form
Anarchism
Political theories |
14984 | https://en.wikipedia.org/wiki/International%20Atomic%20Energy%20Agency | International Atomic Energy Agency | The International Atomic Energy Agency (IAEA) is an international organization that seeks to promote the peaceful use of nuclear energy, and to inhibit its use for any military purpose, including nuclear weapons. The IAEA was established as an autonomous organisation on 29 July 1957. Though established independently of the United Nations through its own international treaty, the IAEA Statute, the IAEA reports to both the United Nations General Assembly and Security Council.
The IAEA has its headquarters in Vienna, Austria. The IAEA has two "Regional Safeguards Offices" which are located in Toronto, Canada, and in Tokyo, Japan. The IAEA also has two liaison offices which are located in New York City, United States, and in Geneva, Switzerland. In addition, the IAEA has laboratories and research centers located in Seibersdorf, Austria, in Monaco and in Trieste, Italy.
The IAEA serves as an intergovernmental forum for scientific and technical co-operation in the peaceful use of nuclear technology and nuclear power worldwide. The programs of the IAEA encourage the development of the peaceful applications of nuclear energy, science and technology, provide international safeguards against misuse of nuclear technology and nuclear materials, and promote nuclear safety (including radiation protection) and nuclear security standards and their implementation.
The IAEA and its former Director General, Mohamed ElBaradei, were jointly awarded the Nobel Peace Prize on 7 October 2005. The current Director General is Rafael Grossi, an Argentinian diplomat who previously served as an IAEA's chief of cabinet, whose appointment was approved at the special session of the IAEA's General Conference on 2 December 2019, as the successor of Yukiya Amano, who died in July 2019.
History
In 1953, U.S. President Dwight D. Eisenhower proposed the creation of an international body to both regulate and promote the peaceful use of atomic power (nuclear power), in his Atoms for Peace address to the UN General Assembly. In September 1954, the United States proposed to the General Assembly the creation of an international agency to take control of fissile material, which could be used either for nuclear power or for nuclear weapons. This agency would establish a kind of "nuclear bank."
The United States also called for an international scientific conference on all of the peaceful aspects of nuclear power. By November 1954, it had become clear that the Soviet Union would reject any international custody of fissile material if the United States did not agree to a disarmament first, but that a clearing house for nuclear transactions might be possible. From 8 to 20 August 1955, the United Nations held the International Conference on the Peaceful Uses of Atomic Energy in Geneva, Switzerland. In October 1957, a Conference on the IAEA Statute was held at the Headquarters of the United Nations to approve the founding document for the IAEA, which was negotiated in 1955–1957 by a group of twelve countries. The Statute of the IAEA was approved on 23 October 1956 and came into force on 29 July 1957.
Former US Congressman W. Sterling Cole served as the IAEA's first Director General from 1957 to 1961. Cole served only one term, after which the IAEA was headed by two Swedes for nearly four decades: the scientist Sigvard Eklund held the job from 1961 to 1981, followed by former Swedish Foreign Minister Hans Blix, who served from 1981 to 1997. Blix was succeeded as Director General by Mohamed ElBaradei of Egypt, who served until November 2009.
Beginning in 1986, in response to the nuclear reactor explosion and disaster near Chernobyl, Ukraine, the IAEA increased its efforts in the field of nuclear safety. The same happened after the 2011 Fukushima disaster in Fukushima, Japan.
Both the IAEA and its then Director General, ElBaradei, were awarded the Nobel Peace Prize in 2005. In ElBaradei's acceptance speech in Oslo, he stated that only one percent of the money spent on developing new weapons would be enough to feed the entire world, and that, if we hope to escape self-destruction, then nuclear weapons should have no place in our collective conscience, and no role in our security.
On 2 July 2009, Yukiya Amano of Japan was elected as the Director General for the IAEA, defeating Abdul Samad Minty of South Africa and Luis E. Echávarri of Spain. On 3 July 2009, the Board of Governors voted to appoint Yukiya Amano "by acclamation," and IAEA General Conference in September 2009 approved. He took office on 1 December 2009. After Amano's death, his Chief of Coordination Cornel Feruta of Romania was named Acting Director General.
On 2 August 2019, Rafael Grossi was presented as the Argentine candidate to become the Director General of IAEA. On 28 October 2019, the IAEA Board of Governors held its first vote to elect the new Director General, but none of the candidates secured the two-thirds majority in the 35-member IAEA Board of Governors needed to be elected. The next day, 29 October, the second voting round was held, and Grossi won 24 of the 23 needed votes required for Director General Appointment. He assumed office on 3 December 2019. Following a special meeting of the IAEA General Conference to approve his appointment, on 3 December Grossi became the first Latin American to head the Agency.
Structure and function
General
The IAEA's mission is guided by the interests and needs of Member States, strategic plans and the vision embodied in the IAEA Statute (see below). Three main pillars – or areas of work – underpin the IAEA's mission: Safety and Security; Science and Technology; and Safeguards and Verification.
The IAEA as an autonomous organisation is not under direct control of the UN, but the IAEA does report to both the UN General Assembly and Security Council. Unlike most other specialised international agencies, the IAEA does much of its work with the Security Council, and not with the United Nations Economic and Social Council. The structure and functions of the IAEA are defined by its founding document, the IAEA Statute (see below). The IAEA has three main bodies: the Board of Governors, the General Conference, and the Secretariat.
The IAEA exists to pursue the "safe, secure and peaceful uses of nuclear sciences and technology" (Pillars 2005). The IAEA executes this mission with three main functions: the inspection of existing nuclear facilities to ensure their peaceful use, providing information and developing standards to ensure the safety and security of nuclear facilities, and as a hub for the various fields of science involved in the peaceful applications of nuclear technology.
The IAEA recognises knowledge as the nuclear energy industry's most valuable asset and resource, without which the industry cannot operate safely and economically. Following the IAEA General Conference since 2002 resolutions the Nuclear Knowledge Management, a formal programme was established to address Member States' priorities in the 21st century.
In 2004, the IAEA developed a Programme of Action for Cancer Therapy (PACT). PACT responds to the needs of developing countries to establish, to improve, or to expand radiotherapy treatment programs. The IAEA is raising money to help efforts by its Member States to save lives and to reduce suffering of cancer victims.
The IAEA has established programs to help developing countries in planning to build systematically the capability to manage a nuclear power program, including the Integrated Nuclear Infrastructure Group, which has carried out Integrated Nuclear Infrastructure Review missions in Indonesia, Jordan, Thailand and Vietnam. The IAEA reports that roughly 60 countries are considering how to include nuclear power in their energy plans.
To enhance the sharing of information and experience among IAEA Member States concerning the seismic safety of nuclear facilities, in 2008 the IAEA established the International Seismic Safety Centre. This centre is establishing safety standards and providing for their application in relation to site selection, site evaluation and seismic design.
Board of Governors
The Board of Governors is one of two policy making bodies of the IAEA. The Board consists of 22 member states elected by the General Conference, and at least 10 member states nominated by the outgoing Board. The outgoing Board designates the ten members who are the most advanced in atomic energy technology, plus the most advanced members from any of the following areas that are not represented by the first ten: North America, Latin America, Western Europe, Eastern Europe, Africa, Middle East and South Asia, South East Asia, the Pacific, and the Far East. These members are designated for one year terms. The General Conference elects 22 members from the remaining nations to two-year terms. Eleven are elected each year. The 22 elected members must also represent a stipulated geographic diversity. The 35 Board members for the 2018–2019 period are: Argentina, Armenia, Australia, Azerbaijan, Belgium, Brazil, Canada, Chile, China, Ecuador, Egypt, France, Germany, India, Indonesia, Italy, Japan, Jordan, Kenya, the Republic of Korea, Morocco, the Netherlands, Niger, Pakistan, Portugal, the Russian Federation, Serbia, South Africa, the Sudan, Sweden, Thailand, the United Kingdom of Great Britain and Northern Ireland, the United States of America, Uruguay and the Bolivarian Republic of Venezuela.
The Board, in its five yearly meetings, is responsible for making most of the policy of the IAEA. The Board makes recommendations to the General Conference on IAEA activities and budget, is responsible for publishing IAEA standards and appoints the Director General subject to General Conference approval. Board members each receive one vote. Budget matters require a two-thirds majority. All other matters require only a simple majority. The simple majority also has the power to stipulate issues that will thereafter require a two-thirds majority. Two-thirds of all Board members must be present to call a vote. The Board elects its own chairman.
General Conference
The General Conference is made up of all 173 member states. It meets once a year, typically in September, to approve the actions and budgets passed on from the Board of Governors. The General Conference also approves the nominee for Director General and requests reports from the Board on issues in question (Statute). Each member receives one vote. Issues of budget, Statute amendment and suspension of a member's privileges require a two- thirds majority and all other issues require a simple majority. Similar to the Board, the General Conference can, by simple majority, designate issues to require a two- thirds majority. The General Conference elects a President at each annual meeting to facilitate an effective meeting. The President only serves for the duration of the session (Statute).
The main function of the General Conference is to serve as a forum for debate on current issues and policies. Any of the other IAEA organs, the Director General, the Board and member states can table issues to be discussed by the General Conference (IAEA Primer). This function of the General Conference is almost identical to the General Assembly of the United Nations.
Secretariat
The Secretariat is the professional and general service staff of the IAEA. The Secretariat is headed by the Director General. The Director General is responsible for enforcement of the actions passed by the Board of Governors and the General Conference. The Director General is selected by the Board and approved by the General Conference for renewable four-year terms. The Director General oversees six departments that do the actual work in carrying out the policies of the IAEA: Nuclear Energy, Nuclear Safety and Security, Nuclear Sciences and Applications, Safeguards, Technical Cooperation, and Management.
The IAEA budget is in two parts. The regular budget funds most activities of the IAEA and is assessed to each member nation (€344 million in 2014). The Technical Cooperation Fund is funded by voluntary contributions with a general target in the US$90 million range.
Missions
The IAEA is generally described as having three main missions:
Peaceful uses: Promoting the peaceful uses of nuclear energy by its member states,
Safeguards: Implementing safeguards to verify that nuclear energy is not used for military purposes, and
Nuclear safety: Promoting high standards for nuclear safety.
Peaceful uses
According to Article II of the IAEA Statute, the objective of the IAEA is "to accelerate and enlarge the contribution of atomic energy to peace, health and prosperity throughout the world." Its primary functions in this area, according to Article III, are to encourage research and development, to secure or provide materials, services, equipment and facilities for Member States, to foster exchange of scientific and technical information and training.
Three of the IAEA's six Departments are principally charged with promoting the peaceful uses of nuclear energy. The Department of Nuclear Energy focuses on providing advice and services to Member States on nuclear power and the nuclear fuel cycle. The Department of Nuclear Sciences and Applications focuses on the use of non-power nuclear and isotope techniques to help IAEA Member States in the areas of water, energy, health, biodiversity, and agriculture. The Department of Technical Cooperation provides direct assistance to IAEA Member States, through national, regional, and inter-regional projects through training, expert missions, scientific exchanges, and provision of equipment.
Safeguards
Article II of the IAEA Statute defines the Agency's twin objectives as promoting peaceful uses of atomic energy and "ensur[ing], so far as it is able, that assistance provided by it or at its request or under its supervision or control is not used in such a way as to further any military purpose." To do this, the IAEA is authorised in Article III.A.5 of the Statute "to establish and administer safeguards designed to ensure that special fissionable and other materials, services, equipment, facilities, and information made available by the Agency or at its request or under its supervision or control are not used in such a way as to further any military purpose; and to apply safeguards, at the request of the parties, to any bilateral or multilateral arrangement, or at the request of a State, to any of that State's activities in the field of atomic energy."
The Department of Safeguards is responsible for carrying out this mission, through technical measures designed to verify the correctness and completeness of states' nuclear declarations.
Nuclear safety
The IAEA classifies safety as one of its top three priorities. It spends 8.9 percent of its 352 million-euro ($469 million) regular budget in 2011 on making plants secure from accidents. Its resources are used on the other two priorities: technical co-operation and preventing
nuclear weapons proliferation.
The IAEA itself says that, beginning in 1986, in response to the nuclear reactor explosion and disaster near Chernobyl, Ukraine, the IAEA redoubled its efforts in the field of nuclear safety. The IAEA says that the same happened after the Fukushima disaster in Fukushima, Japan.
In June 2011, the IAEA chief said he had "broad support for his plan to strengthen international safety checks on nuclear power plants to help avoid any repeat of Japan's Fukushima crisis". Peer-reviewed safety checks on reactors worldwide, organised by the IAEA, have been proposed.
Criticism
In 2011, Russian nuclear accident specialist Iouli Andreev was critical of the response to Fukushima, and says that the IAEA did not learn from the 1986 Chernobyl disaster. He has accused the IAEA and corporations of "wilfully ignoring lessons from the world's worst nuclear accident 25 years ago to protect the industry's expansion". The IAEA's role "as an advocate for nuclear power has made it a target for protests".
The journal Nature has reported that the IAEA response to the 2011 Fukushima Daiichi nuclear disaster in Japan was "sluggish and sometimes confusing", drawing calls for the agency to "take a more proactive role in nuclear safety". But nuclear experts say that the agency's complicated mandate and the constraints imposed by its member states mean that reforms will not happen quickly or easily, although its INES "emergency scale is very likely to be revisited" given the confusing way in which it was used in Japan.
Some scientists say that the Fukushima nuclear accidents have revealed that the nuclear industry lacks sufficient oversight, leading to renewed calls to redefine the mandate of the IAEA so that it can better police nuclear power plants worldwide. There are several problems with the IAEA says Najmedin Meshkati of University of Southern California:
It recommends safety standards, but member states are not required to comply; it promotes nuclear energy, but it also monitors nuclear use; it is the sole global organisation overseeing the nuclear energy industry, yet it is also weighed down by checking compliance with the Nuclear Non-Proliferation Treaty (NPT).
In 2011, the journal Nature reported that the International Atomic Energy Agency should be strengthened to make independent assessments of nuclear safety and that "the public would be better served by an IAEA more able to deliver frank and independent assessments of nuclear crises as they unfold".
Membership
The process of joining the IAEA is fairly simple. Normally, a State would notify the Director General of its desire to join, and the Director would submit the application to the Board for consideration. If the Board recommends approval, and the General Conference approves the application for membership, the State must then submit its instrument of acceptance of the IAEA Statute to the United States, which functions as the depositary Government for the IAEA Statute. The State is considered a member when its acceptance letter is deposited. The United States then informs the IAEA, which notifies other IAEA Member States. Signature and ratification of the Nuclear Non-Proliferation Treaty (NPT) are not preconditions for membership in the IAEA.
The IAEA has 173 member states. Most UN members and the Holy See are Member States of the IAEA. Non-member states Cape Verde (2007), Tonga (2011), The Gambia (2016), Guinea (2020), and Saint Kitts and Nevis (2021) have been approved for membership and will become a Member State if they deposit the necessary legal instruments.
Four states have withdrawn from the IAEA. North Korea was a Member State from 1974 to 1994, but withdrew after the Board of Governors found it in non-compliance with its safeguards agreement and suspended most technical co-operation. Nicaragua became a member in 1957, withdrew its membership in 1970, and rejoined in 1977, Honduras joined in 1957, withdrew in 1967, and rejoined in 2003, while Cambodia joined in 1958, withdrew in 2003, and rejoined in 2009.
Regional Cooperative Agreements
There are four regional cooperative areas within IAEA, that share information, and organize conferences within their regions:
AFRA
The African Regional Cooperative Agreement for Research, Development and Training Related to Nuclear Science and Technology (AFRA):
ARASIA
Cooperative Agreement for Arab States in Asia for Research, Development and Training related to Nuclear Science and Technology (ARASIA):
RCA
Regional Cooperative Agreement for Research, Development and Training Related to Nuclear Science and Technology for Asia and the Pacific (RCA):
ARCAL
Cooperation Agreement for the Promotion of Nuclear Science and Technology in Latin America and the Caribbean (ARCAL):
List of directors general
Publications
Typically issued in July each year, the IAEA Annual Report summarizes and highlights developments over the past year in major areas of the Agency's work. It includes a summary of major issues, activities, and achievements, and status tables and graphs related to safeguards, safety, and science and technology.
See also
European Organization for Nuclear Research
Global Initiative to Combat Nuclear Terrorism
IAEA Areas
Institute of Nuclear Materials Management
International Energy Agency
International Radiation Protection Association
International reaction to the Fukushima Daiichi nuclear disaster
Lists of nuclear disasters and radioactive incidents
List of states with nuclear weapons
Nuclear ambiguity
Nuclear Energy Agency
OPANAL
Proliferation Security Initiative
United Nations Atomic Energy Commission
World Association of Nuclear Operators
World Nuclear Association
References
Notes
Works cited
Board of Governors rules
IAEA Primer
Pillars of nuclear cooperation 2005
Radiation Protection of Patients
External links
International Atomic Energy Agency Official Website
NUCLEUS – The IAEA Nuclear Knowledge and Information Portal
Official IAEA YouTube Channel
In Focus : IAEA and Iran
IAEA Bulletin
Agreement on the Privileges and Immunities of the International Atomic Energy Agency, 1 July 1959
A Pictorial History of "Atoms for Peace",
IAEA Department of Technical Cooperation website
Programme of Action for Cancer Therapy (PACT) – Comprehensive Cancer Control Information and Fighting Cancer in Developing Countries
International Nuclear Library Network (INLN)
The Woodrow Wilson Center's Nuclear Proliferation International History Project or NPIHP is a global network of individuals and institutions engaged in the study of international nuclear history through archival documents, oral history interviews and other empirical sources.
International Atomic Energy Agency
Atoms for Peace
International nuclear energy organizations
Nuclear proliferation
Organizations awarded Nobel Peace Prizes
International organisations based in Austria
Austrian Nobel laureates
Organizations established in 1957
Research institutes established in 1957
Scientific organizations established in 1957
1957 establishments in Austria
Foreign relations of Austria
1957 in international relations |
15012 | https://en.wikipedia.org/wiki/Islamism | Islamism | Islamism (also often called political Islam or Islamic fundamentalism) is a political ideology which posits that modern states and regions should be reconstituted in constitutional, economic and judicial terms, in accordance with what is conceived as a revival or a return to authentic Islamic practice in its totality.
Ideologies dubbed Islamist may advocate a "revolutionary" strategy of Islamizing society through exercise of state power, or alternately a "reformist" strategy to re-Islamizing society through grassroots social and political activism. Islamists may emphasize the implementation of sharia, pan-Islamic political unity, the creation of Islamic states, or the outright removal of non-Muslim influences; particularly of Western or universal economic, military, political, social, or cultural nature in the Muslim world; that they believe to be incompatible with Islam and a form of Western neocolonialism. Some analysts such as Graham E. Fuller describe it as a form of identity politics, involving "support for [Muslim] identity, authenticity, broader regionalism, revivalism, [and] revitalization of the community."
The term itself is not popular among many Islamists who believe it inherently implies violent tactics, human rights violations, and political extremism when used by Western mass media. Some authors prefer the term "Islamic activism", while Islamist political figures such as Rached Ghannouchi use the term "Islamic movement" rather than Islamism.
Central and prominent figures in 20th-century Islamism include Sayyid Rashid Rida, Hassan al-Banna, Sayyid Qutb, Abul A'la Maududi, Hasan al-Turabi,and Ruhollah Khomeini. Many Islamist movements, such as the Muslim Brotherhood (designated as a terrorist organization by Bahrain, Russia, Syria, Egypt, Saudi Arabia and the United Arab Emirates), have been willing to pursue their ends by peaceful political processes, rather than revolutionary means. Others, notably Qutb, called for violence, and his followers are generally considered Islamic extremists. However, Qutb openly denounced the killing of innocents.
According to Robin Wright, Islamist movements have "arguably altered the Middle East more than any trend since the modern states gained independence", redefining "politics and even borders". Following the Arab Spring, some Islamist currents became heavily involved in democratic politics, while others spawned "the most aggressive and ambitious Islamist militia" to date, such as the Islamic State of Iraq and the Levant (ISIL).
Islamism is a concept whose meaning has been debated in both public and academic contexts. The term can refer to diverse forms of social and political activism advocating that public and political life should be guided by Islamic principles. In academic usage, the term Islamism does not specify what vision of "Islamic order" or sharia is being advocated, or how the advocates intend to bring about that vision.
Terminology
The term Islamism, which originally denoted the religion of Islam, first appeared in the English language as Islamismus in 1696, and as Islamism in 1712. The term appears in the U.S. Supreme Court decision in In Re Ross (1891). By the turn of the twentieth century the shorter and purely Arabic term "Islam" had begun to displace it, and by 1938, when Orientalist scholars completed The Encyclopaedia of Islam, Islamism seems to have virtually disappeared from English usage.
The term "Islamism" acquired its contemporary connotations in French academia in the late 1970s and early 1980s. From French, it began to migrate to the English language in the mid-1980s, and in recent years has largely displaced the term Islamic fundamentalism in academic circles.
The new use of the term "Islamism" at first functioned as "a marker for scholars more likely to sympathize" with new Islamic movements; however, as the term gained popularity it became more specifically associated with political groups such as the Taliban or the Algerian Armed Islamic Group, as well as with highly publicized acts of violence.
"Islamists" who have spoken out against the use of the term, insisting they are merely "Muslims", include Ayatollah Mohammad Hussein Fadlallah (1935-2010), the spiritual mentor of Hezbollah, and Abbassi Madani (1931- ), leader of the Algerian Islamic Salvation Front.
A 2003 article in the Middle East Quarterly states:
In summation, the term Islamism enjoyed its first run, lasting from Voltaire to the First World War, as a synonym for Islam. Enlightened scholars and writers generally preferred it to Mohammedanism. Eventually both terms yielded to Islam, the Arabic name of the faith, and a word free of either pejorative or comparative associations. There was no need for any other term, until the rise of an ideological and political interpretation of Islam challenged scholars and commentators to come up with an alternative, to distinguish Islam as modern ideology from Islam as a faith... To all intents and purposes, Islamic fundamentalism and Islamism have become synonyms in contemporary American usage.
The Council on American–Islamic Relations complained in 2013 that the Associated Press's definition of "Islamist"—a "supporter of government in accord with the laws of Islam [and] who view the Quran as a political model"—had become a pejorative shorthand for "Muslims we don't like". Mansoor Moaddel, a sociologist at Eastern Michigan University, criticized it as "not a good term" because "the use of the term Islamist does not capture the phenomena that is quite heterogeneous."
The AP Stylebook entry for Islamist reads as follows: "An advocate or supporter of a political movement that favors reordering government and society in accordance with laws prescribed by Islam. Do not use as a synonym for Islamic fighters, militants, extremists or radicals, who may or may not be Islamists. Where possible, be specific and use the name of militant affiliations: al-Qaida-linked, Hezbollah, Taliban, etc. Those who view the Quran as a political model encompass a wide range of Muslims, from mainstream politicians to militants known as jihadi."
Overview
Definitions
Islamism has been defined as:
"the belief that Islam should guide social and political as well as personal life",
a form of "religionized politics" and an instance of religious fundamentalism
"political movement that favors reordering government and society in accordance with laws prescribed by Islam" (from Associated Press's definition of "Islamist")
"[the term 'Islamist' has become shorthand for] 'Muslims we don't like.'" (from Council on American–Islamic Relations's complaint about AP's earlier definition of Islamist)
"a theocratic ideology that seeks to impose any version of Islam over society by law". (Maajid Nawaz, a former Islamist turned critic). Subsequently, clarified as "the desire to impose any given interpretation of Islam on society".
"the [Islamic] ideology that guides society as a whole and that [teaches] law must be in conformity with the Islamic sharia",
a term "used by outsiders to denote a strand of activity which they think justifies their misconception of Islam as something rigid and immobile, a mere tribal affiliation."
a movement so broad and flexible it reaches out to "everything to everyone" in Islam, making it "unsustainable".
an alternative social provider to the poor masses;
an angry platform for the disillusioned young;
a loud trumpet-call announcing "a return to the pure religion" to those seeking an identity;
a "progressive, moderate religious platform" for the affluent and liberal;
... and at the extremes, a violent vehicle for rejectionists and radicals.
an Islamic "movement that seeks cultural differentiation from the West and reconnection with the pre-colonial symbolic universe",
"the organised political trend [...] that seeks to solve modern political problems by reference to Muslim texts [...] the whole body of thought which seeks to invest society with Islam which may be integrationist, but may also be traditionalist, reform-minded or even revolutionary"
"the active assertion and promotion of beliefs, prescriptions, laws or policies that are held to be Islamic in character,"
a movement of "Muslims who draw upon the belief, symbols, and language of Islam to inspire, shape, and animate political activity;" which may contain moderate, tolerant, peaceful activists or those who "preach intolerance and espouse violence."
"All who seek to Islamize their environment, whether in relation to their lives in society, their family circumstances, or the workplace, may be described as Islamists."
Varieties
Islamism takes different forms and spans a wide range of strategies and tactics towards the powers in place—"destruction, opposition, collaboration, indifference" that have varied as "circumstances have changed"—and thus is not a united movement.
Moderate and reformist Islamists who accept and work within the democratic process include parties like the Tunisian Ennahda Movement. Jamaat-e-Islami of Pakistan is basically a socio-political and democratic Vanguard party but has also gained political influence through military coup d'états in the past. Other Islamist groups like Hezbollah in Lebanon and Hamas in Palestine participate in the democratic and political process as well as armed attacks. Jihadist organizations like al-Qaeda and the Egyptian Islamic Jihad, and groups such as the Taliban, entirely reject democracy, often declaring as kuffar those Muslims who support it (see takfirism), as well as calling for violent/offensive jihad or urging and conducting attacks on a religious basis.
Another major division within Islamism is between what Graham E. Fuller has described as the fundamentalist "guardians of the tradition" (Salafis, such as those in the Wahhabi movement) and the "vanguard of change and Islamic reform" centered around the Muslim Brotherhood. Olivier Roy argues that "Sunni pan-Islamism underwent a remarkable shift in the second half of the 20th century" when the Muslim Brotherhood movement and its focus on Islamisation of pan-Arabism was eclipsed by the Salafi movement with its emphasis on "sharia rather than the building of Islamic institutions," and rejection of Shia Islam. Following the Arab Spring, Roy has described Islamism as "increasingly interdependent" with democracy in much of the Arab Muslim world, such that "neither can now survive without the other." While Islamist political culture itself may not be democratic, Islamists need democratic elections to maintain their legitimacy. At the same time, their popularity is such that no government can call itself democratic that excludes mainstream Islamist groups.
Relation to Islam
The relationship between the notions of Islam and Islamism has been subject to disagreement.
Hayri Abaza argues that the failure to distinguish between Islam and Islamism leads many in the West to support illiberal Islamic regimes, to the detriment of progressive moderates who seek to separate religion from politics.
A writer for the International Crisis Group maintains that "the conception of 'political Islam'" is a creation of Americans to explain the Iranian Islamic Revolution and apolitical Islam was a historical fluke of the "short-lived era of the heyday of secular Arab nationalism between 1945 and 1970", and it is quietist/non-political Islam, not Islamism, that requires explanation.
Another source distinguishes Islamist from Islamic "by the fact that the latter refers to a religion and culture in existence over a millennium, whereas the first is a political/religious phenomenon linked to the great events of the 20th century". Islamists have, at least at times, defined themselves as "Islamiyyoun/Islamists" to differentiate themselves from "Muslimun/Muslims". Daniel Pipes describes Islamism as a modern ideology that owes more to European utopian political ideologies and "isms" than to the traditional Islamic religion.
Influence
Few observers contest the influence of Islamism within the Muslim world. Following the collapse of the Soviet Union, political movements based on the liberal ideology of free expression and democratic rule have led the opposition in other parts of the world such as Latin America, Eastern Europe and many parts of Asia; however "the simple fact is that political Islam currently reigns as the most powerful ideological force across the Muslim world today".
People see the unchanging socioeconomic condition in the Muslim world as a major factor. Olivier Roy believes "the socioeconomic realities that sustained the Islamist wave are still here and are not going to change: poverty, uprootedness, crises in values and identities, the decay of the educational systems, the North-South opposition, and the problem of immigrant integration into the host societies".
The strength of Islamism also draws from the strength of religiosity in general in the Muslim world. Compared to Western societies, "[w]hat is striking about the Islamic world is that ... it seems to have been the least penetrated by irreligion". Where other peoples may look to the physical or social sciences for answers in areas which their ancestors regarded as best left to scripture, in the Muslim world, religion has become more encompassing, not less, as "in the last few decades, it has been the fundamentalists who have increasingly represented the cutting edge" of Muslim culture.
Writing in 2009, Sonja Zekri described Islamists in Egypt and other Muslim countries as "extremely influential. ... They determine how one dresses, what one eats. In these areas, they are incredibly successful. ... Even if the Islamists never come to power, they have transformed their countries." Political Islamists were described as "competing in the democratic public square in places like Turkey, Tunisia, Malaysia and Indonesia".
Types
Moderate Islamism
Moderate Islamism is the emerging Islamist discourses and movements which considered deviated from the traditional Islamist discourses of the mid-20th century. Moderate Islamism is characterized by pragmatic participation within the existing constitutional and political framework, in the most cases democratic institution. Moderate Islamists make up the majority of the contemporary Islamist movements. From the philosophical perspective, their discourses are represented by reformation or reinterpretation of modern socio-political institutions and values imported from the West including democracy. This had led to the conception of Islamic form of such institutions, and Islamic interpretations are often attempted within this conception. In the example of democracy, Islamic democracy as an Islamized form of the system has been intellectually developed. In Islamic democracy, the concept of shura, the tradition of consultation which considered as Sunnah of the prophet Muhammad, is invoked to Islamically reinterpret and legitimatize the institution of democracy.
Performance, goal, strategy, and outcome of moderate Islamist movements vary considerably depending on the country and its socio-political and historical context. In terms of performance, most of the Islamist political parties are oppositions. However, there are few examples they govern or obtain the substantial number of the popular votes. This includes National Congress of Sudan, National Iraqi Alliance of Iraq and Justice and Development Party (PJD) of Morocco. Their goal also ranges widely. The Ennahda Movement of Tunisia and Prosperous Justice Party (PKS) of Indonesia formally resigned their vision of implementing sharia. In Morocco, PJD supported King Muhammad VI's Mudawana, a "startlingly progressive family law" which grants women the right to a divorce, raises the minimum age for marriage to 18, and, in the event of separation, stipulates equal distribution of property. To the contrary, National Congress of Sudan has implemented the strict interpretation of sharia with the foreign support from the conservative states. Movements of the former category are also termed as Post-Islamism (see below). Their political outcome is interdependent with their goal and strategy, in which what analysts call "inclusion-moderation theory" is in effect. Inclusion-moderation theory assumes that the more lenient the Islamists become, the less likely their survival will be threatened. Similarly, the more accommodating the government be, the less extreme Islamists become.
Moderate Islamism within the democratic institution is a relatively recent phenomenon. Throughout the 80s and 90s, major moderate Islamist movements such as the Muslim Brotherhood and the Ennahda were excluded from democratic political participation. Islamist movements operated within the state framework were markedly scrutinized during the Algerian Civil War (1991–2002) and after the increase of terrorism in Egypt in the 90s. Reflecting on these failures, Islamists turned increasingly into revisionist and receptive to democratic procedures in the 21st century. The possibility of accommodating this new wave of modernist Islamism has been explored among the Western intellectuals, with the concept such as Turkish model was proposed. The concept was inspired by the perceived success of Turkish Justice and Development Party (AKP) led by Recep Tayyip Erdoğan in harmonizing the Islamist principles within the secular state framework. Turkish model, however, has been considered came "unstuck" after recent purge and violations of democratic principles by the Erdoğan regime. Critics of the concept hold that Islamist aspirations are fundamentally incompatible with the democratic principles, thus even moderate Islamists are totalitarian in nature. As such, it requires strong constitutional checks and the effort of the mainstream Islam to detach political Islam from the public discourses.
Post-Islamism
Iranian political sociologist Asef Bayat proposed the term Post-Islamism to refer to Islamist movements which departured from traditional Islamist discourses of the mid-20th century, having found that "following a phase of experimentation", the "appeal, energy, symbols and sources of legitimacy of Islamism" were "exhausted, even among its once-ardent supporters. As such, post-Islamism is not anti-Islamic, but rather reflects a tendency to resecularize religion." This state originally pertained only to Iran, where "post-Islamism is expressed in the idea of fusion between Islam (as a personalized faith) and individual freedom and choice; and post-Islamism is associated with the values of democracy and aspects of modernity". A 2008 Lowy Institute for International Policy paper suggests that PKS of Indonesia and AKP of Turkey are post-Islamist. The characterization can be applied to Malaysian Islamic Party (PAS), and used to describe the "ideological evolution" within the Ennahda of Tunisia.<ref>{{cite journal|title=Post-Islamism, ideological evolution and 'la tunisianite of the Tunisian Islamist party al-Nahda|journal=Journal of Political Ideologies|volume=20|number=1|year=2015|pages=27–42|first1=Francesco |last1=Cavatorta|first2=Fabio|last2=Merone|doi=10.1080/13569317.2015.991508|s2cid=143777291}}</ref>
Salafi movement
The contemporary Salafi movement encompasses a broad range of ultraconservative Islamist doctrines which share the reformist mission of Ibn Taymiyyah. From the perspective of political Islam, the Salafi movement can be broadly categorized into three groups; the quietist (or the purist), the activist (or haraki) and the jihadist (Salafi jihadism, see below). The quietist school advocates for societal reform through religious education and proselytizing rather than political activism. The activist school, to the contrary, encourages political participation within the constitutional and political framework. The jihadist school is inspired by the ideology of Sayyid Qutb (Qutbism, see below), and rejects the legitimacy of secular institutions and promotes the revolution in order to pave the way for the establishment of a new Caliphate.
The quietist Salafi movement is stemming from the teaching of Nasiruddin Albani, who challenged the notion of taqlid (imitation, conformity to the legal precedent) as a blind adherence. As such, they alarm the political participation as potentially leading to the division of the Muslim community. This school is exemplified by Madkhalism which is based on the writings of Rabee al-Madkhali. Madkhalism originated in the 90s Saudi Arabia, as a reaction against the rise of the Salafi activism and the threat of Salafi Jihadism. It rejects any kind of opposition against the secular governance, thus endorsed by the authoritarian governments of Egypt and Saudi Arabia during the 90s. The influence of the quietist school has waned significantly in the Middle East recently, as the governments began incorporating Islamist factions emanating from the popular demand.
The politically active Salafi movement, Salafi activism or harakis, is based on the religious belief that endorses non-violent political activism in order to protect God's Divine governance. This means that politics is a field which requires Salafi principles to be applied as well, in the same manner with other aspects of society and life. Salafi activism originated in the 50s to 60s Saudi Arabia, where many Muslim Brothers had taken refuge from the prosecution by the Nasser regime. There, Muslim Brothers' Islamism had synthesized with Salafism, and led to the creation of the Salafi activist trend exemplified by the Sahwa movement in the 80s, promulgated by Safar Al-Hawali and Salman al-Ouda. Today, the school makes up the majority of Salafism. There are many active Salafist political parties throughout the Muslim world, including Al Nour Party of Egypt, Al Islah of Yemen and Al Asalah of Bahrain.
Wahhabism
The antecedent of the contemporary Salafi movement is Wahhabism, which traces back to the 18th-century reform movement in Najd by Muhammad ibn Abd al-Wahhab. Although having different roots, Wahhabism and Salafism are considered more or less merged in the 60s Saudi Arabia.Stephane Lacroix, Al-Albani's Revolutionary Approach to Hadith . Leiden University's ISIM Review, Spring 2008, #21. In the process, Salafism had been greatly influenced by Wahhabism, and today they share the similar religious outlook. Wahhabism is also described as a Saudi brand of Salafism. From the political perspective, Wahhabism is marked in its teaching of bay'ah (oath to allegiance), which requires Muslims to present an allegiance to the ruler of the society. Wahhabis have traditionally given their allegiance to the House of Saud, and this has made them apolitical in Saudi Arabia. However, there are small numbers of other strains including Salafi Jihadist offshoot which decline to present an allegiance to the House of Saud. Wahhabism is also characterized by its disinterest in social justice, anticolonialism, or economic equality, expounded upon by the mainstream Islamists. Historically, Wahhabism was state-sponsored and internationally propagated by Saudi Arabia with the help of funding from mainly Saudi petroleum exports, leading to the "explosive growth" of its influence (and subsequently, the influence of Salafism) from the 70s (a phenomenon often dubbed as Petro-Islam). Today, both Wahhabism and Salafism exert their influence worldwide, and they have been indirectly contributing to the upsurge of Salafi Jihadism as well.
Militant Islamism/Jihadism
Qutbism
Qutbism is an ideology formulated by Sayyid Qutb, an influential figure of the Muslim Brotherhood during the 50s and 60s, which justifies the use of violence in order to push the Islamist goals. Qutbism is marked by the two distinct methodological concepts; one is takfirism, which in the context of Qutbism, indicates the excommunication of fellow Muslims who are deemed equivalent to apostate, and another is "offensive Jihad", a concept which promotes violence in the name of Islam against the perceived kuffar (infidels). Based on the two concepts, Qutbism promotes engagement against the state apparatus in order to topple down its regime. Fusion of Qutbism and Salafi Movement had resulted in the development of Salafi jihadism (see below).
Qutbism is considered a product of the extreme repression experienced by Qutb and his fellow Muslim Brothers under the Nasser regime, which was resulted from the 1954 Muslim Brothers plot to assassinate Nasser. During the repression, thousands of Muslim Brothers were imprisoned, many of them, including Qutb, tortured and held in concentration camps. Under this condition, Qutb had cultivated his Islamist ideology in his seminal work Ma'alim fi-l-Tariq (Milestones), in which he equated the Muslims within the Nasser regime with secularism and the West, and described them as regression back to jahiliyyah (period of time before the advent of Islam). In this context, he allowed the tafkir (which was an unusual practice before the rejuvenation by Qutb) of said Muslims. Although Qutb was executed before the completion of his ideology, his idea was disseminated and continuously expanded by the later generations, among them Abdullah Yusuf Azzam and Ayman Al-Zawahiri, who was a student of Qutb's brother Muhammad Qutb and later became a mentor of Osama bin Laden. Al-Zawahiri was considered "the purity of Qutb's character and the torment he had endured in prison," and had played an extensive role in the normalization of offensive Jihad within the Qutbist discourse. Both al-Zawahiri and bin Laden had become the core of Jihadist movements which exponentially developed in the backdrop of the late 20th-century geopolitical crisis throughout the Muslim world.
Salafi Jihadism
Salafi jihadism is a term coined by Gilles Kepel in 2002, referring to the ideology which actively promotes and conducts violence and terrorism in order to pursue the establishment of an Islamic state or a new Caliphate.Deneoux, Guilain (June 2002). "The Forgotten Swamp: Navigating Political Islam". Middle East Policy. pp. 69–71." Today, the term is often simplified to Jihadism or Jihadist movement in popular usage according to Martin Kramer. It is a hybrid ideology between Qutbism, Salafism, Wahhabism and other minor Islamist strains.القطبية الإخوانية والسرورية قاعدة مناهج السلفية التكفيرية. al-Arab Online. Retrieved December 4, 2017. Qutbism taught by scholars like Abdullah Azzam provided the political intellectual underpinnings with the concepts like takfirism, and Salafism and Wahhabism provided the religious intellectual input. Salafi Jihadism makes up a tiny minority of the contemporary Islamist movements.
Distinct characteristics of Salafi Jihadism noted by Robin Wright include the formal process of taking bay'ah (oath of allegiance) to the leader, which is inspired by the Wahhabi teaching. Another characteristic is its flexibility to cut ties with the less-popular movements when its strategically or financially convenient, exemplified by the relations between al-Qaeda and al-Nusra Front. Other marked developments of Salafi Jihadism include the concepts of "near enemy" and "far enemy". "Near enemy" connotes the despotic regime occupying the Muslim society, and the term was coined by Mohammed Abdul-Salam Farag in order to justify the assassination of Anwar al-Sadat by the Salafi Jihadi organization Egyptian Islamic Jihad (EIJ) in 1981. Later, the concept of "far enemy" which connotes the West was introduced and formally declared by al-Qaeda in 1996.Al Qaeda grows as its leaders focus on the 'near enemy'. The National. Retrieved December 3, 2017.
Salafi Jihadism emerged during the 80s when the Soviet invaded Afghanistan. Local mujahideen had extracted financial, logistical and military support from Saudi Arabia, Pakistan and the United States. Later, Osama bin Laden established al-Qaeda as a transnational Salafi Jihadi organization in 1988 to capitalize on this financial, logistical and military network and to expand their operation. The ideology had seen its rise during the 90s when the Muslim world experienced numerous geopolitical crisis, notably the Algerian Civil War (1991–2002), Bosnian War (1992–1995), and the First Chechen War (1994–1996). Within these conflicts, political Islam often acted as a mobilizing factor for the local belligerents, who demanded financial, logistical and military support from al-Qaeda, in the exchange for active proliferation of the ideology. After the 1998 bombings of US embassies, September 11 attacks (2001), the US-led invasion of Afghanistan (2001) and Iraq (2003), Salafi Jihadism had seen its momentum. However, it got devastated by the US counterterrorism operations, culminating in bin Laden's death in 2011. After the Arab Spring (2011) and subsequent Syrian Civil War (2011–present), the remnants of al-Qaeda franchise in Iraq had restored their capacity, which rapidly developed into the Islamic State of Iraq and the Levant, spreading its influence throughout the conflict zones of MENA region and the globe.
History
Predecessor movements
Some Islamic revivalist movements and leaders pre-dating Islamism include:
Ahmad Sirhindi (~1564–1624) was part of a reassertion of orthodoxy within Islamic Mysticism (Taṣawwuf) and was known to his followers as the 'renovator of the second millennium'. It has been said of Sirhindi that he 'gave to Indian Islam the rigid and conservative stamp it bears today.'Qamar-ul Huda (2003), Striving for Divine Union: Spiritual Exercises for Suhraward Sufis, RoutledgeCurzon, pp. 1–4.
Ibn Taymiyyah, a Syrian Islamic jurist during the 13th and 14th centuries who is often quoted by contemporary Islamists. Ibn Taymiyya argued against the shirking of Sharia law, was against practices such as the celebration of Muhammad's birthday, and "he believed that those who ask assistance from the grave of the Prophet or saints, are mushrikin (polytheists), someone who is engaged in shirk."
Shah Waliullah of India and Muhammad ibn Abd-al-Wahhab of Arabia were contemporaries who met each other while studying in Mecca. Muhammad ibn Abd-al-Wahhab advocated doing away with the later accretions like grave worship and getting back to the letter and the spirit of Islam as preached and practiced by Muhammad. He went on to found Wahhabism. Shah Waliullah was a forerunner of reformist Islamists like Muhammad Abduh, Muhammad Iqbal and Muhammad Asad in his belief that there was "a constant need for new ijtihad as the Muslim community progressed and expanded and new generations had to cope with new problems" and his interest in the social and economic problems of the poor.
Sayyid Ahmad Barelvi was a disciple and successor of Shah Waliullah's son who emphasized the 'purification' of Islam from un-Islamic beliefs and practices. He anticipated modern militant Islamists by leading an extremist, jihadist movement and attempted to create an Islamic state based on the enforcement of Islamic law. While he engaged in several wars against the Sikh Empire in the Muslim-majority North-Western India, his followers participated in the Indian Rebellion of 1857 after his death.
After the defeat of the Indian Rebellion, some of Shah Waliullah's followers ceased their involvement in military affairs and founded the Dar al-Ulum seminary in 1867 in the town of Deoband. From the school developed the Deobandi movement which became the largest philosophical movement of traditional Islamic thought on the subcontinent and led to the establishment of thousands of madrasahs throughout modern-day India, Pakistan and Bangladesh.
Early history
The end of the 19th century saw the dismemberment of most of the Muslim Ottoman Empire by non-Muslim European colonial powers. The empire spent massive sums on Western civilian and military technology to try to modernize and compete with the encroaching European powers, and in the process went deep into debt to these powers.
In this context, the publications of Jamal ad-din al-Afghani (1837–97), Muhammad Abduh (1849–1905) and Rashid Rida (1865–1935) preached Islamic alternatives to the political, economic, and cultural decline of the empire. Muhammad Abduh and Al-Afghani formed the beginning of the early Islamist movement.The New Encyclopedia of Islam by Cyril Glasse, Rowman and Littlefield, 2001, p. 19Historical Dictionary of Islam by Ludwig W. Wadamed, Scarecrow Press, 2001, p. 233 Abduh's student, Rashid Rida, is widely regarded as one of "the ideological forefathers" of contemporary Islamist movements.
The development of Islamism across the Islamic World was spearheaded by three prominent figures in the 1930s: Rashid Rida, early leader of Salafiyya movement and publisher of the widely read magazine Al-Manar; Hassan al-Banna, founder of the Egyptian Muslim Brotherhood; and Mustafa al-Siba’i, founder of the Syrian Muslim Brotherhood. Their ideas included the creation of a truly Islamic society under sharia law, and the rejection of taqlid, the blind imitation of earlier authorities, which they believed deviated from the true messages of Islam. Unlike some later Islamists, Early Salafiyya strongly emphasized the restoration of the Caliphate.
Sayyid Rashid Rida
The crises experienced across the Muslim World after the collapse of Ottoman Caliphate would re-introduce the debates over the theory of an alternative Islamic state into the centre of Muslim religious-political thinking of the early 20th-century. A combination of events such as the secularisation of Turkey, the aggressiveness of Western colonial empires, the set backs to modernist and liberal movements in Egypt, and the Palestinian crisis would propel this shift. The modern concept of an Islamic state was first articulated by the Syrian-Egyptian Islamic scholar Muhammad Rashid Rida. As the circumstances shifted through further Western cultural and imperial inroads, militant Islamists and fundamentalists stepped up to assert Islamic values using Rida's ideas as the chief vehicle, starting from 1950s. Rashid Rida played a major role in shaping the revolutionary ideology of the early years of the Egyptian Muslim Brotherhood. Fundamentalism initially became the meeting-ground between the Salafiyyah movement and the Wahhäbi movement of Saudi Arabia. These movements later on drifted apart, with the Salafiyyah being increasingly represented by activist and revolutionary trends, and Wahhäbism by purist conservatism that was characterised by political quietism. Rida's Islamic state emphasized the principle of shura, which would be dominated by the '''Ulama' who act as the natural representatives of Muslims. The Salafi proponents of the modern Islamic state conceive it as a testing ground for protecting the moral and cultural integrity of the Muslim Ummah. Rashid Rida played a significant role in forming the ideology of Muslim Brotherhood and other Sunni Islamist movements across the World.
In his influential book al-Khilafa aw al-Imama al-'Uzma ("The Caliphate or the Grand Imamate"); Rashid Rida elaborated on the establishment of his proposed “Islamic state” which emphasised the implementation of Sharia as well as the adoption of an Islamic consultation system (shura) that enshrined leading role of the Ulema (Islamic scholars) in political life. This doctrine would become the blue-print of future Islamist movements. Rida believed that societies that properly obeyed Sharia would be able to successfully emerge as alternatives to both capitalism as well as the disorder of class-based socialism; since such a society would be unsusceptible to its temptations.
In Rida's Caliphate, the Khalifa was to be the supreme head whose role was to govern by supervising the application of Islamic laws. This was to happen through a partnership between the Mujtahid ulema and the ‘‘true caliph’'; who engage in Ijtihad by evaluating the Scriptures and govern through shura (consultation). This Khilafa shall also be able to revitalise the Islamic civilization, restore political and legal independence to the Muslim umma (community of Muslim believers), and cleanse Islam from the heretical influences of Sufism. Rashid Rida's Islamic political theory would greatly influence many subsequent Islamic revivalist movements across the Arab world. Rida was certain that an Islamic society which implemented Sharia in the proper manner would be able to successfully resist both capitalism as well as the disorder of class-based socialism; since such a society would be unsusceptible to its temptations.
Rida belonged to the last generation of Islamic scholars who were educated entirely within a traditional Islamic system, and expressed views in a self-conscious vernacular that owed nothing to the modern West. Islamist intellectuals that succeeded Rida, such as Hasan al-Banna, would not measure up to the former's scholarly credentials. The subsequent generations ushered in the advent of the radical thinker Sayyid Qutb, who in contrast to Rida, did not have detailed knowledge of religious sciences to address Muslims authoritatively on Sharia. An intellectual rather than a populist, Qutb would reject the West entirely in the most forceful manner; while simultaneously employing Western terminology to substantiate his beliefs and used the classical sources to bolster his subjective methodology to Scriptures.
Muhammad Iqbal
Muhammad Iqbal was a philosopher, poet and politician in British India who is widely regarded as having inspired the Islamic Nationalism and Pakistan Movement in British India. Iqbal is admired as a prominent classical poet by Pakistani, Iranian, Indian and other international scholars of literature. Though Iqbal is best known as an eminent poet, he is also a highly acclaimed "Islamic philosophical thinker of modern times".
While studying law and philosophy in England and Germany, Iqbal became a member of the London branch of the All India Muslim League. He came back to Lahore in 1908. While dividing his time between law practice and philosophical poetry, Iqbal had remained active in the Muslim League. He did not support Indian involvement in World War I and remained in close touch with Muslim political leaders such as Muhammad Ali Johar and Muhammad Ali Jinnah. He was a critic of the mainstream Indian nationalist and secularist Indian National Congress. Iqbal's seven English lectures were published by Oxford University press in 1934 in a book titled The Reconstruction of Religious Thought in Islam. These lectures dwell on the role of Islam as a religion as well as a political and legal philosophy in the modern age.
Iqbal expressed fears that not only would secularism and secular nationalism weaken the spiritual foundations of Islam and Muslim society, but that India's Hindu-majority population would crowd out Muslim heritage, culture and political influence. In his travels to Egypt, Afghanistan, Palestine and Syria, he promoted ideas of greater Islamic political co-operation and unity, calling for the shedding of nationalist differences. Sir Muhmmad Iqbal was elected as president of the Muslim League in 1930 at its session in Allahabad as well as for the session in Lahore in 1932. In his Allahabad Address on 29 December 1930, Iqbal outlined a vision of an independent state for Muslim-majority provinces in northwestern India. This address later inspired the Pakistan movement.
The thoughts and vision of Iqbal later influenced many reformist Islamists, e.g., Muhammad Asad, Sayyid Abul Ala Maududi and Ali Shariati.
Sayyid Abul Ala Maududi
Sayyid Abul Ala Maududi was an important early twentieth-century figure in the Islamic revival in India, and then after independence from Britain, in Pakistan. Trained as a lawyer he chose the profession of journalism, and wrote about contemporary issues and most importantly about Islam and Islamic law. Maududi founded the Jamaat-e-Islami party in 1941 and remained its leader until 1972. However, Maududi had much more impact through his writing than through his political organising. His extremely influential books (translated into many languages) placed Islam in a modern context, and influenced not only conservative ulema but liberal modernizer Islamists such as al-Faruqi, whose "Islamization of Knowledge" carried forward some of Maududi's key principles.
Influenced by the Islamic state theory of Rashid Rida, al-Mawdudi believed that his contemporary situation wherein Muslims increasingly imitated the West in their daily life as comparable to a modern Jahiliyyah . This Jahiliyya was responsible for the decline of the “Ummah” and the erosion of Islamic values. Only by establishing the “Islamic State” which rules by sharia in its true sense could the modern Jahiliyyah be avoided, by upholding Allah's absolute sovereignty over the world. Maududi believed that Islam was all-encompassing: "Everything in the universe is 'Muslim' for it obeys God by submission to His laws... The man who denies God is called Kafir (concealer) because he conceals by his disbelief what is inherent in his nature and embalmed in his own soul."
Maududi also believed that Muslim society could not be Islamic without Sharia, and Islam required the establishment of an Islamic state. This state should be a "theo-democracy," based on the principles of: tawhid (unity of God), risala (prophethood) and khilafa (caliphate).
Although Maududi talked about Islamic revolution, by "revolution" he meant not the violence or populist policies of the Iranian Revolution, but the gradual changing the hearts and minds of individuals from the top of society downward through an educational process or da'wah.
Muslim Brotherhood
Roughly contemporaneous with Maududi was the founding of the Muslim Brotherhood in Ismailiyah, Egypt in 1928 by Hassan al Banna. His was arguably the first, largest and most influential modern Islamic political/religious organization. Under the motto "the Qur'an is our constitution,"
it sought Islamic revival through preaching and also by providing basic community services including schools, mosques, and workshops. Like Maududi, Al Banna believed in the necessity of government rule based on Shariah law implemented gradually and by persuasion, and of eliminating all imperialist influence in the Muslim world.
Some elements of the Brotherhood, though perhaps against orders, did engage in violence against the government, and its founder Al-Banna was assassinated in 1949 in retaliation for the assassination of Egypt's premier Mahmud Fami Naqrashi three months earlier. The Brotherhood has suffered periodic repression in Egypt and has been banned several times, in 1948 and several years later following confrontations with Egyptian president Gamal Abdul Nasser, who jailed thousands of members for several years.
Despite periodic repression, the Brotherhood has become one of the most influential movements in the Islamic world, particularly in the Arab world. For many years it was
described as "semi-legal" and was the only opposition group in Egypt able to field candidates during elections. In the 2011–12 Egyptian parliamentary election, the political parties identified as "Islamist" (the Brotherhood's Freedom and Justice Party, Salafi Al-Nour Party and liberal Islamist Al-Wasat Party) won 75% of the total seats. Mohamed Morsi, an Islamist of Muslim Brotherhood, was the first democratically elected president of Egypt. He was deposed during the 2013 Egyptian coup d'état.
Sayyid Qutb
Maududi's political ideas influenced Sayyid Qutb a leading member of the Muslim Brotherhood movement, and one of the key philosophers of Islamism and highly influential thinkers of Islamic universalism. Qutb believed things had reached such a state that the Muslim community had literally ceased to exist. It "has been extinct for a few centuries," having reverted to Godless ignorance (Jahiliyya).
To eliminate jahiliyya, Qutb argued Sharia, or Islamic law, must be established. Sharia law was not only accessible to humans and essential to the existence of Islam, but also all-encompassing, precluding "evil and corrupt" non-Islamic ideologies like communism, nationalism, or secular democracy.
Qutb preached that Muslims must engage in a two-pronged attack of converting individuals through preaching Islam peacefully and also waging what he called militant jihad so as to forcibly eliminate the "power structures" of Jahiliyya—not only from the Islamic homeland but from the face of the earth.
Qutb was both a member of the brotherhood and enormously influential in the Muslim world at large. Qutb is considered by some (Fawaz A. Gerges) to be "the founding father and leading theoretician" of modern jihadists, such as Osama bin Laden. However, the Muslim Brotherhood in Egypt and in Europe has not embraced his vision of undemocratic Islamic state and armed jihad, something for which they have been denounced by radical Islamists.
Ascendance on international politics
Islamic fervor was understood as a weapon that the United States could use as a weapon in its Cold War against the Soviet Union and its communist allies because communism professes atheism. In a September 1957 White House meeting between U.S. President Eisenhower and senior U.S. foreign policy officials, it was agreed to use the communists' lack of religion against them by setting up a secret task force to deliver weapons to Middle East despots, including the Saudi Arabian rulers. "We should do everything possible to stress the 'holy war' aspect" that has currency in the Middle East, President Eisenhower stated in agreement.
Six-Day War (1967)
The quick and decisive defeat of the Arab troops during the Six-Day War by Israeli troops constituted a pivotal event in the Arab Muslim world. The defeat along with economic stagnation in the defeated countries, was blamed on the secular Arab nationalism of the ruling regimes. A steep and steady decline in the popularity and credibility of secular, socialist and nationalist politics ensued. Ba'athism, Arab socialism, and Arab nationalism suffered, and different democratic and anti-democratic Islamist movements inspired by Maududi and Sayyid Qutb gained ground.
Iranian Revolution (1978–1979)
The first modern "Islamist state" (with the possible exception of Zia's Pakistan) was established among the Shia of Iran. In a major shock to the rest of the world, Ayatollah Ruhollah Khomeini led the Iranian Revolution of 1979 in order to overthrow the oil-rich, well-armed, Westernized and pro-American secular monarchy ruled by Shah Muhammad Reza Pahlavi.
The views of Ali Shariati, the ideologue of the Iranian Revolution, resembled those of Mohammad Iqbal, the ideological father of the State of Pakistan, but Khomeini's beliefs are perceived to be placed somewhere between the beliefs of Shia Islam and the beliefs of Sunni Islamic thinkers like Mawdudi and Qutb. He believed that complete imitation of the Prophet Mohammad and his successors such as Ali for the restoration of Sharia law was essential to Islam, that many secular, Westernizing Muslims were actually agents of the West and therefore serving Western interests, and that acts such as the "plundering" of Muslim lands was part of a long-term conspiracy against Islam by Western governments.
His views differed from those of Sunni scholars in:
As a Shia, Khomeini looked to Ali ibn Abī Tālib and Husayn ibn Ali Imam, but not caliphs Abu Bakr, Omar or Uthman.
Khomeini talked not about restoring the Caliphate or Sunni Islamic democracy, but about establishing a state where the guardianship of the democratic or the dictatorial political system was performed by Shia jurists (ulama) as the successors of Shia Imams until the Mahdi returns from occultation. His concept of velayat-e-faqih ("guardianship of the [Islamic] jurist"), held that the leading Shia Muslim cleric in society—which Khomeini's mass of followers believed and chose to be himself—should serve as the supervisor of the state in order to protect or "guard" Islam and Sharia law from "innovation" and "anti-Islamic laws" passed by dictators or democratic parliaments.
The revolution was influenced by Marxism through Islamist thought and also by writings that sought either to counter Marxism (Muhammad Baqir al-Sadr's work) or to integrate socialism and Islamism (Ali Shariati's work). A strong wing of the revolutionary leadership was made up of leftists or "radical populists", such as Ali Akbar Mohtashami-Pur.
While initial enthusiasm for the Iranian revolution in the Muslim world was intense, it has waned as critics hold and campaign that "purges, executions, and atrocities tarnished its image".
The Islamic Republic has also maintained its hold on power in Iran in spite of US economic sanctions, and has created or assisted like-minded Shia terrorist groups in Iraq,(SCIRI) and Lebanon (Hezbollah) (two Muslim countries that also have large Shiite populations).
During the 2006 Israel-Lebanon conflict, the Iranian government enjoyed something of a resurgence in popularity among the predominantly Sunni "Arab street," due to its support for Hezbollah and to President Mahmoud Ahmadinejad's vehement opposition to the United States and his call that Israel shall vanish.
Grand Mosque seizure (1979)
The strength of the Islamist movement was manifest in an event which might have seemed sure to turn Muslim public opinion against fundamentalism, but did just the opposite. In 1979 the Grand Mosque in Mecca Saudi Arabia was seized by an armed fundamentalist group and held for over a week. Scores were killed, including many pilgrim bystanders in a gross violation of one of the most holy sites in Islam (and one where arms and violence are strictly forbidden).
Instead of prompting a backlash against the movement from which the attackers originated, however, Saudi Arabia, already very conservative, responded by shoring up its fundamentalist credentials with even more Islamic restrictions. Crackdowns followed on everything from shopkeepers who did not close for prayer and newspapers that published pictures of women, to the selling of dolls, teddy bears (images of animate objects are considered haraam), and dog food (dogs are considered unclean).
In other Muslim countries, blame for and wrath against the seizure was directed not against fundamentalists, but against Islamic fundamentalism's foremost geopolitical enemy—the United States. Ayatollah Khomeini sparked attacks on American embassies when he announced:
It is not beyond guessing that this is the work of criminal American imperialism and international Zionism despite the fact that the object of the fundamentalists' revolt was the Kingdom of Saudi Arabia, America's major ally in the region. Anti-American demonstrations followed in the Philippines, Turkey, Bangladesh, India, the UAE, Pakistan, and Kuwait. The US Embassy in Libya was burned by protesters chanting pro-Khomeini slogans and the embassy in Islamabad, Pakistan was burned to the ground.
Soviet invasion of Afghanistan (1979–1989)
In 1979, the Soviet Union deployed its 40th Army into Afghanistan, attempting to suppress an Islamic rebellion against an allied Marxist regime in the Afghan Civil War. The conflict, pitting indigenous impoverished Muslims (mujahideen) against an anti-religious superpower, galvanized thousands of Muslims around the world to send aid and sometimes to go themselves to fight for their faith. Leading this pan-Islamic effort was Palestinian sheikh Abdullah Yusuf Azzam. While the military effectiveness of these "Afghan Arabs" was marginal, an estimated 16,000 to 35,000 Muslim volunteers came from around the world to fight in Afghanistan.
When the Soviet Union abandoned the Marxist Najibullah regime and withdrew from Afghanistan in 1989 (the regime finally fell in 1992), the victory was seen by many Muslims as the triumph of Islamic faith over superior military power and technology that could be duplicated elsewhere.
The jihadists gained legitimacy and prestige from their triumph both within the militant community and among ordinary Muslims, as well as the confidence to carry their jihad to other countries where they believed Muslims required assistance.|
The "veterans of the guerrilla campaign" returning home to Algeria, Egypt, and other countries "with their experience, ideology, and weapons," were often eager to continue armed jihad.
The collapse of the Soviet Union itself, in 1991, was seen by many Islamists, including Bin Laden, as the defeat of a superpower at the hands of Islam. Concerning the $6 billion in aid given by the US and Pakistan's military training and intelligence support to the mujahideen, bin Laden wrote: "[T]he US has no mentionable role" in "the collapse of the Soviet Union ... rather the credit goes to God and the mujahidin" of Afghanistan.
Persian Gulf War (1990–1991)
Another factor in the early 1990s that worked to radicalize the Islamist movement was the Gulf War, which brought several hundred thousand US and allied non-Muslim military personnel to Saudi Arabian soil to put an end to Saddam Hussein's occupation of Kuwait. Prior to 1990 Saudi Arabia played an important role in restraining the many Islamist groups that received its aid. But when Saddam, secularist and Ba'athist dictator of neighboring Iraq, attacked Kuwait (his enemy in the war), western troops came to protect the Saudi monarchy. Islamists accused the Saudi regime of being a puppet of the west.
These attacks resonated with conservative Muslims and the problem did not go away with Saddam's defeat either, since American troops remained stationed in the kingdom, and a de facto cooperation with the Palestinian-Israeli peace process developed. Saudi Arabia attempted to compensate for its loss of prestige among these groups by repressing those domestic Islamists who attacked it (bin Laden being a prime example), and increasing aid to Islamic groups (Islamist madrassas around the world and even aiding some violent Islamist groups) that did not, but its pre-war influence on behalf of moderation was greatly reduced. One result of this was a campaign of attacks on government officials and tourists in Egypt, a bloody civil war in Algeria and Osama bin Laden's terror attacks climaxing in the 9/11 attack.
2000s
By the beginning of the twenty first century, "the word secular, a label proudly worn" in the 1960s and 70s was "shunned" and "used to besmirch" political foes in Egypt and the rest of the Muslim world. Islamists surpassed the small secular opposition parties in terms of "doggedness, courage," "risk-taking" or "organizational skills".
In the Middle East and Pakistan, religious discourse dominates societies, the airwaves, and thinking about the world. Radical mosques have proliferated throughout Egypt. Book stores are dominated by works with religious themes ... The demand for sharia, the belief that their governments are unfaithful to Islam and that Islam is the answer to all problems, and the certainty that the West has declared war on Islam; these are the themes that dominate public discussion. Islamists may not control parliaments or government palaces, but they have occupied the popular imagination.
Opinion polls in a variety of Islamic countries showed that significant majorities opposed groups like ISIS, but also wanted religion to play a greater role in public life.
"Post-Islamism"
By 2020, approximately 40 years after the Islamic overthrow of the Shah of Iran and the seizure of the Grand Mosque by extremists, a number of observers (Olivier Roy, Mustafa Akyol, Nader Hashemi) detected a decline in the vigor and popularity of Islamism. Islamism had been an idealized/utopian concept to compare with the grim reality of the status quo, but in more than four decades it had failed to establish a "concrete and viable blueprint for society" despite repeated efforts (Olivier Roy); and instead had left a less than inspiring track record of its impact on the world (Nader Hashemi). Consequently,
in addition to the trend towards moderation by Islamist or formerly Islamist parties (such as PKS of Indonesia, AKP of Turkey, and PAS of Malaysia) mentioned above, there has been a social/religious and sometimes political backlash against Islamist rule in countries like Turkey, Iran, and Sudan (Mustafa Akyol).
Writing in 2020, Mustafa Akyol argues there has been a strong reaction by many Muslims against political Islam, including a weakening of religious faith -- the very thing Islamism was intended to strengthen. He suggests this backlash against Islamism among Muslim youth has come from all the "terrible things" that have happened in the Arab world in the twenty first century "in the name of Islam" -- such as the "sectarian civil wars in Syria, Iraq and Yemen".
Polls taken by Arab Barometer in six Arab countries — Algeria, Egypt, Tunisia, Jordan, Iraq and Libya — found "Arabs are losing faith in religious parties and leaders." In 2018-19, in all six countries, fewer than 20% of those asked whether they trusted Islamist parties answered in the affirmative. That percentage had fallen (in all six countries) from when the same question was asked in 2012-14. Mosque attendance also declined more than 10 points on average, and the share of those Arabs describing themselves as "not religious" went from 8% in 2013 to 13% in 2018-19. In Syria, Sham al-Ali reports "Rising apostasy among Syrian youths".
Writing in 2021, Nader Hashemi notes that in Iraq, Sudan, Tunisia, Egypt, Gaza, Jordan and other places were Islamist parties have come to power or campaigned to, "one general theme stands. The popular prestige of political Islam has been tarnished by its experience with state power."
Even Islamist terrorism was in decline and tended "to be local" rather than pan-Islamic. As of 2021, Al-Qaeda consisted of "a bunch of militias" with no effective central command (Fareed Zakaria).
Rise of Islamism by country
Afghanistan (Taliban)
In Afghanistan, the mujahideen's victory against the Soviet Union in the 1980s did not lead to justice and prosperity, due to a vicious and destructive civil war between political and tribal warlords, making Afghanistan one of the poorest countries on earth. In 1992, the Democratic Republic of Afghanistan ruled by communist forces collapsed, and democratic Islamist elements of mujahideen founded the Islamic State of Afghanistan. In 1996, a more conservative and anti-democratic Islamist movement known as the Taliban rose to power, defeated most of the warlords and took over roughly 80% of Afghanistan.
The Taliban were spawned by the thousands of madrasahs the Deobandi movement established for impoverished Afghan refugees and supported by governmental and religious groups in neighboring Pakistan. The Taliban differed from other Islamist movements to the point where they might be more properly described as Islamic fundamentalist or neofundamentalist, interested in spreading "an idealized and systematized version of conservative tribal village customs" under the label of Sharia to an entire country. Their ideology was also described as being influenced by Wahhabism, and the extremist jihadism of their guest Osama bin Laden.
The Taliban considered "politics" to be against Sharia and thus did not hold elections. They were led by Abdul Ghani Baradar and Mohammed Omar who was given the title "Amir al-Mu'minin" or Commander of the Faithful, and a pledge of loyalty by several hundred Taliban-selected Pashtun clergy in April 1996. Taliban were overwhelmingly Pashtun and were accused of not sharing power with the approximately 60% of Afghans who belonged to other ethnic groups. (see: Taliban#Ideology and aims)
The Taliban's hosting of Osama bin Laden led to an American-organized attack which drove them from power following the 9/11 attacks.
Taliban are still very much alive and fighting a vigorous insurgency with suicide bombings and armed attacks being launched against NATO and Afghan government targets.
Algeria
An Islamist movement influenced by Salafism and the jihad in Afghanistan, as well as the Muslim Brotherhood, was the FIS or Front Islamique de Salut (the Islamic Salvation Front) in Algeria. Founded as a broad Islamist coalition in 1989 it was led by Abbassi Madani, and a charismatic Islamist young preacher, Ali Belhadj. Taking advantage of economic failure and unpopular social liberalization and secularization by the ruling leftist-nationalist FLN government, it used its preaching to advocate the establishment of a legal system following Sharia law, economic liberalization and development program, education in Arabic rather than French, and gender segregation, with women staying home to alleviate the high rate of unemployment among young Algerian men. The FIS won sweeping victories in local elections and it was going to win national elections in 1991 when voting was canceled by a military coup d'état.
As Islamists took up arms to overthrow the government, the FIS's leaders were arrested and it became overshadowed by Islamist guerrilla groups, particularly the Islamic Salvation Army, MIA and Armed Islamic Group (or GIA). A bloody and devastating civil war ensued in which between 150,000 and 200,000 people were killed over the next decade.
The civil war was not a victory for Islamists. By 2002 the main guerrilla groups had either been destroyed or had surrendered. The popularity of Islamist parties has declined to the point that "the Islamist candidate, Abdallah Jaballah, came a distant third with 5% of the vote" in the 2004 presidential election.
Bangladesh
Jamaat-e-Islami Bangladesh is the largest Islamist party in the country and supports the implementation of Sharia law and promotes the country's main right-wing politics. Since 2000, the main political opposition Bangladesh Nationalist Party (BNP) has been allied with it and another Islamic party, Islami Oikya Jote. Some of their leaders and supporters, including former ministers and MPs, have been hanged for alleged war crimes during Bangladesh's struggle for independence and speaking against the ruling Bangladesh Awami League.
Belgium
In the 2012, the party named Islam had four candidates and they were elected in Molenbeek and Anderlecht. In 2018, they ran candidates in 28 municipalities. Its policies include schools must offer halal food and women must be able to wear a headscarf anywhere. Another of the Islam Party's goals is to separate men and women on public transportation. The party's president argues this policy will help protect women from sexual harassment.
Denmark
The Islamist movements gradually grew since the 1990s. The first Islamist groups and networks were predominantly influenced by the countries they immigrated from. Those involved had close contact with militant Islamists in the Middle East, South Asia and North Africa. Their operations had supporting militant groups financially as their first priority. Since the 1990s, people from the Islamist movements joined several conflicts to train with or participate in fighting with Islamist militants.
In the 2000s the Islamist movements grew and by 2014 there were militants among the Islamist movements in Copenhagen, Aarhus and Odense. Several people from crime gangs join Islamist movements that sympathise with militant Islamism. The militant Islamist movement were estimated to encompass some hundreds in 2014.
The Danish National Centre for Social Research released a report commissioned by the Ministry of Children, Integration and Social Affairs documenting 15 extremist groups operating in Denmark. The majority of these organizations were non-Muslim far-right or far-left groups, but five were Sunni Islamist groups. These Sunni Islamist groups include Hizb ut-Tahrir Denmark, Dawah-bærere (Dawah Carriers), Kaldet til Islam (The Call to Islam), Dawah-centret (The Dawah Centre), and the Muslimsk Ungdomscenter (The Muslim Youth Centre). All of these Sunni Islamist groups operate in Greater Copenhagen with the exception of Muslimsk Ungdomscenter, which operates in Aarhus. Altogether, roughly 195 to 415 Muslims belong to one of these organizations and most are young men.
Egypt (Jihadism)
While Qutb's ideas became increasingly radical during his imprisonment prior to his execution in 1966, the leadership of the Brotherhood, led by Hasan al-Hudaybi, remained moderate and interested in political negotiation and activism. Fringe or splinter movements inspired by the final writings of Qutb in the mid-1960s (particularly the manifesto Milestones, a.k.a. Ma'alim fi-l-Tariq) did, however, develop and they pursued a more radical direction. By the 1970s, the Brotherhood had renounced violence as a means of achieving its goals.
The path of violence and military struggle was then taken up by the Egyptian Islamic Jihad organization responsible for the assassination of Anwar Sadat in 1981. Unlike earlier anti-colonial movements the extremist group directed its attacks against what it believed were "apostate" leaders of Muslim states, leaders who held secular leanings or who had introduced or promoted Western/foreign ideas and practices into Islamic societies. Its views were outlined in a pamphlet written by Muhammad Abd al-Salaam Farag, in which he states:
...there is no doubt that the first battlefield for jihad is the extermination of these infidel leaders and to replace them by a complete Islamic Order...
Another of the Egyptian groups which employed violence in their struggle for Islamic order was al-Gama'a al-Islamiyya (Islamic Group). Victims of their campaign against the Egyptian state in the 1990s included the head of the counter-terrorism police (Major General Raouf Khayrat), a parliamentary speaker (Rifaat al-Mahgoub), dozens of European tourists and Egyptian bystanders, and over 100 Egyptian police. Ultimately the campaign to overthrow the government was unsuccessful, and the major jihadi group, Jamaa Islamiya (or al-Gama'a al-Islamiyya), renounced violence in 2003. Other lesser known groups include the Islamic Liberation Party, Salvation from Hell and Takfir wal-Hijra, and these groups have variously been involved in activities such as attempted assassinations of political figures, arson of video shops and attempted takeovers of government buildings.
France
The Democratic Union of Muslims (French: ), a party founded in 2012, planned to take part in 2019 municipal elections. They presented candidate lists for 50 different cities. The Democratic Union of Muslims also fielded candidates for European Parliament elections. The rise of the party can be attributed to French Muslim dissatisfaction with mainstream political parties.
Gérald Darmanin, Minister of the Interior of France, said in his book, "Le séparatisme Islamiste," ‘Islamism, the most powerful ideology in the world, has deprived Islam of its voice.’
Law against Islamist extremism
Muslim Brotherhood in France
Gaza (Hamas)
Hamas is a Palestinian Sunni Islamist organization that governs the Gaza Strip where it has moved to establish sharia law in matters such as separation of the genders, using the lash for punishment, and Islamic dress code.
Hamas also has a military resistance wing, the Izz ad-Din al-Qassam Brigades.
For some decades prior to the First Palestine Intifada in 1987, the Muslim Brotherhood in Palestine took a "quiescent" stance towards Israel, focusing on preaching, education and social services, and benefiting from Israel's "indulgence" to build up a network of mosques and charitable organizations. As the First Intifada gathered momentum and Palestinian shopkeepers closed their shops in support of the uprising, the Brotherhood announced the formation of HAMAS ("zeal"), devoted to Jihad against Israel. Rather than being more moderate than the PLO, the 1988 Hamas charter took a more uncompromising stand, calling for the destruction of Israel and the establishment of an Islamic state in Palestine. It was soon competing with and then overtaking the PLO for control of the intifada. The Brotherhood's base of devout middle class found common cause with the impoverished youth of the intifada in their cultural conservatism and antipathy for activities of the secular middle class such as drinking alcohol and going about without hijab.
Hamas has continued to be a major player in Palestine. From 2000 to 2007 it killed 542 people in 140 suicide bombing or "martyrdom operations". In the January 2006 legislative election—its first foray into the political process—it won the majority of the seats, and in 2007 it drove the PLO out of Gaza. Hamas has been praised by Muslims for driving Israel out of the Gaza Strip, but criticized for failure to achieve its demands in the 2008–09 and 2014 Gaza Wars despite heavy destruction and significant loss of life.
Iraq and Syria (Islamic State)
Pakistan
Early in the history of the state of Pakistan (12 March 1949), a parliamentary resolution (the Objectives Resolution) was adopted in accordance with the vision of founding fathers of Pakistan (Muhammad Iqbal, Muhammad Ali Jinnah, Liaquat Ali Khan). proclaiming:
This resolution later became a key source of inspiration for writers of the Constitution of Pakistan, and is included in the constitution as preamble.
In July 1977, General Zia-ul-Haq overthrew Prime Minister Zulfiqar Ali Bhutto's regime in Pakistan. Ali Bhutto, a leftist in democratic competition with Islamists, had announced banning alcohol and nightclubs within six months, shortly before he was overthrown. Zia-ul-Haq was much more committed to Islamism, and "Islamization" or implementation of Islamic law, became a cornerstone of his eleven-year military dictatorship and Islamism became his "official state ideology". Zia ul Haq was an admirer of Mawdudi and Mawdudi's party Jamaat-e-Islami became the "regime's ideological and political arm". In Pakistan this Islamization from above was "probably" more complete "than under any other regime except those in Iran and Sudan," but Zia-ul-Haq was also criticized by many Islamists for imposing "symbols" rather than substance, and using Islamization to legitimize his means of seizing power. Unlike neighboring Iran, Zia-ul-Haq's policies were intended to "avoid revolutionary excess", and not to strain relations with his American and Persian Gulf state allies. Zia-ul-Haq was killed in 1988 but Islamization remains an important element in Pakistani society.
Sudan
For many years, Sudan had an Islamist regime under the leadership of Hassan al-Turabi. His National Islamic Front first gained influence when strongman General Gaafar al-Nimeiry invited members to serve in his government in 1979. Turabi built a powerful economic base with money from foreign Islamist banking systems, especially those linked with Saudi Arabia. He also recruited and built a cadre of influential loyalists by placing sympathetic students in the university and military academy while serving as minister of education.
After al-Nimeiry was overthrown in 1985 the party did poorly in national elections, but in 1989 it was able to overthrow the elected post-al-Nimeiry government with the help of the military. Turabi was noted for proclaiming his support for the democratic process and a liberal government before coming to power, but strict application of sharia law, torture and mass imprisonment of the opposition, and an intensification of the long-running war in southern Sudan, once in power. The NIF regime also harbored Osama bin Laden for a time (before 9/11), and worked to unify Islamist opposition to the American attack on Iraq in the 1991 Gulf War.
After Sudanese intelligence services were implicated in an assassination attempt on the President of Egypt, UN economic sanctions were imposed on Sudan, a poor country, and Turabi fell from favor. He was imprisoned for a time in 2004–05. Some of the NIF policies, such as the war with the non-Muslim south, have been reversed, though the National Islamic Front still holds considerable power in the government of Omar al-Bashir and National Congress Party, another Islamist party in country.
Switzerland
Switzerland is not normally seen as a center of Islamism, especially when compared to countries such as Belgium or France. However, from 2012 to 2018, the majority of the country's jihadist and would-be jihadist population were radicalized in Switzerland.
Turkey
Turkey had a number of Islamist parties, often changing names as they were banned by the constitutional court for anti-secular activities. Necmettin Erbakan (1926–2011) was the leader of several of the parties, the National Order Party (Milli Nizam Partisi, 1970–1971), the National Salvation Party (Milli Selamet Partisi, 1972–1981), and the Welfare Party (Refah Partisi, 1983–1998); he also became a member of the Felicity Party (Saadet Partisi, 2003–2011). Current Turkish President Recep Tayyip Erdoğan has long been considered a champion of political Islam.
The Justice and Development Party (AKP), which has dominated Turkish politics since 2002, is sometimes described as Islamist, but rejects such classification.
Contemporary era
By country
Various Islamist political groups are dominant forces in the political systems of Afghanistan, Iran and Iraq.
The Green Algeria Alliance is an Islamist coalition of political parties, created for the legislative election of 2012 in Algeria. It includes the Movement of Society for Peace (Hamas), Islamic Renaissance Movement (Ennahda) and the Movement for National Reform (Islah). The alliance is led by Bouguerra Soltani of Hamas. However, the incumbent coalition, comprising the FLN of President Abdelaziz Bouteflika and the RND of Prime Minister Ahmed Ouyahia, held on to power after winning a majority of seats, and the Islamist parties of the Green Algeria Alliance lost seats in the legislative election of 2012.
Shia Islamist Al Wefaq, Salafi Islamist Al Asalah and Ikhwani(brotherhood) Islamist Al-Menbar Islamic Society are dominant democratic forces in Bahrain.
In Indonesia, Prosperous Justice Party is the major Islamist political party in the country's democratic process.
Islamic Action Front is Jordan's Islamist political party and largest democratic political force in the country. The IAF's survival in Jordan is primarily due to its flexibility and less radical approach to politics.
Hadas or "Islamic Constitutional Movement" is Kuwait's Sunni Islamist party.
Islamic Group (Lebanon) is a Sunni Islamist political party in Lebanon. Hezbollah is a Shia Islamist political party in Lebanon.
The Justice and Construction Party is the Muslim Brotherhood's political arm in Libya and the second largest political force in the country. The National Forces Alliance, the largest political group in country, does not believe the country should be run entirely by Sharia law or secular law, but does hold that Sharia should be "the main inspiration for legislation." Party leader Jibril has said the NFA is a moderate Islamic movement that recognises the importance of Islam in political life and favours Sharia as the basis of the law.
The Pan-Malaysian Islamic Party is a major opposition party in Malaysia which espouses Islamism.
The Justice and Development Party (Morocco) is the ruling party in Morocco since 29 November 2011, advocating Islamism and Islamic democracy.
The Muslim Brotherhood of Syria is a Sunni Islamist force in Syria and very loosely affiliated to the Egyptian Muslim Brotherhood. It has also been called the "dominant group" or "dominant force" in the Arab Spring uprising in Syria. The group's stated political positions are moderate and in its most recent April 2012 manifesto it "pledges to respect individual rights", to promote pluralism and democracy.
The Islamic Renaissance Party of Tajikistan is Tajikistan's Islamist party and main opposition and democratic force in the country.
The Ennahda Movement, also known as Renaissance Party or simply Ennahda, is a moderate Islamist political party in Tunisia. On 1 March 2011, after the government of Zine El Abidine Ben Ali collapsed in the wake of the 2011 Tunisian revolution, Tunisia's interim government granted the group permission to form a political party. Since then it has become the biggest and most well-organized party in Tunisia, so far outdistancing its more secular competitors. In the Tunisian Constituent Assembly election of 2011, the first honest election in the country's history with a turnout of 51% of all eligible voters, the party won 37% of the popular vote and 89 (41%) of the 217 assembly seats, far more than any other party.
Eastern Africa has become a hotbed of violent Islamic extremism since the late 1990s, one of the relevant movements being al-Shabaab, active in Somalia and Kenya, which emerged in response to the 2006–09 Ethiopian intervention in Somalia.
West Africa has seen the rise of influential Islamic extremist organizations, notably Boko Haram in Northern Nigeria and al-Qaeda in the Islamic Maghreb in Mali.
Hizb ut-Tahrir
Hizb ut-Tahrir is an influential international Islamist movement, founded in 1953 by an Islamic Qadi (judge) Taqiuddin al-Nabhani. HT is unique from most other Islamist movements in that the party focuses not on implementation of Sharia on local level or on providing social services, but on unifying the Muslim world under its vision of a new Islamic caliphate spanning from North Africa and the Middle East to much of central and South Asia.
To this end it has drawn up and published a 186-article constitution for its proposed caliphate-state specifying specific policies such as sharia law, a "unitary ruling system" headed by a caliph elected by Muslims, an economy based on the gold standard, public ownership of utilities, public transport, and energy resources, death for apostates and Arabic as the "sole language of the State."
In its focus on the Caliphate, the party takes a different view of Muslim history than some other Islamists such as Muhammad Qutb. HT sees Islam's pivotal turning point as occurring not with the death of Ali, or one of the other four "rightly guided" caliphs in the 7th century, but with the abolition of the Ottoman Caliphate in 1924. This is believed to have ended the true Islamic system, something for which it blames "the disbelieving (Kafir) colonial powers" working through Turkish modernist Mustafa Kemal Atatürk.
HT does not engage in armed jihad or work for a democratic system, but works to take power through "ideological struggle" to change Muslim public opinion, and in particular through elites who will "facilitate" a "change of the government," i.e., launch a "bloodless" coup. It allegedly attempted and failed such coups in 1968 and 1969 in Jordan, and in 1974 in Egypt, and is now banned in both countries.
The party is sometimes described as "Leninist" and "rigidly controlled by its central leadership," with its estimated one million members required to spend "at least two years studying party literature under the guidance of mentors (Murshid)" before taking "the party oath." HT is particularly active in the ex-soviet republics of Central Asia and in Europe.
In the UK its rallies have drawn thousands of Muslims, and the party has been described by two observers (Robert S. Leiken and Steven Brooke) to have outpaced the Muslim Brotherhood in both membership and radicalism.
Post-Arab Spring (2011-present)
One observer (Quinn Mecham) notes four trends in Islamism rising from the Arab Spring of 2010-11:
The repression of the Muslim Brotherhood. Primarily by the Egyptian military and courts following the forcible removal of Morsi from office in 2013; but also by Saudi Arabia and a number of Gulf countries (not Qatar).
Rise of Islamist "state-building" where "state failure" has taken place—most prominently in Syria, Iraq, Libya and Yemen. Islamists have found it easier than competing non-Islamists trying to fill the void of state failure, by securing external funding, weaponry and fighters—"many of which have come from abroad and have rallied around a pan-Islamic identity". The norms of governance in these Islamist areas are militia-based, and the population submit to their authority out of fear, loyalty, other reasons, or some combination. The "most expansive" of these new "models" is the Islamic State.
Increasing sectarianism at least in part from Proxy Wars. Fighters are proxies primarily for Saudi Arabia and the Gulf states and for Iran. Islamists are fighting Islamists across sectarian lines in Lebanon (Sunni militants targeting Hezbollah positions), Yemen (between mainstream Sunni Islamists of Islah and the Shiite Zaydi Houthi movement), in Iraq (Islamic State and Iraqi Shiite militias)
Increased caution and political learning in countries such as Algeria and Jordan where Islamist have chosen not to lead a major challenge against their governments. In Yemen Islah "has sought to frame its ideology in a way that will avoid charges of militancy".
Another observer (Tarek Osman) notes with concern that
the failure to take power during the Arab Spring has led not to "soul-searching" in major Islamist groups about what went wrong, but instead to "antagonism and fiery anger" and a thirst for revenge. Partisans of political Islam (although this does not include some prominent leaders such as Rached Ghannouchi but is particularly true in Egypt) see themselves as victims of an injustice whose perpetrators are not just "individual conspirators but entire social groups".
Islamic State of Iraq and the Levant
"The Islamic State", formerly known as the "Islamic State of Iraq and the Levant" and before that as the "Islamic State of Iraq", (also called by the Arabic acronym Daesh), is a Wahhabi/Salafi jihadist extremist militant group which is led by and mainly composed of Sunni Arabs from Syria and Iraq. In 2014, the group proclaimed itself a caliphate, with religious, political and military authority over all Muslims worldwide.
, it had control over territory occupied by ten million people in Syria and Iraq, and has nominal control over small areas of Libya, Nigeria, and Afghanistan. (While a self-described state, it lacks international recognition.) ISIL also operates or has affiliates in other parts of the world, including North Africa and South Asia
Originating as the Jama'at al-Tawhid wal-Jihad in 1999, ISIL pledged allegiance to al-Qaeda in 2004, participated in the Iraqi insurgency that followed the invasion of Iraq by Western coalition forces in 2003, joined the fight in the Syrian Civil War beginning in 2011, and was expelled from al-Qaeda in early 2014, (which complained of its failure to consult and "notorious intransigence"). ISIL gained prominence after it drove Iraqi government forces out of key cities in western Iraq in an offensive in June that same year. The group is adept at social media, posting Internet videos of beheadings of soldiers, civilians, journalists and aid workers, and is known for its destruction of cultural heritage sites.
The United Nations (UN) has held ISIL responsible for human rights abuses and war crimes, and Amnesty International has reported ethnic cleansing by the group on a "historic scale". The group has been designated a terrorist organisation by the UN, the European Union (EU) and member states, the United States, India, Indonesia, Turkey, Saudi Arabia, Syria and other countries.
Background
Sociopolitics
Charitable work
Islamist movements such as the Muslim Brotherhood, "are well known for providing shelters, educational assistance, free or low cost medical clinics, housing assistance to students from out of town, student advisory groups, facilitation of inexpensive mass marriage ceremonies to avoid prohibitively costly dowry demands, legal assistance, sports facilities, and women's groups." All this compares very favourably against incompetent, inefficient, or neglectful governments whose commitment to social justice is limited to rhetoric.
Dissatisfaction with the status quo
The Arab world—the original heart of the Muslim world—has been afflicted with economic stagnation. For example, it has been estimated that in the mid 1990s the exports of Finland, a country of five million, exceeded those of the entire Arab world of 260 million, excluding oil revenue. This economic stagnation is argued to have commenced with the demise of the Ottoman Caliphate in 1924, with trade networks being disrupted and societies torn apart with the creation of new nation states; prior to this, the Middle East had a diverse and growing economy and more general prosperity.
Strong population growth combined with economic stagnation has created urban agglomerations in Cairo, Istanbul, Tehran, Karachi, Dhaka, and Jakarta each with well over 12 million citizens, millions of them young and unemployed or underemployed. Such a demographic, alienated from the westernized ways of the urban elite, but uprooted from the comforts and more passive traditions of the villages they came from, is understandably favourably disposed to an Islamic system promising a better world—an ideology providing an "emotionally familiar basis for group identity, solidarity, and exclusion; an acceptable basis for legitimacy and authority; an immediately intelligible formulation of principles for both a critique of the present and a program for the future."
Silencing of leftist opposition
In the post-colonial era, many Muslim-majority states such as Indonesia, Egypt, Syria, and Iraq, were ruled by authoritarian regimes which were often continuously dominated by the same individuals or their cadres for decades. Simultaneously, the military played a significant part in the government decisions in many of these states (the outsized role played by the military could be seen also in democratic Turkey).
The authoritarian regimes, backed by military support, took extra measures to silence leftist opposition forces, often with the help of foreign powers. Silencing of leftist opposition deprived the masses a channel to express their economic grievances and frustration toward the lack of democratic processes.
As a result, in the post-Cold War era, civil society-based Islamist movements such as the Muslim Brotherhood were the only organizations capable to provide avenues of protest.
The dynamic is repeated after the states had gone through a democratic transition. In Indonesia, some secular political parties have contributed to the enactment of religious bylaws in order to counter the popularity of Islamist oppositions. In Egypt, during the short period of the democratic experiment, Muslim Brotherhood seized the momentum by being the most cohesive political movement among the opposition.
Ideology
Identity politics
Islamism can also be described as part of identity politics, specifically the religiously-oriented nationalism that emerged in the Third World in the 1970s: "resurgent Hinduism in India, Religious Zionism in Israel, militant Buddhism in Sri Lanka, resurgent Sikh nationalism in the Punjab, 'Liberation Theology' of Catholicism in Latin America, and Islamism in the Muslim world."
Islamic revival
The modern revival of Islamic devotion and the attraction to things Islamic can be traced to several events.
By the end of World War I, most Muslim states were seen to be dominated by the Christian-leaning Western states. It is argued that either the claims of Islam were false and the Christian or post-Christian West had finally come up with another system that was superior, or Islam had failed through not being true to itself. Thus, a redoubling of faith and devotion by Muslims was called for to reverse this tide.
The connection between the lack of an Islamic spirit and the lack of victory was underscored by the disastrous defeat of Arab nationalist-led armies fighting under the slogan "Land, Sea and Air" in the 1967 Six-Day War, compared to the (perceived) near-victory of the Yom Kippur War six years later. In that war the military's slogan was "God is Great".
Along with the Yom Kippur War came the Arab oil embargo where the (Muslim) Persian Gulf oil-producing states' dramatic decision to cut back on production and quadruple the price of oil, made the terms oil, Arabs and Islam synonymous—with power—in the world, and especially in the Muslim world's public imagination. Many Muslims believe as Saudi Prince Saud al Faisal did that the hundreds of billions of dollars in wealth obtained from the Persian Gulf's huge oil deposits were nothing less than a gift from God to the Islamic faithful.
As the Islamic revival gained momentum, governments such as Egypt's, which had previously repressed (and was still continuing to repress) Islamists, joined the bandwagon. They banned alcohol and flooded the airwaves with religious programming, giving the movement even more exposure.
Western alienation
Muslim alienation from Western ways, including its political ways.
The memory in Muslim societies of the many centuries of "cultural and institutional success" of Islamic civilization that have created an "intense resistance to an alternative 'civilizational order'", such as Western civilization,
The proximity of the core of the Muslim world to Europe and Christendom where it first conquered and then was conquered. Iberia in the eighth century, the Crusades which began in the eleventh century, then for centuries the Ottoman Empire, were all fields of war between Europe and Islam.
In the words of Bernard Lewis:
For almost a thousand years, from the first Moorish landing in Spain to the second Turkish siege of Vienna, Europe was under constant threat from Islam. In the early centuries it was a double threat—not only of invasion and conquest, but also of conversion and assimilation. All but the easternmost provinces of the Islamic realm had been taken from Christian rulers, and the vast majority of the first Muslims west of Iran and Arabia were converts from Christianity ... Their loss was sorely felt and it heightened the fear that a similar fate was in store for Europe.
The Islamic world felt its own anger and resentment at the much more recent technological superiority of westerners who,
are the perpetual teachers; we, the perpetual students. Generation after generation, this asymmetry has generated an inferiority complex, forever exacerbated by the fact that their innovations progress at a faster pace than we can absorb them. ... The best tool to reverse the inferiority complex to a superiority complex ... Islam would give the whole culture a sense of dignity.
For Islamists, the primary threat of the West is cultural rather than political or economic. Cultural dependency robs one of faith and identity and thus destroys Islam and the Islamic community (ummah) far more effectively than political rule.
The end of the Cold War and Soviet occupation of Afghanistan has eliminated the common atheist Communist enemy uniting some religious Muslims and the capitalist west.
Geopolitics
State-sponsorship
Saudi Arabia
Starting in the mid-1970s the Islamic resurgence was funded by an abundance of money from Saudi Arabian oil exports. The tens of billions of dollars in "petro-Islam" largesse obtained from the recently heightened price of oil funded an estimated "90% of the expenses of the entire faith."
Throughout the Muslim world, religious institutions for people both young and old, from children's maddrassas to high-level scholarships received Saudi funding,
"books, scholarships, fellowships, and mosques" (for example, "more than 1500 mosques were built and paid for with money obtained from public Saudi funds over the last 50 years"), along with training in the Kingdom for the preachers and teachers who went on to teach and work at these universities, schools, mosques, etc.
The funding was also used to reward journalists and academics who followed the Saudis' strict interpretation of Islam; and satellite campuses were built around Egypt for Al-Azhar University, the world's oldest and most influential Islamic university.
The interpretation of Islam promoted by this funding was the strict, conservative Saudi-based Wahhabism or Salafism. In its harshest form it preached that Muslims should not only "always oppose" infidels "in every way," but "hate them for their religion ... for Allah's sake," that democracy "is responsible for all the horrible wars of the 20th century," that Shia and other non-Wahhabi Muslims were infidels, etc. While this effort has by no means converted all, or even most Muslims to the Wahhabist interpretation of Islam, it has done much to overwhelm more moderate local interpretations, and has set the Saudi-interpretation of Islam as the "gold standard" of religion in minds of some or many Muslims.
Qatar
Qatar stands out among state sponsors of Islamism along with Saudi Arabia. Qatar continues to back the Muslim Brotherhood in Egypt and Sheikh Tamim bin Hamad Al Thani denounced the 2013 Egyptian coup d'état that had taken place in Egypt. In June 2016, Mohamed Morsi was sentenced to a life sentence for passing state secrets to Qatar. The continuous support for the Muslim Brotherhood by Qatar is considered one of the stepping stones that started the Qatar diplomatic crisis.
Qatar's political and financial support for Islamist movements and factions was not limited to the Egyptian case. Qatar is known to have backed Islamist factions in Libya, Syria and Yemen.
In Libya in particular, Qatar has supported the Islamist government established in Tripoli. During the 2011 revolution that ousted President Muammar Gaddafi, Qatar provided "tens of millions of dollars in aid, military training and more than 20,000 tons of weapons" to anti-Gaddafi rebels and Islamist militias in particular. The flow of weapons was not suspended after Gaddafi's government was removed. Qatar maintained its influence through key facilitators on the field, including cleric Ali al-Sallabi, the leader of the Islamist militia "February 17 Katiba" Ismail al-Sallabi, and the Tripoli Military Council leader Abdel Hakim Belhaj.
Hamas, as well, has been among the primary beneficiaries of Qatar's financial support. Not only does the Gulf emirate host Hamas' politburo continuously since 2012; Hamas leader Khaled Meshaal has often met with international delegations on Qatari territory. More recently, Qatar has channeled material support to Hamas' terrorist operations by exploiting its official commitment to finance Gaza reconstruction. Mostly through "truckloads of construction material being shipped into Gaza", Qatar has funneled dual-use substances that could be employed to produce explosives into Gaza.
In a 2003 interview with Al-Hayat Hamas politburo declared that most of Qatar's support was collected through charities and popular committees. Qatar's largest NGO, Qatar Charity, in particular has played a great role in Qatar's mission to support Islamist worldwide. Officially through its "Ghaith" initiative but also through conspicuous donations that preceded the "Ghaith" program, Qatar Charity has financed the building or reconstruction of mosques and cultural institutes across the globe.
Just like Saudi Arabia, Qatar has devolved considerable energies to spreading Salafism and to "win areas of influence" in the countries that beneficiated from its support. In France in particular Qatar has heavily invested in the Union des Organisations Islamiques des France (UOIF), an umbrella organization informally acting as the representative of the Muslim Brotherhood in the country through which Qatar Charity has channeled funds for the Assalam mosque in Nantes (€4.4 million) and the mosque in Mulhouse (€2 million).
Western patronage
During the 1970s and sometimes later, Western and pro-Western governments often supported sometimes fledgling Islamists and Islamist groups that later came to be seen as dangerous enemies. Islamists were considered by Western governments bulwarks against—what were thought to be at the time—more dangerous leftist/communist/nationalist insurgents/opposition, which Islamists were correctly seen as opposing. The US spent billions of dollars to aid the mujahideen Muslim Afghanistan enemies of the Soviet Union, and non-Afghan veterans of the war returned home with their prestige, "experience, ideology, and weapons", and had considerable impact.
Although it is a strong opponent of Israel's existence, Hamas, officially created in 1987, traces back its origins to institutions and clerics supported by Israel in the 1970s and 1980s. Israel tolerated and supported Islamist movements in Gaza, with figures like Ahmed Yassin, as Israel perceived them preferable to the secular and then more powerful al-Fatah with the PLO.
Egyptian President Anwar Sadatwhose policies included opening Egypt to Western investment (infitah); transferring Egypt's allegiance from the Soviet Union to the United States; and making peace with Israel—released Islamists from prison and welcomed home exiles in tacit exchange for political support in his struggle against leftists. His "encouraging of the emergence of the Islamist movement" was said to have been "imitated by many other Muslim leaders in the years that followed." This "gentlemen's agreement" between Sadat and Islamists broke down in 1975 but not before Islamists came to completely dominate university student unions. Sadat was later assassinated and a formidable insurgency was formed in Egypt in the 1990s. The French government has also been reported to have promoted Islamist preachers "in the hope of channeling Muslim energies into zones of piety and charity."
Shia role in Islamism
Shia partisanship has been crucial in Political Islamism, especially since the Iranian regime decided to undermine Saudi Arabia by empowering Houthi militants. Iranian relations with Muslim Brotherhood has also deteriorated due to its sectarian involvement in the Syrian civil war.
Response
Criticism
Islamism, or elements of Islamism, have been criticized for: repression of free expression and individual rights, rigidity, hypocrisy, lack of true understanding of Islam, misinterpreting the Quran and Sunnah, antisemitism, and for innovations to Islam (bid'ah), notwithstanding proclaimed opposition to any such innovation by Islamists.
Counter-response
The U.S. government has engaged in efforts to counter militant Islamism (Jihadism), since 2001. These efforts were centred in the U.S. around public diplomacy programmes conducted by the State Department. There have been calls to create an independent agency in the U.S. with a specific mission of undermining Jihadism. Christian Whiton, an official in the George W. Bush administration, called for a new agency focused on the nonviolent practice of "political warfare" aimed at undermining the ideology. U.S. Defense Secretary Robert Gates called for establishing something similar to the defunct U.S. Information Agency, which was charged with undermining the communist ideology during the Cold War.
Parties and organizations
See also
Clash of Civilizations
Clerical fascism
Dominionism
Islamicism (disambiguation)
Islamofascism
Notes
References
Further reading
Valentine, Simon Ross, Force and Fanaticism: Wahhabism in Saudi Arabia and Beyond, (2015), London/New York, Hurst & Co.
see: https://www.researchgate.net/publication/290349218_The_political_algebra_of_global_value_change_General_models_and_implications_for_the_Muslim_world
External links
Religious fundamentalism
Islam-related controversies
Right-wing ideologies
Political ideologies |
15051 | https://en.wikipedia.org/wiki/Immigration%20to%20the%20United%20States | Immigration to the United States | Immigration to the United States is the international movement of individuals who are not natives or do not possess citizenship in order to settle, reside, study, or work in the country. Immigration has been a major source of population growth and cultural change throughout much of United States history. All Americans, except for Native Americans, can trace their ancestry to immigrants from other nations around the world.
In absolute numbers, the United States has a larger immigrant population than any other country, with 47 million immigrants as of 2015. This represents 19.1% of the 244 million international migrants worldwide, and 14.4% of the United States population. Some other countries have larger proportions of immigrants, such as Australia with 30% and Canada with 21.9%.
According to the 2016 Yearbook of Immigration Statistics, the United States admitted a total of 1.18 million legal immigrants (618k new arrivals, 565k status adjustments) in 2016. Of these, 48% were the immediate relatives of United States citizens, 20% were family-sponsored, 13% were refugees or asylum seekers, 12% were employment-based preferences, 4.2% were part of the Diversity Immigrant Visa program, 1.4% were victims of a crime (U1) or their family members were (U2 to U5), and 1.0% who were granted the Special Immigrant Visa (SIV) for Iraqis and Afghans employed by the United States Government. The remaining 0.4% included small numbers from several other categories, including 0.2% who were granted suspension of deportation as an immediate relative of a citizen (Z13); persons admitted under the Nicaraguan and Central American Relief Act; children born after the issuance of a parent's visa; and certain parolees from the former Soviet Union, Cambodia, Laos, and Vietnam who were denied refugee status.
The economic, social, and political aspects of immigration have caused controversy regarding such issues as maintaining ethnic homogeneity, workers for employers versus jobs for non-immigrants, settlement patterns, impact on upward social mobility, crime, and voting behavior.
Between 1921 and 1965, policies such as the national origins formula limited immigration and naturalization opportunities for people from areas outside Western Europe. Exclusion laws enacted as early as the 1880s generally prohibited or severely restricted immigration from Asia, and quota laws enacted in the 1920s curtailed Eastern European immigration. The civil rights movement led to the replacement of these ethnic quotas with per-country limits for family-sponsored and employment-based preference visas. Since then, the number of first-generation immigrants living in the United States has quadrupled. The total immigrant population has stalled in recent years, especially since the election of Donald Trump and the Covid-19 pandemic. Census estimates show 45.3 million foreign born residents in March 2018 and 45.4 million in September 2021; the lowest 3 year increase in decades.
Research suggests that immigration to the United States is beneficial to the United States economy. With few exceptions, the evidence suggests that on average, immigration has positive economic effects on the native population, but it is mixed as to whether low-skilled immigration adversely affects low-skilled natives. Studies also show that immigrants have lower crime rates than natives in the United States.
History
American immigration history can be viewed in four epochs: the colonial period, the mid-19th century, the start of the 20th century, and post-1965. Each period brought distinct national groups, races and ethnicities to the United States.
Colonial period
During the 17th century, approximately 400,000 English people migrated to Colonial America. However, only half stayed permanently. They comprised 85–90% of white immigrants. From 1700 to 1775, between 350,000 and 500,000 Europeans immigrated: estimates vary in sources. Only 52,000 English reportedly immigrated in the period 1701 to 1775, a figure questioned as too low. 400,000–450,000 were Scots, Scots-Irish from Ulster, Germans, Swiss, French Huguenots, and 300,000 involuntarily transported Africans. Over half of all European immigrants to Colonial America during the 17th and 18th centuries arrived as indentured servants. They numbered 350,000. From 1770 to 1775 (the latter year being when the American Revolutionary War began), 7,000 English, 15,000 Scots, 13,200 Scots-Irish, 5,200 Germans, and 3,900 Irish Catholics arrived. Fully half of the English immigrants were young, single men who were well-skilled, trained artisans, like the Huguenots. The European populations of the Middle Colonies of New York, New Jersey, Pennsylvania, and Delaware were ethnically very mixed, the English constituting only 30% in Pennsylvania, 40–45% in New Jersey, to 18% in New York.
Historians estimate that fewer than one million immigrants moved to the United States from Europe between 1600 and 1799. By comparison, in the first federal census, in 1790, the population of the United States was enumerated to be 3,929,214.
Early United States era
The Naturalization Act of 1790 limited naturalization to "free white persons"; it was expanded to include black people in the 1860s and Asian people in the 1950s. This made the United States an outlier, since laws that made racial distinctions were uncommon in the world in the 18th century.
In the early years of the United States, immigration (not counting the enslaved, who were treated as merchandise rather than people) was fewer than 8,000 people a year, including French refugees from the slave revolt in Haiti. Legal importation of enslaved African was prohibited after 1808, though many were smuggled in to sell. After 1820, immigration gradually increased. From 1836 to 1914, over 30 million Europeans migrated to the United States. The death rate on these transatlantic voyages was high, during which one in seven travelers died. In 1875, the nation passed its first immigration law, the Page Act of 1875.
After an initial wave of immigration from China following the California Gold Rush, Congress passed a series of laws culminating in the Chinese Exclusion Act of 1882, banning virtually all immigration from China until the law's repeal in 1943. In the late 1800s, immigration from other Asian countries, especially to the West Coast, became more common.
20th century
The peak year of European immigration was in 1907, when 1,285,349 persons entered the country. By 1910, 13.5 million immigrants were living in the United States.
While the Chinese Exclusion Act of 1882 had already excluded immigrants from China, the immigration of people from Asian countries in addition to China was banned by the Immigration Act of 1917, also known as the Asiatic Barred Zone Act, which also banned homosexuals, people with intellectual disability, and people with an anarchist worldview. The Emergency Quota Act was enacted in 1921, followed by the Immigration Act of 1924. The 1924 Act was aimed at further restricting immigrants from Southern and Eastern Europe, particularly Jewish, Italian, and Slavic people, who had begun to enter the country in large numbers beginning in the 1890s, and consolidated the prohibition of Asian immigration.
Immigration patterns of the 1930s were affected by the Great Depression. In the final prosperous year, 1929, there were 279,678 immigrants recorded, but in 1933, only 23,068 moved to the U.S. In the early 1930s, more people emigrated from the United States than to it. The U.S. government sponsored a Mexican Repatriation program which was intended to encourage people to voluntarily move to Mexico, but thousands were deported against their will. Altogether, approximately 400,000 Mexicans were repatriated; half of them were US citizens. Most of the Jewish refugees fleeing the Nazis and World War II were barred from coming to the United States. In the post-war era, the Justice Department launched Operation Wetback, under which 1,075,168 Mexicans were deported in 1954.
Since 1965
The Immigration and Nationality Act of 1965, also known as the Hart-Cellar Act, abolished the system of national-origin quotas. By equalizing immigration policies, the act resulted in new immigration from non-European nations, which changed the ethnic demographics of the United States. In 1970, 60% of immigrants were from Europe; this decreased to 15% by 2000. In 1990, George H. W. Bush signed the Immigration Act of 1990, which increased legal immigration to the United States by 40%. In 1991, Bush signed the Armed Forces Immigration Adjustment Act 1991, allowing foreign service members who had served 12 or more years in the US Armed Forces to qualify for permanent residency and, in some cases, citizenship.
In November 1994, California voters passed Proposition 187 amending the state constitution, denying state financial aid to illegal immigrants. The federal courts voided this change, ruling that it violated the federal constitution.
Appointed by Bill Clinton, the U.S. Commission on Immigration Reform recommended reducing legal immigration from about 800,000 people per year to approximately 550,000. While an influx of new residents from different cultures presents some challenges, "the United States has always been energized by its immigrant populations", said President Bill Clinton in 1998. "America has constantly drawn strength and spirit from wave after wave of immigrants... They have proved to be the most restless, the most adventurous, the most innovative, the most industrious of people."
In 2001, President George W. Bush discussed an accord with Mexican President Vincente Fox. Due to the September 11 attacks, the possible accord did not occur. From 2005 to 2013, the US Congress discussed various ways of controlling immigration. The Senate and House were unable to reach an agreement.
Nearly 14 million immigrants entered the United States from 2000 to 2010, and over one million persons were naturalized as U.S. citizens in 2008. The per-country limit applies the same maximum on the number of visas to all countries regardless of their population and has therefore had the effect of significantly restricting immigration of persons born in populous nations such as Mexico, China, India, and the Philippines—the leading countries of origin for legally admitted immigrants to the United States in 2013; nevertheless, China, India, and Mexico were the leading countries of origin for immigrants overall to the United States in 2013, regardless of legal status, according to a U.S. Census Bureau study.
Nearly 8 million people immigrated to the United States from 2000 to 2005; 3.7 million of them entered without papers. In 1986 president Ronald Reagan signed immigration reform that gave amnesty to 3 million undocumented immigrants in the country. Hispanic immigrants suffered job losses during the late-2000s recession, but since the recession's end in June 2009, immigrants posted a net gain of 656,000 jobs. Over 1 million immigrants were granted legal residence in 2011.
For those who enter the US illegally across the Mexico–United States border and elsewhere, migration is difficult, expensive and dangerous. Virtually all undocumented immigrants have no avenues for legal entry to the United States due to the restrictive legal limits on green cards, and lack of immigrant visas for low-skilled workers. Participants in debates on immigration in the early twenty-first century called for increasing enforcement of existing laws governing illegal immigration to the United States, building a barrier along some or all of the Mexico-U.S. border, or creating a new guest worker program. Through much of 2006 the country and Congress was engaged in a debate about these proposals. few of these proposals had become law, though a partial border fence had been approved and subsequently canceled.
Modern reform attempts
Beginning with Ronald Reagan in the 1980s, presidents from both political parties have steadily increased the number of border patrol agents and instituted harsher punitive measures for immigration violations. Examples of these policies include Ronald Reagan’s Immigration Reform and Control Act of 1986 and the Clinton-era Prevention Through Deterrence strategy. The sociologist Douglas Massey has argued that these policies have succeeded at producing a perception of border enforcement but have largely failed at preventing emigration from Latin America. Notably, rather than curtailing illegal immigration, the increase in border patrol agents decreased circular migration across the U.S.–Mexico border, thus increasing the population of Hispanics in the U.S.
Presidents from both parties have employed anti-immigrant rhetoric to appeal to their political base or to garner bi-partisan support for their policies. While Republicans like Reagan and Donald Trump have led the way in framing Hispanic immigrants as criminals, Douglas Massey points out that "the current moment of open racism and xenophobia could not have happened with Democratic acquiescence". For example, while lobbying for his 1986 immigration bill, Reagan framed unauthorized immigration as a "national security" issue and warned that "terrorists and subversives are just two days' driving time" from the border. Later presidents, including Democrats Bill Clinton and Barack Obama, used similar "security" rhetoric in their efforts to court Republican support for comprehensive immigration reform. In his 2013 State of the Union Address, Obama said "real reform means strong border security, and we can build on the progress my administration has already madeputting more boots on the southern border than at any time in our history".
Trump administration policies
ICE reports that it removed 240,255 immigrants in fiscal year 2016, as well as 226,119 in FY2017 and 256,085 in FY2018. Citizens of Central American countries (including Mexico) made up over 90% of removals in FY2017 and over 80% in FY2018.
In January 2017, U.S. President Donald Trump signed an executive order temporarily suspending entry to the United States by nationals of seven Muslim-majority countries. It was replaced by another executive order in March 2017 and by a presidential proclamation in September 2017, with various changes to the list of countries and exemptions. The orders were temporarily suspended by federal courts but later allowed to proceed by the Supreme Court, pending a definite ruling on their legality. Another executive order called for the immediate construction of a wall across the U.S.–Mexico border, the hiring of 5,000 new border patrol agents and 10,000 new immigration officers, and federal funding penalties for sanctuary cities.
The "zero-tolerance" policy was put in place in 2018, which legally allows children to be separated from adults unlawfully entering the United States. This is justified by labeling all adults that enter unlawfully as criminals, thus subjecting them to criminal prosecution. The Trump Administration also argued that its policy had precedent under the Obama Administration, which had opened family detention centers in response to migrants increasingly using children as a way to get adults into the country. However, the Obama Administration detained families together in administrative, rather than criminal, detention.
Other policies focused on what it means for an asylum seeker to claim credible fear. To further decrease the amount of asylum seekers into the United States, Attorney Jeff Sessions released a decision that restricts those fleeing gang violence and domestic abuse as "private crime", therefore making their claims ineligible for asylum. These new policies that have been put in place are putting many lives at risk, to the point that the ACLU has officially sued Jeff Sessions along with other members of the Trump Administration. The ACLU claims that the policies that are currently being put in place by this Presidential Administration is undermining the fundamental human rights of those immigrating into the United States, specifically women. They also claim that these policies violate decades of settle asylum law.
In April 2020, President Trump said he will sign an executive order to temporarily suspend immigration to the United States because of the COVID-19 pandemic in the United States.
Origins of the U.S. immigrant population, 1960–2016
Note: "Other Latin America" includes Central America, South America and the Caribbean.
Refugee numbers
According to the Department of State, in the 2016 fiscal year 84,988 refugees were accepted into the US from around the world. In the fiscal year of 2017, 53,691 refugees were accepted to the US. There was a significant decrease after Trump took office; it continued in the fiscal year of 2018 when only 22,405 refugees were accepted into the US. This displays a massive drop in acceptance of refugees since the Trump Administration has been in place.
On September 26, 2019, The Trump administration announced it plans to allow only 18,000 refugees to resettle in the United States in the 2020 fiscal year, its lowest level since the modern program began in 1980.
In 2020 The Trump administration announces that it plans to slash refugee admissions to U.S. for 2021 to a record low, 15,000 refugees down from a cap of 18,000 for 2020. This is the fourth consecutive year of declining refugee admissions under the Trump term.
Contemporary immigration
, approximately half of immigrants living in the United States are from Mexico and other Latin American countries. Many Central Americans are fleeing because of desperate social and economic circumstances in their countries. Some believe that the large number of Central American refugees arriving in the United States can be explained as a "blowback" to policies such as United States military interventions and covert operations that installed or maintained in power authoritarian leaders allied with wealthy land owners and multinational corporations who stop family farming and democratic efforts, which have caused drastically sharp social inequality, wide-scale poverty and rampant crime. Economic austerity dictated by neoliberal policies imposed by the International Monetary Fund and its ally, the U.S., has also been cited as a driver of the dire social and economic conditions, as has the U.S. "War on Drugs", which has been understood as fueling murderous gang violence in the region. Another major migration driver from Central America (Guatemala, Honduras, and El Salvador) are crop failures, which are (partly) caused by climate change. "The current debate… is almost totally about what to do about immigrants when they get here. But the 800-pound gorilla that’s missing from the table is what we have been doing there that brings them here, that drives them here", according to Jeff Faux, an economist who is a distinguished fellow at the Economic Policy Institute.
Until the 1930s most legal immigrants were male. By the 1990s women accounted for just over half of all legal immigrants. Contemporary immigrants tend to be younger than the native population of the United States, with people between the ages of 15 and 34 substantially overrepresented. Immigrants are also more likely to be married and less likely to be divorced than native-born Americans of the same age.
Immigrants are likely to move to and live in areas populated by people with similar backgrounds. This phenomenon has remained true throughout the history of immigration to the United States. Seven out of ten immigrants surveyed by Public Agenda in 2009 said they intended to make the U.S. their permanent home, and 71% said if they could do it over again they would still come to the US. In the same study, 76% of immigrants say the government has become stricter on enforcing immigration laws since the September 11, 2001 attacks ("9/11"), and 24% report that they personally have experienced some or a great deal of discrimination.
Public attitudes about immigration in the U.S. were heavily influenced in the aftermath of the 9/11 attacks. After the attacks, 52% of Americans believed that immigration was a good thing overall for the U.S., down from 62% the year before, according to a 2009 Gallup poll. A 2008 Public Agenda survey found that half of Americans said tighter controls on immigration would do "a great deal" to enhance U.S. national security. Harvard political scientist and historian Samuel P. Huntington argued in his 2004 book Who Are We? The Challenges to America's National Identity that a potential future consequence of continuing massive immigration from Latin America, especially Mexico, could lead to the bifurcation of the United States.
The estimated population of illegal Mexican immigrants in the US decreased from approximately 7 million in 2007 to 6.1 million in 2011 Commentators link the reversal of the immigration trend to the economic downturn that started in 2008 and which meant fewer available jobs, and to the introduction of tough immigration laws in many states. According to the Pew Hispanic Center, the net immigration of Mexican born persons had stagnated in 2010, and tended toward going into negative figures.
More than 80 cities in the United States, including Washington D.C., New York City, Los Angeles, Chicago, San Francisco, San Diego, San Jose, Salt Lake City, Phoenix, Dallas, Fort Worth, Houston, Detroit, Jersey City, Minneapolis, Denver, Baltimore, Seattle, Portland, Oregon and Portland, Maine, have sanctuary policies, which vary locally.
Origin countries
Source: US Department of Homeland Security, Office of Immigration Statistics
Charts
Demography
Extent and destinations
2010, 2017, 2018
The United States admitted more legal immigrants from 1991 to 2000, between ten and eleven million, than in any previous decade. In the most recent decade, the 10 million legal immigrants that settled in the U.S. represent roughly one third of the annual growth, as the U.S. population increased by 32 million (from 249 million to 281 million). By comparison, the highest previous decade was the 1900s, when 8.8 million people arrived, increasing the total U.S. population by one percent every year. Specifically, "nearly 15% of Americans were foreign-born in 1910, while in 1999, only about 10% were foreign-born".
By 1970, immigrants accounted for 4.7 percent of the US population and rising to 6.2 percent in 1980, with an estimated 12.5 percent in 2009. , 25% of US residents under age 18 were first- or second-generation immigrants. Eight percent of all babies born in the U.S. in 2008 belonged to illegal immigrant parents, according to a recent analysis of U.S. Census Bureau data by the Pew Hispanic Center.
Legal immigration to the U.S. increased from 250,000 in the 1930s, to 2.5 million in the 1950s, to 4.5 million in the 1970s, and to 7.3 million in the 1980s, before becoming stable at about 10 million in the 1990s. Since 2000, legal immigrants to the United States number approximately 1,000,000 per year, of whom about 600,000 are Change of Status who already are in the U.S. Legal immigrants to the United States now are at their highest level ever, at just over 37,000,000 legal immigrants. In reports in 2005–2006, estimates of illegal immigration ranged from 700,000 to 1,500,000 per year. Immigration led to a 57.4% increase in foreign-born population from 1990 to 2000.
Foreign-born immigration has caused the U.S. population to continue its rapid increase with the foreign-born population doubling from almost 20 million in 1990 to over 47 million in 2015. In 2018, there were almost 90 million immigrants and U.S.-born children of immigrants (second-generation Americans) in the United States, accounting for 28% of the overall U.S. population.
While immigration has increased drastically over the 20th century, the foreign-born share of the population is, at 13.4, only somewhat below what it was at its peak in 1910 at 14.7%. A number of factors may be attributed to the decrease in the representation of foreign-born residents in the United States. Most significant has been the change in the composition of immigrants; prior to 1890, 82% of immigrants came from North and Western Europe. From 1891 to 1920, that number decreased to 25%, with a rise in immigrants from East, Central, and South Europe, summing up to 64%. Animosity towards these different and foreign immigrants increased in the United States, resulting in much legislation to limit immigration.
Contemporary immigrants settle predominantly in seven states, California, New York, Florida, Texas, Pennsylvania, New Jersey and Illinois, comprising about 44% of the U.S. population as a whole. The combined total immigrant population of these seven states was 70% of the total foreign-born population in 2000.
Origin
Foreign-born population in the United States in 2019 by country of birth
Effects of immigration
Demographics
The Census Bureau estimates the US population will increase from 317 million in 2014 to 417 million in 2060 with immigration, when nearly 20% will be foreign-born. A 2015 report from the Pew Research Center projects that by 2065, non-Hispanic white people will account for 46% of the population, down from the 2005 figure of 67%. Non-Hispanic white people made up 85% of the population in 1960. It also foresees the population of Hispanic people increasing from 17% in 2014 to 29% by 2060. The population of Asian people is expected to nearly double in 2060. Overall, the Pew Report predicts the population of the United States will rise from 296 million in 2005 to 441 million in 2065, but only to 338 million with no immigration.
In 35 of the country's 50 largest cities, non-Hispanic white people were predicted to be in the minority at the last census, or are already. In California, non-Hispanic white people decreased from 80% of the state's population in 1970 to 42% in 2001 and 39% in 2013.
Immigrant segregation declined in the first half of the 20th century, but has been increasing over the past few decades. This has caused questioning of the correctness of describing the United States as a melting pot. One explanation is that groups with lower socioeconomic status concentrate in more densely-populated areas that have access to public transit while groups with higher socioeconomic status move to suburban areas. Another is that some recent immigrant groups are more culturally and linguistically different from earlier groups and prefer to live together due to factors such as communication costs. Another explanation for increased segregation is white flight.
Country of birth for the foreign-born population in the United States
Source: 1990, 2000 and 2010 decennial Censuses and 2019 American Community Survey
Economic
A survey of leading economists shows a consensus for the view that high-skilled immigration makes the average American better off. A survey of the same economists also shows strong support for the notion that low-skilled immigration makes the average American better off. According to David Card, Christian Dustmann, and Ian Preston, "most existing studies of the economic impacts of immigration suggest these impacts are small, and on average benefit the native population". In a survey of the existing literature, Örn B Bodvarsson and Hendrik Van den Berg wrote, "a comparison of the evidence from all the studies ... makes it clear that, with very few exceptions, there is no strong statistical support for the view held by many members of the public, namely that immigration has an adverse effect on native-born workers in the destination country".
Overall economic prosperity
Whereas the impact on the average native tends to be small and positive, studies show more mixed results for low-skilled natives, but whether the effects are positive or negative, they tend to be small either way.
Immigrants may often do types of work that natives are largely unwilling to do, contributing to greater economic prosperity for the economy as a whole: for instance, Mexican migrant workers taking up manual farm work in the United States has close to zero effect on native employment in that occupation, which means that the effect of Mexican workers on U.S. employment outside farm work was therefore most likely positive, since they raised overall economic productivity. Research indicates that immigrants are more likely to work in risky jobs than U.S.-born workers, partly due to differences in average characteristics, such as immigrants' lower English language ability and educational attainment. Further, some studies indicate that higher ethnic concentration in metropolitan areas is positively related to the probability of self-employment of immigrants.
Research also suggests that diversity has a net positive effect on productivity and economic prosperity. A study by Nathan Nunn, Nancy Qian and Sandra Sequeira found that the Age of Mass Migration (1850–1920) has had substantially beneficial long-term effects on U.S. economic prosperity: "locations with more historical immigration today have higher incomes, less poverty, less unemployment, higher rates of urbanization, and greater educational attainment. The long-run effects appear to arise from the persistence of sizeable short-run benefits, including earlier and more intensive industrialization, increased agricultural productivity, and more innovation." The authors also found that the immigration had short-term benefits: "that there is no evidence that these long-run benefits come at short-run costs. In fact, immigration immediately led to economic benefits that took the form of higher incomes, higher productivity, more innovation, and more industrialization".
Research has also found that migration leads to greater trade in goods and services.
Using 130 years of data on historical migrations to the United States, one study found "that a doubling of the number of residents with ancestry from a given foreign country relative to the mean increases by 4.2 percentage points the probability that at least one local firm invests in that country, and increases by 31% the number of employees at domestic recipients of FDI from that country. The size of these effects increases with the ethnic diversity of the local population, the geographic distance to the origin country, and the ethno-linguistic fractionalization of the origin country."
Some research suggests that immigration can offset some of the adverse effects of automation on native labor outcomes in the United States. By increasing overall demand, immigrants could push natives out of low-skilled manual labor into better-paying occupations. A 2018 study in the American Economic Review found that the Bracero program (which allowed almost half a million Mexican workers to do seasonal farm labor in the United States) did not have any adverse impact on the labor market outcomes of American-born farm workers.
Fiscal effects
A 2011 literature review of the economic impacts of immigration found that the net fiscal impact of migrants varies across studies but that the most credible analyses typically find small and positive fiscal effects on average. According to the authors, "the net social impact of an immigrant over his or her lifetime depends substantially and in predictable ways on the immigrant's age at arrival, education, reason for migration, and similar".
A 2016 report by the National Academies of Sciences, Engineering, and Medicine concluded that over a 75-year time horizon, "the fiscal impacts of immigrants are generally positive at the federal level and generally negative at the state and local level". The reason for the costs to state and local governments is that the cost of educating the immigrants' children is paid by state and local governments. According to a 2007 literature review by the Congressional Budget Office, "Over the past two decades, most efforts to estimate the fiscal impact of immigration in the United States have concluded that, in aggregate and over the long-term, tax revenues of all types generated by immigrants—both legal and unauthorized—exceed the cost of the services they use."
According to James Smith, a senior economist at Santa Monica-based RAND Corporation and lead author of the United States National Research Council's study "The New Americans: Economic, Demographic, and Fiscal Effects of Immigration", immigrants contribute as much as $10 billion to the U.S. economy each year. The NRC report found that although immigrants, especially those from Latin America, caused a net loss in terms of taxes paid versus social services received, immigration can provide an overall gain to the domestic economy due to an increase in pay for higher-skilled workers, lower prices for goods and services produced by immigrant labor, and more efficiency and lower wages for some owners of capital. The report also notes that although immigrant workers compete with domestic workers for low-skilled jobs, some immigrants specialize in activities that otherwise would not exist in an area, and thus can be beneficial for all domestic residents.
Immigration and foreign labor documentation fees increased over 80% in 2007, with over 90% of funding for USCIS derived from immigration application fees, creating many USCIS jobs involving immigration to the US, such as immigration interview officials, fingerprint processors, Department of Homeland Security, etc.
Inequality
Overall immigration has not had much effect on native wage inequality but low-skill immigration has been linked to greater income inequality in the native population.
Impact of undocumented immigrants
Research on the economic effects of undocumented immigrants is scant but existing peer-reviewed studies suggest that the effects are positive for the native population and public coffers. A 2015 study shows that "increasing deportation rates and tightening border control weakens low-skilled labor markets, increasing unemployment of native low-skilled workers. Legalization, instead, decreases the unemployment rate of low-skilled natives and increases income per native." Studies show that legalization of undocumented immigrants would boost the U.S. economy; a 2013 study found that granting legal status to undocumented immigrants would raise their incomes by a quarter (increasing U.S. GDP by approximately $1.4 trillion over a ten-year period), and 2016 study found that "legalization would increase the economic contribution of the unauthorized population by about 20%, to 3.6% of private-sector GDP."
A 2007 literature by the Congressional Budget Office found that estimating the fiscal effects of undocumented immigrants has proven difficult: "currently available estimates have significant limitations; therefore, using them to determine an aggregate effect across all states would be difficult and prone to considerable error". The impact of undocumented immigrants differs on federal levels than state and local levels, with research suggesting modest fiscal costs at the state and local levels but with substantial fiscal gains at the federal level.
In 2009, a study by the Cato Institute, a free market think tank, found that legalization of low-skilled illegal resident workers in the US would result in a net increase in US GDP of $180 billion over ten years. The Cato Institute study did not examine the impact on per capita income for most Americans. Jason Riley notes that because of progressive income taxation, in which the top 1% of earners pay 37% of federal income taxes (even though they actually pay a lower tax percentage based on their income), 60% of Americans collect more in government services than they pay in, which also reflects on immigrants. In any event, the typical immigrant and their children will pay a net $80,000 more in their lifetime than they collect in government services according to the NAS. Legal immigration policy is set to maximize net taxation. Illegal immigrants even after an amnesty tend to be recipients of more services than they pay in taxes. In 2010, an econometrics study by a Rutgers economist found that immigration helped increase bilateral trade when the incoming people were connected via networks to their country of origin, particularly boosting trade of final goods as opposed to intermediate goods, but that the trade benefit weakened when the immigrants became assimilated into American culture.
According to NPR in 2005, about 3% of illegal immigrants were working in agriculture. The H-2A visa allows U.S. employers to bring foreign nationals to the United States to fill temporary agricultural jobs. The passing of tough immigration laws in several states from around 2009 provides a number of practical case studies. The state of Georgia passed immigration law HB 87 in 2011; this led, according to the coalition of top Kansas businesses, to 50% of its agricultural produce being left to rot in the fields, at a cost to the state of more than $400 million. Overall losses caused by the act were $1 billion; it was estimated that the figure would become over $20 billion if all the estimated 325,000 unauthorized workers left Georgia. The cost to Alabama of its crackdown in June 2011 has been estimated at almost $11 billion, with up to 80,000 unauthorized immigrant workers leaving the state.
Impact of refugees
Studies of refugees' impact on native welfare are scant but the existing literature shows a positive fiscal impact and mixed results (negative, positive and no significant effects) on native welfare. A 2017 paper by Evans and Fitzgerald found that refugees to the United States pay "$21,000 more in taxes than they receive in benefits over their first 20 years in the U.S." An internal study by the Department of Health and Human Services under the Trump administration, which was suppressed and not shown to the public, found that refugees to the United States brought in $63 billion more in government revenues than they cost the government. According to labor economist Giovanni Peri, the existing literature suggests that there are no economic reasons why the American labor market could not easily absorb 100,000 Syrian refugees in a year. Refugees integrate more slowly into host countries' labor markets than labor migrants, in part due to the loss and depreciation of human capital and credentials during the asylum procedure.
Innovation and entrepreneurship
According to one survey of the existing economic literature, "much of the existing research points towards positive net contributions by immigrant entrepreneurs". Areas where immigrants are more prevalent in the United States have substantially more innovation (as measured by patenting and citations). Immigrants to the United States start businesses at higher rates than natives. According to a 2018 paper, "first-generation immigrants create about 25% of new firms in the United States, but this share exceeds 40% in some states". Another 2018 paper links H-1B visa holders to innovation.
Immigrants have been linked to greater invention and innovation in the US. According to one report, "immigrants have started more than half (44 of 87) of America's startup companies valued at $1 billion or more and are key members of management or product development teams in over 70 percent (62 of 87) of these companies". Foreign doctoral students are a major source of innovation in the American economy. In the United States, immigrant workers hold a disproportionate share of jobs in science, technology, engineering, and math (STEM): "In 2013, foreign-born workers accounted for 19.2 percent of STEM workers with a bachelor's degree, 40.7 percent of those with a master's degree, and more than half—54.5 percent—of those with a Ph.D."
The Kauffman Foundation's index of entrepreneurial activity is nearly 40% higher for immigrants than for natives. Immigrants were involved in the founding of many prominent American high-tech companies, such as Google, Yahoo, YouTube, Sun Microsystems, and eBay.
Social
Discrimination
Irish immigration was opposed in the 1850s by the nativist Know Nothing movement, originating in New York in 1843. It was engendered by popular fears that the country was being overwhelmed by Irish Catholic immigrants. On March 14, 1891, a lynch mob stormed a local jail and lynched several Italians following the acquittal of several Sicilian immigrants alleged to be involved in the murder of New Orleans police chief David Hennessy. The Congress passed the Emergency Quota Act in 1921, followed by the Immigration Act of 1924. The Immigration Act of 1924 was aimed at limiting immigration overall, and making sure that the nationalities of new arrivals matched the overall national profile.
Business
A 2014 meta-analysis of racial discrimination in product markets found extensive evidence of minority applicants being quoted higher prices for products. A 1995 study found that car dealers "quoted significantly lower prices to white males than to black or female test buyers using identical, scripted bargaining strategies". A 2013 study found that eBay sellers of iPods received 21 percent more offers if a white hand held the iPod in the photo than a black hand.
Criminal justice system
Research suggests that police practices, such as racial profiling, over-policing in areas populated by minorities and in-group bias may result in disproportionately high numbers of racial minorities among crime suspects. Research also suggests that there may be possible discrimination by the judicial system, which contributes to a higher number of convictions for racial minorities. A 2012 study found that "(i) juries formed from all-white jury pools convict black defendants significantly (16 percentage points) more often than white defendants, and (ii) this gap in conviction rates is entirely eliminated when the jury pool includes at least one black member." Research has found evidence of in-group bias, where "black (white) juveniles who are randomly assigned to black (white) judges are more likely to get incarcerated (as opposed to being placed on probation), and they receive longer sentences". In-group bias has also been observed when it comes to traffic citations, as black and white police officers are more likely to cite out-groups.
Education
A 2015 study using correspondence tests "found that when considering requests from prospective students seeking mentoring in the future, faculty were significantly more responsive to white males than to all other categories of students, collectively, particularly in higher-paying disciplines and private institutions". Through affirmative action, there is reason to believe that elite colleges favor minority applicants.
Housing
A 2014 meta-analysis found extensive evidence of racial discrimination in the American housing market. Minority applicants for housing needed to make many more enquiries to view properties. Geographical steering of African-Americans in US housing remained significant. A 2003 study finds "evidence that agents interpret an initial housing request as an indication of a customer's preferences, but also are more likely to withhold a house from all customers when it is in an integrated suburban neighborhood (redlining). Moreover, agents' marketing efforts increase with asking price for white, but not for black, customers; blacks are more likely than whites to see houses in suburban, integrated areas (steering); and the houses agents show are more likely to deviate from the initial request when the customer is black than when the customer is white. These three findings are consistent with the possibility that agents act upon the belief that some types of transactions are relatively unlikely for black customers (statistical discrimination)."
A report by the federal Department of Housing and Urban Development where the department sent African-American people and white people to look at apartments found that African-American people were shown fewer apartments to rent and houses for sale.
Labor market
Several meta-analyses find extensive evidence of ethnic and racial discrimination in hiring in the American labor market. A 2016 meta-analysis of 738 correspondence tests—tests where identical CVs for stereotypically black and white names were sent to employers—in 43 separate studies conducted in OECD countries between 1990 and 2015 found that there is extensive racial discrimination in hiring decisions in Europe and North-America. These correspondence tests showed that equivalent minority candidates need to send around 50% more applications to be invited for an interview than majority candidates. A study that examined the job applications of actual people provided with identical résumés and similar interview training showed that African-American applicants with no criminal record were offered jobs at a rate as low as white applicants who had criminal records.
Discrimination between minority groups
Racist thinking among and between minority groups does occur; examples of this are conflicts between black people and Korean immigrants, notably in the 1992 Los Angeles Riots, and between African Americans and non-white Latino immigrants. There has been a long running racial tension between African American and Mexican prison gangs, as well as significant riots in California prisons where they have targeted each other, for ethnic reasons. There have been reports of racially-motivated attacks against African Americans who have moved into neighborhoods occupied mostly by people of Mexican origin, and vice versa. There has also been an increase in violence between non-Hispanic white people and Latino immigrants, and between African immigrants and African Americans.
Assimilation
A 2018 study in the American Sociological Review found that within racial groups, most immigrants to the United States had fully assimilated within a span of 20 years. Immigrants arriving in the United States after 1994 assimilate more rapidly than immigrants who arrived in previous periods. Measuring assimilation can be difficult due to "ethnic attrition", which refers to when descendants of migrants cease to self-identify with the nationality or ethnicity of their ancestors. This means that successful cases of assimilation will be underestimated. Research shows that ethnic attrition is sizable in Hispanic and Asian immigrant groups in the United States. By taking ethnic attrition into account, the assimilation rate of Hispanics in the United States improves significantly. A 2016 paper challenges the view that cultural differences are necessarily an obstacle to long-run economic performance of migrants. It finds that "first generation migrants seem to be less likely to success the more culturally distant they are, but this effect vanishes as time spent in the US increases". A 2020 study found that recent immigrants to the United States assimilated at a similar pace as historical immigrants.
Religious diversity
Immigration from South Asia and elsewhere has contributed to enlarging the religious composition of the United States. Islam in the United States is growing mainly due to immigration. Hinduism in the United States, Buddhism in the United States, and Sikhism in the United States are other examples. Whereas non-Christians together constitute only 4% of the U.S. population, they made up 20% of the 2003 cohort of new immigrants.
Since 1992, an estimated 1.7 million Muslims, approximately 1 million Hindus, and approximately 1 million Buddhists have immigrated legally to the United States.
Conversely, non-religious people are underrepresented in the immigrant populations. Although "other" non-Christian religions are also slightly more common among immigrants than among U.S. adults—1.9% compared with 1.0%—those professing no religion are slightly under-represented among new immigrants. Whereas 12% of immigrants said they had no religion, the figure was 15% for adult Americans. This lack of representation for non-religious people could be related to stigmas around atheists and agnostics or could relate to the need for identity when entering a new country.
Labor unions
The American Federation of Labor (AFL), a coalition of labor unions formed in the 1880s, vigorously opposed unrestricted immigration from Europe for moral, cultural, and racial reasons. The issue unified the workers who feared that an influx of new workers would flood the labor market and lower wages. Nativism was not a factor because upwards of half the union members were themselves immigrants or the sons of immigrants from Ireland, Germany and Britain. However, nativism was a factor when the AFL even more strenuously opposed all immigration from Asia because it represented (to its Euro-American members) an alien culture that could not be assimilated into American society. The AFL intensified its opposition after 1906 and was instrumental in passing immigration restriction bills from the 1890s to the 1920s, such as the 1921 Emergency Quota Act and the Immigration Act of 1924, and seeing that they were strictly enforced.
Mink (1986) concluded that the AFL and the Democratic Party were linked partly on the basis of immigration issues, noting the large corporations, which supported the Republicans, wanted more immigration to augment their labor force.
United Farm Workers during Cesar Chavez tenure was committed to restricting immigration. Chavez and Dolores Huerta, cofounder and president of the UFW, fought the Bracero Program that existed from 1942 to 1964. Their opposition stemmed from their belief that the program undermined U.S. workers and exploited the migrant workers. Since the Bracero Program ensured a constant supply of cheap immigrant labor for growers, immigrants could not protest any infringement of their rights, lest they be fired and replaced. Their efforts contributed to Congress ending the Bracero Program in 1964. In 1973, the UFW was one of the first labor unions to oppose proposed employer sanctions that would have prohibited hiring illegal immigrants.
On a few occasions, concerns that illegal immigrant labor would undermine UFW strike campaigns led to a number of controversial events, which the UFW describes as anti-strikebreaking events, but which have also been interpreted as being anti-immigrant. In 1973, Chavez and members of the UFW marched through the Imperial and Coachella Valleys to the border of Mexico to protest growers' use of illegal immigrants as strikebreakers. Joining him on the march were Reverend Ralph Abernathy and U.S. Senator Walter Mondale. In its early years, the UFW and Chavez went so far as to report illegal immigrants who served as strikebreaking replacement workers (as well as those who refused to unionize) to the Immigration and Naturalization Service.
In 1973, the United Farm Workers set up a "wet line" along the United States–Mexico border to prevent Mexican immigrants from entering the United States illegally and potentially undermining the UFW's unionization efforts. During one such event, in which Chavez was not involved, some UFW members, under the guidance of Chavez's cousin Manuel, physically attacked the strikebreakers after peaceful attempts to persuade them not to cross the border failed.
In 1979, Chavez used a forum of a U.S. Senate committee hearing to denounce the federal immigration service, in which he said the U.S. Immigration and Naturalization Service purportedly refused to arrest illegal Mexican immigrants who Chavez claims are being used to break the union's strike.
Political
A Boston Globe article attributed Barack Obama's win in the 2008 U.S. presidential election to a marked reduction over the preceding decades in the percentage of white people in the American electorate, attributing this demographic change to the Immigration Act of 1965. The article quoted Simon Rosenberg, president and founder of the New Democrat Network, as having said that the Act is "the most important piece of legislation that no one's ever heard of", and that it "set America on a very different demographic course than the previous 300 years".
Immigrants differ on their political views; however, the Democratic Party is considered to be in a far stronger position among immigrants overall. Research shows that religious affiliation can also significantly impact both the social values and voting patterns of immigrants, as well as the broader American population. Hispanic evangelicals, for example, are more strongly conservative than non-Hispanic evangelicals. This trend is often similar for Hispanics or others strongly identifying with the Catholic Church, a religion that strongly opposes abortion and gay marriage.
The key interests groups that lobby on immigration are religious, ethnic and business groups, together with some liberals and some conservative public policy organizations. Both the pro- and anti- groups affect policy.
Studies have suggested that some special interest groups lobby for less immigration for their own group and more immigration for other groups since they see effects of immigration, such as increased labor competition, as detrimental when affecting their own group but beneficial when affecting other groups.
A 2011 paper found that both pro- and anti-immigration special interest groups play a role in migration policy. "Barriers to migration are lower in sectors in which business lobbies incur larger lobbying expenditures and higher in sectors where labor unions are more important." A 2011 study examining the voting of US representatives on migration policy suggests that "representatives from more skilled labor abundant districts are more likely to support an open immigration policy towards the unskilled, whereas the opposite is true for representatives from more unskilled labor abundant districts".
After the 2010 election, Gary Segura of Latino Decisions stated that Hispanic voters influenced the outcome and "may have saved the Senate for Democrats". Several ethnic lobbies support immigration reforms that would allow illegal immigrants that have succeeded in entering to gain citizenship. They may also lobby for special arrangements for their own group. The Chairman for the Irish Lobby for Immigration Reform has stated that "the Irish Lobby will push for any special arrangement it can get—'as will every other ethnic group in the country. The irredentist and ethnic separatist movements for Reconquista and Aztlán see immigration from Mexico as strengthening their cause.
The book Ethnic Lobbies and US Foreign Policy (2009) states that several ethnic special interest groups are involved in pro-immigration lobbying. Ethnic lobbies also influence foreign policy. The authors wrote that "Increasingly, ethnic tensions surface in electoral races, with House, Senate, and gubernatorial contests serving as proxy battlegrounds for antagonistic ethnoracial groups and communities. In addition, ethnic politics affect party politics as well, as groups compete for relative political power within a party". However, the authors argued that ethnic interest groups, in general, do not currently have too much power in foreign policy and can balance other special interest groups.
In a 2012 news story, Reuters reported, "Strong support from Hispanics, the fastest-growing demographic in the United States, helped tip President Barack Obama's fortunes as he secured a second term in the White House, according to Election Day polling."
Lately, there is talk among several Republican leaders, such as governors Bobby Jindal and Susana Martinez, of taking a new, friendlier approach to immigration. Former US Secretary of Commerce Carlos Gutierrez is promoting the creation of Republicans for Immigration Reform.
Bernie Sanders opposes guest worker programs and is also skeptical about skilled immigrant (H-1B) visas, saying, "Last year, the top 10 employers of H-1B guest workers were all offshore outsourcing companies. These firms are responsible for shipping large numbers of American information technology jobs to India and other countries." In an interview with Vox he stated his opposition to an open borders immigration policy, describing it as:
In April 2018, then-president Trump called for National Guard at the border to secure the ongoing attempts at a border wall along the United States–Mexico border. According to the Los Angeles Times, "Defense Secretary James N. Mattis has signed an order to send up to 4,000 National Guard troops to the U.S.–Mexico border but barred them from interacting with migrants detained by the Border Patrol in most circumstances".
The caravan of migrants from Central America have reached the United States to seek asylum. The last of the caravan have arrived and are processing as of May 4, 2018. Remarks by Attorney General Sessions have expressed hesitation with asylum seekers. Sessions has stated, "The system is being gamed; there's no doubt about it". This statement implied asylum seekers were attempting to immigrate to the United States for work or various other reasons rather than seeking refuge.
Health
A 2020 study found no evidence that immigration was associated with adverse health impacts for native-born Americans. To the contrary, the study found that "the presence of low‐skilled immigrants may improve the health of low‐skilled U.S.‐born individuals", possibly by moving low-skilled Americans from physically dangerous and risky jobs toward occupations that require more communication and interactive ability.
On average, per capita health care spending is lower for immigrants than it is for native-born Americans. The non-emergency use of emergency rooms ostensibly indicates an incapacity to pay, yet some studies allege disproportionately lower access to unpaid healthcare by immigrants. For this and other reasons, there have been various disputes about how much immigration is costing the United States public health system. University of Maryland economist and Cato Institute scholar Julian Lincoln Simon concluded in 1995 that while immigrants probably pay more into the health system than they take out, this is not the case for elderly immigrants and refugees, who are more dependent on public services for survival. Immigration itself may impact women's health. A 2017 study found that Latino women suffer higher rates of intimate partner violence (IPV) than native US women. Migration may worsen IPV rates and outcomes. Migration itself may not cause IPV, but it may make it more difficult for women to get help. According to Kim et al., the IPV is usually the result of unequal family structures rather than the process of migration.
Immigration from areas of high incidences of disease is thought to have been one of the causes of the resurgence of tuberculosis (TB), chagas, and hepatitis in areas of low incidence. According to Centers for Disease Control and Prevention (CDC), TB cases among foreign-born individuals remain disproportionately high, at nearly nine times the rate of U.S.-born persons. To reduce the risk of diseases in low-incidence areas, the main countermeasure has been the screening of immigrants on arrival. HIV/AIDS entered the United States in around 1969, likely through a single infected immigrant from Haiti. Conversely, many new HIV infections in Mexico can be traced back to the United States. People infected with HIV were banned from entering the United States in 1987 by executive order, but the 1993 statute supporting the ban was lifted in 2009. The executive branch is expected to administratively remove HIV from the list of infectious diseases barring immigration, but immigrants generally would need to show that they would not be a burden on public welfare. Researchers have also found what is known as the "healthy immigrant effect", in which immigrants in general tend to be healthier than individuals born in the U.S. Immigrants are more likely than native-born Americans to have a medical visit labeled uncompensated care.
Crime
There is no empirical evidence that either legal or illegal immigration increases crime in the United States. In fact, a majority of studies in the U.S. have found lower crime rates among immigrants than among non-immigrants, and that higher concentrations of immigrants are associated with lower crime rates. Explanations proposed to account for this relationship have included ethnic enclaves, self-selection, and the hypothesis that immigrants revitalize communities to which they emigrate.
Some research even suggests that increases in immigration may partly explain the reduction in the U.S. crime rate.
A 2005 study showed that immigration to large U.S. metropolitan areas does not increase, and in some cases decreases, crime rates there. A 2009 study found that recent immigration was not associated with homicide in Austin, Texas. The low crime-rates of immigrants to the United States despite having lower levels of education, lower levels of income and residing in urban areas (factors that should lead to higher crime-rates) may be due to lower rates of antisocial behavior among immigrants. A 2015 study found that Mexican immigration to the United States was associated with an increase in aggravated assaults and a decrease in property crimes. A 2016 study finds no link between immigrant populations and violent crime, although there is a small but significant association between undocumented immigrants and drug-related crime.
A 2018 study found that undocumented immigration to the United States did not increase violent crime. Research finds that Secure Communities, an immigration enforcement program which led to a quarter of a million of detentions (when the study was published; November 2014), had no observable impact on the crime rate. A 2015 study found that the 1986 Immigration Reform and Control Act, which legalized almost 3 million immigrants, led to "decreases in crime of 3–5 percent, primarily due to decline in property crimes, equivalent to 120,000–180,000 fewer violent and property crimes committed each year due to legalization".
According to one study, sanctuary cities—which adopt policies designed to not prosecute people solely for being an illegal immigrant—have no statistically meaningful effect on crime.
One of the first political analyses in the U.S. of the relationship between immigration and crime was performed in the beginning of the 20th century by the Dillingham Commission, which found a relationship especially for immigrants from non-Northern European countries, resulting in the sweeping 1920s immigration reduction acts, including the Emergency Quota Act of 1921, which favored immigration from northern and western Europe. Recent research is skeptical of the conclusion drawn by the Dillingham Commission. One study finds that "major government commissions on immigration and crime in the early twentieth century relied on evidence that suffered from aggregation bias and the absence of accurate population data, which led them to present partial and sometimes misleading views of the immigrant-native criminality comparison. With improved data and methods, we find that in 1904, prison commitment rates for more serious crimes were quite similar by nativity for all ages except ages 18 and 19, for which the commitment rate for immigrants was higher than for the native-born. By 1930, immigrants were less likely than natives to be committed to prisons at all ages 20 and older, but this advantage disappears when one looks at commitments for violent offenses."
For the early twentieth century, one study found that immigrants had "quite similar" imprisonment rates for major crimes as natives in 1904 but lower for major crimes (except violent offenses; the rate was similar) in 1930. Contemporary commissions used dubious data and interpreted it in questionable ways.
Research suggests that police practices, such as racial profiling, over-policing in areas populated by minorities and in-group bias may result in disproportionately high numbers of immigrants among crime suspects. Research also suggests that there may be possible discrimination by the judicial system, which contributes to a higher number of convictions for immigrants.
Crimmigration
Crimmigration has emerged as a field in which critical immigration scholars conceptualize the current immigration law enforcement system. Crimmigration is broadly defined as the convergence of the criminal justice system and immigration enforcement, where immigration law enforcement has adopted the "criminal" law enforcement approach. This frames undocumented immigrants as "criminal" deviants and security risks. Crime and migration control have become completely intertwined, so much so that both undocumented and documented individuals suspected of being a noncitizen may be targeted.
Using a "crimmigration" point of thought, César Cuauhtémoc García Hernández explains the criminalization of undocumented immigrants began in the aftermath of the civil rights movement. Michelle Alexander explores how the U.S. criminal justice system is made of "colorblind" policies and law enforcement practices that have shaped the mass incarceration of people of color into an era of "The New Jim Crow". As Alexander and García Hernández state, overt racism and racist laws became culturally scorned, and covert racism became the norm. This new form of racism focuses on penalizing criminal activity and promoting "neutral" rhetoric.
"Crimmigration" recognizes how laws and policies throughout different states contribute to the convergence of criminal law enforcement and immigration law. For example, states are implementing a variety of immigration-related criminal offenses that are punishable by imprisonment. California, Oregon, and Wyoming criminalize the use of fraudulent immigration or citizenship documents. Arizona allows judges to confine witnesses in certain "criminal" cases if they are suspected of being in the U.S. without documentation. The most common violations of immigration law on the federal level are unauthorized entry (a federal misdemeanor) and unauthorized reentry (a federal felony). These "offenses" deemed as "crimes" under immigration law set the tone of "crimmigration" and for what García Hernández refers to as the "removal pipeline" of immigrants.
Some scholars focus on the organization of "crimmigration" as it relates to the mass removal of certain immigrants. Jennifer Chacón finds that immigration law enforcement is being decentralized. Customs and Border Patrol (CBP), Immigration and Customs Enforcement (ICE), and the Department of Homeland Security (DHS) are the central law enforcement agencies in control of enforcing immigration law. However, other federal, state and local law enforcement agencies, such as sheriff's offices, municipal police departments, the Federal Bureau of Investigation (FBI), and the Drug and Enforcement Agency (DEA), aid in immigrant removal. In 1996, Congress expanded power to state and local law enforcement agencies to enforce federal immigration law. These agencies keep people locked up in jails or prison when they receive an "immigration detainer" from ICE, and therefore aid in interior enforcement. In addition, some agencies participate in the State Criminal Alien Assistance Program ("SCAAP"), which gives these agencies financial incentives to cooperate with ICE in identifying immigrants in their custody.
Education
Scientific laboratories and startup Internet opportunities have been a significant factor in immigration to the United States. By 2000, 23% of scientists with a PhD in the U.S. were immigrants, including 40% of those in engineering and computers. Roughly a third of the United States' college and universities graduate students in STEM fields are foreign nationals—in some states it is well over half of their graduate students.
On Ash Wednesday, March 5, 2014, the presidents of 28 Catholic and Jesuit colleges and universities joined the "Fast for Families" movement. The "Fast for Families" movement reignited the immigration debate in the autumn of 2013 when the movement's leaders, supported by many members of Congress and the President, fasted for twenty-two days on the National Mall in Washington, D.C.
A study on public schools in California found that white enrollment declined in response to increases in the number of Spanish-speaking Limited English Proficient and Hispanic students. This white flight was greater for schools with relatively larger proportions of Spanish-speaking Limited English Proficient.
A North Carolina study found that the presence of Latin American children in schools had no significant negative effects on peers, but that students with limited English skills had slight negative effects on peers.
Science and engineering
In the United States, a significant proportion of scientists and engineers are foreign-born, as well as students in science and engineering programs. However, this is not unique to the US since foreigners make up significant amounts of scientists and engineers in other countries. As of 2011, 28% of graduate students in science, engineering, and health are foreign. The number of science and engineering (S&E) bachelor's degrees has increased steadily over the past 15 years, reaching a new peak of about half a million in 2009. Since 2000, foreign-born students in the United States have consistently earned a small share (3–4%) of S&E degrees at the bachelor's level. Foreign students make up a much higher proportion of S&E master's degree recipients than of bachelor's or associate degree recipients. In 2009, foreign students earned 27% of S&E master's degrees and 33% in doctorate degrees. Significant numbers of foreign-born students in science and engineering are not unique to America, since foreign students now account for nearly 60% of graduate students in mathematics, computer sciences, and engineering globally. In Switzerland and the United Kingdom, more than 40% of doctoral students are foreign. A number of other countries, including Austria, Australia, Belgium, Canada, New Zealand, and the United States, have relatively high percentages (more than 20%) of doctoral students who are foreign. Foreign student enrollment in the United Kingdom has been increasing. In 2008, foreign students made up 47% of all graduate students studying S&E in the United Kingdom (an increase from 32% in 1998). Top destinations for international students include the United Kingdom (12%), Germany (9%), and France (9%). Together with the U.S., these countries receive more than half of all internationally mobile students worldwide. Although the United States continues to attract the largest number and fraction of foreign students worldwide, its share of foreign students has decreased in recent years.
55% of Ph.D. students in engineering in the United States are foreign-born (2004). Between 1980 and 2000, the percentage of Ph.D. scientists and engineers employed in the United States who were born abroad increased from 24% to 37%. 45% of Ph.D. physicists working in the United States were foreign-born in 2004. 80% of total post-doctoral chemical and materials engineering in the United States were foreign-born in 1988.
At the undergraduate level, US-born engineering students constitute upwards of 90–95% of the student population (most foreign-born candidates for engineering graduate schools are trained in their home countries). However, the pool of BS engineering graduates with US citizenship is much larger than the number who apply to engineering graduate schools. The proportion of foreign-born engineers among assistant professors younger than 35 years increased from 10% in 1972 to 50–55% in 1983–1985, illustrating a dramatic increase on US dependence on foreign-born students in the US college system. The increase in non-citizen assistant professors of engineering is the result of the fact that, in recent years, foreign-born engineers received close to 50 percent of newly awarded engineering doctorates (naturalized citizens accounted for about 4 percent) and, furthermore, they entered academe in disproportionately large numbers. 33% of all U.S. Ph.D.s in science and engineering were awarded to foreign-born graduate students as of 2004.
In 1982, foreign-born engineers constituted about 3.6% of all engineers employed in the United States, 13.9% of which were naturalized; and foreign-born Ph.D.s in Engineering constituted 15% and 20% were naturalized. In 1985, foreign-born Ph.D.s represented almost 33% of the engineering post-doctorate researchers in US universities. Foreign-born Ph.D. engineers often accept postdoctoral positions because other employment is unavailable until a green card is obtained. A system that further incentivising replacement of US citizens in the upper echelons of academic and private sector engineering firms due to higher educational attainment relative to native-born engineer who for the most part do train beyond undergraduate level.
In recent years, the number of applicants for faculty openings at research universities have increased dramatically. Numbers of 50 to 200 applications for a single faculty opening have become typical, yet even with such high numbers of applicants, the foreign-born component is in excess of 50%. 60% of the top science students and 65 percent of the top math students in the United States are the children of immigrants. In addition, foreign-born high school students make up 50 percent of the 2004 U.S.Math Olympiad's top scorers, 38 percent of the U.S. Physics Team, and 25 percent of the Intel Science Talent Search finalists—the United States' most prestigious awards for young scientists and mathematicians.
Among 1985 foreign-born engineering doctorate holders, about 40% expected to work in the United States after graduating. An additional 17 percent planned to stay on as post-doctorates, and most of these are likely to remain permanently in the United States. Thus, almost 60% of foreign-born engineering doctorate holders are likely to become part of the US engineering labor force within a few years after graduating. The other approximately 40% of foreign born engineering PhDs mostly likely find employment working for multinational corporations outside of the US.
In the 2004 Intel Science Talent Search, more children (18) have parents who entered the country on H-1B (professional) visas than parents born in the United States (16). New H-1B visa holders each year represent less than 0.04 percent of the U.S. population. Foreign born faculty now account for over 50% of faculty in engineering (1994).
27 out the 87 (more than 30%) American Nobel Prize winners in Medicine and Physiology between 1901 and 2005 were born outside the US.
1993 median salaries of U.S. recipients of Ph.D.s in Science and Engineering foreign-born vs. native-born were as follows:
Lobbying
Major American corporations spent $345 million lobbying for just three pro-immigration bills between 2006 and 2008.
The two most prominent groups lobbying for more restrictive immigration policies for the United States are NumbersUSA and the Federation for American Immigration Reform (FAIR); additionally, the Center for Immigration Studies think tank produces policy analysis supportive of a more restrictive stance.
Public opinion
The ambivalent feeling of Americans toward immigrants is shown by a positive attitude toward groups that have been visible for a century or more, and much more negative attitude toward recent arrivals. For example, a 1982 national poll by the Roper Center at the University of Connecticut showed respondents a card listing a number of groups and asked, "Thinking both of what they have contributed to this country and have gotten from this country, for each one tell me whether you think, on balance, they've been a good or a bad thing for this country", which produced the results shown in the table. "By high margins, Americans are telling pollsters it was a very good thing that Poles, Italians, and Jews immigrated to America. Once again, it's the newcomers who are viewed with suspicion. This time, it's the Mexicans, the Filipinos, and the people from the Caribbean who make Americans nervous."
In a 2002 study, which took place soon after the September 11 attacks, 55% of Americans favored decreasing legal immigration, 27% favored keeping it at the same level, and 15% favored increasing it.
In 2006, the immigration-reduction advocacy think tank the Center for Immigration Studies released a poll that found that 68% of Americans think U.S. immigration levels are too high, and just 2% said they are too low. They also found that 70% said they are less likely to vote for candidates that favor increasing legal immigration. In 2004, 55% of Americans believed legal immigration should remain at the current level or increased and 41% said it should be decreased. The less contact a native-born American has with immigrants, the more likely they would have a negative view of immigrants.
One of the most important factors regarding public opinion about immigration is the level of unemployment; anti-immigrant sentiment is where unemployment is highest, and vice versa.
Surveys indicate that the U.S. public consistently makes a sharp distinction between legal and illegal immigrants, and generally views those perceived as "playing by the rules" with more sympathy than immigrants who have entered the country illegally.
According to a Gallup poll in July 2015, immigration is the fourth most important problem facing the United States and seven percent of Americans said it was the most important problem facing America today. In March 2015, another Gallup poll provided insight into American public opinion on immigration; the poll revealed that 39% of people worried about immigration "a great deal". A January poll showed that only 33% of Americans were satisfied with the current state of immigration in America.
Before 2012, a majority of Americans supported securing United States borders compared to dealing with illegal immigrants in the United States. In 2013, that trend has reversed and 55% of people polled by Gallup revealed that they would choose "developing a plan to deal with immigrants who are currently in the U.S. illegally". Changes regarding border control are consistent across party lines, with the percentage of Republicans saying that "securing U.S. borders to halt flow of illegal immigrants" is extremely important decreasing from 68% in 2011 to 56% in 2014. Meanwhile, Democrats who chose extremely important shifted from 42% in 2011 to 31% in 2014. In July 2013, 87% of Americans said they would vote in support of a law that would "allow immigrants already in the country to become U.S. citizens if they meet certain requirements including paying taxes, having a criminal background check and learning English". However, in the same survey, 83% also said they would support the tightening of U.S. border security.
Donald Trump's campaign for presidency focused on a rhetoric of reducing illegal immigration and toughening border security. In July 2015, 48% of Americans thought that Donald Trump would do a poor job of handling immigration problems. In November 2016, 55% of Trump's voters thought that he would do the right thing regarding illegal immigration. In general, Trump supporters are not united upon how to handle immigration. In December 2016, Trump voters were polled and 60% said that "undocumented immigrants in the U.S. who meet certain requirements should be allowed to stay legally".
American opinion regarding how immigrants affect the country and how the government should respond to illegal immigration have changed over time. In 2006, out of all U.S. adults surveyed, 28% declared that they believed the growing number of immigrants helped American workers and 55% believed that it hurt American workers. In 2016, those views had changed, with 42% believing that they helped and 45% believing that they hurt. The PRRI 2015 American Values Atlas showed that between 46% and 53% of Americans believed that "the growing number of newcomers from other countries ... strengthens American society". In the same year, between 57% and 66% of Americans chose that the U.S. should "allow [immigrants living in the U.S. illegally] a way to become citizens provided they meet certain requirements".
In February 2017, the American Enterprise Institute released a report on recent surveys about immigration issues. In July 2016, 63% of Americans favored the temporary bans of immigrants from areas with high levels of terrorism and 53% said the U.S. should allow fewer refugees to enter the country. In November 2016, 55% of Americans were opposed to building a border wall with Mexico. Since 1994, Pew Research center has tracked a change from 63% of Americans saying that immigrants are a burden on the country to 27%.
The Trump administraton's zero-tolerance policy was reacted to negatively by the public. One of the main concerns was how detained children of illegal immigrants were treated. Due to very poor conditions, a campaign was begun called "Close the Camps". Detainment facilities were compared to concentration and internment camps.
After the 2021 evacuation from Afghanistan in August 2021, an NPR/Ipsos poll (±4.6%) found 69% of Americans supported resettling in the United States Afghans who had worked with the U.S., with 65% support for Afghans who "fear repression or persecution from the Taliban". There was lower support for other refugees: 59% for those "fleeing from civil strife and violence in Africa", 56% for those "fleeing from violence in Syria and Libya", and 56% for "Central Americans fleeing violence and poverty". 57% supported the Trump-era Remain in Mexico policy, and 55% supported legalizing the status of those illegally brought to the U.S. as children (as proposed in the DREAM Act).
Religious responses
Religious figures in the United States have stated their views on the topic of immigration as informed by their religious traditions.
Catholicism – In 2018, Catholic leaders stated that asylum-limiting laws proposed by the Trump administration were immoral. Some bishops considered imposing sanctions (known as "canonical penalties") on church members who have participated in enforcing such policies.
Judaism – American Jewish rabbis from various denominations have stated that their understanding of Judaism is that immigrants and refugees should be welcomed, and even assisted. The exception would be if there is significant economic hardship or security issues faced by the host country or community, in which case immigration may be limited, discouraged or even prohibited altogether. Some liberal denominations place more emphasis on the welcoming of immigrants, while Conservative, Orthodox and Independent rabbis also consider economic and security concerns. Some provide moral arguments for both the right of country to enforce immigration standards as well as for providing some sort of amnesty for illegal migrants.
Legal issues
Laws concerning immigration and naturalization
Laws concerning immigration and naturalization include:
the Immigration Act of 1990 (IMMACT), which limits the annual number of immigrants to 700,000. It emphasizes that family reunification is the main immigration criterion, in addition to employment-related immigration.
the Antiterrorism and Effective Death Penalty Act (AEDPA)
the Illegal Immigration Reform and Immigrant Responsibility Act (IIRIRA)
The Naturlization Act of 1790
The Alien and Sedition Acts of 1798
The Chinese Act of 1882, which banned the immigration of Chinese people.
The Johsnon-Reed Act of 1924 which limited the number of immigrants.
AEDPA and IIRARA exemplify many categories of criminal activity for which immigrants, including green card holders, can be deported and have imposed mandatory detention for certain types of cases.
Asylum for refugees
In contrast to economic migrants, who generally do not gain legal admission, refugees, as defined by international law, can gain legal status through a process of seeking and receiving asylum, either by being designated a refugee while abroad, or by physically entering the United States and requesting asylum status thereafter. A specified number of legally-defined refugees, who either apply for asylum overseas or after arriving in the U.S., are admitted annually. Refugees compose about one-tenth of the total annual immigration to the United States, though some large refugee populations are very prominent. In 2014, the number of asylum seekers accepted into the U.S. was about 120,000. By comparison, about 31,000 were accepted in the UK and 13,500 in Canada.
Since 1975, more than 1.3 million refugees from Asia have been resettled in the United States. Since 2000 the main refugee-sending regions have been Somalia, Liberia, Sudan, and Ethiopia. The limit for refugee resettlement for fiscal year 2008 was 80,000 refugees. The United States expected to admit a minimum of 17,000 Iraqi refugees during fiscal year 2009. The U.S. has resettled more than 42,000 Bhutanese refugees from Nepal since 2008.
In fiscal year 2008, the Office of Refugee Resettlement (ORR) appropriated over $655 million for long-term services provided to refugees after their arrival in the US. The Obama administration has kept to about the same level.
A common problem in the current system for asylum seekers is the lack of resources. Asylum offices in the United States receive more applications for asylum than they can process every month and every year. These continuous applications cause a significant backlog.
The U.S. plans to resettle up to 30,000 Afghan SIV applicants into the United States.
Miscellaneous documented immigration
In removal proceedings in front of an immigration judge, cancellation of removal is a form of relief that is available for certain long-time residents of the United States. It allows a person being faced with the threat of removal to obtain permanent residence if that person has been physically present in the U.S. for at least ten years, has had good moral character during that period, has not been convicted of certain crimes, and can show that removal would result in exceptional and extremely unusual hardship to their U.S. citizen or permanent resident spouse, children, or parent. This form of relief is only available when a person is served with a Notice to Appear to appear in the proceedings in the court.
Members of Congress may submit private bills granting residency to specific named individuals. A special committee vets the requests, which require extensive documentation. The Central Intelligence Agency has the statutory authority to admit up to one hundred people a year outside of normal immigration procedures, and to provide for their settlement and support. The program is called "PL110", named after the legislation that created the agency, Public Law 110, the Central Intelligence Agency Act.
Illegal immigration
The illegal immigrant population of the United States is estimated to be between 11 and 12 million. The population of unauthorized immigrants peaked in 2007 and has declined since that time. The majority of the U.S. unauthorized immigrants are from Mexico, but "their numbers (and share of the total) have been declining" and as of 2016 Mexicans no longer make up a clear majority of unauthorized immigrants, as they did in the past. Unauthorized immigrants made up about 5% of the total U.S. civilian labor force in 2014. By the 2010s, an increasing share of U.S. unauthorized immigrants were long-term residents; in 2015, 66% of adult unauthorized residents had lived in the country for at least ten years, while only 14% had lived in the U.S. for less than five years.
In June 2012, President Obama issued a memorandum instructing officers of the federal government to defer deporting young undocumented immigrants who were brought to the U.S. as children as part of the Deferred Action for Childhood Arrivals (DACA) program. Under the program, eligible recipients who applied and were granted DACA status were granted a two-year deferral from deportation and temporary eligibility to work legally in the country. Among other criteria, to be eligible a youth applicant must (1) be between age 15 and 31; (2) have come to the United States before the age of 16; (3) have lived in the U.S. continuously for at least five years; (4) be a current student, or have earned a high school diploma or equivalent, or have received an honorable discharge from the U.S. armed services; and (5) must not "have not been convicted of a felony, significant misdemeanor, or three or more misdemeanors, and [does] not otherwise pose a threat to public safety or national security". The Migration Policy Institution estimated that as of 2016, about 1.3 million unauthorized young adults ages 15 and older were "immediately eligible for DACA"; of this eligible population, 63% had applied as of March 2016.
Children of legal migrants will not qualify as Dreamers under DACA protection because they entered the country legally. This is highlighted as the biggest contradiction in US immigration policy by many advocates of legal immigrants.
In 2014, President Obama announced a set of executive actions, the Deferred Action for Parents of Americans and Lawful Permanent Residents. Under this program, "unauthorized immigrants who are parents of U.S. citizens or lawful permanent residents (LPRs) would qualify for deferred action for three years if they meet certain other requirements". A February 2016 Migration Policy Institute/Urban Institute report found that about 3.6 million people were potentially eligible for DAPA and "more than 10 million people live in households with at least one potentially DAPA-eligible adult, including some 4.3 million children under age 18an estimated 85 percent of whom are U.S. citizens". The report also found that "the potentially DAPA eligible are well settled with strong U.S. roots, with 69 percent having lived in the United States ten years or more, and 25 percent at least 20 years".
Although not without precedent under prior presidents, President Obama's authority to create DAPA and expand DACA were challenged in the federal courts by Texas and 25 other states. In November 2015, the U.S. Court of Appeals for the Fifth Circuit, in a 2–1 decision in United States v. Texas, upheld a preliminary injunction blocking the programs from going forward. The case was heard by the U.S. Supreme Court, which in June 2016 deadlocked 4–4, thus affirming the ruling of the Fifth Circuit but setting no nationally-binding precedent.
Military immigration
On November 15, 2013, the United States Citizenship and Immigration Services announced that they would be issuing a new policy memorandum called "parole in place". Parole in place would offer green cards to immigrant parents, spouses and children of active military duty personnel. Prior to this law, relatives of military personnelexcluding husbands and wiveswere forced to leave the United States and apply for green cards in their home countries. The law allows for family members to avoid the possible ten-year bar from the United States and remain in the United States while applying for lawful permanent residence. The parole status, given in one year terms, will be subject to the family member being "absent a criminal conviction or other serious adverse factors".
Military children born in foreign countries are considered American from birth, assuming both parents were American citizens at the time of birth. Children born to American citizens will have to process Conciliary Reports of Birth Abroad. This report of birth abroad is the equivalent of a birth certificate and the child will use the report in place of a birth certificate for documentation. However, children born in foreign countries to United States servicemembers before they have gained citizenship could only gain citizenship through the naturalization process.
Treatment as civil proceedings
Most immigration proceedings are civil matters, including deportation proceedings, asylum cases, employment without authorization, and visa overstay. People who evade border enforcement (such as by crossing outside any official border checkpoint), who commit fraud to gain entry, or who commit identity theft to gain employment, may face criminal charges. People entering illegally were seldom charged with this crime until Operation Streamline in 2005. Conviction of this crime generally leads to a prison term, after which the person is deported if they are not eligible to remain in the country.
The guarantees under the Sixth Amendment to the United States Constitution, such as the right to counsel, and the right to a jury trial, have not been held to apply to civil immigration proceedings. As a result, people generally represent themselves in asylum and deportation cases unless they can afford an immigration lawyer or receive assistance from a legal charity. In contrast, the Due Process Clause of the Fifth Amendment has been applied to immigration proceedings. Because the right to confrontation in the Sixth Amendment does not apply, people can be ordered deported in absentiawithout being present at the immigration proceeding.
Removal proceedings are considered administrative proceedings under the authority of the United States Attorney General, acting through the Executive Office for Immigration Review, part of the Justice Department. Immigration judges are employees of the Justice Department, and thus part of the executive branch rather than the judicial branch of government. Appeals are heard within the EOIR by the Board of Immigration Appeals, and the Attorney General may intervene in individual cases, within the bounds of due process.
After various actions by Attorney General Jeff Sessions pressuring judges to speed up deportations, the National Association of Immigration Judges and The Boston Globe editorial board called for moving immigration courts to the judicial branch, to prevent abuse by strengthening separation of powers.
Detention policy
Whether people who are awaiting a decision on their deportation are detained or released to live in the United States in the meantime (possibly paying bail) is a matter of both law and discretion of the Justice Department. The policy has varied over time and differs for those with crimes (including entry outside an official checkpoint) versus civil infractions.
The 2001 Supreme Court case Zadvydas v. Davis held that immigrants who cannot be deported because no country will accept them cannot be detained indefinitely.
Immigration in popular culture
The history of immigration to the United States is the history of the country itself, and the journey from beyond the sea is an element found in American folklore, appearing in many works, such as The Godfather, Gangs of New York, "The Song of Myself", Neil Diamond's "America", and the animated feature An American Tail.
From the 1880s to the 1910s, vaudeville dominated the popular image of immigrants, with very popular caricature portrayals of ethnic groups. The specific features of these caricatures became widely accepted as accurate portrayals.
In The Melting Pot (1908), playwright Israel Zangwill (1864–1926) explored issues that dominated Progressive Era debates about immigration policies. Zangwill's theme of the positive benefits of the American melting pot resonated widely in popular culture and literary and academic circles in the 20th century; his cultural symbolismin which he situated immigration issueslikewise informed American cultural imagining of immigrants for decades, as exemplified by Hollywood films.
The popular culture's image of ethnic celebrities often includes stereotypes about immigrant groups. For example, Frank Sinatra's public image as a superstar contained important elements of the American Dream while simultaneously incorporating stereotypes about Italian Americans that were based in nativist and Progressive responses to immigration.
The process of assimilation has been a common theme of popular culture. For example, "lace-curtain Irish" refers to middle-class Irish Americans desiring assimilation into mainstream society in counterpoint to the older, more raffish "shanty Irish". The occasional malapropisms and social blunders of these upward mobiles were lampooned in vaudeville, popular song, and the comic strips of the day such as Bringing Up Father, starring Maggie and Jiggs, which ran in daily newspapers for 87 years (1913 to 2000). In The Departed (2006), Staff Sergeant Dignam regularly points out the dichotomy between the lace-curtain Irish lifestyle Billy Costigan enjoyed with his mother, and the shanty Irish lifestyle of Costigan's father. In recent years, the popular culture has paid special attention to Mexican immigration; the film Spanglish (2004) tells of a friendship of a Mexican housemaid (played by Paz Vega) and her boss (played by Adam Sandler).
Immigration in literature
Novelists and writers have captured much of the color and challenge in their immigrant lives through their writings.
Regarding Irish women in the 19th century, there were numerous novels and short stories by Harvey O'Higgins, Peter McCorry, Bernard O'Reilly and Sarah Orne Jewett that emphasize emancipation from Old World controls, new opportunities and expansiveness of the immigrant experience.
Hladnik studies three popular novels of the late 19th century that warned Slovenes not to immigrate to the dangerous new world of the United States.
Jewish American writer Anzia Yezierska wrote her novel Bread Givers (1925) to explore such themes as Russian-Jewish immigration in the early 20th century, the tension between Old and New World Yiddish culture, and women's experience of immigration. A well established author Yezierska focused on the Jewish struggle to escape the ghetto and enter middle- and upper-class America. In the novel, the heroine, Sara Smolinsky, escapes from New York City's "down-town ghetto" by breaking tradition. She quits her job at the family store and soon becomes engaged to a rich real-estate magnate. She graduates college and takes a high-prestige job teaching public school. Finally Sara restores her broken links to family and religion.
The Swedish author Vilhelm Moberg, in the mid-20th century, wrote a series of four novels describing one Swedish family's migration from Småland to Minnesota in the late 19th century, a destiny shared by almost one million people. The author emphasizes the authenticity of the experiences as depicted (although he did change names). These novels have been translated into English (The Emigrants, 1951, Unto a Good Land, 1954, The Settlers, 1961, The Last Letter Home, 1961). The musical Kristina från Duvemåla by ex-ABBA members Björn Ulvaeus and Benny Andersson is based on this story.
The Immigrant is a musical by Steven Alper, Sarah Knapp, and Mark Harelik. The show is based on the story of Harelik's grandparents, Matleh and Haskell Harelik, who traveled to Galveston, Texas in 1909.
Documentary films
In their documentary How Democracy Works Now: Twelve Stories, filmmakers Shari Robertson and Michael Camerini examine the American political system through the lens of immigration reform from 2001 to 2007. Since the debut of the first five films, the series has become an important resource for advocates, policy-makers and educators.
That film series premiered nearly a decade after the filmmakers' landmark documentary film Well-Founded Fear which provided a behind-the-scenes look at the process for seeking asylum in the United States. That film still marks the only time that a film-crew was privy to the private proceedings at the U.S. Immigration and Naturalization Service (INS), where individual asylum officers ponder the often life-or-death fate of immigrants seeking asylum.
In the documentary "Trafficked with Mariana van Zeller", it was argued that weapons smuggling from the United States contributed to insecurity in Latin America, itself triggering more migration to the United States.
Overall approach to regulation
University of North Carolina law professor Hiroshi Motomura has identified three approaches the United States has taken to the legal status of immigrants in his book Americans in Waiting: The Lost Story of Immigration and Citizenship in the United States. The first, dominant in the 19th century, treated immigrants as in transition; in other words, as prospective citizens. As soon as people declared their intention to become citizens, they received multiple low-cost benefits, including the eligibility for free homesteads in the Homestead Act of 1869, and in many states, the right to vote. The goal was to make the country more attractive, so large numbers of farmers and skilled craftsmen would settle new lands. By the 1880s, a second approach took over, treating newcomers as "immigrants by contract". An implicit deal existed where immigrants who were literate and could earn their own living were permitted in restricted numbers. Once in the United States, they would have limited legal rights, but were not allowed to vote until they became citizens, and would not be eligible for the New Deal government benefits available in the 1930s. The third and more recent policy is "immigration by affiliation", which Motomura argues is the treatment which depends on how deeply rooted people have become in the country. An immigrant who applies for citizenship as soon as permitted, has a long history of working in the United States, and has significant family ties, is more deeply affiliated and can expect better treatment.
The American Dream is the belief that through hard work and determination, any United States immigrant can achieve a better life, usually in terms of financial prosperity and enhanced personal freedom of choice. According to historians, the rapid economic and industrial expansion of the U.S. is not simply a function of being a resource rich, hard working, and inventive country, but the belief that anybody could get a share of the country's wealth if he or she was willing to work hard. This dream has been a major factor in attracting immigrants to the United States.
See also
Demographics of the United States
Emigration from the United States
European colonization of the Americas
History of laws concerning immigration and naturalization in the United States
How Democracy Works Now: Twelve Stories
Illegal immigration to the United States
Immigration policies of American labor unions
Inequality within immigrant families (United States)
Nativism (politics), opposition to immigration
Opposition to immigration
United States immigration statistics
Immigrant benefits urban legend, a hoax regarding benefits comparison
References
{{Reflist|30em|refs=
<ref name="interdisciplinary50">Espenshade, Thomas J. and Belanger, Maryanne (1998) "Immigration and Public Opinion." In Marcelo M. Suarez-Orozco, ed. Crossings: Mexican Immigration in Interdisciplinary Perspectives. Cambridge, Mass.: David Rockefeller Center for Latin American Studies and Harvard University Press, pp. 365–403</ref>
}}
Further reading
Surveys
Anbinder, Tyler. City of Dreams: The 400-Year Epic History of Immigrant New York (Houghton Mifflin Harcourt, 2016). 766 pp.
Archdeacon, Thomas J. Becoming American: An Ethnic History (1984)
Bankston, Carl L. III and Danielle Antoinette Hidalgo, eds. Immigration in U.S. History Salem Press, (2006)
short scholarly biographies With bibliographies; 448 pp.
Bodnar, John. The Transplanted: A History of Immigrants in Urban America Indiana University Press, (1985)
Daniels, Roger. Asian America: Chinese and Japanese in the United States since 1850 University of Washington Press, (1988)
Daniels, Roger. Coming to America 2nd ed. (2005)
Daniels, Roger. Guarding the Golden Door : American Immigration Policy and Immigrants since 1882 (2005)
Diner, Hasia. The Jews of the United States, 1654 to 2000 (2004)
Dinnerstein, Leonard, and David M. Reimers. Ethnic Americans: a history of immigration (1999) online
Gerber, David A. American Immigration: A Very Short Introduction (2011).
Gjerde, Jon, ed. Major Problems in American Immigration and Ethnic History (1998).
Glazier, Michael, ed. The Encyclopedia of the Irish in America (1999).
Jones, Maldwyn A. American immigration (1960) online
Joselit, Jenna Weissman. Immigration and American religion (2001) online
Parker, Kunal M. Making Foreigners: Immigration and Citizenship Law in America, 1600–2000. New York: Cambridge University Press, 2015.
Sowell, Thomas. Ethnic America: A History (1981).
Thernstrom, Stephan, ed. Harvard Encyclopedia of American Ethnic Groups (1980).
Before 1920
Alexander, June Granatir. Daily Life in Immigrant America, 1870–1920: How the Second Great Wave of Immigrants Made Their Way in America (Chicago: Ivan R. Dee, 2007. xvi, 332 pp.)
Berthoff, Rowland Tappan. British Immigrants in Industrial America, 1790–1950 (1953).
Briggs, John. An Italian Passage: Immigrants to Three American Cities, 1890–1930 Yale University Press, (1978).
Diner, Hasia. Hungering for America: Italian, Irish, and Jewish Foodways in the Age of Migration (2003).
Dudley, William, ed. Illegal immigration: opposing viewpoints (2002) online
Eltis, David; Coerced and Free Migration: Global Perspectives (2002) emphasis on migration to Americas before 1800.
Greene, Victor R. A Singing Ambivalence: American Immigrants Between Old World and New, 1830–1930 (2004), covering musical traditions.
Isaac Aaronovich Hourwich. Immigration and Labor: The Economic Aspects of European Immigration to the United States (1912) (full text online)
Joseph, Samuel; Jewish Immigration to the United States from 1881 to 1910 Columbia University Press, (1914).
Kulikoff, Allan; From British Peasants to Colonial American Farmers (2000), details on colonial immigration.
Meagher, Timothy J. The Columbia Guide to Irish American History. (2005).
Miller, Kerby M. Emigrants and Exiles (1985), influential scholarly interpretation of Irish immigration
Motomura, Hiroshi. Americans in Waiting: The Lost Story of Immigration and Citizenship in the United States (2006), legal history.
Pochmann, Henry A. and Arthur R. Schultz; German Culture in America, 1600–1900: Philosophical and Literary Influences (1957).
Waters, Tony. Crime and Immigrant Youth Sage Publications (1999), a sociological analysis.
U.S. Immigration Commission, Abstracts of Reports, 2 vols. (1911); the full 42-volume report is summarized (with additional information) in Jeremiah W. Jenks and W. Jett Lauck, The Immigrant Problem (1912; 6th ed. 1926)
Wittke, Carl. We Who Built America: The Saga of the Immigrant (1939), covers all major groups
Yans-McLaughlin, Virginia ed. Immigration Reconsidered: History, Sociology, and Politics Oxford University Press. (1990)
Recent: post 1965
Beasley, Vanessa B. ed. Who Belongs in America?: Presidents, Rhetoric, And Immigration (2006)
Bogen, Elizabeth. Immigration in New York (1987)
Bommes, Michael and Andrew Geddes. Immigration and Welfare: Challenging the Borders of the Welfare State (2000)
Borjas, George J. ed. Issues in the Economics of Immigration (National Bureau of Economic Research Conference Report) (2000).
Borjas, George. Friends or Strangers (1990)
Briggs, Vernon M., Jr. Immigration Policy and the America Labor Force. Baltimore, MD: Johns Hopkins University Press, 1984.
Briggs, Vernon M., Jr. Mass Immigration and the National Interest (1992)
Cafaro, Philip. How Many Is Too Many? The Progressive Argument for Reducing Immigration into the United States. University of Chicago Press, 2015.
Cooper, Mark A. Moving to the United States of America and Immigration. 2008.
Egendorf, Laura K., ed. Illegal immigration : an opposing viewpoints guide (2007) online
Fawcett, James T., and Benjamin V. Carino. Pacific Bridges: The New Immigration from Asia and the Pacific Islands. New York: Center for Migration Studies, 1987.
Foner, Nancy. In A New Land: A Comparative View Of Immigration (2005)
Garland, Libby. After They Closed the Gate: Jewish Illegal Immigration to the United States, 1921–1965. Chicago: University of Chicago Press, 2014.
Levinson, David and Melvin Ember, eds. American Immigrant Cultures 2 vol (1997).
Lowe, Lisa. Immigrant Acts: On Asian American Cultural Politics (1996)
Meier, Matt S. and Gutierrez, Margo, eds. The Mexican American Experience : An Encyclopedia (2003) ()
Mohl, Raymond A. "Latinization in the Heart of Dixie: Hispanics in Late-twentieth-century Alabama" Alabama Review 2002 55(4): 243–74.
Portes, Alejandro, and Robert L. Bach. Latin Journey: Cuban and Mexican Immigrants in the United States. Berkeley, CA: University of California Press, 1985.
Portes, Alejandro, and Rubén Rumbaut. Immigrant America. Berkeley, CA: University of California Press, 1990.
Reimers, David. Still the Golden Door: The Third World Comes to America. New York: Columbia University Press, (1985).
Smith, James P., and Barry Edmonston, eds. The Immigration Debate: Studies on the Economic, Demographic, and Fiscal Effects of Immigration (1998), online version
Waters, Tony. Crime and Immigrant Youth Thousand Oaks: Sage 1999.
Zhou, Min and Carl L. Bankston III. Growing Up American: How Vietnamese Children Adapt to Life in the United States Russell Sage Foundation. (1998)
Borjas, George J. Heaven's Door: Immigration Policy and the American Economy. Princeton, N.J.: Princeton University Press, 1999. xvii, 263 pp.
Lamm, Richard D., and Gary Imhoff. The Immigration Time Bomb: the Fragmenting of America, in series, Truman Talley Books''. First ed. New York: E.P. Dutton, 1985. xiii, 271 pp.
External links
History
Immigrant Servants Database
Asian-Nation: Early Asian Immigration to the U.S.
Irish Catholic Immigration to America
Scotch-Irish Immigration to Colonial America
Immigration Archives of Historical Documents, Articles, and Immigrants
Maurer, Elizabeth. "New Beginnings: Immigrant Women and the American Experience". National Women's History Museum. 2014.
Immigration policy
Immigration policy reports from the Brookings Institution
Immigration policy reports from the Urban Institute
Permanent Legal Immigration to the United States: Policy Overview Congressional Research Service (May 2018)
A Primer on U.S. Immigration Policy Congressional Research Service (November 2017)
Current immigration
U.S. Citizenship and Immigration Services
U.S. Immigration and Customs Enforcement
Cornell University's Legal Information Institute: Immigration
Yearbook of Immigration Statistics – United States Department of Homeland Security, Office of Immigration Statistics 2004, 2005 editions available.
"Estimates of the Unauthorized Immigrant Population Residing in the United States: January 2005" M. Hoefer, N. Rytina, C. Campbell (2006) "Population Estimates (August). U.S. Department of Homeland Security, Office of Immigration Statistics.
Economic impact
American culture
Demographics of the United States
Articles containing video clips |
15068 | https://en.wikipedia.org/wiki/Infantry | Infantry | Infantry is an army specialization whose personnel engage in military combat, usually against other enemy ground forces, as part of ground forces. They operate weapons and equipment to engage and destroy enemy ground forces. Infantry generally consists of light infantry, mountain infantry, motorized infantry, marine infantry, mechanized infantry or airborne infantry. It is considered to be one of the most physically demanding and psychologically stressful military jobs.
Infantry have much greater local situational awareness than other military forces, due to their inherent intimate contact with the battlefield ("boots on the ground"); this is vital for engaging and infiltrating enemy positions, holding and defending ground (any military objectives), securing battlefield victories, maintaining military area control and security both at and behind the front lines, for capturing ordnance or materiel, taking prisoners, and military occupation. Infantry can more easily recognise, adapt and respond to local conditions, weather, and changing enemy weapons or tactics. They can operate in a wide range of terrain inaccessible to military vehicles, and can operate with a lower logistical burden. Infantry are the most easily delivered forces to ground combat areas, by simple and reliable marching, or by trucks, sea or air transport; they can also be inserted directly into combat by amphibious landing, by air drop with parachute (airborne infantry) or via air assault by helicopters (airmobile infantry). They can be augmented with a variety of crew-served weapons, armoured personnel carriers, and infantry fighting vehicles.
Etymology and terminology
In English, use of the term infantry began about the 1570s, describing soldiers who march and fight on foot. The word derives from Middle French infanterie, from older Italian (also Spanish) infanteria (foot soldiers too inexperienced for cavalry), from Latin īnfāns (without speech, newborn, foolish), from which English also gets infant. The individual-soldier term infantryman was not coined until 1837. In modern usage, foot soldiers of any era are now considered infantry and infantrymen.
From the mid-18th century until 1881 the British Army named its infantry as numbered regiments "of Foot" to distinguish them from cavalry and dragoon regiments (see List of Regiments of Foot).
Infantry equipped with special weapons were often named after that weapon, such as grenadiers for their grenades, or fusiliers for their fusils. These names can persist long after the weapon speciality; examples of infantry units that retained such names are the Royal Irish Fusiliers and the Grenadier Guards.
More commonly in modern times, infantry with special tactics are named for their roles, such as commandos, rangers, snipers, marines, (who all have additional training) and militia (who have limited training); they are still infantry due to their expectation to fight as infantry when they enter combat.
Dragoons were created as mounted infantry, with horses for travel between battles; they were still considered infantry since they dismounted before combat. However, if light cavalry was lacking in an army, any available dragoons might be assigned their duties; this practise increased over time, and dragoons eventually received all the weapons and training as both infantry and cavalry, and could be classified as both. Conversely, starting about the mid-19th century, regular cavalry have been forced to spend more of their time dismounted in combat due to the ever-increasing effectiveness of enemy infantry firearms. Thus most cavalry transitioned to mounted infantry. As with grenadiers, the dragoon and cavalry designations can be retained long after their horses, such as in the Royal Dragoon Guards, Royal Lancers, and King's Royal Hussars.
Similarly, motorised infantry have trucks and other unarmed vehicles for non-combat movement, but are still infantry since they leave their vehicles for any combat. Most modern infantry have vehicle transport, to the point where infantry being motorised is generally assumed, and the few exceptions might be identified as modern light infantry, or "leg infantry" colloquially. Mechanised infantry go beyond motorised, having transport vehicles with combat abilities, armoured personnel carriers (APCs), providing at least some options for combat without leaving their vehicles. In modern infantry, some APCs have evolved to be infantry fighting vehicles (IFVs), which are transport vehicles with more substantial combat abilities, approaching those of light tanks. Some well-equipped mechanised infantry can be designated as armoured infantry. Given that infantry forces typically also have some tanks, and given that most armoured forces have more mechanised infantry units than tank units in their organisation, the distinction between mechanised infantry and armour forces has blurred.
The terms infantry, armour, and cavalry used in the official names for military units like divisions, brigades, or regiments might be better understood as a description of their expected balance of defensive, offensive, and mobility roles, rather than just use of vehicles. Some modern mechanised infantry units are termed cavalry or armoured cavalry, even though they never had horses, to emphasise their combat mobility.
In the modern US Army, about 15% of soldiers are officially Infantry. The basic training for all new US Army soldiers includes basic use of infantry used weapons and basic tactics, even for tank crews, artillery crews, and base and logistical personnel. However, no other MOS receives the same detailed rigorous training and standards in which every infantry soldier endures on a regular basis.
History
The first military forces in history were infantry. In antiquity, infantry were armed with early melee weapons such as a spear, axe, or sword, or an early ranged weapon like a javelin, sling, or bow, with a few infantrymen being expected to use both a melee and a ranged weapon. With the development of gunpowder, infantry began converting to primarily firearms. By the time of Napoleonic warfare, infantry, cavalry and artillery formed a basic triad of ground forces, though infantry usually remained the most numerous. With armoured warfare, armoured fighting vehicles have replaced the horses of cavalry, and airpower has added a new dimension to ground combat, but infantry remains pivotal to all modern combined arms operations.
The first warriors, adopting hunting weapons or improvised melee weapons, before the existence of any organised military, likely started essentially as loose groups without any organisation or formation. But this changed sometime before recorded history; the first ancient empires (2500–1500 BC) are shown to have some soldiers with standardised military equipment, and the training and discipline required for battlefield formations and manoeuvres: regular infantry. Though the main force of the army, these forces were usually kept small due to their cost of training and upkeep, and might be supplemented by local short-term mass-conscript forces using the older irregular infantry weapons and tactics; this remained a common practice almost up to modern times.
Before the adoption of the chariot to create the first mobile fighting forces , all armies were pure infantry. Even after, with a few exceptions like the Mongol Empire, infantry has been the largest component of most armies in history.
In the Western world, from Classical Antiquity through the Middle Ages ( 8th century BC to 15th century AD), infantry are categorised as either heavy infantry or light infantry. Heavy infantry, such as Greek hoplites, Macedonian phalangites, and Roman legionaries, specialised in dense, solid formations driving into the main enemy lines, using weight of numbers to achieve a decisive victory, and were usually equipped with heavier weapons and armour to fit their role. Light infantry, such as Greek peltasts, Balearic slingers, and Roman velites, using open formations and greater manoeuvrability, took on most other combat roles: scouting, screening the army on the march, skirmishing to delay, disrupt, or weaken the enemy to prepare for the main forces' battlefield attack, protecting them from flanking manoeuvers, and then afterwards either pursuing the fleeing enemy or covering their army's retreat.
After the fall of Rome, the quality of heavy infantry declined, and warfare was dominated by heavy cavalry, such as knights, forming small elite units for decisive shock combat, supported by peasant infantry militias and assorted light infantry from the lower classes. Towards the end of Middle Ages, this began to change, where more professional and better trained light infantry could be effective against knights, such as the English longbowmen in the Hundred Years' War. By the start of the Renaissance, the infantry began to return to dominance, with Swiss pikemen and German Landsknechts filling the role of heavy infantry again, using dense formations of pikes to drive off any cavalry.
Dense formations are vulnerable to ranged weapons. Technological developments allowed the raising of large numbers of light infantry units armed with ranged weapons, without the years of training expected for traditional high-skilled archers and slingers. This started slowly, first with crossbowmen, then hand cannoneers and arquebusiers, each with increasing effectiveness, marking the beginning of early modern warfare, when firearms rendered the use of heavy infantry obsolete. The introduction of musketeers using bayonets in the mid 17th century began replacement of the pike with the infantry square replacing the pike square.
To maximise their firepower, musketeer infantry were trained to fight in wide lines facing the enemy, creating line infantry. These fulfilled the central battlefield role of earlier heavy infantry, using ranged weapons instead of melee weapons. To support these lines, smaller infantry formations using dispersed skirmish lines were created, called light infantry, fulfilling the same multiple roles as earlier light infantry. Their arms were no lighter than line infantry; they were distinguished by their skirmish formation and flexible tactics.
The modern rifleman infantry became the primary force for taking and holding ground on battlefields worldwide, a vital element of combined arms combat. As firepower continued to increase, use of infantry lines diminished, until all infantry became light infantry in practice.
Modern classifications of infantry have expanded to reflect modern equipment and tactics, such as motorised infantry, mechanised or armoured infantry, mountain infantry, marine infantry, and airborne infantry.
Equipment
An infantryman's equipment is of vital concern both for the man and the military. The needs of the infantryman to maintain fitness and effectiveness must be constantly balanced against being overburdened. While soldiers in other military branches can use their mount or vehicle for carrying equipment, and tend to operate together as crews serving their vehicle or ordnance, infantrymen must operate more independently; each infantryman usually having much more personal equipment to use and carry. This encourages searching for ingenious combinations of effective, rugged, serviceable and adaptable, yet light, compact, and handy infantry equipment.
Beyond their main arms and armour, each infantryman's "military kit" includes combat boots, battledress or combat uniform, camping gear, heavy weather gear, survival gear, secondary weapons and ammunition, weapon service and repair kits, health and hygiene items, mess kit, rations, filled water canteen, and all other consumables each infantryman needs for the expected duration of time operating away from their unit's base, plus any special mission-specific equipment. One of the most valuable pieces of gear is the entrenching tool—basically a folding spade—which can be employed not only to dig important defences, but also in a variety of other daily tasks, and even sometimes as a weapon. Infantry typically have shared equipment on top of this, like tents or heavy weapons, where the carrying burden is spread across several infantrymen. In all, this can reach for each soldier on the march. Such heavy infantry burdens have changed little over centuries of warfare; in the late Roman Republic, legionaries were nicknamed Marius' mules as their main activity seemed to be carrying the weight of their legion around on their backs.
When combat is expected, infantry typically switch to "packing light", meaning reducing their equipment to weapons, ammo, and bare essentials, and leaving the rest with their transport or baggage train, at camp or rally point, in temporary hidden caches, or even (in emergencies) discarding whatever may slow them down. Additional specialised equipment may be required, depending on the mission or to the particular terrain or environment, including satchel charges, demolition tools, mines, barbed wire, carried by the infantry or attached specialists.
Historically, infantry have suffered high casualty rates from disease, exposure, exhaustion and privation — often in excess of the casualties suffered from enemy attacks. Better infantry equipment to support their health, energy, and protect from environmental factors greatly reduces these rates of loss, and increase their level of effective action. Health, energy, and morale are greatly influenced by how the soldier is fed, so militaries often standardised field rations, starting from hardtack, to US K-rations, to modern MREs.
Communications gear has become a necessity, as it allows effective command of infantry units over greater distances, and communication with artillery and other support units. Modern infantry can have GPS, encrypted individual communications equipment, surveillance and night vision equipment, advanced intelligence and other high-tech mission-unique aids.
Armies have sought to improve and standardise infantry gear to reduce fatigue for extended carrying, increase freedom of movement, accessibility, and compatibility with other carried gear, such as the US All-purpose Lightweight Individual Carrying Equipment (ALICE).
Weapons
Infantrymen are defined by their primary arms – the personal weapons and body armour for their own individual use. The available technology, resources, history, and society can produce quite different weapons for each military and era, but common infantry weapons can be distinguished in a few basic categories.
Ranged combat weapons: javelins, slings, blowguns, bows, crossbows, hand cannons, arquebuses, muskets, grenades, flamethrowers.
Close combat weapons: bludgeoning weapons like clubs, flails and maces; bladed weapons like swords, daggers, and axes; pole weapons like spears, halberds, naginata, and pikes.
Both ranged and close weapons: the bayonet fixed to a firearm allows infantrymen to use the same weapon for both ranged combat and close combat. This started with muskets and continued with rifles to automatic firearms. Use of the bayonet has declined with modern automatic firearms, but still generally kept as a weapon of last resort.
Infantrymen often carry secondary or back-up weapons, sometimes called a sidearm or ancillary weapons in modern terminology, either issued officially as an addition to the soldier's standard arms, or acquired unofficially by any other means as an individual preference. Such weapons are used when the primary weapon is no longer effective, such it becoming damaged, running out of ammunition, malfunction, or in a change of tactical situation where another weapon is preferred, such as going from ranged to close combat. Infantry with ranged or pole weapons often carried a sword or dagger for possible hand-to-hand combat. The pilum was a javelin the Roman legionaries threw just before drawing their primary weapon, the gladius (short sword), and closing with the enemy line.
Modern infantrymen now treat the bayonet as a backup weapon, but may also have handguns or pistols. They may also deploy anti-personnel mines, booby traps, incendiary or explosive devices defensively before combat.
Some non-weapon equipment are designed for close combat shock effects, to get and psychological edge before melee, such as battle flags, war drums, brilliant uniforms, fierce body paint or tattoos, and even battle cries. These have become mostly only ceremonial since the decline of close combat military tactics.
Protection
Infantry have employed many different methods of protection from enemy attacks, including various kinds of armour and other gear, and tactical procedures.
The most basic is personal armour. This includes shields, helmets and many types of armour – padded linen, leather, lamellar, mail, plate, and kevlar. Initially, armour was used to defend both from ranged and close combat; even a fairly light shield could help defend against most slings and javelins, though high-strength bows and crossbows might penetrate common armour at very close range. Infantry armour had to compromise between protection and coverage, as a full suit of attack-proof armour would be too heavy to wear in combat.
As firearms improved, armour for ranged defence had to be thicker and stronger. With the introduction of the heavy arquebus designed to pierce standard steel armour, it was proven easier to make heavier firearms than heavier armour; armour transitioned to be only for close combat purposes. Pikemen armour tended to be just steel helmets and breastplates, and gunners little or no armour. By the time of the musket, the dominance of firepower shifted militaries away from any close combat, and use of armour decreased, until infantry typically went without any armour.
Helmets were added back during World War I as artillery began to dominate the battlefield, to protect against their fragmentation and other blast effects beyond a direct hit. Modern developments in bullet-proof composite materials like kevlar have started a return to body armour for infantry, though the extra weight is a notable burden.
In modern times, infantrymen must also often carry protective measures against chemical and biological attack, including military gas masks, counter-agents, and protective suits. All of these protective measures add to the weight an infantryman must carry, and may decrease combat efficiency. Modern militaries are struggling to balance the value of personal body protection versus the weight burden and ability to function under such weight.
Infantry-served weapons
Early crew-served weapons were siege weapons, like the ballista, trebuchet, and battering ram. Modern versions include machine guns, anti-tank missiles, and infantry mortars.
Formations
Beginning with the development the first regular military forces, close-combat regular infantry fought less as unorganised groups of individuals and more in coordinated units, maintaining a defined tactical formation during combat, for increased battlefield effectiveness; such infantry formations and the arms they used developed together, starting with the spear and the shield.
A spear has decent attack abilities with the additional advantage keeping opponents at distance; this advantage can be increased by using longer spears, but this could allow the opponent to side-step the point of the spear and close for hand-to-hand combat where the longer spear is near useless. This can be avoided when each spearman stays side by side with the others in close formation, each covering the ones next to him, presenting a solid wall of spears to the enemy that they cannot get around.
Similarly, a shield has decent defence abilities, but is literally hit-or-miss; an attack from an unexpected angle can bypass it completely. Larger shields can cover more, but are also heavier and less manoeuvrable, making unexpected attacks even more of a problem. This can be avoided by having shield-armed soldiers stand close together, side-by-side, each protecting both themselves and their immediate comrades, presenting a solid shield wall to the enemy.
The opponents for these first formations, the close-combat infantry of more tribal societies, or any military without regular infantry (so called "barbarians") used arms that focused on the individual – weapons using personal strength and force, such as larger swinging swords, axes, and clubs. These take more room and individual freedom to swing and wield, necessitating a more loose organisation. While this may allow for a fierce running attack (an initial shock advantage) the tighter formation of the heavy spear and shield infantry gave them a local manpower advantage where several might be able to fight each opponent.
Thus tight formations heightened advantages of heavy arms, and gave greater local numbers in melee. To also increase their staying power, multiple rows of heavy infantrymen were added. This also increased their shock combat effect; individual opponents saw themselves literally lined-up against several heavy infantryman each, with seemingly no chance of defeating all of them. Heavy infantry developed into huge solid block formations, up to a hundred meters wide and a dozen rows deep.
Maintaining the advantages of heavy infantry meant maintaining formation; this became even more important when two forces with heavy infantry met in battle; the solidity of the formation became the deciding factor. Intense discipline and training became paramount. Empires formed around their military.
Organization
The organization of military forces into regular military units is first noted in Egyptian records of the Battle of Kadesh (). Soldiers were grouped into units of 50, which were in turn grouped into larger units of 250, then 1,000, and finally into units of up to 5,000 – the largest independent command. Several of these Egyptian "divisions" made up an army, but operated independently, both on the march and tactically, demonstrating sufficient military command and control organisation for basic battlefield manoeuvres. Similar hierarchical organizations have been noted in other ancient armies, typically with approximately 10 to 100 to 1,000 ratios (even where base 10 was not common), similar to modern sections (squads), companies, and regiments.
Training
The training of the infantry has differed drastically over time and from place to place. The cost of maintaining an army in fighting order and the seasonal nature of warfare precluded large permanent armies.
The antiquity saw everything from the well-trained and motivated citizen armies of Greek and Rome, the tribal host assembled from farmers and hunters with only passing acquaintance with warfare and masses of lightly armed and ill-trained militia put up as a last ditch effort. Kushite king Taharqa enjoyed military success in the Near East as a result of his efforts to strengthen the army through daily training in long distance running.
In medieval times the foot soldiers varied from peasant levies to semi-permanent companies of mercenaries, foremost among them the Swiss, English, Aragonese and German, to men-at-arms who went into battle as well-armoured as knights, the latter of which at times also fought on foot.
The creation of standing armies—permanently assembled for war or defence—saw increase in training and experience. The increased use of firearms and the need for drill to handle them efficiently.
The introduction of national and mass armies saw an establishment of minimum requirements and the introduction of special troops (first of them the engineers going back to medieval times, but also different kinds of infantry adopted to specific terrain, bicycle, motorcycle, motorised and mechanised troops) culminating with the introduction of highly trained special forces during the first and second World War.
Operations
Attack operations
Attack operations are the most basic role of the infantry, and along with defence, form the main stances of the infantry on the battlefield. Traditionally, in an open battle, or meeting engagement, two armies would manoeuvre to contact, at which point they would form up their infantry and other units opposite each other. Then one or both would advance and attempt to defeat the enemy force. The goal of an attack remains the same: to advance into an enemy-held objective, most frequently a hill, river crossing, city or other dominant terrain feature, and dislodge the enemy, thereby establishing control of the objective.
Attacks are often feared by the infantry conducting them because of the high number of casualties suffered while advancing to close with and destroy the enemy while under enemy fire. In mechanised infantry the armoured personnel carrier (APC) is considered the assaulting position. These APCs can deliver infantrymen through the front lines to the battle and—in the case of infantry fighting vehicles—contribute supporting firepower to engage the enemy. Successful attacks rely on sufficient force, preparative reconnaissance and battlefield preparation with bomb assets. Retention of discipline and cohesion throughout the attack is paramount to success. A subcategory of attacks is the ambush, where infantrymen lie in wait for enemy forces before attacking at a vulnerable moment. This gives the ambushing infantrymen the combat advantage of surprise, concealment and superior firing positions, and causes confusion. The ambushed unit does not know what it is up against, or where they are attacking from.
Patrol operations
Patrolling is the most common infantry mission. Full-scale attacks and defensive efforts are occasional, but patrols are constant. Patrols consist of small groups of infantry moving about in areas of possible enemy activity to locate the enemy and destroy them when found. Patrols are used not only on the front-lines, but in rear areas where enemy infiltration or insurgencies are possible.
Pursuit operations
Pursuit is a role that the infantry often assumes. The objective of pursuit operations is the destruction of withdrawing enemy forces which are not capable of effectively engaging friendly units, before they can build their strength to the point where they are effective. Infantry traditionally have been the main force to overrun these units in the past, and in modern combat are used to pursue enemy forces in constricted terrain (urban areas in particular), where faster forces, such as armoured vehicles are incapable of going or would be exposed to ambush.
Defence operations
Defence operations are the natural counter to attacks, in which the mission is to hold an objective and defeat enemy forces attempting to dislodge the defender. Defensive posture offers many advantages to the infantry, including the ability to use terrain and constructed fortifications to advantage; these reduce exposure to enemy fire compared with advancing forces. Effective defence relies on minimising losses to enemy fire, breaking the enemy's cohesion before their advance is completed, and preventing enemy penetration of defensive positions.
Escort operations
Escorting consists of protecting support units from ambush, particularly from hostile infantry forces. Combat support units (a majority of the military) are not as well armed or trained as infantry units and have a different mission. Therefore, they need the protection of the infantry, particularly when on the move. This is one of the most important roles for the modern infantry, particularly when operating alongside armoured vehicles. In this capacity, infantry essentially conducts patrol on the move, scouring terrain which may hide enemy infantry waiting to ambush friendly vehicles, and identifying enemy strong points for attack by the heavier units.
Base defence
Infantry units are tasked to protect certain areas like command posts or airbases. Units assigned to this job usually have a large number of military police attached to them for control of checkpoints and prisons.
Manoeuvring operations
Maneouvering consumes much of an infantry unit's time. Infantry, like all combat arms units, are often manoeuvred to meet battlefield needs, and often must do so under enemy attack. The infantry must maintain their cohesion and readiness during the move to ensure their usefulness when they reach their objective. Traditionally, infantry have relied on their own legs for mobility, but mechanised or armoured infantry often uses trucks and armoured vehicles for transport. These units can quickly disembark and transition to light infantry, without vehicles, to access terrain which armoured vehicles can't effectively access.
Reconnaissance/intelligence gathering
Surveillance operations are often carried out with the employment of small recon units or sniper teams which gather information about the enemy, reporting on characteristics such as size, activity, location, unit and equipment. These infantry units typically are known for their stealth and ability to operate for periods of time within close proximity of the enemy without being detected. They may engage high-profile targets, or be employed to hunt down terrorist cells and insurgents within a given area. These units may also entice the enemy to engage a located recon unit, thus disclosing their location to be destroyed by more powerful friendly forces.
Military reserve force
Some assignments for infantry units involve deployment behind the front, although patrol and security operations are usually maintained in case of enemy infiltration. This is usually the best time for infantry units to integrate replacements into units and to maintain equipment. Additionally, soldiers can be rested and general readiness should improve. However, the unit must be ready for deployment at any point.
Construction/engineering
This can be undertaken either in reserve or on the front, but consists of using infantry troops as labor for construction of field positions, roads, bridges, airfields, and all other manner of structures. The infantry is often given this assignment because of the physical quantity of strong men within the unit, although it can lessen a unit's morale and limit the unit's ability to maintain readiness and perform other missions. More often, such jobs are given to specialist engineering corps.
Raids/hostage rescue
Infantry units are trained to quickly mobilise, infiltrate, enter and neutralise threat forces when appropriate combat intelligence indicates to secure a location, rescue or capture high-profile targets.
Urban combat
Urban combat poses unique challenges to the combat forces. It is one of the most complicated type of operations an infantry unit will undertake. With many places for the enemy to hide and ambush from, infantry units must be trained in how to enter a city, and systematically clear the buildings, which most likely will be booby trapped, in order to kill or capture enemy personnel within the city. Care must be taken to differentiate innocent civilians who often hide and support the enemy from the non-uniformed armed enemy forces. Civilian and military casualties both are usually very high.
Day to day service
Because of an infantryman's duties with firearms, explosives, physical and emotional stress, and physical violence, casualties and deaths are not uncommon in both war and in peacetime training or operations. It is a highly dangerous and demanding combat service; in World War II, military doctors concluded that the average American soldier fighting in Italy was psychologically worn out after about 200 days of combat.
The physical, mental, and environmental operating demands of the infantryman are high. All of the combat necessities such as ammunition, weapon systems, food, water, clothing, and shelter are carried on the backs of the infantrymen, at least in light role as opposed to mounted/mechanised. Combat loads of over 36 kg (80 lbs) are standard, and greater loads in excess of 45 kg (100 lbs) are very common. These heavy loads, combined with long foot patrols of over a day, in any climate from in temperature, require the infantryman to be in good physical and mental condition. Infantrymen live, fight and die outdoors in all types of brutal climates, often with no physical shelter. Poor climate conditions adds misery to this already demanding existence. Disease epidemics, frostbite, heat stroke, trench foot, insect and wild animal bites are common along with stress disorders and these have sometimes caused more casualties than enemy action.
Some infantry units are considered Special Forces. The earliest Special Forces commando units were more highly trained infantrymen, with special weapons, equipment, and missions. Special Forces units recruit heavily from regular infantry units to fill their ranks.
Air force and naval infantry
Naval infantry, commonly known as marines, are primarily a category of infantry that form part of the naval forces of states and perform roles on land and at sea, including amphibious operations, as well as other, naval roles. They also perform other tasks, including land warfare, separate from naval operations.
Air force infantry and base defense forces, such as the Royal Air Force Regiment, Royal Australian Air Force Airfield Defence Guards, and Indonesian Air Force Paskhas Corps are used primarily for ground-based defense of air bases and other air force facilities. They also have a number of other, specialist roles. These include, among others, Chemical, Biological, Radiological and Nuclear (CBRN) defence and training other airmen in basic ground defense tactics.
See also
Air assault
Airborne infantry
Armoured infantry
Combined arms
Foot guards
Fusiliers
Grenadiers
Indonesian Army infantry battalions
Infantry Branch (United States)
Infantry of the British Army
Infantry tactics
Line infantry
Marines
Mechanized infantry
Medium infantry
Marine (military)
Motorised infantry
Mountain troops
Mounted infantry
United States Army Rangers
Riflemen
Royal Canadian Infantry Corps
School of Infantry
Special forces
Pathfinder (military)
Notes
References
Citations
Sources
English, John A., Gudmundsson, Bruce I., On Infantry, (Revised edition), The Military Profession series, Praeger Publishers, London, 1994. .
The Times, Earl Wavell, Thursday, 19 April 1945 In Praise of Infantry.
Tobin, James, Ernie Pyle's War: America's Eyewitness to World War II, Free Press, 1997.
Mauldin, Bill, Ambrose, Stephen E., Up Front, W. W. Norton, 2000.
Trogdon, Robert W., Ernest Hemingway: A Literary Reference, Da Capo Press, 2002.
The New York Times, Maj Gen C T Shortis, British Director of Infantry, 4 February 1985.
Heinl, Robert Debs, Dictionary of Military and Naval Quotations, Plautus in The Braggart Captain (3rd century AD), Naval Institute Press, Annapolis, 1978.
Nafziger, George, Napoleon's Invasion of Russia, Presidio Press, 1998.
McManus, John C. Grunts: inside the American infantry combat experience, World War II through Iraq New York, NY: NAL Caliber. 2010 plus Webcast Author Lecture at the Pritzker Military Library on 29 September 2010.
External links
Historic films and photos showing Infantries in World War I at europeanfilmgateway.eu
In Praise of Infantry, by Field-Marshal Earl Wavell; First published in "The Times," Thursday, 19 April 1945.
The Lagunari "Serenissima" Regiment KFOR: KFOR Chronicle.
Web Version of U.S. Army Field Manual 3-21.8 – The Infantry Rifle Platoon and Squad.
— includes several drawings
Combat occupations |
15102 | https://en.wikipedia.org/wiki/Isle%20of%20Wight | Isle of Wight | The Isle of Wight () is a county and the largest and second-most populous island of England. It is in the English Channel, between two and five miles off the coast of Hampshire, from which it is separated by the Solent. Referred to as 'The Island' by residents. The island has resorts that have been holiday destinations since Victorian times, and is known for its mild climate, coastal scenery, and verdant landscape of fields, downland and chines. The island is historically part of Hampshire, and is designated a UNESCO Biosphere Reserve.
The island has been home to the poets Algernon Charles Swinburne and Alfred, Lord Tennyson and to Queen Victoria, who built her much-loved summer residence and final home Osborne House at East Cowes. It has a maritime and industrial tradition including boat-building, sail-making, the manufacture of flying boats, hovercraft, and Britain's space rockets. The island hosts annual music festivals including the Isle of Wight Festival, which in 1970 was the largest rock music event ever held. It has well-conserved wildlife and some of the richest cliffs and quarries for dinosaur fossils in Europe.
The island has played an important part in the defence of the ports of Southampton and Portsmouth, and been near the front-line of conflicts through the ages, including the Spanish Armada and the Battle of Britain. Rural for most of its history, its Victorian fashionability and the growing affordability of holidays led to significant urban development during the late 19th and early 20th centuries. Historically part of Southampton, the island became a separate administrative county in 1890. It continued to share the Lord Lieutenant of Hampshire until 1974, when it was made its own ceremonial county. Apart from a shared police force and fire and rescue service, and the island's Anglican churches belonging to the Diocese of Portsmouth (originally Winchester), there is now no administrative link with Hampshire; although a combined local authority with Portsmouth and Southampton was considered, this is now unlikely to proceed.
The quickest public transport link to the mainland is the hovercraft (Hovertravel) from Ryde to Southsea; three vehicle ferry and two catamaran services cross the Solent to Southampton, Lymington and Portsmouth via the islands largest ferry operator, Wightlink, and the islands second largest ferry company, Red Funnel.
The island is a centre for tourism and attracts over two million visitors every year.
Toponymy
The oldest records that give a name for the Isle of Wight are from the Roman Empire: it was then called Vectis or Vecta in Latin, Iktis or Ouiktis in Greek. From the Anglo-Saxon period Latin Vecta, Old English Wiht and Old Welsh forms Gueid and Guith are recorded. In Domesday Book it is Wit; the modern Welsh name is Ynys Wyth (ynys = island). These are all variant forms of the same name, possibly Celtic in origin. It may mean "place of the division", because the island divides the two arms of the Solent.
History
Pre-Bronze Age
During Pleistocene glacial periods, sea levels were lower and the present day Solent was part of the valley of the Solent River. The river flowed eastward from Dorset, following the course of the modern Solent strait, before travelling south and southwest towards the major Channel River system. At these times extensive gravel terraces associated with the Solent River and the forerunners of the island's modern rivers were deposited. During warmer interglacial periods silts, beach gravels, clays and muds of marine and estuarine origin were deposited as a result of higher sea levels, similar to those experienced today.
The earliest clear evidence of Lower Palaeolithic archaic human occupation on what is now the Isle of Wight is found close to Priory Bay. Here more than 300 acheulean handaxes have been recovered from the beach and cliff slopes, originating from a sequence of Pleistocene gravels dating approximately to MIS 11-MIS 9 (424,000–374,000 years ago). Reworked and abraded artefacts found at the site may be considerably older however and closer to 500,000 years old. The identity of the hominids who produced these tools is unknown, but sites and fossils of the same age range in Europe are often attributed to Homo heidelbergensis or early populations of Neanderthals.
A Middle Palaeolithic Mousterian flint assemblage, consisting of 50 handaxes and debitage has been recovered from Great Pan Farm in the Medina Valley near Newport. Gravel sequences at the site have been dated to the MIS3 interstadial, during the last glacial period (c.50,000 years ago). These tools are associated with late Neanderthal occupation, and evidence of late Neanderthal presence is seen across Britain at this time.
No major evidence of Upper Palaeolithic activity exists on the Isle of Wight. This period is associated with the expansion and establishment of populations of modern human (Homo sapiens) hunter-gatherers in Europe, beginning c.45,000 years ago. Evidence of late Upper Palaeolithic activity has however been identified at nearby sites on the mainland, notably Hengistbury Head in Dorset, dating to just prior to onset of the Holocene and the end of the last glacial period.
A submerged escarpment 11m below sea level off Bouldnor Cliff on the island's northwest coastline is home to an internationally significant mesolithic archaeological site. The site has yielded evidence of seasonal occupation by mesolithic hunter-gatherers dating to c.6050 BC. Finds include flint tools, burnt flint, worked timbers, wooden platforms and pits. The worked wood shows evidence of the splitting of large planks from oak trunks, interpreted as being intended for use as dug-out canoes. DNA analysis of sediments at the site yielded wheat DNA, not found in Britain until the Neolithic 2000 years after the occupation at Bouldnor Cliff. It has been suggested this is evidence of wide-reaching trade in mesolithic Europe, however the contemporaneity of the wheat with the Mesolithic occupation has been contested. When hunter-gatherers used the site it was located on a river bank surrounded by wetland and woodland. As sea levels rose throughout the Holocene the river valley slowly flooded, submerging the site.
Evidence of mesolithic occupation on the island is generally found along the river valleys, particularly along the north of the Island, and in the former catchment of the western Yar. Further key sites are found at Newtown Creek, Werrar and Wootton-Quarr.
Neolithic occupation on the Isle of Wight is primarily attested to by flint tools and monuments. Unlike the previous mesolithic hunter-gatherer population Neolithic communities on the Isle of Wight were based on farming and linked to a migration of Neolithic populations from France and northwest Europe to Britain c.6000 years ago.
The Isle of Wight's most visible Neolithic site is the Longstone at Mottistone, the remains of an early Neolithic long-barrow originally constructed with two standing stones at the entrance. Only one stone remains standing today. A Neolithic mortuary enclosure has been identified on Tennyson Down near Freshwater.
Bronze and Iron Age
Bronze Age Britain had large reserves of tin in the areas of Cornwall and Devon and tin is necessary to smelt bronze. At that time the sea level was much lower and carts of tin were brought across the Solent at low tide for export, possibly on the Ferriby Boats. Anthony Snodgrass suggests that a shortage of tin, as a part of the Bronze Age Collapse and trade disruptions in the Mediterranean around 1300 BC, forced metalworkers to seek an alternative to bronze. From the 7th century BC, during Iron Age Britain, the Late Iron Age, the Isle of Wight. like the rest of Great Britain, was occupied by the Celtic Britons, in the form of the Durotriges tribe – as attested by finds of their coins, for example, the South Wight Hoard, and the Shalfleet Hoard. The island was known as Ynys Weith in Brittonic Celtic. South eastern Britain experienced significant immigration that is reflected in the genetic makeup of the current residents. As the Iron Age began the value of tin likely dropped sharply and this likely greatly changed the economy of the Isle of Wight. Trade however continued as evidenced by the remarkable local abundance of European Iron Age coins.
Roman period
Julius Caesar reported that the Belgae took the Isle of Wight in about 85 BC, and recognised the culture of this general region as "Belgic", but made no reference to Vectis. The Roman historian Suetonius mentions that the island was captured by the commander Vespasian. The Romans built no towns on the island, but the remains of at least seven Roman villas have been found, indicating the prosperity of local agriculture. First-century exports were principally hides, slaves, hunting dogs, grain, cattle, silver, gold, and iron.
Early Medieval period
Starting in AD 449, the 5th and 6th centuries saw groups of Germanic speaking peoples from Northern Europe crossing the English Channel and gradually set about conquering the region. Bede's (731) Historia ecclesiastica gentis Anglorum identifies the Jutes from what is today Denmark as the main settlers of the Isle of Wight, conquering Ynys Weith from the Brittonic Celts in approximately 530 AD. From then onwards, there are indications that the island had wide trading links, with a port at Bouldnor, evidence of Bronze Age tin trading, and finds of Late Iron Age coins.
During the Dark Ages the island was settled by Jutes as the pagan kingdom of Wihtwara under King Arwald. In 685 it was invaded by King Cædwalla of Wessex who tried to replace the inhabitants with his own followers. Though in 686 Arwald was defeated and the island became the last part of English lands to be converted to Christianity, Cædwalla was unsuccessful in driving the Jutes from the island. Wight was then added to Wessex and became part of England under King Alfred the Great, included within the shire of Hampshire.
It suffered especially from Viking raids, and was often used as a winter base by Viking raiders when they were unable to reach Normandy. Later, both Earl Tostig and his brother Harold Godwinson (who became King Harold II) held manors on the island.
Norman Conquest – 19th century
The Norman Conquest of 1066 created the position of Lord of the Isle of Wight; the island was given by William the Conqueror to his kinsman William FitzOsbern. Carisbrooke Priory and the fort of Carisbrooke Castle were then founded. Allegiance was sworn to FitzOsbern rather than the king; the Lordship was subsequently granted to the de Redvers family by Henry I, after his succession in 1100.
For nearly 200 years the island was a semi-independent feudal fiefdom, with the de Redvers family ruling from Carisbrooke. The final private owner was the Countess Isabella de Fortibus, who, on her deathbed in 1293, was persuaded to sell it to Edward I. Thereafter the island was under control of the English Crown and its Lordship a royal appointment.
The island continued to be attacked from the continent: it was raided in 1374 by the fleet of Castile, and in 1377 by French raiders who burned several towns, including Newtown.
Under Henry VIII, who developed the Royal Navy and its Portsmouth base, the island was fortified at Yarmouth, Cowes, East Cowes, and Sandown.
The French invasion on 21 July 1545 (famous for the sinking of the Mary Rose on the 19th) was repulsed by local militia.
During the English Civil War, King Charles I fled to the Isle of Wight, believing he would receive sympathy from the governor Robert Hammond, but Hammond imprisoned the king in Carisbrooke Castle.
During the Seven Years' War, the island was used as a staging post for British troops departing on expeditions against the French coast, such as the Raid on Rochefort. During 1759, with a planned French invasion imminent, a large force of soldiers was stationed there. The French called off their invasion following the Battle of Quiberon Bay.
19th century – present
In the 1860s, what remains in real terms the most expensive ever government spending project saw fortifications built on the island and in the Solent, as well as elsewhere along the south coast, including the Palmerston Forts, The Needles Batteries and Fort Victoria, because of fears about possible French invasion.
The future Queen Victoria spent childhood holidays on the island and became fond of it. When queen she made Osborne House her winter home, and so the island became a fashionable holiday resort, including for Alfred, Lord Tennyson, Julia Margaret Cameron, and Charles Dickens (who wrote much of David Copperfield there), as well as the French painter Berthe Morisot and members of European royalty.
Until the queen's example, the island had been rural, with most people employed in farming, fishing or boat-building. The boom in tourism, spurred by growing wealth and leisure time, and by Victoria's presence, led to significant urban development of the island's coastal resorts. As one report summarizes, "The Queen’s regular presence on the island helped put the Isle of Wight 'on the map' as a Victorian holiday and wellness destination ... and her former residence Osborne House is now one of the most visited attractions on the island While on the island, the queen used a bathing machine that could be wheeled into the water on Osborne Beach; inside the small wooden hut she could undress and then bathe, without being visible to others. Her machine had a changing room and a WC with plumbing. The refurbished machine is now displayed at the beach.
On 14 January 1878, Alexander Graham Bell demonstrated an early version of the telephone to the queen, placing calls to Cowes, Southampton and London. These were the first publicly-witnessed long distance telephone calls in the UK. The queen tried the device and considered the process to be "quite extraordinary" although the sound was "rather faint". She later asked to buy the equipment that was used, but Bell offered to make "a set of telephones" specifically for her.
The world's first radio station was set up by Guglielmo Marconi in 1897, during her reign, at the Needles Battery, at the western tip of the island. A high mast was erected near the Royal Needles Hotel, as part of an experiment of communicating with ships at sea. That location is now the site of the Marconi Monument. In 1898 the first paid wireless telegram (called a "Marconigram") was sent from this station, and the island was for some time the home of the National Wireless Museum, near Ryde.
Queen Victoria died at Osborne House on 22 January 1901, at the age of 81.
During the Second World War the island was frequently bombed. With its proximity to German-occupied France, the island hosted observation stations and transmitters, as well as the RAF radar station at Ventnor. It was the starting-point for one of the earlier Operation Pluto pipelines to feed fuel to Europe after the Normandy landings.
The Needles Battery was used to develop and test the Black Arrow and Black Knight space rockets, which were subsequently launched from Woomera, Australia.
The Isle of Wight Festival was a very large rock festival that took place near Afton Down, West Wight in August 1970, following two smaller concerts in 1968 and 1969. The 1970 show was notable both as one of the last public performances by Jimi Hendrix and for the number of attendees, reaching by some estimates 600,000. The festival was revived in 2002 in a different format, and is now an annual event.
On 26 October 2020 an oil tanker the Nave Andromeda, suspected to have been hijacked by Nigerian stowaways, was stormed south east of the island by the Special Boat Service. Seven people believed to be Nigerians seeking UK asylum were handed over to Hampshire Police.
Governance
The island has a single Member of Parliament. The Isle of Wight constituency covers the entire island, with 138,300 permanent residents in 2011, being one of the most populated constituencies in the United Kingdom (more than 50% above the English average). In 2011 following passage of the Parliamentary Voting System and Constituencies Act, the Sixth Periodic Review of Westminster constituencies was to have changed this, but this was deferred to no earlier than October 2022 by the Electoral Registration and Administration Act 2013. Thus the single constituency remained for the 2015, 2017 and 2019 general elections. However, two separate East and West constituencies are proposed for the island under the 2022 review now under way.
The Isle of Wight is a ceremonial and non-metropolitan county. Since the abolition of its two borough councils and restructuring of the Isle of Wight County Council into the new Isle of Wight Council in 1995, it has been administered by a single unitary authority.
Elections in the constituency have traditionally been a battle between the Conservatives and the Liberal Democrats. Andrew Turner of the Conservative Party gained the seat from Peter Brand of the Lib Dems at the 2001 general election. Since 2009, Turner was embroiled in controversy over his expenses, health, and relationships with colleagues, with local Conservatives having tried but failed to remove him in the runup to the 2015 general election. He stood down prior to the 2017 snap general election, and the new Conservative Party candidate Bob Seely was elected with a majority of 21,069 votes.
At the Isle of Wight Council election of 2013, the Conservatives lost the majority which they had held since 2005 to the Island Independents, with Island Independent councillors holding 16 of the 40 seats, and a further five councillors sitting as independents outside the group. The Conservatives regained control, winning 10 more seats and taking their total to 25 at the 2017 local election, before losing 7 seats in 2021. A coalition entitled the Alliance Coalition was formed between independent, Green Party and Our Island councillors, with independent councillor Lora Peacey-Wilcox leading the council since May 2021.
There have been small regionalist movements: the Vectis National Party and the Isle of Wight Party; but they have attracted little support at elections.
Geography
The Isle of Wight is situated between the Solent and the English Channel, is roughly rhomboid in shape, and covers an area of . Slightly more than half, mainly in the west, is designated as the Isle of Wight Area of Outstanding Natural Beauty. The island has of farmland, of developed areas, and of coastline. Its landscapes are diverse, leading to its oft-quoted description as "England in miniature". In June 2019 the whole island was designated a UNESCO Biosphere Reserve, recognising the sustainable relationships between its residents and the local environment.
West Wight is predominantly rural, with dramatic coastlines dominated by the chalk downland ridge, running across the whole island and ending in the Needles stacks. The southwestern quarter is commonly referred to as the Back of the Wight, and has a unique character. The highest point on the island is St Boniface Down in the south east, which at is a marilyn. The most notable habitats on the rest of the island are probably the soft cliffs and sea ledges, which are scenic features, important for wildlife, and internationally protected.
The island has three principal rivers. The River Medina flows north into the Solent, the Eastern Yar flows roughly northeast to Bembridge Harbour, and the Western Yar flows the short distance from Freshwater Bay to a relatively large estuary at Yarmouth. Without human intervention the sea might well have split the island into three: at the west end where a bank of pebbles separates Freshwater Bay from the marshy backwaters of the Western Yar east of Freshwater, and at the east end where a thin strip of land separates Sandown Bay from the marshy Eastern Yar basin.
The Undercliff between St Catherine's Point and Bonchurch is the largest area of landslip morphology in western Europe.
The north coast is unusual in having four high tides each day, with a double high tide every twelve and a half hours. This arises because the western Solent is narrower than the eastern; the initial tide of water flowing from the west starts to ebb before the stronger flow around the south of the island returns through the eastern Solent to create a second high water.
Geology
The Isle of Wight is made up of a variety of rock types dating from early Cretaceous (around 127 million years ago) to the middle of the Palaeogene (around 30 million years ago). The geological structure is dominated by a large monocline which causes a marked change in age of strata from the northern younger Tertiary beds to the older Cretaceous beds of the south. This gives rise to a dip of almost 90 degrees in the chalk beds, seen best at the Needles.
The northern half of the island is mainly composed of clays, with the southern half formed of the chalk of the central east–west downs, as well as Upper and Lower Greensands and Wealden strata. These strata continue west from the island across the Solent into Dorset, forming the basin of Poole Harbour (Tertiary) and the Isle of Purbeck (Cretaceous) respectively. The chalky ridges of Wight and Purbeck were a single formation before they were breached by waters from the River Frome during the last ice age, forming the Solent and turning Wight into an island. The Needles, along with Old Harry Rocks on Purbeck, represent the edges of this breach.
All the rocks found on the island are sedimentary, such as limestones, mudstones and sandstones. They are rich in fossils; many can be seen exposed on beaches as the cliffs erode. Lignitic coal is present in small quantities within seams, and can be seen on the cliffs and shore at Whitecliff Bay. Fossilised molluscs have been found there, and also on the northern coast along with fossilised crocodiles, turtles and mammal bones; the youngest date back to around 30 million years ago.
The island is one of the most important areas in Europe for dinosaur fossils. The eroding cliffs often reveal previously hidden remains, particularly along the Back of the Wight. Dinosaur bones and fossilised footprints can be seen in and on the rocks exposed around the island's beaches, especially at Yaverland and Compton Bay, from the strata of the Wessex Formation. As a result, the island has been nicknamed "Dinosaur Island" and Dinosaur Isle was established in 2001.
The area was affected by sea level changes during the repeated Quaternary glaciations. The island probably became separated from the mainland about 125,000 years ago, during the Ipswichian interglacial.
Climate
Like the rest of the UK, the island has an oceanic climate, but is somewhat milder and sunnier, which makes it a holiday destination. It also has a longer growing season. Lower Ventnor and the neighbouring Undercliff have a particular microclimate, because of their sheltered position south of the downs. The island enjoys 1,800–2,100 hours of sunshine a year. Some years have almost no snow in winter, and only a few days of hard frost. The island is in Hardiness zone 9.
Flora and fauna
The Isle of Wight is one of the few places in England where the red squirrel is still flourishing; no grey squirrels are to be found. There are occasional sightings of wild deer, and there is a colony of wild goats on Ventnor's downs. Protected species such as the dormouse and rare bats can be found. The Glanville fritillary butterfly's distribution in the United Kingdom is largely restricted to the edges of the island's crumbling cliffs.
A competition in 2002 named the pyramidal orchid as the Isle of Wight's county flower.
Settlements
Newport is the centrally located county town, with a population of about 25,000 and the island's main shopping area. Located next to the River Medina, Newport Quay was a busy port until the mid-19th century.
Ryde, the largest town with a population of about 30,000, is in the northeast. It is Victorian with the oldest seaside pier in England and miles of sandy and pebble beaches.
Cowes hosts the annual Cowes Week and is an international sailing centre.
East Cowes is famous for Osborne House, Norris Castle and as the home from 1929 to 1964 of Saunders-Roe, the historic aircraft, flying boat, rocket and hovercraft company.
Sandown is a popular seaside resort. It is home to the Isle of Wight Zoo, the Dinosaur Isle geological museum and one of the island's two 18-hole golf courses.
Shanklin, just south of Sandown, attracts tourists with its high summer sunshine levels, sandy beaches, Shanklin Chine and the old village.
Ventnor, built on the steep slopes of St Boniface Down on the south coast of the island, leads down to a picturesque bay that attracts many tourists. Ventnor Haven is a small harbour.
Economy
Socio-economic data
The table below shows the regional gross value (in millions of pounds) added by the Isle of Wight economy, at current prices, compiled by the Office for National Statistics.
According to the 2011 census, the island's population of 138,625 lives in 61,085 households, giving an average household size of 2.27 people.
41% of households own their home outright and a further 29% own with a mortgage, so in total 70% of households are owned (compared to 68% for South East England).
Compared to South East England, the island has fewer children (19% aged 0–17 against 22% for the South East) and more elderly (24% aged 65+ against 16%), giving an average age of 44 years for an island resident compared to 40 in South East England.
Industry and agriculture
The largest industry is tourism, but the island also has a strong agricultural heritage, including sheep and dairy farming and arable crops. Traditional agricultural commodities are more difficult to market off the island because of transport costs, but local farmers have succeeded in exploiting some specialist markets, with the higher price of such products absorbing the transport costs. One of the most successful agricultural sectors is now the growing of crops under cover, particularly salad crops including tomatoes and cucumbers. The island has a warmer climate and a longer growing season than much of the United Kingdom. Garlic has been successfully grown in Newchurch for many years, and is even exported to France. This has led to the establishment of an annual Garlic Festival at Newchurch, which is one of the largest events of the local calendar. A favourable climate supports two vineyards, including one of the oldest in the British Isles at Adgestone. Lavender is grown for its oil. The largest agricultural sector has been dairying, but due to low milk prices and strict legislation for UK milk producers, the dairy industry has been in decline: there were nearly 150 producers in the mid-1980s, but now just 24.
Maritime industries, especially the making of sailcloth and boat building, have long been associated with the island, although this has diminished somewhat in recent years. GKN operates what began as the British Hovercraft Corporation, a subsidiary of (and known latterly as) Westland Aircraft, although they have reduced the extent of plant and workforce and sold the main site. Previously it had been the independent company Saunders-Roe, one of the island's most notable historic firms that produced many flying boats and the world's first hovercraft.
Another manufacturing activity is in composite materials, used by boat-builders and the wind turbine manufacturer Vestas, which has a wind turbine blade factory and testing facilities in West Medina Mills and East Cowes.
Bembridge Airfield is the home of Britten-Norman, manufacturers of the Islander and Trislander aircraft. This is shortly to become the site of the European assembly line for Cirrus light aircraft. The Norman Aeroplane Company is a smaller aircraft manufacturing company operating in Sandown. There have been three other firms that built planes on the island.
In 2005, Northern Petroleum began exploratory drilling for oil at its Sandhills-2 borehole at Porchfield, but ceased operations in October that year after failing to find significant reserves.
Breweries
There are three breweries on the island. Goddards Brewery in Ryde opened in 1993. David Yates, who was head brewer of the Island Brewery, started brewing as Yates Brewery at the Inn at St Lawrence in 2000.
Ventnor Brewery, which closed in 2009, was the last incarnation of Burt's Brewery, brewing since the 1840s in Ventnor. Until the 1960s most pubs were owned by Mews Brewery, situated in Newport near the old railway station, but it closed and the pubs were taken over by Strong's, and then by Whitbread. By some accounts Mews beer was apt to be rather cloudy and dark. In the 19th century they pioneered the use of screw top cans for export to British India.
Services
Tourism and heritage
The island's heritage is a major asset that has for many years supported its tourist economy. Holidays focused on natural heritage, including wildlife and geology, are becoming an alternative to the traditional British seaside holiday, which went into decline in the second half of the 20th century due to the increased affordability of foreign holidays. The island is still an important destination for coach tours from other parts of the United Kingdom.
Tourism is still the largest industry, and most island towns and villages offer hotels, hostels and camping sites. In 1999, it hosted 2.7 million visitors, with 1.5 million staying overnight, and 1.2 million day visits; only 150,000 of these were from abroad. Between 1993 and 2000, visits increased at an average rate of 3% per year.
At the turn of the 19th century the island had ten pleasure piers, including two at Ryde and a "chain pier" at Seaview. The Victoria Pier in Cowes succeeded the earlier Royal Pier but was itself removed in 1960. The piers at Ryde, Seaview, Sandown, Shanklin and Ventnor originally served a coastal steamer service that operated from Southsea on the mainland. The piers at Seaview, Shanklin, Ventnor and Alum Bay were all destroyed by various storms during the 20th century; only the railway pier at Ryde and the piers at Sandown, Totland Bay (currently closed to the public) and Yarmouth survive.
Blackgang Chine is the oldest theme park in Britain, opened in 1843. The skeleton of a dead whale that its founder Alexander Dabell found in 1844 is still on display.
As well as its more traditional attractions, the island is often host to walking or cycling holidays through the attractive scenery. An annual walking festival has attracted considerable interest. The Isle of Wight Coastal Path follows the coastline as far as possible, deviating onto roads where the route along the coast is impassable.
The tourist board for the island is Visit Isle of Wight, a not for profit company. It is the Destination Management Organisation for the Isle of Wight, a public and private sector partnership led by the private sector, and consists of over 1,200 companies, including the ferry operators, the local bus company, rail operator and tourism providers working together to collectively promote the island. Its income is derived from the Wight BID, a business improvement district levy fund.
A major contributor to the local economy is sailing and marine-related tourism.
Summer Camp at Camp Beaumont is an attraction at the old Bembridge School site.
Media
The main local newspaper is the Isle of Wight County Press, published most Fridays. The Island's leading news website, Island Echo, was launched in May 2012 and now publishes in excess of 5,000 news articles a year. Other online news sources for the Isle of Wight include On the Wight.
The island has a local commercial radio station and a community radio station: commercial station Isle of Wight Radio has broadcast in the medium-wave band since 1990 and on 107.0 MHz (with three smaller transmitters on 102.0 MHz) FM since 1998, as well as streaming on the Internet. Community station Vectis Radio has broadcast online since 2010, and in 2017 started broadcasting on FM 104.6. The station operates from the Riverside Centre in Newport. The island is also covered by a number of local stations on the mainland, including the BBC station BBC Radio Solent broadcast from Southampton. The island's not-for-profit community radio station Angel Radio opened in 2007. Angel Radio began broadcasting on 91.5 MHz from studios in Cowes and a transmitter near Newport.
The island has had community television stations in the past, first TV12 and then Solent TV from 2002 until its closure on 24 May 2007. iWight.tv is a local internet video news channel. The Isle of Wight is part of the BBC South region and the ITV Meridian region.
Important broadcasting infrastructure includes Chillerton Down transmitting station with a mast that is the tallest structure on the island, and Rowridge transmitting station, which broadcasts the main television signal both locally and for most of Hampshire and parts of Dorset and West Sussex.
Culture
Language and dialect
The local accent is similar to the traditional dialect of Hampshire, featuring the dropping of some consonants and an emphasis on longer vowels. It is similar to the West Country dialects heard in South West England, but less pronounced.
The island has its own local and regional words. Some, such as nipper/nips (a young male person), are still commonly used and are shared with neighbouring areas of the mainland. A few are unique to the island, for example overner and caulkhead (see below). Others are more obscure and now used mainly for comic emphasis, such as mallishag (meaning "caterpillar"), gurt meaning "large", nammit (a mid-morning snack) and gallybagger ("scarecrow", and now the name of a local cheese).
[[File:Bonchurch, near Ventnor, Isle of Wight.jpg|thumb|Henry Bates Joel's 1895 artwork 'Bonchurch, near Ventnor, Isle of Wight''' is a depiction of rural life on the island. It is exhibited in the Milntown Estate. ]]
Identity
There remains occasional confusion between the Isle of Wight as a county and its former position within Hampshire. The island was regarded and administered as a part of Hampshire until 1890, when its distinct identity was recognised with the formation of Isle of Wight County Council (see also Politics of the Isle of Wight). However, it remained a part of Hampshire until the local government reforms of 1974 when it became a full ceremonial county with its own Lord Lieutenant.
In January 2009, the first general flag for the county was accepted by the Flag Institute.
Island residents are sometimes referred to as "Vectensians", "Vectians" or, if born on the island, "caulkheads". One theory is that this last comes from the once prevalent local industry of caulking or sealing wooden boats; the term became attached to islanders either because they were so employed, or as a derisory term for perceived unintelligent labourers from elsewhere. The term "overner" is used for island residents originating from the mainland (an abbreviated form of "overlander", which is an archaic term for "outsider" still found in parts of Australia).
Residents refer to the island as "The Island", as did Jane Austen in Mansfield Park, and sometimes to the UK mainland as "North Island".
To promote the island's identity and culture, the High Sheriff Robin Courage founded an Isle of Wight Day; the first was held on Saturday 24 September 2016.
Sport
Sport plays a key part of culture on the Isle of Wight. Sports include golf, marathon, cycling and sailing.
Music
The island is home to the Isle of Wight Festival and until 2016, Bestival before it was relocated to Lulworth Estate in Dorset. In 1970, the festival was headlined by Jimi Hendrix attracting an audience of 600,000, some six times the local population at the time. It is the home of the bands The Bees, Trixie's Big Red Motorbike, Level 42, and Wet Leg.
Landmarks
Transport
The Isle of Wight has of roadway. It does not have a motorway, although there is a short stretch of dual carriageway towards the north of Newport near the hospital and prison.
A comprehensive bus network operated by Southern Vectis links most settlements, with Newport as its central hub.
Journeys away from the island involve a ferry journey. Car ferry and passenger catamaran services are run by Wightlink and Red Funnel, and a hovercraft passenger service (the only such remaining in the world) by Hovertravel.
The island formerly had its own railway network of over , but only one line remains in regular use. The Island Line is part of the United Kingdom's National Rail network, running a little under from to , where there is a connecting ferry service to station on the mainland network. The line was opened by the Isle of Wight Railway in 1864, and from 1996 to 2007 was run by the smallest train operating company on the network, Island Line Trains. It is notable for utilising old ex-London Underground rolling stock, due to the small size of its tunnels and unmodernised signalling. Branching off the Island Line at is the heritage Isle of Wight Steam Railway, which runs for to the outskirts of on the former line to Newport.
There are two airfields for general aviation, Isle of Wight Airport at Sandown and Bembridge Airport.
The island has over of cycleways, many of which can be enjoyed off-road. The principal trails are:
The Sunshine Trail, which is a circular route linking Sandown, Shanklin, Godshill, and Wroxall of ;
The Red Squirrel Trail, a track between Cowes and Sandown that is in total;
The Round the Island Cycle Route of .
Prisons
The Isle of Wight is near the densely populated south of England, yet separated from the mainland. This position led to it hosting three prisons: Albany, Camp Hill and Parkhurst, all located outside Newport near the main road to Cowes. Albany and Parkhurst were among the few Category A prisons in the UK until they were downgraded in the 1990s. The downgrading of Parkhurst was precipitated by a major escape: three prisoners (two murderers and a blackmailer) escaped from the prison on 3 January 1995 for four days, before being recaptured. Parkhurst enjoyed notoriety as one of the toughest jails in the United Kingdom, and housed many notable inmates including the Yorkshire Ripper Peter Sutcliffe, New Zealand drug lord Terry Clark and the Kray twins.
Camp Hill is located adjacent but to the west of Albany and Parkhurst, on the very edge of Parkhurst Forest, having been converted first to a borstal and later to a Category C prison. It was built on the site of an army camp (both Albany and Parkhurst were barracks); there is a small estate of tree-lined roads with the former officers' quarters (now privately owned) to the south and east. Camp Hill closed as a prison in March 2013.
The management of all three prisons was merged into a single administration, under HMP Isle of Wight in April 2009.
Education
There are 69 local education authority-maintained schools on the Isle of Wight, and two independent schools. As a rural community, many of these are small and with fewer pupils than in urban areas. The Isle of Wight College is located on the outskirts of Newport.
From September 2010, there was a transition period from the three-tier system of primary, middle and high schools to the two-tier system that is usual in England. Some schools have now closed, such as Chale C.E. Primary. Others have become "federated", such as Brading C.E. Primary and St Helen's Primary. Christ the King College started as two "middle schools", Trinity Middle School and Archbishop King Catholic Middle School, but has now been converted into a dual-faith secondary school and sixth form.
Since September 2011 five new secondary schools, with an age range of 11 to 18 years, replaced the island's high schools (as a part of the previous three-tier system).
Notable people
Notable residents have included:
17th century and earlier
King Arwald, last pagan king in England
King Charles I of England, who was imprisoned at Carisbrooke Castle
Earl Tostig Godwinson, who supported Norwegian king Harald Hardrada's invasion
Actor, highwayman and conspirator Cardell "Scum" Goodman
Soldier and regicide of Charles I Thomas Harrison, imprisoned at Carisbrooke with John Rogers and Christopher Feake
Soldier Peter de Heyno
Philosopher and polymath Robert Hooke
Murderer Michal Morey
18th century
Marine painter Thomas Buttersworth
Explorer Anthony Henday
Radical journalist John Wilkes
19th century
Queen Victoria and Prince Albert (monarch and consort), who built and lived at Osborne House
Photographer Julia Margaret Cameron, who lived at Dimbola Lodge
Irish Republican Thomas Clarke
Naval captain Jeremiah Coghlan CBG, who retired to Ryde
Writer Charles Dickens
Poet John Keats
Inventor and radio pioneer Guglielmo Marconi
Poet and hymnwriter Albert Midlane
Geologist and engineer John Milne
Regency architect John Nash
Novelist Miss Harriet Parr
Early Hong Kong Government administrator William Pedder
New Zealand PM Henry Sewell
Poet Algernon Charles Swinburne
Poet Alfred Tennyson
Philosopher Karl Marx, who stayed at 1, St. Boniface Gardens, Ventnor
Performance artist Nigel Rolfe
20th century onwards
Scriptwriter Raymond Allen
Indie rock group The Bees
Concert organist E. Power Biggs
Darts player Keegan Brown
Singer Helen Clare
Singer-songwriter Sarah Close
Inventor of the hovercraft Sir Christopher Cockerell
Presenter and actor Ray Cokes
Actress Bella Emberg
Yachtsman Uffa Fox
Actor Marius Goring
Musician Jack Green
Survival expert and Chief Scout Bear Grylls
Actress Sheila Hancock
Actor Melvyn Hayes
Folk-rock musician Robyn Hitchcock
Actor Geoffrey Hughes
Conspiracy theorist David Icke
Actor Jeremy Irons
Comedian Phill Jupitus
Actor Laura Michelle Kelly
Composer Albert Ketèlbey
Iranian poet Mimi Khalvati
Musician Mark King
Radio presenter Allan Lake
Yachtswoman Ellen MacArthur
BBC Tonight presenter Cliff Michelmore
Film director Anthony Minghella
Actor David Niven
Cyclist Kieran Page
Musician Frederick Riddle
Heptathlete Kelly Sotherton
Gardener and presenter Alan Titchmarsh
Novelist Edward Upward
The indie band Wet Leg
Overseas names
The Isle of Wight has given names to many parts of former colonies, most notably Isle of Wight County in Virginia founded by settlers from the island in the 17th century. Its county seat is a town named Isle of Wight.
Other notable examples include:
Isle of Wight – an island off Maryland, United States
Dunnose Head, West Falkland
Ventnor, Cowes on Phillip Island, Victoria, Australia
Carisbrook, Victoria, Australia
Carisbrook, a former stadium in Dunedin, New Zealand
Ryde, New South Wales, Australia
Shanklin, Sandown, New Hampshire, United States
Ventnor City, New Jersey, United States
Gardiners Island, New York, United States shown as "Isle of Wight" on some of the older maps.
Cultural references
Film
The film Something to Hide (1972; US title Shattered), starring Peter Finch, was filmed near Cowes, including a scene on the Red Funnel ferry;
The British film That'll Be the Day (1973), starring David Essex and Ringo Starr, included scenes shot in Ryde (notably Cross Street), Sandown (school), Shanklin (beach) and Wootton Bridge (fairground);
Mrs. Brown (1997), with Dame Judi Dench and Billy Connolly, was filmed at Osborne House and Chale;
The film Fragile (2005), starring Calista Flockhart, is based on the Isle of Wight.
Victoria and Abdul (2017) starring Dame Judi Dench and Ali Fazal began shooting principal photography at Osborne House in September 2016.
Games
John Worsley's Commodore 64 game Spirit of the Stones was set on the Isle of Wight.
Literature
The Isle of Wight was:
the setting of Julian Barnes's novel England, England;
called The Island in some editions of Thomas Hardy's novels in his fictional Wessex;
selected for the development of a new base by the supercomputer "Colossus", in D. F. Jones' novel Colossus (1966);
the setting for D.H. Lawrence's book The Trespasser, filmed for TV on location in 1981;
the setting of Graham Masterton's book Prey;
mentioned in J.K. Rowling's first Harry Potter book, which refers to Uncle Vernon's sister Marge on holiday on the island, who got sick after eating a whelk;
a major element in Daniel O'Malley's series The Rook (2012) & its sequel Stiletto (2016). The antagonists try to invade in the 1600s, the effects of which continue to colour perceptions of the Crown's secret supernatural agency, the "Checquy Group";
the refuge of the British monarchy & government in S.M. Stirling's alternative history novel The Protector's War (2005), in which high energy technology ceased to function. After an ensuing holocaust, the island was the base for re-population of Europe, whose populations had mostly perished;
one of the destinations to which the British government evacuates in Frank Tayell's post-apocalyptic novel Surviving the Evacuation Book One: London (2013), guided by the mistaken impression that it would be defensible against the zombie hordes;
featured in John Wyndham's novel The Day of the Triffids and Simon Clark's sequel The Night of the Triffids.
Music
The Beatles' song "When I'm Sixty-Four" (1967), credited to Lennon-McCartney and sung by Paul McCartney, refers to renting a cottage on the island;
Bob Dylan recorded "Like a Rolling Stone" (1965), "Minstrel Boy", "Quinn the Eskimo (The Mighty Quinn)" (1967), and "She Belongs to Me" (1965) for the album Self Portrait (1970) live on the island;
"Wight Is Wight" (1969), a song by French artist Michel Delpech, also spawned an Italian cover by Dik Dik, titled "L'isola di Wight"(IT) (1970).
Radio
There was a running joke in radio sitcom The Navy Lark involving Sub-Lieutenant Phillips's inability to navigate and subsequently tail the Isle of Wight ferry.
Television
"Survivors (1975 TV series)", the BBC's 1970s post-apocalyptic sci-fi drama set after a worldwide pandemic kills off most of humanity, features an episode in which 500 survivors holed up in London are to be relocated to the Isle of Wight. Though referred to many times in the Series 2 episode "Lights of London – Part 2", the move itself is not shown (nor any footage of the island).
ITV's dramatisation of Dennis Potter's work Blade on the Feather (19 October 1980) was filmed on the island.
The 1984 TV miniseries, Annika, was partly filmed in Ryde.
A 2002 Top Gear feature showed an Aston Martin being driven around Cowes, East Cowes, and along the Military Road and seawall at Freshwater Bay.
The setting for Free Rein was based on the Isle of Wight.
Portions of the 2021 drama series It's a Sin'' on Channel 4 were supposedly set in the Isle of Wight, the home of one of the lead characters, although they were actually filmed in Rhos-on-Sea and Bangor in north Wales.
See also
High Sheriff of the Isle of Wight
Isle of Wight gasification facility
Isle of Wight NHS Trust
Isle of Wight Rifles
List of civil parishes on the Isle of Wight
List of current places of worship on the Isle of Wight
List of Governors of the Isle of Wight
List of hills of the Isle of Wight
List of places on the Isle of Wight
Lord Lieutenant of the Isle of Wight
Yaverland Battery
Notes
References
Hansard, Wednesday 14 November 2001 column 850
External links
Visit Isle of Wight Official Website
Isle of Wight Council website
Isleofwight.com
Photos
Images of the Isle of Wight at the English Heritage Archive
Islands of England
Islands of the English Channel
Isle of Wight
Natural regions of England
Isle of Wight
South East England
Isle of Wight
Isle of Wight |
15123 | https://en.wikipedia.org/wiki/Israeli%20settlement | Israeli settlement | Israeli settlements, or Israeli colonies, are civilian communities inhabited by Israeli citizens, overwhelmingly of Jewish ethnicity, built in violation of international law on lands occupied by Israel in the 1967 Six-Day War. Israeli settlements currently exist in the Palestinian territory of the West Bank, including East Jerusalem, and in the Syrian territory of the Golan Heights. East Jerusalem and the Golan Heights have been effectively annexed by Israel, though the international community has rejected any change of status in both territories and continues to consider each occupied territory. Although the West Bank settlements are on land administered under Israeli military rule rather than civil law, Israeli civil law is "pipelined" into the settlements, such that Israeli citizens living there are treated similarly to those living in Israel.
Israeli settlements had previously been built within the Egyptian territory of the Sinai Peninsula, and within the Palestinian territory of the Gaza Strip; however, Israel evacuated and dismantled the 18 Sinai settlements following the 1979 Egypt–Israel peace agreement and all of the 21 settlements in the Gaza Strip, along with four in the West Bank, in 2005 as part of its unilateral disengagement from Gaza.
Israel has established Jewish neighborhoods in East Jerusalem and in the Israeli-occupied portion of the Golan Heights, both of which Israel has effectively annexed, and as such Israel does not consider the developments there to be settlements. The international community regards both territories as held under Israeli occupation and the localities established there to be illegal settlements. The International Court of Justice found the settlements to be illegal in its 2004 advisory opinion on the West Bank barrier. In the West Bank, Israel continues to expand its remaining settlements as well as settling new areas, despite pressure from the international community to desist.
The transfer by an occupying power of its civilian population into the territory it occupies is a war crime, although Israel disputes that this applies to the West Bank. On 20 December 2019, the International Criminal Court announced an International Criminal Court investigation in Palestine into alleged war crimes. The presence and ongoing expansion of existing settlements by Israel and the construction of settlement outposts is frequently criticized as an obstacle to the Israeli–Palestinian peace process by the Palestinians, and third parties such as the OIC, the United Nations, Russia, the United Kingdom, France, and the European Union have echoed those criticisms. The international community considers the settlements to be illegal under international law, and the United Nations has repeatedly upheld the view that Israel's construction of settlements constitutes a violation of the Fourth Geneva Convention. The United States for decades considered the settlements to be "illegitimate" until the Trump Administration in November 2019 shifted its position declaring "the establishment of Israeli civilian settlements in the West Bank is not per se inconsistent with international law."
According to Peace Now, based on figures given by the Israeli Central Bureau of Statistics for the end of 2018, the number of settlers is 427,800, an increase of 14,400 over the prior year. B'tselem, as of 16 January 2019, estimated that 209,270 live in occupied East Jerusalem while the Foundation for Middle East Peace cites Daniel Seidemann as of late 2019 for a figure of 218,000. Population statistics for Israeli settlements in the West Bank, excluding East Jerusalem, show c.400,000 almost exclusively Jewish citizens of Israel; East Jerusalem settlements are inhabited by over 300,000 Israeli citizens (both Jewish citizens of Israel and Arab citizens of Israel), and over 20,000 Israeli citizens live in settlements in the Golan Heights.
Housing costs and state subventions
Settlement has an economic dimension, much of it driven by the significantly lower costs of housing for Israeli citizens living in Israeli settlements compared to the cost of housing and living in Israel proper. Government spending per citizen in the settlements is double that spent per Israeli citizen in Tel Aviv and Jerusalem, while government spending for settlers in isolated Israeli settlements is three times the Israeli national average. Most of the spending goes to the security of the Israeli citizens living there.
Number of settlements and inhabitants
On 30 June 2014, according to the Yesha Council, 382,031 Israeli citizens lived in the 121 officially recognised Israeli settlements in the West Bank. A number of Palestinian non-Israeli citizens (as opposed to Arab citizens of Israel) also reside in Israeli settlements in East Jerusalem, however, over 300,000 Israeli citizens (both Jewish citizens of Israel and Arab citizens of Israel) lived in settlements in East Jerusalem, and over 20,000 Israeli citizens lived in settlements in the Golan Heights. In January 2015 the Israeli Interior Ministry gave figures of 389,250 Israeli citizens living in the West Bank and a further 375,000 Israeli citizens living in East Jerusalem. As of 30 January 2020, there are about 130 government-approved settlements, and 100 unofficial ones, which are home to around 400,000 Israelis in the West Bank, with an additional 200,000 Israelis residing in 12 neighborhoods in East Jerusalem.
Character: rural and urban
Settlements range in character from farming communities and frontier villages to urban suburbs and neighborhoods. The four largest settlements, Modi'in Illit, Ma'ale Adumim, Beitar Illit and Ariel, have achieved city status. Ariel has 18,000 residents, while the rest have around 37,000 to 55,500 each.
History
Occupied territories
Following the 1967 Six-Day War, Israel occupied a number of territories. It took over the remainder of the Palestinian Mandate territories of the West Bank including East Jerusalem, from Jordan which had controlled the territories since the 1948 Arab-Israeli war, and the Gaza Strip from Egypt, which had held Gaza under occupation since 1949. From Egypt it also captured the Sinai Peninsula and from Syria it captured most of the Golan Heights, which since 1981 has been administered under the Golan Heights Law.
Settlement policy
As early as September 1967, Israeli settlement policy was progressively encouraged by the Labor government of Levi Eshkol. The basis for Israeli settlement in the West Bank became the Allon Plan, named after its inventor Yigal Allon. It implied Israeli annexation of major parts of the Israeli-occupied territories, especially East Jerusalem, Gush Etzion and the Jordan Valley. The settlement policy of the government of Yitzhak Rabin was also derived from the Allon Plan.
The first settlement was Kfar Etzion, in the southern West Bank, although that location was outside the Allon Plan. Many settlements began as Nahal settlements. They were established as military outposts and later expanded and populated with civilian inhabitants. According to a secret document dating to 1970, obtained by Haaretz, the settlement of Kiryat Arba was established by confiscating land by military order and falsely representing the project as being strictly for military use while in reality, Kiryat Arba was planned for settler use. The method of confiscating land by military order for establishing civilian settlements was an open secret in Israel throughout the 1970s, but publication of the information was suppressed by the military censor.
The Likud government of Menahem Begin, from 1977, was more supportive to settlement in other parts of the West Bank, by organizations like Gush Emunim and the Jewish Agency/World Zionist Organization, and intensified the settlement activities. In a government statement, Likud declared that the entire historic Land of Israel is the inalienable heritage of the Jewish people and that no part of the West Bank should be handed over to foreign rule. Ariel Sharon declared in the same year (1977) that there was a plan to settle 2 million Jews in the West Bank by 2000. The government abrogated the prohibition from purchasing occupied land by Israelis; the "Drobles Plan", a plan for large-scale settlement in the West Bank meant to prevent a Palestinian state under the pretext of security became the framework for its policy. The "Drobles Plan" from the World Zionist Organization, dated October 1978 and named "Master Plan for the Development of Settlements in Judea and Samaria, 1979–1983", was written by the Jewish Agency director and former Knesset member Matityahu Drobles. In January 1981, the government adopted a follow up-plan from Drobles, dated September 1980 and named "The current state of the settlements in Judea and Samaria", with more details about settlement strategy and policy.
Since 1967, government-funded settlement projects in the West Bank are implemented by the "Settlement Division" of the World Zionist Organization. Though formally a non-governmental organization, it is funded by the Israeli government and leases lands from the Civil Administration to settle in the West Bank. It is authorized to create settlements in the West Bank on lands licensed to it by the Civil Administration. Traditionally, the Settlement Division has been under the responsibility of the Agriculture Ministry. Since the Olso Accords, it was always housed within the Prime Minister's Office (PMO). In 2007, it was moved back to the Agriculture Ministry. In 2009, the Netanyahu Government decided to subject all settlement activities to additional approval of the Prime Minister and the Defense Minister. In 2011, Netanyahu sought to move the Settlement Division again under the direct control of (his own) PMO, and to curtail Defense Minister Ehud Barak's authority.
At the presentation of the Oslo II Accord on 5 October 1995 in the Knesset, PM Yitzhak Rabin expounded the Israeli settlement policy in connection with the permanent solution to the conflict. Israel wanted "a Palestinian entity, less than a state, which will be a home to most of the Palestinian residents living in the Gaza Strip and the West Bank". It wanted to keep settlements beyond the Green Line including Ma'ale Adumim and Givat Ze'ev in East Jerusalem. Blocs of settlements should be established in the West Bank. Rabin promised not to return to the 4 June 1967 lines.
In June 1997, the Likud government of Benjamin Netanyahu presented its "Allon Plus Plan". This plan holds the retention of some 60% of the West Bank, including the "Greater Jerusalem" area with the settlements Gush Etzion and Ma'aleh Adumim, other large concentrations of settlements in the West Bank, the entire Jordan Valley, a "security area", and a network of Israeli-only bypass roads.
In the Road map for peace of 2002, which was never implemented, the establishment of a Palestinian state was acknowledged. Outposts would be dismantled. However, many new outposts appeared instead, few were removed. Israel's settlement policy remained unchanged. Settlements in East Jerusalem and remaining West Bank were expanded.
While according to official Israeli policy no new settlements were built, at least some hundred unauthorized outposts were established since 2002 with state funding in the 60% of the West Bank that was not under Palestinian administrative control and the population growth of settlers did not diminish.
In 2005, all 21 settlements in the Gaza Strip and four in the northern West Bank were forcibly evacuated as part of Israeli disengagement from the Gaza Strip, known to some in Israel as "the Expulsion". However, the disengagement was more than compensated by transfers to the West Bank.
After the failure of the Roadmap, several new plans emerged to settle in major parts of the West Bank. In 2011, Haaretz revealed the Civil Administration's "Blue Line"-plan, written in January 2011, which aims to increase Israeli "state-ownership" of West Bank land ("state lands") and settlement in strategic areas like the Jordan Valley and the northern Dead Sea area. In March 2012, it was revealed that the Civil Administration over the years covertly allotted 10% of the West Bank for further settlement. Provisional names for future new settlements or settlement expansions were already assigned. The plan includes many Palestinian built-up sites in the Areas A and B.
Geography and municipal status
Some settlements are self-contained cities with a stable population in the tens of thousands, infrastructure, and all other features of permanence. Examples are Beitar Illit (a city of close to 45,000 residents), Ma'ale Adumim, Modi'in Illit, and Ariel (almost 20,000 residents). Some are towns with a local council status with populations of 2,000–20,0000, such as Alfei Menashe, Eli, Elkana, Efrat and Kiryat Arba. There are also clusters of villages governed by a local elected committee and regional councils that are responsible for municipal services. Examples are Kfar Adumim, Neve Daniel, Kfar Tapuach and Ateret. Kibbutzim and moshavim in the territories include Argaman, Gilgal, Niran and Yitav. Jewish neighborhoods have been built on the outskirts of Arab neighborhoods, for example in Hebron. In Jerusalem, there are urban neighborhoods where Jews and Arabs live together: the Muslim Quarter, Silwan, Abu Tor, Sheikh Jarrah and Shimon HaTzadik.
Under the Oslo Accords, the West Bank was divided into three separate parts designated as Area A, Area B and Area C. Leaving aside the position of East Jerusalem, all of the settlements are in Area C which comprises about 60% of the West Bank.
Types of settlement
Cities/towns: Ariel, Betar Illit, Modi'in Illit and Ma'ale Adumim.
Urban suburbs, such as Har Gilo.
Block settlements, such as Gush Etzion and settlements in the Nablus area.
Frontier villages, such as those along the Jordan River.
Outposts, small settlements, some authorized and some unauthorized, often on hilltops. The Sasson Report, commissioned by Ariel Sharon's administration, found that several government ministries had cooperated to establish illegal outposts, spending millions of dollars on infrastructure.
Resettlement of former Jewish communities
Some settlements were established on sites where Jewish communities had existed during the British Mandate of Palestine or even since the First Aliyah or ancient times.
Golan Heights – Bnei Yehuda, founded in 1890, abandoned because of Arab attacks in 1920, rebuilt near the original site in 1972.
Jerusalem – Jewish presence alongside other peoples since biblical times, various surrounding communities and neighborhoods, including Kfar Shiloah, also known as Silwan—settled by Yemenite Jews in 1884, Jewish residents evacuated in 1938, a few Jewish families move into reclaimed homes in 2004. Other communities: Shimon HaTzadik, Neve Yaakov and Atarot which in post-1967 was rebuilt as an industrial zone.
Gush Etzion – four communities, established between 1927 and 1947, destroyed 1948, reestablished beginning 1967.
Hebron – Jewish presence since biblical times, forced out in the wake of the 1929 Hebron massacre, some families returned in 1931 but were evacuated by the British, a few buildings resettled since 1967.
Dead Sea, northern area – Kalia and Beit HaArava – the former was built in 1934 as a kibbutz for potash mining. The latter was built in 1943 as an agricultural community. Both were abandoned in 1948, and subsequently destroyed by Jordanian forces, and resettled after the Six-Day War.
Gaza City had a Jewish community for many centuries that was evacuated following riots in 1929. After the Six-Day War, Jewish communities weren't built in Gaza City, but in Gush Katif in the southwestern part of the Gaza Strip, f.e. Kfar Darom – established in 1946, evacuated in 1948 after an Egyptian attack, resettled in 1970, evacuated in 2005 as part of the withdrawal from the Gaza Strip.
Demographics
At the end of 2010, 534,224 Jewish Israeli lived in the West Bank, including East Jerusalem. 314,132 of them lived in the 121 authorised settlements and 102 unauthorised settlement outposts on the West Bank, 198,629 were living in East Jerusalem, and almost 20,000 lived in settlements in the Golan Heights.
In 2011, 328,423 Israeli Jews were living on the West Bank, excluding Jerusalem, and the Jewish population in the Golan Heights exceeded 20,000.
For the year 2012, the Jewish population in the West Bank settlements excluding East Jerusalem was expected to rise to 350,000.
In May 2014, the Israeli Housing Minister Uri Ariel, who himself lives in the West Bank settlement of Kfar Adumim, put the settler population at up to 750,000: 400,000 in the West Bank and up to 350,000 in East Jerusalem. He stated: "I think that in five years there will be 550,000 or 600,000 Jews in Judea and Samaria, rather than 400,000 (now)".
As of 30 June 2014, according to the Yesha Council, 382,031 Israeli citizens lived in the 121 officially recognised Israeli settlements in the West Bank, almost exclusively Jewish citizens of Israel. A number of Palestinian non-Israeli citizens (as opposed to Arab citizens of Israel) also reside in Israeli settlements in East Jerusalem, however, over 300,000 Israeli citizens (both Jewish citizens of Israel and Arab citizens of Israel) lived in settlements in East Jerusalem, and over 20,000 Israeli citizens lived in settlements in the Golan Heights. In January 2015 the Israeli Interior Ministry gave figures of 389,250 Israeli citizens living in the West Bank and a further 375,000 Israeli citizens living in East Jerusalem.
By the end of 2016, the West Bank Jewish population rose to 420,899, excluding East Jerusalem, where there were more than 200,000 Jews.
Note: due to change of definition, the number of settlements in the West Bank decreased in 1997 from 138 to 121 (outposts not included).
Based on various sources, population dispersal can be estimated as follows:
1 including Sinai
2 Janet Abu-Lughod mentions 500 settlers in Gaza in 1978 (excluding Sinai), and 1,000 in 1980
In addition to internal migration, in large though declining numbers, the settlements absorb annually about 1000 new immigrants from outside Israel. The American Kulanu organization works with such right-wing Israeli settler groups as Amishav and Shavei Israel to settle "lost" Jews of color in such areas where local Palestinians are being displaced. In the 1990s, the annual settler population growth was more than three times the annual population growth in Israel. Population growth has continued in the 2000s. According to the BBC, the settlements in the West Bank have been growing at a rate of 5–6% since 2001. In 2016, there were sixty thousand American Israelis living in settlements in the West Bank.
The establishment of settlements in the Palestinian territories is linked to the displacement of the Palestinian populations as evidenced by a 1979 Security Council Commission which established a link between Israeli settlements and the displacement of the local population. The commission also found that those who remained were under consistent pressure to leave to make room for further settlers who were being encouraged into the area. In conclusion the commission stated that settlement in the Palestinian territories was causing "profound and irreversible changes of a geographic and demographic nature".
Administration and local government
West Bank
The Israeli settlements in the West Bank fall under the administrative district of Judea and Samaria Area. Since December 2007, approval by both the Israeli Prime Minister and Israeli Defense Minister of all settlement activities (including planning) in the West Bank is required. Authority for planning and construction is held by the Israel Defense Forces Civil Administration.
The area consists of four cities, thirteen local councils and six regional councils.
Cities: Ariel, Betar Illit, Maale Adumim, Modi'in Illit;
Local councils: Alfei Menashe, Beit Aryeh-Ofarim, Beit El, Efrat, Elkana, Giv'at Ze'ev, Har Adar, Immanuel, Karnei Shomron, Kedumim, Kiryat Arba, Ma'ale Efraim, Oranit;
Regional councils: Gush Etzion (Ezion Bloc), Har Hebron (Mount Hebron), Matte Binyamin (Staff of Benjamin, named after the ancient Israelite tribe that dwelled in the area), Megilot (Scrolls, named after the Dead Sea scrolls, which were discovered in the area), Shomron Regional Council (Samaria), Biq'at HaYarden (Jordan valley).
The Yesha Council (, Moatzat Yesha, a Hebrew acronym for Judea, Samaria and Gaza) is the umbrella organization of municipal councils in the West Bank.
The actual buildings of the Israeli settlements cover only 1 percent of the West Bank, but their jurisdiction and their regional councils extend to about 42 percent of the West Bank, according to the Israeli NGO B'Tselem. Yesha Council chairman Dani Dayan disputes the figures and claims that the settlements only control 9.2 percent of the West Bank.
Between 2001 and 2007 more than 10,000 Israeli settlement units were built, while 91 permits were issued for Palestinian construction, and 1,663 Palestinian structures were demolished in Area C.
West Bank Palestinians have their cases tried in Israel's military courts while Jewish Israeli settlers living in the same occupied territory are tried in civil courts. The arrangement has been described as "de facto segregation" by the UN Committee on the Elimination of Racial Discrimination.
A bill to formally extend Israeli law to the Israeli settlements in the West Bank was rejected in 2012. The basic military laws governing the West Bank are influenced by what is called the "pipelining" of Israeli legislation. As a result of "enclave law", large portions of Israeli civil law are applied to Israeli settlements and Israeli residents in the occupied territories.
On 31 August 2014, Israel announced it was appropriating 400 hectares of land in the West Bank to eventually house 1,000 Israel families. The appropriation was described as the largest in more than 30 years. According to reports on Israel Radio, the development is a response to the 2014 kidnapping and murder of Israeli teenagers.
East Jerusalem
East Jerusalem is defined in the Jerusalem Law as part of Israel and its capital, Jerusalem. As such it is administered as part of the city and its district, the Jerusalem District. Pre-1967 residents of East Jerusalem and their descendants have residency status in the city but many have refused Israeli citizenship. Thus, the Israeli government maintains an administrative distinction between Israeli citizens and non-citizens in East Jerusalem, but the Jerusalem municipality does not.
Golan Heights
The Golan Heights is administered under Israeli civil law as the Golan sub-district, a part of the Northern District. Israel makes no legal or administrative distinction between pre-1967 communities in the Golan Heights (mainly Druze) and the post-1967 settlements.
Sinai Peninsula
After the capture of the Sinai Peninsula from Egypt in the 1967 Six-Day War, settlements were established along the Gulf of Aqaba and in northeast Sinai, just below the Gaza Strip. Israel had plans to expand the settlement of Yamit into a city with a population of 200,000, though the actual population of Yamit did not exceed 3,000. The Sinai Peninsula was returned to Egypt in stages beginning in 1979 as part of the Egypt–Israel Peace Treaty. As required by the treaty, in 1982 Israel evacuated the Israeli civilian population from the 18 Sinai settlements in Sinai. In some instances evacuations were done forcefully, such as the evacuation of Yamit. All the settlements were then dismantled.
Gaza Strip
Before Israel's unilateral disengagement plan in which the Israeli settlements were evacuated, there were 21 settlements in the Gaza Strip under the administration of the Hof Aza Regional Council. The land was allocated in such a way that each Israeli settler disposed of 400 times the land available to the Palestinian refugees, and 20 times the volume of water allowed to the peasant farmers of the Strip.
Legal status
The consensus view in the international community is that the existence of Israeli settlements in the West Bank including East Jerusalem and the Golan Heights is in violation of international law. The Fourth Geneva Convention includes statements such as "the Occupying Power shall not deport or transfer parts of its own civilian population into the territory it occupies". On 20 December 2019, International Criminal Court chief prosecutor Fatou Bensouda announced an International Criminal Court investigation in Palestine into alleged war crimes committed during the Israeli–Palestinian conflict.
At present, the view of the international community, as reflected in numerous UN resolutions, regards the building and existence of Israeli settlements in the West Bank, East Jerusalem and the Golan Heights as a violation of international law. UN Security Council Resolution 446 refers to the Fourth Geneva Convention as the applicable international legal instrument, and calls upon Israel to desist from transferring its own population into the territories or changing their demographic makeup. The reconvened Conference of the High Contracting Parties to the Geneva Conventions has declared the settlements illegal as has the primary judicial organ of the UN, the International Court of Justice.
The position of successive Israeli governments is that all authorized settlements are entirely legal and consistent with international law. In practice, Israel does not accept that the Fourth Geneva Convention applies de jure, but has stated that on humanitarian issues it will govern itself de facto by its provisions, without specifying which these are. The scholar and jurist Eugene Rostow has disputed the illegality of authorized settlements.
Under Israeli law, West Bank settlements must meet specific criteria to be legal. In 2009, there were approximately 100 small communities that did not meet these criteria and are referred to as illegal outposts.
In 2014 twelve EU countries warned businesses against involving themselves in the settlements. According to the warnings, economic activities relating to the settlements involve legal and economic risks stemming from the fact that the settlements are built on occupied land not recognized as Israel's.
Illegality arguments
The consensus of the international community – the vast majority of states, the overwhelming majority of legal experts, the International Court of Justice and the UN, is that settlements are in violation of international law.
After the Six-Day War, in 1967, Theodor Meron, legal counsel to the Israeli Foreign Ministry stated in a legal opinion to the Prime Minister,
"My conclusion is that civilian settlement in the administered territories contravenes the explicit provisions of the Fourth Geneva Convention."
This legal opinion was sent to Prime Minister Levi Eshkol. However, it was not made public at the time. The Labor cabinet allowed settlements despite the warning. This paved the way for future settlement growth. In 2007, Meron stated that "I believe that I would have given the same opinion today."
In 1978, the Legal Adviser of the Department of State of the United States reached the same conclusion.
The International Court of Justice, in its advisory opinion, has since ruled that Israel is in breach of international law by establishing settlements in Occupied Palestinian Territory, including East Jerusalem. The Court maintains that Israel cannot rely on its right of self-defense or necessity to impose a regime that violates international law. The Court also ruled that Israel violates basic human rights by impeding liberty of movement and the inhabitants' right to work, health, education and an adequate standard of living.
International intergovernmental organizations such as the Conference of the High Contracting Parties to the Fourth Geneva Convention, major organs of the United Nations, the European Union, and Canada, also regard the settlements as a violation of international law. The Committee on the Elimination of Racial Discrimination wrote that "The status of the settlements was clearly inconsistent with Article 3 of the Convention, which, as noted in the Committee's General Recommendation XIX, prohibited all forms of racial segregation in all countries. There is a consensus among publicists that the prohibition of racial discrimination, irrespective of territories, is an imperative norm of international law." Amnesty International, and Human Rights Watch have also characterized the settlements as a violation of international law.
In late January 2013 a report drafted by three justices, presided over by Christine Chanet, and issued by the United Nations Human Rights Council declared that Jewish settlements constituted a creeping annexation based on multiple violations of the Geneva Conventions and international law, and stated that if Palestine ratified the Rome Accord, Israel could be tried for "gross violations of human rights law and serious violations of international humanitarian law." A spokesman for Israel's Foreign Ministry declared the report 'unfortunate' and accused the UN's Human Rights Council of a "systematically one-sided and biased approach towards Israel."
According to Talia Sasson, the High Court of Justice in Israel, with a variety of different justices sitting, has repeatedly stated for more than 4 decades that Israel's presence in the West Bank is in violation of international law.
Legality arguments
Four prominent jurists cited the concept of the "sovereignty vacuum" in the immediate aftermath of the Six-Day War to describe the legal status of the West Bank and Gaza: Yehuda Zvi Blum in 1968, Elihu Lauterpacht in 1968, Julius Stone in 1969 and 1981, and Stephen M. Schwebel in 1970. Eugene V. Rostow also argued in 1979 that the occupied territories' legal status was undetermined.
Stephen M. Schwebel made three distinctions specific to the Israeli situation to claim that the territories were seized in self-defense and that Israel has more title to them than the previous holders.
Professor Julius Stone also wrote that "Israel's presence in all these areas pending negotiation of new borders is entirely lawful, since Israel entered them lawfully in self-defense." He argued that it would be an "irony bordering on the absurd" to read Article 49(6) as meaning that the State of Israel was obliged to ensure (by force if necessary) that areas with a millennial association with Jewish life, shall be forever "judenrein".
Professor Ben Saul took exception to this view, arguing that Article 49(6) can be read to include voluntary or assisted transfers, as indeed it was in the advisory opinion of the International Court of Justice which had expressed this interpretation in the Israeli Wall Advisory Opinion (2003).
Israel maintains that a temporary use of land and buildings for various purposes is permissible under a plea of military necessity and that the settlements fulfilled security needs. Israel argues that its settlement policy is consistent with international law, including the Fourth Geneva Convention, while recognising that some settlements have been constructed illegally on private land. The Israeli Supreme Court has ruled that the power of the Civil Administration and the Military Commander in the occupied territories is limited by the entrenched customary rules of public international law as codified in the Hague Regulations. In 1998 the Israeli Minister of Foreign Affairs produced "The International Criminal Court Background Paper". It concludesInternational law has long recognised that there are crimes of such severity they should be considered "international crimes." Such crimes have been established in treaties such as the Genocide Convention and the Geneva Conventions.... The following are Israel's primary issues of concern [ie with the rules of the ICC]: The inclusion of settlement activity as a "war crime" is a cynical attempt to abuse the Court for political ends. The implication that the transfer of civilian population to occupied territories can be classified as a crime equal in gravity to attacks on civilian population centres or mass murder is preposterous and has no basis in international law.
A UN conference was held in Rome in 1998, where Israel was one of seven countries to vote against the Rome Statute to establish the International Criminal Court. Israel was opposed to a provision that included as a war crime the transfer of civilian populations into territory the government occupies. Israel has signed the statute, but not ratified the treaty.
Land ownership
A 1996 amendment to an Israeli military order, states that land privately owned can not be part of a settlement, unless the land in question has been confiscated for military purposes. In 2006 Peace Now acquired a report, which it claims was leaked from the Israeli Government's Civil Administration, indicating that up to 40 percent of the land Israel plans to retain in the West Bank is privately owned by Palestinians. Peace Now called this a violation of Israeli law. Peace Now published a comprehensive report about settlements on private lands. In the wake of a legal battle, Peace Now lowered the figure to 32 percent, which the Civil Administration also denied. The Washington Post reported that "The 38-page report offers what appears to be a comprehensive argument against the Israeli government's contention that it avoids building on private land, drawing on the state's own data to make the case."
In February 2008, the Civil Administration stated that the land on which more than a third of West Bank settlements was built had been expropriated by the IDF for "security purposes." The unauthorized seizure of private Palestinian land was defined by the Civil Administration itself as 'theft.' According to B'Tselem, more than 42 percent of the West Bank are under control of the Israeli settlements, 21 percent of which was seized from private Palestinian owners, much of it in violation of the 1979 Israeli Supreme Court decision.
In 1979, the government decided to extend settlements or build new ones only on "state lands".
A secret database, drafted by a retired senior officer, Baruch Spiegel, on orders from former defense minister Shaul Mofaz, found that some settlements deemed legal by Israel were illegal outposts, and that large portions of Ofra, Elon Moreh and Beit El were built on private Palestinian land. The "Spiegel report" was revealed by Haaretz in 2009. Many settlements are largely built on private lands, without approval of the Israeli Government. According to Israel, the bulk of the land was vacant, was leased from the state, or bought fairly from Palestinian landowners.
Invoking the Absentee Property Law to transfer, sell or lease property in East Jerusalem owned by Palestinians who live elsewhere without compensation has been criticized both inside and outside of Israel. Opponents of the settlements claim that "vacant" land belonged to Arabs who fled or collectively to an entire village, a practice that developed under Ottoman rule. B'Tselem charged that Israel is using the absence of modern legal documents for the communal land as a legal basis for expropriating it. These "abandoned lands" are sometimes laundered through a series of fraudulent sales.
According to Amira Hass, one of the techniques used by Israel to expropriate Palestinian land is to place desired areas under a 'military firing zone' classification, and then issue orders for the evacuation of Palestinians from the villages in that range, while allowing contiguous Jewish settlements to remain unaffected.
Effects on Palestinian human rights
Amnesty International argues that Israel's settlement policy is discriminatory and a violation of Palestinian human rights. B'Tselem claims that Israeli travel restrictions impact on Palestinian freedom of movement and Palestinian human rights have been violated in Hebron due to the presence of the settlers within the city. According to B'Tselem, over fifty percent of West Bank land expropriated from Palestinians has been used to establish settlements and create reserves of land for their future expansion. The seized lands mainly benefit the settlements and Palestinians cannot use them. The roads built by Israel in the West Bank to serve the settlements are closed to Palestinian vehicles' and act as a barrier often between villages and the lands on which they subsist.
Human Rights Watch and other human rights observer volunteer regularly file reports on "settler violence," referring to stoning and shooting incidents involving Israeli settlers. Israel's withdrawal from Gaza and Hebron have led to violent settler protests and disputes over land and resources. Meron Benvenisti described the settlement enterprise as a "commercial real estate project that conscripts Zionist rhetoric for profit."
The construction of the Israeli West Bank barrier has been criticized as an infringement on Palestinian human and land rights. The United Nations Office for the Coordination of Humanitarian Affairs estimated that 10% of the West Bank would fall on the Israeli side of the barrier.
In July 2012, the UN Human Rights Council decided to set up a probe into Jewish settlements. The report of the independent international fact-finding mission which investigated the "implications of the Israeli settlements on the civil, political, economic, social and cultural rights of the Palestinian people throughout the Occupied Palestinian Territory" was published in February 2013.
In February 2020, the Office of the United Nations High Commissioner for Human Rights published a list of 112 companies linked to activities related to Israeli settlements in the occupied West Bank.
Economy
Goods produced in Israeli settlements are able to stay competitive on the global market, in part because of massive state subsidies they receive from the Israeli government. Farmers and producers are given state assistance, while companies that set up in the territories receive tax breaks and direct government subsidies. An Israeli government fund has also been established to help companies pay customs penalties. Palestinian officials estimate that settlers sell goods worth some $500 million to the Palestinian market. Israel has built 16 industrial zones, containing roughly 1000 industrial plants, in the West Bank and East Jerusalem on acreage that consumes large parts of the territory planned for a future Palestinian state. According to Jodi Rudoren these installations both entrench the occupation and provide work for Palestinians, even those opposed to it. The 16 parks are located at Shaked, Beka'ot, Baran, Karnei Shomron, Emmanuel, Barkan, Ariel, Shilo, Halamish, Ma'ale Efraim, Sha'ar Binyamin, Atarot, Mishor Adumim, Gush Etzion, Kiryat Arba and Metarim (2001).
In spite of this, the West Bank settlements have failed to develop a self-sustaining local economy. About 60% of the settler workforce commutes to Israel for work. The settlements rely primarily on the labor of their residents in Israel proper rather than local manufacturing, agriculture, or research and development. Of the industrial parks in the settlements, there are only two significant ones, at Ma'ale Adumim and Barkan, with most of the workers there being Palestinian. Only a few hundred settler households cultivate agricultural land, and rely primarily on Palestinian labor in doing so.
Settlement has an economic dimension, much of it driven by the significantly lower costs of housing for Israeli citizens living in Israeli settlements compared to the cost of housing and living in Israel proper. Government spending per citizen in the settlements is double that spent per Israeli citizen in Tel Aviv and Jerusalem, while government spending for settlers in isolated Israeli settlements is three times the Israeli national average. Most of the spending goes to the security of the Israeli citizens living there.
Export to EU
According to Israeli government estimates, $230 million worth of settler goods including fruit, vegetables, cosmetics, textiles and toys are exported to the EU each year, accounting for approximately 2% of all Israeli exports to Europe. A 2013 report of Profundo revealed that at least 38 Dutch companies imported settlement products.
European Union law requires a distinction to be made between goods originating in Israel and those from the occupied territories. The former benefit from preferential custom treatment according to the EU-Israel Association Agreement (2000); the latter don't, having been explicitly excluded from the agreement. In practice, however, settler goods often avoid mandatory customs through being labelled as originating in Israel, while European customs authorities commonly fail to complete obligatory postal code checks of products to ensure they have not originated in the occupied territories.
In 2009, the United Kingdom's Department for the Environment, Food and Rural Affairs issued new guidelines concerning labelling of goods imported from the West Bank. The new guidelines require labelling to clarify whether West Bank products originate from settlements or from the Palestinian economy. Israel's foreign ministry said that the UK was "catering to the demands of those whose ultimate goal is the boycott of Israeli products"; but this was denied by the UK government, who said that the aim of the new regulations was to allow consumers to choose for themselves what produce they buy. Denmark has similar legislation requiring food products from settlements in the occupied territories to be accurately labelled.
On 12 November 2019 the Court of Justice of the European Union in a ruling covering all territory Israel captured in the 1967 war decided that labels on foodstuffs must not imply that goods produced in occupied territory came from Israel itself and must "prevent consumers from being misled as to the fact that the State of Israel is present in the territories concerned as an occupying power and not as a sovereign entity". In its ruling, the court said that failing to inform EU consumers they were potentially buying goods produced in settlements denies them access to "ethical considerations and considerations relating to the observance of international law".
In January 2019 the Dail (Ireland's lower house) voted in favour, by 78 to 45, of the Control of Economic Activity (Occupied Territories) bill. This piece of legislation prohibits the purchasing of any good and/or service from the Golan Heights, East Jerusalem or West Bank settlements. As of February 2019 the bill has some stages to be completed,once codified, either a five-year jail sentence or fines of up to €250,000 ($284,000) will affect anyone who breaks this law.
A petition under the European Citizens' Initiative, submitted in September 2021, was accepted on 20 February 2022. The petition seeks the adoption of legislation to ban trade with unlawful settlements. The petition requires a million signatures from across the EU and has received support from civil society groups including Human Rights Watch.
Palestinian economy and resources
A Palestinian report argued in 2011 that settlements have a detrimental effect on the Palestinian economy, equivalent to about 85% of the nominal gross domestic product of Palestine, and that the "occupation enterprise" allows the state of Israel and commercial firms to profit from Palestinian natural resources and tourist potential. A 2013 report published by the World Bank analysed the impact that the limited access to Area C lands and resources had on the Palestinian economy. While settlements represent a single axis of control, it is the largest with 68% of the Area C lands reserved for the settlements. The report goes on to calculate that access to the lands and resources of Area C, including the territory in and around settlements, would increase the Palestinian GDP by some $3.5 billion (or 35%) per year.
The Israeli Supreme Court has ruled that Israeli companies are entitled to exploit the West Bank's natural resources for economic gain, and that international law must be "adapted" to the "reality on the ground" of long-term occupation.
Palestinian labour
Due to the availability of jobs offering twice the prevailing salary of the West Bank (), as well as high unemployment, tens of thousands of Palestinians work in Israeli settlements. According to the Manufacturers Association of Israel, some 22,000 Palestinians were employed in construction, agriculture, manufacturing and service industries. An Al-Quds University study in 2011 found that 82% of Palestinian workers said they would prefer to not work in Israeli settlements if they had alternative employment in the West Bank.
Palestinians have been highly involved in the construction of settlements in the West Bank. In 2013, the Palestinian Central Bureau of Statistics released their survey showing that the number of Palestinian workers who are employed by the Jewish settlements increased from 16,000 to 20,000 in the first quarter. The survey also found that Palestinians who work in Israel and the settlements are paid more than twice their salary compared to what they receive from Palestinian employers.
In 2008, Kav LaOved charged that Palestinians who work in Israeli settlements are not granted basic protections of Israeli labor law. Instead, they are employed under Jordanian labor law, which does not require minimum wage, payment for overtime and other social rights. In 2007, the Supreme Court of Israel ruled that Israeli labor law does apply to Palestinians working in West Bank settlements and applying different rules in the same work place constituted discrimination. The ruling allowed Palestinian workers to file lawsuits in Israeli courts. In 2008, the average sum claimed by such lawsuits stood at 100,000 shekels.
According to Palestinian Center for Policy and Survey Research, 63% of Palestinians opposed PA plans to prosecute Palestinians who work in the settlements. However, 72% of Palestinians support a boycott of the products they sell. Although the Palestinian Authority has criminalized working in the settlements, the director-general at the Palestinian Ministry of Labor, Samer Salameh, described the situation in February 2014 as being "caught between two fires". He said "We strongly discourage work in the settlements, since the entire enterprise is illegal and illegitimate...but given the high unemployment rate and the lack of alternatives, we do not enforce the law that criminalizes work in the settlements."
Violence
Israeli settler violence
Gush Emunim Underground was a militant organization that operated in 1979–1984. The organization planned attacks on Palestinian officials and the Dome of the Rock. In 1994, Baruch Goldstein of Hebron, a member of Kach carried out the Cave of the Patriarchs massacre, killing 29 Muslim worshipers and injuring 125. The attack was widely condemned by the Israeli government and Jewish community. The Palestinian leadership has accused Israel of "encouraging and enabling" settler violence in a bid to provoke Palestinian riots and violence in retaliation. Violence perpetrated by Israeli settlers against Palestinians constitutes terrorism according to the U.S. Department of State, and former IDF Head of Central Command Avi Mizrahi stated that such violence constitutes "terror."
In mid-2008, a UN report recorded 222 acts of Israeli settler violence against Palestinians and IDF troops compared with 291 in 2007. This trend reportedly increased in 2009. Maj-Gen Shamni said that the number had risen from a few dozen individuals to hundreds, and called it "a very grave phenomenon." In 2008–2009, the defense establishment adopted a harder line against the extremists. This group responded with a tactic dubbed "price tagging", vandalizing Palestinian property whenever police or soldiers were sent in to dismantle outposts. From January through to September 2013, 276 attacks by settlers against Palestinians were recorded.
Leading religious figures in the West Bank have harshly criticized these tactics. Rabbi Menachem Froman of Tekoa said that "Targeting Palestinians and their property is a shocking thing, (...) It's an act of hurting humanity. (...) This builds a wall of fire between Jews and Arabs." The Yesha Council and Hanan Porat also condemned such actions. Other rabbis have been accused of inciting violence against non-Jews. In response to settler violence, the Israeli government said that it would increase law enforcement and cut off aid to illegal outposts. Some settlers are thought to lash out at Palestinians because they are "easy victims." The United Nations accused Israel of failing to intervene and arrest settlers suspected of violence. In 2008, Haaretz wrote that "Israeli society has become accustomed to seeing lawbreaking settlers receive special treatment and no other group could similarly attack Israeli law enforcement agencies without being severely punished."
In September 2011, settlers vandalized a mosque and an army base. They slashed tires and cut cables of 12 army vehicles and sprayed graffiti. In November 2011, the United Nations Office for Coordination of Human Affairs (OCHA) in the Palestinian territories published a report on settler violence that showed a significant rise compared to 2009 and 2010. The report covered physical violence and property damage such as uprooted olive trees, damaged tractors and slaughtered sheep. The report states that 90% of complaints filed by Palestinians have been closed without charge.
According to EU reports, Israel has created an "atmosphere of impunity" for Jewish attackers, which is seen as tantamount to tacit approval by the state. In the West Bank, Jews and Palestinians live under two different legal regimes and it is difficult for Palestinians to lodge complaints, which must be filed in Hebrew in Israeli settlements.
The 27 ministers of foreign affairs of the European Union published a report in May 2012 strongly denouncing policies of the State of Israel in the West Bank and denouncing "continuous settler violence and deliberate provocations against Palestinian civilians." The report by all EU ministers called "on the government of Israel to bring the perpetrators to justice and to comply with its obligations under international law."
In July 2014, a day after the burial of three murdered Israeli teens, Khdeir, a 16-year-old Palestinian, was forced into a car by 3 Israeli settlers on an East Jerusalem street. His family immediately reported the fact to Israeli Police who located his charred body a few hours later at Givat Shaul in the Jerusalem Forest. Preliminary results from the autopsy suggested that he was beaten and burnt while still alive. The murder suspects explained the attack as a response to the June abduction and murder of three Israeli teens. The murders contributed to a breakout of hostilities in the 2014 Israel–Gaza conflict.
In July 2015, a similar incident occurred where Israeli settlers made an arson attack on two Palestinian houses, one of which was empty; however, the other was occupied, resulting in the burning to death of a Palestinian infant; the four other members of his family were evacuated to the hospital suffering serious injuries. These two incidents received condemnation from the United States, European Union and the IDF. The European Union criticized Israel for "failing to protect the Palestinian population".
Olive trees
While the Economy of the Palestinian territories has shown signs of growth, the International Committee of the Red Cross reported that Palestinian olive farming has suffered. According to the ICRC, 10,000 olive trees were cut down or burned by settlers in 2007–2010. Foreign ministry spokesman Yigal Palmor said the report ignored official PA data showing that the economic situation of Palestinians had improved substantially, citing Mahmoud Abbas's comment to The Washington Post in May 2009, where he said "in the West Bank, we have a good reality, the people are living a normal life."
Haaretz blamed the violence during the olive harvest on a handful of extremists. In 2010, trees belonging to both Jews and Arabs were cut down, poisoned or torched. In the first two weeks of the harvest, 500 trees owned by Palestinians and 100 trees owned by Jews had been vandalized. In October 2013, 100 trees were cut down.
Violent attacks on olive trees seem to be facilitated by the apparently systematic refusal of the Israeli authorities to allow Palestinians to visit their own groves, sometimes for years, especially in cases where the groves are deemed to be too close to settlements.
Palestinian violence against settlers
Israeli civilians living in settlements have been targeted by violence from armed Palestinian groups. These groups, according to Human Rights Watch, assert that settlers are "legitimate targets" that have "forfeited their civilian status by residing in settlements that are illegal under international humanitarian law." Both Human Rights Watch and B'tselem rejected this argument on the basis that the legal status of the settlements has no effect on the civilian status of their residents. Human Rights Watch said the "prohibition against intentional attacks against civilians is absolute." B'tselem said "The settlers constitute a distinctly civilian population, which is entitled to all the protections granted civilians by international law. The Israeli security forces' use of land in the settlements or the membership of some settlers in the Israeli security forces does not affect the status of the other residents living among them, and certainly does not make them proper targets of attack."
Fatal attacks on settlers have included firing of rockets and mortars and drive-by shootings, also targeting infants and children. Violent incidents include the murder of Shalhevet Pass, a ten-month-old baby shot by a Palestinian sniper in Hebron, and the murder of two teenagers by unknown perpetrators on 8 May 2001, whose bodies were hidden in a cave near Tekoa, a crime that Israeli authorities suggest may have been committed by Palestinian terrorists. In the Bat Ayin axe attack, children in Bat Ayin were attacked by a Palestinian wielding an axe and a knife. A 13-year-old boy was killed and another was seriously wounded. Rabbi Meir Hai, a father of seven, was killed in a drive-by shooting. In August 2011, five members of one family were killed in their beds. The victims were the father Ehud (Udi) Fogel, the mother Ruth Fogel, and three of their six children—Yoav, 11, Elad, 4, and Hadas, the youngest, a three-month-old infant. According to David Ha'ivri, and as reported by multiple sources, the infant was decapitated.
Pro-Palestinian activist violence
Pro-Palestinian activists who hold regular protests near the settlements have been accused of stone-throwing, physical assault and provocation. In 2008, Avshalom Peled, head of the Israel Police's Hebron district, called "left-wing" activity in the city dangerous and provocative, and accused activists of antagonizing the settlers in the hope of getting a reaction.
Environmental issues
Municipal Environmental Associations of Judea and Samaria, an environmental awareness group, was established by the settlers to address sewage treatment problems and cooperate with the Palestinian Authority on environmental issues. According to a 2004 report by Friends of the Earth Middle East, settlers account for 10% of the population in the West Bank but produce 25% of the sewage output. Beit Duqqu and Qalqilyah have accused settlers of polluting their farmland and villagers claim children have become ill after swimming in a local stream. Legal action was taken against 14 settlements by the Israeli Ministry of the Environment. The Palestinian Authority has also been criticized by environmentalists for not doing more to prevent water pollution. Settlers and Palestinians share the mountain aquifer as a water source, and both generate sewage and industrial effluents that endanger the aquifer. Friends of the Earth Middle East claimed that sewage treatment was inadequate in both sectors. Sewage from Palestinian sources was estimated at 46 million cubic meters a year, and sources from settler sources at 15 million cubic meters a year. A 2004 study found that sewage was not sufficiently treated in many settlements, while sewage from Palestinian villages and cities flowed into unlined cesspits, streams and the open environment with no treatment at all.
In a 2007 study, the Israel Nature and Parks Authority and Israeli Ministry of Environmental Protection, found that Palestinian towns and cities produced 56 million cubic meters of sewage per year, 94 percent discharged without adequate treatment, while Israeli sources produced 17.5 million cubic meters per year, 31.5 percent without adequate treatment.
According to Palestinian environmentalists, the settlers operate industrial and manufacturing plants that can create pollution as many do not conform to Israeli standards. In 2005, an old quarry between Kedumim and Nablus was slated for conversion into an industrial waste dump. Pollution experts warned that the dump would threaten Palestinian water sources.
Impact on Palestinian demographics
The Consortium for Applied Research on International Migration (CARIM) has reported in their 2011 migration profile for Palestine that the reasons for individuals to leave the country are similar to those of other countries in the region and they attribute less importance to the specific political situation of the occupied Palestinian territory. Human Rights Watch in 2010 reported that Israeli settlement policies have had the effect of "forcing residents to leave their communities".
In 2008, Condoleezza Rice suggested sending Palestinian refugees to South America, which might reduce pressure on Israel to withdraw from the settlements. Sushil P. Seth speculates that Israelis seem to feel that increasing settlements will force many Palestinians to flee to other countries and that the remainder will be forced to live under Israeli terms. Speaking anonymously with regard to Israeli policies in the South Hebron Hills, a UN expert said that the Israeli crackdown on alternative energy infrastructures like solar panels is part of a deliberate strategy in Area C.
"From December 2010 to April 2011, we saw a systematic targeting of the water infrastructure in Hebron, Bethlehem and the Jordan valley. Now, in the last couple of months, they are targeting electricity. Two villages in the area have had their electrical poles demolished. There is this systematic effort by the civil administration targeting all Palestinian infrastructure in Hebron. They are hoping that by making it miserable enough, they [the Palestinians] will pick up and leave."
Approximately 1,500 people in 16 communities are dependent on energy produced by these installations duct business are threatened with work stoppage orders from the Israeli administration on their installation of alternative power infrastructure, and demolition orders expected to follow will darken the homes of 500 people.
Educational institutions
Ariel University, formerly the College of Judea and Samaria, is the major Israeli institution of higher education in the West Bank. With close to 13,000 students, it is Israel's largest public college. The college was accredited in 1994 and awards bachelor's degrees in arts, sciences, technology, architecture and physical therapy. On 17 July 2012, the Council for Higher Education in Judea and Samaria voted to grant the institution full university status.
Teacher training colleges include Herzog College in Alon Shvut and Orot Israel College in Elkana. Ohalo College is located in Katzrin, in the Golan Heights. Curricula at these institutions are overseen by the Council for Higher Education in Judea and Samaria (CHE-JS).
In March 2012, The Shomron Regional Council was awarded the Israeli Ministry of Education's first prize National Education Award in recognizing its excellence in investing substantial resources in the educational system. The Shomron Regional Council achieved the highest marks in all parameters (9.28 / 10). Gershon Mesika, the head of the regional council, declared that the award was a certificate of honour of its educators and the settlement youth who proved their quality and excellence.
Strategic significance
In 1983 an Israeli government plan entitled "Master Plan and Development Plan for Settlement in Samaria and Judea" envisaged placing a "maximally large Jewish population" in priority areas to accomplish incorporation of the West Bank in the Israeli "national system". According to Ariel Sharon, strategic settlement locations would work to preclude the formation of a Palestinian state.
Palestinians argue that the policy of settlements constitutes an effort to preempt or sabotage a peace treaty that includes Palestinian sovereignty, and claim that the presence of settlements harm the ability to have a viable and contiguous state. This was also the view of the Israeli Vice Prime Minister Haim Ramon in 2008, saying "the pressure to enlarge Ofra and other settlements does not stem from a housing shortage, but rather is an attempt to undermine any chance of reaching an agreement with the Palestinians ..."
The Israel Foreign Ministry asserts that some settlements are legitimate, as they took shape when there was no operative diplomatic arrangement, and thus they did not violate any agreement. Based on this, they assert that:
Prior to the signing of the Egypt–Israel Peace Treaty, the eruption of the First Intifada, down to the signing of the Israel–Jordan peace treaty in 1994, Israeli governments on the left and right argued that the settlements were of strategic and tactical importance. The location of the settlements was primarily chosen based on the threat of an attack by the bordering hostile countries of Jordan, Syria, and Egypt and possible routes of advance into Israeli population areas. These settlements were seen as contributing to the security of Israel at a time when peace treaties had not been signed.
Dismantling of settlements
An early evacuation took place in 1982 as part of the Egypt–Israel Peace Treaty, when Israel was required to evacuate its settlers from the 18 Sinai settlements. Arab parties to the conflict had demanded the dismantlement of the settlements as a condition for peace with Israel. The evacuation was carried out with force in some instances, for example in Yamit. The settlements were demolished, as it was feared that settlers might try to return to their homes after the evacuation.
Israel's unilateral disengagement plan took place in 2005. It involved the evacuation of settlements in the Gaza Strip and part of the West Bank, including all 21 settlements in Gaza and four in the West Bank, while retaining control over Gaza's borders, coastline, and airspace. Most of these settlements had existed since the early 1980s, some were over 30 years old; the total population involved was more than 10,000. There was significant opposition to the plan among parts of the Israeli public, and especially those living in the territories. George W. Bush said that a permanent peace deal would have to reflect "demographic realities" in the West Bank regarding Israel's settlements.
Within the former settlements, almost all buildings were demolished by Israel, with the exception of certain government and religious structures, which were completely emptied. Under an international arrangement, productive greenhouses were left to assist the Palestinian economy but about 30% of these were destroyed within hours by Palestinian looters. Following the withdrawal, many of the former synagogues were torched and destroyed by Palestinians. The Palestinian leadership "maintained" that the synagogues were "symbols of Israeli occupation." Kofi Annan, the Secretary-General of the United Nations at the time, said the Palestinian Authority had a "moral responsibility to protect the synagogues as places with religious significance."
Some believe that settlements need not necessarily be dismantled and evacuated, even if Israel withdraws from the territory where they stand, as they can remain under Palestinian rule. These ideas have been expressed both by left-wing Israelis, and by Palestinians who advocate the two-state solution, and by extreme Israeli right-wingers and settlers who object to any dismantling and claim links to the land that are stronger than the political boundaries of the state of Israel.
The Israeli government has often threatened to dismantle outposts. Some have actually been dismantled, occasionally with use of force; this led to settler violence.
Palestinian statehood bid of 2011
American refusal to declare the settlements illegal was said to be the determining factor in the 2011 attempt to declare Palestinian statehood at the United Nations, the so-called Palestine 194 initiative.
Israel announced additional settlements in response to the Palestinian diplomatic initiative and Germany responded by moving to stop deliveries to Israel of submarines capable of carrying nuclear weapons.
Finally in 2012, several European states switched to either abstain or vote for statehold in response to continued settlement construction. Israel approved further settlements in response to the vote, which brought further worldwide condemnation.
Impact on peace process
The settlements have been a source of tension between Israel and the U.S. Jimmy Carter regarded the settlements as illegal and tactically unwise. Ronald Reagan stated that they were legal but an obstacle to negotiations. In 1991, the U.S. delayed a subsidized loan to pressure Israel on the subject of settlement-building in the Jerusalem-Bethlehem corridor. In 2005, U.S. declared support for "the retention by Israel of major Israeli population centers as an outcome of negotiations," reflecting the statement by George W. Bush that a permanent peace treaty would have to reflect "demographic realities" in the West Bank. In June 2009, Barack Obama said that the United States "does not accept the legitimacy of continued Israeli settlements."
Palestinians claim that Israel has undermined the Oslo accords and peace process by continuing to expand the settlements. Settlements in the Sinai Peninsula were evacuated and razed in the wake of the peace agreement with Egypt. The 27 ministers of foreign affairs of the European Union published a report in May 2012 strongly denouncing policies of the State of Israel in the West Bank and finding that Israeli settlements in the West Bank are illegal and "threaten to make a two-state solution impossible." In the framework of the Oslo I Accord of 1993 between the Israeli government and the Palestine Liberation Organization (PLO), a modus vivendi was reached whereby both parties agreed to postpone a final solution on the destination of the settlements to the permanent status negotiations (Article V.3). Israel claims that settlements thereby were not prohibited, since there is no explicit interim provision prohibiting continued settlement construction, the agreement does register an undertaking by both sides, namely that "Neither side shall initiate or take any step that will change the status of the West Bank and the Gaza Strip pending the outcome of the permanent status negotiations" (Article XXX1 (7)), which has been interpreted as, not forbidding settlements, but imposing severe restrictions on new settlement building after that date. Melanie Jacques argued in this context that even 'agreements between Israel and the Palestinians which would allow settlements in the OPT, or simply tolerate them pending a settlement of the conflict, violate the Fourth Geneva Convention.'
Final status proposals have called for retaining long-established communities along the Green Line and transferring the same amount of land in Israel to the Palestinian state. The Clinton administration proposed that Israel keep some settlements in the West Bank, especially those in large blocs near the pre-1967 borders of Israel, with the Palestinians receiving concessions of land in other parts of the country. Both Clinton and Tony Blair pointed out the need for territorial and diplomatic compromise based on the validity of some of the claims of both sides.
Fayed Mustafa, Palestinian ambassador to Russia, called for the return of Palestinian territories to Egypt and Jordan if talks failed.
As Minister of Defense, Ehud Barak approved a plan requiring security commitments in exchange for withdrawal from the West Bank. Barak also expressed readiness to cede parts of East Jerusalem and put the holy sites in the city under a "special regime."
On 14 June 2009, Israeli Prime Minister Benjamin Netanyahu, as an answer to U.S. President Barack Obama's speech in Cairo, delivered a speech setting out his principles for a Palestinian-Israeli peace, among others, he alleged "... we have no intention of building new settlements or of expropriating additional land for existing settlements." In March 2010, the Netanyahu government announced plans for building 1,600 housing units in Ramat Shlomo across the Green Line in East Jerusalem during U.S. Vice President Joe Biden's visit to Israel causing a diplomatic row.
On 6 September 2010, Jordanian King Abdullah II and Syrian President Bashar al-Assad said that Israel would need to withdraw from all of the lands occupied in 1967 in order to achieve peace with the Palestinians.
Bradley Burston has said that a negotiated or unilateral withdraw from most of the settlements in the West Bank is gaining traction in Israel.
In November 2010, the United States offered to "fight against efforts to delegitimize Israel" and provide extra arms to Israel in exchange for a continuation of the settlement freeze and a final peace agreement, but failed to come to an agreement with the Israelis on the exact terms.
In December 2010, the United States criticised efforts by the Palestinian Authority to impose borders for the two states through the United Nations rather than through direct negotiations between the two sides. In February 2011, it vetoed a draft resolution to condemn all Jewish settlements established in the occupied Palestinian territory since 1967 as illegal. The resolution, which was supported by all other Security Council members and co-sponsored by nearly 120 nations, would have demanded that "Israel, as the occupying power, immediately and completely ceases all settlement activities in the occupied Palestinian territory, including East Jerusalem and that it fully respect its legal obligations in this regard." The U.S. representative said that while it agreed that the settlements were illegal, the resolution would harm chances for negotiations. Israel's deputy Foreign Minister, Daniel Ayalon, said that the "UN serves as a rubber stamp for the Arab countries and, as such, the General Assembly has an automatic majority," and that the vote "proved that the United States is the only country capable of advancing the peace process and the only righteous one speaking the truth: that direct talks between Israel and the Palestinians are required." Palestinian negotiators, however, have refused to resume direct talks until Israel ceases all settlement activity.
In November 2009, Israeli Prime Minister Netanyahu issued a 10-month settlement freeze in the West Bank in an attempt to restart negotiations with the Palestinians. The freeze did not apply to building in Jerusalem in areas across the green line, housing already under construction and existing construction described as "essential for normal life in the settlements" such as synagogues, schools, kindergartens and public buildings. The Palestinians refused to negotiate without a complete halt to construction. In the face of pressure from the United States and most world powers supporting the demand by the Palestinian Authority that Israel desist from settlement project in 2010, Israel's ambassador to the UN Meron Reuben said Israel would only stop settlement construction after a peace agreement is concluded, and expressed concern were Arab countries to press for UN recognition of a Palestinian state before such an accord. He cited Israel's dismantlement of settlements in both the Sinai which took place after a peace agreement, and its unilateral dismantlement of settlements in the Gaza Strip. He presumed that settlements would stop being built were Palestinians to establish a state in a given area.
Proposals for land swap
The Clinton Parameters, a 2000 peace proposal by then U.S. President Bill Clinton, included a plan on which the Palestinian State was to include 94–96% of the West Bank, and around 80% of the settlers were to be under Israeli sovereignty, and in exchange for that, Israel will concede some territory (so called 'Territory Exchange' or 'Land Swap') within the Green Line (1967 borders). The swap would consist of 1–3% of Israeli territory, such that the final borders of the West Bank part of the Palestinian state would include 97% of the land of the original borders.
In 2010, Palestinian Authority President Mahmoud Abbas said that the Palestinians and Israel have agreed on the principle of a land swap. The issue of the ratio of land Israel would give to the Palestinians in exchange for keeping settlement blocs is an issue of dispute, with the Palestinians demanding that the ratio be 1:1, and Israel insisting that other factors be considered as well.
Under any peace deal with the Palestinians, Israel intends to keep the major settlement blocs close to its borders, which contain over 80% of the settlers. Prime Ministers Yitzhak Rabin, Ariel Sharon, and Benjamin Netanyahu have all stated Israel's intent to keep such blocs under any peace agreement. U.S. President George W. Bush acknowledged that such areas should be annexed to Israel in a 2004 letter to Prime Minister Sharon.
The European Union position is that any annexation of settlements should be done as part of mutually agreed land swaps, which would see the Palestinians controlling territory equivalent to the territory captured in 1967. The EU says that it will not recognise any changes to the 1967 borders without an agreement between the parties.
Israeli Foreign Minister Avigdor Lieberman has proposed a plan which would see settlement blocs annexed to Israel in exchange for heavily Arab areas inside Israel as part of a population exchange.
According to Mitchell G. Bard: "Ultimately, Israel may decide to unilaterally disengage from the West Bank and determine which settlements it will incorporate within the borders it delineates. Israel would prefer, however, to negotiate a peace treaty with the Palestinians that would specify which Jewish communities will remain intact within the mutually agreed border of Israel, and which will need to be evacuated. Israel will undoubtedly insist that some or all of the "consensus" blocs become part of Israel".
Proposal of dual citizenship
A number of proposals for the granting of Palestinian citizenship or residential permits to Jewish settlers in return for the removal of Israeli military installations from the West Bank have been fielded by such individuals as Arafat, Ibrahim Sarsur and Ahmed Qurei. In contrast, Mahmoud Abbas said in July 2013 that "In a final resolution, we would not see the presence of a single Israeli—civilian or soldier—on our lands."
Israeli Minister Moshe Ya'alon said in April 2010 that "just as Arabs live in Israel, so, too, should Jews be able to live in Palestine." ... "If we are talking about coexistence and peace, why the [Palestinian] insistence that the territory they receive be ethnically cleansed of Jews?".
The idea has been expressed by both advocates of the two-state solution and supporters of the settlers and conservative or fundamentalist currents in Israeli Judaism that, while objecting to any withdrawal, claim stronger links to the land than to the State of Israel.
Settlement expansion
Pre Resolution 2334
On 19 June 2011, Haaretz reported that the Israeli cabinet voted to revoke Defense Minister Ehud Barak's authority to veto new settlement construction in the West Bank, by transferring this authority from the Agriculture Ministry, headed by Barak ally Orit Noked, to the Prime Minister's office.
In 2009, newly elected Prime Minister Benjamin Netanyahu said: "I have no intention of building new settlements in the West Bank... But like all the governments there have been until now, I will have to meet the needs of natural growth in the population. I will not be able to choke the settlements." On 15 October 2009, he said the settlement row with the United States had been resolved.
In April 2012, four illegal outposts were retroactively legalized by the Israeli government. In June 2012, the Netanyahu government announced a plan to build 851 homes in five settlements: 300 units in Beit El and 551 units in other settlements.
Amid peace negotiations that showed little signs of progress, Israel issued on 3 November 2013, tenders for 1,700 new homes for Jewish settlers. The plots were offered in nine settlements in areas Israel says it intends to keep in any peace deal with the Palestinians. On 12 November, Peace Now revealed that the Construction and Housing Ministry had issued tenders for 24,000 more settler homes in the West Bank, including 4,000 in East Jerusalem. 2,500 units were planned in Ma'aleh Adumim, some 9,000 in the Gush Etzion Region, and circa 12,000 in the Binyamin Region, including 1,200 homes in the E1 area in addition to 3,000 homes in previously frozen E1 projects. Circa 15,000 homes of the 24,000 plan would be east of the West Bank Barrier and create the first new settlement blocs for two decades, and the first blocs ever outside the Barrier, far inside the West Bank.
As stated before, the Israeli government (as of 2015) has a program of residential subsidies in which Israeli settlers receive about double that given to Israelis in Tel Aviv and Jerusalem. As well, settlers in isolated areas receive three times the Israeli national average. From the beginning of 2009 to the end of 2013, the Israeli settlement population as a whole increased by a rate of over 4% per year. A New York Times article in 2015 stated that said building had been "at the heart of mounting European criticism of Israel."
Resolution 2334 and quarterly reports
United Nations Security Council Resolution 2334 "Requests the Secretary-General to report to the Council every three months on the implementation of the provisions of the present resolution;"
In the first of these reports, delivered verbally at a security council meeting on 24 March 2017, United Nations Special Coordinator for the Middle East Peace Process, Nickolay Mladenov, noted that Resolution 2334 called on Israel to take steps to cease all settlement activity in the Occupied Palestinian Territory, that "no such steps have been taken during the reporting period" and that instead, there had been a marked increase in statements, announcements and decisions related to construction and expansion.
Regularization and outpost method
The 2017 Settlement Regularization in "Judea and Samaria" Law permits backdated legalization of outposts constructed on private Palestinian land. Following a petition challenging its legality, on June 9, 2020, Israel's Supreme Court struck down the law that had retroactively legalized about 4,000 settler homes built on privately owned Palestinian land. The Israeli Attorney General has stated that existing laws already allow legalization of Israeli constructions on private Palestinian land in the West Bank. The Israeli Attorney General, Avichai Mandelblit, has updated the High Court on his official approval of the use of a legal tactic permitting the de facto legalization of roughly 2,000 illegally built Israeli homes throughout the West Bank. The legal mechanism is known as "market regulation" and relies on the notion that wildcat Israeli homes built on private Palestinian land were done so in good faith.
In a report of 22 July 2019, PeaceNow notes that after a gap of 6 years when there were no new outposts, establishment of new outposts recommenced in 2012, with 32 of the current 126 outposts set up to date. 2 outposts were subject to eviction, 15 were legalized and at least 35 are in process of legalization.
Updates and related matters
The Israeli government announced in 2019 that it has made monetary grants available for the construction of hotels in Area C of the West Bank.
According to Peace Now approvals for building in Israeli settlements in East Jerusalem has expanded by 60% since Trump became US president in 2017.
On 9 July 2021, Michael Lynk, U.N. special rapporteur on human rights in the occupied Palestinian territory, addressing a session of the UN Human Rights Council in Geneva, said "I conclude that the Israeli settlements do amount to a war crime," and "I submit to you that this finding compels the international community...to make it clear to Israel that its illegal occupation, and its defiance of international law and international opinion, can and will no longer be cost-free." Israel, which does not recognize Lynk's mandate, boycotted the session.
A new Israeli government, formed on 13 June, 2021, declared a “status quo” in the settlements policy. According to Peace Now, as of 28 October this has not been the case. On October 24, 2021, tenders were published for 1,355 housing units plus another 83 in Givat HaMatos and on 27 October, 2021, approval was given for 3,000 housing units including in settlements deep inside the West Bank. These developments were condemned by the U.S. as well as by the United Kingdom, Russia and 12 European countries. while UN experts, Michael Lynk, Special Rapporteur on the situation of human rights in the Palestinian Territory occupied since 1967 and Mr. Balakrishnan Rajagopal (United States of America), UN Special Rapporteur on adequate housing said that settlement expansion should be treated as a "presumptive war crime".
See also
Israeli settlement timeline
Jewish land purchase in Palestine
List of Israeli settlements
Neo-Zionism
Palestinian Land Law
Population statistics for Israeli West Bank settlements
Proposed Israeli annexation of the West Bank
State of Judea
Development town
Unrecognized Bedouin villages in Israel
Kibbutz
Notes
References
Further reading
Israeli Settlements interactive map and Israeli land use from The Guardian
Israeli Settlements. Bloomberg News
Israeli settlements: Where, when, and why they're built, Ilene R. Prusher, Christian Science Monitor, 15 September 2009
Text of the Fourth 1949 Geneva Convention from icrc.org
The legal status of Israeli settlements under IHL (International Humanitarian Law), Reuters ReliefWeb, 31 January 2004
The Humanitarian Impact on Palestinians of Israeli Settlements and Other Infrastructure in the West Bank from UN OCHA, Palestinian territories
Israeli Communities in Yesha & Jordan Valley
The Illegal Settlements—slideshow by The First Post
Viewpoints and commentary
Monitoring Israeli Colonization Activities in the Palestinian Territory, The Applied Research Institute Jerusalem
Land Expropriation and Settlements from B'tselem
Israel and The Palestinian Territories, The Carter Center
Israeli Confiscation and Settlement on Palestinian Land from If Americans Knew
Settlements and Settlements and U.S. Policy, Americans for Peace Now
Bregman, Ahron, Elusive Peace: How the Holy Land Defeated America
"The Wye River Memorandum and Israeli Settlements", Geoffrey Aronson, The Jerusalem Fund, 4 August 1999
For Israel, Land or Peace Jimmy Carter, The Carter Center, 26 November 2000
Backgrounder: Jewish settlements and the Media from the Committee for Accuracy in Middle East Reporting in America, 5 October 2001
From "occupied territories" to "disputed territories", Dore Gold, Jerusalem Center for Public Affairs, 16 January 2002
Ottoman Land Registration Law as a Contributing Factor in the Israeli-Arab Conflict by Rabbi Jon-Jay Tilsen, 2003
Diplomatic and Legal Aspects of the Settlement Issue from the Jerusalem Center for Public Affairs, 19 January 2003
Occupation and Settlement: The Myth and Reality, David Meir-Levi, Think-Israel.org, 24 June 2005
"At Israeli Outpost, Showdown Looms for Settlers, Government" Gershom Gorenberg, Jewish Daily Forward, 27 January 2006
Settlements 'violate Israeli law', BBC News, 21 November 2006
Backgrounder: The debate about settlements from the Committee for Accuracy in Middle East Reporting in America, 13 June 2007
"Israel's Settlers Are Here to Stay" op-ed by Dani Dayan in The New York Times 25 July 2012
External links
2019 amnesty 2019 Think Twice: Can companies do business with Israeli settlements in the Occupied Palestinian Territories while respecting human rights?
UNSC 2334 quarterly reports
1967 establishments in Israel
Populated places established in 1967
Israeli-occupied territories |
15155 | https://en.wikipedia.org/wiki/I.%20M.%20Pei | I. M. Pei | Ieoh Ming Pei ( ; ; April 26, 1917 – May 16, 2019) was a Chinese-American architect. Raised in Shanghai, Pei drew inspiration at an early age from the garden villas at Suzhou, the traditional retreat of the scholar-gentry to which his family belonged. In 1935, he moved to the United States and enrolled in the University of Pennsylvania's architecture school, but he quickly transferred to the Massachusetts Institute of Technology. He was unhappy with the focus at both schools on Beaux-Arts architecture, and spent his free time researching emerging architects, especially Le Corbusier. After graduating, he joined the Harvard Graduate School of Design (GSD) and became a friend of the Bauhaus architects Walter Gropius and Marcel Breuer. In 1948, Pei was recruited by New York City real estate magnate William Zeckendorf, for whom he worked for seven years before establishing an independent design firm in 1955, I. M. Pei & Associates. In 1966 that became I. M. Pei & Partners, and in 1989 became Pei Cobb Freed & Partners. Pei retired from full-time practice in 1990. In his retirement, he worked as an architectural consultant primarily from his sons' architectural firm Pei Partnership Architects.
Pei's first major recognition came with the Mesa Laboratory at the National Center for Atmospheric Research in Colorado (designed in 1961, and completed in 1967). His new stature led to his selection as chief architect for the John F. Kennedy Library in Massachusetts. He went on to design Dallas City Hall and the East Building of the National Gallery of Art. He returned to China for the first time in 1975 to design a hotel at Fragrant Hills, and designed Bank of China Tower, Hong Kong, a skyscraper in Hong Kong for the Bank of China fifteen years later. In the early 1980s, Pei was the focus of controversy when he designed a glass-and-steel pyramid for the Louvre in Paris. He later returned to the world of the arts by designing the Morton H. Meyerson Symphony Center in Dallas, the Miho Museum in Japan, Shigaraki, near Kyoto, and the chapel of the junior and high school: MIHO Institute of Aesthetics, the Suzhou Museum in Suzhou, Museum of Islamic Art in Qatar, and the Grand Duke Jean Museum of Modern Art, abbreviated to Mudam, in Luxembourg.
Pei won a wide variety of prizes and awards in the field of architecture, including the AIA Gold Medal in 1979, the first Praemium Imperiale for Architecture in 1989, and the Lifetime Achievement Award from the Cooper-Hewitt, National Design Museum, in 2003. In 1983, he won the Pritzker Prize, which is sometimes referred to as the Nobel Prize of architecture.
Childhood
I. M. Pei's ancestry traces back to the Ming dynasty, when his family moved from Anhui province to Suzhou. The family made their wealth in medicinal herbs, then proceeded to join the ranks of the scholar-gentry. Ieoh Ming Pei was born on April 26, 1917, to Tsuyee and Lien Kwun, and the family moved to Hong Kong one year later. The family eventually included five children. As a boy, Pei was very close to his mother, a devout Buddhist who was recognized for her skills as a flautist. She invited him (and not his brothers or sisters) to join her on meditation retreats. His relationship with his father was less intimate. Their interactions were respectful but distant.
Pei's ancestors' success meant that the family lived in the upper echelons of society, but Pei said his father was "not cultivated in the ways of the arts". The younger Pei, drawn more to music and other cultural forms than to his father's domain of banking, explored art on his own. "I have cultivated myself," he said later.
Pei studied in St. Paul's College in Hong Kong as a child. When Pei was 10, his father received a promotion and relocated with his family to Shanghai. Pei attended St. John's Middle School, the secondary school of St. John's University that was run by Anglican missionaries. Academic discipline was rigorous; students were allowed only one half-day each month for leisure. Pei enjoyed playing billiards and watching Hollywood movies, especially those of Buster Keaton and Charlie Chaplin. He also learned rudimentary English skills by reading the Bible and novels by Charles Dickens.
Shanghai's many international elements gave it the name "Paris of the East". The city's global architectural flavors had a profound influence on Pei, from The Bund waterfront area to the Park Hotel, built in 1934. He was also impressed by the many gardens of Suzhou, where he spent the summers with extended family and regularly visited a nearby ancestral shrine. The Shizilin Garden, built in the 14th century by a Buddhist monk and owned by Pei's uncle Bei Runsheng, was especially influential. Its unusual rock formations, stone bridges, and waterfalls remained etched in Pei's memory for decades. He spoke later of his fondness for the garden's blending of natural and human-built structures.
Soon after the move to Shanghai, Pei's mother developed cancer. As a pain reliever, she was prescribed opium, and assigned the task of preparing her pipe to Pei. She died shortly after his thirteenth birthday, and he was profoundly upset. The children were sent to live with extended family; their father became more consumed by his work and more physically distant. Pei said: "My father began living his own separate life pretty soon after that." His father later married a woman named Aileen, who moved to New York later in her life.
Education and formative years
As Pei neared the end of his secondary education, he decided to study at a university. He was accepted in a number of schools, but decided to enroll at the University of Pennsylvania. Pei's choice had two roots. While studying in Shanghai, he had closely examined the catalogs for various institutions of higher learning around the world. The architectural program at the University of Pennsylvania stood out to him. The other major factor was Hollywood. Pei was fascinated by the representations of college life in the films of Bing Crosby, which differed tremendously from the academic atmosphere in China. "College life in the U.S. seemed to me to be mostly fun and games", he said in 2000. "Since I was too young to be serious, I wanted to be part of it ... You could get a feeling for it in Bing Crosby's movies. College life in America seemed very exciting to me. It's not real, we know that. Nevertheless, at that time it was very attractive to me. I decided that was the country for me." Pei added that "Crosby's films in particular had a tremendous influence on my choosing the United States instead of England to pursue my education."
In 1935 Pei boarded a boat and sailed to San Francisco, then traveled by train to Philadelphia. What he found once he arrived, however, differed vastly from his expectations. Professors at the University of Pennsylvania based their teaching in the Beaux-Arts style, rooted in the classical traditions of ancient Greece and Rome. Pei was more intrigued by modern architecture, and also felt intimidated by the high level of drafting proficiency shown by other students. He decided to abandon architecture and transferred to the engineering program at Massachusetts Institute of Technology (MIT). Once he arrived, however, the dean of the architecture school commented on his eye for design and convinced Pei to return to his original major.
MIT's architecture faculty was also focused on the Beaux-Arts school, and Pei found himself uninspired by the work. In the library he found three books by the Swiss-French architect Le Corbusier. Pei was inspired by the innovative designs of the new International Style, characterized by simplified form and the use of glass and steel materials. Le Corbusier visited MIT in , an occasion which powerfully affected Pei: "The two days with Le Corbusier, or 'Corbu' as we used to call him, were probably the most important days in my architectural education." Pei was also influenced by the work of U.S. architect Frank Lloyd Wright. In 1938 he drove to Spring Green, Wisconsin, to visit Wright's famous Taliesin building. After waiting for two hours, however, he left without meeting Wright.
Although he disliked the Beaux-Arts emphasis at MIT, Pei excelled in his studies. "I certainly don't regret the time at MIT", he said later. "There I learned the science and technique of building, which is just as essential to architecture." Pei received his B.Arch. degree in 1940; his thesis was titled "Standardized Propaganda Units for War Time and Peace Time China".
While visiting New York City in the late 1930s, Pei met a Wellesley College student named Eileen Loo. They began dating and married in the spring of 1942. She enrolled in the landscape architecture program at Harvard University, and Pei was thus introduced to members of the faculty at Harvard's Graduate School of Design (GSD). He was excited by the lively atmosphere and joined the GSD in .
Less than a month later, Pei suspended his work at Harvard to join the National Defense Research Committee, which coordinated scientific research into U.S. weapons technology during World War II. Pei's background in architecture was seen as a considerable asset; one member of the committee told him: "If you know how to build you should also know how to destroy." The fight against Germany was ending, so he focused on the Pacific War. The U.S. realized that its bombs used against the stone buildings of Europe would be ineffective against Japanese cities, mostly constructed from wood and paper; Pei was assigned to work on incendiary bombs. Pei spent two and a half years with the NDRC, but revealed few details of his work.
In 1945 Eileen gave birth to a son, T'ing Chung; she withdrew from the landscape architecture program in order to care for him. Pei returned to Harvard in the autumn of 1945, and received a position as assistant professor of design. The GSD was developing into a hub of resistance to the Beaux-Arts orthodoxy. At the center were members of the Bauhaus, a European architectural movement that had advanced the cause of modernist design. The Nazi regime had condemned the Bauhaus school, and its leaders left Germany. Two of these, Walter Gropius and Marcel Breuer, took positions at the Harvard GSD. Their iconoclastic focus on modern architecture appealed to Pei, and he worked closely with both men.
One of Pei's design projects at the GSD was a plan for an art museum in Shanghai. He wanted to create a mood of Chinese authenticity in the architecture without using traditional materials or styles. The design was based on straight modernist structures, organized around a central courtyard garden, with other similar natural settings arranged nearby. It was very well received; Gropius, in fact, called it "the best thing done in [my] master class." Pei received his M.Arch. degree in 1946, and taught at Harvard for another two years.
Career
1948–1956: early career with Webb and Knapp
In the spring of 1948, Pei was recruited by New York real estate magnate William Zeckendorf to join a staff of architects for his firm of Webb and Knapp to design buildings around the country. Pei found Zeckendorf's personality the opposite of his own; his new boss was known for his loud speech and gruff demeanor. Nevertheless, they became good friends and Pei found the experience personally enriching. Zeckendorf was well connected politically, and Pei enjoyed learning about the social world of New York's city planners.
His first project for Webb and Knapp was an apartment building with funding from the Housing Act of 1949. Pei's design was based on a circular tower with concentric rings. The areas closest to the supporting pillar handled utilities and circulation; the apartments themselves were located toward the outer edge. Zeckendorf loved the design and even showed it off to Le Corbusier when they met. The cost of such an unusual design was too high, however, and the building never moved beyond the model stage.
Pei finally saw his architecture come to life in 1949, when he designed a two-story corporate building for Gulf Oil in Atlanta, Georgia. The building was demolished in February 2013 although the front facade will be retained as part of an apartment development. His use of marble for the exterior curtain wall brought praise from the journal Architectural Forum. Pei's designs echoed the work of Mies van der Rohe in the beginning of his career as also shown in his own weekend-house in Katonah, New York in 1952. Soon Pei was so inundated with projects that he asked Zeckendorf for assistants, which he chose from his associates at the GSD, including Henry N. Cobb and Ulrich Franzen. They set to work on a variety of proposals, including the Roosevelt Field Shopping Mall on Long Island. The team also redesigned the Webb and Knapp office building, transforming Zeckendorf's office into a circular space with teak walls and a glass clerestory. They also installed a control panel into the desk that allowed their boss to control the lighting in his office. The project took one year and exceeded its budget, but Zeckendorf was delighted with the results.
In 1952, Pei and his team began work on a series of projects in Denver, Colorado. The first of these was the Mile High Center, which compressed the core building into less than 25 percent of the total site; the rest is adorned with an exhibition hall and fountain-dotted plazas. One block away, Pei's team also redesigned Denver's Courthouse Square, which combined office spaces, commercial venues, and hotels. These projects helped Pei conceptualize architecture as part of the larger urban geography. "I learned the process of development," he said later, "and about the city as a living organism." These lessons, he said, became essential for later projects.
Pei and his team also designed a united urban area for Washington, D.C., called L'Enfant Plaza (named for French-American architect Pierre Charles L'Enfant). Pei's associate Araldo Cossutta was the lead architect for the plaza's North Building (955 L'Enfant Plaza SW) and South Building (490 L'Enfant Plaza SW). Vlastimil Koubek was the architect for the East Building (L'Enfant Plaza Hotel, located at 480 L'Enfant Plaza SW), and for the Center Building (475 L'Enfant Plaza SW; now the United States Postal Service headquarters). The team set out with a broad vision that was praised by both The Washington Post and Washington Star (which rarely agreed on anything), but funding problems forced revisions and a significant reduction in scale.
In 1955, Pei's group took a step toward institutional independence from Webb and Knapp by establishing a new firm called I. M. Pei & Associates. (The name changed later to I. M. Pei & Partners.) They gained the freedom to work with other companies, but continued working primarily with Zeckendorf. The new firm distinguished itself through the use of detailed architectural models. They took on the Kips Bay residential area on the East Side of Manhattan, where Pei set up Kips Bay Towers, two large long towers of apartments with recessed windows (to provide shade and privacy) in a neat grid, adorned with rows of trees. Pei involved himself in the construction process at Kips Bay, even inspecting the bags of cement to check for consistency of color.
The company continued its urban focus with the Society Hill project in central Philadelphia. Pei designed the Society Hill Towers, a three-building residential block injecting cubist design into the 18th-century milieu of the neighborhood. As with previous projects, abundant green spaces were central to Pei's vision, which also added traditional townhouses to aid the transition from classical to modern design.
From 1958 to 1963, Pei and Ray Affleck developed a key downtown block of Montreal in a phased process that involved one of Pei's most admired structures in the Commonwealth, the cruciform tower known as the Royal Bank Plaza (Place Ville Marie). According to The Canadian Encyclopedia "its grand plaza and lower office buildings, designed by internationally famous US architect I. M. Pei, helped to set new standards for architecture in Canada in the 1960s ... The tower's smooth aluminum and glass surface and crisp unadorned geometric form demonstrate Pei's adherence to the mainstream of 20th-century modern design."
Although these projects were satisfying, Pei wanted to establish an independent name for himself. In 1959 he was approached by MIT to design a building for its Earth science program. The Green Building continued the grid design of Kips Bay and Society Hill. The pedestrian walkway at the ground floor, however, was prone to sudden gusts of wind, which embarrassed Pei. "Here I was from MIT," he said, "and I didn't know about wind-tunnel effects." At the same time, he designed the Luce Memorial Chapel in at Tunghai University in Taichung, Taiwan. The soaring structure, commissioned by the same organisation that had run his middle school in Shanghai, broke severely from the cubist grid patterns of his urban projects.
The challenge of coordinating these projects took an artistic toll on Pei. He found himself responsible for acquiring new building contracts and supervising the plans for them. As a result, he felt disconnected from the actual creative work. "Design is something you have to put your hand to," he said. "While my people had the luxury of doing one job at a time, I had to keep track of the whole enterprise." Pei's dissatisfaction reached its peak at a time when financial problems began plaguing Zeckendorf's firm. I. M. Pei and Associates officially broke from Webb and Knapp in 1960, which benefited Pei creatively but pained him personally. He had developed a close friendship with Zeckendorf, and both men were sad to part ways.
NCAR and related projects
Pei was able to return to hands-on design when he was approached in 1961 by Walter Orr Roberts to design the new Mesa Laboratory for the National Center for Atmospheric Research outside Boulder, Colorado. The project differed from Pei's earlier urban work; it would rest in an open area in the foothills of the Rocky Mountains. He drove with his wife around the region, visiting assorted buildings and surveying the natural environs. He was impressed by the United States Air Force Academy in Colorado Springs, but felt it was "detached from nature".
The conceptualization stages were important for Pei, presenting a need and an opportunity to break from the Bauhaus tradition. He later recalled the long periods of time he spent in the area: "I recalled the places I had seen with my mother when I was a little boy—the mountaintop Buddhist retreats. There in the Colorado mountains, I tried to listen to the silence again—just as my mother had taught me. The investigation of the place became a kind of religious experience for me." Pei also drew inspiration from the Mesa Verde cliff dwellings of the Ancestral Puebloans; he wanted the buildings to exist in harmony with their natural surroundings. To this end, he called for a rock-treatment process that could color the buildings to match the nearby mountains. He also set the complex back on the mesa overlooking the city, and designed the approaching road to be long, winding, and indirect.
Roberts disliked Pei's initial designs, referring to them as "just a bunch of towers". Roberts intended his comments as typical of scientific experimentation, rather than artistic critique; still, Pei was frustrated. His second attempt, however, fit Roberts' vision perfectly: a spaced-out series of clustered buildings, joined by lower structures and complemented by two underground levels. The complex uses many elements of cubist design, and the walkways are arranged to increase the probability of casual encounters among colleagues.
Once the laboratory was built, several problems with its construction became apparent. Leaks in the roof caused difficulties for researchers, and the shifting of clay soil beneath caused cracks in the buildings which were expensive to repair. Still, both architect and project manager were pleased with the final result. Pei referred to the NCAR complex as his "breakout building", and he remained a friend of Roberts until the scientist died in .
The success of NCAR brought renewed attention to Pei's design acumen. He was recruited to work on a variety of projects, including the S. I. Newhouse School of Public Communications at Syracuse University, the Everson Museum of Art in Syracuse, New York, the Sundrome terminal at John F. Kennedy International Airport in New York City, and dormitories at New College of Florida.
Kennedy Library
After President John F. Kennedy was assassinated in , his family and friends discussed how to construct a library that would serve as a fitting memorial. A committee was formed to advise Kennedy's widow Jacqueline, who would make the final decision. The group deliberated for months and considered many famous architects. Eventually, Kennedy chose Pei to design the library, based on two considerations. First, she appreciated the variety of ideas he had used for earlier projects. "He didn't seem to have just one way to solve a problem," she said. "He seemed to approach each commission thinking only of it and then develop a way to make something beautiful." Ultimately, however, Kennedy made her choice based on her personal connection with Pei. Calling it "really an emotional decision", she explained: "He was so full of promise, like Jack; they were born in the same year. I decided it would be fun to take a great leap with him."
The project was plagued with problems from the outset. The first was scope. President Kennedy had begun considering the structure of his library soon after taking office, and he wanted to include archives from his administration, a museum of personal items, and a political science institute. After the assassination, the list expanded to include a fitting memorial tribute to the slain president. The variety of necessary inclusions complicated the design process and caused significant delays.
Pei's first proposed design included a large glass pyramid that would fill the interior with sunlight, meant to represent the optimism and hope that Kennedy's administration had symbolized for so many in the United States. Mrs. Kennedy liked the design, but resistance began in Cambridge, the first proposed site for the building, as soon as the project was announced. Many community members worried that the library would become a tourist attraction, causing particular problems with traffic congestion. Others worried that the design would clash with the architectural feel of nearby Harvard Square. By the mid-1970s, Pei tried proposing a new design, but the library's opponents resisted every effort. These events pained Pei, who had sent all three of his sons to Harvard, and although he rarely discussed his frustration, it was evident to his wife. "I could tell how tired he was by the way he opened the door at the end of the day," she said. "His footsteps were dragging. It was very hard for I. M. to see that so many people didn't want the building."
Finally the project moved to Columbia Point, near the University of Massachusetts Boston. The new site was less than ideal; it was located on an old landfill, and just over a large sewage pipe. Pei's architectural team added more fill to cover the pipe and developed an elaborate ventilation system to conquer the odor. A new design was unveiled, combining a large square glass-enclosed atrium with a triangular tower and a circular walkway.
The John F. Kennedy Presidential Library and Museum was dedicated on October 20, 1979. Critics generally liked the finished building, but the architect himself was unsatisfied. The years of conflict and compromise had changed the nature of the design, and Pei felt that the final result lacked its original passion. "I wanted to give something very special to the memory of President Kennedy," he said in 2000. "It could and should have been a great project." Pei's work on the Kennedy project boosted his reputation as an architect of note.
"Pei Plan" in Oklahoma City
The Pei Plan was a failed urban redevelopment initiative designed for downtown Oklahoma City, Oklahoma, in 1964. The plan called for the demolition of hundreds of old downtown structures in favor of renewed parking, office building, and retail developments, in addition to public projects such as the Myriad Convention Center and the Myriad Botanical Gardens. It was the dominant template for downtown development in Oklahoma City from its inception through the 1970s. The plan generated mixed results and opinion, largely succeeding in re-developing office building and parking infrastructure but failing to attract its anticipated retail and residential development. Significant public resentment also developed as a result of the destruction of multiple historic structures. As a result, Oklahoma City's leadership avoided large-scale urban planning for downtown throughout the 1980s and early 1990s, until the passage of the Metropolitan Area Projects (MAPS) initiative in 1993.
Providence's Cathedral Square
Another city which turned to Pei for urban renewal during this time was Providence, Rhode Island. In the late 1960s, Providence hired Pei to redesign Cathedral Square, a once-bustling civic center which had become neglected and empty, as part of an ambitious larger plan to redesign downtown. Pei's new plaza, modeled after the Greek Agora marketplace, opened in 1972. Unfortunately, the city ran out of money before Pei's vision could be fully realized. Also, recent construction of a low-income housing complex and Interstate 95 had changed the neighborhood's character permanently. In 1974, The Providence Evening Bulletin called Pei's new plaza a "conspicuous failure". By 2016, media reports characterized the plaza as a neglected, little-visited "hidden gem".
Augusta, Georgia
In 1974, the city of Augusta, Georgia turned to Pei and his firm for downtown revitalization. The Chamber of Commerce building and Bicentennial Park were completed from his plan. In 1976, Pei designed a distinctive modern penthouse that was added to the roof of architect William Lee Stoddart's historic Lamar Building, designed in 1916. In 1980, Pei and his company designed the Augusta Civic Center, now known as the James Brown Arena.
Dallas City Hall
Kennedy's assassination also led indirectly to another commission for Pei's firm. In 1964 the acting mayor of Dallas, Erik Jonsson, began working to change the community's image. Dallas was known and disliked as the city where the president had been killed, but Jonsson began a program designed to initiate a community renewal. One of the goals was a new city hall, which could be a "symbol of the people". Jonsson, a co-founder of Texas Instruments, learned about Pei from his associate Cecil Howard Green, who had recruited the architect for MIT's Earth Sciences building.
Pei's approach to the new Dallas City Hall mirrored those of other projects; he surveyed the surrounding area and worked to make the building fit. In the case of Dallas, he spent days meeting with residents of the city and was impressed by their civic pride. He also found that the skyscrapers of the downtown business district dominated the skyline, and sought to create a building which could face the tall buildings and represent the importance of the public sector. He spoke of creating "a public-private dialogue with the commercial high-rises".
Working with his associate Theodore Musho, Pei developed a design centered on a building with a top much wider than the bottom; the facade leans at an angle of 34 degrees, which shades the building from the Texas sun. A plaza stretches out before the building, and a series of support columns holds it up. It was influenced by Le Corbusier's High Court building in Chandigarh, India; Pei sought to use the significant overhang to unify the building and plaza. The project cost much more than initially expected, and took 11 years to complete. Revenue was secured in part by including a subterranean parking garage. The interior of the city hall is large and spacious; windows in the ceiling above the eighth floor fill the main space with light.
The city of Dallas received the building well, and a local television news crew found unanimous approval of the new city hall when it officially opened to the public in 1978. Pei himself considered the project a success, even as he worried about the arrangement of its elements. He said: "It's perhaps stronger than I would have liked; it's got more strength than finesse." He felt that his relative lack of experience left him without the necessary design tools to refine his vision, but the community liked the city hall enough to invite him back. Over the years he went on to design five additional buildings in the Dallas area.
Hancock Tower, Boston
While Pei and Musho were coordinating the Dallas project, their associate Henry Cobb had taken the helm for a commission in Boston. John Hancock Insurance chairman Robert Slater hired I. M. Pei & Partners to design a building that could overshadow the Prudential Tower, erected by their rival.
After the firm's first plan was discarded due to a need for more office space, Cobb developed a new plan around a towering parallelogram, slanted away from the Trinity Church and accented by a wedge cut into each narrow side. To minimize the visual impact, the building was covered in large reflective glass panels; Cobb said this would make the building a "background and foil" to the older structures around it. When the Hancock Tower was finished in 1976, it was the tallest building in New England.
Serious issues of execution became evident in the tower almost immediately. Many glass panels fractured in a windstorm during construction in 1973. Some detached and fell to the ground, causing no injuries but sparking concern among Boston residents. In response, the entire tower was reglazed with smaller panels. This significantly increased the cost of the project. Hancock sued the glass manufacturers, Libbey-Owens-Ford, as well as I. M. Pei & Partners, for submitting plans that were "not good and workmanlike". LOF countersued Hancock for defamation, accusing Pei's firm of poor use of their materials; I. M. Pei & Partners sued LOF in return. All three companies settled out of court in 1981.
The project became an albatross for Pei's firm. Pei himself refused to discuss it for many years. The pace of new commissions slowed and the firm's architects began looking overseas for opportunities. Cobb worked in Australia and Pei took on jobs in Singapore, Iran, and Kuwait. Although it was a difficult time for everyone involved, Pei later reflected with patience on the experience. "Going through this trial toughened us," he said. "It helped to cement us as partners; we did not give up on each other."
National Gallery East Building, Washington, DC
In the mid-1960s, directors of the National Gallery of Art in Washington, D.C., declared the need for a new building. Paul Mellon, a primary benefactor of the gallery and a member of its building committee, set to work with his assistant J. Carter Brown (who became gallery director in 1969) to find an architect. The new structure would be located to the east of the original building, and tasked with two functions: offer a large space for public appreciation of various popular collections; and house office space as well as archives for scholarship and research. They likened the scope of the new facility to the Library of Alexandria. After inspecting Pei's work at the Des Moines Art Center in Iowa and the Johnson Museum at Cornell University, they offered him the commission.
Pei took to the project with vigor, and set to work with two young architects he had recently recruited to the firm, William Pedersen and Yann Weymouth. Their first obstacle was the unusual shape of the building site, a trapezoid of land at the intersection of Constitution and Pennsylvania Avenues. Inspiration struck Pei in 1968, when he scrawled a rough diagram of two triangles on a scrap of paper. The larger building would be the public gallery; the smaller would house offices and archives. This triangular shape became a singular vision for the architect. As the date for groundbreaking approached, Pedersen suggested to his boss that a slightly different approach would make construction easier. Pei simply smiled and said: "No compromises."
The growing popularity of art museums presented unique challenges to the architecture. Mellon and Pei both expected large crowds of people to visit the new building, and they planned accordingly. To this end, Pei designed a large lobby roofed with enormous skylights. Individual galleries are located along the periphery, allowing visitors to return after viewing each exhibit to the spacious main room. A large mobile sculpture by American artist Alexander Calder was later added to the lobby. Pei hoped the lobby would be exciting to the public in the same way as the central room of the Guggenheim Museum is in New York City. The modern museum, he said later, "must pay greater attention to its educational responsibility, especially to the young".
Materials for the building's exterior were chosen with careful precision. To match the look and texture of the original gallery's marble walls, builders re-opened the quarry in Knoxville, Tennessee, from which the first batch of stone had been harvested. The project even found and hired Malcolm Rice, a quarry supervisor who had overseen the original 1941 gallery project. The marble was cut into three-inch-thick blocks and arranged over the concrete foundation, with darker blocks at the bottom and lighter blocks on top.
The East Building was honored on May 30, 1978, two days before its public unveiling, with a black-tie party attended by celebrities, politicians, benefactors, and artists. When the building opened, popular opinion was enthusiastic. Large crowds visited the new museum, and critics generally voiced their approval. Ada Louise Huxtable wrote in The New York Times that Pei's building was "a palatial statement of the creative accommodation of contemporary art and architecture". The sharp angle of the smaller building has been a particular note of praise for the public; over the years it has become stained and worn from the hands of visitors.
Some critics disliked the unusual design, however, and criticized the reliance on triangles throughout the building. Others took issue with the large main lobby, particularly its attempt to lure casual visitors. In his review for Artforum, critic Richard Hennessy described a "shocking fun-house atmosphere" and "aura of ancient Roman patronage". One of the earliest and most vocal critics, however, came to appreciate the new gallery once he saw it in person. Allan Greenberg had scorned the design when it was first unveiled, but wrote later to J. Carter Brown: "I am forced to admit that you are right and I was wrong! The building is a masterpiece."
Fragrant Hills, China
After U.S. President Richard Nixon made his famous 1972 visit to China, a wave of exchanges took place between the two countries. One of these was a delegation of the American Institute of Architects in 1974, which Pei joined. It was his first trip back to China since leaving in 1935. He was favorably received, returned the welcome with positive comments, and a series of lectures ensued. Pei noted in one lecture that since the 1950s Chinese architects had been content to imitate Western styles; he urged his audience in one lecture to search China's native traditions for inspiration.
In 1978, Pei was asked to initiate a project for his home country. After surveying a number of different locations, Pei fell in love with a valley that had once served as an imperial garden and hunting preserve known as Fragrant Hills. The site housed a decrepit hotel; Pei was invited to tear it down and build a new one. As usual, he approached the project by carefully considering the context and purpose. Likewise, he considered modernist styles inappropriate for the setting. Thus, he said, it was necessary to find "a third way".
After visiting his ancestral home in Suzhou, Pei created a design based on some simple but nuanced techniques he admired in traditional residential Chinese buildings. Among these were abundant gardens, integration with nature, and consideration of the relationship between enclosure and opening. Pei's design included a large central atrium covered by glass panels that functioned much like the large central space in his East Building of the National Gallery. Openings of various shapes in walls invited guests to view the natural scenery beyond. Younger Chinese who had hoped the building would exhibit some of Cubist flavor for which Pei had become known were disappointed, but the new hotel found more favour with government officials and architects.
The hotel, with 325 guest rooms and a four-story central atrium, was designed to fit perfectly into its natural habitat. The trees in the area were of special concern, and particular care was taken to cut down as few as possible. He worked with an expert from Suzhou to preserve and renovate a water maze from the original hotel, one of only five in the country. Pei was also meticulous about the arrangement of items in the garden behind the hotel; he even insisted on transporting of rocks from a location in southwest China to suit the natural aesthetic. An associate of Pei's said later that he never saw the architect so involved in a project.
During construction, a series of mistakes collided with the nation's lack of technology to strain relations between architects and builders. Whereas 200 or so workers might have been used for a similar building in the US, the Fragrant Hill project employed over 3,000 workers. This was mostly because the construction company lacked the sophisticated machines used in other parts of the world. The problems continued for months, until Pei had an uncharacteristically emotional moment during a meeting with Chinese officials. He later explained that his actions included "shouting and pounding the table" in frustration. The design staff noticed a difference in the manner of work among the crew after the meeting. As the opening neared, however, Pei found the hotel still needed work. He began scrubbing floors with his wife and ordered his children to make beds and vacuum floors. The project's difficulties took an emotional and physical strain on the Pei family.
The Fragrant Hill Hotel opened on October 17, 1982, but quickly fell into disrepair. A member of Pei's staff returned for a visit several years later and confirmed the dilapidated condition of the hotel. He and Pei attributed this to the country's general unfamiliarity with deluxe buildings. The Chinese architectural community at the time gave the structure little attention, as their interest at the time centered on the work of American postmodernists such as Michael Graves.
Javits Convention Center, New York
As the Fragrant Hill project neared completion, Pei began work on the Jacob K. Javits Convention Center in New York City, for which his associate James Freed served as lead designer. Hoping to create a vibrant community institution in what was then a run-down neighborhood on Manhattan's west side, Freed developed a glass-coated structure with an intricate space frame of interconnected metal rods and spheres.
The convention center was plagued from the start by budget problems and construction blunders. City regulations forbid a general contractor having final authority over the project, so architects and program manager Richard Kahan had to coordinate the wide array of builders, plumbers, electricians, and other workers. The forged steel globes to be used in the space frame came to the site with hairline cracks and other defects: 12,000 were rejected. These and other problems led to media comparisons with the disastrous Hancock Tower. One New York City official blamed Kahan for the difficulties, indicating that the building's architectural flourishes were responsible for delays and financial crises. The Javits Center opened on April 3, 1986, to a generally positive reception. During the inauguration ceremonies, however, neither Freed nor Pei was recognized for their role in the project.
Grand Louvre, Paris
When François Mitterrand was elected President of France in 1981, he laid out an ambitious plan for a variety of construction projects. One of these was the renovation of the Louvre. Mitterrand appointed a civil servant named to oversee it. After visiting museums in Europe and the United States, including the U.S. National Gallery, he asked Pei to join the team. The architect made three secretive trips to Paris, to determine the feasibility of the project; only one museum employee knew why he was there. Pei finally agreed that a new construction project was not only possible, but necessary for the future of the museum. He thus became the first foreign architect to work on the Louvre.
The heart of the new design included not only a renovation of the Cour Napoléon in the midst of the buildings, but also a transformation of the interiors. Pei proposed a central entrance, not unlike the lobby of the National Gallery East Building, which would link the three major wings around the central space. Below would be a complex of additional floors for research, storage, and maintenance purposes. At the center of the courtyard he designed a glass and steel pyramid, first proposed with the Kennedy Library, to serve as entrance and anteroom skylight. It was mirrored by an inverted pyramid to the west, to reflect sunlight into the complex. These designs were partly an homage to the fastidious geometry of the French landscape architect André Le Nôtre (1613–1700). Pei also found the pyramid shape best suited for stable transparency, and considered it "most compatible with the architecture of the Louvre, especially with the faceted planes of its roofs".
Biasini and Mitterrand liked the plans, but the scope of the renovation displeased Louvre administrator André Chabaud. He resigned from his post, complaining that the project was "unfeasible" and posed "architectural risks". Some sections of the French public also reacted harshly to the design, mostly because of the proposed pyramid. One critic called it a "gigantic, ruinous gadget"; another charged Mitterrand with "despotism" for inflicting Paris with the "atrocity". Pei estimated that 90 percent of Parisians opposed his design. "I received many angry glances in the streets of Paris," he said. Some condemnations carried nationalistic overtones. One opponent wrote: "I am surprised that one would go looking for a Chinese architect in America to deal with the historic heart of the capital of France."
Soon, however, Pei and his team won the support of several key cultural icons, including the conductor Pierre Boulez and Claude Pompidou, widow of former French President Georges Pompidou, after whom the similarly controversial Centre Georges Pompidou was named. In an attempt to soothe public ire, Pei took a suggestion from then-mayor of Paris Jacques Chirac and placed a full-sized cable model of the pyramid in the courtyard. During the four days of its exhibition, an estimated 60,000 people visited the site. Some critics eased their opposition after witnessing the proposed scale of the pyramid.
Pei demanded a method of glass production that resulted in clear panes. The pyramid was constructed at the same time as the subterranean levels below, which caused difficulties during the building stages. As they worked, construction teams came upon an abandoned set of rooms containing 25,000 historical items; these were incorporated into the rest of the structure to add a new exhibition zone.
The new Cour Napoléon was opened to the public on October 14, 1988, and the Pyramid entrance was opened the following March. By this time, public opposition had softened; a poll found a 56 percent approval rating for the pyramid, with 23 percent still opposed. The newspaper Le Figaro had vehemently criticized Pei's design, but later celebrated the tenth anniversary of its magazine supplement at the pyramid. Prince Charles of Britain surveyed the new site with curiosity, and declared it "marvelous, very exciting". A writer in Le Quotidien de Paris wrote: "The much-feared pyramid has become adorable."
The experience was exhausting for Pei, but also rewarding. "After the Louvre," he said later, "I thought no project would be too difficult." The pyramid achieved further widespread international recognition for its central role in the plot at the denouement of The Da Vinci Code by Dan Brown and its appearance in the final scene of the subsequent screen adaptation. The Louvre Pyramid has become Pei's most famous structure.
Meyerson Symphony Center, Dallas
The opening of the Louvre Pyramid coincided with four other projects on which Pei had been working, prompting architecture critic Paul Goldberger to declare 1989 "the year of Pei" in The New York Times. It was also the year in which Pei's firm changed its name to Pei Cobb Freed & Partners, to reflect the increasing stature and prominence of his associates. At the age of 72, Pei had begun thinking about retirement, but continued working long hours to see his designs come to light.
One of the projects took Pei back to Dallas, Texas, to design the Morton H. Meyerson Symphony Center. The success of city's performing artists, particularly the Dallas Symphony Orchestra then led by conductor Eduardo Mata, led to interest by city leaders in creating a modern center for musical arts that could rival the best halls in Europe. The organizing committee contacted 45 architects, but at first Pei did not respond, thinking that his work on the Dallas City Hall had left a negative impression. One of his colleagues from that project, however, insisted that he meet with the committee. He did and, although it would be his first concert hall, the committee voted unanimously to offer him the commission. As one member put it: "We were convinced that we would get the world's greatest architect putting his best foot forward."
The project presented a variety of specific challenges. Because its main purpose was the presentation of live music, the hall needed a design focused on acoustics first, then public access and exterior aesthetics. To this end, a professional sound technician was hired to design the interior. He proposed a shoebox auditorium, used in the acclaimed designs of top European symphony halls such as the Amsterdam Concertgebouw and Vienna Musikverein. Pei drew inspiration for his adjustments from the designs of the German architect Johann Balthasar Neumann, especially the Basilica of the Fourteen Holy Helpers. He also sought to incorporate some of the panache of the Paris Opéra designed by Charles Garnier.
Pei's design placed the rigid shoebox at an angle to the surrounding street grid, connected at the north end to a long rectangular office building, and cut through the middle with an assortment of circles and cones. The design attempted to reproduce with modern features the acoustic and visual functions of traditional elements like filigree. The project was risky: its goals were ambitious and any unforeseen acoustic flaws would be virtually impossible to remedy after the hall's completion. Pei admitted that he did not completely know how everything would come together. "I can imagine only 60 percent of the space in this building," he said during the early stages. "The rest will be as surprising to me as to everyone else." As the project developed, costs rose steadily and some sponsors considered withdrawing their support. Billionaire tycoon Ross Perot made a donation of US$10 million, on the condition that it be named in honor of Morton H. Meyerson, the longtime patron of the arts in Dallas.
The building opened and immediately garnered widespread praise, especially for its acoustics. After attending a week of performances in the hall, a music critic for The New York Times wrote an enthusiastic account of the experience and congratulated the architects. One of Pei's associates told him during a party before the opening that the symphony hall was "a very mature building"; he smiled and replied: "Ah, but did I have to wait this long?"
Bank of China, Hong Kong
A new offer had arrived for Pei from the Chinese government in 1982. With an eye toward the transfer of sovereignty of Hong Kong from the British in 1997, authorities in China sought Pei's aid on a new tower for the local branch of the Bank of China. The Chinese government was preparing for a new wave of engagement with the outside world and sought a tower to represent modernity and economic strength. Given the elder Pei's history with the bank before the Communist takeover, government officials visited the 89-year-old man in New York to gain approval for his son's involvement. Pei then spoke with his father at length about the proposal. Although the architect remained pained by his experience with Fragrant Hills, he agreed to accept the commission.
The proposed site in Hong Kong's Central District was less than ideal; a tangle of highways lined it on three sides. The area had also been home to a headquarters for Japanese military police during World War II, and was notorious for prisoner torture. The small parcel of land made a tall tower necessary, and Pei had usually shied away from such projects; in Hong Kong especially, the skyscrapers lacked any real architectural character. Lacking inspiration and unsure of how to approach the building, Pei took a weekend vacation to the family home in Katonah, New York. There he found himself experimenting with a bundle of sticks until he happened upon a cascading sequence.
Pei felt that his design for the Bank of China Tower needed to reflect "the aspirations of the Chinese people". The design that he developed for the skyscraper was not only unique in appearance, but also sound enough to pass the city's rigorous standards for wind-resistance. The building is composed of four triangular shafts rising up from a square base, supported by a visible truss structure that distributes stress to the four corners of the base. Using the reflective glass that had become something of a trademark for him, Pei organized the facade around diagonal bracing in a union of structure and form that reiterates the triangle motif established in the plan. At the top, he designed the roofs at sloping angles to match the rising aesthetic of the building. Some influential advocates of feng shui in Hong Kong and China criticized the design, and Pei and government officials responded with token adjustments.
As the tower neared completion, Pei was shocked to witness the government's massacre of unarmed civilians at the Tiananmen Square protests of 1989. He wrote an opinion piece for The New York Times titled "China Won't Ever Be the Same," in which he said that the killings "tore the heart out of a generation that carries the hope for the future of the country". The massacre deeply disturbed his entire family, and he wrote that "China is besmirched."
1990–2019: museum projects
As the 1990s began, Pei transitioned into a role of decreased involvement with his firm. The staff had begun to shrink, and Pei wanted to dedicate himself to smaller projects allowing for more creativity. Before he made this change, however, he set to work on his last major project as active partner: the Rock and Roll Hall of Fame in Cleveland, Ohio. Considering his work on such bastions of high culture as the Louvre and U.S. National Gallery, some critics were surprised by his association with what many considered a tribute to low culture. The sponsors of the hall, however, sought Pei for specifically this reason; they wanted the building to have an aura of respectability from the beginning. As in the past, Pei accepted the commission in part because of the unique challenge it presented.
Using a glass wall for the entrance, similar in appearance to his Louvre pyramid, Pei coated the exterior of the main building in white metal, and placed a large cylinder on a narrow perch to serve as a performance space. The combination of off-centered wraparounds and angled walls was, Pei said, designed to provide "a sense of tumultuous youthful energy, rebelling, flailing about".
The building opened in 1995, and was received with moderate praise. The New York Times called it "a fine building", but Pei was among those who felt disappointed with the results. The museum's early beginnings in New York combined with an unclear mission created a fuzzy understanding among project leaders for precisely what was needed. Although the city of Cleveland benefited greatly from the new tourist attraction, Pei was unhappy with it.
At the same time, Pei designed a new museum for Luxembourg, the Musée d'art moderne Grand-Duc Jean, commonly known as the Mudam. Drawing from the original shape of the Fort Thüngen walls where the museum was located, Pei planned to remove a portion of the original foundation. Public resistance to the historical loss forced a revision of his plan, however, and the project was nearly abandoned. The size of the building was halved, and it was set back from the original wall segments to preserve the foundation. Pei was disappointed with the alterations, but remained involved in the building process even during construction.
In 1995, Pei was hired to design an extension to the Deutsches Historisches Museum, or German Historical Museum in Berlin. Returning to the challenge of the East Building of the U.S. National Gallery, Pei worked to combine a modernist approach with a classical main structure. He described the glass cylinder addition as a "beacon," and topped it with a glass roof to allow plentiful sunlight inside. Pei had difficulty working with German government officials on the project; their utilitarian approach clashed with his passion for aesthetics. "They thought I was nothing but trouble", he said.
Pei also worked at this time on two projects for a new Japanese religious movement called Shinji Shumeikai. He was approached by the movement's spiritual leader, Kaishu Koyama, who impressed the architect with her sincerity and willingness to give him significant artistic freedom. One of the buildings was a bell tower, designed to resemble the bachi used when playing traditional instruments like the shamisen. Pei was unfamiliar with the movement's beliefs, but explored them in order to represent something meaningful in the tower. As he said: "It was a search for the sort of expression that is not at all technical."
The experience was rewarding for Pei, and he agreed immediately to work with the group again. The new project was the Miho Museum, to display Koyama's collection of tea ceremony artifacts. Pei visited the site in Shiga Prefecture, and during their conversations convinced Koyama to expand her collection. She conducted a global search and acquired more than 300 items showcasing the history of the Silk Road.
One major challenge was the approach to the museum. The Japanese team proposed a winding road up the mountain, not unlike the approach to the NCAR building in Colorado. Instead, Pei ordered a hole cut through a nearby mountain, connected to a major road via a bridge suspended from ninety-six steel cables and supported by a post set into the mountain. The museum itself was built into the mountain, with 80 percent of the building underground.
When designing the exterior, Pei borrowed from the tradition of Japanese temples, particularly those found in nearby Kyoto. He created a concise spaceframe wrapped into French limestone and covered with a glass roof. Pei also oversaw specific decorative details, including a bench in the entrance lobby, carved from a 350-year-old keyaki tree. Because of Koyama's considerable wealth, money was rarely considered an obstacle; estimates at the time of completion put the cost of the project at US$350 million.
During the first decade of the 2000s, Pei designed a variety of buildings, including the Suzhou Museum near his childhood home. He also designed the Museum of Islamic Art in Doha, Qatar at the request of the Al-Thani Family. Although it was originally planned for the corniche road along Doha Bay, Pei convinced the project coordinators to build a new island to provide the needed space. He then spent six months touring the region and surveying mosques in Spain, Syria, and Tunisia. He was especially impressed with the elegant simplicity of the Mosque of Ibn Tulun in Cairo.
Once again, Pei sought to combine new design elements with the classical aesthetic most appropriate for the location of the building. The sand-colored rectangular boxes rotate evenly to create a subtle movement, with small arched windows at regular intervals into the limestone exterior. Inside, galleries are arranged around a massive atrium, lit from above. The museum's coordinators were pleased with the project; its official website describes its "true splendour unveiled in the sunlight," and speaks of "the shades of colour and the interplay of shadows paying tribute to the essence of Islamic architecture".
The Macao Science Center in Macau was designed by Pei Partnership Architects in association with I. M. Pei. The project to build the science center was conceived in 2001 and construction started in 2006. The center was completed in 2009 and opened by the Chinese President Hu Jintao. The main part of the building is a distinctive conical shape with a spiral walkway and large atrium inside, similar to that of the Solomon R. Guggenheim Museum in New York City. Galleries lead off the walkway, mainly consisting of interactive exhibits aimed at science education. The building is in a prominent position by the sea and is now a Macau landmark.
Pei's career ended with his death in May 2019, at 102 years of age.
Style and method
Pei's style was described as thoroughly modernist, with significant cubist themes. He was known for combining traditional architectural principles with progressive designs based on simple geometric patterns—circles, squares, and triangles are common elements of his work in both plan and elevation. As one critic wrote: "Pei has been aptly described as combining a classical sense of form with a contemporary mastery of method." In 2000, biographer Carter Wiseman called Pei "the most distinguished member of his Late-Modernist generation still in practice". At the same time, Pei himself rejected simple dichotomies of architectural trends. He once said: "The talk about modernism versus post-modernism is unimportant. It's a side issue. An individual building, the style in which it is going to be designed and built, is not that important. The important thing, really, is the community. How does it affect life?"
Pei's work is celebrated throughout the world of architecture. His colleague John Portman once told him: "Just once, I'd like to do something like the East Building." But this originality did not always bring large financial reward; as Pei replied to the successful architect: "Just once, I'd like to make the kind of money you do." His concepts, moreover, were too individualized and dependent on context to have given rise to a particular school of design. Pei referred to his own "analytical approach" when explaining the lack of a "Pei School".
"For me," he said, "the important distinction is between a stylistic approach to the design; and an analytical approach giving the process of due consideration to time, place, and purpose ... My analytical approach requires a full understanding of the three essential elements ... to arrive at an ideal balance among them."
Awards and honors
In the words of his biographer, Pei won "every award of any consequence in his art", including the Arnold Brunner Award from the National Institute of Arts and Letters (1963), the Gold Medal for Architecture from the American Academy of Arts and Letters (1979), the AIA Gold Medal (1979), the first Praemium Imperiale for Architecture from the Japan Art Association (1989), the Lifetime Achievement Award from the Cooper-Hewitt, National Design Museum, the 1998 Edward MacDowell Medal in the Arts, and the 2010 Royal Gold Medal from the Royal Institute of British Architects. In 1983 he was awarded the Pritzker Prize, sometimes referred to as the Nobel Prize of architecture. In its citation, the jury said: "Ieoh Ming Pei has given this century some of its most beautiful interior spaces and exterior forms ... His versatility and skill in the use of materials approach the level of poetry." The prize was accompanied by a US$100,000 award, which Pei used to create a scholarship for Chinese students to study architecture in the U.S., on the condition that they return to China to work. In 1986, he was one of twelve recipients of the Medal of Liberty. When he was awarded the 2003 Henry C. Turner Prize by the National Building Museum, museum board chair Carolyn Brody praised his impact on construction innovation: "His magnificent designs have challenged engineers to devise innovative structural solutions, and his exacting expectations for construction quality have encouraged contractors to achieve high standards." In December 1992, Pei was awarded the Presidential Medal of Freedom by President George H. W. Bush. In 1996, Pei became the first person to be elected a foreign member of the Chinese Academy of Engineering.
Personal life
Pei's wife of over 70 years, Eileen Loo, died on June 20, 2014. Together they had three sons, T'ing Chung (1945–2003), Chien Chung (b. 1946; known as Didi), and Li Chung (b. 1949; known as Sandi); and a daughter, Liane (b. 1960). T'ing Chung was an urban planner and alumnus of his father's alma mater MIT and Harvard. Chieng Chung and Li Chung, who are both Harvard College and Harvard Graduate School of Design alumni, founded and run Pei Partnership Architects. Liane is a lawyer.
In 2015, Pei's home health aide, Eter Nikolaishvili, grabbed Pei's right forearm and twisted it, resulting in bruising and bleeding and hospital treatment. Pei alleges that the assault occurred when Pei threatened to call the police about Nikolaishvili. Nikolaishvili agreed to plead guilty in 2016.
Pei celebrated his 100th birthday on April 26, 2017. He died in Manhattan on May 16, 2019, at the age of 102. He was survived by three of his children, seven grandchildren, and five great-grandchildren.
See also
Chinese Americans in New York City
List of I. M. Pei projects
References
Notes
Bibliography
Boehm, Gero von. Conversations with I. M. Pei: Light Is the Key. Munich: Prestel, 2000. .
Cobb, Henry Nichols (2018). Henry N. Cobb: Words and Works 1948–2018: Scenes from a Life in Architecture. New York: Monacelli Press. .
Diamonstein, Barbaralee. American Architecture Now. New York: Rizzoli, 1980. .
Heyer, Paul. Architects on Architecture: New Directions in America. New York: Van Nostrand Reinhold, 1993. .
Lenci, Ruggero. I. M. Pei: teoremi spaziali. Turin, Testo & Immagine, 2004. .
Moeller, Gerard M. and Weeks, Christopher. AIA Guide to the Architecture of Washington, D.C. Baltimore: Johns Hopkins University Press, 2006.
Williams, Paul Kelsey. Southwest Washington, D.C. Charleston, S.C.: Arcadia, 2005.
Wiseman, Carter. I. M. Pei: A Profile in American Architecture. New York: H. N. Abrams, 2001. .
Documentaries
The Museum on the Mountain, 1998, aired on Ovation. The 60-minute documentary interviewed I. M. Pei in Japan on his design of Miho Museum, Japan. Compiled into a 2-hour home video documentary as I.M. Pei : the museum on the mountain, 2003.
First Person Singular: I. M. Pei, 1997, aired on PBS. The 90-minute documentary interviewed I. M. Pei all over the world on his works. Compiled into a 2-hour home video documentary as I.M. Pei : the museum on the mountain, 2003.
External links
Pei Partnership Architects
Pei Cobb Freed & Partners
I. M. Pei at the Digital Archive of American Architecture
Pritzker Prize information and acceptance speech
Concept sketches for The Musée d'Art Moderne
I. M. Pei architecture on Google Maps
1917 births
2019 deaths
Modernist architects
Skyscraper architects
20th-century American architects
21st-century American architects
Presidential Medal of Freedom recipients
United States National Medal of Arts recipients
Pritzker Architecture Prize winners
National Design Award winners
Recipients of the Royal Gold Medal
Recipients of the Praemium Imperiale
Members of the American Academy of Arts and Letters
Honorary Members of the Royal Academy
Members of the Académie d'architecture
Members of Committee of 100
American architects of Chinese descent
Republic of China (1912–1949) emigrants to the United States
Harvard Graduate School of Design alumni
MIT School of Architecture and Planning alumni
University of Pennsylvania people
Alumni of St. Paul's College, Hong Kong
Architects from Suzhou
People from Katonah, New York
American centenarians
Chinese centenarians
Men centenarians
Foreign members of the Chinese Academy of Engineering
Asia Game Changer Award winners
Fellows of the American Institute of Architects
People associated with the Louvre
Recipients of the AIA Gold Medal |
15179 | https://en.wikipedia.org/wiki/Indira%20Gandhi | Indira Gandhi | Indira Priyadarshini Gandhi (; née Nehru; 19 November 1917 – 31 October 1984) was an Indian politician and a central figure of the Indian National Congress. She was the 3rd prime minister of India and was also the first and, to date, only female prime minister of India. Gandhi was the daughter of Jawaharlal Nehru, the 1st prime minister of India. She served as prime minister from January 1966 to March 1977 and again from January 1980 until her assassination in October 1984, making her the second longest-serving Indian prime minister after her father.
During Nehru's premiership from 1947 to 1964, Gandhi was considered a key assistant and accompanied him on his numerous foreign trips. She was elected president of the Indian National Congress in 1959. Upon her father's death in 1964, she was appointed as a member of the Rajya Sabha (upper house) and became a member of Lal Bahadur Shastri's cabinet as Minister of Information and Broadcasting. In the Congress Party's parliamentary leadership election held in early 1966 (upon the death of Shastri), she defeated her rival Morarji Desai to become leader, and thus succeeded Shastri, after his death, as Prime Minister of India.
As prime minister, Gandhi was known for her political intransigency and unprecedented centralisation of power. She went to war with Pakistan in support of the independence movement and war of independence in East Pakistan, which resulted in an Indian victory and the creation of Bangladesh, as well as increasing India's influence to the point where it became the sole regional power of South Asia. Citing separatist tendencies, and in response to a call for revolution, Gandhi instituted a state of emergency from 1975 to 1977 where basic civil liberties were suspended and the press was censored. Widespread atrocities were carried out during the emergency. In 1980, she returned to power after free and fair elections. After Gandhi ordered military action in the Golden Temple in Operation Blue Star, her own bodyguards and Sikh nationalists assassinated her on 31 October 1984.
In 1999, Indira Gandhi was named "Woman of the Millennium" in an online poll organised by the BBC. In 2020, Gandhi was named by Time magazine among the world's 100 powerful women who defined the last century.
Early life and career
Indira Gandhi was born Indira Nehru, into a Kashmiri Pandit family on 19 November 1917 in Allahabad. Her father, Jawaharlal Nehru, was a leading figure in the movement for independence from British rule, and became the first Prime Minister of the Dominion (and later Republic) of India. She was the only child (she had a younger brother who died young), and grew up with her mother, Kamala Nehru, at the Anand Bhavan, a large family estate in Allahabad. She had a lonely and unhappy childhood. Her father was often away, directing political activities or incarcerated, while her mother was frequently bedridden with illness, and later suffered an early death from tuberculosis. She had limited contact with her father, mostly through letters.
Indira was taught mostly at home by tutors and attended school intermittently until matriculation in 1934. She was a student at the Modern School in Delhi, St Cecilia's and St Mary's Christian convent schools in Allahabad, the International School of Geneva, the Ecole Nouvelle in Bex, and the Pupils' Own School in Poona and Bombay, which is affiliated with the University of Mumbai. She and her mother Kamala moved to the Belur Math headquarters of the Ramakrishna Mission where Swami Ranganathananda was her guardian. She went on to study at the Vishwa Bharati in Santiniketan, which became Visva-Bharati University in 1951. It was during her interview with him that Rabindranath Tagore named her Priyadarshini, literally "looking at everything with kindness" in Sanskrit, and she came to be known as Indira Priyadarshini Nehru. A year later, however, she had to leave university to attend to her ailing mother in Europe. There it was decided that Indira would continue her education at the University of Oxford. After her mother died, she attended the Badminton School for a brief period before enrolling at Somerville College in 1937 to study history. Indira had to take the entrance examination twice, having failed at her first attempt with a poor performance in Latin. At Oxford, she did well in history, political science and economics, but her grades in Latin—a compulsory subject—remained poor. Indira did, however, have an active part within the student life of the university, such as membership in the Oxford Majlis Asian Society.
During her time in Europe, Indira was plagued with ill-health and was constantly attended to by doctors. She had to make repeated trips to Switzerland to recover, disrupting her studies. She was being treated there in 1940, when Germany rapidly conquered Europe. Indira tried to return to England through Portugal but was left stranded for nearly two months. She managed to enter England in early 1941, and from there returned to India without completing her studies at Oxford. The university later awarded her an honorary degree. In 2010, Oxford honoured her further by selecting her as one of the ten Oxasians, illustrious Asian graduates from the University of Oxford. During her stay in Britain, Indira frequently met her future husband Feroze Gandhi (no relation to Mahatma Gandhi), whom she knew from Allahabad, and who was studying at the London School of Economics. Their marriage took place in Allahabad according to Adi Dharm rituals, though Feroze belonged to a Zoroastrian Parsi family of Gujarat. The couple had two sons, Rajiv Gandhi (born 1944) and Sanjay Gandhi (born 1946).
In the 1950s, Indira, now Mrs. Indira Gandhi after her marriage, served her father unofficially as a personal assistant during his tenure as the first prime minister of India. Towards the end of the 1950s, Gandhi served as the President of the Congress. In that capacity, she was instrumental in getting the Communist led Kerala State Government dismissed in 1959. That government had the distinction of being India's first-ever elected Communist Government. After her father's death in 1964 she was appointed a member of the Rajya Sabha (upper house) and served in Prime Minister Lal Bahadur Shastri's cabinet as Minister of Information and Broadcasting. In January 1966, after Shastri's death, the Congress legislative party elected her over Morarji Desai as their leader. Congress party veteran K. Kamaraj was instrumental in Gandhi achieving victory. Because she was a woman, other political leaders in India saw Gandhi as weak and hoped to use her as a puppet once elected: Congress President Kamaraj orchestrated Mrs. Gandhi's selection as prime minister because he perceived her to be weak enough that he and the other regional party bosses could control her, and yet strong enough to beat Desai [her political opponent] in a party election because of the high regard for her father ... a woman would be an ideal tool for the Syndicate.
First term as prime minister between 1966 and 1977
Gandhi's first eleven years serving as prime minister saw her evolve from the perception of Congress party leaders as their puppet, to a strong leader with the iron resolve to split the party over her policy positions, or to go to war with Pakistan to liberate Bangladesh. At the end of 1977, she was such a dominating figure in Indian politics that Congress party president D. K. Barooah had coined the phrase "India is Indira and Indira is India."
First year
Gandhi formed her government with Morarji Desai as deputy prime minister and finance minister. At the beginning of her first term as prime minister, she was widely criticised by the media and the opposition as a "Goongi goodiya" (Hindi for a "dumb doll" or "puppet") of the Congress party bosses who had orchestrated her election and then tried to constrain her.
1967–1971
The first electoral test for Gandhi was the 1967 general elections for the Lok Sabha and state assemblies. The Congress Party won a reduced majority in the Lok Sabha after these elections owing to widespread disenchantment over the rising prices of commodities, unemployment, economic stagnation and a food crisis. Gandhi was elected to the Lok Sabha from the Raebareli constituency. She had a rocky start after agreeing to devalue the rupee which created hardship for Indian businesses and consumers. The importation of wheat from the United States fell through due to political disputes.
For the first time, the party also lost power or lost its majority in a number of states across the country. Following the 1967 elections, Gandhi gradually began to move towards socialist policies. In 1969, she fell out with senior Congress party leaders over several issues. Chief among them was her decision to support V. V. Giri, the independent candidate rather than the official Congress party candidate Neelam Sanjiva Reddy for the vacant position of president of India. The other was the announcement by the prime minister of Bank nationalisation without consulting the finance minister, Morarji Desai. These steps culminated in party president S. Nijalingappa expelling her from the party for indiscipline. Gandhi, in turn, floated her own faction of the Congress party and managed to retain most of the Congress MPs on her side with only 65 on the side of the Congress (O) faction. The Gandhi faction, called Congress (R), lost its majority in the parliament but remained in power with the support of regional parties such as DMK. The policies of the Congress under Gandhi, before the 1971 elections, also included proposals for the abolition of the Privy Purse to former rulers of the princely states and the 1969 nationalization of the fourteen largest banks in India.
1971–1977
Garibi Hatao (Eradicate Poverty) was the resonant theme for Gandhi's 1971 political bid. The slogan was developed in response to the combined opposition alliance's use of the two word manifesto—"Indira Hatao" (Remove Indira). The Garibi Hatao slogan and the proposed anti-poverty programs that came with it were designed to give Gandhi independent national support, based on the rural and urban poor. This would allow her to bypass the dominant rural castes both in and of state and local governments as well as the urban commercial class. For their part, the previously voiceless poor would at last gain both political worth and political weight. The programs created through Garibi Hatao, though carried out locally, were funded and developed by the Central Government in New Delhi. The program was supervised and staffed by the Indian National Congress party. "These programs also provided the central political leadership with new and vast patronage resources to be disbursed ... throughout the country."
Gandhi's biggest achievement following the 1971 election came in December 1971 with India's decisive victory over Pakistan in the Indo-Pakistani War that occurred in the last two weeks of the Bangladesh Liberation War, which led to the formation of independent Bangladesh. She was said to be hailed as Goddess Durga by opposition leader Atal Bihari Vajpayee at the time. In the elections held for State assemblies across India in March 1972, the Congress (R) swept to power in most states riding on the post-war "Indira wave".
Despite the victory against Pakistan, the Congress government faced numerous problems during this term. Some of these were due to high inflation which in turn was caused by wartime expenses, drought in some parts of the country and, more importantly, the 1973 oil crisis. Opposition to her in the 1973–75 period, after the Gandhi wave had receded, was strongest in the states of Bihar and Gujarat. In Bihar, Jayaprakash Narayan, the veteran leader came out of retirement to lead the protest movement there.
Verdict on electoral malpractice
On 12 June 1975, the Allahabad High Court declared Indira Gandhi's election to the Lok Sabha in 1971 void on the grounds of electoral malpractice. In an election petition filed by her 1971 opponent, Raj Narain (who later defeated her in the 1977 parliamentary election running in the Raebareli constituency), alleged several major as well as minor instances of the use of government resources for campaigning. Gandhi had asked one of her colleagues in government, Ashoke Kumar Sen, to defend her in court. She gave evidence in her defence during the trial. After almost four years, the court found her guilty of dishonest election practices, excessive election expenditure, and of using government machinery and officials for party purposes. The judge, however, rejected the more serious charges of bribery, laid against her in the case.
The court ordered her stripped of her parliamentary seat and banned her from running for any office for six years. As the constitution requires that the Prime Minister must be a member of either the Lok Sabha or the Rajya Sabha, the two houses of the Parliament of India, she was effectively removed from office. However, Gandhi rejected calls to resign. She announced plans to appeal to the Supreme Court and insisted that the conviction did not undermine her position. She said: "There is a lot of talk about our government not being clean, but from our experience the situation was very much worse when [opposition] parties were forming governments." And she dismissed criticism of the way her Congress Party raised election campaign money, saying all parties used the same methods. The prime minister retained the support of her party, which issued a statement backing her.
After news of the verdict spread, hundreds of supporters demonstrated outside her house, pledging their loyalty. Indian High Commissioner to the United Kingdom Braj Kumar Nehru said Gandhi's conviction would not harm her political career. "Mrs Gandhi has still today overwhelming support in the country," he said. "I believe the prime minister of India will continue in office until the electorate of India decides otherwise".
State of Emergency (1975–1977)
Gandhi moved to restore order by ordering the arrest of most of the opposition participating in the unrest. Her Cabinet and government then recommended that President Fakhruddin Ali Ahmed declare a state of emergency because of the disorder and lawlessness following the Allahabad High Court decision. Accordingly, Ahmed declared a State of Emergency caused by internal disorder, based on the provisions of Article 352(1) of the Constitution, on 25 June 1975.
Rule by decree
Within a few months, President's rule was imposed on the two opposition party ruled states of Gujarat and Tamil Nadu thereby bringing the entire country under direct Central rule or by governments led by the ruling Congress party. Police were granted powers to impose curfews and detain citizens indefinitely; all publications were subjected to substantial censorship by the Ministry of Information and Broadcasting. Finally, the impending legislative assembly elections were postponed indefinitely, with all opposition-controlled state governments being removed by virtue of the constitutional provision allowing for a dismissal of a state government on the recommendation of the state's governor.
Indira Gandhi used the emergency provisions to change conflicting party members:
President Ahmed issued ordinances that did not require debate in the Parliament, allowing Gandhi to rule by decree.
Rise of Sanjay
The Emergency saw the entry of Gandhi's younger son, Sanjay Gandhi, into Indian politics. He wielded tremendous power during the emergency without holding any government office. According to Mark Tully, "His inexperience did not stop him from using the Draconian powers his mother, Indira Gandhi, had taken to terrorise the administration, setting up what was in effect a police state."
It was said that during the Emergency he virtually ran India along with his friends, especially Bansi Lal. It was also quipped that Sanjay Gandhi had total control over his mother and that the government was run by the PMH (Prime Minister House) rather than the PMO (Prime Minister Office).
1977 election and opposition years
In 1977, after extending the state of emergency twice, Gandhi called elections to give the electorate a chance to vindicate her rule. She may have grossly misjudged her popularity by reading what the heavily censored press wrote about her. She was opposed by the Janata alliance of Opposition parties. The alliance was made up of Bharatiya Jana Sangh, Congress (O), The Socialist parties, and Charan Singh's Bharatiya Kranti Dal representing northern peasants and farmers. The Janata alliance, with Jai Prakash Narayan as its spiritual guide, claimed the elections were the last chance for India to choose between "democracy and dictatorship". The Congress Party split during the election campaign of 1977: veteran Gandhi supporters like Jagjivan Ram, Hemvati Nandan Bahuguna and Nandini Satpathy were compelled to part ways and form a new political entity, the CFD (Congress for Democracy), due primarily to intra-party politicking and the circumstances created by Sanjay Gandhi. The prevailing rumour was that he intended to dislodge Gandhi, and the trio stood to prevent that. Gandhi's Congress party was soundly crushed in the elections. The Janata Party's democracy or dictatorship claim seemed to resonate with the public. Gandhi and Sanjay Gandhi lost their seats, and Congress was reduced to 153 seats (compared with 350 in the previous Lok Sabha), 92 of which were in the South. The Janata alliance, under the leadership of Morarji Desai, came to power after the State of Emergency was lifted. The alliance parties later merged to form the Janata Party under the guidance of Gandhian leader, Jayaprakash Narayan. The other leaders of the Janata Party were Charan Singh, Raj Narain, George Fernandes and Atal Bihari Vajpayee.
In opposition and return to power
Since Gandhi had lost her seat in the election, the defeated Congress party appointed Yashwantrao Chavan as their parliamentary party leader. Soon afterwards, the Congress party split again with Gandhi floating her own Congress faction. She won a by-election in the Chikmagalur Constituency and took a seat in the Lok Sabha in November 1978 after the Janata Party's attempts to have Kannada matinee idol Rajkumar run against her failed when he refused to contest the election saying he wanted to remain apolitical. However, the Janata government's home minister, Choudhary Charan Singh, ordered her arrest along with Sanjay Gandhi on several charges, none of which would be easy to prove in an Indian court. The arrest meant that Gandhi was automatically expelled from Parliament. These allegations included that she "had planned or thought of killing all opposition leaders in jail during the Emergency". However, this strategy backfired disastrously. In response to her arrest, Gandhi's supporters hijacked an Indian Airlines jet and demanded her immediate release. Her arrest and long-running trial gained her sympathy from many people. The Janata coalition was only united by its hatred of Gandhi (or "that woman" as some called her). The party included right wing Hindu Nationalists, Socialists and former Congress party members. With so little in common, the Morarji Desai government was bogged down by infighting. In 1979, the government began to unravel over the issue of the dual loyalties of some members to Janata and the Rashtriya Swayamsevak Sangh (RSS)—the Hindu nationalist, paramilitary organisation. The ambitious Union finance minister, Charan Singh, who as the Union home minister during the previous year had ordered the Gandhi's' arrests, took advantage of this and started courting the Congress. After a significant exodus from the party to Singh's faction, Desai resigned in July 1979. Singh was appointed prime minister, by President Reddy, after Gandhi and Sanjay Gandhi promised Singh that Congress would support his government from outside on certain conditions. The conditions included dropping all charges against Gandhi and Sanjay. Since Singh refused to drop them, Congress withdrew its support and President Reddy dissolved Parliament in August 1979.
Before the 1980 elections Gandhi approached the then Shahi Imam of Jama Masjid, Syed Abdullah Bukhari and entered into an agreement with him on the basis of 10-point programme to secure the support of the Muslim votes. In the elections held in January, Congress returned to power with a landslide majority.
1980 elections and third term
The Congress Party under Gandhi swept back into power in January 1980. In this election, Gandhi was elected by the voters of the Medak constituency. On 23 June, Sanjay was killed in a plane crash while performing an aerobatic manoeuvre in New Delhi. In 1980, as a tribute to her son's dream of launching an indigenously manufactured car, Gandhi nationalized Sanjay's debt ridden company, Maruti Udyog, for Rs. 43,000,000 (4.34 crore) and invited joint venture bids from automobile companies around the world. Suzuki of Japan was selected as the partner. The company launched its first Indian manufactured car in 1984.
By the time of Sanjay's death, Gandhi trusted only family members, and therefore persuaded her reluctant son, Rajiv, to enter politics.
Her PMO office staff included H.Y.Sharada Prasad as her information adviser and speechwriter.
Operation Blue Star
Following the 1977 elections, a coalition led by the Sikh-majority Akali Dal came to power in the northern Indian state of Punjab. In an effort to split the Akali Dal and gain popular support among the Sikhs, Gandhi's Congress Party helped to bring the orthodox religious leader Jarnail Singh Bhindranwale to prominence in Punjab politics. Later, Bhindranwale's organisation, Damdami Taksal, became embroiled in violence with another religious sect called the Sant Nirankari Mission, and he was accused of instigating the murder of Jagat Narain, the owner of the Punjab Kesari newspaper. After being arrested over this matter, Bhindranwale disassociated himself from the Congress Party and joined Akali Dal. In July 1982, he led the campaign for the implementation of the Anandpur Resolution, which demanded greater autonomy for the Sikh-majority state. Meanwhile, a small group of Sikhs, including some of Bhindranwale's followers, turned to militancy after being targeted by government officials and police for supporting the Anandpur Resolution. In 1982, Bhindranwale and approximately 200 armed followers moved into a guest house called the Guru Nanak Niwas near the Golden Temple.
By 1983, the Temple complex had become a fort for many militants. The Statesman later reported that light machine guns and semi-automatic rifles were known to have been brought into the compound. On 23 April 1983, the Punjab Police Deputy Inspector General A. S. Atwal was shot dead as he left the Temple compound. The following day, Harchand Singh Longowal (then president of Shiromani Akali Dal) confirmed the involvement of Bhindranwale in the murder.
After several futile negotiations, in June 1984, Gandhi ordered the Indian army to enter the Golden Temple to remove Bhindranwale and his supporters from the complex. The army used heavy artillery, including tanks, in the action code-named Operation Blue Star. The operation badly damaged or destroyed parts of the Temple complex, including the Akal Takht shrine and the Sikh library. It also led to the deaths of many Sikh fighters and innocent pilgrims. The number of casualties remains disputed with estimates ranging from many hundreds to many thousands.
Gandhi was accused of using the attack for political ends. Harjinder Singh Dilgeer stated that she attacked the temple complex to present herself as a great hero in order to win the general elections planned towards the end of 1984. There was fierce criticism of the action by Sikhs in India and overseas. There were also incidents of mutiny by Sikh soldiers in the aftermath of the attack.
Assassination
On 31 October 1984, two of Gandhi's Sikh bodyguards, Satwant Singh and Beant Singh, shot her with their service weapons in the garden of the prime minister's residence at 1 Safdarjung Road, New Delhi, allegedly in revenge for Operation Blue Star. The shooting occurred as she was walking past a wicket gate guarded by the two men. She was to be interviewed by the British filmmaker Peter Ustinov, who was filming a documentary for Irish television. Beant shot her three times using his side-arm; Satwant fired 30 rounds. The men dropped their weapons and surrendered. Afterwards, they were taken away by other guards into a closed room where Beant was shot dead. Kehar Singh was later arrested for conspiracy in the attack. Both Satwant and Kehar were sentenced to death and hanged in Delhi's Tihar Jail.
Gandhi was taken to the All India Institutes of Medical Sciences at 9:30 AM where doctors operated on her. She was declared dead at 2:20 PM. The post-mortem examination was conducted by a team of doctors headed by Tirath Das Dogra. Dogra stated that Gandhi had sustained as many as 30 bullet wounds, from two sources: a Sten submachine gun and a .38 Special revolver. The assailants had fired 31 bullets at her, of which 30 hit her; 23 had passed through her body while seven remained inside her. Dogra extracted bullets to establish the make of the weapons used and to match each weapon with the bullets recovered by ballistic examination. The bullets were matched with their respective weapons at the Central Forensic Science Laboratory (CFSL) Delhi. Subsequently, Dogra appeared in Shri Mahesh Chandra's court as an expert witness (PW-5); his testimony took several sessions. The cross examination was conducted by Shri Pran Nath Lekhi, the defence counsel. Salma Sultan provided the first news of her assassination on Doordarshan's evening news on 31 October 1984, more than 10 hours after she was shot.
Gandhi was cremated in accordance with Hindu tradition on 3 November near Raj Ghat. The site where she was cremated is known today as Shakti Sthal. In order to pay homage, Gandhi's body lay in state at Teen Murti House. Thousands of followers strained for a glimpse of the cremation. Her funeral was televised live on domestic and international stations, including the BBC. After her death, the Parade Ground was converted to the Indira Gandhi Park which was inaugurated by her son, Rajiv Gandhi.
Gandhi's assassination dramatically changed the political landscape. Rajiv succeeded his mother as Prime Minister within hours of her murder and anti-Sikh riots erupted, lasting for several days and killing more than 3,000 Sikhs in New Delhi and an estimated 8,000 across India. Many Congress leaders were believed to be behind the anti-Sikh massacre.
International reaction
Gandhi's death was mourned worldwide. World leaders condemned the assassination and said her death would leave a 'big emptiness' in international affairs. In Moscow, Soviet President Konstantin Chernenko sent condolences stating, "The Soviet people learned with pain and sorrow about the untimely death in a villainous assassination of the glorious daughter of the great Indian people, a fiery fighter for peace and security of peoples and a great friend of the Soviet Union". President Ronald Reagan, along with secretary of state George Shultz, visited the Indian Embassy to sign a book of condolences and expressed his 'shock, revulsion, and grief' over the assassination. 42nd vice president of the United States Walter Mondale called Gandhi 'a great leader of a great democracy' and deplored 'this shocking act of violence'. Asian, African and European leaders mourned Gandhi as a great champion of democracy and leader of the Non-Aligned Movement expressed its 'deepest grief' and called the killing a 'terrorist' act. South Korean President Chun Doo-hwan, said Gandhi's death meant the 'loss of a great leader to the whole world.' Yugoslav President Veselin Đuranović, Pakistani President Mohammad Zia ul-Haq, Italian President Sandro Pertini, Pope John Paul II at the Vatican, French President Francois Mitterrand condemned the killing. At the United Nations, the General Assembly paused in its work as shocked delegates mourned the death. Assembly President Paul Lusaka of Zambia postponed a scheduled debate and hastily organized a memorial meeting.
Foreign relations
Gandhi is remembered for her ability to effectively promote Indian foreign policy measures.
South Asia
In early 1971, disputed elections in Pakistan led then East Pakistan to declare independence as Bangladesh. Repression and violence by the Pakistani army led to 10 million refugees crossing the border into India over the following months. Finally, in December 1971, Gandhi intervened directly in the conflict to liberate Bangladesh. India emerged victorious following the war with Pakistan to become the dominant power of South Asia. India had signed a treaty with the Soviet Union promising mutual assistance in the case of war, while Pakistan received active support from the United States during the conflict. U.S. President Richard Nixon disliked Gandhi personally, referring to her as a "bitch" and a "clever fox" in his private communication with Secretary of State Henry Kissinger. Nixon later wrote of the war: "[Gandhi] suckered [America]. Suckered us ... this woman suckered us." Relations with the U.S. became distant as Gandhi developed closer ties with the Soviet Union after the war. The latter grew to become India's largest trading partner and its biggest arms supplier for much of Gandhi's premiership. India's new hegemonic position, as articulated under the "Indira Doctrine", led to attempts to bring the Himalayan states under India's sphere of influence. Nepal and Bhutan remained aligned with India, while in 1975, after years of building up support, Gandhi incorporated Sikkim into India, after a referendum in which a majority of Sikkimese voted to join India. This was denounced as a "despicable act" by China.
India maintained close ties with neighbouring Bangladesh (formerly East Pakistan) following the Liberation War. Prime Minister Sheikh Mujibur Rahman recognised Gandhi's contributions to the independence of Bangladesh. However, Mujibur Rahman's pro-India policies antagonised many in Bangladeshi politics and the military, which feared that Bangladesh had become a client state of India. The Assassination of Mujibur Rahman in 1975 led to the establishment of Islamist military regimes that sought to distance the country from India. Gandhi's relationship with the military regimes was strained because of her alleged support of anti-Islamist leftist guerrilla forces in Bangladesh. Generally, however, there was a rapprochement between Gandhi and the Bangladeshi regimes, although issues such as border disputes and the Farakka Dam remained an irritant to bilateral ties. In 2011, the Government of Bangladesh conferred its highest state award for non-nationals, the Bangladesh Freedom Honour posthumously on Gandhi for her "outstanding contribution" to the country's independence.
Gandhi's approach to dealing with Sri Lanka's ethnic problems was initially accommodating. She enjoyed cordial relations with Prime Minister Sirimavo Bandaranaike. In 1974, India ceded the tiny islet of Katchatheevu to Sri Lanka to save Bandaranaike's socialist government from a political disaster. However, relations soured over Sri Lanka's movement away from socialism under J. R. Jayewardene, whom Gandhi despised as a "western puppet". India under Gandhi was alleged to have supported the Liberation Tigers of Tamil Eelam (LTTE) militants in the 1980s to put pressure on Jayewardene to abide by Indian interests. Nevertheless, Gandhi rejected demands to invade Sri Lanka in the aftermath of Black July 1983, an anti-Tamil pogrom carried out by Sinhalese mobs. Gandhi made a statement emphasising that she stood for the territorial integrity of Sri Lanka, although she also stated that India cannot "remain a silent spectator to any injustice done to the Tamil community."
India's relationship with Pakistan remained strained following the Shimla Accord in 1972. Gandhi's authorisation of the detonation of a nuclear device at Pokhran in 1974 was viewed by Pakistani leader Zulfikar Ali Bhutto as an attempt to intimidate Pakistan into accepting India's hegemony in the subcontinent. However, in May 1976, Gandhi and Bhutto both agreed to reopen diplomatic establishments and normalise relations. Following the rise to power of General Muhammad Zia-ul-Haq in Pakistan in 1978, India's relations with its neighbour reached a nadir. Gandhi accused General Zia of supporting Khalistani militants in Punjab. Military hostilities recommenced in 1984 following Gandhi's authorisation of Operation Meghdoot. India was victorious in the resulting Siachen conflict against Pakistan.
In order to keep the Soviet Union and the United States out of South Asia, Gandhi was instrumental in establishing the South Asian Association for Regional Cooperation (SAARC) in 1983
Middle East
Gandhi remained a staunch supporter of the Palestinians in the Arab–Israeli conflict and was critical of the Middle East diplomacy sponsored by the United States. Israel was viewed as a religious state, and thus an analogue to India's archrival Pakistan. Indian diplomats hoped to win Arab support in countering Pakistan in Kashmir. Nevertheless, Gandhi authorised the development of a secret channel of contact and security assistance with Israel in the late 1960s. Her lieutenant, P. V. Narasimha Rao, later became prime minister and approved full diplomatic ties with Israel in 1992.
India's pro-Arab policy had mixed success. Establishment of close ties with the socialist and secular Baathist regimes to some extent neutralised Pakistani propaganda against India. However, the Indo-Pakistani War of 1971 presented a dilemma for the Arab and Muslim states of the Middle East as the war was fought by two states both friendly to the Arabs. The progressive Arab regimes in Egypt, Syria, and Algeria chose to remain neutral, while the conservative pro-American Arab monarchies in Jordan, Saudi Arabia, Kuwait, and United Arab Emirates openly supported Pakistan. Egypt's stance was met with dismay by the Indians, who had come to expect close co-operation with the Baathist regimes. But, the death of Nasser in 1970 and Sadat's growing friendship with Riyadh, and his mounting differences with Moscow, constrained Egypt to a policy of neutrality. Gandhi's overtures to Muammar Gaddafi were rebuffed. Libya agreed with the Arab monarchies in believing that Gandhi's intervention in East Pakistan was an attack against Islam.
The 1971 war became a temporary stumbling block in growing Indo-Iranian ties. Although Iran had earlier characterized the Indo-Pakistani war in 1965 as Indian aggression, the Shah had launched an effort at rapprochement with India in 1969 as part of his effort to secure support for a larger Iranian role in the Persian Gulf. Gandhi's tilt towards Moscow and her dismemberment of Pakistan was perceived by the Shah as part of a larger anti-Iran conspiracy involving India, Iraq, and the Soviet Union. Nevertheless, Iran had resisted Pakistani pressure to activate the Baghdad Pact and draw the Central Treaty Organisation (CENTO) into the conflict. Gradually, Indian and Iranian disillusionment with their respective regional allies led to a renewed partnership between the nations. Gandhi was unhappy with the lack of support from India's Arab allies during the war with Pakistan, while the Shah was apprehensive at the growing friendship between Pakistan and Arab states of the Persian Gulf, especially Saudi Arabia, and the growing influence of Islam in Pakistani society. There was an increase in Indian economic and military co-operation with Iran during the 1970s. The 1974 India-Iranian agreement led to Iran supplying nearly 75 percent of India's crude oil demands. Gandhi appreciated the Shah's disregard of Pan-Islamism in diplomacy.
Asia-Pacific
One of the major developments in Southeast Asia during Gandhi's premiership was the formation of the Association of Southeast Asian Nations (ASEAN) in 1967. Relations between ASEAN and India were mutually antagonistic. India perceived ASEAN to be linked to the Southeast Asia Treaty Organization (SEATO) and, therefore, it was seen as a pro-American organisation. On their part, the ASEAN nations were unhappy with Gandhi's sympathy for the Viet Cong and India's strong links with the USSR. Furthermore, they were also apprehensions in the region about Gandhi's plans, particularly after India played a big role in breaking up Pakistan and facilitating the emergence of Bangladesh as a sovereign country in 1971. India's entry into the nuclear weapons club in 1974 also contributed to tensions in Southeast Asia. Relations only began to improve following Gandhi's endorsement of the ZOPFAN declaration and the disintegration of the SEATO alliance in the aftermath of Pakistani and American defeats in the region. Nevertheless, Gandhi's close relations with reunified Vietnam and her decision to recognize the Vietnam-installed Government of Cambodia in 1980 meant that India and ASEAN were unable to develop a viable partnership.
On 26 September 1981, Gandhi was conferred with the honorary degree of Doctor at the Laucala Graduation at the University of the South Pacific in Fiji.
Africa
Although independent India was initially viewed as a champion of various African independence movements, its cordial relationship with the Commonwealth of Nations and its liberal views of British policies in East Africa had harmed its image as a staunch supporter of various independence movements in the third world. Indian condemnation of militant struggles in Kenya and Algeria was in sharp contrast to China, who had supported armed struggle to win African independence. After reaching a high diplomatic point in the aftermath of Nehru's role in the Suez Crisis, India's isolation from Africa was complete when only four nations—Ethiopia, Kenya, Nigeria and Libya—supported her during the Sino-Indian War in 1962. After Gandhi became prime minister, diplomatic and economic relations with the states which had sided with India during the Sino-Indian War were expanded. Gandhi began negotiations with the Kenyan government to establish the Africa-India Development Cooperation. The Indian government also started considering the possibility of bringing Indians settled in Africa within the framework of its policy goals to help recover its declining geo-strategic influence. Gandhi declared the people of Indian origin settled in Africa as "Ambassadors of India". Efforts to rope in the Asian community to join Indian diplomacy, however, came to naught, in part because of the unwillingness of Indians to remain in politically insecure surroundings, and because of the exodus of African Indians to Britain with the passing of the Commonwealth Immigrants Act in 1968. In Uganda, the African Indian community suffered persecution and eventually expulsion under the government of Idi Amin.
Foreign and domestic policy successes in the 1970s enabled Gandhi to rebuild India's image in the eyes of African states. Victory over Pakistan and India's possession of nuclear weapons showed the degree of India's progress. Furthermore, the conclusion of the Indo-Soviet treaty in 1971, and threatening gestures by the United States, to send its nuclear armed Task Force 74 into the Bay of Bengal at the height of the East Pakistan crisis had enabled India to regain its anti-imperialist image. Gandhi firmly tied Indian anti-imperialist interests in Africa to those of the Soviet Union. Unlike Nehru, she openly and enthusiastically supported liberation struggles in Africa. At the same time, Chinese influence in Africa had declined owing to its incessant quarrels with the Soviet Union. These developments permanently halted India's decline in Africa and helped to reestablish its geo-strategic presence.
The Commonwealth
The Commonwealth is a voluntary association of mainly former British colonies. India maintained cordial relations with most of the members during Gandhi's time in power. In the 1980s, she, along with Canadian prime minister Pierre Trudeau, Zambia's president Kenneth Kaunda, Australian prime minister Malcolm Fraser and Singapore prime minister Lee Kuan Yew was regarded as one of the pillars of the Commonwealth. India under Gandhi also hosted the 1983 Commonwealth Heads of Government summit in New Delhi. Gandhi used these meetings as a forum to put pressure on member countries to cut economic, sports, and cultural ties with Apartheid South Africa.
The Non-aligned Movement
In the early 1980s under Gandhi, India attempted to reassert its prominent role in the Non-Aligned Movement by focusing on the relationship between disarmament and economic development. By appealing to the economic grievances of developing countries, Gandhi and her successors exercised a moderating influence on the Non-aligned movement, diverting it from some of the Cold War issues that marred the controversial 1979 Havana meeting where Cuban leader Fidel Castro attempted to steer the movement towards the Soviet Union. Although hosting the 1983 summit at Delhi boosted Indian prestige within the movement, its close relations with the Soviet Union and its pro-Soviet positions on Afghanistan and Cambodia limited its influence.
Western Europe
Gandhi spent a number of years in Europe during her youth and had formed many friendships there. During her premiership she formed friendships with many leaders such as West German chancellor, Willy Brandt and Austrian chancellor Bruno Kreisky. She also enjoyed a close working relationship with many British leaders including conservative premiers, Edward Heath and Margaret Thatcher.
Soviet Union and Eastern block countries
The relationship between India and the Soviet Union deepened during Gandhi's rule. The main reason was the perceived bias of the United States and China, rivals of the USSR, towards Pakistan. The support of the Soviets with arms supplies and the casting of a veto at the United Nations helped in winning and consolidating the victory over Pakistan in the 1971 Bangladesh liberation war. Before the war, Gandhi signed a treaty of friendship with the Soviets. They were unhappy with the 1974 nuclear test conducted by India but did not support further action because of the ensuing Cold War with the United States. Gandhi was unhappy with the Soviet invasion of Afghanistan, but once again calculations involving relations with Pakistan and China kept her from criticising the Soviet Union harshly. The Soviets became the main arms supplier during the Gandhi years by offering cheap credit and transactions in rupees rather than in dollars. The easy trade deals also applied to non-military goods. Under Gandhi, by the early 1980s, the Soviets had become India's largest trading partner.
United States
When Gandhi came to power in 1966, Lyndon Johnson was the US president. At the time, India was reliant on the US for food aid. Gandhi resented the US policy of food aid being used as a tool to force India to adopt policies favoured by the US. She also resolutely refused to sign the Treaty on the Non-Proliferation of Nuclear Weapons (NPT). Relations with the US were strained badly under President Richard Nixon and his favouring of Pakistan during the Bangladesh liberation war. Nixon despised Gandhi politically and personally. In 1981, Gandhi met President Ronald Reagan for the first time at the North–South Summit held to discuss global poverty. She had been described to him as an 'Ogre', but he found her charming and easy to work with and they formed a close working relationship during her premiership in the 1980s.
Economic policy
Gandhi presided over three Five-Year Plans as prime minister, two of which succeeded in meeting their targeted growth.
There is considerable debate whether Gandhi was a socialist on principle or out of political expediency. Sunanda K. Datta-Ray described her as "a master of rhetoric ... often more posture than policy", while The Times journalist, Peter Hazelhurst, famously quipped that Gandhi's socialism was "slightly left of self-interest." Critics have focused on the contradictions in the evolution of her stance towards communism. Gandhi was known for her anti-communist stance in the 1950s, with Meghnad Desai even describing her as "the scourge of [India's] Communist Party." Yet, she later forged close relations with Indian communists even while using the army to break the Naxalites. In this context, Gandhi was accused of formulating populist policies to suit her political needs. She was seemingly against the rich and big business while preserving the status quo to manipulate the support of the left in times of political insecurity, such as the late 1960s. Although in time Gandhi came to be viewed as the scourge of the right-wing and reactionary political elements of India, leftist opposition to her policies emerged. As early as 1969, critics had begun accusing her of insincerity and machiavellianism. The Indian Libertarian wrote that: "it would be difficult to find a more machiavellian leftist than Mrs Indira Gandhi ... for here is Machiavelli at its best in the person of a suave, charming and astute politician." J. Barkley Rosser Jr. wrote that "some have even seen the declaration of emergency rule in 1975 as a move to suppress [leftist] dissent against Gandhi's policy shift to the right." In the 1980s, Gandhi was accused of "betraying socialism" after the beginning of Operation Forward, an attempt at economic reform. Nevertheless, others were more convinced of Gandhi's sincerity and devotion to socialism. Pankaj Vohra noted that "even the late prime minister's critics would concede that the maximum number of legislations of social significance was brought about during her tenure ... [and that] she lives in the hearts of millions of Indians who shared her concern for the poor and weaker sections and who supported her politics."
In summarising the biographical works on Gandhi, Blema S. Steinberg concludes she was decidedly non-ideological. Only 7.4% (24) of the total 330 biographical extractions posit ideology as a reason for her policy choices. Steinberg notes Gandhi's association with socialism was superficial. She had only a general and traditional commitment to the ideology by way of her political and family ties. Gandhi personally had a fuzzy concept of socialism. In one of the early interviews she gave as prime minister, Gandhi had ruminated: "I suppose you could call me a socialist, but you have understand what we mean by that term ... we used the word [socialism] because it came closest to what we wanted to do here – which is to eradicate poverty. You can call it socialism; but if by using that word we arouse controversy, I don't see why we should use it. I don't believe in words at all." Regardless of the debate over her ideology or lack thereof, Gandhi remains a left-wing icon. She has been described by Hindustan Times columnist, Pankaj Vohra, as "arguably the greatest mass leader of the last century." Her campaign slogan, Garibi Hatao ('Remove Poverty'), has become an often used motto of the Indian National Congress Party. To the rural and urban poor, untouchables, minorities and women in India, Gandhi was "Indira Amma or Mother Indira."
Green Revolution and the Fourth Five-Year Plan
Gandhi inherited a weak and troubled economy. Fiscal problems associated with the war with Pakistan in 1965, along with a drought-induced food crisis that spawned famines, had plunged India into the sharpest recession since independence. The government responded by taking steps to liberalise the economy and agreeing to the devaluation of the currency in return for the restoration of foreign aid. The economy managed to recover in 1966 and ended up growing at 4.1% over 1966–1969. Much of that growth, however, was offset by the fact that the external aid promised by the United States government and the International Bank for Reconstruction and Development (IBRD), meant to ease the short-run costs of adjustment to a liberalised economy, never materialised. American policy makers had complained of continued restrictions imposed on the economy. At the same time, Indo-US relations were strained because of Gandhi's criticism of the American bombing campaign in Vietnam. While it was thought at the time, and for decades after, that President Johnson's policy of withholding food grain shipments was to coerce Indian support for the war, in fact, it was to offer India rainmaking technology that he wanted to use as a counterweight to China's possession of the atomic bomb. In light of the circumstances, liberalisation became politically suspect and was soon abandoned. Grain diplomacy and currency devaluation became matters of intense national pride in India. After the bitter experience with Johnson, Gandhi decided not to request food aid in the future. Moreover, her government resolved never again to become "so vulnerably dependent" on aid, and painstakingly began building up substantial foreign exchange reserves. When food stocks slumped after poor harvests in 1972, the government made it a point to use foreign exchange to buy US wheat commercially rather than seek resumption of food aid.
The period of 1967–75 was characterised by socialist ascendency in India, which culminated in 1976 with the official declaration of state socialism. Gandhi not only abandoned the short-lived liberalisation programme but also aggressively expanded the public sector with new licensing requirements and other restrictions for industry. She began a new course by launching the Fourth Five-Year Plan in 1969. The government targeted growth at 5.7% while stating as its goals, "growth with stability and progressive achievement of self-reliance." The rationale behind the overall plan was Gandhi's Ten-Point Programme of 1967. This had been her first economic policy formulation, six months after coming to office. The programme emphasised greater state control of the economy with the understanding that government control assured greater welfare than private control. Related to this point were a set of policies which were meant to regulate the private sector. By the end of the 1960s, the reversal of the liberalisation process was complete, and India's policies were characterised as "protectionist as ever."
To deal with India's food problems, Gandhi expanded the emphasis on production of inputs to agriculture that had already been initiated by her father, Jawaharlal Nehru. The Green Revolution in India subsequently culminated under her government in the 1970s. It transformed the country from a nation heavily reliant on imported grains, and prone to famine, to one largely able to feed itself, and becoming successful in achieving its goal of food security. Gandhi had a personal motive in pursuing agricultural self-sufficiency, having found India's dependency on the U.S. for shipments of grains humiliating.
The economic period of 1967–75 became significant for its major wave of nationalisation amidst increased regulation of the private sector.
Some other objectives of the economic plan for the period were to provide for the minimum needs of the community through a rural works program and the removal of the privy purses of the nobility. Both these, and many other goals of the 1967 programme, were accomplished by 1974–75. Nevertheless, the success of the overall economic plan was tempered by the fact that annual growth at 3.3–3.4% over 1969–74 fell short of the targeted figure.
The Fifth Five-Year Plan
The Fifth Five-Year Plan (1974–79) was enacted against the backdrop of the state of emergency and the Twenty Point Program of 1975. It was the economic rationale of the emergency, a political act which has often been justified on economic grounds. In contrast to the reception of Gandhi's earlier economic plan, this one was criticised for being a "hastily thrown together wish list." Gandhi promised to reduce poverty by targeting the consumption levels of the poor and enact wide-ranging social and economic reforms. In addition, the government targeted an annual growth rate of 4.4% over the period of the plan.
The measures of the emergency regime was able to halt the economic trouble of the early to mid-1970s, which had been marred by harvest failures, fiscal contraction, and the breakdown of the Bretton Woods system of fixed exchanged rates. The resulting turbulence in the foreign exchange markets was accentuated further by the oil shock of 1973. The government was able to exceed the targeted growth figure with an annual growth rate of 5.0–5.2% over the five-year period of the plan (1974–79). The economy grew at the rate of 9% in 1975–76 alone, and the Fifth Plan, became the first plan during which the per capita income of the economy grew by over 5%.
Operation Forward and the Sixth Five-Year Plan
Gandhi inherited a weak economy when she became prime minister again in 1980. The preceding year—1979–80—under the Janata Party government saw the strongest recession (−5.2%) in the history of modern India with inflation rampant at 18.2%. Gandhi proceeded to abrogate the Janata Party government's Five-Year Plan in 1980 and launched the Sixth Five-Year Plan (1980–85). Her government targeted an average growth rate of 5.2% over the period of the plan. Measures to check inflation were also taken; by the early 1980s it was under control at an annual rate of about 5%.
Although Gandhi continued professing socialist beliefs, the Sixth Five-Year Plan was markedly different from the years of Garibi Hatao. Populist programmes and policies were replaced by pragmatism. There was an emphasis on tightening public expenditures, greater efficiency of the state-owned enterprises (SOE), which Gandhi qualified as a "sad thing", and on stimulating the private sector through deregulation and liberation of the capital market. The government subsequently launched Operation Forward in 1982, the first cautious attempt at reform. The Sixth Plan went on to become the most successful of the Five-Year Plans yet; showing an average growth rate of 5.7% over 1980–85.
Inflation and unemployment
During Lal Bahadur Shastri's last full year in office (1965), inflation averaged 7.7%, compared to 5.2% at the end of Gandhi's first term in office (1977). On average, inflation in India had remained below 7% through the 1950s and 1960s. It then accelerated sharply in the 1970s, from 5.5% in 1970–71 to over 20% by 1973–74, due to the international oil crisis. Gandhi declared inflation the gravest of problems in 1974 (at 25.2%) and devised a severe anti-inflation program. The government was successful in bringing down inflation during the emergency; achieving negative figures of −1.1% by the end of 1975–76.
Gandhi inherited a tattered economy in her second term; harvest failures and a second oil shock in the late 1970s had caused inflation to rise again. During Charan Singh's short time in office in the second half of 1979, inflation averaged 18.2%, compared to 6.5% during Gandhi's last year in office (1984). General economic recovery under Gandhi led to an average inflation rate of 6.5% from 1981–82 to 1985–86—the lowest since the beginning of India's inflation problems in the 1960s.
The unemployment rate remained constant at 9% over a nine-year period (1971–80) before declining to 8.3% in 1983.
Domestic policy
Nationalisation
Despite the provisions, control and regulations of the Reserve Bank of India, most banks in India had continued to be owned and operated by private persons. Businessmen who owned the banks were often accused of channeling the deposits into their own companies and ignoring priority sector lending. Furthermore, there was a great resentment against class banking in India, which had left the poor (the majority of the population) unbanked. After becoming prime minister, Gandhi expressed her intention of nationalising the banks to alleviate poverty in a paper titled, "Stray thoughts on Bank Nationalisation". The paper received overwhelming public support. In 1969, Gandhi moved to nationalise fourteen major commercial banks. After this, public sector bank branch deposits increased by approximately 800 percent; advances took a huge jump by 11,000 percent. Nationalisation also resulted in significant growth in the geographic coverage of banks; the number of bank branches rose from 8,200 to over 62,000, most of which were opened in unbanked, rural areas. The nationalisation drive not only helped to increase household savings, but it also provided considerable investments in the informal sector, in small- and medium-sized enterprises, and in agriculture, and contributed significantly to regional development and to the expansion of India's industrial and agricultural base. Jayaprakash Narayan, who became famous for leading the opposition to Gandhi in the 1970s, solidly praised her nationalisation of banks.
Having been re-elected in 1971 on a nationalisation platform, Gandhi proceeded to nationalise the coal, steel, copper, refining, cotton textiles, and insurance industries. Most of this was done to protect employment and the interests of organised labour. The remaining private sector industries were placed under strict regulatory control.
During the Indo-Pakistani War of 1971, foreign-owned private oil companies had refused to supply fuel to the Indian Navy and the Indian Air Force. In response, Gandhi nationalised some oil companies in 1973. However, major nationalisations also occurred in 1974 and 1976, forming the oil majors. After nationalisation, the oil majors such as the Indian Oil Corporation (IOC), the Hindustan Petroleum Corporation (HPCL) and the Bharat Petroleum Corporation (BPCL) had to keep a minimum stock level of oil, to be supplied to the military when needed.
Administration
In 1966, Gandhi accepted the demands of the Akalis to reorganise Punjab on linguistic lines. The Hindi-speaking southern half of Punjab became a separate state, Haryana, while the Pahari speaking hilly areas in the northeast were joined to Himachal Pradesh. By doing this she had hoped to ward off the growing political conflict between Hindu and Sikh groups in the region. However, a contentious issue that was considered unresolved by the Akalis was the status of Chandigarh, a prosperous city on the Punjab-Haryana border, which Gandhi declared a union territory to be shared as a capital by both the states.
Victory over Pakistan in 1971 consolidated Indian power in Kashmir. Gandhi indicated that she would make no major concessions on Kashmir. The most prominent of the Kashmiri separatists, Sheikh Abdullah, had to recognise India's control over Kashmir in light of the new order in South Asia. The situation was normalised in the years following the war after Abdullah agreed to an accord with Gandhi, by giving up the demand for a plebiscite in return for a special autonomous status for Kashmir. In 1975, Gandhi declared the state of Jammu and Kashmir as a constituent unit of India. The Kashmir conflict remained largely peaceful if frozen under Gandhi's premiership.
In 1972, Gandhi granted statehood to Meghalaya, Manipur and Tripura, while the North-East Frontier Agency was declared a union territory and renamed Arunachal Pradesh. The transition to statehood for these territories was successfully overseen by her administration. This was followed by the annexation of Sikkim in 1975.
Social reform
The principle of equal pay for equal work for both men and women was enshrined in the Indian Constitution under the Gandhi administration.
Gandhi questioned the continued existence of a privy purse for former rulers of princely states. She argued the case for abolition based on equal rights for all citizens and the need to reduce the government's revenue deficit. The nobility responded by rallying around the Jana Sangh and other right-wing parties that stood in opposition to Gandhi's attempts to abolish royal privileges. The motion to abolish privy purses, and the official recognition of the titles, was originally brought before the Parliament in 1970. It was passed in the Lok Sabha but fell short of the two-thirds majority in the Rajya Sabha by a single vote. Gandhi responded by having a Presidential proclamation issued; de-recognising the princes; with this withdrawal of recognition, their claims to privy purses were also legally lost. However, the proclamation was struck down by the Supreme Court of India. In 1971, Gandhi again motioned to abolish the privy purse. This time, it was passed successfully as the 26th Amendment to the Constitution of India.
Gandhi claimed that only "clear vision, iron will and the strictest discipline" can remove poverty. She justified the imposition of the state of emergency in 1975 in the name of the socialist mission of the Congress. Armed with the power to rule by decree and without constitutional constraints, Gandhi embarked on a massive redistribution program. The provisions included rapid enforcement of land ceilings, housing for landless labourers, the abolition of bonded labour and a moratorium on the debts of the poor. North India was at the centre of the reforms. Millions of hectares of land were acquired and redistributed. The government was also successful in procuring houses for landless labourers; According to Francine Frankel, three-fourths of the targeted four million houses was achieved in 1975 alone. Nevertheless, others have disputed the success of the program and criticised Gandhi for not doing enough to reform land ownership. The political economist, Jyotindra Das Gupta, cryptically questioned "...whether or not the real supporters of land-holders were in jail or in power?" Critics also accused Gandhi of choosing to "talk left and act right", referring to her concurrent pro-business decisions and endeavours. J. Barkley Rosser Jr. wrote that "some have even seen the declaration of emergency rule in 1975 as a move to suppress dissent against Gandhi's policy shift to the right." Regardless of the controversy over the nature of the reforms, the long-term effects of the social changes gave rise to the prominence of middle-ranking farmers from intermediate and lower castes in North India. The rise of these newly empowered social classes challenged the political establishment of the Hindi Belt in the years to come.
Language policy
Under the 1950 Constitution of India, Hindi was to have become the official national language by 1965. This was unacceptable to many non-Hindi speaking states, which wanted the continued use of English in government. In 1967, Gandhi introduced a constitutional amendment that guaranteed the de facto use of both Hindi and English as official languages. This established the official government policy of bilingualism in India and satisfied the non-Hindi speaking Indian states. Gandhi thus put herself forward as a leader with a pan-Indian vision. Nevertheless, critics alleged that her stance was actually meant to weaken the position of rival Congress leaders from the northern states such as Uttar Pradesh, where there had been strong, sometimes violent, pro-Hindi agitations. Gandhi came out of the language conflicts with the strong support of the south Indian populace.
National security
In the late 1960s and 1970s, Gandhi had the Indian army crush militant Communist uprisings in the Indian state of West Bengal. The communist insurgency in India was completely suppressed during the state of emergency.
Gandhi considered the north-eastern region important, because of its strategic situation. In 1966, the Mizo uprising took place against the government of India and overran almost the whole of the Mizoram region. Gandhi ordered the Indian Army to launch massive retaliatory strikes in response. The rebellion was suppressed with the Indian Air Force carrying out airstrikes in Aizawl; this remains the only instance of India carrying out an airstrike in its own territory. The defeat of Pakistan in 1971 and the secession of East Pakistan as pro-India Bangladesh led to the collapse of the Mizo separatist movement. In 1972, after the less extremist Mizo leaders came to the negotiating table, Gandhi upgraded Mizoram to the status of a union territory. A small-scale insurgency by some militants continued into the late 1970s, but it was successfully dealt with by the government. The Mizo conflict was resolved definitively during the administration of Gandhi's son Rajiv. Today, Mizoram is considered one of the most peaceful states in the north-east.
Responding to the insurgency in Nagaland, Gandhi "unleashed a powerful military offensive" in the 1970s. Finally, a massive crackdown on the insurgents took place during the state of emergency ordered by Gandhi. The insurgents soon agreed to surrender and signed the Shillong Accord in 1975. While the agreement was considered a victory for the Indian government and ended large-scale conflicts, there have since been spurts of violence by rebel holdouts and ethnic conflict amongst the tribes.
India's nuclear programme
Gandhi contributed to, and carried out further, the vision of Jawaharlal Nehru, former premier of India, to develop its nuclear program. Gandhi authorised the development of nuclear weapons in 1967, in response to Test No. 6 by the People's Republic of China. Gandhi saw this test as Chinese nuclear intimidation and promoted Nehru's views to establish India's stability and security interests independent from those of the nuclear superpowers.
The programme became fully mature in 1974, when Dr. Raja Ramanna reported to Gandhi that India had the ability to test its first nuclear weapon. Gandhi gave verbal authorisation for this test, and preparations were made in the Indian Army's Pokhran Test Range. In 1974, India successfully conducted an underground nuclear test, unofficially code named "Smiling Buddha", near the desert village of Pokhran in Rajasthan. As the world was quiet about this test, a vehement protest came from Pakistan as its prime minister, Zulfikar Ali Bhutto, described the test as "Indian hegemony" to intimidate Pakistan. In response to this, Bhutto launched a massive campaign to make Pakistan a nuclear power. Bhutto asked the nation to unite and slogans such as "hum ghaas aur pattay kha lay gay magar nuclear power ban k rhe gay" ("We will eat grass or leaves or even go hungry, but we will get nuclear power") were employed. Gandhi directed a letter to Bhutto, and later to the world, claiming the test was for peaceful purposes and part of India's commitment to develop its programme for industrial and scientific use.
In spite of intense international criticism and steady decline in foreign investment and trade, the nuclear test was popular domestically. The test caused an immediate revival of Gandhi's popularity, which had flagged considerably from its heights after the 1971 war. The overall popularity and image of the Congress Party was enhanced and the Congress Party was well received in the Indian Parliament.
Family, personal life and outlook
She married Feroze Gandhi at the age of 25, in 1942. Their marriage lasted 18 years until he died of a heart attack in 1960. They had two sons—Rajiv (b. 1944) and Sanjay (b. 1946). Initially, her younger son Sanjay had been her chosen heir, but after his death in a flying accident in June 1980, Gandhi persuaded her reluctant elder son Rajiv to quit his job as a pilot and enter politics in February 1981. Rajiv took office as prime minister following his mother's assassination in 1984; he served until December 1989. Rajiv Gandhi himself was assassinated by a suicide bomber working on behalf of LTTE on 21 May 1991.
Gandhi's yoga guru, Dhirendra Brahmachari, helped her in making certain decisions and also executed certain top level political tasks on her behalf, especially from 1975 to 1977 when Gandhi "declared a state of emergency and suspended civil liberties."
Views on women
In 1952 in a letter to her American friend Dorothy Norman, Gandhi wrote: "I am in no sense a feminist, but I believe in women being able to do everything ... Given the opportunity to develop, capable Indian women have come to the top at once." While this statement appears paradoxical, it reflects Gandhi's complex feelings toward her gender and feminism. Her egalitarian upbringing with her cousins helped contribute to her sense of natural equality. "Flying kites, climbing trees, playing marbles with her boy cousins, Indira said she hardly knew the difference between a boy and a girl until the age of twelve."
Gandhi did not often discuss her gender, but she did involve herself in women's issues before becoming the prime minister. Before her election as prime minister, she became active in the organisational wing of the Congress party, working in part in the Women's Department. In 1956, Gandhi had an active role in setting up the Congress Party's Women's Section. Unsurprisingly, a lot of her involvement stemmed from her father. As an only child, Gandhi naturally stepped into the political light. And, as a woman, she naturally helped head the Women's section of the Congress Party. She often tried to organise women to involve themselves in politics. Although rhetorically Gandhi may have attempted to separate her political success from her gender, Gandhi did involve herself in women's organizations. The political parties in India paid substantial attention to Gandhi's gender before she became prime minister, hoping to use her for political gain.
Even though men surrounded Gandhi during her upbringing, she still had a female role model as a child. Several books on Gandhi mention her interest in Joan of Arc. In her own accounts through her letters, she wrote to her friend Dorothy Norman, in 1952 she wrote: "At about eight or nine I was taken to France; Jeanne d'Arc became a great heroine of mine. She was one of the first people I read about with enthusiasm." Another historian recounts Indira's comparison of herself to Joan of Arc: "Indira developed a fascination for Joan of Arc, telling her aunt, 'Someday I am going to lead my people to freedom just as Joan of Arc did'!" Gandhi's linking of herself to Joan of Arc presents a model for historians to assess Gandhi. As one writer said: "The Indian people were her children; members of her family were the only people capable of leading them."
Gandhi had been swept up in the call for Indian independence since she was born in 1917. Thus by 1947, she was already well immersed in politics, and by 1966, when she first assumed the position of prime minister, she had held several cabinet positions in her father's office.
Gandhi's advocacy for women's rights began with her help in establishing the Congress Party's Women's Section. In 1956, she wrote in a letter: "It is because of this that I am taking a much more active part in politics. I have to do a great deal of touring in order to set up the Congress Party Women's Section, and am on numerous important committees." Gandhi spent a great deal of time throughout the 1950s helping to organise women. She wrote to Norman in 1959, irritable that women had organised around the communist cause but had not mobilised for the Indian cause: "The women, whom I have been trying to organize for years, had always refused to come into politics. Now they are out in the field." Once appointed president in 1959, she "travelled relentlessly, visiting remote parts of the country that had never before received a VIP ... she talked to women, asked about child health and welfare, inquired after the crafts of the region" Gandhi's actions throughout her ascent to power clearly reflect a desire to mobilise women. Gandhi did not see the purpose of feminism. She saw her own success as a woman, and also noted that: "Given the opportunity to develop, capable Indian women have come to the top at once."
Gandhi felt guilty about her inability to fully devote her time to her children. She noted that her main problem in office was how to balance her political duties with tending to her children, and "stressed that motherhood was the most important part of her life." At another point, she went into more detail: "To a woman, motherhood is the highest fulfilment ... To bring a new being into this world, to see its perfection and to dream of its future greatness is the most moving of all experiences and fills one with wonder and exaltation."
Her domestic initiatives did not necessarily reflect favourably on Indian women. Gandhi did not make a special effort to appoint women to cabinet positions. She did not appoint any women to full cabinet rank during her terms in office. Yet despite this, many women saw Gandhi as a symbol for feminism and an image of women's power.
Legacy
After leading India to victory against Pakistan in the Bangladesh Liberation War in 1971, President V. V. Giri awarded Gandhi with India's highest civilian honour, the Bharat Ratna.
In 2011, the Bangladesh Freedom Honour (Bangladesh Swadhinata Sammanona), Bangladesh's highest civilian award, was posthumously conferred on Gandhi for her "outstanding contributions" to Bangladesh's Liberation War.
Gandhi's main legacy was standing firm in the face of American pressure to defeat Pakistan and turn East Pakistan into independent Bangladesh. She was also responsible for India joining the group of countries with nuclear weapons. Despite India being officially part of the Non-Aligned Movement, she gave Indian foreign policy a tilt towards the Soviet bloc.
In 1999, Gandhi was named "Woman of the Millennium" in an online poll organised by the BBC. In 2012, she was ranked number seven on Outlook India's poll of the Greatest Indian.
Being at the forefront of Indian politics for decades, Gandhi left a powerful but controversial legacy on Indian politics. The main legacy of her rule was destroying internal party democracy in the Congress party. Her detractors accuse her of weakening State chief ministers and thereby weakening the federal structure, weakening the independence of the judiciary, and weakening her cabinet by vesting power in her secretariat and her sons. Gandhi is also associated with fostering a culture of nepotism in Indian politics and in India's institutions. She is also almost singularly associated with the period of Emergency rule and the dark period in Indian democracy that it entailed.
The Congress party was a "broad church" during the independence movement; however, it started turning into a family firm controlled by Indira Gandhi's family during the emergency. This was characterised by servility and sycophancy towards the family which later turned into a hereditary succession of Gandhi family members to power.
One of her legacies is supposed to be the systematic corruption of all parts of India's government from the executive to the judiciary due to her sense of insecurity. The Forty-second Amendment of the Constitution of India which was adopted during the emergency can also be regarded as part of her legacy. Although judicial challenges and non-Congress governments tried to water down the amendment, the amendment still stands.
Although the Maruti Udyog company was first established by Gandhi's son, Sanjay, it was under Indira that the then nationalized company came to prominence.
She remains the only woman to occupy the office of the prime minister of India. In 2020, Gandhi was named by Time magazine among the world's 100 powerful women who defined the last century. Shakti Sthal whose name literally translates to place of strength is a monument to her.
In popular culture
While portrayals of Indira Gandhi by actors in Indian cinema have generally been avoided, with filmmakers using back-shots, silhouettes and voiceovers to give impressions of her character, several films surrounding her tenure, policies or assassination have been made.
These include Aandhi (1975) by Gulzar, Kissa Kursi Ka (1975) by Amrit Nahata, Nasbandi (1978) by I. S. Johar, Maachis (1996) by Gulzar, Hazaaron Khwaishein Aisi (2003) by Sudhir Mishra, Hawayein (2003) by Ammtoje Mann, Des Hoyaa Pardes (2004) by Manoj Punj, Kaya Taran (2004) by Sashi Kumar, Amu (2005) by Shonali Bose, Kaum De Heere (2014) by Ravinder Ravi, 47 to 84 (2014) by Rajiv Sharma, Punjab 1984 (2014) by Anurag Singh, The Fourth Direction (2015) by Gurvinder Singh, Dharam Yudh Morcha (2016) by Naresh S. Garg, 31st October (2016) by Shivaji Lotan Patil, Baadshaho (2017) by Milan Luthria, Toofan Singh (2017) by Baghal Singh, Sonchiriya (2019) by Abhishek Chaubey, Shukranu (2020) by Bishnu Dev Halder. Aandhi, Kissa Kursi Ka and Nasbandi are notable for having been released during Gandhi's lifetime and were subject to censorship on exhibition during the Emergency.
Indus Valley to Indira Gandhi is a 1970 Indian two-part documentary film by S. Krishnaswamy which traces the history of India from the earliest times of the Indus Valley Civilization to the prime ministership of Indira Gandhi. The Films Division of India produced Our Indira, a 1973 short documentary film directed by S.N.S. Sastry showing the beginning of her first tenure as PM and her speeches from the Stockholm Conference.
Pradhanmantri (), a 2013 Indian documentary television series which aired on ABP News and covers the various policies and political tenures of Indian PMs, includes the tenureship of Gandhi in the episodes "Indira Gandhi Becomes PM", "Split in Congress Party", "Story before Indo-Pakistani War of 1971", "Indo-Pakistani War of 1971 and Birth of Bangladesh", "1975–77 State of Emergency in India", and "Indira Gandhi back as PM and Operation Blue Star" with Navni Parihar portraying the role of Gandhi. Parihar also portrays Gandhi in the 2021 Indian film Bhuj: The Pride of India which is based on the 1971 Indo-Pakistani War.
The taboo surrounding the depiction of Indira Gandhi in Indian cinema has begun to dissipate in recent years with actors portraying her in films. Notable portrayals include: Sarita Choudhury in Midnight's Children (2012); Mandeep Kohli in Jai Jawaan Jai Kisaan (2015); Supriya Vinod in Indu Sarkar (2017), NTR: Kathanayakudu/NTR: Mahanayakudu (2019) and Yashwantrao Chavan - Bakhar Eka Vaadalaachi (2014); Flora Jacob in Raid (2018), Thalaivi (2021) and Radhe Shyam (2022), Kishori Shahane in PM Narendra Modi (2019), Avantika Akerkar in Thackeray (2019) and 83 (2021), Supriya Karnik in Main Mulayam Singh Yadav (2021), Lara Dutta in Bell Bottom (2021).
Posthumous honours
Bangladesh Freedom Honour, Bangladesh's highest civilian honour for non-nationals.
The southernmost Indira Point (6.74678°N 93.84260°E) is named after Gandhi.
The Indira Awaas Yojana, a central government low-cost housing programme for the rural poor, was named after her.
The international airport at New Delhi is named Indira Gandhi International Airport in her honour.
The Indira Gandhi National Open University, the largest university in the world, is also named after her.
Indian National Congress established the annual Indira Gandhi Award for National Integration in 1985, given in her memory on her death anniversary.
The Indira Gandhi Memorial Trust also constituted the annual Indira Gandhi Prize.
Bibliography
Book written by Indira Gandhi
My Truth (1980), Orient Paperback,
Books on Indira Gandhi
My Years with Indira Gandhi by P. C. Alexander, Orient Paperbacks, ,
Indira Gandhi by H. Y. Sharada Prasad, Penguin India,
Indira Gandhi – Tryst with Power by Nayantara Sahgal, Penguin India,
Indira: India's Most Powerful Prime Minister by Sagarika Ghose,
See also
Indian National Congress
List of presidents of the Indian National Congress
List of assassinated Indian politicians
List of elected and appointed female heads of state and government
:Category:Indira Gandhi administration
References
Notes
References
Sources
Further reading
Guha, Ramachandra. India after Gandhi: The History of the World's Largest Democracy (2007)
Hart, Henry C., ed. Indira Gandhi's India (Routledge, 2019). excerpt
Jayakar, Pupul. Indira Gandhi: An Intimate Biography (1992)
Malhotra, Inder. Indira Gandhi: A personal and political biography (1991)
Malone, David M., C. Raja Mohan, and Srinath Raghavan, eds. The Oxford handbook of Indian foreign policy (2015) excerpt pp 104–111.
Mansinghm Surjit. India′s Search for Power: Indira Gandhi′s Foreign Policy 1966–1982 (1984)
Ved Mehta, A Family Affair: India Under Three Prime Ministers (1982)
Ramesh, Jairam. Indira Gandhi: a life in nature (Simon and Schuster, 2017); on environmentalism
Sahgal, Nayantara. Indira Gandhi: Tryst with Power (Penguin Random House India, 2017).
Tharoor, Shashi. Reasons of state: political development and India's foreign policy under Indira Gandhi, 1966-1977 (1982) online
Shourie, Arun (1984). Mrs Gandhi's second reign. New Delhi: Vikas.
Indira Gandhi – Iron Lady of India by Dr Sulakshi Thelikorala
Midnight's Children, Salman Rushdie
External links
The Indira Gandhi Memorial Trust
Rare pictures of Indira Gandhi
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15214 | https://en.wikipedia.org/wiki/Irish%20Civil%20War | Irish Civil War | The Irish Civil War (; 28 June 1922 – 24 May 1923) was a conflict that followed the Irish War of Independence and accompanied the establishment of the Irish Free State, an entity independent from the United Kingdom but within the British Empire.
The civil war was waged between two opposing groups, the pro-treaty Provisional Government and the anti-treaty Irish Republican Army (IRA), over the Anglo-Irish Treaty. The forces of the Provisional Government (which became the Free State in December 1922) supported the Treaty, while the anti-treaty opposition saw it as a betrayal of the Irish Republic (which had been proclaimed during the Easter Rising). Many of those who fought on both sides in the conflict had been members of the IRA during the War of Independence.
The Civil War was won by the pro-treaty Free State forces, who benefited from substantial quantities of weapons provided by the British Government. The conflict may have claimed more lives than the War of Independence that preceded it, and left Irish society divided and embittered for generations. Today, two of the main political parties in the Republic of Ireland, Fine Gael and Fianna Fáil, are direct descendants of the opposing sides of the war.
Background
The treaty and its consequences
The Anglo-Irish Treaty was agreed upon to end the 1919–1921 Irish War of Independence between the Irish Republic and the United Kingdom of Great Britain and Ireland. The treaty provided for a self-governing Irish state, having its own army and police. The Treaty also allowed Northern Ireland (the six north-eastern countiesFermanagh, Antrim, Tyrone, Londonderry, Armagh and Down where collectively the majority population was of the Protestant religion) to opt out of the new state and return to the United Kingdomwhich it did immediately. However, rather than creating the independent republic favoured by most nationalists, the Irish Free State would be an autonomous dominion of the British Empire with the British monarch as head of state, in the same manner as Canada and Australia. The British suggested dominion status in secret correspondence even before treaty negotiations began, but Sinn Féin leader Éamon de Valera rejected the dominion. The treaty also stipulated that members of the new Irish Oireachtas (parliament) would have to take the following "Oath of Allegiance"
This oath was highly objectionable to many Irish Republicans. Furthermore, the partition of Ireland, which had already been decided by the Westminster parliament in the Government of Ireland Act 1920, was effectively confirmed in the Anglo-Irish treaty. The most contentious areas of the Treaty for the IRA were the disestablishment of the Irish Republic declared in 1919, the abandonment of the First Dáil, the status of the Irish Free State as a dominion in the British Commonwealth and the British retention of the strategic Treaty Ports on Ireland's south western and north western coasts which were to remain occupied by the Royal Navy. All these issues were the cause of a split in the IRA and ultimately civil war.
Michael Collins, the republican leader who had led the Irish negotiating team, argued that the treaty gave "not the ultimate freedom that all nations aspire and develop, but the freedom to achieve freedom". However, anti-treaty militants in 1922 believed that the treaty would never deliver full Irish independence.
Split in the Nationalist movement
The split over the treaty was deeply personal. Many of the leaders on both sides had been close friends and comrades during the War of Independence. This made their disagreement over the treaty all the more bitter. Michael Collins later said that Éamon de Valera had sent him as plenipotentiary to negotiate the treaty because he knew that the British would not concede an independent Irish republic and wanted Collins to take the blame for the compromise settlement. He said that he felt deeply betrayed when de Valera refused to stand by the agreement that the plenipotentiaries had negotiated with David Lloyd George and Winston Churchill. De Valera, for his part, was furious that Collins and Arthur Griffith had signed the treaty without consulting him or the Irish cabinet as instructed.
Dáil Éireann (the parliament of the Irish Republic) narrowly passed the Anglo-Irish Treaty by 64 votes to 57 on 7 January 1922. Following the Treaty's ratification, in accordance with article 17 of the Treaty, the British-recognised Provisional Government of the Irish Free State was established. Its authority under the Treaty was to provide a "provisional arrangement for the administration of Southern Ireland during the interval" before the establishment of the Irish Free State. In accordance with the Treaty, the British Government transferred "the powers and machinery requisite for the discharge of its duties". Before the British Government transferred such powers, the members of the Provisional Government each "signified in writing [their] acceptance of [the Treaty]".
Upon the Treaty's ratification, de Valera resigned as President of the Republic and failed to be re-elected by an even closer vote of 60–58. He challenged the right of the Dáil to approve the treaty, saying that its members were breaking their oath to the Irish Republic. Meanwhile, he continued to promote a compromise whereby the new Irish Free State would be in "external association" with the British Commonwealth rather than be a member of it (the inclusion of republics within the Commonwealth of Nations was not formally implemented until 1949).
In early March, de Valera formed the Cumann na Poblachta ('Republican Association') party while remaining a member of Sinn Féin, and commenced a speaking tour of the more republican province of Munster on 17 March 1922. During the tour he made controversial speeches at Carrick on Suir, Lismore, Dungarvan and Waterford, saying at one point, "If the Treaty were accepted, the fight for freedom would still go on, and the Irish people, instead of fighting foreign soldiers, will have to fight the Irish soldiers of an Irish government set up by Irishmen." At Thurles several days later he repeated this imagery, and added that the IRA "would have to wade through the blood of the soldiers of the Irish Government, and perhaps through that of some members of the Irish Government to get their freedom."
In a letter to the Irish Independent on 23 March, de Valera accepted the accuracy of their report of his comment about "wading" through blood, but deplored that the newspaper had published it.
More seriously, many Irish Republican Army (IRA) officers were also against the treaty, and in March 1922 an ad hoc Army Convention repudiated the authority of the Dáil to accept the treaty. In contrast, the Minister of Defence, Richard Mulcahy, stated in the Dáil on 28 April that conditions in Dublin had prevented a Convention from being held, but that delegates had been selected and voted by ballot to accept the Oath. The anti-Treaty IRA formed their own "Army Executive", which they declared to be the real government of the country, despite the result of the 1921 general election. On 26 April Mulcahy summarised alleged illegal activities by many IRA men over the previous three months, whom he described as 'seceding volunteers', including hundreds of robberies. Yet this fragmenting army was the only police force on the ground following the disintegration of the Irish Republican Police and the disbanding of the Royal Irish Constabulary (RIC).
By putting ten questions to Mulcahy on 28 April, Seán MacEntee argued that the Army Executive had acted continuously on its own to create a republic since 1917, had an unaltered constitution, had never fallen under the control of the Dáil, and that: "the only body competent to dissolve the Volunteer Executive was a duly convened convention of the Irish Republican Army" – not the Dáil. By accepting the treaty in January and abandoning the republic, the Dáil majority had effectively deserted the Army Executive. In his reply, Mulcahy rejected this interpretation. Then, in a debate on defence, MacEntee suggested that supporting the Army Executive "... even if it meant the scrapping of the Treaty and terrible and immediate war with England, would be better than the civil war which we are beginning at present apparently." MacEntee's supporters added that the many robberies complained of by Mulcahy on 26 April were caused by the lack of payment and provision by the Dáil to the volunteers.
Delay until the June election
Collins established an "army re-unification committee" to re-unite the IRA and organised an election pact with de Valera's anti-treaty political followers to campaign jointly in the Free State's first election in 1922 and form a coalition government afterwards. He also tried to reach a compromise with anti-treaty IRA leaders by agreeing to a republican-type constitution (with no mention of the British monarchy) for the new state. IRA leaders such as Liam Lynch were prepared to accept this compromise. However, the proposal for a republican constitution was vetoed by the British as being contrary to the terms of the treaty and they threatened military intervention in the Free State unless the treaty were fully implemented. Collins reluctantly agreed. This completely undermined the electoral pact between the pro- and anti-treaty factions, who went into the Irish general election on 18 June 1922 as hostile parties, both calling themselves Sinn Féin.
The Pro-Treaty Sinn Féin party won the election with 239,193 votes to 133,864 for Anti-Treaty Sinn Féin. A further 247,226 people voted for other parties, most of whom supported the Treaty. Labour's 132,570 votes were ambiguous with regard to the Treaty. According to Hopkinson, "Irish labour and union leaders, while generally pro-Treaty, made little attempt to lead opinion during the Treaty conflict, casting themselves rather as attempted peacemakers." The election showed that a majority of the Irish electorate accepted the treaty and the foundation of the Irish Free State, but de Valera, his political followers and most of the IRA continued to oppose the treaty. De Valera is quoted as saying, "the majority have no right to do wrong".
Meanwhile, under the leadership of Michael Collins and Arthur Griffith, the pro-treaty Provisional Government set about establishing the Irish Free State, and organised the National Army – to replace the IRA – and a new police force. However, since it was envisaged that the new army would be built around the IRA, Anti-Treaty IRA units were allowed to take over British barracks and take their arms. In practice, this meant that by the summer of 1922, the Provisional Government of Southern Ireland controlled only Dublin and some other areas like County Longford where the IRA units supported the treaty. Fighting ultimately broke out when the Provisional Government tried to assert its authority over well-armed and intransigent Anti-Treaty IRA units around the country – particularly a hardline group in Dublin.
Course of the war
Dublin fighting
On 14 April 1922, 200 Anti-Treaty IRA militants, led by Rory O'Connor, occupied the Four Courts and several other buildings in central Dublin, resulting in a tense stand-off. These anti-treaty Republicans wanted to spark a new armed confrontation with the British, which they hoped would unite the two factions of the IRA against their common enemy. However, for those who were determined to make the Free State into a viable, self-governing Irish state, this was an act of rebellion that would have to be put down by them rather than the British.
Arthur Griffith was in favour of using force against these men immediately, but Michael Collins, who wanted at all costs to avoid civil war, left the Four Courts garrison alone until late June 1922. By this point, the Pro-Treaty Sinn Féin party had secured a large majority in the general election, along with other parties that supported the Treaty. Collins was also coming under continuing pressure from London to assert his government's authority in Dublin.
Assassination of Field Marshal Wilson
The British Government at this time also lost patience with the situation in Dublin as a result of the assassination of Field Marshal Henry Hughes Wilson, a prominent security adviser to the Prime Minister of Northern Ireland, James Craig, by IRA men on his own doorstep in London on 22 June 1922, with no responsibility for the act being publicly claimed by any IRA authority. Winston Churchill assumed that the Anti-Treaty IRA were responsible for the shooting and warned Collins that he would use British troops to attack the Four Courts unless the Provisional Government took action. In fact, the British cabinet actually resolved to attack the Four Courts themselves on 25 June, in an operation that would have involved tanks, howitzers and aeroplanes. However, on the advice of General Nevil Macready, who commanded the British garrison in Dublin, the plan was cancelled at the last minute. Macready's argument was that British involvement would have united Irish Nationalist opinion against the treaty, and instead Collins was given a last chance to clear the Four Courts himself.
Collins orders the assault on the Four Courts
The final straw for the Free State government came on 26 June, when the anti-treaty forces occupying the Four Courts kidnapped JJ "Ginger" O'Connell, a general in the new National Army, in retaliation for the arrest of Leo Henderson. Collins, after giving the Four Courts garrison a final (and according to Ernie O'Malley, only) ultimatum to leave the building on 27 June, decided to end the stand-off by bombarding the Four Courts garrison into surrender. The government then appointed Collins as Commander-in-Chief of the National Army. This attack was not the opening shot of the war, as skirmishes had taken place between pro- and anti-treaty IRA factions throughout the country when the British were handing over the barracks. However, this represented the 'point of no return', when all-out war was effectively declared and the Civil War officially began.
Collins ordered Mulcahy to accept a British offer of two 18-pounder field artillery for use by the new army of the Free State, though General Macready gave just 200 shells of the 10,000 he had in store at Richmond barracks in Inchicore. The anti-treaty forces in the Four Courts, who possessed only small arms, surrendered after three days of bombardment and the storming of the building by Provisional Government troops (28–30 June 1922). Shortly before the surrender, a massive explosion destroyed the western wing of the complex, including the Irish Public Record Office (PRO), injuring many advancing Free State soldiers and destroying the records. Government supporters alleged that the building had been deliberately mined. Historians dispute whether the PRO was intentionally destroyed by mines laid by the Republicans on their evacuation, or whether the explosions occurred when their ammunition store was accidentally ignited by the bombardment. Coogan, however, asserts that two lorry-loads of gelignite was exploded in the PRO, leaving priceless manuscripts floating over the city for several hours afterward.
Pitched battles continued in Dublin until 5 July. IRA units from the Dublin Brigade, led by Oscar Traynor, occupied O'Connell Street – provoking a week's more street fighting and costing another 65 killed and 280 wounded. Among the dead was Republican leader Cathal Brugha, who made his last stand after exiting the Granville Hotel. In addition, the Free State took over 500 Republican prisoners. The civilian casualties are estimated to have numbered well over 250. When the fighting in Dublin died down, the Free State government was left firmly in control of the Irish capital and the anti-treaty forces dispersed around the country, mainly to the south and west.
The opposing forces
The outbreak of the Civil War forced pro- and anti-treaty supporters to choose sides. Supporters of the treaty came to be known as "pro-treaty" or Free State Army, legally the National Army, and were often called "Staters" by their opponents. The latter called themselves Republicans and were also known as "anti-treaty" forces or "Irregulars", a term preferred by the Free State side.
The Anti-Treaty IRA claimed that it was defending the Irish Republic declared in 1916 during the Easter Rising, confirmed by the First Dáil and invalidly set aside by those who accepted the compromise of the Free State. Éamon de Valera stated that he would serve as an ordinary IRA volunteer and left the leadership of the anti-treaty Republicans to Liam Lynch, the IRA Chief of Staff. De Valera, though the Republican President as of October 1922, had little control over military operations. The campaign was directed by Liam Lynch until he was killed on 10 April 1923, and then by Frank Aiken from 20 April 1923.
The Civil War split the IRA. When the Civil War broke out, the Anti-Treaty IRA (concentrated in the south and west) outnumbered pro-Free State forces by roughly 12,000 men to 8,000. Moreover, the anti-treaty ranks included many of the IRA's most experienced guerrilla fighters. The paper strength of the IRA in early 1922 was over 72,000 men, but most of them were recruited during the truce with the British and fought in neither the War of Independence nor the Civil War. According to Richard Mulcahy's estimate, the Anti-Treaty IRA at the beginning of the war had 6,780 rifles and 12,900 men.
However, the IRA lacked an effective command structure, a clear strategy and sufficient arms. As well as rifles they had a handful of machine guns and many of their fighters were armed only with shotguns or handguns. They also took a small number of armoured cars from British troops as they were evacuating the country. Finally, they had no artillery of any kind. As a result, they were forced to adopt a defensive stance throughout the war.
By contrast, the Free State government managed to expand its forces dramatically after the start of the war. Michael Collins and his commanders were able to build up an army that could overwhelm their opponents in the field. British supplies of artillery, aircraft, armoured cars, machine guns, small arms and ammunition were of much help to pro-Treaty forces. The British delivered for instance, over 27,000 rifles, 250 machine guns and eight 18-pounder artillery pieces to the pro-treaty forces between the outbreak of the Civil War and September 1922. The National Army amounted to 14,000 men by August 1922, was 38,000 strong by the end of 1922, and by the end of the war had grown to 55,000 men and 3,500 officers, far in excess of what the Irish state would need to maintain in peacetime.
Like the Anti-Treaty IRA, the Free State's National Army was initially rooted in the IRA that fought against the British. Collins' most ruthless officers and men were recruited from the Dublin Active Service Unit (the elite unit of the IRA's Dublin Brigade) and from Michael Collins' Intelligence Department and assassination unit, The Squad. In the new National Army, they were known as the Dublin Guard. Towards the end of the war, they were implicated in some notorious atrocities against anti-treaty guerrillas in County Kerry. Up to the outbreak of Civil War, it had been agreed that only men with service in the IRA could be recruited into the National Army. However, once the war began, all such restrictions were lifted. A 'National Call to Arms' issued on 7 July for recruitment on a six-month basis brought in thousands of new recruits. Many of the new army's recruits were veterans of the British Army in World War I, where they had served in disbanded Irish regiments of the British Army. Many others were raw recruits without any military experience. The fact that at least 50% of the other ranks had no military experience in turn led to ill-discipline becoming a major problem.
A major problem for the National Army was a shortage of experienced officers. At least 20% of its officers had previously served as officers in the British Army, while 50% of the rank-and-file of the National Army had served in the British Army in World War I. Former British Army officers were also recruited for their technical expertise. A number of the senior Free State commanders, such as Emmet Dalton, John T. Prout and W.R.E. Murphy, had seen service as officers in World War I, Dalton and Murphy in the British Army and Prout in the US Army. The Republicans made much use of this fact in their propaganda — claiming that the Free State was only a proxy force for Britain itself. However, the majority of Free State soldiers were raw recruits without military experience, either in World War I or the Irish War of Independence. There were also a significant number of former members of the British Armed Forces on the Republican side, including such senior figures as Tom Barry, David Robinson and Erskine Childers.
Free State takes major towns
With Dublin in pro-treaty hands, conflict spread throughout the country. The war started with the anti-treaty forces holding Cork, Limerick and Waterford as part of a self-styled Munster Republic. However, since the anti-treaty side were not equipped to wage conventional war, Liam Lynch was unable to take advantage of the Republicans' initial advantage in numbers and territory held. He hoped simply to hold the Munster Republic long enough to force Britain to renegotiate the treaty.
The large towns in Ireland were all relatively easily taken by the Free State in August 1922. Michael Collins, Richard Mulcahy and Eoin O'Duffy planned a nationwide Free State offensive, dispatching columns overland to take Limerick in the west and Waterford in the south-east and seaborne forces to take counties Cork and Kerry in the south and Mayo in the west. In the south, landings occurred at Union Hall in Cork and Fenit, the port of Tralee, in Kerry. Limerick fell on 20 July, Waterford on the same day and Cork city on 10 August after a Free State force landed by sea at Passage West. Another seaborne expedition to Mayo in the west secured government control over that part of the country. While in some places the Republicans had put up determined resistance, nowhere were they able to defeat regular forces armed with artillery and armour. The only real conventional battle during the Free State offensive, the Battle of Killmallock, was fought when Free State troops advanced south from Limerick.
Guerrilla war
Government victories in the major towns inaugurated a period of guerrilla warfare. After the fall of Cork, Liam Lynch ordered IRA units to disperse and form flying columns as they had when fighting the British. They held out in areas such as the western part of counties Cork and Kerry in the south, county Wexford in the east and counties Sligo and Mayo in the west. Sporadic fighting also took place around Dundalk, where Frank Aiken and the Fourth Northern Division of the Irish Republican Army were based, and Dublin, where small-scale but regular attacks were mounted on Free State troops.
August and September 1922 saw widespread attacks on Free State forces in the territories that they had occupied in the July–August offensive, inflicting heavy casualties on them. Michael Collins was killed in an ambush by anti-treaty Republicans at Béal na Bláth, near his home in County Cork, in August 1922. Collins' death increased the bitterness of the Free State leadership towards the Republicans and probably contributed to the subsequent descent of the conflict into a cycle of atrocities and reprisals. Arthur Griffith, the Free State president, had also died of a brain haemorrhage ten days before, leaving the government in the hands of W.T. Cosgrave and the Free State army under the command of General Richard Mulcahy. For a brief period, with rising casualties among its troops and its two principal leaders dead, it looked as if the Free State might collapse.
However, as winter set in, the Republicans found it increasingly difficult to sustain their campaign, and casualty rates among National Army troops dropped rapidly. For instance, in County Sligo, 54 people died in the conflict, of whom all but eight had been killed by the end of September.
In the autumn and winter of 1922, Free State forces broke up many of the larger Republican guerrilla units – in Sligo, Meath and Connemara in the west, for example, and in much of Dublin city. Elsewhere, anti-treaty units were forced by lack of supplies and safe-houses to disperse into smaller groups, typically of nine to ten men. Despite these successes for the National Army, it took eight more months of intermittent warfare before the war was brought to an end.
By late 1922 and early 1923, the anti-treaty guerrilla campaign had been reduced largely to acts of sabotage and destruction of public infrastructure such as roads and railways. It was also in this period that the Anti-Treaty IRA began burning the homes of Free State Senators and of many of the Anglo-Irish landed class.
In October 1922, Éamon de Valera and the anti-treaty Teachtaí Dála (TDs) set up their own "Republican government" in opposition to the Free State. However, by then the anti-treaty side held no significant territory and de Valera's government had no authority over the population.
Atrocities and executions
On 27 September 1922, three months after the outbreak of war, the Free State's Provisional Government put before the Dáil an Army Emergency Powers Resolution proposing to extend the legislation for setting up military tribunals, transferring some of the Free State's judicial powers over Irish citizens accused of anti-government activities to the Army Council. The legislation, commonly referred to as the "Public Safety Bill", set up and empowered military tribunals to impose life imprisonment, as well as the death penalty, for 'aiding or abetting attacks' on state forces, possession of arms and ammunition or explosive 'without the proper authority' and 'looting destruction or arson'.
The final phase of the Civil War degenerated into a series of atrocities that left a lasting legacy of bitterness in Irish politics. The Free State began executing Republican prisoners on 17 November 1922, when five IRA men were shot by firing squad. They were followed on 24 November by the execution of acclaimed author and treaty negotiator Erskine Childers. In all, out of around 12,000 Republican prisoners taken in the conflict, 81 were officially executed by the Free State.
The Anti-Treaty IRA in reprisal assassinated TD Seán Hales on 7 December 1922. The next day four prominent Republicans held since the first week of the war — Rory O'Connor, Liam Mellows, Richard Barrett and Joe McKelvey — were executed in revenge for the killing of Hales. In addition, Free State troops, particularly in County Kerry, where the guerrilla campaign was most bitter, began the summary execution of captured anti-treaty fighters. The most notorious example of this occurred at Ballyseedy, where nine Republican prisoners were tied to a landmine, which was detonated, killing eight and only leaving one, Stephen Fuller, who was blown clear by the blast, to escape.
The number of "unauthorised" executions of Republican prisoners during the war has been put as high as 153. Among the Republican reprisals were the assassination of Kevin O'Higgins's father and W. T. Cosgrave's uncle in February 1923.
The IRA were unable to maintain an effective guerrilla campaign, given the gradual loss of support. The Catholic Church also supported the Free State, deeming it the lawful government of the country, denouncing the IRA and refusing to administer the Sacraments to anti-treaty fighters. On 10 October 1922, the Catholic Bishops of Ireland issued a formal statement, describing the anti-treaty campaign as:
The Church's support for the Free State aroused bitter hostility among some republicans. Although the Catholic Church in independent Ireland has often been seen as a triumphalist Church, a recent study has found that it felt deeply insecure after these events.
End of the war
By early 1923, the offensive capability of the IRA had been seriously eroded and when, in February 1923, the Republican leader Liam Deasy was captured by Free State forces, he called on the republicans to end their campaign and reach an accommodation with the Free State. The State's executions of anti-treaty prisoners, 34 of whom were shot in January 1923, also took its toll on the Republicans' morale.
In addition, the National Army's operations in the field were slowly but steadily breaking up the remaining Republican concentrations.
March and April 1923 saw this progressive dismemberment of the Republican forces continue with the capture and sometimes killing of guerrilla columns. A National Army report of 11 April stated, "Events of the last few days point to the beginning of the end as a far as the irregular campaign is concerned".
As the conflict petered out into a de facto victory for the pro-treaty side, de Valera asked the IRA leadership to call a ceasefire, but they refused. The Anti-Treaty IRA executive met on 26 March in County Tipperary to discuss the war's future. Tom Barry proposed a motion to end the war, but it was defeated by 6 votes to 5. Éamon de Valera was allowed to attend, after some debate, but was given no voting rights.
Liam Lynch, the Republican leader, was killed in a skirmish in the Knockmealdown Mountains in County Tipperary on 10 April. The National Army had extracted information from Republican prisoners in Dublin that the IRA Executive was in the area and as well as killing Lynch, they also captured senior anti-treaty IRA officers Dan Breen, Todd Andrews, Seán Gaynor and Frank Barrett in the operation.
It is often suggested that the death of Lynch allowed the more pragmatic Frank Aiken, who took over as IRA Chief of Staff, to call a halt to what seemed a futile struggle. Aiken's accession to IRA leadership was followed on 30 April by the declaration of a suspension of military activities; on 24 May 1923, he issued a ceasefire order to IRA volunteers. They were to dump arms rather than surrender them or continue a fight that they were incapable of winning.
Aftermath of the ceasefire
Éamon de Valera supported the order, issuing a statement to Anti-Treaty fighters on 24 May:
The Free State government had started peace negotiations in early May, which broke down. The High Court of Justice in Ireland ruled on 31 July 1923 that a state of war no longer existed, and consequently the internment of republicans, permitted under common law only in wartime, was now illegal. Without a formal peace, holding 13,000 prisoners and worried that fighting could break out again at any time, the government enacted two Public Safety (Emergency Powers) Acts on 1 and 3 August 1923, to permit continued internment and other measures. Thousands of Anti-Treaty IRA members (including Éamon de Valera on 15 August) were arrested by the Free State forces in the weeks and months after the end of the war, when they had dumped their arms and returned home.
A general election was held on 27 August 1923, which Cumann na nGaedheal, the pro-Free State party, won with about 40% of the first-preference vote. The Republicans, represented by Sinn Féin, won about 27% of the vote. Many of their candidates and supporters were still imprisoned before, during and after the election.
In October 1923, around 8,000 of the 12,000 Republican prisoners in Free State gaols went on a hunger strike. The strike lasted for 41 days and met little success (among those who died were Denny Barry, Joseph Whitty and Andy O'Sullivan) see: 1923 Irish Hunger Strikes. However, most of the women prisoners were released shortly thereafter and the hunger strike helped concentrate the Republican movement on the prisoners and their associated organisations. In July, de Valera had recognised the Republican political interests lay with the prisoners and went so far as to say:
Attacks on former Unionists
Although the cause of the Civil War was the Treaty, as the war developed the anti-treaty forces sought to identify their actions with the traditional Republican cause of the "men of no property" and the result was that large Anglo-Irish landowners and some less well-off Southern Unionists were attacked. A total of 192 "stately homes" of the old landed class and of Free State politicians were destroyed by anti-treaty forces during the war.
The stated reason for such attacks was that some landowners had become Free State senators. In October 1922, a deputation of Southern Unionists met W. T. Cosgrave to offer their support to the Free State and some of them had received positions in the State's Upper house or Senate. Among the prominent senators whose homes were attacked were: Palmerstown House near Naas, which belonged to the Earl of Mayo, Moore Hall in Mayo, Horace Plunkett (who had helped to establish the rural co-operative schemes), and Senator Henry Guinness (which was unsuccessful). Also burned was Marlfield House in Clonmel, the home of Senator John Philip Bagwell, with its extensive library of historical documents. Bagwell was kidnapped and held in the Dublin Mountains, but later released when reprisals were threatened.
However, in addition to their allegiance to the Free State, there were also other factors behind Republican animosity towards the old landed class. Many, but not all of these people, had supported the Crown forces during the War of Independence. This support was often largely moral, but sometimes it took the form of actively assisting the British in the conflict. Such attacks should have ended with the Truce of 11 July 1921, but they continued after the truce and escalated during the Civil War. In July 1922, Con Moloney, the IRA Adjutant General, ordered that unionist property should be seized to accommodate their men. The "worst spell" of attacks on former unionist property came in the early months of 1923, 37 "big houses" being burnt in January and February alone.
Though the Land Purchase (Ireland) Act 1903 allowed tenants to buy land from their landlords, some small farmers, particularly in Mayo and Galway, simply occupied land belonging to political opponents during this period when the RIC had ceased to function. In 1919, senior Sinn Féin officials were sufficiently concerned at this unilateral action that they instituted Arbitration Courts to adjudicate disputes. Sometimes these attacks had sectarian overtones, although most IRA men made no distinction between Catholic and Protestant supporters of the Irish government.
The IRA burnt an orphanage housing Protestant boys near Clifden, County Galway in June 1922, on the ground that it was "pro-British". The 60 orphans were taken to Devonport on board a Royal Navy destroyer.
Controversy continues to this day about the extent of intimidation of Protestants at this time. Many left Ireland during and after the Civil War. Dr Andy Bielenberg of UCC considers that about 41,000 who were not linked to the former British administration left Southern Ireland (which became the Irish Free State) between 1919 and 1923. He has found that a "high-water mark" of this 41,000 left between 1921 and 1923. In all, from 1911 to 1926, the Protestant population of the 26 counties fell from some 10.4% of the total population to 7.4%.
Foreign support
The Civil War attracted international attention which led to various groups expressing support and opposition to the anti-treaty side. The Communist Party of Great Britain in its journal The Communist wrote "The proletarians of the IRA have the future of Ireland in their hands. If the Irish Labour Party would only dare! A mass movement of the Irish workers in alliance with the IRA could establish a Workers' Republic now". They were also supported by the Communist International (Comintern) which on 3 January 1923 passed a resolution stating it "sends fraternal greetings to the struggling Irish national revolutionaries and feels assured that they will soon tread the only path that leads to real freedom – the path of Communism. The CI will assist all efforts to organise the struggle to combat this terror and to help the Irish workers and peasants to victory."
The majority of Irish-Americans supported the treaty, including those in Clann na Gael and Friends of Irish Freedom. However anti-treaty republicans had control of what was left of Clann na Gael and the American Association for the Recognition of the Irish Republic so they supported the anti-treaty side during the war.
Consequences
Casualties
The Civil War, though short, was bloody. It cost the lives of many public figures, including Michael Collins, Cathal Brugha, Arthur Griffith and Liam Lynch. Both sides carried out brutal acts: the anti-treaty forces killed a TD and several other pro-Treaty politicians and burned many homes of senators and Free State supporters, while the government executed anti-treaty prisoners, officially and unofficially.
Precise figures for the dead and wounded have yet to be calculated. The pro-treaty forces suffered between 800-1000 fatalities from all causes. It has been suggested that the anti-treaty forces' death toll was higher. but the Republican roll of honour, compiled in the 1920s lists 426 anti-Treaty IRA Volunteers killed between January 1922 and April 1924.
The most recent county-by-county research suggests a death toll of just under 2,000. For total combatant and civilian deaths, a minimum of 1,500 and a maximum of 4,000 have been suggested, though the latter figure is now generally estimated to be too high.
The Garda Síochána (new police force) was not involved in the war, which meant that it was well-placed to develop into an unarmed and politically neutral police service after the war. It had been disarmed by the Government in order to win public confidence in June–September 1922 and in December 1922, the IRA issued a General Order not to fire on the Civil Guard. The Criminal Investigation Department, or CID, a 350-strong, armed, plain-clothed Police Corps that had been established during the conflict for the purposes of counter-insurgency, was disbanded in October 1923, shortly after the conflict's end.
Economic costs
The economic costs of the war were also high. As their forces abandoned their fixed positions in July–August 1922, the Republicans burned many of the administrative buildings and businesses that they had been occupying. In addition, their subsequent guerrilla campaign caused much destruction and the economy of the Free State suffered a hard blow in the earliest days of its existence as a result. The material damage caused by the war to property came to over £30 million. Particularly damaging to the Free State's economy was the systematic destruction of railway infrastructure and roads by the Republicans. In addition, the cost to the Free State of waging the war came to another £17 million. By September 1923, Deputy Hogan estimated the cost at £50 million. The new State ended 1923 with a budget deficit of over £4 million. This weakened financial situation meant that the new state could not pay its share of Imperial debt under the treaty. This adversely affected the boundary negotiations in 1924–25, in which the Free State government acquiesced that border with Northern Ireland would remain unchanged in exchange for forgiveness of the Imperial debt. Further, the state undertook to pay for damage caused to property between the truce of July 1921 and the end of the Civil War; W. T. Cosgrave told the Dáil:
Political results
The fact that the Irish Civil War was fought between Irish Nationalist factions meant that the sporadic conflict in Northern Ireland ended. Collins and Sir James Craig signed an agreement to end it on 30 March 1922, but, despite this, Collins covertly supplied arms to the Northern IRA until a week before his death in August 1922. Because of the Irish Civil War, Northern Ireland was able to consolidate its existence and the partition of Ireland was confirmed for the foreseeable future. The continuing war also confirmed the northern Unionists' existing stance against the ethos of all shades of nationalism. This might have led to open hostilities between North and South had the Irish Civil War not broken out. Indeed, the Ulster Special Constabulary (the "B-Specials") that had been established in 1920 (on the foundation of Northern Ireland) was expanded in 1922 rather than being demobilised.
In the event, it was only well after their defeat in the Civil War that anti-treaty Irish Republicans seriously considered whether to take armed action against British rule in Northern Ireland (the first serious suggestion to do this came in the late 1930s). The northern units of the IRA largely supported the Free State side in the Civil War because of Collins's policies, and over 500 of them joined the new Free State's National Army.
The cost of the war and the budget deficit it caused was a difficulty for the new Free State and affected the Boundary Commission negotiations of 1925, which were to determine the border with Northern Ireland. The Free State agreed to waive its claim to predominantly Nationalist areas in Northern Ireland and in return its agreed share of the Imperial debt under the 1921 Treaty was not paid.
In 1926, having failed to persuade the majority of the Anti-Treaty IRA or the anti-treaty party of Sinn Féin to accept the new status quo as a basis for an evolving Republic, a large faction led by de Valera and Aiken left to resume constitutional politics and to found the Fianna Fáil party. Whereas Fianna Fáil was to become the dominant party in Irish politics, Sinn Féin became a small, isolated political party. The IRA, then much more numerous and influential than Sinn Féin, remained associated with Fianna Fáil (though not directly) until banned by de Valera in 1935.
In 1927, Fianna Fáil members took the Oath of Allegiance and entered the Dáil, effectively recognising the legitimacy of the Free State. The Free State was already moving towards independence by this point. Under the Statute of Westminster 1931, the British Parliament gave up its right to legislate for members of the British Commonwealth. When elected to power in 1932, Fianna Fáil under de Valera set about dismantling what they considered to be objectionable features of the treaty, abolishing the Oath of Allegiance, removing the power of the Office of Governor General (British representative in Ireland) and abolishing the Senate, which was dominated by former Unionists and pro-treaty Nationalists. In 1937, they passed a new constitution, which made a President the head of state, did not mention any allegiance to the British monarch, and which included a territorial claim to Northern Ireland. The following year, Britain returned without conditions the seaports that it had kept under the terms of the treaty. When the Second World War broke out in 1939, the state was able to demonstrate its independence by remaining neutral throughout the war, although Dublin did to some extent tacitly support the Allies. Finally, in 1948, a coalition government, containing elements of both sides in the Civil War (pro-treaty Fine Gael and anti-treaty Clann na Poblachta) left the British Commonwealth and described the state as the Republic of Ireland. By the 1950s, the issues over which the Civil War had been fought were largely settled.
Legacy
As with most civil wars, the internecine conflict left a bitter legacy, which continues to influence Irish politics to this day. The two largest political parties in the republic through most of its history (except for the 2011 and 2020 general elections) were Fianna Fáil and Fine Gael, the descendants respectively of the anti-treaty and pro-treaty forces of 1922. Until the 1970s, almost all of Ireland's prominent politicians were veterans of the Civil War, a fact which poisoned the relationship between Ireland's two biggest parties. Examples of Civil War veterans include: Republicans Éamon de Valera, Frank Aiken, Todd Andrews and Seán Lemass; and Free State supporters W. T. Cosgrave, Richard Mulcahy and Kevin O'Higgins. Moreover, many of these men's sons and daughters also became politicians, meaning that the personal wounds of the civil war were felt over three generations. In the 1930s, after Fianna Fáil took power for the first time, it looked possible for a while that the Civil War might break out again between the IRA and the pro-Free State Blueshirts. Fortunately, this crisis was averted, and by the 1950s violence was no longer prominent in politics in the Republic of Ireland.
However, the breakaway IRA continued (and continues in various forms) to exist. It was not until 1948 that the IRA renounced military attacks on the forces of the southern Irish state when it became the Republic of Ireland. After this point, the organisation dedicated itself primarily to the end of British rule in Northern Ireland. The IRA Army Council still makes claim to be the legitimate Provisional Government of the Irish Republic declared in 1916 and annulled by the Anglo-Irish Treaty of 1921.
Notes
Footnotes
Bibliography
External links
Historical artefacts from the Irish Civil War
The Irish Story archive on the Irish Civil War
North Kerry in the Irish Civil War
The final siege of Limerick City from 7 July until 21 July 1922, on the Limerick Leader web site.
The Dáil Treaty Debates 1921–22. From the Official Report of the Parliamentary Debates of the Houses of the Oireachtas
List of National Army soldiers killed in action
War Memorials of the Civil War
Map of Europe during Irish Civil War at omniatlas.com
Civil wars involving the states and peoples of Europe
Civil wars of the Industrial era
Guerrilla wars
History of the Republic of Ireland
Wars involving Ireland
Irish Free State
1922 in Ireland
1923 in Ireland
Monarchy in the Irish Free State |
15268 | https://en.wikipedia.org/wiki/Inquests%20in%20England%20and%20Wales | Inquests in England and Wales | Inquests in England and Wales are held into sudden or unexplained deaths and also into the circumstances of and discovery of a certain class of valuable artefacts known as "treasure trove". In England and Wales, inquests are the responsibility of a coroner, who operates under the jurisdiction of the Coroners and Justice Act 2009. In some circumstances where an inquest cannot view or hear all the evidence, it may be suspended and a public inquiry held with the consent of the Home Secretary.
Where an inquest is needed
There is a general duty upon every person to report a death to the coroner if an inquest is likely to be required. However, this duty is largely unenforceable in practice and the duty falls on the responsible registrar. The registrar must report a death where:
The deceased was not attended by a doctor during their last illness
The death occurred within 24 hours of admission to a hospital
The cause of death has not been certified by a doctor who saw the deceased after death or within the 14 days before death
The cause of death is unknown
The registrar believes that the cause of death was unnatural, caused by violence, neglect or abortion outside the exemptions of the Abortion Act 1967, or occurred in suspicious circumstances
Death occurred during surgery of any kind or while under anaesthetic both local and general
The cause of death was or was suspected to be an industrial disease
The death relates to public health or the general health or welfare of the public-at-large
The coroner must hold an inquest where the death is:
Violent or unnatural
Sudden and of unknown cause
In prison or police custody
Suspected to be suicide
Where the cause of death is unknown, the coroner may order a post mortem examination in order to determine whether the death was violent. If the death is found to be non-violent, an inquest is unnecessary.
In 2004 in England and Wales, there were 514,000 deaths of which 225,500 were referred to the coroner. Of those, 115,800 resulted in post-mortem examinations and there were 28,300 inquests, 570 with a jury. In 2014 the Royal College of Pathologists claimed that up to 10,000 deaths a year recorded as being from natural causes should have been investigated by inquests. They were particularly concerned about people whose death occurred as a result of medical errors. "We believe a medical examiner would have been alerted to what was going on in Mid-Staffordshire long before this long list of avoidable deaths reached the total it did," said Archie Prentice, the pathologists' president.
Juries
A coroner must summon a jury for an inquest if the death was not a result of natural causes and occurred when the deceased was in state custody (for example in prison, police custody, or whilst detained under the Mental Health Act 1983); or if it was the result of an act or omission of a police officer; or if it was a result of a notifiable accident, poisoning or disease. The senior coroner can also call a jury at his or her own discretion. This discretion has been heavily litigated in light of the Human Rights Act 1998, which means that juries are required now in a broader range of situations than expressly required by statute.
Scope of inquest
The purpose of the inquest is to answer four questions:
Identity of the deceased
Place of death
Time of death
How the deceased came by their death
Evidence must be solely for the purpose of answering these questions and no other evidence is admitted. It is not for the inquest to ascertain "how the deceased died" or "in what broad circumstances", but "how the deceased came by his death", a more limited question. Moreover, it is not the purpose of the inquest to determine, or appear to determine, criminal or civil liability, to apportion guilt or attribute blame. For example, where a prisoner hanged himself in a cell, he came by his death by hanging and it was not the role of the inquest to enquire into the broader circumstances such as the alleged neglect of the prison authorities that might have contributed to his state of mind or given him the opportunity. However, the inquest should set out as many of the facts as the public interest requires.
Under the terms of article 2 of the European Convention of Human Rights, governments are required to "establish a framework of laws, precautions, procedures and means of enforcement which will, to the greatest extent reasonably practicable, protect life". The European Court of Human Rights has interpreted this as mandating independent official investigation of any death where public servants may be implicated. Since the Human Rights Act 1998 came into force, in those cases alone, the inquest is now to consider the broader question "by what means and in what circumstances".
In disasters, such as the 1987 King's Cross fire, a single inquest may be held into several deaths.
Procedure
Inquests are governed by the Rules. The coroner gives notice to near relatives, those entitled to examine witnesses and those whose conduct is likely to be scrutinised. Inquests are held in public except where there are real issues and substantial of national security but only the portions which relate to national security will be held behind closed doors.
Individuals with an interest in the proceedings, such as relatives of the deceased, individuals appearing as witnesses, and organisations or individuals who may face some responsibility in the death of the individual, may be represented by a legal professional be that a solicitor or barrister at the discretion of the coroner. Witnesses may be compelled to testify subject to the privilege against self-incrimination.
If there are matters of National Security or matters which relate to sensitive matters then under Schedule 1 of the Coroners and Justice Act 2009 an inquest may be suspended and replaced by a public inquiry under s.2 of the Inquiries Act 2005. This can only be ordered by the Home Secretary and must be announced to Parliament with the Coroner in charge being informed and the next of kin being informed. The next of kin and Coroner can appeal the decision of the Home Secretary.
Verdict or conclusions
The following conclusions (formerly called verdicts) are not mandatory but are strongly recommended:
Category 1
Natural causes
Industrial diseases
Dependency on drugs or non-dependent abuse of drugs
Lack of attention at birth
Lack of care or self-neglect
Category 2
Suicide
Attempted or self-induced abortion
Accident or misadventure
Execution of sentence of death
Lawful killing (formerly "justifiable homicide")
Open verdict (cause of death unknown or unstated)
Category 3 – Unlawful killing
Murder
Manslaughter
Infanticide
Category 4
Stillbirth
In 2004, 37% of inquests recorded an outcome of death by accident / misadventure, 21% by natural causes, 13% suicide, 10% open verdicts, and 19% other outcomes.
Since 2004 it has been possible for the coroner to record a narrative verdict, recording the circumstances of a death without apportioning blame or liability. Since 2009, other possible verdicts have included "alcohol/drug related death" and "road traffic collision". The civil standard of proof, on the balance of probabilities, is used for all conclusions. The standard of proof for suicide and unlawful killing changed in 2018 from beyond all reasonable doubt to the balance of probabilities following a case in the courts of appeal.
Modernisation
Owing in particular to the failures to notice the serial murder committed by Harold Shipman, the Coroners and Justice Act 2009 modernised the system with:
Greater rights of bereaved people to contribute to coroners' investigations;
A new office of chief coroner to lead and supervise practice;
Full-time coroners with new district boundaries;
Broader investigatory powers for coroners;
Improved medical support for coroners' investigation and decision making;
Vesting of treasure jurisdiction in the new office of treasure coroner with national responsibility.
See also
Committal procedure
Fatal accident inquiry, Scotland
Grand jury
Immunity from prosecution
Preliminary hearing
References
External links
This act extends to England and Wales only.
Bibliography
Department for Constitutional Affairs (2006)
Home Office (2003a) , Cm 5831
— (2003b) , Cm 5854
— (2004) , Cm 6159,
Lord Mackay of Clashfern (ed.) (2006) Halsbury's Laws of England, 4th ed. reissue, vol.9(2), "Coroners"
Civil procedure
Death in England
Death in Wales
Juries in the United Kingdom |
15274 | https://en.wikipedia.org/wiki/International%20Criminal%20Tribunal%20for%20the%20former%20Yugoslavia | International Criminal Tribunal for the former Yugoslavia | The International Criminal Tribunal for the former Yugoslavia (ICTY) was a body of the United Nations that was established to prosecute the war crimes that had been committed during the Yugoslav Wars and to try their perpetrators. The tribunal was an ad hoc court located in The Hague, Netherlands.
It was established by Resolution 827 of the United Nations Security Council, which was passed on 25 May 1993. It had jurisdiction over four clusters of crimes committed on the territory of the former Yugoslavia since 1991: grave breaches of the Geneva Conventions, violations of the laws or customs of war, genocide, and crimes against humanity. The maximum sentence that it could impose was life imprisonment. Various countries signed agreements with the UN to carry out custodial sentences.
A total of 161 persons were indicted; the final indictments were issued in December 2004, the last of which were confirmed and unsealed in the spring of 2005. The final fugitive, Goran Hadžić, was arrested on 20 July 2011. The final judgment was issued on 29 November 2017 and the institution formally ceased to exist on 31 December 2017.
Residual functions of the ICTY, including oversight of sentences and consideration of any appeal proceedings initiated since 1 July 2013, are under the jurisdiction of a successor body, the International Residual Mechanism for Criminal Tribunals (IRMCT).
History
Creation
United Nations Security Council Resolution 808 of 22 February 1993 decided that "an international tribunal shall be established for the prosecution of persons responsible for serious violations of international humanitarian law committed in the territory of the former Yugoslavia since 1991", and calling on the Secretary-General to "submit for consideration by the Council ... a report on all aspects of this matter, including specific proposals and where appropriate options ... taking into account suggestions put forward in this regard by Member States".
The Court was originally proposed by German Foreign Minister Klaus Kinkel. By 25 May 1993, the international community had tried to pressure the leaders of the former Yugoslavian republics diplomatically, militarily, politically, economically, and – with Resolution 827 – through juridical means. Resolution 827 of 25 May 1993 approved S/25704 report of the Secretary-General and adopted the Statute of the International Tribunal annexed to it, formally creating the ICTY. It would have jurisdiction over four clusters of crime committed on the territory of the former SFR Yugoslavia since 1991: grave breaches of the Geneva Conventions, violations of the laws or customs of war, genocide, and crime against humanity. The maximum sentence it could impose was life imprisonment.
Implementation
In 1993, the ICTY built its internal infrastructure. 17 states had signed an agreement with the ICTY to carry out custodial sentences.
1993–1994: In the first year of its existence, the Tribunal laid foundations for its existence as a judicial organ. It established the legal framework for its operations by adopting the rules of procedure and evidence, as well as its rules of detention and directive for the assignment of defense counsel. Together, these rules established a legal aid system for the Tribunal. As the ICTY was a part of the United Nations and was the first international court for criminal justice, the development of a juridical infrastructure was considered quite a challenge. However, after the first year, the first ICTY judges had drafted and adopted all the rules for court proceedings.
1994–1995: The ICTY established its offices within the Aegon Insurance Building in The Hague (which was, at the time, still partially in use by Aegon) and detention facilities in Scheveningen in The Hague (the Netherlands). The ICTY hired many staff members and by July 1994, the Office of the Prosecutor had sufficient staff to begin field investigations. By November 1994, first indictments were presented and confirmed, and in 1995, the staff numbered over 200 persons from all over the world.
Operation
In 1994 the first indictment was issued against the Bosnian-Serb concentration camp commander Dragan Nikolić. This was followed on 13 February 1995 by two indictments comprising 21 individuals which were issued against a group of 21 Bosnian-Serbs charged with committing atrocities against Muslim and Croat civilian prisoners. While the war in the former Yugoslavia was still raging, the ICTY prosecutors showed that an international court was viable. However, no accused was arrested.
The court confirmed eight indictments against 46 individuals and issued arrest warrants. Bosnian Serb indictee Duško Tadić became the subject of the Tribunal's first trial. Tadić was arrested by German police in Munich in 1994 for his alleged actions in the Prijedor region in Bosnia-Herzegovina (especially his actions in the Omarska, Trnopolje and Keraterm detention camps). He made his first appearance before the ICTY Trial Chamber on 26 April 1995, and pleaded not guilty to all of the charges in the indictment.
1995–1996: Between June 1995 and June 1996, 10 public indictments had been confirmed against a total of 33 individuals. Six of the newly indicted persons were transferred in the Tribunal's detention unit. In addition to Duško Tadic, by June 1996 the tribunal had Tihomir Blaškić, Dražen Erdemović, Zejnil Delalić, Zdravko Mucić, Esad Landžo and Hazim Delić in custody. Erdemović became the first person to enter a guilty plea before the tribunal's court. Between 1995 and 1996, the ICTY dealt with miscellaneous cases involving several detainees, which never reached the trial stage.
Accomplishments
In 2004, the ICTY published a list of five accomplishments "in justice and law":
"Spearheading the shift from impunity to accountability", pointing out that, until very recently, it was the only court judging crimes committed as part of the Yugoslav conflict, since prosecutors in the former Yugoslavia were, as a rule, reluctant to prosecute such crimes;
"Establishing the facts", highlighting the extensive evidence-gathering and lengthy findings of fact that Tribunal judgments produced;
"Bringing justice to thousands of victims and giving them a voice", pointing out the large number of witnesses that had been brought before the Tribunal;
"The accomplishments in international law", describing the fleshing out of several international criminal law concepts which had not been ruled on since the Nuremberg Trials;
"Strengthening the Rule of Law", referring to the Tribunal's role in promoting the use of international standards in war crimes prosecutions by former Yugoslav republics.
Closure
The United Nations Security Council passed resolutions 1503 in August 2003 and 1534 in March 2004, which both called for the completion of all cases at both the ICTY and its sister tribunal, the International Criminal Tribunal for Rwanda (ICTR) by 2010.
In December 2010, the Security Council adopted Resolution 1966, which established the International Residual Mechanism for Criminal Tribunals (IRMCT), a body intended to gradually assume residual functions from both the ICTY and the ICTR as they wound down their mandate. Resolution 1966 called upon the Tribunal to finish its work by 31 December 2014 to prepare for its closure and the transfer of its responsibilities.
In a Completion Strategy Report issued in May 2011, the ICTY indicated that it aimed to complete all trials by the end of 2012 and complete all appeals by 2015, with the exception of Radovan Karadžić whose trial was expected to end in 2014 and Ratko Mladić and Goran Hadžić, who were still at large at that time and were not arrested until later that year.
The IRMCT's ICTY branch began functioning on 1 July 2013. Per the Transitional Arrangements adopted by the UN Security Council, the ICTY was to conduct and complete all outstanding first instance trials, including those of Karadžić, Mladić and Hadžić. The ICTY would also conduct and complete all appeal proceedings for which the notice of appeal against the judgement or sentence was filed before 1 July 2013. The IRMCT will handle any appeals for which notice is filed after that date.
The final ICTY trial to be completed in the first instance was that of Ratko Mladić, who was convicted on 22 November 2017. The final case to be considered by the ICTY was an appeal proceeding encompassing six individuals, whose sentences were upheld on 29 November 2017.
Organization
While operating, the Tribunal employed around 900 staff. Its organisational components were Chambers, Registry and the Office of the Prosecutor (OTP).
Prosecutors
The Prosecutor was responsible for investigating crimes, gathering evidence and prosecutions and was head of the Office of the Prosecutor (OTP). The Prosecutor was appointed by the UN Security Council upon nomination by the UN Secretary-General.
The last prosecutor was Serge Brammertz. Previous Prosecutors have been Ramón Escovar Salom of Venezuela (1993–1994), however, he never took up that office, Richard Goldstone of South Africa (1994–1996), Louise Arbour of Canada (1996–1999), and Carla Del Ponte of Switzerland (1999–2007). Richard Goldstone, Louise Arbour and Carla Del Ponte also simultaneously served as the Prosecutor of the International Criminal Tribunal for Rwanda until 2003. Graham Blewitt of Australia served as the Deputy Prosecutor from 1994 until 2004. David Tolbert, the President of the International Center for Transitional Justice, was also appointed Deputy Prosecutor of the ICTY in 2004.
Chambers
Chambers encompassed the judges and their aides. The Tribunal operated three Trial Chambers and one Appeals Chamber. The President of the Tribunal was also the presiding Judge of the Appeals Chamber.
Judges
At the time of the court's dissolution, there were seven permanent judges and one ad hoc judge who served on the Tribunal. A total of 86 judges have been appointed to the Tribunal from 52 United Nations member states. Of those judges, 51 were permanent judges, 36 were ad litem judges, and one was an ad hoc judge. Note that one judge served as both a permanent and ad litem judge, and another served as both a permanent and ad hoc judge.
UN member and observer states could each submit up to two nominees of different nationalities to the UN Secretary-General. The UN Secretary-General submitted this list to the UN Security Council which selected from 28 to 42 nominees and submitted these nominees to the UN General Assembly. The UN General Assembly then elected 14 judges from that list. Judges served for four years and were eligible for re-election. The UN Secretary-General appointed replacements in case of vacancy for the remainder of the term of office concerned.
On 21 October 2015, Judge Carmel Agius of Malta was elected President of the ICTY and Liu Daqun of China was elected Vice-President; they have assumed their positions on 17 November 2015. His predecessors were Antonio Cassese of Italy (1993–1997), Gabrielle Kirk McDonald of the United States (1997–1999), Claude Jorda of France (1999–2002), Theodor Meron of the United States (2002–2005), Fausto Pocar of Italy (2005–2008), Patrick Robinson of Jamaica (2008–2011), and Theodor Meron (2011–2015).
Registry
The Registry was responsible for handling the administration of the Tribunal; activities included keeping court records, translating court documents, transporting and accommodating those who appear to testify, operating the Public Information Section, and such general duties as payroll administration, personnel management and procurement. It was also responsible for the Detention Unit for indictees being held during their trial and the Legal Aid program for indictees who cannot pay for their own defence. It was headed by the Registrar, a position occupied over the years by Theo van Boven of the Netherlands (February 1994 to December 1994), Dorothée de Sampayo Garrido-Nijgh of the Netherlands (1995–2000), Hans Holthuis of the Netherlands (2001–2009), and John Hocking of Australia (May 2009 to December 2017).
Detention facilities
Those defendants on trial and those who were denied a provisional release were detained at the United Nations Detention Unit on the premises of the Penitentiary Institution Haaglanden, location Scheveningen in Belgisch Park, a suburb of The Hague, located some 3 km by road from the courthouse. The indicted were housed in private cells which had a toilet, shower, radio, satellite TV, personal computer (without internet access) and other luxuries. They were allowed to phone family and friends daily and could have conjugal visits. There was also a library, a gym and various rooms used for religious observances. The inmates were allowed to cook for themselves. All of the inmates mixed freely and were not segregated on the basis of nationality. As the cells were more akin to a university residence instead of a jail, some had derisively referred to the ICT as the "Hague Hilton". The reason for this luxury relative to other prisons is that the first president of the court wanted to emphasise that the indictees were innocent until proven guilty.
Indictees
The Tribunal indicted 161 individuals between 1997 and 2004 and completed proceedings with them as follows:
111 had trials completed by the ICTY:
21 were acquitted by the ICTY:
18 acquittals have stood;
1 was originally acquitted by the ICTY, but convicted on appeal by the IRMCT of one count (and sentenced to time served)
2 were originally acquitted by the ICTY, but following successful appeal by the prosecution the acquittals were overturned and a retrial is being conducted by the IRMCT; and
90 were convicted and sentenced by the ICTY:
87 were transferred to 14 different states where they served their prison sentences, had sentences that amounted to time spent in detention during trial, or died after conviction:
20 remain imprisoned;
58 completed their sentences;
9 died while completing their sentences or after conviction awaiting transfer
2 were convicted and sentenced, and remain in IRMCT detention awaiting transfer; and
1 was convicted and sentenced, but has filed an appeal to the IRMCT that is being considered
13 had their cases transferred to courts in:
Bosnia and Herzegovina (10);
Croatia (2); and
Serbia (1)
37 had their cases terminated prior to trial completion, because
the indictments were withdrawn (20); or
the indictees died before or after transfer to the Tribunal (17).
The indictees ranged from common soldiers to generals and police commanders all the way to prime ministers. Slobodan Milošević was the first sitting head of state indicted for war crimes. Other "high level" indictees included Milan Babić, former President of the Republika Srpska Krajina; Ramush Haradinaj, former Prime Minister of Kosovo; Radovan Karadžić, former President of the Republika Srpska; Ratko Mladić, former Commander of the Bosnian Serb Army; and Ante Gotovina, former General of the Croatian Army.
The very first hearing at the ICTY was referral request in the Tadić case on 8 November 1994. Croat Serb General and former President of the Republic of Serbian Krajina Goran Hadžić was the last fugitive wanted by the Tribunal to be arrested on 20 July 2011.
An additional 23 individuals have been the subject of contempt proceedings.
Controversies
Skeptics argued that an international court could not function while the war in the former Yugoslavia was still going on. This would be a huge undertaking for any court, but for the ICTY it would be an even greater one, as the new tribunal still needed judges, a prosecutor, a registrar, investigative and support staff, an extensive interpretation and translation system, a legal aid structure, premises, equipment, courtrooms, detention facilities, guards and all the related funding.
Criticisms of the court include:
Carla Del Ponte, the chief prosecutor of the tribunal, said in 2021 that the US did not want the ICTY to scrutinise war crimes committed by the Kosovo Liberation Army. According to her, Madeleine Albright, the United States secretary of state at the time, told her to slow down the investigation of Ramush Haradinaj.
Michael Mandel, William Blum and others accused the court of having a pro-NATO bias due to its refusal to prosecute NATO officials and politicians for war crimes.
On 6 December 2006, the Tribunal at The Hague approved the use of force-feeding of Serbian politician Vojislav Šešelj. They decided it was not "torture, inhuman or degrading treatment if there is a medical necessity to do so... and if the manner in which the detainee is force-fed is not inhuman or degrading".
Reducing the indictment charges after the arrest of Ratko Mladić, Croatian officials publicly condemned chief prosecutor Serge Brammertz for his announcement that the former Bosnian Serb General, will be tried solely for crimes allegedly committed in Bosnia, not in Croatia.
Critics have questioned whether the Tribunal exacerbates tensions rather than promotes reconciliation, as is claimed by Tribunal supporters. Polls show a generally negative reaction to the Tribunal among both Serbs and Croats. A majority of Serbs and Croats have expressed doubts regarding the ICTY's integrity and question the tenability of its legal procedures.
68% of indictees have been Serbs (or Montenegrins), to the extent that a sizeable portion of the Bosnian Serb and Croatian Serb political and military leaderships have been indicted. Many have seen this as reflecting bias, while the Tribunal's defenders have seen this as indicative of the actual proportion of crimes committed. However, Marko Hoare claimed that, aside from Milošević, only Momčilo Perišić (Chief of the General Staff of the Yugoslav Army), who was acquitted, has been indicted from the Serbian military or political top when it comes to wars in Croatia and Bosnia.
According to Hoare, a former employee at the ICTY, an investigative team worked on indictments of senior members of the "joint criminal enterprise", including not only Milošević but also Veljko Kadijević, Blagoje Adžić, Borisav Jović, Branko Kostić, Momir Bulatović and others. However, Hoare claims that, due to Carla del Ponte's intervention, these drafts were rejected, and the indictment limited to Milošević alone.
There have been allegations of censorship: in July 2011, the Appeals Chamber of ICTY confirmed the judgment of the Trial Chamber which found journalist and former Tribunal's OTP spokesperson Florence Hartmann guilty of contempt of court and fined her €7,000. She disclosed documents of FR Yugoslavia's Supreme Defense Council meetings and criticized the Tribunal for granting confidentiality of some information in them to protect Serbia's 'vital national interests' during Bosnia's lawsuit against the country for genocide in front of the International Court of Justice. Hartmann argued that Serbia was freed of the charge of genocide because ICTY redacted certain information in the Council meetings. Since these documents have in the meantime been made public by the ICTY itself, a group of organizations and individuals, who supported her, said that the Tribunal in this appellate proceedings "imposed a form of censorship aimed to protect the international judges from any form of criticism". (France refused to extradite Hartmann to serve the prison sentence issued against her by the ICTY after she refused to pay the €7,000 fine.)
Klaus-Peter Willsch compared the Ante Gotovina verdict, in which the late Croatian president Franjo Tuđman was posthumously found to have been participating in a Joint Criminal Enterprise, with the 897 Cadaver Synod trial in Rome, when Pope Stephen VI had the corpse of Pope Formosus exhumed, put on trial and posthumously convicted.
Some sentences have been considered too mild, even within the Tribunal, complained at small sentences of convicted war criminals in comparison with their crimes. In 2010, Veselin Šljivančanin's sentence for his involvement in the Vukovar massacre was cut from 17 to 10 years, which caused outrage in Croatia. Upon hearing that news, Vesna Bosanac, who had been in charge of the Vukovar hospital during the fall of the city, said that the "ICTY is dead" for her: "For crimes that he [Šljivančanin], had committed in Vukovar, notably at Ovčara, he should have been jailed for life. I'm outraged.... The Hague(-based) tribunal has showed again that it is not a just tribunal." Danijel Rehak, the head of Croatian Association of Prisoners in Serbian Concentration Camps, said, "The shock of families whose beloved ones were killed at Ovčara is unimaginable. The court made a crucial mistake by accepting a statement of a JNA officer to whom Šljivančanin was a commander. I cannot understand that". Pavle Strugar's 8-year sentence for shelling of Dubrovnik, a UNESCO World Heritage Site, also caused outrage in Croatia. Judge Kevin Parker (of Australia) was named in a Croatian journal (Nacional) as a main cause of the system's failure for having dismissed the testimonies of numerous witnesses.
Some of the defendants, such as Slobodan Milošević, claimed that the Court has no legal authority because it was established by the UN Security Council instead of the UN General Assembly and so had not been created on a broad international basis. The Tribunal was established on the basis of Chapter VII of the United Nations Charter; the relevant portion of which reads "the Security Council can take measures to maintain or restore international peace and security". The legal criticism has been succinctly stated in a memorandum issued by Austrian Professor Hans Köchler, which was submitted to the President of the Security Council in 1999. British Conservative Party MEP Daniel Hannan has called for the court to be abolished, claiming it is anti-democratic and a violation of national sovereignty.
The interactive thematic debate on the role of international criminal justice in reconciliation was convened on 10 April 2013 by the President of the General Assembly during the resumed part of the GA's 67th Session. The debate was scheduled after the convictions of Ante Gotovina and Mladen Markač for inciting war crimes against Serbs in Croatia were overturned by an ICTY Appeals Panel in November 2012. The ICTY president Theodor Meron announced that all three Hague war-crimes courts turned down the invitation of UNGA president to participate in the debate about their work. The President of the General Assembly described Meron's refusal to participate in this debate as scandalous. He emphasized that he does not shy away from criticizing the ICTY, which has "convicted nobody for inciting crimes committed against Serbs in Croatia." Tomislav Nikolić, the president of Serbia criticized the ICTY, claiming it did not contribute but hindered reconciliation in the former Yugoslavia. He added that although there is no significant ethnic disproportion among the number of casualties in the Yugoslav wars, the ICTY sentenced Serbs and ethnic Serbs to a combined total of 1150 years in prison while claiming that members of other ethnic groups have been sentenced to a total of 55 years for crimes against Serbs. Vitaly Churkin, the ambassador of Russia to the UN, criticized the work of the ICTY, especially the overturned convictions of Gotovina and Ramush Haradinaj.
Regarding the final case on 29 November 2017 proceeding encompassing six Bosnian-Croat individuals, one of whom, Slobodan Praljak, in protest in court drank a poison and subsequently died, the Prime Minister of Croatia Andrej Plenković claimed the verdict was "unjust" and Praljak's suicide "speaks of deep moral injustice to the six Croats, from Bosnia and Herzegovina and the Croat people". He criticized the verdict because it did not recognize the assistance and support provided by Croatia to Bosnia and Herzegovina and collaboration of both armies at a time when the neighboring state was faced with the "Greater-Serbian aggression" and when its territorial integrity was compromised, as well it alludes to the link between the then leadership of the Republic of Croatia, while in the previous verdict to Bosnian-Serb Ratko Mladić does not recognize the connection with Serbia's state officials at that time.
Dutch filmmaker Jos de Putter made a trilogy, The Milosevic Case - Glosses at Trial, for Tegenlicht investigative slot at the VPRO. The main hypothesis of the film is that ICTY prosecution has been struggling and failing to prove any link between Milosevic and the media version of the truth of the bloody break-up of Yugoslavia. The legitimacy of the prosecution methodology in securing the witness accounts and evidence, in general, has been examined by the filmmaker.
See also
List of people indicted in the International Criminal Tribunal for the former Yugoslavia
Command responsibility
International Criminal Court
Trial of Gotovina et al
Notes
References
Further reading
Ackerman, J.E. and O'Sullivan, E.: Practice and procedure of the International Criminal Tribunal for the Former Yugoslavia: with selected materials for the International Criminal Tribunal for Rwanda, The Hague, KLI, 2000.
Aldrich, G.H.: Jurisdiction of the International Criminal Tribunal for the Former Yugoslavia, American Journal of International Law, 1996, pp. 64–68h
Bachmann, Klaus; Sparrow-Botero, Thomas and Lambertz, Peter: When justice meets politics. Independence and autonomy of ad hoc international criminal tribunals. Peter Lang International 2013.
Bassiouni, M.C.: The Law of the International Criminal Tribunal of the Former Yugoslavia, New York, Transnational Publications, 1996.
Boelaert-Suominen, S.: The International Criminal Tribunal for the Former Yugoslavia (ICTY) anno 1999: its place in the international legal system, mandate and most notable jurisprudence, Polish Yearbook of International Law, 2001, pp. 95–155.
Boelaert-Suominen, S.: The International Criminal Tribunal for the Former Yugoslavia and the Kosovo Conflict, International Review of the Red Cross, 2000, pp. 217–251.
Cassese, Antonio: The ICTY: A Living and Vital Reality", Journal of International Criminal Justice Vol.2, 2004, No.2, pp. 585–597
Cisse, C.: The International Tribunals for the Former Yugoslavia and Rwanda: some elements of comparison, Transnational Law and Contemporary Problems, 1997, pp. 103–118.
Clark, R.S. and SANN, M.: A critical study of the International Criminal Tribunal for the Former Yugoslavia, European Journal of International Law, 1997, pp. 198–200.
Goldstone, R.J.: Assessing the work of the United Nations war crimes tribunals, Stanford Journal of International Law, 1997, pp. 1–8.
Ivković, S.K.: Justice by the International Criminal Tribunal for the Former Yugoslavia, Stanford Journal of International Law, 2001, pp. 255–346.
Jones, J.W.R.D.: The practice of the international criminal tribunals for the Former Yugoslavia and Rwanda, New York, Transnational, 2000.
Kaszubinski, M.: The International Criminal Tribunal for the Former Yugoslavia, in: Bassiouni, M.C. (ed.), Post-conflict justice, New York, Transnational, 2002, pp. 459–585.
Kerr, R.: International judicial intervention: the International Criminal Tribunal for the Former Yugoslavia, International Relations, 2000, pp. 17–26.
Kerr, R.: The International Criminal Tribunal for the Former Yugoslavia: an exercise in law, politics and diplomacy, Oxford, OUP, 2004.
King, F. and La Rosa, A.: Current Developments. International Criminal Tribunal for the Former Yugoslavia, B.T.I.R., 1997, pp. 533–555.
Klip, A. and Sluiter, G.: Annotated leading cases of international criminal tribunals; (Vol. III) The International Criminal Tribunal for the Former Yugoslavia 2000–2001, Schoten, Intersentia, 2003.
Köchler, Hans: Global Justice or Global Revenge? International Criminal Justice at the Crossroads, Vienna/New York, Springer, 2003, pp. 166–184.
Kolb, R.: The jurisprudence of the Yugoslav and Rwandan Criminal Tribunals on their jurisdiction and on international crimes, British Yearbook of International Law, 2001, pp. 259–315.
Lamb, S.: The powers of arrest of the International Criminal Tribunal for the Former Yugoslavia, British Yearbook of International Law, 2000, pp. 165–244.
Laughland, J.: Travesty: The Trial of Slobodan Milošević and the Corruption of International Justice, London, Pluto Press, 2007.
Lescure, K.: International justice for former Yugoslavia: the working of the International Criminal Tribunal of the Hague, The Hague, KLI, 1996.
Mak, T.: The Case Against an International War Crimes Tribunal for the former Yugoslavia, (1995) International Peacekeeping, 2:4, 536-563.
McAllister, Jacqueline R. 2020. "Deterring Wartime Atrocities: Hard Lessons from the Yugoslav Tribunal." International Security 44(3). Available at: https://doi.org/10.1162/isec_a_00370.
McDonald, G.K.: Reflections on the contributions of the International Criminal Tribunal for the Former Yugoslavia, Hastings International and Comparative Law Review, 2001, pp. 155–172.
Mettraux, G.: Crimes against humanity in the jurisprudence of the International Criminal Tribunal for the Former Yugoslavia and for Rwanda, Harvard International Law Journal, 2002, pp. 237–316.
Morris, V. and Scharf, M.P.: An insider's guide to the International Criminal Tribunal for the Former Yugoslavia, African Yearbook of International Law, 1995, pp. 441–446.
Murphy, S.D.: Progress and jurisprudence of the International Criminal Tribunal for the Former Yugoslavia, American Journal of International Law, 1999, pp. 57–96.
Panovsky, D.: Some war crimes are not better than others: the failure of the International Criminal Tribunal for the Former Yugoslavia to prosecute war crimes in Macedonia, Northwestern University Law Review, 2004, pp. 623–655.
Pilouras, S.: International Criminal Tribunal for the Former Yugoslavia and Milosevic's trial, New York Law School Journal of Human Rights, 2002, pp. 515–525.
Pronk, E.: "The ICTY and the people from the former Yugoslavia. A reserved relationship." (thesis)
Roberts, K.: The law of persecution before the International Criminal Tribunal for the Former Yugoslavia, Leiden Journal of International Law, 2002, pp. 623–663.
Robinson, P.L.: Ensuring fair and expeditious trials at the International Criminal Tribunal for the Former Yugoslavia, European Journal of International Law, 2000, pp. 569–589.
Shenk, M.D.: International Criminal Tribunal for the Former Yugoslavia and for Rwanda, The International Lawyer, 1999, pp. 549–554.
Shraga, D. and Zackalin, R.: The International Criminal Tribunal for the Former Yugoslavia, European Journal of International Law, 1994, pp. 360–380.
Sjocrona, J.M.: The International Criminal Tribunal for the Former Yugoslavia: some introductory remarks from a defence point of view, Leiden Journal of International Law, 1995, pp. 463–474.
Tolbert, David: The ICTY: Unforeseen Successes and Foreseeable Shortcomings, The Fletcher Forum of World Affairs, Vol.26, No.2, Summer/Fall 2002, pp. 7–20
Tolbert, David: Reflections on the ICTY Registry, Journal of International Criminal Justice, Vol.2, No.2, 2004, pp. 480–485
Vierucci, L.: The First Steps of the International Criminal Tribunal for the Former Yugoslavia, European Journal of International Law, 1995, pp. 134–143.
Warbrick, C. and McGoldrick, D.: Co-operation with the International Criminal Tribunal for the Former Yugoslavia, International and Comparative Law Quarterly, 1996, pp. 947–953.
Wilson, Richard Ashby: 'Judging History: the Historical Record of the International Criminal Tribunal for the Former Yugoslavia.' Human Rights Quarterly. 2005. August. Vol. 27, No. 3, pp. 908–942.
External links
International Center for Transitional Justice, Criminal Justice page
International Progress Organization: Monitoring of the ICTY
Del Ponte, Carla (2003). The role of international criminal prosecutions in reconstructing divided communities, public lecture by Carla Del Ponte, Prosecutor, International Criminal Tribunal for the Former Yugoslavia, given at the London School of Economics, 20 October 2003.
Topical digests of the case law of ICTR and ICTY, Human Rights Watch, 2004
Hague Justice Portal: Academic gateway to The Hague organisations concerning international peace, justice and security.
Calendar of court proceedings before the ICTY: Hague Justice Portal
Why Journalists Should be Worried by the Rwanda Tribunal Precedents (deals also with ICTY) by Thierry Cruvellier for Reporters Without Borders
SENSE News Agency, a special project based in ICTY
Complete web-based video archive of the Milosevic trial
War Crimes, conditionality and EU integration in the Western Balkans, by Vojin Dimitrijevic, Florence Hartmann, Dejan Jovic, Tija Memisevic, edited by Judy Batt, Jelena Obradović, Chaillot Paper No. 116, June 2009, European Union Institute for Security Studies
Introductory note by Fausto Pocar on the Statute of the International Criminal Tribunal for the former Yugoslavia in the Historic Archives of the United Nations Audiovisual Library of International Law
Procedural history of the Statute of the International Criminal Tribunal for the former Yugoslavia in the Historic Archives of the United Nations Audiovisual Library of International Law
Lecture by Fausto Pocar entitled Completing the Mandate: The Legal Challenges Facing the International Criminal Tribunal for the former Yugoslavia in the Lecture Series of the United Nations Audiovisual Library of International Law
Lecture by Fausto Pocar entitled Contribution of the International Criminal Tribunal for the former Yugoslavia to the Development of International Humanitarian Law in the Lecture Series of the United Nations Audiovisual Library of International Law
Lecture by Patrick Lipton Robinson, Fairness and Efficiency in the Proceedings of the International Criminal Tribunal for the former Yugoslavia in the Lecture Series of the United Nations Audiovisual Library of International Law
Croatian War of Independence
Kosovo War
Yugoslav Wars
War crimes organizations
Organisations based in The Hague
Organizations established in 1993
Organizations disestablished in 2017
Netherlands and the United Nations
United Nations courts and tribunals
Incitement to genocide case law |
15284 | https://en.wikipedia.org/wiki/List%20of%20intelligence%20agencies | List of intelligence agencies | This is a list of intelligence agencies by country. It includes only currently operational institutions.
An intelligence agency is a government agency responsible for the collection, analysis, and exploitation of information in support of law enforcement, national security, military, and foreign policy objectives.
Afghanistan
General Directorate of Intelligence (GDI) – د استخباراتو لوی ریاست
Albania
State Intelligence Service (SHISH) – Sherbimi Informativ Shteteror
Intelligence Agency of Defense (AISM) – Agjencia e Inteligjencës së Mbrojtjës
Algeria
Coordination des services de sécurité (CSS)
General Directorate for Internal Security (DGSI)
General Directorate for Documentation and External Security (DGDSE)
General Directorate for Technical Intelligence (DGRT)
Argentina
President's Office
Federal Intelligence Agency (AFI) – Agencia Federal de Inteligencia
National Intelligence School (ENI) – Escuela Nacional de Inteligencia
Directorate of Judicial Surveillance (DOJ) – Dirección de Observaciones Judiciales
Federal Counternarcotics Service (SEFECONAR) – Servicio Federal de Lucha contra el Narcotráfico
Argentine National Gendarmerie Intelligence (SIGN) – Inteligencia de la Gendarmería Nacional Argentina
Ministry of Defense
National Directorate of Strategic Military Intelligence (DNIEM) – Dirección Nacional de Inteligencia Estratégica Militar
Ministry of Justice
Federal Penitentiary Service Intelligence – Inteligencia del Servicio Penitenciario Federal
Airport Security Police Intelligence – Inteligencia de la Policía de Seguridad Aeroportuaria
Ministry of Interior
National Directorate of Criminal Intelligence (DNIC) – Dirección Nacional de Inteligencia Criminal
Argentine Federal Police Intelligence – Inteligencia de la Policía Federal Argentina
Buenos Aires Police Intelligence (SIPBA) (Buenos Aires Police Intelligence) – Inteligencia de la Policía Bonaerense
Argentine Naval Prefecture Intelligence (SIPN) – Inteligencia de la Prefectura Naval Argentina
Ministry of Economy
Financial Intelligence Unit (UIF) – Unidad de Inteligencia Financiera
Intelligence Department of the Joint General Staff of the Armed Forces (J-2)
Military Intelligence Collection Center (CRIM) – Central de Reunión de Inteligencia Militar
Army Intelligence Service (SIE) – Servicio de Inteligencia del Ejército
Naval Intelligence Service (SIN) – Servicio de Inteligencia Naval
Air Force Intelligence Service (SIFA) – Servicio de Inteligencia de la Fuerza Aérea
Armenia
National Security Service (NSS)
Department of Intelligence of the Armed Forces of Armenia
Australia
Australian Security Intelligence Organisation (ASIO)
Australian Secret Intelligence Service (ASIS)
Australian Signals Directorate (ASD)
Australian Geospatial-Intelligence Organisation (AGO)
Defence Intelligence Organisation (DIO)
Office of National Intelligence (ONI)
Austria
Bundesministerium für Landesverteidigung (BMLV): Federal Ministry of Defence
Abwehramt (AWA): Military Protective Office
Heeresnachrichtenamt (HNA): Army Intelligence Office
Bundesministerium für Inneres (BMI): Federal Ministry of the Interior
Direktion Staatsschutz und Nachrichtendienst (DSN): State Security and Intelligence Directorate
Azerbaijan
State Security Service (Dövlət Təhlükəsizliyi Xidməti)
Foreign Intelligence Service (Xarici Kəşfiyyat Xidməti)
Bahamas
Security and Intelligence Branch (SIB)
Defence Force Intelligence Branch (DFIB)
Financial Intelligence Unit (FIU)
National Intelligence Agency (NIA)
Bahrain
NSA – National Security Agency
Bangladesh
National Committee for Intelligence Coordination
National Security Affairs Cell
External Intelligence
Directorate General of Forces Intelligence (DGFI)
National Security Intelligence (NSI)
Internal Intelligence
National Security Intelligence (NSI)
National Telecommunication Monitoring Centre (NTMC)
Special Branch (SB)
Counter Terrorism and Transnational Crime (CTTC)
Police Bureau of Investigation (PBI)
Criminal Investigation Department (CID)
Economic Intelligence & Securities
Central Intelligence Unit (CIU)
Bangladesh Financial Intelligence Unit (BFIU)
Bangladesh Securities and Exchange Commission (BSEC)
Other Intelligence
Special Security Force – Intelligence Bureau (SSF-IB)
Rapid Action Battalion – Intelligence Wing (RAB-IW)
Military Intelligence
Directorate General of Forces Intelligence (DGFI)
Barbados
Royal Barbados Police Force Special Branch (SB)
Financial Intelligence Unit (FIU)
Criminal Investigations Department (CID)
Military Intelligence Unit (MIU)
Belarus
Камітэт дзяржаўнай бяспекі / Комитет государственной безопасности (KDB/KGB) (State Security Committee)
Belgium
VSSE (State Security Service)
ADIV / SGRS (ADIV/SGRS) (General Intelligence and Security Service, military intelligence)
OCAD / OCAM (Coordination Unit for the Threat Assessment)
Bosnia and Herzegovina
Intelligence-Security Agency of Bosnia and Herzegovina (OSA)
Državna Agencija za Istrage i Zaštitu (State Investigation and Protection Agency, SIPA)
Botswana
Directorate on Intelligence and Security Services (DISS – Ministry of State President Espionage & Counter Intelligence unit)
Crime Intelligence Branch (CRIB – Botswana Police Service Criminal Investigations Department unit)
Military Intelligence (MI – Botswana Defence Force unit)
Financial Intelligence Agency (FIA – Ministry of Finance department)
Brazil
Brazilian Intelligence Agency (ABIN)
Federal Police Department (DPF) (counterintelligence agency)
Army Intelligence Center (CIE)
Navy Intelligence Center (CIM)
Aeronautics Intelligence Center (CIA) (Air Force Intelligence)
Gabinete de Seguranca Institucional (GSI) Responds directly to the president's office and the armed forces. Coordinates some intelligence operations.
Secretaria da Receita Federal do Brasil (Federal Revenue Secretariat) (RFB) (General Coordination for Research and Investigations - Coordenação-Geral de Pesquisa e Investigação - Copei)
Brunei
Internal Security Department (Brunei) (internal)
Research Department (external)
Bulgaria
Държавна агенция „Разузнаване“ (DAR) (State Intelligence Agency) – overseas intelligence gathering service under the supervision of the Council of Ministers of Bulgaria
Държавна агенция за национална сигурност State Agency for National Security (DANS) – national security service under the supervision of the Council of Ministers of Bulgaria
Служба "Военна информация" (CVI) (Military Intelligence Service) – under Ministry of Defence supervision
Burundi
Service national de renseignement (SNR)
Cambodia
Ministry of National Defense
General Directorate of Intelligence
Canada
Canadian Security Intelligence Service (CSIS)
Communications Security Establishment (CSE)
Canadian Forces Intelligence Command (DND)
Criminal Intelligence Service Canada (CISC)
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
Global Affairs Canada (GAC) Bureau of Intelligence Analysis and Security and Bureau of Economic Intelligence
Royal Canadian Mounted Police (RCMP) intelligence division
Canada Border Services Agency (CBSA) Immigrations Intelligence
Canadian Coast Guard (CCG)
Intelligence Branch
Public Safety Canada
Canadian Centre for Cyber Security Cyber intelligence
Integrated National Security Enforcement Teams
Chile
Ministry of Interior
National Intelligence Agency (ANI) – Agencia Nacional de Inteligencia
Carabineros Intelligence Departament (DIPOLCAR) – Dirección de Inteligencia de Carabineros
Police Intelligence Department – Jefatura de Inteligencia Policial
Ministry of National Defence
Defense Intelligence Departament (DID) – Dirección de Inteligencia de la Defensa
Army Intelligence Departament (DINE) – Dirección de Inteligencia del Ejército
Air Force Intelligence Departament (DIFA) – Dirección de Inteligencia de la Fuerza Aérea
Navy Intelligence Departament – Direccion de Inteligencia de la Armada
China (PRC)
Central Committee of the Chinese Communist Party (CCCPC)
610 Office
International Department (ID)
United Front Work Department (UFWD)
People's Liberation Army (PLA)
Central Security Regiment aka 8341 Unit
Joint Staff Department of the Central Military Commission (JSDCMC)
Intelligence Bureau of the General Staff aka 2nd Bureau
People's Liberation Army Air Force (PLAAF)
Sixth Research Institute (SRI)
People's Liberation Army General Political Department (GND)
China Association for International Friendly Contacts (CAIFC)
People's Liberation Army General Staff Department (GSD)
Second Intelligence Department
Third Department
Fourth Department
People's Liberation Army Navy (PLAN)
Navy Intelligence (์NI)
People's Liberation Army Strategic Support Force, particularly the 3rd department ("3PLA").
PLA Unit 61398 aka APT 1
State Council of the People's Republic of China
Ministry of Human Resources and Social Security (MOHRSS)
State Administration of Foreign Experts Affairs (SAFEA)
Ministry of State Security (MSS)
Office for Safeguarding National Security of the CPG in the HKSAR (CPGNSO)
Hong Kong SAR
Criminal Intelligence Bureau (CIB) of the Hong Kong Police Force
Joint Financial Intelligence Unit (JFIU) of the Hong Kong Police Force and the Customs and Excise Department
Macau SAR
Counter-intelligence Section – Research and Information Division of Public Security Police Force of Macau
Information Division of Macau Security Force
Colombia
Dirección Nacional de Inteligencia (DNI)
Jefatura de Inteligencia Militar Conjunta
Jefatura de Inteligencia Militar (JEIMI)
Jefatura de Inteligencia Aérea (JIA)
Jefatura de Inteligencia Naval (JINA)
Dirección de Inteligencia de la Policía Nacional (DIPOL)
Congo (DRC)
National Intelligence Agency (ANR)
General Staff of Military intelligence (ex-DEMIAP)
Directorate of General Information ( Congolese National Police PNC)
CENAREF (National Financial Intelligence Unit)
Congo (Republic of)
Direction Générale de la Sécurité d'État (DGSE)
Costa Rica
Intelligence and National Security Department (DIS) – Direccion de Inteligencia y Seguridad Nacional
Croatia
Sigurnosno-obavještajna agencija (SOA) (Security and Intelligence Agency)
Vojna sigurnosno-obavještajna agencija (VSOA) (Military Security and Intelligence Agency)
Cuba
Communist Party of Cuba (PCC)
Departmento America (DA)
Ministry of the FAR (MINFAR)
Military Counterintelligence Directorate
Military Intelligence Directorate
Ministry of the Interior
Dirección General de Inteligencia (DGI)
Cyprus
Cyprus Intelligence Service (CIS) (Κυπριακή Υπηρεσία Πληροφοριών)(ΚΥΠ), (former Central Intelligence Service-KYP)
Czech Republic
Security Information Service (Bezpečnostní informační služba, BIS)
Office for Foreign Relations and Information (Úřad pro zahraniční styky a informace, ÚZSI)
Ministry of Defence
Military Intelligence (Vojenské zpravodajství, VZ)
Denmark
Danish Security and Intelligence Service (Politiets Efterretningstjeneste (PET)).
Danish Defence Intelligence Service (Forsvarets Efterretningstjeneste (FE)).
Army Intelligence Center (Efterretningsregimentet (EFR)).
Djibouti
Brigade Spéciale de Recherche de la Gendarmerie (BSRG)
Service de Documentation et de Sédimentation (SDS)
Dominican Republic
(DNI) (National Department of Investigations)
Ecuador
National Intelligence Secretariat (SENAIN) (Inactive)
Egypt
Gihaz al-Mukhabarat al-Amma (GIS) (General Intelligence Service)
Idarat al-Mukhabarat al-Harbyya wa al-Istitla (OMIR) (Office of Military Intelligence and Reconnaissance)
Al-amn al-Watani (GHS) (General Homeland Security)
Eritrea
National Intelligence Agency (Hagerawi Dhnet) (ሃገራዊ ድሕነት)
Eritrea Intelligence Research Centre (EiRC - ሻዕቢያ) (Powered by NationalEr Interest)
National Security Office (or National Security Agency)
Estonia
Estonian Internal Security Service (KaPo) (Kaitsepolitseiamet)
Foreign Intelligence Service (Välisluureamet)
Military Intelligence Centre of Estonian Defence Forces (Kaitseväe Luurekeskus)
Ethiopia
Information Network Security Agency (INSA)
National Intelligence and Security Service (NISS)
Finland
Ministry of Defence
Finnish Defence Intelligence Agency – Puolustusvoimien tiedustelulaitos (PVTIEDL) / Försvarsmaktens underrättelsetjänst
Intelligence Division (Finland) – Pääesikunnan tiedusteluosasto (PE TIEDOS) / Huvudstabens underrättelseavdelning)
Ministry of Interior
Finnish Security Intelligence Service (SUPO) – Suojelupoliisi / Skyddspolisen
France
Ministry of Interior
General Directorate for Internal Security (DGSI; Direction générale de la sécurité intérieure) – Domestic counter-terrorism and counter-espionage intelligence.
Central Directorate of the Judicial Police (DCPJ; Direction centrale de la Police judiciaire) – Organised crime intelligence.
Ministry of Defence
Directorate-General for External Security (DGSE; Direction générale de la sécurité extérieure) – Foreign intelligence relating to national security.
Direction du Renseignement et de la Sécurité de la Défense (DRSD; Direction du Renseignement et de la Sécurité de la Défense) – Foreign intelligence relating to national security.
Directorate of Military Intelligence (DRM; Direction du renseignement militaire) – Military intelligence.
Gambia
State Intelligence Services (the Gambia) (SIS)
Georgia
State Security Service (SSSG) − სახელმწიფო უშიშროების სამსახური
Georgian Intelligence Service (GIS) − საქართველოს დაზვერვის სამსახური
Georgian Armed Forces
Military Intelligence Department
Germany
Federal
Bundeskanzleramt: Federal Chancellery
Bundesnachrichtendienst (BND): Federal Intelligence Service
Bundesministerium des Innern (BMI): Federal Ministry of Interior
Bundesamt für Verfassungsschutz (BfV): Federal Office for the Protection of the Constitution
Bundesamt für Sicherheit in der Informationstechnik (BSI): Federal Office for Information Security
Bundespolizei: Federal Police
Zentrum für Informations- und Kommunikationstechnik (IKTZ): Center for information and communication technology
Bundeswehr: Federal Defense Force
Militärischer Abschirmdienst (MAD): Military Counterintelligence Service
Kommando Strategische Aufklärung (KSA): Strategic Surveillance Command
State
Landesministerium des Innern: State Ministry of the Interior (different denominations from state to state)
Landesamt für Verfassungsschutz (LfV): (semi-independent) State Authority for the Protection of the Constitution for every single state
Ghana
National Security Council (Ghana) (Centre of National Security)
National Signals Bureau (NSB) – (Cyber Intelligence)
Bureau of National Investigations (BNI) – (Internal Intelligence Agency)
Research Department Unit – Research Department, Ministry of Foreign Affairs (External Intelligence Agency)
Criminal Investigative Department (CID) – (Ghana Police)
Military Intelligence Unit (MIU) – (Ghana Armed Forces)
Greece
Prime Minister of the Hellenic Republic
National Intelligence Service (ΕΥΠ) – Εθνική Υπηρεσία Πληροφοριών
Hellenic National Defence General Staff
E Division – Intelligence Division
Haiti
Service d'Intelligence National (SIN) (National Intelligence Service)
Hungary
Információs Hivatal (IH) (Information Office)
Alkotmányvédelmi Hivatal (AH) (Constitution Protection Office)
Katonai Nemzetbiztonsági Szolgálat (KNBSZ) (Military National Security Service)
Nemzetbiztonsági Szakszolgálat (NBSZ) (Special Service for National Security)
Terrorelhárítási Központ (TEK) (Counter Terrorism Centre)
Iceland
National Security Agency – Greiningardeild Ríkislögreglustjóra (GRLS)
Military Intelligence Service – Greiningardeild Varnarmálastofnunar Íslands (GVMSÍ)
India
Joint Intelligence Committee
External Intelligence
Research and Analysis Wing (RAW)
Defence Intelligence
Defence Intelligence Agency
Directorate of Military Intelligence
Directorate of Air Intelligence
Directorate of Naval Intelligence
Image Processing and Analysis Centre
Directorate of Signals Intelligence
Joint Cipher Bureau
Internal intelligence
Intelligence Bureau (IB)
Economic Intelligence
Directorate of Revenue Intelligence
Economic Intelligence Council
Enforcement Directorate
Directorate General of GST Intelligence (DGGI)
Central Economic Intelligence Bureau
Directorate of Economic Enforcement
Financial Intelligence Unit (FIU-Ind)
Other Intelligence
Wildlife Crime Control Bureau
Narcotics Control Bureau
Indonesia
Foreign/Domestic Intelligence
Badan Intelijen Negara (BIN) (State Intelligence Agency)
Military Intelligence
Indonesian Strategic Intelligence Agency (BAIS)
Badan Intelijen Pertahanan/Badan Instalasi Strategis Nasional (BAINTEL KEMHAN/BAINSTRANAS) (Defence Intelligence Agency/Strategic National Installations Agency)
Indonesian Army Intelligence Centre (PUSINTELAD)
Signals Intelligence
Badan Siber dan Sandi Negara (BSSN) (National Crypto and Cyber Security Agency)
Badan Informasi Geospasial (BIG)
Criminal Intelligence
Badan Intelijen dan Keamanan Polri (BAINTELKAM) (Indonesian National Police Security and Intelligence Agency)
Jaksa Agung Muda Bidang Intelijen Kejagung (JAM Intelijen) (Office of the Solicitor General for Intelligence)
Direktorat Intelijen Imigrasi (Directorate of Immigration Intelligence)
Seksi Intelijen BNN (National Narcotics Agency Intelligence Section)
Financial Intelligence
Inspektorat Bidang Investigasi Kemkeu (Ministry of Finance Inspectorate of Investigation)
Sub Direktorat Intelijen Dirjen Bea Cukai (Customs & Excise Sub-Directorate of Intelligence)
Pusat Pelaporan dan Analisis Transaksi Keuangan (PPATK)
Iran
Ministry of Intelligence (VAJA)
Oghab 2 – Nuclear facilities security
Iranian Intelligence Community
General Staff of the Armed Forces of the Islamic Republic of Iran:
Intelligence Protection Organization of General Staff of the Armed Forces
Islamic Republic of Iran Army:
Intelligence Protection Organization of Iranian Army (SAHEFAJA)
Islamic Revolutionary Guard Corps:
Intelligence Organization of IRGC
Intelligence Protection Organization of IRGC (SAHEFASA)
Law Enforcement Force of the Islamic Republic of Iran:
Iranian Security Police (PAVA)
Intelligence Protection Organization of Iranian Police (SAHEFANAJA)
Ministry of Defence and Armed Forces Logistics:
Intelligence Protection Organization of Ministry of Defence (SAHEFAVEDJA)
Iraq
General Security Directorate - (GSD) - (Internal security agency)
Iraqi National Intelligence Service - (INIS) - (Foreign intelligence and Special operations)
Falcons Intelligence Cell - (FIC) - (Military intelligence)
Kurdistan Region Security Council (KRSC) - (Regional security agency)
Ireland
Foreign & Domestic Military Intelligence (Defence Forces)
Directorate of Military Intelligence (G2)
Communications and Information Services Corps (CIS) SIGINT Section
Domestic Police Intelligence (Garda Síochána)
Crime & Security Branch (CSB)
Special Detective Unit (SDU)
National Surveillance Unit (NSU)
Financial Intelligence Unit (FIU)
Israel
Mossad (Foreign Intelligence and Special Operations)
Shin Bet (Internal Security Service)
Aman (Military intelligence)
Lahav 433 (Police intelligence)
Italy
Dipartimento delle Informazioni per la Sicurezza (DIS): "Department of Information for Security"
Internal Intelligence
Agenzia Informazioni e Sicurezza Interna (AISI): "Agency for Internal Information and Security"
External Intelligence
Agenzia Informazioni e Sicurezza Esterna (AISE): "Agency for External Information and Security"
Military Intelligence
2nd Information and Security Unit (II RIS) : "II Reparto Informazioni e Sicurezza" (military intelligence and security command of the Joint General Staff)
Reparto per le Informazioni Operative (RIO): "Operational Informations Unit" (information gathering branch).
Centro Intelligence Interforze (CII): "Joint Intelligence Center"
Centro Interforze di Formazione Intelligence e Guerra Elettronica (CIFI/GE): "Joint Intelligenge and Electronic Warfare Training Center"
Reparto per la Sicurezza e le Addettanze Militari: "Security and Military Attaches Unit" (information security and counterintelligence branch).
Ufficio Addettanze Militari all'Estero: Military Attaches Abroad Office (military diplomatic intelligence).
Ufficio Sicurezza Difesa: "Defense Security Office" (military counterintelligence).
Ufficio di Polizia Militare: "Military Police Office" (military information structures security).
Centro di Valutazione della Difesa (Ce.Va.Difesa): "Defense Evaluation Center" (military software and systems security evaluation).
Reparto per la Politica informativa ed il Telerilevamento Satellitare: "Information Policies and Satellite Remote Sensing Unit" (technical intelligence branch).
Centro Interforze Telerilevamento Satellitare (CITS): "Joint Satellite Remote Sensing Center".
Ufficio Politica Informativa e Guerra Elettronica: "Information Policies and Electronic Warfare Office".
Raggruppamento Unità Difesa (RUD): "Defense Units Group" (high-level security and operations branch).
Jamaica
Jamaica Defence Force Intelligence Unit
National Intelligence Bureau
Special Branch of Jamaica Constabulary Force
Japan
Cabinet Secretariat
CIRO (Cabinet Intelligence and Research Office)
Cabinet Satellite Intelligence Center (CSICE)
Ministry of Defense
Defense Intelligence Headquarters (DIH)
Intelligence Security Command (JSDF)
Military Intelligence Command (JGSDF)
Fleet Intelligence Command (JMSDF)
Air Intelligence Wing (JASDF)
National Public Safety Commission
National Police Agency
NPA Security Bureau
Tokyo Metropolitan Police Department Public Security Bureau
Prefectural Police Department Security Bureau
Public Security Section
Police Station
Public Security Section
Ministry of Foreign Affairs
Intelligence and Analysis Service (IAS)
International Counter-Terrorism Intelligence Collection Unit (ICTICU)
Ministry of Justice
Public Security Intelligence Agency (PSIA)
Jordan
Da’irat al-Mukhabarat al-’Ammah (GID) (General Intelligence Department)
Kazakhstan
National Security Committee of the Republic of Kazakhstan
General Intelligence Office
State Security Service of Kazakhstan
Kenya
National Intelligence Service (NIS)
Directorate of Military Intelligence
National Cyber Command Center (NC3)
Directorate of Criminal Investigations (DCI)
Korea, North (DPRK)
Reconnaissance General Bureau
Ministry of State Security (North Korea)
Korea, South (ROK)
Independent agencies
Korea Financial Intelligence Unit (KoFIU)
National Counter Terrorism Center (NCTC)
National Intelligence Service (NIS)
Presidential Security Service (PSS)
Intelligence & Security
Korean National Police (KNP)
Intelligence Bureau
Ministry of National Defense (MND)
Defense Intelligence Agency (DIA)
Defense Security Support Command (DSSC)
Naval Intelligence Group (NIG)
Ministry of Science and ICT (MSIT)
Korea Internet & Security Agency (KISA)
Kuwait
The Ministry of Interior (وزارة الداخلية),
Domestic Undercover Police (المباحث الجنائية)
Kuwait National Security Bureau (جهاز الأمن الوطني)
The Ministry of Defense (وزارة الدفاع),
Military Intelligence Agency ( الاستخبارات العسكرية )
The National Guard (الحرس الوطني),
National Guard Intelligence Agency (وكالة استخبارات الحرس الوطني)
Kyrgyzstan
State Committee for National Security (UKMK/GKNB)
Latvia
Valsts drošības dienests (VDD) (State Security Service)
Satversmes aizsardzības birojs (SAB) (Constitution Protection Bureau)
Militārās izlūkošanas un drošības dienests (MIDD) (Defence Intelligence and Security Service)
Lebanon
General Directorate of General Security
The Information Branch
Lebanese State Security
Intelligence Directorate of the Lebanese Army
Liberia
National Security Agency
Lithuania
State Security Department / Valstybes saugumo departamentas (VSD)
Second Investigation Department / Antrasis operatyvinių tarnybų departamentas (AOTD)
Luxembourg
Service de Renseignement de l'État Luxembourgeois / Lëtzebuerger Staatlëchen Noriichtendéngscht (SREL, Luxembourg State Intelligence Service, i.e. the Homeland Intelligence Service)
Haut Commissariat de la Sécurité Extérieure / Héichkommissariat fir auswäerteg Sëcherheet (HCSE, High Commission for External Security, i.e. the Foreign Intelligence Service)
Service de Renseignement de l'Armée Luxembourgeoise / Noriichtendéngscht vun der Lëtzebuerger Arméi (SRAL, Luxembourgish Army Intelligence Service, i.e. the Military Intelligence Service)
Madagascar
Central Intelligence Service (CIS)
Malawi
In the Presidents Office
National Intelligence Service formerly known as National Intelligence Bureau
Malaysia
Malaysian Special Branch
Defence Intelligence Staff Division
Royal Intelligence Corps (Kor Risik DiRaja), Military intelligence, Malaysian Armed Forces
Research Division of the Prime Minister's Department (Malaysian External Intelligence Organization)
Chief Government Security Office (CGSO)
Maldives
Maldives National Defence Force (Defence Intelligence Service)
Maldives Police Service (Directorate of Intelligence)
Mexico
Federal government of Mexico
Civilian agencies
Attorney General of Mexico (FGR)
Attorney General's Crime-Combat Planning, Analysis and Information Center ( CENAPI / PGR – Centro de Planeación, Análisis e Información para el Combate a la Delincuencia )
Attorney General's Office for Special Investigations on Organized Crime (SEIDO / PGR )
Financial Intelligence Unit (Mexico) Unidad de Inteligencia Financiera (UIF)
Interior Ministry (SEGOB)
National Commission for Security (CNS)
Federal Police
Intelligence Division of the Federal Police (Division de Inteligencia – CNS / Policia Federal)
National Intelligence Centre (CNI)
Military agencies
SEDENA
2nd Section of the National Defense Intelligence Staff (SEDENA S-2 – Seccion 2da: Inteligencia del Estado Mayor)
Military Intelligence – National Defense Ministry (Inteligencia Militar – SEDENA / Ejercito y Fuerza Aerea)
SEMAR
Naval Intelligence – Navy Ministry (Inteligencia Naval – SEMAR / Marina Armada )
Moldova
Information of and Security Service (SIS) – Serviciul de Informații și Securitate"https://sis.md/en
Mongolia
General Intelligence Agency of Mongolia (GIA)
Montenegro
National Security Agency (ANB)
Ministry of Defence
Intelligence-security Service
Morocco
Direction de la Surveillance du Territoire (DST) (Directorate of Territorial Surveillance)
Direction Generale pour l'Etude et la Documentation (DGED) (Directorate of Research and Documentation)
Bureau Central d'Investigations Judiciaires (BCIJ) (Central Bureau of Judicial Investigations)
Mozambique
Servico de Informaçãos e Segurança do Estado (SISE)
Myanmar
Bureau Of Special Investigation (BSI)
Military Intelligence of Myanmar (MI)
Special Intelligence Department (Special Branch)
Criminal Investigation Department (CID)
Nepal
National Investigation Department (NID) Formerly known as Nepal Guptachar vibhag
Directorate of Military Intelligence
Netherlands
Algemene Inlichtingen- en Veiligheidsdienst (AIVD) (General Intelligence and Security Service)
Militaire Inlichtingen- en Veiligheidsdienst (MIVD) (Military Intelligence and Security Service)
Joint Sigint Cyber Unit (JSCU)
Nationale Coördinator Terrorismebestrijding en Veiligheid (NCTV) (National Coordinator for Counterterrorism and Security), used for the analysis of threats and coordination of counterterrorism measures
Koninklijke Marechaussee (Royal Marechaussee)
Team Criminal Intelligence (KMar-TCI)
Fiscale Inlichtingen- en Opsporingsdienst (Fiscal Information and Investigation Service)
Team Criminal Intelligence (FIOD-TCI)
Korps Nationale Politie (National Police Corps)
Team Criminal Intelligence (TCI)
Team Special Witnesses (TSG) (Team Speciale Getuigen)
Regional Intelligence Service (Regionale Inlichtingendienst), National Police teams which collect national security intelligence for the AIVD
Team Public Order Intelligence (Team Openbare Order Inlichtingen), intelligence unit focused on collecting intelligence to maintain public order and security
New Zealand
Government Communications Security Bureau
New Zealand Security Intelligence Service
National Assessments Bureau
Nicaragua
Dirección de Información para la Defensa (DID) (Directorate of Information for Defense)
Nigeria
State Security Service (Internal Security)
National Intelligence Agency (Foreign Intelligence and Counterintelligence)
Defence Intelligence Agency (Military Intelligence)
Department Directorate Of Secret Service (Nigeria)
Force Intelligence Bureau(FIB) (Intelligence Arm of The Nigerian Police Force)
North Macedonia
Administration for Security and Counterintelligence (Uprava za bezbednost i kontrarazuznavanje) (Police Agency)
Intelligence Agency (Agencija za Razuznavanje) (Civilian Agency) IA
Military Service for Security and Intelligence (Voena služba za razuznuvanje i bezbednost) (Military Agency)
Norway
Nasjonal sikkerhetsmyndighet (NSM) (National Security Authority)
Politiets sikkerhetstjeneste (PST) (Police Security Service)
Etterretningstjenesten (NIS) (Norwegian Intelligence Service)
Forsvarets sikkerhetstjeneste (FOST) – Norwegian Defence Security Service (NORDSS)
Oman
The Palace Office
Internal Security Service
Liaison and Coordination Service
Pakistan
National Intelligence Coordination Committee (NICC)
External Intelligence
Inter-Services Intelligence (ISI)
Defence Intelligence
Air Intelligence (AI)
Military Intelligence (MI)
Naval Intelligence (NI)
Internal Intelligence
Intelligence Bureau (IB)
Federal Investigation Agency (FIA)
National Intelligence Directorate (NID)
Economic Intelligence & Securities
Federal Board of Revenue (FBR)
Directorate-General of Intelligence and Investigation (DGII)
Financial Monitoring Unit (FMU)
National Accountability Bureau (NAB)
Security and Exchange Commission Pakistan (SECP)
Other Intelligence
National Counter Terrorism Authority (NACTA)
Counter Terrorism Department (CTD)
Anti-Narcotics Force (ANF)
National Crises Management Cell (NCMC)
Anti-Crime & Anti-Terrorism (ACAT)
Panama
Consejo de Seguridad Pública y Defensa Nacional (CSPDN) (security, defense and intelligence main government entity)
National Police Intelligence Directorate (DNIP) – Dirección Nacional de Inteligencia Policial
Direccion de Investigacion Judicial (DIJ)
Direccion General de Analisis e Inteligencia Estrategica (DGAIE)
Servicio Nacional de Inteligencia y Seguridad (SENIS)
Papua New Guinea
National Intelligence Organization (NIO)
Royal PNG Constabulary – National Criminal Intelligence Unit (NCIU), Financial Intelligence Unit (FIU)
PNG Customs Service – Customs Intelligence
Department of Prime Minister – Office of Security Coordination & Assessment (OSCA)
PNG Defense Force – Defense Intelligence Bureau (DIB)
Bank of PNG – Financial Analysis & Supervision Unit (FASU)
Paraguay
Secretaría Nacional de Inteligencia (SNI) (National Intelligence Secretariat)
Peru
Dirección Nacional de Inteligencia (DINI) (National Directorate of Intelligence)
Philippines
Office of the President – Tanggapan ng Pangulo ng PilipinasNational Intelligence Coordinating Agency (NICA) – Pambansang Ahensiya sa Ugnayang IntelihensiyaPhilippine Drug Enforcement Agency (PDEA) – Ahensiya ng Pilipinas sa Pagpapatupad ng Batas Laban sa Bawal na GamotNational Counter-Terrorism Action Group (NACTAG) – Pambansang Lupon ng Pagsasagawa Laban sa TerorismoDepartment of Justice – Kagawaran ng KatarunganNational Bureau of Investigation (NBI) – Pambansang Kawanihan ng PagsisiyasatDepartment of National Defense – Kagawaran ng Tanggulang PambansaIntelligence Service, Armed Forces of the Philippines (ISAFP)
Philippine Army – Hukbong Katihan ng PilipinasArmy Intelligence Regiment (AIR)
Philippine Air Force – Hukbong Himpapawid ng Pilipinas300th Air Intelligence and Security Wing (AISW)
Philippine Navy – Hukbong Dagat ng PilipinasNaval Intelligence and Security Force (NISF)
Department of Transportation – Kagawaran ng TransportasyonPhilippine Coast Guard – Tanod Baybayin ng PilipinasCoast Guard Staff for Intelligence
Department of the Interior and Local Government – Kagawaran ng Interyor at Pamahalaang LokalPhilippine National Police – Pambansang Pulisya ng PilipinasDirectorate for Intelligence (DI)
Philippine National Police – Intelligence Group (PNP-IG)
Philippine National Police – Criminal Investigation and Detection Group (PNP-CIDG)
Department of Finance – Kagawaran ng PananalapiBureau of Customs (BuCor) – Kawanihan ng AdwanaCustoms Intelligence and Investigation Service (CIIS)
Department of Foreign Affairs – Kagawaran ng Ugnayang PanlabasIntelligence and Security Unit (ISU)
Poland
Agencja Wywiadu (AW) (Foreign Intelligence Agency, also principal SIGINT and IMINT agency)
Agencja Bezpieczeństwa Wewnętrznego (ABW) (Internal Security Agency - domestic and counter-intelligence, counter-terrorisn, counter-extremism, domestic SIGINT)
Służba Wywiadu Wojskowego (SWW) (Military Intelligence Service including SIGINT and IMINT)
Służba Kontrwywiadu Wojskowego (SKW) (Military Counter-intelligence Service including SIGINT)
Zarząd Kryminalny Komendy Głównej Żandarmerii Wojskowej (ZK KGŻW) (Criminal Directorate of the Military Gendarmerie Headquarters) - criminal intelligence in Armed Forces
Centralne Biuro Antykorupcyjne (CBA) (Central Anticorruption Bureau)
Komenda Główna Policji (KGP) (criminal intelligence)
Bureau of Criminal Intelligence and Information (each of the Voivodeship Police Commands has also a corresponding department)
Centralne Biuro Śledcze Policji (CBŚP) (Central Investigations Bureau of the Police)
Zarząd Operacyjno-Śledczy Komendy GłówneJ Straży Granicznej (KGSG) (Operations and Investigations Directorate of the Border Guard Headquarters) (ZOŚ KGSG) - border, immigration, air traffic and related criminal intelligence
Służba Ochrony Państwa (SOP) - intelligence concerning personal security of principal state officials
Straż Marszałkowska (SM) - intelligence concerning security of the houses of Parliament
Tax and Customs Service (SCS) (tax intelligence, as well as other concerning customs, excise, gambling, controlled drugs, controlled hazardous materials, looted cultural property, CITES)
General Inspector of Financial Information (GIIF) (financial intelligence)
Other military units involved in:
IMINT
Polish IMINT Centre (ORO)
12th Unmanned Aerial Vehicles Base (12.BBSP)
Military Unit NIL "Brigadier General August Emil Fieldorf «Nil»" (JW NIL)
SIGINT
Reconnaissance Group of 3rd Ship Flotilla (gOR 3.FO)
Centre for Radioelectronic Combat Reconnaissance and Support ″Lieutenant Colonel Jan Kowalewski″ (CRiWWRE)
2th Przasnysz Radioelectronic Reconnaissance Regiment (2.ORel)
6th Oliwa Radioelectronic Reconnaissance Regiment ″Admiral Arendt Dickman″ (6.ORel)
Military Unit NIL "Brigadier General August Emil Fieldorf «Nil»" (JW NIL)
Narodowe Centrum Bezpieczeństwa Cyberprzestrzeni (NCBC - National Centre for Cyberspace Security) (SIGINT, cyberwarfare and cryptology)
Portugal
Sistema de Informações da República Portuguesa (SIRP) (Intelligence System of the Portuguese Republic)
Serviço de Informações de Segurança (SIS) (Security Intelligence Service)
Serviço de Informações Estratégicas de Defesa (SIED) (Defense Strategic Intelligence Service)
Centro de Informações e Segurança Militares (CISMIL) (Military Intelligence and Security Service)
Qatar
Qatar State Security
Romania
Romanian Intelligence Service (SRI) – Serviciul Român de Informații Foreign Intelligence Service (SIE) – Serviciul de Informații ExterneSpecial Telecommunication Service (STS) – Serviciul de Telecomunicații SpecialeProtection and Guard Service (SPP) – Serviciul de Protecţie şi PazăMinistry of National Defence
General Directorate for Defense Intelligence (DGIA) – Direcția Generală de Informații a ApărăriiMinistry of Internal Affairs
General Directorate for Internal Security (DGPI) – Direcția Generală de Protecție Internă Russia
Federal Security Service (FSB) – Федеральная служба безопасности Main Directorate of Special Programs of the President of the Russian Federation (GUSP) – Главное управление специальных программ Президента Российской Федерации Foreign Intelligence Service (Russia) (SVR) – Служба Внешней Разведки Main Intelligence Directorate (GRU) – Главное Разведывательное Управление Federal Protective Service (FSO) – Федеральная служба охраныSpecial Communications Service of Russia – Служба специальной связи и информации Saudi Arabia
Council of Political and Security Affairs (CPSA) – مجلس الشؤون السياسية والأمنية
General Intelligence Presidency (GIP) – رئاسة الاستخبارات العامة
Presidency of State Security (PSS) – رئاسة أمن الدولة
Mabahith (GDI) – المباحث العامة
Saudi Arabia Ministry of Defense (MOD) – وزارة الدفاع
The Armed Forces Intelligence and Security Commission – هيئة استخبارات وأمن القوات المسلحة
The Land Forces Intelligence and Security Commission – هيئة استخبارات وأمن القوات البرية
The Naval Forces Intelligence and Security Commission – هيئة استخبارات وأمن القوات البحرية
The Air Forces Intelligence and Security Commission – هيئة استخبارات وأمن القوات الجوية
The Air Defense Forces Intelligence and Security Commission – هيئة استخبارات وأمن قوات الدفاع الجوي
The Strategic Missile Force Intelligence and Security Commission – هيئة استخبارات وأمن قوة الصواريخ الاستراتيجية
Saudi Arabia Ministry of Interior (MOI) – وزارة الداخلية
Saudi Arabia Border Guards Intelligence Directorate – استخبارات حرس الحدود
General Directorate of Public Security (GPS) – مديرية الأمن العام
General Administration of Financial Investigations (GAFI) – الادارة العامة للتحريات المالية
Saudi Arabia National Guard (SANG) – الحرس الوطني السعودي
National Guard Intelligence Commission – هيئة الاستخبارات بالحرس الوطني
Saudi Royal Guard (SRG) – رئاسة الحرس الملكي
Saudi Royal Guard Intelligence Commission – هيئة استخبارات الحرس الملكي السعودي
The National Cyber Security Commission (NCSC) – الهيئة الوطنية للأمن السيبراني
Saudi Arabian Monetary Authority (SAMA) – مؤسسة النقد العربي السعودي
Anti-Money Laundering Committee (AMLC) – اللجنة الدائمة لمكافحة غسل الاموال
Serbia
National
National Security Council and Classified Information Protection Office – Канцеларија Савета за националну безбедност и заштиту тајних податакаMinistry of the Interior
Security Intelligence Agency (BIA) – Безбедносно-информативна агенцијаMinistry of Defence
Military Intelligence Agency (VOA) – Војнообавештајна агенцијаMilitary Security Agency (VBA) – Војнобезбедносна агенцијаIntelligence and Reconnaissance Directorate (J-2) – Управа за обавештајно-извиђачке послове Ministry of Finance
Money Laundering Prevention Administration – Управа за спречавање прања новца Singapore
Internal Security Department (ISD)
Security and Intelligence Division (SID)
Slovakia
Slovenská informačná služba (SIS) (Slovak Information Service)
Vojenské spravodajstvo (Military Intelligence)
Národný bezpečnostný úrad (NBÚ) (National Security Bureau)
Slovenia
Slovenska Obveščevalno-Varnostna Agencija (SOVA) (Slovenian Intelligence and Security Agency)
Obveščevalno Varnostna Služba (OVS) ( Intelligence and Security Service of Slovenian Ministry of Defence)
General štab SV – Sektor za obveščevalne zadeve – J2 (GŠSV-J2) ( (General Staff SAF – Section for intelligence matters – J2)
Nacionalni Preiskovalni urad (NPU)
Somalia
National Intelligence and Security Agency (NISA)
South Africa
State Security Agency (SSA)
Domestic Branch
Foreign Branch
South African National Defence Force Intelligence Division (SANDF-ID)
Crime Intelligence Division, South African Police Service
Spain
Ministry of the Presidency
National Security Department (DSN)
Ministry of Defence
National Intelligence Centre (CNI)
Centro Criptológico Nacional (CCN)
Spanish Armed Forces
Armed Forces Intelligence Center (CIFAS)
Joint Cyberspace Command (MCCE)
Ministry of the Interior
Intelligence Center for Counter-Terrorism and Organized Crime (CITCO)
Cuerpo Nacional de Policia
Brigada de Investigación Tecnológica (BIT)
Comisaría General de la Información (CGI)
Comisaría General de Policía Judicial (CGPJ)
Civil Guard
Servicio de Información de la Guardia Civil (SIGC)
Unidad Central Operativa (UCO)
Ministry of Economic Affairs and Digital Transformation
Customs Surveillance Service (SVA)
Sri Lanka
Ministry of Defence
State Intelligence Service
Sri Lanka Armed Forces
Directorate of Military Intelligence
Military Intelligence Corps (Sri Lanka)
Central Bank of Sri Lanka
Financial Intelligence Unit (Sri Lanka)
Sri Lanka Navy
Navy Intelligence
Sri Lanka Police
Criminal Investigation Department (Sri Lanka)
Sri Lanka Customs
Central Intelligence Directorate
Sudan
General Intelligence Service
Sweden
Swedish Military Intelligence and Security Service (MUST) – Militära underrättelse- och säkerhetstjänstenOffice for Special Acquisition (KSI) – Kontoret för särskild inhämtningIntelligence Office (UNDK) – UnderrättelsekontoretSecurity Office (SÄKK) – SäkerhetskontoretNational Defence Radio Establishment (FRA) – Försvarets RadioanstaltSwedish Security Service (Säpo) – Säkerhetspolisen Switzerland
Federal Department of Defence, Civil Protection and Sports
Nachrichtendienst des Bundes (NDB) Federal Intelligence Service as of 1 January 2010, created by merger of Strategic Intelligence Service (SND) – Strategischer Nachrichtendienst and Analysis and Prevention Service (DAP) – Dienst für Analyse und PräventionSwiss Armed Forces
Military Intelligence Service (MND) – Militärischer NachrichtendienstFederal Department of Justice and Police
The Postal Service and Telecommunications Surveillance (UPF) – Überwachung Post- und Fernmeldeverkehr''
Syria
Air Force Intelligence Directorate
General Security Directorate
Political Security Directorate
Military Intelligence Service
Taiwan (ROC)
General Strategy
National Security Bureau, National Security Council
Civil
Ministry of Justice Investigation Bureau (MJIB)
National Police Agency, Ministry of Interior
Semi-military
Coast Guard Administration
Military
All Service Units
Military Police Command, Ministry of National Defense
Military Intelligence Bureau, General Staff Headquarters, Ministry of National Defense
Military Security General Corps, General Staff Headquarters, Ministry of National Defense
Political Warfare General Bureau, Ministry of National Defense
Single Branch Units
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Tajikistan
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Tanzania
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Offices of the Other Ministries
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Turkmenistan
Ministry of National Security (MNB)
Ukraine
Central Intelligence DirectorateHolovne Upravlinnya Rozvidky (HUR)
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National Bureau of Investigation (NBI)
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External secret agencies (ESC)
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United Kingdom
Joint Intelligence Organisation (JIO) – Joint intelligence analysis.
Criminal Intelligence and Protected Persons
National Crime Agency (NCA) – Organised crime intelligence gathering and analysis. In addition to having intelligence and surveillance powers, officers from the National Crime Agency can hold any or all three of the powers of a (armed) police officer, immigration officer and/or customs officer. The Agency and its officers have special powers including acting as an enforcement authority for Unexplained wealth orders and access of internet records through the Investigatory Powers Act 2016. National Crime Agency officers are posted overseas in around 50 countries. They operate the UK Protected Persons Service, which includes witness protection.
Gangmasters and Labour Abuse Authority - Human trafficking, slavery, economic, and serious organised crime.
Domestic intelligence
Security Service/MI5 – Domestic counter terrorism and counter espionage intelligence gathering and analysis.
Office for Security and Counter-Terrorism (OSCT) – Counter terrorism and protecting critical national infrastructure.
National Domestic Extremism and Disorder Intelligence Unit (NDEDIU) – Domestic counter extremism and public disorder intelligence gathering and analysis.
National Ballistics Intelligence Service (NBIS) – Illegal firearms intelligence analysis.
National Fraud Intelligence Bureau (NFIB) – Economic crime intelligence gathering and analysis.
Foreign intelligence
Secret Intelligence Service (SIS)/MI6 – Foreign intelligence gathering and analysis.
Defence Intelligence (DI) – Military intelligence analysis.
Signals intelligence
Government Communications Headquarters (GCHQ) – Signals intelligence gathering and analysis.
United States
Office of the Director of National Intelligence
Independent agencies
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Uruguay
Servicio de Inteligencia y Contraespionaje del Estado – State Intelligence and Counterespionage Service
Uzbekistan
Davlat Xavfsizlik Xizmati, Служба государственной безопасности (СГБ) (State Security Service)
Venezuela
Servicio Bolivariano de Inteligencia (SEBIN) – Bolivarian Intelligence Service
Dirección General de Contrainteligencia Militar (DGCIM) – Military Intelligence
General Counterintelligence Office
Vietnam
Ministry of Defence (Vietnam)
Tổng cục Tình báo Quân đội (Tổng cục 2, or TC2) (General Department of Military Intelligence or Second General Department)
Zambia
Zambia Security Intelligence Service (ZSIS)
Zimbabwe
Central Intelligence Organisation (CIO)
See also
List of defunct intelligence agencies
List of fictional secret police and intelligence organizations
List of intelligence gathering disciplines
List of law enforcement agencies
List of protective service agencies
List of secret police organizations
List of counterintelligence organizations
References
External links
World Intelligence and Security Agencies, FAS
Map: security services, Europe and the world
Lists by country |
15316 | https://en.wikipedia.org/wiki/Imperialism | Imperialism | Imperialism is a policy or ideology of extending rule over peoples and other countries, for extending political and economic access, power and control, often through employing hard power, especially military force, but also soft power. While related to the concepts of colonialism and empire, imperialism is a distinct concept that can apply to other forms of expansion and many forms of government.
Etymology and usage
The word imperialism originated from the Latin word imperium, which means supreme power, "sovereignty", or simply "rule". It first became common in the current sense in Great Britain during the 1870s, when it was used with a negative connotation. Previously, the term had been used to describe what was perceived as Napoleon III's attempts at obtaining political support through foreign military interventions. The term was and is mainly applied to Western and Japanese political and economic dominance, especially in Asia and Africa, in the 19th and 20th centuries. Its precise meaning continues to be debated by scholars. Some writers, such as Edward Said, use the term more broadly to describe any system of domination and subordination organized around an imperial core and a periphery. This definition encompasses both nominal empires and neocolonialism.
Colonialism versus imperialism
The term "imperialism" is often conflated with "colonialism"; however, many scholars have argued that each has its own distinct definition. Imperialism and colonialism have been used in order to describe one's perceived superiority, domination and influence upon a person or group of people. Robert Young writes that while imperialism operates from the centre, is a state policy and is developed for ideological as well as financial reasons, it is simply development for settlement or commercial intentions. However, colonialism still includes invasion. Colonialism in modern usage also tends to imply a degree of geographic separation between the colony and the imperial power. Particularly, Edward Said distinguishes the difference between imperialism and colonialism by stating; "imperialism involved 'the practice, the theory and the attitudes of a dominating metropolitan center ruling a distant territory', while colonialism refers to the 'implanting of settlements on a distant territory.' Contiguous land empires such as the Russian or Ottoman have traditionally been excluded from discussions of colonialism, though this is beginning to change, since it is accepted that they also sent populations into the territories they ruled.
Imperialism and colonialism both dictate the political and economic advantage over a land and the indigenous populations they control, yet scholars sometimes find it difficult to illustrate the difference between the two. Although imperialism and colonialism focus on the suppression of another, if colonialism refers to the process of a country taking physical control of another, imperialism refers to the political and monetary dominance, either formally or informally. Colonialism is seen to be the architect deciding how to start dominating areas and then imperialism can be seen as creating the idea behind conquest cooperating with colonialism. Colonialism is when the imperial nation begins a conquest over an area and then eventually is able to rule over the areas the previous nation had controlled. Colonialism's core meaning is the exploitation of the valuable assets and supplies of the nation that was conquered and the conquering nation then gaining the benefits from the spoils of the war. The meaning of imperialism is to create an empire, by conquering the other state's lands and therefore increasing its own dominance. Colonialism is the builder and preserver of the colonial possessions in an area by a population coming from a foreign region. Colonialism can completely change the existing social structure, physical structure, and economics of an area; it is not unusual that the characteristics of the conquering peoples are inherited by the conquered indigenous populations. Few colonies remain remote from their mother country. Thus, most will eventually establish a separate nationality or remain under complete control of their mother colony.
The Soviet leader Vladimir Lenin suggested that "imperialism was the highest form of capitalism, claiming that imperialism developed after colonialism, and was distinguished from colonialism by monopoly capitalism". This idea from Lenin stresses how important new political world order has become in the modern era. Geopolitics now focuses on states becoming major economic players in the market; some states today are viewed as empires due to their political and economic authority over other nations.
European expansion caused the world to be divided by how developed and developing nations are portrayed through the world systems theory. The two main regions are the core and the periphery. The core consists of areas of high income and profit; the periphery is on the opposing side of the spectrum consisting of areas of low income and profit. These critical theories of geo-politics have led to increased discussion of the meaning and impact of imperialism on the modern post-colonial world.
Age of Imperialism
The Age of Imperialism, a time period beginning around 1760, saw European industrializing nations, engaging in the process of colonizing, influencing, and annexing other parts of the world. 19th century episodes included the "Scramble for Africa."
In the 1970s British historians John Gallagher (1919–1980) and Ronald Robinson (1920–1999) argued that European leaders rejected the notion that "imperialism" required formal, legal control by one government over a colonial region. Much more important was informal control of independent areas. According to Wm. Roger Louis, "In their view, historians have been mesmerized by formal empire and maps of the world with regions colored red. The bulk of British emigration, trade, and capital went to areas outside the formal British Empire. Key to their thinking is the idea of empire 'informally if possible and formally if necessary.'" Oron Hale says that Gallagher and Robinson looked at the British involvement in Africa where they "found few capitalists, less capital, and not much pressure from the alleged traditional promoters of colonial expansion. Cabinet decisions to annex or not to annex were made, usually on the basis of political or geopolitical considerations."
Looking at the main empires from 1875 to 1914, there was a mixed record in terms of profitability. At first, planners expected that colonies would provide an excellent captive market for manufactured items. Apart from the Indian subcontinent, this was seldom true. By the 1890s, imperialists saw the economic benefit primarily in the production of inexpensive raw materials to feed the domestic manufacturing sector. Overall, Great Britain did very well in terms of profits from India, especially Mughal Bengal, but not from most of the rest of its empire. To understand the scale of the wealth transfer from India from 1765 to 1938 an estimated $45 Trillion was taken. This is 15-times the $3 Trillion (2019) annual GNI of the UK. The Netherlands did very well in the East Indies. Germany and Italy got very little trade or raw materials from their empires. France did slightly better. The Belgian Congo was notoriously profitable when it was a capitalistic rubber plantation owned and operated by King Leopold II as a private enterprise. However, scandal after scandal regarding very badly mistreated labour led the international community to force the government of Belgium to take it over in 1908, and it became much less profitable. The Philippines cost the United States much more than expected because of military action against rebels.
Because of the resources made available by imperialism, the world's economy grew significantly and became much more interconnected in the decades before World War I, making the many imperial powers rich and prosperous.
Europe's expansion into territorial imperialism was largely focused on economic growth by collecting resources from colonies, in combination with assuming political control by military and political means. The colonization of India in the mid-18th century offers an example of this focus: there, the "British exploited the political weakness of the Mughal state, and, while military activity was important at various times, the economic and administrative incorporation of local elites was also of crucial significance" for the establishment of control over the subcontinent's resources, markets, and manpower. Although a substantial number of colonies had been designed to provide economic profit and to ship resources to home ports in the 17th and 18th centuries, D. K. Fieldhouse suggests that in the 19th and 20th centuries in places such as Africa and Asia, this idea is not necessarily valid:
During this time, European merchants had the ability to "roam the high seas and appropriate surpluses from around the world (sometimes peaceably, sometimes violently) and to concentrate them in Europe".
European expansion greatly accelerated in the 19th century. To obtain raw materials, Europe expanded imports from other countries and from the colonies. European industrialists sought raw materials such as dyes, cotton, vegetable oils, and metal ores from overseas. Concurrently, industrialization was quickly making Europe the centre of manufacturing and economic growth, driving resource needs.
Communication became much more advanced during European expansion. With the invention of railroads and telegraphs, it became easier to communicate with other countries and to extend the administrative control of a home nation over its colonies. Steam railroads and steam-driven ocean shipping made possible the fast, cheap transport of massive amounts of goods to and from colonies.
Along with advancements in communication, Europe also continued to advance in military technology. European chemists made new explosives that made artillery much more deadly. By the 1880s, the machine gun had become a reliable battlefield weapon. This technology gave European armies an advantage over their opponents, as armies in less-developed countries were still fighting with arrows, swords, and leather shields (e.g. the Zulus in Southern Africa during the Anglo-Zulu War of 1879). Some exceptions of armies that managed to get nearly on par with the European expeditions and standards include the Ethiopian armies at the Battle of Adwa, and the Japanese Imperial Army of Japan, but these still relied heavily on weapons imported from Europe and often on European military advisors.
Theories of imperialism
Anglophone academic studies often base their theories regarding imperialism on the British experience of Empire. The term imperialism was originally introduced into English in its present sense in the late 1870s by opponents of the allegedly aggressive and ostentatious imperial policies of British Prime Minister Benjamin Disraeli. Supporters of "imperialism" such as Joseph Chamberlain quickly appropriated the concept. For some, imperialism designated a policy of idealism and philanthropy; others alleged that it was characterized by political self-interest, and a growing number associated it with capitalist greed.
In Imperialism: A Study (1902), John A. Hobson developed a highly influential interpretation of imperialism that expanded on his belief that free enterprise capitalism had a negative impact on the majority of the population. In Imperialism he argued that the financing of overseas empires drained money that was needed at home. It was invested abroad because of lower wages paid to the workers overseas made for higher profits and higher rates of return, compared to domestic wages. So although domestic wages remained higher, they did not grow nearly as fast as they might have otherwise. Exporting capital, he concluded, put a lid on the growth of domestic wages in the domestic standard of living. By the 1970s, historians such as David K. Fieldhouse and Oron Hale could argue that "the Hobsonian foundation has been almost completely demolished." The British experience failed to support it. However, European Socialists picked up Hobson's ideas and made it into their own theory of imperialism, most notably in Lenin's Imperialism, the Highest Stage of Capitalism (1916). Lenin portrayed Imperialism as the closure of the world market and the end of capitalist free-competition that arose from the need for capitalist economies to constantly expand investment, material resources and manpower in such a way that necessitated colonial expansion. Later Marxist theoreticians echo this conception of imperialism as a structural feature of capitalism, which explained the World War as the battle between imperialists for control of external markets. Lenin's treatise became a standard textbook that flourished until the collapse of communism in 1989–91.
Some theoreticians on the non-Communist left have emphasized the structural or systemic character of "imperialism". Such writers have expanded the period associated with the term so that it now designates neither a policy, nor a short space of decades in the late 19th century, but a world system extending over a period of centuries, often going back to Christopher Columbus and, in some accounts, to the Crusades. As the application of the term has expanded, its meaning has shifted along five distinct but often parallel axes: the moral, the economic, the systemic, the cultural, and the temporal. Those changes reflect—among other shifts in sensibility—a growing unease, even great distaste, with the pervasiveness of such power, specifically, Western power.
Historians and political theorists have long debated the correlation between capitalism, class and imperialism. Much of the debate was pioneered by such theorists as J. A. Hobson (1858–1940), Joseph Schumpeter (1883–1950), Thorstein Veblen (1857–1929), and Norman Angell (1872–1967). While these non-Marxist writers were at their most prolific before World War I, they remained active in the interwar years. Their combined work informed the study of imperialism and its impact on Europe, as well as contributing to reflections on the rise of the military-political complex in the United States from the 1950s. Hobson argued that domestic social reforms could cure the international disease of imperialism by removing its economic foundation. Hobson theorized that state intervention through taxation could boost broader consumption, create wealth, and encourage a peaceful, tolerant, multipolar world order.
Walter Rodney, in his 1972 classic How Europe Underdeveloped Africa, proposes the idea that imperialism is a phase of capitalism "in which Western European capitalist countries, the US, and Japan established political, economic, military and cultural hegemony over other parts of the world which were initially at a lower level and therefore could not resist domination." As a result, Imperialism "for many years embraced the whole world – one part being the exploiters and the other the exploited, one part being dominated and the other acting as overlords, one part making policy and the other being dependent."
Imperialism has also been identified in newer phenomena like space development and its governing context.
Issues
Orientalism and imaginative geography
Imperial control, territorial and cultural, is justified through discourses about the imperialists' understanding of different spaces. Conceptually, imagined geographies explain the limitations of the imperialist understanding of the societies (human reality) of the different spaces inhabited by the non–European Other.
In Orientalism (1978), Edward Said said that the West developed the concept of The Orient—an imagined geography of the Eastern world—which functions as an essentializing discourse that represents neither the ethnic diversity nor the social reality of the Eastern world. That by reducing the East into cultural essences, the imperial discourse uses place-based identities to create cultural difference and psychologic distance between "We, the West" and "They, the East" and between "Here, in the West" and "There, in the East".
That cultural differentiation was especially noticeable in the books and paintings of early Oriental studies, the European examinations of the Orient, which misrepresented the East as irrational and backward, the opposite of the rational and progressive West. Defining the East as a negative vision of the Western world, as its inferior, not only increased the sense-of-self of the West, but also was a way of ordering the East, and making it known to the West, so that it could be dominated and controlled. Therefore, Orientalism was the ideological justification of early Western imperialism—a body of knowledge and ideas that rationalized social, cultural, political, and economic control of other, non-white peoples.
Cartography
One of the main tools used by imperialists was cartography. Cartography is "the art, science and technology of making maps" but this definition is problematic. It implies that maps are objective representations of the world when in reality they serve very political means. For Harley, maps serve as an example of Foucault's power and knowledge concept.
To better illustrate this idea, Bassett focuses his analysis of the role of 19th-century maps during the "scramble for Africa". He states that maps "contributed to empire by promoting, assisting, and legitimizing the extension of French and British power into West Africa". During his analysis of 19th-century cartographic techniques, he highlights the use of blank space to denote unknown or unexplored territory. This provided incentives for imperial and colonial powers to obtain "information to fill in blank spaces on contemporary maps".
Although cartographic processes advanced through imperialism, further analysis of their progress reveals many biases linked to eurocentrism. According to Bassett, "[n]ineteenth-century explorers commonly requested Africans to sketch maps of unknown areas on the ground. Many of those maps were highly regarded for their accuracy" but were not printed in Europe unless Europeans verified them.
Expansionism
Imperialism in pre-modern times was common in the form of expansionism through vassalage and conquest.
Cultural imperialism
The concept of cultural imperialism refers to the cultural influence of one dominant culture over others, i.e. a form of soft power, which changes the moral, cultural, and societal worldview of the subordinate country. This means more than just "foreign" music, television or film becoming popular with young people; rather that a populace changes its own expectations of life, desiring for their own country to become more like the foreign country depicted. For example, depictions of opulent American lifestyles in the soap opera Dallas during the Cold War changed the expectations of Romanians; a more recent example is the influence of smuggled South Korean drama series in North Korea. The importance of soft power is not lost on authoritarian regimes, fighting such influence with bans on foreign popular culture, control of the internet and unauthorised satellite dishes etc. Nor is such a usage of culture recent, as part of Roman imperialism local elites would be exposed to the benefits and luxuries of Roman culture and lifestyle, with the aim that they would then become willing participants.
Imperialism has been subject to moral or immoral censure by its critics, and thus the term is frequently used in international propaganda as a pejorative for expansionist and aggressive foreign policy.
Social imperialism
The political concept social imperialism is a Marxist expression first used in the early 20th century by Lenin as "socialist in words, imperialist in deeds" describing the Fabian Society and other socialist organizations.
Later, in a split with the Soviet Union, Mao Zedong criticized its leaders as social imperialists.
Justification
Stephen Howe has summarized his view on the beneficial effects of the colonial empires:
A controversial aspect of imperialism is the defense and justification of empire-building based on seemingly rational grounds. In ancient China, Tianxia denoted the lands, space, and area divinely appointed to the Emperor by universal and well-defined principles of order. The center of this land was directly apportioned to the Imperial court, forming the center of a world view that centered on the Imperial court and went concentrically outward to major and minor officials and then the common citizens, tributary states, and finally ending with the fringe "barbarians". Tianxia's idea of hierarchy gave Chinese a privileged position and was justified through the promise of order and peace. J. A. Hobson identifies this justification on general grounds as: "It is desirable that the earth should be peopled, governed, and developed, as far as possible, by the races which can do this work best, i.e. by the races of highest 'social efficiency'". Many others argued that imperialism is justified for several different reasons. Friedrich Ratzel believed that in order for a state to survive, imperialism was needed. Halford Mackinder felt that Great Britain needed to be one of the greatest imperialists and therefore justified imperialism. The purportedly scientific nature of "Social Darwinism" and a theory of races formed a supposedly rational justification for imperialism. Under this doctrine, the French politician Jules Ferry could declare in 1883 that "Superior races have a right, because they have a duty. They have the duty to civilize the inferior races." The rhetoric of colonizers being racially superior appears to have achieved its purpose, for example throughout Latin America "whiteness" is still prized today and various forms of blanqueamiento (whitening) are common.
The Royal Geographical Society of London and other geographical societies in Europe had great influence and were able to fund travelers who would come back with tales of their discoveries. These societies also served as a space for travellers to share these stories. Political geographers such as Friedrich Ratzel of Germany and Halford Mackinder of Britain also supported imperialism. Ratzel believed expansion was necessary for a state's survival while Mackinder supported Britain's imperial expansion; these two arguments dominated the discipline for decades.
Geographical theories such as environmental determinism also suggested that tropical environments created uncivilized people in need of European guidance. For instance, American geographer Ellen Churchill Semple argued that even though human beings originated in the tropics they were only able to become fully human in the temperate zone. Tropicality can be paralleled with Edward Said's Orientalism as the west's construction of the east as the "other". According to Said, orientalism allowed Europe to establish itself as the superior and the norm, which justified its dominance over the essentialized Orient.
Technology and economic efficiency were often improved in territories subjected to imperialism through the building of roads, other infrastructure and introduction of new technologies.
The principles of imperialism are often generalizable to the policies and practices of the British Empire "during the last generation, and proceeds rather by diagnosis than by historical description". British imperialism in some sparsely-inhabited regions appears to have applied a principle now termed Terra nullius (Latin expression which stems from Roman law meaning 'no man's land'). The country of Australia serves as a case study in relation to British settlement and colonial rule of the continent in the 18th century, that was arguably premised on terra nullius, as its settlers considered it unused by its original inhabitants.
Environmental determinism
The concept of environmental determinism served as a moral justification for the domination of certain territories and peoples. The environmental determinist school of thought held that the environment in which certain people lived determined those persons' behaviours; and thus validated their domination. For example, the Western world saw people living in tropical environments as "less civilized", therefore justifying colonial control as a civilizing mission. Across the three major waves of European colonialism (the first in the Americas, the second in Asia and the last in Africa), environmental determinism served to place categorically indigenous people in a racial hierarchy. This takes two forms, orientalism and tropicality.
Some geographic scholars under colonizing empires divided the world into climatic zones. These scholars believed that Northern Europe and the Mid-Atlantic temperate climate produced a hard-working, moral, and upstanding human being. In contrast, tropical climates allegedly yielded lazy attitudes, sexual promiscuity, exotic culture, and moral degeneracy. The people of these climates were believed to be in need of guidance and intervention from a European empire to aid in the governing of a more evolved social structure; they were seen as incapable of such a feat. Similarly, orientalism could promote a view of a people based on their geographical location.
Anti-imperialism
Anti-imperialism gained a wide currency after the Second World War and at the onset of the Cold War as political movements in colonies of European powers promoted national sovereignty. Some anti-imperialist groups who opposed the United States supported the power of the Soviet Union, such as in Guevarism, while in Maoism this was criticized as social imperialism.
Imperialism by country
Roman
Ming
Mongolian
Mali
Austria-Hungary
Belgium
Brazil
Britain
England
England's imperialist ambitions can be seen as early as the 16th century as the Tudor conquest of Ireland began in the 1530s. In 1599 the British East India Company was established and was chartered by Queen Elizabeth in the following year. With the establishment of trading posts in India, the British were able to maintain strength relative to other empires such as the Portuguese who already had set up trading posts in India.
Scotland
Between 1621 and 1699, the Kingdom of Scotland authorised several colonies in the Americas. Most of these colonies were either aborted or collapsed quickly for various reasons.
Great Britain
Under the Acts of Union 1707, the English and Scottish kingdoms were merged, and their colonies collectively became subject to Great Britain (also known as the United Kingdom).
In 1767, the Anglo-Mysore Wars and other political activity caused exploitation of the East India Company causing the plundering of the local economy, almost bringing the company into bankruptcy. By the year 1670 Britain's imperialist ambitions were well off as she had colonies in Virginia, Massachusetts, Bermuda, Honduras, Antigua, Barbados, Jamaica and Nova Scotia.
Due to the vast imperialist ambitions of European countries, Britain had several clashes with France. This competition was evident in the colonization of what is now known as Canada. John Cabot claimed Newfoundland for the British while the French established colonies along the St. Lawrence River and claiming it as "New France". Britain continued to expand by colonizing countries such as New Zealand and Australia, both of which were not empty land as they had their own locals and cultures. Britain's nationalistic movements were evident with the creation of the commonwealth countries where there was a shared nature of national identity.
Following the proto-industrialization, the "First" British Empire was based on mercantilism, and involved colonies and holdings primarily in North America, the Caribbean, and India. Its growth was reversed by the loss of the American colonies in 1776. Britain made compensating gains in India, Australia, and in constructing an informal economic empire through control of trade and finance in Latin America after the independence of Spanish and Portuguese colonies in about 1820. By the 1840s, Britain had adopted a highly successful policy of free trade that gave it dominance in the trade of much of the world. After losing its first Empire to the Americans, Britain then turned its attention towards Asia, Africa, and the Pacific. Following the defeat of Napoleonic France in 1815, Britain enjoyed a century of almost unchallenged dominance and expanded its imperial holdings around the globe. Unchallenged at sea, British dominance was later described as Pax Britannica ("British Peace"), a period of relative peace in Europe and the world (1815–1914) during which the British Empire became the global hegemon and adopted the role of global policeman. However, this peace was mostly a perceived one from Europe, and the period was still an almost uninterrupted series of colonial wars and disputes. The British Conquest of India, its intervention against Mehemet Ali, the Anglo-Burmese Wars, the Crimean War, the Opium Wars and the Scramble for Africa to name the most notable conflicts mobilised ample military means to press Britain's lead in the global conquest Europe led across the century.
In the early 19th century, the Industrial Revolution began to transform Britain; by the time of the Great Exhibition in 1851 the country was described as the "workshop of the world". The British Empire expanded to include India, large parts of Africa and many other territories throughout the world. Alongside the formal control it exerted over its own colonies, British dominance of much of world trade meant that it effectively controlled the economies of many regions, such as Asia and Latin America. Domestically, political attitudes favoured free trade and laissez-faire policies and a gradual widening of the voting franchise. During this century, the population increased at a dramatic rate, accompanied by rapid urbanisation, causing significant social and economic stresses. To seek new markets and sources of raw materials, the Conservative Party under Disraeli launched a period of imperialist expansion in Egypt, South Africa, and elsewhere. Canada, Australia, and New Zealand became self-governing dominions.
A resurgence came in the late 19th century with the Scramble for Africa and major additions in Asia and the Middle East. The British spirit of imperialism was expressed by Joseph Chamberlain and Lord Rosebury, and implemented in Africa by Cecil Rhodes. The pseudo-sciences of Social Darwinism and theories of race formed an ideological underpinning and legitimation during this time. Other influential spokesmen included Lord Cromer, Lord Curzon, General Kitchener, Lord Milner, and the writer Rudyard Kipling. The British Empire was the largest Empire that the world has ever seen both in terms of landmass and population. Its power, both military and economic, remained unmatched for a few decades. After the First Boer War, the South African Republic and Orange Free State were recognised by Britain but eventually re-annexed after the Second Boer War. But British power was fading, as the reunited German state founded by the Kingdom of Prussia posed a growing threat to Britain's dominance. As of 1913, Britain was the world's fourth economy, behind the U.S, Russia and Germany.
Irish War of Independence in 1919-1921 led to the сreation of the Irish Free State. But Britain gained control of former German and Ottoman colonies with the League of Nations mandate. Britain now had a practically continuous line of controlled territories from Egypt to Burma and another one from Cairo to Cape Town. However, this period was also the one of the emergence of independence movements based on nationalism and new experiences the colonists had gained in the war.
World War II decisively weakened Britain's position in the world, especially financially. Decolonization movements arose nearly everywhere in the Empire, resulting in Indian independence and partition in 1947 and the establishment of independent states in the 1950s. British imperialism showed its frailty in Egypt during the Suez Crisis in 1956. However, with the United States and Soviet Union emerging from World War II as the sole superpowers, Britain's role as a worldwide power declined significantly and rapidly.
China
China was one of the world's oldest empires. Due to its long history of imperialist expansion, China has been seen by its neighboring countries as a threat due to its large population, giant economy, large military force as well as its territorial evolution throughout history. Starting with the unification of China under the Qin dynasty, later Chinese dynasties continued to follow its form of expansions.
The most successful Chinese imperial dynasties in terms of territorial expansion were the Han, Tang, Yuan, and Qing dynasties.
Denmark
Danish overseas colonies that Denmark–Norway (Denmark after 1814) possessed from 1536 until 1953. At its apex there were colonies on four continents: Europe, North America, Africa and Asia. In the 17th century, following territorial losses on the Scandinavian Peninsula, Denmark-Norway began to develop colonies, forts, and trading posts in West Africa, the Caribbean, and the Indian subcontinent. Christian IV first initiated the policy of expanding Denmark-Norway's overseas trade, as part of the mercantilist wave that was sweeping Europe. Denmark-Norway's first colony was established at Tranquebar on India's southern coast in 1620. Admiral Ove Gjedde led the expedition that established the colony. After 1814, when Norway was ceded to Sweden, Denmark retained what remained of Norway's great medieval colonial holdings. One by one the smaller colonies were lost or sold. Tranquebar was sold to the British in 1845. The United States purchased the Danish West Indies in 1917. Iceland became independent in 1944. Today, the only remaining vestiges are two originally Norwegian colonies that are currently within the Danish Realm, the Faroe Islands and Greenland; the Faroes were a Danish county until 1948, while Greenland's colonial status ceased in 1953. They are now autonomous territories.
France
From the 16th to the 17th centuries, the First French colonial empire stretched from a total area at its peak in 1680 to over 10,000,000 square kilometres (3,900,000 sq. miles), the second largest empire in the world at the time behind only the Spanish Empire. It was followed by French East India Company's trading posts in Africa and Asia in the 17th century. France had its "First colonial empire" from 1534 until 1814, including New France (Canada, Acadia, Newfoundland and Louisiana), French West Indies (Saint-Domingue, Guadeloupe, Martinique), French Guiana, Senegal (Gorée), Mascarene Islands (Mauritius Island, Réunion) and French India.
Its "Second colonial empire" began with the seizure of Algiers in 1830 and came for the most part to an end with the granting of independence to Algeria in 1962. The French imperial history was marked by numerous wars, large and small, and also by significant help to France itself from the colonials in the world wars. France took control of Algeria in 1830 but began in earnest to rebuild its worldwide empire after 1850, concentrating chiefly in North and West Africa (French North Africa, French West Africa, French Equatorial Africa), as well as South-East Asia (French Indochina), with other conquests in the South Pacific (New Caledonia, French Polynesia). France also twice attempted to make Mexico a colony in 1838–39 and in 1861-67 (see Pastry War and Second French intervention in Mexico).
French Republicans, at first hostile to empire, only became supportive when Germany started to build her own colonial empire. As it developed, the new empire took on roles of trade with France, supplying raw materials and purchasing manufactured items, as well as lending prestige to the motherland and spreading French civilization and language as well as Catholicism. It also provided crucial manpower in both World Wars. It became a moral justification to lift the world up to French standards by bringing Christianity and French culture. In 1884 the leading exponent of colonialism, Jules Ferry declared France had a civilising mission: "The higher races have a right over the lower races, they have a duty to civilize the inferior". Full citizenship rights – assimilation – were offered, although in reality assimilation was always on the distant horizon. Contrasting from Britain, France sent small numbers of settlers to its colonies, with the only notable exception of Algeria, where French settlers nevertheless always remained a small minority.
In the 19th and 20th centuries, the French colonial empire was the second-largest colonial empire in the world behind the British Empire, extending over 13,500,000 km2 (5,212,000 sq. miles) at its height in the 1920s and 1930s. France controlled 1/10th of the Earth's land area, with a population of 150 million people on the eve of World War II (8% of the world's population at the time).
In World War II, Charles de Gaulle and the Free French used the overseas colonies as bases from which they fought to liberate France. However, after 1945 anti-colonial movements began to challenge the Empire. France fought and lost a bitter war in Vietnam in the 1950s. Whereas they won the war in Algeria, de Gaulle decided to grant Algeria independence anyway in 1962. French settlers and many local supporters relocated to France. Nearly all of France's colonies gained independence by 1960, but France retained great financial and diplomatic influence. It has repeatedly sent troops to assist its former colonies in Africa in suppressing insurrections and coups d'état.
Education policy
French colonial officials, influenced by the revolutionary ideal of equality, standardized schools, curricula, and teaching methods as much as possible. They did not establish colonial school systems with the idea of furthering the ambitions of the local people, but rather simply exported the systems and methods in vogue in the mother nation. Having a moderately trained lower bureaucracy was of great use to colonial officials. The emerging French-educated indigenous elite saw little value in educating rural peoples. After 1946 the policy was to bring the best students to Paris for advanced training. The result was to immerse the next generation of leaders in the growing anti-colonial diaspora centered in Paris. Impressionistic colonials could mingle with studious scholars or radical revolutionaries or so everything in between. Ho Chi Minh and other young radicals in Paris formed the French Communist party in 1920.
Tunisia was exceptional. The colony was administered by Paul Cambon, who built an educational system for colonists and indigenous people alike that was closely modeled on mainland France. He emphasized female and vocational education. By independence, the quality of Tunisian education nearly equalled that in France.
African nationalists rejected such a public education system, which they perceived as an attempt to retard African development and maintain colonial superiority. One of the first demands of the emerging nationalist movement after World War II was the introduction of full metropolitan-style education in French West Africa with its promise of equality with Europeans.
In Algeria, the debate was polarized. The French set up schools based on the scientific method and French culture. The Pied-Noir (Catholic migrants from Europe) welcomed this. Those goals were rejected by the Moslem Arabs, who prized mental agility and their distinctive religious tradition. The Arabs refused to become patriotic and cultured Frenchmen and a unified educational system was impossible until the Pied-Noir and their Arab allies went into exile after 1962.
In South Vietnam from 1955 to 1975 there were two competing colonial powers in education, as the French continued their work and the Americans moved in. They sharply disagreed on goals. The French educators sought to preserving French culture among the Vietnamese elites and relied on the Mission Culturelle – the heir of the colonial Direction of Education – and its prestigious high schools. The Americans looked at the great mass of people and sought to make South Vietnam a nation strong enough to stop communism. The Americans had far more money, as USAID coordinated and funded the activities of expert teams, and particularly of academic missions. The French deeply resented the American invasion of their historical zone of cultural imperialism.
Germany
German expansion into Slavic lands begins in the 12th-13th-century (see Drang Nach Osten). The concept of Drang Nach Osten was a core element of German nationalism and a major element of Nazi ideology. However, the German involvement in the seizure of overseas territories was negligible until the end of the 19th century. Prussia unified the other states into the second German Empire in 1871. Its Chancellor, Otto von Bismarck (1862–90), long opposed colonial acquisitions, arguing that the burden of obtaining, maintaining, and defending such possessions would outweigh any potential benefits. He felt that colonies did not pay for themselves, that the German bureaucratic system would not work well in the tropics and the diplomatic disputes over colonies would distract Germany from its central interest, Europe itself.
However, public opinion and elite opinion in Germany demanded colonies for reasons of international prestige, so Bismarck was forced to oblige. In 1883–84 Germany began to build a colonial empire in Africa and the South Pacific. The establishment of the German colonial empire started with German New Guinea in 1884.
German colonies included the present territories of in Africa: Tanzania, Rwanda, Burundi, Namibia, Cameroon, Ghana and Togo; in Oceania: New Guinea, Solomon islands, Nauru, Marshall Islands, Mariana Islands, Caroline Islands and Samoa; and in Asia: Tsingtao, Chefoo and the Jiaozhou Bay. The Treaty of Versailles made them mandates temporarily operated by the Allied victors.
Germany also lost part of the Eastern territories that became part of independent Poland as a result of the Treaty of Versailles in 1919. Finally, the Eastern territories captured in the Middle Ages were torn from Germany and became part of Poland and the USSR as a result of the territorial reorganization established by the Potsdam conference of the great powers in 1945.
Italy
The Italian Empire (Impero italiano) comprised the overseas possessions of the Kingdom of Italy primarily in northeast Africa. It began with the purchase in 1869 of Assab Bay on the Red Sea by an Italian navigation company which intended to establish a coaling station at the time the Suez Canal was being opened to navigation. This was taken over by the Italian government in 1882, becoming modern Italy's first overseas territory. By the start of the First World War in 1914, Italy had acquired in Africa the colony of Eritrea on the Red Sea coast, a large protectorate and later colony in Somalia, and authority in formerly Ottoman Tripolitania and Cyrenaica (gained after the Italo-Turkish War) which were later unified in the colony of Libya.
Outside Africa, Italy possessed the Dodecanese Islands off the coast of Turkey (following the Italo-Turkish War) and a small concession in Tianjin in China following the Boxer War of 1900. During the First World War, Italy occupied southern Albania to prevent it from falling to Austria-Hungary. In 1917, it established a protectorate over Albania, which remained in place until 1920. The Fascist government that came to power with Benito Mussolini in 1922 sought to increase the size of the Italian empire and to satisfy the claims of Italian irredentists.
In its second invasion of Ethiopia in 1935–36, Italy was successful and it merged its new conquest with its older east African colonies to create Italian East Africa. In 1939, Italy invaded Albania and incorporated it into the Fascist state. During the Second World War (1939–1945), Italy occupied British Somaliland, parts of south-eastern France, western Egypt and most of Greece, but then lost those conquests and its African colonies, including Ethiopia, to the invading allied forces by 1943. It was forced in the peace treaty of 1947 to relinquish sovereignty over all its colonies. It was granted a trust to administer former Italian Somaliland under United Nations supervision in 1950. When Somalia became independent in 1960, Italy's eight-decade experiment with colonialism ended.
Islamic
Japan
For over 200 years, Japan maintained a feudal society during a period of relative isolation from the rest of the world. However, in the 1850s, military pressure from the United States and other world powers coerced Japan to open itself to the global market, resulting in an end to the country's isolation. A period of conflicts and political revolutions followed due to socioeconomic uncertainty, ending in 1868 with the reunification of political power under the Japanese Emperor during the Meiji Restoration. This sparked a period of rapid industrialization driven in part by a Japanese desire for self-sufficiency. By the early 1900s, Japan was a naval power that could hold its own against an established European power as it defeated Russia.
Despite its rising population and increasingly industrialized economy, Japan lacked significant natural resources. As a result, the country turned to imperialism and expansionism in part as a means of compensating for these shortcomings, adopting the national motto "Fukoku kyōhei" (富国強兵, "Enrich the state, strengthen the military").
And Japan was eager to take every opportunity. In 1869 they took advantage of the defeat of the rebels of the Republic of Ezo to incorporate definitely the island of Hokkaido to Japan. For centuries, Japan viewed the Ryukyu Islands as one of its provinces. In 1871 the Mudan incident happened: Taiwanese aborigines murdered 54 Ryūkyūan sailors that became shipwrecked. At that time the Ryukyu Islands were claimed by both Qing China and Japan, and the Japanese interpreted the incident as an attack on their citizens. They took steps to bring the islands in their jurisdiction: in 1872 the Japanese Ryukyu Domain was declared, and in 1874 a retaliatory incursion to Taiwan was sent, which was a success. The success of this expedition emboldened the Japanese: not even the Americans could defeat the Taiwanese in the Formosa Expedition of 1867. Very few gave it much thought at the time, but this was the first move in the Japanese expansionism series. Japan occupied Taiwan for the rest of 1874 and then left owing to Chinese pressures, but in 1879 it finally annexed the Ryukyu Islands. In 1875 Qing China sent a 300-men force to subdue the Taiwanese, but unlike the Japanese the Chinese were routed, ambushed and 250 of their men were killed; the failure of this expedition exposed once more the failure of Qing China to exert effective control in Taiwan, and acted as another incentive for the Japanese to annex Taiwan. Eventually, the spoils for winning the First Sino-Japanese War in 1894 included Taiwan.
In 1875 Japan took its first operation against Joseon Korea, another territory that for centuries it coveted; the Ganghwa Island incident made Korea open to international trade. Korea was annexed in 1910. As a result of winning the Russo-Japanese War in 1905, Japan took part of Sakhalin Island from Russia. Precisely, the victory against the Russian Empire shook the world: never before had an Asian nation defeated a European power, and in Japan it was seen as a feat. Japan's victory against Russia would act as an antecedent for Asian countries in the fight against the Western powers for Decolonization. During World War I, Japan took German-leased territories in China's Shandong Province, as well as the Mariana, Caroline, and Marshall Islands, and kept the islands as League of nations mandates. At first, Japan was in good standing with the victorious Allied powers of World War I, but different discrepancies and dissatisfaction with the rewards of the treaties cooled the relations with them, for example American pressure forced it to return the Shandong area. By the '30s, economic depression, urgency of resources and a growing distrust in the Allied powers made Japan lean to a hardened militaristic stance. Through the decade, it would grow closer to Germany and Italy, forming together the Axis alliance. In 1931 Japan took Manchuria from China. International reactions condemned this move, but Japan's already strong skepticism against Allied nations meant that it nevertheless carried on.
During the Second Sino-Japanese War in 1937, Japan's military invaded central China. Also, in 1938-1939 Japan made an attempt to seize the territory of Soviet Russia and Mongolia, but suffered a serious defeats (see Battle of Lake Khasan, Battles of Khalkhin Gol). By now, relations with the Allied powers were at the bottom, and an international boycott against Japan to deprive it of natural resources was enforced. Thus a military move to gain access to them was needed, and so Japan attacked Pearl Harbor, bringing the United States to World War II. Using its superior technological advances in naval aviation and its modern doctrines of amphibious and naval warfare, Japan achieved one of the fastest maritime expansions in history. By 1942 Japan had conquered much of East Asia and the Pacific, including the east of China, Hong Kong, Thailand, Vietnam, Cambodia, Burma (Myanmar), Malaysia, the Philippines, Indonesia, part of New Guinea and many islands of the Pacific Ocean. Just as Japan's late industrialization success and victory against the Russian Empire was seen as an example among underdeveloped Asia-Pacific nations, the Japanese took advantage of this and promoted among its conquered the goal to jointly create an anti-European "Greater East Asia Co-Prosperity Sphere". This plan helped the Japanese gain support from native populations during its conquests especially in Indonesia. However, the United States had a vastly stronger military and industrial base and defeated Japan, stripping it of conquests and returning its settlers back to Japan.
Netherlands
The most notable example of Dutch imperialism is regarding Indonesia.
Ottoman Empire
The Ottoman Empire was an imperial state that lasted from 1299 to 1922. In 1453, Mehmed the Conqueror captured Constantinople and made it his capital. During the 16th and 17th centuries, in particular at the height of its power under the reign of Suleiman the Magnificent, the Ottoman Empire was a powerful multinational, multilingual empire, which invaded and colonized much of Southeast Europe, Western Asia, the Caucasus, North Africa, and the Horn of Africa. Its repeated invasions, and brutal treatment of Slavs led to the Great Migrations of the Serbs to escape persecution. At the beginning of the 17th century the empire contained 32 provinces and numerous vassal states. Some of these were later absorbed into the empire, while others were granted various types of autonomy during the course of centuries.
Following a long period of military setbacks against European powers, the Ottoman Empire gradually declined, losing control of much of its territory in Europe and Africa.
By 1810 Egypt was effectively independent. In 1821-1829 the Greeks in the Greek War of Independence were assisted by Russia, Britain and France. In 1815 to 1914 the Ottoman Empire could exist only in the conditions of acute rivalry of the great powers, with Britain its main supporter, especially in the Crimean war 1853–1856, against Russia. After Ottoman defeat in the Russo-Turkish War (1877–1878), Bulgaria, Serbia and Montenegro gained independence and Britain took colonial control of Cyprus, while Bosnia and Herzegovina were occupied and annexed by Austro-Hungarian Empire in 1908.
The empire allied with Germany in World War I with the imperial ambition of recovering its lost territories, but it dissolved in the aftermath of its decisive defeat. The Kemalist national movement, supported by Soviet Russia, achieved victory in the course of the Turkish War of Independence, and the parties signed and ratified the Treaty of Lausanne in 1923 and 1924. The Republic of Turkey was established.
Portugal
The Russian Empire & the Soviet Union
By the 18th century, the Russian Empire extended its control to the Pacific, peacefully forming a common border with the Qing Empire and Empire of Japan. This took place in a large number of military invasions of the lands east, west, and south of it. The Polish–Russian War of 1792 took place after Polish nobility from the Polish–Lithuanian Commonwealth wrote the Constitution of 3 May 1791. The war resulted in eastern Poland being conquered by Imperial Russia as a colony until 1918. The southern campaigns involved a series of Russo-Persian Wars, which began with the Persian Expedition of 1796, resulting in the acquisition of Georgia (country) as a protectorate. Between 1800 and 1864, Imperial armies invaded south in the Russian conquest of the Caucasus, the Murid War, and the Russo-Circassian War. This last conflict led to the ethnic cleansing of Circassians from their lands. The Russian conquest of Siberia over the Khanate of Sibir took place in the 16th and 17th centuries, and resulted in the slaughter of various indigenous tribes by Russians, including the Daur, the Koryaks, the Itelmens, Mansi people and the Chukchi. The Russian colonization of Central and Eastern Europe and Siberia and treatment of the resident indigenous peoples has been compared to European colonization of the Americas, with similar negative impacts on the indigenous Siberians as upon the indigenous peoples of the Americas. The extermination of indigenous Siberian tribes was so complete that a relatively small population of only 180,000 are said to exist today. The Russian Empire exploited and suppressed Cossacks hosts during this period, before turning them into the special military estate Sosloviye in the late 18th century. Cossacks were then used in Imperial Russian campaigns against other tribes.
But it would be a strong simplification to reduce expansion of Russia only to military conquests. The acquisition of Ukraine by Russia commenced in 1654, when Polish rule brought the population of Ukraine to revolts (see Pereyaslav Council). Another example is Georgia's accession to Russia in 1783. Given Georgia's history of invasions from the south, an alliance with Russia may have been seen as the only way to discourage or resist Persian and Ottoman aggression, while also establishing a link to Western Europe (see Treaty of Georgievsk). Russia's support helped establish independent Mongolia (independent from China) (see Mongolian Revolution of 1911).
Bolshevik leaders had effectively reestablished a polity with roughly the same extent as that empire by 1921, however with an internationalist ideology: Lenin in particular asserted the right to limited self-determination for national minorities within the new territory. Beginning in 1923, the policy of "Indigenization" [korenizatsiya] was intended to support non-Russians develop their national cultures within a socialist framework. Never formally revoked, it stopped being implemented after 1932. After World War II, the Soviet Union installed socialist regimes modeled on those it had installed in 1919–20 in the old Russian Empire, in areas its forces occupied in Eastern Europe. The Soviet Union and later the People's Republic of China supported revolutionary and communist movements in foreign nations and colonies to advance their own interests, but were not always successful. The USSR provided great assistance to Kuomintang in 1926–1928 in the formation of a unified Chinese government (see Northern Expedition). Although then relations with the USSR deteriorated, but the USSR was the only world power that provided military assistance to China against Japanese aggression in 1937-1941 (see Sino-Soviet Non-Aggression Pact). The victory of the Chinese Communists in the civil war of 1946-1949 relied on the great help of the USSR (see Chinese Civil War).
Trotsky, and others, believed that the revolution could only succeed in Russia as part of a world revolution. Lenin wrote extensively on the matter and famously declared that Imperialism was the highest stage of capitalism. However, after Lenin's death, Joseph Stalin established 'socialism in one country' for the Soviet Union, creating the model for subsequent inward looking Stalinist states and purging the early Internationalist elements. The internationalist tendencies of the early revolution would be abandoned until they returned in the framework of a client state in competition with the Americans during the Cold War. In the post-Stalin period in the late 1950s, the new political leader Nikita Khrushchev put pressure on the Soviet-American relations starting a new wave of anti-imperialist propaganda. In his speech on the UN conference in 1960, he announced the continuation of the war on imperialism, stating that soon the people of different countries will come together and overthrow their imperialist leaders. Although the Soviet Union declared itself anti-imperialist, critics argue that it exhibited traits common to historic empires. Some scholars hold that the Soviet Union was a hybrid entity containing elements common to both multinational empires and nation states. Some also argued that the USSR practiced colonialism as did other imperial powers and was carrying on the old Russian tradition of expansion and control. Mao Zedong once argued that the Soviet Union had itself become an imperialist power while maintaining a socialist façade. Moreover, the ideas of imperialism were widely spread in action on the higher levels of government. Some Marxists within the Russian Empire and later the USSR, like Sultan Galiev and Vasyl Shakhrai, considered the Soviet regime a renewed version of the Russian imperialism and colonialism.
Soviet imperialism involved invasion of Hungary in 1956 to destroy democratic forces. Soviet imperialism was roundly condemned In 1979 when the USSR invaded Afghanistan to keep a friendly government in power. The invasion "alerted the Third World, as no earlier Soviet intervention had done, to the nature of Soviet imperialism. It must be said that the USSR never called itself an "Empire" unlike other world powers and the use of such a name carries a negative connotation.
United States
Made up of former colonies itself, the early United States expressed its opposition to Imperialism, at least in a form distinct from its own Manifest Destiny, through policies such as the Monroe Doctrine. However the US may have unsuccessfully attempted to capture Canada in the War of 1812. The United States achieved very significant territorial concessions from Mexico during the Mexican-American War. Beginning in the late 19th and early 20th century, policies such as Theodore Roosevelt’s interventionism in Central America and Woodrow Wilson’s mission to "make the world safe for democracy" changed all this. They were often backed by military force, but were more often affected from behind the scenes. This is consistent with the general notion of hegemony and imperium of historical empires. In 1898, Americans who opposed imperialism created the Anti-Imperialist League to oppose the US annexation of the Philippines and Cuba. One year later, a war erupted in the Philippines causing business, labor and government leaders in the US to condemn America's occupation in the Philippines as they also denounced them for causing the deaths of many Filipinos. American foreign policy was denounced as a "racket" by Smedley Butler, a former American general who had become a spokesman for the far left.
At the start of World War II, President Franklin D. Roosevelt was opposed to European colonialism, especially in India. He pulled back when Britain's Winston Churchill demanded that victory in the war be the first priority. Roosevelt expected that the United Nations would take up the problem of decolonization.
Some have described the internal strife between various people groups as a form of imperialism or colonialism. This internal form is distinct from informal U.S. imperialism in the form of political and financial hegemony. This internal form of imperialism is also distinct from the United States' formation of "colonies" abroad. Through the treatment of its indigenous peoples during westward expansion, the United States took on the form of an imperial power prior to any attempts at external imperialism. This internal form of empire has been referred to as "internal colonialism". Participation in the African slave trade and the subsequent treatment of its 12 to 15 million Africans is viewed by some to be a more modern extension of America's "internal colonialism". However, this internal colonialism faced resistance, as external colonialism did, but the anti-colonial presence was far less prominent due to the nearly complete dominance that the United States was able to assert over both indigenous peoples and African-Americans. In his lecture on April 16, 2003, Edward Said made a bold statement on modern imperialism in the United States, whom he described as using aggressive means of attack towards the contemporary Orient, "due to their backward living, lack of democracy and the violation of women’s rights. The western world forgets during this process of converting the other that enlightenment and democracy are concepts that not all will agree upon".
Spain
Spanish imperialism in the colonial era corresponds with the rise and decline of the Spanish Empire, conventionally recognized as emerging in 1402 with the conquest of the Canary Islands. Following the successes of exploratory maritime voyages conducted during the Age of Discovery, such as those undertaken by Christopher Columbus, Spain committed considerable financial and military resources towards developing a robust navy capable of conducting large-scale, transatlantic expeditionary operations in order to establish and solidify a firm imperial presence across large portions of North America, South America, and the geographic regions comprising the Caribbean basin. Concomitant with Spanish endorsement and sponsorship of transatlantic expeditionary voyages was the deployment of Conquistadors, which further expanded Spanish imperial boundaries through the acquisition and development of territories and colonies.
Imperialism in the Caribbean basin
In congruence with the colonialist activities of competing European imperial powers throughout the 15th – 19th centuries, the Spanish were equally engrossed in extending geopolitical power. The Caribbean basin functioned as a key geographic focal point for advancing Spanish imperialism. Similar to the strategic prioritization Spain placed towards achieving victory in the conquests of the Aztec Empire and Inca Empire, Spain placed equal strategic emphasis on expanding the nation's imperial footprint within the Caribbean basin.
Echoing the prevailing ideological perspectives regarding colonialism and imperialism embraced by Spain's European rivals during the colonial era, including the English, French, and the Dutch, the Spanish utilized colonialism as a means of expanding imperial geopolitical borders and securing the defense of maritime trade routes in the Caribbean basin.
While leveraging colonialism in the same geographic operating theater as its imperial rivals, Spain maintained distinct imperial objectives and instituted a unique form of colonialism in support of its imperial agenda. Spain placed significant strategic emphasis on the acquisition, extraction, and exportation of precious metals (primarily gold and silver). A second objective was the evangelization of subjugated indigenous populations residing in mineral-rich and strategically favorable locations. Notable examples of these indigenous groups include the Taίno populations inhabiting Puerto Rico and segments of Cuba. Compulsory labor and slavery were widely institutionalized across Spanish-occupied territories and colonies, with an initial emphasis on directing labor towards mining activity and related methods of procuring semi-precious metals. The emergence of the Encomienda system during the 16th–17th centuries in occupied colonies within the Caribbean basin reflects a gradual shift in imperial prioritization, increasingly focusing on large-scale production and exportation of agricultural commodities.
Scholarly debate and controversy
The scope and scale of Spanish participation in imperialism within the Caribbean basin remains a subject of scholarly debate among historians. A fundamental source of contention stems from the inadvertent conflation of theoretical conceptions of imperialism and colonialism. Furthermore, significant variation exists in the definition and interpretation of these terms as expounded by historians, anthropologists, philosophers, and political scientists.
Among historians, there is substantial support in favor of approaching imperialism as a conceptual theory emerging during the 18th–19th centuries, particularly within Britain, propagated by key exponents such as Joseph Chamberlain and Benjamin Disraeli. In accordance with this theoretical perspective, the activities of the Spanish in the Caribbean are not components of a preeminent, ideologically-driven form of imperialism. Rather, these activities are more accurately classified as representing a form of colonialism.
Further divergence among historians can be attributed to varying theoretical perspectives regarding imperialism that are proposed by emerging academic schools of thought. Noteworthy examples include cultural imperialism, whereby proponents such as John Downing and Annabelle Sreberny-Modammadi define imperialism as "...the conquest and control of one country by a more powerful one." Cultural imperialism signifies the dimensions of the process that go beyond economic exploitation or military force." Moreover, colonialism is understood as "...the form of imperialism in which the government of the colony is run directly by foreigners."
In spite of diverging perspectives and the absence of a unilateral scholarly consensus regarding imperialism among historians, within the context of Spanish expansion in the Caribbean basin during the colonial era, imperialism can be interpreted as an overarching ideological agenda that is perpetuated through the institution of colonialism. In this context, colonialism functions as an instrument designed to achieve specific imperialist objectives.
Sweden
See also
Hegemony
Historiography of the British Empire
Imperialism, the Highest Stage of Capitalism 1917 book by Lenin
International relations of the Great Powers (1814–1919)
International relations, 1648–1814
List of empires
List of largest empires
Political history of the world
Postcolonialism
Scramble for Africa, in the late 19th century
Super-imperialism
Ultra-imperialism
Analysis of Western European colonialism and colonization
14 Points esp. V and XII
References
Further reading
Abernethy, David P. The Dynamics of Global Dominance: European Overseas Empires, 1425–1980 (Yale UP, 2000), political science approach. online review
Ankerl, Guy. Coexisting Contemporary Civilizations: Arabo-Muslim, Bharatai, Chinese, and Western, Geneva, INU Press, 2000, .
Bayly, C.A. ed. Atlas of the British Empire (1989). survey by scholars; heavily illustrated
Brendon, Piers. "A Moral Audit of the British Empire". History Today, (Oct 2007), Vol. 57 Issue 10, pp. 44–47
Brendon, Piers. The Decline and Fall of the British Empire, 1781–1997 (2008), , wide-ranging survey
Bickers, Robert and Christian Henriot, New Frontiers: Imperialism's New Communities in East Asia, 1842–1953, Manchester, Manchester University Press, 2000,
Blanken, Leo. Rational Empires: Institutional Incentives and Imperial Expansion, University Of Chicago Press, 2012
Bush, Barbara. Imperialism and Postcolonialism (History: Concepts, Theories and Practice), Longmans, 2006,
Comer, Earl of. Ancient and Modern Imperialism, John Murray, 1910.
Cotterell, Arthur. Western Power in Asia: Its Slow Rise and Swift Fall, 1415 - 1999 (2009) popular history excerpts
Dabhoiwala, Fara, "Imperial Delusions" (review of Priya Satia, Time's Monster: How History Makes History, Belknap Press/Harvard University Press, 2020, 363 pp.; Mahmood Mamdani, Neither Settler nor Native: The Making and Unmaking of Permanent Minorities, Belknap Press/Harvard University Press, 2020, 401 pp.; and Adom Getachew, Worldmaking after Empire: The Rise and Fall of Self-Determination, Princeton University Press, 2021 [?], 271 pp.), The New York Review of Books, vol. LXVIII, no. 11 (1 July 2021), pp. 59–62.
Darwin, John. After Tamerlane: The Rise and Fall of Global Empires, 1400–2000, (Penguin Books, 2008), 576 pp
Darwin, John. The Empire Project (2011) 811pp free viewing
Fay, Richard B. and Daniel Gaido (ed. and trans.), Discovering Imperialism: Social Democracy to World War I. Chicago: Haymarket Books, 2012.
Niall Ferguson, Empire: How Britain Made the Modern World, Penguin Books, 2004,
Gotteland, Mathieu. What Is Informal Imperialism?, The Middle Ground Journal (2017).
Michael Hardt and Toni Negri, Empire, Harvard University Press, 2000,
E.J. Hobsbawm, The Age of Empire, 1875–1914, Abacus Books, 1989,
E.J. Hobsbawm, On Empire: America, War, and Global Supremacy, Pantheon Books, 2008,
J.A. Hobson, Imperialism: A Study, Cosimo Classics, 2005,
Hodge, Carl Cavanagh. Encyclopedia of the Age of Imperialism, 1800–1914 (2 vol. 2007), online
Howe, Stephen Howe, ed., The New Imperial Histories Reader (2009) online review.
Kumar, Krishan. Visions of Empire: How Five Imperial Regimes Shaped the World (2017).
Gabriel Kuhn, Oppressor and Oppressed Nations: Sketching a Taxonomy of Imperialism, Kersplebedeb, June 2017.
Lawrence, Adria K. Imperial Rule and the Politics of Nationalism: Anti-Colonial Protest in the French Empire (Cambridge UP, 2013) online reviews
Jackson Lears, "Imperial Exceptionalism" (review of Victor Bulmer-Thomas, Empire in Retreat: The Past, Present, and Future of the United States, Yale University Press, 2018, , 459 pp.; and David C. Hendrickson, Republic in Peril: American Empire and the Liberal Tradition, Oxford University Press, 2017, , 287 pp.), The New York Review of Books, vol. LXVI, no. 2 (February 7, 2019), pp. 8–10. Bulmer-Thomas writes: "Imperial retreat is not the same as national decline, as many other countries can attest. Indeed, imperial retreat can strengthen the nation-state just as imperial expansion can weaken it." (NYRB, cited on p. 10.)
Merriman, Roger Bigelow. The Rise of the Spanish Empire in the Old World and in the New (4 vol 1918–1933) online.
Moon, Parker T. Imperialism and world politics (1926); 583 pp; Wide-ranging historical survey; online
Ness, Immanuel and Zak Cope, eds. The Palgrave Encyclopedia of Imperialism and Anti-Imperialism (2 vol 2015), 1456 pp
Page, Melvin E. et al. eds. Colonialism: An International Social, Cultural, and Political Encyclopedia (2 vol 2003)
Thomas Pakenham. The Scramble for Africa: White Man's Conquest of the Dark Continent from 1876–1912 (1992),
Poddar, Prem, and Lars Jensen, eds., A historical companion to postcolonial literatures: Continental Europe and Its Empires (Edinburgh UP, 2008) excerpt also entire text online
Rothermund, Dietmar. Memories of Post-Imperial Nations: The Aftermath of Decolonization, 1945–2013 (2015), ; Compares the impact on Great Britain, the Netherlands, Belgium, France, Portugal, Italy and Japan
Edward Said, Culture and Imperialism, Vintage Books, 1998,
Simms, Brendan. Three victories and a defeat: the rise and fall of the first British Empire (Hachette UK, 2008). to 1783.
Smith, Simon C. British Imperialism 1750–1970, Cambridge University Press, 1998,
Stuchtey, Benedikt. Colonialism and Imperialism, 1450–1950, European History Online, Mainz: Institute of European History, 2011.
U.S. Tariff Commission. Colonial tariff policies (1922), worldwide; 922 pp
Vandervort, Bruce. Wars of Imperial Conquest in Africa, 1830―1914 (Indiana UP, 2009)
Primary sources
V. I. Lenin, Imperialism: The Highest Stage of Capitalism, International Publishers, New York, 1997,
Rosa Luxemburg, The Accumulation of Capital: A Contribution to an Economic Explanation of Imperialism
External links
J.A Hobson, Imperialism a Study 1902.
The Paradox of Imperialism by Hans-Hermann Hoppe. November 2006.
Imperialism Quotations
State, Imperialism and Capitalism by Joseph Schumpeter
Economic Imperialism by A.J.P. Taylor
Imperialism Entry in The Columbia Electronic Encyclopedia, 6th ed., Columbia University Press.
Imperialism by Emile Perreau-Saussine
The Nation-State, Core and Periphery: A Brief sketch of Imperialism in the 20th century.
Mehmet Akif Okur, :Rethinking Empire After 9/11: Towards A New Ontological Image of World Order", Perceptions, Journal of International Affairs, Volume XII, Winter 2007, pp. 61–93
Imperialism 101, Against Empire By Michael Parenti Published by City Lights Books, 1995, , 217 pages
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Marxian economics
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15368 | https://en.wikipedia.org/wiki/Insider%20trading | Insider trading | Insider trading is the trading of a public company's stock or other securities (such as bonds or stock options) based on material, nonpublic information about the company. In various countries, some kinds of trading based on insider information is illegal. This is because it is seen as unfair to other investors who do not have access to the information, as the investor with insider information could potentially make larger profits than a typical investor could make. The rules governing insider trading are complex and vary significantly from country to country. The extent of enforcement also varies from one country to another. The definition of insider in one jurisdiction can be broad, and may cover not only insiders themselves but also any persons related to them, such as brokers, associates, and even family members. A person who becomes aware of non-public information and trades on that basis may be guilty of a crime.
Trading by specific insiders, such as employees, is commonly permitted as long as it does not rely on material information not in the public domain. Many jurisdictions require that such trading be reported so that the transactions can be monitored. In the United States and several other jurisdictions, trading conducted by corporate officers, key employees, directors, or significant shareholders must be reported to the regulator or publicly disclosed, usually within a few business days of the trade. In these cases, insiders in the United States are required to file a Form 4 with the U.S. Securities and Exchange Commission (SEC) when buying or selling shares of their own companies. The authors of one study claim that illegal insider trading raises the cost of capital for securities issuers, thus decreasing overall economic growth. However, some economists, such as Henry Manne, have argued that insider trading should be allowed and could, in fact, benefit markets.
There has long been "considerable academic debate" among business and legal scholars over whether or not insider trading should be illegal. Several arguments against outlawing insider trading have been identified: for example, although insider trading is illegal, most insider trading is never detected by law enforcement, and thus the illegality of insider trading might give the public the potentially misleading impression that "stock market trading is an unrigged game that anyone can play." Some legal analysis has questioned whether insider trading actually harms anyone in the legal sense, since some have questioned whether insider trading causes anyone to suffer an actual "loss", and whether anyone who suffers a loss is owed an actual legal duty by the insiders in question.
Illegal
Rules prohibiting or criminalizing insider trading on material non-public information exist in most jurisdictions around the world (Bhattacharya and Daouk, 2002), but the details and the efforts to enforce them vary considerably. In the United States, Sections 16(b) and 10(b) of the Securities Exchange Act of 1934 directly and indirectly address insider trading. The U.S. Congress enacted this law after the stock market crash of 1929. While the United States is generally viewed as making the most serious efforts to enforce its insider trading laws, the broader scope of the European model legislation provides a stricter framework against illegal insider trading. In the European Union and the United Kingdom all trading on non-public information is, under the rubric of market abuse, subject at a minimum to civil penalties and to possible criminal penalties as well. UK's Financial Conduct Authority has the responsibility to investigate and prosecute insider dealing, defined by the Criminal Justice Act 1993.
Definition of "insider"
In the United States, Canada, Australia, Germany and Romania for mandatory reporting purposes, corporate insiders are defined as a company's officers, directors and any beneficial owners of more than 10% of a class of the company's equity securities. Trades made by these types of insiders in the company's own stock, based on material non-public information, are considered fraudulent since the insiders are violating the fiduciary duty that they owe to the shareholders. The corporate insider, simply by accepting employment, has undertaken a legal obligation to the shareholders to put the shareholders' interests before their own, in matters related to the corporation. When insiders buy or sell based upon company-owned information, they are said to be violating their obligation to the shareholders.
For example, illegal insider trading would occur if the chief executive officer of Company A learned (prior to a public announcement) that Company A will be taken over and then bought shares in Company A while knowing that the share price would likely rise.
In the United States and many other jurisdictions, however, "insiders" are not just limited to corporate officials and major shareholders where illegal insider trading is concerned but can include any individual who trades shares based on material non-public information in violation of some duty of trust. This duty may be imputed; for example, in many jurisdictions, in cases of where a corporate insider "tips" a friend about non-public information likely to have an effect on the company's share price, the duty the corporate insider owes the company is now imputed to the friend and the friend violates a duty to the company if he trades on the basis of this information.
Liability
Liability for inside trading violations generally cannot be avoided by passing on the information in an "I scratch your back; you scratch mine" or quid pro quo arrangement if the person receiving the information knew or should have known that the information was material non-public information. In the United States, at least one court has indicated that the insider who releases the non-public information must have done so for an improper purpose. In the case of a person who receives the insider information (called the "tippee"), the tippee must also have been aware that the insider released the information for an improper purpose.
One commentator has argued that if Company A's CEO did not trade on undisclosed takeover news, but instead passed the information on to his brother-in-law who traded on it, illegal insider trading would still have occurred (albeit by proxy, by passing it on to a "non-insider" so Company A's CEO would not get his hands dirty).
Misappropriation theory
A newer view of insider trading, the misappropriation theory, is now accepted in U.S. law. It states that anyone who misappropriates material non-public information and trades on that information in any stock may be guilty of insider trading. This can include elucidating material non-public information from an insider with the intention of trading on it, or passing it on to someone who will.
Proof of responsibility
Proving that someone has been responsible for a trade can be difficult because traders may try to hide behind nominees, offshore companies, and other proxies. The Securities and Exchange Commission (SEC) prosecutes over 50 cases each year, with many being settled administratively out of court. The SEC and several stock exchanges actively monitor trading, looking for suspicious activity. The SEC does not have criminal enforcement authority, but can refer serious matters to the U.S. Attorney's Office for further investigation and prosecution.
Trading on information in general
In the United States and most non-European jurisdictions not all trading on non-public information is illegal insider trading. For example, a person in a restaurant who hears the CEO of Company A at the next table tell the CFO that the company's profits will be higher than expected and then buys the stock is not guilty of insider trading—unless he or she had some closer connection to the company or company officers. However, even where the tippee is not himself an insider, where the tippee knows that the information is non-public and the information is paid for, or the tipper receives a benefit for giving it, then in the broader-scope jurisdictions the subsequent trading is illegal.
Notwithstanding, information about a tender offer (usually regarding a merger or acquisition) is held to a higher standard. If this type of information is obtained (directly or indirectly) and there is reason to believe it is nonpublic, there is a duty to disclose it or abstain from trading.
In the United States in addition to civil penalties, the trader may also be subject to criminal prosecution for fraud or where SEC regulations have been broken, the U.S. Department of Justice (DOJ) may be called to conduct an independent parallel investigation. If the DOJ finds criminal wrongdoing, the department may file criminal charges.
Legal
Legal trades by insiders are common, as employees of publicly traded corporations often have stock or stock options. These trades are made public in the United States through Securities and Exchange Commission filings, mainly Form 4.
U.S. SEC Rule 10b5-1 clarified that the prohibition against insider trading does not require proof that an insider actually used material nonpublic information when conducting a trade; possession of such information alone is sufficient to violate the provision, and the SEC would infer that an insider in possession of material nonpublic information used this information when conducting a trade. However, SEC Rule 10b5-1 also created for insiders an affirmative defense if the insider can demonstrate that the trades conducted on behalf of the insider were conducted as part of a pre-existing contract or written binding plan for trading in the future.
For example, if an insider expects to retire after a specific period of time and, as part of retirement planning, the insider has adopted a written binding plan to sell a specific amount of the company's stock every month for two years, and the insider later comes into possession of material nonpublic information about the company, trades based on the original plan might not constitute prohibited insider trading.
United States law
Until the 21st century and the European Union's market abuse laws, the United States was the leading country in prohibiting insider trading made on the basis of material non-public information. Thomas Newkirk and Melissa Robertson of the SEC summarize the development of US insider trading laws. Insider trading has a base offense level of 8, which puts it in Zone A under the U.S. Sentencing Guidelines. This means that first-time offenders are eligible to receive probation rather than incarceration.
Statutory
U.S. insider trading prohibitions are based on English and American common law prohibitions against fraud. In 1909, well before the Securities Exchange Act was passed, the United States Supreme Court ruled that a corporate director who bought that company's stock when he knew the stock's price was about to increase committed fraud by buying but not disclosing his inside information.
Section 15 of the Securities Act of 1933 contained prohibitions of fraud in the sale of securities, later greatly strengthened by the Securities Exchange Act of 1934.
Section 16(b) of the Securities Exchange Act of 1934 prohibits short-swing profits (from any purchases and sales within any six-month period) made by corporate directors, officers, or stockholders owning more than 10% of a firm's shares. Under Section 10(b) of the 1934 Act, SEC Rule 10b-5, prohibits fraud related to securities trading.
The Insider Trading Sanctions Act of 1984 and the Insider Trading and Securities Fraud Enforcement Act of 1988 place penalties for illegal insider trading as high as three times the amount of profit gained or loss avoided from the illegal trading.
SEC regulations
SEC regulation FD ("Fair Disclosure") requires that if a company intentionally discloses material non-public information to one person, it must simultaneously disclose that information to the public at large. In the case of an unintentional disclosure of material non-public information to one person, the company must make a public disclosure "promptly".
Insider trading, or similar practices, are also regulated by the SEC under its rules on takeovers and tender offers under the Williams Act.
Court decisions
Much of the development of insider trading law has resulted from court decisions.
In 1909, the Supreme Court of the United States ruled in Strong v. Repide that a director who expects to act in a way that affects the value of shares cannot use that knowledge to acquire shares from those who do not know of the expected action. Even though, in general, ordinary relations between directors and shareholders in a business corporation are not of such a fiduciary nature as to make it the duty of a director to disclose to a shareholder general knowledge regarding the value of the shares of the company before he purchases any from a shareholder, some cases involve special facts that impose such duty.
In 1968, the Second Circuit Court of Appeals advanced a "level playing field" theory of insider trading in SEC v. Texas Gulf Sulphur Co. The court stated that anyone in possession of inside information must either disclose the information or refrain from trading. Officers of the Texas Gulf Sulphur Company had used inside information about the discovery of the Kidd Mine to make profits by buying shares and call options on company stock.
In 1984, the Supreme Court of the United States ruled in the case of Dirks v. Securities and Exchange Commission that tippees (receivers of second-hand information) are liable if they had reason to believe that the tipper had breached a fiduciary duty in disclosing confidential information. One such example would be if the tipper received any personal benefit from the disclosure, thereby breaching his or her duty of loyalty to the company. In Dirks, the "tippee" received confidential information from an insider, a former employee of a company. The reason the insider disclosed the information to the tippee, and the reason the tippee disclosed the information to third parties, was to blow the whistle on massive fraud at the company. As a result of the tippee's efforts the fraud was uncovered, and the company went into bankruptcy. But, while the tippee had given the "inside" information to clients who made profits from the information, the U.S. Supreme Court ruled that the tippee could not be held liable under the federal securities laws—for the simple reason that the insider from whom he received the information was not releasing the information for an improper purpose (a personal benefit), but rather for the purpose of exposing the fraud. The Supreme Court ruled that the tippee could not have been aiding and abetting a securities law violation committed by the insider—for the simple reason that no securities law violation had been committed by the insider.
In Dirks, the Supreme Court also defined the concept of "constructive insiders", who are lawyers, investment bankers, and others who receive confidential information from a corporation while providing services to the corporation. Constructive insiders are also liable for insider trading violations if the corporation expects the information to remain confidential, since they acquire the fiduciary duties of the true insider.
The next expansion of insider trading liability came in SEC vs. Materia 745 F.2d 197 (2d Cir. 1984), the case that first introduced the misappropriation theory of liability for insider trading. Materia, a financial printing firm proofreader, and clearly not an insider by any definition, was found to have determined the identity of takeover targets based on proofreading tender offer documents in the course of his employment. After a two-week trial, the district court found him liable for insider trading, and the Second Circuit Court of Appeals affirmed holding that the theft of information from an employer, and the use of that information to purchase or sell securities in another entity, constituted a fraud in connection with the purchase or sale of a securities. The misappropriation theory of insider trading was born, and liability further expanded to encompass a larger group of outsiders.
In United States v. Carpenter (1986) the U.S. Supreme Court cited an earlier ruling while unanimously upholding mail and wire fraud convictions for a defendant who received his information from a journalist rather than from the company itself. The journalist R. Foster Winans was also convicted, on the grounds that he had misappropriated information belonging to his employer, the Wall Street Journal. In that widely publicized case, Winans traded in advance of "Heard on the Street" columns appearing in the Journal.
The Court stated in Carpenter: "It is well established, as a general proposition, that a person who acquires special knowledge or information by virtue of a confidential or fiduciary relationship with another is not free to exploit that knowledge or information for his own personal benefit but must account to his principal for any profits derived therefrom."
However, in upholding the securities fraud (insider trading) convictions, the justices were evenly split.
In 1997, the U.S. Supreme Court adopted the misappropriation theory of insider trading in United States v. O'Hagan, 521 U.S. 642, 655 (1997). O'Hagan was a partner in a law firm representing Grand Metropolitan, while it was considering a tender offer for Pillsbury Company. O'Hagan used this inside information by buying call options on Pillsbury stock, resulting in profits of over $4.3 million. O'Hagan claimed that neither he nor his firm owed a fiduciary duty to Pillsbury, so he did not commit fraud by purchasing Pillsbury options.
The Court rejected O'Hagan's arguments and upheld his conviction.
The "misappropriation theory" holds that a person commits fraud "in connection with" a securities transaction and thereby violates 10(b) and Rule 10b-5, when he misappropriates confidential information for securities trading purposes, in breach of a duty owed to the source of the information. Under this theory, a fiduciary's undisclosed, self-serving use of a principal's information to purchase or sell securities, in breach of a duty of loyalty and confidentiality, defrauds the principal of the exclusive use of the information. In lieu of premising liability on a fiduciary relationship between company insider and purchaser or seller of the company's stock, the misappropriation theory premises liability on a fiduciary-turned-trader's deception of those who entrusted him with access to confidential information.
The Court specifically recognized that a corporation's information is its property: "A company's confidential information ... qualifies as property to which the company has a right of exclusive use. The undisclosed misappropriation of such information in violation of a fiduciary duty ... constitutes fraud akin to embezzlement – the fraudulent appropriation to one's own use of the money or goods entrusted to one's care by another."
In 2000, the SEC enacted SEC Rule 10b5-1, which defined trading "on the basis of" inside information as any time a person trades while aware of material nonpublic information. It is no longer a defense for one to say that one would have made the trade anyway. The rule also created an affirmative defense for pre-planned trades.
In Morgan Stanley v. Skowron, 989 F. Supp. 2d 356 (S.D.N.Y. 2013), applying New York's faithless servant doctrine, the court held that a hedge fund's portfolio manager engaging in insider trading in violation of his company's code of conduct, which also required him to report his misconduct, must repay his employer the full $31 million his employer paid him as compensation during his period of faithlessness. The court called the insider trading the "ultimate abuse of a portfolio manager's position". The judge also wrote: "In addition to exposing Morgan Stanley to government investigations and direct financial losses, Skowron's behavior damaged the firm's reputation, a valuable corporate asset."
In 2014, in the case of United States v. Newman, the United States Court of Appeals for the Second Circuit cited the Supreme Court's decision in Dirks, and ruled that for a "tippee" (a person who used information they received from an insider) to be guilty of insider trading, the tippee must have been aware not only that the information was insider information, but must also have been aware that the insider released the information for an improper purpose (such as a personal benefit). The Court concluded that the insider's breach of a fiduciary duty not to release confidential information—in the absence of an improper purpose on the part of the insider—is not enough to impose criminal liability on either the insider or the tippee.
In 2016, in the case of Salman v. United States, the U.S. Supreme Court held that the benefit a tipper must receive as predicate for an insider-trader prosecution of a tippee need not be pecuniary, and that giving a 'gift' of a tip to a family member is presumptively an act for the personal though intangible benefit of the tipper.
By members of Congress
Members of the US Congress are exempt from the laws that ban insider trading. Because they generally do not have a confidential relationship with the source of the information they receive, however, they do not meet the usual definition of an "insider". House of Representatives rules may however consider congressional insider trading unethical. A 2004 study found that stock sales and purchases by Senators outperformed the market by 12.3% per year. Peter Schweizer points out several examples of insider trading by members of Congress, including action taken by Spencer Bachus following a private, behind-the-doors meeting on the evening of September 18, 2008 when Hank Paulson and Ben Bernanke informed members of Congress about the issues due to the financial crisis of 2007–2008, Bachus then shorted stocks the next morning and cashed in his profits within a week. Also attending the same meeting were Senator Dick Durbin and John Boehner; the same day (trade effective the next day), Durbin sold mutual-fund shares worth $42,696, and reinvested it all with Warren Buffett. Also the same day (trade effective the next day), Congressman Boehner cashed out of an equity mutual fund.
In May 2007, a bill entitled the Stop Trading on Congressional Knowledge Act, or STOCK Act was introduced that would hold congressional and federal employees liable for stock trades they made using information they gained through their jobs and also regulate analysts or political intelligence firms that research government activities. The STOCK Act was enacted on April 4, 2012. As of 2021, in the approximately nine month period up to September 2021, Senate and House members disclosed 4,000 trades worth at least $315 million of stocks and bonds.
Arguments for legalizing
Some economists and legal scholars (such as Henry Manne, Milton Friedman, Thomas Sowell, Daniel Fischel, and Frank H. Easterbrook) have argued that laws against insider trading should be repealed. They claim that insider trading based on material nonpublic information benefits investors, in general, by more quickly introducing new information into the market.
Friedman, laureate of the Nobel Memorial Prize in Economics, said: "You want more insider trading, not less. You want to give the people most likely to have knowledge about deficiencies of the company an incentive to make the public aware of that." Friedman did not believe that the trader should be required to make his trade known to the public, because the buying or selling pressure itself is information for the market.
Other critics argue that insider trading is a victimless act: a willing buyer and a willing seller agree to trade property that the seller rightfully owns, with no prior contract (according to this view) having been made between the parties to refrain from trading if there is asymmetric information. The Atlantic has described the process as "arguably the closest thing that modern finance has to a victimless crime".
Legalization advocates also question why "trading" where one party has more information than the other is legal in other markets, such as real estate, but not in the stock market. For example, if a geologist knows there is a high likelihood of the discovery of petroleum under Farmer Smith's land, he may be entitled to make Smith an offer for the land, and buy it, without first telling Farmer Smith of the geological data.
Advocates of legalization make free speech arguments. Punishment for communicating about a development pertinent to the next day's stock price might seem an act of censorship. If the information being conveyed is proprietary information and the corporate insider has contracted to not expose it, he has no more right to communicate it than he would to tell others about the company's confidential new product designs, formulas, or bank account passwords.
Some authors have used these arguments to propose legalizing insider trading on negative information (but not on positive information). Since negative information is often withheld from the market, trading on such information has a higher value for the market than trading on positive information.
There are very limited laws against "insider trading" in the commodities markets if, for no other reason than that the concept of an "insider" is not immediately analogous to commodities themselves (corn, wheat, steel, etc.). However, analogous activities such as front running are illegal under US commodity and futures trading laws. For example, a commodity broker can be charged with fraud for receiving a large purchase order from a client (one likely to affect the price of that commodity) and then purchasing that commodity before executing the client's order to benefit from the anticipated price increase.
Commercialisation
The advent of the Internet has provided a forum for the commercialisation of trading on insider information. In 2016 a number of dark web sites were identified as marketplaces where such non-public information was bought and sold. At least one such site used bitcoins to avoid currency restrictions and to impede tracking. Such sites also provide a place for soliciting for corporate informants, where non-public information may be used for purposes other than stock trading.
Legal differences among jurisdictions
The US and the UK vary in the way the law is interpreted and applied with regard to insider trading. In the UK, the relevant laws are the Criminal Justice Act 1993, Part V, Schedule 1; the Financial Services and Markets Act 2000, which defines an offence of "market abuse"; and the European Union Regulation No 596/2014. The principle is that it is illegal to trade on the basis of market-sensitive information that is not generally known. This is a much broader scope that under U.S. law. The key differences from U.S. law are that no relationship to either the issuer of the security or the tipster is required; all that is required is that the guilty party traded (or caused trading) whilst having inside information, and there is no scienter requirement under UK law.
Japan enacted its first law against insider trading in 1988. Roderick Seeman said, "Even today many Japanese do not understand why this is illegal. Indeed, previously it was regarded as common sense to make a profit from your knowledge."
In Malta the law follows the European broader scope model. The relevant statute is the Prevention of Financial Markets Abuse Act of 2005, as amended. Earlier acts included the Financial Markets Abuse Act in 2002, and the Insider Dealing and Market Abuse Act of 1994.
The International Organization of Securities Commissions (IOSCO) paper on the "Objectives and Principles of Securities Regulation" (updated to 2003) states that the three objectives of good securities market regulation are investor protection, ensuring that markets are fair, efficient and transparent, and reducing systemic risk.
The discussion of these "Core Principles" state that "investor protection" in this context means "Investors should be protected from misleading, manipulative or fraudulent practices, including insider trading, front running or trading ahead of customers and the misuse of client assets." More than 85 percent of the world's securities and commodities market regulators are members of IOSCO and have signed on to these Core Principles.
The World Bank and International Monetary Fund now use the IOSCO Core Principles in reviewing the financial health of different country's regulatory systems as part of these organization's financial sector assessment program, so laws against insider trading based on non-public information are now expected by the international community. Enforcement of insider trading laws varies widely from country to country, but the vast majority of jurisdictions now outlaw the practice, at least in principle.
Larry Harris claims that differences in the effectiveness with which countries restrict insider trading help to explain the differences in executive compensation among those countries. The US, for example, has much higher CEO salaries than have Japan or Germany, where insider trading is less effectively restrained.
By nation
European Union
In 2014, the European Union (EU) adopted legislation (Criminal Sanctions for Market Abuse Directive) that harmonised criminal sanctions for insider dealing. All EU Member States agreed to introduce maximum prison sentences of at least four years for serious cases of market manipulation and insider dealing, and at least two years for improper disclosure of insider information.
Australia
The current Australian legislation arose out of the report of a 1989 parliamentary committee report which recommended removal of the requirement that the trader be ‘connected’ with the body corporate. This may have weakened the importance of the fiduciary duty rationale and possibly brought new potential offenders within its ambit. In Australia if a person possesses inside information and knows, or ought reasonably to know, that the information is not generally available and is materially price sensitive then the insider must not trade. Nor must she or he procure another to trade and must not tip another. Information will be considered generally available if it consists of readily observable matter or it has been made known to common investors and a reasonable period for it to be disseminated among such investors has elapsed.
Norway
In 2009, a journalist in Nettavisen (Thomas Gulbrandsen) was sentenced to 4 months in prison for insider trading.
The longest prison sentence in a Norwegian trial where the main charge was insider trading, was for eight years (two suspended) when Alain Angelil was convicted in a district court on December 9, 2011.
United Kingdom
Although insider trading in the UK has been illegal since 1980, it proved difficult to successfully prosecute individuals accused of insider trading. There were a number of notorious cases where individuals were able to escape prosecution. Instead the UK regulators relied on a series of fines to punish market abuses.
These fines were widely perceived as an ineffective deterrent (Cole, 2007), and there was a statement of intent by the UK regulator (the Financial Services Authority) to use its powers to enforce the legislation (specifically the Financial Services and Markets Act 2000). Between 2009 and 2012 the FSA secured 14 convictions in relation to insider dealing.
United States
Anil Kumar, a senior partner at management consulting firm McKinsey & Company, pleaded guilty in 2010 to insider trading in a "descent from the pinnacle of the business world".
Chip Skowron, a hedge fund co-portfolio manager of FrontPoint Partners LLC's health care funds, was convicted of insider trading in 2011, for which he served five years in prison. He had been tipped off by a consultant to a company that the company was about to make a negative announcement regarding its clinical trial for a drug. At first Skowron denied the charges against him, and his defense attorney said he would plead not guilty, saying "We look forward to responding to the allegations more fully in court at the appropriate time". However, after the consultant charged with tipping him off pleaded guilty, he changed his position, and admitted his guilt.
Rajat Gupta, who had been managing partner of McKinsey & Co. and a director at Goldman Sachs Group Inc. and Procter & Gamble Co., was convicted by a federal jury in 2012 and sentence to two years in prison for leaking inside information to hedge fund manager Raj Rajaratnam who was sentenced to 11 years in prison. The case was prosecuted by the office of United States Attorney for the Southern District of New York Preet Bharara.
Mathew Martoma, former hedge fund trader and portfolio manager at S.A.C. Capital Advisors, was accused of generating possibly the largest single insider trading transaction profit in history at a value of $276 million. He was convicted in February 2014, and is serving a nine-year prison sentence.
With the guilty plea by Perkins Hixon in 2014 for insider trading from 2010 to 2013 while at Evercore Partners, Bharara said in a press release that 250 defendants whom his office had charged since August 2009 had now been convicted.
On December 10, 2014, a federal appeals court overturned the insider trading convictions of two former hedge fund traders, Todd Newman and Anthony Chiasson, based on the "erroneous" instructions given to jurors by the trial judge. The decision was expected to affect the appeal of the separate insider-trading conviction of former SAC Capital portfolio manager Michael Steinberg and the U.S. Attorney and the SEC in 2015 did drop their cases against Steinberg and others.
In 2016, Sean Stewart, a former managing director at Perella Weinberg Partners LP and vice president at JPMorgan Chase, was convicted on allegations he tipped his father on pending health-care deals. The father, Robert Stewart, previously had pleaded guilty but didn't testify during his son's trial. It was argued that by way of compensation for the tip, the father had paid more than $10,000 for Sean's wedding photographer.
In 2017, Billy Walters, Las Vegas sports bettor, was convicted of making $40 million on private information of Dallas-based dairy processing company Dean Foods, and sentenced to five years in prison. Walters's source, company director Thomas C. Davis employing a prepaid cell phone and sometimes the code words "Dallas Cowboys" for Dean Foods, helped him from 2008 to 2014 realize profits and avoid losses in the stock, the federal jury found. Golfer Phil Mickelson "was also mentioned during the trial as someone who had traded in Dean Foods shares and once owed nearly $2 million in gambling debts to" Walters. Mickelson "made roughly $1 million trading Dean Foods shares; he agreed to forfeit those profits in a related civil case brought by the Securities and Exchange Commission". Walters appealed the verdict, but in December 2018 his conviction was upheld by the 2nd U.S. Circuit Court of Appeals in Manhattan.
Canada
In 2008, police uncovered an insider trading conspiracy involving Bay Street and Wall Street lawyer Gil Cornblum who had worked at Sullivan & Cromwell and was working at Dorsey & Whitney, and a former lawyer, Stan Grmovsek, who were found to have gained over $10 million in illegal profits over a 14-year span. Cornblum committed suicide by jumping from a bridge as he was under investigation and shortly before he was to be arrested but before criminal charges were laid against him, one day before his alleged co-conspirator Grmovsek pled guilty. Grmovsek pleaded guilty to insider trading and was sentenced to 39 months in prison. This was the longest term ever imposed for insider trading in Canada. These crimes were explored in Mark Coakley's 2011 non-fiction book, Tip and Trade.
Kuwait
The U.S. SEC alleged that in 2009 Kuwaiti trader Hazem Al-Braikan engaged in insider trading after misleading the public about possible takeover bids for two companies. Three days after Al-Braikan was sued by the SEC, he was found dead of a gunshot wound to the head in his home in Kuwait City on July 26, 2009, in what Kuwaiti police called a suicide. The SEC later reached a $6.5 million settlement of civil insider trading charges, with his estate and others.
China
The majority of shares in China before 2005 were non-tradeable shares that were not sold on the stock exchange publicly but privately. To make shares more accessible, the China Securities Regulation Commission (CSRC) required the companies to convert the non-tradeable shares into tradeable shares. There was a deadline for companies to convert their shares and the deadline was short, due to this there was a massive amount of exchanges and in the midst of these exchanges many people committed insider trading knowing that the selling of these shares would affect prices. Chinese people did not fear insider trading as much as one may in the United States because there is no possibility of imprisonment. Punishment may include monetary fees or temporary relieving from a position in the company. The Chinese do not view insider trading as a crime worth prison time because generally the person has a clean record and a path of success with references to deter them from being viewed as a criminal. On October 1, 2015, Chinese fund manager Xu Xiang was arrested due to insider trading.
India
Insider trading in India is an offense according to Sections 12A, 15G of the Securities and Exchange Board of India Act, 1992. Insider trading is when one with access to non-public, price-sensitive information about the securities of the company subscribes, buys, sells, or deals, or agrees to do so or counsels another to do so as principal or agent. Price-sensitive information is information that materially affects the value of the securities. The penalty for insider trading is imprisonment, which may extend to five years, and a minimum of five lakh rupees (500,000) to 25 crore rupees (250 million) or three times the profit made, whichever is higher.
The Wall Street Journal, in a 2014 article entitled "Why It’s Hard to Catch India’s Insider Trading", said that despite a widespread belief that insider trading takes place on a regular basis in India, there were few examples of insider traders being prosecuted in India. One former top regulator said that in India insider trading is deeply rooted and especially rampant because regulators don't have the tools to address it. In the few cases where prosecution has taken place, cases have sometimes taken more than a decade to reach trial, and punishments have been light; and despite SEBI by law having the ability to demand penalties of up to $4 million, the few fines that were levied for insider trading have usually been under $200,000.
Philippines
Under Republic Act 8799 or the Securities Regulation Code, insider trading in the Philippines is illegal.
See also
Notes
References
Mark J. Astarita, Insider Trading: Legal vs. Illegal Insider trading: Legal vs. Illegal,
Stephen M. Bainbridge, Securities Law: Insider Trading (1999) .
M. Duffy, Insider Trading: Addressing the Continuing Problems of Proof (2009) 23(2) Australian Journal of Corporate Law 149. (link).
Larry Harris, Trading & Exchanges, Oxford Press, Oxford, 2003. Chapter 29 "Insider Trading" .
Grechenig, The Marginal Incentive of Insider Trading: an Economics Reinterpretation of the Case Law, 37 The University of Memphis Law Review 75-148 (2006) (link).
Review of Financial Studies; May2009, Vol. 22 Issue 5, pp. 1845–1887
Grechenig, Positive and Negative Information – Insider Trading Rethought
Pierre Hauck, Europe’s commitment to countering insider dealing and market manipulation on the basis of Art. 83 para. 2 TFEU A critical evaluation
International Standard Book Number-13: 978-1-4200-7403-1 (eBook - PDF)
External links
General information
Insider Trading Informational page from the U.S. Security and Exchange Commission (SEC)
Testimony Concerning Insider Trading, by Linda Thomsen, Director of the SEC's Division of Enforcement, before the U.S. Senate Judicial Committee (September 26, 2006)
SEC Forms 3, 4 and 5
Insider Trading: Information on Bounties
Hoffman, Liz, "Towers Watson CEO Sold Stock Before Big Deal: John Haley netted nearly $10 million on preannouncement sales", Wall Street Journal, September 23, 2015. Towers Watson CEO John J. Haley's pre-deal sale of personally owned stock questioned.
Articles and opinions
Insider Trading: The Legal and Illegal SECLaw.com, 2002
Timothy Sullivan We're still against fraud, aren't we? United States v. O'Hagan: Trimming the Oak in the wrong season St. John's Law Review, Winter 1997.
An opinion on Why Insider Trading Should be Legal Larry Elder Interviews Henry Manne
Why forbid insider trading? by Ajay Shah, consultant to the Ministry of Finance, India
Information, Privilege, Opportunity and Insider Trading by Robert W. Mcgee and Walter E. Blocka scholarly work that opposes regulations against insider trading
Free Samuel Waksal argues that businessman's insider trading should not be considered a crime
Rule: Ownership Reports and Trading by Officers, Directors and Principal Security
Data on insider trading
SEC Edgar Database on current Form 3, Form 4 and Form 5 filings
Corruption
Financial crimes
Stock market
Ethically disputed business practices
Conflict of interest
Information |
15406 | https://en.wikipedia.org/wiki/Irgun | Irgun | The Irgun (; full title: , lit. "The National Military Organization in the Land of Israel") was a Zionist paramilitary organization that operated in Mandate Palestine between 1931 and 1948. The organization is also referred to as Etzel (), an acronym of the Hebrew initials, or by the abbreviation IZL. It was an offshoot of the older and larger Jewish paramilitary organization Haganah (Hebrew: , Defence). When the group broke from the Haganah it became known as the Haganah Bet (Hebrew: literally "Defense 'B' " or "Second Defense", ), or alternatively as haHaganah haLeumit () or Hama'amad (). Irgun members were absorbed into the Israel Defense Forces at the start of the 1948 Arab–Israeli war.
The Irgun policy was based on what was then called Revisionist Zionism founded by Ze'ev Jabotinsky. According to Howard Sachar, "The policy of the new organization was based squarely on Jabotinsky's teachings: every Jew had the right to enter Palestine; only active retaliation would deter the Arabs; only Jewish armed force would ensure the Jewish state".
Two of the operations for which the Irgun is best known are the bombing of the King David Hotel in Jerusalem on 22 July 1946 and the Deir Yassin massacre, carried out together with Lehi on 9 April 1948.
The Irgun has been viewed as a terrorist organization or organization which carried out terrorist acts. Specifically the organization "committed acts of terrorism and assassination against the British, whom it regarded as illegal occupiers, and it was also violently anti-Arab" according to the Encyclopædia Britannica. In particular the Irgun was described as a terrorist organization by the United Nations, British, and United States governments; in media such as The New York Times newspaper; as well as by the Anglo-American Committee of Inquiry, the 1946 Zionist Congress and the Jewish Agency. However, academics such as Bruce Hoffman and Max Abrahms have written that the Irgun went to considerable lengths to avoid harming civilians, such as issuing pre-attack warnings; according to Hoffman, Irgun leadership urged "targeting the physical manifestations of British rule while avoiding the deliberate infliction of bloodshed." Albert Einstein, in a letter to the New York Times in 1948, compared Irgun and its successor Herut party to "Nazi and Fascist parties" and described it as a "terrorist, right wing, chauvinist organization". Irgun's tactics appealed to many Jews who believed that any action taken in the cause of the creation of a Jewish state was justified, including terrorism.
The Irgun was a political predecessor to Israel's right-wing Herut (or "Freedom") party, which led to today's Likud party. Likud has led or been part of most Israeli governments since 1977.
Nature of the movement
Members of the Irgun came mostly from Betar and from the Revisionist Party both in Palestine and abroad. The Revisionist Movement made up a popular backing for the underground organization. Ze'ev Jabotinsky, founder of Revisionist Zionism, commanded the organization until he died in 1940. He formulated the general realm of operation, regarding Restraint and the end thereof, and was the inspiration for the organization overall. An additional major source of ideological inspiration was the poetry of Uri Zvi Greenberg. The symbol of the organization, with the motto רק כך (only thus), underneath a hand holding a rifle in the foreground of a map showing both Mandatory Palestine and the Emirate of Transjordan (at the time, both were administered under the terms of the British Mandate for Palestine), implied that force was the only way to "liberate the homeland."
The number of members of the Irgun varied from a few hundred to a few thousand. Most of its members were people who joined the organization's command, under which they carried out various operations and filled positions, largely in opposition to British law. Most of them were "ordinary" people, who held regular jobs, and only a few dozen worked full-time in the Irgun.
The Irgun disagreed with the policy of the Yishuv and with the World Zionist Organization, both with regard to strategy and basic ideology and with regard to PR and military tactics, such as use of armed force to accomplish the Zionist ends, operations against the Arabs during the riots, and relations with the British mandatory government. Therefore, the Irgun tended to ignore the decisions made by the Zionist leadership and the Yishuv's institutions. This fact caused the elected bodies not to recognize the independent organization, and during most of the time of its existence the organization was seen as irresponsible, and its actions thus worthy of thwarting. Accordingly, the Irgun accompanied its armed operations with public-relations campaigns aiming to convince the public of the Irgun's way and the problems with the official political leadership of the Yishuv. The Irgun put out numerous advertisements, an underground newspaper and even ran the first independent Hebrew radio station – Kol Zion HaLochemet.
Structure of organization
As members of an underground armed organization, Irgun personnel did not normally call Irgun by its name but rather used other names. In the first years of its existence it was known primarily as Ha-Haganah Leumit (The National Defense), and also by names such as Haganah Bet ("Second Defense"), Irgun Bet ("Second Irgun"), the Parallel Organization and the Rightwing Organization. Later on it became most widely known as המעמד (the Stand). The anthem adopted by the Irgun was "Anonymous Soldiers", written by Avraham (Yair) Stern who was at the time a commander in the Irgun. Later on Stern defected from the Irgun and founded Lehi, and the song became the anthem of the Lehi. The Irgun's new anthem then became the third verse of the "Betar Song", by Ze'ev Jabotinsky.
The Irgun gradually evolved from its humble origins into a serious and well-organized paramilitary organization. The movement developed a hierarchy of ranks and a sophisticated command-structure, and came to demand serious military training and strict discipline from its members. It developed clandestine networks of hidden arms-caches and weapons-production workshops, safe-houses, and training camps, along with a secret printing facility for propaganda posters.
The ranks of the Irgun were (in ascending order):
Khayal = (Private)
Segen Rosh Kvutza, Segen ("Deputy Group Leader", "Deputy") = Assistant Squad Leader (Lance Corporal)
Rosh Kvutza ("Group Leader") = Squad Leader (Corporal)
Samal ("Sergeant") = Section Leader (Sergeant)
Samal Rishon ("Sergeant First Class") = Brigade Leader (Platoon Sergeant)
Rav Samal ("Chief Sergeant") = Battalion Leader (Master Sergeant)
Gundar Sheni, Gundar ("Commander Second Class", "Commander") = District Commander (2nd Lieutenant)
Gundar Rishon ("Commander First Class") = Senior Branch Commander, Headquarters Staff (Lieutenant).
The Irgun was led by a High Command, which set policy and gave orders. Directly underneath it was a General Staff, which oversaw the activities of the Irgun. The General Staff was divided into a military and a support staff. The military staff was divided into operational units that oversaw operations and support units in charge of planning, instruction, weapons caches and manufacture, and first aid. The military and support staff never met jointly; they communicated through the High Command. Beneath the General Staff were six district commands: Jerusalem, Tel Aviv, Haifa-Galilee, Southern, Sharon, and Shomron, each led by a district commander. A local Irgun district unit was called a "Branch". A "brigade" in the Irgun was made up of three sections. A section was made up of two groups, at the head of each was a "Group Head", and a deputy. Eventually, various units were established, which answered to a "Center" or "Staff".
The head of the Irgun High Command was the overall commander of the organization, but the designation of his rank varied. During the revolt against the British, Irgun commander Menachem Begin and the entire High Command held the rank of Gundar Rishon. His predecessors, however, had held their own ranks. A rank of Military Commander (Seren) was awarded to the Irgun commander Yaakov Meridor and a rank of High Commander (Aluf) to David Raziel. Until his death in 1940, Jabotinsky was known as the "Military Commander of the Etzel" or the Ha-Matzbi Ha-Elyon ("Supreme Commander").
Under the command of Menachem Begin, the Irgun was divided into different corps:
Hayil Kravi (Combat Corps) – responsible for combat operations
Delek ("Gasoline") – the intelligence section; responsible for gathering and translating intelligence, and maintaining contact with local and foreign journalists
HAT (Planning Division) – responsible for planning activities
HATAM (Revolutionary Publicity Corps) – responsible for printing and disseminating propaganda
The Irgun's commanders planned for it to have a regular combat force, a reserve, and shock units, but in practice there were not enough personnel for a reserve or for a shock force.
The Irgun emphasized that its fighters be highly disciplined. Strict drill exercises were carried out at ceremonies at different times, and strict attention was given to discipline, formal ceremonies and military relationships between the various ranks. The Irgun put out professional publications on combat doctrine, weaponry, leadership, drill exercises, etc. Among these publications were three books written by David Raziel, who had studied military history, techniques, and strategy:
The Pistol (written in collaboration with Avraham Stern)
The Theory of Training
Parade Ground and Field Drill
A British analysis noted that the Irgun's discipline was "as strict as any army in the world."
The Irgun operated a sophisticated recruitment and military-training regime. Those wishing to join had to find and make contact with a member, meaning only those who personally knew a member or were persistent could find their way in. Once contact had been established, a meeting was set up with the three-member selection committee at a safe-house, where the recruit was interviewed in a darkened room, with the committee either positioned behind a screen, or with a flashlight shone into the recruit's eyes. The interviewers asked basic biographical questions, and then asked a series of questions designed to weed out romantics and adventurers and those who had not seriously contemplated the potential sacrifices. Those selected attended a four-month series of indoctrination seminars in groups of five to ten, where they were taught the Irgun's ideology and the code of conduct it expected of its members. These seminars also had another purpose - to weed out the impatient and those of flawed purpose who had gotten past the selection interview. Then, members were introduced to other members, were taught the locations of safe-houses, and given military training. Irgun recruits trained with firearms, hand grenades, and were taught how to conduct combined attacks on targets. Arms handling and tactics courses were given in clandestine training camps, while practice shooting took place in the desert or by the sea. Eventually, separate training camps were established for heavy-weapons training. The most rigorous course was the explosives course for bomb-makers, which lasted a year. The British authorities believed that some Irgun members enlisted in the Jewish section of the Palestine Police Force for a year as part of their training, during which they also passed intelligence. In addition to the Irgun's sophisticated training program, many Irgun members were veterans of the Haganah (including the Palmach), the British Armed Forces, and Jewish partisan groups that had waged guerrilla warfare in Nazi-occupied Europe, thus bringing significant military training and combat experience into the organization. The Irgun also operated a course for its intelligence operatives, in which recruits were taught espionage, cryptography, and analysis techniques.
Of the Irgun's members, almost all were part-time members. They were expected to maintain their civilian lives and jobs, dividing their time between their civilian lives and underground activities. There were never more than 40 full-time members, who were given a small expense stipend on which to live on. Upon joining, every member received an underground name. The Irgun's members were divided into cells, and worked with the members of their own cells. The identities of Irgun members in other cells were withheld. This ensured that an Irgun member taken prisoner could betray no more than a few comrades.
In addition to the Irgun's members in Palestine, underground Irgun cells composed of local Jews were established in Europe following World War II. An Irgun cell was also established in Shanghai, home to many European-Jewish refugees. The Irgun also set up a Swiss bank account. Eli Tavin, the former head of Irgun intelligence, was appointed commander of the Irgun abroad.
In November 1947, the Jewish insurgency came to an end as the UN approved of the partition of Palestine, and the British had announced their intention to withdraw the previous month. As the British left and the 1947-48 Civil War in Mandatory Palestine got underway, the Irgun came out of the underground and began to function more as a standing army rather an underground organization. It began openly recruiting, training, and raising funds, and established bases, including training facilities. It also introduced field communications and created a medical unit and supply service.Segal, Hagai: How My Grandmother Prevented A Civil War (2014)
Until World War II the group armed itself with weapons purchased in Europe, primarily Italy and Poland, and smuggled to Palestine. The Irgun also established workshops that manufactured spare parts and attachments for the weapons. Also manufactured were land mines and simple hand grenades. Another way in which the Irgun armed itself was theft of weapons from the British Police and military.
Prior to World War II
Founding
The Irgun's first steps were in the aftermath of the Riots of 1929. In the Jerusalem branch of the Haganah there were feelings of disappointment and internal unrest towards the leadership of the movements and the Histadrut (at that time the organization running the Haganah). These feelings were a result of the view that the Haganah was not adequately defending Jewish interests in the region. Likewise, critics of the leadership spoke out against alleged failures in the number of weapons, readiness of the movement and its policy of restraint and not fighting back. On April 10, 1931, commanders and equipment managers announced that they refused to return weapons to the Haganah that had been issued to them earlier, prior to the Nebi Musa holiday. These weapons were later returned by the commander of the Jerusalem branch, Avraham Tehomi, a.k.a. "Gideon". However, the commanders who decided to rebel against the leadership of the Haganah relayed a message regarding their resignations to the Vaad Leumi, and thus this schism created a new independent movement.
The leader of the new underground movement was Avraham Tehomi, alongside other founding members who were all senior commanders in the Haganah, members of Hapoel Hatzair and of the Histadrut. Also among them was Eliyahu Ben Horin, an activist in the Revisionist Party. This group was known as the "Odessan Gang", because they previously had been members of the Haganah Ha'Atzmit of Jewish Odessa. The new movement was named Irgun Tsvai Leumi, ("National Military Organization") in order to emphasize its active nature in contrast to the Haganah. Moreover, the organization was founded with the desire to become a true military organization and not just a militia as the Haganah was at the time.
In the autumn of that year the Jerusalem group merged with other armed groups affiliated with Betar. The Betar groups' center of activity was in Tel Aviv, and they began their activity in 1928 with the establishment of "Officers and Instructors School of Betar". Students at this institution had broken away from the Haganah earlier, for political reasons, and the new group called itself the "National Defense", הגנה הלאומית. During the riots of 1929 Betar youth participated in the defense of Tel Aviv neighborhoods under the command of Yermiyahu Halperin, at the behest of the Tel Aviv city hall. After the riots the Tel Avivian group expanded, and was known as "The Right Wing Organization".
After the Tel Aviv expansion another branch was established in Haifa. Towards the end of 1932 the Haganah branch of Safed also defected and joined the Irgun, as well as many members of the Maccabi sports association. At that time the movement's underground newsletter, Ha'Metsudah (the Fortress) also began publication, expressing the active trend of the movement. The Irgun also increased its numbers by expanding draft regiments of Betar – groups of volunteers, committed to two years of security and pioneer activities. These regiments were based in places that from which stemmed new Irgun strongholds in the many places, including the settlements of Yesod HaMa'ala, Mishmar HaYarden, Rosh Pina, Metula and Nahariya in the north; in the center – Hadera, Binyamina, Herzliya, Netanya and Kfar Saba, and south of there – Rishon LeZion, Rehovot and Ness Ziona. Later on regiments were also active in the Old City of Jerusalem ("the Kotel Brigades") among others. Primary training centers were based in Ramat Gan, Qastina (by Kiryat Mal'akhi of today) and other places.
Under Tehomi's command
In 1933 there were some signs of unrest, seen by the incitement of the local Arab leadership to act against the authorities. The strong British response put down the disturbances quickly. During that time the Irgun operated in a similar manner to the Haganah and was a guarding organization. The two organizations cooperated in ways such as coordination of posts and even intelligence sharing.
Within the Irgun, Tehomi was the first to serve as "Head of the Headquarters" or "Chief Commander". Alongside Tehomi served the senior commanders, or "Headquarters" of the movement. As the organization grew, it was divided into district commands.
In August 1933 a "Supervisory Committee" for the Irgun was established, which included representatives from most of the Zionist political parties. The members of this committee were Meir Grossman (of the Hebrew State Party), Rabbi Meir Bar-Ilan (of the Mizrachi Party), either Immanuel Neumann or Yehoshua Supersky (of the General Zionists) and Ze'ev Jabotinsky or Eliyahu Ben Horin (of Hatzohar).
In protest against, and with the aim of ending Jewish immigration to Palestine, the Great Arab Revolt of 1936–1939 broke out on April 19, 1936. The riots took the form of attacks by Arab rioters ambushing main roads, bombing of roads and settlements as well as property and agriculture vandalism. In the beginning, the Irgun and the Haganah generally maintained a policy of restraint, apart from a few instances. Some expressed resentment at this policy, leading up internal unrest in the two organizations. The Irgun tended to retaliate more often, and sometimes Irgun members patrolled areas beyond their positions in order to encounter attackers ahead of time. However, there were differences of opinion regarding what to do in the Haganah, as well. Due to the joining of many Betar Youth members, Jabotinsky (founder of Betar) had a great deal of influence over Irgun policy. Nevertheless, Jabotinsky was of the opinion that for moral reasons violent retaliation was not to be undertaken.
In November 1936 the Peel Commission was sent to inquire regarding the breakout of the riots and propose a solution to end the Revolt. In early 1937 there were still some in the Yishuv who felt the commission would recommend a partition of Mandatory Palestine (the land west of the Jordan River), thus creating a Jewish state on part of the land. The Irgun leadership, as well as the "Supervisory Committee" held similar beliefs, as did some members of the Haganah and the Jewish Agency. This belief strengthened the policy of restraint and led to the position that there was no room for defense institutions in the future Jewish state. Tehomi was quoted as saying: "We stand before great events: a Jewish state and a Jewish army. There is a need for a single military force". This position intensified the differences of opinion regarding the policy of restraint, both within the Irgun and within the political camp aligned with the organization. The leadership committee of the Irgun supported a merger with the Haganah. On April 24, 1937, a referendum was held among Irgun members regarding its continued independent existence. David Raziel and Avraham (Yair) Stern came out publicly in support for the continued existence of the Irgun:
The Irgun has been placed ... before a decision to make, whether to submit to the authority of the government and the Jewish Agency or to prepare for a double sacrifice and endangerment. Some of our friends do not have appropriate willingness for this difficult position, and have submitted to the Jewish Agency and has left the battle ... all of the attempts ... to unite with the leftist organization have failed, because the Left entered into negotiations not on the basis of unification of forces, but the submission of one such force to the other....
The first split
In April 1937 the Irgun split after the referendum. Approximately 1,500–2,000 people, about half of the Irgun's membership, including the senior command staff, regional committee members, along with most of the Irgun's weapons, returned to the Haganah, which at that time was under the Jewish Agency's leadership. The Supervisory Committee's control over the Irgun ended, and Jabotinsky assumed command. In their opinion, the removal of the Haganah from the Jewish Agency's leadership to the national institutions necessitated their return. Furthermore, they no longer saw significant ideological differences between the movements. Those who remained in the Irgun were primarily young activists, mostly laypeople, who sided with the independent existence of the Irgun. In fact, most of those who remained were originally Betar people. Moshe Rosenberg estimated that approximately 1,800 members remained. In theory, the Irgun remained an organization not aligned with a political party, but in reality the supervisory committee was disbanded and the Irgun's continued ideological path was outlined according to Ze'ev Jabotinsky's school of thought and his decisions, until the movement eventually became Revisionist Zionism's military arm. One of the major changes in policy by Jabotinsky was the end of the policy of restraint.
On April 27, 1937, the Irgun founded a new headquarters, staffed by Moshe Rosenberg at the head, Avraham (Yair) Stern as secretary, David Raziel as head of the Jerusalem branch, Hanoch Kalai as commander of Haifa and Aharon Haichman as commander of Tel Aviv. On 20 Tammuz, (June 29) the day of Theodor Herzl's death, a ceremony was held in honor of the reorganization of the underground movement. For security purposes this ceremony was held at a construction site in Tel Aviv.
Ze'ev Jabotinsky placed Col. Robert Bitker at the head of the Irgun. Bitker had previously served as Betar commissioner in China and had military experience. A few months later, probably due to total incompatibility with the position, Jabotinsky replaced Bitker with Moshe Rosenberg. When the Peel Commission report was published a few months later, the Revisionist camp decided not to accept the commission's recommendations. Moreover, the organizations of Betar, Hatzohar and the Irgun began to increase their efforts to bring Jews to the land of Israel, illegally. This Aliyah was known as the עליית אף על פי "Af Al Pi (Nevertheless) Aliyah". As opposed to this position, the Jewish Agency began acting on behalf of the Zionist interest on the political front, and continued the policy of restraint. From this point onwards the differences between the Haganah and the Irgun were much more obvious.
Illegal immigration
According to Jabotinsky's "Evacuation Plan", which called for millions of European Jews to be brought to Palestine at once, the Irgun helped the illegal immigration of European Jews to the land of Israel. This was named by Jabotinsky the "National Sport". The most significant part of this immigration prior to World War II was carried out by the Revisionist camp, largely because the Yishuv institutions and the Jewish Agency shied away from such actions on grounds of cost and their belief that Britain would in the future allow widespread Jewish immigration.
The Irgun joined forces with Hatzohar and Betar in September 1937, when it assisted with the landing of a convoy of 54 Betar members at Tantura Beach (near Haifa.) The Irgun was responsible for discreetly bringing the Olim, or Jewish immigrants, to the beaches, and dispersing them among the various Jewish settlements. The Irgun also began participating in the organisation of the immigration enterprise and undertook the process of accompanying the ships. This began with the ship Draga which arrived at the coast of British Palestine in September 1938. In August of the same year, an agreement was made between Ari Jabotinsky (the son of Ze'ev Jabotinsky), the Betar representative and Hillel Kook, the Irgun representative, to coordinate the immigration (also known as Ha'apala). This agreement was also made in the "Paris Convention" in February 1939, at which Ze'ev Jabotinsky and David Raziel were present. Afterwards, the "Aliyah Center" was founded, made up of representatives of Hatzohar, Betar, and the Irgun, thereby making the Irgun a full participant in the process.
The difficult conditions on the ships demanded a high level of discipline. The people on board the ships were often split into units, led by commanders. In addition to having a daily roll call and the distribution of food and water (usually very little of either), organized talks were held to provide information regarding the actual arrival in Palestine. One of the largest ships was the Sakaria, with 2,300 passengers, which equalled about 0.5% of the Jewish population in Palestine. The first vessel arrived on April 13, 1937, and the last on February 13, 1940. All told, about 18,000 Jews immigrated to Palestine with the help of the Revisionist organizations and private initiatives by other Revisionists. Most were not caught by the British.
End of restraint
Irgun members continued to defend settlements, but at the same time began attacks on Arab villages, thus ending the policy of restraint. These attacks were intended to instill fear in the Arab side, in order to cause the Arabs to wish for peace and quiet. In March 1938, David Raziel wrote in the underground newspaper "By the Sword" a constitutive article for the Irgun overall, in which he coined the term "Active Defense":
The actions of the Haganah alone will never be a true victory. If the goal of the war is to break the will of the enemy – and this cannot be attained without destroying his spirit – clearly we cannot be satisfied with solely defensive operations.... Such a method of defense, that allows the enemy to attack at will, to reorganize and attack again ... and does not intend to remove the enemy's ability to attack a second time – is called passive defense, and ends in downfall and destruction ... whoever does not wish to be beaten has no choice but to attack. The fighting side, that does not intend to oppress but to save its liberty and honor, he too has only one way available – the way of attack. Defensiveness by way of offensiveness, in order to deprive the enemy the option of attacking, is called active defense.
The first attacks began around April 1936, and by the end of World War II, more than 250 Arabs had been killed. Examples include:
After an Arab shooting at Carmel school in Tel Aviv, which resulted in the death of a Jewish child, Irgun members attacked an Arab neighborhood near Kerem Hatemanim in Tel Aviv, killing one Arab man and injuring another.
On August 17, the Irgun responded to shootings by Arabs from the Jaffa–Jerusalem train towards Jews that were waiting by the train block on Herzl Street in Tel Aviv. The same day, when a Jewish child was injured by the shooting, Irgun members attacked a train on the same route, killing one Arab and injuring five.
During 1936, Irgun members carried out approximately ten attacks.
Throughout 1937 the Irgun continued this line of operation.
On March 6, a Jew at Sabbath prayers at the Western Wall was shot by a local Arab. A few hours later, the Irgun shot at an Arab in the Jerusalem neighborhood of Rechavia.
On June 29, a band of Arabs attacked an Egged bus on the Jerusalem – Tel Aviv road, killing one Jew. The following day, two Jews were also killed near Karkur. A few hours later, the Irgun carried out a number of operations.
An Arab bus making its way from Lifta was attacked in Jerusalem.
In two other locations in Jerusalem, Arabs were shot as well.
In Tel Aviv, a hand grenade was thrown at an Arab coffee shop on Carmel St., injuring many of the patrons.
Irgun members also injured an Arab on Reines St. in Tel Aviv.
On September 5, the Irgun responded to the murder of a rabbi on his way home from prayer in the Old City of Jerusalem by throwing explosives at an Arab bus that had left Lifta, injuring two female passengers and a British police officer.
A more complete list can be found here.
At that time, however, these acts were not yet a part of a formulated policy of the Irgun. Not all of the aforementioned operations received a commander's approval, and Jabotinsky was not in favor of such actions at the time. Jabotinsky still hoped to establish a Jewish force out in the open that would not have to operate underground. However, the failure, in its eyes, of the Peel Commission and the renewal of violence on the part of the Arabs caused the Irgun to rethink its official policy.
Increase in operations
14 November 1937 was a watershed in Irgun activity. From that date, the Irgun increased its reprisals. Following an increase in the number of attacks aimed at Jews, including the killing of five kibbutz members near Kiryat Anavim (today kibbutz Ma'ale HaHamisha), the Irgun undertook a series of attacks in various places in Jerusalem, killing five Arabs. Operations were also undertaken in Haifa (shooting at the Arab-populated Wadi Nisnas neighborhood) and in Herzliya. The date is known as the day the policy of restraint (Havlagah) ended, or as Black Sunday when operations resulted in the murder of 10 Arabs. This is when the organization fully changed its policy, with the approval of Jabotinsky and Headquarters to the policy of "active defense" in respect of Irgun actions.
The British responded with the arrest of Betar and Hatzohar members as suspected members of the Irgun. Military courts were allowed to act under "Time of Emergency Regulations" and even sentence people to death. In this manner Yehezkel Altman, a guard in a Betar battalion in the Nahalat Yizchak neighborhood of Tel Aviv, shot at an Arab bus, without his commanders' knowledge. Altman was acting in response to a shooting at Jewish vehicles on the Tel Aviv–Jerusalem road the day before. He turned himself in later and was sentenced to death, a sentence which was later commuted to a life sentence.
Despite the arrests, Irgun members continued fighting. Jabotinsky lent his moral support to these activities. In a letter to Moshe Rosenberg on 18 March 1938 he wrote:
Tell them: from afar I collect and save, as precious treasures, news items about your lives. I know of the obstacles that have not impeded your spirit; and I know of your actions as well. I am overjoyed that I have been blessed with such students.
Although the Irgun continued activities such as these, following Rosenberg's orders, they were greatly curtailed. Furthermore, in fear of the British threat of the death sentence for anyone found carrying a weapon, all operations were suspended for eight months. However, opposition to this policy gradually increased. In April, 1938, responding to the killing of six Jews, Betar members from the Rosh Pina Brigade went on a reprisal mission, without the consent of their commander, as described by historian Avi Shlaim:
On 21 April 1938, after several weeks of planning, he and two of his colleagues from the Irgun (Etzel) ambushed an Arab bus at a bend on a mountain road near Safad. They had a hand grenade, a gun and a pistol. Their plan was to destroy the engine so that the bus would fall off the side of the road and all the passengers would be killed. When the bus approached, they fired at it (not in the air, as Mailer has it) but the grenade lobbed by Ben Yosef did not detonate. The bus with its screaming and terrified passengers drove on.
Although the incident ended without casualties, the three were caught, and one of them – Shlomo Ben-Yosef was sentenced to death. Demonstrations around the country, as well as pressure from institutions and people such as Dr. Chaim Weizmann and the Chief Rabbi of Mandatory Palestine, Yitzhak HaLevi Herzog did not reduce his sentence. In Shlomo Ben-Yosef's writings in Hebrew were later found:
I am going to die and I am not sorry at all. Why? Because I am going to die for our country. Shlomo Ben-Yosef.
On 29 June 1938 he was executed, and was the first of the Olei Hagardom. The Irgun revered him after his death and many regarded him as an example.
In light of this, and due to the anger of the Irgun leadership over the decision to adopt a policy of restraint until that point, Jabotinsky relieved Rosenberg of his post and replaced him with David Raziel, who proved to be the most prominent Irgun commander until Menachem Begin. Jabotinsky simultaneously instructed the Irgun to end its policy of restraint, leading to armed offensive operations until the end of the Arab Revolt in 1939. In this time, the Irgun mounted about 40 operations against Arabs and Arab villages, for instance:
After a Jewish father and son were killed in the Old City of Jerusalem, on June 6, 1938, Irgun members threw explosives from the roof of a nearby house, killing two Arabs and injuring four.
The Irgun planted land mines in a number of Arab markets, primarily in places identified by the Irgun as activity centers of armed Arab gangs.
Explosives detonated in the Arab souk in Jerusalem on July 15, killed ten local Arabs.
In similar circumstances, 70 Arabs were killed by a land mine planted in the Arab souk in Haifa.
This action led the British Parliament to discuss the disturbances in Palestine. On 23 February 1939 the Secretary of State for the Colonies, Malcolm MacDonald revealed the British intention to cancel the mandate and establish a state that would preserve Arab rights. This caused a wave of riots and attacks by Arabs against Jews. The Irgun responded four days later with a series of attacks on Arab buses and other sites. The British used military force against the Arab rioters and in the latter stages of the revolt by the Arab community in Palestine, it deteriorated into a series of internal gang wars.
During the same period
At the same time, the Irgun also established itself in Europe. The Irgun built underground cells that participated in organizing migration to Palestine. The cells were made up almost entirely of Betar members, and their primary activity was military training in preparation for emigration to Palestine. Ties formed with the Polish authorities brought about courses in which Irgun commanders were trained by Polish officers in advanced military issues such as guerrilla warfare, tactics and laying land mines. Avraham (Yair) Stern was notable among the cell organizers in Europe. In 1937 the Polish authorities began to deliver large amounts of weapons to the underground. According to Irgun activists Poland supplied the organization with 25,000 rifles, and additional material and weapons, by summer 1939 the Warsaw warehouses of Irgun held 5,000 rifles and 1,000 machine guns. The training and support by Poland would allow the organization to mobilize 30,000-40,000 men The transfer of handguns, rifles, explosives and ammunition stopped with the outbreak of World War II. Another field in which the Irgun operated was the training of pilots, so they could serve in the Air Force in the future war for independence, in the flight school in Lod.
Towards the end of 1938 there was progress towards aligning the ideologies of the Irgun and the Haganah. Many abandoned the belief that the land would be divided and a Jewish state would soon exist. The Haganah founded פו"מ, a special operations unit, (pronounced poom), which carried out reprisal attacks following Arab violence. These operations continued into 1939. Furthermore, the opposition within the Yishuv to illegal immigration significantly decreased, and the Haganah began to bring Jews to Palestine using rented ships, as the Irgun had in the past.
First operations against the British
The publishing of the MacDonald White Paper of 1939 brought with it new edicts that were intended to lead to a more equitable settlement between Jews and Arabs. However, it was considered by some Jews to have an adverse effect on the continued development of the Jewish community in Palestine. Chief among these was the prohibition on selling land to Jews, and the smaller quotas for Jewish immigration. The entire Yishuv was furious at the contents of the White Paper. There were demonstrations against the "Treacherous Paper", as it was considered that it would preclude the establishment of a Jewish homeland in Palestine.
Under the temporary command of Hanoch Kalai, the Irgun began sabotaging strategic infrastructure such as electricity facilities, radio and telephone lines. It also started publicizing its activity and its goals. This was done in street announcements, newspapers, as well as the underground radio station Kol Zion HaLochemet. On August 26, 1939, the Irgun killed Ralph Cairns, a British police officer who, as head of the Jewish Department in the Palestine Police, had tortured a number of youths who were underground members. Cairns and Ronald Barker, another British police officer, were killed by an Irgun IED.
The British increased their efforts against the Irgun. As a result, on August 31 the British police arrested members meeting in the Irgun headquarters. On the next day, September 1, 1939, World War II broke out.
During World War II
Following the outbreak of war, Ze'ev Jabotinsky and the New Zionist Organization voiced their support for Britain and France. In mid-September 1939 Raziel was moved from his place of detention in Tzrifin. This, among other events, encouraged the Irgun to announce a cessation of its activities against the British so as not to hinder Britain's effort to fight "the Hebrew's greatest enemy in the world – German Nazism". This announcement ended with the hope that after the war a Hebrew state would be founded "within the historical borders of the liberated homeland". After this announcement Irgun, Betar and Hatzohar members, including Raziel and the Irgun leadership, were gradually released from detention. The Irgun did not rule out joining the British army and the Jewish Brigade. Irgun members did enlist in various British units. Irgun members also assisted British forces with intelligence in Romania, Bulgaria, Morocco and Tunisia. An Irgun unit also operated in Syria and Lebanon. David Raziel later died during one of these operations.
During the Holocaust, Betar members revolted numerous times against the Nazis in occupied Europe. The largest of these revolts was the Warsaw Ghetto Uprising, in which an armed underground organization fought, formed by Betar and Hatzoar and known as the Żydowski Związek Wojskowy (ŻZW) (Jewish Military Union). Despite its political origins, the ŻZW accepted members without regard to political affiliation, and had contacts established before the war with elements of the Polish military. Because of differences over objectives and strategy, the ŻZW was unable to form a common front with the mainstream ghetto fighters of the Żydowska Organizacja Bojowa, and fought independently under the military leadership of Paweł Frenkiel and the political leadership of Dawid Wdowiński.
There were instances of Betar members enlisted in the British military smuggling British weapons to the Irgun.
From 1939 onwards, an Irgun delegation in the United States worked for the creation of a Jewish army made up of Jewish refugees and Jews from Palestine, to fight alongside the Allied Forces. In July 1943 the "Emergency Committee to Save the Jewish People in Europe" was formed, and worked until the end of the war to rescue the Jews of Europe from the Nazis and to garner public support for a Jewish state. However, it was not until January 1944 that US President Franklin Roosevelt established the War Refugee Board, which achieved some success in saving European Jews.
Second split
Throughout this entire period, the British continued enforcing the White Paper's provisions, which included a ban on the sale of land, restrictions on Jewish immigration and increased vigilance against illegal immigration. Part of the reason why the British banned land sales (to anyone) was the confused state of the post Ottoman land registry; it was difficult to determine who actually owned the land that was for sale.
Within the ranks of the Irgun this created much disappointment and unrest, at the center of which was disagreement with the leadership of the New Zionist Organization, David Raziel and the Irgun Headquarters. On June 18, 1939, Avraham (Yair) Stern and others of the leadership were released from prison and a rift opened between them the Irgun and Hatzohar leadership. The controversy centred on the issues of the underground movement submitting to public political leadership and fighting the British. On his release from prison Raziel resigned from Headquarters. To his chagrin, independent operations of senior members of the Irgun were carried out and some commanders even doubted Raziel's loyalty.
In his place, Stern was elected to the leadership. In the past, Stern had founded secret Irgun cells in Poland without Jabotinsky's knowledge, in opposition to his wishes. Furthermore, Stern was in favor of removing the Irgun from the authority of the New Zionist Organization, whose leadership urged Raziel to return to the command of the Irgun. He finally consented. Jabotinsky wrote to Raziel and to Stern, and these letters were distributed to the branches of the Irgun:
... I call upon you: Let nothing disturb our unity. Listen to the commissioner (Raziel), whom I trust, and promise me that you and Betar, the greatest of my life's achievements, will stand strong and united and allow me to continue with the hope for victory in the war to realize our old Maccabean dream....
Stern was sent a telegram with an order to obey Raziel, who was reappointed. However, these events did not prevent the splitting of the organization. Suspicion and distrust were rampant among the members. Out of the Irgun a new organization was created on July 17, 1940, which was first named "The National Military Organization in Israel" (as opposed to the "National Military Organization in the Land of Israel") and later on changed its name to Lehi, an acronym for Lohamei Herut Israel''', "Fighters for the Freedom of Israel", (לח"י – לוחמי חירות ישראל). Jabotinsky died in New York on August 4, 1940, yet this did not prevent the Lehi split. Following Jabotinsky's death, ties were formed between the Irgun and the New Zionist Organization. These ties would last until 1944, when the Irgun declared a revolt against the British.
The primary difference between the Irgun and the newly formed organization was its intention to fight the British in Palestine, regardless of their war against Germany. Later, additional operational and ideological differences developed that contradicted some of the Irgun's guiding principles. For example, the Lehi, unlike the Irgun, supported a population exchange with local Arabs.
Change of policy
The split damaged the Irgun both organizationally and from a morale point of view. As their spiritual leader, Jabotinsky's death also added to this feeling. Together, these factors brought about a mass abandonment by members. The British took advantage of this weakness to gather intelligence and arrest Irgun activists. The new Irgun leadership, which included Meridor, Yerachmiel Ha'Levi, Rabbi Moshe Zvi Segal and others used the forced hiatus in activity to rebuild the injured organization. This period was also marked by more cooperation between the Irgun and the Jewish Agency, however David Ben-Gurion's uncompromising demand that Irgun accept the Agency's command foiled any further cooperation.
In both the Irgun and the Haganah more voices were being heard opposing any cooperation with the British. Nevertheless, an Irgun operation carried out in the service of Britain was aimed at sabotaging pro-Nazi forces in Iraq, including the assassination of Haj Amin al-Husayni. Among others, Raziel and Yaakov Meridor participated. On April 20, 1941, during a Luftwaffe air raid on RAF Habbaniya near Baghdad, David Raziel, commander of the Irgun, was killed during the operation.
In late 1943 a joint Haganah – Irgun initiative was developed, to form a single fighting body, unaligned with any political party, by the name of עם לוחם (Fighting Nation). The new body's first plan was to kidnap the British High Commissioner of Palestine, Sir Harold MacMichael and take him to Cyprus. However, the Haganah leaked the planned operation and it was thwarted before it got off the ground. Nevertheless, at this stage the Irgun ceased its cooperation with the British. As Eliyahu Lankin tells in his book:
Immediately following the failure of Fighting Nation practical discussions began in the Irgun Headquarters regarding a declaration of war.
Revolt
In 1943 the Polish II Corps, commanded by Władysław Anders, arrived in Palestine from Iraq. The British insisted that no Jewish units of the army be created. Eventually, many of the soldiers of Jewish origin that arrived with the army were released and allowed to stay in Palestine. One of them was Menachem Begin, whose arrival in Palestine created new-found expectations within the Irgun and Betar. Begin had served as head of the Betar movement in Poland, and was a respected leader. Yaakov Meridor, then the commander of the Irgun, raised the idea of appointing Begin to the post. In late 1943, when Begin accepted the position, a new leadership was formed. Meridor became Begin's deputy, and other members of the board were Aryeh Ben Eliezer, Eliyahu Lankin, and Shlomo Lev Ami.
On February 1, 1944, the Irgun put up posters all around the country, proclaiming a revolt against the British mandatory government. The posters began by saying that all of the Zionist movements stood by the Allied Forces and over 25,000 Jews had enlisted in the British military. The hope to establish a Jewish army had died. European Jewry was trapped and was being destroyed, yet Britain, for its part, did not allow any rescue missions. This part of the document ends with the following words:
The White Paper is still in effect. It is enforced, despite the betrayal of the Arabs and the loyalty of the Jews; despite the mass enlisting to the British Army; despite the ceasefire and the quiet in The Land of Israel; despite the massacre of masses of the Jewish people in Europe....
The facts are simple and horrible as one. Over the last four years of the war we have lost millions of the best of our people; millions more are in danger of eradication. And The Land of Israel is closed off and quarantined because the British rule it, realizing the White Paper, and strives for the destruction of our people's last hope.
The Irgun then declared that, for its part, the ceasefire was over and they were now at war with the British. It demanded the transfer of rule to a Jewish government, to implement ten policies. Among these were the mass evacuation of Jews from Europe, the signing of treaties with any state that recognized the Jewish state's sovereignty, including Britain, granting social justice to the state's residents, and full equality to the Arab population. The proclamation ended with:
The God of Israel, God of Hosts, will be at our side. There is no retreat. Liberty or death.... The fighting youth will not recoil in the face of sacrifices and suffering, blood and torment. They will not surrender, so long as our days of old are not renewed, so long as our nation is not ensured a homeland, liberty, honor, bread, justice and law.
The Irgun began this campaign rather weakly. At the time of the start of the revolt, it was only about 1,000 strong, including some 200 fighters. It possessed about 4 submachine guns, 40 rifles, 60 pistols, 150 hand grenades, and 2,000 kilograms of explosive material, and its funds were about £800.
Struggle against the British
The Irgun began a militant operation against the symbols of government, in an attempt to harm the regime's operation as well as its reputation. The first attack was on February 12, 1944, at the government immigration offices, a symbol of the immigration laws. The attacks went smoothly and ended with no casualties—as they took place on a Saturday night, when the buildings were empty—in the three largest cities: Jerusalem, Tel Aviv, and Haifa. On February 27 the income tax offices were bombed. Parts of the same cities were blown up, also on a Saturday night; prior warnings were put up near the buildings. On March 23 the national headquarters building of the British police in the Russian Compound in Jerusalem was attacked, and part of it was blown up. These attacks in the first few months were sharply condemned by the organized leadership of the Yishuv and by the Jewish Agency, who saw them as dangerous provocations.
At the same time the Lehi also renewed its attacks against the British. The Irgun continued to attack police stations and headquarters, and Tegart Fort, a fortified police station (today the location of Latrun). One relatively complex operation was the takeover of the radio station in Ramallah, on May 17, 1944.
One symbolic act by the Irgun happened before Yom Kippur of 1944. They plastered notices around town, warning that no British officers should come to the Western Wall on Yom Kippur, and for the first time since the mandate began no British police officers were there to prevent the Jews from the traditional Shofar blowing at the end of the fast. After the fast that year the Irgun attacked four police stations in Arab settlements. In order to obtain weapons, the Irgun carried out "confiscation" operations – they robbed British armouries and smuggled stolen weapons to their own hiding places. During this phase of activity the Irgun also cut all of its official ties with the New Zionist Organization, so as not to tie their fate in the underground organization.
Begin wrote in his memoirs, The Revolt:
History and experience taught us that if we are able to destroy the prestige of the British in Palestine, the regime will break. Since we found the enslaving government's weak point, we did not let go of it.
Underground exiles
In October 1944 the British began expelling hundreds of arrested Irgun and Lehi members to detention camps in Africa. 251 detainees from Latrun were flown on thirteen planes, on October 19 to a camp in Asmara, Eritrea. Eleven additional transports were made. Throughout the period of their detention, the detainees often initiated rebellions and hunger strikes. Many escape attempts were made until July 1948 when the exiles were returned to Israel. While there were numerous successful escapes from the camp itself, only nine men actually made it back all the way. One noted success was that of Yaakov Meridor, who escaped nine times before finally reaching Europe in April 1948. These tribulations were the subject of his book Long is the Path to Freedom: Chronicles of one of the Exiles.
Hunting Season
On November 6, 1944, Lord Moyne, British Deputy Resident Minister of State in Cairo was assassinated by Lehi members Eliyahu Hakim and Eliyahu Bet-Zuri. This act raised concerns within the Yishuv from the British regime's reaction to the underground's violent acts against them. Therefore, the Jewish Agency decided on starting a Hunting Season, known as the saison, (from the French "la saison de chasse").
The Irgun's recuperation was noticeable when it began to renew its cooperation with the Lehi in May 1945, when it sabotaged oil pipelines, telephone lines and railroad bridges. All in all, over 1,000 members of the Irgun and Lehi were arrested and interned in British camps during the Saison. Eventually the Hunting Season died out, and there was even talk of cooperation with the Haganah leading to the formation of the Jewish Resistance Movement.
Jewish Resistance Movement
Towards the end of July 1945 the Labour party in Britain was elected to power. The Yishuv leadership had high hopes that this would change the anti-Zionist policy that the British maintained at the time. However, these hopes were quickly dashed when the government limited Jewish immigration, with the intention that the population of Mandatory Palestine (the land west of the Jordan River) would not be more than one-third of the total. This, along with the stepping up of arrests and their pursuit of underground members and illegal immigration organizers led to the formation of the Jewish Resistance Movement. This body consolidated the armed resistance to the British of the Irgun, Lehi, and Haganah. For ten months the Irgun and the Lehi cooperated and they carried out nineteen attacks and defense operations. The Haganah and Palmach carried out ten such operations. The Haganah also assisted in landing 13,000 illegal immigrants.
Tension between the underground movements and the British increased with the increase in operations. On April 23, 1946, an operation undertaken by the Irgun to gain weapons from the Tegart fort at Ramat Gan resulted in a firefight with the police in which an Arab constable and two Irgun fighters were killed, including one who jumped on an explosive device to save his comrades. A third fighter, Dov Gruner, was wounded and captured. He stood trial and was sentenced to be death by hanging, refusing to sign a pardon request.
In 1946, British relations with the Yishuv worsened, building up to Operation Agatha of June 29. The authorities ignored the Anglo-American Committee of Inquiry's recommendation to allow 100,000 Jews into Palestine at once. As a result of the discovery of documents tying the Jewish Agency to the Jewish Resistance Movement, the Irgun was asked to speed up the plans for the King David Hotel bombing of July 22. The hotel was where the documents were located, the base for the British Secretariat, the military command and a branch of the Criminal Investigation Division of the police. The Irgun later claimed to have sent a warning that was ignored. Palestinian and U.S. sources confirm that the Irgun issued numerous warnings for civilians to evacuate the hotel prior to the bombing. 91 people were killed in the attack where a 350 kg bomb was placed in the basement of the hotel and caused a large section of it to collapse. Only 13 were British soldiers.
Further struggle against the British
The King David Hotel bombing and the arrest of Jewish Agency and other Yishuv leaders as part of Operation Agatha caused the Haganah to cease their armed activity against the British. Yishuv and Jewish Agency leaders were released from prison. From then until the end of the British mandate, resistance activities were led by the Irgun and Lehi. In early September 1946 the Irgun renewed its attacks against civil structures, railroads, communication lines and bridges. One operation was the attack on the train station in Jerusalem, in which Meir Feinstein was arrested and later committed suicide awaiting execution. According to the Irgun these sort of armed attacks were legitimate, since the trains primarily served the British, for redeployment of their forces. The Irgun also publicized leaflets, in three languages, not to use specific trains in danger of being attacked. For a while, the British stopped train traffic at night. The Irgun also carried out repeated attacks against military and police traffic using disguised, electronically detonated roadside mines which could be detonated by an operator hiding nearby as a vehicle passed, carried out arms raids against military bases and police stations (often disguised as British soldiers), launched bombing, shooting, and mortar attacks against military and police installations and checkpoints, and robbed banks to gain funds as a result of losing access to Haganah funding following the collapse of the Jewish Resistance Movement.
On October 31, 1946, in response to the British barring entry of Jews from Palestine, the Irgun blew up the British Embassy in Rome, a center of British efforts to monitor and stop Jewish immigration. The Irgun also carried out a few other operations in Europe: a British troop train was derailed and an attempt against another troop train failed. An attack on a British officers club in Vienna took place in 1947, and an attack on another British officer's club in Vienna and a sergeant's club in Germany took place in 1948.
In December 1946 a sentence of 18 years and 18 beatings was handed down to a young Irgun member for robbing a bank. The Irgun made good on a threat they made and after the detainee was whipped, Irgun members kidnapped British officers and beat them in public. The operation, known as the "Night of the Beatings" brought an end to British punitive beatings. The British, taking these acts seriously, moved many British families in Palestine into the confines of military bases, and some moved home.
On February 14, 1947, Ernest Bevin announced that the Jews and Arabs would not be able to agree on any British proposed solution for the land, and therefore the issue must be brought to the United Nations (UN) for a final decision. The Yishuv thought of the idea to transfer the issue to the UN as a British attempt to achieve delay while a UN inquiry commission would be established, and its ideas discussed, and all the while the Yishuv would weaken. Foundation for Immigration B increased the number of ships bringing in Jewish refugees. The British still strictly enforced the policy of limited Jewish immigration and illegal immigrants were placed in detention camps in Cyprus, which increased the anger of the Jewish community towards the mandate government.
The Irgun stepped up its activity and from February 19 until March 3 it attacked 18 British military camps, convoy routes, vehicles, and other facilities. The most notable of these attacks was the bombing of a British officer's club located in Goldsmith House in Jerusalem, which was in a heavily guarded security zone. Covered by machine-gun fire, an Irgun assault team in a truck penetrated the security zone and lobbed explosives into the building. Thirteen people, including two officers, were killed. As a result, martial law was imposed over much of the country, enforced by approximately 20,000 British soldiers. Despite this, attacks continued throughout the martial law period. The most notable one was an Irgun attack against the Royal Army Pay Corps base at the Schneller Orphanage, in which a British soldier was killed.
Throughout its struggle against the British, the Irgun sought to publicize its cause around the world. By humiliating the British, it attempted to focus global attention on Palestine, hoping that any British overreaction would be widely reported, and thus result in more political pressure against the British. Begin described this strategy as turning Palestine into a "glass house". The Irgun also re-established many representative offices internationally, and by 1948 operated in 23 states. In these countries, the Irgun sometimes acted against the local British representatives or led public relations campaigns against Britain. According to Bruce Hoffman: "In an era long before the advent of 24/7 global news coverage and instantaneous satellite-transmitted broadcasts, the Irgun deliberately attempted to appeal to a worldwide audience far beyond the immediate confines of its local struggle, and beyond even the ruling regime's own homeland."
Acre Prison break
On April 16, 1947, Irgun members Dov Gruner, Yehiel Dresner, Eliezer Kashani, and Mordechai Alkahi were hanged in Acre Prison, while singing Hatikvah. On April 21 Meir Feinstein and Lehi member Moshe Barazani blew themselves up, using a smuggled grenade, hours before their scheduled hanging. And on May 4 one of the Irgun's largest operations took place – the raid on Acre Prison. The operation was carried out by 23 men, commanded by Dov Cohen – AKA "Shimshon", along with the help of the Irgun and Lehi prisoners inside the prison. The Irgun had informed them of the plan in advance and smuggled in explosives. After a hole was blasted in the prison wall, the 41 Irgun and Lehi members who had been chosen to escape then ran to the hole, blasting through inner prison gates with the smuggled explosives. Meanwhile, Irgun teams mined roads and launched a mortar attack on a nearby British Army camp to delay the arrival of responding British forces. Although the 41 escapees managed to get out of the prison and board the escape trucks, some were rapidly recaptured and nine of the escapees and attackers were killed. Five Irgun men in the attacking party were also captured. Overall, 27 of the 41 designated escapees managed to escape. Along with the underground movement members, other criminals – including 214 Arabs – also escaped. Of the five attackers who were caught, three of them – Avshalom Haviv, Meir Nakar, and Yaakov Weiss, were sentenced to death.
The Sergeants affair
After the death sentences of the three were confirmed, the Irgun tried to save them by kidnapping hostages — British sergeants Clifford Martin and Mervyn Paice — in the streets of Netanya. British forces closed off and combed the area in search of the two, but did not find them. On July 29, 1947, in the afternoon, Meir Nakar, Avshalom Haviv, and Yaakov Weiss were executed. Approximately thirteen hours later the hostages were hanged in retaliation by the Irgun and their bodies, booby-trapped with an explosive, afterwards strung up from trees in woodlands south of Netanya. This action caused an outcry in Britain and was condemned both there and by Jewish leaders in Palestine.
This episode has been given as a major influence on the British decision to terminate the Mandate and leave Palestine. The United Nations Special Committee on Palestine (UNSCOP) was also influenced by this and other actions. At the same time another incident was developing – the events of the ship Exodus 1947. The 4,500 Holocaust survivors on board were not allowed to enter Palestine. UNSCOP also covered the events. Some of its members were even present at Haifa port when the putative immigrants were forcefully removed from their ship (later found to have been rigged with an IED by some of its passengers) onto the deportation ships, and later commented that this strong image helped them press for an immediate solution for Jewish immigration and the question of Palestine.
Two weeks later, the House of Commons convened for a special debate on events in Palestine, and concluded that their soldiers should be withdrawn as soon as possible.
1948 Palestine War
UNSCOP's conclusion was a unanimous decision to end the British mandate, and a majority decision to divide Mandatory Palestine (the land west of the Jordan River) between a Jewish state and an Arab state. During the UN's deliberations regarding the committee's recommendations the Irgun avoided initiating any attacks, so as not to influence the UN negatively on the idea of a Jewish state. On November 29 the UN General Assembly voted in favor of ending the mandate and establishing two states on the land. That very same day the Irgun and the Lehi renewed their attacks on British targets. The next day the local Arabs began attacking the Jewish community, thus beginning the first stage of the 1948 Palestine War. The first attacks on Jews were in Jewish neighborhoods of Jerusalem, in and around Jaffa, and in Bat Yam, Holon, and the Ha'Tikvah neighborhood in Tel Aviv.
In the autumn of 1947, the Irgun had approximately 4,000 members. The goal of the organization at that point was the conquest of the land between the Jordan River and the Mediterranean Sea for the future Jewish state and preventing Arab forces from driving out the Jewish community. The Irgun became almost an overt organization, establishing military bases in Ramat Gan and Petah Tikva. It began recruiting openly, thus significantly increasing in size. During the war the Irgun fought alongside the Lehi and the Haganah in the front against the Arab attacks. At first the Haganah maintained a defensive policy, as it had until then, but after the Convoy of 35 incident it completely abandoned its policy of restraint: "Distinguishing between individuals is no longer possible, for now – it is a war, and even the innocent shall not be absolved."
The Irgun also began carrying out reprisal missions, as it had under David Raziel's command. At the same time though, it published announcements calling on the Arabs to lay down their weapons and maintain a ceasefire:
The National Military Organization has warned you, if the murderous attacks on Jewish civilians shall continue, its soldiers will penetrate your centers of activity and plague you. You have not heeded the warning. You continued to harm our brothers and murder them in wild cruelty. Therefore soldiers of the National Military Organization will go on the attack, as we have warned you.
... However even in these frenzied times, when Arab and Jewish blood is spilled at the British enslaver, we hereby call upon you ... to stop the attacks and create peace between us. We do not want a war with you. We are certain that neither do you want a war with us...
However, the mutual attacks continued. The Irgun attacked the Arab villages of Tira near Haifa, Yehudiya ('Abassiya) in the center, and Shuafat by Jerusalem. The Irgun also attacked in the Wadi Rushmiya neighborhood in Haifa and Abu Kabir in Jaffa. On December 29 Irgun units arrived by boat to the Jaffa shore and a gunfight between them and Arab gangs ensued. The following day a bomb was thrown from a speeding Irgun car at a group of Arab men waiting to be hired for the day at the Haifa oil refinery, resulting in seven Arabs killed, and dozens injured. In response, some Arab workers attacked Jews in the area, killing 41. This sparked a Haganah response in Balad al-Sheykh, which resulted in the deaths of 60 civilians. The Irgun's goal in the fighting was to move the battles from Jewish populated areas to Arab populated areas. On January 1, 1948, the Irgun attacked again in Jaffa, its men wearing British uniforms; later in the month it attacked in Beit Nabala, a base for many Arab fighters. On 5 January 1948 the Irgun detonated a lorry bomb outside Jaffa's Ottoman built Town Hall, killing 14 and injuring 19. In Jerusalem, two days later, Irgun members in a stolen police van rolled a barrel bomb into a large group of civilians who were waiting for a bus by the Jaffa Gate, killing around sixteen. In the pursuit that followed three of the attackers were killed and two taken prisoner.
On 6 April 1948, the Irgun raided the British Army camp at Pardes Hanna killing six British soldiers and their commanding officer.
The Deir Yassin massacre was carried out in a village west of Jerusalem that had signed a non-belligerency pact with its Jewish neighbors and the Haganah, and repeatedly had barred entry to foreign irregulars.Jon Kimche, 'Seven Fallen Pillars – The Middle East, 1915–1950'. Secker and Warburg, London. 1950. p. 217: "Dir Yassin was one of the few Arab villages whose inhabitants had refused permission for foreign Arab volunteers to use it as a base...." On 9 April approximately 120 Irgun and Lehi members began an operation to capture the village. During the operation, the villagers fiercely resisted the attack, and a battle broke out. In the end, the Irgun and Lehi forces advanced gradually through house-to-house fighting. The village was only taken after the Irgun began systematically dynamiting houses, and after a Palmach unit intervened and employed mortar fire to silence the villagers' sniper positions.Milstein, Uri (1998). History of Israel's War of Independence: Out of Crisis Came Decision. Volume 4, University Press of America. The operation resulted in five Jewish fighters dead and 40 injured. Some 100 to 120 villagers were also killed.
There are allegations that Irgun and Lehi forces committed war crimes during and after the capture of the village. These allegations include reports that fleeing individuals and families were fired at, and prisoners of war were killed after their capture. A Haganah report writes:The conquest of the village was carried out with great cruelty. Whole families – women, old people, children – were killed. ... Some of the prisoners moved to places of detention, including women and children, were murdered viciously by their captors.Some say that this incident was an event that accelerated the Arab exodus from Palestine.
The Irgun cooperated with the Haganah in the conquest of Haifa. At the regional commander's request, on April 21 the Irgun took over an Arab post above Hadar Ha'Carmel as well as the Arab neighborhood of Wadi Nisnas, adjacent to the Lower City.
The Irgun acted independently in the conquest of Jaffa (part of the proposed Arab State according to the UN Partition Plan). On April 25 Irgun units, about 600 strong, left the Irgun base in Ramat Gan towards Arab Jaffa. Difficult battles ensued, and the Irgun faced resistance from the Arabs as well as the British. Under the command of Amichai "Gidi" Paglin, the Irgun's chief operations officer, the Irgun captured the neighborhood of Manshiya, which threatened the city of Tel Aviv. Afterwards the force continued to the sea, towards the area of the port, and using mortars, shelled the southern neighborhoods.
In his report concerning the fall of Jaffa the local Arab military commander, Michel Issa, wrote: "Continuous shelling with mortars of the city by Jews for four days, beginning 25 April, [...] caused inhabitants of city, unaccustomed to such bombardment, to panic and flee." According to Morris the shelling was done by the Irgun. Their objective was "to prevent constant military traffic in the city, to break the spirit of the enemy troops [and] to cause chaos among the civilian population in order to create a mass flight." High Commissioner Cunningham wrote a few days later "It should be made clear that IZL attack with mortars was indiscriminate and designed to create panic among the civilian inhabitants." The British demanded the evacuation of the newly conquered city, and militarily intervened, ending the Irgun offensive. Heavy British shelling against Irgun positions in Jaffa failed to dislodge them, and when British armor pushed into the city, the Irgun resisted; a bazooka team managed to knock out one tank, buildings were blown up and collapsed onto the streets as the armor advanced, and Irgun men crawled up and tossed live dynamite sticks onto the tanks. The British withdrew, and opened negotiations with the Jewish authorities. An agreement was worked out, under which Operation Hametz would be stopped and the Haganah would not attack Jaffa until the end of the Mandate. The Irgun would evacuate Manshiya, with Haganah fighters replacing them. British troops would patrol its southern end and occupy the police fort. The Irgun had previously agreed with the Haganah that British pressure would not lead to withdrawal from Jaffa and that custody of captured areas would be turned over to the Haganah. The city ultimately fell on May 13 after Haganah forces entered the city and took control of the rest of the city, from the south – part of the Hametz Operation which included the conquest of a number of villages in the area. The battles in Jaffa were a great victory for the Irgun. This operation was the largest in the history of the organization, which took place in a highly built up area that had many militants in shooting positions. During the battles explosives were used in order to break into homes and continue forging a way through them. Furthermore, this was the first occasion in which the Irgun had directly fought British forces, reinforced with armor and heavy weaponry. The city began these battles with an Arab population estimated at 70,000, which shrank to some 4,100 Arab residents by the end of major hostilities. Since the Irgun captured the neighborhood of Manshiya on its own, causing the flight of many of Jaffa's residents, the Irgun took credit for the conquest of Jaffa. It had lost 42 dead and about 400 wounded during the battle.
Integration with the IDF and the Altalena Affair
On May 14, 1948 the establishment of the State of Israel was proclaimed. The declaration of independence was followed by the establishment of the Israel Defense Forces (IDF), and the process of absorbing all military organizations into the IDF started. On June 1, an agreement had been signed between Menachem Begin and Yisrael Galili for the absorption of the Irgun into the IDF. One of the clauses stated that the Irgun had to stop smuggling arms. Meanwhile, in France, Irgun representatives purchased a ship, renamed Altalena (a pseudonym of Ze'ev Jabotinsky), and weapons. The ship sailed on June 11 and arrived at the Israeli coast on June 20, during the first truce of the 1948 Arab–Israeli War. Despite United Nations Security Council Resolution 50 declaring an arms embargo in the region, neither side respected it.
When the ship arrived the Israeli government, headed by Ben-Gurion, was adamant in its demand that the Irgun surrender and hand over all of the weapons. Ben-Gurion said: "We must decide whether to hand over power to Begin or to order him to cease his activities. If he does not do so, we will open fire! Otherwise, we must decide to disperse our own army."
There were two confrontations between the newly formed IDF and the Irgun: when Altalena reached Kfar Vitkin in the late afternoon of Sunday, June 20 many Irgun militants, including Begin, waited on the shore. A clash with the Alexandroni Brigade, commanded by Dan Even (Epstein), occurred. Fighting ensued and there were a number of casualties on both sides. The clash ended in a ceasefire and the transfer of the weapons on shore to the local IDF commander, and with the ship, now reinforced with local Irgun members, including Begin, sailing to Tel Aviv, where the Irgun had more supporters.
Many Irgun members, who joined the IDF earlier that month, left their bases and concentrated on the Tel Aviv beach. A confrontation between them and the IDF units started. In response, Ben-Gurion ordered Yigael Yadin (acting Chief of Staff) to concentrate large forces on the Tel Aviv beach and to take the ship by force. Heavy guns were transferred to the area and at four in the afternoon, Ben-Gurion ordered the shelling of the Altalena. One of the shells hit the ship, which began to burn.
Sixteen Irgun fighters were killed in the confrontation with the army; six were killed in the Kfar Vitkin area and ten on Tel Aviv beach. Three IDF soldiers were killed: two at Kfar Vitkin and one in Tel Aviv.
After the shelling of the Altalena, more than 200 Irgun fighters were arrested. Most of them were freed several weeks later. The Irgun militants were then fully integrated with the IDF and not kept in separate units.
The initial agreement for the integration of the Irgun into the IDF did not include Jerusalem, where a small remnant of the Irgun called the Jerusalem Battalion, numbering around 400 fighters, and Lehi, continued to operate independently of the government. Following the assassination of UN Envoy for Peace Folke Bernadotte by Lehi in September 1948, the Israeli government determined to immediately dismantle the underground organizations. An ultimatum was issued to the Irgun to liquidate as an independent organization and integrate into the IDF or be destroyed, and Israeli troops surrounded the Irgun camp in the Katamon Quarter of Jerusalem. The Irgun accepted the ultimatum on September 22, 1948, and shortly afterward the remaining Irgun fighters in Jerusalem began enlisting in the IDF and turning over their arms.Irgunists in Jerusalem Surrender Their Arms to Govt; Dissidents to Join Army Today 22 September 1948, www.jta.org, accessed 29 September 2019 At Begin's orders, the Irgun in the diaspora formally disbanded on January 12, 1949, with the Irgun's former Paris headquarters becoming the European bureau of the Herut movement.
Propaganda
In order to increase the popularity of the Irgun organization and ideology, Irgun employed propaganda. This propaganda was mainly aimed at the British, and included the idea of Eretz Israel. According to Irgun propaganda posters, the Jewish state was not only to encompass all of Mandatory Palestine, but also The Emirate of Transjordan.
When the Labour party came into power in Britain in July 1945, Irgun published an announcement entitled, "We shall give the Labour Government a Chance to Keep Its Word." In this publication, Irgun stated, "Before it came to power, this Party undertook to return the Land of Israel to the people of Israel as a free state... Men and parties in opposition or in their struggle with their rivals, have, for twenty-five years, made us many promises and undertaken clear obligations; but, on coming to power, they have gone back on their words." Another publication, which followed a British counter-offensive against Jewish organizations in Palestine, Irgun released a document titled, "Mobilize the Nation!" Irgun used this publication to paint the British regime as hostile to the Jewish people, even comparing the British to the Nazis. In response to what was seen as British aggression, Irgun called for a Hebrew Provisional Government, and a Hebrew Liberation Army.
Criticism
Description as a terrorist organization
References to the Irgun as a terrorist organization came from sources including the Anglo-American Committee of Inquiry, newspapers and a number of prominent world and Jewish figures.
Leaders within the mainstream Jewish organizations, the Jewish Agency, Haganah and Histadrut, as well as the British authorities, routinely condemned Irgun operations as terrorism and branded it an illegal organization as a result of the group's attacks on civilian targets. However, privately at least the Haganah kept a dialogue with the dissident groups.
Ironically, in early 1947, "the British army in Mandate Palestine banned the use of the term 'terrorist' to refer to the Irgun zvai Leumi ... because it implied that British forces had reason to be terrified."
Irgun attacks prompted a formal declaration from the World Zionist Congress in 1946, which strongly condemned "the shedding of innocent blood as a means of political warfare."
The Israeli government, in September 1948, acting in response to the assassination of Count Folke Bernadotte, outlawed the Irgun and Lehi groups, declaring them terrorist organizations under the Prevention of Terrorism Ordinance.
In 1948, The New York Times published a letter signed by a number of prominent Jewish figures including Hannah Arendt, Albert Einstein, Sidney Hook, and Rabbi Jessurun Cardozo, which described Irgun as "a terrorist, right-wing, chauvinist organization in Palestine". The letter went on to state that Irgun and the Stern gang "inaugurated a reign of terror in the Palestine Jewish community. Teachers were beaten up for speaking against them, adults were shot for not letting their children join them. By gangster methods, beatings, window-smashing, and widespread robberies, the terrorists intimidated the population and exacted a heavy tribute."
Soon after World War II, Winston Churchill said "we should never have stopped immigration before the war", but that the Irgun were "the vilest gangsters" and that he would "never forgive the Irgun terrorists."
In 2006, Simon McDonald, the British ambassador in Tel Aviv, and John Jenkins, the Consul-General in Jerusalem, wrote in response to a pro-Irgun commemoration of the King David Hotel bombing: "We do not think that it is right for an act of terrorism, which led to the loss of many lives, to be commemorated." They also called for the removal of plaques at the site which presented as a fact that the deaths were due to the British ignoring warning calls. The plaques, in their original version, read:
McDonald and Jenkins said that no such warning calls were made, adding that even if they had, "this does not absolve those who planted the bomb from responsibility for the deaths."
Bruce Hoffman states: "Unlike many terrorist groups today, the Irgun's strategy was not deliberately to target or wantonly harm civilians." Max Abrahms writes that the Irgun "pioneered the practice of issuing pre-attack warnings to spare civilians", which was later emulated by the African National Congress (ANC) and other groups and proved "effective but not foolproof". In addition, Begin ordered attacks to take place at night and even during Shabbat to reduce the likelihood of civilian casualties. U.S. military intelligence found that "the Irgun Zvai Leumi is waging a general war against the government and at all times took special care not to cause damage or injury to persons". Although the King David Hotel bombing is widely considered a prima facie case of Irgun terrorism, Abrahms comments: "But this hotel wasn't a normal hotel. It served as the headquarters for the British Armed Forces in Palestine. By all accounts, the intent wasn't to harm civilians."
Accusations of fascismHa'aretz columnist and Israeli historian Tom Segev wrote of the Irgun: "In the second half of 1940, a few members of the Irgun Zvai Leumi (National Military Organization) – the anti-British terrorist group sponsored by the Revisionists and known by its acronym Etzel, and to the British simply as the Irgun – made contact with representatives of Fascist Italy, offering to cooperate against the British."
Clare Hollingworth, the Daily Telegraph and The Scotsman correspondent in Jerusalem during 1948 wrote several outspoken reports after spending several weeks in West Jerusalem:
Irgun is in fact rapidly becoming the 'SS' of the new state. There is also a strong 'Gestapo' – but no-one knows who is in it.
Other
A US military intelligence report, dated January 1948, described Irgun recruiting tactics amongst Displaced Persons (DP) in the camps across Germany:
'Irgun ... seems to be concentrating on the DP police force. This is an old technique in Eastern Europe and in all police states. By controlling the police, a small, unscrupulous group of determined people can impose its will on a peaceful and inarticulate majority; it is done by threats, intimidation, by violence and if need be bloodshed ... they have embarked upon a course of violence within the camps.'
Alan Dershowitz wrote in his book The Case for Israel that unlike the Haganah, the policy of the Irgun had been to encourage the flight of local Arabs.
See also
Konrad Adenauer (Assassination attempt)
Jewish religious terrorism
List of Irgun attacks
List of notable Irgun members
Nationalist terrorism
Zionist political violence
References
Further reading
J. Bowyer Bell, Terror Out of Zion: Irgun Zvai Leumi, Lehi, and the Palestine Underground, 1929–1949 (Avon, 1977),
Menachem Begin, The Revolt: Memoirs of the Leader of the Irgun, Dell Books, (New York, NY, 1978)
In fiction
Tintin au Pays de l'Or Noir, by Herge. Original version, 1971.
The Hope, by Herman Wouk, 1993.
Dawn, by Eli Wiesel, 1961.
External links
Prof. Yehuda Lapidot, Irgun website, history of Irgun
FBI file on Irgun
Encyclopædia Britannica Entry on Irgun
Letter of prominent Jews to New York Times, December 4, 1948, warning of dangers of Irgun
British Security Service files on Jewish terrorist activities, The National Archives, released through Freedom of information legislation in March 2006.
The Iron Wall: Zionist Revisionism from Jabotinsky to Shamir, by Lenni Brenner
1952 Assassination attempt against German Chancellor Konrad Adenauer by Irgun under Menachem Begin
Arie Perliger and Leonard Weinberg, Jewish Self Defense and Terrorist Groups Prior to the Establishment of the State of Israel: Roots and Traditions. Totalitarian Movements & Political Religions'', Vol. 4, No. 3 (2003) pp. 91–118.
Defunct organizations designated as terrorist in Asia
Jewish organizations in Mandatory Palestine
Terrorism in Mandatory Palestine
Resistance movements
Zionist terrorism
National liberation movements
Revisionist Zionism
Betar
Military units and formations established in 1931
1931 establishments in Mandatory Palestine
Military units and formations disestablished in 1948
1948 disestablishments in Israel |
15408 | https://en.wikipedia.org/wiki/Isoroku%20Yamamoto | Isoroku Yamamoto | was a Japanese Marshal Admiral of the Imperial Japanese Navy (IJN) and the commander-in-chief of the Combined Fleet during World War II until his death.
Yamamoto held several important posts in the IJN, and undertook many of its changes and reorganizations, especially its development of naval aviation. He was the commander-in-chief during the early years of the Pacific War and oversaw major engagements including the attack on Pearl Harbor and the Battle of Midway.
Yamamoto was killed in April 1943 after American code breakers identified his flight plans, enabling the United States Army Air Forces to shoot down his plane. His death was a major blow to Japanese military morale during World War II.
Family background
Yamamoto was born in Nagaoka, Niigata. His father, Sadayoshi Takano (高野 貞吉), was an intermediate-rank samurai of the Nagaoka Domain. "Isoroku" is an old Japanese term meaning "56"; the name referred to his father's age at Isoroku's birth.
In 1916, Isoroku was adopted into the Yamamoto family (another family of former Nagaoka samurai) and took the Yamamoto name. It was a common practice for samurai families lacking sons to adopt suitable young men in this fashion to carry on the family name, the rank and the income that went with it. Isoroku married Reiko Mihashi in 1918; they had two sons and two daughters.
Early career
Yamamoto would go on to graduate from the Imperial Japanese Naval Academy in 1904, ranking 7th in his class. He then subsequently served on the armored cruiser during the Russo-Japanese War. He was wounded at the Battle of Tsushima, losing two fingers (the index and middle fingers) on his left hand, as the cruiser was hit repeatedly by the Russian battle line. He returned to the Naval Staff College in 1914, emerging as a lieutenant commander in 1916. In December 1919, he was promoted to commander.
1920s and 1930s
Yamamoto was part of the Japanese Navy establishment, who were rivals of the more aggressive Army establishment, especially the officers of the Kwantung Army. He promoted a policy of a strong fleet to project force through gunboat diplomacy, rather than a fleet used primarily for the transport of invasion land forces, as some of his political opponents in the Army wanted. This stance led him to oppose the invasion of China. He also opposed war against the United States, partly because of his studies at Harvard University (1919–1921) and his two postings as a naval attaché in Washington, D.C., where he learned to speak fluent English. Yamamoto traveled extensively in the United States during his tour of duty there, where he studied American customs and business practices.
He was promoted to captain in 1923. On February 13, 1924, Captain Yamamoto was part of the Japanese delegation visiting the United States Naval War College. Later that year, he changed his specialty from gunnery to naval aviation. His first command was the cruiser in 1928, followed by the aircraft carrier .
He participated in the London Naval Conference 1930 as a rear admiral and the London Naval Conference 1935 as a vice admiral, as the growing military influence on the government at the time deemed that a career military specialist needed to accompany the diplomats to the arms limitations talks. Yamamoto was a strong proponent of naval aviation and served as head of the Aeronautics Department, before accepting a post as commander of the First Carrier Division. Yamamoto opposed the Japanese invasion of northeast China in 1931, the subsequent full-scale land war with China in 1937, and the Tripartite Pact with Nazi Germany and fascist Italy in 1940. As Deputy Navy Minister, he apologized to United States Ambassador Joseph C. Grew for the bombing of the gunboat USS Panay in December 1937. These issues made him a target of assassination threats by pro-war militarists.
Throughout 1938, many young army and naval officers began to speak publicly against Yamamoto and certain other Japanese admirals, such as Mitsumasa Yonai and Shigeyoshi Inoue, for their strong opposition to a tripartite pact with Nazi Germany, which the admirals saw as inimical to "Japan's natural interests". Yamamoto received a steady stream of hate mail and death threats from Japanese nationalists. His reaction to the prospect of death by assassination was passive and accepting. The admiral wrote:
To die for Emperor and Nation is the highest hope of a military man. After a brave hard fight the blossoms are scattered on the fighting field. But if a person wants to take a life instead, still the fighting man will go to eternity for Emperor and country. One man's life or death is a matter of no importance. All that matters is the Empire. As Confucius said, "They may crush cinnabar, yet they do not take away its color; one may burn a fragrant herb, yet it will not destroy the scent." They may destroy my body, yet they will not take away my will.
The Japanese Army, annoyed at Yamamoto's unflinching opposition to a Rome-Berlin-Tokyo treaty, dispatched military police to "guard" him, a ruse by the Army to keep an eye on him. He was later reassigned from the naval ministry to sea as the commander-in-chief of the Combined Fleet on August 30, 1939. This was done as one of the last acts of acting Navy Minister Mitsumasa Yonai, under Baron Hiranuma Kiichirō's short-lived administration. It was done partly to make it harder for assassins to target Yamamoto. Yonai was certain that if Yamamoto remained ashore, he would be killed before the year [1939] ended.
1940–1941
Yamamoto was promoted to admiral on November 15, 1940. This, in spite of the fact that when Hideki Tojo was appointed Prime Minister on October 18, 1941, many political observers thought that Yamamoto's career was essentially over. Tojo had been Yamamoto's old opponent from the time when the latter served as Japan's deputy naval minister and Tōjō was the prime mover behind Japan's takeover of Manchuria. It was believed that Yamamoto would be appointed to command the Yokosuka Naval Base, "a nice safe demotion with a big house and no power at all". However, after a brief stint in the post, a new Japanese cabinet was announced, and Yamamoto found himself returned to his position of power despite his open conflict with Tojo and other members of the Army's oligarchy who favored war with the European powers and the United States.
Two of the main reasons for Yamamoto's political survival were his immense popularity within the fleet, where he commanded the respect of his men and officers, and his close relations with the imperial family. He also had the acceptance of Japan's naval hierarchy:
There was no officer more competent to lead the Combined Fleet to victory than Admiral Yamamoto. His daring plan for the Pearl Harbor attack had passed through the crucible of the Japanese naval establishment, and after many expressed misgivings, his fellow admirals had realized that Yamamoto spoke no more than the truth when he said that Japan's hope for victory in this [upcoming] war was limited by time and oil. Every sensible officer of the navy was well aware of the perennial oil problems. Also, it had to be recognized that if the enemy could seriously disturb Japanese merchant shipping, then the fleet would be endangered even more.
Consequently, Yamamoto stayed in his post. With Tojo now in charge of Japan's highest political office, it became clear the Army would lead the Navy into a war about which Yamamoto had serious reservations. He wrote to an ultranationalist:
Should hostilities once break out between Japan and the United States, it would not be enough that we take Guam and the Philippines, nor even Hawaii and San Francisco. To make victory certain, we would have to march into Washington and dictate the terms of peace in the White House. I wonder if our politicians [who speak so lightly of a Japanese-American war] have confidence as to the final outcome and are prepared to make the necessary sacrifices.
This quote was spread by the militarists, minus the last sentence, so it was interpreted in America as a boast that Japan would conquer the entire continental United States. The omitted sentence showed Yamamoto's counsel of caution towards a war that could cost Japan dearly. Nevertheless, Yamamoto accepted the reality of impending war and planned for a quick victory by destroying the United States Pacific Fleet at Pearl Harbor in a preventive strike, while simultaneously thrusting into the oil- and rubber-rich areas of Southeast Asia, especially the Dutch East Indies, Borneo, and Malaya. In naval matters, Yamamoto opposed the building of the super battleships and as an unwise investment of resources.
Yamamoto was responsible for a number of innovations in Japanese naval aviation. Although remembered for his association with aircraft carriers, Yamamoto did more to influence the development of land-based naval aviation, particularly the Mitsubishi G3M and G4M medium bombers. His demand for great range and the ability to carry a torpedo was intended to conform to Japanese conceptions of bleeding the American fleet as it advanced across the Pacific. The planes did achieve long range, but long-range fighter escorts were not available. These planes were lightly constructed and when fully fueled, they were especially vulnerable to enemy fire. This earned the G4M the sardonic nickname the "flying cigarette lighter". Yamamoto would eventually die in one of these aircraft.
The range of the G3M and G4M contributed to a demand for great range in a fighter aircraft. This partly drove the requirements for the A6M Zero, which was as noteworthy for its range as for its maneuverability. Both qualities were again purchased at the expense of light construction and flammability that later contributed to the A6M's high casualty rates as the war progressed.
As Japan moved toward war during 1940, Yamamoto gradually moved toward strategic as well as tactical innovation, again with mixed results. Prompted by talented young officers such as Lieutenant Commander Minoru Genda, Yamamoto approved the reorganization of Japanese carrier forces into the First Air Fleet, a consolidated striking force that gathered Japan's six largest carriers into one unit. This innovation gave great striking capacity, but also concentrated the vulnerable carriers into a compact target. Yamamoto also oversaw the organization of a similar large land-based organization in the 11th Air Fleet, which would later use the G3M and G4M to neutralize American air forces in the Philippines and sink the British Force Z.
In January 1941, Yamamoto went even further and proposed a radical revision of Japanese naval strategy. For two decades, in keeping with the doctrine of Captain Alfred T. Mahan,<ref>Mahan, The Influence of Seapower on History</ref> the Naval General Staff had planned in terms of Japanese light surface forces, submarines, and land-based air units whittling down the American fleet as it advanced across the Pacific until the Japanese Navy engaged it in a climactic Kantai Kessen ("decisive battle") in the northern Philippine Sea (between the Ryukyu Islands and the Marianas), with battleships fighting in traditional battle lines.
Correctly pointing out this plan had never worked even in Japanese war games, and painfully aware of American strategic advantages in military production capacity, Yamamoto proposed instead to seek parity with the Americans by first reducing their forces with a preventive strike, then following up with a "decisive battle" fought offensively, rather than defensively. Yamamoto hoped, but probably did not believe, that if the Americans could be dealt terrific blows early in the war, they might be willing to negotiate an end to the conflict. The Naval General Staff proved reluctant to go along, and Yamamoto was eventually driven to capitalize on his popularity in the fleet by threatening to resign to get his way. Admiral Osami Nagano and the Naval General Staff eventually caved in to this pressure, but only insofar as approving the attack on Pearl Harbor.
The First Air Fleet commenced preparations for the Pearl Harbor raid, solving a number of technical problems along the way, including how to launch torpedoes in the shallow waters of Pearl Harbor and how to craft armor-piercing bombs by machining down battleship gun projectiles.
Attack on Pearl Harbor
Though the United States and Japan were officially at peace, the First Air Fleet of six carriers attacked on December 7, 1941, launching 353 aircraft against Pearl Harbor and other locations within Honolulu in two waves. The attack was a complete success according to the parameters of the mission, which sought to sink at least four American battleships and prevent the United States from interfering in Japan's southward advance for at least six months. Three American aircraft carriers were also considered a choice target, but these were at sea at the time.
In the end, four American battleships were sunk, four were damaged, and eleven other cruisers, destroyers, and auxiliaries were sunk or seriously damaged, 188 American aircraft were destroyed and 159 others damaged, and 2,403 people were killed and 1,178 others wounded. The Japanese lost 64 servicemen and only 29 aircraft, with 74 others damaged by anti-aircraft fire from the ground. The damaged aircraft were disproportionately dive and torpedo bombers, seriously reducing the ability to exploit the first two waves' success, so the commander of the First Air Fleet, Naval Vice Admiral Chuichi Nagumo, withdrew. Yamamoto later lamented Nagumo's failure to seize the initiative to seek out and destroy the American carriers or further bombard various strategically important facilities on Oahu.
Nagumo had absolutely no idea where the American carriers were, and remaining on station while his forces looked for them ran the risk of his own forces being found first and attacked while his aircraft were absent searching. In any case, insufficient daylight remained after recovering the aircraft from the first two waves for the carriers to launch and recover a third before dark, and Nagumo's escorting destroyers lacked the fuel capacity to loiter long. Much has been made of Yamamoto's hindsight, but in keeping with Japanese military tradition not to criticize the commander on the spot, he did not punish Nagumo for his withdrawal.
On the strategic, moral, and political level, the attack was a disaster for Japan, rousing Americans' thirst for revenge due to what is now famously called a "sneak attack". The shock of the attack, coming in an unexpected place with devastating results and without a declaration of war, galvanized the American public's determination to avenge the attack. When asked by Prime Minister Fumimaro Konoe in mid-1941 about the outcome of a possible war with the United States, Yamamoto made a well-known and prophetic statement: If ordered to fight, he said, "I shall run wild considerably for the first six months or a year, but I have utterly no confidence for the second and third years." His prediction would be vindicated, as Japan easily conquered territories and islands in Asia and the Pacific for the first six months of the war, before suffering a major defeat at the Battle of Midway on June 4–7, 1942, which ultimately tilted the balance of power in the Pacific towards the United States.
As a strategic blow intended to prevent American interference in the Dutch East Indies for six months, the Pearl Harbor attack was a success, but unbeknownst to Yamamoto, it was a pointless one. In 1935, in keeping with the evolution of War Plan Orange, the United States Navy had abandoned any notion of charging across the Pacific towards the Philippines at the outset of a war with Japan. In 1937, the United States had further determined even fully manning the fleet to wartime levels could not be accomplished in less than six months, and the extensive logistical support required to advance across the Pacific simply did not exist and would require two years to construct.
In 1940, American Chief of Naval Operations Admiral Harold Stark had penned the Plan Dog memo, which recommended a defensive war in the Pacific while the country concentrated on defeating Nazi Germany first, and consigned Admiral Husband Kimmel's Pacific Fleet to merely keeping the Imperial Japanese Navy out of the eastern Pacific and away from the shipping lanes to Australia. Moreover, it is questionable whether the United States would have gone to war at all had Japan attacked only British and Dutch possessions in the Far East.
December 1941 – May 1942
With the American fleet largely neutralized at Pearl Harbor, Yamamoto's Combined Fleet turned to the task of executing the larger Japanese war plan devised by the Imperial Japanese Army and Navy General Staff. The First Air Fleet made a circuit of the Pacific, striking American, Australian, Dutch, and British installations from Wake Island to Australia to Ceylon in the Indian Ocean. The 11th Air Fleet caught the United States Fifth Air Force on the ground in the Philippines hours after Pearl Harbor, and then sank the British Force Z's battleship and battlecruiser at sea.
Under Yamamoto's able subordinates, Vice Admirals Jisaburō Ozawa, Nobutake Kondō, and Ibō Takahashi, the Japanese swept the inadequate remaining American, British, Dutch and Australian naval assets from the Dutch East Indies in a series of amphibious landings and surface naval battles culminating in the Battle of the Java Sea on February 27, 1942. Along with the occupation of the Dutch East Indies came the fall of Singapore on February 15, and the eventual reduction of the remaining American-Filipino defensive positions in the Philippines on the Bataan peninsula on April 9 and Corregidor Island on May 6. The Japanese had secured their oil- and rubber-rich "southern resources area".
By late-March, having achieved their initial aims with surprising speed and little loss, albeit against enemies ill-prepared to resist them, the Japanese paused to consider their next moves. Yamamoto and a few Japanese military leaders and officials waited, hoping that the United States or Great Britain would negotiate an armistice or a peace treaty to end the war. But when the British, as well as the Americans, expressed no interest in negotiating, Japanese thoughts turned to securing their newly seized territory and acquiring more with an eye to driving one or more of their enemies out of the war.
Competing plans were developed at this stage, including thrusts to the west against British India, south against Australia, and east against the United States. Yamamoto was involved in this debate, supporting different plans at different times with varying degrees of enthusiasm and for varying purposes, including "horse-trading" for support of his own objectives.
Plans included ideas as ambitious as invading India or Australia, or seizing Hawaii. These grandiose ventures were inevitably set aside, as the Army could not spare enough troops from China for the first two, which would require a minimum of 250,000 men, nor shipping to support the latter two (transports were allocated separately to the Navy and Army, and jealously guarded.). Instead, the Imperial General Staff supported an army thrust into Burma in hopes of linking up with Indian nationalists revolting against British rule, and attacks in New Guinea and the Solomon Islands designed to imperil Australia's lines of communication with the United States. Yamamoto argued for a decisive offensive strike in the east to finish off the American fleet, but the more conservative Naval General Staff officers were unwilling to risk it.
On April 18, in the midst of these debates, the Doolittle Raid struck Tokyo and surrounding areas, demonstrating the threat posed by American aircraft carriers, and giving Yamamoto an event he could exploit to get his way, and further debate over military strategy came to a quick end. The Naval General Staff agreed to Yamamoto's Midway Island (MI) Operation, subsequent to the first phase of the operations against Australia's link with America, and concurrent with its plan to invade the Aleutian Islands.
Yamamoto rushed planning for the Midway and Aleutians missions, while dispatching a force under Vice Admiral Takeo Takagi, including the Fifth Carrier Division (the large new carriers and ), to support the effort to seize the islands of Tulagi and Guadalcanal for seaplane and airplane bases, and the town of Port Moresby on Papua New Guinea's south coast facing Australia.
The Port Moresby (MO) Operation proved an unwelcome setback. Although Tulagi and Guadalcanal were taken, the Port Moresby invasion fleet was compelled to turn back when Takagi clashed with an American carrier task force in the Battle of the Coral Sea in early May. Although the Japanese sank the carrier and damaged the , the Americans damaged the carrier Shōkaku so badly that she required dockyard repairs, and the Japanese lost the light carrier . Just as importantly, Japanese operational mishaps and American fighters and anti-aircraft fire devastated the dive bomber and torpedo plane formations of both Shōkakus and Zuikakus air groups. These losses sidelined Zuikaku while she awaited replacement aircraft and aircrews, and saw to tactical integration and training. These two ships would be sorely missed a month later at Midway.
Battle of Midway, June 1942
Yamamoto's plan for Midway Island was an extension of his efforts to knock the American Pacific Fleet out of action long enough for Japan to fortify its defensive perimeter in the Pacific island chains. Yamamoto felt it necessary to seek an early, offensive decisive battle.
This plan was long believed to have been to draw American attention—and possibly carrier forces—north from Pearl Harbor by sending his Fifth Fleet (one carrier, one light carrier, four battleships, eight cruisers, 25 destroyers, and four transports) against the Aleutians, raiding Dutch Harbor on Unalaska Island and invading the more distant islands of Kiska and Attu.
While Fifth Fleet attacked the Aleutians, First Mobile Force (four carriers, two battleships, three cruisers, and 12 destroyers) would attack Midway and destroy its air force. Once this was neutralized, Second Fleet (one light carrier, two battleships, 10 cruisers, 21 destroyers, and 11 transports) would land 5,000 troops to seize the atoll from the United States Marines.
The seizure of Midway was expected to draw the American carriers west into a trap where the First Mobile Force would engage and destroy them. Afterwards, First Fleet (one light carrier, three battleships, one light cruiser and nine destroyers), in conjunction with elements of Second Fleet, would mop up remaining US surface forces and complete the destruction of the American Pacific Fleet.
To guard against failure, Yamamoto initiated two security measures. The first was an aerial reconnaissance mission (Operation K) over Pearl Harbor to ascertain if the American carriers were there. The second was a picket line of submarines to detect the movement of enemy carriers toward Midway in time for First Mobile Force, First Fleet, and Second Fleet to combine against it. In the event, the first measure was aborted and the second delayed until after the American carriers had already sortied.
The plan was a compromise and hastily prepared, apparently so it could be launched in time for the anniversary of the Battle of Tsushima, but appeared well thought out, well organized, and finely timed when viewed from a Japanese viewpoint. Against four carriers, two light carriers, seven battleships, 14 cruisers and 42 destroyers likely to be in the area of the main battle, the United States could field only three carriers, eight cruisers, and 15 destroyers. The disparity appeared crushing. Only in numbers of carrier decks, available aircraft, and submarines was there near parity between the two sides. Despite various mishaps developed in the execution, it appeared that—barring something unforeseen—Yamamoto held all the cards.
Unknown to Yamamoto, the Americans had learned of Japanese plans thanks to the code breaking of Japanese naval code D (known to the US as JN-25). As a result, Admiral Chester Nimitz, the Pacific Fleet commander, was able to place his outnumbered forces in a position to conduct their own ambush. By Nimitz's calculation, his three available carrier decks, plus Midway, gave him rough parity with Nagumo's First Mobile Force.
Following a nuisance raid by Japanese flying boats in May, Nimitz dispatched a minesweeper to guard the intended refueling point for Operation K near French Frigate Shoals, causing the reconnaissance mission to be aborted and leaving Yamamoto ignorant of whether the Pacific Fleet carriers were still at Pearl Harbor. It remains unclear why Yamamoto permitted the earlier attack, and why his submarines did not sortie sooner, as reconnaissance was essential to success at Midway. Nimitz also dispatched his carriers toward Midway early, and they passed the Japanese submarines en route to their picket line positions. Nimitz's carriers positioned themselves to ambush the Kidō Butai (striking force) when it struck Midway. A token cruiser and destroyer force was sent toward the Aleutians, but otherwise Nimitz ignored them. On June 4, 1942, days before Yamamoto expected them to interfere in the Midway operation, American carrier-based aircraft destroyed the four carriers of the Kidō Butai, catching the Japanese carriers at especially vulnerable times.
With his air power destroyed and his forces not yet concentrated for a fleet battle, Yamamoto maneuvered his remaining forces, still strong on paper, to trap the American forces. He was unable to do so because his initial dispositions had placed his surface combatants too far from Midway, and because Admiral Raymond Spruance prudently withdrew to the east to further defend Midway Island, believing (based on a mistaken submarine report) the Japanese still intended to invade. Not knowing several battleships, including the powerful , were in the Japanese order of battle, he did not comprehend the severe risk of a night surface battle, in which his carriers and cruisers would be at a disadvantage. However, his move to the east avoided that possibility. Correctly perceiving he had lost and could not bring surface forces into action, Yamamoto withdrew. The defeat marked the high tide of Japanese expansion.
Yamamoto's plan has been the subject of much criticism. Some historians state it violated the principle of concentration of force and was overly complex. Others point to similarly complex Allied operations, such as Operation MB8, that were successful, and note the extent to which the American intelligence coup derailed the operation before it began. Had Yamamoto's dispositions not denied Nagumo adequate pre-attack reconnaissance assets, both the American cryptanalytic success and the unexpected appearance of the American carriers would have been irrelevant.
Actions after Midway
The Battle of Midway checked Japanese momentum, but the Japanese Navy was still a powerful force, capable of regaining the initiative. It planned to resume the thrust with Operation FS, aimed at eventually taking Samoa and Fiji to cut the American lifeline to Australia.
Yamamoto remained as commander-in-chief, retained at least partly to avoid diminishing the morale of the Combined Fleet. However, he had lost face as a result of the Midway defeat, and the Naval General Staff were disinclined to indulge in further gambles. This reduced Yamamoto to pursuing the classic defensive "decisive battle strategy" he had attempted to avoid.
Yamamoto committed Combined Fleet units to a series of small attrition actions across the south and central Pacific that stung the Americans, but in return suffered losses he could ill afford. Three major efforts to beat the Americans moving on Guadalcanal precipitated a pair of carrier battles that Yamamoto commanded personally: the Battles of the Eastern Solomons and Santa Cruz Islands in September and October, respectively, and finally a wild pair of surface engagements in November, all timed to coincide with Japanese Army pushes. The effort was wasted when the Army could not hold up its end of the operation. Yamamoto's naval forces won a few victories and inflicted considerable losses and damage to the American fleet in several battles around Guadalcanal which included the Battles of Savo Island, Cape Esperance, and Tassafaronga, but he could never draw the United States into a decisive fleet action. As a result, Japanese naval strength declined.
Death
To boost morale following the defeat at Guadalcanal, Yamamoto decided to make an inspection tour throughout the South Pacific. It was during this tour that US officials decided to assassinate him.
On April 14, 1943, the United States naval intelligence effort, codenamed "Magic", intercepted and decrypted a message containing specifics of Yamamoto's tour, including arrival and departure times and locations, as well as the number and types of aircraft that would transport and accompany him on the journey. Yamamoto, the itinerary revealed, would be flying from Rabaul to Balalae Airfield, on an island near Bougainville in the Solomon Islands, on the morning of April 18, 1943.
President Franklin D. Roosevelt may have authorized Secretary of the Navy Frank Knox to "get Yamamoto," but no official record of such an order exists, and sources disagree whether he did so. Knox essentially let Admiral Chester W. Nimitz make the decision. Nimitz first consulted Admiral William Halsey Jr., Commander, South Pacific, and then authorized the mission on April 17 to intercept and shoot down Yamamoto's flight en route. A squadron of United States Army Air Forces Lockheed P-38 Lightning aircraft were assigned the task as only they possessed sufficient range. Select pilots from three units were informed that they were intercepting an "important high officer", with no specific name given.
On the morning of April 18, despite urging by local commanders to cancel the trip for fear of ambush, Yamamoto's two Mitsubishi G4M bombers, used as fast transport aircraft without bombs, left Rabaul as scheduled for the trip. Sixteen P-38s intercepted the flight over Bougainville, and a dogfight ensued between them and the six escorting Mitsubishi A6M Zeroes. First Lieutenant Rex T. Barber engaged the first of the two Japanese transports, which turned out to be T1-323 (Yamamoto's aircraft). He fired on the aircraft until it began to spew smoke from its left engine. Barber turned away to attack the other transport as Yamamoto's plane crashed into the jungle.
Yamamoto's body, along with the crash site, was found the next day in the jungle of the island of Bougainville by a Japanese search-and-rescue party, led by army engineer Lieutenant Tsuyoshi Hamasuna. According to Hamasuna, Yamamoto had been thrown clear of the plane's wreckage, his white-gloved hand grasping the hilt of his katana, still upright in his seat under a tree. Hamasuna said Yamamoto was instantly recognizable, head dipped down as if deep in thought. A post-mortem disclosed that Yamamoto had received two 0.50-caliber bullet wounds, one to the back of his left shoulder and another to the left side of his lower jaw that exited above his right eye. The Japanese navy doctor examining the body determined that the head wound had killed Yamamoto. The more violent details of Yamamoto's death were hidden from the Japanese public. The medical report was changed "on orders from above", according to biographer Hiroyuki Agawa.Agawa 2000, p. 364
Yamamoto's staff cremated his remains at Buin, Papua New Guinea, and his ashes were returned to Tokyo aboard the battleship , his last flagship. He was given a full state funeral on June 5, 1943, where he received, posthumously, the title of Marshal Admiral and was awarded the Order of the Chrysanthemum (1st Class). He was also awarded Nazi Germany's Knight's Cross of the Iron Cross with Oak Leaves and Swords. Some of his ashes were buried in the public Tama Cemetery, Tokyo (多摩霊園) and the remainder at his ancestral burial grounds at the temple of Chuko-ji in Nagaoka City. He was succeeded as commander-in-chief of the Combined Fleet by Admiral Mineichi Koga.
Personal life
Yamamoto practiced calligraphy. He and his wife, Reiko, had four children: two sons and two daughters. Yamamoto was an avid gambler, enjoying Go, shogi, billiards, bridge, mahjong, poker, and other games that tested his wits and sharpened his mind. He frequently made jokes about moving to Monaco and starting his own casino.
He enjoyed the company of geisha, and his wife Reiko revealed to the Japanese public in 1954 that Yamamoto was closer to his favorite geisha Kawai Chiyoko than to her, which stirred some controversy. His funeral procession passed by Kawai's quarters on the way to the cemetery.
The claim that Yamamoto was a Catholic is likely due to confusion with retired Admiral Shinjiro Stefano Yamamoto, who was a decade older than Isoroku, and died in 1942.
Decorations
Grand Cordon of the Order of the Chrysanthemum (posthumous appointment, 18 April 1943)
Grand Cordon of the Order of the Rising Sun with Paulownia Flowers (4 April 1942)
Grand Cordon of the Order of the Rising Sun (29 April 1940)
Grand Cordon of the Order of the Sacred Treasure (23 March 1939; Second Class: 31 October 1931)
Order of the Golden Kite (1st class: 18 April 1943 (posthumous); Second Class: 4 April 1942)
Grand Cross of the Order of the German Eagle (Nazi Germany, 9 February 1940)
Knight's Cross of the Iron Cross with Oak Leaves and Swords (Nazi Germany, 27 May 1943 (posthumous))
Dates of rank
Midshipman—November 14, 1904
Ensign—August 31, 1905
Sublieutenant—September 28, 1907
Lieutenant—October 11, 1909
Lieutenant Commander—December 13, 1915
Commander—December 1, 1919
Captain—December 1, 1923
Rear Admiral—November 30, 1929
Vice Admiral—November 15, 1934
Admiral—November 15, 1940
Marshal-Admiral—April 18, 1943 (posthumous)
In popular culture
Since the end of the Second World War, a number of Japanese and American films have depicted the character of Isoroku Yamamoto.
One of the most notable films is the 1970 movie Tora! Tora! Tora!, which stars Japanese actor Sô Yamamura as Yamamoto, who states after the attack on Pearl Harbor:
The first film to feature Yamamoto was Toho's 1953 film Taiheiyô no washi, (later released in the United States as Eagle of the Pacific), in which Yamamoto was portrayed by Denjirô Ôkôchi.
The 1960 film The Gallant Hours depicts the battle of wits between Vice-Admiral William Halsey, Jr. and Yamamoto from the start of the Guadalcanal Campaign in August 1942 to Yamamoto's death in April 1943. The film, however, portrays Yamamoto's death as occurring in November 1942, the day after the Naval Battle of Guadalcanal, and the P-38 aircraft that killed him as coming from Guadalcanal.
In Daiei Studios's 1969 film Aa, kaigun (later released in the United States as Gateway to Glory), Yamamoto was portrayed by Shôgo Shimada.Gateway to Glory (1970). Turner Classic Movies.
Professional wrestler Harold Watanabe adopted the villainous Japanese gimmick of Tojo Yamamoto in reference to both Yamamoto and Hideki Tojo
Award-winning Japanese actor Toshiro Mifune (star of The Seven Samurai) portrayed Yamamoto in three films:
Rengō Kantai Shirei Chōkan: Yamamoto Isoroku (1968, later released in Canada and the United States as Admiral Yamamoto),
Gekido no showashi 'Gunbatsu' (1970, lit. "Turning Point of Showa History: The Militarists"), and
Midway (1976, where all of the Japanese scenes had English dialogue).
A fictionalized version of Yamamoto's death was portrayed in the Baa Baa Black Sheep episode "The Hawk Flies on Sunday", though only photos of Yamamoto were shown. In this episode, set much later in the war than in real life, the Black Sheep, a Marine Corsair squadron, joins an army squadron of P-51 Mustangs. The Marines intercepted fighter cover while the army shot down Yamamoto.
In Shūe Matsubayashi's 1981 film Rengō kantai (lit. "Combined Fleet", later released in the United States as The Imperial Navy), Yamamoto was portrayed by Keiju Kobayashi.
In the 1993 OVA series Konpeki no Kantai (lit. Deep Blue Fleet), instead of dying in the plane crash, Yamamoto blacks out and suddenly wakes up as his younger self, Isoroku Takano, after the Battle of Tsushima in 1905. His memory from the original timeline intact, Yamamoto uses his knowledge of the future to help Japan become a stronger military power, eventually launching a coup d'état against Hideki Tōjō's government. In the subsequent Pacific War, Japan's technologically advanced navy decisively defeats the United States, and grants all of the former European and American colonies in Asia full independence. Later on, Yamamoto convinces Japan to join forces with the United States and Britain to defeat Nazi Germany. The series was criticized outside Japan as a whitewash of Imperial Japan’s intentions towards its neighbors, and distancing itself from the wartime alliance with Nazi Germany.
In Neal Stephenson's 1999 book Cryptonomicon, Yamamoto's final moments are depicted, with him realizing that Japan's naval codes have been broken and that he must inform headquarters.
In the 2001 film Pearl Harbor, Yamamoto was portrayed by Oscar-nominated Japanese-born American actor Mako Iwamatsu. Like Tora! Tora! Tora!, this film also features a version of the sleeping giant quote.
In the 2004 anime series Zipang, Yamamoto (voiced by Bunmei Tobayama) works to develop the uneasy partnership with the crew of the JMSDF Mirai, which has been transported back sixty years through time to the year 1942.
In the Axis of Time trilogy by author John Birmingham, after a naval task force from the year 2021 is accidentally transported back through time to 1942, Yamamoto assumes a leadership role in the dramatic alteration of Japan's war strategy.
In The West Wing episode "We Killed Yamamoto", the Chairman of the Joint Chiefs of Staff uses the assassination of Yamamoto to advocate for another assassination.
In Douglas Niles' 2007 book MacArthur's War: A Novel of the Invasion of Japan (written with Michael Dobson), which focuses on General Douglas MacArthur and an alternate history of the Pacific War (following a considerably different outcome of the Battle of Midway), Yamamoto is portrayed sympathetically, with much of the action in the Japanese government seen through his eyes, though he could not change the major decisions of Japan in World War II.
In Toei's 2011 war film Rengō Kantai Shirei Chōkan: Yamamoto Isoroku (Blu-Ray titles:- English "The Admiral"; German "Der Admiral"), Yamamoto was portrayed by Kōji Yakusho. The film portrays his career from Pearl Harbor to his death in Operation Vengeance.
In Robert Conroy's 2011 book Rising Sun, Yamamoto directs the IJN to launch a series of attacks on the American West Coast, in the hope the United States can be convinced to sue for peace and securing Japan's place as a world power; but cannot escape his lingering fear the war will ultimately doom Japan.
In the 2019 motion picture Midway, Yamamoto is portrayed by Etsushi Toyokawa.
Notes
Sources
Agawa, Hiroyuki; Bester, John (trans.). The Reluctant Admiral. New York: Kodansha, 1979. . A definitive biography of Yamamoto in English. This book explains much of the political structure and events within Japan that led to the war.
- Total pages: 994
Davis, Donald A. Lightning Strike: The Secret Mission to Kill Admiral Yamamoto and Avenge Pearl Harbor. New York: St. Martin's Press, 2005. .
Dull, Paul S. A Battle History of the Imperial Japanese Navy, 1941–1945. Annapolis, Maryland: Naval Institute Press, 1978. .
Evans, David C. and Mark R. Peattie. Kaigun: Strategy, Tactics, and Technology in the Imperial Japanese Navy 1887–1941. Annapolis, Maryland: Naval Institute Press, 1997. .
Glines, Carroll V. Attack on Yamamoto (1st edition). New York: Crown, 1990. . Glines documents both the mission to shoot down Yamamoto and the subsequent controversies with thorough research, including personal interviews with all surviving participants and researchers who examined the crash site.
Lundstrom, John B. The First Team: Pacific Naval Air Combat from Pearl Harbor to Midway. Annapolis, Maryland: Naval Institute Press, 1984. .
Miller, Edward S. War Plan Orange: The U.S. Strategy to Defeat Japan, 1897–1945. Annapolis, Maryland: Naval Institute Press, 1991. .
Peattie, Mark R. Sunburst: The Rise of Japanese Naval Air Power, 1909–1941. Annapolis, Maryland: Naval Institute Press, 2002. .
Prados, John. Combined Fleet Decoded: The Secret History of American Intelligence and the Japanese Navy in World War II. Annapolis, Maryland: Naval Institute Press, 2001. .
Prange, Gordon. At Dawn We Slept. New York: Penguin Books, 1982. .
Ugaki, Matome; Chihaya, Masataka (trans.). Fading Victory: The Diary of Admiral Matome Ugaki, 1941–45. Pittsburgh: University of Pittsburgh Press, 1991. . Provides a high-level view of the war from the Japanese side, from the diaries of Yamamoto's Chief of Staff, Admiral Matome Ugaki. Provides evidence of the intentions of the imperial military establishment to seize Hawaii and to operate against Britain's Royal Navy in the Indian Ocean. Translated by Masataka Chihaya, this edition contains extensive clarifying notes from the U.S. editors derived from U.S. military histories.
External links
Yamamoto biography from Spartacus Educational
World War II Database: Isoroku Yamamoto biography
World War II Database: Death of Yamamoto
"Isoroku Yamamoto" Encyclopædia Britannica''
Admiral Isoroku Yamamoto, Japanese Navy US Naval Historical Center
Pacific Wrecks. Place where Yamamoto Type 1 bomber crash
The Great Pacific War
The Assassination of Yamamoto in 1943
CombinedFleet.com, Isoroku Yamamoto
1884 births
1943 deaths
Assassinated Japanese people
Assassinated military personnel
Attack on Pearl Harbor
Battle of Midway
Harvard University alumni
Imperial Japanese Navy marshal admirals
Japanese admirals of World War II
Japanese amputees
Japanese gamblers
Japanese military personnel killed in World War II
Japanese military personnel of the Russo-Japanese War
Japanese military personnel of World War II
People from Nagaoka, Niigata
Recipients of the Knight's Cross of the Iron Cross with Oak Leaves and Swords
Recipients of the Order of the Golden Kite, 1st class
Recipients of the Order of the Rising Sun with Paulownia Flowers
Recipients of the Order of the Sacred Treasure, 1st class
Victims of aircraft shootdowns
Japanese naval attachés
Japanese Go players |
15416 | https://en.wikipedia.org/wiki/Involuntary%20commitment | Involuntary commitment | Involuntary commitment, civil commitment, involuntary hospitalization or involuntary hospitalisation (Commonwealth English; see spelling differences), (also known informally as sectioning or being sectioned in some jurisdictions, such as the United Kingdom) is a legal process through which an individual who is deemed by a qualified agent to have symptoms of severe mental disorder is detained in a psychiatric hospital (inpatient) where they can be treated involuntarily. This treatment may involve the administration of psychoactive drugs, including involuntary administration. In many jurisdictions, people diagnosed with mental health disorders can also be forced to undergo treatment while in the community; this is sometimes referred to as outpatient commitment and shares legal processes with commitment.
Criteria for civil commitment are established by laws which vary between nations. Commitment proceedings often follow a period of emergency hospitalization, during which an individual with acute psychiatric symptoms is confined for a relatively short duration (e.g. 72 hours) in a treatment facility for evaluation and stabilization by mental health professionals who may then determine whether further civil commitment is appropriate or necessary. Civil commitment procedures may take place in a court or only involve physicians. If commitment does not involve a court there is normally an appeal process that does involve the judiciary in some capacity, though potentially through a specialist court.
Historically, until the mid-1960s in most jurisdictions in the United States, all committals to public psychiatric facilities and most committals to private ones were involuntary. Since then, there have been alternating trends towards the abolition or substantial reduction of involuntary commitment, a trend known as "deinstitutionalisation". In many currents, individuals can voluntarily admit themselves to a mental health hospital and may have more rights than those who are involuntarily committed. This practice is referred to as voluntary commitment.
In the United States, an indefinite form of commitment is applied to people convicted of some sexual offences.
Purpose
For most jurisdictions, involuntary commitment is applied to individuals believed to be experiencing a mental illness that impairs their ability to reason to such an extent that the agents of the law, state, or courts determine that decisions will be made for the individual under a legal framework. In some jurisdictions, this is a proceeding distinct from being found incompetent. Involuntary commitment is used in some degree for each of the following although different jurisdictions have different criteria. Some jurisdictions limit involuntary treatment to individuals who meet statutory criteria for presenting a danger to self or others. Other jurisdictions have broader criteria. The legal process by which commitment takes place varies between jurisdictions. Some jurisdictions have a formal court hearing where testimony and other evidence may also be submitted where subject of the hearing is typically entitled to legal counsel and may challenge a commitment order through habeas corpus. Other jurisdictions have delegated these power to physicians, though may provide an appeal process that involves the judiciary but may also involve physicians. For example in the UK a mental health tribunal consists of a judge, a medical member, and a lay representative.
First aid
Training is gradually becoming available in mental health first aid to equip community members such as teachers, school administrators, police officers, and medical workers with training in recognizing, and authority in managing, situations where involuntary evaluations of behavior are applicable under law. The extension of first aid training to cover mental health problems and crises is a quite recent development. A mental health first aid training course was developed in Australia in 2001 and has been found to improve assistance provided to persons with an alleged mental illness or mental health crisis. This form of training has now spread to a number of other countries (Canada, Finland, Hong Kong, Ireland, Singapore, Scotland, England, Wales, and the United States). Mental health triage may be used in an emergency room to make a determination about potential risk and apply treatment protocols.
Observation
Observation is sometimes used to determine whether a person warrants involuntary commitment. It is not always clear on a relatively brief examination whether a person should be committed.
Containment of danger
Austria, Belgium, Germany, Israel, the Netherlands, Northern Ireland, Russia, Taiwan, Ontario (Canada), and the United States have adopted commitment criteria based on the presumed danger of the defendant to self or to others.
People with suicidal thoughts may act on these impulses and harm or kill themselves.
People with psychosis are occasionally driven by their delusions or hallucinations to harm themselves or others. Research has found that those who suffer from schizophrenia are between 3.4 and 7.4 times more likely to engage in violent behaviour than members of the general public.
However, because other confounding factors such as childhood adversity and poverty are correlated with both schizophrenia and violence it can be difficult to determine whether this effect is due to schizophrenia or other factors. In an attempt to avoid these confounding factors, researchers have tried comparing the rates of violence amongst people diagnosed with schizophrenia to their siblings in a similar manner to twin studies. In these studies people with schizophrenia are found to be between 1.3 and 1.8 times more likely to engage in violent behaviour.
People with certain types of personality disorders can occasionally present a danger to themselves or others.
This concern has found expression in the standards for involuntary commitment in every US state and in other countries as the danger to self or others standard, sometimes supplemented by the requirement that the danger be imminent. In some jurisdictions, the danger to self or others standard has been broadened in recent years to include need-for-treatment criteria such as "gravely disabled".
Deinstitutionalization
Starting in the 1960s, there has been a worldwide trend toward moving psychiatric patients from hospital settings to less restricting settings in the community, a shift known as "deinstitutionalization". Because the shift was typically not accompanied by a commensurate development of community-based services, critics say that deinstitutionalization has led to large numbers of people who would once have been inpatients as instead being incarcerated or becoming homeless. In some jurisdictions, laws authorizing court-ordered outpatient treatment have been passed in an effort to compel individuals with chronic, untreated severe mental illness to take psychiatric medication while living outside the hospital (e.g. Laura's Law, Kendra's Law).
Before the 1960s deinstitutionalization there were earlier efforts to free psychiatric patients. Philippe Pinel (1745–1826) ordered the removal of chains from patients.
In a study of 269 patients from Vermont State Hospital done by Courtenay M. Harding and associates, about two-thirds of the ex-patients did well after deinstitutionalization.
Around the world
France
In 1838, France enacted a law to regulate both the admissions into asylums and asylum services across the country. Édouard Séguin developed a systematic approach for training individuals with mental deficiencies, and, in 1839, he opened the first school for the intellectually disabled. His method of treatment was based on the idea that the intellectually disabled did not suffer from disease.
United Kingdom
In the United Kingdom, provision for the care of the mentally ill began in the early 19th century with a state-led effort. Public mental asylums were established in Britain after the passing of the 1808 County Asylums Act. This empowered magistrates to build rate-supported asylums in every county to house the many "pauper lunatics". Nine counties first applied, and the first public asylum opened in 1812 in Nottinghamshire. Parliamentary Committees were established to investigate abuses at private madhouses like Bethlem Hospital - its officers were eventually dismissed and national attention was focused on the routine use of bars, chains and handcuffs and the filthy conditions the inmates lived in. However, it was not until 1828 that the newly appointed Commissioners in Lunacy were empowered to license and supervise private asylums.
The Lunacy Act 1845 was a landmark in the treatment of the mentally ill, as it explicitly changed the status of mentally ill people to patients who required treatment. The Act created the Lunacy Commission, headed by Lord Shaftesbury, focusing on reform of the legislation concerning lunacy. The commission consisted of eleven Metropolitan Commissioners who were required to carry out the provisions of the Act; the compulsory construction of asylums in every county, with regular inspections on behalf of the Home Secretary. All asylums were required to have written regulations and to have a resident qualified physician. A national body for asylum superintendents - the Medico-Psychological Association - was established in 1866 under the Presidency of William A. F. Browne, although the body appeared in an earlier form in 1841.
At the turn of the century, England and France combined had only a few hundred individuals in asylums. By the late 1890s and early 1900s, those so detained had risen to the hundreds of thousands. However, the idea that mental illness could be ameliorated through institutionalization was soon disappointed. Psychiatrists were pressured by an ever-increasing patient population. The average number of patients in asylums kept increasing. Asylums were quickly becoming almost indistinguishable from custodial institutions, and the reputation of psychiatry in the medical world had hit an extreme low.
United States
In the United States, the erection of state asylums began with the first law for the creation of one in New York, passed in 1842. The Utica State Hospital was opened approximately in 1850. The creation of this hospital, as of many others, was largely the work of Dorothea Lynde Dix, whose philanthropic efforts extended over many states, and in Europe as far as Constantinople. Many state hospitals in the United States were built in the 1850s and 1860s on the Kirkbride Plan, an architectural style meant to have curative effect.
In the United States and most other developed societies, severe restrictions have been placed on the circumstances under which a person may be committed or treated against their will as such actions have been ruled by the United States Supreme Court and other national legislative bodies as a violation of civil rights and/or human rights. The Supreme court case O'Connor v. Donaldson established that the mere presence of mental illness and the necessity for treatment are not sufficient by themselves to justify involuntary commitment, if the patient is capable of surviving in freedom and does not present a danger of harm to themselves others. Criteria for involuntary commitment are generally set by the individual states, and often have both short- and long-term types of commitment. Short-term commitment tends to be a few days or less, requiring an examination by a medical professional, while longer-term commitment typically requires a court hearing, or sentencing as part of a criminal trial. Indefinite commitment is rare and is usually reserved for individuals who are violent or present an ongoing danger to themselves and others. Kansas v. Hendricks established the procedures for indefinite commitment of sex offenders.
United Nations
United Nations General Assembly Resolution 46/119, "Principles for the Protection of Persons with Mental Illness and the Improvement of Mental Health Care", is a non-binding resolution advocating certain broadly drawn procedures for the carrying out of involuntary commitment. These principles have been used in many countries where local laws have been revised or new ones implemented. The UN runs programs in some countries to assist in this process.
Criticism
The dangers of institutions were chronicled and criticized by reformers almost since their foundation. Charles Dickens was an outspoken and high-profile early critic, and several of his novels, in particular Oliver Twist and Hard Times demonstrate his insight into the damage that institutions can do to human beings.
Enoch Powell, when Minister for Health in the early 1960s, was a later opponent who was appalled by what he witnessed on his visits to the asylums, and his famous "water tower" speech in 1961 called for the closure of all NHS asylums and their replacement by wards in general hospitals:
"There they stand, isolated, majestic, imperious, brooded over by the gigantic water-tower and chimney combined, rising unmistakable and daunting out of the countryside - the asylums which our forefathers built with such immense solidity to express the notions of their day. Do not for a moment underestimate their powers of resistance to our assault. Let me describe some of the defenses which we have to storm."
Scandal after scandal followed, with many high-profile public inquiries. These involved the exposure of abuses such as unscientific surgical techniques such as lobotomy and the widespread neglect and abuse of vulnerable patients in the US and Europe. The growing anti-psychiatry movement in the 1960s and 1970s led in Italy to the first successful legislative challenge to the authority of the mental institutions, culminating in their closure.
During the 1970s and 1990s the hospital population started to fall rapidly, mainly because of the deaths of long-term inmates. Significant efforts were made to re-house large numbers of former residents in a variety of suitable or otherwise alternative accommodation. The first 1,000+ bed hospital to close was Darenth Park Hospital in Kent, swiftly followed by many more across the UK. The haste of these closures, driven by the Conservative governments led by Margaret Thatcher and John Major, led to considerable criticism in the press, as some individuals slipped through the net into homelessness or were discharged to poor quality private sector mini-institutions.
Wrongful involuntary commitment
Mental health professionals have, on occasion, wrongfully deemed individuals to have symptoms of a mental disorder, and thereby commit the individual for treatment in a psychiatric hospital. Claims of wrongful commitment are a common theme in the anti-psychiatry movement.
In 1860, the case of Elizabeth Packard, who was wrongfully committed that year and filed a lawsuit and won thereafter, highlighted the issue of wrongful involuntary commitment. In 1887, investigative journalist Nellie Bly went undercover at an asylum in New York City to expose the terrible conditions that mental patients at the time had to deal with. She published her findings and experiences as articles in New York World, and later made the articles into one book called Ten Days in a Mad-House.
In the first half of the twentieth century there were a few high-profile cases of wrongful commitment based on racism or punishment for political dissenters. In the former Soviet Union, psychiatric hospitals were used as prisons to isolate political prisoners from the rest of society. British playwright Tom Stoppard wrote Every Good Boy Deserves Favour about the relationship between a patient and his doctor in one of these hospitals. Stoppard was inspired by a meeting with a Russian exile. In 1927, after the execution of Sacco and Vanzetti in the United States, demonstrator Aurora D'Angelo was sent to a mental health facility for psychiatric evaluation after she participated in a rally in support of the anarchists. Throughout the 1940s and 1950s in Canada, 20,000 Canadian children, called the Duplessis orphans, were wrongfully certified as being mentally ill and as a result were wrongfully committed to psychiatric institutions where they were forced to take psychiatric medication that they did not need, and were abused. They were named after Maurice Duplessis, the premier of Quebec at the time, who deliberately committed these children to in order to misappropriate additional subsidies from the federal government. Decades later in the 1990s, several of the orphans sued Quebec and the Catholic Church for the abuse and wrongdoing. In 1958, black pastor and activist Clennon Washington King Jr. tried enrolling at the University of Mississippi, which at the time was white, for summer classes; the local police secretly arrested and involuntarily committed him to a mental hospital for 12 days.
Patients are able to sue if they believe that they have been wrongfully committed. In one instance, Junius Wilson, an African American man, was committed to Cherry Hospital in Goldsboro, North Carolina in 1925 for an alleged crime without a trial or conviction. He was castrated. He continued to be held at Cherry Hospital for the next 67 years of his life. It turned out he was deaf rather than mentally ill.
In many American states sex offenders who have completed a period of incarceration can be civilly committed to a mental institution based on a finding of dangerousness due to a mental disorder. Although the United States Supreme Court determined that this practice does not constitute double jeopardy, organizations such as the American Psychiatric Association (APA) strongly oppose the practice. The Task Force on Sexually Dangerous Offenders, a component of APA's Council on Psychiatry and Law, reported that "in the opinion of the task force, sexual predator commitment laws represent a serious assault on the integrity of psychiatry, particularly with regard to defining mental illness and the clinical conditions for compulsory treatment. Moreover, by bending civil commitment to serve essentially non-medical purposes, statutes threaten to undermine the legitimacy of the medical model of commitment."
See also
In the creative arts
One Flew Over the Cuckoo's Nest (novel), (One Flew Over the Cuckoo's Nest (film)), (One Flew Over the Cuckoo's Nest (play))
if....
Forrest Gump novel and film based on the novel
Cool Hand Luke
Rebel without a Cause
Notes
References
Further reading
HTML.
Report of the Committee of Inquiry into allegations of ill-treatment of patients and other irregularities at the Ely Hospital, Cardiff, HMSO 1969
Extracts of the Report of the Committee of Inquiry into Normansfield Hospital - British Medical Journal, 1978, 2, 1560-1563
Erving Goffman Asylums
Whyte, William H., The Organization Man, Doubleday Publishing, 1956. (excerpts from Whyte's book)
The Production and Reproduction of Scandals in Chronic Sector Hospitals Amy Munson- Barkshire 1981
External links
National Resource Center on Psychiatric Advance Directives (United States)
Provides information related to Florida's Civil Commitment Statute.
National Alliance on Mental Illness (United States)
Ethically disputed medical practices
Mental health law |
15443 | https://en.wikipedia.org/wiki/Western%20imperialism%20in%20Asia | Western imperialism in Asia | Western imperialism in Asia refers to the influence of Western Europe and associated states (such as Russia, Japan and the United States) in Asian territories. It originated in the 15th-century search for trade routes to South Asia and Southeast Asia that led directly to the Age of Discovery, and additionally the introduction of early modern warfare into what Europeans first called the East Indies and later the Far East. By the early 16th century, the Age of Sail greatly expanded Western European influence and development of the spice trade under colonialism. European-style colonial empires and imperialism operated in Asia throughout six centuries of colonialism, formally ending with the independence of the Portuguese Empire's last colony East Timor in 2002. The empires introduced Western concepts of nation and the multinational state. This article attempts to outline the consequent development of the Western concept of the nation state.
European political power, commerce, and culture in Asia gave rise to growing trade in commodities—a key development in the rise of today's modern world free market economy. In the 16th century, the Portuguese broke the (overland) monopoly of the Arabs and Italians in trade between Asia and Europe by the discovery of the sea route to India around the Cape of Good Hope. The ensuing rise of the rival Dutch East India Company gradually eclipsed Portuguese influence in Asia. Dutch forces first established independent bases in the East (most significantly Batavia, the heavily fortified headquarters of the Dutch East India Company) and then between 1640 and 1660 wrested Malacca, Ceylon, some southern Indian ports, and the lucrative Japan trade from the Portuguese. Later, the English and the French established settlements in India and trade with China and their acquisitions would gradually surpass those of the Dutch. Following the end of the Seven Years' War in 1763, the British eliminated French influence in India and established the British East India Company (founded in 1600) as the most important political force on the Indian subcontinent.
Before the Industrial Revolution in the mid-to-late 19th century, demand for oriental goods such as porcelain, silk, spices and tea remained the driving force behind European imperialism. The Western European stake in Asia remained confined largely to trading stations and strategic outposts necessary to protect trade. Industrialization, however, dramatically increased European demand for Asian raw materials; with the severe Long Depression of the 1870s provoking a scramble for new markets for European industrial products and financial services in Africa, the Americas, Eastern Europe, and especially in Asia. This scramble coincided with a new era in global colonial expansion known as "the New Imperialism", which saw a shift in focus from trade and indirect rule to formal colonial control of vast overseas territories ruled as political extensions of their mother countries. Between the 1870s and the beginning of World War I in 1914, the United Kingdom, France, and the Netherlands—the established colonial powers in Asia—added to their empires vast expanses of territory in the Middle East, the Indian Subcontinent, and Southeast Asia. In the same period, the Empire of Japan, following the Meiji Restoration; the German Empire, following the end of the Franco-Prussian War in 1871; Tsarist Russia; and the United States, following the Spanish–American War in 1898, quickly emerged as new imperial powers in East Asia and in the Pacific Ocean area.
In Asia, World War I and World War II were played out as struggles among several key imperial power, with conflicts involving the European powers along with Russia and the rising American and Japanese. None of the colonial powers, however, possessed the resources to withstand the strains of both World Wars and maintain their direct rule in Asia. Although nationalist movements throughout the colonial world led to the political independence of nearly all of Asia's remaining colonies, decolonization was intercepted by the Cold War. South East Asia, South Asia, the Middle East, and East Asia remained embedded in a world economic, financial, and military system in which the great powers compete to extend their influence. However, the rapid post-war economic development and rise of the industrialized developed countries of Taiwan, Singapore, South Korea, Japan and the developing countries of India, the People's Republic of China and its autonomous territory of Hong Kong, along with the collapse of the Soviet Union, have greatly diminished Western European influence in Asia. The United States remains influential with trade and military bases in Asia.
Early European exploration of Asia
European exploration of Asia started in ancient Roman times along the Silk Road. Knowledge of lands as distant as China were held by the Romans. Trade with India through the Roman Egyptian Red Sea ports was significant in the first centuries of the Common Era.
Medieval European exploration of Asia
In the 13th and 14th centuries, a number of Europeans, many of them Christian missionaries, had sought to penetrate into China. The most famous of these travelers was Marco Polo. But these journeys had little permanent effect on east–west trade because of a series of political developments in Asia in the last decades of the 14th century, which put an end to further European exploration of Asia. The Yuan dynasty in China, which had been receptive to European missionaries and merchants, was overthrown, and the new Ming rulers were found to be unreceptive of religious proselytism. Meanwhile, the Turks consolidated control over the eastern Mediterranean, closing off key overland trade routes. Thus, until the 15th century, only minor trade and cultural exchanges between Europe and Asia continued at certain terminals controlled by Muslim traders.
Oceanic voyages to Asia
Western European rulers determined to find new trade routes of their own. The Portuguese spearheaded the drive to find oceanic routes that would provide cheaper and easier access to South and East Asian goods. This chartering of oceanic routes between East and West began with the unprecedented voyages of Portuguese and Spanish sea captains. Their voyages were influenced by medieval European adventurers, who had journeyed overland to the Far East and contributed to geographical knowledge of parts of Asia upon their return.
In 1488, Bartolomeu Dias rounded the southern tip of Africa under the sponsorship of Portugal's John II, from which point he noticed that the coast swung northeast (Cape of Good Hope). While Dias' crew forced him to turn back, by 1497, Portuguese navigator Vasco da Gama made the first open voyage from Europe to India. In 1520, Ferdinand Magellan, a Portuguese navigator in the service of the Crown of Castile ('Spain'), found a sea route into the Pacific Ocean.
Portuguese and Spanish trade and colonization in Asia
Portuguese monopoly over trade in the Indian Ocean and Asia
In 1509, the Portuguese under Francisco de Almeida won the decisive battle of Diu against a joint Mamluk and Arab fleet sent to expel the Portuguese of the Arabian Sea. The victory enabled Portugal to implement its strategy of controlling the Indian Ocean.
Early in the 16th century Afonso de Albuquerque (left) emerged as the Portuguese colonial viceroy most instrumental in consolidating Portugal's holdings in Africa and in Asia. He understood that Portugal could wrest commercial supremacy from the Arabs only by force, and therefore devised a plan to establish forts at strategic sites which would dominate the trade routes and also protect Portuguese interests on land. In 1510, he conquered Goa in India, which enabled him to gradually consolidate control of most of the commercial traffic between Europe and Asia, largely through trade; Europeans started to carry on trade from forts, acting as foreign merchants rather than as settlers. In contrast, early European expansion in the "West Indies", (later known to Europeans as a separate continent from Asia that they would call the "Americas") following the 1492 voyage of Christopher Columbus, involved heavy settlement in colonies that were treated as political extensions of the mother countries.
Lured by the potential of high profits from another expedition, the Portuguese established a permanent base in Cochin, south of the Indian trade port of Calicut in the early 16th century. In 1510, the Portuguese, led by Afonso de Albuquerque, seized Goa on the coast of India, which Portugal held until 1961, along with Diu and Daman (the remaining territory and enclaves in India from a former network of coastal towns and smaller fortified trading ports added and abandoned or lost centuries before). The Portuguese soon acquired a monopoly over trade in the Indian Ocean.
Portuguese viceroy Albuquerque (1509–1515) resolved to consolidate Portuguese holdings in Africa and Asia, and secure control of trade with the East Indies and China. His first objective was Malacca, which controlled the narrow strait through which most Far Eastern trade moved. Captured in 1511, Malacca became the springboard for further eastward penetration, starting with the voyage of António de Abreu and Francisco Serrão in 1512, ordered by Albuquerque, to the Moluccas. Years later the first trading posts were established in the Moluccas, or "Spice Islands", which was the source for some of the world's most hotly demanded spices, and from there, in Makassar and some others, but smaller, in the Lesser Sunda Islands. By 1513–1516, the first Portuguese ships had reached Canton on the southern coasts of China.
In 1513, after the failed attempt to conquer Aden, Albuquerque entered with an armada, for the first time for Europeans by the ocean via, on the Red Sea; and in 1515, Albuquerque consolidated the Portuguese hegemony in the Persian Gulf gates, already begun by him in 1507, with the domain of Muscat and Ormuz. Shortly after, other fortified bases and forts were annexed and built along the Gulf, and in 1521, through a military campaign, the Portuguese annexed Bahrain.
The Portuguese conquest of Malacca triggered the Malayan–Portuguese war. In 1521, Ming dynasty China defeated the Portuguese at the Battle of Tunmen and then defeated the Portuguese again at the Battle of Xicaowan. The Portuguese tried to establish trade with China by illegally smuggling with the pirates on the offshore islands off the coast of Zhejiang and Fujian, but they were driven away by the Ming navy in the 1530s-1540s.
In 1557, China decided to lease Macau to the Portuguese as a place where they could dry goods they transported on their ships, which they held until 1999. The Portuguese, based at Goa and Malacca, had now established a lucrative maritime empire in the Indian Ocean meant to monopolize the spice trade. The Portuguese also began a channel of trade with the Japanese, becoming the first recorded Westerners to have visited Japan. This contact introduced Christianity and firearms into Japan.
In 1505, (also possibly before, in 1501), the Portuguese, through Lourenço de Almeida, the son of Francisco de Almeida, reached Ceylon. The Portuguese founded a fort at the city of Colombo in 1517 and gradually extended their control over the coastal areas and inland. In a series of military conflicts and political maneuvers, the Portuguese extended their control over the Sinhalese kingdoms, including Jaffna (1591), Raigama (1593), Sitawaka (1593), and Kotte (1594)- However, the aim of unifying the entire island under Portuguese control faced the Kingdom of Kandy`s fierce resistance. The Portuguese, led by Pedro Lopes de Sousa, launched a full-scale military invasion of the kingdom of Kandy in the Campaign of Danture of 1594. The invasion was a disaster for the Portuguese, with their entire army, wiped out by Kandyan guerrilla warfare. Constantino de Sá, romantically celebrated in the 17th century Sinhalese Epic (also for its greater humanism and tolerance compared to other governors) led the last military operation that also ended in disaster. He died in the Battle of Randeniwela, refusing to abandon his troops in the face of total annihilation.
The energies of Castile (later, the unified Spain), the other major colonial power of the 16th century, were largely concentrated on the Americas, not South and East Asia, but the Spanish did establish a footing in the Far East in the Philippines. After fighting with the Portuguese by the Spice Islands since 1522 and the agreement between the two powers in 1529 (in the treaty of Zaragoza), the Spanish, led by Miguel López de Legazpi, settled and conquered gradually the Philippines since 1564. After the discovery of the return voyage to the Americas by Andres de Urdaneta in 1565, cargoes of Chinese goods were transported from the Philippines to Mexico and from there to Spain. By this long route, Spain reaped some of the profits of Far Eastern commerce. Spanish officials converted the islands to Christianity and established some settlements, permanently establishing the Philippines as the area of East Asia most oriented toward the West in terms of culture and commerce. The Moro Muslims fought against the Spanish for over three centuries in the Spanish–Moro conflict.
Decline of Portugal's Asian empire since the 17th century
The lucrative trade was vastly expanded when the Portuguese began to export slaves from Africa in 1541; however, over time, the rise of the slave trade left Portugal over-extended, and vulnerable to competition from other Western European powers. Envious of Portugal's control of trade routes, other Western European nations—mainly the Netherlands, France, and England—began to send in rival expeditions to Asia. In 1642, the Dutch drove the Portuguese out of the Gold Coast in Africa, the source of the bulk of Portuguese slave laborers, leaving this rich slaving area to other Europeans, especially the Dutch and the English.
Rival European powers began to make inroads in Asia as the Portuguese and Spanish trade in the Indian Ocean declined primarily because they had become hugely over-stretched financially due to the limitations on their investment capacity and contemporary naval technology. Both of these factors worked in tandem, making control over Indian Ocean trade extremely expensive.
The existing Portuguese interests in Asia proved sufficient to finance further colonial expansion and entrenchment in areas regarded as of greater strategic importance in Africa and Brazil. Portuguese maritime supremacy was lost to the Dutch in the 17th century, and with this came serious challenges for the Portuguese. However, they still clung to Macau and settled a new colony on the island of Timor. It was as recent as the 1960s and 1970s that the Portuguese began to relinquish their colonies in Asia. Goa was invaded by India in 1961 and became an Indian state in 1987; Portuguese Timor was abandoned in 1975 and was then invaded by Indonesia. It became an independent country in 2002, and Macau was handed back to the Chinese as per a treaty in 1999.
Holy wars
The arrival of the Portuguese and Spanish and their holy wars against Muslim states in the Malayan–Portuguese war, Spanish–Moro conflict and Castilian War inflamed religious tensions and turned Southeast Asia into an arena of conflict between Muslims and Christians. The Brunei Sultanate's capital at Kota Batu was assaulted by Governor Sande who led the 1578 Spanish attack.
The word "savages" in Spanish, cafres, was from the word "infidel" in Arabic - Kafir, and was used by the Spanish to refer to their own "Christian savages" who were arrested in Brunei. It was said Castilians are kafir, men who have no souls, who are condemned by fire when they die, and that too because they eat pork by the Brunei Sultan after the term accursed doctrine was used to attack Islam by the Spaniards which fed into hatred between Muslims and Christians sparked by their 1571 war against Brunei. The Sultan's words were in response to insults coming from the Spanish at Manila in 1578, other Muslims from Champa, Java, Borneo, Luzon, Pahang, Demak, Aceh, and the Malays echoed the rhetoric of holy war against the Spanish and Iberian Portuguese, calling them kafir enemies which was a contrast to their earlier nuanced views of the Portuguese in the Hikayat Tanah Hitu and Sejarah Melayu. The war by Spain against Brunei was defended in an apologia written by Doctor De Sande. The British eventually partitioned and took over Brunei while Sulu was attacked by the British, Americans, and Spanish which caused its breakdown and downfall after both of them thrived from 1500 to 1900 for four centuries. Dar al-Islam was seen as under invasion by "kafirs" by the Atjehnese led by Zayn al-din and by Muslims in the Philippines as they saw the Spanish invasion, since the Spanish brought the idea of a crusader holy war against Muslim Moros just as the Portuguese did in Indonesia and India against what they called "Moors" in their political and commercial conquests which they saw through the lens of religion in the 16th century.
In 1578, an attack was launched by the Spanish against Jolo, and in 1875 it was destroyed at their hands, and once again in 1974 it was destroyed by the Philippines. The Spanish first set foot on Borneo in Brunei.
The Spanish war against Brunei failed to conquer Brunei but it totally cut off the Philippines from Brunei's influence, the Spanish then started colonizing Mindanao and building fortresses. In response, the Bisayas, where Spanish forces were stationed, were subjected to retaliatory attacks by the Magindanao in 1599-1600 due to the Spanish attacks on Mindanao.
The Brunei royal family was related to the Muslim Rajahs who in ruled the principality in 1570 of Manila (Kingdom of Maynila) and this was what the Spaniards came across on their initial arrival to Manila, Spain uprooted Islam out of areas where it was shallow after they began to force Christianity on the Philippines in their conquests after 1521 while Islam was already widespread in the 16th century Philippines. In the Philippines in the Cebu islands the natives killed the Spanish fleet leader Magellan. Borneo's western coastal areas at Landak, Sukadana, and Sambas saw the growth of Muslim states in the sixteenth century, in the 15th century at Nanking, the capital of China, the death and burial of the Borneo Bruneian king Maharaja Kama took place upon his visit to China with Zheng He's fleet.
The Spanish were expelled from Brunei in 1579 after they attacked in 1578. There were fifty thousand inhabitants before the 1597 attack by the Spanish in Brunei.
During first contact with China, numerous aggressions and provocations were undertaken by the Portuguese They believed they could mistreat the non-Christians because they themselves were Christians and acted in the name of their religion in committing crimes and atrocities. This resulted in the Battle of Xicaowan where the local Chinese navy defeated and captured a fleet of Portuguese caravels.
Dutch trade and colonization in Asia
Rise of Dutch control over Asian trade in the 17th century
The Portuguese decline in Asia was accelerated by attacks on their commercial empire by the Dutch and the English, which began a global struggle over the empire in Asia that lasted until the end of the Seven Years' War in 1763. The Netherlands revolt against Spanish rule facilitated Dutch encroachment on the Portuguese monopoly over South and East Asian trade. The Dutch looked on Spain's trade and colonies as potential spoils of war. When the two crowns of the Iberian peninsula were joined in 1581, the Dutch felt free to attack Portuguese territories in Asia.
By the 1590s, a number of Dutch companies were formed to finance trading expeditions in Asia. Because competition lowered their profits, and because of the doctrines of mercantilism, in 1602 the companies united into a cartel and formed the Dutch East India Company, and received from the government the right to trade and colonize territory in the area stretching from the Cape of Good Hope eastward to the Strait of Magellan.
In 1605, armed Dutch merchants captured the Portuguese fort at Amboyna in the Moluccas, which was developed into the company's first secure base. Over time, the Dutch gradually consolidated control over the great trading ports of the East Indies. This control allowed the company to monopolise the world spice trade for decades. Their monopoly over the spice trade became complete after they drove the Portuguese from Malacca in 1641 and Ceylon in 1658.
Dutch East India Company colonies or outposts were later established in Atjeh (Aceh), 1667; Macassar, 1669; and Bantam, 1682. The company established its headquarters at Batavia (today Jakarta) on the island of Java. Outside the East Indies, the Dutch East India Company colonies or outposts were also established in Persia (Iran), Bengal (now Bangladesh and part of India), Mauritius (1638-1658/1664-1710), Siam (now Thailand), Guangzhou (Canton, China), Taiwan (1624–1662), and southern India (1616–1795).
Ming dynasty China defeated the Dutch East India Company in the Sino-Dutch conflicts. The Chinese first defeated and drove the Dutch out of the Pescadores in 1624. The Ming navy under Zheng Zhilong defeated the Dutch East India Company's fleet at the 1633 Battle of Liaoluo Bay. In 1662, Zheng Zhilong's son Zheng Chenggong (also known as Koxinga) expelled the Dutch from Taiwan after defeating them in the Siege of Fort Zeelandia. (see History of Taiwan) Further, the Dutch East India Company trade post on Dejima (1641–1857), an artificial island off the coast of Nagasaki, was for a long time the only place where Europeans could trade with Japan.
The Vietnamese Nguyễn lords defeated the Dutch in a naval battle in 1643.
The Cambodians defeated the Dutch in the Cambodian–Dutch War in 1644.
In 1652, Jan van Riebeeck established an outpost at the Cape of Good Hope (the southwestern tip of Africa, currently in South Africa) to restock company ships on their journey to East Asia. This post later became a fully-fledged colony, the Cape Colony (1652–1806). As Cape Colony attracted increasing Dutch and European settlement, the Dutch founded the city of Kaapstad (Cape Town).
By 1669, the Dutch East India Company was the richest private company in history, with a huge fleet of merchant ships and warships, tens of thousands of employees, a private army consisting of thousands of soldiers, and a reputation on the part of its stockholders for high dividend payments.
Dutch New Imperialism in Asia
The company was in almost constant conflict with the English; relations were particularly tense following the Amboyna Massacre in 1623. During the 18th century, Dutch East India Company possessions were increasingly focused on the East Indies. After the fourth war between the United Provinces and England (1780–1784), the company suffered increasing financial difficulties. In 1799, the company was dissolved, commencing official colonisation of the East Indies. During the era of New Imperialism the territorial claims of the Dutch East India Company (VOC) expanded into a fully fledged colony named the Dutch East Indies. Partly driven by re-newed colonial aspirations of fellow European nation states the Dutch strived to establish unchallenged control of the archipelago now known as Indonesia.
Six years into formal colonisation of the East Indies, in Europe the Dutch Republic was occupied by the French forces of Napoleon. The Dutch government went into exile in England and formally ceded its colonial possessions to Great Britain. The pro-French Governor General of Java Jan Willem Janssens, resisted a British invasion force in 1811 until forced to surrender. British Governor Raffles, who the later founded the city of Singapore, ruled the colony the following 10 years of the British interregnum (1806–1816).
After the defeat of Napoleon and the Anglo-Dutch Treaty of 1814 colonial government of the East Indies was ceded back to the Dutch in 1817. The loss of South Africa and the continued scramble for Africa stimulated the Dutch to secure unchallenged dominion over its colony in the East Indies. The Dutch started to consolidate its power base through extensive military campaigns and elaborate diplomatic alliances with indigenous rulers ensuring the Dutch tricolor was firmly planted in all corners of the Archipelago. These military campaigns included: the Padri War (1821–1837), the Java War (1825–1830) and the Aceh War (1873–1904). This raised the need for a considerable military buildup of the colonial army (KNIL). From all over Europe soldiers were recruited to join the KNIL.
The Dutch concentrated their colonial enterprise in the Dutch East Indies (Indonesia) throughout the 19th century. The Dutch lost control over the East Indies to the Japanese during much of World War II. Following the war, the Dutch fought Indonesian independence forces after Japan surrendered to the Allies in 1945. In 1949, most of what was known as the Dutch East Indies was ceded to the independent Republic of Indonesia. In 1962, also Dutch New Guinea was annexed by Indonesia de facto ending Dutch imperialism in Asia.
British in India
Portuguese, French, and British competition in India (1600–1763)
The English sought to stake out claims in India at the expense of the Portuguese dating back to the Elizabethan era. In 1600, Queen Elizabeth I incorporated the English East India Company (later the British East India Company), granting it a monopoly of trade from the Cape of Good Hope eastward to the Strait of Magellan. In 1639, it acquired Madras on the east coast of India, where it quickly surpassed Portuguese Goa as the principal European trading centre on the Indian Subcontinent.
Through bribes, diplomacy, and manipulation of weak native rulers, the company prospered in India, where it became the most powerful political force, and outrivaled its Portuguese and French competitors. For more than one hundred years, English and French trading companies had fought one another for supremacy, and, by the middle of the 18th century, competition between the British and the French had heated up. French defeat by the British under the command of Robert Clive during the Seven Years' War (1756–1763) marked the end of the French stake in India.
Collapse of Mughal India
The British East India Company, although still in direct competition with French and Dutch interests until 1763, was able to extend its control over almost the whole of India in the century following the subjugation of Bengal at the 1757 Battle of Plassey. The British East India Company made great advances at the expense of the Mughal Empire.
The reign of Aurangzeb had marked the height of Mughal power. By 1690 Mughal territorial expansion reached its greatest extent encompassing the entire Indian Subcontinent. But this period of power was followed by one of decline. Fifty years after the death of Aurangzeb, the great Mughal empire had crumbled. Meanwhile, marauding warlords, nobles, and others bent on gaining power left the Subcontinent increasingly anarchic. Although the Mughals kept the imperial title until 1858, the central government had collapsed, creating a power vacuum.
From Company to Crown
Aside from defeating the French during the Seven Years' War, Robert Clive, the leader of the Company in India, defeated a key Indian ruler of Bengal at the decisive Battle of Plassey (1757), a victory that ushered in the beginning of a new period in Indian history, that of informal British rule. While still nominally the sovereign, the Mughal Indian emperor became more and more of a puppet ruler, and anarchy spread until the company stepped into the role of policeman of India. The transition to formal imperialism, characterised by Queen Victoria being crowned "Empress of India" in the 1870s was a gradual process. The first step toward cementing formal British control extended back to the late 18th century. The British Parliament, disturbed by the idea that a great business concern, interested primarily in profit, was controlling the destinies of millions of people, passed acts in 1773 and 1784 that gave itself the power to control company policies and to appoint the highest company official in India, the Governor-General. (This system of dual control lasted until 1858.) By 1818, the East India Company was master of all of India. Some local rulers were forced to accept its overlordship; others were deprived of their territories. Some portions of India were administered by the British directly; in others native dynasties were retained under British supervision.
Until 1858, however, much of India was still officially the dominion of the Mughal emperor. Anger among some social groups, however, was seething under the governor-generalship of James Dalhousie (1847–1856), who annexed the Punjab (1849) after victory in the Second Sikh War, annexed seven princely states using the doctrine of lapse, annexed the key state of Oudh on the basis of misgovernment, and upset cultural sensibilities by banning Hindu practices such as sati.
The 1857 Sepoy Rebellion, or Indian Mutiny, an uprising initiated by Indian troops, called sepoys, who formed the bulk of the company's armed forces, was the key turning point. Rumour had spread among them that their bullet cartridges were lubricated with pig and cow fat. The cartridges had to be bit open, so this upset the Hindu and Muslim soldiers. The Hindu religion held cows sacred, and for Muslims pork was considered haraam. In one camp, 85 out of 90 sepoys would not accept the cartridges from their garrison officer. The British harshly punished those who would not by jailing them. The Indian people were outraged, and on May 10, 1857, sepoys marched to Delhi, and, with the help of soldiers stationed there, captured it. Fortunately for the British, many areas remained loyal and quiescent, allowing the revolt to be crushed after fierce fighting. One important consequence of the revolt was the final collapse of the Mughal dynasty. The mutiny also ended the system of dual control under which the British government and the British East India Company shared authority. The government relieved the company of its political responsibilities, and in 1858, after 258 years of existence, the company relinquished its role. Trained civil servants were recruited from graduates of British universities, and these men set out to rule India. Lord Canning (created earl in 1859), appointed Governor-General of India in 1856, became known as "Clemency Canning" as a term of derision for his efforts to restrain revenge against the Indians during the Indian Mutiny. When the Government of India was transferred from the company to the Crown, Canning became the first viceroy of India.
The Company initiated the first of the Anglo-Burmese wars in 1824, which led to total annexation of Burma by the Crown in 1885. The British ruled Burma as a province of British India until 1937, then administered her separately under the Burma Office except during the Japanese occupation of Burma, 1942–1945, until granted independence on 4 January 1948. (Unlike India, Burma opted not to join the Commonwealth of Nations.)
Rise of Indian nationalism
The denial of equal status to Indians was the immediate stimulus for the formation in 1885 of the Indian National Congress, initially loyal to the Empire but committed from 1905 to increased self-government and by 1930 to outright independence. The "Home charges", payments transferred from India for administrative costs, were a lasting source of nationalist grievance, though the flow declined in relative importance over the decades to independence in 1947.
Although majority Hindu and minority Muslim political leaders were able to collaborate closely in their criticism of British policy into the 1920s, British support for a distinct Muslim political organisation, the Muslim League from 1906 and insistence from the 1920s on separate electorates for religious minorities, is seen by many in India as having contributed to Hindu-Muslim discord and the country's eventual Partition.
France in Indochina
France, which had lost its empire to the British by the end of the 18th century, had little geographical or commercial basis for expansion in Southeast Asia. After the 1850s, French imperialism was initially impelled by a nationalistic need to rival the United Kingdom and was supported intellectually by the notion that French culture was superior to that of the people of Annam (Vietnam), and its mission civilisatrice—or its "civilizing mission" of the Annamese through their assimilation to French culture and the Catholic religion. The pretext for French expansionism in Indochina was the protection of French religious missions in the area, coupled with a desire to find a southern route to China through Tonkin, the European name for a region of northern Vietnam.
French religious and commercial interests were established in Indochina as early as the 17th century, but no concerted effort at stabilizing the French position was possible in the face of British strength in the Indian Ocean and French defeat in Europe at the beginning of the 19th century. A mid-19th century religious revival under the Second Empire provided the atmosphere within which interest in Indochina grew. Anti-Christian persecutions in the Far East provided the pretext for the bombardment of Tourane (Danang) in 1847, and invasion and occupation of Danang in 1857 and Saigon in 1858. Under Napoleon III, France decided that French trade with China would be surpassed by the British, and accordingly the French joined the British against China in the Second Opium War from 1857 to 1860, and occupied parts of Vietnam as its gateway to China.
By the Treaty of Saigon in 1862, on June 5, the Vietnamese emperor ceded France three provinces of southern Vietnam to form the French colony of Cochinchina; France also secured trade and religious privileges in the rest of Vietnam and a protectorate over Vietnam's foreign relations. Gradually French power spread through exploration, the establishment of protectorates, and outright annexations. Their seizure of Hanoi in 1882 led directly to war with China (1883–1885), and the French victory confirmed French supremacy in the region. France governed Cochinchina as a direct colony, and central and northern Vietnam under the protectorates of Annam and Tonkin, and Cambodia as protectorates in one degree or another. Laos too was soon brought under French "protection".
By the beginning of the 20th century, France had created an empire in Indochina nearly 50 percent larger than the mother country. A Governor-General in Hanoi ruled Cochinchina directly and the other regions through a system of residents. Theoretically, the French maintained the precolonial rulers and administrative structures in Annam, Tonkin, Cochinchina, Cambodia, and Laos, but in fact the governor-generalship was a centralised fiscal and administrative regime ruling the entire region. Although the surviving native institutions were preserved in order to make French rule more acceptable, they were almost completely deprived of any independence of action. The ethnocentric French colonial administrators sought to assimilate the upper classes into France's "superior culture." While the French improved public services and provided commercial stability, the native standard of living declined and precolonial social structures eroded. Indochina, which had a population of over eighteen million in 1914, was important to France for its tin, pepper, coal, cotton, and rice. It is still a matter of debate, however, whether the colony was commercially profitable.
Russia and "The Great Game"
Tsarist Russia is not often regarded as a colonial power such as the United Kingdom or France because of the manner of Russian expansions: unlike the United Kingdom, which expanded overseas, the Russian empire grew from the centre outward by a process of accretion, like the United States. In the 19th century, Russian expansion took the form of a struggle of an effectively landlocked country for access to a warm water port.
Historian Michael Khodarkovsky describes Tsarist Russia as a "hybrid empire" that combined elements of continental and colonial empires.
While the British were consolidating their hold on India, Russian expansion had moved steadily eastward to the Pacific, then toward the Middle East. In the early 19th century it succeeded in conquering the South Caucasus and Dagestan from Qajar Iran following the Russo-Persian War (1804–13), the Russo-Persian War (1826–28) and the out coming treaties of Gulistan and Turkmenchay, giving Russia direct borders with both Persia's as well as Ottoman Turkey's heartlands. Later, they eventually reached the frontiers of Afghanistan as well (which had the largest foreign border adjacent to British holdings in India). In response to Russian expansion, the defense of India's land frontiers and the control of all sea approaches to the Subcontinent via the Suez Canal, the Red Sea, and the Persian Gulf became preoccupations of British foreign policy in the 19th century. This was called the Great Game.
According to Kazakh scholar Kereihan Amanzholov, Russian colonialism had "no essential difference with the colonialist policies of Britain, France, and other European powers".
Anglo-Russian rivalry in the Middle East and Central Asia led to a brief confrontation over Afghanistan in the 1870s. In Persia (Iran), both nations set up banks to extend their economic influence. The United Kingdom went so far as to invade Tibet, a land subordinate to the Chinese empire, in 1904, but withdrew when it became clear that Russian influence was insignificant and when Qing and Tibetan resistance proved tougher than expected.
Qing China defeated Russia in the early Sino-Russian border conflicts, although the Russian Empire later acquired Outer Manchuria in the Amur Annexation. During the Boxer Rebellion, the Russian Empire invaded Manchuria in 1900, and the Blagoveshchensk massacre occurred against Chinese residents on the Russian side of the border.
In 1907, the United Kingdom and Russia signed an agreement which — on the surface —ended their rivalry in Central Asia. (see Anglo-Russian Entente) As part of the entente, Russia agreed to deal with the sovereign of Afghanistan only through British intermediaries. In turn, the United Kingdom would not annex or occupy Afghanistan. Chinese suzerainty over Tibet also was recognised by both Russia and the United Kingdom, since nominal control by a weak China was preferable to control by either power. Persia was divided into Russian and British spheres of influence and an intervening "neutral" zone. The United Kingdom and Russia chose to reach these uneasy compromises because of growing concern on the part of both powers over German expansion in strategic areas of China and Africa.
Following the entente, Russia increasingly intervened in Persian domestic politics and suppressed nationalist movements that threatened both St. Petersburg and London. After the Russian Revolution, Russia gave up its claim to a sphere of influence, though Soviet involvement persisted alongside the United Kingdom's until the 1940s.
In the Middle East, in Persia (Iran) and the Ottoman Empire, a German company built a railroad from Constantinople to Baghdad and the Persian Gulf in the latter, while it built a railroad from the north of the country to the south, connecting the Caucasus with the Persian Gulf in the former. Germany wanted to gain economic influence in the region and then, perhaps, move on to India. This was met with bitter resistance by the United Kingdom, Russia, and France who divided the region among themselves.
Western European and Russian intrusions into China
The 16th century brought many Jesuit missionaries to China, such as Matteo Ricci, who established missions where Western science was introduced, and where Europeans gathered knowledge of Chinese society, history, culture, and science. During the 18th century, merchants from Western Europe came to China in increasing numbers. However, merchants were confined to Guangzhou and the Portuguese colony of Macau, as they had been since the 16th century. European traders were increasingly irritated by what they saw as the relatively high customs duties they had to pay and by the attempts to curb the growing import trade in opium. By 1800, its importation was forbidden by the imperial government. However, the opium trade continued to boom.
Early in the 19th century, serious internal weaknesses developed in the Qing dynasty that left China vulnerable to Western, Meiji period Japanese, and Russian imperialism. In 1839, China found itself fighting the First Opium War with Britain. China was defeated, and in 1842, signed the provisions of the Treaty of Nanking which were first of the unequal treaties signed during the Qing Dynasty. Hong Kong Island was ceded to Britain, and certain ports, including Shanghai and Guangzhou, were opened to British trade and residence. In 1856, the Second Opium War broke out. The Chinese were again defeated, and now forced to the terms of the 1858 Treaty of Tientsin. The treaty opened new ports to trade and allowed foreigners to travel in the interior. In addition, Christians gained the right to propagate their religion. The United States Treaty of Wanghia and Russia later obtained the same prerogatives in separate treaties.
Toward the end of the 19th century, China appeared on the way to territorial dismemberment and economic vassalage—the fate of India's rulers that played out much earlier. Several provisions of these treaties caused long-standing bitterness and humiliation among the Chinese: extraterritoriality (meaning that in a dispute with a Chinese person, a Westerner had the right to be tried in a court under the laws of his own country), customs regulation, and the right to station foreign warships in Chinese waters, including its navigable rivers.
Jane E. Elliott criticized the allegation that China refused to modernize or was unable to defeat Western armies as simplistic, noting that China embarked on a massive military modernization in the late 1800s after several defeats, buying weapons from Western countries and manufacturing their own at arsenals, such as the Hanyang Arsenal during the Boxer Rebellion. In addition, Elliott questioned the claim that Chinese society was traumatized by the Western victories, as many Chinese peasants (90% of the population at that time) living outside the concessions continued about their daily lives, uninterrupted and without any feeling of "humiliation".
Historians have judged the Qing dynasty's vulnerability and weakness to foreign imperialism in the 19th century to be based mainly on its maritime naval weakness while it achieved military success against westerners on land, the historian Edward L. Dreyer said that "China’s nineteenth-century humiliations were strongly related to her weakness and failure at sea. At the start of the Opium War, China had no unified navy and no sense of how vulnerable she was to attack from the sea; British forces sailed and steamed wherever they wanted to go......In the Arrow War (1856-60), the Chinese had no way to prevent the Anglo-French expedition of 1860 from sailing into the Gulf of Zhili and landing as near as possible to Beijing. Meanwhile, new but not exactly modern Chinese armies suppressed the midcentury rebellions, bluffed Russia into a peaceful settlement of disputed frontiers in Central Asia, and defeated the French forces on land in the Sino-French War (1884-85). But the defeat of the fleet, and the resulting threat to steamship traffic to Taiwan, forced China to conclude peace on unfavorable terms."
During the Sino-French War, Chinese forces defeated the French at the Battle of Cầu Giấy (Paper Bridge), Bắc Lệ ambush, Battle of Phu Lam Tao, Battle of Zhenhai, the Battle of Tamsui in the Keelung Campaign and in the last battle which ended the war, the Battle of Bang Bo (Zhennan Pass), which triggered the French Retreat from Lạng Sơn and resulted in the collapse of the French Jules Ferry government in the Tonkin Affair.
The Qing dynasty forced Russia to hand over disputed territory in Ili in the Treaty of Saint Petersburg (1881), in what was widely seen by the west as a diplomatic victory for the Qing. Russia acknowledged that Qing China potentially posed a serious military threat. Mass media in the west during this era portrayed China as a rising military power due to its modernization programs and as a major threat to the western world, invoking fears that China would successfully conquer western colonies like Australia.
The British observer Demetrius Charles de Kavanagh Boulger suggested a British-Chinese alliance to check Russian expansion in Central Asia.
During the Ili crisis when Qing China threatened to go to war against Russia over the Russian occupation of Ili, the British officer Charles George Gordon was sent to China by Britain to advise China on military options against Russia should a potential war break out between China and Russia.
The Russians observed the Chinese building up their arsenal of modern weapons during the Ili crisis, the Chinese bought thousands of rifles from Germany. In 1880, massive amounts of military equipment and rifles were shipped via boats to China from Antwerp as China purchased torpedoes, artillery, and 260,260 modern rifles from Europe.
The Russian military observer D. V. Putiatia visited China in 1888 and found that in Northeastern China (Manchuria) along the Chinese-Russian border, the Chinese soldiers were potentially able to become adept at "European tactics" under certain circumstances, and the Chinese soldiers were armed with modern weapons like Krupp artillery, Winchester carbines, and Mauser rifles.
Compared to Russian controlled areas, more benefits were given to the Muslim Kirghiz on the Chinese controlled areas. Russian settlers fought against the Muslim nomadic Kirghiz, which led the Russians to believe that the Kirghiz would be a liability in any conflict against China. The Muslim Kirghiz were sure that in an upcoming war, that China would defeat Russia.
Russian sinologists, the Russian media, threat of internal rebellion, the pariah status inflicted by the Congress of Berlin, the negative state of the Russian economy all led Russia to concede and negotiate with China in St Petersburg, and return most of Ili to China.
The rise of Japan since the Meiji Restoration as an imperial power led to further subjugation of China. In a dispute over China's longstanding claim of suzerainty in Korea, war broke out between China and Japan, resulting in humiliating defeat for the Chinese. By the Treaty of Shimonoseki (1895), China was forced to recognize effective Japanese rule of Korea and Taiwan was ceded to Japan until its recovery in 1945 at the end of the WWII by the Republic of China.
China's defeat at the hands of Japan was another trigger for future aggressive actions by Western powers. In 1897, Germany demanded and was given a set of exclusive mining and railroad rights in Shandong province. Russia obtained access to Dairen and Port Arthur and the right to build a railroad across Manchuria, thereby achieving complete domination over a large portion of northwestern China. The United Kingdom and France also received a number of concessions. At this time, much of China was divided up into "spheres of influence": Germany had influence in Jiaozhou (Kiaochow) Bay, Shandong, and the Yellow River valley; Russia had influence in the Liaodong Peninsula and Manchuria; the United Kingdom had influence in Weihaiwei and the Yangtze Valley; and France had influence in the Guangzhou Bay and the provinces of Yunnan, Guizhou and Guangxi
China continued to be divided up into these spheres until the United States, which had no sphere of influence, grew alarmed at the possibility of its businessmen being excluded from Chinese markets. In 1899, Secretary of State John Hay asked the major powers to agree to a policy of equal trading privileges. In 1900, several powers agreed to the U.S.-backed scheme, giving rise to the "Open Door" policy, denoting freedom of commercial access and non-annexation of Chinese territory. In any event, it was in the European powers' interest to have a weak but independent Chinese government. The privileges of the Europeans in China were guaranteed in the form of treaties with the Qing government. In the event that the Qing government totally collapsed, each power risked losing the privileges that it already had negotiated.
The erosion of Chinese sovereignty and seizures of land from Chinese by foreigners contributed to a spectacular anti-foreign outbreak in June 1900, when the "Boxers" (properly the society of the "righteous and harmonious fists") attacked foreigners around Beijing. The Imperial Court was divided into anti-foreign and pro-foreign factions, with the pro-foreign faction led by Ronglu and Prince Qing hampering any military effort by the anti-foreign faction led by Prince Duan and Dong Fuxiang. The Qing Empress Dowager ordered all diplomatic ties to be cut off and all foreigners to leave the legations in Beijing to go to Tianjin. The foreigners refused to leave. Fueled by entirely false reports that the foreigners in the legations were massacred, the Eight-Nation Alliance decided to launch an expedition on Beijing to reach the legations but they underestimated the Qing military. The Qing and Boxers defeated the foreigners at the Seymour Expedition, forcing them to turn back at the Battle of Langfang. In response to the foreign attack on Dagu Forts the Qing responded by declaring war against the foreigners. the Qing forces and foreigners fought a fierce battle at the Battle of Tientsin before the foreigners could launch a second expedition. On their second try Gaselee Expedition, with a much larger force, the foreigners managed to reach Beijing and fight the Battle of Peking (1900). British and French forces looted, plundered and burned the Old Summer Palace to the ground for the second time (the first time being in 1860, following the Second Opium War). German forces were particularly severe in exacting revenge for the killing of their ambassador due to the orders of Kaiser Wilhelm II, who held anti-Asian sentiments, while Russia tightened its hold on Manchuria in the northeast until its crushing defeat by Japan in the war of 1904–1905. The Qing court evacuated to Xi'an and threatened to continue the war against foreigners, until the foreigners tempered their demands in the Boxer Protocol, promising that China would not have to give up any land and gave up the demands for the execution of Dong Fuxiang and Prince Duan.
The correspondent Douglas Story observed Chinese troops in 1907 and praised their abilities and military skill.
Extraterritorial jurisdiction was abandoned by the United Kingdom and the United States in 1943. Chiang Kai-shek forced the French to hand over all their concessions back to China control after World War II. Foreign political control over leased parts of China ended with the incorporation of Hong Kong and the small Portuguese territory of Macau into the People's Republic of China in 1997 and 1999 respectively.
U.S. imperialism in Asia
Some Americans in the Nineteenth Century advocated for the annexation of Taiwan from China. Aboriginals on Taiwan often attacked and massacred shipwrecked western sailors. In 1867, during the Rover incident, Taiwanese aborigines attacked shipwrecked American sailors, killing the entire crew. They subsequently defeated a retaliatory expedition by the American military and killed another American during the battle.
As the United States emerged as a new imperial power in the Pacific and Asia, one of the two oldest Western imperialist powers in the regions, Spain, was finding it increasingly difficult to maintain control of territories it had held in the regions since the 16th century. In 1896, a widespread revolt against Spanish rule broke out in the Philippines. Meanwhile, the recent string of U.S. territorial gains in the Pacific posed an even greater threat to Spain's remaining colonial holdings.
As the U.S. continued to expand its economic and military power in the Pacific, it declared war against Spain in 1898. During the Spanish–American War, U.S. Admiral Dewey destroyed the Spanish fleet at Manila and U.S. troops landed in the Philippines. Spain later agreed by treaty to cede the Philippines in Asia and Guam in the Pacific. In the Caribbean, Spain ceded Puerto Rico to the U.S. The war also marked the end of Spanish rule in Cuba, which was to be granted nominal independence but remained heavily influenced by the U.S. government and U.S. business interests. One year following its treaty with Spain, the U.S. occupied the small Pacific outpost of Wake Island.
The Filipinos, who assisted U.S. troops in fighting the Spanish, wished to establish an independent state and, on June 12, 1898, declared independence from Spain. In 1899, fighting between the Filipino nationalists and the U.S. broke out; it took the U.S. almost fifteen years to fully subdue the insurgency. The U.S. sent 70,000 troops and suffered thousands of casualties. The Filipinos insurgents, however, suffered considerably higher casualties than the Americans. Most casualties in the war were civilians dying primarily from disease.
U.S. attacks into the countryside often included scorched earth campaigns where entire villages were burned and destroyed, and concentrated civilians into camps known as "protected zones". Most of these civilian casualties resulted from disease and famine. Reports of the execution of U.S. soldiers taken prisoner by the Filipinos led to disproportionate reprisals by American forces.
The Moro Muslims fought against the Americans in the Moro Rebellion.
In 1914, Dean C. Worcester, U.S. Secretary of the Interior for the Philippines (1901–1913) described "the regime of civilisation and improvement which started with American occupation and resulted in developing naked savages into cultivated and educated men". Nevertheless, some Americans, such as Mark Twain, deeply opposed American involvement/imperialism in the Philippines, leading to the abandonment of attempts to construct a permanent U.S. naval base and using it as an entry point to the Chinese market. In 1916, Congress guaranteed the independence of the Philippines by 1945.
World War I: Changes in Imperialism
World War I brought about the fall of several empires in Europe. This had repercussions around the world. The defeated Central Powers included Germany and the Turkish Ottoman Empire. Germany lost all of its colonies in Asia. German New Guinea, a part of Papua New Guinea, became administered by Australia. German possessions and concessions in China, including Qingdao, became the subject of a controversy during the Paris Peace Conference when the Beiyang government in China agreed to cede these interests to Japan, to the anger of many Chinese people. Although the Chinese diplomats refused to sign the agreement, these interests were ceded to Japan with the support of the United States and the United Kingdom.
Turkey gave up her provinces; Syria, Palestine, and Mesopotamia (now Iraq) came under French and British control as League of Nations Mandates. The discovery of petroleum first in Iran and then in the Arab lands in the interbellum provided a new focus for activity on the part of the United Kingdom, France, and the United States.
Japan
In 1641, all Westerners were thrown out of Japan. For the next two centuries, Japan was free from Western contact, except for at the port of Nagasaki, which Japan allowed Dutch merchant vessels to enter on a limited basis.
Japan's freedom from Western contact ended on 8 July 1853, when Commodore Matthew Perry of the U.S. Navy sailed a squadron of black-hulled warships into Edo (modern Tokyo) harbor. The Japanese told Perry to sail to Nagasaki but he refused. Perry sought to present a letter from U.S. President Millard Fillmore to the emperor which demanded concessions from Japan. Japanese authorities responded by stating that they could not present the letter directly to the emperor, but scheduled a meeting on 14 July with a representative of the emperor. On 14 July, the squadron sailed towards the shore, giving a demonstration of their cannon's firepower thirteen times. Perry landed with a large detachment of Marines and presented the emperor's representative with Fillmore's letter. Perry said he would return, and did so, this time with even more war ships. The U.S. show of force led to Japan's concession to the Convention of Kanagawa on 31 March 1854. This treaty conferred extraterritoriality on American nationals, as well as, opening up further treaty ports beyond Nagasaki. This treaty was followed up by similar treaties with the United Kingdom, the Netherlands, Russia and France. These events made Japanese authorities aware that the country was lacking technologically and needed the strength of industrialism in order to keep their power. This realisation eventually led to a civil war and political reform known the Meiji Restoration.
The Meiji Restoration of 1868 led to administrative overhaul, deflation and subsequent rapid economic development. Japan had limited natural resources of her own and sought both overseas markets and sources of raw materials, fuelling a drive for imperial conquest which began with the defeat of China in 1895.
Taiwan, ceded by Qing dynasty China, became the first Japanese colony. In 1899, Japan won agreements from the great powers' to abandon extraterritoriality for their citizens, and an alliance with the United Kingdom established it in 1902 as an international power. Its spectacular defeat of Russia's navy in 1905 gave it the southern half of the island of Sakhalin; exclusive Japanese influence over Korea (propinquity); the former Russian lease of the Liaodong Peninsula with Port Arthur (Lüshunkou); and extensive rights in Manchuria (see the Russo-Japanese War).
The Empire of Japan and the Joseon Dynasty in Korea formed bilateral diplomatic relations in 1876. China lost its suzerainty of Korea after defeat in the Sino-Japanese War in 1894. Russia also lost influence on the Korean peninsula with the Treaty of Portsmouth as a result of the Russo-Japanese war in 1904. The Joseon Dynasty became increasingly dependent on Japan. Korea became a protectorate of Japan with the Japan–Korea Treaty of 1905. Korea was then de jure annexed to Japan with the Japan–Korea Treaty of 1910.
Japan was now one of the most powerful forces in the Far East, and in 1914, it entered World War I on the side of the Allies, seizing German-occupied Kiaochow and subsequently demanding Chinese acceptance of Japanese political influence and territorial acquisitions (Twenty-One Demands, 1915). Mass protests in Peking in 1919 which sparked widespread Chinese nationalism, coupled with Allied (and particularly U.S.) opinion led to Japan's abandonment of most of the demands and Kiaochow's 1922 return to China. Japan received the German territory from the Treaty of Versailles.
Tensions with China increased over the 1920s, and in 1931 Japanese Kwantung Army based in Manchuria seized control of the region without admission from Tokyo. Intermittent conflict with China led to full-scale war in mid-1937, drawing Japan toward an overambitious bid for Asian hegemony (Greater East Asia Co-Prosperity Sphere), which ultimately led to defeat and the loss of all its overseas territories after World War II (see Japanese expansionism and Japanese nationalism).
After World War II
Decolonisation and the rise of nationalism in Asia
In the aftermath of World War II, European colonies, controlling more than one billion people throughout the world, still ruled most of the Middle East, South East Asia, and the Indian Subcontinent. However, the image of European pre-eminence was shattered by the wartime Japanese occupations of large portions of British, French, and Dutch territories in the Pacific. The destabilisation of European rule led to the rapid growth of nationalist movements in Asia—especially in Indonesia, Malaya, Burma, and French Indochina (Vietnam, Cambodia, and Laos).
The war, however, only accelerated forces already in existence undermining Western imperialism in Asia. Throughout the colonial world, the processes of urbanisation and capitalist investment created professional merchant classes that emerged as new Westernised elites. While imbued with Western political and economic ideas, these classes increasingly grew to resent their unequal status under European rule.
British in India and the Middle East
In India, the westward movement of Japanese forces towards Bengal during World War II had led to major concessions on the part of British authorities to Indian nationalist leaders. In 1947, the United Kingdom, devastated by war and embroiled in an economic crisis at home, granted British India its independence as two nations: India and Pakistan. Myanmar (Burma) and Sri Lanka (Ceylon), which is also part of British India, also gained their independence from the United Kingdom the following year, in 1948. In the Middle East, the United Kingdom granted independence to Jordan in 1946 and two years later, in 1948, ended its mandate of Palestine becoming the independent nation of Israel.
Following the end of the war, nationalists in Indonesia demanded complete independence from the Netherlands. A brutal conflict ensued, and finally, in 1949, through United Nations mediation, the Dutch East Indies achieved independence, becoming the new nation of Indonesia. Dutch imperialism moulded this new multi-ethnic state comprising roughly 3,000 islands of the Indonesian archipelago with a population at the time of over 100 million.
The end of Dutch rule opened up latent tensions between the roughly 300 distinct ethnic groups of the islands, with the major ethnic fault line being between the Javanese and the non-Javanese.
Netherlands New Guinea was under the Dutch administration until 1962 (see also West New Guinea dispute).
United States in Asia
In the Philippines, the U.S. remained committed to its previous pledges to grant the islands their independence, and the Philippines became the first of the Western-controlled Asian colonies to be granted independence post-World War II. However, the Philippines remained under pressure to adopt a political and economic system similar to the U.S.
This aim was greatly complicated by the rise of new political forces. During the war, the Hukbalahap (People's Army), which had strong ties to the Communist Party of the Philippines (PKP), fought against the Japanese occupation of the Philippines and won strong popularity among many sectors of the Filipino working class and peasantry. In 1946, the PKP participated in elections as part of the Democratic Alliance. However, with the onset of the Cold War, its growing political strength drew a reaction from the ruling government and the United States, resulting in the repression of the PKP and its associated organizations. In 1948, the PKP began organizing an armed struggle against the government and continued U.S. military presence. In 1950, the PKP created the People's Liberation Army (Hukbong Mapagpalaya ng Bayan), which mobilized thousands of troops throughout the islands. The insurgency lasted until 1956 when the PKP gave up armed struggle.
In 1968, the PKP underwent a split, and in 1969 the Maoist faction of the PKP created the New People's Army. Maoist rebels re-launched an armed struggle against the government and the U.S. military presence in the Philippines, which continues to this day. :)
France in Indochina
Post-war resistance to French rule
France remained determined to retain its control of Indochina. However, in Hanoi, in 1945, a broad front of nationalists and communists led by Ho Chi Minh declared an independent Democratic Republic of Vietnam, commonly referred to as the Viet Minh regime by Western outsiders. France, seeking to regain control of Vietnam, countered with a vague offer of self-government under French rule. France's offers were unacceptable to Vietnamese nationalists; and in December 1946 the Việt Minh launched a rebellion against the French authority governing the colonies of French Indochina. The first few years of the war involved a low-level rural insurgency against French authority. However, after the Chinese communists reached the Northern border of Vietnam in 1949, the conflict turned into a conventional war between two armies equipped with modern weapons supplied by the United States and the Soviet Union. Meanwhile, the France granted the State of Vietnam based in Saigon independence in 1949 while Laos and Cambodia received independence in 1953. The US recognized the regime in Saigon, and provided the French military effort with military aid.
Meanwhile, in Vietnam, the French war against the Viet Minh continued for nearly eight years. The French were gradually worn down by guerrilla and jungle fighting. The turning point for France occurred at Dien Bien Phu in 1954, which resulted in the surrender of ten thousand French troops. Paris was forced to accept a political settlement that year at the Geneva Conference, which led to a precarious set of agreements regarding the future political status of Laos, Cambodia, and Vietnam.
List of European colonies in Asia
British colonies in South Asia, East Asia, And Southeast Asia:
British Burma (1824–1948, merged with India by the British from 1886 to 1937)
British Ceylon (1815–1948, now Sri Lanka)
British Hong Kong (1842–1997)
Colonial India (includes the territory of present-day India, Pakistan and Bangladesh)
Danish India (1696–1869)
Swedish Parangipettai (1733)
British India (1613–1947)
British East India Company (1757–1858)
British Raj (1858–1947)
Bhutan (1865-1947) (British protectorate)
Nepal (1816-1923) (British protectorate)
French colonies in South and Southeast Asia:
French India (1769–1954)
French Indochina (1887–1953), including:
French Laos (1893–1953)
French Cambodia (1863–1953)
Annam (French protectorate), Cochinchina, Tonkin (now Vietnam) (1883–1953)
Dutch, British, Portuguese colonies and Russian territories in Asia:
Dutch India (1605–1825)
Dutch Bengal
Dutch Ceylon (1656–1796)
Portuguese Ceylon (1505–1658)
Dutch East Indies (now Indonesia) – Dutch colony from 1602 to 1949 (included Netherlands New Guinea until 1962)
Portuguese India (1510–1961)
Portuguese Macau – Portuguese colony, the first European colony in China (1557–1999)
Portuguese Timor (1702–1975, now East Timor)
Malaya (now part of Malaysia):
Portuguese Malacca (1511–1641)
Dutch Malacca (1641–1824)
British Malaya, included:
Straits Settlements (1826–1946)
Federated Malay States (1895–1946)
Unfederated Malay States (1885–1946)
Federation of Malaya (under British rule, 1948–1963)
British Borneo (now part of Malaysia), including:
Labuan (1848–1946)
North Borneo (1882–1941)
Crown Colony of North Borneo (1946–1963)
Crown Colony of Sarawak (1946–1963)
Brunei
British Brunei (1888–1984) (British protectorate)
Outer Manchuria – ceded to Russian Empire through Treaty of Aigun (1858) and Treaty of Peking (1860)
Philippines:
Spanish Philippines (1565–1898, 3rd longest European occupation in Asia, 333 years),
Insular Government of the Philippine Islands and Commonwealth of the Philippines, United States colony (1898–1946)
Singapore – British colony (1819–1959)
Taiwan:
Spanish Formosa (1626–1642)
Dutch Formosa (1624–1662)
Bahrain
Portuguese Bahrain (1521–1602)
British Protectorate (1861 - 1971)
Iraq
Mandatory Iraq (1920–1932) (British protectorate)
Kingdom of Iraq (1932–1958)
Israel and Palestine
Mandatory Palestine (1920–1948) (British Mandate)
Jordan
Emirate of Transjordan (1921–1946) (British protectorate)
Kuwait
Sheikhdom of Kuwait (1899–1961) (British protectorate)
Lebanon and Syria
French Mandate for Syria and the Lebanon (1923–1946)
Oman
Portuguese Oman (1507–1650)
Muscat and Oman (1892–1971) (British protectorate)
Qatar
British protectorate of Qatar (1916–1971)
United Arab Emirates
Trucial States (1820–1971) (British protectorate)
Yemen
Aden Protectorate (1869–1963)
Colony of Aden (1937–1963)
Federation of South Arabia (1962–1967)
Protectorate of South Arabia (1963–1967)
Independent states
Afghanistan – founded by the Anglo-Afghan Treaty of 1919 of the United Kingdom and declared independence in 1919
Emirate of Afghanistan (1879 - 1919) (British protected state)
China – independent, but within European cultures of influence which were largely limited to the colonised ports except for Manchuria.
Concessions in China
Shanghai International Settlement (1863 - 1941)
Shanghai French Concession (1849 - 1943)
Concessions in Tianjin (1860 - 1947)
Iran – in Russian sphere of influence in the north and British in the south
Empire of Japan – a great power that had its own colonial empire, including Korea and Taiwan
Mongolia – in Russian sphere of influence and later Soviet controlled
Thailand – the only independent state in Southeast Asia, but bordered by a British sphere of influence in the north and south and French influence in the northeast and east
Turkey – successor to the Ottoman Empire in 1923; the Ottoman Empire itself could be considered a colonial empire
Notes
References
Citations
Sources
Further reading
"Asia Reborn: A Continent Rises from the Ravages of Colonialism and War to a New Dynamism" by Prasenjit K. Basu, Publisher: Aleph Book Company
Panikkar, K. M. (1953). Asia and Western dominance, 1498–1945, by K.M. Panikkar. London: G. Allen and Unwin.
Senaka Weeraratna, Repression of Buddhism in Sri Lanka by the Portuguese (1505 - 1658)
New Imperialism
The Great Game |
15450 | https://en.wikipedia.org/wiki/Industrial%20and%20organizational%20psychology | Industrial and organizational psychology | Industrial and organizational psychology (I-O psychology), an applied discipline within psychology, is the science of human behavior as it pertains to the workplace. I-O psychology has also been known as occupational psychology, organizational psychology, and work psychology. Industrial, work and organizational psychology (IWO) is the broader, more global term for the field. As an applied field, the discipline involves both research and practice.
I-O psychologists apply psychological theories and principles to organizations and the individuals within them. I-O psychologists are trained in the scientist–practitioner model. They contribute to an organization's success by improving the recruitment, job performance, motivation, and job satisfaction of employees. This includes the work–nonwork interface such as transitioning into a career, retirement and work-family conflict and balance. An I-O psychologist conducts research on employee behaviors and attitudes, and how these can be improved through hiring practices, training programs, feedback, and management systems.
I-O psychology is one of the 17 recognized professional specialties by the American Psychological Association (APA). In the United States the profession is represented by Division 14 of the APA and is formally known as the Society for Industrial and Organizational Psychology (SIOP). Similar I-O psychology societies can be found in many countries.
International
I-O psychology is international. It can be found throughout the industrialized world. In North America the term "I-O" is used; in the United Kingdom, the field is known as occupational psychology. Occupational psychology in the UK is one of nine "protected titles" within the "practitioner psychologist" professions. The profession is regulated by the Health and Care Professions Council. In the UK, graduate programs in psychology, including occupational psychology, are accredited by the British Psychological Society.
In Australia, the title organizational psychologist is protected by law and regulated by the Australian Health Practitioner Regulation Agency (AHPRA). Organizational psychology is one of nine areas of specialist endorsement for psychology practice in Australia.
In Europe, someone with a specialist EuroPsy Certificate in Work and Organisational Psychology is a fully qualified psychologist and a specialist in the work psychology field. Industrial and organizational psychologists reaching the EuroPsy standard are recorded in the Register of European Psychologists. I-O psychology is one of the three main psychology specializations in Europe.
In South Africa, industrial psychology is a registration category for the profession of psychologist as regulated by the Health Professions Council of South Africa (HPCSA).
Historical overview
The historical development of I-O psychology was paralleled in the US, the UK, Australia, Germany, the Netherlands, and Eastern European countries such as Romania. The roots of I-O psychology trace back nearly to the beginning of psychology as a science, when Wilhelm Wundt founded one of the first psychological laboratories in 1879 in Leipzig, Germany. In the mid–1880s, Wundt trained two psychologists, Hugo Münsterberg and James McKeen Cattell, who went on to have a major influence on the emergence of I-O psychology. World War I was an impetus for the development of the field simultaneously in the UK and US.
Instead of viewing performance differences as human "errors," Cattell was one of the first to recognize the importance of differences among individuals as a way of better understanding work behavior. Walter Dill Scott, who was a contemporary of Cattell and was elected President of the American Psychological Association (APA) in 1919, was arguably the most prominent I-O psychologist of his time. Scott, along with Walter Van Dyke Bingham, worked at what was then Carnegie Institute of Technology, developing methods for selecting and training sales personnel.
The "industrial" side of I-O psychology originated in research on individual differences, assessment, and the prediction of work performance. Industrial psychology crystallized during World War I. In response to the need to rapidly assign new troops to duty. Scott and Bingham volunteered to help with the testing and placement of more than a million U.S. Army recruits. In 1917, together with other prominent psychologists, they adapted a well-known intelligence test the Stanford–Binet, which was designed for testing one individual at a time, to make it suitable for group testing. The new test was called the Army Alpha. After the War, the growing industrial base in the U.S. was a source of momentum for what was then called "industrial psychology." Private industry set out to emulate the successful testing of Army personnel. Mental ability testing soon became commonplace in the work setting.
The "organizational" side of the field was focused on employee behavior, feelings, and well-being. During World War I, with the U.K. government's interest in worker productivity in munitions factories, Charles Myers studied worker fatigue and well-being. Following the war, Elton Mayo found that rest periods improved morale and reduced turnover in a Philadelphia textile factory. He later joined the ongoing Hawthorne studies, where he became interested in how workers' emotions and informal relationships affected productivity. The results of these studies ushered in the human relations movement.
World War II brought renewed interest in ability testing. The U.S. military needed to accurately place recruits in new technologically advanced jobs. There was also concern with morale and fatigue in war-industry workers. In the 1960s Arthur Kornhauser examined the impact on productivity of hiring mentally unstable workers. Kornhauser also examined the link between industrial working conditions and worker mental health as well as the spillover into a worker's personal life of having an unsatisfying job. Zickar noted that most of Kornhauser's I-O contemporaries favored management and Kornhauser was largely alone in his interest in protecting workers. Vinchur and Koppes (2010) observed that I-O psychologists' interest in job stress is a relatively recent development (p. 22).
The industrial psychology division of the former American Association of Applied Psychology became a division within APA, becoming Division 14 of APA. It was initially called the Industrial and Business Psychology Division. In 1962, the name was changed to the Industrial Psychology Division. In 1973, it was renamed again, this time to the Division of Industrial and Organizational Psychology. In 1982, the unit become more independent of APA, and its name was changed again, this time to the Society for Industrial and Organizational Psychology.
The name change of the division from "industrial psychology" to "industrial and organizational psychology" reflected the shift in the work of industrial psychologists who had originally addressed work behavior from the individual perspective, examining performance and attitudes of individual workers. Their work became broader. Group behavior in the workplace became a worthy subject of study. The emphasis on the "organizational" underlined the fact that when an individual joins an organization (e.g., the organization that hired him or her), he or she will be exposed to a common goal and a common set of operating procedures. In the 1970s in the UK, references to occupational psychology became more common than references to I-O psychology.
According to Bryan and Vinchur, "while organizational psychology increased in popularity through [the 1960s and 1970s], research and practice in the traditional areas of industrial psychology continued, primarily driven by employment legislation and case law".p. 53 There was a focus on fairness and validity in selection efforts as well as in the job analyses that undergirded selection instruments. For example, I-O psychology showed increased interest in behaviorally anchored rating scales. What critics there were of I-O psychology accused the discipline of being responsive only to the concerns of management.
From the 1980s to 2010s, other changes in I-O psychology took place. Researchers increasingly adopted a multi-level approach, attempting to understand behavioral phenomena from both the level of the organization and the level of the individual worker. There was also an increased interest in the needs and expectations of employees as individuals. For example, an emphasis on organizational justice and the psychological contract took root, as well as the more traditional concerns of selection and training. Methodological innovations (e.g., meta-analyses, structural equation modeling) were adopted. With the passage of the American with Disabilities Act in 1990 and parallel legislation elsewhere in the world, I-O psychology saw an increased emphasis on "fairness in personnel decisions." Training research relied increasingly on advances in educational psychology and cognitive science.
Research methods
As described above, I-O psychologists are trained in the scientist–practitioner model. I-O psychologists rely on a variety of methods to conduct organizational research. Study designs employed by I-O psychologists include surveys, experiments, quasi-experiments, and observational studies. I-O psychologists rely on diverse data sources, including human judgments, historical databases, objective measures of work performance (e.g., sales volume), and questionnaires and surveys. Reliable measures with strong evidence for construct validity have been developed to assess a wide variety of job-relevant constructs.
I-O researchers employ quantitative statistical methods. Quantitative methods used in I-O psychology include correlation, multiple regression, and analysis of variance. More advanced statistical methods employed in I-O research include logistic regression, structural equation modeling, and hierarchical linear modeling (HLM; also known as multilevel modeling). I-O researchers have also employed meta-analysis. I-O psychologists also employ psychometric methods including methods associated with classical test theory, generalizability theory, and item response theory (IRT).
I-O psychologists have also employed qualitative methods, which largely involve focus groups, interviews, and case studies. I-O psychologists conducting research on organizational culture have employed ethnographic techniques and participant observation. A qualitative technique associated with I-O psychology is Flanagan's critical incident technique. I-O psychologists have also coordinated the use of quantitative and qualitative methods in the same study,
Topics
Job analysis
Job analysis encompasses a number of different methods including, but not limited to, interviews, questionnaires, task analysis, and observation. A job analysis primarily involves the systematic collection of information about a job. A task-oriented job analysis involves an assessment of the duties, tasks, and/or competencies a job requires. By contrast, a worker-oriented job analysis involves an examination of the knowledge, skills, abilities, and other characteristics (KSAOs) required to successfully perform the work. Information obtained from job analyses are used for many purposes, including the creation job-relevant selection procedures, the development of criteria for performance appraisals, the conducting of performance appraisals, and the development and implementation of training programs.
Personnel recruitment and selection
I-O psychologists typically work with human resource specialists to design (a) recruitment processes and (b) personnel selection systems. Personnel recruitment is the process of identifying qualified candidates in the workforce and getting them to apply for jobs within an organization. Personnel recruitment processes include developing job announcements, placing ads, defining key qualifications for applicants, and screening out unqualified applicants.
Personnel selection is the systematic process of hiring and promoting personnel. Personnel selection systems employ evidence-based practices to determine the most qualified candidates. Personnel selection involves both the newly hired and individuals who can be promoted from within the organization. Common selection tools include ability tests (e.g., cognitive, physical, or psycho-motor), knowledge tests, personality tests, structured interviews, the systematic collection of biographical data, and work samples. I-O psychologists must evaluate evidence regarding the extent to which selection tools predict job performance.
Personnel selection procedures are usually validated, i.e., shown to be job relevant to personnel selection, using one or more of the following types of validity: content validity, construct validity, and/or criterion-related validity. I-O psychologists must adhere to professional standards in personnel selection efforts. SIOP (e.g., Principles for validation and use of personnel selection procedures) and APA together with the National Council on Measurement in Education (e.g., Standards for educational and psychological testing are sources of those standards. The Equal Employment Opportunity Commission's Uniform guidelines are also influential in guiding personnel selection decisions.
A meta-analysis of selection methods found that general mental ability was the best overall predictor of job performance and attainment in training.
Performance appraisal/management
Performance appraisal or performance evaluation is the process in which an individual's or a group's work behaviors and outcomes are assessed against managers' and others' expectations for the job. Performance appraisal is frequently used in promotion and compensation decisions, to help design and validate personnel selection procedures, and for performance management. Performance management is the process of providing performance feedback relative to expectations and information relevant to helping a worker improve his or her performance (e.g., coaching, mentoring). Performance management may also include documenting and tracking performance information for organizational evaluation purposes.
An I-O psychologist would typically use information from the job analysis to determine a job's performance dimensions and then construct a rating scale to describe each level of performance for the job. Often, the I-O psychologist would be responsible for training organizational personnel how to use the performance appraisal instrument, including ways to minimize bias when using the rating scale and how to provide effective performance feedback.
Individual assessment and psychometrics
Individual assessment involves the measurement of individual differences. I-O psychologists perform individual assessments in order to evaluate differences among candidates for employment as well as differences among employees. The constructs measured pertain to job performance. With candidates for employment, individual assessment is often part of the personnel selection process. These assessments can include written tests, aptitude tests, physical tests, psycho-motor tests, personality tests, integrity and reliability tests, work samples, simulations, and assessment centres.
Occupational health and well-being
A more recent focus of I-O field is the health, safety, and well-being of employees. Topics include occupational stress and workplace mistreatment.
Occupational stress
There are many features of work that can be stressful to employees. Research has identified a number of job stressors (environmental conditions at work) that contribute to strains (adverse behavioral, emotional, physical, and psychological reactions). Occupational stress can have implications for organizational performance because of the emotions job stress evokes. For example, a job stressor such as conflict with a supervisor can precipitate anger that in turn motivates counterproductive workplace behaviors. A number of prominent models of job stress have been developed to explain the job stress process, including the person-environment (P-E) fit model, which was developed by University of Michigan social psychologists, and the demand-control(-support) and effort-reward imbalance models, which were developed by sociologists.
Research has also examined occupational stress in specific occupations, including police, general practitioners, and dentists. Another concern has been the relation of occupational stress to family life. Other I-O researchers have examined gender differences in leadership style and job stress and strain in the context of male- and female-dominated industries, and unemployment-related distress. Occupational stress has also been linked to lack of fit between people and their jobs.
Occupational safety
Accidents and safety in the workplace are important because of the serious injuries and fatalities that are all too common. Research has linked accidents to psychosocial factors in the workplace including overwork that leads to fatigue, workplace violence, and working night shifts. "Stress audits" can help organizations remain compliant with various occupational safety regulations. Psychosocial hazards can affect musculoskeletal disorders. A psychosocial factor related to accident risk is safety climate, which refers to employees' perceptions of the extent to which their work organization prioritizes safety. By contrast, psychosocial safety climate refers to management's "policies, practices, and procedures" aimed at protecting workers' psychological health. Research on safety leadership is also relevant to understanding employee safety performance. Research suggests that safety-oriented transformational leadership is associated with a positive safety climate and safe worker practices.
Workplace bullying, aggression and violence
I-O psychologists are concerned with the related topics of workplace bullying, aggression, and violence. For example, I-O research found that exposure to workplace violence elicited ruminative thinking. Ruminative thinking is associated with poor well-being. Research has found that interpersonal aggressive behaviour is associated with worse team performance.
Relation of I-O psychology to occupational health psychology
A new discipline, occupational health psychology (OHP), emerged from both health psychology and I-O psychology as well as occupational medicine. OHP concerns itself with such topic areas as the impact of occupational stressors on mental and physical health, the health impact of involuntary unemployment, violence and bullying in the workplace, psychosocial factors that influence accident risk and safety, work-family balance, and interventions designed to improve/protect worker health. Spector observed that one of the problems facing I-O psychologists in the late 20 century who were interested in the health of working people was resistance within the field to publishing papers on worker health. In the 21 century, more I-O psychologists joined with their OHP colleagues from other disciplines in researching work and health.
Work design
Work design concerns the "content and organisational of one's work tasks, activities, relationships, and responsibilities." Research has demonstrated that work design has important implications for individual employees (e.g., level of engagement, job strain, chance of injury), teams (e.g., how effectively teams co-ordinate their activities), organisations (e.g., productivity, safety, efficiency targets), and society (e.g., whether a nation utilises the skills of its population or promotes effective aging).
I-O psychologists review job tasks, relationships, and an individual's way of thinking about their work to ensure that their roles are meaningful and motivating, thus creating greater productivity and job satisfaction. Deliberate interventions aimed at altering work design are sometimes referred to as work redesign. Such interventions can be initiated by the management of an organization (e.g., job rotation, job enlargement, job enrichment) or by individual workers (e.g., job crafting, role innovation, idiosyncratic ideals).
Remuneration and compensation
Compensation includes wages or salary, bonuses, pension/retirement contributions, and employee benefits that can be converted to cash or replace living expenses. I-O psychologists may be asked to conduct a job evaluation for the purpose of determining compensation levels and ranges. I-O psychologists may also serve as expert witnesses in pay discrimination cases, when disparities in pay for similar work are alleged by employees.
Training and training evaluation
Training involves the systematic teaching of skills, concepts, or attitudes that results in improved performance in another environment. Because many people hired for a job are not already versed in all the tasks the job requires, training may be needed to help the individual perform the job effectively. Evidence indicates that training is often effective, and that it succeeds in terms of higher net sales and gross profitability per employee.
Similar to performance management (see above), an I-O psychologist would employ a job analysis in concert with the application of the principles of instructional design to create an effective training program. A training program is likely to include a summative evaluation at its conclusion in order to ensure that trainees have met the training objectives and can perform the target work tasks at an acceptable level. Kirkpatrick describes four levels of criteria by which to evaluate training:
Reactions are the extent to which trainees enjoyed the training and found it worthwhile.
Learning is the knowledge and skill trainees acquired from the training.
Behavior is the change in behavior trainees exhibit on the job after training,for example, did they perform trained tasks more quickly?
Results are the effect of the change in knowledge or behavior on the job, for example, was overall productivity increased or costs decreased?
Training programs often include formative evaluations to assess the effect of the training as the training proceeds. Formative evaluations can be used to locate problems in training procedures and help I-O psychologists make corrective adjustments while training is ongoing.
The foundation for training programs is learning. Learning outcomes can be organized into three broad categories: cognitive, skill-based, and affective outcomes. Cognitive training is aimed at instilling declarative knowledge or the knowledge of rules, facts, and principles (e.g., police officer training covers laws and court procedures). Skill-based training aims to impart procedural knowledge (e.g., skills needed to use a special tool) or technical skills (e.g., understanding the workings of software program). Affective training concerns teaching individuals to develop specific attitudes or beliefs that predispose trainees to behave a certain way (e.g., show commitment to the organization, appreciate diversity).
A needs assessment, an analysis of corporate and individual goals, is often undertaken prior to the development of a training program. In addition, a careful needs analysis is required in order to develop a systematic understanding of where training is needed, what should be taught, and who will be trained. A training needs analysis typically involves a three-step process that includes organizational analysis, task analysis and person analysis.
An organizational analysis is an examination of organizational goals and resources as well as the organizational environment. The results of an organizational analysis help to determine where training should be directed. The analysis identifies the training needs of different departments or subunits. It systematically assesses manager, peer, and technological support for transfer of training. An organizational analysis also takes into account the climate of the organization and its subunits. For example, if a climate for safety is emphasized throughout the organization or in subunits of the organization (e.g., production), then training needs will likely reflect an emphasis on safety. A task analysis uses the results of a job analysis to determine what is needed for successful job performance, contributing to training content. With organizations increasingly trying to identify "core competencies" that are required for all jobs, task analysis can also include an assessment of competencies. A person analysis identifies which individuals within an organization should receive training and what kind of instruction they need. Employee needs can be assessed using a variety of methods that identify weaknesses that training can address.
Motivation in the workplace
Work motivation reflects the energy an individual applies "to initiate work-related behavior, and to determine its form, direction, intensity, and duration" Understanding what motivates an organization's employees is central to I-O psychology. Motivation is generally thought of as a theoretical construct that fuels behavior. An incentive is an anticipated reward that is thought to incline a person to behave a certain way. Motivation varies among individuals. Studying its influence on behavior, it must be examined together with ability and environmental influences. Because of motivation's role in influencing workplace behavior and performance, many organizations structure the work environment to encourage productive behaviors and discourage unproductive behaviors.
Motivation involves three psychological processes: arousal, direction, and intensity. Arousal is what initiates action. It is often fueled by a person's need or desire for something that is missing from his or her life, either totally or partially. Direction refers to the path employees take in accomplishing the goals they set for themselves. Intensity is the amount of energy employees put into goal-directed work performance. The level of intensity often reflects the importance and difficulty of the goal. These psychological processes involve four factors. First, motivation serves to direct attention, focusing on particular issues, people, tasks, etc. Second, it serves to stimulate effort. Third, motivation influences persistence. Finally, motivation influences the choice and application of task-related strategies.
Organizational climate
Organizational climate is the perceptions of employees about what is important in an organization, that is, what behaviors are encouraged versus discouraged. It can be assessed in individual employees (climate perceptions) or averaged across groups of employees within a department or organization (organizational climate). Climates are usually focused on specific employee outcomes, or what is called “climate for something”. There are more than a dozen types of climates that have been assessed and studied. Some of the more popular include:
Customer service climate: The emphasis placed on providing good service. It has been shown to relate to employee service performance.
Diversity climate: The extent to which organizations value differences among employees and expect employees to treat everyone with respect. It has been linked to job satisfaction.
Psychosocial safety climate: Such climates make employees emphasize psychological safety meaning people feel free to be themselves and express views without fear of being criticized or ridiculed.
Safety climate: Such organizations emphasize safety and have fewer accidents and injuries.
Climate concerns organizational policies and practices that encourage or discourage specific behaviors by employees. Shared perceptions of what the organization emphasizes (organizational climate) is part of organizational culture, but culture concerns far more than shared perceptions, as discussed in the next section.
Organizational culture
While there is no universal definition for organizational culture, a collective understanding shares the following assumptions:
Organizational culture has been shown to affect important organizational outcomes such as performance, attraction, recruitment, retention, employee satisfaction, and employee well-being. There are three levels of organizational culture: artifacts, shared values, and basic beliefs and assumptions. Artifacts comprise the physical components of the organization that relay cultural meaning. Shared values are individuals' preferences regarding certain aspects of the organization's culture (e.g., loyalty, customer service). Basic beliefs and assumptions include individuals' impressions about the trustworthiness and supportiveness of an organization, and are often deeply ingrained within the organization's culture.
In addition to an overall culture, organizations also have subcultures. Subcultures can be departmental (e.g. different work units) or defined by geographical distinction. While there is no single "type" of organizational culture, some researchers have developed models to describe different organizational cultures.
Group behavior
Group behavior involves the interactions among individuals in a collective. Most I-O group research is about teams which is a group in which people work together to achieve the same task goals. The individuals' opinions, attitudes, and adaptations affect group behavior, with group behavior in turn affecting those opinions, etc. The interactions are thought to fulfill some need satisfaction in an individual who is part of the collective.
Team effectiveness
Organizations often organize teams because teams can accomplish a much greater amount of work in a short period of time than an individual can accomplish. I-O research has examined the harm workplace aggression does to team performance.
Team composition
Team composition, or the configuration of team member knowledge, skills, abilities, and other characteristics, fundamentally influences teamwork. Team composition can be considered in the selection and management of teams to increase the likelihood of team success. To achieve high-quality results, teams built with members having higher skill levels are more likely to be effective than teams built around members having lesser skills; teams that include a members with a diversity of skills are also likely to show improved team performance. Team members should also be compatible in terms of personality traits, values, and work styles. There is substantial evidence that personality traits and values can shape the nature of teamwork, and influence team performance.
Team task design
A fundamental question in team task design is whether or not a task is even appropriate for a team. Those tasks that require predominantly independent work are best left to individuals, and team tasks should include those tasks that consist primarily of interdependent work. When a given task is appropriate for a team, task design can play a key role in team effectiveness.
Job characteristic theory identifies core job dimensions that affect motivation, satisfaction, performance, etc. These dimensions include skill variety, task identity, task significance, autonomy and feedback. The dimensions map well to the team environment. Individual contributors who perform team tasks that are challenging, interesting, and engaging are more likely to be motivated to exert greater effort and perform better than team members who are working on tasks that lack those characteristics.
Organizational resources
Organizational support systems affect the team effectiveness and provide resources for teams operating in the multi-team environment. During the chartering of new teams, organizational enabling resources are first identified. Examples of enabling resources include facilities, equipment, information, training, and leadership. Team-specific resources (e.g., budgetary resources, human resources) are typically made available. Team-specific human resources represent the individual contributors who are selected to be team members. Intra-team processes (e.g., task design, task assignment) involve these team-specific resources.
Teams also function in dynamic multi-team environments. Teams often must respond to shifting organizational contingencies. Contingencies affecting teams include constraints arising from conditions in which organizational resources are not exclusively earmarked for certain teams. When resources are scarce, they must be shared by multiple teams.
Team rewards
Organizational reward systems drive the strengthening and enhancing of individual team member efforts; such efforts contribute towards reaching team goals. In other words, rewards that are given to individual team members should be contingent upon the performance of the entire team.
Several design elements are needed to enable organizational reward systems to operate successfully. First, for a collective assessment to be appropriate for individual team members, the group's tasks must be highly interdependent. If this is not the case, individual assessment is more appropriate than team assessment. Second, individual-level reward systems and team-level reward systems must be compatible. For example, it would be unfair to reward the entire team for a job well done if only one team member did most of the work. That team member would most likely view teams and teamwork negatively, and would not want to work on a team in the future. Third, an organizational culture must be created such that it supports and rewards employees who believe in the value of teamwork and who maintain a positive attitude towards team-based rewards.
Team goals
Goals potentially motivate team members when goals contain three elements: difficulty, acceptance, and specificity. Under difficult goal conditions, teams with more committed members tend to outperform teams with less committed members. When team members commit to team goals, team effectiveness is a function of how supportive members are with each other. The goals of individual team members and team goals interact. Team and individual goals must be coordinated. Individual goals must be consistent with team goals in order for a team to be effective.
Job satisfaction and commitment
Job satisfaction is often thought to reflect the extent to which a worker likes his or her job, or individual aspects or facets of jobs. It is one of the most heavily researched topics in I-O psychology. Job satisfaction has theoretical and practical utility for the field. It has been linked to important job outcomes including attitudinal variables (e.g., job involvement, organizational commitment), absenteeism, turnover intentions, actual turnover, job performance, and tension. A meta-analyses found job satisfaction to be related to life satisfaction, happiness, positive affect, and the absence of negative affect.
Productive behavior
Productive behavior is defined as employee behavior that contributes positively to the goals and objectives of an organization. When an employee begins a new job, there is a transition period during which he or she may not contribute significantly. To assist with this transition an employee typically requires job-related training. In financial terms, productive behavior represents the point at which an organization begins to achieve some return on the investment it has made in a new employee. IO psychologists are ordinarily more focused on productive behavior than job or task performance, including in-role and extra-role performance. In-role performance tells managers how well an employee performs the required aspects of the job; extra-role performance includes behaviors not necessarily required by job but nonetheless contribute to organizational effectiveness. By taking both in-role and extra-role performance into account, an I-O psychologist is able to assess employees' effectiveness (how well they do what they were hired to do), efficiency (outputs to relative inputs), and productivity (how much they help the organization reach its goals). Three forms of productive behavior that IO psychologists often evaluate include job performance, organizational citizenship behavior (see below), and innovation.
Job performance
Job performance represents behaviors employees engage in while at work which contribute to organizational goals. These behaviors are formally evaluated by an organization as part of an employee's responsibilities. In order to understand and ultimately predict job performance, it is important to be precise when defining the term. Job performance is about behaviors that are within the control of the employee and not about results (effectiveness), the costs involved in achieving results (productivity), the results that can be achieved in a period of time (efficiency), or the value an organization places on a given level of performance, effectiveness, productivity or efficiency (utility).
To model job performance, researchers have attempted to define a set of dimensions that are common to all jobs. Using a common set of dimensions provides a consistent basis for assessing performance and enables the comparison of performance across jobs. Performance is commonly broken into two major categories: in-role (technical aspects of a job) and extra-role (non-technical abilities such as communication skills and being a good team member). While this distinction in behavior has been challenged it is commonly made by both employees and management. A model of performance by Campbell breaks performance into in-role and extra-role categories. Campbell labeled job-specific task proficiency and non-job-specific task proficiency as in-role dimensions, while written and oral communication, demonstrating effort, maintaining personal discipline, facilitating peer and team performance, supervision and leadership and management and administration are labeled as extra-role dimensions. Murphy's model of job performance also broke job performance into in-role and extra-role categories. However, task-orientated behaviors composed the in-role category and the extra-role category included interpersonally-oriented behaviors, down-time behaviors and destructive and hazardous behaviors. However, it has been challenged as to whether the measurement of job performance is usually done through pencil/paper tests, job skills tests, on-site hands-on tests, off-site hands-on tests, high-fidelity simulations, symbolic simulations, task ratings and global ratings. These various tools are often used to evaluate performance on specific tasks and overall job performance. Van Dyne and LePine developed a measurement model in which overall job performance was evaluated using Campbell's in-role and extra-role categories. Here, in-role performance was reflected through how well "employees met their performance expectations and performed well at the tasks that made up the employees' job." Dimensions regarding how well the employee assists others with their work for the benefit of the group, if the employee voices new ideas for projects or changes to procedure and whether the employee attends functions that help the group composed the extra-role category.
To assess job performance, reliable and valid measures must be established. While there are many sources of error with performance ratings, error can be reduced through rater training and through the use of behaviorally-anchored rating scales. Such scales can be used to clearly define the behaviors that constitute poor, average, and superior performance. Additional factors that complicate the measurement of job performance include the instability of job performance over time due to forces such as changing performance criteria, the structure of the job itself and the restriction of variation in individual performance by organizational forces. These factors include errors in job measurement techniques, acceptance and the justification of poor performance and lack of importance of individual performance.
The determinants of job performance consist of factors having to do with the individual worker as well as environmental factors in the workplace. According to Campbell's Model of The Determinants of Job Performance, job performance is a result of the interaction between declarative knowledge (knowledge of facts or things), procedural knowledge (knowledge of what needs to be done and how to do it), and motivation (reflective of an employee's choices regarding whether to expend effort, the level of effort to expend, and whether to persist with the level of effort chosen). The interplay between these factors show that an employee may, for example, have a low level of declarative knowledge, but may still have a high level of performance if the employee has high levels of procedural knowledge and motivation.
Regardless of the job, three determinants stand out as predictors of performance: (1) general mental ability (especially for jobs higher in complexity); (2) job experience (although there is a law of diminishing returns); and (3) the personality trait of conscientiousness (people who are dependable and achievement-oriented, who plan well). These determinants appear to influence performance largely through the acquisition and usage of job knowledge and the motivation to do well. Further, an expanding area of research in job performance determinants includes emotional intelligence.
Organizational citizenship behavior
Organizational citizenship behaviors (OCBs) are another form of workplace behavior that IO psychologists are involved with. OCBs tend to be beneficial to both the organization and other workers. Dennis Organ (1988) defines OCBs as "individual behavior that is discretionary, not directly or explicitly recognized by the formal reward system, and that in the aggregate promotes the effective functioning of the organization." Behaviors that qualify as OCBs can fall into one of the following five categories: altruism, courtesy, sportsmanship, conscientiousness, and civic virtue. OCBs have also been categorized in other ways too, for example, by their intended targets individuals, supervisors, and the organization as a whole. Other alternative ways of categorizing OCBs include "compulsory OCBs", which are engaged in owing to coercive persuasion or peer pressure rather than out of good will. The extent to which OCBs are voluntary has been the subject of some debate.
Other research suggests that some employees perform OCBs to influence how they are viewed within the organization. While these behaviors are not formally part of the job description, performing them can influence performance appraisals. Researchers have advanced the view that employees engage in OCBs as a form of "impression management," a term coined by Erving Goffman. Goffman defined impression management as "the way in which the individual ... presents himself and his activity to others, the ways in which he guides and controls the impression they form of him, and the kinds of things he may and may not do while sustaining his performance before them. Some researchers have hypothesized that OCBs are not performed out of good will, positive affect, etc., but instead as a way of being noticed by others, including supervisors.
Innovation
Four qualities are generally linked to creative and innovative behaviour by individuals:
Task-relevant skills (general mental ability and job specific knowledge). Task specific and subject specific knowledge is most often gained through higher education; however, it may also be gained by mentoring and experience in a given field.
Creativity-relevant skills (ability to concentrate on a problem for long periods of time, to abandon unproductive searches, and to temporarily put aside stubborn problems). The ability to put aside stubborn problems is referred to by Jex and Britt as productive forgetting. Creativity-relevant skills also require the individual contributor to evaluate a problem from multiple vantage points. One must be able to take on the perspective of various users. For example, an Operation Manager analyzing a reporting issue and developing an innovative solution would consider the perspective of a sales person, assistant, finance, compensation, and compliance officer.
Task motivation (internal desire to perform task and level of enjoyment).
At the organizational level, a study by Damanpour identified four specific characteristics that may predict innovation:
A population with high levels of technical knowledge
The organization's level of specialization
The level an organization communicates externally
Functional differentiation.
Counterproductive work behavior
Counterproductive work behavior (CWB) can be defined as employee behavior that goes against the goals of an organization. These behaviors can be intentional or unintentional and result from a wide range of underlying causes and motivations. Some CWBs have instrumental motivations (e.g., theft). It has been proposed that a person-by-environment interaction can be utilized to explain a variety of counterproductive behaviors. For instance, an employee who sabotages another employee's work may do so because of lax supervision (environment) and underlying psychopathology (person) that work in concert to result in the counterproductive behavior. There is evidence that an emotional response (e.g., anger) to job stress (e.g., unfair treatment) can motivate CWBs.
The forms of counterproductive behavior with the most empirical examination are ineffective job performance, absenteeism, job turnover, and accidents. Less common but potentially more detrimental forms of counterproductive behavior have also been investigated including violence and sexual harassment.
Leadership
Leadership can be defined as a process of influencing others to agree on a shared purpose, and to work towards shared objectives. A distinction should be made between leadership and management. Managers process administrative tasks and organize work environments. Although leaders may be required to undertake managerial duties as well, leaders typically focus on inspiring followers and creating a shared organizational culture and values. Managers deal with complexity, while leaders deal with initiating and adapting to change. Managers undertake the tasks of planning, budgeting, organizing, staffing, controlling and problem solving. In contrast, leaders undertake the tasks of setting a direction or vision, aligning people to shared goals, communicating, and motivating.
Approaches to studying leadership can be broadly classified into three categories: Leader-focused approaches, contingency-focused approaches, and follower-focused approaches.
Leader-focused approaches
Leader-focused approaches look to organizational leaders to determine the characteristics of effective leadership. According to the trait approach, more effective leaders possess certain traits that less effective leaders lack. More recently, this approach is being used to predict leader emergence. The following traits have been identified as those that predict leader emergence when there is no formal leader: high intelligence, high needs for dominance, high self-motivation, and socially perceptive. Another leader-focused approached is the behavioral approach, which focuses on the behaviors that distinguish effective from ineffective leaders. There are two categories of leadership behaviors: consideration and initiating structure. Behaviors associated with the category of consideration include showing subordinates they are valued and that the leader cares about them. An example of a consideration behavior is showing compassion when problems arise in or out of the office. Behaviors associated with the category of initiating structure include facilitating the task performance of groups. One example of an initiating structure behavior is meeting one-on-one with subordinates to explain expectations and goals. The final leader-focused approach is power and influence. To be most effective, a leader should be able to influence others to behave in ways that are in line with the organization's mission and goals. How influential a leader can be depends on their social power – their potential to influence their subordinates. There are six bases of power: French and Raven's classic five bases of coercive, reward, legitimate, expert, and referent power, plus informational power. A leader can use several different tactics to influence others within an organization. These include: rational persuasion, inspirational appeal, consultation, ingratiation, exchange, personal appeal, coalition, legitimating, and pressure.
Contingency-focused approaches
Of the 3 approaches to leadership, contingency-focused approaches have been the most prevalent over the past 30 years. Contingency-focused theories base a leader's effectiveness on their ability to assess a situation and adapt their behavior accordingly. These theories assume that an effective leader can accurately "read" a situation and skillfully employ a leadership style that meets the needs of the individuals involved and the task at hand. A brief introduction to the most prominent contingency-focused theories will follow.
The Fiedler contingency model holds that a leader's effectiveness depends on the interaction between their characteristics and the characteristics of the situation. Path–goal theory asserts that the role of the leader is to help his or her subordinates achieve their goals. To effectively do this, leaders must skillfully select from four different leadership styles to meet the situational factors. The situational factors are a product of the characteristics of subordinates and the characteristics of the environment. The leader–member exchange theory (LMX) focuses on how leader–subordinate relationships develop. Generally speaking, when a subordinate performs well or when there are positive exchanges between a leader and a subordinate, their relationship is strengthened, performance and job satisfaction are enhanced, and the subordinate will feel more commitment to the leader and the organization as a whole. Vroom-Yetton-Jago model focuses on decision-making with respect to a feasibility set which is composed of the situational attributes.
In addition to the contingency-focused approaches mentioned, there has been a high degree of interest paid to three novel approaches that have recently emerged. The first is transformational leadership, which posits that there are certain leadership traits that inspire subordinates to perform beyond their capabilities. The second is transactional leadership, which is most concerned with keeping subordinates in-line with deadlines and organizational policy. This type of leader fills more of a managerial role and lacks qualities necessary to inspire subordinates and induce meaningful change. And the third is authentic leadership which is centered around empathy and a leader's values or character. If the leader understands their followers, they can inspire subordinates by cultivating a personal connection and leading them to share in the vision and goals of the team. Although there has been a limited amount of research conducted on these theories, they are sure to receive continued attention as the field of IO psychology matures.
Follower-focused approaches
Follower-focused approaches look at the processes by which leaders motivate followers, and lead teams to achieve shared goals. Understandably, the area of leadership motivation draws heavily from the abundant research literature in the domain of motivation in IO psychology. Because leaders are held responsible for their followers' ability to achieve the organization's goals, their ability to motivate their followers is a critical factor of leadership effectiveness. Similarly, the area of team leadership draws heavily from the research in teams and team effectiveness in IO psychology. Because organizational employees are frequently structured in the form of teams, leaders need to be aware of the potential benefits and pitfalls of working in teams, how teams develop, how to satisfy team members' needs, and ultimately how to bring about team effectiveness and performance.
An emerging area of IO research in the area of team leadership is in leading virtual teams, where people in the team are geographically distributed across various distances and sometimes even countries. While technological advances have enabled the leadership process to take place in such virtual contexts, they present new challenges for leaders as well, such as the need to use technology to build relationships with followers, and influencing followers when faced with limited (or no) face-to-face interaction.
Organizational development
IO psychologists are also concerned with organizational change. This effort, called organizational development (OD). Tools used to advance organization development include the survey feedback technique. The technique involves the periodic assessment (with surveys) of employee attitudes and feelings. The results are conveyed to organizational stakeholders, who may want to take the organization in a particular direction. Another tool is the team building technique. Because many if not most tasks within the organization are completed by small groups and/or teams, team building is important to organizational success. In order to enhance a team's morale and problem-solving skills, IO psychologists help the groups to build their self-confidence, group cohesiveness, and working effectiveness.
Relation to organizational behavior and human resource management
I-O psychology and organizational behavior researchers have sometimes investigated similar topics. The overlap has led to some confusion regarding how the two disciplines differ. Sometimes there has been confusion within organizations regarding the practical duties of I-O psychologists and human resource management specialists.
Training
The minimum requirement for working as an IO psychologist is a master's degree. Normally, this degree requires about two to three years of postgraduate work to complete. Of all the degrees granted in IO psychology each year, approximately two thirds are at the master's level.
A comprehensive list of US and Canadian master's and doctoral programs can be found at the web site of the Society for Industrial and Organizational Psychology (SIOP). Admission into IO psychology PhD programs is highly competitive; many programs accept only a small number of applicants each year.
There are graduate degree programs in IO psychology outside of the US and Canada. The SIOP web site lists some of them.
In Australia, organizational psychologists must be accredited by the Australian Psychological Society (APS). To become an organizational psychologist, one must meet the criteria for a general psychologist's licence: three years studying bachelor's degree in psychology, 4th year honours degree or postgraduate diploma in psychology, and two-year full-time supervised practice plus 80 hours of professional development. There are other avenues available, such as a two-year supervised training program after honours (i.e. 4+2 pathway), or one year of postgraduate coursework and practical placements followed by a one-year supervised training program (i.e. 5+1 pathway). After this, psychologists can elect to specialize as Organizational Psychologists.
Competencies
There are many different sets of competencies for different specializations within IO psychology and IO psychologists are versatile behavioral scientists. For example, an IO psychologist specializing in selection and recruiting should have expertise in finding the best talent for the organization and getting everyone on board while he or she might not need to know much about executive coaching. Some IO psychologists specialize in specific areas of consulting whereas others tend to generalize their areas of expertise. There are basic skills and knowledge an individual needs in order to be an effective IO psychologist, which include being an independent learner, interpersonal skills (e.g., listening skills), and general consultation skills (e.g., skills and knowledge in the problem area).
Job outlook
U.S. News & World Report lists I-O Psychology as the third best science job, with a strong job market in the U.S.
In the 2020 SIOP salary survey, the median annual salary for a PhD in IO psychology was $125,000; for a master's level IO psychologist was $88,900. The highest paid PhD IO psychologists were self-employed consultants who had a median annual income of $167,000. The highest paid in private industry worked in IT ($153,000), retail ($151,000) and healthcare ($147,000). The lowest earners were found in state and local government positions, averaging approximately $100,000, and in academic positions in colleges and universities that do not award doctoral degrees, with median salaries between $80,000 and $94,000.
Ethics
An IO psychologist, whether an academic, a consultant, or an employee, is expected to maintain high ethical standards. The APA's ethical principles apply to IO psychologists. For example, ethically, the IO psychologist should only accept projects for which he or she is qualified. With more organizations becoming global, it is important that when an IO psychologist works outside her or his home country, the psychologist is aware of rules, regulations, and cultures of the organizations and countries in which the psychologist works, while also adhering to the ethical standards set at home.
See also
References
Footnotes
Further reading
Anderson, N.; Ones, D. S.; Sinangil, H. K.; Viswesvaran, C. (eds.). (2002). Handbook of Industrial, Work and Organizational Psychology, Volume 1: Personnel Psychology. Thousand Oaks, California: SAGE Publications
Anderson, N.; Ones, D. S.; Sinangil, H. K.; Viswesvaran, C. (eds.). (2002). Handbook of Industrial, Work and Organizational Psychology, Volume 2: Organizational Psychology. SAGE Publications
Borman, W. C.; Ilgen, D. R.; Klimoski, R. J. (eds.). (2003). Handbook of psychology: Vol 12 Industrial and organizational psychology. Hoboken, New Jersey: John Wiley & Sons.
Borman, W. C.; Motowidlo, S. J. (1993). "Expanding the criterion domain to include elements of contextual performance". In: Schmitt, N.; Borman, W. C. (eds.). Personnel Selection. San Francisco: Jossey-Bass (pp. 71–98).
Bryan, L. L. K.; Vinchur, A. J. (2012). "A history of industrial and organizational psychology". Kozlowski, S. W. J. (ed.). The Oxford Handbook of Organizational Psychology (pp. 22–75). New York: Oxford University Press.
Campbell, J. P.; Gasser, M. B.; Oswald, F. L. (1996). "The substantive nature of job performance variability". In Murphy, K. R. (ed.). Individual Differences and Behavior in Organizations (pp. 258–299). Jossey-Bass.
Copley, F. B. (1923). Frederick W. Taylor: Father of Scientific Management, Vols. I and II. New York: Taylor Society.
Dunnette, M. D. (ed.). (1976). Handbook of Industrial and Organizational Psychology. Chicago: Rand McNally.
Dunnette, M. D.; Hough, L. M. (eds.). (1991). Handbook of Industrial/Organizational Psychology (4 Volumes). Palo Alto, California: Consulting Psychologists Press.
Eunson, Baden: Behaving – Managing Yourself and Others. McGraw-Hill, Sidney 1987.
Guion, R.M. (1998). Assessment, Measurement and Prediction for Personnel Decisions. Mahwah, New Jersey: Lawrence Erlbaum Associates.
Hunter, J. E.; Schmidt, F. L. (1990). Methods of Meta-analysis: Correcting Error and Bias in Research Findings. Newbury Park, California: SAGE Publications.
Jones, Ishmael (2008). The Human Factor: Inside the CIA's Dysfunctional Intelligence Culture. New York: Encounter Books.
Koppes, L. L. (ed.). (2007). Historical Perspectives in Industrial and Organizational Psychology. Lawrence Erlbaum Associates.
Lant, T. K. "Organizational Cognition and Interpretation". In Baum (ed)., The Blackwell Companion to Organizations. Oxford: Blackwell Publishers.
Lowman, R. L. (ed.). (2002). The California School of Organizational Studies Handbook of Organizational Consulting Psychology: A Comprehensive Guide to Theory, Skills and Techniques. Jossey-Bass.
Rogelberg, S. G. (ed.). (2002). Handbook of Research Methods in Industrial and Organizational Psychology. Malden, Massachusetts: Blackwell.
Sackett, P. R.; Wilk, S. L. (1994). "Within group norming and other forms of score adjustment in pre-employment testing". American Psychologist, 49, 929–954.
Schmidt, F. L.; Hunter, J. E. (1998). "The validity and utility of selection methods in personnel psychology: Practical and theoretical implications of 85 years of research findings". Psychological Bulletin, 124, 262–274.
External links
Canadian Society for Industrial and Organizational Psychology
British Psychological Society's Division of Occupational Psychology's (DOP) website
Society for Industrial and Organisational Psychology of South Africa
European Academy of Occupational Health Psychology
European Association of Work and Organizational Psychology
Society for Industrial and Organizational Psychology
Applied psychology
Behavioural sciences
Systems psychology
psych |
15471 | https://en.wikipedia.org/wiki/LGBT%20in%20Islam | LGBT in Islam | Attitudes toward lesbian, gay, bisexual, and transgender (LGBT) people and their experiences in the Muslim world have been influenced by its religious, legal, social, political, and cultural history.
The Quran narrates the story of the "people of Lot" destroyed by the wrath of God because the men engaged in lustful carnal acts between themselves. Within the Quran, it's never stated that homosexuality is punishable by death, and modern historians conclude that the Islamic prophet Muhammad never forbade homosexual relationships, although he shared contempt towards them alongside his contemporaries. However, some hadith collections condemn homosexual and transgender acts, prescribing the Islamic death penalty for both the active and receptive partners who have engaged in male homosexual intercourse.
There is little evidence of homosexual practice in Islamic societies for the first century and a half of the early history of Islam (7th century CE), although male homosexual relationships were known and ridiculed, but not sanctioned, in Arabia. Homoerotic and pederastic themes were cultivated in poetry and other literary genres written in major languages of the Muslim world from the 8th century CE into the modern era. The conceptions of homosexuality found in classical Islamic texts resemble the traditions of Greco-Roman antiquity rather than the modern understanding of sexual orientation.
Homosexual acts are forbidden in traditional Islamic jurisprudence and are liable to different punishments, including stoning and the death penalty, depending on the situation and legal school. However, homosexual relationships were generally tolerated in pre-modern Islamic societies, and historical records suggest that these laws were invoked infrequently, mainly in cases of rape or other "exceptionally blatant infringement on public morals". Public attitudes toward homosexuality in the Muslim world underwent a marked negative change starting from the 19th century through the global spread of Islamic fundamentalist movements such as Salafism and Wahhabism, and the influence of the sexual notions and restrictive norms prevalent in Europe at the time: a number of Muslim-majority countries have retained criminal penalties for homosexual acts enacted under European colonial rule.
In recent times, extreme prejudice, discrimination, and violence against LGBT people persists, both socially and legally, in much of the Muslim world, exacerbated by increasingly conservative attitudes and the rise of Islamist movements. In Afghanistan, Brunei, Iran, Mauritania, northern Nigeria, Saudi Arabia, parts of Somalia, United Arab Emirates, and Yemen, homosexual activity carries the death penalty or prison sentences. In other countries, such as Algeria, Bangladesh, Chad, Malaysia, Maldives, Morocco, Pakistan, Qatar, Somalia, and Syria, it is illegal, and penalties may be imposed. Same-sex sexual intercourse is legal in Albania, Azerbaijan, Bahrain, Bosnia and Herzegovina, Burkina Faso, Djibouti, Guinea-Bissau, Iraq, Jordan, Kazakhstan, Kosovo, Kyrgyzstan, Lebanon, Mali, Niger, Tajikistan, Turkey, Indonesia, the West Bank (State of Palestine), and Northern Cyprus. Homosexual relations between females are legal in Kuwait, Turkmenistan, Gaza Strip (State of Palestine), and Uzbekistan, but homosexual acts between males are illegal.
Most Muslim-majority countries and the Organisation of Islamic Cooperation (OIC) have opposed moves to advance LGBT rights at the United Nations, in the General Assembly or the UNHRC. In 2008, 57 UN member nations, most of them having a Muslim majority, cosponsored a statement opposing LGBT rights at the UN General Assembly. In May 2016, a group of 51 Muslim majority states blocked 11 gay and transgender organizations from attending the 2016 High Level Meeting on Ending AIDS. However, Albania, Sierra Leone and Bosnia and Herzegovina have signed a UN Declaration supporting LGBT rights. LGBT anti-discrimination laws have been enacted in Albania, Bosnia and Herzegovina , Kosovo, and Northern Cyprus. Albania has banned conversion therapy. There are also several organizations for LGBT Muslims which support LGBT rights, and others which attempt conversion therapy.
Scripture and Islamic jurisprudence
In the Quran
Messengers to Lot
The Quran contains several allusions to homosexual activity, which has prompted considerable exegetical and legal commentary over the centuries. The subject is most clearly addressed in the story of Sodom and Gomorrah (seven verses) after the men of the city demand to have sex with the (seemingly male) messengers sent by God to the prophet Lot (or Lut). The Quranic narrative largely conforms to that found in Genesis. In one passage the Quran says that the men "solicited his guests of him" (Quran 54:37), using an expression that parallels phrasing used to describe the attempted seduction of Joseph, and in multiple passages they are accused of "coming with lust" to men instead of women (or their wives). The Quran terms this lewdness or fahisha () unprecedented in the history of the world:
The destruction of the "people of Lut" is thought to be explicitly associated with their sexual practices. Later exegetical literature built on these verses as writers attempted to give their own views as to what went on; and there was general agreement among exegetes that the "lewdness" alluded to by the Quranic passages was attempted sodomy (specifically anal intercourse) between men. Some Muslim academics disagree with this interpretation, arguing that the "people of Lut" were destroyed not because of participation in homosexuality, but because of misdeeds which included refusing to worship one God, disregarding and disrespecting the authority of the Prophets and messengers, and attempting to rape the travelers, despite the fact the travelers were under Lut's protection and hospitality.
The sins of the "people of Lut" () subsequently became proverbial and the Arabic words for the act of anal sex between men such as liwat () and for a person who performs such acts () both derive from his name, although Lut was not the one demanding sex.
Some scholars (both Western and Islamic) argue that in the course of the Quranic Lot story, homosexuality in the modern sense is not addressed, but that the destruction of the "people of Lut" was a result of breaking the ancient hospitality law and sexual violence, in this case the attempted rape of men.
Zina verse
Only one passage in the Quran prescribes a strictly legal position. It is not restricted to homosexual behaviour, however, and deals more generally with zina (illicit sexual intercourse):
In the exegetical Islamic literature, this verse has provided the basis for the view that Muhammad took a lenient approach towards male homosexual practices. The Orientalist scholar Pinhas Ben Nahum has argued that "it is obvious that the Prophet viewed the vice with philosophic indifference. Not only is the punishment not indicated—it was probably some public reproach or insult of a slight nature—but mere penitence sufficed to escape the punishment". Most exegetes hold that these verses refer to illicit heterosexual relationships, although a minority view attributed to the Mu'tazilite scholar Abu Muslim al-Isfahani interpreted them as referring to homosexual relations. This view was widely rejected by medieval scholars, but has found some acceptance in modern times.
Cupbearers in paradise
Some Quranic verses describing the Islamic paradise refer to perpetually youthful attendants which inhabit it, and they are described as both male and female servants: the females are referred to as ḥūr whereas the males are referred to as ghilmān, wildān, and suqāh. The slave boys are referred to in the Quran as "immortal boys" (, ) or "young men" () who serve wine and meals to the blessed. Although the tafsir literature does not interpret this as a homoerotic allusion, the connection was made in other literary genres, mostly humorously. For example, the Abbasid-era poet Abu Nuwas wrote:
Jurists of the Hanafi school took up the question seriously, considering, but ultimately rejecting the suggestion that homosexual pleasures were, like wine, forbidden in this world but enjoyed in the afterlife.
In the hadith
The hadith (sayings and actions attributed to Muhammad) show that homosexual behaviour was not unknown in seventh-century Arabia. However, given that the Quran did not specify the punishment of homosexual practices, Islamic jurists increasingly turned to several "more explicit" hadiths in an attempt to find guidance on appropriate punishment.
While there are no reports relating to homosexuality in the best known and authentic hadith collections of Sahih al-Bukhari and Sahih Muslim, other canonical collections record a number of condemnations of the "act of the people of Lut" (male-to-male anal intercourse). For example, Abu 'Isa Muhammad ibn 'Isa at-Tirmidhi (compiling the Sunan al-Tirmidhi around 884) wrote that Muhammad had indeed prescribed the death penalty for both the active and passive partners:
Ibn al-Jawzi (1114–1200), writing in the 12th century, claimed that Muhammad had cursed "sodomites" in several hadith, and had recommended the death penalty for both the active and passive partners in homosexual acts.
Al-Nuwayri (1272–1332), writing in the 13th century, reported in his Nihaya that Muhammad is "alleged to have said what he feared most for his community were the practices of the people of Lot (he seems to have expressed the same idea in regard to wine and female seduction)."
Other hadiths seem to permit homoerotic feelings as long as they are not translated into action. In one hadith attributed to Muhammad himself, which exists in multiple variants, the Islamic prophet acknowledged homoerotic temptation towards young boys and warned his Companions against it: "Do not gaze at the beardless youths, for verily they have eyes more tempting than the houris" or "... for verily they resemble the houris". These beardless youths are also described as wearing sumptuous robes and having perfumed hair. Consequently, Islamic religious leaders, skeptical of Muslim men's capacity of self-control over their sexual urges, have forbidden looking and yearning both at males and females.
In addition, there is a number of "purported (but mutually inconsistent) reports" (athar) of punishments of sodomy ordered by some of the early caliphs. Abu Bakr apparently recommended toppling a wall on the culprit, or else burning him alive, while Ali ibn Abi Talib is said to have ordered death by stoning for one sodomite and had another thrown head-first from the top of the highest building in the town; according to Ibn Abbas, the latter punishment must be followed by stoning.
There are, however, fewer hadith mentioning homosexual behaviour in women;
but punishment (if any) for lesbianism was not clarified.
Transgender
In Islam, the plural term mukhannathun (singular: mukhannath) is used to describe gender-variant people, and it usually refers to effeminate males. According to the Iranian scholar Mehrdad Alipour, "in the premodern period, Muslim societies were aware of five manifestations of gender ambiguity: This can be seen through figures such as the khasi (eunuch), the hijra, the mukhannath, the mamsuh and the khuntha (hermaphrodite/intersex)." Western scholars Aisya Aymanee M. Zaharin and Maria Pallotta-Chiarolli give the following explanation of the meaning of the term mukhannath and its derivate Arabic forms in the hadith literature:
Moreover, within Islam, there is a tradition of the elaboration and refinement of extended religious doctrines through scholarship. This doctrine contains a passage by the scholar and hadith collector An-Nawawi:A mukhannath is the one ("male") who carries in his movements, in his appearance and in his language the characteristics of a woman. There are two types; the first is the one in whom these characteristics are innate, he did not put them on by himself, and therein is no guilt, no blame and no shame, as long as he does not perform any (illicit) act or exploit it for money (prostitution etc.). The second type acts like a woman out of immoral purposes and he is the sinner and blameworthy.The hadith collection of Bukhari (compiled in the 9th century from earlier oral traditions) includes a report regarding mukhannathun, effeminate men who were granted access to secluded women's quarters and engaged in other non-normative gender behavior: This hadiths attributed to Muhammad's wives, a mukhannath in question expressed his appreciation of a woman's body and described it for the benefit of another man. According to one hadith, this incident was prompted by a mukhannath servant of Muhammad's wife Umm Salama commenting upon the body of a woman and following that, Muhammad cursed the mukhannathun and their female equivalents, mutarajjilat and ordered his followers to remove them from their homes.
Early Islamic literature rarely comments upon the habits of the mukhannathun. It seems there may have been some variance in how "effeminate" they were, though there are indications that some adopted aspects of feminine dress or at least ornamentation. One hadith states that a Muslim mukhannath who had dyed his hands and feet with henna (traditionally a feminine activity) was banished from Medina, but not killed for his behavior.
Other hadiths also mention the punishment of banishment, both in connection with Umm Salama's servant and a man who worked as a musician. Muhammad described the musician as a mukhannath and threatened to banish him if he did not end his unacceptable career.
According to Everett K. Rowson, professor of Middle Eastern and Islamic Studies at New York University, none of the sources state that Muhammad banished more than two mukhannathun, and it is not clear to what extent the action was taken because of their breaking of gender rules in itself or because of the "perceived damage to social institutions from their activities as matchmakers and their corresponding access to women".
Traditional Islamic law
The paucity of concrete prescriptions to be derived from hadith and the contradictory nature of information about the actions of early authorities resulted in lack of agreement among classical jurists as to how homosexual activity should be treated.
Classical Islamic jurists did not deal with homosexuality as a sexual orientation, since the latter concept is modern and has no match in traditional law, which dealt with it under the technical terms of liwat and zina.
Broadly, traditional Islamic law took the view that homosexual activity could not be legally sanctioned because it takes place outside religiously-recognised marriages. All major schools of law consider liwat (anal sex) as a punishable offence. Most legal schools treat homosexual intercourse with penetration similarly to unlawful heterosexual intercourse under the rubric of zina, but there are differences of opinion with respect to methods of punishment. Some legal schools "prescribed capital punishment for sodomy, but others opted only for a relatively mild discretionary punishment." The Hanbalites are the most severe among Sunni schools, insisting on capital punishment for anal sex in all cases, while the other schools generally restrict punishment to flagellation with or without banishment, unless the culprit is muhsan (Muslim free married adult), and Hanafis often suggest no physical punishment at all, leaving the choice to the judge's discretion. The founder of the Hanafi school Abu Hanifa refused to recognize the analogy between sodomy and zina, although his two principal students disagreed with him on this point. The Hanafi scholar Abu Bakr Al-Jassas (d. 981 AD/370 AH) argued that the two hadiths on killing homosexuals "are not reliable by any means and no legal punishment can be prescribed based on them". Where capital punishment is prescribed and a particular method is recommended, the methods range from stoning (Hanbali, Maliki), to the sword (some Hanbalites and Shafi'ites), or leaving it to the court to choose between several methods, including throwing the culprit off a high building (Shi'ite).
For unclear reasons, the treatment of homosexuality in Twelver Shi'ism jurisprudence is generally harsher than in Sunni fiqh, while Zaydi and Isma'ili Shia jurists took positions similar to the Sunnis. Where flogging is prescribed, there is a tendency for indulgence and some recommend that the prescribed penalty should not be applied in full, with Ibn Hazm reducing the number of strokes to 10. There was debate as to whether the active and passive partners in anal sex should be punished equally. Beyond penetrative anal sex, there was "general agreement" that "other homosexual acts (including any between females) were lesser offenses, subject only to discretionary punishment." Some jurists viewed sexual intercourse as possible only for an individual who possesses a phallus; hence those definitions of sexual intercourse that rely on the entry of as little of the corona of the phallus into a partner's orifice. Since women do not possess a phallus and cannot have intercourse with one another, they are, in this interpretation, physically incapable of committing zinā.
Practicality
Since a hadd punishment for zina requires testimony from four witnesses to the actual act of penetration or a confession from the accused repeated four times, the legal criteria for the prescribed harsh punishments of homosexual acts were very difficult to fulfill. The debates of classical jurists are "to a large extent theoretical, since homosexual relations have always been tolerated" in pre-modern Islamic societies. While it is difficult to ascertain to what extent the legal sanctions were enforced in different times and places, historical record suggests that the laws were invoked mainly in cases of rape or other "exceptionally blatant infringement on public morals". Documented instances of prosecution for homosexual acts are rare, and those which followed legal procedure prescribed by Islamic law are even rarer.
Modern interpretation
In Kecia Ali's book, she cites that "contemporary scholars disagree sharply about the Qur'anic perspective on same-sex intimacy." One scholar represents the conventional perspective by arguing that the Qur'an "is very explicit in its condemnation of homosexuality leaving scarcely any loophole for a theological accommodation of homosexuality in Islam." Another scholar argues that "the Qur'an does not address homosexuality or homosexuals explicitly." Overall, Ali says that "there is no one Muslim perspective on anything."
Many Muslim scholars have followed a "don't ask, don't tell" policy in regards to homosexuality in Islam, by treating the subject with passivity.
Mohamed El-Moctar El-Shinqiti, director of the Islamic Center of South Plains in Texas, has argued that "[even though] homosexuality is a grievous sin...[a] no legal punishment is stated in the Qur'an for homosexuality...[b] it is not reported that Prophet Muhammad has punished somebody for committing homosexuality...[c] there is no authentic hadith reported from the Prophet prescribing a punishment for the homosexuals..." Classical hadith scholars such as Al-Bukhari, Yahya ibn Ma'in, Al-Nasa'i, Ibn Hazm, Al-Tirmidhi, and others have impugned the authenticity of hadith reporting these statements.
Egyptian Islamist journalist Muhammad Jalal Kishk also found no punishment for homosexual acts prescribed in the Quran, regarding the hadith that mentioned it as poorly attested. He did not approve of such acts, but believed that Muslims who abstained from sodomy would be rewarded by sex with youthful boys in paradise.
Faisal Kutty, a professor of Islamic law at Indiana-based Valparaiso University Law School and Toronto-based Osgoode Hall Law School, commented on the contemporary same-sex marriage debate in a 27 March 2014, essay in the Huffington Post. He acknowledged that while Islamic law iterations prohibits pre- and extra-marital as well as same-sex sexual activity, it does not attempt to "regulate feelings, emotions and urges, but only its translation into action that authorities had declared unlawful". Kutty, who teaches comparative law and legal reasoning, also wrote that many Islamic scholars have "even argued that homosexual tendencies themselves were not haram [prohibited] but had to be suppressed for the public good". He claimed that this may not be "what the LGBTQ community wants to hear", but that, "it reveals that even classical Islamic jurists struggled with this issue and had a more sophisticated attitude than many contemporary Muslims". Kutty, who in the past wrote in support of allowing Islamic principles in dispute resolution, also noted that "most Muslims have no problem extending full human rights to those—even Muslims—who live together 'in sin'". He argued that it therefore seems hypocritical to deny fundamental rights to same-sex couples. Moreover, he concurred with Islamic legal scholar Mohamed Fadel in arguing that this is not about changing Islamic marriage (nikah), but about making "sure that all citizens have access to the same kinds of public benefits".
Some modern day Muslim scholars, such as Scott Siraj al-Haqq Kugle, argue for a different interpretation of the Lot narrative focusing not on the sexual act but on the infidelity of the tribe and their rejection of Lot's Prophethood. According to Kugle, "where the Qur'an treats same-sex acts, it condemns them only so far as they are exploitive or violent." More generally, Kugle notes that the Quran refers to four different levels of personality. One level is "genetic inheritance." The Qur'an refers to this level as one's "physical stamp" that "determines one's temperamental nature" including one's sexuality. On the basis of this reading of the Qur'an, Kugle asserts that homosexuality is "caused by divine will," so "homosexuals have no rational choice in their internal disposition to be attracted to same-sex mates." Kugle argues that if the classical commentators had seen "sexual orientation as an integral aspect of human personality," they would have read the narrative of Lot and his tribe "as addressing male rape of men in particular" and not as "addressing homosexuality in general." Kugle furthermore reads the Qur'an as holding "a positive assessment of diversity." Under this reading, Islam can be described as "a religion that positively assesses diversity in creation and in human societies," allowing gay and lesbian Muslims to view homosexuality as representing the "natural diversity in sexuality in human societies." A critique of Kugle's approach, interpretations and conclusions was published in 2016 by Mobeen Vaid.
In a 2012 book, Aisha Geissinger writes that there are "apparently irreconcilable Muslim standpoints on same-sex desires and acts," all of which claim "interpretative authenticity." One of these standpoints results from "queer-friendly" interpretations of the Lot story and the Quran. The Lot story is interpreted as condemning "rape and inhospitality rather than today's consensual same-sex relationships."
In their book Islamic Law and Muslim Same-Sex Unions, Junaid Jahangir and Hussein Abdullatif argue that interpretations which view the Quranic narrative of the people of Lot and the derived classical notion of liwat as applying to same-sex relationships reflect the sociocultural norms and medical knowledge of societies that produced those interpretations. They further argue that the notion of liwat is compatible with the Quranic narrative, but not with the contemporary understanding of same-sex relationships based on love and shared responsibilities.
Abdessamad Dialmy in his 2010 article, Sexuality and Islam, addressed "sexual norms defined by the sacred texts (Koran and Sunna)." He wrote that "sexual standards in Islam are paradoxical." The sacred texts "allow and actually are an enticement to the exercise of sexuality." However, they also "discriminate . . . between heterosexuality and homosexuality." Islam's paradoxical standards result in "the current back and forth swing of sexual practices between repression and openness." Dialmy sees a solution to this back and forth swing by a "reinterpretation of repressive holy texts."
History of homosexuality in Islamic societies
Societies in Islam have recognized "both erotic attraction and sexual behavior between members of the same sex". However, their attitudes about them have often been contradictory: "severe religious and legal sanctions" against homosexual behavior and at the same time "celebratory expressions" of erotic attraction. Homoeroticism was idealized in the form of poetry or artistic declarations of love from one man to another. Accordingly, the Arabic language had an appreciable vocabulary of homoerotic terms, with dozens of words just to describe types of male prostitutes. Schmitt (1992) identifies some twenty words in Arabic, Persian, and Turkish to identify those who are penetrated. Other related Arabic words includes mukhannathun, ma'bûn, halaqī, and baghghā.
Pre-modern era
There is little evidence of homosexual practice in Islamic societies for the first century and a half of the Islamic era. Homoerotic poetry appears suddenly at the end of the 8th century CE, particularly in Baghdad in the work of Abu Nuwas (756–814), who became a master of all the contemporary genres of Arabic poetry. The famous author Jahiz tried to explain the abrupt change in attitudes toward homosexuality after the Abbasid Revolution by the arrival of the Abbasid army from Khurasan, who are said to have consoled themselves with male pages when they were forbidden to take their wives with them. The increased prosperity following the early conquests was accompanied by a "corruption of morals" in the two holy cities of Mecca and Medina, and it can be inferred that homosexual practice became more widespread during this time as a result of acculturation to foreign customs, such as the music and dance practiced by mukhannathun, who were mostly foreign in origin. The Abbasid ruler Al-Amin (809–813) was said to have required slave women to be dressed in masculine clothing so he could be persuaded to have sex with them, and a broader fashion for ghulamiyyat (boy-like girls) is reflected in literature of the period. The same was said of Andalusian caliph al-Hakam II (915–976).
The conceptions of homosexuality found in classical Islamic texts resemble the traditions of classical Greece and those of ancient Rome, rather than the modern understanding of sexual orientation. It was expected that many mature men would be sexually attracted to both women and adolescent boys (with different views about the appropriate age range for the latter), and such men were expected to wish to play only an active role in homosexual intercourse once they reached adulthood. However, any confident assessment of the actual incidence of homosexual behavior remains elusive. Preference for homosexual over heterosexual relations was regarded as a matter of personal taste rather than a marker of homosexual identity in a modern sense. While playing an active role in homosexual relations carried no social stigma beyond that of licentious behavior, seeking to play a passive role was considered both unnatural and shameful for a mature man. Following Greek precedents, the Islamic medical tradition regarded as pathological only this latter case, and showed no concern for other forms of homosexual behavior.
Everett K. Rowson, professor of Middle Eastern and Islamic Studies at New York University remarks that, from a Western point of view, the conception of homosexual love in pre-modern Muslim societies cannot be considered as a relationship of reciprocal affection and mutual consent, but rather a "one-sided and asymmetrical affair" which involved older, adult men having sexual intercourse with younger, adolescent boys or children; citing various poems as examples of this kind of relationships from Persian literature, Rowson states:
During the early period, growth of a beard was considered to be the conventional age when an adolescent lost his homoerotic appeal, as evidenced by poetic protestations that the author still found his lover beautiful despite the growing beard. During later periods, the age of the stereotypical beloved became more ambiguous, and this prototype was often represented in Persian poetry by Turkic slave-soldiers. This trend is illustrated by the story of Mahmud of Ghazni (971–1030), the ruler of the Ghaznavid Empire, and his cupbearer Malik Ayaz. Their relationship started when Malik was a slave boy, "At the time of the coins’ minting, Mahmud of Ghazni was in a passionate romantic relationship with his male slave Malik Ayaz, and had exalted him to various positions of power across the Ghazanid Empire. While the story of their love affair had been censored until recently — the result of Western colonialism and changing attitudes towards homosexuality in the Middle East — Jasmine explains how Ghazni's subjects saw their relationship as a higher form of love."
Other famous examples of homosexuality include the Aghlabid Emir Ibrahim II of Ifriqiya (ruled 875–902), who was said to have been surrounded by some sixty catamites, yet whom he was said to have treated in a most horrific manner. Caliph al-Mutasim in the 9th century and some of his successors were accused of homosexuality. The Christian martyr Pelagius of Córdoba was executed by Andalusian ruler Abd al-Rahman III because the boy refused his advances.
The 14th-century Iranian poet Obeid Zakani, in his scores of satirical stories and poems, has ridiculed the contradiction between the strict prohibitions of homosexuality on the one hand and its common practice on the other. Following is just an example from his Ressaleh Delgosha: “Two old men, who used to exchange sex since their very childhood, were making love on the top of a mosque’s minaret in the holy city of Qom. When both finished their turns, one told the other: “shameless practices have ruined our city.” The other man nodded and said, “You and I are the city’s blessed seniors, what then do you expect from others?”
Mehmed the Conqueror, the Ottoman sultan living in the 15th century, European sources say "who was known to have ambivalent sexual tastes, sent a eunuch to the house of Notaras, demanding that he supply his good-looking fourteen-year-old son for the Sultan's pleasure. When he refused, the Sultan instantly ordered the decapitation of Notaras, together with that of his son and his son-in-law; and their three heads … were placed on the banqueting table before him". Another youth Mehmed found attractive, and who was presumably more accommodating, was Radu III the Fair, the brother of the famous Vlad the Impaler, "Radu, a hostage in Istanbul whose good looks had caught the Sultan's fancy, and who was thus singled out to serve as one of his most favored pages." After the defeat of Vlad, Mehmed placed Radu on the throne of Wallachia as a vassal ruler. However, Turkish sources deny these stories.
According to the Encyclopedia of Islam and the Muslim World:
Whatever the legal strictures on sexual activity, the positive expression of male homoerotic sentiment in literature was accepted, and assiduously cultivated, from the late eighth century until modern times. First in Arabic, but later also in Persian, Turkish and Urdu, love poetry by men about boys more than competed with that about women, it overwhelmed it. Anecdotal literature reinforces this impression of general societal acceptance of the public celebration of male-male love (which hostile Western caricatures of Islamic societies in medieval and early modern times simply exaggerate).
European travellers remarked on the taste that Shah Abbas of Iran (1588-1629) had for wine and festivities, but also for attractive pages and cup-bearers. A painting by Riza Abbasi with homo-erotic qualities shows the ruler enjoying such delights.
"Homosexuality was a key symbolic issue throughout the Middle Ages in [Islamic] Iberia. As was customary everywhere until the nineteenth century, homosexuality was not viewed as a congenital disposition or 'identity'; the focus was on nonprocreative sexual practices, of which sodomy was the most controversial." For example, in "al-Andalus homosexual pleasures were much indulged by the intellectual and political elite. Evidence includes the behavior of rulers . . . who kept male harems." Although early Islamic writings such as the Quran expressed a mildly negative attitude towards homosexuality, laypersons usually apprehended the idea with indifference, if not admiration. Few literary works displayed hostility towards non-heterosexuality, apart from partisan statements and debates about types of love (which also occurred in heterosexual contexts). Khaled el-Rouayheb (2014) maintain that "much if not most of the extant love poetry of the period [16th to 18th century] is pederastic in tone, portraying an adult male poet's passionate love for a teenage boy".
El-Rouayheb suggests that even though religious scholars considered sodomy as an abhorrent sin, most of them did not genuinely believe that it was illicit to merely fall in love with a boy or expressing this love via poetry. In the secular society however, a male's desire to penetrate a desirable youth was seen as understandable, even if not lawful. On the other hand, men adopting the passive role were more subjected to stigma. The medical term ubnah qualified the pathological desire of a male to exclusively be on the receiving end of anal intercourse. Physician that theorized on ubnah includes Rhazes, who thought that it was correlated with small genitals and that a treatment was possible provided that the subject was deemed to be not too effeminate and the behavior not "prolonged". Dawud al-Antaki advanced that it could have been caused by an acidic substance embedded in the veins of the anus, causing itchiness and thus the need to seek relief.
In mystic writings of the medieval era, such as Sufi texts, it is "unclear whether the beloved being addressed is a teenage boy or God." European chroniclers censured "the indulgent attitudes to gay sex in the Caliphs' courts." Mustafa Akyol writes that "The Ottoman sultans, arguably, were social liberals compared with the contemporary Islamists of Turkey, let alone the Arab World."
Modern era
The 18th and 19th centuries saw the rise of Islamic fundamentalism such as Wahhabism, which came to call for stricter adherence to the Hadith. In 1744, Muhammad bin Saud, the tribal ruler of the town of Diriyah, endorsed ibn Abd al-Wahhab’s mission and the two swore an oath to establish together a state run according to true Islamic principles. For the next seventy years, until the dismantlement of the first state in 1818, the Wahhabis dominated from Damascus to Baghdad. Homosexuality, which had been largely tolerated in the Ottoman Empire, also became criminalized, and those found guilty were thrown to their deaths from the top of the minarets.
Homosexuality in the Ottoman Empire was decriminalized in 1858, as part of wider reforms during the Tanzimat. However, authors Lapidus and Salaymeh write that before the 19th century Ottoman society had been open and welcoming to homosexuals and that by the 1850s via European influence they began censoring homosexuality in their society. In Iran, several hundred political opponents were executed in the aftermath of the 1979 Islamic Revolution and justified it by accusing them of homosexuality, and homosexual intercourse is declared a capital offense in Iran's Islamic Penal Code, enacted in 1991. Though the grounds for execution in Iran are difficult to track, there is evidence that several people were hanged for homosexual behavior in 2005-2006 and in 2016, mostly in cases of dubious charges of rape. In some countries like Iran and Iraq the dominant discourse is that Western imperialism has spread homosexuality. In Egypt, though homosexuality is not explicitly criminalized, it has been widely prosecuted under vaguely formulated "morality" laws, and under the current rule of Abdel Fattah el-Sisi arrests of LGBT individuals have risen fivefold, apparently reflecting an effort to appeal to conservatives. In Uzbekistan, an anti-sodomy law, passed after World War II with the goal of increasing the birth rate, was invoked in 2004 against a gay rights activist, who was imprisoned and subjected to extreme abuse. In Iraq, where homosexuality is legal, the breakdown of law and order following the Second Gulf War allowed Islamist militias and vigilantes to act on their prejudice against gays, with ISIS gaining particular notoritety for the gruesome acts of anti-LGBT violence committed under its rule of parts of Syria and Iraq. Scott Siraj al-Haqq Kugle has argued that, while "Muslims commemorate the early days of Islam when they were oppressed as a marginalized few," many of them now forget their history and fail to protect "Muslims who are gay, transgender and lesbian."
According to Georg Klauda, in the 19th and early 20th century, homosexual sexual contact was viewed as relatively commonplace in parts of the Middle East, owing in part to widespread sex segregation, which made heterosexual encounters outside marriage more difficult. Klauda states that "Countless writers and artists such as André Gide, Oscar Wilde, Edward M. Forster, and Jean Genet made pilgrimages in the 19th and 20th centuries from homophobic Europe to Algeria, Morocco, Egypt, and various other Arab countries, where homosexual sex was not only met without any discrimination or subcultural ghettoization whatsoever, but rather, additionally as a result of rigid segregation of the sexes, seemed to be available on every corner." Views about homosexuality have never been universal all across the Islamic world. With reference to the Muslim world more broadly, Tilo Beckers writes that "Besides the endogenous changes in the interpretation of scriptures having a deliberalizing influence that came from within Islamic cultures, the rejection of homosexuality in Islam gained momentum through the exogenous effects of European colonialism, that is, the import of Western cultural understandings of homosexuality as a perversion." University of Münster professor Thomas Bauer points that even though there were many orders of stoning for homosexuality, there is not a single proven case of it being carried out. Bauer continues that "Although contemporary Islamist movements decry homosexuality as a form of Western decadence, the current prejudice against it among Muslim publics stems from an amalgamation of traditional Islamic legal theory with popular notions that were imported from Europe during the colonial era, when Western military and economic superiority made Western notions of sexuality particularly influential in the Muslim world."
In some Muslim-majority countries, current anti-LGBT laws were enacted by United Kingdom or Soviet organs and retained following independence. The 1860 Indian Penal Code, which included an anti-sodomy statute, was used as a basis of penal laws in other parts of the empire. However, as Dynes and Donaldson point out, North African countries under French colonial tutelage lacked anti-homosexual laws which were only born afterwards, with the full weight of Islamic opinion descending on those who, on the model of the gay liberationists of the West, would seek to make "homosexuality" (above all, adult men taking passive roles) publicly respectable. Jordan, Bahrain, and-more recently-India have abolished the criminal penalties for consensual homosexual acts introduced under colonial rule. Persecution of homosexuals has been exacerbated in recent decades by a rise in Islamic fundamentalism and the emergence of the gay-rights movement in the West, which allowed Islamists to paint homosexuality as a noxious Western import.
Pederasty
While friendship between men and boys is often described in sexual ways in classical Islamic literature, Khaled El-Rouayheb and Oliver Leaman have argued that it would be misleading to conclude from this that homosexuality was widespread in practice. Such literature tended to use transgressive motifs alluding to what is forbidden, in particular homosexuality and wine. Greek homoerotic motifs may have accurately described pederastic practices in ancient Greece, but in their Islamic adaptations they tended to play a satirical or metaphorical rather than descriptive role. At the same time, many miniatures, especially from Ottoman Turkey, contain explicit depictions of pederasty, suggesting that the practice enjoyed a certain degree of popularity. A number of pre-modern texts discuss the possibility of sexual exploitation faced by young boys in educational institutions and warn teachers to take precautions against it.
In modern times, despite the formal disapproval of religious authority, the segregation of women in Muslim societies and the strong emphasis on male virility leads some adolescent males and unmarried young men to seek sexual outlets with boys younger than themselves—in one study in Morocco, with boys in the age-range 7 to 13.
Liwat can therefore be regarded as "temptation", and anal intercourse is not seen as repulsively unnatural so much as dangerously attractive. They believe "one has to avoid getting buggered precisely in order not to acquire a taste for it and thus become addicted." Not all sodomy is homosexual: one Moroccan sociologist, in a study of sex education in his native country, states that for many young men, heterosexual sodomy is considered better than vaginal penetration, and female prostitutes likewise report the demand for anal penetration from their male clients.
In regards to homosexual intercourse, it is the enjoyment that is considered bad, rather than simply the penetration. Deep shame attaches to the passive partner. Similar sexual sociologies are reported for other Muslim societies from North Africa to Pakistan and the Far East. In 2015, The New York Times reported that U.S. soldiers serving in Afghanistan were instructed by their commanders to ignore child sexual abuse being carried out by Afghan security forces, except "when rape is being used as a weapon of war". American soldiers have been instructed not to intervene—in some cases, not even when their Afghan allies have abused boys on military bases, according to interviews and court records. But the U.S. soldiers have been increasingly troubled that instead of weeding out pedophiles, the U.S. military was arming them against the Taliban and placing them as the police commanders of villages—and doing little when they began abusing children.
Modern laws in Muslim-majority countries
Criminalization
According to the International Lesbian and Gay Association (ILGA) seven countries still retain capital punishment for homosexual behavior: Saudi Arabia, Yemen, Iran, Afghanistan, Mauritania, and northern Nigeria. In United Arab Emirates it is a capital offense. In Qatar, Algeria, Uzbekistan, and the Maldives, homosexuality is punished with time in prison or a fine. This has led to controversy regarding Qatar, which is due to stage the 2022 FIFA World Cup. Human rights groups have questioned the awarding in 2010 of the right to host the competition, due to the possibility that gay football fans may be jailed. In response, Sepp Blatter, head of FIFA, joked that they would have to "refrain from sexual activity" while in Qatar. He later withdrew the remarks after condemnation from rights groups.
Same-sex sexual activity is illegal in Chad since 1 August 2017 under a new penal code. Before that, homosexuality between consenting adults had not been criminalized ever prior to this law.
In Egypt, openly gay men have been prosecuted under general public morality laws. (See Cairo 52.) "Sexual relations between consenting adult persons of the same sex in private are not prohibited as such. However, the Law on the Combating of Prostitution, and the law against debauchery have been used to imprison gay men in recent years." An Egyptian TV host was recently sentenced to a year in prison for interviewing a gay man in January 2019.
Islamic state has decreed capital punishment for gay people. They have executed more than two dozen men and women for suspected homosexual activity, including several thrown off the top of buildings in highly publicized executions.
In India, which has the third-largest Muslim population in the world, and where Muslims form a large minority, the largest Islamic seminary (Darul Uloom Deoband) has vehemently opposed recent government moves to abrogate and liberalize laws from the colonial era that banned homosexuality. As of September 2018, homosexuality is no longer a criminal act in India, and most of the religious groups withdrew their opposing claims against it in the Supreme Court.
In Iraq, homosexuality is allowed by the government, but terrorist groups often carry out illegal executions of gay people. Saddam Hussein was "unbothered by sexual mores." Ali Hili reports that "since the 2003 invasion more than 700 people have been killed because of their sexuality." He calls Iraq the "most dangerous place in the world for sexual minorities."
In Jordan, where homosexuality is legal, "gay hangouts have been raided or closed on bogus charges, such as serving alcohol illegally." Despite this legality, social attitudes towards homosexuality are still hostile and hateful.
In Pakistan, its law is a mixture of both British colonial law as well as Islamic law, both which proscribe criminal penalties for same-sex sexual acts. The Pakistan Penal Code of 1860, originally developed under colonial rule, punishes sodomy with a possible prison sentence and has other provisions that impact the human rights of LGBT Pakistanis, under the guise of protecting public morality and order. Yet, the more likely situation for gay and bisexual men is sporadic police blackmail, harassment, fines, and jail sentences.
In Bangladesh, homosexual acts are illegal and punishable according to section 377. Due to the traditional mentality of the predominantly conservative Bangladeshi society, negative attitudes towards those in the LGBT community are high. In 2009 and 2013, the Bangladeshi Parliament refused to overturn Section 377.
In Saudi Arabia, the maximum punishment for homosexual acts is public execution by beheading.
In Malaysia, homosexual acts are illegal and punishable with jail, fine, deportation, whipping or chemical castration. In October 2018, Prime Minister Mahathir Mohamad stated that Malaysia would not "copy" Western nations' approach towards LGBT rights, indicating that these countries were exhibiting a disregard for the institutions of the traditional family and marriage, as the value system in Malaysia is good. In May 2019, in response to the warning of George Clooney about intending to impose death penalty for homosexuals like Brunei, the Deputy Foreign Minister Marzuki Yahya pointed out that Malaysia does not kill gay people, and will not resort to killing sexual minorities. He also said, although such lifestyles deviate from Islam, the government would not impose such a punishment on the group.
In Indonesia, most parts of the country do not have a sodomy law and do not currently criminalize private, non-commercial homosexual acts among consenting adults, except in the Aceh province where homosexuality is illegal for Muslims under Islamic Sharia law, and punishable by flogging. While not criminalising homosexuality, the country does not recognise same-sex marriage. In July 2015, the Minister of Religious Affairs stated that it is difficult in Indonesia to legalize Gay Marriage, because strongly held religious norms speak strongly against it. According to some jurists, there should be death stoning penalty for homosexuals. While another group consider flogging with 100 lashes is the correct punishment.
In Turkey, homosexuality is legal, but "official censure can be fierce". A former interior minister, İdris Naim Şahin, called homosexuality an example of "dishonour, immorality and inhuman situations". Turkey held its 16th Gay Pride Parade in Istanbul on 30 June 2019.
As the latest addition in the list of criminalizing Muslim counties, Brunei's has implemented penalty for homosexuals within Sharia Penal Code in stages since 2014. It prescribes death by stoning as punishment for sex between men, and sex between women is punishable by caning or imprisonment. The sultanate currently has a moratorium in effect on death penalty.
Death penalty
In 2016, the International Lesbian, Gay, Bisexual, Trans and Intersex Association (ILGA) released its most recent State Sponsored Homophobia Report. The report found that thirteen countries or regions impose the death penalty for "same-sex sexual acts" with reference to sharia-based laws. In Iran, according to article 129 and 131 there are up to 100 lashes of whip first three times and fourth time death penalty for lesbians. The death penalty is implemented nationwide in Brunei, Iran, Saudi Arabia, Afghanistan and Yemen; Northern Nigeria, United Arab Emirates, and Somalia. This punishment is also allowed by the law but not implemented in Mauritania, and Pakistan; and was back then implemented through non-state courts by ISIS in parts of Iraq and Syria (now no longer existing).
Due to Brunei's law dictating that gay sex be punishable by stoning, many of its targeted citizens fled to Canada in hopes of finding refuge. The law is also set to impose the same punishment for adultery among heterosexual couples. Despite pushback from citizens in the LGBTQ+ community, Brunei prime minister's office produced a statement explaining Brunei's intention for carrying through with the law. It has been suggested that this is part of a plan to separate Brunei from the western world and towards a Muslim one.
Minor penalty
In Algeria, Bangladesh, Chad, Morocco , Aceh
, Maldives, Oman, Pakistan, Qatar, Syria and Tunisia it is illegal, and penalties may be imposed. In Kuwait, Turkmenistan and Uzbekistan, homosexual acts between males are illegal, but homosexual relations between females are legal.
Legalization
The Ottoman Empire (predecessor of Turkey) decriminalized homosexuality in 1858. In Turkey, where 99.8% of the population is officially registered as Muslim, homosexuality has never been criminalized since the day it was founded in 1923.
Same-sex sexual intercourse is legal in Albania, Azerbaijan, Bahrain, Bosnia and Herzegovina, Burkina Faso, Djibouti, Guinea-Bissau, Iraq, Jordan, Kazakhstan, Kosovo, Kyrgyzstan, Mali, Niger, Tajikistan, Turkey, West Bank (State of Palestine), Indonesia, and in Northern Cyprus. In Albania and Turkey, there have been discussions about legalizing same-sex marriage. Albania, Northern Cyprus, Bosnia and Herzegovina and Kosovo also protect LGBT people with anti-discrimination laws.
Same-sex relations between females are legal in Kuwait, Turkmenistan, and Uzbekistan, but homosexual acts between males are illegal.
In Lebanon, courts have ruled that the country's penal code must not be used to target homosexuals, but the law has yet to be changed by parliament.
Same-sex marriage
In 2007 there was a gay party in the Moroccan town of al-Qasr al-Kabir. Rumours spread that this was a gay marriage and more than 600 people took to the streets, condemning the alleged event and protesting against leniency towards homosexuals. Several persons who attended the party were detained and eventually six Moroccan men were sentenced to between four and ten months in prison for "homosexuality".
In France there was an Islamic same-sex marriage on 18 February 2012. In Paris in November 2012 a room in a Buddhist prayer hall was used by gay Muslims and called a "gay-friendly mosque", and a French Islamic website is supporting religious same-sex marriage.
The first American Muslim in the United States Congress, Keith Ellison (D-MN) said in 2010 that all discrimination against LGBT people is wrong. He further expressed support for gay marriage stating:
I believe that the right to marry someone who you please is so fundamental it should not be subject to popular approval any more than we should vote on whether blacks should be allowed to sit in the front of the bus.
In 2014 eight men were jailed for three years by a Cairo court after the circulation of a video of them allegedly taking part in a private wedding ceremony between two men on a boat on the Nile.
Transgender
In the late 1980s, Mufti Muhammad Sayyid Tantawy of Egypt issued a fatwa supporting the right for those who fit the description of mukhannathun to have sex reassignment surgery; Ayatollah Khomeini of Iran issued similar fatwas around the same time. Khomeini's initial fatwa concerned intersex individuals as well, but he later specified that sex reassignment surgery was also permissible in the case of transgender individuals. Because homosexuality is illegal in Iran but transgenderism is legal, some gay individuals have been forced to undergo sex reassignment surgery and transition into the opposite sex, regardless of their actual gender identity.
While Iran has outlawed homosexuality, Iranian thinkers such as Ayatollah Khomeini have allowed for transgender people to change their sex so that they can enter heterosexual relationships. This position has been confirmed by the Supreme Leader of Iran, Ayatollah Ali Khamenei, and is also supported by many other Iranian clerics. Iran carries out more sex change operations than any other nation in the world, except for Thailand. It is regarded as a cure for homosexuality, which is punishable by death under Iranian law. The government even provides up to half the cost for those needing financial assistance and a sex change is recognized on the birth certificate.
On 26 June 2016, clerics affiliated to the Pakistan-based organization Tanzeem Ittehad-i-Ummat issued a fatwa on transgender people where a trans woman (born male) with "visible signs of being a woman" is allowed to marry a man, and a trans man (born female) with "visible signs of being a man" is allowed to marry a woman. Pakistani transgender persons can also change their (legal) sex. Muslim ritual funerals also apply. Depriving transgender people of their inheritance, humiliating, insulting or teasing them were also declared haraam.
In Pakistan, transgender people make up 0.005 percent of the total population. Previously, transgender people were isolated from society and had no legal rights or protections. They also suffered discrimination in healthcare services. For example, in 2016 a transgender individual died in a hospital while doctors were trying to decide which ward the patient should be placed in. Transgender people also faced discrimination in finding employment resulting from incorrect identity cards and incongruous legal status. Many were forced into poverty, dancing, singing, and begging on the streets to scrape by. However, in May 2018, the Pakistani parliament passed a bill giving transgender individuals the right to choose their legal sex and correct their official documents, such as ID cards, driver licenses, and passports. Today, transgender people in Pakistan have the right to vote and to search for a job free from discrimination. As of 2018, one transgender woman became a news anchor, and two others were appointed to the Supreme Court.
In Lebanon, transgender women are not given any rights. Discrimination starts from their own family members when trans women are forced to leave their house. After that, trans women are not allowed to have any connections with their family members or with their neighbors. Trans women can't access educational institutions and medical services. Moreover, trans women face employment discrimination due to their wrong identity cards that are not being corrected by the government agencies. To support themselves financially, the only option often open to trans women is sex work, which is not safe for them either. Doing sex work, trans women are at higher risk of sexual abuse and violence. No laws are in existence to protect trans women. Instead, trans women are being arrested and put in jail for up to one year for having same-sex intercourse.
Although it prohibits homosexuality, Iran is the only Muslim-majority country in the Persian Gulf region that allows transgender people to express themselves by recognizing their self-identified gender and subsidizing reassignment surgery. Despite this, those who do not commit to reassignment surgery are often seen as freaks, and due to their refusal to conform they are treated as outcasts.
Public opinion among Muslims
The Muslim community as a whole, worldwide, has become polarized on the subject of homosexuality. Some Muslims say that "no good Muslim can be gay," and "traditional schools of Islamic law consider homosexuality a grave sin." At the opposite pole, "some Muslims . . . are welcoming what they see as an opening within their communities to address anti-gay attitudes." Especially, it is "young Muslims" who are "increasingly speaking out in support of gay rights".
According to the Albert Kennedy Trust, one in four young homeless people identify as LGBT due to their religious parents disowning them. The Trust suggests that the majority of individuals who are homeless due to religious out casting are either Christian or Muslim. Many young adults who come out to their parents are often forced out of the house to find refuge in a more accepting place. This leads many individual to be homeless or even attempt suicide.
Opinion polls
In 2013, the Pew Research Center conducted a study on the global acceptance of homosexuality and found a widespread rejection of homosexuality in many nations that are predominantly Muslim. In some countries, views were becoming more conservative among younger people.
2019 Arab Barometer Survey:
A 2007 survey of British Muslims showed that 61% believe homosexuality should be illegal. A later Gallup poll in 2009 showed that none of the 500 British Muslims polled believed homosexuality to be "morally acceptable". In a 2016 ICM poll of 1,081 British Muslims, 52% of those polled disagreed with the statement 'Homosexuality should be legal in Britain' while 18% agreed. In the same poll, 56% of British Muslims polled disagreed with the statement 'Gay marriage should be legal in Britain' compared with 20% of the control group and 47% disagreed with the statement 'It is acceptable for a homosexual person to be a teacher in a school' compared with 14% of the control group.
According to a 2012 poll, 51% of the Turks in Germany, who account for nearly two thirds of the total Muslim population in Germany, believed that homosexuality is an illness. However, a more recent poll from 2015 found that more than 60% of Muslims in Germany support gay marriage. A poll in 2017 also found 60% support for gay marriage.
American Muslims - in line with general public attitudes in the United States - have become much more accepting of homosexuality over recent years. In a 2007 poll conducted by Pew Research Center, only 27% of American Muslims believed that homosexuality should be accepted. In a 2011 poll, that rose to 39%. In a July 2017 poll, Muslims who say homosexuality should be accepted by society clearly outnumber those who say it should be discouraged (52% versus 33%), a level of acceptance similar to American Protestants (52% in 2016). According to research by the Public Religion Research Institute's 2017 American Values Atlas, 51% of American Muslims favor same-sex marriage, while 34% are opposed.
The 2009 Gallup poll showed that 35% of the French Muslims believed that homosexuality to be "morally acceptable".
A 2016 iVOX survey of Belgian Muslims found that 53% agreed with the statement: "I have no issues with homosexuality." Approximately 30% disagreed with the statement while the rest refused to answer or were unsure.
A 2016 survey of Canadian Muslims showed that 36% believes homosexuality should be generally accepted by society with up to 47% young Canadian Muslims(18-34) holding this belief.The survey also states that 43% of the Canadian Muslims disagreed with the statement homosexuality is acceptable. Muslims who opposed homosexuality are mostly older age groups 45 to 59 (55%), those with the lowest incomes (56%).
Turkey Muslims: According to the survey conducted by the Kadir Has University in Istanbul in 2016, 33 per cent of people said that LGBT people should have equal rights. This increased to 45 per cent in 2020. Another survey by Kadir Has University in 2018 found that 55.3 percent of people wouldn't want a homosexual neighbour. This decreased to 46.5 per cent in 2019.
Muslim leaders
Sunni
In 2017, the Egyptian cleric, Sheikh Yusuf al-Qaradawi (who has served as chairman of the European Council for Fatwa and Research) was asked how gay people should be punished. He replied that "there is disagreement," but "the important thing is to treat this act as a crime."
Shia
Iran's current Supreme Leader, Ayatollah Ali Khamenei has stated that "There is no worst form of moral degeneration than [homosexuality]. ... But it won't stop here. In the future, not sure exactly when, they will legalize incest and even worse." According to the conservative news website Khabaronline, Mohammad Javad Larijani, Khamenei's close adviser, stated "In our society, homosexuality is regarded as an illness and malady," and that "Promoting homosexuality is illegal and we have strong laws against it." He added, "It [homosexuality] is considered as a norm in the West and they are forcing us to accept it. We are strongly against this."
Ayatollah Ali al-Sistani in Iraq has stated "It is not permissible for a man to look at another man with lust; similarly, it is not permissible for a woman to look at another woman with lust. Homosexuality (Ash-shudhûdh al-jinsi) is harãm. Similarly, it is forbidden for a female to engage in a sexual act with another female, i.e. lesbianism."
LGBT-related movements within Islam
Conservative movements
Ex-gay organizations
There are a number of Islamic ex-gay organizations, that is, those composed of people claiming to have experienced a basic change in sexual orientation from exclusive homosexuality to exclusive heterosexuality. These groups, like those based in socially conservative Christianity, are aimed at attempting to guide homosexuals towards heterosexuality.
One of the leading LGBT reformatory Muslim organization is StraightWay Foundation, which was established in the United Kingdom in 2004 as an organization that provides information and advice for Muslims who struggle with homosexual attraction. They believe "that through following God's guidance", one may "cease to be" gay. They teach that the male-female pair is the "basis for humanity's growth" and that homosexual acts "are forbidden by God". NARTH has written favourably of the group. In 2004, Straightway entered into a controversy with the contemporary Mayor of London, Ken Livingstone, and the controversial Islamic cleric Yusuf al-Qaradawi. It was suggested that Livingstone was giving a platform to Islamic fundamentalists, and not liberal and progressive Muslims. Straightway responded to this by compiling a document to clarify what they regarded as fundamental issues concerning Islam and homosexuality. They sent Livingstone a letter thanking him for his support of al-Qaradawi. Livingstone then ignited controversy when he thanked Straightway for the letter.
Chechnya anti-gay purge
Since February 2017, over 100 male residents of the Chechen Republic (a majority-Muslim part of the Russian Federation) assumed to be gay or bisexual have been rounded up, detained and tortured by authorities on account of their sexual orientation. These crackdowns have been described as part of a systemic anti-LGBT "purge" in the region. The men are held and allegedly tortured in concentration camps.
Allegations were initially reported in Novaya Gazeta on 1 April 2017 a Russian-language opposition newspaper, which reported that over 100 men have allegedly been detained and tortured and at least three people have died in an extrajudicial killing. The paper, citing its sources in the Chechen special services, called the wave of detentions a "prophylactic sweep." The journalist who first reported on the subject has gone into hiding, There have been calls for reprisals for journalists reporting on the situation.
In response, the Russian LGBT Network is attempting to assist those who are threatened to evacuate from Chechnya. Human rights groups and foreign governments have called upon Russia and Chechnya to put an end to the internments.
On 11 January 2019, it was reported that another 'gay purge' had begun in the country in December 2018, with several gay men and women being detained. The Russian LGBT Network believes that around 40 persons were detained and two killed.
Attempts against LGBT people
Several anti-LGBT incidents have occurred:
In 2012, in the English city of Derby, some Muslim men "distributed . . . leaflets depicting gay men being executed in an attempt to encourage hatred against homosexuals." The leaflets had such titles as "Turn or Burn" and "God abhors you" and they advocated a death penalty for homosexuality. The men were "convicted of hate crimes" on 20 January 2012. One of the men said that he was doing his Muslim duty.
31 December 2013 - New Year's Eve arson attack on gay nightclub in Seattle, packed with 300+ revelers, but no one injured. Subject charged prosecuted under federal terror and hate-crime charges.
12 February 2016 - Across Europe, gay refugees facing abuse at migrant asylum shelters are forced to flee shelters.
25 April 2016 - Xulhaz Mannan, an employee of the United States embassy in Dhaka and the editor of Bangladesh's first and only LGBT magazine, was killed in his apartment by a gang of Islamic militants.
12 June 2016 - At least 49 people were killed and 50 injured in a mass shooting at Pulse gay nightclub in Orlando, Florida, in the second deadliest mass shooting by an individual and the deadliest incident of violence against LGBT people in U.S. history. The shooter, Omar Mateen, pledged allegiance to ISIL. The act has been described by investigators as an Islamic terrorist attack and a hate crime. Upon further review, investigators indicated Omar Mateen showed few signs of radicalization, suggesting that the shooter's pledge to ISIL may have been a calculated move to garner more news coverage. Afghanistan, Algeria, Azerbaijan, Bahrain, Djibouti, Egypt, Iraq, Iran, Pakistan, Saudi Arabia, Turkey, Turkmenistan and United Arab Emirates condemned the attack. Many American Muslims, including community leaders, swiftly condemned the attack. Prayer vigils for the victims were held at mosques across the country. The Florida mosque where Mateen sometimes prayed issued a statement condemning the attack and offering condolences to the victims. The Council on American–Islamic Relations called the attack "monstrous" and offered its condolences to the victims. CAIR Florida urged Muslims to donate blood and contribute funds in support of the victims' families.
During March 2019, British Muslim parents began protesting Parkfield Community School, a town where more than a third of the children are Muslim, due to the school's implementation of a “No Outsiders” sex-education program. The aim of this program was to provide students with lessons on same-sex relationships. The protest led to the school backing down by no longer following through with the “No Outsider” program. Regardless of this, the school's minister emphasized that the school tries express equality.
Liberal and progressive movements
The coming together of "human rights discourses and sexual orientation struggles" has resulted in an abundance of "social movements and organizations concerned with gender and sexual minority oppression and discrimination." Today, most LGBTQ-affirming Islamic organizations and individual congregations are primarily based in the Western world and South Asian countries; they usually identify themselves with the liberal and progressive movements within Islam.
In France there was an Islamic same-sex marriage on February 18, 2012. In Paris in November 2012 a room in a Buddhist prayer hall was used by gay Muslims and called a "gay-friendly mosque", and a French Islamic website is supporting religious same-sex marriage. The Ibn Ruschd-Goethe mosque in Berlin is a liberal mosque open to all types of Muslims, where men and women pray together and LGBT worshippers are welcomed and supported. Other significant LGBT-inclusive mosques or prayer groups include the El-Tawhid Juma Circle Unity Mosque in Toronto, Masjid an-Nur al-Isslaah (Light of Reform Mosque) in Washington D.C., Masjid Al-Rabia in Chicago, Unity Mosque in Atlanta, People's Mosque in Cape Town South Africa, Masjid Ul-Umam mosque in Cape Town, Qal'bu Maryamin in California, and the Nur Ashki Jerrahi Sufi Community in New York City.
Muslims for Progressive Values, based in the United States and Malaysia, is "a faith-based, grassroots, human rights organization that embodies and advocates for the traditional Qur'anic values of social justice and equality for all, for the 21st Century." MPV has recorded "a lecture series that seeks to dismantle the religious justification for homophobia in Muslim communities." The lectures can be viewed at MPV Lecture Series. The Mecca Institute is an LGBT-inclusive and progressive online Islamic seminary, and serves as an online center of Islamic learning and research.
Defunct movements
The Al-Fatiha Foundation was an organization which tried to advance the cause of gay, lesbian, and transgender Muslims. It was founded in 1998 by Faisal Alam, a Pakistani American, and was registered as a nonprofit organization in the United States. The organization was an offshoot of an internet listserve that brought together many gay, lesbian and questioning Muslims from various countries. The Foundation accepted and considered homosexuality as natural, either regarding Qur'anic verses as obsolete in the context of modern society, or stating that the Qu'ran speaks out against homosexual lust and is silent on homosexual love. After Alam stepped down, subsequent leaders failed to sustain the organization and it began a process of legal dissolution in 2011.
In 2001, Al-Muhajiroun, an international organization which sought the establishment of a global Islamic caliphate, but which is now a banned and defunct, issued a fatwa (ruling) declaring that all members of Al-Fatiha were murtadd (apostates), and condemning them to death. Because of this threat and their conservative familial backgrounds, many Al-Fatiha members chose anonymity to protect their identity. Al-Fatiha had fourteen chapters in the United States, as well as offices in England, Canada, Spain, Turkey, and South Africa.
Active movements
The Al-Fitrah Foundation, previously known as The Inner Circle was one of the first queer Muslim organizations founded in 1996 when its founder Imam Muhsin Hendricks publicly revealed his sexual orientation. Imam Muhsin Hendricks is also considered as the world's first openly queer Imam. His activism grew since then and the organization became public in 1998. It soon grew into an international organization with annual international retreats of up to 120 international delegates meeting annually in Cape Town to discuss issues pertaining to LGBTIQ Muslims. In 2018 after having served the organization for 20 years her resigned after detecting corruption in the organization and being maliciously and wrongfully accused of mismanagement of funds. He, along with other queer Muslims who left the old Al-Fitrah Foundation founded a new organization in 2018 called Al-Ghurbaah Foundation. Imam Muhsin Hendricks also administers the Compassion-centred Islamic Network (CCI Network) which is a global network that seeks to connect and create a stronger voice for queer Muslims amongst activists, academics, Islamic scholars and religious leaders (Imams). Currently, the organization's main focus is working with religious leaders (Imams) while serving the needs of the queer Muslim community globally. Al-Ghurbaah Foundation also runs an inclusive mosque called Masjidul Ghurbaah which is open to anyone who wants to connect spiritually regardless of sexual orientation, gender identity, religion or belief.
In November 2012, a prayer room was set up in Paris by gay Islamic scholar and founder of the group 'Homosexual Muslims of France' Ludovic-Mohamed Zahed. It was described by the press as the first gay-friendly mosque in Europe. The reaction from the rest of the Muslim community in France has been mixed. The opening has been condemned by the Grand Mosque of Paris.
In September 2019, a group of Muslims known as Imaan who identify and support LGBTQ+ members of Islam religion attempted to crowdfund £5,000 to host a festival for LGBTQ+ Muslims. Since homosexuality is against the law in some Middle Eastern countries, Imaan is taking a large stance against these laws and is attempting to change the way Middle Eastern countries look at LGBTQ+ individuals. Many LGBTQ+ Muslims are forced to choose between their sexuality and their religion, often forcing individuals to not express who they truly are.
The Ibn Ruschd-Goethe mosque in Berlin is a liberal mosque open to all types of Muslims, where men and women pray together and LGBT worshippers are welcomed and supported.
Imaan, a social support group for Muslim LGBT people and their families, exists in the UK. Imaan, like Al-Fatiha, was founded by gay Pakistani activists.
Inclusive Mosque Initiative, a UK based grassroots activist organisation founded in 2012, which works toward "establishing a place of worship for the promotion and practice of an inclusive Islam".
Nur Warsame has been an advocate for LGBTQ Muslims. He founded Marhaba, a support group for queer Muslims in Melbourne, Australia. In May 2016, Wahrsage revealed that he is homosexual in an interview on SBS2's The Feed, being the first openly gay Imam in Australia.
The Muslim Alliance for Sexual and Gender Diversity (MASGD) in the United States began on 23 January 2013. It supports, empowers and connects LGBTQ Muslims. It aims "to increase the acceptance of gender and sexual diversity within Muslim communities." On 20 June 2016, an interview with Mirna Haidar (a member of the MASGD's steering committee) was published in The Washington Post. She described the MASGD as supporting "LGBT Muslims who want or need to embrace both their sexual and religious identities." Haidar said that the support which the MASGD provides is needed because a person who is "Muslim and queer " faces "two different systems of oppression": Islamophobia and homophobia.
Muslims for Progressive Values, based in the United States and in Malaysia, is "a faith-based, grassroots, human rights organization that embodies and advocates for the traditional Qur'anic values of social justice and equality for all, for the 21st Century." MPV has recorded "a lecture series that seeks to dismantle the religious justification for homophobia in Muslim communities." The lectures can be viewed at MPV Lecture Series.
The Safra Project for women is based in the UK. It supports and works on issues relating to prejudice LGBTQ Muslim women. It was founded in October 2001 by Muslim LBT women. The Safra Project's "ethos is one of inclusiveness and diversity."
Salam is a voluntary organization that promotes an inclusive and safe environment for lesbians, gays, bisexuals, transgender people, and / or other non-binary Muslims backgrounds in Norway.
Salaam is the first gay Muslim group in Canada and second in the world. Salaam was found in 1993 by El-Farouk Khaki, who organized the Salaam/Al-Fateha International Conference in 2003.
Sarajevski Otvoreni Centar (Sarajevo Open Centre), abbreviated SOC, is an independent feminist civil society organization and advocacy group which campaigns for lesbian, gay, bisexual, trans and intersex (LGBTI) people and women rights in Bosnia and Herzegovina. The organization also gives asylum and psychological support to victims of discrimination and violence.
The Pink Report is an annual report made by the organization on the state of the Human Rights of LGBTI People in the country and is supported by the Norwegian Embassy.
In May 2009, the Toronto Unity Mosque / el-Tawhid Juma Circle was founded by Laury Silvers, a University of Toronto religious studies scholar, alongside Muslim gay-rights activists El-Farouk Khaki and Troy Jackson. Unity Mosque/ETJC is a gender-equal, LGBT+ affirming, mosque. The mosque offers aims to eliminate gender segregation by removing a dress code for women. While it was the only mosques of its kind when it first opened, more communities and mosques have become more accepting of LGBT members. El-Farouk Khaki has been quoted as saying “more and more groups, communities and mosques that celebrate and embrace inclusion and diversity are forming”.
Imam Daayiee Abdullah, one of America's first openly gay Imam's, argues that the existing view towards homosexuality among Muslims is based on tradition, not an interpretation of scriptures. In 2011, Abdullah created an LGBTQ+ mosques, known as the Light of Reform Mosque, to provide members of the LGBTQ+ community with marriage ceremonies. Abdullah opened the Mecca Institute in an attempt to open at least 50 LGBTQ+ friendly mosques by 2030.
Muslim LGBT rights activists
There are numbers of Muslim LGBT activists from different parts of the world. Some of them are listed below:
Nemat Sadat, Afghan-American journalist, novelist, human rights and LGBTQIA+ rights activist, former professor of political science at the American University of Afghanistan.
Afdhere Jama, editor of Huriyah.
El-Farouk Khaki, founder of Salaam, the first homosexual Muslim group in Canada.
Faisal Alam, Pakistani-American founder of Al-Fatiha Foundation.
Irshad Manji, Canadian lesbian and human rights activist.
Maryam Hatoon Molkara, campaigner for transsexual rights in Iran.
Parvez Sharma, Filmmaker and LGBT rights activist.
Ahmad Zahra, first openly LGBTI Muslim elected to public office in US.
Daayiee Abdullah, African-American gay imam from the United States.
Ludovic-Mohamed Zahed, Algerian-French gay imam from Algeria.
Amal Aden, Somali–Norwegian author, lecturer, and lesbian activist.
Waheed Alli, Baron Alli, British media entrepreneur and a member of the House of Lords in the United Kingdom, sitting as a life peer for the Labour Party.
Sumaya Dalmar, also known as Sumaya YSL, is a Somali-Canadian transgender activist and model.
Blair Imani, African-American activist.
Florina Kaja, American reality television personality, singer, actress, and activist.
Saleem Kidwai, medieval historian, gay rights activist, and translator.
Tynan Power, progressive Muslim faith leader, writer/editor, communications specialist, activist, and educator.
Ahmad Danny Ramadan, Syrian-Canadian novelist, public speaker, columnist, and gay refugee activist.
Omar Sharif Jr., Egyptian-Canadian actor, model, and gay activist
Hamed Sinno, Lebanese singer, songwriter, and musician.
Samra Habib, Queer Muslim photographer.
Sarah Hegazi, Egyptian socialist and lesbian activist.
In popular culture
Books
Islam and Homosexuality
In 2010, an anthology Islam and Homosexuality was published. In the Forward, Parvez Sharma sounded a pessimistic note about the future: "In my lifetime I do not see Islam drafting a uniform edict that homosexuality is permissible." Following is material from two chapters dealing with the present:
Rusmir Musić in a chapter "Queer Visions of Islam" said that "Queer Muslims struggle daily to reconcile their sexuality and their faith." Musić began to study in college "whether or not my love for somebody of the same gender disgusts God and whether it will propel me to hell. The answer, for me, is an unequivocal no. Furthermore, Musić wrote, "my research and reflection helped me to imagine my sexuality as a gift from a loving, not hateful, God."
Marhuq Fatima Khan in a chapter "Queer, American, and Muslim: Cultivating Identities and Communities of Affirmation," says that "Queer Muslims employ a few narratives to enable them to reconcile their religious and sexual identities." They "fall into three broad categories: (1) God Is Merciful; (2) That Is Just Who I Am; and (3) It's Not Just Islam."
Progressive Muslims: On Justice, Gender, and Pluralism
In Chapter Eight of the 2003 book, Progressive Muslims: On Justice, Gender, and Pluralism, Professor Scott Siraj al-Haqq Kugle asserts "that Islam does not address homosexuality." In Kugle's reading, the Quran holds "a positive assessment of diversity." It "respects diversity in physical appearance, constitution, stature, and color of human beings as a natural consequence of Divine wisdom in creation." Therefore, Islam can be described as "a religion that positively assesses diversity in creation and in human societies." Furthermore, in Kugle's reading, the Quran "implies that some people are different in their sexual desires than others." Thus, homosexuality can be seen as part of the "natural diversity in sexuality in human societies." This is the way "gay and lesbian Muslims" view their homosexuality.
In addition to the Qur'an, Kugle refers to the benediction of Imam Al-Ghazali (the 11th-century Muslim theologian) which says. "praise be to God, the marvels of whose creation are not subject to the arrows of accident." For Kugle, this benediction implies that "if sexuality is inherent in a person's personality, then sexual diversity is a part of creation, which is never accidental but is always marvelous." Kugle also refers to "a rich archive of same-sex sexual desires and expressions, written by or reported about respected members of society: literati, educated elites, and religious scholars." Given these writings, Kugle concludes that "one might consider Islamic societies (like classical Greece) to provide a vivid illustration of a 'homosexual-friendly' environment." This evoked from "medieval and early modern Christian Europeans" accusations that Muslim were "engaging openly in same-sex practices."
Kugle goes a step further in his argument and asserts that "if some Muslims find it necessary to deny that sexual diversity is part of the natural created world, then the burden of proof rests on their shoulders to illustrate their denial from the Qur'anic discourse itself."
Sexual Ethics and Islam
Kecia Ali in her 2016 book Sexual Ethics and Islam says that "there is no one Muslim perspective on anything." Regarding the Quran, Ali says that modern scholars disagree about what it says about "same-sex intimacy." Some scholars argue that "the Qur'an does not address homosexuality or homosexuals explicitly."
Regarding homosexuality, Ali, says that the belief that "exclusively homosexual desire is innate in some individuals" has been adopted "even among some relatively conservative Western Muslim thinkers."100 Homosexual Muslims believe their homosexuality to be innate and view "their sexual orientation as God-given and immutable." She observes that "queer and trans people are sometimes treated as defective or deviant," and she adds that it is "vital not to assume that variation implies imperfection or disability."
Regarding "medieval Muslim culture," Ali says that "male desire to penetrate desirable youth . . . was perfectly normal." Even if same-sex relations were not lawful, there was "an unwillingness to seek out and condemn instances of same-sex activity, but rather to let them pass by . . . unpunished." Ali states that some scholars claim that Islamic societies were 'homosexual-friendly' in history.
In an article "Same-sex Sexual Activity and Lesbian and Bisexual Women" Ali elaborates on homosexuality as an aspect of medieval Muslim culture. She says that "same-sex sexual expression has been a more or less recognized aspect of Muslim societies for many centuries." There are many explicit discussions of "same-sex sexual activity" in medieval Arabic literature. Ali states there is a lack of focus in medieval tradition on female same-sex sexual activity, where the Qur'an mainly focuses male/male sex. With female same-sex sexual activity there is more focus on the punishment for the acts and the complications with the dower, compare to men where there is a focus on punishment but also the needs to ablutions and the effect of the act on possible marriage decisions.
Miscellaneous
Islamic Homosexualities: Culture, History, and Literature (1997) — essay collection
In February 2019, the government of Indonesia – a country with a majority Muslim population – threatened to ban Instagram due to an account that was posting “Gay Muslim” comics. @Alpantuni was a profile that posted comics that tackled gay-identity and religious bigotry to connect with members of the LGBT community. Although Instagram refused to remove the account as it would violate its own terms and conditions, the account is currently unavailable.
Films and media
In 2007, the documentary film A Jihad for Love was released. It was produced by Sandi Simcha DuBowski and directed by Parvez Sharma. As of 2016 the film has been shown in 49 nations to four million plus viewers.
Out in the Dark, a 2012 film about the gay love story of a Palestinian Muslim and an Israeli Jew.
Breaking Fast, love story between Mo, a gay Muslim doctor in Los Angeles and Kal who get to know each other over nightly iftars.
In 2015, the documentary film A Sinner in Mecca was released. It was directed by Parvez Sharma. The film chronicles Sharma's Hajj pilgrimage to Mecca, Saudi Arabia as an openly gay Muslim. The film premiered at the 2015 Hot Docs Canadian International Documentary Festival to great critical acclaim. The film opened in theaters in the US on 4 September 2015 and is a New York Times Critics' Pick.
Gay Muslims is a Channel 4's 6 part documentary on LGBT among Muslims, broadcast in the UK in January The Unity Productions Foundation (UPF) works for "Peace through the Media" by producing films "to break down stereotypes and enhance understanding" of Muslims and Islam. UPF films have been seen by approximated 150 million people. UPF has "partnered with prominent Jewish, Muslim, Christian and interfaith groups to run dialogues nationwide."
The Muslim Debate Initiative (MDI) made up of Muslims "with experience in public speaking, apologetics, polemics, research and community work." One of its aims is "to support, encourage and promote debate that contrasts Islam against other intellectual and political discourses for the purpose of the pursuit of truth, intellectual scrutiny with respect, and the clarifying accurate understandings of other worldviews between people of different cultures, beliefs and political persuasions." One of its broadcasts was on BBC3's "Free Speech" program on 25 March 2014. The debate was between Maajid Nawaz and Abdullah al Andalusi on the question "Can you be Gay and Muslim?" It is on YouTube at "Gay and Muslim?".
Terminology
Bacchá — Afghan slang term (lit. "boy play")
Hijra - South Asian transgender society.
Khanith - A term for Arab "effeminate" men.
Khawal - Egyptian cross-dressed male dancers.
See also
Gender roles in Islam
Islam and gender segregation
Islam and masturbation
Islamic criminal jurisprudence
Islamic sexual jurisprudence
LGBT rights in Asia
LGBT in the Middle East
Modesty in Islam
Rape in Islamic law
Repentance in Islam
Zina
Raja Gemini
References
Notes
Citations
Sources
Georg Klauda: Die Vertreibung aus dem Serail. Europa und die Heteronormierung der islamischen Welt. Männerschwarm Verlag, Hamburg 2008, . See pages at Google Books.
Duran, Khalid. Homosexuality in Islam, in: Swidler, Anne (ed.) "Homosexuality and World Religions" (1993). Trinity Press International, Valley Forge, Pennsylvania.
Kilgerman, Nicole (2007). Homosexuality in Islam: A Difficult Paradox. Macalester Islam Journal 2(3):52-64, Berkeley Electronic press.
Khaled El-Rouayheb, Before Homosexuality in the Arab–Islamic World, 1500–1800 Chicago, 2009. .
Luongo, Michael (ed.), Gay Travels in the Muslim World Haworth Press, 2007. .
Everett K. Rowson, J.W. Wright (eds.), Homoeroticism in Classical Arabic Literature New York, 1997
Arno Schmitt and Jehoeda Sofer (eds.), Sexuality and Eroticism Among Males in Moslem Societies Harrington Park Press 1992
Arno Schmitt and Gianni de Martino, Kleine Schriften zu zwischenmännlicher Sexualität und Erotik in der muslimischen Gesellschaft, Berlin, Gustav-Müller-Str. 10 : A. Schmitt, 1985
Wafer, Jim (1997) "Muhammad and Male Homosexuality" in "Islamic Homosexualities: culture, history, and literature" by Stephen O. Murray and Will Roscoe (eds.), NYU Press New York
Wafer, Jim (1997) "The Symbolism of Male Love in Islamic Mysthical Literature" in "Islamic Homosexualities: culture, history, and literature" by Stephen O. Murray and Will Roscoe (eds.), NYU Press New York 1997
Vincenzo Patanè, "Homosexuality in the Middle East and North Africa" in: Aldrich, Robert (ed.) Gay Life and Culture: A World History, Thames & Hudson, London, 2006
[Pellat, Charles.] "Liwat". Encyclopedia of Islam. New edition. Vol. 5. Leiden: Brill, 1986. pp. 776–79.
Richard C. Martin (ed.), Encyclopedia of Islam and the Muslim World (Macmillan Reference USA, 2003)
The Huffington Post has eighteen article about LGBT Muslims at LGBT Muslims Articles
Cambridge Journal, https://www.cam.ac.uk/alumni/queerhistory
Further reading
Discrimination against LGBT people
Islamic criminal jurisprudence
Islam-related controversies
LGBT-related controversies
Homosexuality, Islamic views of |